The Plight of Surovikin and Other Russian Generals Reveals More of What Is Wrong with the Russian Federation Government

A still image from the June 2023 video of Russian Air Force General Sergei Surovikin, commander of the Southern Group of the special military operation, in a relatively unkempt state–for the first time seen unshaven publicly and in an unpressed uniform sans insignia–implorng Wagner Group troops to halt their rebellion. As suggested in greatcharlie’s July 31, 2023 and August 1, 2023 posts, hypothetically attendant to the Wagner Group Rebellion, that according to the common wisdom, nearly sent the regime of Russian Federation President Vladimir Putin spiraling down the drain, may have been an effort to twinkle out dissenters and threats to the current Russian Federation government within the Russian Federation Armed Forces. It would be remiss for Putin’s most loyal subordinate, the Russian Federation security services, and possibly Putin himself, not to see the possibilities. The fact that several Russian Federation generals were detained by the security service in great part bears out greatcharlie’s supposition. If this was the case, it would also very likely have been the case that a decision to investigate military officers would have been impelled more by political dogma than authentic national security needs. Here, greatcharlie parses out the circumstances of the detention of several Russian Federation generals by the Russian Federation security services, with an emphasis on handling of Surovikin.

Except for some possible changes in the efficiencies in the Russian Federation Armed Forces’ prosecution of the Spetsial’noy Voyennoy Operatsii (Special Military Operation).  So much outside of good reason appears to have guided top officials in the Ministerstva oborony Rossiyskoy Federatsii (Ministry of Defense Russian Federation hereinafter referred to as the Russian Federation Defense Ministry) and top commanders of the General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation hereinafter referred to as the Russian Federation General Staff), that hardly anything should be discounted as impossible at this point. For some in the West, that reality props open the door for potential moves that could be made by those same top commanders in the Russian Federation Armed Forces in the near future that would be positively unsettling to the government of Russian Federation President Vladimir Putin. 

The private military organization, ChVK Vagnera, popularly known as Gruppa Vagnera (the Wagner Group) has fought alongside the Russian Federation Armed Forces since the first day of the invasion. The organization’s  owner, Yevgeny Prigozhin, became greatly frustrated over the delinquencies, deficiencies, and ineptitude of the Russian Federation military leadership which his organization has been directed to work under. By 2023, Prigozhin unquestionably behaved as if he were frenzied, and perhaps justifiably and reasonably so, with the great injustice put upon Wagner Group troops in Ukraine as well as the troops of the Russian Federation Armed Forces. On June 23, 2023, however, Prigohzin shifted from simply accusing the Ministr Oborony Rossijskoj Federacii (Minister of Defense of the Russian Federation hereinafter referred to as the Russian Federation Defense Minister) Russian Army General Sergei Shoigu and Chief of the Russian Federation General Staff, Russian Army General Valery Gerasimov, of poorly conducting the then 16 month long special military operation when events took a graver turn. Prigozhin accused forces under the direction of Shoigu and Gerasimov of attacking Wagner Group camps in Ukraine with rockets, helicopter gunships and artillery and as he stated killing “a huge number of our comrades.” The Russian Federation Defense Ministry denied attacking the camps. In an act of daylight madness, Prigozhin then drove elements of the Wagner Group into the Russian Federation from Ukraine with the purpose of removing Shoigu and Gerasimov from their posts by force. His Wagner Group troops advanced to just 120 miles (200 kilometers) from Moscow. However a deal brokered by Belarus’ President Alexander Lukashenko was struck for the Wagner Group to halt. Prigozhin withdrew his forces to avoid “shedding Russian blood.”

As suggested in greatcharlie’s July 31, 2023 and August 1, 2023 posts mutually entitled, “The Wagner Group Rebellion: Insurrection or Staged Crisis? A Look Beyond the Common Wisdom (Parts 1 and 2)”, hypothetically attendant to the Wagner Group Rebellion may have been a hypothetical effort to twinkle out dissenters and threats to the current Russian Federation government within the Russian Federation Armed Forces. It would have been remiss for someone as the most loyal Putin subordinate, the Director of the Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB, Alexander Bortnikov, and possibly for Putin, not to see the possibilities. The FSB’s monitoring of responses to Prigohzin’s actions and possible communications with him should have been expected at least. The fact that several Russian Federation generals were detained by the security service in great part bears out greatcharlie’s supposition. If this was the case, it would also very likely be the case that a decision to investigate military officers would likely have been impelled more by political dogma than authentic national security needs. Indeed, in the Russian Federation security services, names have changed and so have technologies, but in the end that old chestnut from the Soviet days of “weeding out reactionaries and counterrevolutionaries” who supposedly pose a never-ending internal threat is apparently at the root and drives many of their activities. History has provided more than enough evidence of how well that turned out.

It is greatcharlie’s purpose here to parse out the circumstances of the detention of Surovikin and other Russian Federation generals by the Russian Federation security services to gain a better understanding of what is truly at the root of the action, what is likely occurring, and why the potential outcome for the Kremlin may very well be against its interests in more ways than one. Apparently suspected from the start of the whole Wagner Group episode was Commander in Chief of Vozdushno-kosmicheskiye sily (the Russian Aerospace Forces) or VKS General of the Army Sergei Surovikin, the deputy commander of the Joint Group of Forces in  the Special Military Operation zone in Ukraine. Emphasis is placed on his detention and what surrounds it essentially as a yardstick to consider the plight of others. It is not concealed that greatcharlie believes the detention is a monumental injustice, a fantastic outrage. Human rights are available equitably to all humans, even Russian Federation generals. Hopefully, there will not be too much argument against that among a few readers. Some of what is discussed about the handling of Surovikin is written in the abstract but founded on long-reported treatment experienced by political activists, disfavored officials, and ordinary citizens alike whose interests “did not align with those of the government” and were thereby detained by the Russian Federation security services. It is greatcharlie’s contention that there is no reason to “search” for the truth. The true and pertinent is already known to all following the matter. No alternate facts to those generally reported in the Western newsmedia are revealed. No legal arguments based on Russian Federation law are offered here. Logic and reason are the tools brought to bear on the matter. Security service investigators surely have their “convictions”. Surovikin’s detention is hardly a subject that anyone could expect to discuss rationally with managers of the security services. Still, one might hope that at the top of the Russian Federation government, the light of good reason will eventually shine upon the matter. Quid leges sine moribus vanæ proficiunt? (what good are laws when there are no morals?)

On June 24, 2023, a video appeared on Telegram that depicted “talks” between Yevgeny Prigozhin, Russian Federation Deputy Defense Minister Yunus-Bek Yevkurov, and the Deputy Commander of the GRU, Vladimir Alekseyev, at the Southern Military District’s headquarters in Rostov-on-Don of which the Wagner Group had taken control. For the most part, Prigozhin’s noisome outbursts on his media channel on Telegram and in newsmedia interviews were made out of concern for the the outcome and outlook for the special military operation, the incompetence of the Russian Federation Defense Ministry and Russian Federation General Staff in prosecuting the war, and certainly the well-being of his troops. However, Prigozhin’s wailing was not solely been out of concern for his troops and troops in the Russian Federation Armed Forces. One might speculate that Prigozhin has been vocalizing a sense of disappointment felt among many other elites and members of Putin’s inner circle at how remarkably bad Shoigu and Gerasimov have served their President. It is also likely the case that Prigozhin’s shocking talk of a possible revolution expressed in early June 2023 were more than likely than not intended scare stories had the less noble aim of rattling the cages of many elites of the Russian Federation who did not favor him at all. However, an audience beyond the country’s borders starving for any information that would point to cracks in the wall of Putin’s regime. Those outbursts and, even more, the Wagner Group Rebellion, did much to provide such evidence.

Regarding Sedition and Insurrection in the Russian Federation

When asked during an interview broadcasted on CBS News “Face the Nation” in May 2023 what he thought was really behind the very public feud between Prigozhin and both Shoigu and Gerasimov, former Director of the US Central Intelligence Agency and US Secretary of Defense Robert Gates responded: “My view is, this is all taking place, with Putin’s approval.” Gates went on to explain the following: “This is- this is Putin, dividing and conquering. Putin, given how badly the war has gone, has to worry, at some point, that his military decides he’s a problem. By giving Prigozhin power and strengthening Prigozhin and letting him criticize the Ministry of Defense, Putin keeps them divided. If the two came together and decided Putin was a problem, then Putin would have a really big problem. So, my view is that- that Putin is sort of orchestrating this to a degree in the sense- or at least letting it go forward, because it serves his interest in keeping these two powerful forces at each other’s throats, rather than potentially beginning to collude against him.”

Imaginably, Gates, forever the consummate intelligence analyst, might appreciate fragments of an alternative perspective in the abstract on the perceptions of Prigozhin and his Wagner Group’s commanders and Russian Federation Armed Forces operations and senior operational commanders of the circumstances in Ukraine. For the most part, Prigozhin’s noisome outbursts on his media channel on Telegram and in newsmedia interviews were out of concern for the the outcome and outlook for the special military operation, the incompetence of the Russian Federation Defense Ministry and Russian Federation General Staff in prosecuting the war, and certainly the well-being of his troops. However, Prigozhin’s wailing was not solely out of his concern for his troops and troops in the Russian Federation Armed Forces. One might speculate that Prigozhin was vocalizing a sense of disappointment quietly and sometimes not so quietly felt among many other elites and members of Putin’s inner circle at how remarkably bad Shoigu and Gerasimov have served their President and their country. In effect, he may have taken on the job of being a figurative release valve for pent up steam building within many significant individuals in his country. It is also likely the case that Prigozhin’s shocking talk of a possible revolution expressed in early June 2023 were more than likely than not intended scare stories aimed at rattling the cages of many elites of the Russian Federation who did not favor him at all. However, Prigozhin’s decision to have a bit of fun at the expense of elite circles was very much ill-timed. An audience beyond the country’s borders starving for any information that would point to cracks in the wall of Putin’s regime. 

There is a perspective expressed in foreign and national security policy circles in the West that the time for Putin to leave power has come. Indeed, such is the intensity of negative feelings about Putin among many in West that the long-remembered words spoken by Oliver Cromwell in the House of Commons in 1653 concerning his ejection of the remaining members of the *Long Parliament” used famously on other occasions in the United Kingdom’s Parliament, well-expresses their sentiment: ‘You have sat too long here for any good you have been doing. Depart, I say, and let us have done with you. In the name of God, go!” Gates’ comments about the Russian Federation Armed Forces or the Wagner Group or both posing a threat to Putin’s power were nuanced and derive from a depth of understanding on the situation in the Russian Federation externally matched by few, it would fall in line not only with a multitude of mainstream analyses that have explored that possibility, and now feel their assessments were proven on-track with the advent of the Wagner Rebellion. 

It is very important for those thinking along those lines to consider how the insurrection truly end. It did not end with the return of Wagner Group troops to their ans some leaving for Belarus with Prigozhin. That was one stage of the whole show. It ended when Prigozhin and 34 commanders of his Wagner Group, who only a week before were dubbed mutineers and treasonous by Putin in four very public addresses, met with the Russian Federation President in the Kremlin on June 29, 2023. The Kremlin confirmed the meeting occurred. According to the French newspaper Libération, Western intelligence services were aware of the momentous occasion, but they insist the meeting transpired on July 1, 2023. Two members of the Security Council of the Russian Federation attended the meeting: the director of Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR, Sergei Naryshkin, and the director of Rosgvardiya (the National Guard of Russia) Viktor Zolotov. Kremlin spokesperson Dmitry Peskov told reporters: ““The commanders themselves outlined their version of events, emphasizing that they are soldiers and staunch supporters of the head of state and the supreme commander-in-chief.” Peskov continued: “They also said that they are ready to continue fighting for the motherland.”

With regard to prospective plotters among Russian Federation Armed Forces  commanders, surely they understand that the special military operations’ present outcome was actually due to their failures and those of the Russian Federation General Staff and senior operational commanders. Surely, they were aware or should have been aware, just how deficient their forces truly were. This is hard saying for them, but the Russian Federation General Staff and senior operational commanders of the conventional forces were and still are inadequately suited to defend their country or to successfully invade a country such as Ukraine, especially when it is receiving robust support from NATO member countries and other countries with an interest in the matter. Due their own colossal failure to consider eventualities of such an enterprise, they did not foresee the deluge of Western military aid and training or what a huge impact it would have on the special military operations course. Strategic failures by Russian Federation General Staff and senior operational commanders and the inability to recognize opportunities for decisive action and turn failure into success continue to the point where its too painful for those concerned with the wastage of human lives to watch. Among the Ukrainian people, whose country the Russian Federation wrongfully and illegally invaded, maybe those failures might be viewed [as a relative blessing from on high. (Yet, what really can ever be called a blessing during a war: survival?) 

If one might believe that what has transpired in Ukraine since February 2022 was all a deliberate act of subversion by the Russian Federation Defense Ministry and Russian Federation General Staff, the question would then be to what end: cui bono? The most likely immediate guess of those eager to see regime change of any kind in the Russian Federation might be that the plan was to set up Putin in order to foster his overthrow or elimination and their rise to power. Yet, both Shoigu and Gerasimov, given all of the supportive evidence publicly available on their respective atrocious management of two huge organizations, would have a better chance of achieving a decisive victory over Ukraine than controlling the Russian Federation with a modicum of competence. Unless megalomania and self-deception are controlling elements to an enormous extent in the respective thinking of both generals, they are surely aware that ruling the Russian people would be out of their sphere, beyond their faculties. Readers must pardon greatcharlie’s frankness, but given that Shoigu and Gerasimov are psychologically able to remain standing upright and stare calmly at a military disaster of such magnitude for their country’s armed forces, another possibility not to consider lightly is that either one or both may be psychologically unstable. This allegation shall be left for mental health professionals and behavioral scientists to parse out in the round. 

Certainly, Putin had authority over what transpired but had no expert role in the technical management of any of it. Imaginably, top Russian Federation Armed Forces commanders could still hold Putin accountable for all that has occurred in Ukraine or dare to say such things in public or private, however they should guard against such delusional thinking even in their darkest moments. With the idea of overthrowing Putin being bandied about, doubtlessly, the security services have been very much on the prowl, more so now than ever, watching, listening, and hoping to pick up the trail on anything even slightly out of order. 

Putin (left) and Director of the Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB, Alexander Bortnikov, talk along a corridor followed by stout securitymen. From a security service perspective universally, the handling of the Wagner Group Rebellion could be looked upon as an abysmal fiasco. The Russian Federation security services flubbed it. The Russian Federation security services stood seemingly immobilized, flat-footed on the ground, while thousands of ostensibly angry mercenaries drove toward Moscow. Amazingly, Putin has praised their rapid action on the matter more than once. In the aftermath, there was what greatcharlie characterizes as a frenzied rush by the security services to throw the blame on others for the singular happenings in late June 2023 which resulted in the detention and dismissal of several senior military officers. In that action, there has not been too much talk from the Kremlin. Yet, that aspect was somewhat foreshadowed by an a June 25, 2023 address given by Putin at the end of the Wagner Group Rebellion. That address created the prospect that a new wave of aggressive anti-subversion projects would be forthcoming as a consequence of the disturbance.

Background on the Russian Federation Security Services

During his July 27, 2023 address at the Kremilin’s Cathedral Square, Putin enumerated the organizations that fall under the heading, the security services of the Russian Federation He included the following: the Federal Security Service; National Guard; Interior Ministry; Federal Guard Service; and, the Defense Ministry.

Federal Security Service

Federal’naya sluzhba bezopasnosti Rossiyskoy Federatsii (The Federal Security Service of the Russian Federation) or FSB, is the principal security service of the Russian Federation. The primary responsibilities are within the country and in certain circumstances,, externally,, are: counterintelligence, internal and border security, counterterrorism, surveillance and the investigation all other capitol crimes, violations of federal law violations, and unenumerated and unforeseen national security matters.

The National Guard

Federal’naya sluzhba voysk natsional’noy gvardii Rossiyskoy Federatsii (Federal Service of the Troops of the National Guard of the Russian Federation) or Rosgvardiya is the country’s internal military force, comprising an independent agency that reports directly to Putin under his powers as Supreme Commander-in-Chief and Chairman of the Security Council of the Russian Federation. The National Guard is not an element of the Russian Federation Armed Forces. In 2016, Putin signed a law establishing the federal executive bureaucracy. The stated mission of the National Guard is securing the Russian Federation’s borders, serving as the lead agency on gun control, combating terrorism and organized crime, protecting public order and guarding important federal properties.

Interior Ministry

Ministerstvo vnutrennikh del Rossiyskoy Federatsii (Ministry of Interior of the Russian Federation) or MVD is responsible for law enforcement within the country by performing tasks as described I n the names of its main agencies: the Police of Russia, Migration Affairs, Drugs Control, Traffic Safety, the Centre for Combating Extremism, and the Investigative Department.

Federal Guard Service

Federalnaya sluzhba okhrany (the Federal Guard Service of the Russian Federation) or FSO, is the federal government agency concerned with the tasks related to the protection of the most senior national officials as mandated by the relevant law, to include Putin. The FSO is also responsibile for the physical security of certain federal properties.

Defense Ministry

With regard to the Russian Federation Defense Ministry, it is not a security service per se, but technically plays an in security service role, being able to provide supporting ground, air, and navalnavalNaval assets when needed to support the main security organizations. Penultimately, the Defense Minister exercises day-to-day administrative and operational authority over the Russian Federation Armed Forces. The Russian Federation General Staff executes the Russian Federation President’s and the Russian Federation Defense Minister’s instructions and orders. Ultimately, the Russian Federation President is the Commander-in-Chief of the Russian Federation Armed Forces and directs the activity of the Russian Federation Defense Ministry.

From a security service perspective universally, the handling of the Wagner Group Rebellion could be looked upon as an abysmal fiasco. The Russian Federation security services flubbed it. To all intents and purposes, the Russian Federation security services stood seemingly immobilized, flat-footed on the ground, while thousands of ostensibly angry mercenaries drove toward Moscow Amazingly, Putin has praised their rapid action on the matter more than once. (Perhaps that was an expression of his crni humor and it escaped the vast majority of listeners.) In the aftermath, there was what greatcharlie characterizes as a frenzied rush by the security services to throw the blame on others for the singular happenings in late June 2023 which resulted in the detention and dismissal of several senior military officers. In that action, there has not been too much talk from the Kremlin. Yet, that aspect was somewhat foreshadowed by a June 25, 2023 address given by Putin at the end of Wagner Group Rebellion. That address created the prospect that a new wave of aggressive anti-subversion projects would be forthcoming as a consequence of the “disturbance”.

As greatcharlie noted in its aforementioned August 1, 2023 post, in his June 25, 2023 address to the Russian Federation on the Wagner Group Rebellion, Putin let the Russian people know that in response to any challenges of any kind he would use his full powers and those powers had no limits. Putin stated: “As the President of Russia and Supreme Commander-in-Chief, and as a citizen of Russia, I will take every effort to defend the country and protect the constitutional order as well as the lives, security and freedom of our citizens.” Putin then fired something better than a warning shot that went beyond the events of June 2023 to those similar to “all sorts of political adventurers and foreign forces” as he described players in the 1917 Revolution, seeking to benefit politically, economically, or even militarily by tearing the Russian Federation apart. Political opponents, “dangerous elements”, and foreign visitors likely have more to fear now in the Russian Federation than ever before. To that extent, it would be expected for the security services to single out examples from the senior ranks of the Russian Federation Armed Forces to terrorize them into believing none would be safe from their watchful eyes and protective hands. If even the slightest scent of sedition or insurrection emanated from their direction, the security services would much like a tiger in the jungle at its prey.

As the Wagner Group Rebellion took shape, many officials and observers in the West proffered that Prigozhin and his troops would not have been able to take over military facilities in southern Russia so easily and mount his rapid march on Moscow without collusion with some members of the military’s elite. It is possible that such assessments and even the words of Gates spoken about a possible military insurrection drove top officials into such a frenzy that they became more determined to light on any officer over the slightest suspicion. It is fairly unlikely that the security services could say for certain that any military officers were absolutely involved in the Wagner Group Rebellion or any other apparent plots. Nevertheless, action was expected, and action was taken. The noble pagan of Ancient Rome, the renown statesman and scholar Marcus Tulius Cicero (106 BC to 43 BC), attributed to the Athenian statesman Solon (c. 630 BC to 560 BC), the quote: “Rempublicam duabus rebus contineri dixit, præmio et pœna.” (A state is regulated by two things, reward and punishment.)

As it was reported in the Moscow Times on July 13, 2023, the Russian Federation security services began their search for suspected reactionaries by detaining at least 13 senior military officers and suspended or fired 15 others. These actions were taken in relation to the Wagner Group Rebellion. Although many of the military officers investigated began their careers in loyal service to the Armed Forces of the Soviet Union, and had excellent records of service since, ties to the Wagner Group, no matter how attenuated, provided ample cause for singling them out. There was evidently no reason for any of the officers to believe they were guilty of anything. All were apparently devoid of any instant fear. Apparently, not one attempted to act first by using resources available to general officers to take refuge from the security services or evade investigators upon their arrival to detain them. For each, the discovery that they were subjects of an investigation by the security must have come to each as a bolt out of the blue. Among the generals detained were Russian Air Force Lieutenant General Andrei Yudin, Deputy Commander of the Southern Group Forces in the Special Military Operation zone, and, Russian Army Lieutenant General Vladimir Alekseyev, the Deputy Commander of Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or the GRU. Both generals were suspended from duty after their release. In Act 2 Scene 1 of William Shakespeare’s tragedy, The Life and Death of Julius Caesar (1599), the character Brutus, considers, in a soliloquy, his reasons for assassinating Caesar on the Ides of March, states words surely pertinent to thinking of the security services regarding the subjects of their investigations ostensibly for treasonous acts though such behavior was unseen: “And therefore think him as a serpent’s egg / Which, hatch’d, would, as his kind, grow mischievous, / And kill him in the shell.” With its own hand, the Russian Federation government is gutting its own military of premium commanders. Que puis-je dire? 

The Moscow Times was first to report that General Sergei Surovikin had been detained. Surovikin, the highest-ranking general among the many commanders held, was likely “target number 1” of the security services. Citing the Financial Times, Bloomberg, and Russia’s independent investigative outlet iStories published similar reports to the effect that Surovikin had either been detained or only questioned and then later released. Yet, according to the Moscow Times, sources of the Wall Street Journal revealed that Surovikin was undergoing “repeated interrogations” and was not being held at a detention center, where reportedly Russian prison monitors have been unable to locate the general. Surovikin’s whereabouts are still unknown now weeks after the Wagner Group Rebellion. Neither the Kremlin nor the Russian Federation Defense Ministry have revealed anything concerning Surovikin’s whereabouts or his well-being.

As it was reported in the Moscow Times on July 13, 2023, the Russian Federation security services began their search for suspected reactionaries by detaining at least 13 senior military officers and suspended or fired 15 others. These actions were taken in relation to Wagner Group Rebellion. Citing the Wall Street Journal, the Moscow Times stated “The detentions are about cleaning the ranks of those who are believed can’t be trusted anymore.” Indeed, although many of the military officers investigated began their careers in loyal service to the Armed Forces of the Soviet Union, and had excellent records of service since, ties to the Wagner Group, no matter how attenuated, provided ample cause for singling them out. Among the generals detained were Russian Air Force Lieutenant General Andrei Yudin, Deputy Commander of the Southern Group Forces in the Special Military Operation zone, and, Russian Army Lieutenant General Vladimir Alekseyev, the Deputy Commander of Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or the GRU. Both generals were suspended from duty after their release.

Background on Surovikin

Holding the rank of General of the Army, Sergei Vladimirovich Surovikin has served as the overall commander of the Joint Group of Forces in  the Special Military Operation zone in Ukraine from October 8, 2022 to January 11, 2023, during which time helped shore up defenses across the battle lines after Ukraine’s counteroffensive last year. He was replaced as the top commander in January 2023 by Gerasimov but retained influence in running war operations while in command of the Southern Group Forces in the Special Military Operation zone.

He has been awarded the Order of the Red Star, the Order of Military Merit and the Order of Courage three times. He was awarded the medal and title Hero of the Russian Federation and the Order of St. George. Surovikin had already reached what normally would have been the pinnacle of a Russian officer’s career when on November 22, 2017 he took command of Voyska Vozdushno-Kosmicheskoy Oborony, Rossijskoj Federacii (the Russian Federation Aerospace Defense Forces. It was still a relatively new organization, established in 2015 when the decision was made by the Russian Federation Defense Ministry to combine Voenno-Vozdushnye Sily Rossii, (the Russian Air Force), Voyska Vozdushno-Kosmicheskoy Oborony, (the Air and Missile Defense Forces), and Kosmicheskie Voyska Rossii, (the Russian Space Forces), under one command. 

Surovikin was born in Novosibirsk in Siberia on October 11,1966. He is currently 56, married, and has two daughters. Reportedly, Surovikin stands about 5 feet 10 inches. While many sources state Surovikin is Orthodox Catholic, presumably meaning Russian Orthodox Catholic, unknown to greatcharlie is the degree to which he is observant. After graduating from the Omsk Higher Military School in 1987, Surovikin began his career serving as a lieutenant in the Voyská Spetsiálnogo Naznachéniya (Special Purpose Military Units) or spetsnaz. Spetsnaz units, a carry over from the days of the Soviet Union,  have been trained, and tasked as special forces and fielded in wartime as part of the GRU. Not much has been offered at least in the mainstream or independent newsmedia on Surovikin’s work in spetsnaz. He reportedly served in spetsnaz during the last stages of the War in Afghanistan, but the specific unit he was assigned to has not been identified. As is the case with special forces in most countries, the primary missions of spetsnaz are power projection (direct action), intelligence (reconnaissance), foreign internal defense (military assistance), and counterinsurgency. Fighting in the Afghan War in the latter stages when the US was conducting its covert operation to support the Soviet’s main opponent, the Mujahideen at full-bore was most likely a very challenging experience for Surovikin.

Surovikin discussing the situation in Ukraine during his period of service as the overall commander of the Joint Group of Forces in  the Special Military Operation zone. The Moscow Times was first to report that General Sergei Surovikin had been detained. Surovikin, the highest-ranking general among the many commanders held, was likely “target number 1” of the security services. Citing the Financial Times, Bloomberg, and Russia’s independent investigative outlet iStories published similar reports to the effect that , which said Surovikin had either been detained or only questioned and then later released. Yet, according to the Moscow Times, sources of the Wall Street Journal revealed that Surovikin was undergoing “repeated interrogations” and was not being held at a detention center, where reportedly Russian prison monitors have been unable to locate the general. Surovikin’s whereabouts are still unknown now weeks after the Wagner Group Rebellion. Neither the Kremlin nor the Russian Federation Defense Ministry have revealed anything concerning Surovikin’s whereabouts or his well-being.

By August 1991, Surovikin was a captain and commander of the 1st Rifle Battalion in the 2nd Guards Tamanskaya Motor Rifle Division. When the coup d’état attempt against Soviet President Mikhail Gorbachev was launched in Moscow by the self-declared Gosudarstvennyj Komitét Po Chrezvycháynomu Polozhéniyu (State Committee on the State of Emergency) or GKChP., orders were sent down by the GKChP requiring Surovikin to send his mechanized unit into the tunnel on the Garden Ring. He drove his vehicles into the barricades of a group of anti-coup protesters. Shortly after that, Surovikin was promoted to the rank of major. In 1995, he graduated from the renowned Frunze Military Academy. Surovikin participated in the Tajikistani Civil War where he commanded a motor rifle battalion. He then became chief of staff of the 92nd Motor Rifle Regiment, chief of staff and commander of the 149th Guards Motor Rifle Regiment and chief of staff of the 201st Motor Rifle Division. Whether due to qualifications, prompted by politics, or whatever might possibly be a factor under the Russian Federation’s system of government, Surovikin’s superior decided to prepare him for flag rank. In 2002, he graduated from Voyennaya Akademiya General’nogo Shtaba Vooruzhennykh Sil Rossijskoj Federacii (the Military Academy of the General Staff of the RussianFederation). He became commander of the 34th Motor Rifle Division at Yekaterinburg.

In March 2017, Surovikin began his first of two tours in Syria. The first was supposed to last about three months. It was reportedly part of an effort by Moscow to provide first-hand combat experience to as many high-ranking officers as possible. However, on June 9, 2017, Surovikin was introduced to the newsmedia as the Commander of the Russian Federation Armed Forces deployed to Syria. The Russian Federation Defense Ministry repeatedly credited Surovikin with achieving critical gains in Syria, saying that Russian and Syrian forces “liberated over 98 percent” of the country under him. In the fight against the Islamic terrorist group, ISIS, Surovikin is credited for directing the Syrian Arab Army when it lifted the siege of Deir al-Zour and the attack that recaptured Palmyra for the second and last time. On December 28, 2017 he was made a Hero of the Russian Federation for his leadership of the Group of Forces in Syria.

The security services were surely ready and willing to grab those that both their sister national security bureaucracies and elites as Shoigu and Gerasimov could point a finger at. If some document had been created listing those officers that the Russian Federation Defense Ministry and Russian Federation General Staff had doubts about, Surovikin’s name would surely have been placed on the top of that list. For those who might have thoughts of seditious thoughts or considering insurrection, they would surely suggest that Surovikin be their role model: “Dein Vorbild!”

Surovikin (left) proudly receives Order of St. George, 3rd degree, from an apparently satisfied Putin (right). For quite some time, Putin appeared to appreciate Surovikin and must have acknowledged that he was a sort of diamond in the rough. In its October 30, 2022 post entitled, “Brief Meditations on the Selection of Surovikin as Russia’s Overall Commander in Ukraine, His Capabilities, and Possibilities for His Success”, greatcharlie explained that politics of the highest realms of the Russian Federation likely played a considerable role in the decision to appoint Surovikin commander of the joint group of troops in the area of the special military operation. it would seem on its face that Putin and the general should have a very harmonious relationship. Surovikin’s loyalty and reliability was apparent in his performance in Syria. Surovikin, obedient to the letter, followed through violently in Syria, getting the results that Putin demanded. 

How Jealousy and Envy Likely Poisoned the Thinking of Shoigu and Gerasimov on Surovikin

US officials briefed on intelligence concerning Surovikin’s detention have said they do not know if his was actively involved in the Wagner Group plot to abduct Shoigu and Gerasimov. Searching for reasons behind Surovikin’s detention, the Western newsmedia as well as Russia scholars and policy analysts have repeatedly noted that when he was selected as the commander of Russian Aerospace Forces in 2022 and as the Russian Federation’s overall commander in Ukraine, none other than Prigozhin very publicly welcomed his appointment to those posts, calling him a “legendary figure” and “born to serve his motherland”. These quotes and other supportive ones, along with a number of well-publicized links between Surovikin and Prigozhin, have fuelled rumors in the West that Surovikin may have been “purged” or put under investigation for his ties to the Wagner Group Rebellion. Alleged strong ties with the Wagner Group, even if fuelled by rumor, would indeed be more than enough for security service investigators to sink their teeth into.

Still, despite any perceived ties between Surovikin and Prigozhin, it is more likely the case that he was a fitting target for the security services because he was, and presumably still is, disfavored by Shoigu and Gerasimov for, all of things, possessing a military acumen that surpassed theirs by leaps and bounds. No one could have been more aware of how inept Shoigu and Gerasimov were than Surovikin. No one did more to make the duo’s inadequacies readily apparent just by doing his job right. Rather treasure their subordinate as someone who gets things done in the midst of the Russian Federation’s conundrum in Ukraine, at the nub of their concern over him was very likely jealousy, envy, and insecurity. Shoigu and Gerasimov have respectively demonstrated themselves to be very flawed men in their thinking and actions. It is conceivable that they would go a bit further and prove themselves prone to punish subordinates because of their talents. Que l’enfer est faux avec vous?

When Surovikin was promoted to overall commander of the Joint Group of Forces in  the Special Military Operation zone on October 8, 2022, he began to make moves that brought some positive results and good news for the Russian Federation Armed Forces. Surovikin surely understood that leveling everything and starting from scratch is certainly not the answer, although he may have wanted to do so in many areas. Despite shortcomings of his forces in the field and accepting the situation as it actually was, Surovikin sought to solidify the position of the Russian Federation Armed Forces in Ukraine. Fully in his element in ground warfare, he stepped up better organized localized attacks to have a cumulative effect and push back on advances by Zbrojni syly Ukrayiny (the Ukrainian Armed Forces) at that time. His defensive moves reportedly raised worries among US military officials and officials in the administration of US President Joe Biden that Russia Federation troops might be able to withstand renewed Ukrainian offensives.

Yet Surovikin’s efforts, which were bearing fruit, did not appear to be enough to impress or satisfy his military superiors. One might wonder whether Surovikin was intentionally given a fool’s errand when given overall command in Ukraine. One might speculate it was part of a pre-concerted effort conjured up by his superiors, hoping to brand him with a mark of dishonor for failing to complete a mission to correct a near Intractable situation before he had even journeyed out to perform it. Readers may recall that it was greatcharlie’s prediction in its October 30, 2023 post entitled, “Brief Meditations on the Selection of Surovikin as Russia’s Overall Commander in Ukraine, His Capabilities, and Possibilities for His Success”, that the situation for Surovikin might in the end parallel that of the singular circumstances surrounding the renowned author of The History of the Peloponnesian War, Thucydides, (c. 460 BC–400 BC). Thucydides once was an Athenian general who was subsequently sacked and exiled following his failure to defend the Greek city of Amphipolis in Thrace. (During his exile, he began compiling histories and accounts of the war from various participants on all sides.) According to Thucydides’ own account in Book 4, chapter 105, section 1 of The History of the Peloponnesian War, he was ordered to go to Amphipolis in 424 because he had “great influence with the inhabitants of the mainland.” However, the renowned Spartan general Brasidas, aware that Thucydides was on Thasos and had established considerable influence with the people of Amphipolis, and concerned over possible reinforcements arriving by sea, acted quickly to offer moderate terms to the Amphipolitans for their surrender, which they accepted. Consequently, when Thucydides arrived at Amphipolis, the city had already fallen under Spartan control. As Amphipolis was of considerable strategic importance to Athens, reports that it was firmly under Spartan control were received with great alarm. Thucydides became the target popular indignation among the Athenians. As was the usual decision in such circumstances, Thucydides was exiled for his failure to “save” Amphipolis.

It also could have been the case that Surovikin’s ability to establish order from chaos convinced others they could grab glory from his success and claim his successful actions as their own. Surovikin’s replacement as overall commander in Ukraine was none other than Gerasimov. When Gerasimov arrived to take command of the special military operation from him, Surovikin was not dismissed as was the case with Thucydides. He became one of three deputies subordinate to Gerasimov in the Special Military Operation zone, which meant Surovikin’s sound military thinking,  good insights, and reliable intuition would be at his disposal. Further, by keeping Surovikin in the mix, any negative feelings Putin might have developed over a dismissal would be avoided. At that time, he still appreciated Surovikin, and would have unlikely tolerated his dismissal and would likely have responded negatively to efforts to dismiss him. However, if his superiors were truly “gunning for him”, as suggested by greatcharlie, their efforts would hardly end with his demotion. It seems they managed to set up a better aimed second shot at him during the Wagner Group Rebellion.

Surovikin with laser pointer (left) and Shoigu (right). Putin is hardly oblivious to the dearth of true military talent among commanders of the Russian Federation Armed Forces as well as among his closest military advisers. Interestingly, even while he supported Shoigu’s decision to subordinate all private military contractors, militias, and volunteers fighting alongside the Russian Federation Armed Forces in Ukraine, Putin, at the meeting in Ulyanovsk, implied that criticism of his country’s military had been for the most part correct. He stated:. “At the start of the special military operation, we quickly realized that the ‘carpet generals’ [ . . . ] are not effective, to put it mildly.” Putin continued: “People started to come out of the shadows who we hadn’t heard or seen before, and they turned out to be very effective and made themselves useful.”

Putin is hardly oblivious to the dearth of true military talent among commanders of the Russian Federation Armed Forces as well as among his closest military advisers. Interestingly, even while he supported Shoigu’s decision to subordinate all private military contractors, militias, and volunteers fighting alongside the Russian Federation Armed Forces in Ukraine, at the meeting with bloggers in Russian Federation on June 23, 2023, Putin implied that criticism of his country’s military had been for the most part correct. He stated:. “At the start of the special military operation, we quickly realized that the ‘carpet generals’ [ . . .] are not effective, to put it mildly.” Putin continued: “People started to come out of the shadows who we hadn’t heard or seen before, and they turned out to be very effective and made themselves useful.” For quite some time, Putin appeared to appreciate Surovikin and must have acknowledged that he was a sort of diamond in the rough. In its October 30, 2022 post, greatcharlie explained that politics of the highest realms of the Russian Federation likely played a considerable role in the decision to appoint Surovikin commander of the joint group of troops in the area of the special military operation. On the face of it, one might have imagined Putin and the general would have a very harmonious relationship, Both were devout servants of the Soviet Union and desired to preserve their erstwhile country. Surovikin’s loyalty and reliability became most apparent to Putin through his performance in Syria. Surovikin, obedient to the letter, followed through violently in Syria, getting the results that Putin demanded.

The thought could not have escaped Gerasimov that Putin might be looking at Surovikin as his possible replacement. To find support for that idea, he would only need to look at his latest work product, the condition of the Russian Federation Armed Forces in Ukraine and the less than capable force he had developed and maintained in the years before the invasion. Gerasimov could very likely have been accused criminally as having failed immensely in keeping the armed forces prepared for war.

A matter that might presumably have caused Putin to look at Surovikin with a jaundiced eye would be his trustworthiness, particularly with regard to his management of the Strategic Rocket Forces as the commander of the Russian Aerospace Forces. Putin needs to be certain whether the commander of the crown jewels of the Russian Federation’s defense would be ready to carry out his orders to use the country’s most powerful forces without question. Control over the actions of his commanders has likely become the most uneasy matter for Putin to cope with. Putin does not want to be placed in the situation he has faced for months with his commanders in the field in Ukraine who he surely feels have failed to perform in a satisfactory manner. The poisonous words of Putin’s most senior military advisers would have been able to do the most damage to Surovikin on this matter. It would be overly generous and perhaps unreasonable to think Shoigu and Gerasimov would refrain from attacking Surovikin from that angle if given the opportunity. Vana quoque ad veros accessit fama timores. (Idle rumors were also added to well-founded fears.)

Surovikin (left) and Gerasimov (right). It would seem on its face that Putin and the general should have a very harmonious relationship, hardly oil and water. Surovikin’s loyalty and reliability was apparent in his performance in Syria. Surovikin, obedient to the letter, followed through violently in Syria, getting the results that Putin demanded. The thought could not have escaped Gerasimov that Putin might be looking at Surovikin as his possible replacement. To find support for that idea, he would only need to look at his latest work product, the condition of the Russian Federation Armed Forces in Ukraine and the less than capable force he had developed and maintained in the years before the invasion. Gerasimov could very likely have been accused criminally as having failed immensely in keeping the armed forces prepared for war.

By countenancing the detention of Surovikin, Shoigu and Gerasimov would have essentially given their blessing to the actions of the security services. When the guilt of an individual is near assured by such authority, and results are expected at the top, the faculty of thought can often be suspended, even lost every step of the way. By observation–empirical data gleaned from years of newsmedia reporting–this appears true for almost every country, sorry to say. (If this faulty practice at all sound familiar to readers from security services of other countries, change your ways today! (More easily said than done one would suppose.)) Sufficit unum lumen in tenebris. (A single light suffices in the darkness.)

Surovikin appears to have found himself in a pickle with Putin similar to that of Ancient Roman military leader Belisarius (c. 500 AD to 565 AD) with Roman Emperor Justinian I (482 AD to 565 AD). Far more than simply a military commander, Belisarius was one of the greatest of Antiquity. He has been dubbed by historians as “the Last of the Romans.” He conquered the Vandal Kingdom of North Africa in 9 months, then turned to conquer much of Italy. He was victorious against the Vandals at Tricamarum and Ad Decimum. He recaptured the city of Rome for the Empire and held on to it under siege despite the fact that in both seizing the city and defending it, his force was outnumbered. Although subsequently defeated by the Persians at Callinicum, he won a great victory against their forces at Dara. Belisarius repulsed invasion attempts by the Huns at Melantias and by the Persians at Ariminum by causing them to lift the siege of the city. Skilled at using deception in warfare, he led the Persian commander to withdraw without a fight. However, having accomplished all of this and more, in 562 AD, toxic advisers, jealous and envious of Belisarius’ success and favor with Justinian, managed to convince the emperor that his loyal commander was conspiring to overthrow him. He was found guilty at trial, stripped of rank, publicly humiliated, and imprisoned. After reconsidering the matter, Justinian pardoned Belisarius and demanded his release. He restored him to favor at the imperial court. Belisarius died very shortly afterward.

It would seem the security services are very much troubling Surovikin with a lengthy examination. One might imagine if the security services had a clear cut case against the Surovikin, they would have readily thrown a light on all that is dark to everyone about the matter by making some complacent public statement in a very grand way. Certainly, that would happen, albeit only if Putin sanctioned it. Out of sheer curiosity, it would be interesting to hear what sort of ragbag of dissonant trifles the security services have in their possession about Surovikin. In the aggregate, their evidence would unlikely amount to anything managers in any legitimate law enforcement organization elsewhere would find satisfactory or acceptable. Conceivably, any evidence possessed by the security services could hardly be more than circumstantial and unlikely exact, but surely whatever it possesses would be near enough for the security services to believe their case is solid. Each bit of nothing in their minds would presumably rate higher meaning. To that extent, one might assess in the truest sense, the supposed crimes of the suspected officers were featureless ones. Nos hæc novimus esse nihil. (We know that these things are nothing (i.e., mere trifles.)

Snakes are able to unhinge their jaws, which allows them to swallow animals much larger than their heads. After they devour the animal, their jaw hinge goes back into place. Much as with snakes, right or wrong, security service officials, whether in the Russian Federation or governments of freedom loving democracies of the West, will figuratively unhinge their jaws to devour “larger prey” such as Surovikin or any subject of an investigation for whatever recherché rationale or due to an investigator’s some very apparent mental abnormality, highly valued by them. Often too easily given the authority by their superiors who are usually eager to receive results, investigating security service officials are usually reluctant to release the subjects of their investigations even if it requires busting budgets by increasing staff and hours on the beat and increasing the use of technical resources to include contractors to collect evidence that unlikely existed. Errant investigators will continue to clamp down on their victim even when it is clear there are no substantial leads, or trifles, to follow up on. Curiously, superiors in most security service do not appear to  circulate in a way to observe such aggressive investigative practices or hear from subordinates whether anything inordinate is transpiring. Typically, managers in the security services have come up from the same system and are unwilling to push too hard on anything thoroughly. They know the deal! To be sure, the behavior of investigators in the security services can be unhinged not as much in a physical way as with the snake’s jaw, but psychologically. Once its victim is completely figuratively devoured, broken in a real sense, their jaws will return to their original position.

Gerasimov (above) moves through a well-protected bunker to the rear of the frontlines in Ukraine. A matter that might presumably cause Putin to look at Surovikin with a jaundiced eye would be his trustworthiness particularly with regard to his management of the Strategic Rocket Forces as the commander of the Russian Aerospace Forces. Putin wants to be certain whether the commander of the crown jewels of the Russian Federation’s defense would be ready to carry out his orders to use the country’s most powerful forces without question. Control over the actions of his commanders has likely become the most uneasy matter for Putin to cope with. Surely Putin does not want to be placed in the situation he has faced for months with his commanders in the field in Ukraine who he surely feels have failed to perform in a satisfactory manner. The poisonous words of Putin’s most senior military advisers would have been able to do the most damage to Surovikin on this matter. It would be overly generous and perhaps unreasonable to think Shoigu and Gerasimov would refrain from attacking Surovikin from that angle if given the opportunity.

On Bullying Surovikin

Turning to the Bard again, in Act 3, scene 3 of Shakespeare’s play Othello, the Moor of Venice (1603), the consummate antagonist, the ensign Iago, acting full bore in a dastardly campaign to destroy the commander, Othello, psychologically, seeks to create doubt in his mind about his wife Desdemona’s fidelity and that she could possibly be in love with his captain, Cassio, his most loyal subordinate. In convincing Othello that it would be a tremendous blow to his reputation if word of what was in reality a nonexistent relationship between the two, became widely known, Iago states the famous passage: Good name in man and woman, dear my lord, / Is the immediate jewel of their souls: / Who steals my purse steals trash; ’tis something, nothing; / ‘Twas mine, ’tis his, and has been slave to thousands: / But he that filches from me my good name / Robs me of that which not enriches him / And makes me poor indeed.” While likely embarrassed, disheartened and potentially humiliated initially by the public spectacle and dishonor of his detention, the brave soldier, a former spetsnaz officer, will not so easily be driven past hope and into despair despite the worst the security services might be able to dish out. True, the message Surovikin recorded urging the Wagner Group troops to halt their “mutiny” was likely made at the suggestion of the security service which likely had him in their possession at the time. Yet, the possibility is greater than not that Surovikin truly wanted the whole episode with the Wagner Group to end in order to prevent an atrocious “blue on blue” clash, save the lives of much needed troops, and avoid doing anything that would give the Russian Federation’s opponents an advantage. Surovikin likely saw it as one more chance to be a good commander and patriot despite his difficult situation. Doubtlessly in their interrogation of Surovikin, investigators are very likely repeatedly testing every link of their conceivably defective and possibly contaminated chain of evidence. However, no fabricated disclosures or incriminating false confession under duress should be hoped for from Surovikin. A likely denouement would be the general’s call to higher service unless he is released. The security services would of course assure all that Surovikin had met his fate by his own hand if he were to die in their custody. Hopefully, none of that will transpire.

For the security services, among a hypothetical list of causes for continuing their questioning Surovikin would perhaps be an insufficient response from his headquarters on whether there was “ample” reason to be concerned over the Wagner Group in his area or whether he prepared to respond to any provocation by Wagner Group units, Surovikin should bear no guilt for having any knowledge about the Wagner Group Rebellion. It is likely that most, if not all the causes listed, would appear nonsensical to reasonable individuals, and particularly legal scholars.. The build up of Wagner Group units on the border between Ukraine and the Russian Federation was an open secret, open to the whole wide world.

Perhaps every Western capital, as well as the capitals in other regions concerned about Ukraine, was aware of it. Western intelligence appears to have been more fully informed on the details of what was transpiring on the border than the Russian Federation Defense Ministry and the Russian Federation General Staff and the security services in the aggregate. It brings to mind how difficult it seemed for the Russian Federation Armed Forces and the security services to monitor Prigozhin’s movements between Belarus and the Russian Federation after the rebellion. Time and effort was spent raiding empty homes garnering little more than wigs and some old gag photos, gold bars and automatic weapons, all of which were returned to their owner. In the meantime, Western intelligence had been monitoring every move he made by satellite. One might hazard a guess that the US Intelligence Community knew details such as what he was typically having for breakfast and lunch and how much time he was spending watching television. The juxtaposition of the respective approaches to investigating the two subjects by the security services is almost comical.

Surely, the Russian Federation Armed Forces and the security services themselves had a more than adequate opportunity to monitor and disrupt any plan of the Wagner Group, to prevent if from assembling and rolling out against the Russian Federation Defense Ministry, and long before the “mutineers” left their line of departure and reached Rostov-on-Don. The reason why they failed to act, robustly or discreetly, is anyone’s guess. The failure of the Russian Federation Armed Forces and security services to interfere with the Wagner Group before the situation took a grave turn was surely a worse act of enabling the rebellion than any other. If Surovikin is being held over any knowledge potentially possessed and withheld by him, he could hardly have concealed anything that everyone did not already know on the matter. As the whole saw how the whole episode played out, one might wonder what sort of special piece of information he could have held back. Recalling the dialogue from the 1979 blockbuster film “Apocalypse Now!”, a portion of a line spoken by the character US Army Captain Benjamin L. Willard is apropos in this case. With that line added on here, one could then state with considerable accuracy that charging anyone with having foreknowledge of the Wagner Group Rebellion would be “like handing out speeding tickets at the Indy 500.”

If Surovikin is being held over some possible errant words spoken by him, then, as suggested earlier, the time has long passed since the security services should have let Putin, the Russian people, and the world know they have got it out. However, such is surely not the case. Everything made publicly known so far points to the likelihood that they have no real case against Surovikin. Perchance the best case for which the security services are actually providing strong evidence is the case proving what an absolute abomination the Russian Federation government is. Some might argue that too is an “open secret”.

Regarding the inadequacies of the Russian Federation Armed Forces and the security services, greatcharlie need not go as far as to call attention to just how wrong their respective pre-invasion conclusions were about the Ukrainian people welcoming invading Russian Federation troops with open arms. One might infer from the quality of their previous work product, in the minds of security service investigators, no matter how implausible or off-kilter their cause for holding Surovikin might be, they believe there is good reason to detain Surovikin. They can “rest assured” that they have got the right man. Again, they have got it out! Complètement folle!

Interestingly, while Russia scholars and policy analysts will never recognize the sovereign territory of Ukraine in the Donbass as Novorossiya, it is supposedly a reality for the Russian Federation government. That being the case, if the Wagner Group on territory that was in the minds of Russian Federation officials now their country’s sovereign territory, whatever the Wagner Group was doing was a matter that fell primarily if not solely within the security services’ province. How inelegant it is for the security services to foist their responsibilities upon commanders of the Russian Federation Armed Forces on the battlefield who at that moment were swamped, struggling to prevent the Ukrainian Armed Forces from delivering a crushing military blow, sending the entire enterprise in Ukraine from swiftly spiraling downward into a defeat on a scale not seen since World War II. (Undoubtedly, with regard later offensives that have lead to grand defeats, some might call attention to the May 4, 1975 spring offensive (Chiến dịch mùa Xuân 1975), officially known as the General Offensive and Uprising of Spring 1975 (Tổng tiến công và nổi dậy mùa Xuân 1975), which was the final North Vietnamese campaign of the Vietnam War that led to the capture of Saigon on April 30, 1975, and the surrender and dissolution of Republic of Vietnam. Others might call attention to the May 2021 offensive of the wretched Taliban in blatant violation of a peace agreement that led to the capture of Kabul, the complete collapse of the internationally backed government of the Islamic Republic of Afghanistan and subsequent dissolution of the robustly supported the Afghan National Defence and Security Forces on August 15 2021.)

Putin (center top) meeting with select members of the Russian Federation Defense Ministry, Russian Federation security services, and the Security Council during the Wagner Group Rebellion. For the security services, among a hypothetical list of causes for continuing their questioning Surovikin would perhaps be an insufficient response from his headquarters on whether there was “ample” reason to be concerned over the Wagner Group in his area or whether he prepared to respond to any provocation by Wagner Group units, Surovikin should bear no guilt for having any knowledge about the Wagner Group Rebellion. It is likely that most, if not all the causes listed, would appear nonsensical to reasonable individuals, and particularly legal scholars. The build up of Wagner Group units on the border between Ukraine and the Russian Federation was an open secret, open to the whole wide world.

Pitfalls for Military Officers Who Get Too Close to Political Matters

With Prigozhin being a very close associate of the Russian Federation President and, by reports, ostensibly under the control of the GRU and the Russian Federation General Staff, it is not too difficult to imagine Surovikin was most likely reluctant, or strongly desired, to stay out of matters closely concerning Prigozhin’s activities outside of military matters. By doing so, one could only bring unneeded trouble upon oneself. It would be impossible, without all of the facts of what was really the case, what was in play. One of the other aforementioned commanders detained and questioned by the security services, Alekseyev, the first deputy chief of the GRU, military intelligence, certainly would have known prying into whatever the Wagner Group was doing off the battlefield would be counterintuitive. He too would know just getting too close could result in trouble as the situations for Yudin, Alekseyev, and Surovikin clearly demonstrate.

In greatcharlie’s June 5, 2023 post entitled, “Commentary: Will the Ukraine War’s Course Stir Putin to Alter His Thinking and Seek Novel Ways Either to Win or to Reach a Peace Deal?”, a true picture of the thinking among the Russian people concerning service to the state–to the best understanding of greatcharlie–was outlined with frankness. At a time of national emergency, which the Ukraine War represents for the Russian Federation, some citizens may likely feel compelled to step forward to support their homeland. Since work as a foreign and national security policy analyst of a kind ostensibly would not include being shot at, it would seem safe enough for some to volunteer to serve. Yet, with all of that being stated, one must remain conscious of the fact that in the Russian Federation, individuals can face very difficult circumstances even following what could reasonably be called the innocuous contact with the federal government. This reality is at great variance with the general experience of individuals living in Western democracies after contact with respective governments. Of course, in some cases, Western governments, too, can find limitless ways to betray the expectations, faith, and trust of their citizens. (On this point, greatcharlie writes from experience.) For certain, laws concerning the people’s well-being can be legislated with some regularity in most countries but justice is very often harder to achieve.

To that extent, greatcharlie supposed that scholars and analysts outside of the foreign and national security policy bureaucracies would unlikely be quick to assist the Russian Federation government by providing any reports or interviews. There might be a morbid fear among many scholars and analysts outside of those organizations to offer insights and options in such a hypothetical situation believing it is possible that the failure to bring forth favorable outcomes, even if their concepts were obviously misunderstood or misapplied might only antagonize those who they earnestly sought to assist. Indeed, there perhaps would be reason to fear they would be held accountable for the result and some severe punishment would be leveled against them. Punishment might especially be a concern if Putin himself were to take direct interest in their efforts. If he were somehow personally disappointed by how information received negatively depicted or impacted an outcome, there would be good reason for those who supplied that information to worry. Many outside of the foreign and national security policy bureaucracies might feel that the whole issue of Ukraine is such an emotionally charged issue among Putin and his advisers that, perchance, nothing offered would likely be deemed satisfactory. It would be enough of a tragedy to simply find themselves and those close to them under the radar of hostile individuals with whom anyone living in relative peace would loathe to be in contact. Given all the imaginable pitfalls, based stories of the experiences of others, those among the Russian people who might have something of real value to contribute may decide, or their respective families and friends might advise, that it would be far better and safer not to get involved.

Putin (left) and Shoigu (right). Behind Putin to the left is Alexei Dyumin, Acting Governor of the Tula Region of the Russian Federation. Behind the pensive Shoigu, to the left, is Russian Federation Deputy Defense Minister and State Secretary, General of the Reserve Army, Nikolai Pankov. Dyumin holds the rank of lieutenant general in the Russian Army. He once served as the chief security guard and assistant of Russian Federation President  before Putin promoted him to lead the Russian Federation’s Special Operations Forces which he oversaw during the annexation of Crimea in 2014. The following year, he became Deputy Defense Minister. He was awarded the title of Hero of the Russian Federation. It has been suggested within the Western newsmedia that Dyumin would likely replace Shoigu as Russian Federation Defense Minister if the need arose. Politics at the highest realms of the Russian Federation are complicated and dangerous. Those who really do not have “hold any cards” or are not “covered” politically much as Icarus of Ancient Greek mythology tend to get burned and fall whenever they intentionally or incidentally get too close to the fire.

Beyond being shocked and surprised, Surovikin was likely horrified upon initially discovering that the entire political cabaret of the Wagner Group Rebellion was being launched in the eastern sector of his area of responsibility. If he had not been, he might have supposed the security services, to include the Border Guard and the National Guard, would be in the best position to put the brakes on the matter. He then might have expected the FSB would have the situation “well in hand”, going about interviewing Wagner Group commanders and detaining them if necessary. None of that happened. It turned out none of the security services took on the task of dealing with the Wagner Group. (Still, one might suggest in their own way, FSB managers did have the matter covered alright. They would select suspected, not necessarily guilty, co-conspirators after the fact, and deflect any culpability for their own failures.) One could imagine Surovikin’s facial expression upon hearing from security service investigators. Perhaps he was stoic. 

Focused on his main task, fighting the illegal war Putin started, Surovikin was unlikely putting too much time into the political theater that transpired nearby. In less distracting circumstance, experience in the service of the Soviet Union and the Russian Federation would likely have caused Surovikin to brace himself for the worst possibility of being suspected of collusion speciously based upon the geographical relation of his command and the assembly area of the Wagner Group for its rebellion as well as for “allowing” the insurrection to transpire in the area under his command. In the armed forces of a normal country, there would scarcely be an expectation for Surovikin to lend concern to whatever the Wagner Group was doing. There would really be no professional side to doing so. Again, at the time when everything took flight, he was doing his real job, fighting an illegal war initiated by the Kremlin. The security services, however, are unable to see that. They exist in an alternate reality–a cognitive bubble–much as they do in every country. That is something that legislatures and executive authorities in democracies must do far more to guard against.

The mainstream opinion reported in the West generally is that Surovikin is a skilled commander who would likely continue to pose problems for the Ukrainian Armed Forces. The New York Times described Surovikin as a respected military leader who helped shore up defenses across the battle lines after Ukraine’s counteroffensive last year, analysts say. He was replaced as the top commander in January but retained influence in running war operations and remains popular among the troops. Perhaps he is looked upon as something far less formidable by the Russian Federation Defense Ministry and Russian Federation General Staff on which he served. A common theme heard during the Wagner Group Rebellion was that the action was benefitting the enemies of the Russian Federation. Among the points made in his July 24, 2023 “Address to the Nation” concerning the Wagner Group Rebellion, Putin explained that external threats–tacitly understood to be the US and other Western countries–would exploit anything that might provide advantage for them against the Russian Federation. Putin stated: “Today, Russia is waging a tough struggle for its future, repelling the aggression of neo-Nazis and their patrons. The entire military, economic and informational machine of the West is directed against us. We are fighting for the lives and security of our people, for our sovereignty and independence, for the right to be and remain Russia, a state with a thousand-year history. Putin continued: “This battle, when the fate of our nation is being decided, requires consolidation of all forces. It requires unity, consolidation and a sense of responsibility, and everything that weakens us, any strife that our external enemies can use and do so to subvert us from within, must be discarded.” Oddly enough, in a dark, cynical twist, Surovikin, in a relatively unkempt state–for the first time seen unshaven publicly and in an unpressed uniform sans insignia–and propping himself in a chair against a wall in an unmilitary fashion, spoke briefly on a video recording. Surovikin remarked: “We fought together with you, took risks, we won together,” He then entreated:  “We are of the same blood, we are warriors. I urge you to stop.” Surovikin added: “The enemy is just waiting for our internal political situation to deteriorate.” He  then implored the Wagner Group troops: “Before it is too late . . . you must submit to the will and order of the people’s president of the Russian Federation. Stop the columns and return them to their permanent bases.” It is almost certain that when the video was produced, Surovikin was already being held–and likely being roughly handled–by security service investigators.

Readers may compare Surovikin’s typically appearance depicted in this photo (above) with his deportment in the June 24, 2023 video and judge for themselves the general is doing well. In the video broadcasted on June 24, 2023, Surovikin as aforementioned, appears in an unkempt state, unshaven and wearing an unpressed uniform. Focused on his main task, fighting the illegal war Putin started, Surovikin was unlikely to put too much time into the political theater that transpired nearby. In less distracting circumstance, experience in the service of the Soviet Union and the Russian Federation would likely have caused Surovikin to brace himself for the worst possibility of being suspected of collusion speciously based upon the geographical relation of his command and the assembly area of the Wagner Group for its rebellion as well as for “allowing” the insurrection to transpire in the area under his command. In the armed forces of a normal country, there would scarcely be an expectation for Surovikin to lend concern to whatever the Wagner Group was doing. There would really be no professional side to doing so. Again, at the time when everything took flight, he was doing his job.

With regard to what the Moscow’s perceived enemies were actually thinking and saying about the Wagner Group Rebellion, the New York Times on June 27, 2023 reported that US officials interviewed, speaking on the condition of anonymity to discuss sensitive intelligence, explained concerning Surovikin and the Wagner Group Rebellion that they have avoided discussing what they and their allies know publicly to avoid feeding Putin’s narrative that the unrest was orchestrated by the West.

At the same time, US officials admitted to the New York Times that US has “an interest in pushing out information that undermines the standing of General Surovikin, whom they view as more competent and more ruthless than other members of the command.” Reportedly, they further stated: “His removal would undoubtedly benefit Ukraine, whose Western-backed troops are pushing a new counteroffensive that is meant to try to win back territory seized by Moscow.” This statement alone would hardly serve as striking proof that the secret Western agencies were working around the Russian Federation to sabotage its efforts in Ukraine, efforts on the world stage, and efforts to maintain national unity. Still. destroying Surovikin is viewed as desirable among the Russian Federation’s declared opponents–enemies, then given the Russian Federation security service investigators’ actions, one might ask of them: “Je suis désolée, de quel côté es-tu?”

It may be improbable, yet all the same grotesquely conceivable, that the well-known antagonist in the story of the Wagner Group Rebellion, Prigozhin, may have passed some derogatory information to authorities about Surovikin in an ostensible act of loyalty to Putin and his regime, thereby landing the general, a man he reportedly admires, in hot water. As stated in previous posts, greatcharlie is loath to cast aspersions on anyone without some considerable evidence, strong indications. Yet, one might consider that in the midst of all that transpired during the relatively smooth course of the Wagner Group Rebellion–true Russian Federation Armed Forces aircrews were reportedly killed, everyone even near the matter in the Russian Federation was aware that the security services were clearly looking to grab someone over the “insurrection”. Imaginably, if not certainly, from Prigozhin’s view, it would be far better for the security services to round up commanders of the Russian Federation Armed Forces as suspects than any of his men or himself for that matter. Reportedly, the security services detained Mikhail Mizintsev, a former Russian Federation Deputy Defense Ninister in Charge of Logistics, who signed on with the Wagner Group in April 2023 after being removed from his Russian Federation Defense Ministry post. He has since been released. Expectedly, Putin would have insisted upon Prigozhin’s release if he had been quietly detained.  However, that would likely have been late under any circumstances as the Russian Federation security services can do an incredible amount of damage to one’s person in a very short period of time. Prigozhin, a convict in a Soviet prison in the 1980s while in his 20s, likely would have had no desire to experience such treatment in 2023 while in his 60s.

One must also remember that service to Putin, Prigozhin, would do just about anything if Putin told Prigozhin it was part of his plan or simply said that was what he wanted. That would be all he needed to hear. If the choice had to be made between Surovikin’s well-being and Putin’s satisfaction, there would be no contest. Prigozhin’s choice would be to satisfy Putin. Such is the nature of Prigozhin’s relationship with Putin. Prigozhin is dedicated to Putin, No one should make a mistake about that. He is also quite beholden to him for his largess and position within the highest realms of Russian Federation society. Putin likely came to recognize Prigozhin’s rather flattering attachment to him long ago. Absent such dedication, he likely would have shaken Prigozhin well before. It would doubtlessly be a strain for Prigozhin to swallow such an act of betrayal against Surovikin or arduous for him to carry that truth until the end of his days, but surely he will attempt to do it. Thinking about how Prigozhin has been so willing to offer his opinion, his predilection for talking too much, and his penchant for flying off the rails of logic during his fiery ravings, what comes to mind is “Bigmouth Strikes Again”, a 1986 song from the third album of the English rock band The Smiths. Written by Johnny Marr and Morrissey, the lyrics of the refrain are: “Bigmouth [La-la, la, la, la-la!] / Bigmouth [La-la, la, la!] / Bigmouth strikes again / And I’ve got no right to take my place / To the Human race.”

Wagner Group owner Yevgeny Prigozhin leaving Rostov-on-Don on June 24, 2023. It may be improbable, yet all the same grotesquely conceivable, that the well-known antagonist in the story of the Wagner Group Rebellion, Prigozhin, may have passed some derogatory information to authorities about Surovikin in an ostensible act of loyalty to Putin and his regime, thereby landing the general, a man he reportedly admires, in hot water. As stated in previous posts, greatcharlie is loath to cast aspersions on anyone without some considerable evidence, strong indications. Yet, one might consider that in the midst of all that transpired during the relatively smooth course of the Wagner Group Rebellion–true Russian Federation Armed Forces aircrews were reportedly killed, everyone near the matter in the Russian Federation was aware that the security services were clearly looking to grab someone over the “insurrection”. Imaginably, from Prigozhin’s view, it would be far better for the security services to round up commanders of the Russian Federation Armed Forces as suspects than any of his men or himself for that matter. Reportedly, the security services detained Mikhail Mizintsev, a former Deputy Defense Minister in Charge of Logistics, who signed on with the Wagner Group in April 2023 after being removed from his Defense Ministry post. He has since been released.

No Little Lamb Driven to Slaughter: Surovikin’s Violent Antecedents

Virtus præmium est optimum. Virtus omnibus rebus anteit profecto. Libertas, salus, vita, res, parentes, patria et prognati tutantur, servantur; virtus omnia in se habet; omnia assunt bona, quem penes est virtus. (Virtue is the highest reward. Virtue truly goes before all things. Liberty, safety, life, property, parents, country, and children are protected and preserved. Virtue has all things in herself; he who has virtue has all things that are good attending him) In truth, as an officer in the Russian Federation Armed Forces,, and the Soviet Army before that, Surovikin has by no means comported himself as virtuous man. To be certain, greatcharlie does not want to leave readers with the impression that Surovikin is an innocent lamb being driven to potential slaughter. A number of violent antecedents are associated with his name. Indeed, in Surovikin’s military career there were what could delicately be called “bumps in the road”, some small, some big, some very big. In each case, fate somehow stepped in and saw Surovikin through. 

