Book Review: Robert Lindsey, The Falcon and the Snowman: A True Story of Friendship and Espionage (Open Road Media, 2016)

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Above is a publicized image of the US Defense Advanced Research Projects Agency’s proof-of-concept project for a spy satellite called Membrane Optical Image for Real-Time Exploitation—MOIRE. The satellite would provide real-time images and videos of any place on Earth at any time. In 1975, every aspect of the US spy satellite program was classified top secret. Two treasonous young men stole and sold crucial information concerning the program to the Soviet Union. Their story is told in The Falcon and the Snowman, released as an eBook by Open Road Media.

In The Falcon and the Snowman: A True Story of Friendship and Espionage (Open Road Media, 2016) http://www.books.google.com, Robert Lindsey tells the tragedy of what occurred when Christopher John Boyce held a position monitoring communications related to the Central Intelligence Agency’s (CIA) satellite projects at TRW, Inc.’s “Black Vault” in Redondo Beach, California. Motivated by factors well-explained by the author, Boyce decided to become a spy for the Soviet Union. After enlisting the aid of a drug dealing, and drug-abusing, childhood friend, Andrew Daulton Lee, the two self-absorbed, reckless, young men, barely in their 20s, presented several rolls of film containing photographs of documents from the black vault to the Soviet intelligence service, the KGB. Despite some difficulties with Lee, it was a successful operation for the Soviets. Considering the sensitivity of the materials they provided, the two men were remunerated with a mere pittance, and were eventually imprisoned for treason.

As a native Californian, Lindsey was familiar with the lifestyle of the affluent community in which the very privileged Boyce and Lee were raised. After graduating from San Jose State University in 1956, he became a reporter for the San Jose Mercury and later the newspaper’s Aerospace Editor which could account for his ease with the technical data about US spy satellites and cutting edge communications equipment in the book. He joined the New York Times in 1968. In his research for the book, Lindsey drew upon hundreds of interviews with all of the principles involved, letters, and documents from the trial. The Falcon and the Snowman received high praise from both critics and fellow authors. Thomas Thompson, author of Blood and Money (Doubleday, 1976) wrote, “Dynamite! Ranks with the best of le Carre and Deighton—but its all true. I only wish I’d found the incredible story before Robert Kindsey. A very important book.”   Ken Follet author of Eye of the Needle (Arbor House, 1978) and later the renowned On Wings of Eagles (William Morrow, 1983) wrote: “Remarkable . . . A real-life spy story as gripping and full of suspense as anything one could invent . . . . Robert Lindsey tells us everything we want to know about this odd couple. He has done a superb job of research and writing.” The book was developed into a film also entitled “The Falcon and the Snowman.”

In the spirit of full disclosure, Open Road Media solicited greatcharlie.com to write a review of their eBook edition of The Falcon and the Snowman. Open Road Media explained no difference exist in content between the original release and their eBook edition. Its’ rationale for re-releasing books in print on eBook is the changing format allows a new audience to enjoy a classic story. Since 1979, most reviewers of The Falcon and the Snowman have rdiculed Boyce and Lee over the way they stumbled into spying for the Soviet Union and noted how remarkable it was that they achieved any success as spies. The book has also been examined as a statement about the society that produced the duo. Nowhere in The Falcon and the Snowman does Lindsey attempt to color the readers’ view of Boyce and Lee, who he calls “Daulton.” Lindsey provides ample insight into what made these two young men tick. Some of what he states about them, while written in a matter-of-fact style, is impressive. Boyce, in particular was a very bright young man, seldom getting anything less than an A on his school exams and he scored 142 on an I.Q. test. As spies, however, the young men’s exploits were anything but remarkable. For example, Lindsey outlines: how incompetent Boyce and Lee were in handling top secret materials (Removing and returning secret materials from TRW in a camera case used by some staff for liquor runs or hiding documents in potted plants); Lee’s clumsy interactions with the Soviets (Money hungry, Lee threatened the Soviets by stating he would sell Boyce’s secrets to China if payments were not increased.); and, the tragic lack confidence and mutual trust in each other (Boyce sensed Lee was not dividing the Soviet payments equitably. He was right.)

