Commentary: What Comes Next for Putin at Home and in Ukraine?: An Assessment One Year After the Start of His Special Military Operation

Russian Federation President Vladimir Putin (center right), Minister of Defense of the Russian Federation General Sergei Shoigu (bottom left) and Commander-in-Chief of the Russian Federation Naval Force or Russian Navy Admiral Nikolai Yevmenov (top). In preceding posts on the Russian Federation’s special military operation in Ukraine, greatcharlie sought to dive a bit deeper on each occasion into Russian Federation President Vladimir Putin’s mind. The aim was to better understand how Putin–the one who started the Ukraine War–thinks and offer not just insight on decisions he has made but foresight on decisions he might make in the near future. Given how the situation has progressed in Ukraine so negatively for Putin and the Russian Federation, he will need to reach some conclusions on the outcome of what he has started while he can still have a real say in events. This essay offers some new ideas and insights that may assist readers in developing their own lines of thought on how to best proceed with regard to Putin and relations with the Russian Federation.

In its attempts to parse the subject of the Russian Federation’s Spetsial’noy Voyennoy Operatsii (Special Military Operation) in preceding posts, greatcharlie regularly sought to dive a bit deeper into the mind of Russian Federation President Vladimir Putin. The objective was to better understand how Putin thinks and additionally offer not just insight on decisions he has made but foresight on decisions he might make in the near future. The purpose of this essay is to offer some new ideas and insights that may assist readers, hopefully to include some practitioners in the field of foreign and national security policy analysis and decisionmaking, to develop new lines of thought on how to proceed concerning Putin and relations with the Russian Federation. 

Noticeably, some analysts who publish essays have appeared fixated emotionally upon the idea of Putin being a beast and it has colored their analyses. They have been unwilling to ascribe any premium qualities to any aspects of his leadership even when an objective examination would surely warrant such. Students among greatcharlie’s readership must guard against mimicking such analyses. This commentary may disappoint some because at points here and there, greatcharlie has noted ways in which Putin has displayed better than average qualities. The goal here is to take an objective look at the individual and his record, not prepare a popular piece. Aude sapere. (Dare to know.)

At first glance, one would likely discern the same aggregation of elements and the characteristics similar to those of many other leaders of authoritarian regimes throughout history.  As this is 2023, one might reasonably have hoped to find something better, believing mankind had advanced beyond such base impulses. Still, with Putin there is more. From what can.be gathered by greatcharlie, in the mind of Putin, what some might reluctantly call genius seems to coexist with madness. (The invasion of Ukraine was certainly an act of daylight madness, and has brought greatcharlie to this position. Surely, his appalling choice was impelled by something far greater than some abhorrent eccentricity. ) Some of his harshest critics might go as far as to conclude some form of hallucinatory insanity appears to be married with megalomania with regard to his case. This is stated without the intention of identifying everything he has done of recent as unbalanced and no effort should be exerted on finding correct reasoning and wisdom in his decisions.

In The Republic, Plato quotes Socrates as saying “Be as you wish to seem.” The record of Russian Federation President Vladimir Putin indicaties that he has displayed a logic superior to those who surround him, unquestionably a superior knowledge of the Russian Federation’s political environs, and an greater expertise in the workings of the Russian Federation’s system, that has allowed him to make it work for him. To help describe Putin, greatcharlie feels compelled to quote an apposite phrase from one of Arthur Conan Doyle’s 56 Sherlock Holmes short stories, “The Adventure of the Bruce-Partington Plans” (1917): “All other men are specialists, his specialism is omniscience.” His power in the Russian Federation practically knows no bounds. To that extent, one can confidently call him an autocrat.

A self-declared, dyed in the wool, Russian patriot, Putin would never in his addresses harp on the dilapidated state of his country and poor material in terms of personnel with which he had to work when President Boris Yeltsin essentially left the Russian Federation. Murders, mysterious deaths, disappearances, embezzlement and all other forms of corruption were commonplace then and for some while afterward. Putin used what could arguably be called his charisma to create an illusion of advancement by highlighting occasional economic achievements, technological breakthroughs, and international successes and used those bright spots to distract watching eyes as best as possible away from a political system under his iron grip, an authoritarian security network, social band-aids that were usually inadequate or ineffectively implemented, and endless propaganda, among other things. It has helped him carry the country to this point without collapse. Fluctuat nec mergitur. (It is tossed by waves but does not sink.) 

Three decades ago Putin was as far away from being Russian Federation President as one could imagine and that he had never expressed any interest in being such publicly or within his private circle, yet he took the responsibility head-on from day one and has maintained his balance in spite of the near limitless pressures and stressors that have beset him. Perchance his mentality is the only type that could ever survive service in such a position for so long in the environment the Russian Federation has provided.

Ethno-religious nationalist and ultranationalist precepts as well as criminal thoughts that colored Putin’s thinking both girded and impelled his actions at home. On the world stage, Putin’s thinking has orbited around the same political “ideals” and thinking. Those extreme ideas. He proved that he could wield an iron fist in Chechnya and demonstrated the willingness to project Russian Federation military power in former Soviet republics–all of which have been sovereign countries for over three decades and together he has dubbed the Russian Federation’s “near abroad”–and as far beyond his country’s borders as the Middle East and Africa. However, Putin’s aforementioned hardline political ideals and thinking have been most apposite for the West due to the manner in which they have couched his persistent desire to retaliate against the West over ways he perceives it has wronged his country. Perhaps now he is more so directed at destroying it than ever before. For quite some time, Putin has been tormented by what many in the West would call groundless suspicions about US, EU, and NATO motives in countries within the Russian Federation’s periphery, its near abroad.

To that extent, in his speeches Putin has regularly expressed a hodge-podge of thoughts manifesting his belief that the US is an opponent, the Russian Federation stands vulnerable to the US “tricks”, and that former Soviet republics and Eastern bloc countries still have obligations to Moscow. It will likely take some time for historians to fully decipher it all. A good example of such expressions is the February 24, 2022 address he gave just before the special military operation was launched. A positively ominous suggestion that Putin and his acolytes have repeatedly made for over a decade is that the US seeks to conquer Russia for its abundant resources. The Western newsmedia has given scant attention to a singular document prepared in 2013 by Russian Army General Valery Gerasimov, Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation General Staff) that manifested thinking in the Russian Federation on the US intentions. The document was discussed in greatcharlie’s November 16, 2016 post entitled, “Belarus Allows Small Demonstrations Outside KGB Headquarters: As Belarus Curries Favor with the West, Can It Help Russia, Too?”. 

Far more than an ordinary military assessment on NATO expansion, the document, known initially as the top secret Plan of Defense of the Russian Federation, declared that future conflicts will be “Resource Wars.” The basis of that assessment was that the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause their prices to steeply rise. Russia’s senior military leaders believed outside powers, primarily the US and its allies, could possibly invade their country from several directions to physically grab territory and resources. Putin accepted the threat assessment of the Russian Federation General Staff which essentially paralleled his own thinking, and signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The notion that Russian Federation borders were being threatened by the US and NATO and that defensive measures needed to be taken has nearly controlled Russian military thinking since the plan was developed. Such paranoid delusion should have been addressed diplomatically. Instead, more pressure was poured on especially with Western activity in the Baltic States–Estonia, Latvia, and Lithuania–and Ukraine. It would be interesting to know whether assessments were done in Western governments on how Putin would react to these moves and whether those assessments, if they advised caution, were taken seriously. One might suggest that Putin’s suspicions about the US and NATO surely factored into his decision to invade Ukraine.

If one would choose to call it bad luck, Putin has certainly had more than his share of disappointments in recent years. He has surely come to the realization concerning the weakness of his country’s conventional military, economic, diplomatic, and political power in the world particularly as a result of the outcome of the Ukraine special military operation. The Russian Federation’s limited conventional war in Ukraine which has resulted in no clear achievements to match the dreadful cost in Russian troops and materiel as well as astronomical expenditures has simply been a net negative in practical terms and politically. 

Putin views the support that the West, as well as many other countries around the world have  provided Ukraine, as aggressive, provocative, and unacceptable. Along with many of his top advisers, particularly Russian Federation Vice President Dmitry Medvedev, he has responded by making repeated threats to the effect that the Russian Federation is ready to use nuclear weapons. To give weight to such promises, Putin has ordered redeployments of nuclear devices, multiple drills of Russia’s force of intercontinental ballistic missiles (ICBMs), and cut off communications with the US regarding the movement of those weapons and drills with them.

The West has made it clear to Moscow that it would not entertain his accusations or be terrorized by his threats. Still, there does appear to be a bit extra to Putin’s actions on this occasion than simply strengthening his position for diplomacy or politically at home. As with the invasion of Ukraine, his moves in that direction could easily become something more than a bluff.

Acta non verba. (Deeds not words!) On the matter of assistance from other countries who are the Russian Federation friends and partners, there has been a lot of talk but hardly any action to make a real difference in Ukraine. Putin did not make it this far relying on help from others. He is smarter than that. He got into his situation alone and he knows very well that he alone must find the way out of it, if he can. More important to Putin concerning his friends and partners would be knowing with some certainty that none of them have betrayed him or have plans to do so. Eventually, Putin will need to reach a hard decision on the outcome he wants for the big picture while he still can have some say.

Putin could potentially go on leading the Russian Federation for a time after some hypothetical peace deal was reached. While in power though, Putin would surely appear seriously hobbled by any outcome of the special military operation that would be less than a clear victory for the Russian Federation. No matter how he might arrange things so that he could remain in office, he would be seen as just hanging on to power as opposed to being thoroughly in charge as he has been. Once the International Criminal Court in The Hague issued an arrest warrant for Putin on March 17, 2023 over war crimes committed in Ukraine, he could scarcely travel anywhere without facing the real threat of arrest or at least an attempt to detain him. It is difficult to see how anyone would believe he would be open to talk with a leader of any country supportive of that arrest warrant. He most likely viewed that move as a declaration of war by external powers set against him.

Omnia prius experiri, quam armis, sapientem decet. (It becomes a wise man to try all methods before having recourse to arms.) It is likely that some readers may disagree with this segment of greatcharlie’s assessment, but issuing an arrest warrant for Putin was a step that practically ensured his refusal to negotiate with Kyiv unless he has attained some considerable advantage in Ukraine and his negotiating position would be very strong. That situation will unlikely arise if the Ukrainians have a say in the matter; and, they do! In the interest of promoting good interstate relations, diplomacy, and peace and security under such trying circumstances, discretion in taking such actions–at least refraining from declaring a party essential to establishing peace as criminal–would be the best choice, the better part of valor. Putin’s accountability and culpability for war crimes committed in Ukraine by Russian Federation forces was something which could have been dealt with later. The priority now is ending the war if possible. At this point, diplomacy with the Russian Federation on Ukraine has figuratively been knocked off the rails. There is no well-defined, well-trodden path to take toward diplomacy given the circumstance created. Everything is up in the air so to speak.

Postea noli rogare quod inpetrare nolueris. (Don’t ask for what you’ll wish you hadn’t got.) It is difficult to see exactly what end was hoped for when the decision was made to indict Putin. There was likely some ego stroke scored as a result of sticking it to Putin, but not much more was accomplished than that. It is far too late to suggest Western leaders come to their senses on the matter. The opportunity very likely lost was both enormous and crucial. (Note: All of that said, there remains the possibility that Putin would still accept a king’s ransom and something akin to immunity worldwide concerning his arrest warrant just to halt military operations in Ukraine and withdraw Russian Federation forces from the country in a limited way,. Numerous pitfalls would be associated with the payment option.)

Intimations formed from facts have led greatcharlie to postulate that Putin was very likely hoping to get a peace deal that was not perfect but at least not draconian in its terms through diplomacy with a new administration in Washington. However, the prospects for that, at least the time of this writing, appear to have changed dramatically for the worse. If he cannot get a peace deal, defeat would become a real possibility for his country if significant international support for Ukraine’s war effort continues.

As for the Russian Federation, it would no longer be looked upon as anything to be reckoned with. The somewhat shiny veneer of a superpower, an image of Moscow from the days of the erstwhile Soviet Union and the Cold War in which the follow-on national government in Moscow rejoiced, was promoted and well-polished by Putin for years. Although he successfully managed to present the Russian Federation in that way to the world in the past, he would no longer be in a position to do that with any impact following a hypothetical defeat. For certain, Putin would still make the case that Moscow achieved its goals in this scenario, but most likely few in the world, not even his friends in Belarus, China or North Korea, would accept that. The loss of the Russian Federation’s image of greatness, as he for so long sought to project it, would be the thing that would gravely wound him psychologically and perhaps physically.

The thought that he might face the same, suffice it to say “karmic fate” of Nlazi Germany’s Adolf Hitler, Iraq’s Saddam Hussain, Libya’s Muammar el-Quadafy, or the other leaders of authoritarian regimes is doubtlessly anathema to Putin. He most likely believes the West is trying to drive him in that direction. However, unlike those leaders who have ignominiously fallen to democratic forces or invading armies, Putin would not need to run into a bunker, left only with his reasons, and await his fate. He can still act, and act ferociously. Putin does not have to dream hopelessly of developing wonder weapons in time to strike back at his foes with vengeance. As alluded to earlier, he controls a massive arsenal of thermonuclear weapons and ICBMs, many of which are quite advanced technologically. In August 2022, the issue of Putin’s potential use of nuclear weapons in Ukraine initially gained traction in the newsmedia. The issue is now discussed far less. In greatcharlie’s August 31, 2022 post entitled “Would the Ejection of Russian Forces from Ukraine Lead to a  Thermonuclear Response by Moscow?: Some Meditations on Putin’s Likely Thinking”, the matter is discussed in some detail.

Omnia iam fient fieri quae posse negabam. (All the things which I denied could happen are now happening.) Attacking the West with thermonuclear weapons would be the ultimate form of punitive action. To be frank, there would be a considerable imbalance with regard to infrastructure and environmental destruction, institutions and businesses ruined, and lives lost. Perhaps greatcharlie may be oversimplifying the matter by stating in a thermonuclear exchange, the Western world has far more to lose, in terms of an exciting future of endless positive possibilities than the Russian Federation. The ability to destroy that bright future, would surely outweigh concerns over the destructive capacity of the retaliatory capability some Western countries possess. Perchance it would even be the case in such an instance that the people of the Russian Federation would not know Putin launched against the West first. Conceivably, the Kremlin could make certain before the attack that in its aftermath the messaging would be that their country was viciously attacked by the US and its nuclear armed allies. (Despite how off-kilter as it may sound, a Russian Federation devastated by a thermonuclear attack would ironically be a safer country for Putin to rule. He expectedly would still be in control of all the levers of power–the security services, the armed forces, and the country’s financial resources. There would also be a lot to keep everyone who would survive in the country very busy. It is unlikely that the Russian people at that time would be interested in anything that anyone in the West would have to say.)

Putin would very likely feel an odd sense of satisfaction even with a Cadmean victory resulting from a thermonuclear exchange with the West. This time he could be somewhat more assured that he would get the results he wanted. He would get the sense of satisfaction he very likely had hoped to feel when he launched the special military operation against Ukraine. (This is where the part about madness takes on greater meaning.)

Just as Russian Army generals and colonels were ready and willing to advance their troops into the tragedy that is the Ukraine War–some generals and colonels went as far as to sacrifice themselves on the battlefield, the commanders of the Raketnye Voyska Strategicheskogo Naznacheniya Rossiyskoy Federatsii (Strategic Rocket Forces of the Russian Federation, literally Strategic Purpose Rocketry Troops) which control land-based ICBMs, the strategic bombers and other nuclear capable airframes of the Voenno-vozdushnye sily Rossii (Russian Air Force), and satellites of the Voyska Vozdushno-kosmicheskoy Oborony (Russian Aerospace Defense Forces) would go into action. In addition, commanders of the strategic submarines of the Voyenno-morskoy Flot (Russian Naval Force) in both the Northern Fleet and the Pacific Fleet would execute their missions. Indeed, commanders who are in control of the Russian Federation’s strategic nuclear triad would act without question in the manner prescribed by political authorities. It would be a mistake for anyone to believe otherwise. Surely, there are more than enough members of the Russian Federation Armed Forces hurting over the nightmare that has befallen their comrades in Ukraine. They more than likely want to dish out some “payback” against those countries that they likely perceive–based on what they surely have been told–created circumstances there, and many can deliver payback in the extreme. Libens-Volens-Potens. (Ready-Willing-Potent.)

As noted, a Cadmean victory or at best a Pyrrhic victory would be the most that he could possibly hope to attain in Ukraine at this point. Ever aggressive, Putin perhaps even now has trouble reigning in his ardor to destroy those “who put him and the Russian Federation in their current bad position” even if it is the last thing he does. Such was the choice of the Russian folklore hero Ural-batyr against the Devs. (That would certainly have meaning for the Rodnovers in his circle and throughout the Russian Federation. SEE greatcharlie’s aforementioned August 31, 2022 post for more on that story.) If the Western leaders truly believe Putin will not set off a thermonuclear exchange despite already facing challenges in Ukraine that could certainly lead to his demise, then it would make sense for them to accelerate its timing by pushing the edge of the envelope in terms of their support for Ukraine’s victory. It would seem most are still uncertain about what he will do. (Retaliatory thermonuclear strikes would surely be the thing to get Putin into a bunker.)

In the chain of insights regarding Putin discussed here, each link rings true.. As stated prior, Putin most likely knows that he will need to reach some conclusions on the outcome of what he has started while he can still have a real say in events. Sufficient evidence exists to postulate that he feels a bit boxed in and reasonably so. Most human beings do not like the feeling of being boxed in and will react aggressively to extricate themselves from the situation even if the odds are against success. As expressed earlier, placidity should hardly be expected of Putin. Thereby, Putin’s response to his situation and that of the Russian Federation, as with nearly every other response he has offered so far, is unlikely to be positive and will most likely be final. Saepe ne utile quidem est scire quid futurum sit. (Often it is not even advantageous to know what will be.)

Commentary: The Utilization of Wagner Group Penal Units as Suicide Squads: A Callous Go-to Solution for Regimes Facing Intractable Military Situations

Wagner Group troops filmed in action from a Ukrainian Armed Forces drone in the town of Popansa on May 4, 2022 (above). In the image, a Wagner Group squad is involved in intense street fighting with Ukrainian troops. The Wagner Group is a private military contractor based in the Russian Federation whose units have been deployed to bolster the number of Russian Federation Armed Forces in Ukraine. From the start of the special military operation, Moscow has used paid fighters to bolster its forces. However, Russian Federation commanders, displaying a remarkable lack of military acumen across the board, have used Wagner Group troops, and some of their own, essentially as “suicide squads” or “cannon fodder” to achieve less than important objectives. This is especially true with regard to Wagner Group “penal units” which have suffered high-profile casualties. The use of this tact is hardly novel. Here, greatcharlie discusses four military formations which in fairly recent history were created and utilized by their respective governments on the battlefield much as the Wagner Group in Ukraine, mutantis mutandis. In each case, military commanders could provide what they believed were clear, logical, and plausible explanations for their respective choices.

As alluded to in greatcharlie’s preceding January 31, 2023 post entitled “Reflections on the Battle of the Crater in Relation to Russian Federation Casualties in Ukraine: Where Did All the Leaders Go?”, there is a strange buoyancy and caustic ebullience that seems to have overcome some in the Western newsmedia concerning videos recorded of the daily slaughter of members of Vooruzhonnije Síly Rossíyskoj Federátsii (the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation Armed Forces) by the hundreds in Ukraine. Those videos are broadcasted and streamed online by several newsmedia houses without end: cui bono? On immediate impression, one might presume its is the product of newsmedia managers possessing a seemingly seared conscience or spliced moral cord, who perchance, mutatis mutandis, are not too different in their callous thinking from those who started the war. Yet, despite how disagreeable such reporting may be to greatcharlie, recognizably, it has been considerably helpful in shining a spotlight upon the positively callous and diabolical practice of Russian Federation commanders to force their troops to waste their lives for meager gains. This is especially true as some military experts have already judged to be a lost cause in Ukraine. Many of the newsmedia stories on the slaughter of Russian Federation troops have focused on the abysmal losses of Gruppa Vagnera (the Wagner Group).

The Wagner Group is a private military contractor based in the Russian Federation whose units have been deployed to bolster the number of Russian Federation Armed Forces in Ukraine. From the start of the special military operation, Russia has used paid fighters to bolster its forces. In April 2022, it was estimated to have initially deployed between 10,000 and 20,000 mercenaries, including Wagner Group troops in the offensive in the Donbas. To increase the organization’s strength even further, new Wagner Group units composed mainly with violent convicts from prisons–gangsters, murderers, and rapists, were formed. However, it is those Wagner Group “penal units” in particular that have suffered high-profile casualties. According to the US, out of an initial force of nearly 50,000 Wagner troops, including 40,000 recruited convicts, more than 4,100 have been killed in action, and 10,000 have been wounded, including over 1,000 killed between late November and early December 2022 near Bakhmut. It is most apparent that misperception, and not reality, had driven top Russian Federation commanders’ decisionmaking on the battlefield in Ukraine. Coping with the situation as it actually stands presently has been better than challenging for them. Some aspects of their struggle such as the wasteful expenditure of their own troops but especially the lives of Wagner Group troops, believing that tact will somehow serve to bring forth victory, seems to escaped any alteration.

The use of the ugly and unnerving tact of essentially throwing troops at an opponent is hardly novel. In modern times, the remarkable idea of using one’s own their own troops essentially as “suicide squads” or “cannon fodder” to achieve less the important objectives was given birth in many countries. Casting one’s mind back again to its preceding January 31, 2023 post, there, greatcharlie considered the line of thought that resides in the minds of commanders of Russian Federation Armed Forces on the battlefield that would allow them to use their troops so carelessly and callously, centering its examination on parallels in Union Army and Russian Federation commanders’ thinking and behavior respectively at the Battle of the Crater, a calamitous episode of the US Civil War and present-day in Ukraine. It was noted that there are countless cases in military history when frightfully high casualties have been suffered in actions on the battlefield that never held hope of accomplishing anything except the destruction of the units sent out to fight. The main focus of the discussion here are four military formations which in fairly recent history were created and utilized by their respective governments on the battlefield much as the Wagner Group in Ukraine. There was little to no regard for their troops’ well-being. In nearly every case, though, those who sent them out to futile fights could provide what they believed were clear, logical, and plausible explanations for their respective choices. Omnia mala exempla ex rebus bonis orta sunt. (Every bad precedent originated as a justifiable measure.)

Wagner Group troops in Ukraine pose for photo (above). Although private military companies are not permitted under law in the Russian Federation, over a decade ago, the Wagner Group were endorsed in April 2012 by none other than Vladimir Putin while Russian Federation Prime Minister in an address to the State Duma. The Wagner Group has engaged in action externally in support of the Russian Federation’s overt and covert foreign and national security objectives. The Wagner Group is known to have deployed its units in the War in Donbas (2014–2022); Syrian Civil War, (2015–2016); the South Sudanese Civil War (2013-2020); the Central African Republic Civil War (2013-2014); the Second Libyan Civil War (2014-2020); the Sudanese Revolution (2018-2019); Venezuelan presidential crisis (2019-2023); and the Mali War (2012-present). The Wagner Group first appeared in Ukraine in 2014, where it participated in the annexation of Crimea.

More on the Wagner Group

While publications and online Information regarding Wagner Group is readily available and the organization is well-known and been well-studied among military analysts, greatcharlie believes it is necessary to at least offer some baseline of facts about it. The hope is to some degree help equalize among readers as to what it is all about, particularly undergraduate and graduate students who constitute the largest portion of greatcharlie’s readership. (The discussion could possibly serve as a basis for their own discoveries.) As aforementioned, the Wagner Group is a private military contractor based in the Russian Federation. Although private military companies are not permitted under law in the Russian Federation, they were endorsed in April 2012 by none other than Putin, then Russian Federation Prime Minister during an address to the State Duma. The Wagner Group has engaged in action externally in support of the Russian Federation’s overt and covert foreign and national security objectives. The Wagner Group is known to have deployed its units in the War in Donbas (2014–2022); Syrian Civil War, (2015–2016); the South Sudanese Civil War (2013-2020); the Central African Republic Civil War (2013-2014); the Second Libyan Civil War (2014-2020); the Sudanese Revolution (2018-2019); Venezuelan presidential crisis (2019-2023); and the Mali War (2012-present). 

It is alleged by some that the Wagner Group was founded by Dmitriy Utkin, a veteran of the First and Second Chechen Wars. Until 2013, Utkin served as lieutenant colonel and brigade commander of the 700th Independent Voyská spetsiálnogo naznachéniya (‘Special Purpose Military Detachment) of the 2nd Independent Brigade, a special forces unit of Glavnoe operativnoe upravlenie General’nogo štaba Vooružёnnyh sil Rossijskoj Federacii (the Main Operational Directorate of the General Staff of the Russian Federation). Much speculation exists over the choice of Wagner as the organization’s name. On dit, the group’s name comes from Utkin’s own call sign “Wagner”, reportedly after the 19th century German composer Richard Wagner. Utkin–a member of Putin’s ethno-religious nationalist circle–supposedly picked Wagner due to his alleged infatuation with the Third Reich (Note that Nazi Germany’s Reichskanzler Adolf Hitler’s favorite composer was Wagner). Additionally, some have presumed Utkin is a full-blown  neo-Nazi because, as reported by the Economist, he has several Nazi tattoos. It is further alleged that some members of the Wagner Group have been linked to white supremacist and neo-Nazi far-right extremists. This allegation is particularly directed at members of Wagner’s openly far-right and supposedly neo-Nazi Task Force Rusich, simply reference Rusich within the organization. Other circumstantial evidence to support such theories is the fact that Wagner members have left neo-Nazi graffiti on the battlefield.

Conclusions about members of the Wagner Group and neo-Nazism are juxtaposed with their role in promoting the ethno-religious nationalism espoused by the Russian Federation’s present leadership. To the extent that Wagner Group members are understood by the regime to be dedicated solely to the values and interests of Putin’s Russia, the Russian President–a self-declared fervent anti-Nazi–awarded Utkin and three other Wagner Group’s senior commanders, Alexander Kuznetsov, Andrey Bogatov and Andrei Troshev, with the Order of Courage and the title Hero of the Russian Federation at Kremlin reception to mark the Day of Heroes of the Fatherland. (Kuznetsov is alleged to be the commander of Wagner’s 1st Reconnaissance and Assault Company, Bogatov was identified as the commander of the 4th Reconnaissance and Assault Company, and allegedly, Troshev was identified as the Wagner Group’s “executive director”.) One would suppose that Putin would hardly award a group of neo-Nazis with such honors. Putin surely would know if they were neo-Nazis.

Gnawing a bit further at the neo-Nazi issue, those analyzing Wagner Group members might consider that in the case of the Wagner Group, any Nazi symbols may not be used by members as a sign of their adherence to a depraved, well-worn political expression, but a readily available means to express that there was a desire to be harmfully malicious in their undertakings. If anything, their reported use of Nazi symbols would more likely manifest their wish to somehow express the evil, the homicidal ideation and ill-will that exists within them and around which the thoughts of senior commanders of Wagner very likely circle. Certainly, through the use of such symbols, the likely aim is to induce and instill terror among opponents and observers alike. For most individuals, the sight of a swastika is far more disturbing than the sight of a pentagram. None this is meant to suggest the members of the Wagner Group are simply tearaways making nuisances of themselves. They are indeed very dangerous men, and it takes a lot to deal with them. Laisser s’établir des amalgames primaires, assimilant immaturité masculine toxique et néo-nazisme.

The indications and implications of all that has been observed about the organization by various journalists may alternatively be that the Wagner Group is actually demonic in nature. Surely, its members by their action have shown a hatred mankind and the whole wide world, and an intent is to disrupt, or better destroy, in order to sow chaos and conflict. None of this is to suggest that the Wagner Group is some Satanic cult. However, the Wagner Group’s activities have never been aimed at improving the lives of people anywhere. Intriguingly, it is very apparent that often tragic consequences have beset those who have chosen to join, associate with, or briefly come in contact with, the organization. That has certainly been the case for the organization’s usual volunteers as well all those who have formed its penal units who have been sent into Ukraine. What contact the Wagner Group has meant, or will mean, for Putin and the Russian Federation Armed Forces is open to debate. Having stated all of this, the organization, surely is not supernatural, and can be and has been defeated on the battlefield. In Syria, February 2018, there was the singular case of a large unit Wagner Group troops encountered a small detachment of US Special Forces soldiers at their base at a refinery in the town of Khasham. The US Special Forces defenders, making effective use of air support and artillery, dealt a devastating blow to the Wagner Group troops. (For more on that event, see greatcharlie’s April 30, 2022 post entitled “Brief Meditations on the Role of Deception, Deceit, and Delinquency in the Planning, Preparations, and Prosecution of Russia’s Invasion of Ukraine”.)

From another albeit “spiritual” angle, reportedly some closely associated with the Wagner Group leadership claim many are followers of the Slavic Native Faith, Rodnover. Indeed, along that vein, reportedly, anonymous members of Wagner Group have insisted that Utkin is a Rodnover. In the Routledge International Handbook of Religion in Global Society (Routledge, 2020), it is stated that Wagner Group members insist that Utkin is a ssuredly a Rodnover. Under Rodnover  theology, there is the belief in an absolute, supreme God (Rod) who begets the universe, lives as the universe, and is present in all its phenomena. Among Rodnovers, there is the belief that their religion is a faithful continuation of the ancient beliefs of the Slavs that survived as a folk religion following their Christianization during the Middle Ages.

The owner of the Wagner Group, Yevgeny Prigozhin (center), poses for a nighttime photo with his troops on the frontlines in Ukraine. In August 2017, a Turkish newspaper Yeni Şafak made the suggestion that Yevgeny Prigozhin was owner of the Wagner Group, a role he had constantly denied. At the time, Prigozhin was already recognized as a member of Putin’s coterie. An intriguing figure in his own right, Prigozhin holds considerable standing with Putin which speaks volumes on its own. He is affectionately called “Putin’s chef” because of his catering businesses that hosted dinners which Putin attended with foreign dignitaries. Prigozhin became heavily involved in matters concerning the special military operation in Ukraine especially since massive numbers of troops from his organization were operating there. Prigozhin has made his judgments concerning the incompetence and fidelity of Russian Federation Armed Force’s top commanders as Minister of Defense of the Russian Federation Russian Army General Sergei Shoigu and Chief of the General Staff of the Armed Forces of the Russian Federation, Russian Army General Valery Gerasimov very clear and very public.

Wer ist dein mysteriöser Chef? It was in August 2017, Yeni Şafak, a Turkish newspaper, made the suggestion that Utkin was only a figurehead for the company. The individual later revealed to be the owner of the Wagner Group was the Yevgeny Prigozhin. Now well-recognized as a pivotal player in the Russian Federation war effort in Ukraine, as well as an intriguing figure in his own right, Prigozhin holds a level of standing with Putin which speaks volumes on its own. Prigozhin, called “Putin’s chef”, because of his catering businesses that hosted dinners which Putin attended with foreign dignitaries, was known to have ties with the Wagner Group and Utkin personally. For quite a while, Prigozhin even denied any communication with the Wagner Group. Prigozhin actually sued Bellingcat, Meduza, and Echo of Moscow for claiming he had links to the organization. In an interview in December 2018, Putin also denied allegations that Prigozhin had been directing the Wagner Group’s activities. However, in September 2022, Prigozhin relented and admitted having created the group. Prigozhin claimed, “I cleaned the old weapons myself, sorted out the bulletproof vests myself and found specialists who could help me with this. From that moment, on May 1, 2014, a group of patriots was born, which later came to be called the Wagner Battalion.”

Prigozhin has made his judgments well-known to Putin concerning the incompetence and fidelity of Russian Federation Armed Force’s top commanders as Ministr Oborony Rossijskoj Federacii (Minister of Defense of the Russian Federation) Russian Army General Sergei Shoigu and Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation), Russian Army General Valery Gerasimov. He has also made his views on the matter very public. Et monere at moneri proprium est verae amitcitiae. (It is a characteristic of friendship to give advice and to receive it.)

Among standing units of the Wagner Group is the aforementioned Rusich. It is referred to as a “sabotage and assault reconnaissance group”, which has been fighting as part of the Russian separatist forces in eastern Ukraine. The Wagner Group is believed to have a Serb unit, which was, until at least April 2016, under the command of Davor Savičić, a Bosnian Serb.  Savičić reportedly was a member of the Serb Volunteer Guard, known as “Arkan’s Tigers” during the Bosnian War and the Special Operations Unit (JSO) during the Kosovo War. A new unit in the Wagner Group consists of citizens of Scandinavian countries, in particular, from Norway. It has participated in the firefights on the Bakhmut front. The unit is referred to as the Níðhöggr“, sometimes also known as Nidhogg. Níðhöggr is one of the great serpents (dragons) in Norse mythology. The snake gnaws at the roots of the Yggdrasil tree (the world tree symbolizing the universe), and also devours sinners. Dragons have been seen upon various patches of this unit in the field.

Typically, Wagner Group fighters are retired regular Russian Fedrration Armed Forces servicemen aged between 35 and 55. Their pay was once alleged to be between 80,000 and 250,000 Russian rubles a month which the rough equivalent of $667 to $2,083. It was recently suggested by one source that their pay was as substantial as 277,200 Russian rubles or US$3,500. Nulla salus bello. (There is no security in war.) It is widely known that since July 2022, the Wagner Group’s chief, Prigozhin, has been recruiting inmates from Russian Federation prisons to increase the organization’s strength. Prigozhin possesses the authority to promise prison inmates that in return for agreeing to fight in Ukraine, are promised the termination of their prison sentences and a salary for six months. Indeed, the Wagner Group offers 200,000 rubles ($2,700 approximately) and amnesty for six months of “voluntary” service in Ukraine. Reportedly, a death benefit of 5 million rubles is provided to their relatives if they were killed in action. The recruitment of prison inmates for service in the Wagner Group is nothing new. The organization reportedly recruited imprisoned UPC rebels in the Central African Republic to fight in Mali and Ukraine. They are reportedly nicknamed the “Black Russians”. However, as noted earlier, it is these newly raised penal units that Russian Army commanders typically send to attack Ukrainian positions in frontal assaults, allowing them to identify defenses for the artillery to bombard. The tactic has proven marginally effective, but nonetheless it is a most apparent display of archaic wartime callousness. The troops’ display of courage, obedience to authority and acts of sacrifice have been looked upon with indifference by Russian Army commanders. Given the backgrounds of the Wagner Group prison recruits, the common wisdom is that they are desensitized to violence. They are depicted as fighting as if they have nothing left to lose.

Curiously, a possible way to look at the conundrum Russian Federation Armed Forces face might be that they are essentially shipwrecked in Ukraine. Since retreat was never an option, from the moment the situation went sour, Russian Federation commanders surely recognized that they would either need to find a way to save themselves or hope against hope an ally might come to their rescue. The Wagner Group, already in Ukraine, went in with greater numbers, providing additional strength and combat power on the battlefield that the Russian Federation Armed Forces could not muster. To that extent, Wagner Group troops were supposed to be their saving grace–Prigozhin might say the rescuers–of the Russian Federation Armed Forces. However, it was not long before everyone realized that they were caught in that same circumstance as their Russian Federation Armed Forces “comrades”. That could only have been expected as the same senior Russian Federation commanders that put their troops in a predicament, controlled the placement and movements of Wagner Group troops.

 

Prigozhin in conversation with Russian Federation prison inmates about service in Ukraine with the Wagner Group. is widely known that since July 2022, the Wagner Group’s chief, Prigozhin, has been recruiting inmates from Russian Federation prisons to increase the organization’s strength. Prigozhin possessed the authority to promise prison inmates that in return for agreeing to fight in Ukraine, are promised the termination of their prison sentences and a salary for six months. of “voluntary service”, and a death benefit for their relatives if they were killed in action. It is these newly raised penal units that Russian Army commanders typically send to attack Ukrainian positions in frontal assaults, allowing them to identify defenses for the artillery to bombard. The tactic has proven effective, but nonetheless it is a most apparent display of archaic wartime callousness. The troops’ display of courage, obedience to authority and acts of sacrifice have been looked upon with indifference by Russian Army commanders. Given the backgrounds of the Wagner prison recruits, the common wisdom is that they are desensitized to violence. They are depicted as fighting as if they have nothing left to lose.

The Image of Penal Units and Suicide Squads Created by Hollywood

What many of a certain generation commonly know about prisoner volunteering for special units in wartime perhaps is perhaps drawn from Hollywood through films as the iconic 1967 hit, “The Dirty Dozen.” The film, directed by Robert Aldrich and produced during the Vietnam War era, was a representation of Pop Culture of the 1960s. It told the fictional story of OSS Major Reisman, who is an insubordinate US Army officer facing a court-martial, when he is allowed one last chance for a reprieve. He was given the mission to  select 12 Army prisoners from a maximum-security detention center, train them for a top-secret mission behind the German lines, and then lead them into battle. If they succeed in the mission, they will be released. Throughout the film the higher levels of the US military are depicted as deeply flawed, and nearly every effort was made by the military bureaucracy to thwart his efforts. Riesman succeeded by breaking through red tape and turned those characters representing the riffraff of the military into the heroes.

Interestingly enough, the screenplay was based on author E. M. Nathanson’s 1965 bestseller which was founded on the story of an actual unit of demolition specialists of the 101st Airborne Division that operated behind enemy lines during World War II dubbed the “Filthy Thirteen”. It has been suggested that another inspiration for the screenplay was the story of an unusual public offer to US President Franklin Roosevelt by 44 prisoners serving life sentences at the Oklahoma State Penitentiary to serve in the Pacific on suicide missions against imperial Japan. A number of special units were created by the US during World War II to take on very dangerous and challenging missions against Nazi German and Imperial Japanese forces. They were not penal units or suicide squads.They were essentially what would today be called special operations units, highly trained for such missions. Among the more commonly known were: the US Army Rangers; the US 6th Army Special Reconnaissance Unit (Alamo Scouts); the 5307th Composite Unit (Provisional), (Merrill’s Marauders); the Marine Raiders (Carlson’s Raiders); the US Navy Underwater Demolition Teams/Frogmen; Doolitle’s Tokyo Raiders of the US Army Air Force; and, the US-Canadian 1st Special Service Force. During World War II, penal units and suicide squads were more popular within the totalitarian regimes of both the Allied and Axis sides.

These men have been alleged to be members of a Shtrafbat standing stripped of their ranks, medals and orders, awaiting instructions (above). The individual in the foreground appears to be a political officer.. The Shtrafbat were military penal battalions in the Soviet Union. The Soviet Army suffered one catastrophic defeat after another, at the hands of the Nazi German Army. It had been driven all the way back to Stalingrad and the Caucasus. The leadership of the Soviet Union was unsure of how to reestablish military discipline and the motivation among troops to stand and fight. Soviet Premier Joseph Stalin issued Order No. 227 in the summer of 1942 increased the number of Strafbats and expecting of them. Order No. 227, known popularly as “Ni shagu nazad!” (Not one step back!) required harsh punishments, including summary execution, for unauthorized retreats. Troops thrown into the Shtrafbats, known as Shtrafniki.

The Shtrafbat

Shtrafbats were military penal battalions in the Soviet Union. Dire circumstances on the Soviet Union’s Western Front in World War II, would lead to their use as suicide units against the Nazi German Army. Almost immediately upon the launch of the Nazi German Army’s Operation Barbarossa, the Soviet Army suffered one catastrophic defeat after another. The Soviet Army had been driven all the way back to Stalingrad and the Caucasus. The leadership of the Soviet Union was unsure of how to reestablish military discipline and the motivation among troops to stand and fight. Supposedly after learning of the Nazi German Army’s effective use of penal units, best known during the war as the Strafbatalllon–also discussed here–in combat, Soviet Premier Joseph Stalin issued Order No. 227 in the summer of 1942 increased the number of Strafbats and expecting of them. Order No. 227, known popularly as “Ni shagu nazad!” (Not one step back!) required harsh punishments, including summary execution, for unauthorized retreats. Troops thrown into the Shtrafbats, known as Shtrafniki, were stripped of their ranks, medals and orders. Although Shtrafniki were able to serve as junior commanders in their units, senior commanders were drawn from regular units, and often the best ones at that. Among the list of offenses that could result in assignment to a penal unit as a Shtrafnik included: cowardice in combat, desertion, neglect of military equipment, sabotage,and drunkenness.The maximum term of service in a penal unit for a convicted soldier was three months. After that, Shtrafniki were promised that their ranks and awards would be reinstated, and they would be returned to a conventional Soviet Army unit. Unlike the Shtrafniki, staff officers, company commanders, platoon leaders, political officers, and most junior commanders were assigned to the battalions on a permanent basis.

Some Shtrafniki were ordered to service in the Soviet Air Force and the Soviet Navteq, however, their most common use was in infantry roles. In infantry service, penal companies were allotted an authorized strength under Order No. 227 of 150 to 200 men. The strength authorized at the battalion level was originally set at 800. Shtrafbats initially served under the control of commanders of Armies. Later, Shtrafbats would be raised within Fronts (the equivalent of Army Groups). Infantry service was recognized by many Soviet prisoners as the equivalent of a death sentence. Theoretically, Shtrafniki could receive military decorations for outstanding service. However, there was also the possibility that Shtrafniki would be placed under suspicion for being politically disloyal. Those Shtrafniki who faced that fate would become targets of political officers and in many cases thay were persecuted even after the war ended. 

Soviet Army troops in the assault (above). To ensure Shtrafniki would advance as ordered, “zagraditel’nye otriady” (anti-retreat) detachments of the Soviet special organization known as Smert Shpionam (Death to spies) or SMERSH. When positioned as barrier troops, regular Soviet Army troops  could not be relied upon to carry out their orders with regard to retreating Shtrafniki. SMERSH blocking detachments positioned at the rear would aggressively respond to Shtrafniki who retreated. More significant punishments would befall Shtrafniki that were arrested and faced court martial on the drumhead. With no means to escape their fate, Shtrafniki would advance with reckless-abandon toward Nazi German lines until they were killed by mines, heavy machine-gun fire, or artillery. If any Shtrafniki managed to reach their objective or simply survive, they would be reassembled among fresh units and sent forward again. Occasionally, some Shtrafbat battalions executed their missions even when barrier troops were not positioned to their rear.

To ensure Shtrafniki would advance as ordered, ‘zagraditel’nye otriady’ (anti-retreat) detachments of the Soviet special organization known as Smert Shpionam (Death to spies) or SMERSH. When positioned as barrier troops, regular Soviet Army troops  could not be relied upon to carry out their orders with regard to retreating Shtrafniki. SMERSH blocking detachments positioned at the rear would aggressively respond to Shtrafniki who retreated. More significant punishments would befall Shtrafniki that were arrested and faced court martial on the drumhead. With no way or means to escape their fate, Shtrafniki would advance with reckless-abandon toward Nazi German lines until they were killed by mines, heavy machine-gun fire, or artillery. If any Shtrafniki managed to reach their objective or simply survive, they would be reassembled among fresh units and sent forward again. Occasionally, some Shtrafbat battalions faithfully executed their missions even without barrier troops positioned to their rear.

All of this sounds quite familiar with regard to the use of Wagner Group troops in Ukraine. The indications and implications are that there may actually be nothing that Russian Federation Armed Forces commanders plan to do to reduce the Wagner Group’s casualties as they may not see anything unorthodox or callous in the manner they use them. Perhaps, without any alteration, Russian Federation Armed Force will insist upon the continued slaughter of Wagner Group troops. There is much available for Zbroyni Syly Ukrayiny (the Ukrainian Armed Forces) to exploit in a non-lethal way from this situation,  allowing it radically change the course of events concerning the war beyond the battlefield.

Members of a Nazi German Strafbataillon engaging in dangerous urban combat on thee Eastern Front (above). Strafbataillon (Penal Battalion) was the term used for penal units created with prisoners in all branches of Nazi Germany’s armed forces (Wehrmacht) that were held for both criminal and political offenses. It was in 1942, long after the war began, that the term Strafbataillon was widely used. The pre-war program for segregating soldiers deemed troublesome from others was known as Sonderabteilungen (Special Departments). Government policy then was to rebuild the armed forces by keeping “potential troublemakers” away from other troops, thereby preventing any “destructive elements” from interferring with their dutiful military service. Once World War II began, the role of the Strafbataillon was altered. Hitler conceived of a new way to effectively manage incarcerated members of the Wehrmacht as well as so-called subversives. To give them greater purpose, he issued an order stating any first-time convicted soldier could return to his unit after he had served a portion of his sentence in a special probation corps before the enemy. 

The Strafbataillon

Strafbataillon (Penal Battalion) was the term used for penal units created with prisoners in all branches of Nazi Germany’s armed forces (Wehrmacht) that were held for both criminal and political offenses. It was in 1942, long after the war began, that the term Strafbataillon was widely used. The pre-war program for segregating soldiers deemed troublesome from others was known as Sonderabteilungen (Special Departments). Government policy then was to rebuild the armed forces by keeping “potential troublemakers” away from other troops, thereby preventing any “destructive elements” from interferring with their dutiful military service. The number of Sonderabteilungen grew on May 21,1935, Nazi Germany’s Reichskanzler (Reich Chancellor) Adolf Hitler decreed that under the new Nazi Defense Act, any conscript who was deemed “unfit for military service because of subversive activity” would be arrested. Soldiers who were marked as disruptive to military discipline, yet “worthy of service”, would also be sent to military Sonderabteilungen. The objective of the penal units then became to change attitudes toward state and national policy while instilling a sense of duty, honor, and purpose. That was, however, achieved through harsh discipline and punishments, extensive indoctrination programs, and restrictions on home leave. Troops who conformed were eventually transferred to regular units. Those who remained undisciplined or continued to oppose the military were transferred to Sachsenhausen Concentration Camp. Before World War II, there were nine Sonderabteilungen within the Wehrmacht in Nazi Germany. According to estimates, between 3000 and 6000 Wehrmacht personnel passed through those special departments. A total of 320 dubbed “incorrigible rogues” were transported to concentration camps.

Once World War II began, the role of the Sonderabteilungen was altered again. Hitler conceived of a new way to effectively manage incarcerated members of the Wehrmacht as well as so-called subversives, and give them greater purpose. He issued an order stating any first-time convicted soldier could return to his unit after he had served a portion of his sentence in a special probation corps before the enemy. Eventually, the Sonderabteilungen were disbanded and a new formation, the Feld-Sonder Battalion (Special Field Battalion), was created and placed under the command of the Feldgendarmerie, the military police of the Wehrmacht that performed tasks as traffic control and population control behind the frontline as well as the suppression and execution of partisans and the apprehension of enemy stragglers. However, as the war continued, the need for more military personnel grew. To drive more military personnel to the battalions, military tribunals were directed by the Oberkommando Wehrmacht (the Nazi German Armed Forces High Command) to send incarcerated members of the Wehrmacht, as well as “subversives”, to what were named Bewährungsbataillone (Probation battalions). During World War II, more than 27,000 soldiers served a probation period in a Bewährungsbataillon. The initial unit was Bewährungsbataillon 500.  Service in Bewährungsbataillon 500 was intended to be unpleasant. The unit fought across the Eastern Front, and casualties were quite high. Troops assigned to the Bewährungsbataillone were expected to undertake dangerous operations at the front. Refusal entailed enforcement of the original sentence in Strafgefangenelager (punishment camps) in which conditions were scarcely better than in some concentration camps. Most convicted soldiers desired to regain their rights as citizens and lost honor. Thus, there was actually incentive among them to serve a probation period in Bewährungsbataillone despite the high battle losses suffered within those units, and morale within them was reportedly high. They were observed, evaluated, and commanded by selected officers, non-commissioned officers, and assigned enlisted men. Beginning in April 1941, convicted soldiers—even those sentenced to death—who had shown exceptional bravery or meritorious service were actually allowed to rejoin their original units. 

It was in 1943 that the penal units were more widely referred to as Strafbataillon, as noted earlier. The Strafbataillone were still serving under the control of the Feldgendarmerie, but were redeployed to conduct not only dangerous, but what were essentially suicide missions for the Heer (German Army) to include clearing minefields, assaulting difficult objectives and defending positions against overwhelming attacking forces. They were also made to do hard manual labor in positions under enemy observation and fire, building and repairing military structures such as bunkers and pillboxes as well as military infrastructure. A specially-formed military police force, Feldjägerkorps, would by its disciplinary actions help maintain the flow of troops to the Strafbataillone. The Feldjägerkorps was given the responsibility to maintain control and discipline throughout all the Wehrmacht as well as the Schutzstaffel (Protection Squadron) or SS. Feldjägerkorps units were formed from combat-decorated officers and noncommissioned officers. The force received its authority directly from Oberkommando Wehrmacht. The Feldjägerkorps units in the field could summarily execute officers or enlisted men for any breach of military discipline, order or duty. By September 1944, all soldiers and recruits who received a sentence of deferred execution in a drumhead court-martial from the Feldjägerkorps were sent directly to Strafbatallione which greatly increased their strength right up to the end of the war.

Strafbataillon troops of the Nazi German 999th Light Africa Division troops advance through town toward Allied positions (above). Major operations conducted by Strafbataillione on the Eastern Front included Kamianka, Ukraine, as well as at Gruzino and Sinyavino, near Leningrad. In October 1942, the 999. leichte Afrika-Division (999th Light Africa Division) was formed in Tunisia from civilian criminals and prison inmates who had been deemed “unfit for military service.” Indeed, a third of the 28,000 troops who joined the division were political prisoners from the concentration camps at Baumholder and Heuberg. They were encouraged to volunteer on the promise that all past crimes would be wiped out by exemplary bravery in combat. The 999th Light Africa Division initially fought in North Africa and later in the Soviet Union. Some units were also used as garrison troops in Greece and in the anti-partisan campaign, in the Balkans. 

Infanteriebataillone 500, 540, 550, 560, 561, and 609 were Strafbatallione engaged in major operations conducted on the Eastern Front including Kamianka, Ukraine, as well as at Gruzino and Sinyavino, near Leningrad. These units were supplied and treated nearly as normal units, but, as noted, were used for special dangerous missions. Presumably due to the fact that troop shortages were ubiquitous in units on the frontlines, often soldiers were allowed to fulfill their probation in their field unit. However, when their respective units were not at the front or did not engage in actions in which the soldiers could stand the test, they were transferred to one of these Infanteriebataillone. In October 1942, the 999. leichte Afrika-Division (999th Light Africa Division) was formed in Tunisia ffroma hodge-podge of civilian criminals and military prison inmates who had been deemed Wehrunwürdig (unfit for military service). A third of the 28,000 troops who joined the division were political prisoners from the concentration camps at Baumholder and Heuberg. They were encouraged to volunteer on the promise that all past crimes would be wiped out by exemplary bravery in combat. Although the 999th Light Africa Division fought in North Africa, the fighting in there was largely over by the time it took the field. The unit would additionally serve in the Soviet Union. Some of its units were detailed as garrison troops in Greece and other were deployed to the Balkans to engage in the Bandenbekämpfung, or anti-partisan campaign there. 

The Waffen-SS also raised probation units. They included: SS-Fallschirmjäger-Btl 500 (SS Parachute Battalion 500); SS-Sturm-Btl 500 ( SS Assault Battalion 500); and, the notorious SS-Brigade Dirlewanger, a unit discussed later in this post. They were generally manned with troops Straflager und Wehrstraflager (punishment camp and defense discipline camp) In the Straflager and Wehrstraflager, extremely  hard labor had to be performed without the availability of appropriate supplies. Those who survived were said to be “endangered” for transfer into one of these units.