As aforementioned, during the 1991 Soviet coup d’état attempt in Moscow, Surovikin was ordered to send his battalion into the tunnel on the Garden Ring, where three anti-coup demonstrators were killed. After the defeat of the coup, Surovikin was arrested and held under investigation for seven months. The charges were dropped without trial on December 10, 1991 because Russian Federation President Boris Yeltsin concluded that Surovikin was only following orders.  In March 2004, Lieutenant Colonel Viktor Chibizov accused Surovikin of physically assaulting him for taking leave from his post to serve as an elections observer. In April 2004, Colonel Andrei Shtakal, the 34th Motor Rifle Division deputy division commander for armaments, shot himself in the presence of Surovikin and the district deputy commander after being severely dressed-down by Surovikin. A military prosecutor found no evidence of guilt in both cases. During his tours in Syria, Surovikin received the nickname of “General Armageddon” from colleagues for “his ability to think outside the box and act tough.” At one time there were supposedly whispers in the Russian Federation that Surovikin reportedly had some business concerning the transporting of Syrian ore to Russia on the side. To date, no such rumor, however, has been substantiated or reported on by any mainstream newsmedia source. Surely, others following his career more closely could perhaps enumerate more “bumps in the road”.

Who Wins, Who Loses?

While wanting to develop a better picture of Surovikin’s likely treatment, greatcharlie admits without pretension that diving into what might be the “low vibrational” thinking of those holding him is a disquieting and distasteful journey of exploration through the grotesque. Perhaps greatcharlie’s “tirade” in this post on the enormous injustice against Surovikin comes as a result of studying Prigozhin’s videos on Telegram too closely during research for its preceding post. (Can mere association with behavior via video recording breed similarity?) After reviewing what is presented here, a small number of readers might minimize in a well-meaning way as intelligent speculation. In the introduction, greatcharlie admitted there was a small degree of that. Noticeably, there is no effort to predict future events concerning Surovikin’s detention. Those who may believe they have gained by it are surely powerful enough with the system and intent on having their way with him. However, who gains and who loses on the matter perhaps has not been considered in the round by those who have some part in it.

Following his grand victory over the Wagner Group Rebellion, Putin’s dominion over the Russian Federation very likely felt more secure to him at least to some satisfactory level. It could be the case that the detentions and dismissals of Russian Federation general officers could reverse that sense of success. Putin may not have considered all of the possible effects of the action taken by the security services upon his situation. Under immense pressures, fending off distractions, Putin is likely to make mistakes, misunderstand situations, ignore his intuition and intimations. This is true despite his considerable knowledge and experience. In fact, Putin would know that. What is overlooked and misread will remain as elements of failure unless time permits successful correction. It might be worth noting that when Nazi Germany’s Fuhrer und Reichkanzler (Leader and Reich Chancellor) Adolf Hitler, following an assassination attempt in July 1944, feared plots were being made to remove him from power and that the end was near, he had his top henchman Reichführer-SS (Reich Leader-SS) Heinrich Himmler unleash the Geheime Staatspolizei (Gestapo) against the Wehrmacht (Armed Forces) which resulted in the destruction some of his most capable generals, such as Generalfeldmarschall Erwin Rommel and Generalfeldmarschall Günther von Kluge when he needed them most on the battlefield. Parallels, mutatis mutandis, are found between what transpired years ago in Nazi Germany and what is transpiring today in the Russian Federation. Perchance Putin has not considered this.

Tanto est accusare quam defendere, quanto facere quam sanare vulnere, facilius. (It is just so much easier to accuse than to defend, as it is easier to inflict than to heal a wound.) Putin should be aware that his commanders are already under extraordinary pressures and having to “watch their backs”, even when completely innocent, makes one wonder how each has held himself together. Surovikin’s detention under such unseemly political circumstances could have the reverse effect on their psyche than the security service or Putin might presume. It is very possible, though loyal soldiers to their government and obedient to civilian authority, as trained and experienced warriors, the reaction trained within them might be to strike before they are attacked wrongfully. That does not mean they are a threat to the government as many have been treated by the security service, but simply human beings having a human reaction. Putin still has time to correct this situation. In particular, he has time to correct the ugly situation concerning Surovikin. In fact, being presented to Putin may actually be a real opportunity for Putin to express solidarity with his commanders by doing something far more substantial than giving them well-curated speeches on how much he appreciates them. 

.Putin must not act–pardon greatcharlie’s frankness–out of fear but confidence in his commanders. His public demand for Surovikin’s return to service would send an extraordinary signal of support to his commanders from the most junior lieutenant to Gerasimov. The positive impact on their psyche would likely be immeasurably positive. Among the Russian people, surely a Solomonesque act of justice would send a signal of unity during the crisis and favorable response–a boom–in terms of his popularity ratings. At the same time, taking such corrective action would not be a matter of becoming, or proving himself to be, a virtuous man. It is really just a matter of putting his house in order. As aforementioned, Justinian I released Belisarius, but a bit too late. By all indications, it is not too late for Putin to order the release of Surovikin. “Quand on ne peut revenir en arrière, on ne doit se préoccuper que de la meilleure façon d’aller de l’avant”

On August 15, 2023, Elisa Braun and Zoya Sheftalovich of Politico reported their discovery of information dated August 13, 2023 on the VChK-OGPU blog–known to closely associated with the Russian Federation security services–explaining on that Surovikin is now “under a kind of house arrest” by which he is restricted to an “apartment” in which he being detained. However, the blog indicated has been permitted visitors, including several of his subordinates. As aforementioned, in response to inquiries from journalists, the Kremlin still has neither made an official public statement concerning Surovikin’s whereabouts nor offered anything more than vague references of “speculations, allegations” about his awareness of the Wagner Group’s plan to revolt as of this writing. 

Putin (above) might consider that his commanders are already under extraordinary pressures and having to “watch their backs”, even when completely innocent, makes one wonder how each has held himself together. Surovikin’s detention under such unseemly political circumstances could have the reverse effect on their psyche than the security service or Putin might presume. It is very possible, though loyal soldiers to their government and obedient to civilian authority, as trained and experienced warriors, the reaction trained within them might be to strike before they are attacked wrongfully. That does not mean they are a threat to the government as many have been treated by the security service, but simply human beings having a human reaction. Putin still has time to correct this situation. In particular, he has time to correct the ugly situation concerning Surovikin. In fact, being presented to Putin may actually be a real opportunity for Putin to express solidarity with his commanders by doing something far more substantial than giving them well-curated speeches on how much he appreciates them.

The Way Forward

In the abstract, one might presume the likely accepted wisdom of members of the Russian Federation foreign and national security bureaucracies from the most junior military analyst or Ukraine specialist to the most senior military officers and diplomats or state secretaries and ministers, even if only tacitly accepted, is that poor intelligence analysis and deplorable performance by military planners and commanders in the field were the main sources of problems that have hampered the special military operation. However, at the nub of it all is the reality that a country in which so much negative energy could be devoted to destroying its most capable commanders over petty personal biases and grumblings of their superiors, could never muster the dynamic, synergistic, positive power to act in unity and in the case of Ukraine, in a true military fashion, to accomplish what has been asked of it by national authority, Putin, in the Kremlin. The Russian Federation government appears rotten at its core, and that rot contaminates whatever it engages in. In its most important responsibility, providing for national defense–if illegally invading Ukraine could fall under the rubric of national defense–the whole world can see just how rotten it all is. No national government, not even friends in Beijing, Minsk, Pyongyang, New Dehli, Johannesburg, Brasilia, Yerevan, Ashgabat  Tashkent, Astana, Dushanbe, Bishkek, Damascus, Havana, Caracas, or elsewhere would likely say so plainly to Putin just how surprisingly bad the Russian Federation Armed Forces have performed, but they see it and think it nonetheless. What all of this means is that despite how much victory might be wished for in the Kremlin, no matter what gimmicks might be used and shortcuts taken, will never come. That was the case from the start. The greatest opponent the Russian Federation government faces is itself. Destroying its operation in Ukraine will prove to be its greatest victory over itself. On this point, greatcharlie does not believe it is in error. However, surely it would fully accept that if Surovikin were to be immediately released near the time of this writing, error upon it would be proved to some considerable degree. Certainly, greatcharlie, with some trepidation, will publish a more than apologetic retraction of it all once news of Surovikin’s release is reported. Est enim unum ius quo deuincta est hominum societas et quod lex constituit una, quae lex est recta ratio imperandi atque prohibendi. Quam qui ignorat, is est iniustus, siue est illa scripta uspiam siue nusquam. (For there is but one essential justice which cements society, and one law which establishes this justice. This law is right reason, which is the true rule of all commandments and prohibitions. Whoever neglects this law, whether written or unwritten, is necessarily unjust and wicked.)

A Proposal for the Ukrainian Armed Forces Concerning Russian Federation Prisoners of War That Supports Military Objectives while Sowing Seeds for Peace

A Russian Federation BMP-3 crew signals surrender to Ukrainian troops by placing a white flag in the vehicle’s gun barrel (above). Despite any gains that may be emphasized by Moscow, the slaughter of Russian Federation troops continues in Ukraine. Most Russian Federation units that have taken the field in Ukraine have been battered and tattered to degrees well-beyond what most modern armed forces around the world would find acceptable. One might proffer that Russian Federation commanders do not see anything so odd in what they are doing, but their troops indubitably have vastly disparate views from them concerning the bloodshed. From all of this, the Ukrainian Armed Forces early on recognized an opportunity to exploit the situation in a non-lethal way. That effort actually got underway in 2023 in a very public manner through the Ukrainian Armed Forces’ Prisoner of War/Psychological Operations program managed by the Coordinating Headquarters for the Treatment of Prisoners of War. The program has had its share of successes. However, with a thought to enhance ongoing work, greatcharlie suggests an additional approach be developed within the existing program. Russian Federation troops are currently required to be proactive in the effort to become prisoners of war, but to that extent the process is somewhat one-sided. Under a program proposed here, Russian Federation troops would find some greater comfort and more confidence in following through on any plans they may have to escape the war knowing the Ukrainian Armed Forces, an enemy who can also serve as a rescuer, would be proactively trying to save them amidst the fighting.

If one the top commanders of Vooruzhonnije Síly Rossíyskoj Federátsii (the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation Armed Forces) were to give an honest assessment of the prospects for Russian forces in Ukraine he would likely reply average, meaning they were worse than the year before but likely better than the year to come. Once much vaunted as a titanic war machine, the Russian Federation Armed Forces hardly lived up with their billing. Showing themselves as something less than an authentic 21st century fighting force, they unexpectedly collided with two obstructions in Ukraine: reality and Zbrojni syly Ukrayiny (Armed Forces of Ukraine, hereinafter referred to as the Ukrainian Armed Forces) well-assisted by the US, other NATO countries, as well as countries from around the world. Clearly Russian Federation forces were sent into Ukraine with hardly any idea of what they would face or how they could effectively fight a war, and consequently members of the Russian Federation Armed Forces have suffered immensely. There has been little evidence of an awareness among Russian Federation commanders of how to effectively organize forces and what minimum-essential control measures should be in place; as well as the general planning, preparation, and execution considerations for offensive and defensive operations. One is left to wonder what most Russian Federation commanders actually know about the art and science of tactics. As in previous posts, greatcharlie does not feel it can overemphasize just how below average the military acumen of Russian Federation commanders really is. Given the way in which the Spetsial’noy Voyennoy Operatsii (Special Military Operation) was designed, greatcharlie will go out on limb and state the task of rolling Russian Federation military formations into Ukraine could have been performed by logistical managers of a large-sized transport or delivery service company with albeit a modicum of military advice but no military experience as effectively or better than Russian Federation commanders. Amoto quaeramus seria ludo. (Jokes aside, let us turn to serious matters.)

One of the most intriguing and horrifying aspects of Russian Federation commanders’ prosecution of the war, is the manner in which they figuratively slam their troops against the wall of Ukrainian defenders with the hope that if they pound hard enough they will break through. The continued slaughter of their troops may have allowed for not much more than the ego stroke of conquest of less than significant objectives relative to the bigger picture. An implication of this tact is that the Russian Federation’s Armed Forces have practically guaranteed they will not have enough experienced troops left to accomplish anything on a larger scale in Ukraine. There are no indications that there is anything Russian Federation commanders plan to do to reduce casualties among their units. Most Russian Federation units that have taken the field in Ukraine have been battered and tattered to degrees well-beyond what most modern armed forces around the world would find acceptable. One might proffer that Russian Federation commanders do not see anything so odd in what they are doing, but their troops indubitably have vastly disparate views from them concerning the bloodshed. From all of this, the Ukrainian Armed Forces early on recognized an opportunity to exploit the situation in a non-lethal way. That effort actually got underway in 2023 in a very public manner through the Ukrainian Armed Forces’ Prisoner of War/Psychological Operations program managed by the Coordinating Headquarters for the Treatment of Prisoners of War. The program has had its share of successes. The noble program has saved the lives of a number of Russian Federation troops who were able to reason things out and recognize the realities of their overall situation.

However, with a thought to enhance ongoing work in this province, greatcharlie would suggest an additional approach be considered for use by the Coordinating Headquarters for the Treatment of Prisoners of War, Similar in some way to the “I want to Live” 24-hour hotline, it creates a path for the surrender of Russian Federation troops. The existing program was very publicly announced and advertised. As part of the program, a rationale was provided online for why Russian Federation troops should surrender to survive, and a telephone was provided for them to call to arrange their surrender with staff of the Coordinating Headquarters for the Treatment of Prisoners of War. However, under the existing program, Russian soldiers are required to be proactive in the effort to become prisoners of war. To that extent, the process is rather one-sided. Under a program proposed here, Russian Federation troops would find some greater comfort and more confidence in following through on any plans they may have to escape the war with all of its ills and absurdities knowing the Ukrainian Armed Forces, an enemy who can also serve as a rescuer, would be proactively trying to save them. What is proposed is a concrete plan of action that would give Russian Federation troops the choice of whether to stay and somewhat likely lose their lives for a lost cause or go and live a full life with the help of Ukraine. Perhaps it could be said that greatcharlie has maintained perspective but at the same time has done quite a bit of what some of its readers have characterized as whining about the Ukraine War since it began. Admittedly, only on a handful of occasions has it “deigned” to offer possible solutions. (Rather than just point out problems, it is more constructive to offer ways to defeat them.) Hopefully, the proposed plan is of sufficient potency to have some immediate value to officials in Ukraine and those of other countries who may advise them on the war. Quid ergo? non ibo per priorum vestigia? ego vero utar via vetere, sed si propiorem planioremque invenero, hanc muniam. Qui ante nos ista moverunt non domini nostri sed duces sunt. Patet omnibus veritas; nondum est occupata; multum ex illa etiam futuris relictum est. (What then? Shall I not follow in the footsteps of my predecessors? I shall indeed use the old road, but if I find one that makes a shorter cut and is smoother to travel, I shall open the new road. Men who have made these discoveries before us are not our masters, but our guides. Truth lies open for all; it has not yet been monopolized. And there is plenty of it left even for posterity to discover.)

Recruits listen to a Russian Army instructor showing mobilized troops how to use a man-portable missile during a military training at a firing range in the Rostov-on-Don region in the Russian Federation on October 4, 2022. The Russian Federation called up over 200,000 reservists as part of a partial mobilization. The mobilized troops–Mobiks, as the Ukrainians call them–depicted here are very likely in a mental fog as they assemble in their camp. Their uncertainty and fear is palpable even through the photo. Many upon donning their green uniforms for the first time likely wondered if the countdown to their end had begun at that moment. The Scottish psychiatrist, James A.C. Brown, assessed the use of propaganda by the United Kingdom during World War II with the following observation: “Propaganda is successful only when directed at those who are willing to listen, absorb the information, and if possible, act on it, and this happens only when the other side is in a condition of lowered morale and is already losing the campaign.”

Dire Circumstances of Russian Federation Troops 

To address the dire circumstances of Russian Federation troops, some background on just how bad things have been for them on the battlefield in Ukraine. On November 10, 2022, the US Department of Defense announced an official assessment that over 100,000 Russian soldiers have been killed in action or wounded in Ukraine. Thus, the US Department of Defense figures indicated that during 260 days of fighting to that point, an average of 385 Russian soldiers had been killed or injured each day. The official figure issued by the Russian Federation Ministry of Defense in September 2022 put the number of Russian troops killed at 5,937, a figure Western officials said grossly underestimated the country’s losses. Further, the US Department of Defense figure suggested that the daily fighting along the 1000-mile front line that winds around the eastern edges of Ukraine is very intense. A significant part of the struggle is being fought from World War I-style trenches in which soldiers dug into muddy fortifications suffer relentless artillery onslaughts until their units are destroyed or displaced. So apparently horrible is the situation for Russian Federation troops on the frontlines that Ukrainian soldiers have expressed empathy for them. They have witnessed firsthand how Russian Federation troops–invaders in their country–have been forced to sacrifice themselves when ordered to advance on their lines. A word often heard from Ukrainian frontline soldiers commenting on how Russian Federation troops were handled by their commanders is “cruel.” Ineffective frontal assault tactics are endlessly repeated. Ukrainian troops typically remark that “Russian soldiers advance, Ukrainian artillery destroys them, then more come the next day. Captured Russians say their comrades face execution on desertion charges if they don’t keep moving.” Reportedly, some Ukrainian soldiers have gone as far as to describe Russian Federation troops as being “like zombies.” The Kyiv Post, citing an Agence France-Presse interview of a Ukrainian soldier, provided the quote: “You shoot them and more come.” The indications and implications of what they say is that even incremental advances achieved through localized attacks have come at a high price for the Russian Federation troops. As explained to the Guardian by a United Kingdom intelligence service, the “unprofessional” military practices of the Russian Federation Armed Forces were likely partly to blame for the high casualties.

As discussed in greatcharlie’s January 31, 2023 post entitled “Reflections on the Battle of the Crater in Relation to Russian Federation Casualties in Ukraine: Where Did All the Leaders Go?”, when soldiers are: uncertain of mission if the overall concept of a military action is unjust, invalid by law; uncertain of the purpose of a military action: the political authority’s concept and intent for the action is unclear and their commander’s concept and intent are unclear; uncertain their leadership is dysfunctional: commanders are hamstrung by superiors and confined to parameters of action by political systems or they are simply delinquent and negligent; uncertain of their capabilities versus the opponent–soldiers are provided poor equipment, their force has readily observable vulnerabilities, their opponent possess superior, seemingly invincible, and unlimited supplies of weapon systems; and, uncertain of victory–on a daily basis, soldiers experience heavy losses in equipment, exceedingly high casualties in their ranks, the regular loss of comrades, the influx of untrained replacements, and they sense their sacrifices will prove to be meaningless. Such strains and trauma placed upon soldiers could prove to be irreparable. 

Reportedly, no figures are publicly available that tally the number of Russian Federation troops that have simply deserted since the start of the Special military operation. In a November 2022 report based on newsmedia stories from the Russian Federation that was published by analysts from the Institute for the Study of War, it was suggested that hundreds of Russian Federation troops had left their units and were evading capture in no less than 7 locations in Donetsk and Luhansk. The report stated: “The morale and psychological state of Russian forces in the Luhansk and Donetsk oblasts are exceedingly low.” It further explained: “Significant losses on the battlefield, mobilization to the front lines without proper training, and poor supplies have led to cases of desertion.” The Scottish psychiatrist, James A.C. Brown, assessed the use of propaganda by the United Kingdom during World War II with the following observation: “Propaganda is successful only when directed at those who are willing to listen, absorb the information, and if possible, act on it, and this happens only when the other side is in a condition of lowered morale and is already losing the campaign.”

Igne natura renovatur integra. (Through fire, nature is reborn whole.) Despite the terrifying and intolerable circumstances they have faced Russian Federation troops, an opportunity has been created for both the Ukrainian Armed Forces and the beleaguered Russian Federation troops to bring their situations somewhat closer to a favorable end. As alluded to earlier, an ongoing Prisoner of War/Psychological Operations program, the “I want to Live” 24-hour hotline of the Coordinating Headquarters for the Treatment of Prisoners of War has been established for Russian Federation military personnel who wish to exit the war by surrender and perhaps by defection. For Russian Federation troops, the move would mean violating federal law, which likely conjures in their minds all of the frightening prospects of being caught in the act. Nevertheless, the Ukrainian Armed Forces seem quite willing to help them do that. In addition to Russian Federation troops using the hotline, their relatives can also access the program. To reach the hotlines by Telegram and WhatsApp, they have been told to contact: +380 95 68 86 888; +380 93 68 86 888; and, +380 97 68 86 888. To reach the holiness by phone, contact: +380 44 35 08 917. From Ukrainian phone numbers, one would only need to dial: 688. Reportedly, information is also available in the chatbot in Telegram. The program goes as far as to instruct Russian Federation troops on how to surrender. To surrender as a group or an entire unit, they are told to: stack all weapons in front of you at a distant distance; stand directly in front of the military equipment. Silence it; it should not be in a fighting position; and, choose a negotiator to notify the Ukrainian military of their desire to surrender. This should be an officer or the most senior in rank. With a white flag and no weapons. To surrender individually, they are told to: unbuckle the magazine and hang the weapon on your left shoulder with the barrel down; raise and show your empty hands; hold up the white cloth; shout loudly, “Zdayusʹ!”; approach on command, and comply with the demands of Ukrainian Armed Forces troops and other Ukrainian military formations such as the Territorial Defense Forces, the National Police, the National Guard, and the Security Service of Ukraine.

It is apparent that the title of the “I want to Live” 24-hour hotline has an acidulous tone from the get-go, which also seems to manifest a deep antipathy. Further, the program was really targeted at the psyche of Russian Federation troops on an individual level. Despite the fact that nearly everyone on the frontline, both Russians and Ukrainians, are aware of the “I Want To Live” program’s existence, activities under it are nevertheless performed in a somewhat clandestine way. There are opportunities to exploit with regard to garnering greater numbers of Russian Federation troops to surrender as well as defect. It would appear that far more could be done in that province. 

It is greatcharlie’s suggestion that perhaps at this point the Ukrainian Armed Forces should go step further than its current effort by standing up new military Teams within the Coordinating Headquarters for the Treatment of Prisoners of War with a mission to greatly enhance the effort to encourage–lure–greater numbers of Russian Federation to surrender and defect using a mix of tactics, techniques, procedures, and methods. Rather than hoping to bring over one or two soldiers at a time or perhaps even a squad, the objective of the proposed Teams would be to trigger surrenders and defections en masse along the frontline, particularly among Mobiks, the Ukrainian term for Russian Federation citizens hastily mobilized in 2022 for the Ukraine War.

Through the suggested program, the Ukrainian Armed Forces might be able to accomplish reductions of enemy opposition that could only be achieved through high intensity fighting with Russian Federation units during which it, too, would likely suffer losses in precious troops and materiel of which it is reliant upon foreign largess. To the extent that might possible, the proposed program could have a multiplier effect on the battlefield and beyond. 

The Provost Teams would act under the direct authority of the Ukrainian Armed Forces General Staff. These teams, formed with officers, noncommissioned officers, and enlisted men called Provosts, could operate along active points on the frontline particularly where Mobiks have been tossed into the line and suffering inordinate numbers of casualties. Sections of the frontline where platoons of Provosts would be deployed would come under the command of a Provost Marshal or company commander. As envisioned, the Provosts deployed along the forward edge of the battle area should not tally in excess of a battalion in strength, and led by a battalion commander, the Coordinating Provost Marshal. (Of course, these titles are mere suggestions and the Ukrainian Armed Forces would know best how to designate troops with the Provost Teams’ table of organization.) As shortages in personnel in the Ukrainian Armed Forces cannot be overstated, the staffing of personnel in the Provost Teams must be economizedi. However, the proposed Provost Teams must be sufficiently staffed ti do their intensive work rapidly, efficiently and successfully. In their mission, time is of the essence.

What follows is a kernel of the proposed program. A variety of tactics, techniques, procedures, and methods are suggested for Provosts to use are outlined. Readers may detect that some suggestions appear repetitive, especially as the discussion covers the implementation of the proposed program during both defensive and offensive operations. As all aspects of the proposed program are harmonized to create a synergistic effect, naturally some overlap exists. However, more importantly, where such repetition appears to occur, there are actually subtle, necessary changes in the text. Equally important, by writing in a seemingly repetitive way, readers are enabled to consider all or individual segments of the proposed program without requiring them to move back and forth to recall elements of the tactics, techniques, procedures, and methods mentioned in the preceding segments–much as with a legal brief.

The Neptune, employed on September 23, 1870, was first balloon used by the French government during the Siege of Paris in the Franco-Prussian War (1870-1871). The Franco-Prussian War of 1870 saw the first documented use of manned balloons as carriers of propaganda leaflets, as well as the mail. As Prussian forces surrounded the city of Paris, the Neptune, a balloon deployed from the city dropped French government proclamations of defiance and indomitability over Prussian troops. During World War I, the British Royal Flying Corps initiated the use of leaflets, dropping them over Imperial German trenches and territory in an attempt to induce German troops to surrender. Messages printed on various leaflets included reports of the humane conditions in the British prisoners of war camps, surrender notices, and anti-Kaiser Wilhelm II material. During World War II, efforts with them were made more effective with disillusioned opposition troops when leaflets also served as safe conduct passes and provided instructions on how to feign illness to avoid frontline service. Leaflets were used in wars afterward to include the Korean War and the Vietnam War. Using this tried and true method of communicating with opposition troops, leaflets with nuanced messages printed on them that encourage Russian Federation troops to surrender or defect could be dropped on them via aircraft, drones, or artillery.

I. Reaching Ukrainian Lines to Surrender 

A.  During Defensive Operations

One can be assured that learning how ro surrender is not a segment of the brief training program in which Mobiks participate before heading to the frontlines with their units. That instruction must come from the Ukrainian Armed Forces. Instructions on how to surrender provided by a variety of means, should essentially mirror, mutantis mutandis, those provided online through the aforementioned “I Want To Live” program should be printed on the initial iterations of leaflets. The nuance would be that instead of surrendering to Ukrainian Armed Forces troops and other Ukrainian military formations such as the Territorial Defense Forces, the National Police, the National Guard, and the Security Service of Ukraine, Russian Federation troops would be surrendering to Provosts. Russian Federation troops should still be directed to drop their weapons, unlatch their utility belts, and other gear and dash toward large trenches or earthworks created in a clandestine way during the 3rd or 4th watch. The trenches must be concealed to the greatest degree possible from Russian Federation lines but open as much as possible to observation by Ukrainian troops both day and night. From the trenches and earthworks, a concealed path, something akin to a long drainage ditch, should be built for the surrendering Russian Federation troops to crawl along in single file, toward awaiting armed Provosts. More than one crawl could be created from the trench. That would depend on time available ultimately shaped by the assault timetable of Russian Federation commanders. Both the prisoner of war trenches, earthworks, and crawl paths should be covered at all times by sharpshooter and machine guns to both protect them, prevent infiltration through their use, and thwart the efforts of those assigned to harm them. The Russian Federation troops could be processed one by one as prisoners of war right off the crawl paths, and moved out of the forward edge of the battle area through separate and concealed lines of communication. Provosts must closely coordinate with Ukrainian commanders in their sector to ensure the prisoner of war operations would in no way interfere with their defensive operations

B. During Offensive Operations

Different from defensive operations, Russian Federation troops facing eminent attack by Ukrainian troops will at least typically be hunkered down in concealed positions. Soon enough, many will run for their lives lacking the wherewithal to resist and motivation to fight. During a previous Ukrainian counteroffensive, A member of a Ukrainian intelligence unit on the front line told The Telegraph that his unit saw the Russian Federation chain of command collapse before their eyes and troops flee without putting up a fight. The panicked Russian Federation troops reportedly abandoned their tanks, weapons and even clothes amid the chaos  as they “literally” ran from their positions. Indeed, it was alleged that many of them rapidly changed into civilian clothes ostensibly to avoid detection by their superiors. A drone operator returning from the front line told The Telegraph during the Ukrainian Armed Forces counteroffensive in September 2022, that the tempo of the operation had even caught Ukrainian troops by surprise. He stated that he observed Ukrainian troops struggling to recover the mountains of abandoned Russian Federation armored vehicles and ammunition. Monitoring Ukrainian assaults from above, the drone operators reportedly watched engagements and heard communications between Russian Federation troops as their units were being destroyed before they had time to identify their enemy.

Convincing Russian Federation troops to leave their trenches and foxholes to run toward Ukrainian troops to surrender would be very difficult. They know doing so would leave them open to extra judicial execution for voluntary surrender and desertion by fire from their own lines. Additionally, it might prove difficult for them to know where to run as Ukrainian units preparing to advance would do everything possible to avoid revealing the locations of their lines of departure. Certainly, there would not be the opportunity or ability to prepare anything similar to earthworks or trenches for surrendering and deserting Russian Federation troops to make a break for and secrete themselves as would hypothetically be the case during defensive operations under the proposed program. Given such, Provost Teams would be required to make efficient use of a combination of leaflets, online messages, and loudspeakers to communicate with Russian Federation troops desiring to surrender or defect. Proper timing in the use of all three approaches would be critical to the survival of Russian Federation troops and the ability of Provosts to provide for their safe conduct in the midst of what to them would most likely be the very confusing circumstances of a high-intensity,  highly-mobile, and very violent Ukrainian Armed Forces’ assault. As during defensive operations, Provosts must coordinate with Ukrainian commanders in their sector to ensure the prisoner of war operations would in no way interfere with their assault.

Becoming a prisoner of war is ordinarily undesirable. Yet, for these Russian Federation troops the fighting is over. They were not killed or gravely wounded on the frontline. They will live to see another day (above). Using a tried and true method of communicating with opposition troops, leaflets with nuanced messages printed on them that encourage Russian Federation troops to surrender or defect could be dropped on them via aircraft, drones, or artillery. The messages on leaflets could go as far as to suggest Russian Federation troops abandon their frontline positions or use advances ordered by their commanders to run toward Ukrainian lines. Leaflets could explain, with the aim of connecting with the inner thinking of the Russian Federation troops, that the frontline key offers death. In following, they should be explained that rather than waiting to see if they will make it through unscathed, be gravely wounded or be killed, the best alternative would be to surrender or defect. The leaflets should explain that their rights as prisoners of war will be fully recognized and respected, and that once they surrendered, they would be treated with dignity. Additionally, the leaflets must tell them that they will moved away from the frontlines, out of harm’s way, immediately after they surrender.

Ii. Leaflets

A. During Defensive Operations

The Franco-Prussian War of 1870 saw the first documented use of manned balloons as carriers of propaganda leaflets, as well as the mail. As Prussian forces surrounded the city of Paris, the Neptune, a balloon deployed from the city dropped leaflets baring forceful French government proclamations of defiance and indomitability over Prussian troops. During World War I, the British Royal Flying Corps initiated the use of leaflets, dropping them over Imperial German trenches and territory in an attempt to induce German troops to surrender. Messages printed on various leaflets included reports of the humane conditions in the British prisoners of war camps, surrender notices, and anti-Kaiser Wilhelm II material. During World War II, efforts with them were made more effective with disillusioned opposition troops when leaflets also served as safe conduct passes and provided instructions on how to feign illness to avoid frontline service. Leaflets were used in wars afterward to include the Korean War and the Vietnam War. In the present Ukraine War, leaflets with nuanced messages printed on them that encourage Russian Federation troops to surrender or defect could be dropped on them via aircraft, drones, or artillery. The messages on leaflets could go as far as to suggest Russian Federation troops abandon their frontline positions or use advances ordered by their commanders to run toward Ukrainian lines. Leaflets could explain, with the aim of connecting with the inner thinking of the Russian Federation troops, that the frontline key offers death. In following, they should be told that rather than waiting to see if they will make it through unscathed, be gravely wounded or be killed, the best alternative would be to surrender or defect. The leaflets should explain that their rights as prisoners of war will be fully recognized and respected, and that once they surrendered, they would be treated with dignity. Additionally, the leaflets must tell them that they will be transported away from the frontlines, out of harm’s way, immediately after they surrender. The leaflets should explain that the surrendering and defecting troops received clean water to drink, hot food, warm blankets, and coffee or tea.

Important to add on each leaflet, in type that would stand out, should be the promise to protect Russian Federation troops from unstable commanders who have recklessly thrown them across no man’s land without regard for their lives. They must be told that the whole world knows about their plight. It must be explained that if they so choose, they will be allowed to safely return to the Russian Federation via prisoner of war exchanges negotiated During the war or prisoner of war exchanges after the war. If any Russian Federation troops make the choice to defect, they should be informed in the leaflets that they will be allowed to remain in Ukraine via immigration or be assisted in efforts to immigrate to countries in the West that may be willing to accept them 

As for how to surrender, the leaflets should provide instructions that closely parallel those provided online through the aforementioned “I Want To Live” program. This is especially true with regard to the handling of their weapons. The nuance would be that instead of surrendering to Ukrainian Armed Forces troops and other Ukrainian military formations such as the Territorial Defense Forces, the National Police, the National Guard, and the Security Service of Ukraine, Russian Federation troops would be surrendering to Provosts. (Perhaps Provosts could affix an embroidered badge to their uniforms with Provost Team title on it in both Ukrainian and Russian so that Russian Federation troops could readily identify who they were once in contact. Of course, Russian Federation troops should not be discouraged from surrendering or defecting on any occasion. All military formations and security services would be open to receive them. Those formations should be issued orders to turn all captive Russian Federation troops over to the custody of the Provosts.)

Russian Federation troops must be instructed to retain and present leaflets essentially as a memorandum of understanding between them and the Ukrainian Armed Forces. The success of the proposed program would rely in great part on the credibility of the Provost Teams. Their credibility would be best established with Russian Federation troops by their actions. To that extent, the effort must be made to follow through on promises printed on the leaflets without fail. Russian Federation troops must be moved away from the forward edge of the battle area, out of harm’s way immediately after capture. They must be provided with clean water, hot food, warm blankets, and coffee and tea. More than one design of leaflet should be produced. The message akin to a memorandum of understanding concerning safe conduct discussed earlier as a requirement should be printed on every leaflet and perhaps could even be titled as such on the leaflets.

Drones could be used as a way to reconnoiter and surveil Russian Federation positions upon which leaflets could be dropped. Drones could be modified to deliver leaflets upon Russian Federation troops. An organic capability to perform that function would facilitate operations. If creating an organic capability to identify Russian Federation positions might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing intelligence on confirmed and suspected locations. This method of leaflet delivery may not provide the capacity of distribution artillery shells or delivery from aircraft. However, given shortage in pilots and shortages of airframe in the Ukrainian Armed Forces, using aircraft to deliver leaflets may be determined to be too risky given the low priority of the mission versus combat air support and transport operations.

Leaflets dropped on Russian Federation troops could also serve a purpose similar to infrared reflective patches, chemlights, VS-17 panels or signal panel markers, and colored smoke typically used by military organizations to mark friendly personnel and locations. Leaflets should provide instructions on what to do in order to facilitate a safe surrender or defection before their lives are ended or they are gravely wounded as a result of being wastefully slammed against the Ukrainian Armed Forces. Online, Russian Federation troops could be told that every effort would be made to spare them from the firepower that would surely be used to halt their respective unit’s assault.

Russian Federation troops must be instructed within the leaflets’ message to collect at least one from among the thousands strewn across their lines and secrete it on themselves or keep it close at hand. As leaflets, dropped in astronomical numbers, would likely be drifting all about Russian Federation lines in great numbers and landing just about everywhere, Russian Federation troops seeking to surrender or defect would be afforded a plausible reason to have leaflets in or near their positions. As a guise, Russian Federation troops could stack the leaflets nearby or in their positions in preparation for their use, yet claim they have done so with the purpose of policing their areas

If not possible during the daytime, at night, Russian Federation troops should place as many leaflets as possible in front of their positions. Russian Federation troops should be instructed even in mild weather conditions to weigh leaflets down with rocks, stones, or branches, or any combination of those materials as made available on the terrain. The objects used to weigh the leaflets down must be placed on the corners of the leaflets

In inclement weather, Leaflets could be weighted down in a crossing pattern on the leaflets with rocks, stones, tree branches, mud, and dirt the terrain provides or with pieces of their military gear. What would be most important for the Russian Federation troops to avoid is obscuring the leaflets with whatever they might use to weigh them down in front of their positions. It would be critical not to obscure the observation of their piles of leaflets from above. Ukrainian sharpshooters along the rapidly shifting frontlines would need to be informed that Russian Federation’s troops might be seen placing piles of leaflets In front of their positions as instructed by Provosts via leaflets online messages and loudspeakers. and they must not be be fired upon. Paradoxically Ukrainian sharpshooters should be directed to provide overwatch for the Russian Federation troops engaged in that activity with the leaflet by firing upon Russian Federation sharpshooters who may be ordered to fire upon their own comrades engaged in placing leaflets in front of their positions as instructed by Provosts.

Russian Federation troops must be told not to be concerned about leaflets gathered coincidentally in clumps in their lines that resemble their own manufactured piles. Such occurrences would be expected if hypothetical leaflets are dropped upon their positions almost daily. It will be important for Provosts or members of the military intelligence services of the Ukrainian Armed Forces to correctly distinguish between piles of leaflets created from the pollution of paper in Russian Federation lines and the piles constructed by Russian Federation troops.

B.. During Offensive Operations

Using leaflets during offensive operations would likely be a bit trickier for Provosts, but certainly possible. Drones could be used as means to reconnoiter and surveil far forward of Ukrainian frontlines to identify Russian Federation defensive positions upon leaflet could be dropped. Drones could be modified to deliver leaflets upon Russian Federation troops. As suggested earlier, an organic capability to perform that function would facilitate operations. If creating an organic capability to identify Russian Federation positions might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing intelligence on confirmed and suspected locations. 

As noted with regard to defensive operations, this method of leaflet delivery may not provide the capacity of distribution artillery shells or delivery from aircraft. Yet again, given shortage in pilots and shortages of airframes in the Ukrainian Armed Forces inventory, using aircraft to deliver leaflets may be determined to be too risky given the low priority of the mission versus combat air support and transport operations.

Leaflets should be used by Russian Federation troops during offensive operations launched in their direction in a similar way to their proposed use in defensive operations. The concept for the use of leaflets in both cases should parallel the concept behind marker panels. Leaflets should be piled up in front of Russian Federation troops’ defensive positions. Russian Federation troops should be instructed to collect as many leaflets as possible to make certain they will be able to create a visible pile. Leaflets dropped should explain to the greatest extent possible given space available on the sheet made of paper or some other more durable material, how Russian Federation troops could best protect their piles of them from being dismantled or destroyed by weather conditions. Russian Federation troops must be told that every effort would be made to identify their positions through piled up leaflets. It also must be explained that Russian Federation troops emerging from positions marked with leaflets that they will be given every opportunity to surrender or defect safely

Since the frontlines will likely shift constantly with every bound by advancing Ukrainian units during offensive operations, Ukrainian troops will surely come across various iterations of them. To avoid adverse reactions to seeing images they might perceive on leaflets as Russian Federation troops which they are fighting and being killed and injured by, practically being treated as honored guests. In advance of Ukrainian assaults, commanders must explain to their troops on the march about the leaflets they will surely encounter and what they as well as Provosts’ loudspeaker announcements they will hear are all about. Ukrainian troops should be told that it is all part of an important program under the Coordinating Headquarters for the Treatment of Prisoners of War, why there are so many leaflets, and their possible role in helping bring a faster, favorable end to the war. (It is very likely that while Ukrainian units are in defensive operations, leaflets may drift over to their positions in large numbers. Russian Federation lines will be polluted with leaflets. Winds should be expected to occasionally carry the leaflets in the Ukrainian’s direction. Ukrainian commanders should explain on such occasions what the purpose of the leaflets and loudspeaker announcements are and how they work to their troops advantage.)

A sort of “online leaflet” posted for Russian Federation troops by the Association of Lawyers in Ukraine urging them to surrender and explaining how to do so (above). In conjunction with the production and distribution of leaflets, Provosts could post messages on multiple online sites, perhaps creating new ones each week–perhaps sooner if necessary–to thwart Russian counterintelligence efforts to block access to information that must be provided to support the surrender and defection of Russian Federation troops. To ensure Russian Federation troops would receive the messages or at least make certain the messages were available to them could be supported by the capabilities of the military intelligence services of the Ukrainian Armed Forces. As with leaflets, online messages should provide information on alternative ways Russian Federation troops must act and tasks they must perform to ensure their survival and safe conduct to and through Ukrainian lines. Online messages must explain that Russian Federation troops’ rights as prisoners of war will be fully observed once they surrender and that they will be treated with respect. 

III. The Enhancement of Online Efforts

A. During Defensive Operations

In conjunction with the production and distribution of leaflets, Provosts could post messages on multiple online sites, perhaps creating new ones each week–perhaps sooner if necessary–to thwart Russian counterintelligence efforts to block access to information that must be provided to support the surrender and defection of Russian Federation troops. To ensure Russian Federation troops would receive the messages or at least make certain the messages were available to them could be supported by the capabilities of the military intelligence services of the Ukrainian Armed Forces. As with leaflets, online messages should provide information on alternative ways Russian Federation troops must act and tasks they must perform to ensure their survival and safe conduct to and through Ukrainian lines. Online messages must explain that Russian Federation troops’ rights as prisoners of war will be fully observed once they surrender and that they will be treated with respect. They must be assured that they will receive clean water, hot food, coffee and tea, and warm blankets. They should be told that immediately after surrender–unless conditions prevent such movement, they will be extracted from the forward edge of the battle area and out of harm’s way well to the rear. They must also be told that they will be protected from the wrath of unstable commanders who have willingly sacrificed their fallen comrades for a questionable military invasion. As with leaflets, online messages should inform the Russian Federation troops that they will be allowed to return to their homeland via prisoner exchanges negotiation during the war or at the end of the war, if they desire to return on the occasion of either. They should also be informed that if they seek to defect, they would be allowed to remain in Ukraine through the process of immigration or be assisted in immigrating to countries in the West that would be willing to accept them either during or after the war. The Ukrainians promise to assist with these matters must be a solemn pledge. All important is the requirement that Russian Federation troops be instructed online to try as best as possible to collect at least one leaflet dropped on their lines. They must be told to retain leaflets and present them as a memorandum of understanding between them and the Ukrainian Armed Forces. To facilitate the collection of leaflets by Russian Federation troops, a regular deluge of leaflets should be dropped on Russian Federation positions 

As the proposed prisoner of war program develops, and within the strictures of the Geneva Convention, attendant with online messages on the sites should be videos and photographs of Russian Federation troops who have surrendered. Not just for the photo opportunity, Actual Russian Federation prisoners of war could be depicted wearing clean and neat clothes, in safe, hygienic detention centers.. Appropriate videos and photos should depict the Russian Federation prisoners of war engaged in daily activities at detention centers. To that extent, some videos and photos of Russian Federation troops who have surrendered should be posted after their capture, depicting them drinking clean water, tea, and coffee, and wearing clean dry clothes and covered in warm blankets. Authentic videos and photos of those who surrendered in inclement conditions, should also display them a few short hours after capture being held clean dry spaces, well-protected from cold, wind, rain and snow.

Within a couple of weeks after the proposed program might be launched, it might be useful for Provosts to include images of a handful of Russian Federation prisoners of war, with their consent, with vetting, and within the strictures of the Geneva Convention, might be flown with selected Provosts to European capitals for tours with the support of the respective host countries. The Geneva Convention forbids the public display of prisoners of war. However, foreign travel for tourism could be declared to be recreational and intended to have a therapeutic effect upon war weary Mobiks and as an effort. In genuine travel videos and photographs, the prisoners of war could be shown wearing civilian clothes, uniform in style and color–for example they could all be seen wearing black pants and lavender shirts, sweaters, and gray plaid trench coats–calmly enjoying tourist attractions, museums, and cafes in the daytime, and a bit of the nightlife available. In all videos and photographs,  the faces of the prisoners of war must be obscured. During these tours, the prisoners of war will be under guard of elements of the Coordinating Headquarters for the Treatment of Prisoners of War. They should coordinate with, and hopefully receive the support of, national, provincial, and local police forces, and the host countries’ security services. True videos and photographs of Russian Federation prisoners of war in such positive circumstances should have an overwhelmingly positive impact on Russian Federation troops still serving under dreadful circumstances on the frontlines.

All online messages, videos, and photos must be produced by Provosts as part of their duties. To that extent, the need to fulfill that task should be taken into account during staffing. Videos and photographs of Prisoners of war at detention centers or traveling to Western capitals, would likely need to be produced by other elements of the Coordinating Headquarters for the Treatment of Prisoners of War.

With regard to communicating messages to Russian Federation troops who want to surrender and defect, a greater amount of space to present information would certainly be available online. Through the websites of the Provosts, more thorough online instructions on what to do in order to facilitate a safe surrender or defection before their lives are ended or they are gravely wounded as a result of being wastefully slammed against the Ukrainian Armed Forces. Russian Federation troops should be told online that every effort would be made to spare them from the firepower that would surely be used to halt their respective unit’s assault.

Online messages could additionally provide illustrations of where and how Russian Federation troops should place leaflets before their positions. Illustrations posted with online messages could explain how to place leaflets before their position in inclement weather. Further, illustrations could be posted that would explain the necessity of placing leaflets before their positions so that they are visible from the air and how to do so. The message that every effort would be made to identify the positions of Russian Federation troops desiring to surrender and defect should be reinforced online. Added to that, it must be emphasized in messages that Russian Federation troops emerging from positions marked with piles of leaflets shall be given every opportunity to come toward Ukrainian lines and surrender and defect  safely.

B. During Offensive Operations

During offensive operations by Ukrainian units, in one instance, Russian Federation troops should be instructed online to try as best as possible to collect at least one leaflet dropped on their lines. They must be told to retain and present leaflets essentially as a memorandum of understanding between them and the Ukrainian Armed Forces. In another instance, in a way paralleling their use during defensive operations, leaflets dropped on Russian Federation troops could be used by them to indicate their intentions to either surrender or defect. Again, given the greater amount of space to present information online, through the websites of the Provosts, more thorough instructions could be provided on what to do in order to facilitate a safe surrender or defection in the face of a counteroffensive by the Ukrainian Armed Forces. Online, Russian Federation troops could be told that every effort would be made to spare them from the onslaught of firepower that would surely be part of an assault.

As during defensive operations of the Ukrainian Armed Forces, illustrations could be posted online demonstrating for Russian Federation troops where to best place aggregated leaflets in a pile in front of their positions  Illustrations could be posted on multiple websites of the Provost Teams explaining how exactly to aggregate leaflets before their positions. Illustrations on how Russian Federation troops should place leaflets before their positions during inclement weather could be posted. Additionally, illustrations on how Russian Federation troops can ensure that the leaflets in front of their positions can be seen by air should be posted. Positions built up in wooded areas would present some difficulties in creating visible piles of leaflets, but that problem could likely be overcome with ingenuity. By creating enormous patterns collections of leaflets at night only that would not escape detection. If it becomes most apparent to Provosts that the Ukrainian advance would bring units before Russian Federation positions in wooded terrain, leaflets could be modified to bear a reflective material on one side and messages concerning surrender, defection, and using leaflets on the other. The illustrations mentioned should be published only when an assault will soon be launched by Ukrainian forces. Of course, no specified date should be offered.

Instructions for Russian Federation troops on what to do should be reinforced in the field with loudspeakers. It must be explained in the leaflets, online, and through loudspeakers–discussed here later–that every effort will be made to identify the positions of Russian Federation troops no matter how trying the circumstance. It should emphasized the Russian Federation troops who have marked their position will be tracked by observers and given every opportunity to surrender or defect when the Provost move forward to place them in custody

During offensive operations by Ukrainian units, identification of the positions of Russian Federation troops ready to come over to the Ukrainian lines would be critical in order to avoid a tragedy of erroneously placing devastating fire on them and killing and injuring individuals that only wanted to get out of the war and survive. Marked positions must be well-reconnoitered before an attack is launched toward Russian Federation lines. To accomplish that, positions of Russian Federation troops that want to surrender and defect must at a minimum position leaflets to ensure they could be observed clearly from the air. Daytime identification of the positions of such troops would allow Provosts to mark them out and inform commanders of units about to advance that resistance would unlikely come from their point along the Russian Federation and the Provosts would move on foot or in their vehicles to make contact with them and process them as prisoners of war. However, it would also much safer for Russian Federation troops desiring to surrender and defect to place leaflets as markers before their positions and facing Ukrainian lines at night during the 3rd or 4th watch, than put piles of leaflets out in the daytime and risk detection by their commanders, counterintelligence, and by Russian Federation intelligence, surveillance, and reconnaissance assets flying above the frontlines or any Russian Federation military aircraft operating in their vicinity.

As aforementioned in the segment on leaflets, drones could be used as means to reconnoiter and surveil Russian Federation defensive positions forward of Ukrainian frontlines to identify locations upon which leaflet could be dropped. (This process of identifying locations and dropping leaflets upon Russian Federation positions should have an unnerving and sound educational effect on the troops within them as it would inform them the Ukrainians knew where they were and could actually strike at them whenever they wished.) Drones could be modified to deliver leaflets upon Russian Federation troops. An organic capability to perform that task would facilitate operations. If any drones hypothetically operated by Provosts could be provided with a night vision capability, it will facilitate their operations. They would be able more confidently to provide evidence to Ukrainian commanders of the desire of those Russian Federation troops to surrender and formulate plans to move forward to detain those Russian Federation troops.

Again, as noted in the segment on leaflets, if creating an organic capability to identify Russian Federation positions might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing intelligence on confirmed and suspected locations. This method of leaflet delivery may not provide the capacity of distribution artillery shells or delivery from aircraft. Yet, given shortages in pilots and shortages of airframe in the Ukrainian Armed Forces, using aircraft to deliver leaflets may be determined to be a drain of resources and too risky given the low priority of the mission versus combat air support and transport operations.

Russian Federation troops in custody immediately after capture. Depicting Russian Federation troops being held in this manner may have value domestically but such images.certainly would not serve the purposes of the proposed program (above). Another aspect of the Provosts duties could be to use loudspeakers to communicate announcements and positive messages to Russian Federation troops along the forward edge of the battle area. Loudspeaker announcements encouraging Russian Federation troops to surrender should be used in coordination with the distribution of leaflets and online messaging. Loudspeaker announcements allow greater flexibility with regard to altering messages to fit an immediate circumstance. Loudspeaker announcements may best serve Provosts’ efforts to encourage the surrender and defection of Russian Federation troops when made at night, perhaps most effective at the top of fthe 3rd watch. Other times at which such announcements may be very effective might be holiday celebrations, in the aftermath of artillery fire missions and after Russian Federation advances that have been repulsed. Provosts should exploit information volunteered by Russian Federation prisoners of war such as names of unit commanders and noncommissioned officers. That information should be incorporated in a pertinent way as quickly as possible in loudspeaker messages.

IV. Loudspeakers

A. During Defensive Operations

Another aspect of the Provosts duties could be to use loudspeakers to communicate announcements and positive messages to Russian Federation troops along the forward edge of the battle area. Loudspeaker announcements encouraging Russian Federation troops to surrender should be used in coordination with the distribution of leaflets and online messaging. Loudspeaker announcements allow greater flexibility with regard to altering messages to fit an immediate circumstance. Loudspeaker announcements may best serve Provosts’ efforts to encourage the surrender and defection of Russian Federation troops when made at night, perhaps most effective at the top of the 3rd watch. Other times at which such announcements may be very effective might be holiday celebrations, in the aftermath of artillery fire missions and after Russian Federation advances that have been repulsed. Provosts should exploit information volunteered by Russian Federation prisoners of war such as names of unit commanders and noncommissioned officers. That information should be incorporated in a pertinent way as quickly as possible in loudspeaker messages.

Concerning the positioning of loudspeakers, they should be placed away from positions of Ukrainian troops but toward Russian Federation lines. (It is likely a manual has been published by the Ukrainian Armed Forces that provides guidance on the placement of loudspeakers for psychological warfare operations.) If possible, to assist in communicating with Russian Federation troops, actors, both male and female, could be contracted for their talents. The actors would hopefully be able to successfully deliver messages in the correct tone and most effectively to induce weary or newly arrived, terror stricken Russian Federation troops to surrender. If feasible, actors among troops already serving in the Ukrainian Armed Forces could be sought out. They could be considered for transfer to the Provost Teams on a voluntary basis or, out of absolute necessity, under orders.

Just as drones could be utilized to reconnoiter and surveil Russian Federation positions to discover the locations of Russian Federation units upon which leaflets could be delivered, drones could potentially be modified to carry loudspeakers that at variable altitudes could effectively broadcast audible messages to Russian Federation troops below them. An organic capability to perform that function would facilitate operations. To greatcharlie’s knowledge, the utilization of loudspeaker drones is a technique that has not been practiced before. If creating an organic capability to communicate with Russian Federation troops with drones might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing that capability, but that may repeatedly delay urgent action.

B. During Offensive Operations

Placing loudspeakers near Russian Federation positions to enable troops to receive audible messages from the Provost pertaining to their possible surrender or defection would indeed be a dangerous undertaking during offensive operations. Ostensibly, if time were available, Provists could move forward of Ukrainian positions to stealthily place loudspeakers before Russian Federation defenses. Provost would need to do this following every advance of Ukrainian troops that displaced Russian Federation units and soon enough before the next assault. Given how fluid the situation has become on the battlefield during previous counteroffensives, being able to act fast enough might become problematic. To that extent, Provosts may only be able to act when adequate opportunities present themselves. Again, this would be dangerous work. For that reason it understandably may not be authorized. If Provosts are detected, Russian Federation commanders may assess that an advance was coming in their direction and in some way stiffen resistance at those points. Given the devastating impact the work of the Provosts might have upon Russian Federation operations, if they are captured they may face reprisals. This is especially true as the Provosts’ duties require them to encourage Russian Federation troops to violate their country’s federal laws. Show trials should be expected if they are captured. Additionally, as the work of the Provosts requires highly skilled operators, even slight losses of Provosts may have a devastating impact on the Teams’ operations.

With the aim of minimizing the chance for losses among Provosts during challenging infiltration missions, drones could be used as an alternate and safer means to get loudspeaker messages to Russian Federation troops. Albeit with perhaps a somewhat greater chance of loss, drones could move well-forward of Ukrainian frontlines to Russian Federation positions and broadcast messages on surrender and defection. These would be the same hypothetical drones modified to carry loudspeakers and operate at variable altitudes could provide audible messages to Russian Federation troops below them. Again, as in defensive operations, the “loudspeaker drones” would be flown forward only after other drones have reconnoitered and surveilled Russian Federation positions and dropped leaflets upon them. As mentioned earlier, an organic capability to perform that function would facilitate operations. Again, if creating an organic capability to identify Russian Federation positions might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing intelligence on confirmed and suspected locations.

Loudspeaker drones flown above the positions of Russian Federation troops who have indicated the desire to surrender or defect could be used to issue instructions on how to behave as Ukrainian units move forward. That would surely facilitate their capture for processing. Everything would need to be done rather rapidly but in calibrated ways before the frontlines are overcome by the fog of war and in the worst case scenario no one is able to determine “who is who and what is what.”

Again, it would be much safer for Russian Federation troops desiring to surrender and defect to place leaflets as markers before their positions and facing Ukrainian lines at night, than put piles of leaflets out in the daytime and risk detection by their commanders and by Russian Federation intelligence, surveillance, and reconnaissance assets flying above the frontlines or any Russian Federation military aircraft operating in their vicinity.

Working with Ukrainian commanders and having the best information available, Provost could also more confidently formulate plans to move forward to detain those Russian Federation troops. As aforementioned, if any drones hypothetically operated by Provosts can be provided with night vision optics, it will facilitate their operations. They would truly be better informed of what is happening within Russian Federation lines in real-time much as the commanders, be better enable able to act swiftly, and be enabled to more confidently provide evidence to Ukrainian commanders of the desire of those Russian Federation troops to surrender as those commanders are in the process of planning their assaults. Once Ukrainian commanders have developed their plans, issued orders, and positioned units for an assault it is unlikely that they would willingly alter their plans in response to the Provosts. Ukrainian commanders certainly are focused on fighting to win the war. That is their priority. In that same vein, it would be both expected and prudent for Ukrainian commanders to target Russian Federation positions that Provost may report are holding Russian Federation troops who seek to surrender and defect, and level a devastating blow against them if any aggressive behavior is observed from them. On the other hand, if after coordinating with commanders, leaflets have already been dropped on Russian Federation positions, and Russian Federation troops have begun piling leaflets as instructed, a commander who has developed a plan of attack must take steps to alter it by creating an opportunity for Provosts to bring them in. Any attack on Russian Federation troops who tried to surrender and defect in accord with instructions from the Ukrainian Armed Forces would send a very negative message along Russian Federation frontlines that the Ukrainians cannot be trusted and no faith should be placed in their promises. That could potentially destroy the proposed program no matter how fruitful or far along it might get.

This photograph purports to depict Russian Federation troops in rather neat condition surrendering to Ukrainian troops who are dressed quite immaculately during the wet, muddy, and cold winter fighting (above). Russian Federation troops desiring to surrender and defect must know exactly what to do in the midst of an assault by Ukrainian units. Leaflets could be delivered to Russian Federation troops via artillery canisters and aircraft and loudspeakers stealthily placed nearby and the direction of Russian Federation positions. Most important would be to move rapidly and act effectively. If drones are used to communicate with Russian Federation troops, leaflets should be dropped first. Loudspeaker drones should next be flown above the positions of Russian Federation troops who with leaflets have indicated the desire to surrender or defect.  The loudspeaker drones could broadcast messages with instructions on how to behave as Ukrainian units move forward.

V. Protecting Surrendering and Defecting Russian Federation Troops

A. During Defensive Operations

Russian Federation troops desiring to surrender and defect must know exactly what to do in the midst of an assault by Ukrainian units. Leaflets could be delivered to Russian Federation troops via artillery canisters and aircraft and loudspeakers stealthily placed nearby and the direction of Russian Federation positions. Most important would be to move rapidly and act effectively. If drones are used to communicate with Russian Federation troops, leaflets should be dropped first. Loudspeaker drones should next be flown above the positions of Russian Federation troops who with leaflets have indicated the desire to surrender or defect.  The loudspeaker drones could broadcast messages with instructions on how to behave as Ukrainian units move forward.

Russian Federation troops coming over to the Ukrainians must be told by the Provosts through leaflets, online posts, and loudspeakers that they will do their very best to cover their movements toward Ukrainian lines with firepower if their commander might decide to open fire on them. To provide such protection, Provosts should be provided with written authority to direct Ukrainian artillery units and counterbattery systems, not already engaged in fire support missions, to launch artillery and rockets onslaughts to suppress fire directed at surrendering Russian Federation troops or Russian Federation batteries that might be used for that purpose. When processing Russian Federation troops who have surrendered and defected, Provosts should ask each: “How can we improve our program to rescue more guys such as you?” (Sardonically, a few may likely say: “Offer big cash payments in US dollars!”) A more important query inquiry would concern information they might possess on Russian Federation mortars, artillery, and rockets, and heavy machine gun emplacements that could be used to punish surrendering troops. Positions that those troops might identify could be targeted with fire missions by Ukrainian artillery and rocket batteries. 

As noted earlier, drones could also be used during offensive operations by Provosts as means to reconnoiter and surveil Russian Federation positions to confirm reported locations of Russian Federation mortars, artillery, and rockets that earmarked for use against surrendering and defecting Russian Federation troops. As suggested with regard to leaflets and loudspeakers, if creating an organic capability to identify Russian Federation mortars, artillery, and rockets might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing intelligence on confirmed and suspected locations of mortars, artillery, rockets and heavy machine gun emplacement that might by used the thwart the surrender of Russian Federation troops. If Russian Federation mortars, artillery, and rockets and machine gun emplacements are identified only after striking at surrendering and defecting Russian Federation troops, marshals among the Provost Teams at the company and battalion levels must have the immediate, unencumbered ability to call for fire against them. 

If the suppression and destruction of Russian Federation mortars, artillery, rockets and machine gun emplacements could be performed frequently enough along the frontlines, particularly where Mobiks are being slaughtered, it would very likely have a marked, or perhaps even a very considerable impact on Russian Federation troop discipline, unit cohesion, offensive movement, and overall combat operations in Ukraine. The more intense the effort to halt surrenders and defections might become, the greater the Provosts efforts to disrupt and destroy them must become. The response of the Provosts should be of such intensity to the extent that efforts to thwart surrender and defection might very well become so unfruitful and costly that mission itself might be obviated.

B. During Offensive Operations

In addition to dealing with retributive fire from Russian Federation lines directed at punishing, but destroying any surrendering Russian Federation troops, it may be the case that blocking units have been regularly positioned to prevent Russian Federation troops from escaping their ominous fate by retreating. There may be military counterintelligence units operating in the frontlines to monitor the movements of Russian Federation troops. Similarly with Russian Federation firepower assets that might be directed at surrendering and defecting Russian Federation troops, once in custody, some might be able to provide detailed, credible information concerning blocking units positioned to prevent Russian Federation troops from retreating, their assistance should be accepted and rewarded.

If Russian Federation blocking units can be identified before a Ukrainian Armed Forces advance, officers among the Provost Teams must be enabled to call for fire against them. If that proves not feasible, the military intelligence services of the Ukrainian Armed Forces could be directed to support Provost Teams by providing intelligence on confirmed and suspected locations of blocking units placed in the rear of advancing Russian Federation troops or those holding defensive positions. Accordingly, officers among the Provost Teams must be enabled to call for fire against them.

In a twist, loudspeaker announcements as well as leaflets could also be used to warn Russian Federation commanders not to try in any way to halt efforts by their troops to surrender and defect. Such announcements should fix in the minds of the Mobiks and any other Russian Federation troops on the frontline that the Ukrainian Armed Forces are the dominant force on the battlefield. It may even have a sound educational effect on those Russian Federation troops, who for a variety of reasons to include patriotism, a sense of duty, and fidelity, at that particular moment, would be unwilling  Popular Western music could also be played toward Russian Federation on loudspeakers to remind them that life for the rest of the world goes on while they are trapped on the frontlines of an absolutely atrocious war.

Loudspeaker announcements as well as leaflets must never reveal the names of Russian Federation prisoners of war.  This will help minimize the possibility that reprisals will be carried out against their family members by the Russian Federation security services under the direction of the Kremlin. There would remain the possibility that Russian Federation troops who might decide to return to their homeland would face reprisals after the war. That situation would be out of the control of the Ukrainian Armed Forces. However, it is something the Provost Teams proposed here and existing elements of the Coordinating Headquarters for the Treatment of Prisoners of War might urge Russian Federation prisoners of war to consider. After World War II ended, reprisals against reprisals against Soviet Army troops for conduct on the battlefield was a practice among the Soviet security services.

A Russian Federation self-propelled 152.4 mm howitzer firing during combat at an undisclosed location in Donetsk region, Ukraine (above). Russian Federation troops coming over to the Ukrainians must be told by the Provosts through leaflets, online posts, and loudspeakers that they will do their very best to cover their movements toward Ukrainian lines with firepower if their commander might decide to open fire on them. To provide such protection, Provosts should be provided with written authority to direct Ukrainian artillery units and counterbattery systems, not already engaged in fire support missions, to launch artillery and rockets onslaughts to suppress fire directed at surrendering Russian Federation troops or Russian Federation batteries that might be used for that purpose. When processing Russian Federation troops who have surrendered and defected, Provosts should ask if they possess information on Russian Federation mortars, artillery, and rockets, and heavy machine gun emplacements that could be used to punish surrendering troops. They do not need to answer under the Geneva Convention. Positions that those troops might identify could be targeted with fire missions by Ukrainian artillery and rocket batteries.

VI. Defeating Likely Russian Federation Countermeasures

The successful implementation of the proposed program would become a profound cause for alarm in Moscow. The ability to favorably impact the will of Russian soldiers to fight would be crucial to the larger objective of causing the Russian Federation to halt its invasion and withdraw its troops from Ukraine. It is greatcharlie’s contention that great numbers of Russian troops may very well be susceptible to an outside force able to suspend the control commanders have over them. The Kremlin seems quite aware of the situation. To that extent, in September 24, 2022, Putin signed the federal law “On Amendments to the Code of the Russian Federation on Administrative Offenses” which greatly enhanced that penalties for desertion during mobilization or wartime. Offenders could face as much as ten years in prison. Conscientious objectors could be subject to 3 years imprisonment. The law signed on September 24th additionally criminalized “voluntary” surrender, making it punishable by sentences up to 15 years. However, law has not deterred Russian Federation troops willing to risk the possibility of criminal charges in order to survive. Among possible stronger actions, already mentioned was retributive mortar, artillery, rocket, and heavy machine gun fire from Russian Federation lines directed at destroying any surrendering Russian Federation troops and blocking units positioned to the rear of Russian Federation units to prevent troops from escaping their ominous fate by retreating. Here are further examples of sort of actions to expect and some hint on how defeat them.

A. Infiltration

Among possible schemes to thwart efforts to cause Russian Federation troops to surrender and defect would almost certainly be implemented by Moscow. One very ordinary approach might be to seed counterintelligence troops within units on the frontlines to collect information on who is planning to surrender or defect and detain those troops. Russian Federation counterintelligence troops,  indeed at great risk, could potentially advance with units and fire on whoever moves toward the Ukrainian lines with their hands up. Russian Federation troops could be directed by loudspeakers to move forward rapidly toward trenches concealed to the greatest degree possible from Russian Federation lines. From there, they could one by one, crawl along a concealed path, something akin to a long drainage ditch, toward awaiting provosts. Both the prisoner of war trenches and paths discussed earlier could be covered at all times by sharpshooter and machine guns to both protect them, prevent infiltration through their use, and thwart the efforts of those assigned to harm them. The Russian Federation troops could be processed one by one as prisoners of war right off the crawl paths, and sent toward the rear through separate and concealed lines of communication.