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Christopher John Boyce was a very bright young man, seldom getting anything less than an A on his school exams and he scored 142 on an I.Q. test. Boyce rejected the suburban indulgences of his Palos Verdes community, but enjoyed falconry and partying. He believed he was fighting against what he perceived as abuses of US power. He ostensibly was using his position at TRW to fight back. While likely viewing himself akin to a “voice in the wilderness,” fighting injustice, but he also was happy to receive money for his efforts.

Duc in altum! (Head into the deep!) Lindsey’s portrayal of the two young men does not match with the usual portrayals of well-polished Cold War spies with their charm, mystique, and various intrigues found in volumes of novels and films. Nevertheless, Boyce and Lee, as Lindsey describes them, represent the realities of spying. Spies are little more than traitors driven by a variety of motivations to betray the trust of those who hired, trained, and often befriended them. Their willingness to violate loyalty statements to keep confidential top secret information they may handle while employed proves they are flawed individuals. Still, readers have far more to gain from The Falcon and the Snowman. A deeper dive into the book would reveal to readers an intriguing record of how Soviet intelligence controlled Boyce and Lee. Correlatively, readers would gain perspective on how Soviet intelligence sought to grab secrets from US firms. (Russian Federation efforts today are not too different.) For readers interested in enjoying The Falcon and the Snowman from that perspective, a head-start is provided here.

To Whom Were Boyce and Lee Selling Their Information?

In The Falcon and the Snowman, the Soviet intelligence officers Boyce and Lee were serving were from the Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB. Readers unfamiliar with the Cold War history may not know that it was the Soviet agency responsible for intelligence, counterintelligence, and internal security. Formed in 1954, it was the true, more capable successor to the infamous state security apparatus, the Narodnyi Komissariat Vnutrennikh Del (Peoples Commissariat of Internal Affairs) or NKVD, which in 1946 was dissolved, resurrected, and repeatedly renamed over eight years. Its internal spy network as well as a sprawling external spy network was filled with well-experienced officers who served in the NKVD in World War II. According to a November 13, 1982 New York Times article entitled “KGB: Feared by Some, Praised by Many,” the KGB was the most widely feared instrument of the government due to its shrewd officers and often brutal methods. The article confirmed that KGB scientific and technical operatives swept countries seeking the latest secret inventions, while its “illegals” tried to penetrate foreign intelligence operations. Until the Cold War’s end, the KGB was in a global struggle with its main rivals, the US CIA, Federal Bureau of Investigation (FBI), and Defense Intelligence Agency (DIA), and United Kingdom’s intelligence and counterintelligence organs, MI6 and MI5. The Soviet Embassy in Mexico City was the point of contact for Boyce and Lee with the KGB. What made it an effective choice by the novice spies was its proximity to their location in California. Mexico City was already known for being a third country operation for all Soviet intelligence operations in the Western US. US officials said they could not effectively surveil KGB activities for they were far outnumbered by its’ agents and those of Eastern Bloc nations that had embassies in Mexico City, including East Germany, Bulgaria, Hungary, Romania, Poland, and Czechoslovakia, as well as Cuba.

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Andrew Daulton Lee achieved little academically or professionally. Spying gave Lee with a chance to prove he was smart and could do big things. Lee was initially in it for the money. Later, he was in it for the excitement of overseas travel, the risk of arrest, and working with KGB officers. The Soviets likely recognized Lee was far more interested in dealing drugs and drug abuse than stealing and selling US secrets to them.

Why US Spy Satellites Were So Important to the Soviets?