Notable here is the fact that as the course of the war had turned against Nazi Germany, military losses and the need to maintain discipline by example led the Oberkommando Wehrmacht to order the formation of additional punishment units from the thousands of Wehrmacht military prisoners that were held in its military prisons. Hopefully, the discussion of such here will not appear as a sort of suggestion to Putin on how the increase the strength of his forces in Ukraine. (In all honesty, greatcharlie hardly believes Putin or anyone in the Russian Federation government would have even a remote interest in its scribblings.) Prigozhin has at least deigned to ask prison inmates to serve in Wagner Group units. If the right occasion arises, all of that may quietly change for both military and civilian prison inmates. The hypothetical move might be announced publicly, couched in some plausible excuse of exigence or perhaps, prison inmates might be taken from penal institutions en masse and covertly sent to Ukraine. It might be said then: Unbewusst, war vielleicht Reichskanzler Adolf Hitler das Vorbild. 

The Dirlewangers move through the streets of a town on the Eastern Front (above).The SS Dirlewanger organization was a rather unorthodox Nazi German military organization of anti-partisan fighters. As the Wehrmacht rolled through Europe at the start of World War II, it faced increased resistance from partisan insurgents. To manage the problem, in 1940, the SS began an experiment. An initial 55 convicted poachers from prisons and concentration camps that it believed possessed the necessary skills, were put in service through impressment for the purpose of hunting down and capturing partisan fighters in their camps in the forests of the Eastern Front. A conditional pardon was promised to prison inmates who served in the recherché unit. They were placed under the command of Oskar Dirlewanger. Dirlewanger’s troops could do almost anything they pleased: loot, rape and pillage. There were often no repercussions for the most heinous actions. In Poland, Dirlewanger and his men would commit their most horrible war crimes. First, it was the Wola Massacre or Wola Slaughter (August 5, 1944 to August 12, 1944) in which 40,000 to 50,000 Poles in the Wola neighborhood of Warsaw were systematically slaughtered. Then, given its reputation, the Dirlewangers were called upon to assist in the quelling of the Warsaw Ghetto Uprising. (August 1, 1944 to October 2, 1944). 

The Dirlewangers

During World War II, a rather unorthodox military formation of anti-partisan fighters was fielded by Nazi Germany known infamously as the Dirlewangers. As the Wehrmacht rolled through Europe at the start of war, it faced increased resistance from partisan insurgents. To manage the problem, in 1940, the SS began an experiment. It organized 55 convicted poachers from prisons and concentration camps, that it believed possessed the necessary skills to hunt down and capture partisan fighters in their camps in the forests of the Eastern Front, were put in service through impressment in an organization named Wilddiebkommando Oranienburg (Oranienburg Poacher’s Unit). As noted earlier, such anti-partisan campaigns were referred to as Bandenbekämpfung. A conditional pardon was promised to prison inmates who served in the recherché unit. Orders were passed down to train the unit’s members in marksmanship and placed them under the command of four SS officers. The unit was placed under the command of SS Obersturmführer Oskar Dirlewanger, an alcoholic, convicted of illegal arms possession and embezzlement and imprisoned twice for the rape of a 14 year old girl and sexual assault. Subsequently, the unit was named after him, Sonderkommando Dr. Dirlewanger. Dirlewanger found a patron in a comrade from World War I, SS-Obergruppenführer und General der Waffen SS Gottlob Berger. It was arranged for Dirlewanger to report directly to the Reichführer-SS (Reich Leader of the SS) Heinrich Himmler, a most senior leader of the Nationalsozialistische Deutsche Arbeiterpartei (National Socialist German Workers Party or the Nazi Party), and a member of Hitler’s inner circle. It was not long before the number of poachers in the Dirlewangers dwindled and the unit began to take any men it could get. The strength of the unit was increased with additional prison inmates who had been convicted of burglary, assault, murder, and rape. The unit grew further when it took on deserters, punished soldiers and even concentration camp survivors. At that point, the unit was designated SS-Sonderbataillon Dirlewanger, 

Despite being subordinated to large military organizations in the field, Dirlewanger’s troops could do almost anything they pleased: loot, rape and pillage. There were often no repercussions for the most heinous actions. It is said that other Nazi German units, even some from the Waffen SS oddly enough, detested Dirlewanger and his men. However, any efforts to remove them from the battlefield and prosecute the soldiers for their atrocities were quietly knocked down in Berlin. To prevent any loss of control of his troops, Dirlewanger well-maintained unit discipline through beatings and shootings. Reportedly, if a civilian or soldier displeased him, Dirlewanger shot them in the hand. If one of his men grabbed any items that he wanted, he would execute him on the spot.  Given the conditions that existed in the unit, desertion became commonplace. 

Anti-partisan warfare was intense and casualties in Dirlewanger’s unit were high. On January 29, 1942, the battalion received authorization to recruit foreign volunteers to supplement its strength. On August 20, 1942, Hitler further authorized the expansion of the unit to two battalions. The added strength would come from additional poachers, Russians and Ukrainians recruited in the field, and military delinquents. This latter source of recruits was approved on October 15, 1942. The term “military delinquents” referred to men from all branches of the Wehrmacht, including the Waffen-SS, who had been convicted of felony offenses while in service. As the Soviet Army drove West and German forces retreated, the Dirlewanger organization was raised to the level of brigade as SS-Sturmbrigade Dirlewanger (SS Assault Brigade Dirlewanger).

Oskar Dirlewanger was an alcoholic, convicted of rape and sexual assault among other crimes. Dirlewanger reported directly to the Reichführer-SS (Reich Leader of the SS) Heinrich Himmler, a most senior leader of the Nationalsozialistische Deutsche Arbeiterpartei (National Socialist German Workers Party or the Nazi Party), and a member of Hitler’s inner circle. Dirlewanger would eventually receive the rank of SS-Oberführer. It is said that other German units, particularly from the Waffen SS oddly enough, detested Dirlewanger and his men. However, any efforts to remove them from the battlefield and prosecute the soldiers for their atrocities were knocked down in Berlin. To prevent any loss of control of his troops, Dirlewanger maintained unit discipline through beatings and shootings. Reportedly, if a civilian or soldier displeased him, Dirlewanger shot them in the hand. If one of his men grabbed any items that he wanted, he would execute him on the spot.  Given the conditions that existed in the unit, desertion became commonplace. 

With the help of his friends in Berlin, the ranks of the unit would grow even further, and In May 1943, the unit officially became a regiment, designated SS-Regiment Dirlewanger (SS Regiment Dirlewanger). The unit would next receive the designation, SS-Sonderregiment Dirlewanger (SS Special Regiment Dirlewanger) with the addition of a third bataillon, approved in August 1943. However, before that battalion could be formed, the regiment was sent into the frontline on an emergency basis with Army Groups Center and North, beginning on November 14, 1943. Both poorly equipped or trained for that purpose, the unit consequently suffered extremely high casualties and was reduced to a reported strength of 259 troops. Hundreds of military and concentration camp convicts were forwarded to Dirlewanger to allow him to rebuild the regiment, and by February 19, 1944, its strength had reached 1200 men. On April 15th, the unit was enabled to establish its own replacement company to facilitate replacing casualties. Soviet citizens were no longer recruited, and future recruits for the regiment would be selected exclusively from military prison inmates and volunteers from the concentration camps. These latter were not only convicts but also political prisoners. It was then that Dirlewanger reportedly would go as far as to accept the criminally insane into his unit’s ranks.

In Poland, Dirlewanger and his men would commit their most abominable war crimes. First, it was the Wola Massacre or Wola Slaughter (August 5, 1944 to August 12, 1944) in which 40,000 to 50,000 Poles in the Wola neighborhood of Warsaw were systematically slaughtered. Then, given its reputation, the Dirlewangers were called upon to assist in the quelling of the Warsaw Ghetto Uprising. (August 1, 1944 to October 2, 1944). The Dirlewangers killed an estimated 35,000 men, women, and children in one day. A fairly well-known story associated with the tragedy is that a witness in the Warsaw Ghetto at the time observed Dirlewanger ordering his men to execute 500 young children. Dirlewanger reportedly insisted that his troops save their bullets and execute the task with rifle butts and bayonets. Nearly 80 percent of Warsaw was practically razed to the ground by the unit.. The complaints against the Dirlewangers continued to mount. That led the SS to move the unit from Poland to the Byelorussian Soviet Socialist Republic (now Belarus) to allay the fears of field commanders. Still, Dirlewanger was rewarded for Warsaw with the promotion to SS-Oberführer on August 15, 1944. On its first deployment to Byelorussia in 1942, Dirlewanger’s unit would kill 30,000 people. Apparently, Dirlewanger’s favorite method of suppression was to round Byelorussians up in a barn, set it on fire, and machine gun anyone who fled. In October 1944, the unit was given the mission to quell the Slovak National Uprising. On February 20th, 1945 while at the Oder River in Silesia, the Dirlewanger Brigade along with parts of a number of Nazi German Army units were formed into the 36.Waffen-Grenadier-Division der SS Dirlewanger (36th Waffen SS Grenadier-Division Dirlewanger). While the unit rejoiced in becoming a division, it was only such in name only as it lacked the required strength.

It has been more than alleged that the Wagner Group’s actions in the Eastern Ukrainian town of Bucha fairly mirrored the horrors committed by the Dirlewangers during World WarII.  After Russian forces had retreated from Bucha on March 31, 2022 following a near month-long occupation of the town, the bodies of 419 unarmed civilians, many found with their hands bound behind their backs. Local Ukrainian authorities reported that nine children were among those killed. The Bundesnachrichtendienst, Germany’s foreign-intelligence service, later intercepted secret messages confirming Russian mercenaries known as the Wagner Group played a leading role in the massacre.

Members of the Foreign Legion engaged in counterinsurgency operations in Algeria (above). The Foreign Legion is a carry-over from the 19th century–perhaps some might say it is an anachronism. The military formation was established by King Louis-Philippe on March 9, 1831, as a unit to support the conquest of Algeria, which the French had invaded in 1830. To fill its ranks, focus was placed on collecting the foreign deserters and criminals who had drifted to France in the aftermath of the Napoleonic Wars. It was discovered that these men, viewed by the French government as a potential threat to civil society, could be induced to become professional soldiers at minimal cost. Indeed, the Foreign Legion attracted many refugees who migrated to France as well as unemployed soldiers from all points in Europe. It was especially popular among members of the Swiss regiments who had served the unpopular Bourbon regime before to the July Revolution of 1830. The Legion under-performed in the French struggle for conquest in Algeria, the conflict for which the formation was raised. Among the variety of factors. Before the Algerian campaign ended, 844 legionnaires died. Sadly, heavy losses among legionnaires from that point on were considered acceptabl, and perhaps expected in the many military interventions on foreign soil by France that followed.

The French Foreign Legion, 

The French Foreign Legion, in purpose and task, could be characterized as a throwback to the 19th century–perhaps some might say it is an anachronism. The military formation was established by King Louis-Philippe on March 9, 1831, as a unit to support the conquest of Algeria, which the French had invaded in 1830. To fill its ranks, focus was placed on collecting the foreign deserters and criminals who had drifted to France in the aftermath of the Napoleonic Wars. It was discovered that these men, viewed by the French government as a potential threat to civil society, could be induced to become professional soldiers at minimal cost. Indeed, the Foreign Legion attracted many refugees who migrated to France as well as unemployed soldiers from all points in Europe. It was especially popular among members of the Swiss regiments who had served the unpopular Bourbon regime before the July Revolution of 1830. The Legion under-performed in the French struggle for conquest in Algeria, the conflict for which the formation was raised: its raison d’être. Among the variety of factors the led to such result were the mismanagement of troops, problems with instilling military discipline and enforcing regulations among its homogeneous battalions of Algerians, desertion, and the staffing of its formations with the least qualified officers in the French Army. In the Legion’s initial engagement there, a unit of 27 legionnaires was overrun after being abandoned by a French officer and the cavalry under his command. By the time the Algerian campaign ended, 844 legionnaires were killed. Sadly, heavy losses among legionnaires from that point on were considered acceptable, marked their many military interventions on foreign soil, and perhaps to some degree were expected. 

During France’s intervention in Spain from 1833 to 1839, around 9,000 died or deserted. The death toll of legionnaires in the Crimean War from 1853 to 1856 was 444. From 1861 to 1865, France intervened in Mexico with the aim of overthrowing the reformist government of Mexican President Benito Juárez and establishing a European satellite state under the authority of the Austrian Prince Maximilian. Of the 4,000 legionnaires sent into Mexico, half were lost. Mexico emerged victorious and Maximilian was killed. However, an important piece of legionnaire history was actually established in the Mexico debacle at farm compound near a village called Camarón, in Vera Cruz. There, 62 legionnaires barricaded themselves and fought to the last man against superior Mexican forces. In the 1930s, the story of the engagement was transformed into an officially cherished legend of “Camerone!”  The story assisted in propagating the notion that the Foreign Legion faithfully carried out orders regardless of the sacrifice required. Performing honorably in battle was an obligation that required dismissing thoughts or feelings about self-preservation. On va faire Camerone!

Between 1870 and 1871 during 1he Franco-Prussian War, more than 900 legionnaires died while reinforcing the French Army. It brought the Foreign Legion from their bases in Algeria to France. Once the fighting ended, the Foreign Legion was used by the French government to violently reduce the Paris Commune. Legionnaires were ordered to kill French citizens and did so sometimes by summary execution in the street. In the aftermath, After order was restored, the legionnaires were quickly returned to their bases in Algeria.

French paratroopers very likely of the 6ème Bataillon de Parachutistes Coloniaux (6 BPC)–(even the French officials do not know who exactly is in the image–during a counter-attack against the Viet Minh at Dien Bien Phu in March 1954. The Foreign Legion’s unorthodox composition, isolation in Algeria, and the absence of patriotic purpose purportedly assisted in shaping it into a resolute fighting force in the years following its inception. Over those same years within the Foreign Legion, the notion that meaningless sacrifice is itself a virtue took hold. That sentiment was manifested in an 1883 address by French General François de Négrier to an element of legionnaires who were being deployed to Indochina to fight the Chinese. He reportedly stated: “You! Legionnaires! You are soldiers meant to die, and I am sending you to the place where you can do it!”  Many legionnaires would die in Indochina as well as in some of France’s many African colonies.  The Foreign Legion was called to France again to fight in World War I. The record indicates that 5,931 legionnaires were killed in action. Between the wars, the Foreign Legion again returned to its bases in North Africa. When World War II began, legionnaires could only monitor the fight from there. No time was available or no was any effort made to deploy them to the homeland given the short span of the Battle of France from May 10, 1940 to June 25, 1940. The Foreign Legion did not see heavy combat again until the postwar period in Indochina as part of the French Union’s Far East Expeditionary Corps.

The Foreign Legion’s unorthodox composition, isolation in Algeria, and the absence of patriotic purpose purportedly assisted in shaping it into a resolute fighting force in the years following its inception. Over those same years within the Foreign Legion, the notion that meaningless sacrifice is itself a virtue took hold. That sentiment was manifested in an 1883 address by French General François de Négrier to an element of legionnaires who were being deployed to Indochina to fight the Chinese. He reportedly stated: “You! Legionnaires! You are soldiers meant to die, and I am sending you to the place where you can do it!”  Many legionnaires would die in Indochina as well as in some of France’s many African colonies.  The Foreign Legion was called to France again to fight in World War I. The record indicates that 5,931 legionnaires were killed in action. Between the wars, the Foreign Legion again returned to its bases in North Africa. When World War II began, legionnaires could only monitor the fight from there. No time was available or no was any effort made to deploy them to the homeland given the short span of the Battle of France from May 10, 1940 to June 25, 1940. The Foreign Legion did not see heavy combat again until the postwar period in Indochina as part of the French Union’s Far East Expeditionary Corps. There, 9,017 legionnaires were killed in action in the failed attempt by France to hold on to its Southeast Asian territory from December 19, 1946 to July 20, 1954. The final engagement was the decisive Battle of Điện Biên Phủ. French defensive positions were overrun by the Viet Minh on May 7, 1954 following a two-month siege, Although a few French troops escaped to Loas, 11,000 were captured. A mere 3,300 survived imprisonment. Ce fut une défaite écrasante, une déroute complète

The Foreign Legion would return to Algeria after the Indochina debacle. Many of its officers were embittered, feeling they had been betrayed by bureaucrats in Paris. Eager to prove they had the moral fiber to defend the integrity of France, they zealously took on a new struggle to quell an Algerian independence movement. The fight was reportedly characterized by the use of torture, retributive killings, and atrocities committed by both sides. It is estimated that a million people died in the struggle. The Foreign Legion lost 1,976 men. Today, the Foreign Legion ihas a strength of nearly 9,000 men which represents 11% of the operational strength of the French Army.

Camerone Day 2017 in Aubagne, France, the Headquarters of the Foreign Legion. On Camerone Day, the doors of the Legion are open for public as part of the commemoration of the Bataille de Camerone (Battle of Camarón), a crucial moment in the history of the French Foreign Legion. It is portrayed as a pure example of bravery and the determination to fight to the finish, an example to be followed by every legionnaire. The phrase “On va faire Camerone!” (Let’s make Camerone) became popular among legionnaires, clearly expressing their will to fight to the last bullet. The date April 30, 1931 was designated as both the commemoration of the 100th anniversary of the Foreign Legion’s creation (although it should be March 10th), and the first official public commemoration of the epic Battle of Camarón. It is proudly commemorated even by the smallest Legion unit stationed in the most isolated place on the planet. The Recit de Camerone (Narration of Camerone), the telling of the story, is inseparable from the ceremony.

Perhaps what has been presented here is enough for readers to draw in their own mind’s the shape of the Foreign Legion. Crucial to understanding the Foreign Legion is understanding the “heart” of the legionnaire and his dedication to the organization’s proud history of sacrifice for France. From the outside, however, the organization would reasonably be assessed as one that manifests its government’s desire to exploit the misfortune of those from the lower rungs of the social strata, training them and then throwing them into often questionable military operations overseas with little regard for their well-being are they viewed dismissively as being expendable. Clear, logical, and plausible arguments could surely be made on that side of the matter, too!

Interestingly, the Foreign Legion and the Wagner Group diverge with other penal units and suicide squads of the Soviet Union and Nazi Germany, two among the worst regimes conceived in the 20th century, that were also discussed here to the extent that their respective ranks are not filled through impressment or emergency laws, but rather through volunteerism. Nevertheless, their troops have been used essentially in the same harsh ways. The Wagner Group is a fairly young organization, having existed for less than a decade. Although its role in the foreign and national security affairs and support from the Russian Federation is not established under existing laws, there remains the real chance that the Wagner Group, now with veil lifted on its operations given its massive presence in Ukraine and strength that it has reached so far, may be established within the Russian Federation government as a military formation more in the vein of the Foreign Legion at the time of its establishment in 1831. This may be a possibility at least during the prospective life span of the current government under Putin. Overarching is the possibility that his regime may not survive the Ukraine War which it started.

The Way Forward

Generally, the objectives for which the Wagner Group have been used by Russian Federation government have been better than controversial, often at odds with the established international order and transnational interest to maintain peace and stability around the world. However, those objectives have always been in line with the values and interests of the government in which the organization serves. Its troops are presently being used in negligent and wasteful ways in Ukraine. However, one would not have to look too far to find military formations in advanced industrial countries, such as France with its Foreign Legion, that serve similar purposes for their respective governments and have a history of being used in similar, questionable ways. It would seem the story of Wagner Group in Ukraine is not so outré after all.

Ruminations on the Russian Federation’s Failure To Close the Door in Western Ukraine to Foreign Military Assistance as Part of Its Invasion Plan

US airmen and marines (above) load M777 artillery pieces marked for delivery to the Ukrainian Armed Forces on an US Air Force transport plane. Many weapon systems sent into Ukraine have had a multiplier effect on the battlefield. Firepower in the form of multiple launch rocket systems, self-propelled artillery, and heavy caliber guns, transported possibly along the now heavily traveled supply lines from both Poland and Romania enabled the Ukrainian Armed Forces to launch two highly-successful counteroffensives. Presented here are some ruminations on Russia’s failure to initially shut the door to the massive levels of military assistance to the Ukrainian Armed Forces from the US, other NATO Member States and the EU via Poland, Slovakia, Hungary, and Romania. Emphasis is placed on the likely reasons why Russia went into Ukraine militarily without addressing the potential impact of Western resupply of Ukrainian forces. To that extent, issues considered include: whether the Russian Federation General Staff was responsible for this considerable delinquency or was the Kremlin near criminally remiss for not heeding likely recommendations of the military chiefs and their war planners.

Intriguingly, Russian Federation President Vladimir Putin launched the Ukraine War lacking a strategy that took into consideration of what Vooruzhonnije Síly Rossíyskoj Federátsii (the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation Armed Forces) would come up against. What was seemingly completely missed or misunderstood was the degree of support from the US and NATO Member States that Kyiv would receive. No effort, that was apparent, was made to obviate the ability of the US and its NATO allies to supply Ukraine at will as part of the military strategy. From the start, conquering Kyiv was the focus as if Putin, his foreign and national security policy team at the Kremlin, and his senior commanders in the Russian Federation Armed Forces. Perhaps, for Putin, the conquest of Ukraine was a dream on which he could feast his imagination. That was at least until the matter was reduced to reality. If one might think of Putin at all as a rational actor, it would seem Putin has painted himself into a corner. That is quite unlike Putin. Some might say that after all the years of accomplishments and successes, and all the experience, he was bound to make one big mistake. It is a real head rubber.

Presented here are some ruminations on Russia’s failure to initially shut the door to the massive levels of military assistance to the Ukrainian Armed Forces from the US, other NATO Member States and the EU via Poland, Slovakia, Hungary, and Romania. Emphasis is placed on the likely reasons why Russia went into Ukraine militarily without addressing the potential impact of Western resupply of Ukrainian forces. To that extent, issues considered include: whether the Russian Federation General Staff was responsible for this considerable delinquency or was the Kremlin near criminally remiss for not heeding the recommendations of the military chiefs and their war planners; whether the door was left wide open between Poland Slovakia, Hungary, and Romania with Ukraine because they were hamstrung by Putin’s concept that a successful “lighting strike in Ukraine” could be achieved even though the idea was apparently developed in the abstract; and, whether they had little choice but to acquiesce to the manifestations of Putin’s sense of vulnerability over Ukraine’s close ties to the US, the EU, and NATO. Unless one was actually behind closed doors of conference rooms in the Kremlin and the national security bureaucracies in Moscow, or “reading someone’s mail,” one cannot know for certain how the decision concerning resupply from western Ukraine was made or maybe not made. The best informed guess would inevitably be an interpretation. While “ruminating”, greatcharlie sought to stay grounded within the realm of what would actually be possible in Putin’s regime given what is known about it. Insights offered here are occasionally supported with historical examples of timeless relevance that immediately came to mind or actually helped to generate ruminations. Causa latet, vis est notification. (The cause is hidden, the result is obvious.)

Chairman of the Joint Chiefs of Staff US Army General Colin Powell (above) at press conference at the Pentagon on January 23, 1991. When a military campaign is launched, often an objective becomes separating an opposing army from what gives it support and what allows it to continue to generate combat power. Acting in this manner against an opponent is referred to as acting decisively. During the Persian Gulf War, Operation Desert Storm, the concept of separating Iraqi forces in Kuwait from resupply as well as command and control from the Iraqi military and political leadership was expressed without ambiguity by then Chairman of the Joint Chiefs of Staff US Army General Colin Powell during a press conference at the Pentagon on January 23, 1991. He famously stated: “Our strategy to go after this army is very, very simple. First, we’re going to cut it off, and then we’re going to kill it.”

Why Is Resupply an Issue?

When sent to war, the purpose of an army is to use its trained troops to deliver calculated lethal violence in protection of their country and its values wherever they are ordered to go. Not to be forgotten, is the necessity that the army’s troops place their very lives on the line in that pursuit. Equally important to note, not all countries have the same values. The values of the Russian Federation, particularly those that compelled the invasion of Ukraine, are quite different, for example, from those of the United Kingdom, France, or Germany. As professionals, army commanders act to the best of their knowledge and experience, use their troop in accordance with their army’s doctrine and in obedience to the concept and intent laid out by the army’s senior leadership. When it is the case, the army leadership acts in fol)owing with the concept and intent of their country’s political leadership. Such was the case when the Russian Federation Armed Forces were directed by Putin and ordered by the Russian Federation General Staff to invade Ukraine.

Today, armies can deploy with a considerable amount of supplies, but supplies begin to deplete as soon as the fight is underway. Nevertheless, to keep the army going, long before it becomes engaged, considerations and arrangements are made by planners and logistical (supply) officers to transport supplies wherever they are needed. Losing the ability to be resupplied means an army can fight only until the point when it metaphorically and literally, as one element of resupply, runs out of gas. To that extent, the most extreme of human endeavors becomes an even greater challenge for troops in that army. Whether resupply is possible can more often mean the difference between victory and defeat. 

To be a useful, effective fighting force on the battlefield, critical items such as bullets, grenades, rifles, other small arms, Kevlar vests, phones, petroleum, oil lubricants, and all and elements as replacement troops, and troop medical evacuation must get up to where the fight is. As shortages become problematic, commanders must begin to economize, their ability to act will be reduced, and subsequently their army becomes far less effective. The commander of the opposing army, if a capable commander, will discern the change, recognize the advantage presented and seek to exploit it as best as possible. The decision would need to be made on whether the army with dwindling supplies should be withdrawn. If the situation reaches the point when the commander can no longer act to alter the army’s situation, his army is being battered, or his army is cut off and has no available means of egress, he may be forced to surrender. While this description is somewhat oversimplified, it lends support for the idea that when a military campaign is launched, often an objective becomes separating an opposing army from what gives it support and what allows it to continue to generate combat power. Acting in this manner against an opponent is referred to as acting decisively.

During the Persian Gulf War, Operation Desert Storm, the concept of separating Iraqi forces in Kuwait from resupply as well as command and control from the Iraqi military and political leadership was expressed without ambiguity by then Chairman of the Joint Chiefs of Staff US Army General Colin Powell during a press conference at the Pentagon on January 23, 1991 alongside the US Secretary of Defense Dick Cheney. In the hour-long briefing, which detailed the first week of operations of the 28-nation coalition against Iraq, Powell famously stated: “Our strategy to go after this army is very, very simple. First, we’re going to cut it off, and then we’re going to kill it. To cut it off, that began last week when we started to go after the nerve center, the brains of the operation, the command and control of the operation, and the lines of communication that come out of Baghdad and other places in the country.”

One might have expected that Russian Federation Armed Forces top commanders and planners, in a similar vein, might have taken a similar tack toward the Ukraine Armed Forces. It might have been expected that they would have recognized that resupply not so much from Ukrainian arsenals but from those of US, other NATO Member States, and other countries in the EU would need to be blocked, cut off in some way. Yet, nothing remotely similar to what Powell expressed in 1991 was heard from theMinisterstva oborony Rossiyskoy Federatsii (Ministry of Defense Russian Federation) or General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation), or from Putin, himself, about cutting Zbrojni syly Ukrayiny (Armed Forces of Ukraine, hereinafter referred to as the Ukrainian Armed Forces) off from resupply. There were no feigned movements such as moving Russian Federation forces to points outside Ukraine from which a blocking operation could best be launched in order to signal the intention to cut the Ukrainian Armed Forces off from resupply. Nothing was done sufficiently enough to cause supporters of the government of Kyiv to second guess any planned efforts to resupply the Ukrainian Armed Forces. In view of the potential decisive impact from contributions by the 30 countries in NATO,  particularly the US with its military largess, it would seem some Russian Federation Armed Forces commanders and planners thinking logically would urge the Russian Federation General Staff to suggest scrapping the operation until the problem of the Western resupply threat was resolved. 

A near endless list of situations during wars in which resupply determined the outcome of battle or even the war, itself. For example, armies have often encountered difficulties in cutting off resupply on a strategic level when fighting a determined opponent. Occasionally political leaders and army commanders have been slow in recognizing the opportunity to act decisively to mitigate resupply efforts on a strategic level. Armies have faced difficulties on the tactical level against a smaller force of well-trained, well-organized, and well-led opposing troops, even during a siege, when sufficient resupply has been made available to them

Ho Chi Minh Trail

The Ho Chi Minh Trail (Đường mòn Hồ Chí Minh) was a supply system that provided support, in the form of manpower and materiel, to the Communist insurgency, Viet Cong, and the People’s Army of Vietnam (North Vietnamese Army) during the Vietnam War. It comprised a logistical network of roads and trails that ran from North Vietnam to South Vietnam through the kingdoms of Laos and Cambodia during the Vietnam War. Initially troops, pushing heavily laden bicycles, driving oxcarts, or carrying supplies on their backs, moved hundreds of tons of supplies along it. However, trucks would become the primary means of moving supplies and troops. By 1969, tgere was even a pipeline crossed the Lao frontier through the Mu Gia Pass and, by 1970, it reached the approaches to the A Shau Valley in South Vietnam. The plastic pipeline, equipped with numerous small pumping stations, managed to transfer diesel fuel, gasoline, and kerosene all through the same pipe. By the end of 1970, the number of pipelines entering Laos increased to six that year. As a whole, supply efforts through trail were quite effective, which no mean feat given US efforts to thwart effort through trail included attacks from a CIA-raised clandestine army and the most intense air interdiction campaign in history. Mitigating the effects of US operations to destroy the trail was an existential effort. One might say the Ho Chi Minh Trail was the “center of gravity” for the Communists. Its loss probably would have led to their defeat in the war. As long as supplies could get to the Viet Cong and North Vietnamese Army, their war effort could continue with vigor which complicated US-led efforts to secure South Vietnam for the government in Saigon. South Vietnam would eventually surrender to North Vietnam.

Battle of the Atlantic 1939-1945

During World War II, Germany acted robustly to prevent merchant ships from carrying food, raw materials, troops and their equipment from North America to the United Kingdom. If they had succeeded, the outcome of war might have been radically different. The United Kingdom might have been starved into submission, which would have been complete strain on the morale. Its forces and those of its allies worldwide likely would have been deeply impacted. The supply line from the US was essentially the beating heart, the center of gravity, of the United Kingdom’s war effort. The threat to the movement of ships across the Atlantic came in the form of German submarines, the “Unterseeboot” or U-boat. United Kingdom Prime Minister Winston Churchill once wrote that, “The only thing that ever really frightened me during the war was the U-boat peril.”

At the start of World War II, the Befehlshaber der Unterseeboote (Commander of the Submarines) was Konteradmiral (Rear Admiral) Karl Dōnitz. Dönitz pushed for a German fleet that consisted almost entirely of U-boats, claiming that depriving Germany’s enemies of vital supplies such as food and oil would be the most effective way to achieve victory. He claimed that given 300 U-Boats of the latest design, the Type VII, he could defeat the entire Royal Navy. He would utilize them in tactical formations that would later be called “wolfpacks”. Dőnitz’s  superior, Oberbefehlshaber der Kriegsmarine (Commander-in-Chief of the Navy) and Großadmiral, Oberkommando der Marine (the Naval High Command) Erich Raeder, was uninterested in his theories. Raeder was a traditionalist whose focus was surface warfare. Raeder also judged that Germany could not contest the Royal Navy for control of the sea. Even more, Raeder believed submarine warfare was cowardly. By 1941, although relatively small in number, U-boats under then Vizeadmiral (Vice Admiral) Dőnitz were threatening Allied shipping as far as the US east coast. By the end of 1942, U-boat “wolfpacks” were achieving considerable success in sinking merchant ships. By early 1943, the United Kingdom’s resources, especially oil, were running out, and it became a question of whether Allied shipyards could build merchant ships fast enough to replace the tonnage that was being sunk. 

Finally recognizing the value of then Admiral Dönitz concepts on the effective conduct of submarine warfare, in January 1943, German Führer und Reichskanzler Adolf Hitler saw to it that he was advanced to the rank of Großadmiral (Grand Admiral) and replaced Großadmiral Erich Raeder as Oberbefehlshaber der Kriegsmarine and Großadmiral, Oberkommando der Marine. Interestingly, he retained his post as Befehlshaber der Unterseeboote. Dőnitz was given the authority to act as he saw fit with German naval forces too late. At that juncture, Dőnitz had 200 operational U-boats. By April 1943, his U-boats were clearly struggling to make an impact. The Allies were sinking German submarines in greater numbers, with 45 being destroyed in the months of April and May. Aggressive Allied anti-submarine tactics were aided by the introduction of new technology. Long-range aircraft were equipped with centimetric radar and directed based on Ultra intelligence from intercepts of Kriegsmarine Enigma code communications. The mass production of Liberty Ships in US shipyards would ensure that the Allies would overcome attrition rates and win the Battle of the Atlantic. Without the victory, the Allies would not have been able to land forces ashore in the Mediterranean Theater or at Normandy.

In Operation Sonnenblume, in 1941, the German Afrika Korps‘ first offensive in North Africa, it sought to advance on Alexandria and Suez. In that advance, the capture of Tobruk was a priority as it was the only deep water port in Eastern Libya and would have provided the Germans with the closest supply port to the Egypt–Libya border. Of some significance is the fact that the one the renowned military commanders to emerge from the war led the attack on Tobruk: Generalleutnant (Lieutenant-General) Erwin Rommel. In 1940, Rommel commanded the 7th Panzer Division during the invasion of France where he demonstrated skill in the new tactic of blitzkrieg. He was a military officer who knew his business. When Rommel struck, he achieved complete surprise against British Army units in Libya’s eastern coastal region. The British Army was forced to retreat several hundred miles across the desert toward Tobruk. At Tobruk, the British Army and its allies held on. The Germans frequently bombarded the port. A blockade had been organized to thwart British resupply and reinforcement efforts. However, ships of the Royal Navy’s Mediterranean Station ran the blockade, and provided Tobruk’s defenders gunfire support, supplies, fresh troops and by ferrying out the wounded. The defenders of Tobruk received enough resources to keep up the fight. Rommel was stopped and the siege was lifted in December 1941.

Tobruk Siege 1941

In Operation Sonnenblume, from February 6, 1941 to May 25,1941, its first offensive in North Africa, the German Afrika Korps sought to advance on Alexandria and Suez in that advance, the capture of Tobruk was a main objective. Tobruk was the only deep water port in Eastern Libya and would have provided Rommel a supply port closer to the Egypt–Libya border than Benghazi, 900 kilometers or 560 miles west of the Egyptian frontier, which was within the range of Royal Air Force bombers; Tripoli was 1,500 kilometers or 930 miles to the west in Tripolitania. Of some significance is the fact that the one the renowned military commanders to emerge from the war led the attack on Tobruk: Generalleutnant (Lieutenant-General) Erwin Rommel. A veteran of World War I, from 1929 through 1933, Rommel served as an instructor at the Dresden Infantry School and from 1935 at the Kriegsakademie (German War Academy) at Potsdam. In 1940, Rommel commanded the 7th Panzer Division during the invasion of France where he demonstrated skill in the new tactic of blitzkrieg. He was a military officer who knew his business. When Rommel struck, his Afrika Korps achieved complete surprise against British Army units in Libya’s eastern coastal region of Cyrenaica. The British Army was forced to retreat several hundred miles across the desert towards Tobruk.

Recognizing that he had the opportunity to capture Tobruk before the British Army and its Allies had time to organize an effective defense, Rommel advanced aggressively to exploit it. The 9th Australian Division, dubbed “The Rats of Tobruk”, supported by British Army armor and artillery, repulsed initial German assaults on April 10, 1941 to April 14, 1941, and even when the fresh 15th Panzer Division was committed to the attack on April 30, 1941, the defenders held on. The Germans frequently bombarded the port with artillery and Luftwaffe (German Air Force) dive-bombers and medium bombers. A blockade had been organized to thwart British resupply and reinforcement efforts. However, ships of the Royal Navy’s Mediterranean Station–to include the Inshore Squadron–ran the blockade. Indeed, known as the “Tobruk Ferry Service”, Royal Navy and Royal Australian Navy warships provided gunfire support, supplies, fresh troops and by ferrying out the wounded. The defenders of Tobruk were provided enough resources to keep up the fight. The Royal Air Force flew defensive sorties from airfields far away in Egypt. The siege of Tobruk was the first occasion in the war that German Panzer units had been stopped. The siege was lifted in December 1941. It must be noted that via Operation Crusader, launched on November 27, 1941, Tobruk was relieved by the British Eighth Army which after September 1941, controlled British Army and other Allied ground forces in the Western Desert. It seems worthwhile to note the Fall of Tobruk occurred when Generalfeldmarschall Erwin Rommel  commanding Panzerarmee Afrika (Panzer Army Africa) which controlled the Afrika Korps and additional German units deployed to Africa as the 90th Light Infantry Division), as well as the Italian X Corps and XX Corps, attacked  on June 20, 1942 with massed air support, broke through a weak point on the eastern defensive perimeter, and captured the port. Although the garrison on the western perimeter had not been attacked, it was cut off from supplies and transport. Lacking the means to escape, the majority had to surrender; 33,000 prisoners were taken. Rommel had indeed learned lessons during the 1941 siege.

Être Voué à L’échec dès le Début

Even if everything else had been planned and arranged in the correct manner in every other aspect for the invasion, the viability of the entire plan would still rest on the ability of the Russian Federation Armed Forces to at best destroy, acceptably disrupt, or at the absolute minimum, delay resupply from the US, EU, and NATO. Without being able to control the movement of resupply in the West, the plan for the invasion should have been scrapped or the attack should have been postponed until that was nailed down. The reasoning behind such a decision has already been made abundantly clear looking at the circumstances of the handful of examples presented here already. As it was, the “special military operation” was launched, half-baked, and billions of dollars in military assistance has reached the Ukrainian Armed Forces via their country’s western border. Many weapon systems sent into Ukraine have had a multiplier effect on the battlefield. Firepower in the form of multiple launch rocket systems, self-propelled artillery, and heavy caliber guns, transported possibly along the now heavily traveled supply lines from both Poland and Romania enabled the Ukrainian Armed Forces to launch two highly-successful counteroffensives. On August 29, 2022, a counteroffensive was launched to eject Russian forces occupying the Kherson and Mykolaiv oblasts (provinces). On September 6, 2022, a counteroffensive was launched to eject Russian forces occupying the Kharkiv, Donetsk, and Luhansk oblasts. Given the unsatisfactory nature in which the Russian invasion was arranged and indeed, has been prosecuted, the decision to go into Ukraine was the sort that if made during an instance of saber rattling and war fever in a highly-industrialized democracy, would very likely lead to the impeachment of a national leader.

Ruminations

To set the record straight from the outset, greatcharlie believes that if Russian Federation forces were selectively positioned in Western Ukraine, the Ukrainian Armed Forces would have likely used their formidable and quite impressive drone arsenal to bombard them. They might have achieved the same relative success that they have achieved with Russian Federation forces in the east and south and around Kyiv. Once aptly prepared, Ukrainian special forces would likely do their part to hunt down and displace and destroy any Russian Federation troops settled in their country’s Western region. 

Commanders and planners in the Russian Federation Armed Forces would unlikely have known or believed any of that would have been possible before the invasion. One would need to consider other reasons for the omission of a mission to thwart, to an extent blockade resupply to the Ukrainian Armed Forces from the West.The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. The. Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine.

To the left of the above map are all countries situated on Ukraine’s western border. As Ukraine is looked upon in Europe as a very large country, perchance the area in western Ukraine that would need to be covered was judged by military commanders and planners in the Russian Federation General Staff as too large and deemed too difficult to control or monitor, surveil, and launch successful interdiction attacks and raids from. The Polish–Ukrainian border has a total length of 529 kilometers or 329 miles to 535 kilometers or 332 miles according to different sources. The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. The Slovakia-Ukraine border is 97 kilometers or a bit over 60 miles. The Hungary-Ukraine border is roughly 103 kilometers or 60 miles long. It its located in Hungary’s Tisza river valley of its northeast. The Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine.

Omission or De-emphasis?

Negligentia sempre habet infortunam comitem. (Negligence always has misfortune for a companion.) Imaginably, there is a moderately rational reason behind the decision to attack the second largest country in Europe, 603,500 square kilometers or 233,000 square miles, without being fully prepared. Ukraine is second largest in size to Russia, which is 17,098,246 square kilometers or 6,601,670 square miles. As Ukraine is looked upon in Europe as a very large country, perchance the area in Western Ukraine that would need to be covered was judged as too large by military commanders  and planners in the Glavnoe operativnoe upravlenie General’nogo štaba Vooružёnnyh sil Rossijskoj Federacii (the Main Operational Directorate of the General Staff of the Russian Federation) and commanders and planners at the lower level in Yuzhnyy Voyennyy Okrug (the Southern Military District) and the Zapadnyy Voyennyy Okrug (the Western Military District) and deemed too difficult to control or monitor, surveil, and launch successful interdiction attacks and raids into. The Polish–Ukrainian border is the state border between Poland and Ukraine. It has a total length of 529 kilometers or 329 miles to 535 kilometers or 332 miles according to different sources.

Concisely and admirably described by the Mission Opérationnelle Transfrontalière (Transfrontier Operational Mission), an association that was set up in 1997 by the government of France to resolve issues for entities concerned with cross border issues, the Poland-Ukraine border begins at the tripoint formed by the Ukrainian, Polish and Slovak borders, in the middle of the Eastern Carpathian mountains. The demarcation runs initially towards the east, arriving at the Ushok Pass and the source of the San River, whereupon it turns north-west to follow the river for around 50 kilometers or 31 miles. It subsequently leaves the river to take a north-easterly direction, crossing the region known as the “Przemyśl Gate”, where mountains meet lowlands. The border then crosses large swathes of agricultural land, to reach the Bug River, which forms the last third of its demarcation. It ends at the tripoint formed by the borders of Poland, Ukraine and Belarus. Poland is a NATO Member State and an EU border state.

The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. Again using a description from the Mission Opérationnelle TransfrontalièreThe Republic of Moldova separates the border into two segments. The first in the west, at the tripoint between the Hungarian-Romanian and Hungarian-Ukrainian borders. That segment then continues across the East Carpathian mountains and terminates at the tripoint formed by the Moldovan, Romanian and Ukrainian borders. The second segment begins at the second tripoint between the Moldovan, Romanian and Ukrainian borders, on the north bank of the Danube River, and terminates as it reaches the Black Sea. Romania is a NATO Member State and an EU border state. The Slovakia-Ukraine border is 97 kilometers or a but over 60 miles long. Slovakia is also a NATO Member State and an EU border state. The Hungary-Ukraine border is roughly 103 kilometers or 60 miles long. It is located in Hungary’s Tisza River Valley in the country’s northeast. As with the preceding three countries discussed, Hungary is a NATO Member State and an EU borderstate. The. Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine. Transnistria is an autonomous republic aligned since 1992 with the Russian Federation. Russian Federation Armed Forces units have also been garrisoned there since 1992. To that extent, anyone providing military assistance to Ukraine would hardly choose to move anything through Moldova as Russian Federation intelligence services posted in Transnistria would likely be able to position themselves to monitor such resupply activities. Moving through Moldova would very likely be deemed too risky, unsafe. To an extent, one might say any effort by Russian Federation Armed Forces to monitor resupply efforts for Ukraine would indicate commanders and planners were covering the matter. Perhaps the Russian Federation General Staff sold that notion to Putin. However, while a few things could be done from Transnistria, given the sheer size of its border with Ukraine, and its position south and toward the east with respect other bordering countries, it would unlikely be enough to make a real difference. It would seem Putin did not want to stir trouble over Transnistria issue. The Russian Federation Armed Forces there have remained relatively quiet, and the West has more or less left the autonomous republic alone. If covert monitoring has been transpiring along or across the Transnistria border, it is apparently not having an impact. Thus, the focus here is on resupply from Poland, Slovakia, Hungary, and Romania.

Russian Federation President Vladimir Putin (center), Russian Federation Defense Minister General Sergei Shoigu (right), and Chief of Staff of the Russian Federation Armed Forces General Valery Gerasimov (left). Commanders and planners in the Russian Federation Armed Forces apparently “wholeheartedly” accepted the idea that the Ukrainians would acquiesce as in 2014. Despite losses inflicted upon Ukrainian defenders and territorial gains, in eastern and southern Ukraine as well as Kyiv, the mission to completely snuff out the combat power and resolve of the Ukrainian Armed Forces and force a sort of mass capitulation was not achieved. The losses of the Russian Federation Armed Forces have been exponentially higher. It seems most apparent that the Russian Federation General Staff had moved forward without a satisfactory long-term plan for the invasion. Indeed, by results alone, one might infer that there were actually no contingency plans to draw upon for the invasion of Ukraine.

Folly, Doctor-Like, Controlled Skill

Commanders and planners in the Russian Federation Armed Forces apparently “wholeheartedly” accepted the idea–fiction–that the Ukrainians would roll over and play nice doggie à la 2014. Tomaten auf den augen haben. Despite losses inflicted upon the Ukrainian defenders and territorial gains, in eastern and southern Ukraine, the mission to completely snuff out the combat power and resolve of the Ukrainian Armed Forces and force a sort of mass capitulation was not achieved. In the end, the losses of the Russian Federation Armed Forces have been exponentially higher. It seems most apparent that the Russian Federation General Staff had moved forward without a satisfactory long-term plan for the invasion. Indeed, by results alone, one might infer that there were actually no contingency plans to draw upon for the invasion of Ukraine, with solutions for all conceivable challenges. Doing the “what-ifs” beforehand was probably viewed as walking out on thin ice “politically”. While the idea might be difficult for the reasonable to reconcile, it appears the massive enterprise was  truly undertaken by Moscow on the fly. 

Allowing the Russian Federation Armed Forces to perform in such a way would be very much unlike Putin given the record of his past behavior. True, over the past two decades, he has dropped some clangers. Even the most knowledgeable and experienced can make mistakes they learned to avoid long ago. That is human nature; the human element. Still, Putin’s actions are usually thoughtful, calibrated, well calculated, with the use of resources in a measured way to achieve the most favorable outcomes. Putin can surely tell the difference between real and unreal. He has not managed to stay in power since 2000 by engaging in Quixotic pursuits. This is something new. One wonders what could possibly come next for Ukraine and for the world.

Putin was oddly hooked on the idea that among the officers, men, and women of the Ukrainian Armed Forces, there was a lingering sense of Soviet unity equal to his own. This in itself was quite interesting as Putin was hardly known for truly displaying brotherly love toward former Soviet republics. He would create an environment of fear in his relationship with their respective leaders. After Euromaidan, the Ukrainians did not want any part of that. In his invasion day television broadcast of February 24, 2022, Putin would go as far as to implore the Ukrainian Armed Forces to submit to his will and allow Russian troops to again simply march into their country. There appeared to be a singular emotional commitment on his part to the ideas of Russian-Ukrainian unity and the fealty of the officers, men, and women of the Ukrainian Armed Forces to Moscow, to him. Putin “appealed” to members of the Ukrainian Armed Forces as follows: “I would also like to address the military personnel of the Ukrainian Armed Forces. Comrade officers! Your fathers, grandfathers and great-grandfathers did not fight the Nazi occupiers and did not defend our common Motherland to allow today’s neo-Nazis to seize power in Ukraine. You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people.” Putin continued: “I urge you to refuse to carry out their criminal orders. I urge you to immediately lay down arms and go home. I will explain what this means: the military personnel of the Ukrainian army who do this will be able to freely leave the zone of hostilities and return to their families.” If the matter were not so grave, his words might be looked upon as comical.

Putin seemed forgetful of, or totally oblivious to, the fact that he was responsible for the greatest humiliation of the Ukrainian Armed Forces when he ordered the “green men” of the Russian Federation Armed Forces into Crimea to seize Ukraine’s sovereign territory. Further, without firing a shot, the green men first corralled members of the Ukrainian Armed Forces much as sheep in their own garrison and then herded them out of Crimea. Knowing the Ukrainians as well as he claimed he did in the February 24, 2022 broadcast, Putin should have known the Ukrainians are not sheep. He should have been well-aware that there would be payback for what happened in 2014 and everything that has happened since. He surely knows that now.

In its ill-designed aspects influenced by the political leadership, the Russian Federation’s special military operation on a macro-level much resembles the failed German campaign, Operation Barbarossa, launched on June 21, 1941. Hitler provided empty assurances resulting from his baseless analyses to Oberkommando des Heeres (High Command of the Army) to the effect that “We have only to kick in the front door and the whole rotten edifice will come tumbling down.” Oberkommando des Heeres went along with Hitler’s concept that the campaign would be a short one, and that the Soviets would give in after suffering the shock of massive initial defeats. As a result, it did not develop a satisfactory long-term plan for the invasion.  The shock and awe of the initial Blitzkrieg was dissipated by the vast distances, Supply challenges could not be overcome. There was a lack of sufficient manpower resources. German losses could not be sustained. After initial contact, there was stiff resistance from Soviet forces. Despite the serious losses inflicted on the Soviet Army the mission to completely destroy Soviet fighting power and force a capitulation was not achieved by January 7, 1942, and the operation was terminated 20 kilometers short of Moscow. Interestingly enough,a number er of fitting comparisons between Putin and a national leader whose blunders came as a result of being closed to the recommendations and entreaties of his or her top advisers, are those made with Hitler.

Delinquency

There is the real possibility that commanders and planners in the Russian Federation Armed Forces, attempting to hastily organize the massive Spetsial’noy Voyennoy Operatsii (Special Military Operation) were not even aware that the opportunity to destroy and disrupt the resupply effort for Ukraine was missed. Everything truly started off on the wrong foot from the get-go. By logic, at first glance this would seem unlikely. After all, the well-trained senior officers and planners of the Russian Federation Armed Forces would not be aware of the danger posed by Ukraine’s open western border. Perhaps there may have been some understanding among military planners that the situation there would be played-down in order to line up with thinking from the Kremlin. In the realm of conjecture, anything becomes possible. If such was the case, from that point onward, they could only hope nothing bad would come of that considerable  omission.

The US educator and organizational theorist, Russell Ackoff was a pioneer in the field of operations research, systems thinking, and management science. In a research article entitled “A Major Mistake That Managers Make” in Handbook of Business Strategy, volume 7, number 1, January 2006, pages. 225-227, Ackoff wrote: “Errors of omission, lost  opportunities, are generally more critical than errors of commission. Organizations fail or decline more frequently because of what they did not do than because of what they did.” Although the December 7, 1941 surprise attack of the Imperial Japanese Navy on Pearl Harbor was a tactical victory, it was also a strategic blunder, as the Japanese failed one of their most critical objectives: destroy the US aircraft carriers. Even worse, the Japanese failed to destroy the strategic oil reserves at Oahu, and the damage to docks and yards was slight. That oil reserve fueled the US Navy through the remainder of the war against Japan.

A well-intervaled column of German vehicles moves through the Ardennes Forest in 1940 (above). At the top of the list of historical causes for military blunders has been insufficient intelligence analyses as well as the failure of consumers to include valuable forecasts in their appraisals of situations. Consider for example how the military high command of France failed their government three times in 70 years by minimizing warnings about the intentions of Prussian and German Governments. In 1870, the Supreme Command of the French Imperial Army, with its attitude of debrouillez-vous (“We’ll muddle through somehow”), did not heed signaling that the Prussian Army would move via the Ardennes Forest through Belgium into France. In 1914, the French Grand Quartier Général (General Headquarters) did not heed indicia signaling that the Imperial German Army, to avoid French defenses on the Franco-German border, would move via the Ardennes Forest through Belgium into France. In 1940, the Anglo-French Supreme War Council, relying on the defenses of the Maginot Line, did not heed indicia signaling that the German Army would move via the Ardennes Forest through Belgium into France. Even with this history, in 1944, the Supreme Headquarters of Allied Expeditionary Forces in Europe ignored idicia signaling that the German Army might attempt to move via the Ardennes Forest into Belgium in an attempt to reach Antwerp and cut Allied Forces into two pieces. The result was the Battle of the Bulge in which US forces suffered an estimated 75,000 casualties.