With the purpose of protecting them from retaliation by their commanders or harm from infiltrators, Russian Federation troops that have surrendered or defected should be asked to assist the Ukrainian troops in protecting them.by identifying those who are newly arrived to their units or not part of their units at all. Captured Russian Federation troops could be asked to assist in monitoring those troops who were not part of their units–not as a job, but to avoid any unpleasant surprises from infiltrators–without becoming aggressive or engaging in physical violence. Provosts should be prepared to respond to any situation that may arise among the prisoners of war by positioning armed guards around the clock by their holding pens in the rear

B. The Potential Weaponization of Prisoner Exchanges and Repatriations

It would never be suggested by greatcharlie that the opportunity to repatriate captured troops of the Ukrainian Armed Forces should ever be passed up. The impact on morale would surely be deleterious. For Ukrainian commanders it would be anathema. Yet even more, as the promise sent to Russian Federation troops was that they would be protected if they surrendered or defected, it would be counterproductive and counterintuitive to send them back to their better than disappointed commanders and very likely the Russian Federation’s security services. Just as the message of the positive treatment of Russian Federation troops would most likely reverberate back in their homeland, the message sent by their return would most likely be shattering, confirming the worst impression of the Russian people about the Ukrainians. If not imprisoned or executed for desertion, the Russian Federation would face the prospect of being sent back to whatever was left of their former units and driven into “no man’s land” toward Ukrainian frontlines. Unless there was a unit deployed at that point on the frontline, they would surely be driven through mortar, rocket, and artillery fire, and withering high-rate machine gun fire. Some effort must be made to hold them safer in some judicious way.

To that extent, prisoners of war who were promoted to surrender or defect due the efforts of the proposed program would be asked whether they wanted to participate in a prisoner exchange. Those who might choose to return, despite the risks, would be included on the list of prisoners of war for exchange. It is presumed by greatcharlie the number of Russian Federation prisoners of war willing to return might be small, although that ,at not be the case. Hoping readers will pardon greatcharlie’s frankness or any perceived indelicacy, it seems appropriate to suggest that to ensure sufficient numbers of Russian Federation troops are available for exchanges, soldiers of the Russian Army and Russian Naval Troops, and regular Wagner Group troops should be held in separate prisoner of war camps and that all negotiated changes should limited to them. To that extent, a dedicated effort should be made by the proposed Provosts to recover wounded and abandoned Wagner Group and professional Russian Federation troops from the battlefield. That will help ensure that there would be sufficient numbers of Russian Federation assets to exchange. Performing that task may entail having the Provosts take risks that may in the end be deemed too dangerous, if not unwarranted. However, given the potential benefits this aspect of the proposed program may bring with regard to the bigger picture of diplomacy and postwar relations between the two countries, some consideration of how such duties could be performed at reduced risk should be given. Hopefully, the war will not drag on for so long that prisoner of war exchanges will need to be chalked out into the foreseeable future. That potentiality nevertheless must be planned for.

These captured Russian Federation troops, dressed in layers and lacking any military insignia or patches, are likely mercenaries or contract fighters from the Wagner Group (above). It would never be suggested by greatcharlie that the opportunity to repatriate captured troops of the Ukrainian Armed Forces should ever be passed up. The impact on morale would surely be deleterious. For Ukrainian commanders it would be anathema. Yet even more, as the promise sent to Russian Federation troops in hypothetical communications under the proposed program would be that they will be protected if they surrendered or defected, it would be counterproductive and counterintuitive to send them back to their better than disappointed commanders and very likely the Russian Federation’s security services. Just as the message of the positive treatment of Russian Federation troops would be expected to reverberate back in their homeland, the message sent by handing them over to angered Russian Federation authorities would most likely be shattering, confirming the worst impression of the Russian people about the Ukrainians. If not imprisoned or executed for desertion, the Russian Federation would face the prospect of being sent back to whatever was left of their former units and driven into “no man’s land” toward Ukrainian frontlines.

C. Deceptive Use of Leaflets

One of the oldest tricks one might expect to see is Russian Federation military counterintelligence units feigning as Russian Federation troops who want to surrender or defect. They could closely follow the instructions on leaflets, online, and heard over loudspeakers on how to indicate their desire to come across lines to Ukrainians. However, when Provosts approach their position in offensive operations, the counterintelligence units operating in such a manner would surely attempt to destroy the Provost team. Given this possibility, Provosts, working alongside Ukrainian commanders, must be willing to target all Russian Federation positions with troops expressing the desire to surrender and be willing to destroy their positions if aggressive action is observed. Nothing should be considered settled until the Russian Federation troops are placed themselves in the Provosts’ custody.

To additionally help protect Provosts and advancing Ukrainian troops, any Russian Federation position that via images collected from aerial reconnaissance and surveillance that appear  to have leaflets piled in front of them but also appear to inordinately conceal heavy machine guns or inordinate numbers of shoulder fired rockets or anti tank guns within them images of such positions must be closely analyzed and targeted for attack when the battlefield is being prepared for Ukrainian advances or whenever Ukrainian commanders may deem fit.

As alluded to prior, it may be prudent to direct Ukrainian sharpshooters to provide overwatch for the Russian Federation troops engaged in placing piles of leaflets before their positions  by firing upon Russian Federation sharpshooters who may very likely be ordered  to fire at their own comrades engaged in placing leaflets in front of their positions as instructed by Provosts.

D. Other “What-ifs” Regarding Likely Countermeasures

Those in the Ukrainian Armed Forces who have acquired relatively considerable experience in the management of matters pertaining to prisoners of war would be best able to do the “what ifs” and figuratively billow up with a ladle more potential pitfalls and countermeasures that could be faced in the implementation of the proposed program. At the same time, those same members of the Ukrainian Armed Forces might be best able to plot ways to avoid those pitfalls and defeat any countermeasures that may be applied. Interestingly, if the Russian Federation commanders could be caused to get thoroughly involved in applying countermeasures against efforts made under the proposed program, the disruptive impact of doing so upon its military operations could potentially have a deleterious effect sufficient enough to create more favorable conditions for the Ukrainian Armed Forces on the battlefield. Omnia conando docilis solertia vincit. (By application a docile shrewdness conquers every difficulty.)

Again, not all Russian Federation troops facing the Ukrainian Armed Forces will respond to efforts under the proposed program. However, if enough do so, the Ukrainian Armed Forces, through mostly non-lethal means, might be able to make their mark in ending the war on mostly better terms and with less negative sentiment of both sides than could be expected in the current environment.  Ironically, Russian Federation troops may in effect be able to assist in ending a war in which they are among those who have suffered most.

Russian Federation prisoners of war being held in dreary cells at a detention center (above). With regard to detention center conditions, every effort must be made to create hygienic, well-maintained centers. Prisoners should be supplied with clean clothes, the opportunity to bath, recreation, and healthy meals. Having reviewed countless videos and photographs made public by the Ukrainian government for the writing of this essay, it became very clear that some Russian Federation prisoners of war are being kept in conditions that are unacceptable. (Ukrainian prisoners of war are probably being held in far worse conditions, but with the hope of promoting higher thinking behind the proposed program, the notion of responding “tit-for-tat” with regard to the treatment of Mobiks is anathema. Any notion of treating Russian Federation prisoners of war with respect and dignity hypothetically promised in messages and advanced in the handling of their capture will simply be washed away. If improvements in conditions at detention centers for Russian Federation prisoners of war are determined to be unwarranted, then the Ukrainian government, right before the world will display its disinterest in an opportunity to improve, in some part, the environment for a sustainable peace with its neighbor. Peace will be reached at some point between Ukraine and the Russian Federation. Efforts must be made to hasten that day and ensure that peace will be one all parties can live with

VII. Suggestions for Adjustments in Current Methods of Detention

To touch briefly on what is likely a delicate subject, reportedly, Russian Federation prisoners of war held in 500 detention centers in Ukraine. Russian Federation prisoners of war appear to be lumped together regardless of whether they are Mobiks, professional soldiers of the Russian Army and Russian Naval Troops, regular Wagner Group troops, Wagner Group penal troops, and mercenaries This practice must end. It is quite deleterious with regard to the proposed program. To a great degree, Mobiks are victims of the unjustified war in Ukraine, too. They should not be held with Russian Federation troops that have volunteered to fight in Ukraine to include the professional Russian Federation troops, the regular Wagner Group troops, and mercenaries apparently from all over the world.

The suggestion was already made here that Mobiks who surrender under the proposed program should not be held with soldiers of the Russian Army and Russian Naval Troops and regular Wagner Group troops with regard to facilitating the aggregation of prisoners for exchanges. In the Russian Federation, Russian Federation troops that voluntarily surrender are deemed as criminals. Even more so, Mobiks among Russian Federation prisoners of war certainly should not be held in cells with confirmed hardened criminals from Wagner Group penal units. True, some Wagner Group penal troops sought to overcome the ills of prison life by going to war in Ukraine. However, there are likely hardened convicts from the depths of Russian Federation prisons among the Wagner Group troops who, when aggregated in detention centers, could make life far worse for Mobiks, the overwhelming majority of whom were literally torn from lives of peace and thrown into an unjustified war which many unlikely supported. The hardened criminals could surely reproduce in detention center cells all of the ills of prison life in the Russian Federation. If the purpose of handling Russian Federation prisoners of war in this manner has been was to intentionally create the potential for some prisoners of war, such as the Mobiks, to be subjected to such ugliness, it must be made clear that such thinking and practices under the proposed program is forbidden, will be tolerated, and must be halted immediately under the threat of punishment. 

With regard to detention center conditions, every effort must be made to create hygienic, well-maintained centers. Prisoners should be supplied with clean clothes, the opportunity to bath, recreation, and healthy meals. Having reviewed countless videos and photographs made public by the Ukrainian government for the writing of this essay, it became very clear that some Russian Federation prisoners of war are being kept in conditions that are unacceptable. (It may very well be the case that Ukrainian prisoners of war are being held in far worse conditions, but with the hope of promoting higher thinking behind the proposed program, the notion of responding “tit-for-tat” with regard to the treatment of Mobiks is anathema. Any notion of treating Russian Federation prisoners of war with respect and dignity hypothetically promised in messages and advanced in the handling of their capture will simply be washed away. If improvements in conditions at detention centers for Russian Federation prisoners of war are determined to be unwarranted, then the Ukrainian government, starkly before the whole wide world, will display its disinterest in a genuine opportunity to improve, in some part, the environment for a sustainable peace with its neighbor. Peace will be reached at some point between Ukraine and the Russian Federation. Efforts must be made to hasten that day and ensure that peace will be one all parties can live with.

The owner of the Wagner Group, Yevgeny Prigozhin (right), at Russian Federation prison recruiting civilian inmates for combat service with his organization in Ukraine. To touch briefly on what is likely a delicate subject, reportedly, Russian Federation prisoners of war held in 500 detention centers in Ukraine. Russian Federation prisoners of war appear to be lumped together regardless of whether they are Mobiks, professional soldiers of the Russian Army and Russian Naval Troops, regular Wagner Group troops, Wagner Group penal troops, and mercenaries This practice must end. It is quite deleterious with regard to the proposed program. To a great degree, Mobiks are victims of the unjustified war in Ukraine, too. They should not be held with Russian Federation troops that have volunteered to fight in Ukraine to include the professional Russian Federation troops, the regular Wagner Group troops, and mercenaries apparently from all over the world.

VIII. Funding the Proposed Program: A Shot in the Dark

This segment of funding of this proposed program is quite naturally the most brief as, greatcharlie freely admits to knowing less than nothing about the budget of the Ministerstva Oborony Ukrainy (Ukrainian Ministry of Defense) or the budget of the Ukrainian Armed Forces. Still, as the program would need a line of support, it has a suggestion that might prove useful or worthless. There may understandably be considerable reluctance in the Ukrainian Ministry of Defense and the Ukrainian Armed Forces to divert appropriated resources, that could be used more confidently to support all of the requirements of Ukraine’s Defense in the field right now and keeping Ukrainian troops alive, to a proposed program that would save the lives of Russian Federation troops in the name of peace and stability. That being the likely case, perchance through some singular arrangements made by the national authorities in Kyiv and the Ministry of Defense some hybrid line of funding and supply of special equipment needed by Provosts in the field, such as modified drones, could be provided by friendly foreign governments, foreign businesses, and foreign nongovernmental organizations. Drones might be easier to get a hold of than tanks and fighter jets and could very likely be secured much faster, from completely different sources. Again, this recherché hybrid funding idea is just a shot in the dark and may be completely off the mark.

IX. Pro Mundi Beneficio

Les chefs-d’oeuvre ne sont jamais que des tentatively heureuses. If implemented, at least in some very close form, the program proposed here would figuratively represent an offensive by the Ukrainian Armed Forces of a different kind, aimed at supporting military success by saving lives and dampening the spirit of evil that supported aggressive action. It would further serve as an additional footing for the foundation upon which a sustainable peace between Ukraine and the Russian Federation could be established. The proposal is neither pie in the sky, nor worse, delusion. It has a real chance of promoting peace. This is only a proposal based on evidence available to greatcharlie.  It is not presumed that the Ukrainian Armed Forces or any other government organizations  would have an interest in greatcharlie’s meditations on the subject of prisoners of war. Yet, it is hoped, if anything, that the proposal might serve as a basis for the Ukrainians to further advance their efforts on the matter.

If through the implementation of the proposed program, the Ukrainian Armed Forces might be able achieve some success even in one area of the battlefield, the actions of one unit of troops might influence those of others, creating a cascading effect. There might be a real chance of collecting a huge bag of Prisoners of War before Russian Federation commanders could respond to the situation. Even then, whatever they might decide to do to halt the mass surrenders would be unlikely by thoughtful and surely be heavy-handed. Despite reservations of taking such action, Ukrainian Armed Forces commanders must keep perspective and remember the priority cannot simply be to kill the enemy but winning the war by getting the Russian Federation Armed Forces out of their country through forceful ejection or a withdrawal using every means possible. Everything reasonable that might support that cause should at least be considered, or better, given a try. Difficilius est sarcire concordiam quam rumpere. (It is more difficult to restore harmony than sow dissension.)

As alluded to earlier, this propitious option is not a hodge-podge of novel suggestions, but rather a more effective program of a tried and true methods at drawing in Russian Federation troops who are disposed to surrender and defect. Given that, one might read about this proposed program and respond that it is all very interesting but nothing new. That would be exactly the point. Some of the approaches suggested here are well-known, well-trodden in the history of contemporary warfare. The fact that some of what is proposed was practiced in the past does not obviate their use in the present. The tacit, popular belief that all new approaches must be rooted in high-tech might be characterized as the hobgoblin of the rigid and parochial.

Among those in the Ukrainian Armed Forces who have worked on prisoner of war matters, surely some have demonstrated intrinsic capabilities in the field. Their talents have by now have become well-harnessed by their knowledge and experience. Their use of the tactics, techniques, procedures, and methods suggested here should prove to be very fruitful. As noted, implemented with nuance injected by members of the existing Ukrainian Armed Forces prisoner of war program, it may support the achievement of military objectives that would have likely come at considerable cost in terms of troops and materiel while paradoxically sowing seeds for peace. The possibility of manifesting those outcomes alone, should be enough to warrant giving it a try. Those who would implement this proposed plan would surely see very difficult days often and deal with very trying moments. However, the rewards may be great enough to overcome those troubling occasions. Their role in creating the opportunity for better ending of the war would potentially be enormous.

Russian prisoners of war constructing garden furniture at a workshop in a Ukrainian Armed Forces detention center. The BBC reportd that the prisoners of war earn some money for their labor which they spend on cigarettes and sweets (above). As the proposed prisoner of war program develops, and within the strictures of the Geneva Convention, attendant with online messages on the sites should be videos and photographs of Russian Federation troops who have surrendered not just for the photo opportunity, Actual Russian Federation prisoners of war could be depicted wearing clean and neat clothes in safe, hygienic detention centers. Appropriate videos and photos should depict the Russian Federation prisoners of war engaged in daily activities at detention centers. To that extent, some videos and photos of Russian Federation troops who have surrendered should depict them drinking clean water, tea, and coffee, and wearing clean dry clothes and covered in warm blankets should be posted as soon as possible online. Authentic videos and photos of those who surrendered in inclement conditions, should also display them a few short hours later being held clean dry spaces, well-protected from cold, wind, rain and snow.

The Way Forward

There should be little question about the practicality of what is proposed here. Still, given omnidirectional calls for revenge still heard within Ukraine, any effort to enhance the existing prisoner of war program in a way that could potentially save the lives of additional of Russian Federation troops perhaps in the hundreds, even thousands, would hardly be well-received at first blush or after a superficial examination of it. Yet, amidst the anger and rage, the light of reason must be allowed shine through if a path out of this disaster is to be found After the war, if it can come to a rational end, it appears that Ukraine will find itself “leap-frogged” to a place among top tier powers in the world. Its economic, social, political, and military advancements will continue to be nurtured by allies and friends. However, despite all of the sacrifices made during the war there will likely be some further costs, consideration, in terms of engaging in the efforts to promote a lasting peace. Those efforts do not always need to be prompted by allies and friends

If as a result of some reasoning voiced in Kyiv, an operation to encourage the surrender of Russian soldiers cannot be implemented closely resembling the plan proposed here, as alluded to earlier, perhaps what is proposed could still serve as a basis for the development of their own impressions and plans for a similar tact. Non enim tam auctoritatis in disputando, quam rationis momenta quærenda sunt. (In every disputation, we should look more to the weight of reason than to the weight of authorities.)

Commentary: What Comes Next for Putin at Home and in Ukraine?: An Assessment One Year After the Start of His Special Military Operation

Russian Federation President Vladimir Putin (center right), Minister of Defense of the Russian Federation General Sergei Shoigu (bottom left) and Commander-in-Chief of the Russian Federation Naval Force or Russian Navy Admiral Nikolai Yevmenov (top). In preceding posts on the Russian Federation’s special military operation in Ukraine, greatcharlie sought to dive a bit deeper on each occasion into Russian Federation President Vladimir Putin’s mind. The aim was to better understand how Putin–the one who started the Ukraine War–thinks and offer not just insight on decisions he has made but foresight on decisions he might make in the near future. Given how the situation has progressed in Ukraine so negatively for Putin and the Russian Federation, he will need to reach some conclusions on the outcome of what he has started while he can still have a real say in events. This essay offers some new ideas and insights that may assist readers in developing their own lines of thought on how to best proceed with regard to Putin and relations with the Russian Federation.

In its attempts to parse the subject of the Russian Federation’s Spetsial’noy Voyennoy Operatsii (Special Military Operation) in preceding posts, greatcharlie regularly sought to dive a bit deeper into the mind of Russian Federation President Vladimir Putin. The objective was to better understand how Putin thinks and additionally offer not just insight on decisions he has made but foresight on decisions he might make in the near future. The purpose of this essay is to offer some new ideas and insights that may assist readers, hopefully to include some practitioners in the field of foreign and national security policy analysis and decisionmaking, to develop new lines of thought on how to proceed concerning Putin and relations with the Russian Federation. 

Noticeably, some analysts who publish essays have appeared fixated emotionally upon the idea of Putin being a beast and it has colored their analyses. They have been unwilling to ascribe any premium qualities to any aspects of his leadership even when an objective examination would surely warrant such. Students among greatcharlie’s readership must guard against mimicking such analyses. This commentary may disappoint some because at points here and there, greatcharlie has noted ways in which Putin has displayed better than average qualities. The goal here is to take an objective look at the individual and his record, not prepare a popular piece. Aude sapere. (Dare to know.)

At first glance, one would likely discern the same aggregation of elements and the characteristics similar to those of many other leaders of authoritarian regimes throughout history.  As this is 2023, one might reasonably have hoped to find something better, believing mankind had advanced beyond such base impulses. Still, with Putin there is more. From what can.be gathered by greatcharlie, in the mind of Putin, what some might reluctantly call genius seems to coexist with madness. (The invasion of Ukraine was certainly an act of daylight madness, and has brought greatcharlie to this position. Surely, his appalling choice was impelled by something far greater than some abhorrent eccentricity. ) Some of his harshest critics might go as far as to conclude some form of hallucinatory insanity appears to be married with megalomania with regard to his case. This is stated without the intention of identifying everything he has done of recent as unbalanced and no effort should be exerted on finding correct reasoning and wisdom in his decisions.

In The Republic, Plato quotes Socrates as saying “Be as you wish to seem.” The record of Russian Federation President Vladimir Putin indicaties that he has displayed a logic superior to those who surround him, unquestionably a superior knowledge of the Russian Federation’s political environs, and an greater expertise in the workings of the Russian Federation’s system, that has allowed him to make it work for him. To help describe Putin, greatcharlie feels compelled to quote an apposite phrase from one of Arthur Conan Doyle’s 56 Sherlock Holmes short stories, “The Adventure of the Bruce-Partington Plans” (1917): “All other men are specialists, his specialism is omniscience.” His power in the Russian Federation practically knows no bounds. To that extent, one can confidently call him an autocrat.

A self-declared, dyed in the wool, Russian patriot, Putin would never in his addresses harp on the dilapidated state of his country and poor material in terms of personnel with which he had to work when President Boris Yeltsin essentially left the Russian Federation. Murders, mysterious deaths, disappearances, embezzlement and all other forms of corruption were commonplace then and for some while afterward. Putin used what could arguably be called his charisma to create an illusion of advancement by highlighting occasional economic achievements, technological breakthroughs, and international successes and used those bright spots to distract watching eyes as best as possible away from a political system under his iron grip, an authoritarian security network, social band-aids that were usually inadequate or ineffectively implemented, and endless propaganda, among other things. It has helped him carry the country to this point without collapse. Fluctuat nec mergitur. (It is tossed by waves but does not sink.) 

Three decades ago Putin was as far away from being Russian Federation President as one could imagine and that he had never expressed any interest in being such publicly or within his private circle, yet he took the responsibility head-on from day one and has maintained his balance in spite of the near limitless pressures and stressors that have beset him. Perchance his mentality is the only type that could ever survive service in such a position for so long in the environment the Russian Federation has provided.

Ethno-religious nationalist and ultranationalist precepts as well as criminal thoughts that colored Putin’s thinking both girded and impelled his actions at home. On the world stage, Putin’s thinking has orbited around the same political “ideals” and thinking. Those extreme ideas. He proved that he could wield an iron fist in Chechnya and demonstrated the willingness to project Russian Federation military power in former Soviet republics–all of which have been sovereign countries for over three decades and together he has dubbed the Russian Federation’s “near abroad”–and as far beyond his country’s borders as the Middle East and Africa. However, Putin’s aforementioned hardline political ideals and thinking have been most apposite for the West due to the manner in which they have couched his persistent desire to retaliate against the West over ways he perceives it has wronged his country. Perhaps now he is more so directed at destroying it than ever before. For quite some time, Putin has been tormented by what many in the West would call groundless suspicions about US, EU, and NATO motives in countries within the Russian Federation’s periphery, its near abroad.

To that extent, in his speeches Putin has regularly expressed a hodge-podge of thoughts manifesting his belief that the US is an opponent, the Russian Federation stands vulnerable to the US “tricks”, and that former Soviet republics and Eastern bloc countries still have obligations to Moscow. It will likely take some time for historians to fully decipher it all. A good example of such expressions is the February 24, 2022 address he gave just before the special military operation was launched. A positively ominous suggestion that Putin and his acolytes have repeatedly made for over a decade is that the US seeks to conquer Russia for its abundant resources. The Western newsmedia has given scant attention to a singular document prepared in 2013 by Russian Army General Valery Gerasimov, Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation General Staff) that manifested thinking in the Russian Federation on the US intentions. The document was discussed in greatcharlie’s November 16, 2016 post entitled, “Belarus Allows Small Demonstrations Outside KGB Headquarters: As Belarus Curries Favor with the West, Can It Help Russia, Too?”. 

Far more than an ordinary military assessment on NATO expansion, the document, known initially as the top secret Plan of Defense of the Russian Federation, declared that future conflicts will be “Resource Wars.” The basis of that assessment was that the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause their prices to steeply rise. Russia’s senior military leaders believed outside powers, primarily the US and its allies, could possibly invade their country from several directions to physically grab territory and resources. Putin accepted the threat assessment of the Russian Federation General Staff which essentially paralleled his own thinking, and signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The notion that Russian Federation borders were being threatened by the US and NATO and that defensive measures needed to be taken has nearly controlled Russian military thinking since the plan was developed. Such paranoid delusion should have been addressed diplomatically. Instead, more pressure was poured on especially with Western activity in the Baltic States–Estonia, Latvia, and Lithuania–and Ukraine. It would be interesting to know whether assessments were done in Western governments on how Putin would react to these moves and whether those assessments, if they advised caution, were taken seriously. One might suggest that Putin’s suspicions about the US and NATO surely factored into his decision to invade Ukraine.

If one would choose to call it bad luck, Putin has certainly had more than his share of disappointments in recent years. He has surely come to the realization concerning the weakness of his country’s conventional military, economic, diplomatic, and political power in the world particularly as a result of the outcome of the Ukraine special military operation. The Russian Federation’s limited conventional war in Ukraine which has resulted in no clear achievements to match the dreadful cost in Russian troops and materiel as well as astronomical expenditures has simply been a net negative in practical terms and politically. 

Putin views the support that the West, as well as many other countries around the world have  provided Ukraine, as aggressive, provocative, and unacceptable. Along with many of his top advisers, particularly Russian Federation Vice President Dmitry Medvedev, he has responded by making repeated threats to the effect that the Russian Federation is ready to use nuclear weapons. To give weight to such promises, Putin has ordered redeployments of nuclear devices, multiple drills of Russia’s force of intercontinental ballistic missiles (ICBMs), and cut off communications with the US regarding the movement of those weapons and drills with them.

The West has made it clear to Moscow that it would not entertain his accusations or be terrorized by his threats. Still, there does appear to be a bit extra to Putin’s actions on this occasion than simply strengthening his position for diplomacy or politically at home. As with the invasion of Ukraine, his moves in that direction could easily become something more than a bluff.

Acta non verba. (Deeds not words!) On the matter of assistance from other countries who are the Russian Federation friends and partners, there has been a lot of talk but hardly any action to make a real difference in Ukraine. Putin did not make it this far relying on help from others. He is smarter than that. He got into his situation alone and he knows very well that he alone must find the way out of it, if he can. More important to Putin concerning his friends and partners would be knowing with some certainty that none of them have betrayed him or have plans to do so. Eventually, Putin will need to reach a hard decision on the outcome he wants for the big picture while he still can have some say.

Putin could potentially go on leading the Russian Federation for a time after some hypothetical peace deal was reached. While in power though, Putin would surely appear seriously hobbled by any outcome of the special military operation that would be less than a clear victory for the Russian Federation. No matter how he might arrange things so that he could remain in office, he would be seen as just hanging on to power as opposed to being thoroughly in charge as he has been. Once the International Criminal Court in The Hague issued an arrest warrant for Putin on March 17, 2023 over war crimes committed in Ukraine, he could scarcely travel anywhere without facing the real threat of arrest or at least an attempt to detain him. It is difficult to see how anyone would believe he would be open to talk with a leader of any country supportive of that arrest warrant. He most likely viewed that move as a declaration of war by external powers set against him.

Omnia prius experiri, quam armis, sapientem decet. (It becomes a wise man to try all methods before having recourse to arms.) It is likely that some readers may disagree with this segment of greatcharlie’s assessment, but issuing an arrest warrant for Putin was a step that practically ensured his refusal to negotiate with Kyiv unless he has attained some considerable advantage in Ukraine and his negotiating position would be very strong. That situation will unlikely arise if the Ukrainians have a say in the matter; and, they do! In the interest of promoting good interstate relations, diplomacy, and peace and security under such trying circumstances, discretion in taking such actions–at least refraining from declaring a party essential to establishing peace as criminal–would be the best choice, the better part of valor. Putin’s accountability and culpability for war crimes committed in Ukraine by Russian Federation forces was something which could have been dealt with later. The priority now is ending the war if possible. At this point, diplomacy with the Russian Federation on Ukraine has figuratively been knocked off the rails. There is no well-defined, well-trodden path to take toward diplomacy given the circumstance created. Everything is up in the air so to speak.

Postea noli rogare quod inpetrare nolueris. (Don’t ask for what you’ll wish you hadn’t got.) It is difficult to see exactly what end was hoped for when the decision was made to indict Putin. There was likely some ego stroke scored as a result of sticking it to Putin, but not much more was accomplished than that. It is far too late to suggest Western leaders come to their senses on the matter. The opportunity very likely lost was both enormous and crucial. (Note: All of that said, there remains the possibility that Putin would still accept a king’s ransom and something akin to immunity worldwide concerning his arrest warrant just to halt military operations in Ukraine and withdraw Russian Federation forces from the country in a limited way,. Numerous pitfalls would be associated with the payment option.)

Intimations formed from facts have led greatcharlie to postulate that Putin was very likely hoping to get a peace deal that was not perfect but at least not draconian in its terms through diplomacy with a new administration in Washington. However, the prospects for that, at least the time of this writing, appear to have changed dramatically for the worse. If he cannot get a peace deal, defeat would become a real possibility for his country if significant international support for Ukraine’s war effort continues.

As for the Russian Federation, it would no longer be looked upon as anything to be reckoned with. The somewhat shiny veneer of a superpower, an image of Moscow from the days of the erstwhile Soviet Union and the Cold War in which the follow-on national government in Moscow rejoiced, was promoted and well-polished by Putin for years. Although he successfully managed to present the Russian Federation in that way to the world in the past, he would no longer be in a position to do that with any impact following a hypothetical defeat. For certain, Putin would still make the case that Moscow achieved its goals in this scenario, but most likely few in the world, not even his friends in Belarus, China or North Korea, would accept that. The loss of the Russian Federation’s image of greatness, as he for so long sought to project it, would be the thing that would gravely wound him psychologically and perhaps physically.

The thought that he might face the same, suffice it to say “karmic fate” of Nlazi Germany’s Adolf Hitler, Iraq’s Saddam Hussain, Libya’s Muammar el-Quadafy, or the other leaders of authoritarian regimes is doubtlessly anathema to Putin. He most likely believes the West is trying to drive him in that direction. However, unlike those leaders who have ignominiously fallen to democratic forces or invading armies, Putin would not need to run into a bunker, left only with his reasons, and await his fate. He can still act, and act ferociously. Putin does not have to dream hopelessly of developing wonder weapons in time to strike back at his foes with vengeance. As alluded to earlier, he controls a massive arsenal of thermonuclear weapons and ICBMs, many of which are quite advanced technologically. In August 2022, the issue of Putin’s potential use of nuclear weapons in Ukraine initially gained traction in the newsmedia. The issue is now discussed far less. In greatcharlie’s August 31, 2022 post entitled “Would the Ejection of Russian Forces from Ukraine Lead to a  Thermonuclear Response by Moscow?: Some Meditations on Putin’s Likely Thinking”, the matter is discussed in some detail.

Omnia iam fient fieri quae posse negabam. (All the things which I denied could happen are now happening.) Attacking the West with thermonuclear weapons would be the ultimate form of punitive action. To be frank, there would be a considerable imbalance with regard to infrastructure and environmental destruction, institutions and businesses ruined, and lives lost. Perhaps greatcharlie may be oversimplifying the matter by stating in a thermonuclear exchange, the Western world has far more to lose, in terms of an exciting future of endless positive possibilities than the Russian Federation. The ability to destroy that bright future, would surely outweigh concerns over the destructive capacity of the retaliatory capability some Western countries possess. Perchance it would even be the case in such an instance that the people of the Russian Federation would not know Putin launched against the West first. Conceivably, the Kremlin could make certain before the attack that in its aftermath the messaging would be that their country was viciously attacked by the US and its nuclear armed allies. (Despite how off-kilter as it may sound, a Russian Federation devastated by a thermonuclear attack would ironically be a safer country for Putin to rule. He expectedly would still be in control of all the levers of power–the security services, the armed forces, and the country’s financial resources. There would also be a lot to keep everyone who would survive in the country very busy. It is unlikely that the Russian people at that time would be interested in anything that anyone in the West would have to say.)

Putin would very likely feel an odd sense of satisfaction even with a Cadmean victory resulting from a thermonuclear exchange with the West. This time he could be somewhat more assured that he would get the results he wanted. He would get the sense of satisfaction he very likely had hoped to feel when he launched the special military operation against Ukraine. (This is where the part about madness takes on greater meaning.)

Just as Russian Army generals and colonels were ready and willing to advance their troops into the tragedy that is the Ukraine War–some generals and colonels went as far as to sacrifice themselves on the battlefield, the commanders of the Raketnye Voyska Strategicheskogo Naznacheniya Rossiyskoy Federatsii (Strategic Rocket Forces of the Russian Federation, literally Strategic Purpose Rocketry Troops) which control land-based ICBMs, the strategic bombers and other nuclear capable airframes of the Voenno-vozdushnye sily Rossii (Russian Air Force), and satellites of the Voyska Vozdushno-kosmicheskoy Oborony (Russian Aerospace Defense Forces) would go into action. In addition, commanders of the strategic submarines of the Voyenno-morskoy Flot (Russian Naval Force) in both the Northern Fleet and the Pacific Fleet would execute their missions. Indeed, commanders who are in control of the Russian Federation’s strategic nuclear triad would act without question in the manner prescribed by political authorities. It would be a mistake for anyone to believe otherwise. Surely, there are more than enough members of the Russian Federation Armed Forces hurting over the nightmare that has befallen their comrades in Ukraine. They more than likely want to dish out some “payback” against those countries that they likely perceive–based on what they surely have been told–created circumstances there, and many can deliver payback in the extreme. Libens-Volens-Potens. (Ready-Willing-Potent.)

As noted, a Cadmean victory or at best a Pyrrhic victory would be the most that he could possibly hope to attain in Ukraine at this point. Ever aggressive, Putin perhaps even now has trouble reigning in his ardor to destroy those “who put him and the Russian Federation in their current bad position” even if it is the last thing he does. Such was the choice of the Russian folklore hero Ural-batyr against the Devs. (That would certainly have meaning for the Rodnovers in his circle and throughout the Russian Federation. SEE greatcharlie’s aforementioned August 31, 2022 post for more on that story.) If the Western leaders truly believe Putin will not set off a thermonuclear exchange despite already facing challenges in Ukraine that could certainly lead to his demise, then it would make sense for them to accelerate its timing by pushing the edge of the envelope in terms of their support for Ukraine’s victory. It would seem most are still uncertain about what he will do. (Retaliatory thermonuclear strikes would surely be the thing to get Putin into a bunker.)

In the chain of insights regarding Putin discussed here, each link rings true.. As stated prior, Putin most likely knows that he will need to reach some conclusions on the outcome of what he has started while he can still have a real say in events. Sufficient evidence exists to postulate that he feels a bit boxed in and reasonably so. Most human beings do not like the feeling of being boxed in and will react aggressively to extricate themselves from the situation even if the odds are against success. As expressed earlier, placidity should hardly be expected of Putin. Thereby, Putin’s response to his situation and that of the Russian Federation, as with nearly every other response he has offered so far, is unlikely to be positive and will most likely be final. Saepe ne utile quidem est scire quid futurum sit. (Often it is not even advantageous to know what will be.)

Reflections on the Battle of the Crater in Relation to Russian Federation Casualties in Ukraine: Where Did All the Leaders Go?

A small unit of young Russian Army soldiers being transported to the frontlines in Ukraine (above). While greatcharlie has spoken against the Russian Federation’s wrongful invasion of its once peaceful neighbor, it does not look stony-hearted at the reality that Russian conscripts, dubbed Mobiks, rushed into Ukraine’s frontlines, are victims of the Kremlin’s caprice, too. Using soldiers repeatedly in ways that guarantee massive losses with little gain on the battlefield, as commanders of Russian Federation Armed Forces have, is the worst sort of negligence and points to possible incompetence. If poor acumen is not the case, one is left to imagine what sort of odd line of thought resides in the minds of Russian Federation commanders that would allow them to use their troops so carelessly and callously. Despite the nearly 160 year span that exists between the two circumstances, by briefly examining the Battle of the Crater alongside the Russian Federation’s special military operation in Ukraine, aspects are revealed from which some perspective might be gained.

As a result of the wrongful decision of the Kremlin to invade Ukraine, members of the Vooruzhonnije Síly Rossíyskoj Federátsii (the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation Armed Forces) have suffered immensely. Interestingly, there is a strange buoyancy and caustic ebullience that seems to have overcome some in the Western newsmedia over the video recorded slaughter of members of the Russian Federation Armed Forces in Ukraine. It broadcasted and streamed online by several newsmedia houses without end. (At the time of this writing, one would need to make a serious effort to evade news about Ukraine in the US.) The fact that greatcharlie’s sympathies are with the people of Ukraine has not been concealed. Still, while greatcharlie has spoken against the Russian Federation’s wrongful invasion of its once peaceful neighbor, and wants the war and all its attendant ills to end, it does not look stony-hearted at the reality that Russian conscripts, dubbed Mobiks by the Ukrainians, who have been imprudently, ruthlessly and reportedly in some cases, illegally rushed into Ukraine’s frontlines, are victims of the Kremlin’s caprice, too. Through its often morbid coverage, the newsmedia has done well to cast light on just how bizarrely Russian Federation forces are being handled in the war. Using soldiers repeatedly in ways that guarantee massive losses, estimated at 100,000 by the US Chairman of the Joint Chiefs of Staff, US Army General Mark Milley in November 2022, with little gain on the battlefield is the worst sort of negligence and possibly points to incompetence. If the absence of acumen is not the case, one is left to imagine that some odd line of thought resides in the minds of commanders of Russian Federation Armed Forces on the battlefield that would allow them to use their troops so carelessly and callously.

On first blush, the comparison of wastage of human lives in war that initially comes to mind for greatcharlie is the Battle of the Crater (July 30, 1864), a calamitous episode of the US Civil War (April 12, 1861 to April 9, 1865), remembered for over 150 years, and well-trodden by historians. So horrifying is the story that for many years it was labeled as fiction by some. Surely, there are countless cases in military history when frightfully high casualties have been suffered in actions on the battlefield that never held hope of accomplishing anything except the destruction of the units sent out to fight. However, the Battle of the Crater stands out as an epic display of a commander’s negligence and inexplicable disregard for his soldiers’ well-being. Despite the nearly 160 year span that exists between the two circumstances, by briefly examining the Battle of the Crater alongside the Russian Federation’s Spetsial’noy Voyennoy Operatsii (Special Military Operation) in Ukraine, aspects are revealed from which an image emerges of what it is that leads to such.

Covering this subject, greatcharlie understands there is a thin line between parsing the problem and suggesting a better way forward and subsequently providing advice to the Russian Federation Armed Forces in its effort in Ukraine. Although greatcharlie does not believe that anyone in Moscow would be interested in its scribblings, it nonetheless states unequivocally that nothing which could possibly provide advice or solutions, is offered here. What is provided are a few brief reflections resulting in all truth from greatcharlie’s near daily, unintended contemplations on the Ukraine War. The hope of greatcharlie is that its readers will remain willing to follow along, even stumble along, with its cautious discussion on this subject.

Russian Federation President Vladimir Putin with the Chief of the General Staff of the Russian Federation General Valery Gerasimov. Putin’s singular emotional wants and wishes were the cause of the war. Pursuit of his much desired objective of eliminating the government in Kyiv, repeatedly expressed before the February 24, 2022 invasion and afterward, caused obedient military commanders to put their forces in impossible situations and on occasion at the mercy of their Ukrainian opponents. Well-understood now by most is the fact that everything was organized in a dimidium gluteus maximus way! Much of what was done initially by his top commanders was beyond what was strategically logical and apparently militarily unachievable for the Russian Federation Armed Forces despite their size, strength, and given its quality.

Overview of the Situation of the Russian Federation Armed Forces in Ukraine

No easy answers are available to Moscow that would allow it to repair or reverse its situation in Ukraine. There is no possibility to put the toothpaste back in the tube. It seems necessary to note, without the intention of delving too deeply on the matter, that Putin’s singular emotional wants and wishes were the cause of the war. Pursuit of his much desired objective of eliminating the government in Kyiv, repeatedly expressed before the February 24, 2022 invasion and afterward, caused obedient military commanders to put their forces in impossible situations and on occasion at the mercy of their Ukrainian opponents. Well-understood now by most is the fact that the Spetsial’noy Voyennoy Operatsii (Special Military Operation) was organized in a dimidium gluteus maximus way! Much of what was done initially by his top commanders was beyond what was strategically logical and was apparently militarily unachievable for the Russian Federation Armed Forces despite their size, strength, and given its quality. Much vaunted once as a titanic war machine, the Russian Federation Armed Forces hardly lived up to that billing. Showing itself as something less than an authentic 21st century fighting force, it unexpectedly collided with two obstructions in Ukraine: reality and Zbrojni syly Ukrayiny (Armed Forces of Ukraine, hereinafter referred to as the Ukrainian Armed Forces), well-assisted by the US, other NATO countries, as well as countries from around the world.

Omnia inconsulti impetus cœpta, initiis valida, spatio languescunt. (All enterprises that are entered into with hasty zeal may be pursued with great vigor at first, but are sure to languish in the end ) Planning the invasion of Ukraine may have actually been beyond the faculty of those deemed to be the best trained, experienced, and informed senior officers in the Russian Federation Armed Forces today. Though inconceivable, It is apparent that there were no contingency plans drawn up by senior officers for the invasion of Ukraine, that would have made available a variety of good solutions for possible challenges, all of the what-ifs. Such contingency should have been thoughtful, calibrated, well-calculated for redirecting military resources in a measured way, and possibly creative ways, to achieve more favorable outcomes. Apparently, nothing of the kind was likely kept close at hand by the Russian Federation General Staff. Perchance, the possibility of failure and the need for contingency plans were subjects that could not be openly expressed within the likely tense and certainly authoritarian political environment in which the original plans were developed. (The thought occurs, given what has been observed since the withdrawal from Kyiv; is that some contingency plans have been implemented, but they were all worthless. If one always does what one always did, one will always get what one always got.) Once the poor performance of Russian Federation Armed Forces became undeniable, even Putin was compelled to address the matter of its deficiencies in a December 21, 2022 video message to Russia’s security services. Referring to unspecified problems in the military, Putin said that constructive criticism should be given attention. He stated: “I ask the Ministry of Defense to be attentive to all civilian initiatives, including taking into account criticism and responding correctly, in a timely manner.”

As explained to the Guardian by a United Kingdom intelligence service, Russia’s unprofessional military practices were likely in part to blame for the high casualties.. It is understood by commanders in US Armed Forces, the key to achieving success is the integration of combined arms warfare with air power, electronic warfare, deception, speed, maneuver, and concentration of power. Armored and mechanized systems remain essential tools on today’s battlefield, despite the threat that armed drones can pose to them proven in Ukraine. In a primitive way, Russian Federation commanders continually attempt to overrun Ukrainian positions through the use of masses of troops, ensuring huge losses of troops daily. Yet, in addition to the failed, near criminally incompetent utilization of troops and weapon systems by commanders of Armiya Rossii (Russian Army, hereinafter referred to as such) and Morskaya Pekhota Rossii (Russian Naval Infantry, hereinafter referred to as Russian Naval Troops) in Ukraine, too many other pieces appear to be missing from the Russian Federation Armed Forces prosecution of the war and may likely prevent it from ever being effective. Assuredly, Russian Federation failures on the battlefield have not come merely as a result of some string of miscalculations and mistakes or persistent unfortuitous coincidences in the conduct of a war. When denuded of all political aims, strategy, tactics, science, and so on, at its nub, war amounts to the wastage of human life. As a reality, men and women are certain to die unnaturally during war. Still, it is difficult to comprehend how in the Russian Federation, an ostensibly advanced industrialized country with, to all intents and purposes, a civilized society, apparent profligate decisions concerning the use of soldiers could be made. Moreover, it is hard to imagine that any of it could at all be deemed permissible by top military commanders and, on the face of it, be sanctioned by national authorities. Contra naturam. (Against nature.)

When Russian Federation General of the Army Sergei Surovikin was promoted to overall commander of the special military operation, he began to make moves that brought some positive results and good news for the Russian Federation Armed Forces. Surovikin surely understood that leveling everything and starting from scratch is certainly not the answer, although he may have wanted to do so in many areas. Despite shortcomings of his forces in the field and accepting the situation as it actually was, Surovikin sought to solidify the position of the Russian Federation Armed Forces in Ukraine. His defensive moves reportedly raised worries among US military officials and officials in the administration of US President Joe Biden that Russia Federation troops might be able to withstand renewed Ukrainian offensives. Perhaps his efforts, which were bearing fruit, were not enough to satisfy his superior, or maybe his apparent ability to establish order from chaos, convinced others they could grab glory from his success, claim his success as their own. Either way, Surovikin was replaced on January 11, 2023 after only three months as overall commander in Ukraine by none other than the Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation General Staff) Russian Federation General of the Army Valery Gerasimov. When Gerasimov arrived to take command of the special military operation from him, Surovikin, now one of three deputies to Gerasimov, had begun the process of stepping up better organized localized attacks to have a cumulative effect and push back on recent advances by the Ukrainian Armed Forces. While that tactic continues, it would seem the valve has again been shut on the flow of big ideas from commanders of the Russian Federation Armed Forces. One should at best expect a return to the idea of overrunning Ukrainian frontline positions with masses of troops with predictable results in terms of killed and wounded.

Destroyed Russian Federation military vehicles and casualties strewn across a Ukrainian street in 2022 (above). In a primitive way, Russian Federation commanders continually attempt to overrun Ukrainian positions through the use of masses of troops, ensuring huge losses of troops daily. Still, in addition to the failed, near criminally incompetent utilization of troops and weapon systems by Russian Federation Army and Naval Ground Force commanders in Ukraine, too many other pieces appear to be missing from the Russian Federation Armed Forces prosecution of the war and may likely prevent it from ever being effective. Assuredly, Russian Federation failures on the battlefield have not come merely as a result of some string of miscalculations and mistakes or persistent unfortuitous coincidences in the conduct of a war. 

The Battle of the Crater

Military actions of decades ago are often difficult for one to fully understand with certainty when one is so far away from where and when those decisions were made, and how it all fit into the way of life of the period. Examining much of the material concerning the Battle of the Crater in preparation for this work, greatcharlie was astounded by how stirring, nuanced, edifying, illuminating, and instructive the bulk of the work is on that tragic battle and that dreadful war in general. So impressive were the impeccably researched and elegantly written works of Douglas Freeman, Shelby Foote, James McPherson, William Marvel, Drew Faust and lots of others reviewed that greatcharlie at one point was convinced it should halt its attempt to cover the battle, feeling unable to meet their standard. However, as its aspects so readily offered an apposite measure to examine the wasteful use of Russian Federation troops in the Ukraine War, the choice was made to carry on. With that being stated, without pretension, greatcharlie asks that those Civil War scholars among its readers look upon this effort with sympathy. (A few superb academic and state government online sources were used here to ensure readers could quickly follow-up on information provided and would have easily accessible points from they could start their own research on the battle. )

The Plan of Attack

In May 1864, an offensively-minded Lieutenant General Ulysses Grant, who US President Abraham Lincoln had appointed the commander of all Union Armies in March, launched a series of costly battles in an effort to move his forces south. Though little was attained by those battles, the Wilderness, Spotsylvania Court House, North Anna River, and, especially, Cold Harbor (collectively known as the Overland Campaign), they would be given greater meaning if Grant could find a way maneuver his forces to cut the Confederate supply and communication lines through Petersburg. If Petersburg fell, so would Richmond. However, Grant was apprehensive about mounting a frontal attack against 9,500 Confederate troops in well-fortified positions even though by late June, he had successfully covered most of the eastern approaches to Petersburg with the 16,500 troops he had available. Interestingly enough, in a rather prescient June 21, 1864 Richmond Examiner commentary, it was suggested that Grant “plunge with his whole force into the crater of the volcano and make an end of it—Let not the campaign linger. All parties are tired of this monotonous slaughter of Yankees.”

Grant was open to suggestions, and came across a recherché proposal from Lieutenant Colonel Henry Pleasants of the 48th Pennsylvania Infantry, in the Union Army’s IX Corps Major General Ambrose Burnside. Pleasants’ regiment was composed of anthracite miners from Schuylkill County. One of his men looked out at the Confederate position from his trench and declared, “We could blow that damned fort out of existence if we could run a mine shaft under it.”  Pleasants’ proposal was passed up the chain of command to Burnside, who (on June 25, 1864, enthusiastically recommended it to Major General George Meade, Commander of the Army of the Potomac. Meade reacted with austerity upon learning of Pleasant’s proposal. It was hardly conventional and perhaps the use of the was too alien for Meade’s ears. He already had little faith in Burnside’s military judgment or ability to manage a complex operation. (Burnside’s reputation as a commander had suffered from his 1862 defeat at the Battle of Fredericksburg and his under performance earlier in 1864 at the Battle of Spotsylvania Court House.) On top of that, Meade and Burnside, as commander and subordinate, had a toxic relationship. Burnside had seniority, and had previously commanded the Army of the Potomac, but lost his command, and Meade had it. Meade’s chief engineer, Major James Duane, dismissed the project as “claptrap and nonsense.” He believed it was impossible to dig a military mine of the proposed length—more than 500 feet from the mine-head behind the front line to the salient opposite. At the same time, even if a breach were created at that point, the ground would remain in the sights of Confederate artillery batteries located north and south of the salient. Yet, still eager to do something, Grant apparently viewed Pleasants’ project as being clear, logical, and plausible, and green-lit it. Aware of the nature of their relationship, Grant issued separate orders to the two commanders in order not to avoid having Burnside receive direct commands from Meade. On Meade’s orders, the miners would receive no support from Army headquarters. Thus, on June 25, 1864, without the help of the Union Army’s professional engineers, his troops began digging, using improvised tools. 

The Picture As Seen From The Top

Despite his ambivalence about the plan, Meade began creating a battle plan with Burnside once orders were given. As Burnside envisioned the attack, on  July 30, 1864, it would be led by his freshest soldiers, the 4th Division USCT, “United States Colored Troops”–Black Union Army soldiers–in two segregated brigades with a strength of 4,300, under Brigadier General Edward Ferrero. (Interestingly, Ferrero was a ballroom dance instructor who, as Meade, was born in Spain.) The 4th Division USCT  would have to pass through or around the crater and the large debris field left by the mine; re-form for attack on the far side; then advance to seize the high ground along the Jerusalem Plank Road against whatever reserves of infantry and artillery the Confederate force might have at that point. Burnside consulted with the 4th Division USCT ’s brigade commanders in planning the assault, and arranged for the regiments that would lead the attack to receive special training in maneuvers required to pass the breach such as using ladders and by fighting around it and storming the high ground. Meade did not think Black soldiers were good enough soldiers, and he feared political repercussions if he gave them such an important and dangerous task. If they failed with heavy casualties, expectedly Radical Republicans in the US Congress would condemn his use of Black soldiers as cannon fodder. Democratic politicians would likely find fault with him no matter what happened. Democrats opposed the recruitment and use of Blacks in combat; the more extreme demanded that those already in service be dismissed. They reportedly sought to stir racial hatred as an aspect of the 1864 US Presidential Campaign. The Democratic Party’s platform, as described by one of its partisans, was “the Constitution as it is, the Union as it was, and the niggers where they are.” Meade consulted with Grant about the 4th Divisions role in the plan of attack. Grant conceded to his wishes, and the day before that attack, he overruled Burnside’s plan to have the 4rh Division lead the assault.

There were three other understrength divisions in the IX Corps. Three other divisions consisted of White troops; but these divisions had been exhausted and demoralized by months of combat and heavy losses. In compliance with his new orders, Burnside asked for one of his three other divisional commanders—James Ledlie of the 1st Division, Robert Potter of the 2nd Division, and Orlando Willcox of the 3rd Division–to step forward and accept the mission. None would volunteer for it, thus the commanders were ordered to draw straws. The short straw went to Ledlie. Ledlie, a New York railroad engineer, was considered the least competent of IX Corps four divisional commanders. He had been accused by some of being drunk during the Battle of North Anna, fought from May 23, 1864 to May 26, 1864. Burnside ordered Ledlie’s 1st Division to charge through the breach made by the detonation, and take the high ground along the Jerusalem Plank Road. By achieving that, they would split the Confederate Army, and Union Army guns would command Petersburg. However, Ledlie never sent such orders to his brigade commanders. He simply instructed them to take and hold the ground around the breach, and wait for the 4th Division USCT to assault the heights. Apparently in the confusion of changing arrangements, Burnside and his staff also failed to detail engineers to accompany the assault troops, to assist them by fortifying the high ground once they had seized it, and to make pathways through the trench lines so that artillery could be sent forward. Absent those arrangements, holding the high ground if reached, would be made more challenging.

Likely presuming all else was being done correctly, Grant sought to assist and exploit the attack following the detonation by negating an apparent Confederate advantage with a tactical ploy. Grant ordered 25,000 infantry and cavalry under his most aggressive commanders, Major General Winfield Hancock and Major General Phillip Sheridan, to attack north of the James River to Deep Bottom on July 28, 1864 and July 29, 1864. Hancock and Sheridan attacked with such strength that General Robert E. Lee, Commander of the Confederate States Army, believed Richmond was in danger, and sent his entire reserve north of the James to defend it. That left the trenches directly opposite Burnside’s 16,000 infantry (IX Corps and a division from X Corps) held by 4,400 soldiers in Confederate States Army Major General Bushrod Johnson’s Division. The only available reserves were three brigades of Confederate States Army Brigadier General William Mahone (approximately 2,300 men), who would need an hour or more to reach Johnson’s front. Once Union Army Intelligence reported that Lee’s reserve had gone north of the James, Grant issued orders for the mine to be blown and for Burnside to launch his attack.

An inset from Alfred Waud’s pencil sketch of the Battle of the Crater (above). The image courtesy of the Library of Congress–shows Union Army soldiers advancing into the breach created when four tons of gunpowder exploded beneath the Confederate lines. Most likely as a result of last minute changes by Union Army Major General George Meade, Commander of the Army of the Potomac. to a well-planned operation by Union Army’s IX Corps commander, Major General Ambrose Burnside, the attack was doomed from the start.

The Engagement

After a delay of an hour and thirty-five minutes from when the fuse in the mine was lit, at 4:44AM on July 30, 1864. the earth below Confederate States Army Brigadier General Stephen Elliott’s South Carolina brigade reportedly bulged and broke, and an enormous mushroom cloud rose up. As one Union soldier described the scene, the sky was filled with “Earth, stones, timbers, arms, legs, guns unlimbered and bodies unlimbed.” The explosion blasted a crater 130 feet long, 75 feet wide, and 30 feet deep, with sheer walls of jagged clay. The bottom was ‘filled with dust, great blocks of clay, guns, broken carriages, projecting timbers, and men buried in various ways . . . some with their legs kicking in the air, some with the arms only exposed, and some with every bone in their bodies apparently broken.”

An estimated 278 Confederates troops were killed instantly. At the same time, 110 Union Army guns and 54 mortars all opened fire. The delay had actually been to the artillerymen’s benefit; as the dawn allowed them to see what they were firing at. This is the moment when Ledlie’s men were supposed to advance, but just as the surviving Confederate troops, they were briefly paralyzed by the force of the blast. Still, despite creating the breach and inflicting losses upon the Confederate defenders, the effect of the explosion was not what Burnside hoped. The Crater itself was an impassable barrier, and the debris-clogged trenches to either side did not permit swift forward movement. When Ledlie’s soldiers finally reached it, they discovered that the earth that had fallen back into the Crater had become a mash that trapped the men who attempted to march through it. One New Hampshire soldier described his struggling comrades as “a mass of worms crawling over each other.” Ledlle’s soldiers also spent time attempting to rescue Confederate defenders buried in the dirt. 

Although a third of Elliott’s South Carolina brigade, which manned the strongpoint, was destroyed in the blast, behind the main line, Confederate troops rallied in the communication trenches and the ravine half-way up the slope. To reinforce them, Lee ordered the three brigades of Mahone’s Division forward. On the north side of the breach, Elliott’s survivors were joined by units of Confederate States Army Brigadier General Matt Ransom’s North Carolina Brigade, and on the south side by elements of the Virginia Brigade led by Confederate States Army Colonel David Weisinger. Confederate artillery batteries placed heavy cross-fire of canister and case shot that pinned Ledlie’s division in the breach. The Confederate troops fully capitalized on Ledlie’s mistake of advancing the 1st Division through the Crater and his soldiers slow movement.

What had previously been mere glimmers of problems within the Union Army’s command structure began to shine effulgently as the battle commenced. Once the situation began to break down with Union Army troops charging directly into the Crater, there was a need for authentic leadership and necessary corrections. However, the commanding officer of the imperiled soldiers of the 1st Division, Ledlie was well to the rear of the frontlines in a sandbagged bunker, sharing a bottle of rum with Ferrero, commanding officer of the 4th Division USCT. As the situation worsened, Meade and Burnside began trading angry telegrams, with Meade implying that Burnside was not telling him the truth and Burnside accusing Meade of insulting his honor.

At 7:30AM, in an effort to get a handle on the situation, Burnside ordered the 4th Division USCT to charge and carry out its original mission. In order to attack they were required to cross what became a no-man’s-land under fire, then force their way forward through the mass of demoralized 1st Division troops around the Crater. Nevertheless, the assault of the 4th Division USCT accomplished that and far more. Lieutenant Colonel Seymour Hall and Colonel Delavan Bates, commanding the two leading regiments in Lieutenant Colonel Joshua Sigfried’s first brigade, improvised a pincer attack that drove the Confederate troops back, capturing 150 prisoners. The regiments in Colonel Henry Thomas’ second brigade also worked their way through the maul and under heavy artillery fire and tried to advance in conjunction with some 1st Division regiments. Small groups of soldiers from both divisions managed to rally, side-by-side, in the trenches,

The Battle of the Crater was the first combat experience of soldiers of the 4th Division USCT , and reportedly some of them cried as they sensed triumph, “Remember Fort Pillow!”, in reference to an April 1864 battle in Tennessee during which USCT soldiers had been murdered by their Confederate captors. That cheer seemed to almost “summon demons on to the scene” and manifest far greater monstrous behavior during their own battle. US President Jimmy Carter, during a Nobel Lecture, in Oslo, Norway, on December 10, 2002, explained: “War may sometimes be a necessary evil. But no matter how necessary, it is always an evil, never a good. We will not learn how to live together in peace by killing each other’s children.” As events unfolded in the battle, Carter’s words, uttered nearly 150 years later, stand most apposite regarding the Battle of the Crater.

Once two of the three Confederate brigades from Mahone’s Division established themselves at the Crater, they counter-attacked. Though at first, in the morning,, the Union Army soldiers holding the outer berm of the Crater and the trenches around it checked Mahone’s charge, they lacked the strength to mitigate a stronger Confederate push in the afternoon. The Confederate troops displaced the soldiers of the 1st Division and 4th Division USCT. The Union Army soldiers pulled away from the trench line and down towards the Crater with Confederate troops in hot pursuit. With the aid of Confederate artillery, Mahone’s troops kept the Crater under fire. They fired down into the Crater and reportedly in some instances even hurled their muskets with bayonets-fixed at the Union Army soldiers. Except for those soldiers of the 1st Division and 4th Division USCT who at that point were falling back, between 800 and 1,000 soldiers had remained packed at the bottom of the Crater. Most were demoralized, having been trapped in an indefensible position, without food or water, in oven-like heat, unable to fight but vulnerable to mortar-fire. 

Grant, himself, visited the front in the morning, observed and evaluated the situation, and then ordered Burnside to pull everyone back. Grant supposedly stated: “It is slaughter to leave them here.” Amazingly, for whatever reason, Burnside ignored the commanding general’s order. Refusing to admit his attack had failed despite the overwhelming evidence of routed troops and broken organizations, Burnside rode to Meade’s headquarters to demand reinforcements. It was then that the two generals got into a furious argument over the need to retreat and Burnside’s honor. Meade being Burnside’s superior, gave the peremptory order for Union Army units to withdraw in order to avoid further losses. Reportedly, at 10:30AM, Grant and Meade just packed up and left the scene. Instead of developing a plan for withdrawal, Burnside left the matter to his officers struggling in the Crater.

As the battered and tattered Union force retreated, many of the wounded or surrendering Black soldiers of the 4th Division USCT were singled out for murder by Confederate troops wherever they found them. Based on its research of near impeccable sources, Encyclopedia Virginia states that the Confederate troops viewed the deployment of Black soldiers of the 4th Division USCT as an ugly provocation. Reportedly one Virginia officer stated as the Confederate troops charged: “Boys, you have hot work ahead; they are negroes and show no quarter.” At 2:30PM, the Confederates launched their final assault, during which the attackers chanted, “Spare the white man, kill the nigger.” Encyclopedia Virginia further revealed Major Matthew Love of the 25th North Carolina wrote, “such Slaughter I have not witnessed upon any battlefield anywhere. Their men were principally negroes and we shot them down until we got near enough and then run them through with the bayonet . . . we was not very particular whether we captured or killed them, the only thing we did not like to be pestered berrying[sic] the Heathens.” Additionally Encyclopedia Virginia cites Major John Haskell of the Branch Battery (North Carolina) observed, “Our men, who were always made wild by having negroes sent against them . . . were utterly frenzied with rage. Nothing in the war could have exceeded the horrors that followed. No quarter was given, and for what seemed a long time, fearful butchery was carried on.” Some of the officers tried to stop the killing, “but [the men] kept on until they finished up.” Reportedly, 1st Division soldiers witnessed Confederate troops killing wounded or surrendering 4th Division USCT soldiers as they retreated from the berm of the Crater. At the moment the defense at the berm and in the trenches completely collapsed, a number of 1st Division soldiers astoundingly turned against their comrades-in-arms in the 4th Division USCT , shooting or bayonetting them, ostensibly believing, as explained by Encyclopedia Virginia, that Confederate troops would not grant quarter to Blacks in arms, or to White troops serving with them. As one Union Army soldier reportedly stated, “we was not about to be taken prisoner amongst them niggers.” Records indicate the killing went far beyond the excesses that occur in the heat of battle. Many wounded and prisoners of war from the 4th USCT soldiers under escort were shot, bayoneted or clubbed to death as they were moved to the rear. The Confederates would eventually sweep the Union Army units from man-made gully moving from the right side by late afternoon. N’importe qui trouverait cela cruel et sauvage. Peut-être Alexis de Tocqueville ne trouverait guère surprenant. Certains en Amérique diraient: “Plus ça change, plus c’est la même chose!” Quel dommage!

The Battle of the Crater was a demoralizing defeat. After eight and a half hours of fighting, Union Army casualties were 3,798 (504 killed, 1,881 wounded, 1,413 missing or captured). Confederate casualties were 1,491 (361 killed, 727 wounded, 403 missing or captured). The 1st Division was engaged for the entire eight and a half hours and suffered 18% casualties. The 4th Division USCT  was engaged for less than half that time, but lost 31%. Since many of its wounded were murdered, the ratio of killed to wounded was more than double that of any Union Army unit. Meade brought charges against Burnside, and a subsequent court of inquiry censured Burnside along with Ledlie, Ferrero, Willcox, and Colonel Zenas Bliss. Burnside was never again assigned to duty. Although he was as responsible for the defeat as Burnside, Meade escaped immediate censure. However, in early 1865, the US Congressional Joint Committee on the Conduct of the War exonerated Burnside and condemned Meade. Although Meade was against the operation, it was recognized by. Congress that he very likely sabotaged it by disturbing carefully laid plans Burnside formulated for it,

What began as a well-planned military operation devolved into a haphazard manifestation of a feud between Meade and Burnside with the soldiers being used as pawns. Burnside lost his head in his struggle with Meade. If he had kept his head, he more likely would have selected his best divisional commander for the assault, ensured that commander understood the concept and intent of the operation and issued him clear orders for the mission. On top of that he could have counseled the divisional commander and his subordinates with suggestions on how to tackle challenges. Ledlie proved to be a worse commander than originally thought. He had little concern for the well-being of the soldiers of his 1st Division or the terrible predicament in which they found themselves. The notion of inspirational leadership in battle was clearly alien to him. The lack of discipline and fratricidal behavior displayed by Ledlie troops also spoke volumes about Ledlie’s leadership. One cannot say Ledlie never gave a thought to his mission as he knew when the fighting would be underway, stationed himself safely away from the shooting, and made the effort to pay no heed to events. Ferrero, never having led his 4th Division USCT in combat, seemed to follow Ledlie’s lead. He, too, remained safe from bullets, bombs, and any sudden shock in Ledlie’s bunker while his soldiers suffered immensely and needed him the most. If Ferrero had observed their advance, he could have made the necessary adjustments. If he had observed what the soldiers of the 1st Division were doing to his men, he may have been able to resolve the matter. The errors are too many to recount in this essay, and one might imagine a possible list of likely and possible challenges the attacking forces would face and solutions for them. However, most may agree that the central problem during actual battle was the failure of those in charge to be leaders and do their jobs.

Photo of the Crater battleground taken in 1864 (above). The Battle of the Crater was a demoralizing defeat. After eight and a half hours of fighting, Union Army casualties were 3,798 (504 killed, 1,881 wounded, 1,413 missing or captured). Confederate casualties were 1,491 (361 killed, 727 wounded, 403 missing or captured). The 1st Division was engaged for the entire eight and a half hours and suffered 18% casualties. The 4th Division USCT was engaged for less than half that time, lost 31%. Since many of its wounded were murdered, the ratio of killed to wounded was more than double that of any Union Army unit.