US spy satellite information stayed in a windowless building called the TRW’s Satellite Control Facility or “Big Blue Cube” in Sunnyvale, California, which operated the National Reconnaissance Office’s spy satellites. Boyce worked in a 5-foot by 15-foot room that housed equipment to encode secret communications for the CIA headquarters in Langley, Virginia. Every day, he would change the cipher on each machine that tapped out messages among the CIA, other ground stations, and US spy satellites. He was one of few having access to highly secret SIGNET satellite projects, Rhyolite and Argus. Lindsey tells us that the rolls of film Boyce and Lee sold to the KGB held data from Rhyolite. Rhyolite satellites, also known as Program 720 and Program 472, reportedly had a mass of 700 kg. The design was dominated by a large unfurlable dish antenna with a diameter of about 20 to 23 meters. The goal was to use a small—originally 9 meter—radio telescope in geostationary orbit to monitor the Soviet Union’s missile tests. This could be done be recording the radio signals, or telemetry, that the missiles transmit so that ground observers can judge their performance. The satellites demonstrated a capability across the whole microwave and VHF spectrum. Rhyolite 1 was launched on June 19, 1970, and was initially positioned at 105 degrees East to monitor both the Baikonur and Sary Shagan test areas. It was regularly repositioned to monitor other areas of interest such as the India-Pakistan War in 1971 or the Vietnam War area. After a second satellite became operational, Rhyolite 1 was dedicated to the China and Vietnam observations on a long-term basis. It operated for at least for five years and was reported still operational in 1975. Rhyolite 2 followed in March 6 1973 and operated initially from 70 degrees East over the Horn of Africa to monitor microwave transmissions from the western Soviet Union and telemetry from Baikonur launched Intercontinental Ballistic Missile (ICBM) tests. It remained there for about five years. It is unknown if it ceased operating or relocated to another position. Two additional Rhyolites, renamed Aquacade 4 and Aquacade 5 were launched in the late1970s. There was a replacement program CIA developed for Rhyolite called Argus. The Argus satellite would have a 40 meter antenna. However, the program was cancelled. At that point, the US National Security Agency became interested and developed an advanced Rhyolite, called Argus. Its 40-meter aperture enabled it to eavesdrop on microwave and short-wave communications.

Looking at Boyce and Lee from the Perspective of the KGB: A Head-Start

In Chapter 1, readers learn of Lee’s first contact with the Soviet embassy in Mexico City. Lindsey writes that Lee walked into the embassy, presented himself to the clerk at the reception desk in the guardhouse, threw down the computer programming cards, and said “I have a friend with Socialist leanings who would like you to have some information.” (Note: Unwittingly, Lee presented himself as a “dangle,” an individual who would do everything possible to stir the KGB’s interest in him.) The clerk shook his head and said he did not speak English and left to get someone who did. (Note: In Soviet diplomatic missions, there was a side of the house that dealt strictly with diplomacy and a side that dealt with intelligence. Lower level administrative employees who were not KGB wanted little to do with the intelligence side lest they would unfortunately find themselves involved in mysterious, spooky matters.) Lindsey tells readers that Lee sat in the stark lobby of the building for twenty minutes until he met Vasily Ivanovich Okana. Readers are told that he was listed with Mexican authorities as a vice consul of the Soviet foreign service, but he was in fact a member of the KGB. At that first meeting, Lee was not very impressed by the slender man in the-poorly fitting black suit. Later he had learned that beneath the baggy suit was the muscled physique of a fitness fanatic. “These are interesting,” the 38 year-old KGB agent had said in English as his fingers played with the computer cards, “But what are they?” Lee replied that he was only a courier, but it was his understanding that they had something to do with what people called “spy satellites.” Lindsey moves readers away from Lee’s first contact with the KGB until Chapter 14, where the interview with Okana continues. He starts the chapter with Okana asking Lee, “Who is your friend?” Further describing the contact, Lindsey recounts that the KGB agent studied the stranger with a cautious smile. Lee noted that when Okana was apprehensive or unsure of a situation, as he was now, his charcoal eyebrows tended to bob up and down spontaneously. Lee eventually replied that he could not identify his friend, who had a sensitive job working for the US Government. The friend he said wanted to defect to the Soviet Union but had a wife and two children and did not want to leave them behind. Elaborating on the brief note Boyce had typed, Lee said they had a proposition for the Soviet Union. His friend was motivated by a belief in the future of Socialism, while he was a fugitive of the police on a trumped up charge. They were prepared to deliver US defense secrets to the USSR, but expected to be paid well for them. Lindsey writes, “There was no expression on Okana’s face when Lee finished his short sales pitch.” (Note: What Lee did not know was that the Soviets were familiar with US spy satellite operations, to include ground facilities, and product they delivered in the form of pictures or intercepted signals. The Soviets also knew satellite operations were scrupulously protected by the sensitive compartmentalized information system. That ensured even an accidental revelation of information would not destroy operational secrecy Lee brought the Soviets something that would have been impossible for them to get.) Aut trace aut loquere meliora silentio. (Be quiet or say something better than silence.)