Was Faulty Intelligence to Blame?

Quis, quid, ubi, quibus, auxiliis, cur, quomodo, quando? (Who, what, where, with what, why, how, when?) Very pertinent here is the attendant influence of faulty intelligence in understanding the situation of an opponent, strengths and weaknesses, capabilities and possibilities in the development of the concept and intent of an operation in terms of supply. It becomes a factor of some magnitude in planning support operations. It is imprudent for political leaders and top military commanders to ignore information from intelligence services that confirms some action by an adversary is very likely, imminent, or has been taken. Well at the top of historical causes for military missteps has been insufficient intelligence analyses as well as the failure of consumers to include valuable forecasts in their appraisals of situations. 

Consider for example how the military high command of France failed their government three times in 70 years by minimizing warnings about the intentions of Prussian and German Governments. In 1870, the Supreme Command of the French Imperial Army, with its attitude of debrouillez-vous (“We’ll muddle through somehow”), did not heed signaling that the Prussian Army would move via the Ardennes Forest through Belgium into France. In 1914, the French Grand Quartier Général (General Headquarters) did not heed indicia signaling that the Imperial German Army, to avoid French defenses on the Franco-German border, would move via the Ardennes Forest through Belgium into France. In 1940, the Anglo-French Supreme War Council, relying on the defenses of the Maginot Line, did not heed indicia signaling that the German Army would move via the Ardennes Forest through Belgium into France. Even with this history, in 1944, the Supreme Headquarters of Allied Expeditionary Forces in Europe ignored idicia signaling that the German Army might attempt to move via the Ardennes Forest into Belgium in an attempt to reach Antwerp and cut Allied Forces into two pieces. The result was the Battle of the Bulge in which US forces suffered an estimated 75,000 casualties.

Referring again to the attack on Pearl Harbor, a newly discovered official US Government memorandum has revealed that intelligence collected about the activities of the Imperial Japanese Navy, led to assessments that Japan might attack the US on the West coast, the Panama Canal, and the US naval and military bases in Hawaii some time in December 1941. The Japanese Imperial Navy would eventually execute a devastating surprise, aircraft carrier-based, aerial attack and submarine attack on the US Naval Base and Headquarters of the US Pacific Fleet at Pearl Harbor, and aerial attacks against the US Army Base at Schofield Barracks and the US Army Air Corps Base at Hickam Field. Most US military commanders were bewildered by the successful attack which they never would have believed Japan could execute before it actually happened. By leaning into those beliefs, they were caught flat-footed by the attack. Their immediate responses were meager and ineffective.

In the case of Ukraine, it would seem Putin was provided faulty information. Some intelligence services apparently did more in the direction of providing fabrications than others.. From what can be gathered by newsmedia reports about its findings, the foreign intelligence service of Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsii (Federal Security Service of the Russian Federation) or FSB, known as the organization’s 5th service. The 5th Service is a division that was established in 1998, when Putin was director of the FSB, to carry out operations in the countries that were formerly republics of the erstwhile Soviet Union. Its mission was to help ensure those countries remained within Russia’s orbit. Apparently, the 5th Service laid it on thick. There were allegedly many unproven, torrid statements on the nature of Ukrainian society made concerning the destructive impact of the West on the culture, morality, spiritually, self-image of the people, ultranationalists, and the leadership in Kyiv, and the Ukrainian people’s willingness to stand fast against an invasion. 

Are Russian Federation Satellites Functioning?

One might imagine that there was a chance that intelligence, surveillance, and reconnaissance (ISR) capabilities by Russian Federation satellites could have assisted in covering the space and monitor and act against assistance efforts by supporting calibrated attacks on supply trains, especially readily observable ones  traveling along roads and rails. Intriguingly, only a few short years ago, there was great concern expressed in the US about formidable Russian Federation satellites that were interfering with US satellites. As discussed in greatcharlie’s July 6, 2017 post entitled, “Trump to Meet With Putin at G-20 Gathering: Trump Seeks an Authentic Relationship with Russia”, there was the belief that Russia was developing the ability to approach, inspect, and potentially sabotage or destroy US satellites while they orbited the Earth. 

Now, it seems, Russian Federation satellites must be able to provide a picture of the situation in Ukraine. True, as stated here, Ukraine is the second largest country in Europe, but, if many will pardon this expression, in greater terms, it is smaller than the State of Texas in the US, which has been regularly, intensely surveilled by the Russian Federation as it was before by the Soviet Union due mainly to the many massive US military and NASA bases and other facilities there. De quoi s’agit-il ici? It appears that a breakdown in Russian ISR capabilities from space much as its military, naval, and intelligence capabilities generally, had occurred long before the special military operation was launched.

Having been responsible for the preparedness of the Russian Federation Armed Forces, the Russian Federation General Staff had to have known something was awry. it had to have known whether they were up to the job in Ukraine. While the Russian Federation Armed Forces’ Zapad and Vostock exercises perhaps indicated that they were ready for war, surely the Russian Federation General Staff was fully aware of how numbers of troops, actions, reports were, to be frank, falsified. The most senior commanders may not have been sure themselves what the true capabilities of the Russian Federation Armed Forces were. If they were living in an illusion about how mighty their forces were, that  Illusion was destroyed in the face of reality.

Snapshot of the initial wave of Ukrainian refugees (above). There is the possibility the commanders and planners in the Russian Federation Armed Forces may have believed there was more to gain by having a great flow of refugees pouring out of Ukraine to create problems, chaos and confusion, hostile reactions from populations of countries inconvenienced by overflows of Ukrainian refugees, and frustration among NATO, EU Member State capitals. Conceivably, the thinking from the Kremlin and subsequently the Russian Federation Armed Forces that if the roads out of Ukraine to Poland, Slovakia, Hungary, Romania, and Moldova were clogged, potentially military assistance could not get through, at least not efficiently. By weaponizing refugee flows an invasion would cause, it may have been believed a way found to split the seam between two possibilities. However, even in the best case scenario, the refugee exodus would be a temporary problem. If Western powers could not resolve the matter, they would at least be able to mitigate its immediate effects. Once the invasion began, humanitarian and refugee organizations of almost every kind jumped in feet first. The West could do more with assistance to stem the crisis than the Russian Federation could do by creating a refugee overflow crisis. As it turned out, the refugee crisis as the Kremlin might have envisioned and hoped did not materialize.

The Pitfalls of Creative Thinking

There is the possibility the commanders and planners in the Russian Federation Armed Forces may have believed there was more to gain by having a great flow of refugees pouring out of Ukraine to create problems, chaos and confusion, hostile reactions from populations of countries inconvenienced by overflows of Ukrainian refugees, and frustration among NATO, EU Member State capitals. That belief would very likely have been in following with the concept and intent disseminated from the Kremlin. The impact of a refugee surge was witnessed while war raged in Syria. During the 2015 Syrian Refugee Crisis, an estimated 1.3 million refugees seeking asylum literally jammed roads leading to Europe. European countries, especially the first ones along the refugees route that encountered them, were unable to handle their numbers immediately. Some capitals panicked. Many political, social, financial, and security issues subsequently arose. The refugee flow eventually subsided. 

The Weaponization of Refugees

Conceivably, the thinking from the Kremlin and subsequently the Russian Federation Armed Forces that if the roads out of Ukraine to Poland, Slovakia, Hungary, Romania, and Moldova were clogged, potentially military assistance could not get through, at least not efficiently. By weaponizing refugee flows an invasion would cause, it may have been believed a way found to split the seam between two possibilities. Zwei fliegen mit einer klappe schlagen. However, even in the best case scenario, the refugee exodus would be a temporary problem. If Western powers could not resolve the matter, they would at least be able to mitigate its immediate effects. Once the invasion began, the UN with its many aid organizations as well as and other international and regional intergovernmental humanitarian and refugee organizations jumped in feet first. The US would work with capitals in Europe, especially Warsaw, and encourage through diplomacy and support with its wherewithal, a multilateral effort by government aid agencies. The EU acted in a similar way. The International Federation of Red Cross and Red Crescent Societies, CARE and other international and regional nongovernmental humanitarian and refugee organizations. Nongovernmental refugee and displaced persons organizations, and a variety of humanitarian organizations from around the world made their way to Poland, Slovakia, Hungary, Romania, and Moldova to get a handle on the problem. 

As things went, the Russi­an Federation’s special military operation triggered a “regional forced displacement crisis.” By September 30, 2022, seven months after the invasion began, 7,536,433 Ukrainian refugees were registered outside of Ukraine. Reportedly, Poland and Germany received the most refugees; more than a million each. The Czech Republic took in the next highest number 438,926, followed by the US, the United Kingdom, France, Turkey, Italy, and Spain, each of which accepted from 100,000 to 300,000 refugees. Smaller numbers escaped to Hungary, Romania, Slovakia, and Moldova. 

Interestingly, and doubtlessly to the consternation of the Kremlin and Russian Federation Armed Forces, not only is military assistance flowing freely into Ukraine from Poland but so are “returnees”. Clear data that documents how many of the 7.5 million Ukrainian refugees have returned home permanently, reportedly is unavailable. However as of September 20, 2022, over 6 million cross-border movements were made back into the country. Border crossing points in Poland as well as Romania are said to be receiving most of the returnees, with nearly 4.5 million crossings from Poland and nearly 1 million from Romania. In the aggregate, one might conclude that the West could do more with assistance than Russia could do by creating a refugee overflow crisis. In the end, the refugee crisis that the Kremlin may likely have envisioned and hoped for did not materialize. Vide et credere. (See and believe.)

Where Was the GRU?

As a military matter, intelligence on the situation in Ukraine to the extent it would impact the special military operation had to be of great interest specifically to Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU  The GRU could not have missed the potential problem of resupply routes into Ukraine from Poland, Slovakia, Hungary, and Romania being set up. Perhaps the GRU was unable to convince the Russian Federation General Staff of the necessity to close the door to assistance from the West. Maybe there was at first a thought to use the same act twice with “green men” in the Western Ukraine. However, GRU planners may have been concerned about being unable to redeploy or evacuate troops placed perhaps at border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on deep in Ukraine in large numbers if a major problem was encountered.

It was suggested in greatcharlie’s January 25, 2022 post, one could conceive that concerning Western military assistance, a special task force has been organized and assigned in advance, among other things: monitor the delivery, stockpiling of stinger, javelin, and other weapons systems to Ukrainian forces; maintain real-time knowledge of the distribution and location of those weapons; destroy those weapons systems; and, destroy or support actions by other Russian military units to destroy Ukrainian military units to which those weapons were distributed. That hypothetical task force would also likely be tasked to monitor–covertly monitor the intelligence activities and military operations of–Western countries as they relate to supplying Ukraine with special military capabilities. It would seem that suggestion made by greatcharlie then was well-off the mark. Maybe they were concerned about potential for great casualties and huge losses of materiel.

Where Was Spetsnaz?

Voyská spetsiálnogo naznachéniya (‘Special Purpose Military Units) or spetsnaz, a carry over from the days of the Soviet Union, are trained, and tasked as special forces units and fielded in wartime as part of the GRU. As is the case with special forces in most countries, the primary missions of spetsnaz are power projection (direct action), intelligence (reconnaissance), foreign internal defense (military assistance), and counterinsurgency. The GRU may have been unable to conjure up a viable plan to use spetsnaz in western Ukraine. Again, GRU planners may have been concerned about being unable to deploy or evacuate troops placed even on raids so deep without a solid means of egress. Even if it had been possible to monitor and act in the Western region from Belarus, again, distances that needed to be traversed may have been too great.

One might wonder whether the GRU had been aware that there was someone else in Western Ukraine, covert foreign forces from governments very friendly with Kyiv, already holding the most useful entrances and exits to and from Poland, Slovakia,, Hungary,, and Romania open in case of an attack. It is the sort of thing US Special Operations Units, the Special Activities Division of the US Central Intelligence Agency, the British Army’s Special Air Service, and the United Kingdom’s Secret Intelligence Service would be very capable of doing and would likely do, covertly. Surely, this idea is drawn from the realm of conjecture, however, it would be a smart move and their hypothetical presence would hardly be reported in the Western newsmedia. If, hypothetically, such forces had been there covertly since 2014, they may have been well-engaged in successful clandestine and covert activities in the region.

Perhaps what happened in Syria may have been an issue at all in GRU Headquarters. A battle between US Special Forces and Russian private military contractors from the infamous Gruppa Vagnera (Wagner Group) may have had a long-lasting educational effect in Yasenevo. Present in Syria as part of the campaign to destroy the so-called Islamic Caliphate created by the Islamic jihadist terrorist organization, the Islamic State of Iraq and Greater Syria (ISIS) that cut across iraq and Syria, US Special Forces, in self-defense at their own base, decimated a formation of Gruppa Vagnera that attacked them. Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.)

Even if commanders and military planners had been certain that spetsnaz could well-handle any foreign forces that hypothetically might have detected in the Western region of Ukraine, there imaginably would have been a wish in the Kremlin to avoid being seen as, and being accused of, attacking those foreign troops. In dubio abstinence. (When in doubt, sustain.)

Where Were the Russian Airborne Forces?

As for the Vozdushno Desantnye Voyska (Russian Airborne Forces) or VDV, surely the Ukrainians might have expected missions launched by them to hold territory in-depth. Yet, as with the GRU, commanders and planners in the VDV may have been concerned about being unable to redeploy or evacuate troops placed perhaps at border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on deep in Ukraine in large numbers if a major problem was encountered. Maybe they were concerned about potential for great casualties and huge losses of materiel. That happened without an operation to block Western assistance coming in from the West: 50,000+ killed. 

Surely, they were made more certain that the VDV would unlikely have been able successfully operate in the Western region of Ukraine after what transpired when its units attacked Hostomel Airport in the first days of the special military operation. The VDV faced considerable troubles there. One might view the capture of an airport a sort of bread and butter target for airborne units in armies worldwide

Russian Airborne Forces landing at Hostomel Airport (above). Russian Federation Armed Forces commanders and planners may have been concerned about the potential for huge losses if a blocking operation in the West were attempted. Surely, they were made more certain that the VDV would unlikely have been able successfully operate in the Western region of Ukraine after what transpired when its units attacked Hostomel Airport in the first days of the special military operation. After securing Hostomel Airport to the extent possible, the Russian Federation Army and VDV there tried to push into the nearby town and then  advance to Bucha and Irpin. Their poorly organized movement encountered ambushes in Hostomel and Bucha which resulted in significant losses of personnel and equipment. Those in command of the Russian Federation Army and VDV troops, decided to hold their positions, digging in on the roadsides to defend themselves against Ukrainian artillery and drone strikes. They also suffered heavy casualties from night attacks by special forces units of the Ukrainian Armed Forces. On March 29, 2022, the order was given for the Russian Federation forces at Hostomel to withdraw from the Kyiv oblast. Under continuous artillery fire from Ukrainian forces, the Russians damaged equipment that had to be abandoned and made a hasty retreat.

According to reports based on what was observed, the Russian Federation Armed Forces plan of attack against Hostomel Airport included its rapid occupation, with the intention of using it as an assembly area for Kyiv’s encirclement and capture. The airport is a bit over 6 miles north of Kyiv. The Initial February 24, 2022 assault on Hostomel Airport was a success, catching its Ukrainian defenders by surprise apparently due its speed. Mi-35 and Ka-52 attack helicopters operating out of Belarus struck the airport’s defenses and opened a way for helicopter-borne VDV units in Mi-8 transport helicopters that followed. However, despite being caught off guard by the initial assault by the attack helicopters, the attack itself was ineffective as the Ukrainian defenses were left largely intact.  Without any meaningful air support–it was very likely not included in formulation of the attack plan, VDV units on the ground faced counterattacks by Ukrainian forces almost immediately.

Luckily for the VDV troops struggling with Ukrainian forces for control of the airport, Russian Federation Army units originating in Belarus broke through Ukrainian defenses near Ivankiv and rapidly drove toward Hostomel. Although the advancing Russian Federation troops faced attrition from several Ukrainian ambushes en route, they reached Hostomel Airport and assisted the VDV in securing it on February 25, 2022. The Russian Federation Army units and the VDV sought to establish Hostomel into a forward operating base from which the larger push on Kyiv could be initiated. However, it was at this juncture that the special military operation began facing fierce resistance from the Ukrainians and became stalled. Logistical problems impacted operational tempo. The most visible sign was well-televised coverage of a 40-mile-long convoy that halted due to lack of fuel. Securing Hostomel Airport to the extent possible, the Russian Federation Army and VDV there tried to push into the nearby town and then  advance to Bucha and Irpin. Their poorly organized movement encountered ambushes in Hostomel and Bucha which resulted in significant losses of personnel and equipment. Those in command of the Russian Federation Army and VDV troops, decided to hold their positions, digging in on the roadsides to defend themselves against Ukrainian artillery and drone strikes. They also suffered heavy casualties from night attacks by special forces units of the Ukrainian Armed Forces. On March 29, 2022, the order was given for the Russian Federation forces at Hostomel to withdraw from the Kyiv oblast. Under continuous artillery fire from Ukrainian forces, the Russians damaged equipment that had to be abandoned and made a hasty retreat.

A Matter of Military Science

To the extent of everything mentioned here, perhaps a hypothetical concern over sending a relatively large sized force into Western Ukraine was a matter of Russian Federation commanders and military planners remembering what they learned while studying in military educational institutions. To that extent, they wanted to avoid the circumstance faced by Allied troops during Operation Market Garden during World War II.

The story of the Battle of Arnhem, part of Operation Market Garden, a massive Airborne ground assault in from from September 17, 1944 to September 26, 1944 during World War II. remains fairly well-known, however greatcharlie will humbly seek to recount it to the extent that is pertinent here. Under the plan proposed by British Army Field Marshal Sir Bernard Montgomery, the Airborne assault would support a single drive north over the branches of the Lower Rhine River,which would  permit the British Second Army to bypass the Siegfried Line and attack the industrial Ruhr. US Airborne troops were dropped in the Netherlands to secure bridges and towns along the line of the Allied advance. Farthest north, the British 1st Airborne Division was dropped at Arnhem to capture bridges across the Nederrijn (Lower Rhine). Their assault was supported by the Glider Pilot Regiment and the 1st Polish Parachute Brigade. The British XXX Corps were assigned to reach the British-led contingent in two to three days. The division was told to expect only limited resistance from German reserve forces. However, information collected by the British Army’s 21st Army Group in Belgium and Dutch resistance that German armor units were present around Arnhem. That intelligence was supported by aerial reconnaissance. However, the commanding officer of 21st Army Group, dismissed the information. The Supreme Headquarters Allied Expeditionary Force was made aware that almost certainly two Panzer divisions were situated at Arnhem but received the information from Ultra intercepts so close to the Operation Market Garden’s launch that it chose to ignore it. Intriguingly, the First Allied Airborne Army was not made privy to information from Ultra.

The information was very accurate. German Army Generalfeldmarschall Walter Model, the commander of Army Group B, had moved his headquarters to Arnhem and was re-establishing defenses in the area and co-ordinating the reorganization of the scattered units. Thus, at the time of Operation Market Garden’s launch, several units would be present in the vicinity of Arnhem to oppose them. Most threatening among them were the II SS Panzer Corps comprising the remains of the 9th SS Panzer Division “Hohenstaufen” and  the 10th SS Panzer Division “Frundsberg”. It was the bad luck of the airborne force that both German SS divisions, during their formation, had undergone month-long anti-airborne exercises and had also spent the last 15 months studying how best to act against a parachute assault in classroom and field exercises.

The 1st Airborne Division was dropped a distance from its objectives and encountered unexpected resistance, mainly from elements of the 9th SS Panzer Division and the 10th SS Panzer Division. A small force managed to reach the Arnhem road bridge, but the advance of the main body of the division was halted on the outskirts of the town. As for XXX Corps, it was forced into a struggle at Nijmegen, and advance north was delayed. As a result, the British airborne troops were not relieved as scheduled. After four days, the small British force at the bridge was overwhelmed and the rest of the division trapped in a small pocket north of the river. Lacking reinforcement and resupply, remnants of the 1st Airborne Division, after nine days of fighting, were withdrawn in Operation Berlin. Without secure bridges over the Nederrijn and the front line stabilized south of Arnhem, the Allies were unable to advance further. The 1st Airborne Division lost almost three quarters of its strength. Battered and tattered, the division was not sent into combat again.

Concern over a Potential Panicked Response by Ukraine’s Neighbors

The Kremlin may have been uneasy about how the US, its NATO allies, and the EU would respond militarily if Russian troops landed in Western Ukraine, “danger close” to the Polish border. Even more, it may have been the case that  they were concerned political leaders in Poland, potentially panicked at observing Russian forces landing practically on its border, might have responded first by ordering Polish Armed Forces to unilaterally drive inside Ukraine border, take positions inside its Western region, and then refer the matter to NATO. Such hypothetical unilateral action might have included an armored and mechanized drive into Ukraine to create a buffer, and landing troops on border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on before they would all fall completely into Russian Federation hands. To that extent, they would likely go after the same targets in Ukraine that the Russian Federation Armed Forces would likely want. In the worst case scenario, Polish troops could have fired heavy artillery and launched missile attacks on targets to deter air landings by the Russian Federation Armed Forces.

Where Was the Russian Air Force?

Concerning Voyska Vozdushno-Kosmicheskoy Oborony, Rossijskoj Federacii (the Russian Federation Aerospace Defense Forces, hereinafter referred to as the Russian Federation Aerospace Forces), particularly the Voenno-Vozdushnye Sily Rossii, (the Russian Air Force) element, one might have presumed commanders and planners of the Russian Federation Aerospace Forces would have organized air power assets of the force to strike strategically and tactically to make a positive difference in the war effort. Strategically, disrupting its supply of weapons from external sources and destroying Ukraine’s ability to construct weapons would likely be a priority. Tactically, a priority would likely be coordinating efforts by Russian Air Force assets with ground forces as they advanced. One might have expected that with the support of the Russian Federation’s ISR capabilities, a plan would have been in prepared for the Russian Air Force to shut the door on the transport of supplies through Ukraine, interdicting supply lines as fast as they were organized. However, that has not been the case. As the situation stands in the Ukraine campaign, the Russian Air Force has been near nonexistent relative to its size, supposed power, and the expectations of military analysts worldwide. Its best fighters and fighter-bombers have been regularly blasted out of the skies by the Ukrainian Armed Forces using both pricey sophisticated air defense weapons systems provided to Kyiv by Western powers as well as javelins and stingers, shoulder fired rockets operated by individual soldiers in the field. In response to the Ukrainian air defense threat, Russian Federation warplanes are not evading by flying sorties at 15,000 to 20,000 feet as they had over Syria. Russian aircraft are often remaining above Russian airspace and firing air launched cruise missiles into Ukraine. Since aircrews cannot identify targets across the border, airstrikes are made in areas where air intelligence reports the enemy is located. In attacking urban centers, that will always result in collateral damage in the form of civilian deaths and injury and the destruction of nonmilitary structures.

The Unwillingness to Speak Truth to Power

Commanders in all branches of the Russian Federation Armed Forces are surely unwilling to speak truth to power and inform Putin of what needed to be done in the West and that they were uncertain that their forces could achieve such an objective. One might imagine that suffering Putin’s coup de gueule would be the least of their worries. It has been a symptom common among those in service of authoritarian regimes throughout history. Skilled commanders are eventually bled dry of their strength to speak out about ill-laid military plans conjured in the minds of tyrannical leaders who are convinced of the certitude of their ideas. Many have been willing to bring reprisals against those commanders, even their best, who, for the sake of the forces they command and country, might step forward to disagree with them. It causes greatcharlie to cast its mind back to the 1981 pop song Der Kommisar“, essentially a scare story originally performed in both German and English by the Austrian artist Falco (Johann Hölzel). In the penultimate chorus of the English version, are the lyrics: “Don’t turn around, wa-uh-oh (yeah-yeah) / Der Kommissar’s in town, wa-uh-oh / He’s got the power and you’re so weak / And your frustration will not let you speak / La la la la la la.”

Commanders in all branches of the Russian Federation Armed Forces were surely unwilling to speak truth to power and inform Putin of what needed to be done in Western Ukraine and that they were uncertain that their forces could achieve such an objective. One might imagine that suffering Putin’s coup de gueule would be the least of their worries. This has been a symptom common among those in service of authoritarian regimes throughout history. Skilled commanders are eventually bled dry of their strength to speak out about ill-laid military plans conjured in the minds of tyrannical leaders who are convinced of the certitude of their ideas. Many of those leadsrs have been willing to bring reprisals against those commanders, even their best, who, for the sake of the forces they command and country, have stepped forward to disagree with them.

The Military Assistance Misread

On a more political level, perhaps Putin, his Security Council, and the Russian Federation General Staff were certainly completely wrong in their most likely conclusions about the degree of assistance the West would provide, what type of weapons and the impact they would have on the battlefield. The US has committed billions of dollars in security assistance to Ukraine since February 24, 2022. Relative to what the Ukrainians would eventually receive, what they had been provided to that point would hardly have been viewed as impressive by the Russian Federation General Staff.

Much as it had been planned by the US during the days of the Cold War, much of what would be used to repel a Warsaw Pact rampage through Western Europe would be taken from prepositioned stocks of supplies or they would be flown in and shipped in. During the Cold War, from 1969 to 1993, the annual REFORGER (Return of Forces to Germany) Exercises rehearsed that reinforcement and resupply to a great degree. It seems apparent now that thinking along the same vein in the Pentagon may have driven planning for the support of Ukraine in event of an attack. This idea would very likely be a kick-in-the-head to Russian Federation Armed Forces commanders and planners who had not have recognized the parallels as yet, never foresaw the possibility that the US and its NATO allies would essentially come at them, via the Ukrainians, in a similar way.. How obvious it all might seem now.

A Miscalculation on the Political Will of the West

Perchance Putin, his Security Council, and the Russian Federation General Staff miscalculated with regard to the degree of political will in the administration of US President Joe Biden and the US Congress to support Ukraine. Mixed messages regarding US commitment. The “No US boots on the ground” talk came a tad too early perhaps. It probably was music to ears in Moscow. It may have very well created the impression the US was pulling away or could potentially abandon Kyiv if Russia invaded. It may reasonably seem a bit of an overreach to impute to Putin and his acolytes, but one would only need to look at the varying degrees of overreach they have demonstrated with regard to the Ukraine matter.

Maybe Putin and his advisers concluded that European countries could become rankled enough to lend military support to Ukraine but perhaps they were a bit better than less concerned with the quality and quantity of their potential assistance and financial giving. They would expect the US to have the matter well-covered.

Perhaps they considered that Western European resolve to be engaged robustly, wholeheartedly in Ukraine would hinge on the resolve of the US to back its NATO allies. As for the US, much as alluded to earlier, its resolve would hinge on the success or failure of Russian forces in Ukraine, which really meant the capabilities demonstrated by the Ukrainian Armed Forces. Thereby, as long as the Russian Federation Armed Forces performed well, robust military assistance beyond javelins and stingers would not be sent into Ukraine. (Based on that suspected line of thought, one might compare how that situation for Ukraine as the invasion got underway to a degree paralleled, mutatis mutandis, the situation of the fledgling US in 1777. The decisive Battle of Saratoga in which the Continental Army defeated the British Army gave the French government the confidence to sign treaties of alliance and trade with the US government and joined its war against Great Britain.  Both countries agreed to fight the war until the US was truly independent, and neither would agree to a separate peace.)

As the efforts of the Russian Federation Armed Forces became desultory, ineffective, and proved surprisingly lacking at Kyiv and Kharkiv, it became easier for the US to give more to an Ukrainian cause with the real potential for victory and convince other NATO Allies to do the same albeit to far lesser degree. Panicked efforts by Kyiv to muster support and acquire weapons were practically wasteful as they clearly had the matter covered.

Misperceptions on Zelensky: A Force To Be Reckoned With

Of likely concern for Putin’s advisers, if not Putin, was surely Ukrainian President Volodymyr Zelensky who in the months before the invasion was already burning a bit brighter than the Kremlin expected. There were hints that he potentially could display all the qualities ascribed to great leaders. Doubtlessly, it was hoped in the Kremlin that Zelensky would find himself cutting a figure not unlike Felicia Hemans’ “Casabianca” (1826), crying out for an answer, in Zelensky’s case from Washington, that would never come and his world would go up in flames. As it was, Zelensky proved to be a lion of a man, stalwart of the Ukrainian cause, and a force to be reckoned with once the Russian Federation’s special military operation began. Western government officials and news media commentators alike would view Zelensky as having galvanized the Ukrainian people to resist Russia’s effort to swallow up their country. Zelensky also impressed with his entreaties to the world to come to the aid of his fellow countrymen in the best ways that they could. One might safely assume that his efforts influenced how countries with the wherewithal to respond to the Ukraine in its time of need, worked with him, and rapidly developed and implemented plans to provide considerable support for his country. Indeed, such positive perceptions of Zelensky, his impact, helped to attract aid groups, humanitarian volunteers, foreign fighters, helpful weapons, and financial resources to support Ukraine’s cause.

Ukrainian artillerymen fire US made and gifted M142 HIMARS (High Mobility Artillery Rocket System) (above) at Russian Federation forces holding Ukrainian territory. On a more political level, perhaps Putin, his Security Council, and the Russian Federation General Staff were certainly completely wrong in their most likely conclusions about the degree of assistance the West would provide, what type of weapons and the impact they would have on the battlefield. The US has committed billions of dollars in security assistance to Ukraine since February 24, 2022. Relative to what the Ukrainians would eventually receive, what they had been provided to that point could hardly have been perceived as impressive by the Russian Federation General Staff. Much as it had been planned by the US during the days of the Cold War, much of what would be used to repel a Warsaw Pact rampage through Western Europe would be taken from prepositioned stocks of supplies or would be flown in and shipped in. The annual Reforger (Return of Forces to Germany) Exercises rehearsed that reinforcement and resupply to some degree. It seems apparent now that thinking along the same vein in the Pentagon may have driven planning for the support of Ukraine in event of an attack.

The Distorting impact of Putin’s Kyiv Obsession

Surely, Putin’s singular emotional wants and wishes beyond what was militarily and strategically logical what drove the planning of the operation or was it formulated to the best of the abilities of trained, experienced, informed military officers in the Russian Federation Armed Forces. To Putin, everything about the government in Kyiv was anathema. Recall as aforementioned that in a very perplexing way, Putin stated in his appeal to the Ukrainian Armed Forces in his February 24, 2022 broadcast: “You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people.” He would go on to say: “I want to emphasize again that all responsibility for the possible bloodshed will lie fully and wholly with the ruling Ukrainian regime.” The indication s and implications of such statement are that Kyiv was indeed an obsession. To that extent, among those wants and wishes was toppling the government in Kyiv. Accomplishing that apparently became a priority with Kyiv in the planning of the invasion or whatever sufficed for its planning that distorted the picture Putin, his Security Council, and the Russian Federation General Staff of the battlespace. When examined in the context of this situation, how apposite the second quatrain of William Shakespeare’s Sonnet 116 becomes: “What wretched errors hath my heart commited, / Whilst it had thought itself so blessed never! / How hath mine eyes out of their spheres been fitted / In the distraction of this madding fever!”

If one might imagine Putin was a bit more pragmatic in his thinking and approach on Kyiv, it might be believed Putin may have thought the quickest road to victory was to cut off the head, the government in Kyiv and the command and control Ukrainian Armed Forces General Staff, from their forces in the field. If that could be achieved, Putin likely believed the mass surrender of Ukrainian troops in the field would come next. If that was the case, and what has transpired in Ukraine evinces to some degree that it was, then quite a bit of creative thinking was clearly involved in the invasion’s planning. 

However, by the time of the invasion, the government in Kyiv under Zelensky was well-tied in with its Western supporters. Thorough plans to provide escalating levels of military and financial assistance were surely already in place. Even though Zelensky initially displayed a great degree of uneasiness concerning the way in which the needs of Ukraine in the crisis would be met, it might be the case that what has come Ukraine’s way has far exceeded what he might have been reasonably expected. The shortsightedness apparent in thinking that the Kyiv government could be decapitated is stark. An informed guess is that the Ukraine enterprise was not hashed out with the best foreign and national security thinkers in Russia. One would get the idea it all was the result of the thinking of one man, certain of its roundness. Such impetuous schemes and boldness are at first sight alluring, but are difficult to handle, and in the end result in disaster.

Perhaps the real problem for Putin was not just that he relied on fortune, but was driven by blind rage and to a further extent blind ambition. Ukraine was one the bigger pieces he needed to pull together a respectable number of former republics into some simulacrum of the Soviet Union. While it may seem daylight madness for the reasonable to attempt that, for Putin, it makes perfect sense.

The Distraction of Covetous Thoughts?

As discussed in greatcharlie’s May 30, 2022 post entitled, “Putin the Protector of the Russian People or the Despoiler of Ukrainian Resources: A Look at War Causation and Russian Military Priorities in Ukraine”, long before he became the legendary Russian President that he is today, Putin was a doctoral candidate at Leningrad State University (now the University of St. Petersburg.) it was at the very end of his KGB service. (A fuller discussion of that period of Putin’s life can be found in greatcharlie’s March 31, 2017 post entitled “Book Review: Vladimir Putin, First Person: An Astonishingly Frank Self-Portrait by Russia’s President (Public Affairs, 2000)). The rector at the St. Petersburg State Mining University as of this writing, Vladimir Litvinenko, chaired the committee that awarded Russian President Vladimir Putin his doctorate in Economics in 1997. He recently stated that Putin’s thesis was titled “Strategic Planning of the Reproduction of the Mineral Resource Base of a Region Under Conditions of the Formation of Market Relations.” Putin’s economic studies, at what was then Leningrad State University, were most likely heavily doused in Marxian theory. Even more pertinent here, his research made him quite knowledgeable about the resources of countries that were formerly republics of the erstwhile Soviet Union. He would be very aware of Ukraine’s wealth in minerals, particularly in the eastern and southeastern regions. Indeed, Ukraine has a large supply of many valuable mineral and raw material resources. Ukraine in fact holds approximately 5 percent of the world’s mineral resources. Its significant mineral resources include: iron ore, coal, manganese, uranium ore, natural gas, oil, salt, sulfur, graphite, titanium, magnesium, kaolin, nickel, mercury. As for stocks of iron, manganese, titanium and uranium ore Ukraine is ranked first among European countries. As for mercury ore reserves, it is second only to Spain. Attendant to capturing sovereign territory in Ukraine, much as he grabbed Crimea eight year before, Putin may have wanted possession of its supply of many valuable mineral and raw material resources. Thinking in that direction may also have distorted his picture of what would be most important in invading Ukraine successfully. 

If this was Putin’s thinking and actions on this matter, at a more detailed level than discussed earlier, it would very much mirror that of Hitler during Nazi Germany’s invasion of the Soviet Union. As explained by the Imperial War Museum, industrialists in Germany most likely influenced Hitler’s decision to seize the Southern Caucasus in the Soviet Union and Stalingrad despite the concerns and entreaties of Oberkommando des Heeres with undertaking an operation of such distance from where the German Army was situated. As aforementioned, Operation Barbarossa, launched in June 1941, failed to achieve Hitler’s objective of decisively defeating the Soviet Union in a single campaign. German forces managed to occupy vast swathes of Soviet territory and industry. However, the audacious invasion finally ground to a halt in December 1941 on the forested outskirts of Moscow, the exhausted German Army stabilized its winter front in a line running roughly from Leningrad in the north to Rostov in the south. The strain of the harsh winter campaign upon the ill-prepared Wehrmacht, as well as the severe strain placed on the Luftwaffe in its prolonged efforts to air-supply the army’s string of city-bastions along the front, was tremendous. The Germans suffered a staggering 850,000 casualties. Interestingly, despite such considerable setbacks, the Germans believed the war was still going fairly well.

However, the following year, Hitler decided to go on the offensive. A decision by Hitler to launch a campaign in the Southern Caucasus region, south of the German front was spurred on by flawed information provided to him by economic advisers. They told Hitler that Germany would be incapable of sustaining the war without the resources in the Caucasus. North of the mountains was a center of agricultural production, which also held significant coal and metal reserves; to the south, was the region of Transcaucasia, a densely populated industrial center which produced some eighty percent of the Soviet Union’s annual oil production.Responsive to the wishes of the political leadership, by February 1942, the Oberkommando des Heeres was planning an offensive in the Caucasus region. 

On April 5, 1942, Hitler issued  Führerbefehle Nr. 41 (Fűhrer Directive No. 41), laying out the basic plan for the new offensive in the Soviet Union. The new plan would become known as Fall Blau (Case Blue). The main objectives were the major oilfields in the Caucasus and Transcaucasia: Maikop, Grozny and Baku. Senior German commanders were concerned about undertaking such a deep thrust into the opponent’s territory, fearing for the safety of their flank. Hitler’s remedy was to include in the plan the occupation of Stalingrad by Germany’s Italian, Hungarian and Romanian allies. The city would initially be taken by Germans. They would also establish a defensive line along the Don River and Volga River, which would be taken over by allies, too. Capturing Stalingrad would have the additional benefit of blocking all enemy traffic on the Volga, a crucial transport artery. To Hitler, the operation, which he deemed to be “of limited scope,” made perfect sense. Events proved otherwise.

A postage stamp from the erstwhile Deutsche Democratische Republik (German Democratic Republic, also known as the GDR or East Germany) circa 1963, that includes portraits of the Prussian military leader August Neidhardt von Gneisenau (left), Prussian field marshal Gebhard Leberecht von Blücher (right). In war, the value of a reliable, knowledgeable, skilled, and open-minded adviser who truly understands the concept and intent of his commander, cannot be underestimated. A model for interaction between a political leader or military commander with his advisers was the one between the renowned 18th century Prussian Army Marshal Gebhard Leberecht von Blücher with his chief of staff General August Neidhardt von Gneisenau. In Clausewitz: (Scarborough, 1979), author Roger Parkinson quotes von Blücher with regard to his relationship with his brilliant chief of staff as follows: “Gneisenau, being my chief of staff and very reliable, reports to me on the manoeuvres that are to be executed and the marches that are to be performed. Once convinced that he is right, I drive my troops through hell towards the goal and never stop until the desire goal has been accomplished–yes, even though the officers trained in the old school may pout and complain and all but mutiny.” Regarding an offer for von Blücher to receive an honorary degree at Oxford University following the Napoleonic War, Parkinson quotes him as saying: “Well, if I am to become a doctor, you must at least make Gneisenau an apothecary, for we two belong together always.”

Eyes Wide Shut

“A lion does not lose sleep over the opinion of sheep. ” is a quote often attributed to others, but it is very likely the words of Abū ʿAbdullāh Muhammad ibn Idrīs al-Shāfiʿī (28 August 767 — 19 January 820) was a Palestinian-Arab Muslim theologian, writer, and scholar, who was the first contributor of the principles of Islamic jurisprudence (Uṣūl al-fiqh). Often referred to as ‘Shaykh al-Islām’, al-Shāfi‘ī was one of the four great Imams, whose legacy on juridical matters and teaching eventually led to the Shafi’i school of fiqh (or Madh’hab). In his thoughts, Putin is surely completely alone. He appears indifferent to whether the rest of the world sees him as a bit out of touch or strange, apart from everything else. Outside of his super fans in Russia–many of whom have been unfortunate enough to meet their end, so very young, on fields, hills, and woods in Ukraine as questionably trained conscripts–certainly does not appear gallant or chivalrous. Putin is holding the course on Ukraine, not yielding in any way that might allow for authentic and substantive negotiations to end the conflict to begin. There still does not appear to be a line of talk available to even his closest advisers that could put a different complexion on the matter.

In war, the value of a reliable, knowledgeable, skilled, and open-minded adviser who truly understands the concept and intent of his commander, cannot be underestimated. A model for interaction between a political leader or military commander with advisers was the one between the renowned 18th century Prussian Army Marshal Gebhard Leberecht von Blücher with his chief of staff Prussian Army General August Neidhardt von Gneisenau. In Clausewitz: (Scarborough, 1979), author Roger Parkinson quotes von Blücher with regard to his relationship with his brilliant chief of staff as follows: “Gneisenau, being my chief of staff and very reliable, reports to me on the manoeuvres that are to be executed and the marches that are to be performed. Once convinced that he is right, I drive my troops through hell towards the goal and never stop until the desire goal has been accomplished–yes, even though the officers trained in the old school may pout and complain and all but mutiny.” Regarding an offer for von Blücher to receive an honorary degree at Oxford University following the Napoleonic War, Parkinson quotes him as saying: “Well, if I am to become a doctor, you must at least make Gneisenau an apothecary, for we two belong together always.”

An informed guess by greatcharlie is what has likely been a reliable intuition that had served him well along the way and allowed him a leg-up in giving subjects light were darkened with regarding parsing out the many aspects of this massive enterprise in Ukraine. Imagining Putin with his mind set on invading Ukraine come hell or high-water and refusing hear any suggestion that he delay until Russian forces were fully prepared to act, maximize every advantage and exploit the liabilities of Ukrainian forces to the fullest extent, and cope with all contingencies, if one might dare discuss such with him as noted earlier. 

One can only imagine Putin’s outward attitude and behavior at that time. The thought of it all curiously reminds greatcharlie a song sung by the renowned comic, Groucho Marx in the comedy film “Horse Feathers” (1932), not that there is anything remotely humorous about any aspect of the Ukraine War. When Marx’s  character, Professor Quincy Adams Wagstaff, is made the new head of Huxley College, and asked to offer some suggestions for his administration, the first verse of his musical response was: “I don’t know what they have to say / It makes no difference anyway / Whatever it is, I’m against it / No matter what it is or who commenced it / I’m against it.”

Putin Was Blinded by Rage

A dislike of Biden administration members inflamed the ardor of Putin and closest acolytes and they became determined to hurt Kyiv for siding with them. Imagining Putin’s mindset, he likely firmly believed before the invasion of Ukraine that he had a good understanding of the way many senior foreign and national security policy officials in the administration of US President Joe Biden, many of whom had held senior posts in the Obama administration, would respond to a move toward Ukraine. As discussed in greatcharlie’s January 25, 2022 post, Putin had experienced considerable dissatisfaction and disappointment in his dealing with Obama administration officials, particularly on Ukraine. As he may have perceived their actions in the past, they found it rather piquant to interact with him as if he were a lesser party, and given his positions and concerns no consideration. He likely believed they saw him as undeserving of respect. Communications were condescending, actions were often insulting. In an explosion of aggression, in part a response to his treatment, he grabbed Crimea with military force and fomented civil war in the Donbas. He engaged in other destabilizing efforts. Apparently, he was not completely satisfied with those actions, and held in his mind the idea of doing more. Seeing the appointment of many of those same officials in even higher posts in the Biden administration, most likely inflamed his sense with ardor to lash out violently. Everything those officials did in the Biden administration, Putin surely viewed with their past actions firmly in mind.

One might theorize that although he could not conventionally strike directly at those officials, Putin could reach the Zelensky government, members of which he may view as something worse than traitorous. He could well imagine the the fall of the Zelensky government would beset the Biden administration officials that he despised with a sense of loss and failure. Secondly, he would hope to cause torment and anguish among their “Ukrainian followers”. To that extent, perhaps it is not too fanciful to imagine that given current attitudes and behaviors of Putin, the invasion of Ukraine may also have been in part an opportunity for Putin to have a return engagement, a rematch, with former senior Obama administration officials serving in the Biden administration and settle an old score. 

Putin (seated left) during a Russian Federation Security Council meeting just days before the special military operation was launched. A dislike of senior members of the administration of US President Joe Biden likely inflamed the ardor of Putin and closest acolytes and they became determined to hurt Kyiv for siding with them. Imagining Putin’s mindset, he likely firmly believed before the invasion of Ukraine that he had a good understanding of the way many senior foreign and national security policy officials in the Biden administration, many of whom had held senior posts in the administration of US President Barack Obama, would respond to a move toward Ukraine. One might theorize that although Putin could not conventionally strike directly at those officials, he could reach the Zelensky’s government, members of which he may view as something akin to “traitorous”. He knew what anguish and loss the fall of Zelensky’s government would cause those US officials and secondly, their “Ukrainian followers”. To that extent, perhaps it is not too fanciful to imagine that given current attitudes and behaviors of Putin, the invasion of Ukraine may also have been in part an opportunity for Putin to have a return engagement, a rematch, with former senior Obama administration officials in the Biden administration and settle a score.

The Way Forward

It certainly appears to many reasonable people around the world since the Ukraine War began that currently there is a dearth of rational thinkers in the Kremlin. As is so often the case in the history of warfare, perception, better still, misperception, and not reality, drove the decisionmaking of Russian Federation Armed Forces commanders and war planners. Intriguingly, in parsing out the possibilities of this pivotal moment in the war’s planning, it would seem Putin’s special military operation did not necessarily have to turn out as it has.

Too many human lives have been lost in this war. The common wisdom is that the war never should have transpired, and no one should have died. No amount of gain in Ukraine would match the degree of loss in the cold terms of blood and treasure by Russia which started the war. Nevertheless, it will likely go on and plenty more dying will be done.

Conforming to the concept and intent of their political leader, Putin, senior commanders of the Russian Federation Armed Forces mistakenly thought that the campaign would be a short one, and that the Ukrainians would give in after suffering the shock of massive initial defeats. Being responsive to the concept and intent of their political leadership was, by their training and oath, the correct thing to do, but the very wrong thing to do at the same time. Res ipsa loquitur! Perhaps the only real hope for its end on the battlefield is Ukraine’s capture of every bit of sovereign territory, to include Crimea. As mentioned here, that is within the realm of possibility. Yet, Putin would hardly find that outcome satisfactory. If a satisfactory solution cannot be found for both sides on Ukraine, there will be good reason for the world to fear the worst from him. In the cavernous assembly halls of the Kremlin where Putin speaks before top officials of his government, the Russian Federation Duma, other key political leaders at the federal provincial and local levels–nationalists, ultranationalists, and Communists–prominent supporters of the United Russia Party, and business leaders, one will not spy happy faces, filled with optimism over the future ahead. There are mainly the morose visages of people who likely whisper among themselves that the genuine end to everything may be near. Perhaps Putin is equal to his rhetoric, and Russian Federation ICBM’s will make their way out of their kennels. His supporters would likely believe that. A solution to the Ukraine War must be found soon. Utere, non numera. (Use the hours, do not count them.)

Commentary: The Choice of War or Peace Between Russia and Ukraine Rests on the Ability of Parties to View Each Other Differently

A unit of “buttoned up” Russian Federation Army BMP-3s rolls forward  while multiple launch rocket systems, obscured by smoke, fire in the background during Zapad-2021 Exercise (above).According to what is being reported publicly, positions on both sides during the Ukraine crisis are becoming more rigid. The convictions of both are most profound. Each day, the parties move closer to catastrophe. Still, the “game-clock” is not ticking in the red yet, and it is too early for parties to have run out of ideas. In support of the diplomatic process on Ukraine, and help ignite new ideas for successfully resolving the crisis, the intent here is to throw up at least some of the shutters to shed light on what may lie ahead, and to allow interested policymakers, decisionmakers, and analysts to extrapolate ways to encourage new thinking on available solutions from those scenarios during talks. Information that comes in on Putin and his actions, in particular, is seemingly judged via something akin to stare decisis. Whatever Putin has done before, and however the US and its allies have responded, is set as precedent for current conclusions and actions. The turn of events in recent times appear to have been missed. Old approaches may not be viable for new problems as they differ in far more than nuance with those of the past.

When considering the Ukraine crisis, those in Western governments and regional organizations with an interest in understanding the actual state of the matter cannot help but meditate on Putin’s current fixation on NATO. The general impression is that nothing was done by the US, United Kingdom, the EU countries, Ukraine, or NATO to threaten or provoke the Russian leader. NATO has indeed expanded eastward as Putin has decried. Yet, no one in the West would agree that its expansion could reasonably be perceived as threatening. As admirably explained, in brief, on January 26, 2022 by the BBC, only 6% of Russia’s borders touch NATO countries. Russia has good relations with some NATO members, like Italy and Hungary. Russia has even sold weapons systems to NATO member Turkey. Additionally, the presence of NATO on Russia’s border is nothing new. NATO, described as being in the shape of Norway, has been on Russia’s border for more than 70 years. Further, there is no sign that Ukraine, Georgia or other former Soviet republics will be joining NATO any time soon. Beyond the usual, go-to conclusion that Putin’s actions are meant for domestic consumption, hoping to unite the Russian people against a foreign foe, it has been suggested Putin may have made his move now because enough elements, that he has judged as favorable, have aligned to make it the right time to reshape the European security order in a way to benefit Moscow. Purportedly,  Putin hopes to re-establish Russia’s sphere of influence in a way resembling that of the erstwhile Soviet Union. Another popular view is that he is trying to rewrite the results of the Cold War.

Semper in fide quid senseris, non quid dixeris, cogitandum. (In an honorable dealings you should consider what you intended, not what you said or thought.) Rather than attempting to rewrite history, Putin would say that he is interested in getting Western governments to adhere to agreements he insists were reached in the period immediately following the collapse of the Soviet Union and the Eastern Bloc. Over a decade ago, it was rather popular in foreign policy circles in the US to label Putin as a revanchist, hoping to regain territory in the former Eastern Bloc lost to the US and NATO. Putin, unconcerned with Western labels for him, has stood fast, not retreating one jot from his beliefs on the matter. According to Putin, the agreements he refers to included guarantees that NATO would not expand toward the borders of the then new Russian Federation. The US, United Kingdom, EU countries, and NATO stand fast, too, remaining confident in current circumstances. According to what is being reported publicly, positions on both sides during the Ukraine crisis are becoming more rigid. The convictions of both are most profound. Each day, the parties move closer to catastrophe. The chance of creating harmony and balance feels more distant. A scenario in which Ukraine would be divided East and West much as post-war Germany, following some furious Russian military action is becoming an all too real prospect. That is a hard saying. If that happened, Ukraine would surely reunite once again in the future, but after countless people, two or three generations of Ukrainians will have been torn to pieces and destroyed, an immense amount of human energy will have been tragically squandered in the business of killing, and the enormous potential of so many of its young people will have been lost forever. In the future, it will all be much harder to understand and to reconcile. 

Still, the “game-clock” is not ticking in the red yet, and it is too early for parties to have run out of ideas. In support of the diplomatic process on Ukraine, and help ignite new ideas for successfully resolving the crisis, the intent here is to throw up at least some of the shutters to shed light on what may lie ahead, and to allow interested policymakers, decisionmakers, and analysts to extrapolate ways to encourage new thinking on available solutions from those scenarios during talks. Information that comes in on Putin and his actions, in particular, is seemingly judged via something akin to stare decisis. Whatever Putin has done before and however the US and its allies have responded is set as precedent for current conclusions and actions. The turn of events in recent times appear to have been missed. Old ways of doing things may not be viable for new problems as they differ in far more than nuance with those of the past. Perhaps after thoroughly reflecting on the aggregate information and perspectives old and new, as a collective in the West and in Russia, top officials could become more flexible, discover ways to see things within their values and interests, and advance talks with those new ideas. Consilia res magis dant hominibus quam homines rebus. (Men’s [People’s] plans should be regulated by the circumstances, not circumstances by the plans.)