Preempting Likely Reactions to the Aforementioned Discussion

True, as alluded to earlier here, throughout history, there have been battles in which losses were far greater than that of the Crater. Attention would very likely be called to the battles of annihilation, usually part of the course of study of the military academic institutions. Among those usually examined are the following.

The Battle of Cannae

At the Battle of Cannae during Second Punic War, a force of Carthaginians and their Libyan, Numidian, Spaniard and Celt mercenaries, all under the command of Hannibal, faced off against a larger Roman and Italian force along the River Aufidus on August 2, 216 B.C., near Cannae in Apulia, Italy. The Roman force was led by both Lucius Aemilius Paulus and Giaus Terentius Varro, who exchanged overall command of the force daily. When Hannibal discovered Varro was the more aggressive commander, he moved his force of 40,000 infantry and 10,000 cavalry into position against the Romans while he was in command. Upon engaging the Romans’ 80,000 troops and 6,000 cavalry, Hannibal had his force feign collapse, anticipating the more aggressive Varro would rush his troops forward. When the Romans reached the appropriate depth Hannibal’s forces proceeded to double-envelop and annihilate the Roman force. An estimated 60,000 to 70,000 Romans were lost.

The Battle of Tannenberg

At the Battle of Tannenberg in World War I, the Imperial German Army and the Russian Army clashed between August 23, 1914 and August 30, 2014. Exploiting the ability to transport troops by rail and their opponent’s poor communications security, German Field Marshal Paul von Hindenburg rapidly fielded the German Eighth Army at Olzytyn in East Prussia and well-deployed troops in superior position to delay the oncoming Russian First Army and concentrate upon the Russian Second Army. The large Russian force found itself in a meat grinder and was completely destroyed. The Russian Army suffered between 122,000 to 170,000 casualties. The commander of the Russian Second Army, General Alexander Samsonov committed suicide. A follow-on battle known as the Masurian Lakes resulted in the destruction of the First Army as well. Consequently, the Russians were essentially knocked out of World War I until the Spring of 1915.

The Minsk-Smolensk Pockets

As the story of the Minsk-Smolensk Pockets during World War II goes, immediately following the launch of Operation Barbarossa on June 22, 1941, the German 2nd Panzer Group under Colonel General Heinz Guderian and the 3rd Panzer Group under Colonel General Hermann Hoth destroyed Soviet frontier defenses, received and defeated Soviet attempts to counterattack, and subsequently encircled four Soviet Armies near Bialystock and Minsk by June 30, 1941. By July 9, 1941, Soviet forces within the pocket were decimated, resulting in the loss of 420, 000 troops. Between July 10, 1941 and September 10, 1941, during the second phase of Operation Barbarossa, the German 2nd Panzer Group and the 3rd Panzer Group rapidly advanced on Smolensk. In a pincer movement, mirroring their action at Minsk, encircled the Soviet 16th, 19th and 20th Soviet Armies. Though many troops of the 19th and 20th Soviet Armies exfiltrated the German encirclement successfully, the battle left the Soviet Union’s defenses in the West in tatters a lá Tannenberg.

The Falaise Gap

At the Falaise Gap in World War II, the Allied Armies developed a multi-phase plan to break out of Normandy following their successful landings in France on June 6, 1944. On July 18, 1944, under Operation Goodwood, British and Canadian Armies would attack along the eastern line around Caen. On July 25, 1944, under Operation Cobra, US forces would drive forward into a corridor created by thousands of US heavy and medium bombers on the western end of the German lines around Saint-Lô. Against Goodwood, the German Army responded by committing a large portion of its armored reserves to the defense. Against Cobra, disoriented German defenders could not establish an organized defense. Seizing the opportunity created, the Ground Forces commander of Allied Expeditionary Forces in Europe British Army Field Marshal Bernard Mongomery ordered Allied armies in the vicinity of Goodwood to converge on the Falaise–Chambois area to envelop the German 7th Army and 5th Panzer Army of Army Group B. The Germans began to withdraw on August 17, 1944 but the Allied Armies completed the encirclement two days later at Chambois. Although the Germans managed to force through gaps in Allied lines via counterattacks, by the evening of 1 August 21, 1944, the gap was closed. An estimated 50,000 Germans were sealed inside the “Falaise Pocket.”. Remnants of Army Group B outside of the pocket retreated across the Seine.

A portion of the “Corridor of Death” in the Falaise Pocket (above). Seizing the opportunity created while breaking out of Normandy two months after the June 1944 landings, the Ground Forces commander of Allied Expeditionary Forces in Europe British Army Field Marshal Bernard Mongomery ordered Allied armies in the vicinity of Goodwood to converge on the Falaise–Chambois area to envelop large elements of the German’s Army Group B. The Germans began to withdraw on August 17, 1944 but the Allied Armies completed the encirclement two days later at Chambois. Although the Germans managed to force through gaps in Allied lines via counterattacks, by the evening of August 21, 1944, the pocket was closed. An estimated 50,000 Germans were trapped inside. Remnants of Army Group B outside of the pocket retreated across the Seine.

Among the commonalities of these battles beyond the successful enveloping of opponent by the victorious commanders, their outcomes were mainly shaped mainly by the well laid plans of the commander on one side allowing for the proper use of resources, information, communication, speed, mobility, terrain, time available, superior maneuver, well-placed fires, decisive action, the exploitation of opponent’s confusion resulting from the fog of war, the friction of battle, and the opponents failure to expect the unexpected and to act accordingly in response to what was unforeseen and unpredictable. More apt parallels to the Battle of the Crater and the Russian Federation special military operation in Ukraine, mutatis mutandis, are battles in which losses are self-inflicted as a result of poor and very often rash decisions made by those in charge of units in a battle. A seemingly never-ending list of battles blaze on the pages of history in which such behavior was at the crux of their tragic outcomes for one side. Among those that come to greatcharlie’s mind most immediately are the following. 

The Charge of the Light Brigade

The Charge of the Light Brigade on October 25, 1854, at the Battle of Balaclava during the Crimean War was a tragic attack by the cavalrymen of charge was made by the Light Brigade of the British Army cavalry, which consisted of the 4th and 13th Light Dragoons, the 17th Lancers, and the 8th and 11th Hussars commanded by Major General James Brudenell, 7th Earl of Cardigan

against an estimated 20 battalions of infantry supported by over 50 artillery pieces under the Russian commander, General Pavel Liprandi. Obedient to orders–ex post facto called a miscommunication–from the overall commander of the British Army Cavalry,General George Bingham, 3rd Earl of Lucan, with whom he had a toxic relationship, Cardigan led a frontal assault with his 670 troops against a Russian force organized in a semi-horseshoe defense of the Russians who enjoyed excellent line of sight over a mile in length and supported on the left and right side sides of the Horseshoe by artillery batteries providing enfilading fire from elevated ground. Although Cardigan’s troops scattered some of the defenders, they were too badly battered and tattered to complete their mission and retreated without any decisive gain at the cost of 110 killed and approximately 161 wounded.

The Battle of the Little Big Horn

The Battle of the Little Big Horn on June 25, 1875, was an engagement of what was known as the “American Indian Wars” during which US Army Colonel George Armstrong Custer of the US 7th Cavalry led his battalion in an attack on the main Sioux Tribe encampment at Little Bighorn. Ignoring the advice of scouts, dividing his force into three parts, and expecting the Sioux to scatter at his approach, Custer, at the head of one element of his divided force, was surprised to encounter a Native American force of 3000 warriors from Lakota Sioux, Northern Cheyenne, and Arapaho Tribes under the dual command of Crazy Horse and Sitting Bull. Custer’s element was destroyed, suffering 268 killed and 55 severely wounded, with Custer, himself, among the dead. Native American losses were reported to be 18 killed.

The Second Battle of Ypres

The Second Battle of Ypres fought from April 22, 1915 to May 25, 1915 during World War I was ignited by an diversionary attack by the German Fourth Army against British Second Army, several French divisions and the Belgian Army, planned an attack towards Ypres, not to capture the city, but merely to cover the transfer of German troops to the Eastern Front where Germany had achieved great success in the aforementioned Battle of Tannenberg and Battle of Masurian Lakes. Notably, the diversionary attack was used to test a deadly chlorine gas weapon,secretly installed in chemical tanks across their front line and did so with great effect, collapsing unprotected Allied forces before the German advance. The success of the chemical attack was unexpected, and no reinforcements were made available to exploit it, and the battle ended after only minor territorial gain with 35,000 German troops lost and 60,000 Allied forces lost primarily due to the chlorine gas.

The Battle of the Somme

The Battle of the Somme fought from July 1, 1916 to November 18, 1916 during World War I by the armies of the United Kingdom and France against the Germany was initiated on the upper reaches of the River Somme in France. as a means to reduce Intense German pressure being placed on the French at Verdun. The advance of a force of 11 divisions of the British 4th Army advanced along a 15-mile front north of the River Somme, while five French divisions advanced on an eight-mile front to the south, was preceding by a week-long heavy artillery bombardment, using some 1.75 million shells, which aimed to cut the barbed wire guarding German’s trench defenses and destroy the enemy’s positions. Although German positions, many of which were in trenches deep underground, proved to be stronger than anticipated, and the barbed wire remained intact at many points, British Army Field Marshal Douglas Haig decided to press on with the attack. Along the line, German machine gun and rifle fire cut down thousands of the attacking British troops, many of them caught in “no man’s land” between the two sides, British casualties on the first day numbered over 57,000, of which 19,240 were killed. Over the next 141 days, the British advanced a maximum of seven miles, even after an attack on September 15, 1916 of 12 divisions accompanied by 48 Mark I tanks which made their first-ever appearance on the battlefield. More than three million men fought in the battle, of whom one million were either wounded or killed.

The Schweinfurt Raids

The First Schweinfurt–Regensburg raid on August 17, 1943 was a “double-strike mission” strategic bombing mission during World War II carried out by 376 B-17 heavy bombers of the US Army’s 8th Air Force to cripple German ball bearing production and the German aircraft industry. Without fighter escort for force protection, two large forces of bombers attacked Schweinfurt and Regensburg respectively in order to disperse fighter reaction by the Luftwaffe, but subsequently 60 B-17s out of 376, each crewed with 10 airmen at a minimum, were lost over German-controlled territory, in Switzerland, or ditched at sea, and despite some success at Regensburg, the commander of the 8th Air Force, General Ira Eaker assessed the Schweinfurt raid was a failure. On October 14, 1943, a second long-range unescorted raid on Schweinfurt was launched despite the fact that everyone who flew the mission stressed the importance of the escorts, which were not available, in reducing losses. Another 60 B-17s, this time out of 291, were lost during the attack, resulting in the suspension of deep raids for five months.

Japanese Banzi Attack on Saipan

There were countless wasteful Banzi attacks of the Imperial Japanese Army and Imperial Japanese Marines in the Pacific Theater during World War II. After the third week of fighting on Saipan, the 2nd Marine Division, the US Army 27th Infantry Division, and the 4th Marine Division had put the Japanese defenders backs against the wall, driving them into the northern corner of the island. For Imperial Japanese Army Lieutenant General Yoshitsugu Saito, the overall commander of Japanese forces on Saipan, the only choice was to order his remaining 4,000-plus troops and all civilians to participate in a final Banzai attack before daybreak on July 7, 1944. The Banzi attack continued for some 12 hours before the Japanese were wiped out. The Japanese had advanced over 1,000 yards before they were stopped. By the evening of July 7th, the soldiers and Marines had regained all of the ground lost during the Japanese attack. A total of 4,311 Japanese troops were killed. US losses were high, too. The first and second battalions of the 105th Regiment od the 27th Division suffered 406 killed and an additional 512 wounded.

The Battle of Arnhem

The Battle of Arnhem fought from September 17, 1944 to September 26, 1944 during World War II was the result of a plan proposed by British Army Field Marshal Sir Bernard Montgomery, that an airborne assault would support a single drive north over the branches of the Lower Rhine River,which would  permit the British Second Army to bypass the Siegfried Line and attack the industrial Ruhr. Before the airborne assault, planned as Operation Market Garden, was launched, it was discovered that would likely land on top of two German divisions, the remains of the 9th SS Panzer Division “Hohenstaufen” and  the 10th SS Panzer Division “Frundsberg” from the Eastern Front as well as several smaller German units. However, the commanding officer of 21st Army Group dismissed the information. The Supreme Headquarters Allied Expeditionary Force upon receiving the information via Ultra intercepts choose to ignore it as well. The mission failed as planned and Allied losses were approximately 1,984 killed, 6,854 captured, while German losses were approx 1,300 killed and 2,000 wounded. (The Battle of Arnhem was recently discussed briefly in greatcharlie’s November 30, 2022 post entitled, “Ruminations on the Russian Federation’s Failure To Close the Door in Western Ukraine to Foreign Military Assistance as Part of Its Invasion Plan”.)

Russian Federation troops in Ukraine appear to have experienced many of the worst aspects of not only the Crater, but every example here, except contending with chlorine gas as in the second Battle of the Somme. Yet, looking over this relatively short list of abysmal actions that compounded tragedies of war in which they occurred, greatcharlie believes that in selecting the Battle of the Crater to focus upon in order to find parallels with the situation of Russian Federation troops in Ukraine given the many choices, it may very well have selected the ugliest of the lot given the blue-on-blue hen house racial murder spree that was part of it.

German troops positioning themselves to engage Allied airborne units at Arnhem in September 1944 (above). Before the Allied airborne assault, planned as Operation Market Garden, was launched on September17, 1944, it was discovered that would likely land on top of two German divisions, the remains of the 9th SS Panzer Division “Hohenstaufen” and  the 10th SS Panzer Division “Frundsberg” from the Eastern Front as well as several smaller German units. However, the commanding officer of 21st Army Group dismissed the information. The Supreme Headquarters Allied Expeditionary Force upon receiving the information via Ultra intercepts choose to ignore it as well. The mission failed as planned. By September 26, 1944, Allied losses were approximately 1,984 killed, 6,854 captured, while German losses were approx 1,300 killed and 2,000 wounded.

Poor Circumstances of Russian Troops in Ukraine

Negligentia sempre habet infortunam comitem. (Negligence always has misfortune for a companion.) Delinquent, seemingly feckless Russian commanders who failed to properly train their troops to face conditions on today’s battlefield for months have looked with shock and awe at the environment in which their soldiers are being slaughtered. Any blame and shame concerning their overall performance falls squarely on the commanders at the top rungs of the Russian Federation Armed Forces. So unaware was the Chief of Staff of the Russian Federation Armed Forces of the situation that Russian Federation troops were thrown into since February 24, 2022, that Ukrayinska Pravda, on January 23, 2023, that Gerasimov, seeing for himself how intense the hostilities were, and “being immersed in the newness of it all,” complained the special military operation has put Russian troops in conditions that they have never encountered in the history of modern Russia. Gersaimov was sent down from his perch as Chief of Staff of the Russian Federation Armed Forces by Putin on January 23 2023. Rather examine one of the Russian Federation Armed Forces’ many catastrophic engagements with Ukrainian troops, as done with the Battle of the Crater, a measured picture of the désastre de trés grande ampleur is presented.

Nowhere to Run, Nowhere to Hide

As aforementioned, on November 10, 2022, the US Department of Defense announced an official assessment that over 100,000 Russian soldiers have been killed in action or wounded in Ukraine. Thus, the US Department of Defense figures indicated that during 260 days of fighting to that point, an average of 385 Russian soldiers had been killed or injured each day. The official figure issued by the Russian Federation Ministry of Defense in September 2022 put the number of Russian troops killed at 5,937, a figure Western officials said grossly underestimated the country’s losses. Further, the US Department of Defense figure suggested that the daily fighting along the 1000-mile front line that winds around the eastern edges of Ukraine is very intense. A significant part of the struggle is being fought from World War I-style trenches in which soldiers dug into muddy fortifications suffer relentless artillery onslaughts until their units are destroyed or displaced. So apparently horrible is the situation for Russian Federation troops on the frontlines that Ukrainian soldiers have expressed empathy for them. They have witnessed firsthand how Russian Federation troops–invaders in their country–have been forced to sacrifice themselves when ordered to advance on their lines. A word often heard from Ukrainian frontline soldiers commenting on how Russian Federation troops were handled by their commanders is “cruel.” Ineffective frontal assault tactics are endlessly repeated. Ukrainian troops typically remark that “Russian soldiers advance, Ukrainian artillery destroys them, then more come the next day. Captured Russians say their comrades face execution on desertion charges if they don’t keep moving.” Reportedly, some Ukrainian soldiers have gone as far as to describe Russian Federation troops as being “like zombies.” The Kyiv Post, citing an Agence France-Presse interview of a Ukrainian soldier, provided the quote: “You shoot them and more come.” The indications and implications of what they say is that even incremental advances achieved through localized attacks begun by Surovikin have come at a high price for the Russian Federation troops.

Disco inferno. (I learn by suffering.) According to Michael Kofman, director of the Russia Studies Program at Center for Naval Analyses and a fellow at the Center for New American Security, and Rob Lee, a senior fellow in the Foreign Policy Research Institute’s Eurasia Program, in the Russian Federation Armed Forces, conscripts receive most of their training from the units to which they are sent rather than centralized training bases. (The Mobiks are offered only the most basic lessons during a reported short two weeks at their initial training bases.) However, given exigent circumstances, officers and non-commissioned officers that would provide that training in units have mostly been redeployed and in some cases they have likely been used to form additional battalions. Thereby, Russian Army regiments and brigades have unlikely had the personnel in their remain-behind elements available to properly train newly arrived Mobiks. There is apparently no crawl, walk, run training for the Mobiks. Such methods of training that could be used even under the very challenging circumstances they face appear to be alien to Russian unit commanders. It seems that even lessons on what to expect and what not to do are rarely applied in the Mobiks training in their units. At least Burnside initially had a viable plan for the Crater attack and well-prepared the troops that he originally planned to use in the assault for their specific task.

One might imagine that when casualty figures presented by the West reached the ears of those 300,000 Russians mobilized for the Ukraine War surely created a greater sense of uncertainty among troops being mobilized for the Ukraine War long before reaching the battlefield. En tremblant! The likely indications and implications of the figures to most Mobiks were that they would have a small chance of surviving the war unscathed. Once on the battlefield and seeing the realities of the situation, the sense of uncertainty and fear surely increased exponentially and appears by accounts to have put a good number of them in a state of shock. Poorly trained, unable to escape their circumstance, they have only had their commanders with whom to turn. To the misfortune of the Mobiks, that better enabled their commanders to exert influence on them that was strong enough to compel them to charge into death in an instant. For those who have refused to do so, reportedly death threats would serve to coerce them to advance, a positively nightmarish Sylla and Charybdis scenario. Peior est bello timor ipse belli. (Worse than war is the very fear of war.

Mobiks during their brief training at a Russian Army base (above). So horrible is the situation for Russian Federation troops on the frontlines that Ukrainian soldiers have expressed empathy for them. They have witnessed firsthand how Russian Federation troops–invaders in their country–have been forced to sacrifice themselves when ordered to advance on their lines. A word often heard from Ukrainian frontline soldiers commenting on how Russian Federation troops were handled by their commanders is “cruel.” Ineffective frontal assault tactics are endlessly repeated. Ukrainian troops typically remark that “Russian soldiers advance, Ukrainian artillery destroys them, then more come the next day. Some Ukrainian soldiers have gone as far as to describe Russian Federation troops as being “like zombies.” 

The Professionals Saw Trouble Coming

Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.) The received wisdom often heard from military analysts in the West is that what is being observed is the way “Russia conducts a lot of its warfare — by overwhelming the enemy with volume, with people.” Moreover, it is accepted that “The Kremlin view, unfortunately, is that soldiers’ lives are expendable.” In a report from the Institute for the Study of War assessed that Moscow is not properly utilizing the reservists it began calling up last September. As for the cause, it was explained that “Systemic failures in Russia’s force generation apparatus continue to plague personnel capabilities to the detriment of Russian operational capacity in Ukraine.”

Yet, professional members of the Russian Federation Armed Forces would likely disagree that there has been anything standard or normal about the manner Russian Federation Armed Forces have handled their soldier Marines, airmen, and sailors in Ukraine. As the war reached the 100-day mark, there was evidence that high-level casualties were growing. Professional soldiers in the Russian Army were making public appeals to Putin to investigate battlefield conditions. Units have faced exhausting tours on the frontlines. In a June 7, 2022 article, the Guardian cited two videos, fighters from Russian Federation-controlled east Ukraine complaining about poor conditions and long terms of duty at the front leading to exhaustion. the Guardian quoted one soldier from the Russian-controlled 113th regiment from Donetsk from one of the videos as commenting: “Our personnel have faced hunger and cold,” The soldier was quoted further as saying: “For a significant period, we were without any material, medical or food support.” The soldier reportedly went on to state: “Given our continuous presence and the fact that amongst our personnel there are people with chronic medical issues, people with mental issues, many questions arise that are ignored by the higher-ups at headquarters.”

Another Russian Federation soldier who had fought near Kyiv, Kharkiv, and was now in eastern Ukraine in an interview complained of exhaustion, saying he had even contacted a lawyer and complained that he had not seen his wife for months. He was quoted as saying: “I have been fighting in Ukraine since the start of the war, it has been over three months now.” A soldier from the 37th Separate Guards Motor Rifle Brigade headquartered in Buryatia in Siberia, told the Guardian. “It is exhausting, my whole unit wants a break, but our leadership said they can’t replace us right now.” The soldier continued: “The three months of fighting already feel longer than the four years I spent serving in the army during peacetime.” The soldier boldly admitted: “I have already contacted a lawyer online who told me that by law the general can keep us here until our contract runs out so there isn’t much we can do.” Russian Federation Armed Forces do not have sufficient numbers of troops available to adjust or to rotate forces. Once units became heavily engaged with the Ukrainians, they were usually left in contact with them. 

Meanwhile, casualties among Russian Federation  officers keep mounting. Western officials have said that the Russian Federation’s mid and junior ranking officers have also taken heavy casualties “because they are held to an uncompromising level of responsibility for their units’ performance.” Company grade officers, lieutenants and captains, have had to lead the lowest level tactical actions, as the Russian Army does not staff units with highly trained and empowered noncommissioned officers. Western armies typically have such senior leaders staffed in units who can fulfill that role. At the time those interviews were made, four Russian Army generals were reportedly killed in combat. Professional Russian Army units have been more fortunate than others, particularly those soldiers recruited from the Russian Federation-controlled republics in Donetsk and Luhansk. They say their units were thrown into battle with little training at all. Videos have shown that some fighters have lacked basic gear for combat Kevlar vests and they are armed with older rifles. A soldier allegedly serving in Donetsk’s 107th Regiment complained to the Guardian: “Our mobilization was done unlawfully, without medical certification.” Another soldier from Donetsk said: “Over 70% of those here were previously decommissioned because they physically can’t fight. Over 90% have never fought before and saw a Kalashnikov for the first time. We were thrown on to the frontlines.”

When weary and weakened, mistakes become more commonplace among  commanders and soldiers in the Russian Federation Armed Forces, and that has become a significant part of Russia’s problems in Ukraine. Ukrainian commanders have often capitalized on those mistakes, creating even greater losses among Russian Federation troops. At the turn of the new year, on January 4, 2023, Ukrainian Armed Forces claimed a strike upon a vocational school building in Makiivka where hundreds of Russian Federation troops were reportedly clustered carelessly in a building close to the frontline. The Ukrainians claimed that around 400 Russian soldiers of one regiment were killed and around 300 more were wounded. The Russian Federation Armed Forces sought to blame the soldiers for their own deaths. Russian Army Lieutenant General Sergei Sevryukov said in a statement that their phone signals allowed Kyiv’s forces to “determine the coordinates of the location of military personnel” and launch a strike. The Russian Federation Defense Ministry, in a rare admission of losses, initially said the strike killed 63 troops. However, as emergency crews searched the ruins, the death toll mounted. The deputy commander of the regiment struck was among the dead. The United Kingdom’s Ministry of Defence revealed on Twitter: “Given the extent of the damage, there is a realistic possibility that ammunition was being stored near to troop accommodation, which detonated during the strike, creating secondary explosions,” United Kingdom intelligence officials said: “The Russian military has a record of unsafe ammunition storage from well before the current war, but this incident highlights how unprofessional practices contribute to Russia’s high casualty rate.” It would seem that many Russian commanders are made with the same substance as Leslie and Ferrero

In their analysis of the Russian Federation Armed Forces capabilities mentioned earlier, Kofman and Lee also explained that the Russian military is well suited to short, high-intensity campaigns defined by a heavy use of artillery.” They explained further that “By contrast, it is poorly designed for a sustained occupation, or a grinding war of attrition, that would require a large share of Russia’s ground forces, which is exactly the conflict it has found itself in.” Yet, even troops trained for short, high-intensity actions as the Vozdushno Desantnye Voyska (Russian Airborne Forces) or VDV, have faced great challenges against the Ukrainian Armed Forces while performing that role. According to reports based on what was observed, the Russian Federation Armed Forces plan of attack against Hostomel Airport included its rapid occupation, with the intention of using it as an assembly area for Kyiv’s encirclement and capture. The airport is a bit over 6 miles north of Kyiv. The Initial February 24, 2022 assault on Hostomel Airport was a success, catching its Ukrainian defenders by surprise apparently due its speed. Mi-35 and Ka-52 attack helicopters operating out of Belarus struck the airport’s defenses and opened a way for helicopter-borne VDV units in Mi-8 transport helicopters that followed. However, despite being caught off guard by the initial assault by the attack helicopters, the attack itself was ineffective as the Ukrainian defenses were left largely intact.  Without any meaningful air support–it was very likely not included in formulation of the attack plan, VDV units on the ground faced counterattacks by Ukrainian forces almost immediately. 

Having secured Hostomel Airport to the extent possible on February 25, 2022, the VDV and Russian Army unit that linked up with them, proceeded to push into the nearby town and then  advance to Bucha and Irpin. Their poorly organized movement encountered ambushes in Hostomel and Bucha which resulted in significant losses of personnel and equipment. When those in command decided to hold their positions, digging in on the roadsides, they became sitting ducks to night attacks by special forces units of the Ukrainian Armed Forces, and  suffered heavy casualties. On March 29, 2022, the order was given for the Russian Federation forces at Hostomel to withdraw from the Kyiv oblast, but they did so under continuous artillery fire from Ukrainian forces. Left with little choice if they were to survive, Russian Federation troops damaged equipment that had to be abandoned and made a break for it. What was supposed to be an organized withdrawal became a hasty retreat.

Russian Federation Airborne Ttroops during their verticle assault on Hostomel Airport (above). The received wisdom expressed is that Russian military is well suited to short, high-intensity campaigns defined by a heavy use of artillery, and is poorly designed for a sustained occupation, or a grinding war of attrition, that would require a large share of Russia’s ground forces as in Ukraine. Yet, even troops trained for short, high-intensity actions as the Vozdushno Desantnye Voyska (Russian Airborne Forces) or VDV, have faced great challenges against the Ukrainian Armed Forces while performing that role. The Russian Federation Armed Forces plan of attack against Hostomel Airport, a bit over 6 miles north of Kyiv, nearly became a complete disaster. Professional members of the Russian Federation Armed Forces would likely say that there has been anything standard or normal about the manner Russian Federation Armed Forces have handled their soldier Marines, airmen, and sailors in Ukraine. 

The Wagner Group

A most apparent act of archaic wartime callousness is the Russian Federation’s tactic of throwing units from Gruppa Vagnera (Wagner Group) against Ukrainian positions. The Wagner Group is a private military contractor owned by Yevgeny Prigozhin, a millionaire restaurateur and entrepreneur, nicknamed “Putin’s chef” due to his close ties with the Russian Federation President. Wagner Group units have been deployed to bolster the number of Russian Federation forces in Ukraine. Moscow has used paid fighters to bolster its forces since the start of the special military operation. It was estimated in April 2022 to have initially deployed between 10,000 and 20,000 mercenaries, including Wagner Group troops in the offensive in the Donbas.

To increase the organization’s strength even further, Prigozhin began to create new Wagner Group units composed mainly with violent convicts from prisons–gangsters, murderers, and rapists. However, it is those Wagner Group “penal units” in particular that have suffered high-profile casualties. Much as the Union Army soldiers at the Crater, typically, the penal units are rushed into withering fire by Russian Army commanders perfunctorily without real the goal of attaining true military objectives or even success against their opponents most of the time. To that extent, the Wagner Group troops can rightfully be characterized as mere cannon fodder rather than trained and organized assault units. If there is any “worthwhile” purpose in sending the Wagner Group units to attack Ukrainian positions in such a manner, it is to allow them to identify defenses for Russian Army artillery to bombard. To a degree, this tactic has proven effective, but nonetheless it is a most apparent display of archaic wartime callousness. The Wagner Group troops’ display remarkable courage and obedience to authority, but their acts of sacrifice have been looked upon with indifference by Russian Army commanders. Given the backgrounds of the Wagner Group prison recruits, the common wisdom is that they are desensitized to violence. They are depicted as fighting hard because they have nothing left to lose. According to the US, out of an initial force of nearly 50,000 Wagner troops, including 40,000 recruited convicts, More than 4,100 have been killed in action, and 10,000 have been wounded, including over 1,000 killed between late November and early December near Bakhmut. There have been no reported incidents of members of different Russian units murdering each other on the battlefield. However, it would seem joining Wagner Group troops with Russian Army troops would create an elevated risk for a blue-on-blue attacks, as Russian Federation Armed Forces commanders may be willing to do anything to thwart Wagner Group troops from showing-up their own.

Special Problems of Winter

Weather conditions in eastern and southern Ukraine have been unfriendly to Russian Federation troops since the start of the special military operation. However, in the winter, “troops on the frontlines moved from being cold and wet to frozen and drenched.” They reportedly have inadequate sleeping bags, inadequate clothing and suffering from the cold. but they are kept in fight. Citing an interview of security expert in the United Kingdom, Robert Fox in the Daily Express, FoxNews reported “For the Russian troops, there is now quite significant evidence of ill-equipped, particularly recruits getting . . . even in the training camps, dying of hypothermia.” Fox commented further to the Daily Express: “That is really quite something. Inadequate sleeping bags, inadequate clothing and suffering from the cold. They find it difficult fighting in the cold but the fighting is going on.” Quoting Rebekah Koffler, a former DIA intelligence officer, FoxNews reported: “Russian soldiers dying from hyperthermia in winter is nothing new.” Koffler continued: “This is what happens when you have a fashion designer, such as Valentin Yudashkin [designer for former Soviet President Mikhail Gorbachev’s wife Raisa Gorbacheva], develop Russian military uniforms.” Koffler further stated: “Unlike the Soviet Army uniforms that were designed for severe Russian winters, modern Russian military uniform is not optimized for freezing temperatures.” Koffler additionally remarked: “Instead of using natural textiles like cotton, linen, and heavy and coarse wool, synthetic materials were used, which kept the soldiers cold in winter and hot in summer,” and “Bulky and baggy style was replaced with fitted styles.” When Shoigu was appointed Russian Federation Minister of Defense, he halted use of the traditional Russian footwear made of felt, valenki, which was worn by military and civilians for hundreds of years.

Gruppa Vagnera (Wagner Group) fighters pose before rode sign at Bakhmut (above). The Wagner Group is a private military contractor operating in Ukraine that is owned by Yevgeny Prigozhin, nicknamed “Putin’s chef” due to his close ties with the Russian Federation President. In a clear act of archaic wartime callousness, Russian Army commanders often send the Wagner Group units to attack Ukrainian positions in frontal assaults, allowing them to identify defenses for the artillery to bombard. Wagner Group units have suffered high-profile casualties. According to the US, out of an initial force of nearly 50,000 Wagner troops, including 40,000 recruited convicts, More than 4,100 have been killed in action, and 10,000 have been wounded, including over 1,000 killed between late November and early December near Bakhmut.

Leadership Attributes Seemingly Absent among Russian Federation Commanders 

An important feature that top Russian Federation commanders by all appearances repeatedly walked past in every training exercise, either as vast as Zapad and Vostock or in independent training exercises at the division, brigade, regiment, and battalion levels, prior to February 24, 2022: was the lack of authentic military leadership displayed by officers at the field and company levels. While de rigueur as it may have been for decade, the absolute dependence upon the direction of superiors and voiding officers any freedom to be agile in thinking and flexible in action, to name only two impactful ills from a long list that beset the Russian Federation Armed Forces, would assure the death of fighting force on today’s battlefield. Such ways doubtlessly manifest the overly controlling and strict authoritarian government for which the Russian Federation Armed Forces serve and reflective of the nature of the country’s despotic political leadership.

To outline the attributes and expectations of military officers in a 21st century fighting force, on its face it would seem most efficacious to examine US Army leadership manuals online. (Seeking up-to-date expressions on military leadership, greatcharlie has refrained from using the leadership guides it retained after it military service far more than three decades ago! Wie die Zeit vergeht!). In reviewing materials available, an essay entitled “Eight Essential Characteristics of Officership” posted on a positively enlightening military blog, The Field Grade Leader, caught greatcharlie’s attention as it provides a superb, concise explanation of the pertinent attributes and expectations. Much of the information presented in the essay would very likely be alien to the ears of commanders in the Russian Federation Armed Forces. Presumably, there would also unlikely be a point of reference upon which officers in the Union Army or Confederate Army in the US Civil War, would have been able hypothetically to fully comprehend much of it. 

The eight characteristics are paraphrased here: 1) Lead: Being a leader and being in charge are often conflated, but they are really two different things. Beyond knowing where you are, where you want to go, and how you are going to get there, officers must inspire soldiers to take the journey with you. Officers must be prepared to make decisions, move the mission forward, and lead by example, never ordering a subordinate to make a sacrifice that he or she is unwilling to make. All officers no matter what their assignment must be leaders; 2) Listen: As nearly every team will have a resource of experienced senior leaders, officers should listen to their insights and suggestions wi/h an open mind and at times seek their advice. members that are an extremely valuable resource. Stories of their experiences in situations can provide examples of decisionmaking from which one can learn, be guided, and possibly mimic. To that extent, subordinates should not feel they are walking on a knife’s edge when approaching the leader with their ideas, but instead should feel comfortable doing so; 3) Support Your Commander: A leader must have clarity concerning the commander’s concept and intent for a mission. Once a legal and lawful order is issued, it must be executed within the parameters of the authority given. Commanders make decisions and assume the risks. Orders for action from commanders must not be questioned, or worse be disobeyed, but it should be permissible for officers to advise or make recommendations to superiors; 4) Learn and Improve: Officers must be acutely aware of their own strengths and weaknesses. To that extent, they must work hard to build on their strengths and correct their weaknesses. Goals for improvement should be realistic and achievable. Officers should never find comfort in remaining stagnant. Complacency is a fatal leadership flaw in the profession of arms; 5) Require Minimum Supervision: High operational tempo organizations that perform in complex environments suffer when officers within them require constant supervision. Officers in such organizations must understand their responsibilities and execute them without continual oversight. Commanders should not be overly burdened with questions from subordinates that should be able to answer themselves. The time for asking questions about performing tasks is the classroom and training exercises, not the actual battlefield; 6) Counsel Subordinates: Officers must well-communicate expectations and standards to subordinates for doing so provides a baseline for measuring performance and ensures that both the rater and rated officer understand what they should be doing. The most important tool that leaders have at their disposal to accomplish that is counseling; 7) Serve Those You Lead: Officers who take a genuine interest in their subordinates will see their teams achieve exceptional feats. Empathetically listen to what others are saying. Taking such interest must be attendant to counseling. Officers should circulate and be in contact with their soldiers. Getting to know one’s soldiers includes being ready to assist them not only professionally, but personally. Once an officer discovers a soldier’s goals, it is advisable to assist them in developing a course of action to reach them. Taking care of your soldiers leads to them taking care of the mission; and, 8) Be a Student of History: Professional officers must immerse themselves in their profession. Military history is replete with episodes that will relate to nearly every situation in which an officer may be in and offer much for them to learn from. By taking the opportunity in the present to learn from the past, officers can better prepare themselves to respond to situations, expected and unexpected, when they arise in the future. These characteristics must be worked at.

Russian Army commander prepares Mobiks to move to the frontlines (above). The visage of the young commander (center) says it all. There must be a true purpose for the sacrifices soldiers make on the battlefield. Soldiers should know what that purpose is. Any sort of logic that would cause a commander to so absolutely toss aside the sacred duty to care for the welfare of the troops they command, to violate the trust their soldiers have put in them,and throw them without purpose into the terror of the battlefield, is not faulty, but rather daylight madness. Committing them cavalierly to hopeless and meaningless offensives, localized attacks, and counterattacks could at best be attributed to delinquency and incompetence, and at worse, brutality, something very wrong up top, or telepathy from Hell, the despotic intrusion of Satan’s will.

Likely Professional Thinking Behind the Respective Commanders’ Choices at the Crater and in Ukraine

Omnia mala exempla ex rebus bonis orta sunt. (Also, omnia mala exempla orta sunt ex bonis initiis.) (Every bad precedent originated as a justifiable measure.) Available to officers of both the Union Army and Confederate Army before the Battle of the Crater was The Officer’s Manual Napoleon’s Maxims of War. The book provides a translation of French Emperor Napoleon Bonaparte’s maxims by Sir George Charles D’Aguilar, British Army officer serving as the Lieutenant Governor of Hong Kong, The entire manual reflects the received wisdom on the conduct of warfare at the time of its publication. The book’s “Recommendation”, included in the text’s first published in the US in 1861, was written by none other than Winfield Scott. Known as the Grand Old Man of the Army for his many years of service, US Army Major General Winfield Scott’s military talent was highly regarded by contemporaries, and viewed by historians as one of the most accomplished generals in US history. In 1855, he received a brevet promotion to the rank of lieutenant general, becoming the first US Army officer to hold that rank since US President George Washington. Scott was popular not only as a soldier among the public, but also as a statesman–in 1859 he resolved the Pig War, peacefully halting the last of a long series of US-United Kingdom border conflicts–and as a politician–a 4-time presidential candidate for the Whig Party. When the Civil War began, Scott, a Virginia native, stayed loyal to the Union, and served as an important adviser to US President Abraham Lincoln during the opening stages of the war. He developed a strategy known as the Anaconda Plan, but retired in late 1861 after Lincoln increasingly relied on General George McClellan for military advice and leadership. In his comments on Napoleon’s Maxim’s of War, Scott wrote: “After refreshing my memory by looking over again, ‘Re Officer’s Manual,’ or ‘Maxims of Napoleon,’ I think I may safely recommend republication, in America, of the work in English, as likely to be called for by many officers, regular and volunteer. It contains a circle of maxims deduced from the highest source of military science and experience, with practical illustrations of the principles taken from the most celebrated campaigns of modern times. The study of the book can not fail to set all young officers on a course of inquiry and reflection greatly to their improvement.”

Among the maxims in the work, most apposite to the discussion here is Maxim XV which states: “The first consideration with a general who offers battle, should be the glory and honor of his arms; the safety and preservation of his men is only the second; but it is in the enterprise and courage resulting from the former, that the latter will most assuredly be found. In a retreat, besides the honor of the army, the loss of life is often greater than in two battles. For this reason, we should never despair, while brave men are to be found with their colors. It is by the means we obtain victory, and deserve to obtain it.” Napoleon expressed similar sentiments earlier in the book in Maxim VI in which Napoleon states: At the commencement of a campaign, to advance or not to advance, is a matter for grave consideration; but when once the offensive has been assumed, it must be sustained to the last extremity. However skillful the manœuvers in a retreat, it will always weaken the morale of an army, because in losing the chances of success, these last are transferred to the enemy. Besides, retreats always cost more men and material than the most bloody engagements; with this difference, that in a battle, the enemy’s loss is nearly equal to your own–whereas in a retreat, the loss is on your side only.” Napoleon left no doubt in his writings that he believed war was governed by principles. Yet, as with the principles in other fields, no matter how rare they may be, circumstances can arise in war which may pose challenges to strictures developed from its accepted principles.

Fallacies non causae it causae. (Fallacy to accept something as fundamental when it is not.) There are often situations that require more than just barreling ahead regardless of losses. To crack on en masse into oblivion is just madness. In modern armies in 2023, one would imagine commanders in modern armies have trained and fully grasp the need to rely upon one’s training and studies in military philosophy but also one’s talents, practicality, flexibility, creativity, and ingenuity. As discussed in greatcharlie’s  August 31, 2022 post entitled “Would the Ejection of Russian Forces from Ukraine Lead to a Thermonuclear Response by Moscow?: Some Meditations on Putin’s Likely Thinking”, Ukrainian commanders have proven themselves to be formidable opponents by displaying amazing knowledge of their battle space, foresight and agility acumen, managing to block in one place, counterattack in another. Most relevant here is the fact that Ukrainian commanders fully comprehend the benefits of  withdrawing their units when conditions are most unfavorable instead of demanding troops hold on to untenable positions until they were forced to retreat in order to survive or surrender.

Remaining dedicated to the unit’s mission and the overall mission of the team as a priority is an idea driven into the minds of all soldiers, noncommissioned officers and officers in basic training and throughout their careers. For officers,, in terms of priority, first comes the mission, next the soldiers come, then themselves. It is true a mission can only be achieved through high morale, aggressive action and perseverance. The spirit must be indomitable. Through great displays of such tenacity, battles are won. Fortis est non pertussis in revise asperis. (The strong do not falter in adversity.)

Reputation and honor have also been motivating factors among officers. To display audacity, gallantry before peers has typically been an objective of utmost importance. In accounts of battles in the lyrics military marches, it is most often expressed that the indications and implications of such qualities are of utmost importance. The Régiment de Sambre et Meuse (1870), for example, is a song about a French regiment that fought against the Austrians in 1794 to defend the fledgling Republic. It was written in 1870 to try and boost French patriotic feelings after the rather ignominious defeat against Germany that would deprive France of the Alsace and Lorraine provinces until the end of WWI. Sambre et Meuse is the name of a former French province that is currently part of Belgium. The poignant, pertinent third verse of the march is as follows: “Le choc fut semblable à la foudre / Ce fut un combat de géants / Ivres de gloire, ivres de poudre / Pour mourir, ils serraient les rangs ! / Le régiment par la mitraille / Était assailli de partout, / Pourtant, la vivante muraille / Impassible, restait debout.” (The clash was like a lightning strike, / it was a struggle of giants. / Drunk with glory, drunk with gunpowder, / they closed ranks to perish together! / The regiment was assailed / by a hail of bullets from all sides. / And yet the living wall, / impervious, remained standing.) It seems apropos to make note of a more renowned piece about patriotism, war, and glory also from France, composed by Claude-Joseph Rouget de Lisle in 1792,  that begins as follows: Allons enfant de la patrie / Le jour de gloire est arrivé! (Let’s go children of the fatherland, / The day of glory has arrived!)

Attendant to the preceding, often political leaders and senior commanders have insisted upon the continued astonishing sacrifices of soldiers in a battle, believing the reputation and honor of their armed forces and their country was at stake.

All of that having been stated, at the Crater, Grant saw the horror of it all and ordered Burnside to retreat, but oddly he disobeyed his command. Meade also saw the futility of the attack and refused to reinforce failure by agreeing to Burnside’s request to commit additional troops to it. In one episode in October 2022 in Ukraine, Surovikin made the unpopular decision to pull Russian troops away from Kherson to more stable positions on the eastern bank of the Dnipro River. According to Reuters, Surovikin explained: “I understand that this is a very difficult decision, but at the same time we will preserve the most important thing – the lives of our servicemen and, in general, the combat effectiveness of the group of troops, which it is futile to keep on the right bank in a limited area.” Despite his honorable and noble intentions, Surovikin was at first denigrated by conservative political leaders and by conservative newsmedia outlets as being defeatist and unnecessarily ceding captured territory to the Ukrainians.

There must be a true purpose for the sacrifices soldiers make on the battlefield. Soldiers should know what that purpose is. Any sort of logic that would cause a commander to so absolutely toss aside the sacred duty to care for the welfare of the troops they command, to violate the trust their soldiers have put in them,and throw them without purpose into the terror of the battlefield, is not faulty, but rather daylight madness. Committing them cavalierly to hopeless and meaningless offensives, localized attacks, and counterattacks could at best be attributed to delinquency and incompetence, and at worse, brutality, something very wrong up top, or telepathy from Hell, a despotic intrusion of Satan’s will.

Recognizably, Russian Army commanders are known, expected, and applauded in their organization for displaying sternness or severity of manner or attitude. A feature of Surovikin’s record as he rose as a commander was his behavior in that regard. Some might point to the fact that several Russian Army generals and colonels have lost their lives while serving as inspirational leaders in attacks against Ukrainian positions. However, such efforts, though impressive and admittedly valorous, seemed to be less acts of committed leaders, and more acts of desperation as responsibility for the success or failure of their units’ actions rested on their shoulders. It would appear such actions by generals and level commanders ever did much to change outcomes on the battlefield. The situations of the respective units were rarely made much better after the sacrifices. It would seem fortunate enough for them if the situation remained essentially the same. After their tragic loss, the situation for those units for the most have deteriorated in their absence. The Ukrainian advance has not been effectively slowed or stalled following their actions..The indications and implications of results on the battlefield are that Russian Army commanders reeled in 2022  from effects of their dereliction concerning training and preparing their units. While they may not have expended fuel and petroleum oil lubricants and other resources to training not ordered from above, they could have regularly scheduled sand table and map exercises with officers and noncommissioned officers in their respective units in case something akin to he “special military operation” were launched. Noncommissioned officers could have counseled soldiers on movement technique in the field and reviewed as many “what ifs” as time allowed. The idea of the Russian Federation invading Ukraine was hanging in the air in January and February of 2022. It would be a charitable assumption to say Russian commanders were unaware that action was possible and they needed to begin thinking “even more” about the soldiers’ well-being.

Mobiks in Crimea receiving blessings from a Russian Orthodox priest as part of a departure ceremony In November 2022 (above). In 2023, a young man or woman who volunteers, is conscripted, or is pressed into service via conscription to serve in the armed forces of their country in war has much to reasonably expect from their faithful service. Soldiers of every country should be able to believe their political leaders have concluded that some objective of great value, that is just, will be attained by the selective application of their fighting skills. They should be able to believe when they are sent into harm’s way that the decision was founded on the best advice of senior military leaders. Soldiers must believe they are being utilized by senior commanders in the best possible way to achieve victory in battle. Further, soldiers must feel assured that their commanders, in planning military action, will attempt to increase their chances of survival and minimize, to the greatest degree possible, to potential loss of life.

On Soldiers

As has been the case for centuries, citizens have chosen to serve their countries when at war due to a variety of motivations. Surely, greatcharlie is not breaking any new ground in explaining that. The following list offers a mere handful of 14 likely motivations based on empirical evidence: 1) Exigence circumstance: seeing understanding actual need to protect their families and communities and country; 2) Allegiance: Duty respond to their country’s call, perhaps while uncertain and fearful of outcome; 3) Honor: refusal to avoid the call to serve their country in war regardless of whether most citizens view find the need to fight reasonable and just or based on disagreeable political objectives of their government; 4) Patriotism: a love of country in general and willingness to protect it; 5) Romanticism: rushing off to war with a romanticized view of serving ones country in war based on stories of the past deeds of others on the battlefield; 6) Escape from unpleasant circumstances; the opportunity to serve one’s country at war provides reason to escape an environment or undesirable circumstances an individual may be in; 7) Venal: impelled by monetary gain or promises of other gains no matter how meager; 8) Insecurity: going to war impelled by the feeling one have something to prove to family, community,, or the world, desperately seeking validation in other people’s approval; 9) Excitement: Seeking some personal thrill from wartime experience and the chance to engage in daredevil activities; 10) Obedience to authority: obeying the demand of government to report for service in war due to a fear of reprisal; 11) Nationalism: an excessive or prejudicial support of country’s interests or historic enmity toward another country or other countries, that may lead to the support of expansionist actions as much as, as dictated by political leadership that are to exclusion or detriment of other countries interests; 12) Ethno-religious nationalism an excessive or prejudicial support of country’s interests or historic enmity toward citizens of another country or other countries based primarily on respective ethnic, racial, religious differences that would cause one serve in an expansionist military action against the other country, or support for one’s own ethnic, racial, religious group to the extent that one would be willing to go war to defend or support the expansionist aims of those of one’s group in other countries against an opposing ethnic racial or religious group; 13) Revolutionary zeal: being impelled by a country central revolutionary philosophy to serve in war to defend one’s country thus ensuring the survival of the ideals of one’s country or support one country’s expansionist aims to ensure the propagation of the central revolutionary philosophy of one’s country or group, being certain of the philosophy’s correctness; and, 14) Recherché or outré reasoning, philosophy, or ideate: to welcome the chance to fight in war for anomalous, eccentric, perhaps even unsound, personal reasons.

Whatever the underlying motivation or rationale for their choice, even those of whom reasonable individuals could hardly call noble, those choosing to serve in war are placed under the authority of their respective country’s political leadership, under the control of the military chain of command from the country’s top generals and admirals down to the commanders of their respective organizations and units, and under the complete direction of their immediate organization and unit officers. However, they were not born with an intrinsic purpose to have their lives extinguished, bodies torn to pieces, at their officers’ whims and megrims. In his renowned work New Introductory Lectures on Psychoanalysis, trans. by W. J. R. Sproutt (W. W. Norton & Company, 1933), Sigmund Freud, the 20th century Moravian born neurologist and founder of psychoanalysis, explains: “It is asking a great deal of a man, who has learnt to regulate his everyday affairs in accordance with the rules of experience and with due regard to reality, that he should entrust precisely what affects him most nearly to the care of an authority which claims as its prerogative freedom from all the rules of rational thought.” Nevertheless, Herr Doktor, near complete submission to the control of superiors has been an essential, immutable requirement of military service throughout the ages.

In 2023, a young man or woman who volunteers, is conscripted, or is pressed into service via conscription to serve in the armed forces of their country in war has much to reasonably expect from their faithful service. Soldiers of every country should be able to believe their political leaders have concluded that some objective of great value, that is just, will be attained by the selective application of their fighting skills. They should be able to believe when they are sent into harm’s way that the decision was founded on the best advice of senior military leaders. Soldiers must believe they are being utilized by their commanders in the best possible way to achieve victory in battle. Further, soldiers must feel assured that their commanders, in planning military action, will attempt to increase their chances of survival and minimize, to the greatest degree possible, to potential loss of life. Of course, big mistakes can be made even by the most experienced and best prepared commanders in prosecuting a war. Additionally, no commander can possibly promise that none of their soldiers will not be wounded, captured, or killed in war.

Not only will morale suffer, but performance will surely degrade when soldiers are: uncertain of mission if the overall concept of a military action is unjust, invalid by law; uncertain of the purpose of a military action: the political authority’s concept and intent for the action is unclear and their commander’s concept and intent are unclear; uncertain their leadership is dysfunctional: commanders are hamstrung by superiors and confined to parameters of action by political systems or they are simply delinquent and negligent; uncertain of their capabilities versus the opponent–soldiers are provided poor equipment, their force has readily observable vulnerabilities, their opponent possess superior, seemingly invincible, and unlimited supplies of weapon systems; and, uncertain of victory–on a daily basis, soldiers experience heavy losses in equipment, exceedingly high casualties in their ranks, the regular loss of comrades, the influx of untrained replacements, and they sense their sacrifices will prove to be meaningless. Such strains and trauma placed upon soldiers could prove to be irreparable.

One can only imagine thoughts churning within the minds of so many young conscripts, nel massimo dolore, most having barely discovered what life has to offer. Many young soldiers at the Crater and in during other battle in other wars have surely felt the same. What comes to mind are the words of the character Floria Tosca in Act II of Giacomo Puccini’s opera, “Tosca” (1899). The Chief of the secret police, Scarpia, has thrown Tosca’s beloved into prison for treason and tortures him. She vehemently protests. Scarpia tells her she could save him by submitting completely to his ugly amorous advances. Tosca sings “Vissi d’Arte” after avoiding dodging him repeatedly she asks God why has He abandoned her during this terrible time. A portion of the haunting soprano aria is as follows: Vissi d’arte, vissi d’amore, / non feci mai male ad anima viva!… / Con man furtiva / quante miserie conobbi, aiutai… / Sempre con fe’ sincera, / la mia preghiera / ai santi tabernacoli salì. / Sempre con fe’ sincera / diedi fiori agli altar. / alzandosi / Nell’ora del dolore / perché, perché Signore, / perché me ne rimuneri così? (I lived for art. I lived for love: / Never did I harm a living creature! … / Whatever misfortunes I encountered / I sought with secret hand to succour … / Ever in pure faith, / My prayers rose / In the holy chapels. / Ever in pure faith, / I brought flowers to the altars. / In this hour of pain, why, / Why, oh Lord, why / Dost Thou repay me thus?)

The Way Forward

For the Russian Federation, the Ukraine War is a war of conquest. The tissue of lies leaders tell their citizens, and tell themselves about the war, has become further attenuated. With the Russian Federation Armed Forces being exposed for the inefficient forces they truly are conventionally, little is left in the way of words alone for the country’s political leadership to sway any listeners, much less their armed forces. Nevertheless, as they now despotically control their soldiers through threats of reprisals, promise to destroy the whole wide world if the war in Ukraine is lost, they have also turned those techniques upon the global audience, threatening thermonuclear war and encouraging fear mongering, while insisting the Russian Federation is the victim, the country threatened. 

Even before the special military operation began, political leaders, newsmedia political commentators and bloggers touted the prowess of the Russian Federation Armed Forces pointing to the indomitable spirit and durability of its fighters while denying the Ukrainians had any real capabilities to prevent the Russian Federation’s inevitable victory. Yet, they now ironically point to the success of the Ukrainian Armed Forces against theirs to prove that the US and NATO are the engines behind the Ukraine threat, and prove it is all part of a longstanding US and NATO plan to encroach on Russian Federation with their sights trained on its natural resources, and eventually take full control their country. Hyperbolic to the end, political leaders in Moscow insist that Ukraine, the US, the  EU, and NATO will be destroyed. Flashing a bit of optimism, they view keeping the US directly out of the fight is in itself a victory, and a sign Washington fears the Russian Federation’s true power: its nuclear arsenal. It all seems to have real meaning for them, yet it all rings very hollow. Putin promises to replenish the arsenals of the Russian Federation Armed Forces and insists a new era of weapon systems development has been embarked upon during which the world will witness Russian Federation industries produce systems “decades ahead of their foreign counterparts.” To students and scholars familiar with the German Third Reich’s history, Putin’s rhetoric on superweapons–Wunderwaffe–surely sounds terribly familiar. It is all stupefying to the eyes and ears of the reasonable. It would have been “cheaper” for Putin to pay the full price of training and fully equipping his Russian Federation Armed Forces and ordering an orderly mobilization of an additional 100,000 conscripts and preparing them for war in a military fashion. Yet, Russian Federation commanders might even have been the wild card in all of that. It is hard to know if they are really capable of anything impressive or even average militarily, given the shortcomings they have put on display in Ukraine..

Soldiers cannot hold much hope to be treated fairly, for victory, or survival fighting for a country whose political leadership makes fantastic claims about unseen super-weapons and secret military capabilities and regularly makes false statements on the situation in war they are fighting. Naturally, a close eye must be kept on what Putin is saying and doing regarding Ukraine, to include expressions of that kind. Equally naturally, focus must be kept on what will most likely come next. In all honesty, it has become increasingly difficult for greatcharlie to see how this entire episode will end “peacefully” for any country involved.

Roosevelt’s December 29, 1940 Fireside Chat: Inferences from Its Text on Likely Meditations That Helped Him Create Hope for a Country on the Brink of War

US President Franklin Delano Roosevelt customarily delivered his famous Fireside Chats from the Diplomatic Reception Room of the White House where he is seen (above) seated at a table before seven microphones and newsreel cameras to his front. Roosevelt began broadcasting Fireside Chats during his presidency on March 12, 1933. They initially served as a means for him to inform the public of what the government was doing to resolve the Great Depression. The December 29, 1940 Fireside Chat is famously known as the “Arsenal of Democracy Speech,” for it is recognized as being the moment Roosevelt declared the US “must be the great arsenal of democracy” for countries already fending off the Axis Powers–Nazi Germany, Fascist Italy, and Imperial Japan. The story provides a fitting historical example of the trials and tribulations that can beset a President who must lead his country to war. As a bridge to our days, the situation for countries fighting the Axis Powers in 1940 mirrored that of Ukraine in 2022. The Ukrainians, desiring peace, were torn from it by the aggressive actions of the Russian Federation. Under US leadership, an array of support from Europe and worldwide in response to the pleas of Ukrainian President Volodymr Zelensky for help. It would be interesting not only to look at what Roosevelt sought to communicate in his address, but discern deeper meaning in what he said. Presented is greatcharlie’s interpretation of what his inner thoughts might have been.

On December 29, 1940,  Fireside Chat, the sixteenth in a series of presidential radio broadcasts in the US, as well as Europe and Japan, 32nd President of the US, Franklin Delano Roosevelt, informed the people of their government’s plans to keep the country safe and secure. This particular Fireside Chat is famously known as the “Arsenal of Democracy Speech,” for it is recognized as being the moment Roosevelt declared the US “must be the great arsenal of democracy” for countries already fending off efforts.by the Axis Powers–Nazi Germany, Fascist Italy, and Imperial Japan–to conquer them. This vital part of Roosevelt’s story provides a fitting historical example of the trials and tribulations that can beset a President caused to lead his country to war, a task made more difficult when the priority of the people is maintaining the peace and avoiding overseas conflicts at almost all costs. New priorities had come to fore and had to be accepted. Dark days were ahead. Terrible challenges would need to be endured by the people. Their strength and fortitude would be tested. As a bridge to our days, the situation in 1940 mirrored that of Ukraine in 2022, mutatis mutandis. The Ukrainians, desiring peace, were torn from it by the aggressive actions of its neighbor, the Russian Federation. Under US leadership, an array of support from Europe and worldwide in response to the pleas of Ukrainian President Volodymr Zelensky for help. In Roosevelt’s case in 1940, he was relying principally on the United Kingdom to hold the line against the Axis Powers across its vast Empire and the Commonwealth. There was no country that the US to fall back on for support. The US was the final protective line of freedom, democracy, and civilization, itself.

Certainly, the December 29, 1940 Fireside Chat has been well trodden by historians and Roosevelt scholars for more than eight decades since its original broadcast. Still, greatcharlie thought it would be interesting not only to look at what Roosevelt sought to communicate in his address but what he, then age 57, pondered at the time when he was alone with his thoughts in an attempt to discern deeper meaning in what he said. In presenting its interpretation of what some of Roosevelt’s inner thoughts might have been, greatcharlie has stayed true to actual facts. Each consideration is informed by what was known to be the situation at the time in the US and rest of the world, particularly the United Kingdom. While sharing its impressions regarding Roosevelt’s complexity. greatcharlie has remained grounded in what was possible. Insights that historians and Roosevelt scholars have already presented are not regurgitated, yet support for its Inferences are drawn from historical examples provided in their works. Notions that have generally been discounted or dismissed in the context of the address are not included. Nothing is made too complex and greatcharlie does not pretend to have all of the answers. 

The text of the December 29, 1940 Fireside Chat is drawn from a transcript provided by The American Presidency Project of the University of California at Santa Barbara. Comparisons were made with the online typescript of the address published by the Franklin D. Roosevelt Presidential Library and Museum to confirm its accuracy. Here, the text is divided into 10 segments with headings to facilitate its examination.

Roosevelt’s December 29, 1940 Fireside Chat,

Roosevelt began broadcasting Fireside Chats during his presidency on March 12, 1933. The broadcasts initially served as a means for him to inform the public of what the government was doing to resolve the Great Depression. While Governor of New York State, Roosevelt had some success using Fireside Chats to inform state residents of the latest developments and steps being taken to provide some relief from the devastating effects of the crisis upon them. The first one he made as governor was on April 3, 1929. During the New Deal, Roosevelt gave a radio address around twice a year, informing the public one or two weeks beforehand with the hope of garnering a large audience. Typically, he would include in the address: aspects of government programs; criticisms of them and his responses; and, expressions of  optimism and encouragement. Roosevelt usually delivered his address from the Diplomatic Reception Room of the White House. Reportedly, he would arrive 15 minutes before air time to greet members of the newsmedia, including radio and newsreel correspondents.

Despite the severe nature of the threat posed by the Axis Powers, in his December 29, 1940 Fireside Chat, Roosevelt remained a paragon of sangfroid and equanimity in the face of it all. He was a gentleman at all times publicly. One would expect by reputation that he would be on his game on that day, and show well of his presidency, his country, and his own scruple. While offering answers to the dangers he highlighted, he spoke in an informal and relaxed style, his aim being to create a tone of familiarity and sense of forthrightness among listeners. That evening, Roosevelt was speaking to everyone in the US, including officials with whom he worked and conversed daily. At 9:30PM, Roosevelt began his address. It lasted 36 minutes and 53 seconds.

1. Sentences 1 through 11: The Country Faces a New Crisis Unlike the One Discussed in the 1933 Fireside Chat: It Is a Matter of National Security

Inferences

Peior est bello timor ipse belli. (Worse than war is the very fear of war.) A primary purpose of the December 29, 1940 Fireside Chat naturally was to assuage apprehensions on the rise within the US public concerning ongoing violent events in the world. Equally naturally, more than just explaining that everything would be alright, Roosevelt sought to provide hard facts on what was exactly happening in the world and what his administration was doing in response. To the good fortune of the US, at a time of such great crisis, there was an intrepid president in office of great creativity particularly on matters concerning defense and the armed forces. Indeed, he was correct in every particular. Roosevelt did not exaggerate one jot.

The Roosevelt administration’s isolationist policy, then in effect, assured a considerable degree of non-entanglement in international politics, particularly non-involvement in ongoing and burgeoning conflicts in Europe and Asia. The US took measures to avoid political and military conflicts across the oceans, it continued to quietly manage economic interests in China and Southeast Asia and actually expanded its economic interests in Latin America.

Through the isolationist policy, US citizens who were still suffering the effects of the Great Depression, could sense it was okay to focus onward on family sustainability, employment, and community in some cases. Roosevelt’s administration worked feverishly to resolve the situation. The people needed a bit more time to heal from the Depression’s ills and the isolationist policy allowed them the psychic space to do that.

Many isolationists among political and business leaders, scholars, national and grassroots non-interventionist organizations in the US in1940 surely wanted their country to stand fast, dignified and proud, in the face of provocations by Nazi Germany, Fascist Italy, and Imperial Japan. Aggressive external parties had a great say in how the US would act. The US could not just stand by as some impressive paragon, placid and imperturbable, while Hitler plotted its utter destruction and the enslavement of its people. Time was of the essence. By the end of 1940, for all intents and purposes, a war with the Axis Powers, for all intents and purposes, had essentially become unavoidable for the US. In 1940, that would have been a hard saying. It Is very likely that for the US, everything would have been lost if the US had failed to act as Roosevelt prescribed.

Roosevelt had to bring the people and many in the government, too, to understand not his truth but “the truth” about the situation the US was in. He had to do so realizing how difficult it was for people to unlearn what they have held true for a long time about their country being able to stay out of war abroad.

Sentences 1 through 11 of the Fireside Chat

“My friends:

This is not a fireside chat on war. It is a talk on national security; because the nub of the whole purpose of your President is to keep you, now, and your children later, and your grandchildren much later, out of a last-ditch war for the preservation of American independence and all the things that American independence means to you and to me and to ours.

Tonight, in the presence of a world crisis, my mind goes back eight years to a night in the midst of a domestic crisis. It was a time when the wheels of American industry were grinding to a full stop, when the whole banking system of our country had ceased to function.

I well remember that while I sat in my study in the White House, preparing to talk with the people of the United States, I had before my eyes the picture of all those Americans with whom I was talking. I saw the workmen in the mills, the mines, the factories; the girl behind the counter; the small shopkeeper; the farmer doing his spring plowing; the widows and the old men wondering about their life’s savings.

I tried to convey to the great mass of American people what the banking crisis meant to them in their daily lives.

Tonight, I want to do the same thing, with the same people, in this new crisis which faces America. We met the issue of 1933 with courage and realism.

We face this new crisis–this new threat to the security of our nation–with the same courage and realism.”

2. Sentences 11 through 21: The Threat

Inferences

Nazi Germany would serve as the best example to illustrate the clear and present danger the US faced. It was a danger that could not be ignored or avoided. Nazi Germany was on the rampage in the world abroad the most in the US knew or were from. It would need to be confronted. It would not be enough to dissuade or deter the Nazis. Nazi German Reichskanzler (Reich Chancellor) Adolf Hitler’s ability to make war had to be destroyed. There was no other option. No amount of coercive diplomacy would convince Hitler to dismantle his war machine. The time that idea might have had any validity as a suggestion had long since passed. France, Belgium, Luxembourg, Norway, Austria, Czechoslovakia, Poland, all under the control of the Nazis had to be freed. Hitler could not be allowed to feed off their respective resources and manpower of those countries to further build Nazi Germany’s strength and military prowess. The United Kingdom had to be protected. Surely, Roosevelt considered every possibility.

However, the situation in Europe was positively fluid. Just the year before the United Kingdom, France seemed to have answers to blocking Hitler’s plan to conquer the Continent. In the Low Countries–Netherlands, Belgium and even Luxembourg–had no intention of being open doors for a westward drive by Nazi Germany and took defensive measures. Norway was under threat but still free. By December 1940, the United Kingdom was standing alone. It had already fended off Nazi Germany in its skies, and knowing conquest was foremost on Hitler’s mind, it girded itself for an invasion that nearly everyone expected to come. All of that and more was going on at home while its armed forces were fighting furiously against the Axis Powers.