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KGB Headquarters in Moscow during the Cold War (above). In The Falcon and the Snowman, Boyce and Lee served the Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB. The KGB was responsible for intelligence, counterintelligence, and internal security. The KGB was the most widely feared instrument of the government due to its shrewd officers and often brutal methods. KGB scientific and technical operatives swept countries seeking the latest secret inventions, while its “illegals” penetrated foreign intelligence operations.

Lindsey writes Okana asked Lee if he had any personal identification without demanding it. Lee pulled out his wallet and offered his driver’s license. Okana made a note of his name and address and then handed the license back to him, making a complimentary remark about Southern California. As a friendly gesture, Okana asked Lee, “Would you like vodka?” Lee said he would enjoy it, and Okana left the office where he was conducting the interview and came back a few seconds later. Within a few minutes a male servant brought in two large bottles of vodka and a bowl of iced caviar. The Russian said that he once served in the US and had polished his English there. (Note: KGB officers established nefarious business relationships not friendships. For one to believe an intelligence officer is a friend would be misguided. The duty of the KGB officer was to encourage lying, deception, subterfuge, theft, and betrayal by those who operate for them, known as agents, so they can collect information they require. Perhaps the most important tool of the intelligence officers spy skills tool box, or tradecraft, is the ability to develop and recruit agents with access to information from foreign government offices and businesses they are required to collect by their superiors. It is nuanced work. However, the KGB officer would get lucky and encounter a “walk-in.”   Without any solicitation or prior contact whatsoever, a walk-in would present oneself to a diplomatic mission, diplomatic official, or KGB officer and expresses the desire to provide top secret diplomatic, military, intelligence, and intelligence information for government or private company where they are employed or have some access. Walk-ins, or recruited agents, while often reveling in the glamour that they believe comes with being a spy, are nothing more than traitors willing to betray the trust of those who hired, trained, and often befriended them. Given their willingness to violate any oath or loyalty statements they signed swearing to keep confidential top secret information they encountered, KGB officers remained suspicious of them. The KGB referred to Soviet traitors as “pigs.”)

Lindsey writes that Lee noticed that the bobbing of his eyebrows had subsided somewhat, but there was still an apprehensive look behind his gray eyes. (Note: From an ideological perspective, Western intelligence services during the Cold War viewed employees and officials of the Soviet Union and Eastern Bloc governments willing to spy for them as individuals who had awoken to the realities of a morally bankrupt Communist system which was built on lies and the Communist Party leadership of the Soviet Union which was bent on world domination. From the perspective of Soviet and Eastern Bloc intelligence officers, those employees of officials of Western governments willing to spy for them were primarily a manifestation of an ethically bankrupt capitalist system that made profit and wealth the driving force of one’s existence. Boyce and Lee were not Marxist-Leninist, Communists, or Russophiles. Lee was initially in it for the money. Later, he was in it for the excitement of overseas travel, the risk of arrest, and working with KGB officers. Having achieved little academically or professionally, the work also gave Lee with a chance to prove he was smart and could do big things. Boyce rejected the suburban indulgences of his Palos Verdes community. He believed he was fighting against what he perceived as abuses of US power. He ostensibly was using his position at TRW to fight back. While likely viewing himself akin to a “voice in the wilderness,” fighting injustice, he also enjoyed receiving money for his efforts.) Lee said that what he had brought were only samples of the kind of information his friend could make available to the Soviets. He stressed that his friend was personally involved in the operation of spy satellites and had unlimited access to secrets that he was sure the Soviets would want to buy.