Russian Federation President Vladimir Putin (above) speaking at a press conference following talks with Hungarian Prime Minister Victor Orban on February 1, 2022. The higher that one makes the risk out of proportion to the gain, there is less chance a proposition will be ignored. Such appears to be the approach Putin has taken with regard to halting NATO expansion and NATO Membership, and pushing it back with regard to Ukraine and Georgia. With regard to his military build up across from Ukraine in Russia, and Belarus, he most likely believes it will encourage the world to take him seriously. A Russian invasion would surely be adverse to the geostrategic interests, wants and wishes of the US and its Western allies. Perchance Putin believes his plan is working but very slowly. In the West, it would perhaps be said that he is well-off the mark.

Putin’s Threat of Military Action

The higher that one makes the risk out of proportion to the gain, there is less chance a proposition will be ignored. Such appears to be the approach Putin has taken with regard to halting NATO expansion and NATO Membership, and pushing it back with regard to Ukraine and Georgia. With regard to his military build up across from Ukraine in Russia, and Belarus, he most likely believes it will encourage the world to take him seriously. A Russian invasion would surely be adverse to the geostrategic interests, wants and wishes of the US and its Western allies. (The tricky bit for Putin is that if he decided to actually invade Ukraine, in order to look credible or just sane, he would need to declare some plausible cause or have the ability to create a pretext, some artifice, to green-light Russia’s invasion. Intervention on behalf of ethnic-Russia was used previously.) Perchance Putin believes his plan is working but very slowly. 

He has seemingly taken the tack of a spider, attempting to draw Western policymakers and decisionmakers into his web. Perchance Putin believes it is working but very slowly. Four years back in a February 28, 2018 greatcharlie post entitled, “A Russian Threat on Two Fronts: A New Understanding of Putin, Not Inadequate Old Ones, Will Allow the Best Response”–in which greatcharlie was terribly prolix, it was explained that Putin manifests ambush predation in his approach to victims–for lack of a more adequate description of those acts against. In animals and humans, ambush predation is characterized by an animal scanning the environment from a concealed position and then rapidly executing a surprise attack. Animal ambush predators usually remain motionless,  sometimes concealed, and wait for prey to come within ambush distance before pouncing. Ambush predators are often camouflaged, and may be solitary animals. This mode of predation may be less risky for the predator because lying-in-wait reduces exposure to its own predators. If the prey can move faster than the predator, it has a bit of an advantage over the ambush predator; however, if the active predator’s velocity increases, its advantage increases sharply.

Surely, Putin would enjoy aggravating any gap between what the US and its allies are doing on Ukraine and what the Ukrainians would prefer for them to be doing. Putin likely feels that moving against Ukraine would be as difficult as the “Western information blitz” would lead the Ukrainians and the world to believe. He would enjoy demonstrating to Europe and the world that in 2022, US promises to provide support for allies and partners is nothing to signify. What would lead Putin to believe he would have a chance to roll into Ukraine with relative ease would be his assessment of how inauthentic US assistance for Ukraine’s defense has actually been. To that extent, Putin might project his sense of how Russia was betrayed by the US and EU countries recommended mesmerising ideas for reforms from experts to the government of his predecessor, Russian Federation President Boris Yeltsin, that unmistakably negatively impacted Russia’s economy. Putin would explain that the solutions those Western experts enthusiastically prescribed and euphemistically called the “shock treatment” were experiments. Russia was their guinea pig.

 A unit of Russian Federation T-90M tanks with their long barreled 125-mm main cannon (above). As was discussed in the January 25, 2022 greatcharlie post entitled, “Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help,” the US Intelligence Community had initially concluded that the Kremlin could be planning a multifront offensive involving up to 175,000 troops. Yet, there have not been large additions to the estimated 100,000 Russian troops already deployed near the Russia-Ukraine border. Satellite imagery has revealed a buildup of Russian tanks and artillery as well as other gear near the border. However, they are mostly kept in depots in echelon. Imaginably, the deployment of Russian forces is being executed in a cost effective manner. Nevertheless, the expense for all the petroleum and oil lubricants being used by the armor and mechanized heavy force must be enormous. If Putin wanted to completely terrorize his Ukrainian neighbors, he would be positioning a force of overwhelming superiority with additional forces.

Commitment of the US and Its Allies to Ukraine’s Defense

In The Histories (439 BC), thought by many scholars to be the founding work of history in Western literature, the renowned Hellenic author, Herotodus (484 BC-c. 420 BC), wrote: “No one is so senseless as to choose of his own will war rather than peace, since in peace the sons bury their fathers, but in war the fathers bury their sons.” Truth be told, it seems that even outside of Moscow–especially in Kyiv lately–many believe that the sense of imminent threat of invasion felt in Western capitals and NATO is incommensurate with the rather deliberate speed in which Putin has deployed Russian troops into their present positions. 

As was discussed in the January 25, 2022 greatcharlie post entitled, “Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help,” the US Intelligence Community had initially concluded that the Kremlin could be planning a multifront offensive involving up to 175,000 troops. Yet, there have not been large additions to the estimated 100,000 Russian troops already deployed near the Russia-Ukraine border. Satellite imagery has revealed a buildup of Russian tanks and artillery as well as other gear near the border. However, they are mostly kept in depots in echelon. Imaginably, the deployment of Russian forces is being executed in a cost effective manner. Nevertheless, the expense for all the petroleum and oil lubricants being used by the armor and mechanized heavy force must be enormous. If Putin wanted to completely terrorize his Ukrainian neighbors, he would be positioning a force of overwhelming superiority with additional forces in the mix, likely to include elements of Morskaya Pekhota Rossii (Russian Naval Infantry) or MPR, which has a force of around 12,000 personnel, including 800 frogmen, and Generalnogo Shtaba Glavnoje Razvedyvatel’noje Upravlenije (Main Intelligence Directorate of the General Staff of the Armed Forces of the Russian Federation) or Glavnoje Razvedyvatel’noje Upravlenije (Main Intelligence Directorate) or GRU, which maintains a force of about 12,000–15,000 Spetznaz, special operations forces, primarily of contract soldiers. Added to that might be some of the well-trained paramilitary units of other bureaucracies such as the Ministerstvo Rossiyskoy Federatsii po delam grazhdanskoy oborony, chrezvychaynym situatsiyam i likvidatsii posledstviy stikhiynykh bedstviy (Ministry of the Russian Federation for Civil Defence, Emergency Situations and Liquidation of Consequences of Natural Disasters) or EMERCOM, with its 71,000 employees, including paramilitary units, on the alert for emergencies. Of course, the Federal’naya sluzhba bezopasnosti Rossiyskoy Federatsii (Federal Security Service of the Russian Federation) or FSB, would likely be involved with post-invasion population control in captured areas. Urban contingencies are the strong suit of its troops. FSB is generally understood to employ about 66,200 uniformed staff, including about 4,000 Spetsnaz troops. It also employs Border Service personnel of about 160,000–200,000 border guards. Putin would organize a force that left no doubt that its purpose was to conquer and hold ground.

French Emperor Napoleon Bonaparte is quoted as saying: “War must be made as intense and awful as possible in order to make it short, and thus to diminish its horrors.” As the military situation is typically evaluated from the lens of Kyiv and Russian forces are compared with Ukrainian military capabilities, left out of the mix is the influence the Russian Air Force will have on the battlefield. It would be devastating. If the Ukrainians decide to rely on fixed defenses, they seem to be preparing defensive lines near their border, the worse the impact of airpower will be. The Russians will be able to attack in depth repeatedly with airpower. Various warplanes would become force multipliers. Additionally from the air, Ukrainians could expect missions to hold territory in-depth in Ukraine by Vozdushno Desantnye Voyska (Russian Airborne Forces) or VDV.

Ukrainian civilians being trained to use small weapons in preparation for war (above). Ukrainian civilians continue to make very brave declarations that in the event of Russian invasion, they will rush to the defense of their towns and cities, create an insurgency, and engage in guerilla warfare. Again, the higher that one makes the risk out of proportion to the gain, there is less chance a proposition will be ignored. There is surely a political warfare aspect to all that talk. Deterrence is not limited to bean counting military strength and capabilities and matching them up for both sides. The Ukrainians are making it clear that the war will be far more costly in terms of casualties and strain on resources than might be worth the risk. French Emperor Napoleon Bonaparte is quoted as saying: “An army’s effectiveness depends on its size, training, experience, and morale, and morale is worth more than any of the other factors combined.” Perhaps it would be hoped that talk of an insurgency would conjure up thoughts and memories of the dreadful experience of the Soviet Army in Afghanistan, in which Ukrainian veterans, then Soviet soldiers, shared with their then Russian comrades, and the meat-grinder that was Chechnya in which Russian soldiers endured alone.

Ukrainian civilians continue to make very brave declarations that in the event of Russian invasion, they will rush to the defense of their towns and cities, create an insurgency, and engage in guerilla warfare. Again, the higher that one makes the risk out of proportion to the gain, there is less chance a proposition will be ignored. There is surely a political warfare aspect to all that talk. Deterrence is not limited to bean counting military strength and capabilities and matching them up for both sides. The Ukrainians are making it clear that the war will be far more costly in terms of casualties and strain on resources than might be worth the risk. “Le Petit Caporal“, Napoleon, has also been quoted as saying: “An army’s effectiveness depends on its size, training, experience, and morale, and morale is worth more than any of the other factors combined.” Perhaps it would be hoped that talk of an insurgency would conjure up thoughts and memories of the dreadful experience of the Soviet Army in Afghanistan, in which Ukrainian veterans, then Soviet soldiers, shared with their then Russian comrades, and the meat-grinder that was Chechnya in which Russian soldiers endured alone.

Certainly, Russian Federation Army commanders are more convinced by what they see than what they hear in the international newsmedia. Kyiv must also recall that while Putin was Russian Federation President, the civil war in Chechnya was fought to its conclusion. Lessons learned from that experience, and some appear to have been applied here and there in Syria. One obvious tack applied was using more airpower, less ground troops. Urban areas were practically obliterated by high altitude bombing. No pilots were flying on the deck with the Russian government’s property to eyeball targets and check for civilians in the vicinity. Russian ground troops were not invested so much in urban battles. There were no close quarters battles fought by large Russian units. As long as bold declarations to create an insurgency against Russian troops continue, the less chance care will be given to avoiding civilians during a Russian invasion.

Justum bellum quibus necessarium, et pia arma quibus nulla nisi in armis relinquitur spes. (War is just to those for whom it is necessary, and to take up arms is a sacred duty with those who have no other hope left.) In the aftermath of an invasion, Ukrainians civilians, thereby any insurgents mixed among them, might be hemmed into zones by Russian forces. In a horrific twist, the more difficult zones would be better defined as killing zones, in which “cooperative Ukrainians would be separated from more difficult ones. Insurgents in those zones would be required to punch above their weight, likely against the FSB as well as the VDV and other well-suited Russian Federation Army units. They would perhaps need to do that long past the point when reasonably the towel might be thrown. Russian forces could be best informed of how to effectively use such a method by its allies in Beijing. Paramilitary police units of the People’s Republic of China Ministry of Public Security have developed an expertise in this sort of thing. To that extent, an arrangement might be made with Beijing to provide “a sufficient number of advisers” to assist in the prospective zones. (Putin would likely love to have the Chinese involved in some fashion. He would prefer to share claim to such villainy with China.) It all may seem fanciful, too imaginative, but one must consider the absolute madness of the current circumstance itself, and judge this possibility in that context.

Troops of the VDV on the move, mounted on a BTR-82A. Those mounted in the foreground are providing overwatch to the left (above). On the face of it, in the aftermath of an invasion, Ukrainians civilians, thereby any insurgents mixed among them, might be hemmed into zones by Russian forces. In a horrific twist, the more difficult zones would be better defined as killing zones, in which “cooperative Ukrainians would be separated from more difficult ones. Insurgents in those zones would be required to punch above their weight, likely against the FSB as well as the VDV and other Russian Federation Army units. Russian forces could be best informed of how to effectively use such a method by its allies in Beijing who have developed an expertise in this sort of thing. To that extent, an arrangement might be made with Beijing to provide “a sufficient number of advisers” to assist in the prospective zones. It all may seem fanciful, too imaginative, but one must consider the absolute madness of the current circumstance itself, and judge this possibility in that context.

Despite what is being patriotically exclaimed before any unwanted hostilities begin, Ukrainians might consider that political will might not exist in Western capitals after a Russian invasion to arm an insurgency against the Russian Federation Army which would be fought just across its own border in 2022. They only need to look at how Crimea has turned out. For greatcharlie, that is a hard saying. Further, Putin may have a plan for such the contingency of an insurgency supported by Western countries. Putin may choose to up the ante by repositioning several intermediate range missiles westward placing NATO Members at immediate risk of nuclear attack. Reasonable national leaders might believe Putin was being pushed over the edge and insist, out of concern for the well-being of their own countries’ security, that assistance to the insurgency be halted. 

Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.) Putin likely found the “come hell or high water” decision to withdraw from Afghanistan despite conditions on the ground most instructive. The manner in which the US scrambled out of the country higgledy-piggledy was unexpected. When the decision was made to evacuate, policymakers and decisionmakers seemed to give insufficient care as to the lasting impression it would leave on thinking about the current administration in most national capitals, to include Moscow. He could have made the assumption that the US would behave in the same way if Russian forces, in some robust, noisy fashion, charged into Ukraine. In a high stakes game of chicken, until the last moment, one can hope the other guy will flinch.

Ukrainian Military Capabilities 

Truth be told, waiting for Russian forces to get deep enough into Ukraine to face ground units with javelin and stingers would be very polite, but self-defeating. It should be acknowledged that once those systems are fired, Russian commanders would know the positions of those units with the weapons, deduce their comrades similarly armed and their resupply were both nearby. (If they did not already have that information as a product of intelligence, surveillance, and reconnaissance, in a process of elimination in the truest sense of the term,, Russian commanders would sufficiently pummel those positions with firepower making the survival of those troops and their equipment unlikely. They would be far more amenable to expending large stockpiles of artillery rounds and rockets than to losing soldiers.

In brief, to really assist Ukraine, to give it a chance to break up and knock back any aggressive move by Russian forces, an abundance, hundreds, of deep strike assets could be provided to Ukraine in order to allow its ground forces to rapidly put direct and indirect fires on Russian armor and mechanized forces inside Russia at their lines of departure, assembly areas, and follow-on units in marshaling yards, and even transport hubs as soon as Russian forces cross the border. They could target equipment and facilities. Artillery units would need to act before superior Russian air assets and rockets and artillery can direct fire on available firing positions. Ukraine would need to operate a sufficient number of artillery pieces and rocket launchers so that enough batteries could potentially survive a blazing opening Russian bombardment. As was true when Russia engaged its troops in the fighting in Syria, the world will doubtlessly see some new, powerful weapons employed for the first time.

Acquiring massive amounts of heavy artillery and rockets and attempting to absorb the system in formations as quickly as possible at this stage would be a challenge. However, Ukrainian forces could rapidly establish highly mobile hybrid task forces of artillery, engineer, transportation, and special forces units which could operate the new weapons. Trained to mass fires on targets, remain highly-mobile, and to survive against an adversary with considerable counter-battery capabilities, the hybrid units could be placed under a new command dedicated to striking at Russian forces in depth to attrit their numbers and in doing so have a decisive impact in the battlefield. Command and control could be managed through rudimentary communications (e.g., Morse code and mirrors, even a relay system, could be used to synchronize attacks on preset coordinates along the likely line of advance, lines of communication, etcetera.). If there is no intention to try to act decisively on day one, it might be better to just let Russian forces move in, with albeit kamikaze-like attacks upon their armored and mechanized formations by small units to delay, disrupt and divert them, and pray for decisive outcome through a long and hard-fought insurgency.  Continue reading

Recherché Pieces of the Putin Puzzle That May Serve To Better Enable Engagement with Him as Either an Adversary or a Partner Regarding Ukraine

US President Joe Biden (right) and Russian Federation President Vladimir Putin (left). “What is your substance, whereof are you made, . . . .” Many Western governments view working with Putin on the Ukraine crisis, which they say he caused, as an undesirable task. Still, like it or not, that is the job at hand, and it can be successfully handled. Putin has some grievances, and says he wants to get them resolved. Standing strong and fast, assured of the correctness of one’s positions, is a fine thing. On the other hand, posturing, pride and ego, do a poor job at concealing insecurities. In this crisis, the elimination of insecurities on both sides will be central to its resolution. What needs to be created is a sustainable balance of power that advances US, United Kingdom, EU, Ukrainian, and the better parts of Russian interests to promote peace and security and foster collaboration. It would be most beneficial and virtuous for all parties involved to work together to construct clear agreements, improve ties, and accomplish even more. Here greatcharlie hopes to assist those in US foreign and national security bureaucracies seeking to get a better handle on the Ukraine crisis, and gain greater clarity about Putin and his thinking.

With imaginable strain upon the national budget, Russian troops for the moment lie snug in the Winter weather in their homeland, still close enough to its border with Ukraine to unnerve those on that side. They are ostensibly the cudgel meant to induce the minds of leaders in Western governments–the US, United Kingdom, and the EU countries–to think Putin’s way on NATO’s “ceaseless” expansion toward its border. Putin’s demand to the West boils down to “Get out of my tree and stay out!” Things have not gone exactly his way so far, but perhaps to his satisfaction he has bathed in the sound of Western government voices and broadcast newsmedia, expressing shear terror and prognosticating war and doom in the meantime. Indeed, most Western governments believe that Putin intends to do a lot more than just build up military forces defensively and induce Western thinking to his like. Reportedly, multiple analyses of Western foreign and national security policy bureaucracies have concluded that he will definitely invade Ukraine. 

Surely, this has been a beast of an episode for the relatively fledgling, democratic government in Kyiv. One might posit that Putin’s presidency is the general misfortune of all countries neighboring Russia. The threatening, aggressive atmosphere is intolerable. They must reconcile to the universal order of nature. They have knowingly, comfortably organized middle grade armies to face a first class multidimensional military force, and they have left themselves in a state in which they could never see themselves winning without the US by their side. What beats the brains of decisionmakers in Western capitals is how to mitigate the danger in a sustainable way without disturbing the status quo much or at all. Concerns expressed in conference rooms on the top floors of the US foreign and national security bureaucracies might reasonably be that relaxation of the atmosphere may require taking Putin to the limit hoping he will choose peace and avoid the massive loss that would result from even a successful push into Ukraine. There is also the possibility that relaxation of the contentious atmosphere will not reverse ambitions in Moscow regarding Ukraine. Nevertheless, at some point after applying fears to hopes and hopes to fears, both sides will need to be flexible and to compromise, if either really wants to get anything out of the diplomatic process. New calculations must be made now on both sides if the aim is peace and stability. Qui totum vult totum perdit. (He who wants everything loses everything.)

To possibly assist the efforts of the US, and its allies also, to peer in on the other side to better understand Putin’s actions and intentions concerning Ukraine by stimulating ideas in others, in this essay, greatcharlie offers a few new ideas. They were inspired while preparing greatcharlie’s preceding January 25, 2022 post entitled, “Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help”. That post also offered suggestions for optimizing US-Russia diplomacy regarding the Ukraine crisis that matched the importance, enormity of the situation. Making the effort to stimulate new ideas sometimes requires stepping onto shaky ground. A few thoughts on possible steps and schemes of Putin, the course of things and thinking that may be hidden or most often excluded from analyses, are presented here. They were developed primarily in the abstract from evidence provided by official statements and newsmedia reporting. To an extent, thoughts offered might more aptly be described as intimations. Some facts uncovered and presented may appear odd, recherché, but nevertheless they were all gleaned from credible, often official sources made available to the public. Hopefully, that will not be a distraction for readers. To hold only to existing thinking on Putin is to cut oneself off from roads to understanding him and his decisions that might result through further examination. Facilius per partes in cognitionem totius adducimur. (We are more easily led part by part to an understanding of the whole.)

Putin (left) being interviewed by Le Figaro in the Russian Cultural Center in Paris on May 29, 2017. Reportedly, within the Russian government, there are varied theories held about the level of power US presidents have and theories that US presidents are under the control of groups of individuals in the background, some allege they are shadowy figures. To the extent this relates to US President Joe Biden, some of Putin’s advisers have also apparently been informed by stories from the US that say others act as a hammer to shape him into the instrument they want. During a June 11, 2022 interview in Moscow with NBC News, Putin again referenced, albeit vaguely,, unknown parties who he believes are iInfluencing perspectives of Russia’s bilateral relationships and himself. Putin stated: “Well, I don’t know. Somebody presents it from a certain perspective. Somebody looks at the development of this situation and at yours truly (THROAT CLEARING) in a different manner. All of this is being offered to the public in a way that is found to be expedient for the ruling circles of a certain country.”

Putin’s View of “Who Is in Charge” in Washington

If readers would bear with greatcharlie through these initial points, they will discover there is a method to what on the face of it recognizably appears as madness. Reportedly, within the Russian government, there are varied theories held about the level of power US president have and theories that US presidents are under the control of groups of individuals in the background, some allege they are shadowy figures. To the extent this relates to US President Joe Biden, some of Putin’s advisers have also apparently been informed by stories from the US that say others act as a hammer to shape him into the instrument they want. (That view nearly parallels the impression previous US administrations once held on Putin’s situation in Russia.) Without judgment from greatcharlie, claims of such an arrangement have been proffered by conservative commentators, particularly those appearing on Fox News. Reportedly, Fox News pundits have repeatedly pushed the theory that Biden is president “in name only” and that a group of progressives–initially said to be led by Vice President Kamala Harris and including former US President Barack Obama and former US Attorney General Eric Holder–are actually in control in Washington. How comments so outré expressed on Fox News, as well as others concerning the US administration found on online celebrity gossip magazines, blogs, websites, and YouTube channels, could find acceptance in Moscow is a curious thing. Perhaps the original hope among Russian officials was to sift through them to pick-up faulty scraps of “palace intrigue” with the correct degree of discernment was absent. Once such ideas are caught, despite all that is wrong about them, they often worm their way into analyses. They may appear as trifles, made imperceptible by the fact that they are notions too commonplace in the mind to raise concern. Nonetheless, they are damaging much as the microscopic virus that can fell a person in good health..

Russian theories concerning the power of the US President tend to be equally off-kilter. In an August 1, 2017 article, a journalist for Time, Simon Shuster, who served a stint in Russia, explained that “confusion over the limits on executive authority goes back to the early years of Putin’s presidency, when he established control over the Russian media and began to assume that his Western counterparts could do the same in their countries.” Pointing to the memoir of former US President George W. Bush, Decision Points, Shuster noted that during a discussion at a summit in 2005, Putin refused to believe that the US commander-in-chief does not have the power to muzzle journalists in the US. Bush quotes Putin as saying: “Don’t lecture me about the free press.” Referring to Dan Rather, formerly of CBS News, Putin continued, “Not after you fired that reporter.” Shuster further explained: “In Russian officialdom (and among the public generally) people often assume that the West functions a lot like Russia, with a tame judiciary, a subservient media and a ruling clique that pulls all the strings.”

However, the most shocking theory concerning “shadowy powers the run the US is that the ones who actually run the administration are more than simple advisers in the background receiving federal government salaries supposedly. On the official website of the Kremlin is the transcript of a May 29, 2017 interview Putin provided the French publication Le Figaro. In it, Putin depicts those who, in his view, pull the strings of US presidents. He states: “I have already spoken to three US Presidents. They come and go, but politics stay the same at all times. Do you know why? Because of the powerful bureaucracy. When a person is elected, they may have some ideas. Then people with briefcases arrive, well dressed, wearing dark suits, just like mine, except for the red tie, since they wear black or dark blue ones. These people start explaining how things are done. And instantly, everything changes. This is what happens with every administration.” Putin went on to say concerning US presidents: “Changing things is not easy, and I say this without any irony. It is not that someone does not want to, but because it is a hard thing to do.” During a June 11, 2022 interview in Moscow with NBC News, Putin was told Biden viewed him as a leader of autocrats, who is determined to undermine the liberal democratic order. The interviewer asked Putin if it was true. In response, Putin vaguely referenced unknown parties who he believes are iInfluencing perspectives of Russia’s bilateral relationships and himself. Putin stated: “Well, I don’t know. Somebody presents it from a certain perspective. Somebody looks at the development of this situation and at yours truly (THROAT CLEARING) in a different manner. All of this is being offered to the public in a way that is found to be expedient for the ruling circles of a certain country.”

Concerning thoughts in the West on Russian views of how the US President in handling the Ukraine crisis, there was a considerable uproar heard worldwide, particularly in the newsmedia and expectedly from his political adversaries in the US, over how Putin might perceive and respond to a statement Biden made during his January 19, 2022 press conference at the White House. To many ears, Biden appeared to suggest that the US and its allies may not act strenuously to what he called a “minor incursion” into Ukraine. In fairness to Biden, presented here are comments in some detail to a question concerning the Ukraine crisis and whether the US and its allies were willing to put troops on the line to defend Ukraine, whether the US and its allies can agree on a sanctions package, and whether the threat of new sanctions would give Putin pause. BIden explained: “Well, because he’s never seen sanctions like the ones I promised will be imposed if he moves, number one. Number two, we’re in a situation where Vladimir Putin is about to–we’ve had very frank discussions, Vladimir Putin and I.  And the idea that NATO is not going to be united, I don’t buy.  I’ve spoken to every major NATO leader.  We’ve had the NATO-Russian summit.  We’ve had other–the OSCE has met, et cetera. And so, I think what you’re going to see is that Russia will be held accountable if it invades.  And it depends on what it does.  It’s one thing if it’s a minor incursion and then we end up having a fight about what to do and not do, et cetera. But if they actually do what they’re capable of doing with the forces amassed on the border, it is going to be a disaster for Russia if they further ingra–invade Ukraine, and that our allies and partners are ready to impose severe costs and significant harm on Russia and the Russian economy.

Damnant quod non intellegunt. (They condemn what they do not understand.) It was determined on the face of it that with those words, “It’s one thing if it’s a minor incursion,” Biden opened the door to a Russian incursion into Ukraine. There was alarm over how Putin would react. The newsmedia in the US and worldwide laid it on thick, denouncing and condemning Biden for doing far more than giving away the store. Reporters and commentators put their art of communication into providing drama, much as Rembrandt in his works, to convince that Biden somehow worsened the crisis. That was hardly valid thinking. Their forecasts did not bear out. Russian forces did not move a jot in Ukraine’s direction en masse or piecemeal, nor was the deployment of them dramatically increased. Biden would not speak idly on such a grave matter. Recognizably, Biden erred to the extent that he offered a trifle, a glint from the discussion in the backroom, that turned out to be too much information for a world ready to react with opinions on what most appear to know too little about. Even the most experienced can learn lessons on matters they have known well for a long-time. Yet, in fairness to Biden, he may have had good reason to say what he did.

While satellites and other technical means are providing streams of intelligence on the day-to-day activities of their presumed opposition Ukrainian forces, there have no doubt been occasions when Russian intelligence units have gone on forays into Ukraine to take a good look, a “shifty,” to confirm what is known or find out if anything has not been discern imagery or other information. Special reconnaissance missions are likely being performed by the Generalnogo Shtaba Glavnoje Razvedyvatel’noje Upravlenije (Main Intelligence Directorate of the General Staff of the Armed Forces of the Russian Federation) or Glavnoje Razvedyvatel’noje Upravlenije (Main Intelligence Directorate) or GRU Spetsnaz (special operations units), Spetsnaz of the 45th Independent Guards Reconnaissance Brigade of the Vozdushno Desantniye Voyska (Russian Airborne Forces) or VDV, and even reconnaissance units of Russian Federation Army formations. Special reconnaissance missions typically include penetrating deep behind opposition lines to engage in the covert direction of air and missile attacks, place remotely monitored sensors, and prepared the ground for other special operations troop who might engage in direct action against the opposition and unconventional warfare, to include guerrilla operations and counterinsurgency operations. On special reconnaissance missions in Ukraine, Spetsnaz might be tasked to move a little bit deep into the country to determine what activities are being conducted at certain highly secured military facilities, locate new weapon systems that have been deployed, locate and assess newly constructed defenses, monitor troop movements, locate and monitor foreign military advisers possibly operating in the Donetsk and Luhansk and Ukrainian military officers and other foreign military officials of interest.

Scouts from Russian Federation Army reconnaissance units at a minimum would do the following: investigate the quality and size of enemy units; report on all activities of opposition units observed; report grid coordinates of opposition units. (If opposition units are moving, determine whether they are advancing of withdrawing and what routes they are using; determine which opposition military units or civilians are performing an activity, collecting information on uniforms, patches, any unit designations and features of civilians; report which opposition units were engaged in a particular activities; and, collect specifics about opposition units and their activities, detailed information with descriptions of tactics used, equipment and gear involved and all other noticeable aspects.

As suggested in greatcharlie’s January 25, 2022 post, one could conceive that concerning Western military assistance, a special task force has been organized and assigned in advance, among other things, to: monitor the delivery, stockpiling of stinger, javelin, and other weapons systems to Ukrainian forces; maintain real-time knowledge of the distribution and location of those weapons; destroy those weapons systems; and, destroy or support actions by other Russian military units to destroy Ukrainian military units to which those weapons were distributed. That hypothetical task force would also likely be tasked to monitor–covertly monitor the intelligence activities and military operations of–Western countries as they relate to supplying Ukraine with special military capabilities.

Russian Federation Army reconnaissance scouts in training in the Western Military District (above). During his January 19, 2022 press conference at the White House. To many ears, Biden appeared to suggest that the US and its allies may not act strenuously to what he called a “minor incursion” into Ukraine. It was determined on the face of it that with those words Biden opened the door to a Russian invasion of Ukraine. There was alarm over how Putin would “react.” There reality is that there have doubtlessly been several occasions when Russian intelligence units have gone on forays into Ukraine to take a good look, a “shifty,” to confirm what is known or find out if anything has not been discern imagery or other information. Special reconnaissance missions are likely being performed by GRU Spetsnaz (special operations units), Spetsnaz of the 45th Detached Reconnaissance Regiment, and even reconnaissance units of Russian Federation Army formations. Surely, it was easier for many to launch into hysterics about his words than to think of a technical alternative. If the episode were docketed at all by Putin, he would most likely have done so in recognition of how the matter supported his thinking on the weakness of the US president versus the unseen forces.

Additionally, Russian military advisers are very likely present, “covertly”, in the Donetsk and Luhansk, recognized in Kyiv and by the  majority of governments in the world as the sovereign territory of Ukraine, engaging in a range of military assistance activities to separatist force the two regions to include some of the following: supplying weapon systems; resupply ammunition; provide training on new weapon systems, provide training separatist in small unit tactics and larger unit operations, support the operation of air defense systems; support the operation of intelligence, surveillance systems; support the operation of rocket systems (Interestingly enough, the Minsk Agreement requires Russia to maintain knowledge on all of these types if weapon systems, their capabilities, locations, and numbers deployed.); support air traffic control; support separatist command, control, and communications, supporting separatist operations and strategy; and support the collection of intelligence; and, provide separatist commanders with technical intelligence from Russian sources.

Finally, according to the US and the overwhelming majority of governments in the world, Crimea remains the sovereign territory of Ukraine. There is currently a rather large Russian force on that territory which moves troops and equipment in and out of it daily. The presence of those Russian forces in Crimea is a serious problem, yet the regular movement of troops in and out of the province at this point is a relatively minor matter.

In “Il Penseroso” (1631), published in his Poems (1645), the great John Milton quips: “Where more is meant than meets the ear.” With respect to Biden’s statement, it would appear more was meant than met the ear. The minor movement of Russian military personnel into Ukraine most likely for reasons outlined here would certainly not be worthy of a nuclear confrontation. Still, more pertinent is the fact that Putin, himself, unlikely believed Biden was suggesting hypothetically that Russia could move into Ukraine with a battalion sized force to capture some border territory in Donbass to establish some permanent Russian military presence or even more fanciful, land paratroopers at Kyiv’s Airport, reinforce them with tanks, create a well-defended corridor to the border along the most direct highway. Misunderstanding that says much about what the majority understands about Putin. Surely, it was easier for many to believe that Biden was suggesting such a thing and the launch into hysterics about his words than to think of a technical alternative. There was nothing that Biden or his aides could have said publicly about actual minor incursions by Russian forces into Ukraine as described here without making matters far worse. If the episode were docketed at all by Putin, he would have done so because Biden’s comments indicated the US and its allies were aware of Russian intelligence, surveillance, and reconnaissance activities inside Ukraine. He would most likely have docketed the event also in recognition of how the matter supported his thinking on the weakness of the US president versus the “shadowy forces.” 

To make one last point concerning Putin’s view on the relative impotence of the US President versus the unseen power in Washington, one must cast one’s mind back to the time when everything negative imaginable was said about US President Donald Trump in the newsmedia and elsewhere by his detractors and political adversaries. Given the sort of visceral reactions that typically ensue with the mere mention of Trump’s name, greatcharlie feels it is going out on shaky ground to remind how official action was regularly undertaken against him–in the Congress, through multiple hearings on alleged wrongdoings and two impeachment and through the appointment of a Special Counsel. All of that and more was done seemingly with a blindness to the interests of the US as it concerned the presidency as an office and US foreign and national security interests. No matter which side one might fall on this matter, it might be recognized that even to some small degree, on international matters, the new administration is reaping the bitter fruit of those negative efforts.

Conceivably, Putin (above) began the Ukraine enterprise believing he had a good understanding of the way many senior Biden administration foreign and national security policy officials, many of whom had held senior posts in the administration of US President Barack Obama, would respond to a move toward Ukraine, real or feigned. Putin had strenuously wrestled with them via diplomacy before and doubtlessly had thought about them considerably since. He possibly intuited that they hold a sense that Crimea was lost on their watch. It was a move made in tandem with his enhanced support of ethnic Russian separatist movements in Ukraine’s Donetsk and Luhansk provinces. As an element of his current gambit, Putin may have  urged Russian foreign and national security policy officials and political leaders to deliberately seek to aggravate, frustrate, and provoke US officials by denying a threat to Ukraine. Ostensibly, enough confusion might be created by Russian officials in talks and communications with what Putin may perceive as their overly sensitive US counterparts that they might stoke emotional responses from US decisionmakers on Ukraine, To the degree that they would be led to miss advantages, make big mistakes, Putin could desire an outcome in which US officials might possibly provide a provocation in words and actions that would allow him to green-light an invasion.

A Possible Manipulation of Great Conception

In greatcharlie’s January 25, 2022 post, it is noted how Putin so surprisingly has gone through some lengths to signal that he is considering a move into Ukraine. Everything done to date appears designed to ensure the US and its allies know exactly what Russian forces are doing. Putin’s experiences as an intelligence officer in the field, political leader, and national leader have no doubt given him a mighty understanding of human nature and human interactions. However, equally pertinent is the fact that he is a judoka and well-experienced tournament competitor. In this respect, he is an expert in assessing competitors’ responses and reactions to forced falls and defeat. 

Conceivably, Putin began the Ukraine enterprise believing he had a good understanding of the way many senior Biden administration foreign and national security policy officials, many of whom had held senior posts in the administration of US President Barack Obama, would respond to a move toward Ukraine, real or feigned. Putin had strenuously wrestled with them via diplomacy before and doubtlessly had thought about them considerably since. He possibly intuited that they hold a sense that Crimea was lost on their watch. They were caught flat-footed when Russian forces moved in by the thousands. They were dubbed the “green men.” It was a move made in tandem with supporting ethnic Russian separatist movements in Donetsk and Luhansk, oblasts (provinces) which border Russia. Donetsk and Luhansk are still inhabited by somewhat large populations despite the heavy fighting between Ukrainian forces and separatists within them. According to the World Population Review, in 2021, the population in Donetsk was 899,325 and in Luhansk was 398,505. Fighting in both areas was exceedingly heavy. Eventually both movements declared their provinces independent, sovereign republics. 

Despite their best efforts short of military action, Obama administration officials could not put together a response that could pry Russia out. Bonjour les dégâts! Not to offend those in power now, but on Crimea,  as on a few other issues, senior Obama administration officials would habitually underestimate Putin. Putin then added figurative insult to injury by formally annexing Crimea. His latest build up of forces, several miles distant, yet near enough to the border of Ukraine, has caused sufficient anxiety in Washington and teasingly offer the opportunity for former senior Obama administration officials in the Biden administration to have a return engagement with him, and as he might hope, an opportunity to settle an old score. Perhaps in such a way Putin, too, might be revealing his desire too for a return engagement in which he could get even more of what he wants from Ukraine. Consuetudinis magna vis est. (The force of habit is great.)

Surely, in Washington, officials would claim what happened in the past with Russia on Crimea has not colored their new reactions on Ukraine. Subconsciously, perhaps it is a different story. As Putin had strenuously wrestled with them via diplomacy before and doubtlessly had thought about them considerably since. To that extent, Putin may feel he has seen them straight, and seek, possibly as a side project, to stimulate their attitudes and behavior and calculate, even influence their moves successfully. As an element of his current gambit, Putin may have  urged Russian foreign and national security policy officials and political leaders to deliberately seek to aggravate, frustrate, and provoke US officials by denying a threat to Ukraine. Through their statements, it is clear that US administration officials believe the threat of Russian invasion is real. To enhance that sense of alarm, Putin would intermittently move a modicum of his forces in very observable ways, guaranteed to catch the attention of the US and its allies and heighten the sense of alarm, even though nothing  significant was really happening. As for the Ukrainians, every movement would hopefully serve to emphasize the defenseless condition in which the US and its allies have left them in. Putin might hope that would stir a sense of extreme vulnerability and anxiety, anguish and despair, among them. Ostensibly, enough confusion might be created by Russian officials in talks and communications with what Putin may perceive as their overly sensitive US counterparts and panic among the Ukrainians that an emotional response might be stoked from US decisionmakers on Ukraine, to the degree that they might make big mistakes or even miss considerable advantages that are right before them.

To enlarge on this point on forced mistakes, Putin could desire an outcome in which US officials might provide a provocation in words and actions that would allow him to green-light an invasion. Alternatively, depending how the wind blows, he would seek to check US decisionmakers, leaving them without any good options that would allow the successful support of US interests and only holding the choice to make compromises, even furtively, on his main demands, that  would allow Ukrainians to live in peace in some satisfactory way. No one is infallible. As Putin knows, logic sometimes fails us. Reacting out of emotions rather than logic and wisdom could only result in missteps. Perhaps US decisionmakers might not even recognize any errors were made until they witnessed Putin exploiting their choices to the fullest. This may all sound like a mad-capped scheme, However, it is all hardly beyond Putin. His thinking in formulating such a scheme would likely be informed, bolstered by the aforementioned shambolic US pull-out from Afghanistan in 2021.

Without any intention to be offensive, greatcharlie states that one top US official that Putin would seek to influence most by his actions would be the Secretary of State Antony Blinken. Putin is quite familiar with Blinken as he played a prominent role in all of the rather rough approaches taken toward him and Russia during the Obama administration–he was Obama’s National Security Adviser. He likely sees him as a real foe. Blinken is a professional, with experience in the high realms of government in the Obama administration, surely seeks only to be unwavering in his pursuit of US interests and not to be distracted by emotions toward Ukraine and its people. He is absolutely loyal and patriotic to the highest degree possible as his country’s top diplomat. In addition to being handsome and débonnaire, Blinken has a strong intellect and is strong-minded. Yet, he is mindful and very appreciative of his ethnic Ukrainian heritage. One might imagine that in a very human way, he would hope to make the land of his parents, grandparents, and ancestors very proud of his intercession in Ukraine’s time of crisis. On May 5, 2021, Blinken made his first visit to Ukraine as Secretary of State. Blinken visited Ukraine numerous times as a senior official in the Obama administration. Blinken’s great-grandfather, Meir Blinken, emigrated from Kyiv in 1904. He was accompanied by his wife Hanna and sons Solomon and Maurice Henry, Blinken’s grandfather. For Blinken, it was a cracking visit, during which his Ukrainian heritage was emphasized. At events, he often spoke the national language as taught to him by his family.

Etiam sapientibus cupido gloriae novissima exuitur. (The desire for glory is the last infirmity to be cast off even by the wise.) A shark can smell blood a mile off when he is hungry. That first Ukraine visit as Secretary of State in May 2021 meant much personally to Blinken. That visit very likely meant much to Putin, too! He no doubt, closely analyzed moments of it, to better understand Blinken and to uncover some advantages gleaned from it all. Exploiting someone’s meaningful personal event in some dark way is an unprincipled, reprehensible business, and a practice that was polished and honed within the erstwhile intelligence organization in which Putin spent his first career, the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB. Needless to say, intelligence work was his metier. 

To go a little further on this point, also as explained in greatcharlie’s February 28, 2018 post, individuals as Putin can have a different context for learning about people. When Putin asks about an interlocutor’s family, home, office, even capabilities, it is not small talk or the result of friendly interest. Rather, he may be signalling, warning, that he has already evaluated an interlocutor as a potential target. He may be confirming information or collecting more. He may also be testing one’s vulnerability to falsehoods or how one might respond to unpleasant information. He is creating a perceptual framework for his interlocutor. Such tactics, techniques, procedures, and methods truly match those of a predator. Predators often use deflection, social miscues, and misinformation to provide cover for themselves. “Predatory humans” can use a contrived persona of charm and success to falsely engender trust. They have an exit plan in place, and are confident with regard to the outcome of their actions. Boiled down, they accomplish their deception using three steps: setting a goal; making a plan; and, compartmentalizing. By setting a goal, they know what they want and what it will take to get it or achieve it. They have no inhibitions about causing damage or harm. They stay focused. By making a plan, they not only determine ways to get what they want, but also develop exits if needed. By compartmentalizing, they detach themselves emotionally from attachments that might be embarrassing or be a liability if their plans are found out. They train themselves to give off no tells, so they can pivot easily into a different persona. While some might acquire this skill as Putin likely had while working in the intelligence industry, others may not have any natural sense of remorse.

US Secretary of State Antony Blinken (left) and Russian Federation Foreign Minister Sergei Lavrov (right) meeting in Geneva in January 2022. It is possible that as an element of his current gambit, Putin and Russian Foreign and national security policy officials and political leaders would likely deliberately seek to aggravate, frustrate, and provoke US officials by denying a threat to Ukraine. Through their statements, the US administration believes the threat is real. One top US official that Putin would seek to influence most by his actions would be the Secretary of State Antony Blinken. He played a prominent role in all of the rather rough approaches taken toward him and Russia during the Obama administration. Without being present, it is impossible to know if Russian Federation Foreign Minister Sergey Lavrov, perhaps obedient to possible directions from Putin, may have tried to push Blinken’s buttons so to speak in the way aforementioned. The likely consonance of Lavrov claiming there was no intent to drive Russian troops into Ukraine, yet lacking any authority to guarantee that his superior, Putin, would not order such, would imaginably be unsettling for Blinken. Perchance Lavrov would use his diplomatic acumen to artfully speak in a way to hint at compromise, to thoroughly turn Blinken’s ear in his direction, and then make a half-turn away from the correct side enough to frustrate, to perturb. In the end, it was revealed publicly that Lavrov doubled down on the demand for guarantees on NATO expansion.

Revenons à nos moutons. Without being present, it is impossible to know if Russian Federation Foreign Minister Sergey Lavrov, perhaps obedient to some possible directions from Putin, may have tried to push Blinken’s buttons so to speak in the way aforementioned. The likely consonance of Lavrov claiming there was no intent to drive Russian troops into Ukraine, yet lacking any authority to guarantee that his superior, Putin, would not order such, would imaginably be unsettling for Blinken. Perchance Lavrov would use his diplomatic acumen to artfully speak in a way to hint at compromise, to thoroughly turn Blinken’s ear in his direction, and then make a half-turn away from the correct side enough to frustrate, to perturb. In the end, Lavrov doubled down on the demand for guarantees on NATO expansion. Deeper and more subtle than what is on the surface for Blinken in such a circumstance would likely be the thought that Ukrainians at the end of all his diplomatic effort could find Russian troops sitting their laps. For him, that will not do. No prospective thought of Blinken on the whole matter would likely be more offensive than that to the extent US military units would not be involved on the ground. Ira furor brevis est; animum rege. (Anger is a brief madness; govern your soul)

Although the vicissitudes of fortune in foreign affairs and war–friction in battle–have been described many times and in many ways by statesman, commanders, and scholars over millennia, greatcharlie chooses to quote Polybius (c. 204-122 B.C.), the Greek “pragmatic historian.” As presented in Book II, Ch. 4 of The General History of Polybius [Books 1-17] Tr. by Mr. Hampton 5th Ed. (TheClassics.us, 2013), he states: “In all human affairs, and especially in those that relate to war, . . . leave always some room to fortune, and to accidents which cannot be foreseen.” Whatever position Blinken may have developed concerning his ancestral homeland’s protection, perhaps its current citizens might be seeking to recast it a bit in what they deem would be a more helpful way. During a televised speech to the nation on January 25, 2022, Zelensky urged Ukrainians not to panic. It was the second such speech on the crisis in two days. The speeches were not only in response to the situation the country faced, but also in response to what Zelensky appears to perceive as ad nauseum and unhelpful comments about an imminent threat of a Russian invasion of Ukraine heard from US and other Western officials. Depicting a very trying situation facing Ukraine in a graceful way, he told Ukrainians, “We are strong enough to keep everything under control and derail any attempts at destabilization.” 

Zelensky also explained that the decision by the US, the United Kingdom, Australia, Germany and Canada to withdraw some of their diplomats and dependents from Kyiv “doesn’t necessarily signal an inevitable escalation and is part of a complex diplomatic game.” He went on to say tactfully, “We are working together with our partners as a single team.” Speaking in the Ukrainian Parliament also on January 25th, Ukrainian Defense Minister Oleksii Reznikov said that, “as of today, there are no grounds to believe” that Russia is preparing to invade imminently, noting that its troops have not formed what he called a battle group that could force its way across the border. He sought to comfort the parliamentarians by stating: “Don’t worry–sleep well,” He continued by sardonically saying: “No need to have your bags packed.” 

The indications and implications of these statements for Blinken may have been that repeatedly sounding the alarm that the “Russians are coming,” more than stoking fears of invasion among Ukrainians, was garnering considerable disfavor and rebuke from them. In this wise, it clearly appears to be the preference of his ancestral homeland to counter and handle Putin by stimulating an authentic atmosphere of cooperation. To that extent, the Ukrainian officials would surely like to douse the “madding fever” consuming its proud son over Russian moves with a bucket of ice cold water. Faber est suae quisque fortunae. (Every man is the artisan of his own fortune.) (Note as aforementioned, thoughts as these are intimations, developed in the abstract from evidence provided by official statements and newsmedia reporting.)

Ukrainian President Volodymyr Zelensky (left) and US Secretary of State Antony Blinken (right). During a televised speech to the nation on January 25, 2022, Zelensky urged Ukrainians not to panic. It was the second such speech on the crisis in two days. The speeches were not only in response to the situation the country faced, but also in response to what Zelensky appears to perceive as ad nauseum and unhelpful comments about an imminent threat of a Russian invasion of Ukraine heard from US and other Western officials. Depicting a very trying situation facing Ukraine in a graceful way, he told Ukrainians, “We are strong enough to keep everything under control and derail any attempts at destabilization.” The indications and implications of these statements for Blinken may have been that repeatedly sounding the alarm that the “Russians are coming,” more than stoking fears of invasion among Ukrainians, was garnering disfavor and rebuke from them. On this wise, it would surely be the preference of the people leading his ancestral homeland to counter and handle Putin by stimulating an authentic atmosphere of cooperation.

Putin’s Understanding of “the US Within”

In his parsing of US policy construction before engaging in the current Ukraine enterprise, Putin doubtlessly concluded societal attitudes in the US toward himself, Russia, and military action must be considered. He likely would assess that Ukraine is a country unimportant or of no-account in their day-to-day lives. He may further assess the true level of investment with what is the vague goal of halting Russia from taking control over territory in a distant country who most would not be able to locate on a map is unknown to the US public.  With regard to the more pertinent matter of committing the US in strenuous ways to Ukraine’s defense against Russian aggression, support from the US public would reasonably be decidedly low. Most apposite, there would certainly be no drum roll for  committing US troops for that purpose either. If this parsing of Putin’s line of thinking at all hits the mark, certainly polling, would support any of the analysis hypothesized as being held by him. According to a Pew Research poll published on January 26, 2022 overall, 49% of US adults perceive Russia a competitor of the US. Only 41% view it is an enemy, and oddly 7% see Russia as a partner of the US. Despite evidence of increased political polarization in recent years, Republicans and Democrats apparently hold similar views of Russia’s bilateral relationship to the US. Among Republicans and Republican-leaning independents, about 50% believe Russia as a competitor to the US, and 39% call it an enemy. About 9% of Republicans feel Russia is a partner of the US. Among Democrats and Democratic leaning independents, 49% see Russia as a competitor, while 43% view it as an enemy. About 6% of Democrats say Russia is a partner of the US.

Putin would also conceivably posit that at best what is known in the US public as the great East-West geopolitical struggle begun long-ago during postwar years and the unstemmed, unsatiated predilection of dividing up the world and deciding which country stands in which bloc, for most part is the stuff of school studies where the average Joe was concerned. If anything, they are viewed as matters in the province of government officials, policy officials. The January 26, 2022 Pew Research poll also finds that about 26% in the US public perceive the Russian military buildup near Ukraine to be a major threat to US interests. Only 33% in the US public believe Russia is a minor threat to US interests. About 7% of those polled say it is not a threat at all. As it is hypothesized here about Putin’s likely assessment, 33% of the public, a noticeably large share, are unsure whether Russian actions toward Ukraine affect US interests. Impressions of Russia’s military buildup near Ukraine also do not differ much by political affiliation. Republicans 27% of Republicans consider Russia a major threat to US interests, while 36% of Republicans view it as a minor threat in that regard. A somewhat large portion, 28% of Republicans, say they are unsure how the military buildup will have an impact. Among Democrats, 26% consider Russia’s build-up a major threat to US interests, while a greater 33% view it as a minor one, despite the position of the current Democrat-led US administration. Surprisingly, despite numerous public statements made about Ukraine by the administration, about 34% of Democrats stand slightly unsure how Russia’s military buildup will affect US interests. It would seem that for the US public, Ukraine is nothing to signify. They would do nothing to discover more about the situation. Even for those somewhat interested, doing so would hardly be worth the candle.

In his parsing of US policy construction before engaging in the current Ukraine enterprise, Putin (above) doubtlessly concluded societal attitudes in the US toward himself, Russia, and military action must be considered. He likely would assess that Ukraine is a country unimportant or of no-account in their day-to-day lives. He may further assess the true level of investment with what is the vague goal of halting Russia from taking control over territory in a distant country who most would not be able to locate on a map is unknown to the US public. With regard to the more pertinent matter of committing the US in strenuous ways to Ukraine’s defense against Russian aggression, support from the US public would reasonably be decidedly low. Most apposite, there would certainly be no drum roll for committing US troops for that purpose either.

Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.) Perhaps the worst episode of his experiences with State Department diplomats during the Obama administration was over Ukraine. Some diplomats stationed in Kyiv–names purposely excluded here–had made some very disturbing statements concerning Putin and Russia that likely seared a negative impression of State Department officials upon the Russian President. From that, one might imagine that still today, Putin may judge US foreign and national security policy officials as seeing the world strictly through the filter of their comfort. They take a high and mighty attitude toward all others. Publicly they tell the world how their interests are amplified by their values, and express concern over human rights, diversity, and global warming. Yet, privately, they are most frantic about US power and prestige, economic power foremost, and the aesthetics of its power in the world which translates into its geopolitical stance. Putin would expect them to put the US national interest first and foremost, but he may feel they take that tack with a blindness to the interests of others. On Ukraine and Taiwan, Putin hopes it will lead them down blind alleys to deadends.