On May 22, 1932, Roosevelt, then New York Governor of New York State, received a Doctor of Laws honorary degree from Oglethorpe University in Atlanta, Georgia during a commencement ceremony. He gave a powerful address on the state of the country and the place of the youth in its future, the precepts of which founded his New Deal plan as US President. Roosevelt’s address also provides insight into his courageous approach to seemingly insurmountable problems. He explained: “The country needs and, unless I mistake its temper, the country demands bold, persistent experimentation. It is common sense to take a method and try it: If it fails, admit it frankly and try another. But above all, try something . . .We need enthusiasm, imagination and the ability to face facts, even unpleasant ones, bravely. . . .”

How the US could best take on the fight to defeat the respective Axis Powers while remaining neutral was the big question. In developing a concept for doing that Roosevelt seemed to find wisdom in the aphorism “an ounce of prevention would be worth a pound of cure.” Creating more time to prepare by keeping the aforementioned friendly countries, with which the US had not yet become formally allied, was the most appropriate course of action at that point. He would provide encouragement to countries fighting the Axis Powers to hold the line at all points in which the Axis Powers were active, but Roosevelt did not intend to stand by and wait to see how things would turn out. Rather than wait for what came next, he sought to influence what was transpiring to create favorable outcomes on those frontlines.

To the extent it could, the US responded to requests for weapons and resupply of equipment from “belligerents” at war with the Axis Powers. Time was of the essence. Action had to be swift. The window of opportunity to act as supportive as possible on multiple fronts while standing off from the fighting would remain open for only so long. Despite the assistance provided, many being assisted could still fall. That was the case with France.

Regarding the situation of United Kingdom specifically, in 1939, Prime Minister Neville Chamberlain in cooperation with his French Premier Edouard Daladier fell for a rather prosaic scheme organized by Hitler and his Nazi government, with Italian leader Benito Mussolini in tow, that evinced a frightfully transparent motive. The leaders negotiated to permit Hitler to take control of the Sudetenland in Czechoslovakia. The government in Prague had no role in the talks. Hitler recognized how the Western powers were willing to surrender the peace and territory of others to protect their own peace and well-being. Chamberlain appeared truly naive to those within his own political party in Parliament, the Conservative Party, byname Tories, and within the loyal opposition, the Labour Party. Labour forced a vote of no confidence which ended Chamberlain’s days as Prime Minister.

Sentences 11 through 21 of the Fireside Chat

“Never before since Jamestown and Plymouth Rock has our American civilization been in such danger as now.

For, on September 27, 1940, this year, by an agreement signed in Berlin, three powerful nations, two in Europe and one in Asia, joined themselves together in the threat that if the United States of America interfered with or blocked the expansion program of these three nations–a program aimed at world control—they would unite in ultimate action against the United States.

The Nazi masters of Germany have made it clear that they intend not only to dominate all life and thought in their own country, but also to enslave the whole of Europe, and then to use the resources of Europe to dominate the rest of the world.

It was only three weeks ago that their leader stated this: “There are two worlds that stand opposed to each other.” And then in defiant reply to his opponents, he said this: “Others are correct when they say: With this world we cannot ever reconcile ourselves. . . . I can beat any other power in the world.” So said the leader of the Nazis.

In other words, the Axis not merely admits, but the Axis proclaims that there can be no ultimate peace between their philosophy, their philosophy of government and our philosophy of government.

In view of the nature of this undeniable threat, it can be asserted, properly and categorically, that the United States has no right or reason to encourage talk of peace, until the day shall come when there is a clear intention on the part of the aggressor nations to abandon all thought of dominating or conquering the world.

At this moment, the forces of the states that are leagued against all peoples who live in freedom, are being held away from our shores. The Germans and the Italians are being blocked on the other side of the Atlantic by the British, and by the Greeks, and by thousands of soldiers and sailors who were able to escape from subjugated countries. In Asia, the Japanese are being engaged by the Chinese nation in another great defense. In the Pacific Ocean is our fleet.”

United Kingdom Prime Minister Winston Churchill at his seat in the Cabinet Room at 10 Downing Street, London, circa 1940.

3. Sentences 22 through 40: Hitler and the Axis Powers: What They Represent

Inferences

United Kingdom Prime Minister, Winston Churchill, was installed May 10, 1940. As Roosevelt correctly saw the United Kingdom as essentially the aegis of the US, he appeared to depend particularly upon Churchill to hold the line against Hitler as promised. In Churchill’s first speech before the House of Commons, three days after being installed on May 10, 1940 as Prime Minister, he powerfully stated regarding the war: “You ask, what is our aim? I can answer in one word: It is victory, victory at all costs, victory in spite of all terror, victory, however long and hard the road may be; for without victory, there is no survival.”

Roosevelt learned that holding the line would not be a mean feat for the United Kingdom. In a May 15, 1940 cable, Churchill revealed the truth of the dire straits his country found itself in to Roosevelt. He wrote: “The scene has darkened swiftly. The enemy have a marked preponderance in the air, and their new technique is making a deep impression upon the French. I think myself the battle on land has only just begun . . . The small countries are simply smashed up, one by one, like matchwood. We must expect, though it is not yet certain, that Mussolini will hurry in to share the loot of civilization. We expect to be attacked here ourselves, both from the air and by parachute and air borne troops in the near future, and are getting ready from them. If necessary, we shall continue the war alone and we are not afraid of that. But I trust you realize, Mr. President, that the voice and force of the United States may count for nothing if they are withheld too long. You may have completely subjugated, Nazified Europe established with astonishing swiftness, and the weight may be more than we can bear.”

By providing weapons to the United Kingdom, the capabilities of its armed forces would be enhanced and the chances of it holding out would be increased. However, Churchill had to be depended upon to hold the line at home, too. Churchill determined that the United Kingdom would fight on, but there were Members in his War Cabinet willing to sign a peace agreement with Hitler. 

With the hope that three parties would work together with the common aim of defeating Nazi Germany, Churchill created a War Cabinet in which two out of five members were Labour politicians, one was National and two were Conservatives.  Yet, despite the crisis, domestic political fighting was not restrained. In the Parliament, a series of crucial, often heated, discussions and debates took place in late May 1940. If anything had suddenly happened to Churchill, politically or physically, there was the danger that those willing to strike a deal with Hitler would follow through with their wrongheaded ideas. As well as bolster the United Kingdom’s ability to fight, US military assistance would prove to Churchill and those shaky Members of Parliament that the US was standing fast with them. By working together, Roosevelt and Churchill forged a sort of entente cordiale.

Sentences 22 through 40 of the Fireside Chat

“Some of our people like to believe that wars in Europe and in Asia are of no concern to us. But it is a matter of most vital concern to us that European and Asiatic war-makers should not gain control of the oceans which lead to this hemisphere.

One hundred and seventeen years ago the Monroe Doctrine was conceived by our Government as a measure of defense in the face of a threat against this hemisphere by an alliance in Continental Europe. Thereafter, we stood guard in the Atlantic, with the British as neighbors. There was no treaty. There was no “unwritten agreement.”

And yet, there was the feeling, proven correct by history, that we as neighbors could settle any disputes in a peaceful fashion. The fact is that during the whole of this time the Western Hemisphere has remained free from aggression from Europe or from Asia.

Does anyone seriously believe that we need to fear attack anywhere in the Americas while a free Britain remains our most powerful naval neighbor in the Atlantic? Does anyone seriously believe, on the other hand, that we could rest easy if the Axis powers were our neighbors there?

If Great Britain goes down, the Axis powers will control the continents of Europe, Asia, Africa, Australasia, and the high seas–and they will be in a position to bring enormous military and naval resources against this hemisphere. It is no exaggeration to say that all of us, in all the Americas, would be living at the point of a gun—a gun loaded with explosive bullets, economic as well as military. [The source of the transcript of the Fireside Chat utilized here notes that although the Franklin D. Roosevelt Presidential Library and Museum online typescript of the address includes “Australia” and not “Australasia,” a close review of an authentic recording has confirmed Australasia is correct. Praeterea qui alium sequitur nihil invenit, immo nec quaerit. (Besides, he who follows another not only discovers nothing but is not even investigating.)]

We should enter upon a new and terrible era in which the whole world, our hemisphere included, would be run by threats of brute force. To survive in such a world, we would have to convert ourselves permanently into a militaristic power on the basis of war economy.

Some of us like to believe that even if Britain falls, we are still safe, because of the broad expanse of the Atlantic and of the Pacific.

But the width of those oceans is not what it was in the days of clipper ships. At one point between Africa and Brazil the distance is less from Washington that it is from Washington to Denver, Colorado–five hours for the latest type of bomber. And at the North end of the Pacific Ocean, America and Asia almost touch each other.

Why, even today we have planes that could fly from the British Isles to New England and back again without refueling. And remember that the range of the modern bomber is ever being increased.”

4. Sentences 42 through 71: What the Axis Powers Are Capable of and Plan To Do; How They Think; Areas They Threaten; The US Plan of Action

Inferences

Every step of the way, Roosevelt had to be thorough in his analysis of matters, very calculating in his choices, and very measured in his actions. Surely, he often had to show restraint, perhaps knowing that certain bold advances would likely be most helpful, yet prohibiting himself to limited moves that would be most effective. No one was allowed to get in the way of those efforts. In greatcharlie’s humble view. the following words of the renowned Irish novelist, short-story writer and poet in “Chapter 9: Scylla and Charybdis” of Ulysses (1922) are apposite to Roosevelt: “His own image to a man with that queer thing genius is the standard of all experience, material and moral.”

Roosevelt was well aware that everyone in Washington had an opinion on how to proceed with regard to Europe and Asia. Roosevelt however, had his own opinions and did not need to pollinate them with theirs. What he wanted most from others were good, solid suggestions for lines of action.

Officials in the government, business, academia, his own political party as well as the ever-present pestiferous critics who were hardly acquainted with the actual facts must have appeared truly counterintuitive to Roosevelt for believing that Hitler would somehow choose to work diplomatically with the US or ignore it on his path to world conquest. He appears to have concluded that given technological advances, the Atlantic could be easily overcome by the massive Nazi war machine whereas others still had not.

As an objective of Roosevelt’s Fireside Chat was not arouse fears within the country but rather put its people on an even keel in a time of trouble, he could hardly explain that the Axis Powers would not forever tolerate robust actions from the US to undermine their respective plans for conquest, even though he likely believed Hitler would strike with some bold violent move soon enough.

For the War Department, the US was the only priority. There, calculations were assuredly being done all the time in 1940, focusing particularly on depleted supplies, weapons and ammunition due to cash-and-carry, which in the department was seen as a virtually unlimited stream of military assistance flowing out of US arsenals and military production plants into the United Kingdom. Cash-and-Carry was a creative program implemented by Roosevelt. Under the program the US could sell countries such as the United Kingdom and France as long as they paid cash and carried the war materials on their own cargo ships. Roosevelt managed to persuade the US Congress to allow the US the flexibility to take such a step just before the passage of the Neutrality Act on August 15, 1935 which imposed strict limitations on US interactions with “belligerent” countries.

Imagining that military commanders and war planners in Roosevelt’s War Department had occasionally turned their focus to classified “map maneuvers and “chart maneuvers” concerning the situation in Europe from the position of the Nazi German Armed Forces, they may have judged that Nazi Germany would easily recognize the United Kingdom, the British Empire and its Commonwealth, stood in the way of their line of march. Churchill actually presented that position as a statement of fact in his June 4, 1940 speech before the House of Commons, saying: “The whole fury and might of the enemy must very soon be turned on us. Hitler knows that he will have to break us in this Island or lose the war.” They may have concluded in the War Department that soon enough Hitler would want to mitigate that problem. Cutting the United Kingdom off from the US using U-Boats would very likely be Hitler’s solution.

Roosevelt was already keenly aware U-Boats could cause something close to insurmountable damage to merchant fleets operating in the Atlantic. Churchill once wrote that, “The only thing that ever really frightened me during the war was the U-boat peril.” As Assistant Secretary of the Navy, Roosevelt observed how they successfully performed before the US entry into World War I. He would surely find that conclusion logical. Given what had been demonstrated by Hitler to that point, Roosevelt most likely presumed the dictator would eventually seize the opportunity before him. The question left was exactly how much longer Hitler would tolerate the resupply and support from the US that kept the United Kingdom in the fight. 

Undoubtedly concerned with the timing of such a possibility, Roosevelt appeared compelled to increase the tempo of action and do the most possible while conditions were moderately favorable on the Atlantic. As it so happened, by 1940, German U-Boats had already achieved considerable success in sinking merchant ships on the way to the United Kingdom. However, Nazi Germany had not vastly increased their U-Boat arsenal and formed a fleet in such a way to deliver a decisive blow. It is now known that Konteradmiral (Rear Admiral) Karl Dōnitz, who at the start of World War II, served as the Befehlshaber der Unterseeboote (Commander of the Submarines), pushed for a German fleet that consisted almost entirely of U-boats. He fully believed that depriving Germany’s enemies vital supplies such as food and oil would be more effective than sinking enemy ships with the risk of combat. He claimed that given 300 of the Type VII U-boats, he could defeat the entire Royal Navy utilizing tactics that would later be named “wolfpacks”. 

Luckily, Hitler was not so clever. He gave the jobs of both Oberbefehlshaber der Kriegsmarine (Commander-in-Chief of the Navy) and Großadmiral, Oberkommando der Marine (the Naval High Command) Erich Raeder. Raeder was uninterested in Dönitz’s theories. Raeder was a traditionalist whose focus was surface warfare. Raeder also judged that Germany could not contest the Royal Navy for control of the sea. Even more, Raeder believed submarine warfare was cowardly. By 1941, although relatively small in number, U-boats under then Vizeadmiral (Vice Admiral) Dőnitz were threatening Allied shipping as far as the US east coast. However, the U-Boats were never used at a level to knock the United Kingdom out of the war despite having the genuine capability to do so.

Sentences 42 through 71 of the Fireside Chat

“During the past week many people in all parts of the nation have told me what they wanted me to say tonight. Almost all of them expressed a courageous desire to hear the plain truth about the gravity of the situation. One telegram, however, expressed the attitude of the small minority who want to see no evil and hear no evil, even though they know in their hearts that evil exists. That telegram begged me not to tell again of the ease with which our American cities could be bombed by any hostile power which had gained bases in this Western Hemisphere. The gist of that telegram was: “Please, Mr. President, don’t frighten us by telling us the facts.”

Frankly and definitely there is danger ahead—danger against which we must prepare. But we well know that we cannot escape danger, or the fear of danger, by crawling into bed and pulling the covers over our heads.

Some nations of Europe were bound by solemn non-intervention pacts with Germany. Other nations were assured by Germany that they need never fear invasion. Non-intervention pact or not, the fact remains that they were attacked, overrun; thrown into modern slavery at an hour’s notice, or even without any notice at all. As an exiled leader of one of these nations said to me the other day—”The notice was a minus quantity. It was given to my Government two hours after German troops had poured into my country in a hundred places.”

The fate of these nations tells us what it means to live at the point of a Nazi gun.

The Nazis have justified such actions by various pious frauds. One of these frauds is the claim that they are occupying a nation for the purpose of “restoring order.” Another is that they are occupying or controlling a nation on the excuse that they are “protecting it” against the aggression of somebody else.

For example, Germany has said that she was occupying Belgium to save the Belgians from the British. Would she then hesitate to say to any South American country, “We are occupying you to protect you from aggression by the United States”?

Belgium today is being used as an invasion base against Britain, now fighting for its life. And any South American country, in Nazi hands, would always constitute a jumping-off place for German attack on any one of the other Republics of this hemisphere.

Analyze for yourselves the future of two other places even nearer to Germany if the Nazis won. Could Ireland hold out? Would Irish freedom be permitted as an amazing pet exception in an unfree world? Or the Islands of the Azores which still fly the flag of Portugal after five centuries? You and I think of Hawaii as an outpost of defense in the Pacific. And yet, the Azores are closer to our shores in the Atlantic than Hawaii is on the other side.

There are those who say that the Axis powers would never have any desire to attack the Western Hemisphere. That is the same dangerous form of wishful thinking which has destroyed the powers of resistance of so many conquered peoples. The plain facts are that the Nazis have proclaimed, time and again, that all other races are their inferiors and therefore subject to their orders. And most important of all, the vast resources and wealth of this American Hemisphere constitute the most tempting loot in all the round world.”

US M3 Grant tank being loaded onboard a cargo ship bound for a war zone overseas.

5. Sentences 72 through 108: Plans of Axis Powers to Overcome the US and Explaining Why Opponents to US Assistance Are Wrong; A Struggle for Human Liberty and Freedom Is Underway

Inferences

In Napoléon: Ses Opinions et Jugemens sur les Hommes et sur les Choses (1838) by Jean-Joseph-Stanislas-Albert Damas-Hinard, an entry under courage is Correspondance de Napoléon avec le Ministre de la Marine, Lettre du 25 Mai 1805 states: “Rien ne donne plus de courage et n’éclaircit plus les idées que de bien connaître la position de son ennemi.” (Nothing gives more courage or better clarifies ideas than knowing accurately the position of one’s enemy.) In the prewar years as well as during the war, Roosevelt seemed to have a reliable intuition which he appeared to use to its fullest. Concerning Hitler’s very likely determination to invade the US, Roosevelt did not need to read about that in an intelligence report, or rely upon his intuition. If one could forgive greatcharlie’s frankness, as Roosevelt was an experienced politician from New York State and a learned man, he understood just how monstrous and vile the thinking of individuals as Hitler could be.

Yet, Roosevelt knew the value of intelligence and surely wanted to get a leg up on the Axis Powers however he could. He wanted to know what they were doing abroad, particularly throughout the northern and southern continents, and especially in the US. Rather than wait for the veils to lift, he charged the somewhat meager intelligence resources the US had at the time to break through them.

It is uncertain whether what sufficed for foreign intelligence services for the US at that time–the Special Intelligence Service of the Federal Bureau, of Investigation (FBI), the Office of Naval Intelligence, and the Military Intelligence Division—would have been aware in 1940 of any high-tech research and development planned or underway in Germany such as long-range rocket and ballistic missile programs and jet-powered aircraft. The FBI had developed ties with the United Kingdom’s MI6 foreign intelligence service and MI5 internal security organization and learned much from them in order to work more effectively on common causes.

An Interdepartmental Information Conference in 1939 brought all elements of the burgeoning US intelligence community together for the first time, to discuss creating a structure to handle the espionage threat to the US.  Rather than fight like a sack of wildcats, new linkages were created between the FBI and the US military, and partnerships were established with foreign services such as the Royal Canadian Mounted Police as well as Mexican and British intelligence officials.  The FBI’s General Intelligence Division was established to manage foreign counterintelligence and other intelligence investigations.  In 1940, US President Franklin Roosevelt signed a Presidential order allowing FBI director, J. Edgar Hoover, to begin wiretapping embassies and consulates.  Sizable failures, new initiatives, and the FBI’s education in managing the intricate details of counterespionage matters resulted in the surprise arrest of 33 German agents in 1941, effectively breaking the back of Abwehr (German military intelligence) in the US. To that extent, Roosevelt was made aware of Nazi Germany’s espionage activities in the US, and within certain parameters he could inform the US public of those efforts which were aimed at laying the groundwork for the conquest of their country.

Much as Churchill, Roosevelt seemed gripped by a strange fear about Hitler. He truly believed that it would be impossible to discuss anything with him. In Principalities and Powers: Spiritual Combat 1942-1943  (St. Augustine’s Press, 2013), reviewed in greatcharlie’s March 2, 2015 post, George Rutler explains that Roosevelt believed Hitler could very well have been the Devil Incarnate. Related to this Churchill recalled during a subsequent radio interview that before his discussion with Roosevelt began aboard the battleship HMS Prince of Wales at Placentia Bay off the coast of Newfoundland on Sunday, August 10, 1941, the two leaders attended a church service on the warship’s fantail. Churchill commented regarding the church service: “I felt that this was no vain presumption, but that we had the right to feel that we are serving a cause for the sake of which a trumpet has sounded from on high.”

Sentences 72 through 108 of the Fireside Chat

“Let us no longer blind ourselves to the undeniable fact that the evil forces which have crushed and undermined and corrupted so many others are already within our own gates. Your Government knows much about them and every day is ferreting them out.

Their secret emissaries are active in our own and in neighboring countries. They seek to stir up suspicion and dissension to cause internal strife. They try to turn capital against labor, and vice versa. They try to reawaken long slumbering racial and religious enmities which should have no place in this country. They are active in every group that promotes intolerance. They exploit for their own ends our own natural abhorrence of war. These trouble-breeders have but one purpose. It is to divide our people; to divide them into hostile groups and to destroy our unity and shatter our will to defend ourselves.

There are also American citizens, many of them in high places, who, unwittingly in most cases, are aiding and abetting the work of these agents. I do not charge these American citizens with being foreign agents. But I do charge them with doing exactly the kind of work that the dictators want done in the United States.

These people not only believe that we can save our own skins by shutting our eyes to the fate of other nations. Some of them go much further than that. They say that we can and should become the friends and even the partners of the Axis powers. Some of them even suggest that we should imitate the methods of the dictatorships. But Americans never can and never will do that.

The experience of the past two years has proven beyond doubt that no nation can appease the Nazis. No man can tame a tiger into a kitten by stroking it. There can be no appeasement with ruthlessness. There can be no reasoning with an incendiary bomb. We know now that a nation can have peace with the Nazis only at the price of total surrender.

Even the people of Italy have been forced to become accomplices of the Nazis; but at this moment they do not know how soon they will be embraced to death by their allies.

The American appeasers ignore the warning to be found in the fate of Austria, Czechoslovakia, Poland, Norway, Belgium, the Netherlands, Denmark, and France. They tell you that the Axis powers are going to win anyway; that all of this bloodshed in the world could be saved; that the United States might just as well throw its influence into the scale of a dictated peace, and get the best out of it that we can.

They call it a “negotiated peace.” Nonsense! Is it a negotiated peace if a gang of outlaws surrounds your community and on threat of extermination makes you pay tribute to save your own skins?

Such a dictated peace would be no peace at all. It would be only another armistice, leading to the most gigantic armament race and the most devastating trade wars in all history. And in these contests the Americas would offer the only real resistance to the Axis powers.

With all their vaunted efficiency, with all their parade of pious purpose in this war, there are still in their background the concentration camp and the servants of God in chains.

The history of recent years proves that the shootings and the chains and the concentration camps are not simply the transient tools but the very altars of modern dictatorships. They may talk of a “new order” in the world, but what they have in mind is only a revival of the oldest and the worst tyranny. In that there is no liberty, no religion, no hope.

The proposed “new order” is the very opposite of a United States of Europe or a United States of Asia. It is not a Government based upon the consent of the governed. It is not a union of ordinary, self-respecting men and women to protect themselves and their freedom and their dignity from oppression. It is an unholy alliance of power and pelf to dominate and enslave the human race.”

Attendees of the August 22, 1940 Destroyer Conference at the White House. From left to right, US Attorney General Robert Jackson, US Secretary of War Henry Stimson, Acting US Secretary of State Sumner Welles and US Secretary of the Navy Frank Knox.

6. Sentences 109 through 123: The US Must Act; What the Failure to Support the United Kingdom Would Mean; Time Is of the Essence

Inferences

Given his objective of doing the most possible while conditions were moderately favorable on the Atlantic, Roosevelt likely reached the logical conclusion that many weapons still sitting in US arsenals, beyond what had already been sent abroad, would be put to far better use in the hands of the combat experienced fighting forces of countries already engaged in the struggle with the Axis Powers. He may have assessed that any additional weapons supplied to the United Kingdom and France while it was still in the fight, would have, what would decades later be dubbed, a “multiplier effect” on both the morale, capabilities, and possibilities of those forces. He clearly wanted the United Kingdom to have every chance of success.

In implementing his policy of assisting the United Kingdom with as much as the US could within safe parameters, Roosevelt had to cope with incessant virtual debates–virtual, as there was no room for a debating directly with the president on foreign and national security policy that he set in place and wanted action on–with top military officers and top bureaucrats in the War Department who believed they were presenting what could be characterized as “America First” arguments.

The US Armed Forces opposed the diversion of its military supplies to the United Kingdom. At the nub of that position was the pessimistic belief of the Chief of Staff of the US Army General George Marshall that the United Kingdom would not be able to fend off Nazi Germany. (That assessment was frightfully off the mark.) As was the case when France fell, Marshall anticipated that when the United Kingdom surrendered, all of the US war materials that were being rushed there would fall into Nazi German hands. Marshall and others argued that the US national defense would not be served by clearing out its arsenals for others’ lost causes, but rather by retaining military supplies for the protection of the Western Hemisphere.

Yet as alluded to earlier, Roosevelt understood that moment, such thinking was too pessimistic, very limited, even defeatist. It has often been the case that only after a crisis has crossed its tipping point that the great value of a creative approach is recognized. However, in this case, if Roosevelt had waited for anyone to have some epiphany, the chance to have a positive impact would likely have been lost forever. If the US failed to try all options with real potential still available, it would tragically have little say in the final outcome which likely would have been dark. To that extent, Roosevelt, the Commander-in-Chief of the US Armed Forces, insisted top military and naval officers and senior bureaucrats in the War Department fix themselves to the task of finding ways to immediately implement his plans, rather than wait to simply hope they would see things his way.

While administering the Navy and working somewhat closely with the Army as Assistant Secretary of Navy during World War I, Roosevelt may have detected a parochialism among senior military and naval officers that colored thinking in planning. He may have also detected that among top commanders and planners, there was a certain piquancy in knowing all the right boxes were ticked and everything that was planned was accepted as being done in the correct way. Roosevelt understood what a liability such thinking would be in the country’s circumstances in 1940. For Roosevelt, the usual practices and perfunctory work had no place.

As noted earlier, Roosevelt would not respond to his advisers in toxic, hostile ways. He remained well-beyond that. Still, at times, senior leaders in the War Department, appearing uncertain, even distrustful of Roosevelt’s thinking, in their own way put extra pressure on him. If he reacted at all, his words would be more sardonic than cutting. In an intriguing December 29, 2015 article in Politico written on the 75th Anniversary of the Fireside Chat discussed here, historian Josh Zeitz wrote, unfortunately without citations, that Roosevelt would often brace and threaten to expel those who were hesitant to comply with his orders. This behavior was most apparent when on June 1, 1940, weeks before France fell to Nazi Germany, Roosevelt unilaterally declared enormous caches of military equipment “surplus” and ordered that they be shipped immediately to the United Kingdom. When the US Secretary of War Harry Woodring, an ardent isolationist, fired off a strong memo to the President voicing concern about the legality of the order, Roosevelt ordered him to comply or resign. (Roosevelt eventually had to demand his resignation when refused to release B-17 “Flying Fortresses” to the United Kingdom. He replaced him with a Republican from the administration of US President Howard Taft, Henry Stimson.) General Henry Arnold, Chief of the US Army Air Corps repeatedly expressed concerns that the order would have a deleterious effect upon the country’s readiness for war, Roosevelt reportedly told an aide: “If Arnold won’t comply, maybe we’ll have to move him out of town.” When the US Navy’s Judge Advocate General balked at sanctioning the transfer, Roosevelt instructed the US Secretary of the Navy, Charles Edison, to send the “sea lawyer” on a protracted vacation. Zeitz explains Edison refused, to which Roosevelt replied: “Forget it and do what I told you to do.”

A national leader must have a well-considered idea of what the objectives of a country’s military action will be and how that action should be prosecuted. Those choices are political, established in the country’s foreign and national security policy long before any choices are made, but often in history the need to fight has been existential. Top military commanders must remain obedient to the concept and intent expressed by the national leader. To that extent, war becomes a continuation of politics with other means much as the 19th military theorist, Prussian General Carl Philipp Gottfried von Clausewitz, suggested in his renowned book Vom Kriege (On War) published posthumously in 1832: “Der Krieg ist eine bloße Fortsetzung der Politik mit anderen Mitteln.”

As a highly developed individual, Roosevelt seemingly was able to keep perspective on almost everything. He did not appear to truly despair or fault those in the foreign and national security bureaucracies for furnishing patent answers they were long trained to provide and patriotically as well as emotionally compelled to make. Yet, he was also likely aware, well-ahead of most, that the circumstances of war with the Axis Powers would demand that many unlearn lessons from the past and open their minds up to new thinking on a global scale, transcending anything they might have considered or dared to imagine before. Nothing said ever caused Roosevelt to halt or even slow down the export of US military resources. In truth, more often, Roosevelt would receive answers and rapid responses from advisers much as he desired.

When Churchill asked Roosevelt for the loan of “forty or fifty of your older destroyers,” and warned that without them the United Kingdom would be unable to fight the “Battle of the Atlantic” against Nazi Germany and Italy, what followed was three-and-a-half months of negotiations. There were significant issues to sort out. Roosevelt’s first response disappointed Churchill. Roosevelt truthfully responded, “a step of that kind could not be taken except with the specific authorization of Congress and I am not certain that it would be wise for that suggestion to be made to the Congress at this moment.” Still, Churchill continued to do his part with regard to holding the line. On July 3, 1940, the Royal Navy was dispatched to bomb the French Navy at its base in northwestern Algeria with the purpose of at best destroying or at least disabling the French fleet to prevent it from being used by Nazi Germany. If the United Kingdom had even largely fallen to Nazi Germany, the naval assets of the French fleet, aggregated with Germany’s Kriegsmarine and the Italian Regia Marina (Royal Navy), the US would be left to fight an enormous armada of naval and air power. By August, talks between the US and the United Kingdom shifted from a loan or sale of the surplus destroyers to an exchange of the surplus destroyers for bases on British Territories in the North Atlantic and the Caribbean. Though he was reportedly not open to thoughts from some advisers on what should be accomplished, he was presumably open to thoughts on the best way to accomplish the “Destroyer-Bases Exchange.”

First, Roosevelt met with US Attorney General Robert Jackson to discuss the legal situation regarding his authority to provide surplus US Navy destroyers on that basis with the United Kingdom without further authorization from Congress. 

Second, on August 13, 1940, US Secretary of State Henry Stimson, US Secretary of the Navy Frank Knox, US Under Secretary of State Sumner Welles and US Secretary of the Treasury Henry Morgenthau, met with Roosevelt to outline the essential points of an agreement. Third, on August 15, 1940, Jackson advised Roosevelt that the Department of Justice definitely believed he did have authority to act without the consent of Congress as the destroyers to be transferred fell in the classification of obsolescent materials. All he needed was certification from naval and military authorities that the warships were not needful for the defense of the US. On September 2, 1940, President Roosevelt signed the Destroyers for Bases Agreement.

Sentences 109 through 123 of the Fireside Chat 

“The British people and their allies today are conducting an active war against this unholy alliance. Our own future security is greatly dependent on the outcome of that fight. Our ability to “keep out of war” is going to be affected by that outcome.

Thinking in terms of today and tomorrow, I make the direct statement to the American people that there is far less chance of the United States getting into war, if we do all we can now to support the nations defending themselves against attack by the Axis than if we acquiesce in their defeat, submit tamely to an Axis victory, and wait our turn to be the object of attack in another war later on.

If we are to be completely honest with ourselves, we must admit that there is risk in any course we may take. But I deeply believe that the great majority of our people agree that the course that I advocate involves the least risk now and the greatest hope for world peace in the future.

The people of Europe who are defending themselves do not ask us to do their fighting. They ask us for the implements of war, the planes, the tanks, the guns, the freighters which will enable them to fight for their liberty and for our security. Emphatically we must get these weapons to them; get them to them in sufficient volume and quickly enough, so that we and our children will be saved the agony and suffering of war which others have had to endure.

Let not the defeatists tell us that it is too late. It will never be earlier. Tomorrow will be later than today. Certain facts are self-evident.

In a military sense Great Britain and the British Empire are today the spearhead of resistance to world conquest. And they are putting up a fight which will live forever in the story of human gallantry.”

Chief of Staff of the US Army General George Catlett Marshall (seated center) with members of his general staff in November 1941.

7. Sentences 124 through 130: A No US Boots on the Ground Pledge; Addressing Naysayers; Integrating the War Needs of US and the United Kingdom

Inferences

In July 1940, the Democratic Party nominated Roosevelt for an unprecedented third term in office. His opponent, Republican nominee Wendell Willkie, agreed with Roosevelt that the US should lend active assistance to the United Kingdom. Yet, as the election drew closer, Willkie began to give speeches warning that a vote for Roosevelt was a vote for entering the war. As polls narrowed, Roosevelt sought to assure voters, stating: “We will not participate in foreign wars and we will not send our army, naval or air forces to fight in foreign lands outside of the Americas except in case of attack.” Ultimately, Roosevelt won reelection, and with that behind him, he perhaps believed he had more flexibility to make more decisive moves to support countries fighting the Axis Powers and prepare the US for war

On September 16, 1940. the US Congress approved the Selective Service and Training Act. The majority of Members of Congress, despite resistance from isolationists in the body, could see the writing on the wall with regard to the Axis Powers and war. The act, which instituted the first peacetime military draft in US history, required men between the ages of 21 and 36 to register for the draft. The number of selected draftees was capped at 900,000 men, who would be enlisted for one year of training and service, and could only serve in the Western Hemisphere or in US territories. Though there were anti-draft protests on college campuses nationwide, in December 1940, 78% of US citizens polled favored the military draft. Once the Selective Service and Training Act went into effect, the requirements for more weapons and supplies in the US would sharply increase. With conscripts starting to arrive for training in the armed forces, the War Department became concerned that those conscripts would be fully equipped. 

While the situation in Europe worsened, Marshall would repeatedly convey the concerns of the uniformed services in the War Department over his foreign military assistance efforts in his meetings with Roosevelt. Surely, Marshall may have felt he was doing his job with fidelity, speaking truth to power. He, too, was part of the aforementioned “cabal” that questioned the legality and Roosevelt’s decision to declare swathes of war materials surplus and ship them off post haste to the United Kingdom. Expressing caution based on the best ways one knows how to handle a situation was logical, and somewhat understandable. The War Department did have war plans that were dependent on those military resources. Marshall’s intent was to stockpile resources for a coming fight. This certainly would have been the position of top military leaders generally as it is what they had been trained to do. Moreover, it would become nearly impossible to make adjustments and firm up war plans and strategies without knowing what would be available, or better, what would be left, after weapons, surplus and new, from US arsenals were shipped around the world.

Marshall’s reaction to the near non-stop movement of such high levels of military resources to the United Kingdom might have been expected by Roosevelt. According to an anecdote drawn from Forrest Pogue’s George C. Marshall, Vol. 2: Ordeal and Hope, 1939-1942 (Viking, 1966), in the fall of 1938, when the threat of war loomed in Europe, Roosevelt called a White House meeting with key members of his administration in order to discuss his proposed defense plan, which primarily consisted of a rapid and dramatic expansion of US airpower. Marshall had been the Deputy Chief of Staff of the US Army for less than one month. As a new brigadier–one-star–general, he was one of the lowest ranking attendees of the meeting. During the course of the discussion, Roosevelt asked each attendee if they agreed with his proposal. All voiced agreement except Marshall who tactfully disagreed with Roosevelt’s concept. The other attendees noted that Marshall’s disagreement visibly startled Roosevelt. After the meeting adjourned, many of those present made it clear that they believed Marshall had effectively ended his career. Five months later, in a move that stunned most of Washington, Roosevelt asked Marshall to serve as the next Chief of Staff of the US Army. 

In another instance, during a meeting at the White House with Roosevelt, Marshall presented a chart that reflected the arrangement for dividing planes coming off the assembly line, particularly the US Army’s prized B-17 “Flying Fortress”, mentioned earlier, with the United Kingdom, particularly exhibiting the wide difference between orders and deliveries. Marshall reportedly asked pointedly whether the United Kingdom’s consignment should be computed as half of the planes scheduled for delivery or as half of those actually delivered. Roosevelt’s response to Marshall allegedly was: “Don’t let me see that chart again.” As the leader of the US Army, certainly, Marshall was aware of the indications and implications of that statement for him personally.

Perhaps it is bitter this but Roosevelt likely understood Marshall could hardly provide him with a forecast of what the situation would be in another year that would hold any degree of certitude. In other words, Marshall could not be certain how the world for which his planners had organized military strategic objectives, military plans, and military resources would Iook in a year. Roosevelt knew that the time to act was now. In a calibrated way, he could supply the United Kingdom and many others who were fighting the Axis Powers what they needed when they needed it the most. The US would be the one through such efforts to aggregate all of the power available for the fight immediately.

It is possible that in Roosevelt’s eyes, perhaps even for fleeting moments, he might have been irked. Roosevelt, after all, was only human.. In those imagined moments, he might have felt the attitudes and behaviors  that Marshall and other senior officials in the War Department as well as other foreign and national security bureaucracies was more akin to the type of rural or urban shopkeeper who was more focused with the fullness of the stockroom, orderly shelves, and keeping his or her portion of the sidewalk swept than selling inventory, making profits, and best serving his or her community: the recipe for ruin.

When Marshall argued against efforts to elevate the United Kingdom’s military capabilities at the expense of those of the US, perhaps he may have actually managed to create some degree of doubt, no matter how small, that the general was not the best strategic thinker and would not, as Chief of Staff of the US Army, be able to make the whole challenging and unfortunate trek he saw the country on. The general’s attempts to tactfully lobby Roosevelt perhaps would lead many today to think that every so often an afflatus would strike him. To be more frank, Marshall acted as if he viewed his president’s choices as something closer to whims than thoughtful, strategically sound decisions. Roosevelt may have held in mind, perhaps even had nightmares over the fact, that Marshall’s line of thinking somewhat resembled that of the Commander-in-Chief of the British Expeditionary Force in France, British Army General Lord Gort. He used his troops to construct the “Gort Line,” a 45 mile defensive line comprised of bunkers, pillboxes, and anti-tank traps along the France-Belgium border rather than build up mobility assets, firepower, and air power, and train his commanders and their units to integrate combined arms warfare with air power, and to use deception, speed, maneuver, and concentrate power. That approach, seemingly not too advanced for 1940, would have been more compatible with the British Army’s offensively-minded Dyle Plan, established as a response to a possible Nazi German invasion. When the invasion of France began in the Spring of 1940, Gort was unable to act decisively. While Churchill praised Gort in his June 4, 1940 speech before the House of Commons, his remarks about the disaster in France seemed to reveal that he felt Gort’s handling of the British Expeditionary Force may have hurt its chances of achieving greater success. 

Still, Roosevelt seemed to retain enough confidence and faith in Marshall and may have believed the general would come around to looking at things with a broader view that would parallel his own. To the extent that is accurate, it would mean Marshall was an exception. Roosevelt sympathies were always with members of the armed forces knowing how indispensable and difficult their work so often was yet very distant in the thoughts of most of those they defended. Marshall would serve as Chief of Staff of the US Army throughout World War II. Gloriosum est iniurias oblivisci. (It is glorious to forget the injustice.)

Sentences 124 through 130 of the Fireside Chat 

“There is no demand for sending an American Expeditionary Force outside our own borders. There is no intention by any member of your Government to send such a force. You can, therefore, nail, nail any talk about sending armies to Europe as deliberate untruth.

Our national policy is not directed toward war. Its sole purpose is to keep war away from our country and away from our people. Democracy’s fight against world conquest is being greatly aided, and must be more greatly aided, by the rearmament of the United States and by sending every ounce and every ton of munitions and supplies that we can possibly spare to help the defenders who are in the front lines. And it is no more unneutral for us to do that than it is for Sweden, Russia and other nations near Germany, to send steel and ore and oil and other war materials into Germany every day in the week.”

US Navy and Royal Navy sailors inspect depth charges aboard Wickes-class destroyers in 1940. In the background are USS Buchanan (DD-131) and USS Crownshield (DD-134). Both surplus warships were transferred to the Royal Navy on September 9, 1940.

8. Sentences 131 through 144: Replenishing US Arsenals; Building Greater Weapons for Defense; Taking Workers into Consideration; Expectations of Industry Leaders

Inferences

Looking back, one might suggest that rather than burden the president with his concern over stockpiles, Marshall should have developed for Roosevelt plans that would allow for the replenishment of what was old with new weapon systems with the latest capabilities and identified how that replenishment could have been performed rapidly with the existing US industrial base and a recommended expanded one.

When Roosevelt spoke of counsel from the military experts, he concealed the fact that he, himself, was such an expert. Roosevelt had acquired considerable experience maintaining the readiness of the US Armed Forces and preparing them for war long before becoming US President.

As only touched upon earlier, on March 12, 1913, Roosevelt, then a two-term state New York State Senator at age 31, received the nomination to become the US Assistant Secretary of the Navy in the administration of US President Woodrow Wilson. Confirmed unanimously by the US Senate, Roosevelt was the youngest Assistant Secretary of the Navy until that date. US President Theodore Roosevelt, his fifth cousin, had held the same post. It was more than fate that caused another Roosevelt to be selected for the same position. Roosevelt’s superior, US Secretary of the Navy Josephus Daniels focused on policy and Congressional matters, leaving him to handle personnel matters, operations, and contracting. Although new to naval affairs, Reportedly, Roosevelt had the energy Daniels required to get things done. Fortuitously for Roosevelt, Daniels was willing to serve as a mentor, which allowed him to learn valuable lessons in politics that would be useful to him for years to come.

Even before World War I began, Roosevelt worked to prepare the US Navy for his country’s entry into it. Then, much as in his future, many in government lacked his perspective. Some officials even dismissed the idea that the US would enter the war. Wilson’s doctrine of neutrality would actually thwart many of Roosevelt’s efforts to ready the Navy. Nevertheless, observing events in Europe Roosevelt kept pushing for the Navy’s preparation. Lessons learned on navigating through the administration, particularly with Daniels and Wilson, enabled him to eventually create some movement in the right direction. In late 1915, the US invested in a $600 million program to upgrade and expand the Navy. In the meantime, German U-boats began sinking hundreds of Allied ships. When they began unrestricted warfare on the oceans, Wilson went to Congress for a declaration of war. Congress obliged on April 6, 1917. In the meantime, during the war, Roosevelt placed great focus on mitigating the U-boat threat. He advocated for a plan to lay vast anti-submarine minefields in the North Sea. The mine project was an early sign of Roosevelt’s appreciation for creative solutions. Reportedly, by February 1918, 100,000 mines were prepared for deployment, but the war ended before the system could be fully tested, but the minefield is believed to have destroyed at least four U-boats

It was surely Roosevelt’s unequivocal concept and intent in 1940 to ensure commanders and planners in the US armed forces had as many advantages as possible and enhance the chance for victory, he wanted them to have a preponderance of weapons. It was a mistake for others to think anything otherwise. The war’s outcome bears that out. With an unrivaled wealth of newly minted military resources, their capabilities would be considerable and the possibilities for action would become nearly unlimited. How well US commanders and planners would use them remained to be seen.

Sentences 131 through 144 of the Fireside Chat

“We are planning our own defense with the utmost urgency; and in its vast scale we must integrate the war needs of Britain and the other free nations which are resisting aggression.

This is not a matter of sentiment or of controversial personal opinion. It is a matter of realistic, practical military policy, based on the advice of our military experts who are in close touch with existing warfare. These military and naval experts and the members of the Congress and the Administration have a single-minded purpose—the defense of the United States.

This nation is making a great effort to produce everything that is necessary in this emergency—and with all possible speed. And, this great effort requires great sacrifice.

I would ask no one to defend a democracy which in turn would not defend everyone in the nation against want and privation. The strength of this nation shall not be diluted by the failure of the Government to protect the economic well-being of its citizens.

If our capacity to produce is limited by machines, it must ever be remembered that these machines are operated by the skill and the stamina of the workers. As the Government is determined to protect the rights of the workers, so the nation has a right to expect that the men who man the machines will discharge their full responsibilities to the urgent needs of defense.

The worker possesses the same human dignity and is entitled to the same security of position as the engineer or the manager or the owner. For the workers provide the human power that turns out the destroyers, and the planes and the tanks.

The nation expects our defense industries to continue operation without interruption by strikes or lock-outs. It expects and insists that management and workers will reconcile their differences by voluntary or legal means, to continue to produce the supplies that are so sorely needed.”

9. Sentences 145 through 168: Refitting Manufacturing To Meet Growing Needs Now and Imagining the Future

Inferences

Roosevelt’s interest and emphasis on workers was well-established when he implemented the New Deal. In his addresses and public and private writings, he expressed a fondness for workers in his tone. He surely was glad his efforts had many back on their feet, but likely ambivalent over the fact that a further increase in employment would be the result of preparations for war. Roosevelt’s discussion of workers here, however, may have also been a manifestation of a concern over having sufficient manpower in the armed forces while also having enough manpower available for greatly increased industrial base. Meeting manpower requirements, based on War Department plans led to the aforementioned Selective Service and Training Act.

Considerations along those lines would likely require examining the degree to which isolationist zeal would cause many able workers to refrain from working in war plants. A sort of counterbalance might be the reality that hypothetical war plant jobs would draw those more concerned about steady work and providing for their families and themselves. Perchance when Roosevelt, not having foreknowledge of Pearl Harbor and its impact on the US psyche, contemplated the possibility of being forced by circumstance to declare war on Nazi Germany or Japan, he may have felt unsure of the public response to some degree. With some many US soldiers dying in 1918 alone and the deaths of troops due to influenza–Roosevelt, himself, caught influenza while returning to the US after a visit to the front lines–it is unclear how many able men would be willing to subject themselves possibly to the same for the sake of the Europeans or the Asians.

Surely Roosevelt wanted to duplicate, at a far greater capacity, the military production underway with urgency in the United Kingdom as Churchill described in his June 4, 1940 speech in the House of Commons. Churchill indicated that in such an emergency, industry and labor can find common ground. Churchill explained: “An effort the like of which has never been seen in our records is now being made. Work is proceeding everywhere, night and day, Sundays and week days. Capital and Labor have cast aside their interests, rights, and customs and put them into the common stock.” To that extent Roosevelt would mention that there was cooperation between the government, industry, and labor. He extolled industry and labor for their dedication to the effort to build up the “Arsenal of Democracy.” However, it was hardly close to the levels he understood would be needed to defeat the Axis Powers.

Sentences 145 through 168 of the Fireside Chat

“And on the economic side of our great defense program, we are, as you know, bending every effort to maintain stability of prices and with that the stability of the cost of living.

Nine days ago I announced the setting up of a more effective organization to direct our gigantic efforts to increase the production of munitions. The appropriation of vast sums of money and a well coordinated executive direction of our defense efforts are not in themselves enough. Guns, planes, ships and many other things have to be built in the factories and the arsenals of America. They have to be produced by workers and managers and engineers with the aid of machines which in turn have to be built by hundreds of thousands of workers throughout the land.

In this great work there has been splendid cooperation between the Government and industry and labor; and I am very thankful.

American industrial genius, unmatched throughout all the world in the solution of production problems, has been called upon to bring its resources and its talents into action. Manufacturers of watches, of farm implements, of linotypes and cash registers, of automobiles and sewing machines and lawn mowers and locomotives are now making fuses, and bomb packing crates, and telescope mounts, and shells, and pistols and tanks.

But all our present efforts are not enough. We must have more ships, more guns, more planes—more of everything. And this can be accomplished only if we discard the notion of “business as usual.” This job cannot be done merely by superimposing on the existing productive facilities the added requirements of the nation for defense.

Our defense efforts must not be blocked by those who fear the future consequences of surplus plant capacity. The possible consequences of failure of our defense efforts now are much more to be feared.

And after the present needs of our defenses are past, a proper handling of the country’s peace-time needs will require all of the new productive capacity—if not still more.

No pessimistic policy about the future of America shall delay the immediate expansion of those industries essential to defense. We need them.

I want to make it clear that it is the purpose of the nation to build now with all possible speed every machine, every arsenal, every factory that we need to manufacture our defense material. We have the men- the skill- the wealth- and above all, the will.

I am confident that if and when production of consumer or luxury goods in certain industries requires the use of machines and raw materials that are essential for defense purposes, then such production must yield, and will gladly yield, to our primary and compelling purpose.

So, I appeal to the owners of plants—to the managers—to the workers—to our own Government employees—to put every ounce of effort into producing these munitions swiftly and without stint. With this appeal I give you the pledge that all of us who are officers of your Government will devote ourselves to the same whole-hearted extent to the great task that lies ahead.

As planes and ships and guns and shells are produced, your Government, with its defense experts, can then determine how best to use them to defend this hemisphere. The decision as to how much shall be sent abroad and how much shall remain at home must be made on the basis of our over-all military necessities.”

10. Sentences 169 through 187: The Government Has the Matter Covered; It Is Taking Steps; and More Will Be Done

Inferences

Roosevelt committed the US in June 1940 to assisting belligerents in the fight against the Axis Powers with war material, he did so with the insistence, as required under US law, that recipients pay for purchases with cash. As aforementioned, in the summer of 1940, Churchill warned that his country would not be unable to continue paying cash for purchases. By December 1940, the worst had come to pass, and Churchill informed Roosevelt that the United Kingdom was no longer able to pay it for military supplies. Apparently prepared for such news, Roosevelt had ready a proposal for a new initiative that would be known as Lend-Lease. Under it, the US would provide or “lend” the United Kingdom with the war materials and other supplies it needed to fight Nazi Germany, and payments would be deferred. When payments were eventually made, the emphasis would not be on payment in dollars. Payments would primarily take the form of a “consideration” granted by the United Kingdom to the US.

Roosevelt reportedly garnered support for the lend-lease concept through use of the analogy of lending a neighbor your garden hose if his house was on fire and thereby keeping the fire from spreading to your own house. At a press conference held at the White House on December 17, 1940, at which he announced Lend-Lease, Roosevelt explained: “Suppose my neighbor’s home catches fire, and I have a length of garden hose four or five hundred feet away. If he can take my garden hose and connect it up with his hydrant, I may help him to put out his fire . . . I don’t say to him before that operation, ‘Neighbor, my garden hose cost me $15; you have to pay me $15 for it’ . . . I don’t want $15–I want my garden hose back after the fire is over. . . .”

On January 10, 1941, Roosevelt would introduce the lend-lease program to Congress. It would formally allow the US, via Congressional approval, to lend or lease war supplies to any nation deemed “vital to the defense” while keeping the country only indirectly involved in World War II. The Lend-Lease Act was passed on March 11, 1941. Roosevelt had more than sufficiently proved the concept and value of such an approach throughout 1940.

Sentences 169 through 187 of the Fireside Chat

“We must be the great arsenal of democracy. For us this is an emergency as serious as war itself. We must apply ourselves to our task with the same resolution, the same sense of urgency, the same spirit of patriotism and sacrifice as we would show were we at war.

We have furnished the British great material support and we will furnish far more in the future.

There will be no “bottlenecks” in our determination to aid Great Britain. No dictator, no combination of dictators, will weaken that determination by threats of how they will construe that determination.

The British have received invaluable military support from the heroic Greek army, and from the forces of all the governments in exile. Their strength is growing. It is the strength of men and women who value their freedom more highly than they value their lives.

I believe that the Axis powers are not going to win this war. I base that belief on the latest and best of information.

We have no excuse for defeatism. We have every good reason for hope—hope for peace, yes, and hope for the defense of our civilization and for the building of a better civilization in the future.

I have the profound conviction that the American people are now determined to put forth a mightier effort than they have ever yet made to increase our production of all the implements of defense, to meet the threat to our democratic faith.

As President of the United States I call for that national effort. I call for it in the name of this nation which we love and honor and which we are privileged and proud to serve. I call upon our people with absolute confidence that our common cause will greatly succeed.”

Roosevelt and Churchill meet face-to-face for the first time for a secret meeting aboard the battleship USS Augusta at Placentia Bay off the coast of Newfoundland August 9, 1941.

A Job Well Done

In 1940, Roosevelt and Churchill, although not having as yet met in-person, forged a personal bond, an entente cordiale, and more importantly, a bond between their countries that would further develop through the challenges of World War II into what would be called the special relationship. Such a union would have been deemed improbable 154 years before when the Founding Fathers of the US declared their country’s independence from the “United Kingdom of Great Britain”. While all things related to monarchy were surely anathema to Roosevelt given his firm adherence to the precepts of democracy and the US Constitution, yet it would seem the lyrics of George Frederick Handel’s coronation anthem “Let Thy Hand Be Strengthened” (1727) might have been quite an apropos felicitation for him as he led the US, the United Kingdom, and world forward against tyranny: “Let thy hand be strengthened and thy right hand be exalted. / Let justice and judgment be the preparation of thy seat! / Let mercy and truth go before thy face. / Let justice, judgment, mercy and truth go before thy face. / Allelujah.”

Roosevelt was a genius for his practicability, a talented leader superbly harnessed, and self-controlled. Still, taking all aspects of the crisis in daily, as he did, he must have occasionally felt a sense of vulnerability. Even if such intrusive thoughts were infrequent, they would likely have had some degree of influence on his work and his spirit. Alone in his thoughts, Roosevelt apparently was left to dig down deep and draw strength from within. He imparted that strength to the audience of his address in the US.

Roosevelt had an almost mystical, crystal clear perspective of what was happening in the world and what to do despite the atypical and overly generous appearance of his action. Too many advisors did not and seemingly could not gain that same perspective, and placed additional pressures on a President who had already been strained beyond the capacity of most around him. Fulfilling the work that he swore to do during two inaugurations, Roosevelt was faithfully executing the Office of President of the US, and will to the best of his ability, acting with the goal of preserving, protecting, and defending the Constitution of the US in the face of threat from the Axis Powers. The even harder work of leading a country engaged in what would be an horrendous and very costly war worldwide had yet to begin.

Roosevelt died during his fourth term in office on April 12,1945 and thereby did not see the results of his incredible efforts. The most important result was the unconditional surrender of the Axis Powers and total victory that back in 1940 Roosevelt said would come if war came. The Roman historian Titus Livius (59 B.C.-A.D. 17), known as Livy, provided in Greek, a history of Rome that begins with the earliest legends of Rome before the traditional founding in 753 B.C. through the reign of Emperor Caesar Augustus during his own lifetime. In the Preface of Book I of that history Ad Urbe Condita (From the Founding of the City) (c. 28 B.C.), Livy states about the study of history: “Hoc illud est praecipue in cognitione rerum salubre ac frugiferum, omnis te exempli documenta in inlustri posita monumento intueri; inde tibi tuaeque rei publicae quod imitere capias, inde foedum inceptu, foedum exitu, quod vites.” (What chiefly makes the study of history wholesome and profitable is this, that you behold the lessons of every kind of experience set forth as on a conspicuous monument; from these you may choose for yourself and for your own state what to imitate, from these mark for avoidance what is shameful in the conception and shameful in the result.)

Ruminations on the Russian Federation’s Failure To Close the Door in Western Ukraine to Foreign Military Assistance as Part of Its Invasion Plan

US airmen and marines (above) load M777 artillery pieces marked for delivery to the Ukrainian Armed Forces on an US Air Force transport plane. Many weapon systems sent into Ukraine have had a multiplier effect on the battlefield. Firepower in the form of multiple launch rocket systems, self-propelled artillery, and heavy caliber guns, transported possibly along the now heavily traveled supply lines from both Poland and Romania enabled the Ukrainian Armed Forces to launch two highly-successful counteroffensives. Presented here are some ruminations on Russia’s failure to initially shut the door to the massive levels of military assistance to the Ukrainian Armed Forces from the US, other NATO Member States and the EU via Poland, Slovakia, Hungary, and Romania. Emphasis is placed on the likely reasons why Russia went into Ukraine militarily without addressing the potential impact of Western resupply of Ukrainian forces. To that extent, issues considered include: whether the Russian Federation General Staff was responsible for this considerable delinquency or was the Kremlin near criminally remiss for not heeding likely recommendations of the military chiefs and their war planners.

Intriguingly, Russian Federation President Vladimir Putin launched the Ukraine War lacking a strategy that took into consideration of what Vooruzhonnije Síly Rossíyskoj Federátsii (the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation Armed Forces) would come up against. What was seemingly completely missed or misunderstood was the degree of support from the US and NATO Member States that Kyiv would receive. No effort, that was apparent, was made to obviate the ability of the US and its NATO allies to supply Ukraine at will as part of the military strategy. From the start, conquering Kyiv was the focus as if Putin, his foreign and national security policy team at the Kremlin, and his senior commanders in the Russian Federation Armed Forces. Perhaps, for Putin, the conquest of Ukraine was a dream on which he could feast his imagination. That was at least until the matter was reduced to reality. If one might think of Putin at all as a rational actor, it would seem Putin has painted himself into a corner. That is quite unlike Putin. Some might say that after all the years of accomplishments and successes, and all the experience, he was bound to make one big mistake. It is a real head rubber.

Presented here are some ruminations on Russia’s failure to initially shut the door to the massive levels of military assistance to the Ukrainian Armed Forces from the US, other NATO Member States and the EU via Poland, Slovakia, Hungary, and Romania. Emphasis is placed on the likely reasons why Russia went into Ukraine militarily without addressing the potential impact of Western resupply of Ukrainian forces. To that extent, issues considered include: whether the Russian Federation General Staff was responsible for this considerable delinquency or was the Kremlin near criminally remiss for not heeding the recommendations of the military chiefs and their war planners; whether the door was left wide open between Poland Slovakia, Hungary, and Romania with Ukraine because they were hamstrung by Putin’s concept that a successful “lighting strike in Ukraine” could be achieved even though the idea was apparently developed in the abstract; and, whether they had little choice but to acquiesce to the manifestations of Putin’s sense of vulnerability over Ukraine’s close ties to the US, the EU, and NATO. Unless one was actually behind closed doors of conference rooms in the Kremlin and the national security bureaucracies in Moscow, or “reading someone’s mail,” one cannot know for certain how the decision concerning resupply from western Ukraine was made or maybe not made. The best informed guess would inevitably be an interpretation. While “ruminating”, greatcharlie sought to stay grounded within the realm of what would actually be possible in Putin’s regime given what is known about it. Insights offered here are occasionally supported with historical examples of timeless relevance that immediately came to mind or actually helped to generate ruminations. Causa latet, vis est notification. (The cause is hidden, the result is obvious.)

Chairman of the Joint Chiefs of Staff US Army General Colin Powell (above) at press conference at the Pentagon on January 23, 1991. When a military campaign is launched, often an objective becomes separating an opposing army from what gives it support and what allows it to continue to generate combat power. Acting in this manner against an opponent is referred to as acting decisively. During the Persian Gulf War, Operation Desert Storm, the concept of separating Iraqi forces in Kuwait from resupply as well as command and control from the Iraqi military and political leadership was expressed without ambiguity by then Chairman of the Joint Chiefs of Staff US Army General Colin Powell during a press conference at the Pentagon on January 23, 1991. He famously stated: “Our strategy to go after this army is very, very simple. First, we’re going to cut it off, and then we’re going to kill it.”

Why Is Resupply an Issue?

When sent to war, the purpose of an army is to use its trained troops to deliver calculated lethal violence in protection of their country and its values wherever they are ordered to go. Not to be forgotten, is the necessity that the army’s troops place their very lives on the line in that pursuit. Equally important to note, not all countries have the same values. The values of the Russian Federation, particularly those that compelled the invasion of Ukraine, are quite different, for example, from those of the United Kingdom, France, or Germany. As professionals, army commanders act to the best of their knowledge and experience, use their troop in accordance with their army’s doctrine and in obedience to the concept and intent laid out by the army’s senior leadership. When it is the case, the army leadership acts in fol)owing with the concept and intent of their country’s political leadership. Such was the case when the Russian Federation Armed Forces were directed by Putin and ordered by the Russian Federation General Staff to invade Ukraine.

Today, armies can deploy with a considerable amount of supplies, but supplies begin to deplete as soon as the fight is underway. Nevertheless, to keep the army going, long before it becomes engaged, considerations and arrangements are made by planners and logistical (supply) officers to transport supplies wherever they are needed. Losing the ability to be resupplied means an army can fight only until the point when it metaphorically and literally, as one element of resupply, runs out of gas. To that extent, the most extreme of human endeavors becomes an even greater challenge for troops in that army. Whether resupply is possible can more often mean the difference between victory and defeat. 

To be a useful, effective fighting force on the battlefield, critical items such as bullets, grenades, rifles, other small arms, Kevlar vests, phones, petroleum, oil lubricants, and all and elements as replacement troops, and troop medical evacuation must get up to where the fight is. As shortages become problematic, commanders must begin to economize, their ability to act will be reduced, and subsequently their army becomes far less effective. The commander of the opposing army, if a capable commander, will discern the change, recognize the advantage presented and seek to exploit it as best as possible. The decision would need to be made on whether the army with dwindling supplies should be withdrawn. If the situation reaches the point when the commander can no longer act to alter the army’s situation, his army is being battered, or his army is cut off and has no available means of egress, he may be forced to surrender. While this description is somewhat oversimplified, it lends support for the idea that when a military campaign is launched, often an objective becomes separating an opposing army from what gives it support and what allows it to continue to generate combat power. Acting in this manner against an opponent is referred to as acting decisively.

During the Persian Gulf War, Operation Desert Storm, the concept of separating Iraqi forces in Kuwait from resupply as well as command and control from the Iraqi military and political leadership was expressed without ambiguity by then Chairman of the Joint Chiefs of Staff US Army General Colin Powell during a press conference at the Pentagon on January 23, 1991 alongside the US Secretary of Defense Dick Cheney. In the hour-long briefing, which detailed the first week of operations of the 28-nation coalition against Iraq, Powell famously stated: “Our strategy to go after this army is very, very simple. First, we’re going to cut it off, and then we’re going to kill it. To cut it off, that began last week when we started to go after the nerve center, the brains of the operation, the command and control of the operation, and the lines of communication that come out of Baghdad and other places in the country.”

One might have expected that Russian Federation Armed Forces top commanders and planners, in a similar vein, might have taken a similar tack toward the Ukraine Armed Forces. It might have been expected that they would have recognized that resupply not so much from Ukrainian arsenals but from those of US, other NATO Member States, and other countries in the EU would need to be blocked, cut off in some way. Yet, nothing remotely similar to what Powell expressed in 1991 was heard from theMinisterstva oborony Rossiyskoy Federatsii (Ministry of Defense Russian Federation) or General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation), or from Putin, himself, about cutting Zbrojni syly Ukrayiny (Armed Forces of Ukraine, hereinafter referred to as the Ukrainian Armed Forces) off from resupply. There were no feigned movements such as moving Russian Federation forces to points outside Ukraine from which a blocking operation could best be launched in order to signal the intention to cut the Ukrainian Armed Forces off from resupply. Nothing was done sufficiently enough to cause supporters of the government of Kyiv to second guess any planned efforts to resupply the Ukrainian Armed Forces. In view of the potential decisive impact from contributions by the 30 countries in NATO,  particularly the US with its military largess, it would seem some Russian Federation Armed Forces commanders and planners thinking logically would urge the Russian Federation General Staff to suggest scrapping the operation until the problem of the Western resupply threat was resolved. 

A near endless list of situations during wars in which resupply determined the outcome of battle or even the war, itself. For example, armies have often encountered difficulties in cutting off resupply on a strategic level when fighting a determined opponent. Occasionally political leaders and army commanders have been slow in recognizing the opportunity to act decisively to mitigate resupply efforts on a strategic level. Armies have faced difficulties on the tactical level against a smaller force of well-trained, well-organized, and well-led opposing troops, even during a siege, when sufficient resupply has been made available to them

Ho Chi Minh Trail

The Ho Chi Minh Trail (Đường mòn Hồ Chí Minh) was a supply system that provided support, in the form of manpower and materiel, to the Communist insurgency, Viet Cong, and the People’s Army of Vietnam (North Vietnamese Army) during the Vietnam War. It comprised a logistical network of roads and trails that ran from North Vietnam to South Vietnam through the kingdoms of Laos and Cambodia during the Vietnam War. Initially troops, pushing heavily laden bicycles, driving oxcarts, or carrying supplies on their backs, moved hundreds of tons of supplies along it. However, trucks would become the primary means of moving supplies and troops. By 1969, tgere was even a pipeline crossed the Lao frontier through the Mu Gia Pass and, by 1970, it reached the approaches to the A Shau Valley in South Vietnam. The plastic pipeline, equipped with numerous small pumping stations, managed to transfer diesel fuel, gasoline, and kerosene all through the same pipe. By the end of 1970, the number of pipelines entering Laos increased to six that year. As a whole, supply efforts through trail were quite effective, which no mean feat given US efforts to thwart effort through trail included attacks from a CIA-raised clandestine army and the most intense air interdiction campaign in history. Mitigating the effects of US operations to destroy the trail was an existential effort. One might say the Ho Chi Minh Trail was the “center of gravity” for the Communists. Its loss probably would have led to their defeat in the war. As long as supplies could get to the Viet Cong and North Vietnamese Army, their war effort could continue with vigor which complicated US-led efforts to secure South Vietnam for the government in Saigon. South Vietnam would eventually surrender to North Vietnam.

Battle of the Atlantic 1939-1945

During World War II, Germany acted robustly to prevent merchant ships from carrying food, raw materials, troops and their equipment from North America to the United Kingdom. If they had succeeded, the outcome of war might have been radically different. The United Kingdom might have been starved into submission, which would have been complete strain on the morale. Its forces and those of its allies worldwide likely would have been deeply impacted. The supply line from the US was essentially the beating heart, the center of gravity, of the United Kingdom’s war effort. The threat to the movement of ships across the Atlantic came in the form of German submarines, the “Unterseeboot” or U-boat. United Kingdom Prime Minister Winston Churchill once wrote that, “The only thing that ever really frightened me during the war was the U-boat peril.”