Lindsey tells readers Okana excused himself, leaving Lee with a drink in his hand. Taking the computer programming cards and a twelve-inch length of paper tape used in the KG-13 and KW-7 crypto machines that Boyce had given Lee. (Note: KGB officers in the field answered upward to a pyramid of managers, as well as high-level bureaucrats, who demanded results and controlled the purse strings and key resources. Okana most likely left the room to confer with the chief of the KGB station in Mexico City. Given the potential gains that could come from Boyce’s thefts, every step of the case would be managed well above the level of a field agent.) When Okana returned twenty minutes later, Okana carried a piece of note paper in one hand and referring to it, began to probe Lee about reconnaissance satellites. Okana poured another glass of vodka for his guest and invited him to sample more caviar. Lee believed that he could convince Okana that he had more than a casual knowledge of such satellites and the TRW office.  (Note: If an agent managed to convince a KGB officer that he knew more about a subject than he actually did, the officer, as trained, would report the situation to his managers. If his managers were interested in the subject, they would invariably order the officer to press the agent for more information. Once the truth was uncovered, the result was often a dark moment in relationship between a less-patient officer and the agent.) The next time Okana left the room for another conference somewhere else in the embassy, when he returned, he handed Lee an envelope containing $250 in US currency—enough he said to finance a return trip from Los Angeles to Mexico. Lindsey wrote that Okana was warm now and smiling continuously, although the nervous bobbing of his eyebrows reappeared from time to time to distract Lee. Okana said that his associates were very much interested in the proposition made by Lee and his friend, and they looked forward to a mutually profitable enterprise, and then he gave Lee instructions to meet him at a Mexico City restaurant on his next trip, he told him they would use passwords at future meetings. (Note: Okana introduced Lee to a bit of KGB tradecraft.) Lee would be asked: “Do you know the restaurant in San Francisco? And Lee was to reply: “No, but I know the restaurant in Los Angeles.” Okana said they would also use code names to reduce the possibility of detection. Lee, he said, would be known as “Luis,” and Okana would be called “John.” The meeting ended, and Lee and Okana shook hands. “Adios John,” Lee said. “Adios Luis,” Okana said. (Note: The KGB changed agents’ code names often. To thwart Western counterintelligence, some male agents were given female code names and vice-versa.)

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Above is the well-kept entrance of the Soviet Embassy in Mexico City. The Soviet Embassy in Mexico City was the point of contact for Boyce and Lee with the KGB. What made it an effective choice by the novice spies was its proximity to their location in California. Mexico City was already known for being a third country operation for all Soviet intelligence operations in the Western US. US officials could not effectively monitor KGB activities for they were far outnumbered by its’ agents and those of Eastern Bloc nations with Mexico City embassies.

In Chapter 15, readers learn of the April 23rd prearranged meeting between Lee and Okana at a Mexico City restaurant. (Note: It likely was a test run for Lee, an effort to detect surveillance by Western intelligence and see if Lee was fake. Clearly, no surveillance was found.) Lee obeyed instructions to the letter. After exchanging passwords, Okana plainly stated the Soviets were interested in Lee’s offer. (Note: Surely they were pleased Lee’s cards were not old, “shopworn goods,” or distorted, “cooked” data.) Lindsey writes Lee was slightly surprised by the magnitude of Okana’s eagerness. Lee told Okana that he had been in touch with a friend and deliveries of information would begin shortly. (Note: In addition to working with spies who had direct access to required information, KGB officers also worked with individuals who lacked direct access to information, but could pass information and devices from one spy to another known as “cut-outs.” Lee was a chain cut-out, able to pass messages and information between Okana and Boyce, who worked in a space denied to the KGB. He only knew the identity of the person providing information and the person receiving it. He did not know the entire operation.)