To enlarge on this point, as it would concern US public opinion, State Department officials in Putin’s view, act in a world of their own, and drag the US public in directions that they for the most part are unaware of, and may disagree with, if ever consulted. As far as Putin might see, there are types in the US foreign and national security policy bureaucracies who look upon members of the US public as “Hottentots,” who could hardly fathom the complexity of the policy issues, situations their high offices contend with. Putin might imagine they would hardly believe the US public could understand what kind of skill and experience is required to maneuver against, to supplant, and to negate the interests of other countries and secure that of their own. That would closely equate to what Putin might project of his sense of the condescending attitude and behavior taken toward him during the Obama administration.

Surely, Putin would enjoy aggravating any gap between what the current US administration is doing on Ukraine and what the US public presently knows about it. If the US position could be better defined for the US public, Putin would want to be the one to do that. What would lead Putin to believe he would have a chance now at Influencing US public opinion would be his likely assessment that the Biden administration, as he may perceive has been pattern in the US administrations he has dealt with over two decades, would not want the US public to be fully aware of what is happening, what is being done about Ukraine ostensibly in their interests. Putin would certainly be following polls of the US public, too. Data directly on the point of public attention in the US to the Ukraine crisis from the January 26, 2022 Pew Research poll confirms that public interest has been very limited. While 23% of those from the US public surveyed say they have heard a lot about the deployment of Russian troops near Ukraine, a greater 45% have heard a little about the military build up, and 32% say they have heard nothing about it.

Using whatever medium might be made available and capitalizing on any popularity he may retain as an international figure, he may again seek to pitch his facts, his perception of the realities of the Ukraine matter to the US public. To be a bit more specific, Putin might express why Russia feels as it does about the situation, and what it feels it must do without security guarantees. Surely, it would be loaded with history from the Russian perspective, that any citizen living in Russia would dare not disagree with. Putin would hold out hope that the right choices will be made by the political leaders in the US. His hope would be that he will, using a diplomatic tone and soft phrases, stealthily scare the US public straight and make a lasting impression upon them, albeit a decidedly frightening one. Responding in a manner that he would doubtlessly suggest in his communication, he would hope the public will contact their Congressional Representatives and Senators, and repeat the facts and views he would have supplied them with. The ultimate hope for Putin would be to have encouraged Members of Congress to contact the White House and State Department to suggest “a better course” to Biden and top foreign and national security policy officials.

Recall that Putin attempted to reach the US public to shape opinions on Russia more than once. In a September 13, 2013 New York Times editorial entitled “A Plea for Caution,” Putin reached out to the US public concerning what he then perceived as the problematic nature of Washington’s policy approach to Syria and problems that could have been expected or possibly might have been avoided if a better path would have been chosen. He apparently believed then,  as very likely does now, that because of a perceived disinterest and disregard of public opinion in the US in foreign affairs, there was space for him to jump in to insinuate his views among the people. Misreading or miscalculation, he actually made the attempt. (See greatcharlie’s August 31, 2014 post which analyzes Putin’s 2013 editorial.) Prior to that editorial, Putin published November 14, 1999 op-ed in the New York Times, justifying Russia’s military action in Chechnya which at great cost re-established government control of the breakaway province. Putin was so concerned with shaping opinions in the US that doing so apparently in part impelled his efforts to interfere with the 2016 US Presidential Election. 

When he became Russian Federation President in 2000, he was mistakenly viewed in the West as shy, self-effacing despite his willingness to give interviews, make speeches, and publish writings, including a book entitled, First Person. An experienced national leader and well-practiced speaker, he seems more eager than ever to offer his views in public. Data directly on the point of public attention in the US to the Ukraine crisis from a January 26, 2022 Pew Research poll confirms that public interest has been very limited. While 23% of those from the US public surveyed say they have heard a lot about the deployment of Russian troops near Ukraine, a greater 45% have heard a little about the military build up, and 32% say they have heard nothing about it. Surely, Putin would enjoy aggravating any gap between what the current US administration is doing on Ukraine and what the US public knows about it. If the US position could be better defined for the US public, surely Putin would like to be the one to do that.

The Way Forward

Ita durus eras ut neque amore neque precibus molliri posses. (You were so unfeeling that you could be softened neither by love nor by prayers.) No senior Western official has publicly made the argument that Putin has lost his mind, nor has any provided evidence, even circumstantial evidence, that would lead one to believe some dramatic change in his mental health has occurred. To that extent, one might conclude no matter how disagreeable, deplorable his actions may be, it is accepted that he is behaving in a logical, quite sane manner. Moving comfortably in the reality of a leader as Putin is no mean feat. Few national leaders have had an authentic, natural rapport with him. That was not a shortcoming on their part, simply a reality as a result of their respective life experiences. Many Western governments view working with Putin on the Ukraine crisis, which they say he caused, as an undesirable task. Still, like it or not, that is the job at hand, and it can be successfully handled. Putin has some grievances, and says he wants to get them resolved. 

Standing strong and fast, assured of the correctness of one’s positions, one’s righteousness, is a good thing. On the other hand, posturing, pride and ego do a poor job at concealing insecurities. In this particular crisis, the elimination of insecurities on both sides will be central to its resolution. 

What needs to be created is a sustainable balance of power that advances US, United Kingdom, EU, Ukrainian, and the better parts of Russian interests to promote peace and security and foster collaboration. It would be most beneficial and virtuous for all parties involved to work together to construct clear agreements, improve ties, and accomplish even more. Superficial approaches to achieving an agreement, mere appearances of taking action that lack materiality, that are elaborate and useless, must be avoided. Such fruitless efforts will end up aggravating the situation. This episode may have actually opened the door to healing wounds, to solving problems that have only been bandaged to this point. Opportunity is not easily offered, but it is easily and easily lost. Hopefully, the parties involved will make the most of this opportunity. Casus ubique valet, semper tibi pendeat hamus. Quo minime credas gurgite piscis erit. (There is scope for chance everywhere, let your hook be always ready. In the eddies where you least expect it, there will be a fish.)

Commentary: A US-North Korea Denuclearization Agreement, if Reached, Must Not Be Left Open to Destruction by Others

North Korean Chairman Kim Jong-un with his country’s future, its children, at youth rally (above). Resolution of the decades long face-off between North Korea and the US, South Korea, and Japan may not assure peace Korean Peninsula. North Korea’s northern neighbors might react poorly to a denuclearization agreement. More specifically, the Russian Federation might view the new link between North Korea and the US as a troubling manipulation of Pyongyang, leading to a US encroachment toward its borders. Hypothetically in response, Moscow might create a buffer zone between the Russian Federation and the Korean Peninsula by grabbing North Korean territory. Without deterrent power, Pyongyang may not be able to prevent that. Those engaged in the denuclearization negotiations should give consideration to this possibility as such a scenario could bust everything they might achieve.

What US President Donald Trump wants from the Democratic People’s Republic of Korea (North Korea) is the same end product that was at the root of his decision to talk with North Korean Chairman Kim Jong-un in 2018: denuclearization, the end of long-range missile development, the continued return of US remains from the Korean War, and dependability. In exchange, Kim would be assured the mitigation of economic pressure, to include draconian sanctions implemented under a maximum pressure campaign, that has had a considerable deleterious effect not only upon North Korea’s economy but its existence. Additionally, Trump has assured that the prospective partnership with the US would be a long-term and a robust path toward economic vitalization, backed by the experience of Trump and the largess of the US. Indeed, the US would be prepared to support the economic transformation of North Korea, supporting not only the growth of its industrial capabilities and capacity, but introduce North Korean firms to new techniques and technologies for efficient and high quality production. Further, the US would encourage new investment in North Korea from other industrialized countries, to include its neighbors, South Korea and Japan, both of whom it currently views as adversaries. What is being presented to North Korea is the choice to be something other than a stranger, or worse, an outcast, to the rest of the world. Even so, throughout 2019, demurs and objections were heard from senior officials of the North Korean Foreign Ministry. Their comments appeared to echo a speech by Kim at the 1st Meeting of the 14th Supreme People’s Assembly, on April 12, 2019, during which he indicated a willingness to negotiate “on the condition that [the US] has the right attitude and seeks a solution that we can share.” Kim further stated at the Supreme People’s Assembly that he would “wait patiently until the end of the year for the United States to make a bold decision.” Kim’s words were uttered long before he and Trump met impromptu at the Demilitarized Zone (DMZ) in Panmunjom on June 30, 2019, but they nevertheless seem to have stuck within the North Korean foreign policy apparatus. In Washington, it all rings bells, reminding of the past and raising questions whether Pyongyang’s ways of thinking and doing things are trapped in amber. For the sake of the negotiations and their potential for enhancing global peace and security, one should hope that is not the case.

Resolution of the decades long face-off between North Korea and the US, South Korea, and Japan, however, may not assure peace on Korean Peninsula. North Korea’s neighbors immediately to its north, China and the Russian Federation, may not react well in the wake of a denuclearization agreement. Based on what it has declared to be its strategic interests, the Russian Federation in particular, might view the new link between North Korea and the US as a threat, and that Washington was simply manipulating Pyongyang in order to move closer to the Russian Federation’s borders. Hypothetically, Moscow might decide to create a buffer zone between the Russian Federation and the Korean Peninsula by grabbing North Korea’s sovereign territory to halt any perceived encroachment by the US. Without deterrent power, it is hard to see how Pyongyang on its own could keep the Russian Federation off its land. Under President Vladimir Putin, the Russian Federation has displayed a propensity for maligned behavior. There is still a chance fate will bring a denuclearization agreement as envisioned by Trump, all of North Korea’s neighbors will put down the shutters and accept the new development, and the Russian Federation, in particular, will show restraint. That would be ineffable. Nevertheless, if there is a chance that everything might not land quietly and gracefully, requisite caution must be shown now by the negotiating parties. Trump must be on guard.

This is the ninth in a line of occasional commentaries concerning the Trump-Kim diplomacy on denuclearization published by greatcharlie since August 2017. An enchantment on the matter and support and enthusiasm for the effort has stimulated the preoccupation. Through its commentaries, greatcharlie has sought to put together the arithmetic of what both sides, the US and North Korea, are doing on the matter. In this commentary, greatcharlie emphasizes that realism must be a key ingredient to the diplomatic process on denuclearization. Nothing discussed here should sound extravagant in today’s world. Together the US and North Korea must open the figurative box from which all the essential qualities and ingredients for a longstanding, sustainable peace are released, and at the same time avoid releasing the makings of conflict from another direction. Both sides must really look at the situation diligently, not dismissing unpleasant possibilities, to ensure negotiators do not construct an agreement that may not serve either side’s purposes in the long-run. Through such a reflective approach, greater unity of purpose and action can grow between the negotiating parties, and the viable and sustainable peace sought more likely will be found. Certum est quod certum reddi potest. (It is certain, whatever can be rendered certain.)Chinese President Xi Jinping (left) and Russian Federation President Vladimir Putin (right). China and the Russian Federation for the moment may reasonably assured that they can cause Kim to shy away from a denuclearization agreement with the US would not pose difficulties. From what has been seen from the surface so far In terms of its economic well-being, Pyongyang has displayed a curious sort of faith in Beijing and Moscow. Despite sanctions, embargoed financial, energy, and other industrial resources mainly come into the country through various schemes set up by Kim’s Chinese and Russian friends. Putin and Xi control North Korea’s links to the outside world to the extent that its people’s very survival already rests in their hands. Kim can allow that to go on, or seek a better path for his country.

A Concern from Outside the Box or from Left Field?

One might conclude that there is an almost inherent connection, a natural affinity, between North Korea, China, and the Russian Federation. The defunct Soviet Union, the original, unholy bastion of Communism, Marxist-Leninism, and Socialism, was the model from which North Korea structured its government. As it is the first and largest Communist government in Asia, there is much that North Korea has mirrored in a cultural sense from China. In support of Kim’s grandfather and hero, Kim Il-sung, the Soviet Union provided not only weapons, equipment and training for North Korean forces during the Korean War, but also provided Soviet soldiers and airmen to engage covertly in combat operations. The Russian Federation, a former Soviet republic, was at the center of the collapsed superpower, and to a degree has taken on from the Soviet Union the image of caretaker for North Korea. Nevertheless, China’s commitment to its North Korean ally during the war was even greater than that of the Soviet Union in terms of blood and treasure. China has really been the country’s steward and economic lifeline.

Alieno more vivendum est mihi. (I must live according to another’s whim.) China and the Russian Federation for the moment may reasonably assured that it would not pose difficulties to cause Kim to shy away from a denuclearization agreement with the US. Indeed, If Kim possesses any doubts that an agreement would not lead to North Korea moving up and away from the status quo, one might assume the two countries can quietly interfere and exert influence on Kim. From what has been seen from the surface so far In terms of its well-being economically, Pyongyang has shown a curious sort of faith in both Beijing and Moscow. Despite sanctions, embargoed financial, energy, and other industrial resources apparently can still slip into the country through various schemes set up by Kim’s Chinese and Russian friends. Russian Federation President Vladimir Putin and Chinese President Xi Jinping control North Korea’s links to the outside world to the extent that its people’s very survival pretty much rests in their hands. Kim can allow things to go on as they are and bend to the will of China and the Russian Federation, or seek a far better path for his country. It would reasonable for him to prefer the later. Having ambition is not an offense.

To the extent that officials in China and the Russian Federation feel North Korea is their ball to play with, an agreement that would create firm, lasting ties of friendship between the US and North Korea would likely stick in their throats. If unable to disrupt, divert, and displace Trump’s efforts with Kim before an agreement is signed, one or both may decide to pose a threat to the agreement afterward. China may just desire to make things a bit more difficult for Kim if he moves alongside the US. However, Beijing knows where to draw the line. The Russian Federation might do far more, which is the point of interest here. As alluded to earlier, at some point, Putin might order Russian Federation forces to move into North Korea’s sovereign territory with the objective of creating a buffer zone between the Russian Federation and the Korean Peninsula. The goal would be to set a limit to the likely perceived encroachment by the US. After its nuclear arsenal might potentially be evacuated under the terms of a denuclearization agreement. North Korea would lack the deterrent power to scare away a Russuan Federation move onto its territory, and could become the victim of just that. A conventional response might also be less feasible as the bulk of North Korea’s conventional forces may continue to face south near the DMZ for a while even after a denuclearization agreement is reached. Korean People’s Army forces of sufficient power are not presently deployed north in a manner to fend off an attempted land grab by the Russian Federation.

The prospective area that might be targeted by Putin for capture is the Hamgyöng Bukto (North Hamgyong) Province. It borders the Russian Federation along approximately 29 kilometers of the Tumen River. The province borders China to its northwest and to its east is the Sea of Japan. A rocket launching site is located at Musudan-ri. The Hoeryong concentration camp is also located in the province. It has some value as a line of access by rail to Russia. However, since no customs area exists there, most bilateral trade between North Korea and the Russian Federation moves first through China, raising costs. Ironically, the border with the Russian Federation, having no huge benefit to Pyongyang for years, could become a liability as a point from which hostile forces could seize the province. The Russian Federation Navy could land significant numbers of forces at Chongjin. The capability and capacity of the Russian Federation armed forces to conduct such an operation was well-demonstrated during their Zapad 2017, Vostok 2018, and Tsentr 2019 exercises.Russian Federation President Vladimir Putin (above). Observing Washington getting cozy with Pyongyang has doubtlessly stirred a some sense of trepidation in the Kremlin. Putin has already demonstrated how he responds when he feels a country formerly in the Soviet orbit, is being entertained by the West.  Putin does not want any country friendly with US sharing the Russian Federation’s border without creating some type of buffer zone within that country, if it can. It does not seem too far off from a truism to state that Putin has a penchant for placing Russian Federation forces in other countries, even without welcome. Considering the possibility of an extreme reaction, a military incursion by the Russian Federation into North Korea, would not be out of court.

The View from Russia

Observing Washington getting cozy with Pyongyang has doubtlessly stirred a some sense of trepidation in the Kremlin. If Pyongyang turned toward Washington, Putin might feel Moscow had been figuratively stabbed in the back after having provided North Korea with assistance and support for decades. In terms of his personal relationship with Kim, Putin may feel a deep sense of betrayal. Putin has shown how he will respond when he feels a country formerly in the Soviet orbit, is being pulled toward the West.  Putin does not want any country friendly with US either sharing, or even touching the Russian Federation’s border without creating some type of buffer zone within that country, if it can. (Estonia, Latvia, and Lithuania are lucky that NATO got on top of their situation right away!) Kim and the Workers’ Party of Korea would have the North Korean people believe that their country is a fortress from south to north. A robust, whirlwind of an attack by Russian Federation forces by air, land, and sea, would very likely be able to rapidly displace or destroy any North Korean forces much as a whirlwind has the ability to uproot the staunchest oak tree. On the other hand, if Russian Federation forces are able to act with sufficient stealth and surprise, and–as was the case with Crimea–without any “bang and boom”, they may be able to capture North Hamgyong Province without a struggle. As with Crimea, they may be able to “accommodate” Korean People’s Army troops deployed in the province, perhaps even taking them back to the Russian Federation “to ensure their safety.” Mala mens, malus animus! (Bad mind, bad designs!)

Putin would likely offer some pretense that would “legitimize” the hypothetical incursion. For example, he could conceivably declare that North Hamgyong Province is the territory of the Russian Federation granted by some long-held document signed by Kim Il-sung that was sitting inert in some Russian Federation Foreign Ministry file. Alternatively, Putin might outline how records indicate a monumental, decades old debt is owed to the Russian Federation by North Korea. Alternatively, by entering North Hamgyong, Putin may claim the Russian Federation has taken an in-kind repayment territory of what it calculates should cover the outstanding balance. Then again, Putin might attempt to claim a Russian Federation incursion into the area was executed for humanitarian reasons, shocked by what was being said by former detainees in Moscow about atrocities taking place in the infamous Hoeryong concentration camp. If former detainees are not available, Moscow would find some. Under the second and third scenarios, Putin could leave the door open as to whether the Russian Federation land grab was temporary or permanent.

Long before Trump declared his intent to campaign for the US Presidency, the Russian Federation was concerned with the figurative noose being placed around it by US bilateral relationship building with countries on its borders. That thinking is reflective of the Russian Federation’s defense doctrine as articulated by Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov. Recall that on February 14, 2013 at a conference entitled “Russia’s Military Security in the 21st Century,” Gerasimov provided the first glimpse of Russia’s official assessment of future wars it may face as outlined in the top secret Plan of Defense of the Russian Federation. The clever boots on the Russian Federation General Staff assessed that future conflicts will be “Resource Wars.”  Indeed, they concluded the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause prices to steeply rise. Russia’s senior military leaders proffered that outside powers, primarily the US and its allies, may actually invade the Russian Federation from different directions to physically grab its territory and resources. Putin signed the Plan of Defense of the Russian Federation into law on January 29, 2013. That plan, and later variations of it, have guided Russia’s thinking on defense and defense spending since 2016, during which it exceeded 6 percent of Russia’s GDP, and on other national security related and federal law enforcement budgets totaling an additional 3 percent. Further, the 2016 plan has guided the Russian military build-up in the Arctic, the Pacific, the Baltic, in Crimea and on its border with Ukraine. The Russian Federation’s Syria operation is also part of that picture.The prospective area that might be targeted by Putin for capture is the Hamgyöng Bukto (North Hamgyong) Province. Enlarging the map above, one can see the province in the northeast corner of North Korea. It borders the Russian Federation along 18 miles of the Tumen River. The province borders China to its northwest and the Sea of Japan to its east. The border with the Russian Federation could become a key point from which Russian Federation forces could seize the province. The Russian Federation Navy could also land significant numbers of troops at Chongjin. The Russian Federation armed forces’ capability to conduct such an operation was demonstrated by their Zapad 2017, Vostok 2018, and Tsentr 2019 exercises.

Putin Will Take Risks

The hypothetical offered here should have a realistic feel because history has been used as a guide to develop it. Rational inferences are made from what Putin has been saying and doing. For example, with regard to Ukraine, what cannot be forgotten is the text of a lengthy call that Putin had with US President Barack Obama on March 6, 2014, Putin said Ukraine’s government came to power as the result of an “unconstitutional coup” and was “imposing an entirely illegitimate decision onto Crimea and the eastern and southeastern regions of Ukraine. Russia cannot ignore calls for help on this matter and is responding accordingly in full compliance with international law.“ On another occasion, Putin insisted that he was only acting in response to Western behavior toward Russia. When speaking about Ukraine at a conference in Moscow on April 16, 2015, Russian Defense Minister Sergei Shoigu explained: “The United States and its allies have crossed all possible lines in their drive to bring Kiev into their orbit. That could not have failed to trigger our reaction.” It does not seem too far off from a truism to state that Putin has a penchant for placing Russian Federation forces in other countries, even without welcome. For that reason, despite the drain on its defense budget, the Russian Federation currently has its troops sitting in the sovereign territory of others, to include: Armenia; Belarus; Georgia; Kazakhstan; Kyrgyzstan; Moldova; Syria; Tajikistan; Vietnam; and, at least a far as Kiev is concerned, Ukraine. Among the countries on that list who have reluctantly accepted the Russian presence or who have very publicly and vigorously demanded that Russia leave their territory are: Moldova, Georgia, Ukraine, and Belarus. Belarus has grumbled about its Russian “guests”. Thereby, as denuclearization agreement would mean Pyongyang was moving closer to Washington, North Korea could definitely meet the same fate as the countries mentioned. Thus, conceptualizing a possible military incursion into North Korea by the Russian Federation is not out of court.

The Russian Federation is not the only country that has insisted upon placing its troops in another country without welcome in order to shape the situation within it. Turkish President Recip Tayyip Erdogan had a near ravenous desire to carve out a 32 kilometer deep and 480 kilometers wide buffer zone along the entire Turkish border with Syria. Through Operation Peace Spring, Erdogan hoped to establish a safe area in his planned buffer zone for millions of Syrian refugees in Turkey. He also planned in undertaking what he declared to be a counterterrorism operation. Once Turkish forces moved into the autonomous Kurdish territory in Syria, understanding that there would be heavy fighting with the Syrian Kurd People’s Protection Units, militias affiliated with the sworn enemy of the Turkish government, the Kurdistan Workers Party which has been at war with Turkey for decades. Turkey amassed nearly 15,000 Turkish forces along with 14,000 fighters of the Syrian National Army attacked Syria on October 9, 2019. Recall that on December 19  2003, then Libyan leader Muammar Gaddafi agreed to voluntarily eliminate his country’s weapons of mass destruction programs, to include its nuclear weapons program which was initiated in 1969 when he took control of Libya’s government. He also agreed to limit Libyan missiles to range no greater than 300 kilometers. US President George Bush stated at the time: “With today’s announcement by its leader, Libya has begun the process of rejoining the community of nations. And Colonel Gaddafi knows the way forward Libya should carry out the commitments announced today.” However, from March 19, 2011 to October 31, 2011, under the mandate of UN Security Council Resolutions 1970 and 1973, the Obama administration led NATO forces and those other countries under Operation Unified Protector against Gaddafi regime. The multinational force imposed a no-fly zone over Libya and destroyed government forces loyal to Gaddafi in support local fighters that eventually overthrew Gaddafi and killed him on October 20, 2011 alongside a road. (In just mentioning Libya’s elimination of its nuclear weapons, greatcharlie feels it is stepping out on shaky ground. On May 13, 2018, the matter was publicly discussed by the former US National Security Adviser John Bolton while details of the June 12, 2018 Trump and Kim Singapore Summit were still being negotiated by US Secretary of State Mike Pompeo. Indeed, Bolton made the unhelpful suggestion that the “Libya model” of denuclearization could be applied to North Korea, which would require it to eliminate all of its nuclear weapons before it receives economic sanctions relief and other support for it economic vitalization. Much to the dismay of Trump, Bolton’s public suggestion placed the summit in jeopardy somewhat.)

Without reservation, greatcharlie believes that nuclear nonproliferation is the correct direction in which the world should move. Having stated that, and with no intention of being whimsical about the matter, perhaps if Gaddafi had hypothetically retained his nuclear program, even at the aspiring stage it was in when he surrendered it, he would still be alive and in power in Tripoli. In that same vein, one might let oneself go and suggest if Kiev by chance had kept nuclear weapons under its control, Crimea would unlikely have fallen and the Donbass would be less of a mess. Outlining how hypothetically Ukraine could have plausibly retained those weapons would require adding a complicated coda to this section, completely unsuited in size for this commentary. What actually occurred is Ukraine agreed to divest itself of all nuclear weapons and nuclear infrastructure in accord with the Lisbon Protocol In 1992, along with considerable diplomatic effort and political maneuvering, By 1996, Ukraine had returned all of its nuclear warheads to Russia in exchange for economic aid and security assurances, and it became a non-nuclear weapon state party to the 1968 Nuclear Nonproliferation Treaty. The last strategic nuclear delivery vehicle in Ukraine was eliminated in 2001 under the 1991 Strategic Arms Reduction Treaty. At the time it declared its independence from the Soviet Union in 1991, Ukraine held the third largest nuclear arsenal in the world, including an estimated 1,800 strategic warheads, 176 long-range ballistic missiles, and 42 strategic bombers.A transit map of North Korea’s North Hamgyong Province (above). In a scenario involving a Russian Federation land grab, Kim might turn toward Beijing to encourage Moscow to withdraw and initiate diplomacy on the matter. However, China would unlikely want to tear itself away from peace over a situation facing North Korea. Indeed, China would likely insist that Pyongyang created the hypothetical situation with Moscow by establishing a relationship with the US. China may not be tied to any strategic alliance with the Russian Federation, but it still has a defense and security partnership of a sort with it. Although that cooperation may not be tied to fixed shared interests, in this hypothetical instance, what is good for the Russian Federation–keeping the US off its border and knocking down the denuclearization agreement–would be good for China, too!

Preparing for the Worst

Kim has always had much to worry about from Putin. It stands out a mile. For that reason, North Korea and its prospective US partner should at least consider the potential of a very aggressive Russian Federation reaction as an important “what if”. The matter merits treatment. Ways to prevent it from happening should be considered, and plans should be developed on how to use means available in response. The lack of right discernment on this hypothetical matter could lead to untold suffering. Unless greatcharlie is extremely mistaken, as far as Pyongyang might be concerned, the most plausible way to cope with the matter, would likely be to maintain some level of deterrent nuclear capability. Washington would hardly want to hear anything of the kind. Nevertheless, North Korea’s nuclear weapons and medium-range nuclear capable missiles alone are military equities it possesses that Moscow may want no part of. Readying those systems for launch could coincide with any discernible build up of Russian Federation forces near or along the northern border. That may have a deterrent effect. If some means to make a Russian incursion impossible or unprofitable is not available, attempting to respond before or after an attack has begun will unlikely amount to much

As has been witnessed, the best available option for the US after the fact in response to the Russian Federation’s incursion into Ukraine has been to train Ukrainian government forces and equip them with a limited set of weapons, mainly anti-tank javelin systems. That effort could only attenuate the considerable tactical advantages that Donetsk and Luhansk secessionist forces possessed as a result of being fully supported by Russia. Indeed, the tank-busting javelins along with tactical training from both US and European military advisers may have enhanced the chances of survival for the Ukraine government forces on the battlefield, but they have not allowed Kiev to successfully defeat or eject Russian and Russian-backed forces from the Donbass. Crimea remains firmly in the Russian Federation’s hands.

There is the possibility that preemptive diplomacy, right now, could successfully assuage concerns about a potential Russian Federation military incursion into response to a denuclearization agreement. That would not mean including Moscow in the diplomatic process of denuclearization to prevent it from engaging in malicious behavior. Although there is plenty available from which one can make inferences, Moscow has not as yet said or done anything directly that would indicate an intention to move into North Korea and create a hypothetical buffer zone across their mutual border. In fact, Russia may never do anything of the sort in the end. Still, there is no reason to wait and see on a matter that could potentially keep an agreement from being fully realized. Accordingly, as a reasonable precaution, Washington may want to broach the matter with Moscow, explaining that its concerns stemmed from its past actions.

The US-North Korea relationship might very well grow into something very special. Still, it is unlikely that in a time soon after the signing of a prospective denuclearization agreement that the Communist regime in Pyongyang, with its self-reliant identity, would seek recourse from Trump and the US to find the answer to a hypothetical Russian Federation military incursion into North Hamgyong. On a personal level, Trump undoubtedly would want to see Kim through his troubles. However, if North Korea is unable to fend off a land grab north, it is unclear what exactly the US could do effectively to repair the situation after the fact. Attempting to drive Russia out of North Korea with economic sanctions in response to a hypothetical incursion may not prove fruitful. That tack has not worked most obviously with its incursion into Ukraine. Pointing out what is obvious, a decision by the US to go toe to toe with Russia with thermonuclear weapons over North Korea would be daylight madness. That would hardly be a genuine option. The chance that any US President would alternatively throw US forces into a conventional fight with the Russian Federation over North Korea’s North Hamgyong Province is less than zero.Imagery of the Russian Federation-North Korea border along the Tumen River with an area of detail showing a railroad bridge across the river (above). Conceivably, Putin may find reason to declare North Hamgyong Province is the territory of the Russian Federation as granted by some document signed by Kim Il-sung that was sitting inert in some Russian Federation Foreign Ministry file. Alternatively, Putin might outline how records indicate a decades old debt is owed by North Korea to the Russian Federation. Putin may claim by entering North Hamgyong, Moscow had taken an in-kind repayment in territory of what it calculates should cover the outstanding balance. Then again, Putin might also attempt to claim an incursion into the area was for humanitarian reasons, given the infamous Hoeryong concentration camp is located in the province.

For Kim, a scenario involving a Russian Federation land grab would be a nightmare. It would also likely be the first occasion when Kim would have a palpable sense of separation from Moscow, and plenty of anxiety would come with that. Kim would never consider capitulation to whom would then be an erstwhile ally. However, dazed and confused by an inundation of likely negative reports about the situation in North Hamgyong, Kim may initially run toward what is familiar. Kim might turn toward Beijing and press it to encourage Moscow to withdraw and initiate diplomacy on the matter. Under such a scenario, China certainly would not want to tear itself away from peace over a situation facing North Korea. Indeed, Beijing would likely take the position that Pyongyang created the hypothetical situation with Moscow by establishing a historic, new relationship with the US. Thus, unwilling to knock on Putin’s door on behalf of its close ally, Beijing’s advice to Pyongyang would likely be “Talk to Moscow!” China may not be tied to any strategic alliance with the Russian Federation, but it still has a defense and security partnership of a sort with it. Although that cooperation may not be tied to fixed shared interests, in this hypothetical instance, what is good for the Russian Federation–keeping the US off its border and knocking down the denuclearization agreement–would be good for China, too! Understanding Putin, Beijing would likely have parsed out the whole matter early on, imagining Putin getting his nose out of joint about a denuclearization agreement, and never ruling out a military incursion. China would likely find it quite imaginable under such a hypothetical that Moscow would expect Pyongyang to rush to the negotiation table despite any fighting that may be underway. To prevent an unanticipated response from China, in such a hypothetical scenario, Moscow presumably would quietly inform Beijing of its planned action and intentions just before any prospective military operation began. Beijing would also undoubtedly place the People’s Liberation Army and People’s Liberation Air Force units near North Korea’s North Hamgyong Province on alert just in case Moscow’s operation went beyond its expressed purpose and scope. From those who have proven to be false one can rarely obtain anything true.

Tu si hic sis, aliter sentias. (If you were in my place, you would think differently.) Pyongyang would hardly be concerned with keeping any prospective new US-North Korea relationship intact if the most senior officials there were convinced the denuclearization agreement was the fillip for a Russian Federation attack. Indeed, a possible consequence of a Russian Federation incursion might be that Pyongyang would turn its back on the US. Under tremendous stress and not thinking clearly, Kim may very likely wonder whether Trump had considered the contingency. Moreover, Kim might conclude that Trump may have actually predicted what would issue with Putin following a denuclearization agreement and sought the agreement knowing North Korea would eventually be left open to attack. If that were to become his mindset, potentially, Kim might even begin to behave once again in a belligerent manner toward Trump, and might once again begin using over-the-top language. That would most likely signal the point at which Kim will have made the decision to negotiate with Moscow on terms for the withdrawal of Russian Federation forces from North Korea’s northern province. With a dodgy leader as Kim, anything might be possible in such a situation.

One could imagine under the hypothetical here that Putin might plan to use force only temporarily in order to drive officials in Pyongyang to quickly resolve the matter to the negotiating table. At the table, Putin’s goal would be to thoroughly destroy the denuclearization agreement and have North Korea make amends for its sin by cutting the cord with the US. Perchance as an artifice, Putin may insist upon a multilateral effort to deal with the North Korean nuclear program. That would likely mean putting the matter before the UN Security Council. Note that using military force to drive countries to the negotiating table was also a favored stratagem of the Obama administration. If Moscow and Pyongyang might have an inkling that they could get away with it, to quell international condemnation of the Russian Federation over a hypothetical military incursion, they might offer a story about some mix-up in timing occurred over a movement by Russian Federation troops to North Korea for a planned joint exercise. They would deny any disharmony existed. In that vein, Pyongyang would probably keep the North Korean people in the dark about the hypothetical incursion. Pyongyang would very likely refrain from making any official reports of the embarrassing episode, hoping it could resolve the matter quickly, and make the whole thing go away.

One could imagine further, under the hypothetical put forward here, that Putin, the maestro himself, might calculate an incursion into North Hamgyong would create political confusion and disarray in Pyongyang. Prospective talks with Moscow in such a situation might take place with or without Kim at the helm in Pyongyang. Kim might even have the courage or insanity to throw the Korean People’s Army into fight with Russian Federation forces. Nevertheless, likely being incapable of ejecting the invaders from the sovereign territory of North Korea, Kim would live under a frightful cloud. He would unlikely be absolved of responsibility for the possible crisis. He could possibly be seen within the Central Committee of the Workers’ Party of Korea as inciting the Russian Federation’s action with his denuclearization agreement. A scenario can be imagined in which Kim would no longer be considered fit to serve as the North Korean Communist Movement’s figurative lodestar. The Workers’ Party of Korea might decide to replace him. That would be harder to conceal, but if they did so, they would try to present a plausible reason for the change. Surely there are those in Pyongyang with designs on Kim’s spot. (Note that no matter how things fall, war, peace, or a leadership change, both the Russian Federation and China would be beneficiaries of the success of the US in getting North Korea to denuclearize.)Russian Federation President Vladimir Putin (above). Unable to do anything to rectify the hypothetical situation proffered here, Pyongyang would hardly be concerned with keeping any prospective new US-North Korea relationship intact if it indeed was the cause for a Russian Federation attack. One could imagine under the hypothetical proffered here that Putin might plan to use of force only temporarily in order to drive officials in Pyongyang to quickly resolve the matter to the negotiating table. At the table, the goal would be to thoroughly destroy the denuclearization agreement with the US. Perhaps as an artifice, Putin may insist upon a multilateral effort to deal with the North Korean nuclear program.

Matters Pyongyang Should Address in the Diplomatic Process on Denuclearization

Abundans cautela non nocet. (Abundant caution does not harm.) Policymakers and negotiators from the US and North Korea can use available time to think through what to do in such a hypothetical North Hamgyong-grab by Russia. It would seem akin to daylight madness to ignore what might very well knock down whatever might be constructed. Pyongyang supposedly understands Moscow. Therefore, it surely understands that Moscow only sees it as a junior partner, not equal to it. If Pyongyang truly intends to move in the direction of the US, it is hard to imagine North Korean officials would not expect some problems from Moscow. It is unknown to greatcharlie whether North Korea has broached the possibility of a military incursion by the Russian Federation at the table with US negotiators or Pompeo. There has not been any news media reporting concerning the matter. If they have not broached such an important issue, the indications and implications may be that Pyongyang was being disingenuous about its interest in denuclearization and North Korea’s economic vitalization. What their real intentions are, might be put into question. On the other hand, it is imaginable that North Korean foreign and national security officials possibly may not be cleared to discuss what may very well be a sensitive matter for Pyongyang: the Russian Federation’s reaction to a denuclearization agreement! It may be a matter, a secret, only for the purview of Kim and members of the Central Committee. The thing about secrets is that outsiders very rarely know what they are. If US negotiators are not willing to broach and fully address this matter with their North Korean counterparts, they may be setting the stage for failure, taking a huge gamble with something extremely important. There would exist an element of superficiality to the negotiations. If the North Koreans clam up in response to their inquiry, US negotiators could respectfully request that their counterparts seek clarification and instructions on the matter from Pyongyang. It may turn out that the matter would need to be broached at the highest level: Trump and Kim.

If ever North Korean negotiators are queried about their country’s concerns over an aggressive Russian Federation reaction to Kim signing a denuclearization agreement with the US, and they are willing to respond, common sense would demand that they completely outline security concerns Pyongyang feels the new situation might create. It would be the best time to explain any concerns that voiding themselves of nuclear weapons to the point in which they would not have any deterrent nuclear power at all would inherently dangerous, having China and the Russian Federation as neighbors. At that point, US negotiators must be able to offer real solutions to mitigate the North Koreans concerns. If North Korean negotiators, once queried, fail to speak forthrightly, and answer “Who is this Putin fellow to whom you keep referring?” or something to that effect, US negotiators would be provided with a real sense of Pyongyang’s genuineness. North Korean Chairman Kim Jong-un observes weapons test (above). If Pyongyang truly intends to move in the direction of the US, it is hard to imagine North Korean officials would not expect some problems from Putin. It is unknown to greatcharlie whether North Korea has broached the possibility of a military incursion by the Russian Federation at the table with US negotiators or Pompeo. There has not been any news media reporting concerning the matter. Policymakers and negotiators from the US and North Korea can use available time to think through what to do in such a hypothetical North Hamgyong-grab by Russia. It would be daylight madness to ignore what could knock down whatever might be constructed.

Suggestions

Quoniam id fieri quod visit non potest, velis id quod possit. (As that which you wish cannot be effected, you should wish for that which may be obtained.) A desire by Kim to retain the ability to deter any sudden, rogue moves by China or Russia, would be the most plausible reason he could offer for retaining his existing nuclear arsenal. If maintaining a portion of its nuclear arsenal as a deterrent becomes a sticking point, one option may be to allow a phased reduction of North Korea’s nuclear arsenal that will eventually result in its complete elimination. (The immediate elimination of North Korea’s long-range missile program must remain a US stipulation.) At the same time, an alternate means for North Korea to secure its northern border could be phased in place. A demonstration of unity might include an offer to have US, South Korean, and Japanese forces of sufficient size and capability to participate in a type of “peace force” that would accompany Korean People’s Army on patrols North Korea’s northern border. While the international troops may not serve as a deterrent to a Russian Federation incursion, they would make a swift, stealthy move far more difficult. Alternatively, Washington could reach an agreement with Pyongyang, under which it would share intelligence on any developments in the Russian Federation that may indicate some ominous military and naval deployments were under way. That alternative would most likely be far more palatable to the North Koreans. While that would be happening, some US and South Korean in phases and at a deliberate pace, could move away from the DMZ, much as Russian Federation forces withdrew from Germany after reunification. US forces could be reallocated to other points in South Korea from which they could continue to reassure allies of the US commitment to their defense and continue to effectively preserve Northeast Asian peace and security.

As aforementioned, nuclear nonproliferation is the correct way for the world to go. Another option that may be very off-putting to US officials would be to allow North Korea to retain a portion of its nuclear arsenal after a phased reduction to serve as a deterrent. That deterrent power must be specified publicly to ensure that the small number of weapons retained would have a deterrent effect. In Washington, there would likely be a political backlash over walking back from the initial demand for the total elimination of all nuclear weapons in North Korea. To ameliorate concerns about that in a practical way, some additional specific steps that could be taken. If the North Koreans could put their suspicions and distrust aside, on-site joint US, North Korean, South Korean, and Japanese inspection teams could be deployed where the nuclear deterrent would be kept in North Korea. As part of the larger denuclearization agreement, military liaison offices could be created in North Korea, South Korea, and Japan for military officers of all countries involved in maintaining peace and security on the Korea Peninsula which would facilitate the deployment of those inspection teams. The prospective North Korean military liaison officers would also have the right to make escorted visits to one another’s bases in the region. An open skies arrangement with regard to flyovers by aerial reconnaissance and surveillance satellites of all sides should be agreed to in additional to physical inspections by prospective military liaison officers. As suggested in the first option, it could also be proposed that US, South Korean, and Japanese forces of sufficient size and capability  serve as a type of “peace force” to patrol the North Korea’s northern border in cooperation with the Korean People’s Army. As an alternative here too, Washington could reach an agreement with Pyongyang, under which it would share intelligence on any developments in the Russian Federation that may indicate some odd, threatening military and naval deployments were under way. With high expectations about their inventiveness, negotiators could certainly devise additional steps to create a more secure situation.

A third option might be for the US to provide Pyongyang with an assessment of the likelihood that the Russian Federation might seek to establish a buffer zone on North Korean territory in reaction to a denuclearization agreement. In following, the suggestion might also be made to Pyongyang that in conjunction with eliminating nuclear weapons from its arsenal, military equities once organized to defend against an attack from the south should be moved north. It was stated in a publicly available portion of 1995 US Defense Intelligence Agency report published by the Federation of American Scientists that North Korea has deployed over 10,000 artillery systems (mostly multiple rocket launchers and self-propelled artillery systems) near the DMZ.  They most likely have many more deployed now. Once those forces begin moving north, they could be kept in cantonments, while fighting positions could be constructed where they could be immediately deployed in an emergency on the northern border. Of course, under this hypothetical scenario, Moscow may declare the redeployment of Korean People’s Army forces as threatening. In response, North Korea could make clear diplomatically that the redeployment is part of comprehensive change in its national defense strategy. It might appear impolitic but it would be truthful for Pyongyang to declare the redeployment as necessary given the Moscow’s pattern of creating buffer zones in its neighbors’ sovereign territory to provide a theoretical bulwark against US and European encroachment toward its border. Moscow may also decide to deploy its own forces near or on the northern border under such a scenario. However, if the North Koreans bring sufficient power to bear, the threat of a possible Russian Federation attack aimed at grabbing territory should be stemmed. While that is happening, some US and South Korean forces could be redeployed to other points in South Korea from which they could continue to preserve Northeast Asian peace and security vis-a-vis China and Russia, who would ostensibly remain as regional adversaries. With Tokyo’s consent, there could potentially be some redeployments to Japan. The DMZ, North Korea-South Korea relations, and the whole unification issue would left to bilateral talks between the two countries. The US could play a supporting role, if asked. Pyongyang may view the proposed assessment and suggestion to redeploy its forces as a manipulation, a ploy to have it drop its defenses south and open the door to a joint US and South Korean invasion. It would be the task of US negotiators to convince their North Korean counterparts by words and deeds that such is not the case.US, South Korean, and North Korean troops handling a US soldier’s remains from the Korean War (above). If maintaining a portion of its nuclear arsenal as a deterrent becomes a sticking point, one option may be to allow a phased reduction weapons that will eventually result in its complete elimination. In tandem with that, an alternate means for North Korea to secure its northern border could be put in place. A demonstration of support and unity might include an offer to have US, South Korean, and Japanese forces of sufficient size and capability to participate in a type of “peace force” that would accompany the Korean People’s Army on patrols of North Korea’s northern border. While the international troops may not be a deterrent to an incursion, they would make a swift, stealthy move far more difficult.

After reaching a denuclearization agreement, North Korea should no longer think solely about directing its military equities at the US, South Korea, and Japan. Pyongyang must be assured and understand that their military equities would be directed at North Korea. As explained here, the sizable and capable armed forces of China and the Russian Federation would still pose threats to their security, and possibly North Korean security. Training exercises and testing of weapons for self-defense is a right and even necessity that should not simply be stripped from any country in the region. One must also consider practical issues, for example, the metal of armored and mechanized weapons tends to fatigue when sitting idle. However, the agreement might support a move away from extempore tests and exercises and toward greater transparency among military forces. Countries in the region could agree to engage in limited exercises and testing during scheduled dates and times determined via discussions among senior military and diplomatic officials. Critical to maintaining peace and security following a prospective agreement would be the construction of some means for the US, South Korea, Japan, and North Korea to monitor developments, tests, deployments, and other activities as partners to ensure peace.

To create firm channels of communication that will strengthen confidence and dissipate distrust, there must be regular interactions between non-military government officials working on North Korea’s economic vitalization. Interactions should move from likely being stolid and officious to more personable yet still professional. Advisory teams from all governments could interact very closely to guarantee internationals in North Korea are well-informed of the laws under which they must operate, and informed of culturally expected behavior by guests in North Korea. This will help eliminate mysteries about the country which was mostly closed to outsiders, and allow visiting officials and businessmen proceed with their work with confidence and walk with an assured step. The influx of well-trained and acculturated business people, experts on North Korea, will hopefully facilitate that. Success might be measured empirically by the number of congenial linkages created between US and North Korean firms. Eventually, US firms might receive contracts to provide supplies and perform services.US President Donald Trump (left) and Chairman Kim Jong-un (right) at the DMZ. The entire diplomatic process on denuclearization might seem much as a rabbit hole to Kim, given the many facets and angles that he needs to keep track of and consider as they evolve, One might have expected Kim at some point might have thrown his hands up over the whole denuclearization matter because it was all too rich for his blood. Again, Trump must be given credit for providing strength, confidence, and friendship, and assuring Kim that he will standby him before and after any denuclearization agreement is reached. Further, he assured Kim that he will go as far as he can to buttress the economic vitalization of North Korea. The situation is challenging, but it has a handle.

The Way Forward

It is burdensome to hold on a hope that has not yet been fulfilled. Impatience, however, can poison diplomacy, and is rarely viewed as sensible by those in foreign services worldwide who instead extol statesmanship and sangfroid. To that extent, the US Secretary of State Mike Pompeo and US negotiators have responded to maximalist North Korean demands and cavilling with anodyne statements. In seeking to create a sustainable peace in Northeast Asia, Trump has demonstrated once again that he is willing to take on situations that are not easy. While negotiations appear to still be moving through the confidence building stage between negotiating parties, defusing old animus, the fact that everything has actually reached this point must be credited to Trump. With the many facets and angles that Kim needs to keep track of and consider as they evolve, the entire denuclearization process might seem much as a rabbit hole to him. One might have expected Kim at some point might have thrown his hands up over the whole denuclearization matter because it was all too rich for his blood. Again, Trump must be given credit for providing strength, confidence, and friendship, and assuring Kim that he will standby him before and after any denuclearization agreement is reached. Further, he assured Kim that he will go as far as he can to buttress the economic vitalization of North Korea. The situation is challenging, but it has a handle.

What has been presented here are aspects of a hypothetical scenario in which a denuclearization agreement could ironically open another door to a conflict on Korean Peninsula. In that struggle, North Korea would not be pitted against the US, South Korea, and Japan. Rather, North Korea might find itself struggling against its longtime companion, the Russian Federation. Policymakers and negotiators on both sides must consider the situation on the Korean Peninsula both as it is now and how it might appear after an agreement is reached. Likely threats to a prospective denuclearization agreement must be sorted out with a similar level of interest as sanctions relief is for one party and the drawdown of the nuclear arsenal and long-range missiles is for the other. While impatience may poison for diplomacy, superficiality is its bane. Policymakers and negotiation teams may need to take a new, diligent look across all aspects of the situation, paying as close attention as possible to potential unpleasant developments that may arise once an agreement is reached. If a denuclearization agreement that is genuinely viable and sustainable cannot be found due to new wrinkles, perhaps an agreement somewhat short of what was originally sought, could be considered. In the extreme, the undesirable and regrettable decision to stop seeking an agreement altogether may need to be made. The collapse of the process would not at all be a blot on Trump’s escutcheon. However, the curtain has not fallen yet. Hopefully, both sides can come up with a smart solution for this important issue. Omnia prius experiri, quam armis, sapientem decet. (It becomes a wise man to try all methods before having recourse to arms.)

Vast Exercise Demonstrated Russia’s Growing Military Prowess: Unfit for Counter-Trump Narrative, Critics Dismiss Story

A column of the 1st Tank Guards Army at the Borisovsky range during Zapad 2017 (above). During Zapad 2017, a military exercise, Russian Federation forces in Belarus and in Russia near the Baltic region were joined by forces in the Arctic and Far East, the Black Sea, close to Ukraine’s borders and in the Abkhazia region of Georgia, to rehearse defensive tactics against a “terrorist force.” Critics of US President Donald Trump, who have tied anything Russia related to an alleged nefarious link between him and Russian Federation President Vladimir Putin, hardly reacted to Zapad 2017. Moral relativism seems to be at play in their thinking.

According to an October 1, 2017 New York Times article entitled “Vast Exercise Demonstrated Russia’s Growing Military Prowess”, details were provided on a major military exercise named Zapad 2017, held jointly by the Russian Federation and Belarusian armed forces from September 14 to September 20, 2017. Reportedly, Russian and Belarusian troops in Belarus and Russian troops near Russia’s Baltic region were joined in the exercise by Russian troops in the Arctic and Far East, the Black Sea, close to Ukraine’s borders and in the Abkhazia region of Georgia. Western military officials discerned from the exercise that Russia had made significant strides in their ability to conduct the sort of complex, large-scale operations, using drones and other new technology, that would be part of any all-out war with the US in Europe. The October 1st New York Times article explained that the military exercise, planned for many months, was part of a larger effort by Russian Federation President Vladimir Putin to showcase Russia’s military prowess as it tries to reassert itself as a world power. Before Zapad started, US and Baltic military officers expressed fears that the maneuvers could be used as a pretext to increase Russia’s military presence in Belarus, a central European nation that borders three critical NATO allies: Poland, Lithuania and Latvia. The commander of US Army in Europe, US Army Lieutenant General Frederick Hodges was quoted in the article as saying: “Zapad forced us to get smarter about how to share intelligence.”

The October 1, 2017 New York Times article, albeit was one of the few in the mainstream media that recognized that the massive exercise even took place. Synoptic reports about Zapad appeared in the US newsmedia, particularly in print. Many newsmedia houses simply reprinted stories via Reuters and the Associated Press. There was very little mention of Trump in stories. At first blush, one might argue that newsmedia coverage, stories and commentary, should focus upon what sells papers, magazines, and advertising space, what stories can grab interest and gain traction. Stories that support a popular counter-Trump narrative that Trump lacks the competence to be president and with the advent of his administration, tyranny’s bloody banner has been raised, have been selling for a long season. One could hypothesize that most US newsmedia houses believed Zapad 2017 was not a story that would sell, and was not an event of great consequence in the big picture even given the enormity of the seven-day Russian exercise. What makes the tepid coverage or lack of coverage of the exercise especially intriguing is its variance from the the now normal massive US newsmedia coverage of Trump’s alleged ties to Putin and Russia, to include secret back channels to Moscow, to questionable contacts, and worst of all, to secret deals and promises to perform favors for foreign leaders if Trump reached the presidency. The purported rationale for that alleged activity was to lay the foundation for lucrative business deals for Trump’s business concern in Russia as well as to acquire Russia’s help to win the 2016 US Presidential Election. Beyond such efforts to manipulate the 2016 US Presidential Election results, Russia’s armed forces have in recent years captured Crimea and intervened in eastern Ukraine, deployed troops to Syria, rattled the Latvia, Lithuania, and Estonia with snap exercises, and buzzed NATO planes and ships. The question, ‘What about Russia?”, has been written and spoken countless times when critics have sought to find fault with Trump. The modus operandi has been to look for wrongdoing, some fault, to hover at his elbow once he awakes every morning. On Zapad 2017, critics resembled a referee missing a foul in a championship match. Moreover, Trump, with the goal of stirring things up and ending the status quo, has been tough on NATO Members and creating some grievances among them, one might expect critics would turn the issue, despite Trump’s ostensibly noble intentions, into something akin to  a pocket full of firecrackers.