At the start of World War II, the Befehlshaber der Unterseeboote (Commander of the Submarines) was Konteradmiral (Rear Admiral) Karl Dōnitz. Dönitz pushed for a German fleet that consisted almost entirely of U-boats, claiming that depriving Germany’s enemies of vital supplies such as food and oil would be the most effective way to achieve victory. He claimed that given 300 U-Boats of the latest design, the Type VII, he could defeat the entire Royal Navy. He would utilize them in tactical formations that would later be called “wolfpacks”. Dőnitz’s  superior, Oberbefehlshaber der Kriegsmarine (Commander-in-Chief of the Navy) and Großadmiral, Oberkommando der Marine (the Naval High Command) Erich Raeder, was uninterested in his theories. Raeder was a traditionalist whose focus was surface warfare. Raeder also judged that Germany could not contest the Royal Navy for control of the sea. Even more, Raeder believed submarine warfare was cowardly. By 1941, although relatively small in number, U-boats under then Vizeadmiral (Vice Admiral) Dőnitz were threatening Allied shipping as far as the US east coast. By the end of 1942, U-boat “wolfpacks” were achieving considerable success in sinking merchant ships. By early 1943, the United Kingdom’s resources, especially oil, were running out, and it became a question of whether Allied shipyards could build merchant ships fast enough to replace the tonnage that was being sunk. 

Finally recognizing the value of then Admiral Dönitz concepts on the effective conduct of submarine warfare, in January 1943, German Führer und Reichskanzler Adolf Hitler saw to it that he was advanced to the rank of Großadmiral (Grand Admiral) and replaced Großadmiral Erich Raeder as Oberbefehlshaber der Kriegsmarine and Großadmiral, Oberkommando der Marine. Interestingly, he retained his post as Befehlshaber der Unterseeboote. Dőnitz was given the authority to act as he saw fit with German naval forces too late. At that juncture, Dőnitz had 200 operational U-boats. By April 1943, his U-boats were clearly struggling to make an impact. The Allies were sinking German submarines in greater numbers, with 45 being destroyed in the months of April and May. Aggressive Allied anti-submarine tactics were aided by the introduction of new technology. Long-range aircraft were equipped with centimetric radar and directed based on Ultra intelligence from intercepts of Kriegsmarine Enigma code communications. The mass production of Liberty Ships in US shipyards would ensure that the Allies would overcome attrition rates and win the Battle of the Atlantic. Without the victory, the Allies would not have been able to land forces ashore in the Mediterranean Theater or at Normandy.

In Operation Sonnenblume, in 1941, the German Afrika Korps‘ first offensive in North Africa, it sought to advance on Alexandria and Suez. In that advance, the capture of Tobruk was a priority as it was the only deep water port in Eastern Libya and would have provided the Germans with the closest supply port to the Egypt–Libya border. Of some significance is the fact that the one the renowned military commanders to emerge from the war led the attack on Tobruk: Generalleutnant (Lieutenant-General) Erwin Rommel. In 1940, Rommel commanded the 7th Panzer Division during the invasion of France where he demonstrated skill in the new tactic of blitzkrieg. He was a military officer who knew his business. When Rommel struck, he achieved complete surprise against British Army units in Libya’s eastern coastal region. The British Army was forced to retreat several hundred miles across the desert toward Tobruk. At Tobruk, the British Army and its allies held on. The Germans frequently bombarded the port. A blockade had been organized to thwart British resupply and reinforcement efforts. However, ships of the Royal Navy’s Mediterranean Station ran the blockade, and provided Tobruk’s defenders gunfire support, supplies, fresh troops and by ferrying out the wounded. The defenders of Tobruk received enough resources to keep up the fight. Rommel was stopped and the siege was lifted in December 1941.

Tobruk Siege 1941

In Operation Sonnenblume, from February 6, 1941 to May 25,1941, its first offensive in North Africa, the German Afrika Korps sought to advance on Alexandria and Suez in that advance, the capture of Tobruk was a main objective. Tobruk was the only deep water port in Eastern Libya and would have provided Rommel a supply port closer to the Egypt–Libya border than Benghazi, 900 kilometers or 560 miles west of the Egyptian frontier, which was within the range of Royal Air Force bombers; Tripoli was 1,500 kilometers or 930 miles to the west in Tripolitania. Of some significance is the fact that the one the renowned military commanders to emerge from the war led the attack on Tobruk: Generalleutnant (Lieutenant-General) Erwin Rommel. A veteran of World War I, from 1929 through 1933, Rommel served as an instructor at the Dresden Infantry School and from 1935 at the Kriegsakademie (German War Academy) at Potsdam. In 1940, Rommel commanded the 7th Panzer Division during the invasion of France where he demonstrated skill in the new tactic of blitzkrieg. He was a military officer who knew his business. When Rommel struck, his Afrika Korps achieved complete surprise against British Army units in Libya’s eastern coastal region of Cyrenaica. The British Army was forced to retreat several hundred miles across the desert towards Tobruk.

Recognizing that he had the opportunity to capture Tobruk before the British Army and its Allies had time to organize an effective defense, Rommel advanced aggressively to exploit it. The 9th Australian Division, dubbed “The Rats of Tobruk”, supported by British Army armor and artillery, repulsed initial German assaults on April 10, 1941 to April 14, 1941, and even when the fresh 15th Panzer Division was committed to the attack on April 30, 1941, the defenders held on. The Germans frequently bombarded the port with artillery and Luftwaffe (German Air Force) dive-bombers and medium bombers. A blockade had been organized to thwart British resupply and reinforcement efforts. However, ships of the Royal Navy’s Mediterranean Station–to include the Inshore Squadron–ran the blockade. Indeed, known as the “Tobruk Ferry Service”, Royal Navy and Royal Australian Navy warships provided gunfire support, supplies, fresh troops and by ferrying out the wounded. The defenders of Tobruk were provided enough resources to keep up the fight. The Royal Air Force flew defensive sorties from airfields far away in Egypt. The siege of Tobruk was the first occasion in the war that German Panzer units had been stopped. The siege was lifted in December 1941. It must be noted that via Operation Crusader, launched on November 27, 1941, Tobruk was relieved by the British Eighth Army which after September 1941, controlled British Army and other Allied ground forces in the Western Desert. It seems worthwhile to note the Fall of Tobruk occurred when Generalfeldmarschall Erwin Rommel  commanding Panzerarmee Afrika (Panzer Army Africa) which controlled the Afrika Korps and additional German units deployed to Africa as the 90th Light Infantry Division), as well as the Italian X Corps and XX Corps, attacked  on June 20, 1942 with massed air support, broke through a weak point on the eastern defensive perimeter, and captured the port. Although the garrison on the western perimeter had not been attacked, it was cut off from supplies and transport. Lacking the means to escape, the majority had to surrender; 33,000 prisoners were taken. Rommel had indeed learned lessons during the 1941 siege.

Être Voué à L’échec dès le Début

Even if everything else had been planned and arranged in the correct manner in every other aspect for the invasion, the viability of the entire plan would still rest on the ability of the Russian Federation Armed Forces to at best destroy, acceptably disrupt, or at the absolute minimum, delay resupply from the US, EU, and NATO. Without being able to control the movement of resupply in the West, the plan for the invasion should have been scrapped or the attack should have been postponed until that was nailed down. The reasoning behind such a decision has already been made abundantly clear looking at the circumstances of the handful of examples presented here already. As it was, the “special military operation” was launched, half-baked, and billions of dollars in military assistance has reached the Ukrainian Armed Forces via their country’s western border. Many weapon systems sent into Ukraine have had a multiplier effect on the battlefield. Firepower in the form of multiple launch rocket systems, self-propelled artillery, and heavy caliber guns, transported possibly along the now heavily traveled supply lines from both Poland and Romania enabled the Ukrainian Armed Forces to launch two highly-successful counteroffensives. On August 29, 2022, a counteroffensive was launched to eject Russian forces occupying the Kherson and Mykolaiv oblasts (provinces). On September 6, 2022, a counteroffensive was launched to eject Russian forces occupying the Kharkiv, Donetsk, and Luhansk oblasts. Given the unsatisfactory nature in which the Russian invasion was arranged and indeed, has been prosecuted, the decision to go into Ukraine was the sort that if made during an instance of saber rattling and war fever in a highly-industrialized democracy, would very likely lead to the impeachment of a national leader.

Ruminations

To set the record straight from the outset, greatcharlie believes that if Russian Federation forces were selectively positioned in Western Ukraine, the Ukrainian Armed Forces would have likely used their formidable and quite impressive drone arsenal to bombard them. They might have achieved the same relative success that they have achieved with Russian Federation forces in the east and south and around Kyiv. Once aptly prepared, Ukrainian special forces would likely do their part to hunt down and displace and destroy any Russian Federation troops settled in their country’s Western region. 

Commanders and planners in the Russian Federation Armed Forces would unlikely have known or believed any of that would have been possible before the invasion. One would need to consider other reasons for the omission of a mission to thwart, to an extent blockade resupply to the Ukrainian Armed Forces from the West.The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. The. Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine.

To the left of the above map are all countries situated on Ukraine’s western border. As Ukraine is looked upon in Europe as a very large country, perchance the area in western Ukraine that would need to be covered was judged by military commanders and planners in the Russian Federation General Staff as too large and deemed too difficult to control or monitor, surveil, and launch successful interdiction attacks and raids from. The Polish–Ukrainian border has a total length of 529 kilometers or 329 miles to 535 kilometers or 332 miles according to different sources. The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. The Slovakia-Ukraine border is 97 kilometers or a bit over 60 miles. The Hungary-Ukraine border is roughly 103 kilometers or 60 miles long. It its located in Hungary’s Tisza river valley of its northeast. The Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine.

Omission or De-emphasis?

Negligentia sempre habet infortunam comitem. (Negligence always has misfortune for a companion.) Imaginably, there is a moderately rational reason behind the decision to attack the second largest country in Europe, 603,500 square kilometers or 233,000 square miles, without being fully prepared. Ukraine is second largest in size to Russia, which is 17,098,246 square kilometers or 6,601,670 square miles. As Ukraine is looked upon in Europe as a very large country, perchance the area in Western Ukraine that would need to be covered was judged as too large by military commanders  and planners in the Glavnoe operativnoe upravlenie General’nogo štaba Vooružёnnyh sil Rossijskoj Federacii (the Main Operational Directorate of the General Staff of the Russian Federation) and commanders and planners at the lower level in Yuzhnyy Voyennyy Okrug (the Southern Military District) and the Zapadnyy Voyennyy Okrug (the Western Military District) and deemed too difficult to control or monitor, surveil, and launch successful interdiction attacks and raids into. The Polish–Ukrainian border is the state border between Poland and Ukraine. It has a total length of 529 kilometers or 329 miles to 535 kilometers or 332 miles according to different sources.

Concisely and admirably described by the Mission Opérationnelle Transfrontalière (Transfrontier Operational Mission), an association that was set up in 1997 by the government of France to resolve issues for entities concerned with cross border issues, the Poland-Ukraine border begins at the tripoint formed by the Ukrainian, Polish and Slovak borders, in the middle of the Eastern Carpathian mountains. The demarcation runs initially towards the east, arriving at the Ushok Pass and the source of the San River, whereupon it turns north-west to follow the river for around 50 kilometers or 31 miles. It subsequently leaves the river to take a north-easterly direction, crossing the region known as the “Przemyśl Gate”, where mountains meet lowlands. The border then crosses large swathes of agricultural land, to reach the Bug River, which forms the last third of its demarcation. It ends at the tripoint formed by the borders of Poland, Ukraine and Belarus. Poland is a NATO Member State and an EU border state.

The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. Again using a description from the Mission Opérationnelle TransfrontalièreThe Republic of Moldova separates the border into two segments. The first in the west, at the tripoint between the Hungarian-Romanian and Hungarian-Ukrainian borders. That segment then continues across the East Carpathian mountains and terminates at the tripoint formed by the Moldovan, Romanian and Ukrainian borders. The second segment begins at the second tripoint between the Moldovan, Romanian and Ukrainian borders, on the north bank of the Danube River, and terminates as it reaches the Black Sea. Romania is a NATO Member State and an EU border state. The Slovakia-Ukraine border is 97 kilometers or a but over 60 miles long. Slovakia is also a NATO Member State and an EU border state. The Hungary-Ukraine border is roughly 103 kilometers or 60 miles long. It is located in Hungary’s Tisza River Valley in the country’s northeast. As with the preceding three countries discussed, Hungary is a NATO Member State and an EU borderstate. The. Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine. Transnistria is an autonomous republic aligned since 1992 with the Russian Federation. Russian Federation Armed Forces units have also been garrisoned there since 1992. To that extent, anyone providing military assistance to Ukraine would hardly choose to move anything through Moldova as Russian Federation intelligence services posted in Transnistria would likely be able to position themselves to monitor such resupply activities. Moving through Moldova would very likely be deemed too risky, unsafe. To an extent, one might say any effort by Russian Federation Armed Forces to monitor resupply efforts for Ukraine would indicate commanders and planners were covering the matter. Perhaps the Russian Federation General Staff sold that notion to Putin. However, while a few things could be done from Transnistria, given the sheer size of its border with Ukraine, and its position south and toward the east with respect other bordering countries, it would unlikely be enough to make a real difference. It would seem Putin did not want to stir trouble over Transnistria issue. The Russian Federation Armed Forces there have remained relatively quiet, and the West has more or less left the autonomous republic alone. If covert monitoring has been transpiring along or across the Transnistria border, it is apparently not having an impact. Thus, the focus here is on resupply from Poland, Slovakia, Hungary, and Romania.

Russian Federation President Vladimir Putin (center), Russian Federation Defense Minister General Sergei Shoigu (right), and Chief of Staff of the Russian Federation Armed Forces General Valery Gerasimov (left). Commanders and planners in the Russian Federation Armed Forces apparently “wholeheartedly” accepted the idea that the Ukrainians would acquiesce as in 2014. Despite losses inflicted upon Ukrainian defenders and territorial gains, in eastern and southern Ukraine as well as Kyiv, the mission to completely snuff out the combat power and resolve of the Ukrainian Armed Forces and force a sort of mass capitulation was not achieved. The losses of the Russian Federation Armed Forces have been exponentially higher. It seems most apparent that the Russian Federation General Staff had moved forward without a satisfactory long-term plan for the invasion. Indeed, by results alone, one might infer that there were actually no contingency plans to draw upon for the invasion of Ukraine.

Folly, Doctor-Like, Controlled Skill

Commanders and planners in the Russian Federation Armed Forces apparently “wholeheartedly” accepted the idea–fiction–that the Ukrainians would roll over and play nice doggie à la 2014. Tomaten auf den augen haben. Despite losses inflicted upon the Ukrainian defenders and territorial gains, in eastern and southern Ukraine, the mission to completely snuff out the combat power and resolve of the Ukrainian Armed Forces and force a sort of mass capitulation was not achieved. In the end, the losses of the Russian Federation Armed Forces have been exponentially higher. It seems most apparent that the Russian Federation General Staff had moved forward without a satisfactory long-term plan for the invasion. Indeed, by results alone, one might infer that there were actually no contingency plans to draw upon for the invasion of Ukraine, with solutions for all conceivable challenges. Doing the “what-ifs” beforehand was probably viewed as walking out on thin ice “politically”. While the idea might be difficult for the reasonable to reconcile, it appears the massive enterprise was  truly undertaken by Moscow on the fly. 

Allowing the Russian Federation Armed Forces to perform in such a way would be very much unlike Putin given the record of his past behavior. True, over the past two decades, he has dropped some clangers. Even the most knowledgeable and experienced can make mistakes they learned to avoid long ago. That is human nature; the human element. Still, Putin’s actions are usually thoughtful, calibrated, well calculated, with the use of resources in a measured way to achieve the most favorable outcomes. Putin can surely tell the difference between real and unreal. He has not managed to stay in power since 2000 by engaging in Quixotic pursuits. This is something new. One wonders what could possibly come next for Ukraine and for the world.

Putin was oddly hooked on the idea that among the officers, men, and women of the Ukrainian Armed Forces, there was a lingering sense of Soviet unity equal to his own. This in itself was quite interesting as Putin was hardly known for truly displaying brotherly love toward former Soviet republics. He would create an environment of fear in his relationship with their respective leaders. After Euromaidan, the Ukrainians did not want any part of that. In his invasion day television broadcast of February 24, 2022, Putin would go as far as to implore the Ukrainian Armed Forces to submit to his will and allow Russian troops to again simply march into their country. There appeared to be a singular emotional commitment on his part to the ideas of Russian-Ukrainian unity and the fealty of the officers, men, and women of the Ukrainian Armed Forces to Moscow, to him. Putin “appealed” to members of the Ukrainian Armed Forces as follows: “I would also like to address the military personnel of the Ukrainian Armed Forces. Comrade officers! Your fathers, grandfathers and great-grandfathers did not fight the Nazi occupiers and did not defend our common Motherland to allow today’s neo-Nazis to seize power in Ukraine. You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people.” Putin continued: “I urge you to refuse to carry out their criminal orders. I urge you to immediately lay down arms and go home. I will explain what this means: the military personnel of the Ukrainian army who do this will be able to freely leave the zone of hostilities and return to their families.” If the matter were not so grave, his words might be looked upon as comical.

Putin seemed forgetful of, or totally oblivious to, the fact that he was responsible for the greatest humiliation of the Ukrainian Armed Forces when he ordered the “green men” of the Russian Federation Armed Forces into Crimea to seize Ukraine’s sovereign territory. Further, without firing a shot, the green men first corralled members of the Ukrainian Armed Forces much as sheep in their own garrison and then herded them out of Crimea. Knowing the Ukrainians as well as he claimed he did in the February 24, 2022 broadcast, Putin should have known the Ukrainians are not sheep. He should have been well-aware that there would be payback for what happened in 2014 and everything that has happened since. He surely knows that now.

In its ill-designed aspects influenced by the political leadership, the Russian Federation’s special military operation on a macro-level much resembles the failed German campaign, Operation Barbarossa, launched on June 21, 1941. Hitler provided empty assurances resulting from his baseless analyses to Oberkommando des Heeres (High Command of the Army) to the effect that “We have only to kick in the front door and the whole rotten edifice will come tumbling down.” Oberkommando des Heeres went along with Hitler’s concept that the campaign would be a short one, and that the Soviets would give in after suffering the shock of massive initial defeats. As a result, it did not develop a satisfactory long-term plan for the invasion.  The shock and awe of the initial Blitzkrieg was dissipated by the vast distances, Supply challenges could not be overcome. There was a lack of sufficient manpower resources. German losses could not be sustained. After initial contact, there was stiff resistance from Soviet forces. Despite the serious losses inflicted on the Soviet Army the mission to completely destroy Soviet fighting power and force a capitulation was not achieved by January 7, 1942, and the operation was terminated 20 kilometers short of Moscow. Interestingly enough,a number er of fitting comparisons between Putin and a national leader whose blunders came as a result of being closed to the recommendations and entreaties of his or her top advisers, are those made with Hitler.

Delinquency

There is the real possibility that commanders and planners in the Russian Federation Armed Forces, attempting to hastily organize the massive Spetsial’noy Voyennoy Operatsii (Special Military Operation) were not even aware that the opportunity to destroy and disrupt the resupply effort for Ukraine was missed. Everything truly started off on the wrong foot from the get-go. By logic, at first glance this would seem unlikely. After all, the well-trained senior officers and planners of the Russian Federation Armed Forces would not be aware of the danger posed by Ukraine’s open western border. Perhaps there may have been some understanding among military planners that the situation there would be played-down in order to line up with thinking from the Kremlin. In the realm of conjecture, anything becomes possible. If such was the case, from that point onward, they could only hope nothing bad would come of that considerable  omission.

The US educator and organizational theorist, Russell Ackoff was a pioneer in the field of operations research, systems thinking, and management science. In a research article entitled “A Major Mistake That Managers Make” in Handbook of Business Strategy, volume 7, number 1, January 2006, pages. 225-227, Ackoff wrote: “Errors of omission, lost  opportunities, are generally more critical than errors of commission. Organizations fail or decline more frequently because of what they did not do than because of what they did.” Although the December 7, 1941 surprise attack of the Imperial Japanese Navy on Pearl Harbor was a tactical victory, it was also a strategic blunder, as the Japanese failed one of their most critical objectives: destroy the US aircraft carriers. Even worse, the Japanese failed to destroy the strategic oil reserves at Oahu, and the damage to docks and yards was slight. That oil reserve fueled the US Navy through the remainder of the war against Japan.

A well-intervaled column of German vehicles moves through the Ardennes Forest in 1940 (above). At the top of the list of historical causes for military blunders has been insufficient intelligence analyses as well as the failure of consumers to include valuable forecasts in their appraisals of situations. Consider for example how the military high command of France failed their government three times in 70 years by minimizing warnings about the intentions of Prussian and German Governments. In 1870, the Supreme Command of the French Imperial Army, with its attitude of debrouillez-vous (“We’ll muddle through somehow”), did not heed signaling that the Prussian Army would move via the Ardennes Forest through Belgium into France. In 1914, the French Grand Quartier Général (General Headquarters) did not heed indicia signaling that the Imperial German Army, to avoid French defenses on the Franco-German border, would move via the Ardennes Forest through Belgium into France. In 1940, the Anglo-French Supreme War Council, relying on the defenses of the Maginot Line, did not heed indicia signaling that the German Army would move via the Ardennes Forest through Belgium into France. Even with this history, in 1944, the Supreme Headquarters of Allied Expeditionary Forces in Europe ignored idicia signaling that the German Army might attempt to move via the Ardennes Forest into Belgium in an attempt to reach Antwerp and cut Allied Forces into two pieces. The result was the Battle of the Bulge in which US forces suffered an estimated 75,000 casualties.

Was Faulty Intelligence to Blame?

Quis, quid, ubi, quibus, auxiliis, cur, quomodo, quando? (Who, what, where, with what, why, how, when?) Very pertinent here is the attendant influence of faulty intelligence in understanding the situation of an opponent, strengths and weaknesses, capabilities and possibilities in the development of the concept and intent of an operation in terms of supply. It becomes a factor of some magnitude in planning support operations. It is imprudent for political leaders and top military commanders to ignore information from intelligence services that confirms some action by an adversary is very likely, imminent, or has been taken. Well at the top of historical causes for military missteps has been insufficient intelligence analyses as well as the failure of consumers to include valuable forecasts in their appraisals of situations. 

Consider for example how the military high command of France failed their government three times in 70 years by minimizing warnings about the intentions of Prussian and German Governments. In 1870, the Supreme Command of the French Imperial Army, with its attitude of debrouillez-vous (“We’ll muddle through somehow”), did not heed signaling that the Prussian Army would move via the Ardennes Forest through Belgium into France. In 1914, the French Grand Quartier Général (General Headquarters) did not heed indicia signaling that the Imperial German Army, to avoid French defenses on the Franco-German border, would move via the Ardennes Forest through Belgium into France. In 1940, the Anglo-French Supreme War Council, relying on the defenses of the Maginot Line, did not heed indicia signaling that the German Army would move via the Ardennes Forest through Belgium into France. Even with this history, in 1944, the Supreme Headquarters of Allied Expeditionary Forces in Europe ignored idicia signaling that the German Army might attempt to move via the Ardennes Forest into Belgium in an attempt to reach Antwerp and cut Allied Forces into two pieces. The result was the Battle of the Bulge in which US forces suffered an estimated 75,000 casualties.

Referring again to the attack on Pearl Harbor, a newly discovered official US Government memorandum has revealed that intelligence collected about the activities of the Imperial Japanese Navy, led to assessments that Japan might attack the US on the West coast, the Panama Canal, and the US naval and military bases in Hawaii some time in December 1941. The Japanese Imperial Navy would eventually execute a devastating surprise, aircraft carrier-based, aerial attack and submarine attack on the US Naval Base and Headquarters of the US Pacific Fleet at Pearl Harbor, and aerial attacks against the US Army Base at Schofield Barracks and the US Army Air Corps Base at Hickam Field. Most US military commanders were bewildered by the successful attack which they never would have believed Japan could execute before it actually happened. By leaning into those beliefs, they were caught flat-footed by the attack. Their immediate responses were meager and ineffective.

In the case of Ukraine, it would seem Putin was provided faulty information. Some intelligence services apparently did more in the direction of providing fabrications than others.. From what can be gathered by newsmedia reports about its findings, the foreign intelligence service of Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsii (Federal Security Service of the Russian Federation) or FSB, known as the organization’s 5th service. The 5th Service is a division that was established in 1998, when Putin was director of the FSB, to carry out operations in the countries that were formerly republics of the erstwhile Soviet Union. Its mission was to help ensure those countries remained within Russia’s orbit. Apparently, the 5th Service laid it on thick. There were allegedly many unproven, torrid statements on the nature of Ukrainian society made concerning the destructive impact of the West on the culture, morality, spiritually, self-image of the people, ultranationalists, and the leadership in Kyiv, and the Ukrainian people’s willingness to stand fast against an invasion. 

Are Russian Federation Satellites Functioning?

One might imagine that there was a chance that intelligence, surveillance, and reconnaissance (ISR) capabilities by Russian Federation satellites could have assisted in covering the space and monitor and act against assistance efforts by supporting calibrated attacks on supply trains, especially readily observable ones  traveling along roads and rails. Intriguingly, only a few short years ago, there was great concern expressed in the US about formidable Russian Federation satellites that were interfering with US satellites. As discussed in greatcharlie’s July 6, 2017 post entitled, “Trump to Meet With Putin at G-20 Gathering: Trump Seeks an Authentic Relationship with Russia”, there was the belief that Russia was developing the ability to approach, inspect, and potentially sabotage or destroy US satellites while they orbited the Earth. 

Now, it seems, Russian Federation satellites must be able to provide a picture of the situation in Ukraine. True, as stated here, Ukraine is the second largest country in Europe, but, if many will pardon this expression, in greater terms, it is smaller than the State of Texas in the US, which has been regularly, intensely surveilled by the Russian Federation as it was before by the Soviet Union due mainly to the many massive US military and NASA bases and other facilities there. De quoi s’agit-il ici? It appears that a breakdown in Russian ISR capabilities from space much as its military, naval, and intelligence capabilities generally, had occurred long before the special military operation was launched.

Having been responsible for the preparedness of the Russian Federation Armed Forces, the Russian Federation General Staff had to have known something was awry. it had to have known whether they were up to the job in Ukraine. While the Russian Federation Armed Forces’ Zapad and Vostok exercises perhaps indicated that they were ready for war, surely the Russian Federation General Staff was fully aware of how numbers of troops, actions, reports were, to be frank, falsified. The most senior commanders may not have been sure themselves what the true capabilities of the Russian Federation Armed Forces were. If they were living in an illusion about how mighty their forces were, that  Illusion was destroyed in the face of reality.

Snapshot of the initial wave of Ukrainian refugees (above). There is the possibility the commanders and planners in the Russian Federation Armed Forces may have believed there was more to gain by having a great flow of refugees pouring out of Ukraine to create problems, chaos and confusion, hostile reactions from populations of countries inconvenienced by overflows of Ukrainian refugees, and frustration among NATO, EU Member State capitals. Conceivably, the thinking from the Kremlin and subsequently the Russian Federation Armed Forces that if the roads out of Ukraine to Poland, Slovakia, Hungary, Romania, and Moldova were clogged, potentially military assistance could not get through, at least not efficiently. By weaponizing refugee flows an invasion would cause, it may have been believed a way found to split the seam between two possibilities. However, even in the best case scenario, the refugee exodus would be a temporary problem. If Western powers could not resolve the matter, they would at least be able to mitigate its immediate effects. Once the invasion began, humanitarian and refugee organizations of almost every kind jumped in feet first. The West could do more with assistance to stem the crisis than the Russian Federation could do by creating a refugee overflow crisis. As it turned out, the refugee crisis as the Kremlin might have envisioned and hoped did not materialize.

The Pitfalls of Creative Thinking

There is the possibility the commanders and planners in the Russian Federation Armed Forces may have believed there was more to gain by having a great flow of refugees pouring out of Ukraine to create problems, chaos and confusion, hostile reactions from populations of countries inconvenienced by overflows of Ukrainian refugees, and frustration among NATO, EU Member State capitals. That belief would very likely have been in following with the concept and intent disseminated from the Kremlin. The impact of a refugee surge was witnessed while war raged in Syria. During the 2015 Syrian Refugee Crisis, an estimated 1.3 million refugees seeking asylum literally jammed roads leading to Europe. European countries, especially the first ones along the refugees route that encountered them, were unable to handle their numbers immediately. Some capitals panicked. Many political, social, financial, and security issues subsequently arose. The refugee flow eventually subsided. 

The Weaponization of Refugees

Conceivably, the thinking from the Kremlin and subsequently the Russian Federation Armed Forces that if the roads out of Ukraine to Poland, Slovakia, Hungary, Romania, and Moldova were clogged, potentially military assistance could not get through, at least not efficiently. By weaponizing refugee flows an invasion would cause, it may have been believed a way found to split the seam between two possibilities. Zwei fliegen mit einer klappe schlagen. However, even in the best case scenario, the refugee exodus would be a temporary problem. If Western powers could not resolve the matter, they would at least be able to mitigate its immediate effects. Once the invasion began, the UN with its many aid organizations as well as and other international and regional intergovernmental humanitarian and refugee organizations jumped in feet first. The US would work with capitals in Europe, especially Warsaw, and encourage through diplomacy and support with its wherewithal, a multilateral effort by government aid agencies. The EU acted in a similar way. The International Federation of Red Cross and Red Crescent Societies, CARE and other international and regional nongovernmental humanitarian and refugee organizations. Nongovernmental refugee and displaced persons organizations, and a variety of humanitarian organizations from around the world made their way to Poland, Slovakia, Hungary, Romania, and Moldova to get a handle on the problem. 

As things went, the Russi­an Federation’s special military operation triggered a “regional forced displacement crisis.” By September 30, 2022, seven months after the invasion began, 7,536,433 Ukrainian refugees were registered outside of Ukraine. Reportedly, Poland and Germany received the most refugees; more than a million each. The Czech Republic took in the next highest number 438,926, followed by the US, the United Kingdom, France, Turkey, Italy, and Spain, each of which accepted from 100,000 to 300,000 refugees. Smaller numbers escaped to Hungary, Romania, Slovakia, and Moldova. 

Interestingly, and doubtlessly to the consternation of the Kremlin and Russian Federation Armed Forces, not only is military assistance flowing freely into Ukraine from Poland but so are “returnees”. Clear data that documents how many of the 7.5 million Ukrainian refugees have returned home permanently, reportedly is unavailable. However as of September 20, 2022, over 6 million cross-border movements were made back into the country. Border crossing points in Poland as well as Romania are said to be receiving most of the returnees, with nearly 4.5 million crossings from Poland and nearly 1 million from Romania. In the aggregate, one might conclude that the West could do more with assistance than Russia could do by creating a refugee overflow crisis. In the end, the refugee crisis that the Kremlin may likely have envisioned and hoped for did not materialize. Vide et credere. (See and believe.)

Where Was the GRU?

As a military matter, intelligence on the situation in Ukraine to the extent it would impact the special military operation had to be of great interest specifically to Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU  The GRU could not have missed the potential problem of resupply routes into Ukraine from Poland, Slovakia, Hungary, and Romania being set up. Perhaps the GRU was unable to convince the Russian Federation General Staff of the necessity to close the door to assistance from the West. Maybe there was at first a thought to use the same act twice with “green men” in the Western Ukraine. However, GRU planners may have been concerned about being unable to redeploy or evacuate troops placed perhaps at border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on deep in Ukraine in large numbers if a major problem was encountered.

It was suggested in greatcharlie’s January 25, 2022 post, one could conceive that concerning Western military assistance, a special task force has been organized and assigned in advance, among other things: monitor the delivery, stockpiling of stinger, javelin, and other weapons systems to Ukrainian forces; maintain real-time knowledge of the distribution and location of those weapons; destroy those weapons systems; and, destroy or support actions by other Russian military units to destroy Ukrainian military units to which those weapons were distributed. That hypothetical task force would also likely be tasked to monitor–covertly monitor the intelligence activities and military operations of–Western countries as they relate to supplying Ukraine with special military capabilities. It would seem that suggestion made by greatcharlie then was well-off the mark. Maybe they were concerned about potential for great casualties and huge losses of materiel.

Where Was Spetsnaz?

Voyská spetsiálnogo naznachéniya (‘Special Purpose Military Units) or spetsnaz, a carry over from the days of the Soviet Union, are trained, and tasked as special forces units and fielded in wartime as part of the GRU. As is the case with special forces in most countries, the primary missions of spetsnaz are power projection (direct action), intelligence (reconnaissance), foreign internal defense (military assistance), and counterinsurgency. The GRU may have been unable to conjure up a viable plan to use spetsnaz in western Ukraine. Again, GRU planners may have been concerned about being unable to deploy or evacuate troops placed even on raids so deep without a solid means of egress. Even if it had been possible to monitor and act in the Western region from Belarus, again, distances that needed to be traversed may have been too great.

One might wonder whether the GRU had been aware that there was someone else in Western Ukraine, covert foreign forces from governments very friendly with Kyiv, already holding the most useful entrances and exits to and from Poland, Slovakia,, Hungary,, and Romania open in case of an attack. It is the sort of thing US Special Operations Units, the Special Activities Division of the US Central Intelligence Agency, the British Army’s Special Air Service, and the United Kingdom’s Secret Intelligence Service would be very capable of doing and would likely do, covertly. Surely, this idea is drawn from the realm of conjecture, however, it would be a smart move and their hypothetical presence would hardly be reported in the Western newsmedia. If, hypothetically, such forces had been there covertly since 2014, they may have been well-engaged in successful clandestine and covert activities in the region.

Perhaps what happened in Syria may have been an issue at all in GRU Headquarters. A battle between US Special Forces and Russian private military contractors from the infamous Gruppa Vagnera (Wagner Group) may have had a long-lasting educational effect in Yasenevo. Present in Syria as part of the campaign to destroy the so-called Islamic Caliphate created by the Islamic jihadist terrorist organization, the Islamic State of Iraq and Greater Syria (ISIS) that cut across iraq and Syria, US Special Forces, in self-defense at their own base, decimated a formation of Gruppa Vagnera that attacked them. Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.)

Even if commanders and military planners had been certain that spetsnaz could well-handle any foreign forces that hypothetically might have detected in the Western region of Ukraine, there imaginably would have been a wish in the Kremlin to avoid being seen as, and being accused of, attacking those foreign troops. In dubio abstinence. (When in doubt, sustain.)

Where Were the Russian Airborne Forces?

As for the Vozdushno Desantnye Voyska (Russian Airborne Forces) or VDV, surely the Ukrainians might have expected missions launched by them to hold territory in-depth. Yet, as with the GRU, commanders and planners in the VDV may have been concerned about being unable to redeploy or evacuate troops placed perhaps at border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on deep in Ukraine in large numbers if a major problem was encountered. Maybe they were concerned about potential for great casualties and huge losses of materiel. That happened without an operation to block Western assistance coming in from the West: 50,000+ killed. 

Surely, they were made more certain that the VDV would unlikely have been able successfully operate in the Western region of Ukraine after what transpired when its units attacked Hostomel Airport in the first days of the special military operation. The VDV faced considerable troubles there. One might view the capture of an airport a sort of bread and butter target for airborne units in armies worldwide

Russian Airborne Forces landing at Hostomel Airport (above). Russian Federation Armed Forces commanders and planners may have been concerned about the potential for huge losses if a blocking operation in the West were attempted. Surely, they were made more certain that the VDV would unlikely have been able successfully operate in the Western region of Ukraine after what transpired when its units attacked Hostomel Airport in the first days of the special military operation. After securing Hostomel Airport to the extent possible, the Russian Federation Army and VDV there tried to push into the nearby town and then  advance to Bucha and Irpin. Their poorly organized movement encountered ambushes in Hostomel and Bucha which resulted in significant losses of personnel and equipment. Those in command of the Russian Federation Army and VDV troops, decided to hold their positions, digging in on the roadsides to defend themselves against Ukrainian artillery and drone strikes. They also suffered heavy casualties from night attacks by special forces units of the Ukrainian Armed Forces. On March 29, 2022, the order was given for the Russian Federation forces at Hostomel to withdraw from the Kyiv oblast. Under continuous artillery fire from Ukrainian forces, the Russians damaged equipment that had to be abandoned and made a hasty retreat.

According to reports based on what was observed, the Russian Federation Armed Forces plan of attack against Hostomel Airport included its rapid occupation, with the intention of using it as an assembly area for Kyiv’s encirclement and capture. The airport is a bit over 6 miles north of Kyiv. The Initial February 24, 2022 assault on Hostomel Airport was a success, catching its Ukrainian defenders by surprise apparently due its speed. Mi-35 and Ka-52 attack helicopters operating out of Belarus struck the airport’s defenses and opened a way for helicopter-borne VDV units in Mi-8 transport helicopters that followed. However, despite being caught off guard by the initial assault by the attack helicopters, the attack itself was ineffective as the Ukrainian defenses were left largely intact.  Without any meaningful air support–it was very likely not included in formulation of the attack plan, VDV units on the ground faced counterattacks by Ukrainian forces almost immediately.

Luckily for the VDV troops struggling with Ukrainian forces for control of the airport, Russian Federation Army units originating in Belarus broke through Ukrainian defenses near Ivankiv and rapidly drove toward Hostomel. Although the advancing Russian Federation troops faced attrition from several Ukrainian ambushes en route, they reached Hostomel Airport and assisted the VDV in securing it on February 25, 2022. The Russian Federation Army units and the VDV sought to establish Hostomel into a forward operating base from which the larger push on Kyiv could be initiated. However, it was at this juncture that the special military operation began facing fierce resistance from the Ukrainians and became stalled. Logistical problems impacted operational tempo. The most visible sign was well-televised coverage of a 40-mile-long convoy that halted due to lack of fuel. Securing Hostomel Airport to the extent possible, the Russian Federation Army and VDV there tried to push into the nearby town and then  advance to Bucha and Irpin. Their poorly organized movement encountered ambushes in Hostomel and Bucha which resulted in significant losses of personnel and equipment. Those in command of the Russian Federation Army and VDV troops, decided to hold their positions, digging in on the roadsides to defend themselves against Ukrainian artillery and drone strikes. They also suffered heavy casualties from night attacks by special forces units of the Ukrainian Armed Forces. On March 29, 2022, the order was given for the Russian Federation forces at Hostomel to withdraw from the Kyiv oblast. Under continuous artillery fire from Ukrainian forces, the Russians damaged equipment that had to be abandoned and made a hasty retreat.

A Matter of Military Science

To the extent of everything mentioned here, perhaps a hypothetical concern over sending a relatively large sized force into Western Ukraine was a matter of Russian Federation commanders and military planners remembering what they learned while studying in military educational institutions. To that extent, they wanted to avoid the circumstance faced by Allied troops during Operation Market Garden during World War II.

The story of the Battle of Arnhem, part of Operation Market Garden, a massive Airborne ground assault in from from September 17, 1944 to September 26, 1944 during World War II. remains fairly well-known, however greatcharlie will humbly seek to recount it to the extent that is pertinent here. Under the plan proposed by British Army Field Marshal Sir Bernard Montgomery, the Airborne assault would support a single drive north over the branches of the Lower Rhine River,which would  permit the British Second Army to bypass the Siegfried Line and attack the industrial Ruhr. US Airborne troops were dropped in the Netherlands to secure bridges and towns along the line of the Allied advance. Farthest north, the British 1st Airborne Division was dropped at Arnhem to capture bridges across the Nederrijn (Lower Rhine). Their assault was supported by the Glider Pilot Regiment and the 1st Polish Parachute Brigade. The British XXX Corps were assigned to reach the British-led contingent in two to three days. The division was told to expect only limited resistance from German reserve forces. However, information collected by the British Army’s 21st Army Group in Belgium and Dutch resistance that German armor units were present around Arnhem. That intelligence was supported by aerial reconnaissance. However, the commanding officer of 21st Army Group, dismissed the information. The Supreme Headquarters Allied Expeditionary Force was made aware that almost certainly two Panzer divisions were situated at Arnhem but received the information from Ultra intercepts so close to the Operation Market Garden’s launch that it chose to ignore it. Intriguingly, the First Allied Airborne Army was not made privy to information from Ultra.

The information was very accurate. German Army Generalfeldmarschall Walter Model, the commander of Army Group B, had moved his headquarters to Arnhem and was re-establishing defenses in the area and co-ordinating the reorganization of the scattered units. Thus, at the time of Operation Market Garden’s launch, several units would be present in the vicinity of Arnhem to oppose them. Most threatening among them were the II SS Panzer Corps comprising the remains of the 9th SS Panzer Division “Hohenstaufen” and  the 10th SS Panzer Division “Frundsberg”. It was the bad luck of the airborne force that both German SS divisions, during their formation, had undergone month-long anti-airborne exercises and had also spent the last 15 months studying how best to act against a parachute assault in classroom and field exercises.

The 1st Airborne Division was dropped a distance from its objectives and encountered unexpected resistance, mainly from elements of the 9th SS Panzer Division and the 10th SS Panzer Division. A small force managed to reach the Arnhem road bridge, but the advance of the main body of the division was halted on the outskirts of the town. As for XXX Corps, it was forced into a struggle at Nijmegen, and advance north was delayed. As a result, the British airborne troops were not relieved as scheduled. After four days, the small British force at the bridge was overwhelmed and the rest of the division trapped in a small pocket north of the river. Lacking reinforcement and resupply, remnants of the 1st Airborne Division, after nine days of fighting, were withdrawn in Operation Berlin. Without secure bridges over the Nederrijn and the front line stabilized south of Arnhem, the Allies were unable to advance further. The 1st Airborne Division lost almost three quarters of its strength. Battered and tattered, the division was not sent into combat again.

Concern over a Potential Panicked Response by Ukraine’s Neighbors

The Kremlin may have been uneasy about how the US, its NATO allies, and the EU would respond militarily if Russian troops landed in Western Ukraine, “danger close” to the Polish border. Even more, it may have been the case that  they were concerned political leaders in Poland, potentially panicked at observing Russian forces landing practically on its border, might have responded first by ordering Polish Armed Forces to unilaterally drive inside Ukraine border, take positions inside its Western region, and then refer the matter to NATO. Such hypothetical unilateral action might have included an armored and mechanized drive into Ukraine to create a buffer, and landing troops on border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on before they would all fall completely into Russian Federation hands. To that extent, they would likely go after the same targets in Ukraine that the Russian Federation Armed Forces would likely want. In the worst case scenario, Polish troops could have fired heavy artillery and launched missile attacks on targets to deter air landings by the Russian Federation Armed Forces.

Where Was the Russian Air Force?

Concerning Voyska Vozdushno-Kosmicheskoy Oborony, Rossijskoj Federacii (the Russian Federation Aerospace Defense Forces, hereinafter referred to as the Russian Federation Aerospace Forces), particularly the Voenno-Vozdushnye Sily Rossii, (the Russian Air Force) element, one might have presumed commanders and planners of the Russian Federation Aerospace Forces would have organized air power assets of the force to strike strategically and tactically to make a positive difference in the war effort. Strategically, disrupting its supply of weapons from external sources and destroying Ukraine’s ability to construct weapons would likely be a priority. Tactically, a priority would likely be coordinating efforts by Russian Air Force assets with ground forces as they advanced. One might have expected that with the support of the Russian Federation’s ISR capabilities, a plan would have been in prepared for the Russian Air Force to shut the door on the transport of supplies through Ukraine, interdicting supply lines as fast as they were organized. However, that has not been the case. As the situation stands in the Ukraine campaign, the Russian Air Force has been near nonexistent relative to its size, supposed power, and the expectations of military analysts worldwide. Its best fighters and fighter-bombers have been regularly blasted out of the skies by the Ukrainian Armed Forces using both pricey sophisticated air defense weapons systems provided to Kyiv by Western powers as well as javelins and stingers, shoulder fired rockets operated by individual soldiers in the field. In response to the Ukrainian air defense threat, Russian Federation warplanes are not evading by flying sorties at 15,000 to 20,000 feet as they had over Syria. Russian aircraft are often remaining above Russian airspace and firing air launched cruise missiles into Ukraine. Since aircrews cannot identify targets across the border, airstrikes are made in areas where air intelligence reports the enemy is located. In attacking urban centers, that will always result in collateral damage in the form of civilian deaths and injury and the destruction of nonmilitary structures.

The Unwillingness to Speak Truth to Power

Commanders in all branches of the Russian Federation Armed Forces are surely unwilling to speak truth to power and inform Putin of what needed to be done in the West and that they were uncertain that their forces could achieve such an objective. One might imagine that suffering Putin’s coup de gueule would be the least of their worries. It has been a symptom common among those in service of authoritarian regimes throughout history. Skilled commanders are eventually bled dry of their strength to speak out about ill-laid military plans conjured in the minds of tyrannical leaders who are convinced of the certitude of their ideas. Many have been willing to bring reprisals against those commanders, even their best, who, for the sake of the forces they command and country, might step forward to disagree with them. It causes greatcharlie to cast its mind back to the 1981 pop song Der Kommisar“, essentially a scare story originally performed in both German and English by the Austrian artist Falco (Johann Hölzel). In the penultimate chorus of the English version, are the lyrics: “Don’t turn around, wa-uh-oh (yeah-yeah) / Der Kommissar’s in town, wa-uh-oh / He’s got the power and you’re so weak / And your frustration will not let you speak / La la la la la la.”

Commanders in all branches of the Russian Federation Armed Forces were surely unwilling to speak truth to power and inform Putin of what needed to be done in Western Ukraine and that they were uncertain that their forces could achieve such an objective. One might imagine that suffering Putin’s coup de gueule would be the least of their worries. This has been a symptom common among those in service of authoritarian regimes throughout history. Skilled commanders are eventually bled dry of their strength to speak out about ill-laid military plans conjured in the minds of tyrannical leaders who are convinced of the certitude of their ideas. Many of those leadsrs have been willing to bring reprisals against those commanders, even their best, who, for the sake of the forces they command and country, have stepped forward to disagree with them.

The Military Assistance Misread

On a more political level, perhaps Putin, his Security Council, and the Russian Federation General Staff were certainly completely wrong in their most likely conclusions about the degree of assistance the West would provide, what type of weapons and the impact they would have on the battlefield. The US has committed billions of dollars in security assistance to Ukraine since February 24, 2022. Relative to what the Ukrainians would eventually receive, what they had been provided to that point would hardly have been viewed as impressive by the Russian Federation General Staff.

Much as it had been planned by the US during the days of the Cold War, much of what would be used to repel a Warsaw Pact rampage through Western Europe would be taken from prepositioned stocks of supplies or they would be flown in and shipped in. During the Cold War, from 1969 to 1993, the annual REFORGER (Return of Forces to Germany) Exercises rehearsed that reinforcement and resupply to a great degree. It seems apparent now that thinking along the same vein in the Pentagon may have driven planning for the support of Ukraine in event of an attack. This idea would very likely be a kick-in-the-head to Russian Federation Armed Forces commanders and planners who had not have recognized the parallels as yet, never foresaw the possibility that the US and its NATO allies would essentially come at them, via the Ukrainians, in a similar way.. How obvious it all might seem now.

A Miscalculation on the Political Will of the West

Perchance Putin, his Security Council, and the Russian Federation General Staff miscalculated with regard to the degree of political will in the administration of US President Joe Biden and the US Congress to support Ukraine. Mixed messages regarding US commitment. The “No US boots on the ground” talk came a tad too early perhaps. It probably was music to ears in Moscow. It may have very well created the impression the US was pulling away or could potentially abandon Kyiv if Russia invaded. It may reasonably seem a bit of an overreach to impute to Putin and his acolytes, but one would only need to look at the varying degrees of overreach they have demonstrated with regard to the Ukraine matter.

Maybe Putin and his advisers concluded that European countries could become rankled enough to lend military support to Ukraine but perhaps they were a bit better than less concerned with the quality and quantity of their potential assistance and financial giving. They would expect the US to have the matter well-covered.

Perhaps they considered that Western European resolve to be engaged robustly, wholeheartedly in Ukraine would hinge on the resolve of the US to back its NATO allies. As for the US, much as alluded to earlier, its resolve would hinge on the success or failure of Russian forces in Ukraine, which really meant the capabilities demonstrated by the Ukrainian Armed Forces. Thereby, as long as the Russian Federation Armed Forces performed well, robust military assistance beyond javelins and stingers would not be sent into Ukraine. (Based on that suspected line of thought, one might compare how that situation for Ukraine as the invasion got underway to a degree paralleled, mutatis mutandis, the situation of the fledgling US in 1777. The decisive Battle of Saratoga in which the Continental Army defeated the British Army gave the French government the confidence to sign treaties of alliance and trade with the US government and joined its war against Great Britain.  Both countries agreed to fight the war until the US was truly independent, and neither would agree to a separate peace.)

As the efforts of the Russian Federation Armed Forces became desultory, ineffective, and proved surprisingly lacking at Kyiv and Kharkiv, it became easier for the US to give more to an Ukrainian cause with the real potential for victory and convince other NATO Allies to do the same albeit to far lesser degree. Panicked efforts by Kyiv to muster support and acquire weapons were practically wasteful as they clearly had the matter covered.

Misperceptions on Zelensky: A Force To Be Reckoned With

Of likely concern for Putin’s advisers, if not Putin, was surely Ukrainian President Volodymyr Zelensky who in the months before the invasion was already burning a bit brighter than the Kremlin expected. There were hints that he potentially could display all the qualities ascribed to great leaders. Doubtlessly, it was hoped in the Kremlin that Zelensky would find himself cutting a figure not unlike Felicia Hemans’ “Casabianca” (1826), crying out for an answer, in Zelensky’s case from Washington, that would never come and his world would go up in flames. As it was, Zelensky proved to be a lion of a man, stalwart of the Ukrainian cause, and a force to be reckoned with once the Russian Federation’s special military operation began. Western government officials and news media commentators alike would view Zelensky as having galvanized the Ukrainian people to resist Russia’s effort to swallow up their country. Zelensky also impressed with his entreaties to the world to come to the aid of his fellow countrymen in the best ways that they could. One might safely assume that his efforts influenced how countries with the wherewithal to respond to the Ukraine in its time of need, worked with him, and rapidly developed and implemented plans to provide considerable support for his country. Indeed, such positive perceptions of Zelensky, his impact, helped to attract aid groups, humanitarian volunteers, foreign fighters, helpful weapons, and financial resources to support Ukraine’s cause.

Ukrainian artillerymen fire US made and gifted M142 HIMARS (High Mobility Artillery Rocket System) (above) at Russian Federation forces holding Ukrainian territory. On a more political level, perhaps Putin, his Security Council, and the Russian Federation General Staff were certainly completely wrong in their most likely conclusions about the degree of assistance the West would provide, what type of weapons and the impact they would have on the battlefield. The US has committed billions of dollars in security assistance to Ukraine since February 24, 2022. Relative to what the Ukrainians would eventually receive, what they had been provided to that point could hardly have been perceived as impressive by the Russian Federation General Staff. Much as it had been planned by the US during the days of the Cold War, much of what would be used to repel a Warsaw Pact rampage through Western Europe would be taken from prepositioned stocks of supplies or would be flown in and shipped in. The annual Reforger (Return of Forces to Germany) Exercises rehearsed that reinforcement and resupply to some degree. It seems apparent now that thinking along the same vein in the Pentagon may have driven planning for the support of Ukraine in event of an attack.

The Distorting impact of Putin’s Kyiv Obsession

Surely, Putin’s singular emotional wants and wishes beyond what was militarily and strategically logical what drove the planning of the operation or was it formulated to the best of the abilities of trained, experienced, informed military officers in the Russian Federation Armed Forces. To Putin, everything about the government in Kyiv was anathema. Recall as aforementioned that in a very perplexing way, Putin stated in his appeal to the Ukrainian Armed Forces in his February 24, 2022 broadcast: “You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people.” He would go on to say: “I want to emphasize again that all responsibility for the possible bloodshed will lie fully and wholly with the ruling Ukrainian regime.” The indication s and implications of such statement are that Kyiv was indeed an obsession. To that extent, among those wants and wishes was toppling the government in Kyiv. Accomplishing that apparently became a priority with Kyiv in the planning of the invasion or whatever sufficed for its planning that distorted the picture Putin, his Security Council, and the Russian Federation General Staff of the battlespace. When examined in the context of this situation, how apposite the second quatrain of William Shakespeare’s Sonnet 116 becomes: “What wretched errors hath my heart commited, / Whilst it had thought itself so blessed never! / How hath mine eyes out of their spheres been fitted / In the distraction of this madding fever!”

If one might imagine Putin was a bit more pragmatic in his thinking and approach on Kyiv, it might be believed Putin may have thought the quickest road to victory was to cut off the head, the government in Kyiv and the command and control Ukrainian Armed Forces General Staff, from their forces in the field. If that could be achieved, Putin likely believed the mass surrender of Ukrainian troops in the field would come next. If that was the case, and what has transpired in Ukraine evinces to some degree that it was, then quite a bit of creative thinking was clearly involved in the invasion’s planning. 

However, by the time of the invasion, the government in Kyiv under Zelensky was well-tied in with its Western supporters. Thorough plans to provide escalating levels of military and financial assistance were surely already in place. Even though Zelensky initially displayed a great degree of uneasiness concerning the way in which the needs of Ukraine in the crisis would be met, it might be the case that what has come Ukraine’s way has far exceeded what he might have been reasonably expected. The shortsightedness apparent in thinking that the Kyiv government could be decapitated is stark. An informed guess is that the Ukraine enterprise was not hashed out with the best foreign and national security thinkers in Russia. One would get the idea it all was the result of the thinking of one man, certain of its roundness. Such impetuous schemes and boldness are at first sight alluring, but are difficult to handle, and in the end result in disaster.

Perhaps the real problem for Putin was not just that he relied on fortune, but was driven by blind rage and to a further extent blind ambition. Ukraine was one the bigger pieces he needed to pull together a respectable number of former republics into some simulacrum of the Soviet Union. While it may seem daylight madness for the reasonable to attempt that, for Putin, it makes perfect sense.

The Distraction of Covetous Thoughts?

As discussed in greatcharlie’s May 30, 2022 post entitled, “Putin the Protector of the Russian People or the Despoiler of Ukrainian Resources: A Look at War Causation and Russian Military Priorities in Ukraine”, long before he became the legendary Russian President that he is today, Putin was a doctoral candidate at Leningrad State University (now the University of St. Petersburg.) it was at the very end of his KGB service. (A fuller discussion of that period of Putin’s life can be found in greatcharlie’s March 31, 2017 post entitled “Book Review: Vladimir Putin, First Person: An Astonishingly Frank Self-Portrait by Russia’s President (Public Affairs, 2000)). The rector at the St. Petersburg State Mining University as of this writing, Vladimir Litvinenko, chaired the committee that awarded Russian President Vladimir Putin his doctorate in Economics in 1997. He recently stated that Putin’s thesis was titled “Strategic Planning of the Reproduction of the Mineral Resource Base of a Region Under Conditions of the Formation of Market Relations.” Putin’s economic studies, at what was then Leningrad State University, were most likely heavily doused in Marxian theory. Even more pertinent here, his research made him quite knowledgeable about the resources of countries that were formerly republics of the erstwhile Soviet Union. He would be very aware of Ukraine’s wealth in minerals, particularly in the eastern and southeastern regions. Indeed, Ukraine has a large supply of many valuable mineral and raw material resources. Ukraine in fact holds approximately 5 percent of the world’s mineral resources. Its significant mineral resources include: iron ore, coal, manganese, uranium ore, natural gas, oil, salt, sulfur, graphite, titanium, magnesium, kaolin, nickel, mercury. As for stocks of iron, manganese, titanium and uranium ore Ukraine is ranked first among European countries. As for mercury ore reserves, it is second only to Spain. Attendant to capturing sovereign territory in Ukraine, much as he grabbed Crimea eight year before, Putin may have wanted possession of its supply of many valuable mineral and raw material resources. Thinking in that direction may also have distorted his picture of what would be most important in invading Ukraine successfully. 

If this was Putin’s thinking and actions on this matter, at a more detailed level than discussed earlier, it would very much mirror that of Hitler during Nazi Germany’s invasion of the Soviet Union. As explained by the Imperial War Museum, industrialists in Germany most likely influenced Hitler’s decision to seize the Southern Caucasus in the Soviet Union and Stalingrad despite the concerns and entreaties of Oberkommando des Heeres with undertaking an operation of such distance from where the German Army was situated. As aforementioned, Operation Barbarossa, launched in June 1941, failed to achieve Hitler’s objective of decisively defeating the Soviet Union in a single campaign. German forces managed to occupy vast swathes of Soviet territory and industry. However, the audacious invasion finally ground to a halt in December 1941 on the forested outskirts of Moscow, the exhausted German Army stabilized its winter front in a line running roughly from Leningrad in the north to Rostov in the south. The strain of the harsh winter campaign upon the ill-prepared Wehrmacht, as well as the severe strain placed on the Luftwaffe in its prolonged efforts to air-supply the army’s string of city-bastions along the front, was tremendous. The Germans suffered a staggering 850,000 casualties. Interestingly, despite such considerable setbacks, the Germans believed the war was still going fairly well.

However, the following year, Hitler decided to go on the offensive. A decision by Hitler to launch a campaign in the Southern Caucasus region, south of the German front was spurred on by flawed information provided to him by economic advisers. They told Hitler that Germany would be incapable of sustaining the war without the resources in the Caucasus. North of the mountains was a center of agricultural production, which also held significant coal and metal reserves; to the south, was the region of Transcaucasia, a densely populated industrial center which produced some eighty percent of the Soviet Union’s annual oil production.Responsive to the wishes of the political leadership, by February 1942, the Oberkommando des Heeres was planning an offensive in the Caucasus region. 

On April 5, 1942, Hitler issued  Führerbefehle Nr. 41 (Fűhrer Directive No. 41), laying out the basic plan for the new offensive in the Soviet Union. The new plan would become known as Fall Blau (Case Blue). The main objectives were the major oilfields in the Caucasus and Transcaucasia: Maikop, Grozny and Baku. Senior German commanders were concerned about undertaking such a deep thrust into the opponent’s territory, fearing for the safety of their flank. Hitler’s remedy was to include in the plan the occupation of Stalingrad by Germany’s Italian, Hungarian and Romanian allies. The city would initially be taken by Germans. They would also establish a defensive line along the Don River and Volga River, which would be taken over by allies, too. Capturing Stalingrad would have the additional benefit of blocking all enemy traffic on the Volga, a crucial transport artery. To Hitler, the operation, which he deemed to be “of limited scope,” made perfect sense. Events proved otherwise.

A postage stamp from the erstwhile Deutsche Democratische Republik (German Democratic Republic, also known as the GDR or East Germany) circa 1963, that includes portraits of the Prussian military leader August Neidhardt von Gneisenau (left), Prussian field marshal Gebhard Leberecht von Blücher (right). In war, the value of a reliable, knowledgeable, skilled, and open-minded adviser who truly understands the concept and intent of his commander, cannot be underestimated. A model for interaction between a political leader or military commander with his advisers was the one between the renowned 18th century Prussian Army Marshal Gebhard Leberecht von Blücher with his chief of staff General August Neidhardt von Gneisenau. In Clausewitz: (Scarborough, 1979), author Roger Parkinson quotes von Blücher with regard to his relationship with his brilliant chief of staff as follows: “Gneisenau, being my chief of staff and very reliable, reports to me on the manoeuvres that are to be executed and the marches that are to be performed. Once convinced that he is right, I drive my troops through hell towards the goal and never stop until the desire goal has been accomplished–yes, even though the officers trained in the old school may pout and complain and all but mutiny.” Regarding an offer for von Blücher to receive an honorary degree at Oxford University following the Napoleonic War, Parkinson quotes him as saying: “Well, if I am to become a doctor, you must at least make Gneisenau an apothecary, for we two belong together always.”

Eyes Wide Shut

“A lion does not lose sleep over the opinion of sheep. ” is a quote often attributed to others, but it is very likely the words of Abū ʿAbdullāh Muhammad ibn Idrīs al-Shāfiʿī (28 August 767 — 19 January 820) was a Palestinian-Arab Muslim theologian, writer, and scholar, who was the first contributor of the principles of Islamic jurisprudence (Uṣūl al-fiqh). Often referred to as ‘Shaykh al-Islām’, al-Shāfi‘ī was one of the four great Imams, whose legacy on juridical matters and teaching eventually led to the Shafi’i school of fiqh (or Madh’hab). In his thoughts, Putin is surely completely alone. He appears indifferent to whether the rest of the world sees him as a bit out of touch or strange, apart from everything else. Outside of his super fans in Russia–many of whom have been unfortunate enough to meet their end, so very young, on fields, hills, and woods in Ukraine as questionably trained conscripts–certainly does not appear gallant or chivalrous. Putin is holding the course on Ukraine, not yielding in any way that might allow for authentic and substantive negotiations to end the conflict to begin. There still does not appear to be a line of talk available to even his closest advisers that could put a different complexion on the matter.

In war, the value of a reliable, knowledgeable, skilled, and open-minded adviser who truly understands the concept and intent of his commander, cannot be underestimated. A model for interaction between a political leader or military commander with advisers was the one between the renowned 18th century Prussian Army Marshal Gebhard Leberecht von Blücher with his chief of staff Prussian Army General August Neidhardt von Gneisenau. In Clausewitz: (Scarborough, 1979), author Roger Parkinson quotes von Blücher with regard to his relationship with his brilliant chief of staff as follows: “Gneisenau, being my chief of staff and very reliable, reports to me on the manoeuvres that are to be executed and the marches that are to be performed. Once convinced that he is right, I drive my troops through hell towards the goal and never stop until the desire goal has been accomplished–yes, even though the officers trained in the old school may pout and complain and all but mutiny.” Regarding an offer for von Blücher to receive an honorary degree at Oxford University following the Napoleonic War, Parkinson quotes him as saying: “Well, if I am to become a doctor, you must at least make Gneisenau an apothecary, for we two belong together always.”

An informed guess by greatcharlie is what has likely been a reliable intuition that had served him well along the way and allowed him a leg-up in giving subjects light were darkened with regarding parsing out the many aspects of this massive enterprise in Ukraine. Imagining Putin with his mind set on invading Ukraine come hell or high-water and refusing hear any suggestion that he delay until Russian forces were fully prepared to act, maximize every advantage and exploit the liabilities of Ukrainian forces to the fullest extent, and cope with all contingencies, if one might dare discuss such with him as noted earlier. 

One can only imagine Putin’s outward attitude and behavior at that time. The thought of it all curiously reminds greatcharlie a song sung by the renowned comic, Groucho Marx in the comedy film “Horse Feathers” (1932), not that there is anything remotely humorous about any aspect of the Ukraine War. When Marx’s  character, Professor Quincy Adams Wagstaff, is made the new head of Huxley College, and asked to offer some suggestions for his administration, the first verse of his musical response was: “I don’t know what they have to say / It makes no difference anyway / Whatever it is, I’m against it / No matter what it is or who commenced it / I’m against it.”

Putin Was Blinded by Rage

A dislike of Biden administration members inflamed the ardor of Putin and closest acolytes and they became determined to hurt Kyiv for siding with them. Imagining Putin’s mindset, he likely firmly believed before the invasion of Ukraine that he had a good understanding of the way many senior foreign and national security policy officials in the administration of US President Joe Biden, many of whom had held senior posts in the Obama administration, would respond to a move toward Ukraine. As discussed in greatcharlie’s January 25, 2022 post, Putin had experienced considerable dissatisfaction and disappointment in his dealing with Obama administration officials, particularly on Ukraine. As he may have perceived their actions in the past, they found it rather piquant to interact with him as if he were a lesser party, and given his positions and concerns no consideration. He likely believed they saw him as undeserving of respect. Communications were condescending, actions were often insulting. In an explosion of aggression, in part a response to his treatment, he grabbed Crimea with military force and fomented civil war in the Donbas. He engaged in other destabilizing efforts. Apparently, he was not completely satisfied with those actions, and held in his mind the idea of doing more. Seeing the appointment of many of those same officials in even higher posts in the Biden administration, most likely inflamed his sense with ardor to lash out violently. Everything those officials did in the Biden administration, Putin surely viewed with their past actions firmly in mind.

One might theorize that although he could not conventionally strike directly at those officials, Putin could reach the Zelensky government, members of which he may view as something worse than traitorous. He could well imagine the the fall of the Zelensky government would beset the Biden administration officials that he despised with a sense of loss and failure. Secondly, he would hope to cause torment and anguish among their “Ukrainian followers”. To that extent, perhaps it is not too fanciful to imagine that given current attitudes and behaviors of Putin, the invasion of Ukraine may also have been in part an opportunity for Putin to have a return engagement, a rematch, with former senior Obama administration officials serving in the Biden administration and settle an old score. 

Putin (seated left) during a Russian Federation Security Council meeting just days before the special military operation was launched. A dislike of senior members of the administration of US President Joe Biden likely inflamed the ardor of Putin and closest acolytes and they became determined to hurt Kyiv for siding with them. Imagining Putin’s mindset, he likely firmly believed before the invasion of Ukraine that he had a good understanding of the way many senior foreign and national security policy officials in the Biden administration, many of whom had held senior posts in the administration of US President Barack Obama, would respond to a move toward Ukraine. One might theorize that although Putin could not conventionally strike directly at those officials, he could reach the Zelensky’s government, members of which he may view as something akin to “traitorous”. He knew what anguish and loss the fall of Zelensky’s government would cause those US officials and secondly, their “Ukrainian followers”. To that extent, perhaps it is not too fanciful to imagine that given current attitudes and behaviors of Putin, the invasion of Ukraine may also have been in part an opportunity for Putin to have a return engagement, a rematch, with former senior Obama administration officials in the Biden administration and settle a score.