Lee’s Meeting with the Soviets in Vienna

In Chapter 28, Lindsey writes Lee traveled to Vienna under instructions of the Soviets. He had arrived earlier than his scheduled meeting schedule for March 16th with the Soviets in order to see some of the city that was “so often the setting of the espionage novels he loved.” Lindsey notes that Lee felt vulnerable so close to Eastern Europe and the Communist Bloc. The reason the Soviets had given for wanting him to make the trip was to meet some Soviet representatives who could not go to Mexico as well as take some specialized training in espionage: “tradecraft” was the term Lee knew from his novels. (Note: The Soviets wanted Lee in a location where they could control events, provide security, and counter surveillance.) Lee told his brother that he feared the Soviets “might try to kidnap him for some motive he couldn’t figure out—why else Vienna?” Lee remained suspicious as he boarded the plane in Los Angeles, but was lured there by the money and the excitement. Lindsey tells: “As Lee walked the streets of the old city, Lee’s fear ebbed and was replaced by a euphoria that reminded him of a high from heroin. The people who glanced at him as he walked through Vienna couldn’t have any idea about the nature of his mission, and this though excited him. And the realization that he was a spy on his way to meet ‘Russian spies’ in an exotic city also excited him.” Boyce kept his promise and gave him a large load for this delivery, although Lee did not know what the nature of the documents he was carrying. As Lindsey writes, “It did not really matter to Lee. It could easily have been a package of heroin. They were merely goods to be marketed, and his only concern was they would turn on the Russians.” In fact Lee had ten rolls of film, each with thirty-six exposures. There were a month’s worth of KW-7 ciphers, scores of Rhyolite messages between TRW, Langley, and Australia, and a long TRW technical report describing plans for the new Argus system.

The evening after arriving in Vienna, Lee took a cab to Donaupark as instructed. He crossed the Danube and got out at the park. A familiar face approached from the darkness. Lee said, “It was my old friend The Colonel with the steely teeth, no code was necessary. He was my mentor.” Lindsey would later identify The Colonel as Mikhail Vasilyevich Muzankov. (Note: Despite the reality of the situation, a KGB officer would hope that an agent, or a mere cut-out in Lee’s case, would believe he was a friend. Officers could be cordial and smile very becoming smiles. Creating a sense of friendship would normally enhance an officers ability to control the agent. Officers kept firmly in mind he fact that interactions with their agents were just business. The officers were defending the Soviet Union. Unlike their agents, KGB officers, generally, were fiercely loyal to their country.)

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Robert Lindsey tells readers that the rolls of film Boyce and Lee sold to the KGB held data from a US Rhyolite spy satellite (above). Rhyolite satellites reportedly had a mass of 700 kg. The design was dominated by a large unfurlable dish antenna with a diameter of about 20 to 23 meters. Its main mission was to remain in geostationary orbit to monitor the Soviet Union’s missile tests. This was done by recording the radio signals, or telemetry, that the missiles transmit so that ground observers can judge their performance. Rhyolite demonstrated a capability across the whole microwave and VHF spectrum.

Commune periculum concordian parit. (Common danger begets unity.) Setting the scene, Lindsey writes that a limousine found the two men as they walked near the river and Lee learned that Soviet chauffeurs in Vienna drove just like the ones in Mexico City. The driver thread in and out of alleys and narrow streets, doubling back, checking his mirror to be sure they weren’t followed. Lee had no idea where they were when the car finally stopped at a low-slung building. It was a KGB safehouse apparently in a Vienna suburb. Lindsey explained Lee’s uneasiness continued to wane in the friendly atmosphere of reunion. In a room at the safehouse, a woman brought the two men caviar and three bottles of vodka, then she brought a stew of beef, potatoes, carrots, and cabbage. The Colonel sent the film to another part of the building to be developed. (Note: Intimate conversations between the KGB officer and the agent or cut-out provides the officer to look into the agents thinking and sense his feelings. The officer would establish a baseline, norms for the agent’s behavior. Everything the agent says or how the agent reacts to statements is important to know. The officers concerned themselves with other things the average person might very well assume was minutiae or too esoteric to matter. Every inflexion, tone, change in the agent’s voice can provide insight as to what is on the individual’s mind. If an officer discerned an agent was being evasive, deceptive, deviating from his normal behavior, it often meant a new, strong, personality, possibly an intelligence officer, had entered the mix. Initial changes noticed might be in vocabulary and, mannerisms perhaps acquired from the new contact. The officer would stage conversations to confirm changes or put the agent in controlled situations to gauge responses. In oculis animus habitat. (In the eyes their character lives.))