What appears to have influenced the manner in which critics covered Zapad 2017 was their recognition of the exercise as an incongruency, failing to fit their typical narrative on Trump. Indeed, critics mostly chalked up Zapad 2017 as being outré; outside their vision of the alleged, nefarious lien d’affaire between Trump and Putin. In fact, Zapad 2017 contradicts it. Rather than just label it all brustschmerzangst, strange and just wrong, one could assess from the tame response of critics to Zapad 2017 evinces that a sort of moral relativism is at play in their thinking. That moral relativism has allowed critics to cherry pick matters that solely support what they perceive as “Trump the Bad”, whose thinking and actions are well outside the country’s sensus communis, the society’s basic beliefs and values. In that vein, they have focused so intensely on surmised ties between the Trump administration and Russia. They have argued the existence of those ties with such certitude that they, perhaps unconsciously, ignore the reality that Russia has not fully relaxed its posture militarily toward the US, or the West since Trump was elected. Looking at Zapad 2017 a bit closer reveals alleged illegal foreign contacts and secret deals, real or not, did nothing to temper Moscow’s behavior toward the US. Looking at Zapad 2017 closer one might also be better able to discern that given Moscow’s attitude and behavior toward the administration of US President Barack Obama and the generally acknowledged steps Moscow took to impact the 2016 US Presidential Campaign, only now, with Trump, is there a real possibility to create positive change in the US-Russia relationship as well as ignite an authentic bolstering of European security. Ab actu, ad posse valet illatio. (From what has happened we may infer what will happen.)

Looking at Zapad 2017 closer reveals alleged foreign contacts and secret deals, real or not, did nothing to temper Russia’s behavior toward the US. Rather, looking at Zapad 2017 and matters surrounding it closer, one can discern that given Moscow’s resulting attitude and behavior toward the administration of US President Barack Obama after interaction with it and bold steps apparently taken by Moscow to impact the 2016 US Presidential Campaign, only now, with Trump, is there a real possibility to create positive change in US-Russia relations as well as bolster European security.

The term “moral relativism” is understood in a variety of ways. Most often it is associated with an empirical thesis that there are deep and widespread moral disagreements and a metaethical thesis that the truth or justification of moral judgments is not absolute, but rather, relative to the moral standard of a person or group of persons. Sometimes ‘moral relativism’ is connected with how one should think about or act towards those with whom one morally disagrees. The most common position is that one should tolerate them. The view that there are some objective moral truths is one of a variety of philosophical arguments against moral relativism. Other arguments against relativism includes the idea that arguments offered in favor of relativism are simply flawed, shortsighted. Various ways of understanding moral relativism exist. Under metaethical moral relativism it is understood that objective grounds for preferring the moral values of one culture over another in reality do not exist. Individuals tend to believe that the “right” moral values are the values that exist in their own culture. Indeed, moral choices made by societies are shaped by their unique beliefs, customs, and practices. Under descriptive moral relativism, often referred to as cultural relativism, it is recognized that moral standards are culturally defined. Certainly, there may be a few values that seem nearly universal, such as honesty and respect. However, evaluations of moral standards around the world indicate many differences appear across cultures. Normative moral relativism is the idea that all societies should accept each other’s differing moral values. However, if one society accepts political corruption, another society does not need to accept it. In fact, the other society could rightfully condemn that corruption.

Since US news media houses have taken such a firm stand against Trump, one is more likely to observe even experienced and formerly reliable journalists posit and argue things that simply cannot be. Self-serving explanations, opinions are relied upon. It is all actually outside of standard practice and norms within the US society. In the US, under the law, one is supposedly presumed innocent until proven guilty. While that concept may hold true in the legal system, in the so-called court of public opinion, individuals are often presented as being bad or guilty in a deliberately entertaining way through surmisal, guesswork, with supporting evidence of rumors, innuendo, equivocation, and occasionally outright lies. Hours of airtime and volumes of commentary are spent by the US news media analyzing hypothetical situations, unreality. Critics who may have the US public’s ear must respect and honor, not abuse, the public trust. In the US, the news media serves as a watchdog over government power and political activity. It is a source from which the public can inform itself on the decisions and actions of elected leaders and appointed officials. The news media is at its best when it can provide the public with a look inside government bodies and operations. Its role in the society is sacrosanct. “Freedom of the press” is one the Bill of Rights, the first ten amendments of the US Constitution listing specific prohibitions on government power. Taking the tack of reporting only parts of the story, promoting a particular viewpoint, hoping to shape in agreement with it, is never right. There are no special circumstances which would make it correct to do so. Moral relativism should not guide, impact journalists thinking and behavior. Journalists should report the truth as they encounter it, not as they want it to be. When stories such as Zapad 2017, they must still be energetically covered, especially when they cast doubt of their perspectives of Trump. There has been a dearth of such stories so far. The US public is not only reactive to opprobrium, invective, banal amusement, but is also open to eloquence.

Facts Concerning Zapad 2017 Trump’s Critics Ignored Likely Due to Moral Relativism

Zapad 2017 was an exercise that was designed to have a sound educational effect on the Obama administration and a prospective administration of former US Secretary of State Hillary Clinton. That in itself seems worthy of news media attention at the present. Moscow was very concerned that troubles with Washington would continue with the advent of an administration led by former US Secretary of State Hillary Clinton. Indeed, as part of an assessment completed by the US Intelligence Community on the possible effort by Russia to influence the US Presidential Election of 2016, it was concluded that Putin took affirmative steps to avoid the nightmare scenario of Clinton victory by ordering an influence campaign in 2016 aimed at the US presidential election. Russia’s objectives were: to undermine public faith in the US democratic process; to denigrate former US Secretary of State Hillary Clinton; and, to harm her electability and potential presidency. The US Intelligence Community further assessed that Putin and the Russian Government developed a clear preference for then President-elect Trump. In following, it also assessed Putin and the Russian Government aspired to aid President-elect Trump’s election chances when possible by discrediting Clinton and publicly contrasting her unfavorably to him. Praetenta mutare non possimus sed futura providere debemos. (We cannot change the past, but we can anticipate the future.)

Zapad fits neatly into the story of US-Russia relations for nearly a decade. The whole matter also looms large in the story of the Obama administration. The genesis of Zapad 2017 was the desire by Moscow to take steps in the midst of a descending spiral of uncongenial relations with the US against Russia’s interests. Indeed, there was nothing ambiguous then or now about Moscow’s approach to the US. Putin has never accepted the expansion of the EU and NATO into Central and Eastern Europe. It was practically guaranteed that Putin would push back against what he might call an intrusion by the West into Russia’s near abroad. The near abroad is what Moscow refers to as the territory surrounding Russia’s borders. The term was reportedly popularized by former Russian Federation Foreign Minister Andrey Kozyrev in the early 1990s. For centuries, Russia has sought to ensure its physical security through its control over neighboring territory. For Putin, the term represents a concept akin to the Monroe Doctrine. Upon returning to the presidency of the Russian Federation in 2011, Putin began the process of increasing Russian military manpower by 25 percent to 850,000 between 2011 and mid-2014. Russia supposedly has about 2.5 million active reservists out of a total population of 143 million. It ranks second, behind the US, on the list of countries with conventional warfighting capabilities. Expenditures on defense, and the related category of national security and law enforcement, accounts for 34 percent of Russia’s budget which is more than twice in comparison with 2010. The US only spent 18 percent, or $615 billion of its budget in 2014 on defense and international security. Explaining his concept for achieving this growth, Putin told senior military commanders and defense industry executives at a meeting in Sochi on May 12, 2015, “We can and must do for the defense industry what we did for Sochi.” Putin was referring to the $50 billion spent in to host the 2014 Winter Olympics there. He went on to state, “All questions relating to adequate resource allocation have been resolved.” Putin would seek to exert pressure against the West where and when he felt it would pay dividends.

The Obama administration approached Russia with the idea that the relationship between the two countries could be “reset.” The reset with Russia was one of the administration’s major foreign policy initiatives. Relations with Russian Federation President Dimitry Medvedev were positive. For three years, a relatively smooth and business-like tenor existed in relations with Russia. That contrasted with the contentious relations that followed the Georgian War in 2008 while Putin served as president. It boded well for Obama’s legacy over which White House officials publicly admitted being absorbed. With its Russia policy on track, the administration was comfortable enough to turn toward an even greater priority at the end of 2011 which was referred to as the “pivot to Asia.” Then US Secretary of State Hillary Clinton explained it all in an edifying discourse in the October 11, 2011 edition of Foreign Policy magazine. The very substance of the ambitions is merely the shadow of a dream. Putin undoubtedly took great interest in these Europe’s force reductions and the Obama administration’s decision to also make steep reductions in US conventional forces. Those cuts left the US less able to project power, take and hold ground in a non-permissive environment in defense of the interests of the US, its friends, and allies. As noted in the greatcharlie.com post entitled “As World Boils, Fingers Point Obama’s Way; In Putin’s View, Obama’s Doing Just Fine”, in 2013, the US withdrew its last two heavy armored brigades from Germany. Tank units anchored the US military presence on the ground in Europe for 70 years. US military leaders have considered withdrawing the last squadron of F-15C air superiority fighters from England. When Putin received the Obama administration’s proposals in 2013 calling for steep reductions in nuclear forces, he may have discerned that for the Obama administration, the US nuclear arsenal was merely a political bargaining chip, but not a military tool. Putin rejected the administration’s proposals.

Putin (left) and Obama (right). When Putin began his third term as Russia’s president on May 7, 2012, the Obama administration responded to him as if he were a neophyte and not a seasoned national leader. Old ills that were part of US-Russian relations resurfaced, and new ones arose. The actions and reactions of the Obama administration to Russia did much to further pollute and obscure what was already a difficult path to travel regarding US-Russia relations. Hell called Hell. One misstep led to another.

Cuiusvis est errare nullius nisi insipientes, in error perseverare. (To err is inherent in every man, but to persist in error takes a fool.) Having taken on Putin on the nuclear issue, Obama kept pushing into more troubling waters. His administration moved along the path humiliate him. It was hard for Obama administration staff, perhaps due to their youthful exuberance, to recognize that words cannot return. The administration predominantly staffed with eager, youthful officials who very often displayed an arrogance that seemingly drove them to convince the world they were the center of the cosmos. One should not allow one’s ego to run away from one. One certainly should not make choices with a confused ego. The Obama administration never put together the right recipe for working well with Putin. The actions and reactions of the Obama administration to Russia did much to further pollute and obscure what was already a difficult path to travel regarding US-Russia relations. Hell called Hell. One misstep led to another. It all seemed a bit barky. When Putin began his third term as Russia’s president on May 7, 2012, the Obama administration responded to him as if he were a neophyte and not a seasoned national leader. Old ills that were part of US-Russian relations resurfaced, and new ones arose. On the world stage, Putin will never allow Russia to be perceived as wilting before what he views as Washington’s effort to establish total dominance. He would resist and counter pressures. One matter to which Putin gave primacy to getting the US and EU to take into account Russia’s interests on Ukraine and other issues.

In Ukraine, Putin insisted that he was only acting in response to Western behavior toward Russia. Speaking at a conference in Moscow on April 16, 2015, Russian Defense Minister Sergei Shoigu explained: “The United States and its allies have crossed all possible lines in their drive to bring Kiev into their orbit. That could not have failed to trigger our reaction.” The Chief of the General Staff of the Armed Forces of the Russian Federation, General Valery Gerasimov stated at the same conference, “Considering themselves the winners of the Cold War, the United States decided to reshape the world to fit its needs.” He further explained, “It’s clear that measures taken by NATO to strengthen the bloc and increase its military capabilities are far from being defensive.” Nonetheless, nothing Russian officials might say would dissuade most in the US and EU from believing Putin is driving events forward. After alienating Putin by preventing him from further participation in the G-8, and hitting many of his close associates, their business interests, and Russian industries with sanctions, the US and EU expected him to back off of Ukraine and Eastern European states. Yet, those who believed sanctions and other coercive means, and deploying small sets of US forces to the Baltic States and Poland would modify Putin’s behavior were in the cradle intellectually. Sanctions from the US and Europeans, which posed a serious economic threat to Russia despite any heroic claims otherwise by Putin, put relations between Russia and the West, built largely on economic cooperation, at considerable risk. It is unlikely the administration foresaw things would go so badly. It has been proven that humans cannot control events too long. This is not without application to the circumstances examined here. Historia magistra vitae et testris temporum. (History is the teacher, the witness of times.)

A Newsweek map of Russian Federation armed forces deployed against the West (above). By 2015, NATO Members acknowledged that Russia posed a genuine threat to the well-being of their countries. The RAND Corporation prepared a study for the US Department of Defense on the outcome of Russian military move against the Baltic States. The study was based on war games played by US military officers and civilian officials over several months between 2014-2015. The game ended with a disastrous defeat for NATO in a matter of days.

NATO Responds?

NATO Members were flabbergasted by their gross miscalculations about Putin and Russia. By 2015, they were willing to acknowledge that Russia posed a genuine threat to the well-being of their countries. The RAND Corporation prepared a study for the US Department of Defense on a possible Russia move against the Baltic States. The study centered on several tabletop war games played by US military officers and civilian officials over several months between 2014 and 2015. The games incorporated tactics used Russia when it deployed forces into the Crimea. The games ended with a disastrous defeat for NATO in a matter of days. The study found that NATO forces deployed to the Baltics were small, and lacked the vehicles and firepower to take on the Russian juggernaut of heavy tanks and mechanized vehicles opposite them. The study indicated that NATO ground troops lacked anti-aircraft artillery to fend off Russian warplanes in a wartime scenario. More specifically, regarding the outcome reached under the study’s scenario, “By and large, NATO’s infantry found themselves unable even to retreat successfully and were destroyed in place.” Regarding US and allied air power, despite its ability to strike in depth against advancing Russian forces, destroying many in place and disrupting and delaying the attacks of others, US and allied air commanders would need to limit the number of aircraft dedicated to that mission and deploy them to negating the capabilities of Russia’s air defenses and provide air cover against Russian air attacks on rear areas. It was accepted that Russian forces would be able to smash through NATO defenses and drive on to Riga or Tallinn within 36 to 60 hours. The RAND study assessed that US and its allies would be left with three equally unpalatable options. NATO could launch a prolonged counter-offensive to take back the Baltic capitals; NATO could threaten Moscow with direct attack; or NATO could accept the outcome of the Russian lightning strikes and devise a long-term counter-strategy. RAND asserted that options one and two would lead to nuclear war; option three would result in a new Cold War that could eventually go hot. In discussing a possible way forward, it was RAND’s judgement that through “due diligence” and bolstering its defenses, NATO would send “a message to Moscow of serious commitment and one of reassurance to all NATO members and to all US allies and partners worldwide.”

Initially, Europe’s requests for support from the US to counter a perceived growing threat from Russia were met by mediocre responses by the Obama administration. The world witnessed the vicissitudes that hammered the Obama administration on foreign policy. The situation in the Middle East was particularly dire then. The Obama administration often failed to acknowledge how bad problems really were. It settled upon bromides, with a seductive kind of superficiality, to very challenging situations, which later prove to be shallow entrapments. At the NATO Defense Ministers Meetings on June 24, 2015, participants decided on air, maritime, and special forces components of an enhanced 40,000 strong NATO Response Force (NRF). Ministers took measures to speed up political and military decision-making, including authority for NATO’s Supreme Allied Commander, Europe to prepare troops for action as soon as a political decision is made. Ministers approved a new concept of advance planning. They also finalized details on the six small headquarters being set up in Bulgaria, Estonia, Latvia, Lithuania, Poland, and Romania. NATO Secretary General Jens Stoltenberg said, “They will each consist of around 40 people, and will play a key role in planning, exercises, and assisting potential reinforcement.” Ministers additionally decided to establish a new Joint Logistics Headquarters, to facilitate the rapid movement of forces when necessary.  Directly on Russia, Stoltenberg stated, “We are carefully assessing the implications of what Russia is doing, including its nuclear activities.” He added that NATO is working on how to deal with hybrid threats, including through close cooperation with the European Union. To avoid misperceptions of NATO’s actions, Stoltenberg explained, “We do not seek confrontation, and we do not want a new arms race.” He stressed, “we want to keep our countries safe… this is our job.”

True, increases in defense spending were seen even during the Obama administration in 2016. That year, a majority of delinquent countries spent their required share in the face of Putin’s build-up and enhancement of Russian forces and his operation in Ukraine. Yet, even then, allies agreed to spend only the required 2 percent of economic output on defense every year by 2024 and reverse a trend that saw military research spending in the European Union fall by more than 20 billion euros ($23 billion) since 2006. Still, only four of NATO’s 27 European members–Greece, Britain, Poland and Estonia–met the spending target in 2016. Romania would also do so in 2017, followed by Latvia and Lithuania in 2018.

Troops of the new German Army (above). At a NATO Defense Ministers Meeting in June 2015, in response to Russia’s move into Ukraine, participants decided on air, maritime, and special forces components for an enhanced 40,000 strong NATO Response Force. Ministers took measures to speed up political and military decision-making. Ministers also approved a new concept of advance planning, and finalized details on the six small headquarters being set up in Bulgaria, Estonia, Latvia, Lithuania, Poland, and Romania.

What Is the Zapad Exercise?

Deterrence is created when the doubt of success or fear is generated in the mind of an adversary over a potential response to a attack. In addition to the doubt and fear created, there must be an ample demonstration of the capability to respond efficaciously. The Zapad exercise was first conducted by Russia in 2009, and again in 2013. Traditionally, during Zapad, Russia displays new tactics and technologies. The expressed reason for Zapad 2013 was the rehearsal of Russia’s defense against armed terrorists moving in from the Baltic. The Zapad 2013 exercise was called a counterterrorism training exercise. However, tying Zapad 2013 to counterterrorism was a public relations farce, akin to dressing up a clumsy stumble as a brisé volé. In 2009, the exercise ended with a mock nuclear strike on Sweden. In 2013, the exercise ended with a mock nuclear strike on Poland. In Zapad 2017, ended with the test launch of RS-24 intercontinental ballistic missiles–two were real, one was an electronic simulation.

However, when Russian Federation Defense Minister, General of the Army Sergei Shoigu announced Zapad 2017 on November 21, 2016, he did not outline it in a way that made it resemble counterterrorism exercise. Indeed, he stated that the joint exercise, which would be the “main military event of 2017.” During Zapad, he stated Russian and Belarusian armed forces would cooperate in over 130 events and measures. Shoigu explained: “The US and NATO are actively increasing their offensive potential, building new bases and developing military infrastructure, undermining international stability, and attempting to impose their will by economic sanctions and use of military force. A propaganda information war is raging.” Shoigu further stated that Russian borders were being threatened and adequate defensive measures are being taken. Shoigu words reflected Putin’s intent of never allowing Russia to be perceived as wilting before what he views as Washington’s effort to establish total dominance. Putin and his advisers were also compelled to resist and counter pressures. He wanted the US and EU to take into account Russia’s interests on Ukraine and other issues. Zapad 2017 would be emblematic of that perspective, full of sound, fury and ferocity that would cause trembling in the capitals of European powers. Interestingly, the raison d’etre settled upon for Zapad 2017, however, was counterterrorism and it was finally labelled as a counterterrorism exercise. Yet, after the inauguration of Trump on January 20, 2017, Zapad 2017 then became an exercise directed at an administration that was already out of power and a prospective administration that never took power. Indeed, the exercise was a response to a feud that has ended. Inevitably, there was a change in thinking in Moscow in response to Trump’s approach of seeking to improve relations with Russia was made. Nevertheless, Moscow was unable to fully discern what the change from Obama to Trump on not only European defense, and redesign Zapad 2017’s to meet immediate circumstances, reduce cost, and the size and scope of the exercise early on. Obama certainly did not leave matters in Europe better than he found them in 2008 or in the best shape possible when Trump entered the White House.

Putin holds binoculars while observing Zapad 2017 exercises with senior commanders (above). The genesis of Zapad 2017 was the desire by Moscow to take steps in the midst of a descending spiral of uncongenial relations with the US. The Obama administration never put together the right recipe for working well with Putin. Putin never accepted the expansion of the EU and NATO into Central and Eastern Europe. Putin pushed backed against what he viewed as the West’s intrusion into territory surrounding Russia’s borders.

A Brief Review of ZAPAD 2017

The Russian Federation Ministry of Defense claimed that around 13,000 service personnel participated in Zapad 2017. However, most observers believed the exercise was quite a bit larger. London’s Royal United Services Institute reported some independent estimate around 70,000 troops were involved. Boiled down to the bones, the drafted drill scenario for Zapad 2017 was a covert, foreign incursion into western Belarus, which some Western military analysts such as Mathieu Boulègue of the Chatham House, say greatly resembled Russia’s tactics in Crimea, while combat involved a series of measures honed in Syria. In the very early stage of Zapad 2017, the aim was to raise combat readiness among the deployed force groupings, moving troops, deploying command-and-control assets, as well as organizing interactions among these forces and affording force protection. Under that scenario, Russian airborne units are sent for reconnaissance and to repel the enemy incursion. Indeed, reportedly, aviation and air-defense units from the 6th Army Air Force and Air Defense in the Western Military District conducted various tactical episodes aimed at repelling “massive air strikes” by a conventional opponent. Pilots also worked on striking ground targets and providing escort for bombers. Operational-tactical and other tactical missiles were used during this process. The Russian Federation Aerospace Forces conducted sorties mainly using Su-27, Su-35, Su-30SM and MiG-31 fighters to destroy enemy aircraft, while Su-34 bombers struck infrastructure, columns of armored vehicles, and enemy command-and-control nodes; an Su-24MR jet was used for reconnaissance to transmit the coordinates of ground targets. Newly observed in this phase of Zapad 2017 was use of a suite of high-tech equipment to support the arrival of paratrooper forces, to include radio and electronic capabilities and the integration of drones. Drones were regularly spotted in the sky during Zapad 2017. The speed and reliability of its own data links and communication systems was tested in a scenario where speed was primary requirement, as opposed to the need in the past for greater forces.

The Russian Federation Army then prepared for ground attack with aerial and naval support. This type of multidimensional warfighting, tying an artillery-enabled ground assault with air support, is now called Anti-Access/Area Denial (A2/AD) capabilities. A multilayer air-defense bubble, similar to the Russian A2/AD assets used in Syria, was constructed. Russian air-defense systems were forward deployed from their bases in the Western Military District, including S-300s, S-400s and Pantsir-S1s. The simulation that ensued targeted enemy cruise missiles, unmanned aerial vehicles and aircraft. In Kaliningrad, similar activity among Russian naval assets was reported.. Corvettes in the Baltic Fleet were used to strike aerial, naval and coastal targets, implying an A2/AD mission. In this case, the air attack was simulated by Su-24 attack aircraft alongside Ka-27 anti-submarine-warfare helicopters. Other Russian A2/AD components featured in this phase of Zapad 2017 included the Iskander-M, a nuclear and conventional tactical ballistic missile. Iskander strikes were reported at training ranges, including a 480-kilometer strike against a target at a training range in Kazakhstan from units in the Central Military District, as well as a variety of cruise missiles fired from air, land and sea. The Missile and Artillery Troops, a Branch of Arms in the Ground Forces, serving as the primary means of destroying enemy forces by conventional and nuclear fires, were in action throughout Zapad. Those forces also used the older Tochka-U system, which is in the process of being fully replaced by the Iskander-M. The Iskander’s appearance in Russian exercises is assumed to indicate the rehearsal for a tactical nuclear weapons strike. In Zapad 2017, the Iskander was mainly conventional in its support of A2/AD. Moreover, the Russian missile forces appear to have rehearsed the use of a cruise missile that can be mounted on the Iskander platform, greatly extending the system’s strike range well beyond 500 km. Then, as mentioned, all of these activities during Zapad 2017 were squeezed between 3 test launches of the RS-24.

Russian tanks and BRDM-2s (above). Although Zapad 2017 was called a defense drill and a counterterrorism operation, in a very overt way, the tactics switched into an offensive against a conventional military force on its heels. The ground air operations rehearsed in Zapad 2017 were an expression of Russia’s objective of establishing dominance to prevent long wars, thwart and deter strikes at new points, and avoid escalation. The drill was all about NATO, and it really showed.

Although Zapad 2017 was called a defense drill, in a very overt way, the tactics switched midway into an offensive against a conventional military force on its heels. As mentioned earlier, it was not a counterterrorism operation. The ground air operations rehearsed in Zapad 2017 were an expression of Russia’s objective of establishing dominance to prevent long wars, thwart and deter strikes at new points, and avoid escalation. Boulègue of Chatham House told Newsweek: “The drill was all about NATO, and it really showed.” In the end, the whole cabaret of Zapad 2017 competed for attention of general staff with Al Nusra attack in force in Syria requiring heavy use of Russian air assets. Ironically, that was a more authentic counterterrorism operation.

Where Does All of This Leave Trump?

Clearly, in his last spell of contact with the US, Putin found no joy. The commitment to resources to Zapad 2017 despite the benign intentions expressed, is worthy of note given emphasis made by US newsmedia of how Russia wanted to make Trump look good. The forward movement of Russian Federation armed forces in a westward direction, in a military exercise translated into English means “west”, was of concern for US Secretary of State Rex Tillerson, US Secretary of Defense James Mattis, US Chairman of the Joint Chiefs of Staff US Marine Corps General Joseph Dunford, and US National Security Adviser Lieutenant General H.R. McMaster, and all other senior members of the Trump administration’s national security team. In September 2017, while Trump’s national security team was heavily immersed on North Korea, supporting partners heavily engaged on the ground in Syria and Iraq, and dealing with the implication of events in Charlottesville, they were also closely watching Zapad 2017. They worked with NATO allies and other European partners on the matter, and conducted significant multinational drills that coincided with the Russian exercise. The October 1st New York Times article explained that US Secretary of Defense James Mattis ordered that a wider array of European partners have access to classified US information during the exercise to simulate conditions during combat. The sangfroid shown by the Trump administration has allowed to engage in sober analysis of Zapad 2017 and all of its elements.

By letting Zapad 2017 come and go from the scene, Trump made it clear that he did not see the need to stoke the fires between the US and Russia that were set during the Obama administration. He preferred to let those fires die out on their own. Trump’s response to Zapad 2017 was also a manifestation of his desire to soften anti-US sentiment in Russia and anti-Russian sentiment in the US. Trump’s believes hope was that normative behavior and positive relations between the US and Russia could be established by working to surmount contentious issues. Trump came into the Oval Office believing the moment had arrived to create positive change in US-Russia relations. Rebus angustis animosus atque fortis appare; sapienter idem contrahes vento nimium secundo turgida vela. (Appear strong and firm in steep affairs; likewise, you will wisely shorten your sails swollen in a too favorable wind.)

Trump (left) and Putin (left) at G20 in July 2017. The sangfroid shown by the Trump administration in response to Zapad 2017 has allowed for a sober analysis of all of its elements. Trump made it clear that he did not see the need to stoke the fires between the US and Russia that were set during the Obama administration. He would prefer to let those fires die out on their own. Trump wants his administration to focus on creating positive change and congenial ties between the US and Russia by surmounting contentious issues.

All of this draws focus to Trump’s intriguing, positive duality on Russia and Europe. Trump fully understands that NATO is absolutely necessary, contrary to the song and dance of wondering if he knew what NATO was and whether he thought it was truly obsolete much as he gestured essentially out of political expedience during the 2016 US Presidential Campaign. Trump wanted to stir things up, draw attention to the issue, and express ideas favorable to his political base, which is what politicians do when campaigning. Once he became US President, Trump’s intended to be constructuve, not destructive via his criticisms about NATO. Trump apparently never intended to truly signal that he did not support for NATO or understand its importance. Though his “constructive criticism”, Trump ostensibly sought to hone thinking among leaders of NATO Member States and encourage the polishing of their best ideas in support of collective defense.

Yet, Trump, before and after becoming US President, also expressed his genuine belief that NATO allies have been “coddled” by the US for too long, causing leaders of NATO allies to feel comfortable repeatedly missing the agreed spending target of 2% GDP on defense. On April 12, 2017, the NATO Secretary General Jens Stoltenberg met with Trump in Washington to discuss his concerns about NATO. Stoltenberg was able to convey that a new spirit of unity and commitment that prevailed among NATO Members. Stoltenberg, in turn, would discover that Trump’s sentiments were noble contrary to what critics were stating. In an hour long meeting in the Oval Office, Trump and Stoltenberg discussed ways in which the NATO Secretary General planned to get member countries to increase military spending to bolster the alliance. Stoltenberg listened to Trump’s concept to accomplish the same, and saw no mysterious elements to Trump’s approach. It was at that Oval Office meeting that Trump explained that NATO was a “bulwark of international peace and security.” He went as far as to say that the alliance was increasing cooperation to stem terror attacks, among other steps. During a news conference with Stoltenberg, Trump added: “I said it [NATO] was obsolete. It is no longer obsolete.”

Rerum concordia discors. (The concord of things through discord.) Invited to the unveiling of a memorial to the Sept. 11, 2001 attacks on the US at the new NATO headquarters building in Brussels, on May 24, 2017, Trump intensified his accusations that NATO allies were not spending enough on defense. Trump did say during the ceremony that the US “will never forsake the friends who stood by our side.” However, he focused far more on Europe’s drop in defense spending since the end of the Cold War. Standing before a piece of the wreckage of the World Trade Center, Trump stated: “Twenty-three of the 28 member nations are still not paying what they should be paying for their defense.” Trump added before the leaders of other NATO countries: “This is not fair to the people and taxpayers of the United States, and many of these nations owe massive amounts of money from past years.” Stoltenberg, having previously talked with Trump in Washington, was not surprised by anything Trump said. In fact, Stoltenberg defended Trump, saying that although he was “blunt” he had “a very plain and clear message on the expectations” of allies. Trump had the impact both he and Stoltenberg apparently wanted upon NATO Members. While critics ratcheted up reports and commentaries on how Trump embarrassed himself and was tearing NATO apart, Stoltenberg explained that Trump ignited a new drive in NATO to authentically build up defense.

Trump (right) and NATO Secretary General Jens Stoltenberg (left). Invited to the unveiling of a memorial to the Sept. 11, 2001 attacks on the US at the new NATO headquarters building in Brussels, on May 24, 2017, Trump intensified his accusations that NATO allies were not spending enough on defense. Having met with Trump in Washington, Stoltenberg was not surprised by anything he said. Stoltenberg defended Trump, saying although he was “blunt,” he had “a very plain and clear message on the expectations” of allies.

Speaking in Brussels a month later on June 28, 2017, Stoltenberg explained that 23 of NATO’s 29 allies planned to lift spending that year. He would add that for the first time, NATO governments will produce national plans showing how they would reach the 2024 spending pledge, focusing not just on spending increases but also monitoring troop contributions to missions and acquiring technology such as precision-guided munitions. The new figures were part of a broader rise in military spending in Europe. The US committed billions more in dollars to return troops and heavy weaponry to the continent to deter Russia. The EU sought to do its part by setting up a multi-billion-euro defense fund. Stoltenberg explained: “We have really shifted gears, the trend is up and we intend to keep it up.” On the nature of the force build up, Stoltenberg stated: “It’s more about high-end forces, heavier forces and more ready forces, meaning we need forces that are fully equipped, fully manned and fully trained.” Beyond increasing the levels of heavy weapons and gear for troops in strategically positioned bases and standing watch on NATO’s borders, Stoltenberg further stated that the increase in funds would be spent on more military exercises, training and equipment and to allowing NATO troops to deploy at ever faster notice, as well to pay salaries and pensions. There remained a curiosity for where Trump stood in response to Putin’s attitudes and expressions toward the West. Some confusion and bewilderment resulted particularly from ideas publicly expressed by German Chancellor Angela Merkel that Trump was unwilling to stand with Europe against Russia. While still disagreeing with Trump on some policy areas, Merkel has since expressed far more positive perspectives regarding him and European security. Post proelia praecima. (After the battles came the rewards.)

Trump reiterated his support of NATO on July 6, 2017 in Krasiński Square in Warsaw, the site of the 1944 uprising against the Nazis. In that magnificently melodramatic setting commemorating resistance against a cruel foreign occupier, Trump suggested that a lack of collective resolve could doom the transatlantic alliance which had endured the Cold War. Trump painted a picture of the West facing existential challenges and needed to “defend our civilization” from terrorism, bureaucracy and the erosion of traditions. As an example of resolve, Trump pointed to Poland, which in the last century endured occupations by Nazi Germany and the Soviet Union twice. Trump explained: “The story of Poland is the story of a people who have never lost hope, who have never been broken, and who have never forgotten who they are.” It was noted in the European newsmedia that in his speech, Trump for the first time “stood by” Article V of the NATO Charter, a provision requiring NATO Members to come to each others defense once under attack.  Yet, Trump kept up the pressure on those NATO Members who were “failing to meet their full and fair financial obligations on defense spending.” Trump expressed the view that his tough criticism of NATO Members who had not met the target of raising defense spending to 2% of GDP was paying off, with billions more being committed to defense across Europe. In a powerful expression of the need for alliance unity through use of the rhetorical technique of anaphora, Trump stated: “The fundamental question of our time is whether the west has the will to survive. Do we have the confidence in our values to defend them at any cost? Do we have enough respect for our citizens to defend our borders? Do we have the desire and courage to preserve our civilization in the face of those who would subvert and destroy it?” What should have been of particular interest to the US newsmedia was Trump’s criticism of Russia. He accused Moscow of “destabilising activities in Ukraine and elsewhere,” and declared that Putin was supporting “hostile regimes including Syria and Iran.” It is worth noting that all of this transpired before Zapad 2017. Trump’s leadership of NATO and his demand for Europe’s vigilance in the face of military threat from Russia is certainly worthy of attention. By ignoring such facts, critics lend credence to the allegation that they display a consistent disregard of genuine facts about Trump’s efforts which are inconsistent with their counter-Trump narrative. Quid enim est stultius quam incerta pro certis habere, falsa pro veris? (What, indeed, is more foolish than to consider uncertainties as certain, falsehoods as truths?)

Trump reiterated his support of NATO on July 6, 2017 in Krasiński Square in Warsaw. In his speech, Trump suggested then that a lack of collective resolve could doom the transatlantic alliance which had endured the Cold War. Trump painted a picture of the West facing existential challenges. Critics noted that in his speech, Trump for the first time “stood by” Article V of the NATO Charter, a provision requiring NATO Members to come to each others defense once under attack.

The Way Forward

In Act II, scene iii of William Shakespeare’s play, Othello, Iago, the ensign of the Venetian General Othello, delivers his first soliloquy, declaring his hatred for Othello, his suspicion that Othello has slept with his wife, Emilia, and his determination to destroy him. He lays out his plan to cheat his supposed ally, Roderigo out of his money, to convince Othello that a loyal soldier, Cassio has slept with his wife, Desdemona, and to use Othello’s honest and unsuspecting nature to bring him to his demise. Iago states: “I have told thee often, and I re-tell thee again and again, I hate the Moor: my cause is hearted; thine hath no less reason. Let us be conjunctive in our revenge against him: if thou canst cuckold him, thou dost thyself a pleasure, me a sport. There are many events in the womb of time which will be delivered.” Former US President Jimmy Carter was quoted in the New York Times on October 21, 2017 as saying: “I think the media have been harder on Trump than any other president certainly that I’ve known about.” He added: “I think they feel free to claim that Trump is mentally deranged and everything else without hesitation.” Indeed, at the present, the opportunity to attack Trump is rarely missed by his critics. Their ranks actually extend well beyond the US newsmedia to include: think tank scholars, other policy analysts, particularly former officials of the Obama administration. That has had a multiplier effect when advanced alongside the efforts of journalists among his critics, ensuring that through prose, and even verse, there would be a more than ample stream of bdelygmia. Critics seem determined to throw Trump into loneliness and pain. Yet, they may ultimately discover that Trump has reserves of strength unlike most men which was proven through his business career. Indeed, much as Nebuchadnezzar brought Sgadrach, Meshach, and Abednego from the furnace, stunned by their impunity in the face a tremendous flames, critics may discover in the end, that Trump will endure, survive, and overcome the flames of their best attacks. Trump’s ties to Russia, real and imagined, are a primary focus of attacks by his critics. Yet, Trump’s critics did not try to tie him to Zapad 2017, despite the massive display of Russian military power. Zapad 2017 should have transmitted the idea that Putin is not a new friend of the US, Trump in particular. Regarding Putin, he undoubtedly notices is the atmosphere of pure hatred and rejection propagated by the counter-Trump milieu. He surely recognizes that there is an effort to separate Trump from the US public and create turmoil and frustration which he, for certain, does not have his hand in.

In alio pediculum, intericinum non vides. (You see a louse on someone else but not a tick on yourself.) However, the contradiction that Zapad 2017 presents has not left Trump’s critics figuratively cold and muddled intellectually. Rather, moral relativism seems to be in play. The Catholic priest and theologian Father George Rutler explains that “It does not require genius to sense that all relations in the creation are harmonious. Only because of celestial harmony is there a human intuition that wrong is wrong and right is right. Beyond that intuition one must animate the intellect, use natural law, to parse things out. In classical philosophy, natural law is the universal, practical obligatory judgments of reason, knowable by all men and binding them to do good and avoid evil. The renowned Greek Philosopher Plato considered ignorance and confusion as the opposites of harmony. The goal of the torrent of anger from critics is certainly not bring a happy harmony to a dissonant world. Having promoted themselves figuratively as the defenders of US wisdom. They must find out for themselves who lives within them. Rather than follow the pack and do what is wrong, surmount that impulse and have the courage to do what is right. There appears to be a purpose to Trump which the majority of his many critics do not understand but will ultimately discover. Indeed, by God’s chance, as he toils, performing his duties as president in peace and in war, Trump’s intended course will no longer be a mystery to those who have been bewildered by the counter-Trump milieu.  Opinions expressed by critics about his efforts could also eventually change. In the face of staggering contradiction, an internal discord might obtain within quite a few critics. Many critics may become uncertain as to their true ends. Some may discover that their feelings of indignation and despair over Trump were inauthentic.Consideration may come and whip the offending Adam out of them. All that was said and done by critics may be looked upon curiously as a type of avant-garde expression. Perhaps then critics might finally offer a gesture of goodwill for the moment, and their efforts to hurt may slowly fall off and be replaced by righteous efforts to be constructive. In commenting on self mastery and the good or virtuous life, Aristotle is quoted as stating: “I count him braver who overcomes his desires than him who conquers his enemies, for the hardest victory is the victory over oneself.”

Senators Reassure Wary Baltic Nations That US Won’t Abandon NATO: Meanwhile, Latvia Shapes Its Own Fate

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Latvian National Guard troops in small unit training (above). Latvia is fully blended in the mix of defense preparations with its fellow NATO Members, Estonia and Lithuania, to deter or fight Russia and Belarus. A huge military build-up supported by the US, the EU, and NATO has been a necessary step taken by leaders in Riga. However, they are also using diplomacy to search for common ground with Russia and Belarus, and recently signed a defense cooperation agreement with Minsk.

According to a December 27, 2016 New York Times article entitled, “Senators Reassure Wary Baltic Nations That US Won’t Abandon NATO,” US Senators John McCain, Lindsey Graham, and Amy Klobuchar arrived in Tallinn, Estonia on December 27th to reassure Baltic countries that the US remained committed to their defense and to the NATO alliance. At the time, Estonia, Latvia, and Lithuania had expressed concern that the new US President-elect Donald Trump might not uphold the longstanding US commitment to their defense from the Russian Federation and its military partner, Belarus. That notion was predicated on statements Trump made during the election campaign. At a December 27th news conference with Estonia’s Prime Minister Juri Ratas, McCain remarked, “I am convinced and certain that our relations, and the American relationship with NATO, will remain the same.”  He further stated, “Our relationship is more important than perhaps it’s been in a long time,” and said he would support a permanent US troop presence, not just a rotation. About 5,000 US troops have rotated through Estonia since April 2014. Other stops on the Senators’ trip were Latvia, Lithuania, Ukraine, and Georgia. Ojars Eriks Kalnins, the chairman of the foreign affairs committee of the Latvian Parliament (Saeima) and a former Latvian ambassador to the US was interviewed by phone for the New York Times article. Kalnins noted that Congressional Democrats and Republicans had tried to reassure the Baltic States for months that US policy toward European security would not change. Kalnins expressed optimism, saying “Our hope is that his administration will come around to backing the ongoing policy toward NATO and the Baltics.” Interestingly, he went on to state, “I don’t think there is a plausible scenario for Russia invading the Baltics. To be honest, I’m more concerned about the fate of Ukraine.” Since the time of the Senators visit, Trump has sought to ameliorate his comments on NATO by saying in an interview with The Times of London and Bild that the alliance “is very important to me.” Duo lepores qui insequitur, neutrum capit. (Who chases two rabbits, catches neither.)

Latvia is fully blended in the mix of defense preparations with its fellow NATO Members in the Baltics to deter or fight Russia and its allies. Initiating a military build up supported by the US, the EU, and NATO, with urgency and diligence was a necessary and admirable course for the leadership in Riga to take. Since 2014, Latvia has one of the fastest growing defense budgets in the world. That growth will be sustained until 2018 and will be well over 2 percent GDP by then. Defense is a crucial issue for Latvia, however, there are other dimensions country of great importance to Latvians such as the economy. It problems require significant attention, too! The West has engaged in efforts to ensure Latvia received foreign economic assistance. It has stemmed some problem. Still, that help has essentially been a bromide for Latvia’s economic woes. Worse, it may have slowed Latvia on the road to self-directed stability. Some officials in Riga have developed a dependency on that aid, making plans around it, but not all have.

In addition to its own initiative, Latvia has been driven by the West’s friendly but insistent voice to devote so much attention, energy, and money to defense. As a result, its economy has become an ancillary story. The leadership in Riga is undoubtedly appreciative of the West’s assistance, but paramount to them, much as the leaders in any national capital, is maintaining their country’s solvency and unity. Not to be impolitic, but for Western countries working with Latvia, the true priority is their own interests. It is possible that in private, leaders in Riga might admit that they sense themselves as being confined on a path of succumbing to obligations stemming from its membership in regional military alliances. From a more extreme perspective, some leaders in Riga may want to overcome a nagging sense that Latvia has become Western powers’ “ball to play with.” Concerns among the Latvians and their Baltic neighbors over Western perceptions of them seemed to be manifested by their recent complaints over the use of the term “former Soviet republics” in the media to describe them. Riga is entitled to set its own national priorities, and with regard to security, devise its own military plans and diplomatic ones to quell both potential and real threats. That certainly does not mean leaders in Riga might have some interest in breaking away from any of its security arrangements. However, they apparently view it as reasonable to use diplomacy to search for common ground with Russia and Belarus, in tandem with their military build-up. Neither its Baltic neighbors nor other NATO members could truly welcome a decision by Latvia to take such an independent diplomatic tack. Yet, success would allow Riga to focus more on Latvia’s other problems and become less absorbed by defense. Riga has recently made diplomatic moves of some significance with Minsk and with Moscow. Non quia difficilia sunt non audemus sed quia non audemus difficilia sunt. (It is not because things are difficult that we do not dare, but because we do not dare that things are difficult.)

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The Republic of Latvia is one of the three Baltic States in Northern Europe. It is bordered by Estonia to the north, Lithuania to the south, Russia to the east, and Belarus to the southeast. Although Latvia, Estonia, and Lithuania are sovereign countries, for decades they have maintained cooperative arrangements. They are linked today. Latvia is fully blended in the mix of defense preparations with its Baltic neighbors Yet, also of great importance to Latvians are economic woes besetting their country.

Latvia in Brief

The Republic of Latvia is one of the three Baltic States in Northern Europe. It is bordered by Estonia to the north, Lithuania to the south, Russia to the east, and Belarus to the southeast. Its coastline to the west on the Baltic Sea is 531 km and forms a maritime border with Sweden. Latvia has approximately 1,957,200 inhabitants and a total territory of 64,589 km2.  Latvia was originally established as a democratic parliamentary republic in 1918 on 18 November 1918. However, its de facto independence was interrupted during World War II. In 1940, the country was forcibly incorporated into the Soviet Union, invaded and occupied by Nazi Germany in 1941, and re-occupied by the Soviets in 1944 to form the Latvian Soviet Socialist Republic for fifty years. The “Singing Revolution” that started in 1987 called for the Baltic States emancipation from Soviet rule. It ended with the Declaration on the Restoration of Independence of the Republic of Latvia on 4 May 1990, and restoring de facto independence on 21 August 1991. In Latvia, the central government in Riga, the capital, is supreme, and the administrative divisions only exercise powers delegated to them by the Central government. There are 118 administrative divisions, of which 109 are municipalities and 9 are cities.  Latvians and Livs are the indigenous people of Latvia. Latvian is the country’s official language. Despite foreign rule from the 13th to 20th centuries, the Latvian nation maintained its identity throughout the generations via the language and musical traditions. A demographic profile of Latvia provided by Index Mundi indicates Latvians comprise 61.1 percent of the population. As a consequence of the Soviet occupation,  ethnic Russians comprise 26.2 percent of the population, some of whom are non-citizens. Belarusians make up 3.5 percent of the population, Ukrainians represent 2.3 percent,   represent 2.2 percent, and Lithuanians are 1.3 percent. Remaining groups represent 3.4 percent of the population. Until World War II, Latvia had significant minorities of ethnic Germans and Jews. Latvia is historically predominantly Protestant Lutheran, except for the Latgale region in the southeast, which has historically been predominantly Roman Catholic. The Russian population has also brought a significant portion of Eastern Orthodox Christians. Latvia is a member of the EU, NATO, the UN, the Council of Europe, Organization Economic Cooperation and Development, Organization for Security and Cooperation in Europe (OSCE), and World Trade Organization (WTO), the International Monetary Fund (IMF), the Council of Baltic Sea States, Nordic Baltic Cooperation, Nordic Investment Bank. For 2014, Latvia is listed 46th on the Human Development Index and as a high income country as of January 1, 2017.

At the Foundation of Baltic Unity

Latvia, Estonia, and Lithuania are often looked upon in the West as a matched set of three countries. To an extent, they are! Although each established its sovereignty separately, the three entered into a cooperative arrangement known as the trilateral Treaty on Concord and Cooperation, signed in Geneva on September 12, 1934. Turbulent events beginning at the start of World War II had all three Baltic States initially sucked into the Soviet Union, then invaded and occupied by Nazi Germany, and finally re-occupied and reincorporated as Soviet republics. The West continued to recognize the sovereignty of the three countries. Following the collapse of the Soviet Union, the Baltic States signed the Declaration on Unity and Cooperation on May 12, 1990 in Tallinn, restoring cooperation between Lithuania, Latvia and Estonia. Pursuant to the Geneva Treaty, the Baltic Council was established in 1990. The Baltic Council of Ministers (BCM), formed at the meeting of Baltic Prime Ministers in Tallinn on June 13, 1994, established an institution of trilateral intergovernmental cooperation. There was also an Agreement on Baltic Parliamentary and Governmental cooperation signed in Tallinn on the same day. These agreements are at the foundation of what is known as Baltic unity.  When the Baltic States joined the EU and NATO, the BCM was reformed and adjusted to the changed environment. It still operates under the guidance of the Prime Ministers’ Council, and the Cooperation Council, which comprises the ministers of foreign affairs, and coordinates the activity of the Committees of Senior Officials (CSO). In accord with the Terms of Reference, the Committees of Senior Officials act in five areas of cooperation at the expert level. If necessary, Task Forces are established by the Prime Ministers’ Council. The Prime Ministers’ Council determines specific task to be performed by a Task Force within time parameters. The Secretariat arranges the activities of the BCM. The Secretariat is staffed by officers of the foreign ministries of the three Baltic States responsible for the countries cooperation. Under the initiative of the chairmanship of the BCM, the Secretariat does the preparatory work for the meetings of the Prime Ministers’ Council and Cooperation Council. The chairmanship starts at the beginning of every calendar year. The country with the chairmanship directs work done on all levels of cooperation. Perhaps 2016 was the best year for Latvia to engage in its daring and optimistic diplomacy with Belarus and Russia. Latvia held the BCM chairmanship and presided over the Baltic Assembly (BA).

The BA is an international organization established on November 8, 1991 aimed at promoting cooperation between the Baltic States’ parliaments. The BA works under a statute entered into force on October 31, 1993. The Protocol amending the Agreement on Baltic Parliamentary and Governmental Cooperation was signed on November 28, 2003 in Vilnius. The Baltic Council is an annual joint meeting held by the BCM and the BA. This meeting includes a session of the BA, a meeting between the Presidium of the BA and Cooperation Council of the BCM, and a meeting of the Cooperation Council of the BCM.  A report by the Chairman of the Cooperation Council to the BA session must be prepared on: cooperation between the Baltic States in the previous year; activities related to the resolutions adopted by the BA during the current year; and, plans for future cooperation. Although Latvia was open enough to engage in diplomatic efforts with Belarus and Russia while at the helm of the BCM and BA, its approach to those countries did not lead Estonia and Lithuania to take similar action. There was certainly no abatement of Estonia and Lithuania’s fears over Russian and Belarusian actions and intentions.

Latvia’s Poor Economy – A Special Problem

Albeit as a result of the precarious economic situation it has faced for nearly a decade, Latvia, to make use of a phrase from the Bundesliga, carries the red lantern among the Baltic States. From 1999 to 2007, Latvia had one of the highest GDP growth rates in Europe. However, the Latvian economy entered a phase of fiscal contraction during the second half of 2008 after an extended period of credit-based speculation and unrealistic appreciation in real estate values. Growth was mainly driven by growth of domestic consumption, financed by a serious increase of private debt, as well as a negative foreign trade balance. The prices of real estate, which were at some points growing by approximately 5 percent a month, were long perceived to be too high for the economy, which mainly produces low-value goods and raw materials. Ignoring recommendations from the IMF and others to break their peg to the euro and devalue the currency, the Latvians instead embarked on a brutal programme of “internal devaluation,” improving competitiveness by slashing wages and prices. After losing access to capital markets, and accepting a $10.5 billion bail-out from the IMF and the EU, the government implemented an austerity plan worth 17 percent of GDP over four years. Problems were exacerbated by the global economic crisis, shortage of credit and huge money resources used for the bailout of Parex bank. In 2008, Parex, then the second-largest bank in Latvia, was nationalized. In the end, Latvia had to take $2.35 billion in aid from the IMF for the bank’s bail out. The Latvian economy fell 18 percent in the first three months of 2009, the biggest fall in the EU.  The unemployment rate in Latvia rose sharply in this period from a low of 5.4 percent in November 2007 to over 22 percent. In April 2010, Latvia had the highest unemployment rate in the EU, at 22.5 percent. In July 2012, the IMF concluded that the First Post-Program Monitoring Discussions with the Republic of Latvia, announcing that Latvia’s economy was recovering strongly since 2010, following the deep downturn in 2008–09. However, while some in the West define Latvia as a success, others call it the best example of an apparent Western tendency to cloak disaster with positive statements. Net economic growth in Latvia had been nonexistent since 2006. Reportedly, the collapse was severe enough that Latvia still had not returned it to its pre-crisis peak of activity.  Latvia should have labeled a catastrophe. Even now, unemployment is around 9.5 percent, which is still high and real wages are about 5 percent smaller than they were back in 2007. Even more alarming for the country’s long-term economic prospects is loss of Latvia’s loss of more than 300,000 people since 2000. Its population has dropped from around 2.3 million to about 2 million. Many Latvians were prompted to seek out better opportunities in the rest of the EU due to the financial crisis.