The Way Forward

It certainly appears to many reasonable people around the world since the Ukraine War began that currently there is a dearth of rational thinkers in the Kremlin. As is so often the case in the history of warfare, perception, better still, misperception, and not reality, drove the decisionmaking of Russian Federation Armed Forces commanders and war planners. Intriguingly, in parsing out the possibilities of this pivotal moment in the war’s planning, it would seem Putin’s special military operation did not necessarily have to turn out as it has.

Too many human lives have been lost in this war. The common wisdom is that the war never should have transpired, and no one should have died. No amount of gain in Ukraine would match the degree of loss in the cold terms of blood and treasure by Russia which started the war. Nevertheless, it will likely go on and plenty more dying will be done.

Conforming to the concept and intent of their political leader, Putin, senior commanders of the Russian Federation Armed Forces mistakenly thought that the campaign would be a short one, and that the Ukrainians would give in after suffering the shock of massive initial defeats. Being responsive to the concept and intent of their political leadership was, by their training and oath, the correct thing to do, but the very wrong thing to do at the same time. Res ipsa loquitur! Perhaps the only real hope for its end on the battlefield is Ukraine’s capture of every bit of sovereign territory, to include Crimea. As mentioned here, that is within the realm of possibility. Yet, Putin would hardly find that outcome satisfactory. If a satisfactory solution cannot be found for both sides on Ukraine, there will be good reason for the world to fear the worst from him. In the cavernous assembly halls of the Kremlin where Putin speaks before top officials of his government, the Russian Federation Duma, other key political leaders at the federal provincial and local levels–nationalists, ultranationalists, and Communists–prominent supporters of the United Russia Party, and business leaders, one will not spy happy faces, filled with optimism over the future ahead. There are mainly the morose visages of people who likely whisper among themselves that the genuine end to everything may be near. Perhaps Putin is equal to his rhetoric, and Russian Federation ICBM’s will make their way out of their kennels. His supporters would likely believe that. A solution to the Ukraine War must be found soon. Utere, non numera. (Use the hours, do not count them.)

Brief Meditations on the Selection of Surovikin as Russia’s Overall Commander in Ukraine, His Capabilities, and Possibilities for His Success

Russian Federation General of the Army Sergei Surovikin (above). In an announcement on October 8, 2022, stated: “By the decision of the Defense Minister of the Russian Federation, General of the Army Sergei Surovikin has been appointed commander of the joint group of troops in the area of the special military operation.” At 56, Surovikin had already reached what normally would have been the pinnacle of a Russian officer’s career when he took command of Voyska Vozdushno-Kosmicheskoy Oborony, Rossijskoj Federacii (the Russian Federation Aerospace Defense Forces) in 2017. However, he has been called upon to take on further assignments to include his current one in response to the Russian Federation ever changing national security needs. He has now taken on a great challenge in Ukraine. To better understand this important change in command for Russian Federation forces in Ukraine, one must find out more about Surovikin, and even more, try to understand what is going on in the mind of the individual responsible for the invasion: Russian Federation President Vladimir Putin.

The Russian Federation’s Spetsial’noy Voyennoy Operatsii (Special Military Operation) of 2022 was born of ill will and bad intentions. Whatever sense of certainty Russian Federation President Vladimir Putin may have held concerning the ultimate success, perhaps even expectant of lightning success by  Vooruzhonnije Síly Rossíyskoj Federátsii or the Armed Forces of the Russian Federation (hereinafter referred to as the Russian Federation Armed Forces) when he green-lit the invasion has doubtlessly fizzled down from flames to cinders. Clearly, he was dreadfully incognizant of what a discordant harmony of circumstances very likely could and would do his plans and hopes. Since the early days of success after February 24, 2022, nothing has been working well for the Russian Federation Armed Forces on the battlefield. At this point, res ad triarios venit, the matter has come to triarii. Triarii were the reserve soldiers of the Roman Army. When it reached the point in a war that they were called upon, most or all the front line troops had fallen. Putin in fact, mobilized all male Russian citizens eligible to serve on the front lines in Ukraine. Their performance has been something better than terrible. 

In other countries at war, facing such circumstances, leaders and their advisers come to recognize that intractable decisions, all very difficult ones, lie ahead. Among the choices, Putin could further escalate, resolve to hold any gains while minimizing further losses, negotiate inequitable peace terms, or simply withdraw. US President Richard Nixon found himself in a similar predicament, mutantis mutandis, regarding the US military operations in Southeast Asia. In the end, his Secretary of State “managed” to negotiate what was referred to as “peace with honor” with the North Vietnamese government. Selecting from the choices mentioned would be fine for other countries, however, Putin’s Russia is not like other countries. Still, finding a solution, given how things have panned out, is not simply a matter of satisfying one man’s thinking. The Kremlin is hearing ever increasing criticism for the abominable losses in Ukraine, particularly from elites with close ties to it. Nationalist and ultranationlist political parties and personalities began reacting to the situation in Ukraine with asperity. They, too, know the truth. The change in commander was ostensibly designed to send the message both inside Russia and worldwide that Russia still intends win and will emerge victorious in Ukraine. The Kremlin might hope to convince its perceived audience that with a few adjustments, albeit major changes, everything will be on track and the Kremlin has found the commander who will make things right. The impact of the change, at least around the world, has been akin to a misspelled placard at a protest. The time and energy in the Kremlin put into appointing Sergei Surovikin to direct the war and promote the change publicly as a new beginning, may have been a wasted effort.

Surely, foreign and national security policy bureaucracies worldwide have parsed out Surovikin’s appointment in the round and using logic, have reached their respective conclusions. Yet, what seems logical is not always right. To best understand this important change in command for Russian Federation forces in Ukraine one must learn more about Surovikin, and even more, try to understand what is going on in the rather unique mind of Putin. Whatever he does he does for  his ownly reason. Whatever he has done, invading Ukraine and suffering heavy losses for example, has never troubled him. Though nearly isolated, he does not appear to beweep Russia’s outcast state. Putin’s decisionmaking and probable moves must remain the subject of indispensable speculations and the development of prospective scenarios. 

As has been the pattern with preceding posts, historical examples are used to demonstrate that no matter how recherché and bizarre events have been in this present-day episode, which hopefully will somehow end diplomatically to the satisfaction of all parties involved, humankind has been beset and strained by parallel issues. Some examples reach back to Antiquity to provide apposite examples of thinking and behavior that most resemble that of Putin and his top acolytes on the Ukraine matter. Additional supportive examples are drawn from the Napoleonic era. In his satirical monthly magazine Les Guêpes (The Wasps), the 19th century French writer Alphonse Karr expressed the apt phrase: “Plus ça change, plus c’est la même chose.” (The more things change, the more they remain the same.) How often is that the case.

Surovikin’s official Russian Federation Ministry of Defense photo (above). Surovikin has a reputation for being a hard-as-nails, no-nonsense commander who did not suffer subordinates lightly. Any feelings that he might have had, were never allowed to get in the way of his decisionmaking. In his military career, there were what could delicately be called “bumps in the road”, some small, some big, some very big. In each case, fate somehow stepped in and saw Surovikin through. In June 2021, Surovikin reached the rank of Generál Ármii (General of the Army), the second highest military rank in Russia, second only to a marshal. One year later, in June 2022, it was revealed that he was named the commander of the Army Group “South” of the Russian Armed Forces engaged in the special military operation. Four months later, it was announced that he would be commander of all Russian forces in Ukraine.

Some Background on Surovikin

In an announcement on October 8, 2022, stated: “By the decision of the defense minister of the Russian Federation, General of the Army Sergei Surovikin has been appointed commander of the joint group of troops in the area of the special military operation.” Note the announcement stated the Russian Federation Minister of Defense, Sergei Shoigu, not Putin, made the decision. With the announcement, Surovikin became the first overall commander of Russian forces committed to Ukraine. With the aim of providing readers with a decent sense of Surovikin’s experience and expertise, greatcharlie has provided a tour d’horizon of his rather event filled military career.

Surovikin, age 56, was born in the Siberian city of Novosibirsk on October 11,1966. He is married and has two daughters. Reportedly, Surovikin stands about 5 feet 10 inches. While many sources state Surovikin is Orthodox Catholic, presumably meaning Russian Orthodox Catholic, the degree to which he is observant is unknown to greatcharlie. He has been awarded the Order of the Red Star, the Order of Military Merit and the Order of Courage three times. He was awarded the Hero of the Russian Federation. Surovikin had already reached what normally would have been the pinnacle of a Russian officer’s career when in 2017 he took command of Voyska Vozdushno-Kosmicheskoy Oborony, Rossijskoj Federacii (the Russian Federation Aerospace Defense Forces, hereinafter referred to as the Russian Federation Aerospace Forces). It was still a relatively new organization, established in 2015 when the decision was made by the Ministerstvo oborony Rossijskoj Federacii or Minoborony Rossii (the Russian Federation Ministry of Defense) to combine Voenno-Vozdushnye Sily Rossii, (the Russian Air Force), Voyska Vozdushno-Kosmicheskoy Oborony, (the Air and Missile Defense Forces), and Kosmicheskie Voyska Rossii, (the Russian Space Forces), were placed under one command. However, he has been called upon to take on further assignments to include his current one in response to the Russian Federation ever changing national security needs.

After graduating from the Omsk Higher Military School in 1987, Surovikin began his career serving as a lieutenant in the Voyská Spetsiálnogo Naznachéniya (Special Purpose Military Units) or spetsnaz. Spetsnaz units, a carry over from the days of the Soviet Union,  have been trained, and tasked as special forces and fielded in wartime as part of the Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU. Not much has been offered at least in the mainstream or independent newsmedia on Surovikin’s work in spetsnaz. He reportedly served in spetsnaz during last stages of the War in Afghanistan, but the specific unit he was assigned to has not been identified. As is the case with special forces in most countries, the primary missions of spetsnaz are power projection (direct action), intelligence (reconnaissance), foreign internal defense (military assistance), and counterinsurgency.

By August 1991, Surovikin was a captain in the 1st Rifle Battalion in the 2nd Guards Tamanskaya Motor Rifle Division in August 1991 when the coup d’état attempt against Soviet President Mikhail Gorbachev was launched in Moscow by the self-proclaimed Gosudárstvenny Komitét Po Chrezvycháynomu Polozhéniyu (State Committee on the State of Emergency) or GKChP. Orders were sent down from the GKChP that would require Surovikin to send his mechanized unit into the tunnel on the Garden Ring. He drove his vehicles into barricades of a group of anti-coup protesters. A short time afterward, Surovikin was promoted to the rank of major. In 1995, he graduated from the renowned Frunze Military Academy. Surovikin participated in the Tajikistani Civil War where he commanded a motor rifle battalion. He then became chief of staff of the 92nd Motor Rifle Regiment, chief of staff and commander of the 149th Guards Motor Rifle Regiment and chief of staff of the 201st Motor Rifle Division. Whether due to qualifications, politics, or whatever might possibly be a factor under the Russian Federation’s system of government, Surovikin’s superior saw enough potential in him to prepare him for flag rank. In 2002, he graduated from Voyennaya Akademiya General’nogo Shtaba Vooruzhennykh Sil Rossijskoj Federacii (the Military Academy of the General Staff of the Russian Federation). He became commander of the 34th Motor Rifle Division at Yekaterinburg.

By this point in Surovikin’s career, he had acquired a reputation for being a hard as nails, no nonsense commander who did suffer subordinates lightly. Any feelings that he might have had, were never allowed to get in the way of his decisionmaking. In March 2004, Lieutenant Colonel Viktor Chibizov accused Surovikin of physically assaulting him for taking leave from his post to serve as an elections observer. In April 2004, Colonel Andrei Shtakal, the 34th Motor Rifle Division deputy division commander for armaments, shot himself in the presence of Surovikin and the district deputy commander after being severely dressed-down by Surovikin. A military prosecutor found no evidence of guilt in both cases. 

In 2004, according to the Russian Federation Ministry of Defense’s website, Surovikin commanded the 42nd Guards Motor Rifle Division stationed in Chechnya. He was the chief of staff of the 20th Guards Army from 2005. In April 2008, he made the meteoric rise to army commander. In November 2008, Surovikin became Chief of Glavnoe operativnoe upravlenie General’nogo štaba Vooružёnnyh sil Rossijskoj Federacii (the Main Operational Directorate of the General Staff of the Russian Federation), essentially the General Staff’s think tank. In January 2010, he became chief of staff of the Volga–Urals Military District, which soon became part of the Central Military District. Reportedly, from November 2011, he headed the working group charged with creation of the Military Police. The Russian newsmedia indicated that Surovikin had already been selected to head the new organization. Though delayed as a result of the intervention of Voyennoy Prokuratury Rossiyskoy Federatsii (the  Russian Federation Military Prosecutor’s Office), apparently, the discussion on the potential creation of the Military Police stirred a parochial struggle between the Russian Federation Defense Ministry and the Military Prosecutor’s Office, Glavnoye upravleniye voyennoy politsii Minoborony Rossiyskoy Federatsii (the Main Directorate of the Military Police Ministry of Defense Russian Federation) with a strength of 20,000 was stood up. In October 2012, he became the chief of staff of the Eastern Military District. In October 2013, he was appointed commander of the district. On December 13, 2013, Surovikin was promoted to the rank of colonel general. 

In March 2017, Surovikin began his first of two tours in Syria. The first was supposed to last about three months. It was reportedly part of an effort by Moscow to provide first-hand combat experience to as many high-ranking officers as possible. However, on June 9, 2017, Surovikin was introduced to the newsmedia as the Commander of the Russian Federation Armed Forces deployed to Syria. The Russian Federation Defense Ministry repeatedly credited Surovikin with achieving critical gains in Syria, saying that Russian Federation Group of Forces in Syria and Syrian Arab Army forces “liberated over 98 percent” of the country under him. In a June 2022 Komsomolskaya Pravda newspaper article explained that Surovikin received this unofficial nickname of “General Armageddon” from colleagues for “his ability to think outside the box and act tough.” in the fight against the Islamic terrorist group, ISIS, Surovikin is credited for directing the Syrian Arab Army when it lifted the siege of Deir al-Zour and directing the attack that recaptured Palmyra for the second and last time. On December 28, 2017 he was made a Hero of the Russian Federation for his leadership of the Group of Forces in Syria.

While all of that was transpiring, at the end of November 2017, It was the journal of Ministerstva oborony Rossiyskoy Federatsii (Ministry of Defense Russian Federation, hereinafter referred to as the Russian Federation Ministry of Defense’) Krasnaya Zvezda that reported Surovikin’s appointment to Commander of the Aerospace Forces by a presidential decree of November 22, 2017. Interestingly, TASS made special note of the fact that Surovikin became the first combined-arms commander in the history of Russia and the Soviet Union to be put in charge of the Russian or Soviet Air Forces. According to a report published by RBK Group on November 2, 2017, Surovikin had been appointed Commander of the Aerospace Forces in spite of his initial objections.

From January to April 2019, Surovikin again took command of Russian military forces in Syria. It was during that period Surovikin directed the operation against Idlib which included countless air and ground attacks on civilian objects and infrastructure. A 2020 Human Rights Watch report states that Russian forces under his command struck Syrian “homes, schools, healthcare facilities, and markets – the places where people live, work, and study”.

In June 2021, Surovikin reached the rank of Generál Ármii (General of the Army), the second highest military rank in Russia, second only to a marshal. One year later, in June 2022, it was revealed that he was named the commander of the Army Group “South” of the Russian Armed Forces engaged in the special military operation. On October 8, 2022, it was announced that he would be commander of all Russian forces in Ukraine.

In Surovikin’s military career there were what could delicately be called “bumps in the road”, some small, some big, some very big. In each case, fate somehow stepped in and saw Surovikin through. As aforementioned, during the 1991 Soviet coup d’état attempt in Moscow, Surovikin was ordered to send his battalion into the tunnel on the Garden Ring. As a result of his action, three anti-coup demonstrators were killed. After the defeat of the coup, Surovikin was arrested and held under investigation for seven months. The charges were dropped without trial on December 10, 1991 because Russian Federation President Boris Yeltsin concluded that Surovikin was only following orders. He was promoted to the rank of major afterwards. In September 1995, while Surovikin attended the Frunze Military Academy, he was sentenced to a year of probation by the Moscow garrison’s military court for illegally selling weapons. However, allegations were made that he had been framed. After an investigation, the conviction was overturned. It was concluded that Surovikin had provided a fellow student a pistol for use in a competition, unaware of its intended purpose. One might speculate that Surovikin either had such connections in very high places who were also benefiting from his sideshow that he was allowed to avoid any severe repercussions beyond a very public arrest or he managed to convince authorities that he was cured of his covetous mind.

On dit, there are supposedly whispers in Russia that that Surovikin reportedly had some business concerning the transporting of Syrian ore to Russia on the side. To date, no such rumor, however, has been substantiated or reported on by any mainstream newsmedia source.

Surovikin is an emblem to the Russian military for its “prowess.” The same was said to be true of Russian Federation General of the Army Aleksandr Dvornikov, who Putin appointed commander of the “special military operation” in Ukraine on April 9, 2022. Russian commanders at different levels have often been made to sound too good to be true, only to have their “gold complexions” dimmed in Ukraine. The latest announcement did not mention Russian Federation General of the Army Aleksandr Dvornikov, who Putin appointed commander of the “special military operation” in Ukraine on April 9, 2022. While some Western newsmedia sources insist Russian Army Colonel General Gennady Zhidko.was Surovikin’s predecessor, Moscow had not publicly specified that anyone had been placed in overall control of the operation until the announcement concerning his new command.

Surovikin, much as Dvornikov, had the opportunity to become familiar in Syria with the ways in which the US provides assistance to foreign forces on the battlefield. Moscow’s likely hope in that regard would be better understand how US and other NATO military minds might have special operations forces working in Ukraine, what to expect as a result of their “suggestions to the Ukrainian Armed Forces as to planning and operations,” and how to counter their assistance operations. If that were the case at all, perhaps Dvornikov never really discerned enough in Syria to exploit. He certainly failed grasp the role deception plays in US military operations and that failure played a role in opening captured territory up to rapid liberation by Ukrainian forces via a counteroffensive. Surovikin has the opportunity to demonstrate that he learned quite a bit more.

In March 2017, Surovikin (above) began the first of his two tours in Syria. The first was supposed to last only three months and was part of an effort by Moscow to provide first-hand combat experience to as many high-ranking officers as possible. However, on June 9, 2017, Surovikin was introduced to the newsmedia as the Commander of the Russian Federation Armed Forces deployed to Syria. The Russian Defense Ministry repeatedly credited Surovikin with achieving critical gains in Syria, saying that Russian and Syrian forces “liberated over 98 percent” of the country under him. In a June 2022 Komsomolskaya Pravda newspaper article explained that Surovikin received this unofficial nickname of “General Armageddon” from colleagues for “his ability to think outside the box and act tough.” On December 28, 2017, he was made a Hero of the Russian Federation for his leadership of the Group of Forces in Syria.

Surovikin’s Appointment Shows the World Moscow Has a Handle on Ukraine

Fallaces sunt rerum species. (The appearances of things are deceptive.) As alluded to initially here, one could reach the conclusion at first blush that this change in command amounts to a bromide, an unoriginal idea intended to soothe or placate and have the illusion of problem solving. On the other hand, one might imagine the wisdom in putting a former Russian Federation Aerospace Force commander in charge are that air power will be better applied in Ukraine. Many in the Western newsmedia have assessed Surovikin’s appointment may have been an effort by the Kremlin to mitigate criticism from nationalists who have accused the army of mismanaging the war in Ukraine and of failing to use Russian military power overwhelmingly to force the government in Kyiv to submit. To that extent, close Putin ally and leader of Russia’s North Caucasus region of Chechnya, Raman Kadyrov, has publicly demanded that many top generals of the Russian Federation Armed Forces be sacked. Reportedly, many pro-Russia military bloggers have harshly criticized the prosecution of the war. 

Perhaps it would be reasonable to suspect that Surovikin came highly recommended for the Ukraine job by the same sort behind the scenes that likely lended him a helping hand whenever he landed himself in trouble in the past. Among Russians who welcomed the appointment of Surovikin was Yevgeny Prigozhin, the founder of Gruppa Vagnera (Wagner Group), a private military company and a vocal critic of the military leadership. According to a statement put out by Concord, Prigozhin said publicly: “Surovikin is the most able commander in the Russian army.” He called Surovikin a “legendary figure, he was born to serve his motherland faithfully.” He noted: “Having received an order [in 1991], Surovikin was that officer who without hesitation got in his tank and went forward to save his country.” His appointment was also very vocally welcomed by Kadyrov,

However, Putin’s control and his choices and the relative influence of his inner circle was put succinctly in a January 12, 2020 interview in The New Yorker magazine of Masha Lipman, a Moscow-based political analyst who has written extensively on Putin’s regime. (The interview came on the heels of Putin’s proposals of Constitutional reforms that ultimately extended his years in power in Russia.) Asked about the degree of Putin’s control in Russia, Lipman responded: “The issue of control is tricky. If one talks about whether government management is efficient in Russia, then no, it is not. And Putin has repeatedly, over his very long time in office, spoken about the need to increase the productivity of labor and quite a few other very important goals. I wouldn’t say he has delivered so well on those. But, if we define control as control over the élite, over making the decisions, of course Putin’s fully in control. And the developments of the past few days are very clear and persuasive evidence of him being in control of making decisions.” Responding to a question about his moves at that time [Constitutional reforms], Lipman said; “This is a demonstration of how Putin is ultimately in charge and how he can make very important decisions by himself in an atmosphere of complete secrecy. We still do not know who was aware of what was in store for the country three or four days ago, and to what extent there is anyone who can actually challenge his decisions, even verbally.” Lipman continued: “Putin rarely consults with anyone, and, even if he does, it is done in a totally opaque way. He’s rarely explicit. Even if he consults with some people in his circle, people leave without having a clear idea of what his goal is and have to guess. Sometimes they guess right. Sometimes they guess wrong. Sometimes they try to curry favor and succeed, sometimes not. At the end of the day he is the ultimate decision-maker. And the strategy and the grand plans that he has for Russia, in their entirety, exist only in his mind.”

Given Lipman’s expert view and  the views that have been expressed by greatcharlie on Putin for quite some time–they may hold water for generous readers, it would only be reasonable to believe Putin naturally has morbid fear of anyone desiring to remove him from power. Equally naturally, he acts aggressively and often eccentricity to potential threats to his power, both real or imagined. No one should hope to get too close. Sometimes holding power too long breeds a familiarity that breeds contempt in many. Envy like fire always makes for the highest points. The Roman historian Titus Livius (59 B.C.-A.D. 17), known as Livy, provided in Greek, a history of Rome that begins with the earliest legends of Rome before the traditional founding in 753 B.C. through the reign of Emperor Caesar Augustus during his own lifetime. In Book XXXV, section 10 of that history Ad Urbe Condita (From the Founding of the City) (c. 28 B.C.), Livy discusses the campaign for consul that pitted Publius Cornelius Scipio, the son of Gnaeus, who had recently returned from Spain after performing great deeds, and his brother Lucius Quinctius Flamininus, who had commanded the fleet in Greece. Herodotus writes of the challenges facing Scipio: But the eyes of all men were turned upon Quinctius and Cornelius; for both were patricians, contending for one place, and recently-won military glory lent favor to each. But before all else, the brothers of the candidates11 increased their rivalry, since they were the two most celebrated commanders of their age. The greater fame was Scipio’s, and the greater it was, the more it was exposed to jealousy; that of Quinctius was fresher, inasmuch as he had triumphed that very year. There was also the fact that the other had been for about ten years constantly in the public eye, a fact which renders prominent men less venerated from sheer surfeit of seeing them: he had been consul for the second time after the defeat of Hannibal and censor . . . .”

Admittedly, greatcharlie went the long way about presenting this passage from Ad Urbe Condita. However, Livy admirably presents the depth of thinking that led to the challenge to the well-known, long-serving, heroic leader, Scipio, for a newcomer, who could only offer a list of promises and seem so willing, despite his record of service, to challenge the incumbent leader with no apparent reservations. Surely, if this could be used as any measure. Putin always has much to keep his eye on politically.

Putin launched the Ukraine War lacking a worthwhile strategy and recognition of what Russian Federation forces would come up against. What was seemingly completely missed or misunderstood was the degree of support from the US and NATO Member States that Kyiv would receive. No effort, that was apparent, was made to obviate the ability of the US and its NATO allies to supply Ukraine at will as part of the military strategy. From the start, conquering Kyiv was the focus as if Putin and the General Staff of the Russian Federation Armed Forces were blinded by rage. The door was left wide open between Poland and Ukraine. Such impetuous schemes and boldness are at first sight alluring, but are difficult to handle, and in the result disastrous.

Perhaps the real problem for Putin was not just that he relied on fortune, but was driven by blind ambition. What has likely been a reliable intuition that had served him well along the way and allowed him a leg-up in giving subjects light were darkened with regarding parsing out the many aspects of this massive enterprise in Ukraine. Polybius (c. 204-122 B.C.), the Greek “pragmatic historian,” and intriguingly an eyewitness to the siege and destruction of Carthage accompanying none other than Cornelius Scipio Aficanus as one of his commanders. In his noted work, The Histories, Polybius covers the period from 264 BC to 146 BC, focusing primarily on the years 220 BC to 167 BC, and detailing Ancient Rome’s conquest of Carthage, which allowed it to become the dominant force in the Mediterranean. In his discussion of the causes for the start of the Carthaginian War, the Second Punic War in Book I, section 8, Polybius cites the work of the Roman analyst Quintus Fabius Pictor (born c. 270 BC, fl. c. 215–200 BC) . Reportedly, this choice may have been based more in homage than irrefutability given concerns even in his time that his work on the Second Punic War (218–201 BC) on Carthage was highly partisan towards the Roman Republic, idealizing it as a well-ordered state loyal to its allies. Fabius was the earliest known Roman historian. His writings, presented in Greek and now mostly lost besides some surviving fragments, were highly influential on ancient writers. He participated in introducing Greek historiographical methods to the Roman world.

Polybius writes: “Fabius, the Roman annalist, says that besides the outrage on the Saguntines, a cause of the war was Hasdrubal’s ambition and love of power. He tells us how, having acquired a great dominion in Spain, he arrived in Africa and attempted to abolish the constitution of Carthage and change the form of government to a monarchy. The leading statesmen, however, got wind of his project and united to oppose him, upon which Hasdrubal, suspicious of their intentions, left Africa and in future governed Iberia as he chose, without paying any attention to the Carthaginian Senate. Hannibal from boyhood had shared and admired Hasdrubal’s principles; and on succeeding to the governor-generalship of Iberia, he had employed the same method as Hasdrubal. Consequently, he now began this war against Rome on his own initiative and in defiance of Carthaginian opinion, not a single one of the notables in Carthage approving his conduct towards Saguntum. After telling us this, Fabius says that on the capture of this city the Romans came forward demanding that the Carthaginians should either deliver Hannibal into their hands or accept war. Now if anyone were to pose the following question to this writer–how opportunity could have better favored the Carthaginians’ wishes or what could have been a juster act and more in their interest (since, as he says, they had disapproved Hannibal’s action from the outset) than to yield to the Roman demand, and by giving up the man who had caused the offense, with some show of reason to destroy by the hands of others the common enemy of their state and secure the safety of their territory, ridding themselves of the war that menaced them and accomplishing their vengeance by a simple resolution–if anyone, I say, were to ask him this, what would he have to say? Evidently nothing; for so far were they from doing any of the above things that after carrying on the war, in obedience to Hannibal’s decision, for seventeen years, they did not abandon the struggle, until finally, every resource on which they relied being now exhausted, their native city and her inhabitants stood in deadly peril.”

As an experienced judoka, Putin knows that there are occasions when one competitor is simply outmatched by another. It is hard to accept when one is the outmatched competitor or the competitor’s loyal supporter. Still, no matter how unpleasant, it is a reality that must be faced with level-headedness. It would seem Putin has not reached that conclusion yet.

(From left to right) Russian Federation Defense Minister Sergei Shoigu, Chief of the Russian Federation General Staff, Russian Federation General of the Army Valery Gerasimov, Putin, and Surovikin at a presentation on aerospace weapon systems. On first impression, one might imagine the wisdom in putting the former Russian Federation Aerospace Force commander in charge is that air power will be better applied in Ukraine. Many in the Western newsmedia have assessed Surovikin’s appointment may have been an effort by the Kremlin to mitigate criticism from nationalists who have accused the army of mismanaging the war in Ukraine and of failing to use Russian military power overwhelmingly. In a January 2020 interview in The New Yorker magazine of Masha Lipman, a Moscow-based political analyst who has written extensively on Putin’s regime, explained: “At the end of the day he is the ultimate decision-maker. And the strategy and the grand plans that he has for Russia, in their entirety, exist only in his mind.”

Surovikin’s Appointment Provides Putin with Some Relief Personally

Choice of Surovikin may have been made simply to provide some measure of relief for Putin. By appointing an overall commander, something that most senior military and political advisers in Moscow might have urged Putin to do earlier or had begun to do once things went poorly, the move would feel something far different than a bromide. Putin would be acting proactively, putting fresh eyes on the matter and hopefully a more successful line of thinking.

Imaginably, there are many things Surovikin can now do under his new title that he could not do as Commander of the Aerospace Forces or commander of the Army Group “South” of the Russian Armed Forces engaged in the special military operation. Perhaps it might be more directly the case that they see something in the way in which Surovikin thinks. Much as with the commanders of air, ground, naval, and space components of  armed forces worldwide, one might presume in the abstract that intelligence preparation of the battlefield, providing predictive intelligence at the right time for use in planning and executing operations, has been a critical aspect of the Russian Federation Aerospace Forces efforts to deliver information superiority to its chiefs, and wing and squadron commander’s operating forces over Ukraine. Perhaps in strategy sessions of the armed forces general staff on the Ukraine operation, he proved more familiar with the battlespace as it stands than his counterparts and was thereby tapped for the top Ukraine job. So, he was given the job.

Perhaps in a conversation, an opportunity as his interview with Surovikin for the Ukraine job, Putin expressed concerns about the outcome of the war and Surovikin offered words that provided some measure of relief for him. That would be the conversation leaders who were in desperate situations or facing uncertainty have had with commanders for centuries. In The Histories, Herotodus of Halicarnassus (c. 484 BC-c. 425 BC), the renowned Greek historian of the Hellenic period known for that aforementioned masterwork which mainly discusses the struggles between Greece and Persia. In Book VII, Chapter 234, section 1-3, Herotodus reconstructs a hypothetical conversation between the Persian King Xerxes, and his general and uncle,  Demaratus following the king’s conversation with counselors. He writes: “Xerxes then sent for Demaratus and questioned him, saying first, “Demaratus you are a good man. I hold that proven by the plain truth, for things have turned out no differently than you foretold. Now, tell me this: how many Lacedaemonians are left, and how many of them are warriors like these? or is it so with them all?” “My king,” said Demaratus, “the number of the Lacedaemonians is great, and so too the number of their cities. But what you would like to know, I will tell you: there is in Lacedaemon a city called Sparta, a city of about eight thousand men, all of them equal to those who have fought here; the rest of the Lacedaemonians are not equal to these, yet they are valiant men.” “And how, Demaratus,” answered Xerxes, “can we overcome those men with the least trouble to ourselves?” Come, disclose that to me, for you have been their king and know the plan and order of their counsels.”

Surely, Putin is aware that not even the threat or dismissal or assassination cannot coax brilliance on the battlefield from Russian Federation commanders who simply iack the faculty to do anything that could dramatically change the situation in Ukraine in Russia’s favor. Hoping Ukrainian commanders might drop some almighty clanger that will provide an advantage–friction in battle and that sort of thing–would be futile given they are doubtlessly being “advised” by the some of the best military minds that NATO’s 27 Member States can supply respectively. The assistance in terms of weapons systems, training, and gear alone from NATO Member States has been breathtaking. Putin must have accepted by now that the Russian Federation armed forces are just not good enough to successfully execute the special military operation he chose to launch on February 24, 2022. Perhaps he has muttered to himself in private that all the talent is I n the other side. The Russian Army rejoiced in reputation of the post-war and Cold War Soviet Army. it was an illusion. Putin fell for it. It is all very tragic, especially for the soldiers and civilians on both sides caught up in the fighting and dying.

An army can not change overnight. What Russian top commanders can do is ensure that the many parts of the Russian Federation’s Ground Forces, Aerospace Forces, and Naval Forces work to their utmost in harmony to achieve success, but that still might not be enough to change the course of things. One should hardly expect to observe any maneuvers by Russian commanders to represent “an ingenious jesting with [the operational] art.” The Russians unit commanders in Ukraine continue to feign good intentions by ordering the use of overwhelming brute force, incredulously pretending they can muster any approximating power of that kind the field, with the respective objectives of overcoming Ukrainian strength now in what Putin has just recently declared Russian Federation territory. All those commanders are actually doing is sending their troops, the bulk of which are frightfully ill-trained and inexperienced, to near certain defeat. Numerous newsmedia reports in the West, impossible for any following the Ukraine War story to have missed, tell of field grade level commanders, gung-ho on the war and Putin, and eager to make their mark and possibly catch the attention of leaders Moscow, have sent their troops into better than questionable assault on well-armed and well-positioned Ukrainian units. Such assaults are being repulsed at the cost of extraordinarily high tallies of killed and wounded. Some Russian Army companies and battalions have been obliterated in this way. Many of those zealous commanders have ended.up on casualty.lists themselves. Surely such actions may later be found to be a main ingredient of a recipe for what may turn out to be a great military disaster. There may likely be a decisive clash ahead that will mark the end of the Russian presence in Ukraine, and end the myth that Russia is a conventional military power impossible to reckon with, a challenge to the combined forces of NATO.

The situation for Surovikin might in the end parallel that of the singular circumstances surrounding the renowned author of The History of the Peloponnesian War, Thucydides, (c. 460 BC–400 BC). Thucydides once was an Athenian general who was subsequently sacked and exiled following his failure to defend the Greek city of Amphipolis in Thrace. (During his exile, he began compiling histories and accounts of the war from various participants on all sides.) As fate would have it, Thucydides was ordered to go to Amphipolis in 424 because, by his own account in Book 4, chapter 105, section 1, of The History of the Peloponnesian War (hereinafter referred to as the Peloponnesian War):  “He possessed the right of working the gold mines in that part of Thrace, and thus had great influence with the inhabitants of the mainland” He wrote in Book I, chapter 104, section 4: “The general who had come from Athens to defend the place, sent to the other commander in Thrace, Thucydides son of Olorus, the author of this history, who was at the isle of Thasos, a Parian colony, half a day’s sail from Amphipolis” The renowned Spartan general Brasidas, aware that Thucydides was on Thasos and had established considerable influence with the people of Amphipolis, and concerned over possible reinforcements arriving by sea, acted quickly to offer moderate terms to the Amphipolitans for their surrender, which they accepted. Consequently, when Thucydides arrived at Amphipolis, the city had already fallen under Spartan control. As Amphipolis was of considerable strategic importance to Athens, reports were received with great alarm. Thucydides became the target popular indignation among the Athenians. As was the usual decision in such circumstances, Thucydides was exiled for his failure to “save” Amphipolis.

Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.) As it was Thucydides’ fate, one might wonder whether Surovikin has been given a fool’s errand, destined to receive a mark of dishonor for failing to complete a mission that had become moot before he had even journeyed out to perform it. Whatever Surovikin manages to do, he will have to cut it a bit fine given the rapid progress of Ukrainian forces in reducing Russian gains, and their well-demonstrated ability to do a lot more. Ukrainian commanders have proven themselves to be formidable opponents by displaying amazing knowledge of their battle space, foresight and agility acumen, managing to block in one place, counterattack in another, withdrawing their units when conditions were most favorable more often than demanding troops hold on to untenable positions until they were forced to retreat in order to survive or surrender. The ability of Ukrainian commanders to think fast and soundly has been key to their relative success as time is always of the essence. They relentlessly seek to take ground and gain and retain the initiative. More often than not weaker Ukrainian units have been pitted against stronger Russian ones, stronger at least on paper. French Emperor Napoleon Bonaparte is quoted as saying: “Strategy is the art of making use of time and space. I am less concerned about the later than the former. Space we can recover, lost time never.” With continued expert advice and robust levels of assistance from the US and NATO, Ukrainian forces could potentially displace and destroy Russian forces at many points before winter sets in proper.

Putin (right) decorating Surovikin (left) with the Hero of the Russian Federation medal for his leadership of the Group of Forces in Syria. If one might consider the role politics might have played in the decision to appoint Surovikin commander of the joint group of troops in the area of the special military operation, it would seem on its face that Putin and the general should have a very harmonious relationship, hardly oil and water. Surovikin’s loyalty and reliability was apparent in his performance in Syria. Surovikin, obedient to the letter, followed through violently in Syria, getting the results that Putin demanded. Unlikely lost on Putin is the fact Surovikin, as a captain commanding an armored unit, was a defender of his beloved Soviet state in the truest sense during the 1991 coup d’état attempt launched by Soviet hardliners, driving through barricades erected by pro-democracy protesters. As noted in the discussion here on his military career, three men were killed in the clash, including one who was crushed.

The Role Played by Political Likes and Dislikes in Surovikin’s Appointment

In greatcharlie’s humble opinion, now is certainly not the best time in Moscow for anyone but Putin to worry about image or petty politics. It is a very odd situation that this persists in the midst of calamity. Even though there is a war going on in which Russia is not performing so well as an invader, image apparently still matters in Moscow. There are ceremonies, speeches in the Kremlin, scholarly foreign and national security policy conferences still being held around Russia all attendended via special invite only. For the elites, it is all more about status than security. The elites still want to improve their relative proximity to Putin and his inner circle. They want to know, who has what title, who is in charge of this or that, who has the lead, who takes orders from whom

To that extent, if one might consider the role of politics might have played in the decision to appoint Surovikin commander of the joint group of troops in the area of the special military operation, it would seem on its face that Putin and the general should have a very harmonious relationship, hardly oil and water. Surovikin’s loyalty and reliability was apparent in his performance in Syria. Surovikin, obedient to the letter, followed through violently in Syria, getting the results that Putin demanded. Unlikely lost on Putin is the fact Surovikin, as a captain commanding an armored unit, was a defender of his beloved Soviet state in the truest sense during the 1991 coup d’état attempt launched by Soviet hardliners, driving through barricades erected by pro-democracy protesters. As noted in the discussion here on his military career, three men were killed in the clash, including one who was crushed.

Certainly Surovikin is not starting from scratch, coming in from outside the centers of power. As mentioned, he served as the Commander of the Russian Federation Aerospace Forces, a rung few have reached since, as aforementioned, the Russian Air Force, the Air and Missile Forces, and the Space Forces were placed under his responsibility. Few have demonstrated the ability to manage as many operational organizations as he has. Although one might point out that the Russian Air Force at war in Ukraine is the one for which he was responsible for many years. Perhaps its performance has been the least impressive among the armed forces.

The thought could not have escaped Russian Federation General of the Army Valery Gerasimov that Putin might be looking at Surovikin as his possible replacement as Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation), hereinafter referred to as the Russian Federation General Staff. To find support for that idea, he would only need to look at his latest work product, the condition of the Russian Federation Armed Forces in Ukraine and the less than capable force he had developed and maintained in the years before the invasion. Gerasimov could very likely have been accused criminally as having failed immensely in keeping the armed forces prepared for war.

On the eve of the special military operation’s launch, Russian Federation forces situated near Ukraine’s border were still considered quite formidable. This belief was based not just on numbers and their fierce appearance, but on the assumption that Russia had undertaken the same sort of root-and-branch military reform that the US underwent in the 18-year period between Vietnam and its victory in the first Gulf War. Not all,, but many military analysts in the West speculated that the Russian operation would be something akin to a one act drama with an early curtain. The US Intelligence Community concluded that Kyiv would fall in days. Some European officials thought it might just hold out for a few weeks. However, starting on the first day of the of the invasion of Ukraine, all of the walls came down on the Russian Federation Armed Forces. Based on their overall performance in Ukraine, the forces that Russia sent into battle seemed almost counterfeit, poorly imitating what was expected by reputation. One could reasonably suggest  that in recent years their capabilities have been subject to hyperbole. As greatcharlie has stated in preceding posts, the Russian Federation General Staff was fortunate that they are not facing US forces. Copious amounts of supporting evidence for that argument has been presented on the battlefield daily in Ukraine. How the mighty have fallen. 

Negligentia sempre habet infortunam comitem. (Negligence always has misfortune for a companion.) Russian forces were not organized for war with precision. Units were not ready for battle. Soldiers had no idea of what to expect. Ukraine was allowed to use its strengths against Russian weaknesses. Ukraine’s smaller units were able to achieve relative superiority force on force initially in the field. One might have expected that occasionally good fortune would shine upon the relatively lightly-armed Ukrainian forces, and a Russian Army or Russian Naval Troops patrol rolling around or crossing into a danger zone might face ambush, a well-organized ambush, and losses would be suffered. With so many patrol ordered in the different avenues of attack by Russian forces, the greater the chance there would be losses. However, Ukrainian forces outrightly routed Russian units over and over on the battlefield and line of successes would force Russia to adjust its strategy.. The possibility of endsieg, victory against the odds, has become all the more real for the Ukrainians.

As discussed earlier to some extent, Putin surely felt the Russian Federation Armed Forces were well-trained and well-equipped to bring swift victory. To be fair, even to Putin, in practical terms, he mainly had the well-choreographed Zapad military and naval exercises to use as a measure of the Russian Federation armed forces effectiveness. The scenarios rehearsed in those exercises were apparently poor preparation for the invasion at hand. The scenarios rehearsed in those exercises were apparently poor preparation for the invasion at hand. There is also the issue that the Zapad exercises were not exactly all that they were made to appear to be in terms of demonstrating their actual strength and capabilities of the Russian armed forces, as well as the possibilities for their use. Imaginably, the truth was deliberately kept from Putin. No matter what was really going on at Zapad, their true value of the exercises can now be discerned by all. Military commanders simply during each exercise went through the motions with elaborate displays of firepower and mobility with little to no concern about how it would all come together in real world situations. The bigger and better Zapad exercises since 2017, lauded by the leadership of the Russian Federation armed forces, were surely “full of sound and fury, signifying nothing.” Putin, himself, had regularly observed the Zapad exercises and everything seemed fine enough.

One NATO commander caught on to what had been happening at Zapad and other Russian military and naval exercises before the invasion and could predict Russian military action in Ukraine might prove for Moscow to be catastrophic. When he was commander of US naval forces in Europe and Africa, US Navy Admiral James Foggo had the duty to plan US military exercises recognized that planning the huge Russian exercises were enormous undertakings. As Russia was planning the Vostok exercises in September 2021 in Siberia, Russian Federation Defense Minister Sergei Shoigu, declared it would be the largest since the Soviet Union’s Zapad exercise of 1981. It would involve 300,000 troops, 1,000 aircraft and 80 warships. However, Foggo discovered there was quite a bit of deception involved. Rather than actually field large numbers of soldiers, sailors, airmen and marines, a company of troops (150 at most) at Vostok, for example, was inflated and counted as a battalion or even a regiment (closer to 1,000). Single warships were passed off as whole squadrons.

How spectacularly did the illusion created by Russian commanders disintegrate when challenged by reality! It is a sad lesson for commanders in all armies to learn from. Beyond the seemingly deliberate desire to create an illusion of capabilities, the impression left is that the Zapad hoax over the years is that a certain disinvoltura apparently plagued the Russian Federation Armed Forces commanders, that has manifested itself at the worst possible time in the worst possible way. Clearly, Gerasimov was the main one who fed Putin’s illusion concerning the capabilities and  readiness of the Russian Federation Armed Forces. Maybe Putin has reached a point at which he could see some benefit in making a change. The easiest way is to bring forward other faces from the Russian Federation General Staff. It is somewhat surprising that in the West, investigative journalists have not gotten the hint that Gerasimov is being slow-walked out the door and have not tried to pick up the scent of blood. Some may have. A good guess would be that Surovikin is being advanced piecemeal by Putin to where he wants him to be. Interestingly, the indications and implications of such would also be that Putin has the sense that he has a future as leader of Russia.

Removing Gerasimov would cause some stir, perhaps both plus and minus, even among Putin’s nationalist and ultranationalist following. He has been viewed as a very loyal Putin acolyte for nearly a decade. However, if Putin is acting in that direction, it would surely be “business as usual in the Kremlin” with regard to military commanders at all levels. Putin has already replaced a number of top commanders in its armed forces. In an October 8, 2022 story, RFE/RL expressed from available public reporting, a list of prominent Russian commanders that have been sacked. Reportedly, the head of Russia’s North Caucasus region of Daghestan, Sergei Melikov, wrote on Telegram on October 7, 2022, that North Caucasus native Lieutenant-General Rustam Muradov had replaced the commander of the Eastern Military District, Colonel-General Aleksandr Chaiko. The RBK news agency on October 7, 2022 cited sources close to the Russian military as saying Muradov replaced Chaiko without giving any details. Much of the Eastern Military District’s personnel are engaged in the special military operation in Ukraine, despite the fact that the district is based in Russia’s Far East. Muradov previously led troops in Ukraine’s eastern regions of Donetsk and Luhansk, parts of which have been under Russia-backed separatists’ control since 2014. He also commanded Russian peacekeepers in Azerbaijan’s breakaway region of Nagorno-Karabakh.

An October 3, 2022 RBK report stated that the commander of the Western Military District, Colonel-General Aleksandr Zhuravlyov, had been replaced shortly after dramatic Russian losses in northeastern Ukraine in September and the strategic city of Lyman in the Donetsk region had been recaptured by Ukrainian forces. In September 2022, Colonel General Mikhail Mizintsev replaced. General Dmitry Bulgakov as deputy defense minister in charge of logistics.  Curiously, Mizintsev is accused by the European Union of orchestrating a siege of the Ukrainian port of Mariupol early in the special military operation that reportedly killed thousands of civilians. In August 2022, state media outlets in Russia said the commander of the Black Sea fleet had been sacked after Ukraine carried out several successful attacks, including the sinking of Russia’s missile cruiser Moskva and the loss of eight warplanes in an attack on a Russian base in Crimea. As Ukraine continues to liberate settlements in its eastern region from occupying Russian troops, Moscow will likely continue to replace top commanders in its armed forces.

However, Putin apparently appreciates Gerasimov as a grand strategist, a military thinker of some talent. He has well-expressed, in military terms, the imaginings of Putin and his acolytes on the US ambition to conquer Russia for its abundant resources. Worth noting is the very strong and pertinent 2013 military statement which was noted in greatcharlie’s November 16, 2016 post entitled, “Belarus Allows Small Demonstrations Outside KGB Headquarters: As Belarus Curries Favor with the West, Can It Help Russia, Too?”. Far more than a military analysis on NATO expansion, the document which was the top secret Plan of Defense of the Russian Federation, assessed that future conflicts will be “Resource Wars.” The basis of that assessment was that the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause their prices to steeply rise. Russia’s senior military leaders believed outside powers, primarily the US and its allies, may invade their country from several directions to physically grab territory and its resources. Putin accepted the threat assessment of the Russian Federation General Staff which as aforementioned essentially paralleled his own thinking, and signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The notion that Russian borders were being threatened by the US and NATO and adequate defensive measures needed to be taken has nearly controlled Russian military thinking since the plan was developed. It might be reasonable to conclude that such thinking culminated, at least so far, into Moscow’s great blunder in Ukraine.

Suggestions that Ministr Oborony Rossijskoj Federacii (Minister of Defense of the Russian Federation) General of the Army Sergei Shoigu has concerns over General Surovikin would be almost baseless. As Shoigu and Surovikin have interacted on countless occasions while he commanded Russian Federation Aerospace Forces. No friction between them has been publicly reported at least. Many new weapon systems critical to Russia’s strategic defense have been introduced by the Aerospace Forces under his leadership. One might in this case again harken back to 1991 and the collapse of the Soviet Union to give life to such a suggestion. At the time, Shoigu, fairly senior in the Russian Rescuers Corps, was a firm supporter of Boris Yeltsin, then President of the Russian Republic, leading protests against the coup d’etat that forced Soviet President Mikhail Gorbachev from office. However, the fact that Surovikin and Shoigu were on opposing sides at the time should not hold much significance in an analysis. It 8s very unlikely that Shoigu has borne some grudge against Surovikin over the matter. While greatcharlie cannot swear that Surovikin’s rise is nothing to signify concerning Shoigu’s perch at the Russian Federation Ministry of Defense, any suggestion that Surovikin’s appointment has meaning in that direction would seem by the by. The reality is that Shoigu’s role in the rise of Putin and his place in the regime is quite firm and rather singular.

One might recall that in 1999, Yeltsin became acutely aware that he was losing power in Russia, and his supporters were shifting to the opposition. Taking steps to ensure his legacy with less than a year left in office, Yeltsin, with the help of political allies, created a new party, with a new face, loyal to him: Unity. Shoigu, who was serving as Minister of  Ministestvo po Delam Grazhdanskoy Oborony, Chrezvychainym Situatsiyam i Likvidtsil Posledstviy Bedstviy (Ministry of the Russian Federation for Affairs for Civil Defense, Emergencies and Elimination of Consequences of Natural Disasters Emergency Situations also known as the Ministry for Emergency Situations) or EMERCOM, and part of Yeltsin’s successful re-election campaign in 1996, was named the leader of the pro-president party. He was partnered with Alexander Karelin. Elements of Unity’s economic policy were akin to Thatcherism. It included, for example, the promotion of low inflation, the small state and free markets via tight control of the money supply, and privatization. That said, Unity also supported the reliance on powerful police and security structures and media control. After parliamentary elections in 1999, Unity took a commanding position in the Duma. Having secured some control of the Duma, Yeltsin sought a successor for the presidency.

While Yeltsin called Shoigu “our greatest star,” he chose Putin. Yeltsin first saw promise in Putin when he selected him on July 25, 1998 to serve as head of the Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Federal Security Service) or FSB. At the time, Putin was an unemployed deputy-mayor from St. Petersburg. He served at the FSB until August 9, 1999, when Yeltsin called him to the post of acting prime minister. Late that same month, there was a bomb blast in a luxury shopping mall by Red Square which was the first in a series of blast resulting in casualties. In September 1999, there were apartment bombings in Moscow, Buinaksk, Dagestan, and Volgodonsk, in Rostov. They collectively killed 300 Russian civilians and wounded hundreds more that were reportedly the responsibility of Chechen Islamic militants. Putin acted forcefully against the mall bombing, the apartment immolations, and a bold Islamic militant incursion from Dagestan into Chechnya, led by Shamil Basayev. The first of 100,000 troops were sent to the northern Caucasus within weeks. In a famous September 24, 1999 speech, Putin spoke with determination in explaining his approach to defeating terrorism: “We will pursue the terrorist everywhere. If they are in an airport, then, in an airport, and forgive me, if we catch them in the toilet, then we will waste them in the outhouse . . . The issue has been resolved once and for all.” Putin marked his rise in power by acting viciously against terror. Shoigu’s Unity Party then served as the instrument for Putin’s rise to the presidency. The Unity Party eventually entered into an alliance with the Fatherland-All Russia political bloc. The Party later morphed into United Russia, the country’s current ruling party that rubber stamps Putin’s initiatives in the Duma. Putin has remained in power by confounding insincerity, and he does not suffer fools lightly. Having observed him closely, Putin obviously feels Shoigu well-serves his needs. Shoigu was neither in the Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB nor worked in St. Petersburg with Putin. He has been able to make use of his own unique sensibilities to understand his leader’s thinking and feelings. An informed guess by greatcharlie is that Shoigu is unlikely going anywhere, anytime too soon.

As remarked earlier, it is not publicly known which particular aspects of Surovikin’s military background, as seen through the singular lenses of his superiors, took on significance in the decision to select him to tackle the “Ukraine conundrum.” Perhaps those aspects would not be those leaders of other countries might seek in an ideal overall commander of a military campaign. Recalling here how Putin acted in Chechnya when brand new to the post of Russian Federation President, it would not be difficult to understand why Surovikin, with his background, would be the commander he would want handling Ukraine.

One might wonder whether Surovikin (above) has been given a fool’s errand, destined to receive a mark of dishonor for failing to complete a mission that had become moot before he had even journeyed out to perform it. Whatever Surovikin manages to do, he will have to cut it a bit fine given the rapid progress of Ukrainian forces in reducing Russian gains, and their well-demonstrated ability to do a lot more. Ukrainian commanders have proven themselves to be formidable opponents by displaying amazing knowledge of their battle space, foresight and agility acumen, managing to block in one place, counterattack in another, They relentlessly seek to take ground and gain and retain the initiative. More often than not weaker Ukrainian units have been pitted against stronger Russian ones, stronger at least on paper.

Surovikin: The Prospective Savior of Russia?

It is very possible that Putin, Shoigu, Gerasimov, and the others on the Russian Federation General Staff authentically feel there is a real chance that under Surovikin’s command, Russian forces can beat back Ukrainian forces tearing through their lines, gain and retain the initiative, and somehow obviate the effects of US, NATO, and other foreign military assistance to Kyiv. The initial Western newsmedia commentaries of what Surovikin would bring to war as the new joint commander of Russian forces was that he would bring “his violent Syria playbook closer to home.” Reporting focused on a rush of heavy rocket attacks against civilian targets across Ukraine. Naturally, Surovikin’s main challenge in Ukraine, will be to solve the structural problems plaguing the Russian military as it faces fierce Ukrainian forces hell bent on liberating every speck of Ukrainian sovereign territory. Many Western Military experts have expressed that view.

Yet, equally naturally, Surovikin has the grand opportunity to apply his thinking–within the limits of the Russian government system–of what has been done wrong, what has been done right, and what can best be accomplished. As broached in-brief earlier, Surovikin may have expressed a singular interpretation of the battlespace. To be succinct and express it as it might still be taught in military educational institutions at the command and staff level, the battlespace is the mental picture a commander establishes in order to analyze and choose courses of action to apply his military assets in relation to time, tempo, and depth. Perhaps Surovikin’s superiors at this point are hoping that his way of thinking will make a difference on the battlefield and they may be turning to him as a last, best resort. Moreover, it could be that the results of the ongoing Ukrainian drive in fact proved Surovikin’s conceptual view of the situation in what was previously his southern front and his neighboring eastern front were correct. He may have expressed what turned out to be the best understanding of how factors as the strengths and weaknesses of Ukrainian forces to include new weapon systems being introduced via Western assistance. He may have sounded the alarm that firepower in particular would allow them “the upper hand” on the battlefield. He may have demonstrated a better understanding, reliable intimations, on how, where, and when to apply the combat power of Russian forces. He may have assessed the strengths and weaknesses of Russian forces and, since their power has dwindled so dramatically, how they could be more effectively and perhaps economically mustered, how those forces could be better protected, and how they might be able to take a stab at making some respectable gains more immediately. Much as noted previously, being commander of the Russian Federation Aerospace Forces, since 2017 has perchance allowed Surovikin to gain experience, an expertise in managing multidimensional aspects of warfare to create a harmonious or synergistic whole. To that extent, he conceivably would lend an expertise applicable to managing the multidimensional aspects of air, sea, space, land, and information operations in his planning and execution of military operations.

Concerning Russian Federation Aerospace Forces specifically, more than simply contributing to the Ukraine campaign as the situation stands as of this writing, they could play an effective role, indeed have a multiplier effect. With his experience as Commander of the Russian Federation Aerospace Forces, Surovikin presumably would know best how to manage all assets of the force to strike strategically and tactically to make a positive difference in the war effort. Strategically, destroying Ukraine’s ability to construct weapons and disrupting its supply of weapons from external sources would likely be a priority. Tactically, a priority would likely be coordinating efforts by Russian Federation Aerospace Force assets with ground forces currently facing great pressure or extremely challenging situations almost everywhere on the frontlines from well-armed, well-supplied, and highly-motivated Ukrainian forces.

Dediscit animus sero quod didicit diu. (The mind is slow in unlearning what it has been long learning.) For many, it might understandably be difficult to conceive exactly how under the same leadership, with an additional title, the situation could be altered for its better. With specific regard to the Russian Federation Aerospace Forces, large scale exercises of recent years appear to have been nothing more than staged acts, performances that presented illusions about the capabilities of its different branches. Indeed, those performances were full of sound and fury, but reality signified nothing. In the Ukraine campaign, the Russian Federation Aerospace Forces so far have had little impact to the degree that they were present. The Russian Federation Aerospace Forces have been near nonexistent relative to its size, supposed power, and the expectations of military analysts worldwide. Its best fighters and fighter-bombers have been regularly blasted out of the skies by Ukrainian forces using both pricey sophisticated air defense weapons systems gifted to Kyiv by Western powers and shoulder fired rockets operated by individual soldiers in the field. Russian Federation Ground Forces could be assessed as fighting much as one of a third tier power, seemingly lacking sophisticated aircraft and possessing no close air support assets, and they have resultantly suffered losses the same as an trained observer might expect of a type of third tier force against a high-tech force of a military superpower. In this case, it would appear that with the combined support of the US, the United Kingdom, EU, and NATO member countries, Ukraine, to a degree, is fighting much as that very sort of military superpower described. As greatcharlie has stated in preceding posts, one could only imagine the loss Russian Federation forces would have suffered if they had clashed directly with US forces. If any units sent into battle under that scenario would have been spared, it would have been purely a matter of happenstance.

Still, Putin would unlikely put all of his hopes in the hands of these military men. To go a bit further with the hypothetical, perhaps during one of his summit meetings and bilateral talks with Putin, People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping diplomatically and encouragingly shared the suggestion that he might adopt “a new way of thinking about warfare.” Perhaps he discussed the concept of combined warfare without boundaries emphasizing that a complementary level of energy be placed on matters that could not only greatly influence, but even more, have a decisive impact on its outcome. While it may also include the use of armed force, under the concept of combined warfare without boundaries prioritizes the use of non-military forms of warfare: psychological, media, information, technology, cyber, financial, political, social, and espionage. The aim of combined warfare without boundaries is to weaken the US internally and to exploit its vulnerabilities. Since under combined warfare without boundaries the battlefield is everywhere, everything can be weaponized. On a short list of things weaponized, Xi could have told Putin in this hypothetical situation that, optimistically, there still was time to put things right, but certainly there was no time to waste. It is all hypothetical, imagined from the abstract.

In the past, the activities undertaken as part of combined warfare without boundaries would have fallen under the category of intelligence. Perhaps, they still do. Intelligence services engage in open and clandestine, and covert activities, using appropriate tools and available resources, to create or exploit opportunities to act in support of the policies and the interests of their countries. As part of those activities, the everyday can often become weaponized. Putin is perhaps the most prominent Russian intelligence doyen around today having served in the KGB and as head of the FSB. He would very likely see value and potential in that tack, and would surely have a stream of ideas on what he could do away from the battlefield in a robust way. 

Under such a scenario, one could reasonably expect his mind to harken back to the heady days of the Cold War when he served as an officer in the KGB in the former Deutsche Democratische Republik (German Democratic Republic, also known as GDR or East Germany). Putin and his KGB comrades cooperated–“oversaw”–the work of their HVA counterparts who were infiltrating West Germany and countries beyond in the West to not only collect intelligence but to a great extent prepare as best as possible for a likely conflict between Warsaw Pact forces and NATO Member States in Central Europe. For 34 years, Generaloberst Markus Wolf was the very successful head of GDR’s foreign intelligence service Hauptverwaltung Aufklärung (the Main Directorate for Reconnaissance), commonly referred to as the HVA. With frightening efficiency, he developed an array of tactics, techniques, procedures and methods for operating against his Western opponents in advance of any eventual conflict in Europe between East and West, or to break down the societies of opponents of the Eastern Bloc. Throughout the Cold War, his agents poured into West Germany and when possible countries beyond, secured positions, reported about, and influenced the activities of a multitude of organizations in a broad spectrum of areas, social, political, diplomatic, military, commercial, financial, scholarly,  scientific, and informational. (For those interested in more on Wolf and the HVA, see the November 13 2019 greatcharlie post entitled Book Review: Markus Wolf, Man without a Face: The Autobiography of Communism’s Greatest Spymaster (Times Books, 1997) for a bit more detail on the matter.)

With a dearth of good ideas, some interest could possibly arise in mining benefit from what might seem as an outre thought on first impression. If such a hypothetical exchange on the matter of combined warfare without boundaries were at all true, and under such a scenario, Putin might have put any thought into the matter, he would likely have begun to think beyond the battlefield in a big way. Some might suggest that Putin already was engaged in such activities as observed in Russia’s hybrid warfare attacks in Europe which began in 2014.

Hybrid warfare has been associated with Gerasimov who developed what has been dubbed the Gerasimov doctrine. The Gerasimov Doctrine, an operational concept for Russia’s confrontation with the West, is also a whole-of-government concept that combines military power and soft power across many domains, transcending boundaries between peace and war. However, there is a distinction between combined warfare without boundaries and the Gerasimov Doctrine. When combined warfare without boundaries is applied, the purpose is not to prepare or support the use of force. What is accomplished by non-military means should offset the use of force. To that extent in Ukraine, what is transpiring on the battlefield should not be looked upon as determining the final outcome of the confrontation. 

In a robust application of some simulacrum of combined warfare without boundaries, alterations in a few aspects of Russia’s behavior would likely signal the change. There would likely be greater emphasis on garnering assistance from allies with the wherewithal to contribute assets of high value. That list of allies would likely include: China, Belarus, Democratic People’s Republic of Korea (DPRK), Iran, and perhaps Cuba. Applying combined warfare without boundaries, top diplomats of Ministerstvo Inostrannykh del Rossijskoj Federacii (the Ministry of Foreign Affairs, Russian Federation) would approach each to secure the maximum level of assistance. Reports surfaced in September 2022, that Russia was in the process of buying millions of rockets and artillery shells from North Korea to use in Ukraine. That information was reportedly sourced from the US Department of Defense. In August 2022, US officials disclosed that Russia received shipments of Iranian-produced drones. 

Top diplomats would also be tasked with keeping the negotiations door open without leaning too far that way as to encourage bolder action on the battlefield by Kyiv and its NATO backers. It may be the case that when Western representatives approach Putin about peace, he may very well get the sense that he is slowly wearing down their countries and Ukraine. Thereby, his resolve to fight on may be strengthened.

As part of Putin’s twist on an hypothetical implementation by him of a combined warfare without limits strategy similar to that of China might be to green-light direct action of a calibrated nature in a top tier Western country whose foreign and national security bureaucracies surely will not be expecting but actually should have been prepared for once the Ukraine war ignited over some preposterous reasoning began.

Russian Federation intelligence services would be called upon to collect all they can on the level of will Western countries possess on investing in the war: concerns expressed in capitals on capping assistance expenditures, Ukraine’s use of all forms of assistance, and the effects of Moscow’s nuclear threats. Sweet to the ear of Putin would surely be any true Intelligence collected that shows some decay in the united front of the NATO Member States. As the situation stands now, it would seem illusory for the Kremlin to put hope in some deterioration of Western unity or loss of will or concern over the drain funding the war has had on national budgets or an actual pull back of support for Kyiv. Further, if the Russian Federation could hastily organize and task Its respective intelligence services to impact Western countries lined against it in some significant way as to influence events in Ukraine, there would unlikely be enough time to get any operations going before events on the battlefield rendered their fruits meaningless.

As for the Russian Federation Armed Forces, they would still be implored to hold on territory gained. However, in the use of their weapon systems, they would need to be a bit more creative. In the May 30, 2022 greatcharlie post entitled, “Putin the Protector of the Russian People or the Despoiler of Ukrainian Resources: A Look at War Causation and Russian Military Priorities in Ukraine”, it was suggested that ideally for Putin, inhabitants of Ukrainian cities and towns will be displaced due to Russian attacks at such a level that the cities and towns themselves would more or less resemble the southern portion of the city of Famagusta in Cyprus or the village of Oradour-sur-Glane in France. (Given results, it almost seems as if Russian engineering officers, artillery officers, air power officers, and ordnance officers, have drawn up plans for the systematic demolition of Ukrainian cities and towns, district by district, block by block, using ordnance fired from a variety of weapon systems.) The intermittent attacks on populated areas may indeed have some psychological warfare, punitive, or perhaps even a tactical purpose. Yet, something of far greater conception may be behind them. Perchance Russian commanders, as part of a preconceived plan, seek to displace Ukrainians from their homes, out of the cities and town through “massive evacuations” to make them easier to “manage,” easier to control. Surely, Putin would appreciate having the West finance and supply for their care on the other side of the Dnieper River. Destroying certain parts of cities and towns would also make them far less desirable. At the time of this writing, UN estimates are that over 4.1 million Ukrainians have moved into other countries. When Ukrainians move west, the better things become concerning Putin’s likely plans for Ukraine. In that same May 30, 2022 post, it was imagined that following the capture of Ukrainian cities and towns, “There might be the chance that citizens of the Russian homeland would be ‘invited’ to relocate and settle in those cities and towns to participate in their reconstruction and, particularly in the southeast, reside in cities and towns in order to reconstruct and work at ports on the Azov Sea and in the many mineral mines. Veterans of the military operation who were so inclined could be invited to relocate to the cities and towns they ‘liberated,’ in effect to enjoy the spoils of the war.”