Aliquis latet error. (Some trickery lies hidden!) After eating and drinking, Lee got sick and asked for the bathroom. The Soviets had little work for Lee that night and they drove him back to the Inter-Continental Hotel after midnight. (Note: Lee proved that he was undisciplined, unreserved, and unmeasured in his actions. Perhaps Lee’s stew was compromised with a chemical agent to upset his stomach. Placing chemical agents, toxins, in meals was a KGB practice. Perhaps the Soviets wanted to know whether Lee could detect that he had ingested some chemical agent due to its effects and would act to mitigate them. Perhaps the Soviets simply wanted to observe how vulnerable Lee was in general. Lee apparently did not mention to Lindsey whether the Soviets were surprised when he became sick. Perhaps the Soviets had created the chance to demonstrate that they cared for his well-being. Conveniently, Lee was sick just in time to be sent home at a decent hour, go right to sleep, and be prepared the next day for training. The Soviets surely did not want a repeat of his behavior in Mexico City, which included drug abuse and visits to brothels.)

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Critical acclaim for the book led to its development as a film also entitled “The Falcon and the Snowman.” The film which premiered on January 26, 1985 starred Timothy Hutton (right) as Boyce, Sean Penn as Lee (center), David Suchet as their Soviet contact (left), and was directed by John Schlesinger. Film critic Roger Ebert called the film a “meticulously observant record of how naiveté, inexperience, misplaced idealism and greed led to one of the most peculiar cases of treason in American history.”

Lee and the Soviets met in the morning near St. Stephens Cathedral. The Colonel protested after they returned to the safe house that the pictures from the Minox-B he told Lee to give to Boyce were not too good. He explained some of the pictures were decipherable, but others were fogged and out of focus. Editorializing a bit, Lindsey wrote the Soviets seemed to be growing exasperated with his two young “spies” said the author. He then writes that with the condescension of a teacher to his pupil, he said they would have to start again. (Note: Often power, a sense of control comes from having information. When a KGB officer shared information with an agent, his release of it was well-measured. He revealed only what was necessary and harmless to his service’s operations. He shared only enough to build-up the agent’s confidence in him and to convince the agent that he has complete situational awareness.)

The Colonel took a Minox-B—same as the one Boyce was using—out of his pocket and began a long day of lessons in how to photograph documents. The KGB officer presented Lee with a metal chain that he said was precisely 40 centimeters long, and said Boyce must use it to measure the distance from the camera to the documents in order to get sharper pictures. Moreover, The Colonel said the film should be developed in the United States—that way, the Americans could see for themselves if the photographs were of high quality. He taught Lee how to develop the exposed film and went over each detail of the process again and again; they photographed typewritten pages and pages from books, then processed the film. When the lesson was over, The Colonel smiled as if to say, “You see, it’s really not that difficult, is it?” Lindsey writes that The Colonel gave Lee advice on how to avoid being followed, including instructions to change cabs or buses often and to duck into stores or other crowded places and other techniques that he should use to ensure that he wasn’t tailed to their meetings. (Note: The Colonel taught Lee movement technique: how to “dry clean.”)