In 2014 the GDP of Latvia was $31.3 billion and its GDP per capita was $23,500. Latvia is the 78th largest export economy in the world and the 34th most complex economy according to the Economic Complexity Index (ECI). Records indicate Latvia increased exports at an annualized rate of 12.3 percent, from $7.98 billion in 2009 to $14.3 billion in 2014. Imports stood at $17.2 billion, resulting in a negative trade balance of $2.93 billion. The top exports of Latvia are Refined Petroleum ($1.22 billion), Sawn Wood ($730 million), Crude Petroleum ($644 million), Hard Liquor ($556 million) and Broadcasting Equipment ($394 million), using the 1992 revision of the HS (Harmonized System) classification. Its top imports are Refined Petroleum ($2 billion), Broadcasting Equipment ($666 million), Petroleum Gas ($600 million), Cars ($599 million) and Packaged Medicaments ($519 million). The top export destinations of Latvia are Lithuania ($2.31 billion), Russia ($1.3 billion), Estonia ($938 million), Belarus ($854 million) and Germany ($851 million). The top import origins are Lithuania ($2.69 billion), Russia ($2.02 billion), Poland ($1.74 billion), Germany ($1.71 billion) and Estonia ($1.17 billion). The top import origins of Latvia are Lithuania ($2.69 billion), Russia ($2.02 billion), Poland ($1.74 billion), Germany ($1.71 billion) and Estonia ($1.17 billion).

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Most transit traffic in Latvia uses the ports of Riga, Liepāja, and Ventspils (above). Half the cargo is crude oil and oil products. In addition to road and railway connections, Ventspils is also linked to oil extraction fields and transportation routes of Russian Federation via a system of two pipelines. The Russian state-owned pipeline operator Transneft plans to halt oil product operations at Ventspils and Riga as of 2018. Its chief executive officer said by 2018 Russia’s cargo flow to the Baltic States will be zero.

Latvia’s transport sector is around 14 percent of GDP. Transit between Russia and Belarus is considerable. Three biggest ports of Latvia are located in Riga, Liepāja, and Ventspils. Most transit traffic uses them and half the cargo is crude oil and oil products. Ventspils is one of the busiest ports in the Baltic States. Along with its road and railway connections, Ventspils is also linked to oil extraction fields and transportation routes of Russian Federation via system of two pipelines from Polotsk, Belarus. Latvia operates Inčukalns underground gas storage facility, one of the largest underground gas storage facilities in Europe and the only one in the Baltic States. However, the future of Latvia’s transport and energy sectors appears uncertain. Riga has sought to meet EU regulations and reduce its dependence on energy supplies from Russia. However, that process has created the opportunity for Russia to essentially pull the rug from under Latvia. The Russian state-owned pipeline operator Transneft plans to halt oil product operations at Latvia’s ports of Ventspils and Riga as of 2018, and redirect volumes to the Russian Baltic Sea ports of Ust-Luga and Primorsk and the Russian Black Sea port of Novorossiisk. During a meeting with Russian Federation President Vladimir Putin, on September 13, 2015, Transneft’s chief executive officer, Nikolai Tokarev, said, “We will re-orient the cargo turnover from the Baltic ports of Ventspils, Riga to our Baltic ports–of Ust-Luga and Primorsk–as well as to Novorossiisk.” Tokarev predicted turnover at Latvia’s ports would shrink to 5 million metric tons (mt) in 2016 from 9 million mt in 2015. He further stated “By 2018 we will reduce this cargo flow to the Baltic states to zero. We will fill up our ports, because there is capacity surplus.” Transneft plans to convert some of the pipeline capacity not being used for crude to transport oil products to Primorsk and Novorossiisk.

Currently, a former crude pipeline, the Yaroslav-Kirishi 2, is being converted to carry diesel to Primorsk and is due to be operational in October. The converted pipeline, which will run along the already functioning Kstovo-Primorsk trunk, will allow Transneft to expand the capacity of the so-called North, or Sever, diesel pipeline running to the Baltic port of Primorsk to 25 million mt per year from November 2017, earlier than the previously planned 2020. Russia exports only diesel via pipeline, with currently two pipelines shipping Euro 5, or 10 parts per million (ppm) max sulfur diesel, to the Baltic ports of Primorsk and Ventspils. Gasoil continues to be shipped by rail, but Baltic ports have become an outlet for a large proportion of all ultra low sulfur diesel supply to Northwest Europe. Last October, the pipeline to Ventspils fully switched to 10 ppm diesel flows. Russian products flows through the Baltic ports – Sillamae, Klaipeda, Riga, Tallinn, had all been shrinking. Russia halted crude exports via Ventspils more than a decade ago, but continued to ship gasoil and subsequently ULSD via the pipeline to the Latvian port. However, transshipment volumes through Ventspils Nafta Terminals on the Baltic Sea have also been dwindling. Ventspils, which is majority owned by trader Vitol, handled 4.29 million mt of oil products in the first half of the year, down 27.3 percent from a year earlier. Russian pipeline volumes continued their downward trend in the first half of 2016, with LatRosTrans transporting 2.4 million mt, down from 2.98 million mt in the first half of 2015. The terminal also handles products delivered by rail from Russia and Belarus. According to traders, it is now being filled with ultra low sulfur diesel.

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Latvia’s Incukalns underground gas storage facility (above) is one the largest in Europe. It was built during the Soviet era to meet the region’s needs, including northwestern Russia. However, Incukalns entered th 2016-2017 winter season one-third empty. Total injections have dropped to 1.25 billion cubic metres (bcm) from 1.6 bcm in 2015 and 1.9 bcm in 2014. At the end of the 2016 injection season, it had 1.53 bcm of gas in storage, the lowest level since 2000. The future of Latvia’s energy sector is uncertain.

Latvia’s gas utility, Latvijas Gaze is set to transfer part of its assets – including one of Europe’s largest underground gas storage facilities, Incukalns – to Latvia’s future gas grid and storage operator Conexus Baltic Grid, ahead of a planned market liberalisation in April 2017. The current owners of Latvijas Gaze – Russia’s Gazprom, Germany’s Uniper and Latvia’s Itera Latvija – which have a combined stake of slightly over 68 percent, will have to divest shares in Conexus by the end of 2017 due to legal requirements. Latvijas Gaze’s restructuring is a part of wider gas market reforms approved by the Latvian parliament in February 2016 in an effort to meet EU regulations. and reduce dependence on energy supplies from Russia. The European infrastructure fund Marguerite, which holds a 28.97 percent stake in Latvijas Gaze, plans to stay in Conexus after the restructuring, it told Reuters in an email. The fund declined to say whether it might want to increase its stake in Conexus. The storage facility, built during the Soviet era to meet the needs of the wider region, including northwestern Russia, is entering this winter season one-third empty. Gazprom and Estonian utility Eesti Gaas have not injected any new gas at Incukalns in 2016. Total injections have dropped to 1.25 billion cubic meters (bcm) from 1.6 bcm year ago and 1.9 bcm in 2014. At the end of the injection season, which runs from April until October, it had 1.53 bcm of gas in storage, the lowest level since at least 2000. This includes 0.2 bcm of gas Gazprom injected for Russia’s needs during the previous year. Estonian customers told Latvijas Gaze they could meet their needs by direct imports from Russia, while Gazprom said it also had no need to store more gas. While the drop in injections coincides with the Latvian parliament’s decision to end Gazprom’s supply monopoly, both Latvian officials and the Russian supplier said the reasons were economic. Russia has spare capacity to deliver gas to its St Petersburg region, previously also supplied from the Latvian storage facility, as it prepares to build the Nord Stream 2 pipeline to Germany across the Baltic Sea. Ivars Scerbickis, head of Incukalns gas storage, said “Historically, Incukalns’ role has been indisputable in the region.” He went on to state, “Now it’s a challenge for us to keep it the same.”  Latvian officials hope that Gazprom will use Incukalns after market liberalisation to ensure security of supplies, especially during cold winters when demand spikes. Latvia may be hoping to acquire Finland and Poland as new customer when new gas links are built from Estonia and Lithuania by around 2020. Ibit, ibIt eo quo vis qui zonam perdidit. (The one who loses his money belt will go where you wish.)

Latvia: A Russian Military Target

Russian Federation President Vladimir Putin finds causality for the misunderstandings and crises with the West over Eastern Europe in actions taken 25 years ago with the fall of the Berlin Wall. Putin explained at the 2007 Munich Security Conference and many times since that former NATO Secretary General Manfred Wörner had guaranteed that NATO would not expand eastwards after the fall of the Wall. Moreover, he has pointed to the statements of German parliamentarian Egon Bahr who explained on June 26, 1990: “If we do not now undertake clear steps to prevent a division of Europe, this will lead to Russia’s isolation.” In a Bild interview on January 11, 2016, Putin pointed to what he described as a very concrete suggestion by Bahr on how that danger could be averted: “the USA, the Soviet Union and the concerned states themselves should redefine a zone in Central Europe that would not be accessible to NATO with its military structures.” When the Bild interviewer pointed out to Putin that under NATO’s rules and self-understanding it can accept free countries as members if they want to be members and meet certain requirements.  Putin responded, “Nowhere is it written that NATO had to accept certain countries. All that would have been required to refrain from doing so was political will. But people didn’t not want to.” Putin declared the reason for NATO’s lack of restraint was “NATO and the USA wanted complete victory over the Soviet Union. They wanted to sit on the throne in Europe alone.”

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Russian Federation President Vladimir Putin (right) and Russian Federation Defense Minister Sergei Shoigu (left). Some Western analysts conclude Russia’s centuries old habit of devouring bordering countries puts Latvia and it Baltic neighbors at risk. Others say Putin seeks hegemony over them due to his beliefs about Russian nationhood and historical destiny. Putin says NATO guaranteed Russia that it would “not expand eastward” and it is doing so knowing it “will lead to Russia’s isolation.”

However, some Russia experts do not believe that Putin is driven by the failure of the West to honor its post-Cold War commitments to Russia. Hillary Appel of Claremont McKenna College asserts that Russia has a centuries old habit of devouring for bordering countries as the Latvia, Estonia, and Lithuania  as a means of ensuring its physical control of their territory.  She explains that was Russia built its empire that way. It was a stratagem quite different from that of Britain and France, whose empires were built upon the conquest of distant, unconnected territories on other continents. Russia’s approach left it the largest country in the world geographically, even after the republics of its Soviet empire sought independence. Appel proffers that after ascending to power, Putin in words and deeds as both Prime minister and president refused to accept the further dissolution of Russian controlled territory, and through what she describes as tremendous brutality and violence in Chechnya, thwarting Chechen designs for independence.

Paul Miller of the University of Texas, explains that Putin is not driven by cold calculations of rational self-interest, because no human is. Putin believes hegemony over Russia’s near-abroad is necessary for Russian security because of his beliefs about Russian nationhood and historical destiny. Putin and his advisers are not mere nationalist. Miller believes Putin and his advisers may be driven by “peculiar form of Russian nationalism infused with religion, destiny, and messianism.” As part of that narrative, Russia is the guardian of Orthodox Christianity and has a mission to protect and expand the faith. Miller believes that a truly rational Russia would not see NATO and EU expansion as a threat, because the liberal order is open and inclusive and would actually augment Russia’s security and prosperity. If Putin and his advisers see the world through the prism of Russian religious nationalism, Miller states, “the West is inherently a threat because of its degeneracy and globalism.” Indeed, to them, Miller proffers, “NATO is not the benign guarantor of liberal order in Europe, but the hostile agent of the degenerate West and the primary obstacle to Russian greatness.” To that extent, Putin’s grand strategy, Miller says, requires breaking NATO and making the Article V mutual security guarantee meaningless.Putin has already succeeded in eroding NATO’s credibility. His last two targets, Georgia and Ukraine, were not NATO members, but in 2008 had been explicitly and publicly assured that they would be granted Membership Action Plans. By occupying those countries Putin has assured they would never join NATO in the near term as Miller asserts no country will ever join NATO while being partly occupied by Russia.

The Baltic States are NATO Members. Due to that, Miller explains that Putin would unlikely send large formations of uniformed Russian soldiers over the international border as even the most cautious NATO members will not ignore an overt conventional invasion. Miller believes Putin will instigate an ambiguous militarized crisis using deniable proxies, probably in the next two years. Miller outlined what might be observed as follows:  1) Perhaps many among the 25 percent of Latvians or Estonians who are ethnically Russian will begin rioting, protesting for their rights, claiming to be persecuted, and asking for “international protection;” 2) A suspiciously well armed and well trained “Popular Front for the Liberation of the Russian Baltics” will appear; 3) A few high-profile assassinations and bombings bring the Baltics to the edge of civil war. 4) A low-grade insurgency may emerge. 4) Russia will block all UN Security Council resolutions, but will offer its unilateral services as a peacekeeper; 5) The North Atlantic Council will meet. 6) Poland will lead the effort to invoke Article V, declare the Baltics under Russian attack, and rally collective defense against Russian aggression. 7) The Germans and French will fiercely resist. Everyone will look to the US to see which way the alliance leader tilts. 8) If the Alliance does not invoke Article V, NATO’s mutual security guarantee becomes functionally meaningless. 9) No NATO Member will put any faith in the treaty to guarantee it’s own defense against Russia in the future. Some Eastern European countries may choose to join up with Russia. 10) Others, starting with Poland, will begin arming to the teeth.

In January 2016, the Russian Defense Ministry announced the formation of a new Baltic command, which would have 60,000 troops—three motor rifle divisions—stationed near the western region of Russia, bordering Estonia, Latvia, and Lithuania. In addition, Russia is expanding its Baltic Fleet and has deployed a new generation of surface-to-air missiles into the Kaliningrad region, bordering on Poland and Lithuania. Kaliber missiles can launch nuclear warheads. The Russian warships Serpukhov and Zeleny Dol were recently added to the Baltic Fleet, armed with long-range, new-generation cruise missiles. Russia even held four days of civil defense drills, involving 40 million Russian citizens, underscoring the country’s readiness for war. The most recent maneuvers by the Baltic Fleet involved a simulated attack on US warships in the Sea.

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Many in the Baltics feel they will fall prey to the same territorial ambitions Russia displayed in Crimea in 2014. Under a new State Defense Concept, Latvia’s defense budget will be increased to 2 percent of GDP by 2018. It earmarked 20 percent of the budget for purchasing new equipment.  It also states the Armed Forces in peacetime will number 17,500 men to include: 6,500 from the professional ranks; 8,000 from the National Guard troops; and, 3,000 from the reserves.

Latvia’s Response: 2016 State Defense Concept

Many in the Baltic States feel they will be next to fall prey to Russia’s territorial ambitions, which it demonstrated by annexing Crimea in 2014. When one hears the tempest swirl, it is rational to prepare a defense against the storm. At the core of Latvia’s national security concerns is the threat from Russia. Factors influencing that perspective include Russia’s annexation of Crimea, the clandestine war in eastern Ukraine, and Moscow’s heightened military force on patrol off the coasts of the Baltics and Western Europe. Western analysts conclude the Russia’s deployment of nuclear capable Iskander missiles to its Kaliningrad province between Poland and Lithuania underscored Moscow’s efforts to intimidate the Baltics and the West. Much as all other European countries, Latvia must also devote new attention to the continuing encroachment of the ISIS threat from the Middle East. The developing security environment has driven Latvia to give greater attention to security policy and the strengthening of defense capabilities on the national and international levels. Membership in NATO and the EU play a decisive role in Latvia’s security policy, and Latvia is actively participating in these organizations as well as bilaterally with its allies in order to bolster its own security and the security of its region. In this regard, Riga accepts that it is in Latvia’s national interest to establish arrangements for a sustained NATO military presence on Latvian territory that in turn bolster both the deterrent posture and real defense of the alliance against the Russian threat. Of equal  importance is increasing the capabilities of NATO rapid reaction forces to better enable them to assist all member states in an emergency. Latvia welcomed the increase in the NATO Response Force (NRF) to 40,000 troops which are ready to respond in a few days’ time. Some 5,000 troops of the NRF serve in the Very High Readiness Joint Task Force (VJTF) which is ready respond to any Russian moves on Europe’s eastern front within hours. Latvia is one of six NATO members in which NATO Force Integration Units (NFIUs) have been established. In an emergency, these units would be instrumental in facilitating the rapid deployment of military combat forces, ensuring that they could operate effectively on Latvia’s land and sea and in the air. Additionally, the NFIUs allow regional NATO Members to implement a coordinated program for military exercises.

In addition to conventional attack, Latvia, much as Paul Miller prognosticated, might be facing foreign efforts at subversion and insurgency, characteristic of hybrid warfare. Reportedly, Russia, using hybrid warfare, has sought to destabilize governments and societies by direct means and other elements as well. Those other elements may include cyber-attacks, disinformation and propaganda campaigns, intelligence operations, the application of coercion ranging from economic pressure to the leverage using energy supplies as an instrument, the use of disguised military personnel, and the use of terrorists and armed groups as proxies for various types of attacks. Plans for Latvia’s response to both the conventional and hybrid attacks have been coalesced in a new national security strategy, the 2016 State Defense Concept. The Concept specifies eight major challenges for Latvia’s security and measures to prevent them: external challenges, foreign intelligence and special services, military threats, threats to social unity, threats to information community, economic challenges, international terrorism and cyber-terrorism. Latvia’s priorities are to reinforce its borders, to improve its refugee policy and to prevent radicalization risks. To thwart threats posed by foreign intelligence and special services, the Concept indicated that Latvia should develop its national security and counterespionage services and should undertake preventive policies. The country should also develop public mass media, reduce the influence of Russian mass media specifically, control foreign investment, and ensure stable energy supplies. Since hybrid warfare can be used independently or in tandem with conventional military attacks, Latvia actively contributes to NATO and EU efforts to seek the most effective solutions to counter hybrid threats, including in the information space.

Latvia’s defense budget will be increased to 2 percent of GDP by 2018, according to the Concept. The strategy further states that the Latvian Armed Forces in peacetime will number 17,500 men which will include 6,500 from the professional ranks, 8,000 from the National Guard troops and 3,000 from the reserves. Moreover, 20 percent of the defense budget will be earmarked for the purchase of new equipment. Priorities concerning the armed forces included the strengthening the operational capability of the Latvian Armed Forces, the further integration of the National Guard within the Armed Forces, strengthening the Special Tasks Unit–special operations forces–as well as boosting early-warning capabilities, airspace surveillance and air defense. Finally, the document emphasizes the integration and regional cooperation of the three Baltic States’ militaries. On June 16, 2016, Latvia’s Saeima approved the government’s national security strategy.

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A Latvian soldier and Estonian soldier perform check their equipment (above). The Latvian Armed Forces’ priorities include bolstering its operational capabilities, the further integration of the National Guard within the Armed Forces, strengthening the Special Tasks Unit–special operations forces–as well as boosting early-warning capabilities, airspace surveillance and air defense. Emphasis is also being placed on the integration and regional cooperation of the Baltic States’ militaries.

NATO’s Commitments to Latvia and Its Baltic Neighbors

At the Summit Meeting of NATO Heads of State and Government from July 8 to July 9 2016 in Warsaw, Poland, it was agreed that combat forces would be deployed into the three Baltic States and Poland. That force will consist of seven combat brigades, including three heavy armored brigades, backed up by air power and land fire. In February, a US battalion task force of about 900 soldiers from Viselk, Germany, accompanied by smaller United Kingdom and Romanian units, will be deployed to Orzysk, Poland. That force will be backed by United Kingdom Typhoon fighter jets, which will begin patrols over the Black Sea. They will be joined in Europe later by a brigade combat team from Fort Carson, Colorado equipped with tanks and other heavy equipment and a combat aviation brigade from Fort Drum, New York.  All of the US troops are scheduled to be in place by June 2017. The United Kingdom will send a battalion of 800 troops to Estonia. It will be supported by French and Danish troops starting from May 2017. Canada will send 450 troops to Latvia, who will joined by 140 troops from Italy. Germany has promised to send between 400 and 600 troops to Lithuania, along with forces from the Netherlands, Norway, Belgium, Croatia and Luxembourg. The deployment will cost NATO Member States $2.7 billion a year. The US Navy has deployed four Arleigh Burke class destroyers equipped with AEGIS missile defense systems to Rota, Spain. A separate land-based AEGIS system is being constructed in Romania on the Black Sea.

NATO Secretary-General Jens Stoltenberg said the troop contributions to a new 4,000-strong force in the Baltics and Eastern Europe were a measured response to what the alliance believes are some 330,000 Russian troops stationed on Russia’s western flank near Moscow. Canada’s Chief of the Defence Staff, General Jonathan Vance remarked about the deployments, “What deterrence looks like is that it raises the threshold of risk (for Russia). It may be slight, but it is definitely there.” He further explained, “You can use the term ‘tripwire’ as descriptors, but what it really does is raise that calculus of risk. Do you take any steps against a NATO nation given that the alliance has decided to put in very credible combat forces?” Commenting about the armed forces of Estonia, Latvia, and Lithuania following a visit to the Baltic States in 2016, the commander of the US Special Operations Command, US Army General Raymond Thomas stated, “They’re scared to death of Russia.” He further stated, “They are very open about that. They’re desperate for our leadership.” Hannibal ad portas! (Hannibal is at the gates!)

Former Deputy Supreme Allied Commander in Europe, United Kingdom General Sir Richard Shirreff, wrote a CNN assessment October 21, 2016, warned that if Russia puts one soldier across the borders of the Baltic States, it means war with NATO. Latvia, Estonia, and Lithuania have been members of NATO since 2004 and are therefore protected under Article V of the Washington Treaty, the founding document of NATO, which states that an attack on one is an attack on all. A Russian attack on the Baltic States puts the US at war with Russia—meaning nuclear war, because Russia integrates nuclear weapons into every aspect of its military doctrine. Shirreff stated pointedly, “And don’t think Russia would limit itself to the use of tactical nuclear weapons in Europe. Any form of nuclear release by the Russians would almost certainly precipitate nuclear retaliation by the United States.”

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Canadian Army troops (above). At the 2016 Summit Meeting of NATO Heads of State and Government, it was agreed that NATO would deploy combat forces into the three Baltic States and Poland. Canada will send 450 troops to Latvia. They will be joined by 140 Italian troops. Canada’s Chief of the Defence Staff, General Jonathan Vance said about the deployments, “What deterrence looks like is that it raises the threshold of risk (for Russia). It may be slight, but it is definitely there.”

Baltic Air Policing – “Latvia’s Air Power”

After the Baltic States joined NATO in 2004, the immediate commitment of alliance its three new members was nonstop policing of their airspace. Initially, Baltic Air Policing was conducted by NATO Member States on a three-month rotation from Lithuania’s First Air Force Base in Zokniai/Šiauliai International Airport, near the northern city of Šiauliai, and starting 2014 at the Ämari Air Base in Harju County, Estonia. Starting with the Turkish deployment, rotations changed to a four-month basis. Usual deployments consist of four fighter aircraft with between 50 and 100 support personnel. However, all member nations contribute in some form to the NATO Air policing, be it through the use of national aerial surveillance systems, air traffic management, interceptor aircraft or other air defence measures. NATO Air Policing requires making an Air Surveillance and Control System, an Air Command and Control structure and Quick Reaction Alert (Interceptor) aircraft continuously available.

Russian military aircraft near the Baltic Sea were intercepted by NATO jets 110 times in 2016. According to NATO, that number was lower than the 160 intercepts recorded in 2015 and the 140 in 2014. However, this greatly exceeds the number of aerial encounters above the Baltic Sea before Russia’s annexation of Crimea in 2014; in 2013, NATO fighter jets intercepted Russian aircraft 43 times. Belgian Air Force Major General Thierry Dupont, commander of NATO’s Combined Air Operations Center, says that the number of intercepts has increased since 2014 because Russia is flying more aircraft in Baltic airspace, but also because the alliance has increased its air policing capabilities. The vast majority of the interceptions were made before any incursion into sovereign allied airspace, although over the last 12 months Estonia has reported at least six airspace violations by Russian jets. Moscow has denied the accusations. Dupont told Newsweek, “One of NATO’s roles is to preserve the integrity of the Allies’ airspace,” He further stated, “Missions like the Baltic Air Policing demonstrate NATO’s resolve and capability to ensure protection across Allies’ airspace, including those Allies that do not have their own Air Policing assets.”

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Two German Typhoon fighters performing Baltic Air Policing duties (above). When the Baltic States joined NATO in 2004, the alliance’s first visible commitment to them was policing their airspace. Belgian Air Force Major General Thierry Dupont, commander of NATO’s Combined Air Operations Center, stated: “Missions like the Baltic Air Policing demonstrate NATO’s resolve and capability to ensure protection across Allies’ airspace, including those Allies that do not have their own Air Policing assets.”

In War as I Knew It, US Army General George Patton explained, “We should not plan and then try to make circumstances fit those plans. Instead we should make plans to fit the circumstances.” Despite the Baltic Air Policing and beefed-up ground deployments opposites Russian forces in the Baltics and elsewhere, there are many Western defense analysts who believe that the NATO response is too weak, and, as the result, is an invitation for Russia to take aggressive action. Upon hearing that, some officials in Riga might begin to consider what can really been gained by its robust military build-up. In his assessment for CNN, Shirreff called for a much larger NATO deployment into the Baltics and Eastern Europe, one that would represent a credible deterrent, rather than a token force that could be over-run within hours. The Supreme Allied Commander in Europe, US Army General Curtis Scaparrotti has agreed with Shirreff, but has not specified the force size and composition required to provide a credible deterrent.

A RAND Corporation study prepared for US Department of Defense centered on several tabletop war games, based on the Russian deployments into the Crimea. The war games were played by US military officers and civilian officials over several months between 2014-2015. The game ended with a disastrous defeat for NATO in a matter of days. The study found that NATO forces being deployed to the Baltics, were small. Those forces lacked the vehicles and firepower to take on the Russian juggernaut of heavy tanks and mechanized vehicles opposite them. It indicated that NATO ground troops lacked anti-aircraft artillery to fend off Russian warplanes in a wartime scenario. According to the study, “By and large, NATO’s infantry found themselves unable even to retreat successfully and were destroyed in place.” Regarding US and allied air power, despite its ability to strike in depth against advancing Russian forces, destroying many in place and disrupting and delaying the attacks of others, US and allied air commanders would need to limit the number of aircraft dedicated to that mission and deploy them to negating the capabilities of Russia’s air defenses and provide air cover against Russian air attacks on rear areas. It was accepted that Russian forces would be able to smash through NATO defenses and drive on to Riga or Tallinn within 36 to 60 hours. The RAND study assessed that US and its allies would be left with three equally unpalatable options. NATO could launch a prolonged counter-offensive to take back the Baltic capitals; NATO could threaten Moscow with direct attack; or NATO could accept the outcome of the Russian lightning strikes and devise a long-term counter-strategy. The RAND study concluded that options one and two would lead to nuclear war; option three would result in a new Cold War that could eventually go hot. In discussing a possible way forward, the RAND study indicated that through “due diligence” and bolstering its defenses, NATO would send “a message to Moscow of serious commitment and one of reassurance to all NATO members and to all US allies and partners worldwide.” Esse quam videri. (To be rather than to seem.)

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A RAND study assessed that Russian Federation forces could smash through NATO defenses and drive on targets such as Riga or Tallinn within 36 to 60 hours, leaving the US and NATO Allies with three equally unpalatable options. NATO could launch a prolonged counter-offensive to take back the Baltic capitals; NATO could threaten Moscow with direct attack; or NATO could accept the outcome of the Russian strikes and devise a long-term counter-strategy.

Has Latvia Found a Self-Directed Path?

Animus in consulendo liber. (Free spirit to decide.) When he told the New York Times, “I don’t think there is a plausible scenario for Russia invading the Baltics,” Kalnins revealed much. Latvia serves as an element of what is essentially a militarized buffer between the West and possible aggression from the east.  However, Riga may want to dial down from the hardline stance it has been taking and no longer be almost singularly engrossed in military affairs. Regarding diplomacy, the most important mission of Latvian diplomats has been creating arrangements for a long-term NATO military presence in Latvia as a defense against any threats to its territory and bolster alliance defenses from the east as well. Apparently, Latvia’s leaders would like to use diplomacy to enhance established bilateral ties with Belarus and Russia. Before diplomatic efforts of this type actually began with Belarus, and to some degree with Russia, the Latvian Ministry of Defense publicly indicated that it would not exclude engaging in dialogue in order to promote trust between two countries.  Moreover, Riga seemed to hope delicate and simple talks with Belarus and Russia could have some palliative effect and convince them that Latvia and the other Baltic States pose no threat to their interests. Riga would certainly like for them to be assured that Latvia would not provide an prospective avenue upon which the West would invade Russia. An invasion from its direction was among attacks prognosticated by the Russian Federation General Staff in their Plan of Defense of the Russian Federation.

During an official visit to Latvia by the Belarusian Minister of Defense, Lieutenant General Andrei Ravkov on December 5 to December 6, 2016, Latvia and Belarus signed an agreement on defense cooperation. Prior to the meeting, Latvian Defense Ministry announced that the text of the agreement that involved Latvia and Belarus would not be released, a standard practice. However, it was also indicated before the meeting that the agreement would concern defense cooperation between the Latvian Ministry of Defense and the Belarus Ministry of Defense. The goal would be to promote cooperation between both countries in the fields of international security and defense policy, airspace surveillance, arms control, NATO’s Partnership for Peace program activities, military medicine, as well as environmental protection, cultural and sports activities in the armed forces. Ravkov’s visit also included congenial meetings between Latvian Minister of Defense Raimonds Bergmanis and Minister of Foreign Affairs Edgars Rinkevics. The parties discussed a wide range of issues, including bilateral military cooperation. The Belarusian delegation also visited a school in the city of Cesis that trains instructors for the National Armed Forces of Latvia. While the two countries have enjoyed what the Latvian Defense Ministry described as “fruitful cooperation” since 2004, to include a series of exchange visits and inspections taking place on both sides of the border, the signing of the agreement represents the creation of a new dimension of that relationship.

Wary officials among Latvia’s Baltic neighbors and other NATO allies might be that the willingness of Belarus to engage bilaterally with Latvia was based on a hope that it could poach Latvia from the West’s reserve. However, there is no apparent leverage Belarus could use to pry Latvia from the BCM, EU, NATO, or any other Western based organizations. There should also be little fear that Latvia officials and experts might be contaminated from contact with their Belarusian counterparts. The willingness of Belarus to talk is more likely part of an effort by Belarusian President Alexander Lukashenko to intensify fence mending efforts with the West. He managed to grab the attention of EU leaders in a positive way when he decided to free a number of political prisoners and host multiparty mediations in Minsk for the cease-fire in neighboring Ukraine. As of late, Belarusian diplomats have been pouring considerable energy in enhancing their country’s relations with the West, hoping to capitalize on Belarus’ newfound importance for regional stability. Suspicious officials among Latvia’s Baltic neighbors and other NATO allies might be that the willingness of Belarus to engage bilaterally with Latvia was based on a hope that it could pry from the West’s hand. However, it may be part of an effort by Belarusian President Alexander Lukashenko to mend fences with the West. He managed to grab the attention of EU leaders in a positive way when he decided to free a number of political prisoners and host multiparty mediations in Minsk for the cease-fire in neighboring Ukraine. As of late, Belarusian diplomats have been pouring considerable energy in enhancing their country’s relations with the West, hoping to capitalize on Belarus’ newfound importance for regional stability. Lukashenko’s current perspective of the EU appears to be reflected in his statements in favor of dialogue with it.  On March 5, 2016, Lukashenko explained: “The Europeans . . . are ready to cooperate with us, including for the sake of security in Europe. We say to them that we’re always open to [talking].”

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From December 5 to December 6, 2016, Belarusian Minister of Defense, Lieutenant General Andrei Ravkov made an official visit to Latvia. The visit included congenial meetings between Latvian Minister of Defense Raimonds Bergmanis and Minister of Foreign Affairs Edgars Rinkevics. Before Ravkov left, Latvia and Belarus signed an agreement on defense cooperation.

Regarding Russia, the Latvian Ministry of Defense said on December 8, 2016, its officials met with high-level Russian Federation Ministry of Defense officials to talks in Riga. The meeting’s purpose was to discuss what the Latvian Ministry of Defense said were “serious questions about the intentions of the neighboring country, including large-scale training on the Latvian border.” The original invitation for talks came from Russia.  In it, Latvian officials to go to Moscow to discuss regional security. Russia sent it to Latvia via its military attache in Riga on August 2016. Riga responded by sending a reply requesting that the Russians visit Riga for talks and using the same Russian Federation military attaché as a point of contact. In a statement issued on November 22, 2016, the Latvian Ministry of Defense explained, “Latvia has consistently pointed to the fact that Russian military activity in the border area, including the development of military infrastructure, raises serious questions about the intentions of the neighboring country. Moreover, Russia conducts military exercises without telling its neighbors about their time and place. Therefore, the meeting would aim to achieve greater transparency from the neighboring country’s side.” The meeting’s genesis was an invitation for talks from Russia in August 2016.  In it, Latvian officials were asked to come to Moscow to discuss regional security. Russia sent the invite to Latvia through its military attaché in Riga. Latvia responded by sending a reply requesting that the Russians visit Riga for talks and using the same Russian Federation military attaché as a point of contact. According to a press release from the Latvian Ministry of Defense, “During the discussions, the parties exchanged views on the security situation in the border area. The Latvian side emphasized that Russian military activities, including large-scale military exercises, development of military infrastructure and the creation of new military units raise concerns about Russia’s intentions and long-term ambitions in the region.” It went on to state, “Also the Latvian side emphasized that most of Russia’s advanced capabilities and large-scale training Latvian border are geared towards attack rather than defense. The released further proffered, “Considering also unfriendly and sometimes hostile rhetoric with regard to Latvia, it creates the need for Latvia to seek additional security guarantees and to step up cooperation with its allies in response to Russian military activities. Taking into account developments in the last year, the Latvian side at the meeting asked for an explanation for the scale of military activities and offered ways to reduce tensions.”

With the aim of promoting mutual openness and trust in military matters, a press release from the Latvian Ministry of Defense stated “the Latvian side offered in addition to the existing provisions of arms control, resulting from the OSCE’s Vienna Document, one further arms control evaluation visit and one inspection of Latvian-Russian border areas . . . .” Latvia also reportedly called upon Russia “to declare its readiness for greater transparency in military activities, not only in words but also in deeds.” There was no mention of what such “deeds” might be. The Russian Federation Ministry of Defense announced that there was a meeting of Defense experts in Riga on December 8th but it did not elaborate on the substance of the talks. While immediate gains of the meeting with Russian Federation Ministry of Defense officials were small relative to the product of the recent meetings and agreement with Belarusian Ministry of Defense officials, its importance must be measured by the fact that formal military cooperation between Russia and Latvia had been suspended since Russia’s 2014 action in Crimea. Officials agreed to continue the dialogue between defense ministry experts of both countries.

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Latvia (shaded gold) and its neighbors. The Latvian Ministry of Defense said on December 8, 2016, its officials met with high-level Russian Federation Ministry of Defense officials to talks in Riga. The meeting’s aim was to discuss what the Latvian Ministry of Defense said were “serious questions about the intentions of the neighboring country, including large-scale training on the Latvian border.” Russia announced defense experts met in Riga but gave no details on their talks.

The Way Forward

Threat identification and threat inflation are key elements in international affairs. As a result, over the last several decades, alarmism has been prominent in thinking about international security. However, deciding whether a threat is truly urgent and important is difficult, and has potential pitfalls. John Mueller of the CATO Institute explained that alarmism, when successfully generated, very frequently leads to two responses that are serially connected and often prove to be unwise, even dangerous. First, a threatening event is treated not as an aberration, but rather as a harbinger indicating that things have suddenly become much more dangerous, will remain so, and will become worse — an exercise that might be called “massive extrapolation.” Second, there is a tendency to lash out at the threat and to overspend to deal with it without much thought about alternative policies including ones that might advocate simply letting it be. Many in the Baltic States feel that they may fall prey to Russia’s territorial ambitions. The threat that Russia poses to the Baltic States is authentic, and when one hears the tempest swirl, it is rational to prepare a defense against the storm. Clearly, Riga believes that there are options other than simply preparing for all out war or appeasement, particularly given its economic circumstances. Stating that Latvia has the right decide how to proceed with its foreign and defense policy as well as its economic development may seem analogous to lending light to the sun. Still, while Riga has the freedom to act as it chooses, it may have felt, and may still feel, a bit constrained about moving confidently toward overtures and bilateral talks. In an apparent effort to show deference to those partners, it has moved in that direction at a deliberate pace. Talks and agreements may appear to some friends and foes alike as cracks in shield against potential Russian aggression. However, nothing that Latvian officials have ever said would lead anyone to think Riga would accept what might be called poor Russian behavior.

The renowned 19th century Prussian statesman, Otto von Bismarck has been quoted as saying: “A conquering army on the border will not be stopped by eloquence.” The renowned US conservative commentator and author, William F. Buckley, Jr. warned against the devilish conceit that peace might issue from concordance with evil.  While attending day school in London, Buckley coincidently passed through the airfield at Heston Aerodrome on the rainy evening of September 30, 1938 and saw United Kingdom Prime Minister Neville Chamberlain wave a piece of paper announcing “Peace in our time.” It is uncertain what Latvia’s latest exercise of free its will–diplomacy with Belarus and Russia–might look like in the end. There is the chance that an enterprise of this type, undertaken by Riga could collapse in a big heap. Perhaps nothing will change. Yet, Riga might just get its diplomatic effort with Belarus and Russia just right. Right actions tend to make for good deeds. The on-going enterprise holds out the promise of great rewards. Faber est suae quisque fortunae. (Every man is the artisan of his own fortune.)

Belarus Allows Small Demonstrations Outside KGB Headquarters: As Belarus Curries Favor with the West, Can It Help Russia, Too?

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Russian Federation President Vladimir Putin (left) with Belarusian President Alexander Lukashenko (right). Putin wants to keep the Republic of Belarus within his country’s sphere of influence. Yet, due to regional security concerns, Belarus has gained new importance in the West. Lukashenko, once called Europe’s last dictator, is being approached by the EU and US. He has responded by trying to strengthen ties with them. Some Western analysts conclude Putin will not react well to this development. However, Belarus’s ties to the EU could actually enable its ally Russia to circumvent sanctions through a creative trade arrangement.

According to an October 29, 2016 article in the New York Times entitled, “Belarus Allows Small Demonstrations Outside KGB Headquarters,” dozens of demonstrators held a gathering in front of the headquarters building of Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB in Minsk to commemorate the 1937 execution of over 100 members of the Belarusian intelligentsia under the orders of the General Secretary of the Central Committee of the Soviet Union Josef Stalin. The demonstrators also protested continuing repression in Belarus.  The demonstration was not authorized, however the police did not interfere. The annual commemoration provides the Belarusian public a rare opportunity to show disapproval for the government led by President Alexander Lukashenko. Nikolai Statkevich ran against Lukashenko in the 2010 Belarusian Presidential Election and was imprisoned for five years afterward. The New York Times article quoted him as stating: The fear of repression haunts Belarus as before. Today’s authorities are ideological heirs of those times.”

The EU and US now seem to be approaching Lukashenko with outstretched arms. Lukashenko, once the target of profound obloquy in the West and whose government was called “Europe’s last dictatorship” in 2005 by then US Secretary of State Condoleezza Rice, is now covered with good words to the extent that his past iron fisted actions have nearly been cloaked. Belarus, in response to EU and US overtures, has engaged in a vigorous effort to curry favor and strengthen ties with them. The question of whether Lukashenko can genuinely recurvate westward after being oriented so long toward Russia has been responded to by some EU leaders with rather Delphine statements.

Putin wants Belarus to remain in Russia’s sphere of influence. He wants to keep Belarus in the Central Security Treaty Organization (CSTO) and in the Eurasian Economic Union (EEU). Some Western foreign and defense policy analysts would quickly point out that Lukashenko has never been disposed to completely subordinating the interests of Belarus to that of Russia, or of the West for that matter. Pedictably, those Western analysts have concluded Putin, their bête noire, likely perceives Lukashenko as being disloyal, and suggest that he could react aggressively. Such analyses simply signal a fear of Russian military power. They also signal a fear that when the interests of any country in Russia’s sphere of interest is detectably at odds with those of the Kremlin, a “second Crimea” may be in the making. Crimea happened. Putin acted aggressively. However, Crimea should not be the baseline to gauge Putin’s thinking and actions going forward. Putin does not act impulsively; he acts with purpose. He can well-distinguish between what he wants for the moment and what he wants most. Putin does not want to have Russia defined as a rogue country with a military that is nothing more than an army of conquest. Having built solid relations with Minsk, especially with regard to security, for over a score of years, it is hard to imagine Moscow attempting to militarily intimidate or actually attack Belarus over its contacts with the EU. Extrapolations perpetuating such notions are counterintuitive. In fact, Putin has hardly reacted. He may very well recognize some potential in his ally’s new EU contacts for Russia to circumvent economic sanctions via a creative trade arrangement.

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Belarus is a 207,600 square kilometer, landlocked country, bordered by the Russian Federation to the northeast, Ukraine to the south, Poland to the west, and Lithuania and Latvia to the northwest. When Putin took office, he viewed Russia’s relations with Belarus as unsatisfactory and improved them. Belarus’s strategic importance to Russia increased following regional events such as NATO’s creep into the post-Soviet space, and the “Color Revolutions.” Belarus and Russia have had a few political and economic rows. Still, the two countries are staunch allies.

Belarus: In Brief

The Republic of Belarus is a 207,600 square kilometer, landlocked country, bordered by the Russian Federation to the northeast, Ukraine to the south, Poland to the west, and Lithuania and Latvia to the northwest. Its capital is Minsk. While the borders of Belarus were set at the end of World War II, they were shaped mostly when some territory of the Second Polish Republic was reintegrated into them after the Soviet invasion of Poland in 1939. During World War II, Belarus lost about a third of its population and more than half of its economic resources. The Soviet Union redeveloped the republic in the post-war years. On July 27, 1990, the Parliament of the Belarus declared the republic’s sovereignty, and on August 25, 1991, during the collapse of the Soviet Union, Belarus declared itself an independent country. Since 1994, Alexander Lukashenko has served as the President of Belarus. His leadership was widely criticized in the West. Lukashenko perpetuated a number of Soviet-era policies, to include state ownership of large sections of the economy. For years, political opposition was violently suppressed. Elections in Belarus were declared rigged by the international community.  The country’s rating under The Economist’s Intelligence Unit’s Democracy Index was the lowest in Europe until 2014. Freedom House assessed Belarus under Lukashenko as “not free.”  It was labelled “repressed” in the Heritage Foundation’s Index of Economic Freedom. In the Press Freedom Index for 2016 of Reporters Without Borders, it was ranked 157th out of 180 countries.

Belarus’s Ties to Russia

After the Soviet Union collapsed, the newly formed Russian Federation tried to control the post-Soviet space by creating the Commonwealth of Independent States (CIS) on December 8, 1991. However, Belarus, much as other republics in the CIS, began drifting away from Russia, which at that time was attempting to cultivate Western relations and save its broken economy. In the early 1990s, Russian Federation President Boris Yeltsin was concerned that his country’s involvement with Belarus might put its bridge building efforts with the West at risk. Yet, while Russia was fixed on improving relations, Western capitals discerned Russia’s inability to act effectively. NATO began to expand east. Stung and threatened by what he perceived as an effort by the West to isolate it from the European environment by grabbing up Central and Eastern European countries and former Soviet republics, Yeltsin sought to improve ties with Belarus. Relations between the two countries became so congenial that in the mid-1990s, following Lukashenko’s rise to power, Yeltsin concluded Belarus would be an ideal candidate for integration with Russia. After signing the Treaty of Friendship, Good-Neighborliness and Cooperation with Belarus, Yeltsin declared that “the two nations [had] shared a common historical experience over many centuries.” That, he explained, “created the basis for signing the treaty and other documents on deeper integration of our two countries. Among all CIS countries, Belarus has the greatest rights to such a relationship due to its geographical location, its contacts with Russia, our friendship and the progress of its reforms.” One year after April 2, 1996 when the integration process was launched, the Union of Belarus and Russia was established. It culminated with the founding of the Union State between Belarus and Russia on December 8, 1999. When Putin took office, he determined that the status of the relations with Belarus was unsatisfactory and criticized the Union State Treaty. He sought to put real content into it. He formulated a policy genuinely directed at realizing unification. His proposal was to complete unification either in a federation model which meant that Belarus would join the Russian Federation, or build a union which is similar to the EU. However, Belarus rejected those approaches and there was no change. Still, Putin did not abandon the idea of unification completely. The next goal became integration. The strategic importance of Belarus to Putin increased as a result of international events, to include. NATO’s activity in the post-Soviet space; the decision of many Eastern European countries to orient westward; a US plan to deploy a missile defense system in Poland or the Czech Republic; and, the “Color Revolutions.”

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Russia’s share of Belarus’s international trade is 48 percent. In 2015, $17.1 billion in Russian exports went to Belarus. More than half of Belarus’s purchases from Russia are in crude oil alone–reportedly $9 billion in 2015. Disagreements over profits and payments from the energy trade led to the Gas Wars of 2004, 2007, and 2010. In the 2010 row, Russian Federation Prime Minister Dimitry Medvedev and Russian energy giant Gazprom claimed Belarus owed Russia $200 million in gas arrears for that year. Belarus demanded transit fees owed by Russia. The matter was resolved and went away.

Considering that integration with Belarus would be costly, it is reported that Moscow sought to maximize gains from it. Its goals became to reduce the economic burden which Belarus laid on its economy, and to take over Belarus’s energy transit infrastructure. That tack spurred many of the political and economic rows. Among those conflicts was a disagreement that arose when Lukashenko accused Russia of offering a $500 million loan to Minsk on the condition that it recognized Abkhazia and South Ossetia. Lukashenko angrily retorted that the position of Belarus was not for sale. Regarding the close military cooperation between Belarus and Russia, Lukashenko compared Belarus’s population of 10 million people as a human shield for Russia against the West. That service, he said, “was not free.” The Milk War erupted in July 2009 when Russia banned all dairy imports from Belarus, explaining that they did not comply with new regulations. Belarus accused Russia of using the ban for political reasons, but Russia denied that. In a statement presented by his press service, Lukashenko lashed out, stating: “Economy serves as the basis for our common security. But if Belarus’s closest CSTO ally is trying . . . to destroy this basis and de facto put the Belarusians on their knees, how can one talk about consolidating collective security in the CSTO space?” Lukashenko acted by refusing to attend the 2009 CSTO summit in Moscow. The CSTO, Putin’s counterweight to NATO, groups Russia, Belarus, Armenia, Kazakhstan, Uzbekistan, Tajikistan and Kyrgyzstan in a security arrangement. Shortly afterward, Russia lifted the ban and Belarus resumed importing of dairy products to Russia. Additionally, there were the Gas Wars of 2004, 2007, and 2010. In the 2010 Gas War, a dispute arose over a claim by Russian Federation Prime Minister Dimitry Medvedev and Russian energy giant Gazprom claimed that Belarus owed $200 million in Russia gas arrears for supplies it had used that year. Belarus then demanded transit fees owed by Russia. A resolution was found and the matter quietly went away.

The EEU is an economic integration bloc of post-Soviet republics. It succeeded the erstwhile Customs Union of Russia, Belarus and Kazakhstan in January 2015. Armenia and Kyrgyzstan joined the EEU later that year. The bloc coordinates policies of its member states in key industries. In that spirit of coordination, the argument between Belarus and Russia over the price of natural gas was resolved, although the two sides have apparently not yet reached a consensus on the scale of the price discount (if any) or the mechanism of its delivery to Belarus. Russia’s share of Belarus’s international trade is 48 percent. In 2015, $17.1 billion in Russian exports went to Belarus. More than half of its purchases from Russia are in crude oil alone–reportedly $9 billion in 2015. Of Belarus’s overall exports, 39 percent is directed to Russia. Those imports from Belarus totaled only $10.4 billion. For the most part it sells Russia value-added goods in return. Aside from trucks and industrial machines, Belarus sells processed foods. A network of Belarusian grocery stores operates in major Russian cities.

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Above is an assembly line at the Minsk Motor Plant. Nearly a third of Belarus’s overall trade is with its second largest trading partner, the EU. Belarusian exports to the EU are dominated by mineral fuels. Chemicals, agricultural products, machinery and textiles form a much lower share. While the EU has withdrawn trade preferences for Belarus, the potential to greatly expand trade exists.

The Strong Military Linkage Between Belarus and Russia

Although there have been some setbacks in the political and economic integration of Belarus and Russia, the military-integration process between them has been successful. Cooperation with Belarus fits snuggly within Putin’s vision for geopolitical order in the post–Cold War world. Putin has never accepted the expansion of the EU and NATO into Central and Eastern Europe. It was practically guaranteed that Putin would push back against what he might call an intrusion into Russia’s near abroad. The near abroad is what Moscow refers to as the territory surrounding Russia’s borders. The term was reportedly popularized by former Russian Federation Foreign Minister Andrey Kozyrev in the early 1990s. For centuries, Russia has sought to ensure its physical security through its control over neighboring territory. For Putin, the term represents a concept akin to the Monroe Doctrine.

On February 14, 2013 at a conference entitled “Russia’s Military Security in the 21st Century,” the Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov, provided a glimpse of Russia’s official assessment of future wars it may face as outlined in the top secret Plan of Defense of the Russian Federation. The impact of Putin’s thinking on the Western threat to Russia is apparent. The Russian Federation General Staff believes future conflicts will be “Resource Wars.” Indeed, they conclude the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause their prices to steeply rise. Russia’s senior military leaders believe outside powers, primarily the US and its allies, may invade their country from several directions to physically grab territory and its resources. The Kremlin has accepted the threat assessment of the the Russian Federation General Staff. Putin signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The plan guided Russia’s defense spending in 2016 which exceeded 6 percent of Russia’s GDP, along with national security and federal law enforcement budgets totaling an additional 3 percent. The plan guided the Russian military build-up in the Arctic, the Pacific, the Baltic, in Crimea and on the Ukrainian border. The Syria expedition is also part of that picture. To rehearse the defense against the West, Russian Federation Defense Minister, General of the Army Sergei Shoigu, announced massive strategic military exercises Zapad 2017, scheduled to take place in September 2017. He said that the joint exercise, which would include Russian and Belarusian forces, will be the “main military event of 2017.” Further, the two countries armed forces will cooperate in over 130 events and measures. Shoigu explained: “The US and NATO are actively increasing their offensive potential, building new bases and developing military infrastructure, undermining international stability, and attempting to impose their will by economic sanctions and use of military force. A propaganda information war is raging.” Shoigu further stated that Russian borders were being threatened and adequate defensive measures are being taken.

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Belarus (shaded in green), Russia (shaded in violet), and their neighbors. Providing a glimpse of the top secret Plan of Defense of the Russian Federation, on February 14, 2013, the Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov, explained the depletion of oil, gas and other natural resources will become an ultimate world crisis by 2030. Russia’s senior military leaders believe outside powers, primarily the US and its allies, may invade Russia from several directions to grab its land and resources. Lukashenko insists that Belarus will remain part of Russia’s defense.

Ubi concordia, ibi victoria! (Where there is unity, there is victory.) To a great degree, Russian and Belarusian regional security approaches have been harmonized. Lukashenko has pledged that Belarus will be an integral part of the Russian Federation’s defense. Indeed, he has gone as far as to say that the army of Belarus, the modernization of which was nearly completed, was ready to defend Russia’s western border. According to RIA Novosti, Lukashenko declared: “We, together with the Russian people, the Russians, will defend our common homeland in the highly important for Russian western direction. We will be dying in this direction to defend Belarus and Russia.” Lukashenko has referred to the Belarus population as 10 million human shields in the defense of Russia. Lukashenko further stated that the Belarusian Army will be able to show resistance to any aggressor.  Prior to those statements, Lukashenko told the Belarus Parliament that he would not allow the country’s opposition to depict Russia in the image of an enemy. Lukashenko declared to the Belarus Parliament: “The Russians are our brothers, with whom we have been living for a very long time.”

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Putin (right) and Russian Federation Defense Minister General of the Army Sergei Shoigu (left). Putin signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The plan guided Russia’s defense spending in 2016 which exceeded 6 percent of Russia’s GDP, along with national security and federal law enforcement budgets totaling an additional 3 percent. The plan guided the Russian military build-up in the Arctic, the Pacific, the Baltic, in Crimea and on the Ukrainian border. The Syria expedition is also part of that picture. Shoigu announced that massive military exercises would be held by Russia and Belarus in 2017 to rehearse their joint defense against the West.

A New Military Doctrine for Belarus

Following deliberations in the Belarusian Parliament, Lukashenko signed a new edition of the country’s military doctrine into law. While the doctrine, updated for the first time since 2002, does not directly identify the countries which serve as a threat to Belarus, it is hinted in no uncertain terms that NATO is its most likely adversary. Indeed, according to Paragraph 11.3 of the doctrine, direct military threats to Belarus include “the expansion (or creation) of military-political alliances in the European region in which the Republic of Belarus is not included,” and attempts by such alliances to carry out “global functions.” Meanwhile, Paragraph 11.4 alludes to the threat posed by “the strengthening of the offensive capabilities of states (or coalitions of states), including the unilateral establishment of strategic missile defense systems, precision-guided weaponry equipped with non-nuclear warheads for attacks against the military forces and infrastructure of the Republic of Belarus,” and other measures “leading to a disruption of the existing balance of forces, as well as the building up of military infrastructure by states bordering Belarus.” There is an emphasis on the dangers of “missile defense” and cruise missiles disrupting the existing balance of forces in the region. (The new doctrine surely refers to NATO and the ongoing buildup of its’ forces in Eastern Europe, including US missile defense system deployed in Romania and Poland.) In addition to direct military threats, the new Belarusian military doctrine discusses military-political, military-strategic and military-economic threats to the country. When presenting an earlier draft of the doctrine for parliamentary deliberation, Belarusian Defense Minister Lieutenant General Andrei Ravkov explained that “a particular emphasis was placed on the negative trends associated with the development of the concept of ‘Color Revolutions,’ and mechanisms aimed at changing the constitutional order and violating state’s territorial integrity by provoking internal armed conflicts.” Those mechanisms would include the use of private military forces, and “hybrid warfare.”

Months before the new doctrine’s promulgation, Lukashenko, while discussing priorities for the armed forces on October 31, 2015, directed his government to focus on developing special operation forces, rapid response forces, intelligence and control systems. Those military elements are best equipped to defeat intelligence-gathering efforts of adversaries and fight diversionary groups and illegal armed formations both in urban areas as well as the countryside. Minsk harbors suspicions that an effort might be afoot to topple Lukashenko. It views Ukraine, not Russia, as a possible hybrid warfare threat.

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Belarusian troops (above). Following deliberations in Parliament, Lukashenko signed Belarus’s new military doctrine into law. The doctrine, updated for the first time since 2002, does not directly identify the countries which serve as a threat to Belarus, but it is apparent that NATO is deemed the greatest military threat. Accordingly, Lukashenko declared: “We, together with the Russian people, the Russians, will defend our common homeland in the highly important for Russia western direction. We will be dying in this direction to defend Belarus and Russia.”

A New Military Doctrine for Belarus

Following deliberations in the Belarusian Parliament, Lukashenko signed a new edition of the country’s military doctrine. While the doctrine, updated for the first time since 2002, does not directly identify the countries which serve as a threat to Belarus, it is hinted in no uncertain terms that NATO is its most likely adversary. Indeed, according to Paragraph 11.3 of the doctrine, direct military threats to Belarus include “the expansion (or creation) of military-political alliances in the European region in which the Republic of Belarus is not included,” and attempts by such alliances to carry out “global functions.” Meanwhile, Paragraph 11.4 alludes to the threat posed by “the strengthening of the offensive capabilities of states (or coalitions of states), including the unilateral establishment of strategic missile defense systems, precision-guided weaponry equipped with non-nuclear warheads for attacks against the military forces and infrastructure of the Republic of Belarus,” and other measures “leading to a disruption of the existing balance of forces, as well as the building up of military infrastructure by states bordering Belarus.” There is an emphasis on the dangers of “missile defense” and cruise missiles disrupting the existing balance of forces in the region. (The new doctrine surely refers to NATO and the ongoing buildup of its’ forces in Eastern Europe, including US missile defense system deployed in Romania and Poland.) In addition to direct military threats, the new Belarusian military doctrine discusses military-political, military-strategic and military-economic threats to the country. When presenting an earlier draft of the doctrine for parliamentary deliberation, Belarusian Defense Minister Lieutenant General Andrei Ravkov explained that “a particular emphasis was placed on the negative trends associated with the development of the concept of ‘Color Revolutions,’ and mechanisms aimed at changing the constitutional order and violating state’s territorial integrity by provoking internal armed conflicts.” Those mechanisms would include the use of private military forces, and “hybrid warfare.”

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Belarusian special forces in training (above). In the new Belarusian military doctrine, emphasis is placed on trends associated with the development of the concept of “Color Revolutions,” and methods aimed at provoking internal conflicts to destabilize the country and violate its territorial integrity. A year ahead of the doctrine’s promulgation, Lukashenko directed his government to further develop special operation forces, rapid response forces, intelligence and control systems: elements best equipped to defeat intelligence-gathering and fight diversionary groups and illegal armed formations.

Months before the new doctrine’s promulgation, Lukashenko, while discussing priorities for the armed forces on October 31, 2015, directed his government to focus on developing special operation forces, rapid response forces, intelligence and control systems. Those military elements are best equipped to defeat intelligence-gathering efforts of adversaries and fight diversionary groups and illegal armed formations both in urban areas as well as the countryside. Minsk harbors suspicions that an effort might be afoot to topple Lukashenko. Officials there view Ukraine, not Russia, as a possible hybrid warfare threat.

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The EU welcomed Lukashenko’s desire to have Belarus play a constructive role in the region by hosting four-party peace negotiations on Ukraine, as well as his decision to maintain political distance from Russia over Georgia, Ukraine and Turkey. The EU called for further human-rights advances by Lukashenko. EU ministers have encouraged Belarus to develop a “vibrant civil society” with more freedom for the media. They have held out the prospect of more trade, economic aid and fast-tracked visas for Belarusians traveling to the EU. Still, many wonder if Lukashenko’s efforts are authentic.

Minsk and Brussels: A Rapprochement?

Some experts have said that it was Lukashenko who began making overtures to the West following Russia’s seizure of Crimea, considerable economic troubles in Belarus, and a degree of instability in Eastern Europe. He managed to grab the attention oF EU leaders in a positive way when he decided to free a number of political prisoners and host multiparty mediations in Minsk for the cease-fire in neighboring Ukraine. EU governments, claiming that they based their decision on content and merit of Lukashenko’s efforts, suspended sanctions on Belarus’s leaders in October 2014. In February 2015, EU foreign ministers terminated sanctions, removing asset freezes and travel bans on 170 officials, including Lukashenko. Three Belarusian companies were also taken off the EU blacklist. The EU maintains an arms embargo and sanctions against four people suspected of being involved in the disappearance of dissidents in the 1990s. Lukashenko responded by intensifying fence mending efforts with the West. As of late, Belarusian diplomats have been pouring considerable energy in enhancing their country’s relations with the West, hoping to capitalize on Belarus’ newfound importance for regional stability. Their approach is bicameral. On the one hand, they seek to develop bilateral cooperation with specific EU countries. On the other hand, they want to develop cooperation with the EU as an institution focusing on the Eastern partnership, a dialogue on modernization, and visa issues. Lukashenko’s current perspective of the EU appears to be reflected in his statements in favor of dialogue with it.  On March 5, 2016, Lukashenko explained: “The Europeans . . . are ready to cooperate with us, including for the sake of security in Europe. We say to them that we’re always open to [talking].” EU and US delegations continue to visit Minsk, but results have been thin. The US has expressed hope not only for improved cooperation on trade, but also on non-proliferation and combating human trafficking.

Praetio prudentia praestat. (Prudence supplies a reward.) Commenting on Belarus, the High Representative of the EU for Foreign Affairs and Security Policy, Federica Mogherini, remarked, “This is clearly not a rosy or perfect picture . . . but when we see significant, even if limited steps, in what we feel is the right direction, we feel it is right to encourage them.” German Foreign Minister Frank-Walter Steinmeier spoke of the “beginnings” of a thaw with Belarus, and concluded, “It’s worth testing in such a situation how much willingness and reciprocity there is on the Belarus side.” Polish Foreign Minister Witold Waszczykowski told reporters, “This is an experiment.” He went on to state: “As a neighbor of Belarus, we are pleased as we hope this will improve relations with the EU and of course with Poland.” While the EU leaders allege they had no intention of prying Belarus from Putin’s hand, that nonetheless was viewed as possible. The EU called for further human-rights advances by Lukashenko. Indeed, in a statement, the EU ministers encouraged Belarus to develop a “vibrant civil society” with more freedom for the media. They held out the prospect of more trade, economic aid and fast-tracked visas for Belarusians traveling to the EU. Lukashenko will take what is offered, but what he really wants from EU countries is financial assistance. Belarus’s international reserves are at the lowest since 2011. Although there has been some direct private investment from the US in Belarus, its development has been relatively slow given the uncertain pace of reform. The US has encouraged Belarus to conclude and adhere to agreements with the International Monetary Fund (IMF) on the program of macroeconomic stabilization and related reform measures. As of this writing, the International Monetary Fund is still deciding whether it should provide Belarus with a $3 billion, 10-year loan.

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Above are Russian “green men” in Ukraine. In the West, every new statement, every move by Minsk concerning its armed forces, has taken on additional significance in the context of Belarus-Russia relations.  Western analysts still insist that Belarus faces the threat of hybrid warfare from Russia. They conclude that Moscow will monitor Belarus’s improving relations with the West, looking for any signs of a serious loosening of ties with Russia.

Are Problems Between Belarus and Russia Becoming Inexorable?

Ad connectendas amicitas, tenacissimum vinculum est morum similitudo. (For cementing friendship, resemblance of manners is the strongest tie.) At the Third Forum of Russian and Belarusian Regions on June 9, 2016, Putin explained: “In a collaborative effort, Russia and Belarus work to deepen integration processes in Eurasia. As members of the Union State, we are carrying out about 40 programs and are jointly developing advanced technology programmes, primarily, for the aerospace industry, satellite navigation, geological exploration, and agriculture.” Putin further stated: “We are forming the Eurasian Economic Union’s common market for goods, services, capital, and labour, thereby facilitating sustainable economic growth of the member countries and enhancing the competitiveness of our producers on domestic and foreign markets.”  

Some interesting statements have been made by Belarusian officials concerning their country’s security relationship with Russia. There is the example of Belarusian Defense Minister Andrei Ravkov, who, speaking on February 23, 2016, stated that security of the country relied also on military cooperation not only with Russia and members of the CSTO. He also underlined Minsk’s “strategic” military cooperation with China and “aspiration to develop a constructive dialogue with NATO in order to strengthen international and regional security.” An interview of Belarus’s Minister of Foreign Affairs Vladimir Makei with the Polish daily, Rzeczpospolita, on October 17, 2016, has been called significant because it was titled “We Are Not Dependents of Russia.” In the West, every new statement, every move by Minsk concerning its armed forces has taken on additional significance in the context of Belarus-Russia relations. When Shoigu announced that a “joint military organization of the Union State” would be created starting in 2016, including notional unification of the two countries’ armed forces, it appeared Belarus-Russia military ties were further strengthening. Yet, in the West, it was viewed by some analysts as a unilateral statement by Russia, and an effort to save face and show the world that the relationship was still intact. Western analysts note that there was no comment from Belarus on the joint military organization of the Union State. There is a perception in the West that Russia routinely announces joint initiatives with Belarus which have not been endorsed by Minsk. When an announcement of a joint air defence system was made in Russia, Belarus did not comment on it, at least publicly. Reportedly, that same week, Belarus TV broadcasted an extended feature on the country’s Air Defense Troops without once mentioning the new military agreement with Russia. Although the general in charge of the Belarusian Air Force has been nominated as the commander for the “joint system,” Western analysts saw the move simply as a face-saver for Minsk. The lack of reaction by Belarus was said to signal Minsk’s disapproval of the effort by Moscow to control the provision of its security. When Belarus needed to purchase modern fighter aircraft to upgrade its ageing air force, Moscow announced instead that Belarus would be hosting a Russian airbase. Western analysts insist that Moscow pressured Lukashenko for the airbase. However, he insisted upon and arranged the aircraft purchase.

Alter ipso amicus. (A friend is another self.) Some Western analysts have concluded that Russia will observe Belarus’s improving relations with the West, looking for any serious threat to its ties. Yet, that idea conflicts with the reality that Putin considers Belarus to be an integral part of Russia’s geopolitical and cultural space. Moscow has invested heavily in preserving and increasing its influence in the country. Lukashenko has no plans to have Belarus abandon Russia. If some drop in the strength of Belarus’s ties to Russia has occurred, it is negligible.From 2008 to 2010, Putin neither acted violently nor took a hostile tone toward what he perhaps regarded as a recalcitrant, yet typical Lukashenko, with his dalliance toward the West and he has no intentions of reacting aggressively toward Belarus now. Putin knows Lukashenko could never stand by wistfully in the face of Russian decisions impacting Belarus. Putin would never allow Russia to be directed by a foreign capital either. Clashing with Lukashenko is the last thing Putin would want. This may especially be true because Belarus might be able to provide Putin with the possibility to overcome EU sanctions related to Ukraine.

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Moldova, just as Belarus, is not subject to EU sanctions. Russian Federation Deputy Prime Minister Dimitry Rogozin has proposed that Moldova allow Russia to move its goods into a “European zone” in the pro-Russia autonomous regions of Transnistria and Gagauzia as a way for Russia to circumvent EU imposed sanctions. As long as Belarus is not subject to sanctions and the EU is open to trade with it, hypothetically, Russia could move its goods into Belarusian territory, and then have the its goods sold to the West as Belarusian goods, thereby escaping restrictions.

Putin’s Possible Move Regarding Belarus?

US and EU sanctions against Russia over Crimea’s annexation will not go away unless Russia returns the region to Ukraine. Russian Federation Prime Minister Dmitry Medvedev remarked at a press conference on November 11, 2016, “Our position is that sanctions will remain unchanged.” Just as the Baltic States were never recognized as part of the Soviet Union by the West. Crimea will always be recognized as part of Ukraine, not Russia. As it was explained in the September 30, 2016 greatcharlie.com post entitled “Putin’s Next Target May Be Moldova, But His Goal Is to Increase Trade, Not Conquer via Military Action,” Russia is well-aware that cooperation stimulates economic growth and higher standards of living on both sides of a border by improving conditions for free trade and exchange. Inter-border cooperation is understood to be a prerequisite of broader integration processes and improving relations between neighboring countries. It can serve as a mechanism for coping with the challenges and jolts resulting from the new divisions created between EU and EEU countries.

As long as Belarus is not subject to sanctions and the EU is open to trade with it, hypothetically, Russia could move its goods into Belarusian territory, and then have its goods sold in the West as Belarusian goods, thereby escaping restrictions. Much as with oil and gas pipelines, Belarus would essentially serve as a relay or refining point for Russian goods targeted for Western markets. For that to even become a possibility, it would certainly be in Russia’s interest to see Belarus improve its relations with the EU, particularly with regard to trade and investment. Belarus could be handsomely remunerated with percentages of profits made or perhaps with greater subsidies on imports of Russian resources. There are certainly limits to the level of Russian products Belarus could absorb for sale to the West. Resale of Russian goods at value added prices would murder the project. Russia certainly could not attempt to move goods into EU countries via Belarus at a level equal to anything it might achieve by trading with them directly. Moscow and Minsk would surely set parameters for the bilateral deal. However, the smallest level would surely be far more than Russia could sell as long as sanctions are in place. Trading an EEU partner’s goods externally in this manner may very well be covered in the economic bloc’s trade provisions. Beyond profit, benefits of this trade arrangement would include: the preservation of Belarus’ brotherly relationship with Russia; Lukashenko’s would have no need to be concerned that the sovereignty of Belarus and its interests were not being respected; and, collective arrangements with Russia such as EEU and CSTO will remain intact. Indeed, Belarus would remain in Russia’s sphere of interest. Note that Belarus is among the few states in Europe that has not asked for membership in the EU. While Belarus has strove for better contacts with EU lately, it has simultaneously sought to further its economic and political ties with Russia.

In many ways, this hypothetical trade arrangement between Belarus and Russia would resemble the creative arrangement Russian Federation Deputy Prime Minister Dimitry Rogozin proposed for trade with Moldova. Moldova is not subject to EU sanctions. Thus, theoretically, Russia could move its goods into a proposed European zone in Moldova via the pro-Russia autonomous regions of Transnistria and Gagauzia and avoid restrictions. A trade arrangement of this type between Belarus and Russia would also resemble the Outward Processing Trade regime that the EU introduced for Belarus. That regime raised import quota amounts for textiles and clothing manufacturers within the EU thus allowing them to produce garments in Belarus that will return to the EU after processing. Additionally, the arrangement would resemble the somewhat awkward way in which some Belarusian firms have been relabelling food from EU countries and selling them in Russia thereby avoiding Russian sanctions. Probae est in segetem sunt deteriorem datae fruges, tamen ipsae suaptae enitent. (A good seed, planted even in poor soil, will bear rich fruit by its own nature.)

What Might Encourage Putin and Lukashenko to Take This Course?

What might encourage Lukashenko and Putin to seek this arrangement is the fact that after Russia, the main trading partner of Belarus is the EU. Nearly, a third of the country’s overall trade is with the EU. That trade could most likely be expanded with a nuanced cultivation. Belarusian exports to the EU are dominated by mineral fuels. Chemicals, agricultural products, machinery and textiles form a much lower share. While the EU withdrew its trade preferences to Belarus under the Generalized Scheme of Preferences in 2007 in response to Belarus’ violations of the core principles of the International Labour Organization, exports from Belarus to the EU did not cease. The decision only required Belarus to pay import tariffs at the standard non-preferential rate. Trade was also promoted through the Outward Processing Trade regime,which was mentioned earlier.

Lukashenko stands on terrain high enough to survey the liabilities involved in moving closer to the West. Voices in the West have indicated that not all are impressed with Lukashenko’s positive words and a perceived unwarranted rapprochement to Belarus. Even when EU ministers decided to lift most sanctions against Belarus in 2015, they said concern remained “with the situation of human rights in Belarus.” Ministers called on Minsk to abolish the death penalty and implement Organisation for Security and Co-operation in Europe’s (OSCE) recommendations on democracy before the 2015 Belarusian Parliamentary Elections. An OSCE report said October’s election showed Belarus had a “considerable way go to” on democratic standards, noting the absence of safeguards against multiple voting, limited choice available to voters and the uneven playing field between Lukashenko and his political opponents. The UN’s Special Rapporteur on the Situation of Human Rights in Belarus, Mikloś Haraszti, stated after the 2015 Belarusian Presidential Election that he had seen no changes in “the dismal human rights situation.” Drawing the EU closer to improve the position of Belarus and in turn improve the trade situation for Russia, would require Minsk to engage in very nuanced interactions with Brussels and EU capitals. Lukashenko and Putin would also need to be concerned that in working to soothe EU concerns over human rights and good governance, they might inadvertently trigger EU leaders to request that Lukashenko step down from power to ensure Belarus would be governed by an authentic pro-EU, pro-democracy leadership. That request could soon become an insistent voice for regime change.

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Drawing the EU closer to improve the position of Belarus and in turn improve the trade situation for Russia, would require Minsk to engage in very nuanced interactions with Brussels and EU capitals. However, Lukashenko and Putin would also need to be concerned that in working to soothe EU concerns over human rights and good governance, they might trigger EU leaders to request that Lukashenko step down from power to ensure Belarus would be governed by an authentic pro-EU, pro-democracy leadership. That request could soon become an insistent voice for regime change.

The Way Forward

In William Shakespeare’s comedy, All’s Well That Ends Well, Helena, a physician’s daughter, chooses to marry Bertram, a man of high social position in the French court, but he rejects her love. In response, Helena engages in a plot to wed Bertram by employing what has come to be known as the “Bed Trick.” As she begins to execute her plan in Act 3, Scene 7, Helena states: “Why, then tonight, Let us assay our plot: which, if it speed, Is wicked meaning in lawful act; Where both not sin, and yet a sinful fact: But let’s about it.” A trade arrangement between Belarus and Russia as outlined here will likely cause discomfort for those who reasonably demand compliance with imposed sanctions. There is nothing inherently wrong with finding and exploiting a loophole in a regulation, business contract, or sanctions. One must have the will to seize the opportunity.

As the leader of a world power, Putin fully understands that his policies should make the Russian people hopeful for the future, not anxious or intimidated. Negative outlooks only advertise the limits one has. Reacting negatively to growing Euro-Belarus ties would not be useful. Inter-border cooperation has greatly assisted in harmonizing domestic policy priorities and international and regional security issues between Belarus and Russia. Inter-border cooperation between Belarus and Russia, albeit from different perspectives, is a prerequisite for improving the relations of both countries with the EU. (The EU is drawing closer to Belarus due to the nature of its ties to Russia. Russia may move closer to Belarus to exploit its improved ties to the EU.) Belarus is already a priority for Russia’s diplomatic, military, political, and economic resources. If Putin senses that he can, with Lukashenko’s cooperation, exploit the rapprochement between the EU and Belarus to circumvent imposed sanctions, that tack could eventually be accepted by Moscow as a mechanism for coping with problems stemming from the divisions between EU and EEU countries. 

Russia Is Creating Three New Divisions to Counter NATO’s Planned Expansion: Does Shoigu’s Involvement Assure Success for Putin?

Russian Federation Defense Minister Sergei Shoigu (above) has the task of reinforcing his country’s western flank against NATO. Successful actions in Ukraine and Syria, along with other achievements, have earned Shoigu the reputation as Russian Federation President Vladimir Putin’s “Do It” man. Creating three new divisions and other measures will likely achieve what is intended: obviate NATO’s recent steps in its east and further shift the status quo between Russian Federation and NATO forces in Russia’s favor.

According to a May 4, 2016 Wall Street Journal article entitled “Russia Is Creating Three New Divisions to Counter NATO’s Planned Expansion along Its Eastern Flank,” Russian Federation Defense Minister Sergei Shoigu announced at a April 27, 2016 ministry meeting presented on state television: “The Defense Ministry is taking a series of measures to counter the expansion of NATO forces in direct proximity to the Russian border.” A central aspect of those measures is the creation of three new divisions—about 30,000 troops. Shoigu said the cause for the force increase was to counter NATO plans to boost its troop presence along its eastern flank with Russia, to include sending four battalions—about 4,000 troops—to Poland and the Baltic States. NATO Secretary-General Jens Stoltenberg explained at a news conference in Mons, Belgium that the intent of NATO’s planned troop build-up was defensive. He called the planned deployment a response to an assertive Russia that has shown the will to change borders with force as in Ukraine in 2014.

Beyond the debate over causality for the relative build-ups, it is more important for NATO to know that Shoigu has been given the task of reinforcing Russia’s western flank. Successful actions in Ukraine and Syria, along with other achievements, have earned Shoigu the reputation as Russian Federation President Vladimir Putin’s “Do It” man. Bean counting forces may be enough for some to make assessments on the relative strengths and weaknesses of Russian Federation and NATO forces. However, any assay of likely outcomes of Russia’s effort to form three new divisions west would be flawed if it did not give higher meaning to Shoigu’s direct involvement. Shoigu will likely achieve what is intended: obviate NATO’s recent steps in its east and shift the dynamic between Russian Federation and NATO forces in Russia’s favor. A look at Shoigu’s background explains why the “Shoigu factor” makes that a real possibility.

Political Ties That Bind Shoigu and Putin: In Brief

With an engineering degree from Krasnoyarsk Polytechnical Institute in 1977, Shoigu joined the Russian government in 1990. He participated in several successful construction projects. His success caught the attention of the Communist Party leadership in 1990. He was placed on the Architecture Committee, but then assumed the leadership of the Russian Rescuers Corps, a new corps of rescue workers. Emergencies in Russia include droughts, forest fires, Islamic militant bombings, and hostage dramas. The Russian Rescue Corps was formed by a directive decision of the Presidium of the Supreme Council of the Russian Soviet Federative Socialist Republic in the aftermath of the 1988 Armenian earthquake and the Chernobyl disaster. However, these big developments in Shoigu’s career as a rescue worker coincided with the momentous collapse of the Soviet Union.

During the collapse, Shoigu became a firm supporter of Boris Yeltsin. When things settled a bit, he continued performing his duties in the Russian Rescuers Corps. It was re-established as the State Committee for Extraordinary Situations, known EMERCOM internationally, responding to crises in the Soviet Union. Russia and the “near abroad,” to include mediating conflicts in South Ossetia, Chechnya, and in nearby Tajikistan. In 1994, the State Committee became part of the Russian Federation government as the Ministestvo po Delam Grazhdanskoy Oborony, Chrezvychainym Situatsiyam i Likvidtsil Posledstviy Bedstviy (Ministry of the Russian Federation for Affairs for Civil Defense, Emergencies and Elimination of Consequences of Natural Disasters Emergency Situations also known as the Ministry for Emergency Situations). Yeltsin, the Russian Federation President, made Shoigu its minister. In 1994, he made Shoigu a major general in the Russian Federation Army and a member of Russia’s Security Council. In the 1990s, Shoigu wanted to focus on his duties in the Russian Rescuers Corps, re-established as the State Committee for Extraordinary Situations (known as EMERCOM internationally). Yet, during Soviet Union’s collapse, Shoigu became a firm supporter of Boris Yeltsin. He later aided Yeltsin during an attempted coup d’etat in 1991, came to the rescue of Yeltsin in the constitutional crisis in 1993, and was part of Yeltsin’s successful re-election campaign in 1996. He was made leader of the pro-Yeltsin Unity Bloc in 1999.

Despite Shoigu’s desire to make emergency work his focus after the tumultuous events of 1990, those events became a starting point from which he was drawn further into national politics. Shoigu rushed to Yeltsin’s aid during an attempted coup d’etat in 1991. Shoigu also came to the rescue of Yeltsin in the constitutional crisis in 1993. Shoigu was part of Yeltsin’s successful re-election campaign in 1996. By 1999, Yeltsin became acutely aware that he was losing power in Russia, and his supporters were shifting to the opposition. Taking steps to ensure his legacy with less than a year left in office, Yeltsin, with the help of political allies, created a new party, with a new face, loyal to him: Unity. Shoigu, then Minister of Emergency Situations, was named the leader of the pro-president party. He was partnered with Alexander Karelin. Shoigu by then was seen as someone “who saves people” more than a politician. Karelin, a triple Olympic gold wrestling champion, was politically connected but also a symbol of Russian strength. Unity was promoted as a party of common sense, not political but honest and strong using that strength to help people in misfortune. Elements of Unity’s economic policy were akin to Thatcherism. It included, for example, the promotion of low inflation, the small state and free markets via tight control of the money supply, and privatization. That said, Unity also supported the reliance on powerful police and security structures and media control. After parliamentary elections in 1999, Unity took a commanding position in the Duma. Having secured some control of the Duma, Yeltsin sought a successor for the presidency. While he spoke of Shoigu as “our greatest star,” he chose Putin.

Yeltsin first saw promise in Putin when he selected him on July 25, 1998 to serve as head of the Federal’naya sluzhba bezopasnosti Rossiyskoy Federatsi (Federal Security Service) or FSB.   At the time, Putin was an unemployed deputy-mayor from St. Petersburg. He served at the FSB until August 9, 1999, when Yeltsin called him to the post of acting prime minister. Late that same month, there was a bomb blast in a luxury shopping mall by Red Square which was the first in a series of blast resulting in casualties. In September 1999, there were apartment bombings in Moscow, Buinaksk, in Dagestan, and Volgodonsk, in Rostov. They collectively killed 300 Russian civilians and wounded hundreds more that were reportedly the responsibility of Chechen Islamic militants. Putin acted forcefully against the mall bombing, the apartment immolations, and a bold Islamic militant incursion from Dagestan into Chechnya, led by Shamil Basayev. The first of 100,000 troops were sent to the northern Caucasus within weeks. In a famous September 24, 1999 speech, Putin spoke with determination in explaining his approach to defeating terrorism: “We will pursue the terrorist everywhere. If they are in an airport, then, in an airport, and forgive me, if we catch them in the toilet, then we will waste them in the outhouse . . . The issue has been resolved once and for all.” Putin marked his rise in power by acting viciously against terror. Shoigu’s Unity Party then served as the instrument for Putin’s rise to the presidency. The Unity Party eventually entered into an alliance with the Fatherland-All Russia political bloc. The Party later morphed into United Russia, the country’s current ruling party that rubber stamps Putin’s initiatives in the Duma. By 1999, Russian President Boris Yeltsin became acutely aware that he was losing power in Russia. Taking steps to ensure his legacy with less than a year left in office, Yeltsin, with the help of political allies, created a new party loyal to him: Unity Bloc. After parliamentary elections in 1999, Unity took a commanding position in the Duma. Having secured some control of the Duma, Yeltsin sought a successor for the presidency. While he spoke of Shoigu as “our greatest star,” he chose Vladimir Putin.

Mea mihi conscientia pluris est quam omnium sermo. (My conscience means more to me than all speech.)  Although he was Unity’s leader, Shoigu had no presidential aspirations. Given the tempestuous environment in Russia politically, economically, socially, and militarily at the time, it made sense. Putin was far better equipped to control, manipulate, and strong arm, seemingly endless groupings of political adversaries during that time of many sinful capers. Indeed, Putin was particularly well-equipped to deal with the likes of Vladimir Zhirinovsky of the far right Liberal Democratic Party of Russia, and Gennady Zyuganov of the Communist Party of Russia, men who better understood the lash than words of peace. Perhaps to signal the acceptance of his role, Shoigu gave Putin a black Labrador retriever, “Koni.” After ceding power to Putin, Shoigu gave even more. He became the model upon which Putin’s image as the new leader of Russia was formed. Gleb Pavlovsky, a former Kremlin adviser, told The Economist that the administration deliberately crafted Putin’s image in part on Shoigu’s: “Putin was supposed to be a rescuer, too.”

Putin was lornful over the Soviet Union’s collapse. As his presidency grew out of its infancy, Putin was determined to save Russia from further disintegration, and frustrate those he perceived as enemies aiming to weaken it. He would not be satisfied until Russia’s global power and influence was restored and the independent states of the former Soviet Union were brought back under Moscow’s political, economic, and military (security) influence. Putin believed that the greatest danger to Russia came from the West. He saw Western governments as being driven to weaken Russia, create disorder, and make their country dependent of Western technologies. He felt then and now that under former President Boris Yeltsin, the Russian leadership made the mistake of believing Russia no longer had any enemies. Often Putin would publicly lament about the collapse of the Soviet Union, under Western pressure, calling it the worst geopolitical catastrophe of the 20th Century. Russia’s economic collapse, in the view of many Russians, was worsened by the destructive advice and false philanthropy of Western business and economic experts. They believe Western suggestions on ways Russia should conduct its affairs domestically and internationally only served to cripple their country. Experts in the West spoke lightheartedly of Russia as a dying super power, lacking the wherewithal to do anything serious politically, economically, socially, or militarily. In The Guardian at the time, Russia was referred to as “an immature, fledgling democracy which in eight years has gone from one party politics to no-party politics, from communism to fantasy.” Yet, in the hallowed eyes of a so-called dying Russia, life was spying in the form of Putin and like-minded officials. Putin restored order after the internal chaos of the 1990s, becoming the face of the government. Once the heady events surrounding the Soviet Union’s collapse subsided, Shoigu focused on advancing the Ministry of Emergency Situations to achieve all possibilities. For nearly 22 years, Shoigu was present at all major and many minor disasters in Russia. His strong, almost stoic comportment at events, along with his precise, short orders and comments to the newsmedia, radiated a sense of confidence that Russians appreciated. He skillfully navigated Russia’s bureaucracy, accruing power, popularity without making real enemies.

While Putin advanced Russia’s interests his own way, both at home and globally, Shoigu made the most of his own capabilities and effectively advanced the Ministry of Emergency Situations to achieve all possibilities. His ministry became a service with many responsibilities. For nearly 22 years, Shoigu was present at all major and many minor disasters in Russia, standing stoically, with barely a muscle moving in his face. His comportment at events, along with his precise, short orders and comments to the newsmedia, radiated a sense of confidence that Russians appreciated. By skillfully navigating Russia’s Byzantine bureaucracy, he has accrued power and popularity without making any genuine enemies. Even former notables such as Boris Berezovsky appear to have respected Shoigu. Evgeny Minchenko, an analyst who studies the Russian elite, told The Economist: “There’s no one else like him in the ruling class.” He added, “It’s an absolutely unprecedented story. By the 2000s, the Ministry of Emergency Situations grew into a 350,000 strong operation with its own special forces.” Omnia mea mecum porto. (All that is mine I carry with me [My wisdom is my greatest wealth].)

Shoigu As Adviser To Putin

Putin’s management style was likely shaped by his short term in politics in St. Petersburg as the protégé of Mayor Anatoly Sobchak. Putin became his deputy in 1994.   However, his style was surely most influenced during his initial career as an officer from 1975 to 1991 in the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) known better as the KGB—the agency responsible for intelligence, counterintelligence, and internal security. With a strong, self-assured, authoritative, no nonsense personality, most advisers’ interactions with him have varied. They may occasionally antagonize the overworked leader even with important or urgent situation reports. Shoigu, however, who was never in the KGB or along with Putin in St. Petersburg, has been able to make use of his own unique sensibilities to understand his leader’s thinking and feelings. Every word Putin has said, his reactions to statements, have informed Shoigu’s understanding of him. Every inflexion, tone, and change in Putin’s voice has provided Shoigu with some insight into what his president was sensing. Added to this is Shoigu’s humble, self-effacing persona and intellectual acuity. It should not be implied from this that Shoigu has not interacted with an “inclement” Putin. After facing Putin’s “larger” voice, he likely tries to salvage whatever may be constructive from such encounters. Surely at times, Shoigu may have his own strong feelings about situations. Nevertheless, as Carl Von Clausewitz, the 19th century Prussian military thinker perhaps would have explained, the ability to maintain his balance in spite of them is a reflection of Shoigu’s strength of character. Some may view Shoigu’s behavior as a manipulation. However, Putin has remained in power by confounding insincerity, and he does not suffer fools lightly. Having observed him closely, Putin obviously feels Shoigu well-serves his needs. Et monere at moneri proprium est verae amitcitiae. (It is a characteristic of friendship to give advice and to receive it.) During significant crises, it is very important for Putin, as much as any other national leader, to have an adviser who fully understands his needs. The encouragement of another, a paraclete, may prove comforting. When Putin and Shoigu talk, Putin perhaps feels free to “clear the air” with him over issues Russia is facing.

Critics at home and abroad whose obloquy should have distracted, disrupted, or diverted Putin, have mainly served as sandpaper to refine his positions. Since his initial rise to power, Putin has become skilled in implementing what critics have called “charm offensives,” explaining his ideas and actions in a manner that is easy, comfortable, assuring, and logical. Sometimes, however, such moves are not enough. Indeed, during significant crises, it is very important for Putin, as much as any other national leader, to have an adviser who fully understands his needs. The encouragement of another, a paraclete, may prove comforting. When Putin and Shoigu talk, Putin perhaps feels free to “clear the air” with him over issues Russia is facing. Of course, Putin would rather tell Shoigu what is to be feared than what he fears for always he is Putin. Shoigu has never used Putin’s confidence in him and strength of his position among advisers to become a haustyrann. Rather, Shoigu also has been able to understand the mood and reactions of Putin’s other capable cabinet members and policy advisers in certain situations, to ensure real cooperation and effective action. It likely accounts, in part, for Shoigu’s refulgence among them.

Shoigu, Tuva, and Paranoia

Shoigu, born on May 21, 1955, was raised in the town of Chadan in southern Siberia, near the Altai Mountains, in a little known Republic of Tuva. His mother was ethnic Russian and his father was ethnic Tuvan. He had a liking for sports, backyard brawls, and risky stunts, such as hopping the ice flows across the powerful Yenisei River. Such high jinks earned him the nickname Shaitan (Satan). Tuvans are among the ancient peoples living in Central Asia. The cultural roots of ancient Tuvans, Uigars, and Kyrgyzians form the basis of Tuvan culture. The traditional religions of Tuvans are Buddhism and shamanism. It is regarding shamanism that for some Russians discord obtains. Shamanism is a practice shrouded in darkness, in which mystery is emphasized and obscurantism is cultivated; as a result, it stirs up fear. Shoigu’s rearing in Tuva at best would only circumstantially suggest, against actual facts, that he might adhere to shamanism.

On May 9, 2015, during celebrations of the 70th Anniversary of the Soviet Union’s victory over Nazi Germany, Russian television cameras fixed on a black convertible carrying Shoigu into Red Square. Shoigu, in full-dress uniform, crossed himself as he passed beneath one of the Kremlin towers. The highly unusual gesture was seemingly designed to allay any questions about the half-Tuvan, half-Russian’s Christianity. Before that, in 2008, during an interview on the Ekho Moskvy radio station, Shoigu stated that he was baptized in the Orthodox faith at the age of 5. Questions over Shoigu’s faith are perhaps the only thing the very popular defense minister must countenance. Shoigu has never done anything to cause concern.  It is not a wish of greatcharlie.com to ignite a debate on concerns a modest few Russians might have on Shoigu’s faith. Delving deeper into the matter may appear as engaging a bit of apophasis (for one to say one will not say what one is going to say). However, Shoigu is a central figure in Russian politics. Ignoring this aspect of his background would weaken the discussion about him here.

An assortment of beliefs and practices claiming the ability to travel from the secular to the “spirit world” for the purpose of spiritual contacts is covered by the term shamanism. Those contacts can also supposedly be achieved through channeling and the use of spirits coming in the form of animals. It is further claimed that practitioners can take on those shapes themselves. Shamanism requires the use of the archaic techniques of ecstasy, developed independent of any religious philosophy. Ecstasy is a prophetic exaltation or rapture characteristic of shamanism and visionary states. Those states can be naturally induced with entheogenic plants and herbal concoctions. They can be artificially induced by breath control, fasting, meditation, drumming, and other shamanic and yogic practices. Entheogens come in many forms but most commonly from plants known as psychoactive drugs. The use of hallucinogenic plants and herbal concoctions can result for example in visions of demons, distant persons, landscapes, or detailed enactments of recent unsolved crimes. Shamanistic medicinal practices include the application of various ancient witchcraft techniques. Those treated with such can be drawn into deeper, darker occult practices. They can also open a door to evil spirit possession and other forms of occult bondage. Its rituals and methods can lead to intense physical pain and afflictions, temporary insanity, emotional depression, and powerful spiritual torment. How Shoigu’s alleged adherence to shamanism might tie into his role in government or as Putin’s adviser is uncertain.

Putin knows that there are those Russians who will do such things as react superstitiously toward Shoigu. He has vacationed in Tuva with Shoigu many times since. Putin would like Russians to replace any unfounded superstitions about Shoigu and Tuva with authentic truths and worthier ideas.

Putin knows that there are those Russians who will do such things as react superstitiously toward Shoigu. However, Putin has not been dismissive of the problem. He has taken on issues surrounding Shoigu’s Tuvan roots with some guile. Putin went on a fishing trip to Tuva with Shoigu and Prince Albert II of Monaco in 2007. He has vacationed in Tuva with Shoigu many times since. Putin would like Russians to replace any unfounded superstitions about Shoigu and Tuva with authentic truths and worthier ideas. Putin wants all Russian citizens to be part of their country’s rise to greatness. Divisions based on race, ethnicity, religion and origin hinder that.

Much as the orator, poet, and statesman, Marcus Tullius Cicero, concluded about his Ancient Rome, Putin similarly believes loyalty to the Russian Federation must take precedence over any other collectivity: social, cultural, political, or otherwise. As noted by Clifford Ando in Imperial Ideology and Provincial Loyalty in the Roman Empire (University of California Press, 2013) in the hierarchy of allegiances outlined by Cicero, “loyalty toward Rome occupied a superordinate position: her laws and her culture provided the normative fabric that would, to borrow a phrase of Rutilius Namatianus [Poet, Imperial Rome, 5th Century], ‘create from distinct and separate nations a single fatherland’.” Likewise, Russia’s laws and culture provide the normative fabric from which a united country is created from diverse peoples. Possession of citizenship should be the basis to cause individuals to identify with the concerns of others in widely disparate populations among Russia’s republics. Putin wants Russians to be in a “Russian state of mind,” a mental state created when diversity, creativity, and optimism coalesce. A citizen’s attitude, perspective, outlook, approach, mood, disposition, and mindset should stand positively Russian.

Shoigu As Defense Minister: The Shoigu Factor

Appointed on February 15, 2007, former Russian Federation Defense Minister, Anatoly Serdyukov launched a much needed reform effort to make the Russian Federation Armed Forces more effective. However, Serdyukov ran afoul of the defense industry and senior military commanders with failed procurement programs, efforts to import foreign weapons systems as the France’s Mistral aircraft carrier, and purges and unit reorganizations. In addition, there were a series of highly publicized corruption scandals in the ministry. On November 6, 2012, Putin tore Shoigu away from a very short stint as the elected Governor of Moscow Oblast that began on April 5, 2012 and put the armed forces in his hands.

Evidence of the “Shoigu factor” became apparent as soon as Shoigu started the job. While essentially preserving Serdyukov’s reforms, and harnessing expenditures, Shoigu improved military readiness. He created a new corps, the Airspace Forces. He created eight new operational task forces, twenty-five divisions, and fifteen new brigades. He improved the control system of the armed forces by creating the National Defense Control Center of the Russian Federation. Shoigu ordered soldiers to wear socks instead of cloth foot-wraps (portyaniki). He had Army commanders increase snap inspections and military exercises. Long-range Airspace Force bomber flights and Navy combat patrols steadily increased.  Morale in the armed forces picked-up as a result of these measures and others. Upon becoming Defense Minister, Shoigu improved the control system of the armed forces by creating the National Defense Control Center of the Russian Federation. Within the ranks, Shoigu ordered Army troops to wear socks instead of cloth foot-wraps (portyaniki). He had Army commanders increase snap inspections and military exercises. Long-range Air Force bomber flights and Navy combat patrols steadily increased. These and other measures enhanced military readiness and rejuvenated morale in the armed forces.

Quemad moeum gladis nemeinum occidit, occidentis telum est. (A sword is never the killer, it is a tool in a killer’s hands.) The views of Putin and Shoigu on “the threat” the West poses to Russia are in sync. Shoigu told the TASS news agency in October 2015, “Russia’s sovereignty, which is secured by its army and navy, will always be the obstacle against which during the 1,152 years of Russia’s existence many Western rulers have broken their teeth.” Russia’s strategy toward NATO is based on the premise its’ intent is hostile. Aerial and naval probes into NATO’s defense zones have wreaked havoc on the sense of security of some Member States. In Syria, Crimea and Eastern Ukraine, Russia has been able to boldly and effectively project power. In Syria, Russia Federation Armed Forces have used new weapons systems, including: the sea-based Kalibr 3M-14 cruise missile, launched from surface ships and submarines from as far as 1500 kilometers away from their targets; the air launched KH-101 cruise missile; and, the Sukhoi Su-34 strike fighter. On December 19, 2015, Putin stated: “We see how efficiently our pilots and intelligence agents coordinate their efforts with various kinds of forces—the army, navy, and aviation; how they use the most modern weapons.” Putin continued, “I want to stress that these are by far not all of our capabilities,” adding, “We have more military means. And, we will use them—if need be.” Other military means Shoigu is working on include: greater use of military spetznaz (special service troops) to train allies and support their combat operations, the RS-28 Sarmat Intercontinental Ballistic Missile (ICBM), the RS-26 ICBM, and the PAK-FA T-50. The spetsnaz unit of the Russian Airborne Troops and the Special Brigade of the Serbian Army (above) engage in a joint exercise in Serbia. Putin has discussed their presence in Ukraine. Spetznaz can provide a spectrum of military capabilities to include: advising Russian allies, providing airborne and special operations training, and directly supporting combat operations. Their capabilities have been displayed in Syria. Spetznaz have also provided training to Russian Federation allies in its near abroad.

Spetznaz can advise Russian allies through special operations training and during combat by assisting in the location and designation of targets for air strikes, and engage in direct action by locating, capturing or killing specific leaders and other specific personnel, destroying military facilities leaders and conducting raids and ambushes, and destroying military facilities, and infrastructure, as well as protecting Russian and allied facilities, assisting in providing medical services, and coordinating the distribution of equipment to allies. Their capabilities have been displayed in Syria. Putin has referred to their presence in Ukraine. Spetznaz have also provided training to allies of the near abroad as Abkhazia, South Ossetia, Transnistria, Moldova, Belarus, Armenia, Belarus, Kyrgyzstan, Kazakhstan, Tajikistan, Mongolia and as far west as Serbia. The RS-28 “Sarmat” is the newest heavy liquid-propelled ICBM under development for the Russian Federation Armed Forces. In 2018, the Sarmat will replace older Soviet R-36M (SS-18) missiles dubbed “Satan” by NATO, as the heavy silo-based component of the Russian nuclear forces. The Sarmat’s twelve heavy thermonuclear warheads will be infividually stearable during reentry.

The Russian Federation deploys an estimated 307 ICBMs which can carry approximately 1040 warheads. They represent only 40 percent of the country’s total arsenal of thermonuclear warheads. The RS-28 Sarmat is the newest heavy liquid-propelled ICBM under development for the Russian Federation Armed Forces. In 2018, the Sarmat will replace older Soviet R-36M (SS-18) missiles, dubbed “Satan” by NATO, as the heavy silo-based component of the Russian nuclear forces. The Sarmat will use the same silos as the Satan, but modified for its specifications. The silos would also be equipped with additional active anti-missile systems that would protect them from a pre-emptive strike. The Sarmat will have a dozen heavy thermonuclear warheads, each individually steerable during reentry. Those warheads are said to have advanced anti-missile countermeasures meant to beat the US Anti-Ballistic Missile Defense Shield. It is speculated that they would have a conventional variant similar to the US Advanced Hypersonic Weapon and could be used as a precision intercontinental weapon in a non-nuclear conflict.

Referred to as a “doomsday weapon”, the new road-mobile RS-26 ICBM (above) has a potential range of 11,000 kilometers. It can continuously change trajectory, and is far more accurate than current ballistic missiles. It’s four multiple independently targetable reentry vehicles (MIRVs) are supersonic and carry 300 kiloton warheads.

The RS-26 is a new road-mobile ICBM. It has a potential range of 11,000 kilometers. Its booster stage is down to under five minutes giving NATO little time to register its launch. Far more accurate than current ballistic missiles, the RS-26 travels along a continuously changing trajectory. Its four multiple independently targetable reentry vehicles (MIRVs) of the RS-26 carry 300 kiloton thermonuclear warheads and are supersonic. Once fired, they can continuously change course. In Russia, the RS-26 has been referred to as a “doomsday weapon”. Prior to 2010, no mobile Russian Federation ICBMs carried MIRVs. The Russian ICBM force is significantly smaller than the US force of 400 ICBMs. Yet, Russian military planners seek to compensate for this by ensuring all of their ICBMs carry MIRVs by 2020. The PAK-FA T-50 stealth fighter appears quite capable and is a big upgrade for the Russian Federation Airspace Force. The first production models of the stealth fighter will purportedly be put into service in 2016.

The PAK-FA T-50 stealth fighter appears quite capable and viewed in many Western defense circles a big upgrade for the Russian Federation Airspace Force. The first production models of the stealth fighter will purportedly be put into service in 2016. In addition to its stealth capability, PAK-FA will hold 12 types of missiles, some of which will be hypersonic and designed to fit into the fighter’s bays in order not to interfere with its stealth characteristics. It reportedly has the advantage of sensor data fusion along with very advanced avionics.The essence of the “Shoigu factor” is that once he is given a military mission, he never fails. Shoigu will surely have three new Russian Federation Army divisions set up before Putin meets the new US President. As power plays, rivalries and intrigues in the Kremlin are speculated upon in the West with enthusiasm, and as more pursue the practice dubbed “Putinology”, at the Kremlin, officials carefully watch the West and act, and on their faces, there are no smiles.

The Way Forward

In November 2013, a year after he took the helm of the Ministry of Defense, the state-run pollster VTsIOM conducted a survey on the attitudes of Russians toward Shoigu. At the time, 46 percent said that they respected him, 35 percent said that they trusted him, and 15 percent said that they sympathized with him. The poll was conducted among 1600 people with the margin of error not exceeding 3.4 percent. In fact, according to polls by the Independent Levada Center, for the last three years, Russians have named Shoigu “Person of the Year” behind only Putin. Last month, Shoigu took second place behind Putin in a rating of Russian officials and politicians in which respondents were asked to choose several names from a list as the most trustworthy leaders. Shoigu was chosen by 26 percent of respondents, ahead of Foreign Minister Sergei Lavrov, who was named by 21 percent. Putin was chosen by 60 percent of respondents. Polls were conducted among 1600 respondents with a margin of error not exceeding 3.4 percent.

Commentary on Shoigu in the Western media tends to include speculation over a nonexistent ambition to ascend to the pinnacle of power in Russia. Some journalists and pundits in the Western newsmedia seem to be projecting their own sensibilities upon Shoigu. Such stories are more entertaining than newsworthy. Shoigu is real, not some amusement. Despite his political capital and support from the Russian public, he has consistently stayed away from politics. He has never forgotten that he serves the Russian Federation and his president. The big story about Shoigu is that once given a military mission, he never fails. That is the essence of the “Shoigu factor.” He will surely have three new Russian Federation Army divisions set up before Putin meets the new US President. There is a popular misconception that Putin, Shoigu, and other Kremlin officials are “asking” for the West’s respect. On the contrary, they believe the West “needs” to respect Russia. As power plays, rivalries and intrigues in the Kremlin are speculated upon in the West with enthusiasm, and as more pursue the practice dubbed “Putinology,” at the Kremlin, officials carefully watch the West and act, and on their faces, there are no smiles.