In the evening after the photography lesson, Lee was introduced to two middle-aged Soviets. From the respect servants paid to them, he gathered that they were important, but he learned little else about the pair of men in the dark suits who seemed so hyperactive that they could have been on amphetamines. They seemed to know all about Lee and his friend. Lindsey writes that he also met a third Soviet named “Boris.” The KGB men interrogated him about TRW. (Note: Through their questions the Soviets outlined a shopping list of requirements.) According to Lindsey, “Again and again, they pressed Lee to provide more technical data about infrared sensors, and photographs of the Rhyolite and Argus payloads. Lee assured his “mentor” that he should not worry, they would get the information. But it would cost $50,000. The Russian emphasized that money would be no object.” Lindsey states “There were more questions for Lee about the means used to transmit messages: shortwave radio, UHF, VHF, telephone circuits, Western Union?” (Note: As mentioned, KGB officers in the field answered upward to a pyramid of managers. In Vienna, Lee could not see that he was meeting the top management. The work of Boyce and Lee was being followed far beyond the KGB station in Mexico City. Direction on them was likely being given from the highest levels at KGB Headquarters and perhaps from the Kremlin. Given the case’s importance, KGB officers from the highest level, likely generals, were sent to observe Lee for themselves. During the Cold War, the worst mistake any service could make would be to recruit an individual who had been dangled before it by a hostile intelligence service. A general principle in intelligence work was to suspect anyone who took the initiative to offer their services to an intelligence officer. According to The Dictionary of Espionage: Spookspeak into English (Stein & Day, 1986) by Henry S. A. Becket, “A KGB manual warns its US based operatives against FBI attempts to dangle supposed recruits. It notes that ‘the person being dangled attempts to interest us in his intelligence potential or he takes the initiative and offers to pass us certain secret materials.’ Such dangles display a disappropriate interest in money . . .’ ” Lee approached the Soviet’s as a walk-in seeking payments for information. The Soviets began to work with Lee, setting caution aside likely because the spy satellite information was worth the risk. After meeting Lee, the two senior officers undoubtedly were completely convinced that he was not a shrewd US intelligence officer trying to penetrate KGB operations.) Lindsey expressed the belief that the Soviets were frustrated by the perplexing Lee and the inability to get more information from him.

Lee on the other hand was enjoying the experience according to Lindsey. He had all but forgotten his fears of being spirited away to Czechoslovakia. Erroneously, Lee slowly began to realize that he not the KGB officers had the upper hand in the game they were playing. According to Lindsey, after a while, Lee began to perceive something he thought was familiar: the intensity of the Russians appeal for information; a hungry look in the stony eyes of the man with the bristle cut, iron-gray hair that he had seen before. It had reminded Lee of someone begging him for dope. Lee had known that hunger for years; he had used it to whittle the niche he had made for himself in life. Lee tried to play on the Soviets dependency; he tried to exploit it; giving a little and promising more. Lee told the author dramatically: “They wanted what I had. I was basically dealing with addicts. But I knew they’d kill to get it too.” (Note: Ignorant of the KGB, Lee did not realize that the KGB officers were in reality assassins as much as gentlemen. The servants’ reaction to the men in dark suits was very likely due more to fear, not deference to rank. With likely bloodstained records of achievement, those men may have been satisfied with snuffing out, “liquidating,” Lee, but sacrifice for the state required accepting his use as a cut-out.)

Lee left Vienna and agreed to a suggestion from The Colonel to apply for a job at TRW or Lockheed. (Note: The Soviets knew the suggestion was absurd. They had no reason to cultivate him. Lee was unqualified for any position requiring secret clearance due to his criminal record, drug abuse, and drug dealing. His education was limited.) The Colonel handed Lee three envelopes full of American money and gave him a handmade rug from the Caucasus that he said was worth more than $10,000. Lee said goodbye not knowing whether he would see him again or not and decided that he would miss the sly old man. (Note: The Colonel convinced Lee he was a friend.)

One can read The Falcon and the Snowman to review the KGB operation, to study the adventures of Boyce and Lee, or to learn about a segment of US society in the 1970s. However, from every perspective, the reader will enjoy a great book on spies, intelligence, satellites, and interesting people. How the whole episode ends for Boyce and Lee is fairly well-known, but that cannot detract from the amazing ride Lindsey takes the reader on from start to finish.  It was a labor of love to read this classic over again. Without a shadow of doubt, greatcharlie.com highly recommends for its readers to read or re-read this great story. Once you complete it, recommend it to a colleague. Let them know The Falcon and the Snowman is now an eBook!

By Mark Edmond Clark

1467226460_9781504038355

 

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