Hypothetically under an overarching combined warfare without boundaries concept insisted upon by the Kremlin, Russian forces would act more directly to break the will of the Ukrainians throughout the country. While propaganda would likely have limited effect, there would be the possibility of attempting to break the morale of the Ukrainian people and as important, their will to fight on. To that extent, Ukrainian civilian infrastructure would be targeted with the purpose of terrorism the population, albeit the of terrorizing civilians in this manner would be a war crime. As of this writing, Russian forces reportedly have been bombing Ukraine’s critical civilian infrastructure, to include energy facilities. As put by Amnesty International, the intent of these attacks–somewhat in line of combined warfare without boundaries–is “to undermine industrial production, disrupt transportation, sow fear and despair, and deprive civilians in Ukraine of heat, electricity and water as the cold grip of winter approaches.”

Surovikin (center), Gerasimov (left), and Colonel General Sergei Rudskoy, Chief of the Main Operational Directorate of the General Staff (right). It is very possible that Putin, Shoigu, Gerasimov, and the others on the Russian Federation General Staff authentically feel there is a real chance that under Surovikin’s command, Russian forces can beat back Ukrainian forces tearing through their lines, gain and retain the initiative, and somehow obviate the effects of US, NATO, and other foreign military assistance to Kyiv. It could be that the results of the ongoing Ukrainian drive in fact proved Surovikin’s conceptual view of the situation in what was previously his southern front and his neighboring eastern front were correct. He may have expressed what turned out to be the best understanding of how factors as the strengths and weaknesses of Ukrainian forces to include new weapon systems being introduced via Western assistance. He may have sounded the alarm that firepower in particular would allow them “the upper hand” on the battlefield. He may have demonstrated all along a better understanding, reliable intimations, on how, where, and when to apply the combat power of Russian forces. He may have assessed the strengths and weaknesses of Russian forces and, since their power has dwindled so dramatically, how they could be more effectively and perhaps economically mustered, how those forces could be better protected, and how they might be able to take a stab at making some respectable gains more immediately.

Surovikin: The Invaluable Multilateral Operations Expert

The renowned 19th century Irish poet and playwright Oscar Wilde explained: “To expect the unexpected shows a thoroughly modern intellect.” Surovikin surely gained experience with multilateral operations as a result of his experience in Syria. Ukraine has doubtlessly put him in contact with operational commanders of allies assisting Russia in various ways. Given the DPRK’s arms shipment to the Russian Federation Armed Forces and persistent murmurs of its troops assisting the Russian with the deployment of their troops, the DPRK’s Korean People’s Army (KPA) General Staff, with the permission of DPRK Chairman Kim Jung-un, by now surely has observers on the ground in Ukraine, examining everyday of the conflict and gleaning every lesson possible. Surely, those lessons learned will manifest in alterations of DPRK armed forces tactics, perhaps even the configuration of certain units, and use of their weapon systems to create whatever advantages they could possibly muster as well as mitigate any apparent weaknesses across the board. That might also include any structural changes their system of government might allow. From the Russian side, the work entailed in establishing interoperability with DPRK ordnance might be developed as a foundation for further areas and levels of cooperation. 

It was suggested at the time when the situation for the Russian forces in the Donbass began to seriously deteriorate that Kim might send 100,000 troops  of the KPA to Ukraine. On first impression, one might view such talk as part of Russia’s political warfare operations. If their suggested deployment should occur, the DPRK expeditionary force could potentially accomplish enough to offset the somewhat grandiose plans of Kyiv to raise a force of 1,000,000 soldiers to eradicate Russian forces from Ukrainian territory, to include the liberation of Crimea. The DPRK’s military is reported to be the world’s fourth largest, with nearly 1.3 million active personnel, and an additional 600,000 serve as reserve soldiers. Noteworthy is the fact that the DPRK has also offered to send over 1,000 workers to assist Russia in rebuilding postwar Ukraine. It has also been reported that Moscow would provide energy and grain in return for the deployment of DPRK troops. According to UN Resolution 2375, passed in 2017, countries are prohibited from supplying the DPRK all condensates and natural gas liquids (paragraph 13). UN Resolution 2397, passed in 2017, limits the annual amount of crude and refined petroleum that can be provided to North Korea (paragraphs 4 and 5). The former resolution also precludes any joint ventures or cooperative entities with North Korea (paragraph 18). The latter resolution reiterates the prohibition of any DPRK national from earning income in other states (paragraph 8). At this point, it would be unreasonable to think that such UN Resolutions have any meaning. Russian forces in Ukraine are already receiving the DPRK weapons shipments. As for prohibitions on the DPRK regarding arms shipments, its military assistance to Russia would also violate UN resolutions. UN Resolution 1718, passed in 2006, prohibits North Korean exports of heavy weapons, such as tanks, artillery, and missiles, and requires UN member states to prevent their transfer (paragraph 8). UN Resolution 1874 (paragraph 9), passed in 2009, and UN Resolution 2270 (paragraph 6), passed in 2016, expanded the export ban to include all DPRK arms, including small arms and light weapons, as well as “technical training, advice, services or assistance related to the provision, manufacture, maintenance or use of such arms or materiel.” Further, under UN Resolution 2270, paragraph 8), the DPRK is also prohibited from any military exports that “support or enhance the operational capabilities of armed forces of another Member State.” Pyongyang has established a record of totally disregarding UN Resolutions.

Napoleon is quoted as saying: “Unity of command is essential to the economy of time. Warfare in the field was like a siege: by directing all one’s force to a single point a breach might be made, and the equilibrium of opposition destroyed.” If DPRK troops, conceivably a combined arms force, were deployed to Ukraine, they would likely be applied as a decisive unified force on the battlefield, rather than separating them into individual units and dole them out as replacements for battered and tattered Russian battalions  Under the latter scenario, the likely command, control, and communications problems might be enormous. Further, the fact that Russian and DPRK have not trained together, at least in recent years, in such great numbers, surely would almost immediately become apparent despite Surovikin’s best efforts. How he would manage that would likely require summoning up answers from the depths of his knowledge, experience and talent. Perhaps the common wisdom is that if Surovikin is hoping to make any decisive moves, they would be planned for the Spring of 2023. However, there is the possibility that he plans to act in the mid-to-late Winter when weather conditions might obviate advantages provided to Ukrainian forces through the use of drones. Astonishingly, Russian forces seem to lack the appropriate equipment to monitor the skies electronically or a frightful lack of competence to do so.

One might recall weather was a key factor in the planning of Germany’ Oberkommando der Wehrmacht for its Ardennes Offensive that was launched on December 16, 1944. As the attack was envisioned, a heavy winter storm would prevent Allied attempts to provide air support and resupply to beleaguered US troops caught head on in the German armored and mechanized rampage through Belgium and Luxembourg, determined to reach the sea at Antwerp. For several days during the offensive, considerable progress was made, causing a huge bulge westward on the US frontlines. The battle was thereby given the name the “Battle of the Bulge.” Eventually, the winter storm that was vital to the German advance cleared enough for Allied air assets to fly in and have a devastating impact against the German attackers. They also managed to deliver much needed supplies–manna from heaven–to US troops. Certainly, it is possible that the drone technology Ukrainian forces possess might be able to overcome any challenges caused by weather conditions. If not, such technologically equipped drones could perhaps be rapidly supplied to them by Western powers

Though DPRK troops hypothetically sent into Ukraine would certainly be prepared to do business and make a good showing on behalf of their Dear Respected Comrade [Kim], it is possible that the hypothesized DPRK force could unexpectedly find themselves caught in a situation with Ukrainian forces similar to what their Russian comrades had in Kyiv and Kharkiv. After all, this hypothetical DPRK expeditionary force, imaginably combined arms,  could hardly expect more close air support from the Russian Federation Aerospace Force than Russian troops have received. They might deploy their own fighters and attack helicopters and fly them out of Crimea or even the Donbas only to find the skies over Ukraine no safer than the Russian pilots had. A disastrous assistance effort to support an ally that comes to mind is that of the British Army which sent a force under Lieutenant-General Sir John Moore into Spain to support the United Kingdom’s Spanish allies against the forces of Napoleon in 1809 during the Peninsular War. The French campaign, initially led by Napoleon himself, defeated the Spanish armies. Moore attempted to attack the French force, a corps under Marshal of the Empire Jean de Dieu Soult with the objective of diverting it. The strength of Moore’s forces was 16,000, which included 15,000 infantry and 9 to 12 guns. Soult’s corps in near parity included 16,000 troops, of which 12,000 were infantry, 3,200 were cavalry. He also had 20 guns

When the plan as conceived failed. Moore withdrew his force, but Soult’s corps relentlessly pursued it. The British retreat, under harsh winter conditions, took Moore’s force across northern Spain while their rearguard fought off repeated French attacks. Both the British and French troops suffered from the severe weather. With the exception of the elite Light Brigade under Robert Craufurd, much of the British force suffered from a loss of order and discipline during the retreat. Having managed against tremendous odds to reach the port of Corunna on the northern coast of Galicia in Spain, a few days ahead of the French, Moore’s troops found their transport ships had not arrived. When the fleet arrived a couple of days later, Soult’s forces also arrived and launched an attack on the British who were embarking. The British had no choice but to fight another battle before leaving Spain, the Battle of Corunna. In the fight which took place on January 16, 1809. Moore’s force repeatedly repulsed attacks from Soult’s force until nightfall, when both sides disengaged. However, during the battle, Moore was mortally wounded, but he died after learning that his men had successfully repelled the French attacks. That night, British forces resumed their embarkation. The last troops sailed away in the morning under French cannon fire. Soult would capture the port cities of Corunna and Ferrol. The outcome of the withdrawal of British forces from Galicia was the fall of northern Spain to the French.

Perchance General Surovikin would also has the solution to avoid a similar catastrophe. Perhaps the hypothetical intervention by DPRK troops would more resemble that of the Prussians at the Battle of Waterloo on June 18, 1815. As it is fairly well-known, during the battle, over 30,000 Prussians under General Der Infanterie Friedrich Wilhelm Freiherr Graf Bulow von Dennewitz and General-Leutnant Otto Karl Lorenz von Pirch shaped the outcome at the Battle of Waterloo. The Prussians desperately sought to capture the strategic point of Plancenoit on the right flank of Napoleon Bonaparte’s Army. Much of the Prussian’s fight against the 10,000 French defenders in Plancenoit was in the streets of the town itself. Though the battle at Plancenoit was to be hard fought, the Prussians eventually overran the French right, causing the French army to turn and flee. Their success sealed the fate of Napoleon. The Commander-in-Chief of the Prussian Army, Generalfeldmarschall Gerhard Leberecht von Blücher was famously to meet British Army Field Marshal The Duke of Wellington on the battlefield between 9:00PM and 10:00PM, close to the Belle-Alliance farm, where history records, the Prussian general conjured up in French: “Quelle affaire !” Given the battering the Allied army had received throughout the day, the relatively fresh Prussian troops were to take the lead in pursuing the fleeing French troops. The Prussians had neverthless lost 7,000 men. Napoleon’s carriage was to be seized by Prussian cavalry at Gemappes, and the routed French were to be given no quarter by the furious Prussian pursuit. Blücher’s advance guard was finally to reach the outskirts of Paris on June 29, 1815. With Napoleon’s abdication on June 22, 1815, the war would officially end upon the signature of the Convention of St-Cloud on July 3, 1815.  Surely, this would be the sort of outcome that Moscow and Pyongyang would be hoping for.

Surovikin (left), Shoigu (seated right), and Russian Federation Colonel General Sergei Rudskoy (center). Surovikin gained considerable experience with multilateral operations as a result of his experience in Syria. Ukraine has doubtlessly put him in contact with operational commanders of allies assisting Russia in various ways. Given the DPRK’s arms shipment to the Russian Federation Armed Forces and persistent murmurs of its troops assisting the Russian with the deployment of their troops, the DPRK General Staff, with the permission of Kim, by now surely has observers on the ground in Ukraine, examining everyday of the conflict and gleaning every lesson possible. Surely, those lessons learned would manifest in alterations of DPRK armed forces tactics, perhaps even the configuration of certain units, and use of their weapon systems to create whatever advantages they could possibly muster as well as mitigate any apparent weaknesses across the board. That might also include any structural changes their system of government might allow. From the Russian side, the work entailed in establishing interoperability with DPRK ordnance might be developed as a foundation for further areas and levels of cooperation. It was suggested at the time when the situation for the Russian forces in Ukraine began to seriously deteriorate that Kim might send 100,000 DPRK troops to Ukraine. Surely, Surovikin would be best suited to manage a multilateral effort with the DPRK.

The Way Forward

Ultimately, it was Putin who created the Ukraine War. Still, commanders are responsible for what was happening to young soldiers in the field. Surovikin expectedly understands the situation in Ukraine. He has been part of the military decisionmaking on the special military operation from its inception. The loss in troops and materiel in Ukraine even to the of top Russian Federation commanders’ eyes must also be absolutely astounding. They are after all only human. All of the ills of the forces they have led have been exposed to the world. The walls have come down. 

Included among root causes for troubles that have surfaced, with which Surovikin or anyone who might come after him must contend, are extremely poor soldier discipline and terrible fieldcraft. Training has likely been lax for decades. Leadership has likely been poor at the lower level leadership for just as long. It is unlikely that senior leaders were circulating or doing so in a meaningful way. One might presume there was a lack of standards particularly among the ground forces and very low morale. If morale was not low in the past, it is surely low now. Russian military technology appears crude as well as corroded in some cases. The world is not discovering how capable NATO has been to confront what was formally understood to be a Russian military juggernaut. Indeed, the world is seeing just how corroded the Russian system is and how that corroded system likely for years had grabbed hold of and mangled the armed forces. What has been manifested from that system in Ukraine has been a longtime in development. Weapons systems which are designed for US military and naval personnel to go to war and win must be robust. This approach is in stark contrast to that of the Russian Federation Armed Forces. An army that operates under the archaic notion that troops are expendable and can be casually sacrificed to achieve objectives will be overcome and overrun in the present era. No one should knowingly be sent to war without being given every chance with regard to their survival and the performance of their equipment.

The above are symptoms of an affliction of corruption that has beset and poisoned authoritarian regimes throughout history. Embezzlement becomes ubiquitous, the powerful feel entitled to spoils befitting their rise. And their countries are bled dry strength and wherewithal stealthily and it is all uncovered in unexpected crises. In every way, the Russian Federation Armed Forces appear to have all along been a paper tiger, emblematic of the very flawed government they serve. William Shakespeare, in Sonnet 66 (1609), provides a short list of ingredients that best describe the realities of authoritarian regimes so appropos concerning the thinly veiled current one of Russian Federation. In the third quatrain, he writes: “And art made tongue-tied by authority, / And folly, doctor-like, controlling skill, / And simple truth miscalled simplicity, / And captive good attending captain ill.”

Putin the Protector of the Russian People or the Despoiler of Ukrainian Resources: A Look at War Causation and Russian Military Priorities in Ukraine

Russian Federation President Vladimir Putin could be viewed as a true black box if ever a national leader could be viewed as one. Given that, finding ways to deal effectively with Putin has been made far more challenging. Doing so has been made more difficult by the fact that Putin, while generally in the West as rebarbaritive, even murderous route, is recognizably a calculating and calibrated thinker. Regarding Ukraine, he has seemingly been acting well-off the mark. Taking on the persona of the defender of Russian people everywhere and scourge of fascism, he insists that his cause in Ukraine was pure and just in his address announcing Russia’s special military operation on February 24, 2022. However, the basis for Putin’s decision to invade Ukraine may very likely been founded on some plan of far greater conception than the rescue of, and retribution on behalf of ethnic-Russians as he announced.

Long after its end, the war in Ukraine will likely persist in the collective memory of the world as a tragic waste of human lives and the shape of things to come, future challenges and horrors countries should expect to face, now that lower, cost high tech tools can be employed copiously on the battlefield. Machine guns, grenades, mortars, tanks, mechanized vehicles, heavy artillery and rockets are joined on the one hand by a set of small remotely piloted drones that keep watch over the battlefield while another set delivers heavy blows with their accurately targeted deployable ordinance. If an army does not have them or cannot counter them, its troops and equipment will face grave problems when sent to war. In the initial weeks of the Russian invasion, Ukrainian forces left the Russians sitting down hard at the door steps of their cities. The Ukrainians have fought the Russians with strength, endurance, and bitterness. How long the Ukrainians will remain favored by Tyche is unknown. As the war progresses, Russian efforts, now focused in East and southeast Ukraine appear to have met with some success despite fierce resistance by determined defenders.

Russian Federation President Vladimir Putin could be viewed as a true black box if ever a national leader could be viewed as one. Given that, finding ways to deal effectively with Putin has been made far more challenging. Doing so has been made more difficult by the fact that Putin, while viewed generally in the West as often taking a rebarbaritive, even murderous route on matter, is recognizably a calculating and calibrated thinker. However, with regard to Ukraine, he has seemingly been acting well-off the mark. Taking on the persona of the defender of Russian people everywhere and scourge of fascism, he insists that his cause in Ukraine was pure and just in his address announcing Russia’s special military operation on February 24, 2022. Nevertheless, the basis for Putin’s decision to invade Ukraine may very likely been founded on some plan of far greater conception than the rescue of, and retribution on behalf of ethnic-Russians as he announced. In pursuit of what may have been some Delphian objective, Russia’s military and naval commanders, instruments of the Kremlin’s hypocrisy, nearly poured a quarter of Russia’s forces down the drain.

In each attempt to tackle the subject of Ukraine’s invasion, greatcharlie has sought to dive a bit deeper into Putin’s mind to better understand how he thinks and additionally offer not just insight on decisions he has made but foresight on decisions he might make in the immediate future and shape of future events. While it may be difficult for some in the West to accept Putin feels he has achieved great gains in Ukraine, looking at the situation from his perspective creates some clarity concerning that. Putin may also have reason to hope the situation on the battlefield may turn considerably in Russia’s favor. This essay is relatively brief and could hardly squeeze the issue dry so to speak, in order to put one in the full picture of Putin’s thinking. The hope, however, is to present some new ideas and insights that may lead readers, hopefully some practitioners in the field of foreign and national security policy analysis and decisionmaking to develop new lines of thought on how to proceed concerning this pressing issue. Duc In Altum! (Put out into the deep!)

Few officials, analysts, or news media commentators in the West would comfortably contend with the suggestion that Putin’s special military operation was less about protecting the Russian people and denazification than asserting his power against–at least in terms of size–his smaller neighbor. Nevertheless, in his national broadcast on Russian television on February 24, 2022 announcing his special military operation against Ukraine, Putin did his best to at least create the impression that the former was true. Still, it was certainly unreasonable for Putin to think Ukrainian forces were so weak that they could not even figuratively brush a harassing fly off their nose. Allowing Russia to walk into Ukraine the first time in 2014 has doubtlessly tormented leaders in Kyiv since, believing it was a gross error. For Kyiv to allow Russia to walk into Ukraine a second time would surely have been an historical act of gross negligence.

Revisiting Putin’s February 24, 2022 Speech

In two preceding post, greatcharlie has examined Putin’s February 24, 2022 televised speech on Ukraine, in which laid out the reasoning behind his decision to invade Ukraine. February 24, 2022 broadcast speech on the special military operation in Ukraine. Working under the aphorism that “there is always a good soup in an old chicken,” greatcharlie looks at it again with the aim of highlighting additional pertinent points, with the hope shedding additional light upon patterns in Putin’s decision-making. At the crux of his reasoning for starting the war is Putin statement that he acted “to protect people who, for eight years now, have been facing humiliation and genocide perpetrated by the Kiev regime. To this end, we will seek to demilitarize and denazify Ukraine, as well as bring to trial those who perpetrated numerous bloody crimes against civilians, including against citizens of the Russian Federation.” Putin surely wanted that “rescue and retributive” aspect of his speech to reverberate among listeners both at home and abroad. Yet, rather than a rescue operation, the indications and implications of his speech likely remained uncertain among those aware of patterns in his thinking. On the one hand, he may have thinly veiled his intention to conquer Ukraine entirely. French Emperor Napoleon Bonaparte is quoted as saying: “We should always go before our enemies with confidence, otherwise our apparent uneasiness inspires them with greater boldness.” On the other hand, rather than the whole ball game, he might of had some yet to be revealed objective which was in his view, worthy of the sacrifice of the men and women of the Russian Federation Armed Forces. There were too many missing pieces to allow one to be certain.

Quite prescient in Putin’s mind, as expressed in his February 24, 2022 address, appeared to be the Soviet ties between the Russian and Ukrainian people during World War II. At least outwardly, Putin convincingly gave the impression that he was hooked on the idea that among the officers, men, and women of the Ukrainian armed forces there was a lingering sense of Soviet unity equal to his own. Putin would go as far as to implore the Ukrainian armed forces to submit to his will and allow Russian troops to again simply march into their country. Putin can surely tell the difference between real and unreal. He has not managed to stay in power since 2000 by engaging in Quixotic pursuits. Still, there appeared to be a singular emotional commitment on his part to the ideas of Russian-Ukrainian unity and the fealty of the officers, men, and women of the Ukrainian armed forces to Moscow, to him, that it apparently was made a feature of his war plan. Putin “appealed” to members of the Ukrainian armed forces as follows: “I would also like to address the military personnel of the Ukrainian Armed Forces. Comrade officers! Your fathers, grandfathers and great-grandfathers did not fight the Nazi occupiers and did not defend our common Motherland to allow today’s neo-Nazis to seize power in Ukraine. You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people.” Putin continued: “I urge you to refuse to carry out their criminal orders. I urge you to immediately lay down arms and go home. I will explain what this means: the military personnel of the Ukrainian army who do this will be able to freely leave the zone of hostilities and return to their families.” Lastly, he stated: “I want to emphasize again that all responsibility for the possible bloodshed will lie fully and wholly with the ruling Ukrainian regime.” Il a une araignée au plafond.

The Combat of Saint-Cast and Putin’s Delusion

What Putin seemed to expect in February 2022, having surprisingly announced the “surprise” invasion–the special military operation–was being launched, was to shape and ensure through his words a situation similar to 2014 when Russian troops, dubbed the “green men”, moved without warning and somewhat stealthily into Crimea and the Donbas. To that extent, in his mind, the result of his address, particularly the points of which he spoke directly to the Ukrainian armed forces, should have been something akin to the legend of “The Combat of Saint-Cast”. The legend, judged by some historians to be a “Victorian confabulation,” is admirably discussed in Lewis Spence, Legends and Romances of Brittany (Pinnacle Press, 2017), As the story goes, In 1758 a British army was landed upon the shores of Brittany with the object of securing for British merchant ships safety in the navigation of the Channel and of creating a diversion in favor of the German forces, then our allies. A company of men from Lower Brittany, from the towns of Tréguier and Saint-Pol-de-Léon, says Villemarqué, were marching against a detachment of Scottish Highlanders. When at a distance of about a mile the Bretons could hear their enemies singing a national song which resembled “The Garb Of Old Gaul”.  “The Garb Of Old Gaul” (also known as Auld Gaul) is an 18th-century patriotic Scottish march. The title “Garb of Old Gaul” refers to the traditional Highland dress, ancient Gaul being thought of at the time as the heartland of the Celtic peoples. “The Garb Of Old Gaul” begins: In the garb of old Gaul with the fire of old Rome, / From the heath cover’d mountains of Scotia we come, / Where the Roman’s endeavour’d our country to gain, / But our ancestors fought, and they fought not in vain.

Spence reports in Legends and Romances of Brittany: “at once they halted, stupefied, for the air was one well known to them, which they were accustomed to hear almost every day of their lives. Electrified by the music, which spoke to their hearts, they arose in their enthusiasm and themselves sang the patriotic refrain. It was the Highlanders’ turn to be silent. All this time the two companies were nearing one another, and when at a suitable distance their respective officers commanded them to fire; but the orders were given, says the tradition, ‘in the same language,’ and the soldiers on both sides stood stock-still. Their inaction, however, lasted but a moment, for emotion carried away all discipline, the arms fell from their hands, and the descendants of the ancient Celts renewed on the field of battle those ties of brotherhood which had once united their fathers.” Unlike the Scots and Bretons nearly 265 years ago at Saint-Cast,  Russian and Ukrainian troops had no problem firing upon each other. The ties of brotherhood were not renewed on the battlefields of Ukraine.  Perhaps, the first verse edited for present circumstances might be altered to the following: “When the Russians sic [Romans] endeavored our country to gain, / Our ancestors fought, and they fought not in vain.”

Soldiers of the Soviet Union (above), likely from a mix of the then 16 union republics, on the attack during World War II, armed with PPSh-41 “burp guns”. Most prescient in Putin’s mind during his February 24, 2022 address appeared to be the Soviet ties between the Russian and Ukrainian people during World War II. At least that seemed to be his strongest selling point. Putin put much into his perception of an unwavering sense of comradeship between the Russian and Ukrainian people’s as former Soviet citizens. Putin convincingly gave the impression that he was hooked on the idea that among the officers, men, and women of the Ukrainian armed forces there was a lingering sense of Soviet unity equal to his own, Putin would go as far as to implore the Ukrainian armed forces to submit to his will and allow Russian troops to once again simply march into their country.

Putin surely appeared quite confident about his assessments of the situation and forecasts of how events would unfold. Yet, one should always expect the unexpected. It would have been daylight madness for Putin to think Ukrainian forces were so weak that they could not even figuratively brush a harassing fly off their nose. Passivity should hardly have been expected of Kyiv the second time by anyone thinking clearly in the Kremlin. Allowing Russia to walk into Ukraine the first time in 2014 has doubtlessly tormented leaders in Kyiv since, believing it was a gross error. For Kyiv to allow Russia to walk into Ukraine a second time would surely have been an historical act of gross negligence. Herodutus of Halicarnassus (c. 484 B.C.-c. 425 B.C.), was a renowned Greek historian of the Hellenic period, referred to as “the father of history” and known as for The Histories, his masterwork which mainly discusses the struggles between Greece and Persia. In Book 7, Chapter. 226 of The Histories, Herodotus provides an anecdote about Dianeces, who he describes as the bravest Spartan, pertinent to Putin’s likely reaction to reports indicating the Ukrainians were better prepared than he imagined. He writes: “Before battle was joined they say that someone from Trachis warned him [Dianeces] how many Persians there were by saying that when they fired their bows, they hid the sun with the mass of arrows. Dianeces, so the story goes, was so dismissive of the Persian numbers that he calmly replied, “All to the good, my friend from Trachis. If the Persians hide the sun, the battle will be in shade rather than sunlight.”

There may have been those in the Russian Federation Armed Forces who did not agree that Ukraine would rollover for Russia much as it had in 2014. However, once that fantastic position was generally accepted by Putin and his chief advisers, there was no room left to contradict it. François-Marie Arouet (November 21, 1694–May 30, 1778), most famous under his pen name Voltaire, was a French writer, philosopher, and leading writer of the enlightenment. Voltaire was recorded as stating in “Catalogue pour la plupart des écrivains français qui ont paru dans Le Siècle de Louis XIV, pour servir à l’histoire littéraire de ce temps,” Le Siècle de Louis XIV (1752): “Il est dangereux d’avoir raison dans des choses où des hommes accrédités ont tort.” (It is dangerous to be right in matters where established men are wrong.)

It was discovered a few weeks into its special military operation in Ukraine that a good amount of what one organization among the Russian intelligence services had provided Putin was pure fabrication. That was revealed to the world by the Russian government itself. Yet, that revelation had no impact on the prosecution of the war. No troops were withdrawn. No discernable urgency was placed on reaching a negotiated peace. In greatcharlie’s April 30, 2022 post entitled, “Brief Meditations on the Role of Deception, Deceit, and Delinquency in the Planning, Preparations, and Prosecution of Russia’s Invasion of Ukraine”, it was discussed that there is the possibility that Putin, knowing what he knows, experienced as he is, wanted to be deceived because he so badly wanted to invade Ukraine and needed to show his decision could not be viewed as reckless, but rather based in reason that would be generally accepted.

Putin also expressed in his February 24, 2022 address what might have posed a conscious or subconscious snag in his confidence over success in Ukraine. That was his concern over the West’s level of assistance to, and influence upon Kyiv since the collapse of the government led by his stern ally former Ukrainian President Viktor Yanukovych. Putin indeed discovered after the invasion that the assistance that the West had been providing Ukraine, to include training and equipping its forces to meet Russian aggression on which former US President Donald Trump was impeached, turned out to be far greater in degree and quality than Putin likely ever imagined.

Putin reflecting (above). One might suggest Putin’s military priority Ukraine aligns with his spoken political goal, the elimination of Ukraine as a military, economic, and political ally of the West and the reduction of Ukraine as a military ally and obviation of the country from as a potential military threat to Russia. Yet, one cannot possibly be absolutely certain of Putin’s priority with any genuine expression from him to confirm the idea as true. It was stated by the aforementioned Polybius in The Histories that “true policy does not regard only the immediate necessities of the hour, but must ever look still more keenly to the future.” To that extent, one might also suggest that with Putin and his advisers having a mind to the future, precepts of economic warfare, which have shaped Russian military doctrine, played a considerable role in decisionmaking in the Kremlin on Ukraine.

A Second Look at the Ukraine War’s Causation

In his Dialogue xiv, Le Chapon et la Poularde (1763); reported in Bartlett’s Familiar Quotations, 10th ed. (1919), Voltaire states: “Ils ne se servent de la pensée que pour autoriser leurs injustices, et n’emploient les paroles que pour déguiser leurs pensées.” (Men use thought only as authority for their injustice, and employ speech only to conceal their thoughts.) As the situation has developed in Ukraine, it would seem that has been a goal. However, at least in terms of conquering territory in Ukraine, to the degree that Moscow can, it is possible that Russian aims were of far greater yet at the same time, very traditional in nature. Theorizing on the possibility of war during the period now realized as the run up to invasion, greatcharlie indicated in its January 25, 2022 post entitled,Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help”: “the main objective of the deployment of Russian forces would be to create a sufficient buffer in Ukraine between Russian and ‘ever expanding NATO forces.’ In performing this task, Russian forces would ensure territory and forces that might remain in Kyiv’s control would be of less utility to NATO as potential a launching pad for a ground attack on Russia and could not be used as part of a larger strategy to contain Russia at its own border. Since then, Putin has doubled down regarding such rhetoric. During the Victory Day parade in Moscow on May 9, 2022, Putin claimed that Kyiv was seeking to acquire nuclear weapons. He asserted there were parallels between the Soviet Union’s struggle against Nazi Germany and Russia’s current confrontation with Ukraine, the west and NATO. Further, with words somewhat more acerbic and accusatory than in his February 24, 2022 address, Putin stated US was assisting forces with historic links to the Nazis, who were planning to terrorise the Donbas and invade Crimea. As Russian soldiers were defending historical territory that belonged to the motherland, Putin exclaimed they were “fighting for the same thing their fathers and grandfathers did”.

One might suggest Putin’s military priority Ukraine aligns well with his spoken political goal, the elimination of Ukraine as a military, economic, and political ally of the West and the reduction of Ukraine as a military ally and obviation of the country from as a potential military threat to Russia. Yet, one cannot possibly be absolutely certain of Putin’s priority with any genuine expression from him to confirm the idea as true. In his work also entitled The Histories, Polybius (c. 200 B.C.-c. 118 B.C.), the renowned Greek “pragmatic historian” and intriguingly an eyewitness to the siege and destruction of Carthage accompanying none other than Cornelius Scipio Aficanus as one of his commanders, well-covers the Punic Wars. In it, Polybius states that “true policy does not regard only the immediate necessities of the hour, but must ever look still more keenly to the future.” To that extent, one might also suggest that with Putin and his advisers having a mind to the future, precepts of economic warfare, which have shaped Russian military doctrine, played a considerable role in decisionmaking in the Kremlin on Ukraine. While there are other documents, expressions that are reveal how such ideas have had an impact, the one in which greatcharlie is best familiar with is what was called the “Top Secret” 2013 Plan of Defense of the Russian Federation.

The 2013 plan was developed in response to Moscow’s concerns with NATO expansion and Putin’s sense that the Russian Federation stands vulnerable to the US “tricks” and noted In greatcharlie’s November 16, 2016 post entitled, “Belarus Allows Small Demonstrations Outside KGB Headquarters: As Belarus Curries Favor with the West, Can It Help Russia, Too?”. That 2016 post noted that on February 14, 2013 at a conference called “Russia’s Military Security in the 21st Century,” the Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov, provided a glimpse of Russia’s official assessment of future wars it may face as outlined in the top secret Plan of Defense of the Russian Federation. He explained that the Russian Federation General Staff believed future conflicts will be “Resource Wars.” Indeed, he further explained that they concluded the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause their prices to steeply rise. The senior military leaders also foresaw outside powers, primarily the US and its allies, may invade their country from several directions to physically grab territory and its resources. The Kremlin has accepted the threat assessment of the Russian Federation General Staff. Putin signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The plan apparently guided Russia’s defense spending in 2016 which exceeded 6 percent of Russia’s GDP, along with national security and federal law enforcement budgets totaling an additional 3 percent. The plan has also guided the Russian military build-up in the Arctic, the Pacific, the Baltic, in Crimea and on the Ukrainian border. The Syria expedition was also part of that picture. Russian Federation Defense Minister, General of the Army Sergei Shoigu, when announcing the massive strategic military exercises, Zapad 2017, explained on November 2, 2016: “The US and NATO are actively increasing their offensive potential, building new bases and developing military infrastructure, undermining international stability, and attempting to impose their will by economic sanctions and use of military force. A propaganda information war is raging.” Shoigu further stated that Russian borders were being threatened and adequate defensive measures are being taken.” All of these ideas based on defending against Russia’s main opponent, the US and the West, run contrary to notions in the Western governments on the need to combat climate change, the move away from fossil fuels via public policy. One might presume, however, that in Moscow, such notions emanating from the West are beside the point.

Praeterea qui alium sequitur nihil invenit, immo nec quaerit. (Besides, he who follows another not only discovers nothing but is not even investigating.) Admittedly, on matters concerning economics, greatcharlie, not being steeped in them, figuratively goes out into a darkness in the midst of which it “does walk with an assured step.” Economists and historians alike hopefully might charitably read this bit with an open mind and aqua vitae on hand.

In the 19th century, Karl Marx and Friedrich Engels wrote that the main source of instability in the international system would be capitalist globalization, more specifically the conflict between two classes: the “national bourgeoisie” and the “cosmopolitan proletariat.” Historical materialism would be Marxism’s guideline in understanding the processes both in domestic and international affairs. Thereby, from the perspective of Marx, human history amounted to a struggle to satisfy material needs and to resist class domination and exploitation. Surely greatcharlie dates itself by relying on Bernard Brodie for support in this portion of its discussion as it has relied upon his work over the last 40 years. However, in his War and Politics (Macmillan, 1978), the renowned military strategist and proponent of the strategy of deterrence, known affectionately as “the American Clausewitz”, explained the Marxian theory of war causation has an explicit historical limitation. One might read into the Marxian philosophy a general emphasis on the economic interpretation of history that would seem to favor the notion that all wars are due primarily to economic causes. Marx’s main theoretical preoccupations were with the period of history marked by fully developed capitalism. Marx was uninterested in what were the respective causes of wars before that period of history. Nevertheless, his claims concerning the application of his ideas within that period were all-embracing. According to Marx, all important wars and important international conflict during that period resulted from the existence of the capitalist form of society. One might discern a theoretical weakness from the outset, as one sees no conspicuous increas,e in frequency of wars historically following the emergence of what Marx would call fully developed capitalism. On the other hand, Brodie concluded, there is no obvious reason why wars should not have distinctively different causes at different phases of world history. Intriguingly, such dialectic disagreements concerning old Soviet Marxism and Western capitalism have hardly been amplified in the West as a major cause for the dysfunctional relationship between it and Putin’s Russia. Nevertheless, when one hears from Putin, those disagreements are made more apparent. In less promoted, lesser known tracts and speeches, Putin stated as much beginning as early his first year as Russian Federation President. (Please see Putin’s December 31, 1999 essay, “Russia at the Turn of the Millenium”, that appeared on the website of the Russian Federation government. Putin’s expression as this type are discussed in greater detail in greatcharlie’s June 18, 2019 post entitled, “Why Putin Laments the Soviet Union’s Demise and His Renewed “Struggle” with the US: A Response to an Inquiry from Students”.)

To delve further with regard to Marx and war causation, in later years, a school of advocates, quite different from him and his Orthodox followers, even to the extent that they did not regard themselves as Communists, furthered Marxian theory, with what was dubbed neo-Marxian theory. They theorized that neither stupidity nor chauvinism or individual psychological quirks or wrong-headed ideologies among substantial numbers of people may have accounted for most of the wars of the modern era. Instead they have put the blame entirely on one emotion, that of personal greed, and have shifted primary guilt from the institution of capitalism to the individual capitalist. The latter has to be rich enough to be extremely influential politically and corrupt enough to use his political influence to advance his own profit at whatever cost to the nation. To that extent, it is worth noting that in a December 24, 1946 an address at the lighting of the National Community Christmas Tree at the White House, US President Harry S. Truman stated: “Selfishness and greed, individual or national, cause most of our troubles.”

In greatcharlie’s February 4, 2022 post entitled, “Recherché Pieces of the Putin Puzzle That May Serve To Better Enable Engagement with Him as Either an Adversary or a Partner Regarding Ukraine”, it is noted that Putin has stated more than once that he believes the US is run by unseen power brokers, individuals with unmatched business interests. These individuals, who would likely be categorized by Putin as the aforementioned “independent capitalist”, Putin would likely submit, have accounted for most US wars and others in the modern era. They have a singular degree of political influence and use their political influence to advance their own profit at whatever cost to the country. On the official website of the Kremlin is the transcript of a May 29, 2017 interview Putin provided the French publication Le Figaro. In it, Putin depicts those who, in his view, pull the strings of US presidents. He states: “I have already spoken to three US Presidents. They come and go, but politics stay the same at all times. Do you know why? Because of the powerful bureaucracy. When a person is elected, they may have some ideas. Then people with briefcases arrive, well dressed, wearing dark suits, just like mine, except for the red tie, since they wear black or dark blue ones. These people start explaining how things are done. And instantly, everything changes. This is what happens with every administration.” Putin went on to say concerning US presidents: “Changing things is not easy, and I say this without any irony. It is not that someone does not want to, but because it is a hard thing to do.” During a June 11, 2022 interview in Moscow with NBC News, Putin was told Biden viewed him as a leader of autocrats, who is determined to undermine the liberal democratic order. The interviewer asked Putin if it was true. In response, Putin vaguely referenced unknown parties who he believes are iInfluencing perspectives of Russia’s bilateral relationships and himself. Putin stated: “Well, I don’t know. Somebody presents it from a certain perspective. Somebody looks at the development of this situation and at yours truly (THROAT CLEARING) in a different manner. All of this is being offered to the public in a way that is found to be expedient for the ruling circles of a certain country.”

Putin (above) holds a doctorate in Economics from Leningrad State University. Long before he became the legendary Russian President that he is today, Putin was a doctoral candidate at Leningrad State University (now the University of St. Petersburg). Putin’s 1997 thesis was titled “Strategic Planning of the Reproduction of the Mineral Resource Base of a Region Under Conditions of the Formation of Market Relations.” Putin’s research made him quite knowledgeable about the resources of countries that were formerly republics of the erstwhile Soviet Union. He would be very aware of Ukraine’s wealth in minerals, particularly in the eastern and southeastern regions. Ukraine in fact holds approximately 5 percent of the world’s mineral resources. Perhaps in his mind he imagined how future generations of Russians could benefit greatly through the possession of such resources. That would be one more piece of his legacy, the legacy of Putin’s Russia.

Putin the Mineralogist

Long before he became the legendary Russian President that he is today, Putin was a doctoral candidate at Leningrad State University (now the University of St. Petersburg). (A fuller discussion of that period of Putin’s life can be found in greatcharlie’s March 31, 2017 post entitled “Book Review: Vladimir Putin, First Person: An Astonishingly Frank Self-Portrait by Russia’s President (Public Affairs, 2000)). The rector at the St. Petersburg State Mining University as of this writing, Vladimir Litvinenko, chaired the committee that awarded Russian President Vladimir Putin his doctorate in Economics in 1997. He recently stated that Putin’s thesis was titled “Strategic Planning of the Reproduction of the Mineral Resource Base of a Region Under Conditions of the Formation of Market Relations.” Putin’s economic studies, at what was then Leningrad State University, were most likely heavily doused in Marxian theory. Even more pertinent here, his research made him quite knowledgeable about the resources of countries that were formerly republics of the erstwhile Soviet Union. He would be very aware of Ukraine’s wealth in minerals, particularly in the eastern and southeastern regions. Indeed, Ukraine has a large supply of many valuable mineral and raw material resources. Ukraine in fact holds approximately 5 percent of the world’s mineral resources. Its significant mineral resources include: iron ore, coal, manganese, uranium ore, natural gas, oil, salt, sulfur, graphite, titanium, magnesium, kaolin, nickel, mercury. As for stocks of iron, manganese, titanium and uranium ore Ukraine is ranked first among European countries. As for mercury ore reserves, it is second only to Spain. It seems, Putin wants it all for Russia. Perhaps in his mind he imagined how future generations of Russians could benefit greatly through the possession of such resources. That would be one more piece of his legacy, the legacy of Putin’s Russia.

Putin the Despoiler

As for the amounts of these resources that have fallen into Russia’s hands, coal, the main fossil fuel of Ukraine, is mined in the Donetsk and Lviv-Volyn basins. The Donetsk Basin is the largest in Ukraine. It is located within the Donetsk and Luhansk oblasts–provinces. At the time of this writing Luhansk oblast has essentially fallen to Russian troops and their attacks in the Donetsk oblast have intensified. A titanium ore deposit exists in Dnipropetrovsk oblast which reportedly has virtually unlimited reserves. Titanium is used in constructing rockets, submarines, making synthetic rubber,artificial rubies, sapphires, and products of that nature. Dnipropetrovsk oblast borders Donetsk oblast to the west, and its capture may be a likely follow-on objective of the Russian drive into Ukraine. Raw materials for aluminum production include nephelines in the Azov Sea area and boxites in the Vysokopillya deposit in the Dnipropetrovsk oblast. These areas are mainly under Russian control or, as aforementioned, may soon be. 

Ukraine reportedly has modest recoverable resources of uranium, recorded to be 225.000 tU in IAEA Red Book 2011. Uranium mining began in 1948 at Pervomayskoye in the Crimea, and 65.000 tU have been produced. Records indicate production reached about 1.000 tU/yr. Records indicate that it reached 960 tU in 2012 and 922 tU in 2013. Production was forecasted to increase by 2014-2015. 

There are oil and gas deposits in Ukraine, however, their reserves are not significant. Reportedly, reserves of these fossil fuels were depleted during the Soviet period. Ukraine has Europe’s third-largest shale gas reserves at 1.2 trillion cubic meters. There have been two potentially large shale gas fields. One is the Yuzivska gas field located in the Donetsk oblast and Kharkiv oblast. In 2013 the government of Ukraine reached a sharing agreement on shale gas produced at Yuzivska and Oleska with Dutch Shell and US Chevron. That in itself would be enough to convince Putin that there has been a longstanding interest within the US in Ukraine’s shale gas resources.

When it annexed Crimea in 2014, Russia managed to capture a considerable portion of Ukraine’s energy resources, to include the complete loss of its Black Sea gas fields. By Ukraine’s own statistics collected before the February 24, 2022 invasion, resources in the northwestern part of the Black Sea shelf were estimated at 495.7 billion cubic meters of natural gas and 50.4 million tons of oil and condensate. In the Kerch area, resources were estimated at 321.2 billion cubic meters of gas and 126.8 million tons of oil and condensate. In the continental slope, resources were estimated at 766.6 billion cubic meters of natural gas and 232 million tons of oil and condensate. The total gas potential of the Black Sea shelf was estimated at 2.3 billion tons of fuel. It is approximately 40 percent of total gas deposits in Ukraine. Though the industry requires large investments, the development of The Black Sea deposits was viewed as a possible means by which Ukraine could effectively reduce its dependence on gas supplies from Russia.

Besides having them is keeping them from others, another considerable benefit of capturing the natural resources in eastern and southeastern Ukraine was keeping the West from having access to them. Thereby, by securing Ukraine’s oil and gas resources, its mineral mines, and large ports, Putin likely feels he has taken a huge step in the direction of making Ukraine undesirable to the West. Only in ground combat, extracting Russian forces from Ukraine by force of arms, would the situation be potentially altered. It is very likely Putin postulated a while back that there is in fact nothing so special, so endearing about the Ukrainians that would cause Western powers to take such an interest in them. He likely felt certain that it is Ukraine’s proximity to Russia, making an ideal potential base for attack against it, its natural resources and its ports on the Black Sea and the Azov Sea which makes it so attractive.

In “Master of the Secret World: John Le Carré on Deception, Storytelling and American Hubris” by Andrew Ross, in Salon (21 October 1996), a quote is provided from the great British spy novelist John Lé Carre that is most apposite to what is discussed here. Le Carré stated: “In every war zone that I’ve been in, there has been a reality and then there has been the public perception of why the war was being fought. In every crisis, in every confrontation that has come my way, the issues have been far more complex than the public has been allowed to know.”

A map of Ukraine’s east and southeast (above), displaying the resource rich Donetsk, Luhansk, and Dnipropetrovsk oblasts and the Azov Sea. A great amount of Ukraine’s natural these resources that have fallen into Russia’s hands, coal, the main fossil fuel of Ukraine, is mined in the Donetsk and Lviv-Volyn basins. The Donetsk Basin is the largest in Ukraine. It is located within the Donetsk and Luhansk oblasts–provinces. At the time of this writing Luhansk oblast has essentially fallen completely to Russian forces and their attacks in the Donetsk oblast have intensified. A titanium ore deposit exists in Dnipropetrovsk oblast which reportedly has virtually unlimited reserves. Titanium is used in constructing rockets, submarines, making synthetic rubber, artificial rubies, sapphires, and products of that nature. Dnipropetrovsk oblast borders Donetsk oblast to the west, and its capture may likely be a follow-on objective of the Russian drive into Ukraine. Raw materials for aluminum production include nefelines in the Azov Sea area and boxites in the Vysokopillya deposit in the Dnipropetrovsk oblast. These areas are under Russian control or, as aforementioned, may soon be.

Have the Russian Federation Armed Forces Recovered after Earlier Failures?

Prewar in the West, the Russian invasion of Ukraine was speculated upon by many commentators to be something akin to a one act drama with an early curtain. Many were seemingly married to the idea that the Russian armed forces were ten feet tall. The danger ostensibly posed by Russian forces was worthy of a 2 percent expenditure on military articles pertinent for battle and training and maintaining their armed forces every year by NATO Members. Despite all that transpired, on February 24, 2023 the walls came down on what was supposed to be a Russian military juggernaut. So rapidly did Ukrainian forces discover and exploit the weakness of Russian forces wherever they could find them. Aux innocents les mains pleines. To be frank, the Russian Ground Force was very plainly outmatched by the Ukrainian fighters and lost in cities such as Kyiv and Kharkiv. The General Staff of the Russian Federation Armed Forces were left with few good options but to pull back from the Kyiv as well as the Chernihiv regions regroup elsewhere. That elsewhere has been inside Ukraine, across the east, southeast and southern borders. Those forces and their movements have been aggregated and have formed a solid front. 

As expressed in greatcharlie’s April 30, 2022 post, anyone trying to paint a picture of what was happening in the Russian command over the Ukrainian security operation would accurately produce an ugly daub. What has been discovered since the invasion began is that Russia had been running its military campaign against Ukraine out of Moscow, with no central commander on the ground to coordinate air, ground and sea units. Reportedly, that tack assists in explaining why the invasion struggled against an unexpectedly stiff Ukrainian resistance, and was plagued by poor logistics and flagging morale. In situations that require flexibility, innovation, thinking through problems, unit commanders at the squad, platoon, company, and even battalion levels in advanced armies are instructed to improvise and adapt. Since that is not taught and trained into the officers and noncommissioned officers of the Russian Army, once in contact with an opponent, units up to the battalion level–the battalion being the main tactical formation of the a Russian Army–tended to suffer greatly. Often commanders of many units handled their troops and equipment as if they were participating in an exercise–parking companies and battalions of T-90 tanks and BMP armored personnel carriers on open roads without air cover or organic antiaircraft systems providing security–rather than moving in strength behind enemy lines in a shooting war. Disorganized assaults reportedly also contributed to the deaths of several Russian generals, as high-ranking officers were pushed to the front lines to untangle tactical problems that Western militaries would have left to more junior officers or senior enlisted personnel.

From what can be seen in broadcast and online videos, albeit most provided by the Ukrainian Armed Forces and Ukrainian Ministry of Defense, no security was set up for units not in contact with their opposing forces in forward battle areas. There were visibly no pickets for armored and mechanized units while halting on roads, no moving pickets, no flank security, no air defense even watching the skies with heavy machine guns. This was the case despite foreknowledge that Ukrainian tank hunters with javelins and Turkish drones were lurking on the ground and in the air in their vicinities. Javelins and stingers provided to Ukrainian forces by the West were exploited to the point at which they had a multiplier effect on the battlefield. To that extent, a popular feature in the broadcast and online newsmedia on the Ukraine War are videos of formations of Russian T-90s and BMPs being identified and destroyed by Ukrainian drones or being hit by Ukrainian troops using javelins. Highways, roads, and even trails were seemingly used as a means to locate Russian armored and mechanized units, which were naturally traveling in the direction toward Ukrainian lines on them. Suffice it to say, practically the whole world via the international newsmedia learned this was the situation in the field. No amount of spin by the Russian Federation Ministry of Defense could alter the truth of what was witnessed. Russian commanders at the company and battalion levels virtually sabotaged their units as a result of their repeated delinquencies. 

The annual, immense Zapad exercises of the Russian Federation armed forces, much touted by Moscow, clearly were not exactly all that they were made to appear to be in terms of demonstrating their true strength and capabilities of the Russian armed forces, as well as the possibilities for their use. Putin, himself, had regularly observed the Zapad exercises and everything seemed fine enough, but it was not. Military commanders simply went through the motions with elaborate displays of firepower and mobility with little to no concern about how it would all come together in real world situations. This aspect is discussed in greater detail in greatcharlie’s April 30, 2022 post. In the end, the Russian armed forces fought the way they practiced. Commanders were left with no other way to do things. All the illusions created by the well-choreographed military drills were disintegrated in the light of reality.

The deficiencies and delinquencies of a commander or a group of commanders can become consistent enough to become predictable. Such shortcomings, when left uncorrected, can be well-exploited by a discerning opponent and can serve to determine the outcome of a campaign.

Discussing, in The Histories, the deficiencies and delinquencies of Hannibal, the great Carthaginian commander of the Second Punic War, whom he refers to as “Hanno,” Polybius notes that the Carthaginian commander had achieved regular success in defense. In fact, he states “duly he showed considerable ability, but he was quite a different man at the head of a sally in force: he was not sagacious in his use of opportunities, and managed the whole business with neither skill nor promptitude.” Polybius supports his view reviewing Hannibal’s failed first expedition to relieve Utica, during which he claims Hannibal very nearly brought the besieged, as well as himself, to utter destruction. He brought from Carthage catapults and darts, and in fact all the apparatus for a siege; and having encamped outside Utica undertook an assault upon the enemy’s entrenchment. Polybius notes “The number of his elephants, of which he had as many as a hundred, struck terror into the enemy.” He reports: “The elephants forced their way into the camp, and the enemy, unable to withstand their weight and the fury of their attack, entirely evacuated the position. They lost a large number from wounds inflicted by the elephants’ tusks; while the survivors made their way to a certain hill, which was a kind of natural fortification thickly covered with trees, and there halted, relying upon the strength of the position.” However, having achieved all of that Polybius says Hannibal made poor a use of the advantage he created. 

Polybius determined that Hannibal, “accustomed to fight with Numidians and Libyans, who, once turned, never stay their flight till they are two days removed from the scene of the action, imagined that he had already put an end to the war and had gained a complete victory.” He then was remiss, and gave little attention afterward to his men, or about the camp generally, but “went inside the town and occupied himself with his own personal comfort.” However, mercenaries among his opposition, who had fled in a body on to a hill within close proximity to Hannibal’s camp, had been trained in the daring tactics of the Barcas according to Polybius. (Barca was Hannibal’s family name. His father Hamilcar commanded the Carthaginians during the First Punic War.). Polybius suggests those mercenaries were also accustomed from “their experience in the Sicilian warfare to retreat and return again to the attack many times in the same day.” Once they discovered Hannibal “had left his army and went into the town, and that the soldiers, owing to their victory, were behaving carelessly, and in fact slipping out of the camp in various directions: they accordingly got themselves into order and made an assault upon the camp; killed a large number of the men; forced the rest to fly ignominiously to the protection of the city walls and gates; and possessed themselves of all the baggage and apparatus belonging to the besieged, which Hanno had brought outside the town in addition to his own, and thus put into the hands of the enemy.” Polybius notes that “this was not the only instance of his incompetence.”

A woman (above) walks amid destroyed Russian tanks in Bucha, outside Kyiv, in April  2022. As expressed in greatcharlie’s April 30, 2022 post, anyone trying to paint a picture of what was happening in the Russian command over the Ukrainian security operation would accurately produce an ugly daub. What has been discovered since the invasion began is that Russia had been running its military campaign against Ukraine out of Moscow, with no central commander on the ground to coordinate air, ground and sea units. Reportedly, that tack assists in explaining why the invasion struggled against an unexpectedly stiff Ukrainian resistance, and was plagued by poor logistics and flagging morale. In situations that require flexibility, innovation, thinking through problems, unit commanders at the squad, platoon, company, and even battalion levels in advanced armies are instructed to improvise and adapt. Since that is not taught and trained into the officers and noncommissioned officers of the Russian Army, once in contact with an opponent, units up to the battalion level–the battalion being the main tactical formation of the a Russian Army–tended to suffer greatly.

Problems Rest at the Commander’s Doorstep

Moscow could not hide the fact that Russian forces were in trouble in Ukraine. With much fanfare,, by March 29, 2022, it was announced by the Russian Federation Ministry of Defense that it was shifting its focus to expanding the territory held by pro-Russia separatists in the eastern Donbas region. The Russian Federation Defense Minister, General of the Army Sergei Shoigu stated hours before the talks the “main goal” was now the “liberation” of Donbas. This shift left little doubt in the minds of observers outside of Russia that an apparent initial plan to move rapidly to capture major cities in Ukraine and replace the national government had failed or at least had not gone as planned. That surely signaled that big problems might lie ahead for them. There was an attempt to spin the matter as a success. As aforementioned, a big part of that was to omit any discussion of the terrible costs in troops, materiél, and treasure for the military’s blunders. As the matter was laid out by the Chief of the Main Operational Directorate of the General Staff of the Armed Forces of the Russian Federation Colonel General Sergei Rudskoy, head of the General Staff’s main operations administration stated “The main tasks of the first stage of the operation have been carried out.” He further stated: The combat capabilities of the Ukrainian armed forces have been substantially reduced, which allows us to concentrate our main efforts on achieving the main goal: the liberation of Donbas.” Clearly, the focus of Rudskoy’s spin was an effort to convince that efforts to encircle key Ukrainian cities as Kyiv and making them subjecting them the multiple airstrikes and artillery onslaught was to pin down Ukrainian forces elsewhere in the country in order to allow Russian forces to focus on the east. Thinking reasonably, one might imagine that Putin would unlikely be willing to begin a new adventure for greater gains eastward. Still, casting reason aside, there remains the chance that he still wishes to capture Kyiv and Kharkiv, and add to that Odesa. He may be insisting upon those actions and engaged in the process of planning them with his generals.

At first blush, many Western military analysts generally foresaw the shift in Russia’s approach as an effort by the General Staff of the Armed Forces of the Russian Federation might have in mind trapping Ukrainian forces situated in eastern Ukraine roughly between the Donbas and the Dnieper River. Executing a two pronged attack, with one force moving north to south, the other moving south to north, Russian forces could potentially move to cut those forces off from the rest of Ukraine and their comrades defending larger cities and new units being trained in the western part of the country. Once the Ukrainian forces were cut off, the Russians would then seek to kill it.

It is still unclear whether Russian forces have recovered from the theater of errors in the first phase of the special military operation. It would be difficult enough to change tactics, techniques and procedures broadly for a force in constant contact with an opponent at multiple points, especially when initiative and independent thinking is not emphasized. Having a good portion of those forces somewhat battered and tattered would make carrying out such adjustments far more difficult. Indeed, turning the corner would be a terribly hard thing to do, not only in terms of reshaping and executing a better plan, tactics, and performing better, but in terms of motivating the troops to fight and win despite what had already transpired in the disastrous drives against Kyiv and Kharkiv. Russian Federation commanders and planners were surely clear eyed about all that. It is likely that there was likely an unspoken, private fear within the forces fighting in Ukraine that victory was out of reach. The early phases had gone too poorly to dismiss, just shrug off. Interestingly, if one lives with failure too long, one sometimes forgets what success is or how to achieve it.

The Roman Emperor and Stoic philosopher, Marcus Aurelius Antoninus Augustus was quoted as saying: “Because your own strength is unequal to the task, do not assume that it is beyond the powers of man; but if anything is within the powers and province of man, believe that it is within your own compass also.” On April 9, 2022, Russian Federation General of the Army Aleksandr Dvornikov was appointed commander of the special military operation in Ukraine. The sort of leader, thinker, manager, and commander that Dvornikov is mostly known from what Russia’s Ministry of Defense has released, all of it being very positive. On April 10, 2022, Radio Free Europe/Radio Liberty (RFE/RL) dispassionately described Dvornikov with the following: “Dvornikov, 60, served in Chechnya in the 1990s and in 2015 became the first Russian commander to lead military operations in Syria. Since 2016, he has overseen the southern military district, which includes Crimea, the Ukrainian peninsula seized by Russia in 2014.” RFE/RL continues by stating: “Dvornikov has a notorious reputation for his conduct of the war in Syria, where Russia bombed civilian districts. Putin awarded Dvornikov the Hero of Russia medal, one of the country’s highest awards, for his work in Syria.” It was likely hoped that Dvornikov’s presence at the helm of the special military operation would have a steadying effect throughout the armed forces. Dvornikov has become quite a figurehead for the Russian Army cutting a tough as nails image, captivating Russian soldiers and officers alike, raising morale to some degree, albeit modest perhaps, by his presence. The big question is whether he can make a difference.

If Russian forces can manage to completely dislocate Ukrainian forces in the Donbas and push them out of and away from the region and more importantly away from the Russian border, it would be an enormous relief for Shoigu, Gerasimov and Dvornikov. However, their problems would hardly be over. A well-armed, well-trained, and well-experienced Ukrainian military staring down at Russia for years to come, if that hypothetically would be the outcome of a negotiated peace, would be the last thing that they would want to leave in place. More than that, it would surely be the last thing that the Russian Federation President would want to leave behind. That may turn out to be a problem that the world will need to contend with.

As it is discussed in greatcharlie’s April 30, 2022 post, Russian Federation commanders and planners are aware that in the fights for urban centers, the ground forces of allies could do more than simply chisel away at enemy lines. Numerical advantages are not rare on the frontlines, yet Russian forces, if they choose to economize in less active areas, could develop superiority at points of their main efforts. An attacker, after concentrating quickly, can normally strike hard at an unexpected place and time to throw the defender off balance. Once the attack is underway, the attackers’ chance of success can be improved if he moves fast, aggressively pressing every advantage, and if the attacker capitalizes on opportunities to destroy the enemy’s forces and the overall coherence of his defense. Russian forces have appeared either too sluggish or to wreck less to accomplish any of this.

Russian Federation commanders and planners also know air power can greatly impact enemy moves in urban centers. If forced to move quickly in the face of Russian air power, an enemy commander would be allowed less time to ensure his unit’s concealment. It could cause him to move when conditions would not impede aircrews’ search of his unit. Rapid movement could also decrease the effectiveness of his air defense systems, allowing aircrews greater freedom to search for his unit, increasing the chance for it to be spotted. So far in Ukraine,  over 95 percent of the Russian Federation Aerospace Force flies 200 sorties a day, and according to the Ukrainian Ministry of Defense, 57 Russian aircraft and 7 Russian drones [unverified] have been downed. However, in response to the Ukrainian air defense threat, Russian aircraft are not evading by flying sorties at 15,000 to 20,000 feet as they had over Syria. Russian aircraft are remaining above Russian airspace and firing air launched cruise missiles into Ukraine. Since aircrews cannot identify targets across the border, airstrikes are made in areas where air intelligence reports the enemy is located. In attacking urban centers, that will always result in collateral damage in the form of civilian deaths and injury and the destruction of nonmilitary structures.

Les portes de l’avenir sont ouvertes à deux qui savent les pousser. Of course, Ukrainian forces will try to have some say in how things turn out for Russian forces in their country. Before Russian forces can do any of that the Ukrainian armed forces would surely like to launch a counteroffensive to drive them out of their country. Given the need for speed to play a role–Ukrainian forces have an uncanny ability to stay a step ahead in the action reaction cycle despite the small amount of experience maneuvering significant sized units on the battlefield that any Ukrainian commanders have had over recent years. One would need to go back to the invasion of Afghanistan decades ago, to point to such an opportunity. A huge issue for the Ukrainian armed forces at this point is fatigue. So much has been asked of so few for so long who were truly fighting, and albeit achieving success, against an opponent well above their weight class. The spirit may be willing to go on but the flesh may not be. Occasio non facile praebetur sed facile ac repente amittitur. (Opportunity is not easily offered, but it is easily and suddenly lost.)

Russian Federation General of the Army Aleksandr Dvornikov (above). On April 9, 2022, Russian Federation General of the Army Aleksandr Dvornikov was appointed commander of the special military operation in Ukraine. The sort of leader, thinker, manager, and commander that Dvornikov is mostly known from what Russia’s Ministry of Defense has released, all of it being very positive. It was likely hoped that Dvornikov’s presence at the helm of special military operation would have a steadying effect throughout the armed forces. Dvornikov has become quite a figurehead for the Russian Army cutting a tough as nails image, captivating Russian soldiers and officers alike, raising morale to some degree, albeit modest perhaps, by his presence. The big question was what to do.

Can a Hastily Deployed Force Recover from Initial Errors and Win a Campaign?

With the intent not to oversimplify, the conundrum Russian commanders face in Ukraine at first glance reminded greatcharlie of the circumstances British forces dealt with during the Boer War. If readers will allow greatcharlie to provide a short overview of the conflict’s genesis, the war began as two Boer Republics the South African Free Republic and the Orange Free State wanted to stemmed British expansion and influence in Southern Africa, especially in the Boer Republic in which large gold deposits were discovered. British citizens from the Cape Colony were denied rights, such as the right to vote and treated as invaders by the Boers. British citizens protested to British authorities in the Cape Colony who in response sought to negotiate with the Boers, but those talks failed. The Boers then began attacking British outposts. British battalions and regiments were hastily mustered and sent to South Africa. Indeed, the British force sent to cope with it was a force acutely less advanced technologically, militarily, intellectually and had drastically less opportunity to organize for military action than the Russian armed forces that invaded Ukraine on February 24, 2022.

Once British forces landed in South Africa, a large portion of it concentrated at the garrison town of Ladysmith. On October 30, 1899, a seizable force sallied out to engage Boer armies which were slowly surrounding the town. The result was a disaster for the British. Summarizing what occurred, omitting a discussion on the maneuvers, it is pointed out here how singular deficiencies of artillery and infantry in terms of tactics, techniques, and procedures caused British forces to face severe challenges. 

Regarding British artillery, Its role was somewhat marginalized in the fight. The fire of British guns was not as productive as that of the Boer StaatsartillerieBritish artillery came under accurate and effective fire from the Boers’ field guns, which were fought as individual gun detachments, and were quickly moved between emplacements before British guns could find their range. British field guns did occasionally hit their mark, silencing Boer guns, but not often enough to be called effective. Due to poor reporting on their opponent’s whereabouts, the fire of British guns was often wasted. British guns were deployed as they had been drilled to do, in neat rows of six without using cover from artillery or even rifle fire. Thereby, British gun batteries were regularly incurring casualties.

Regarding British infantry, establishing fire discipline through fusilade by command and movement as a team, no matter how trying the situation, were practices driven into British soldiers through excellence of drill. However, that product of excellence in the drill square and a practice that was effective and successful in battle for the British Army around the world in the 18th and 19th centuries, was liability against the Boers. (In a few short years ahead, on battlefields in Belgium and France, that practice will have no place whatsoever among British troops.) The Boers, although attacking in organized groups, moved independently, rapidly sought cover where they could find it, and fired at targets where they saw them. Since the British infantry relied on drill, they were firing volleys on the command of an officer. By the time the order had been given, the intended target was safe behind cover, while the British soldiers were exposed to fire. Unable to maneuver against or attrite the Boer’s in any effective way combining fire and movement, most often British troops fought their static, fighting in place, suffering heavy casualties, running low on ammunition and supplies, and facing exhaustion. In the end, the British fell back into Ladysmith. An isolated detachment of 800 men was forced to surrender.The day was subsequently termed “Mournful Monday”. The Boers, however, did not immediately take advantage of their victory by proceeding towards the strategically important port of Durban. Instead, they began a siege of Ladysmith. Following a near unrelenting, ferocious struggle to break through to Ladysmith by British regiments and battalions, it was relieved after 118 of that siege. In the end, the overwhelming power of the regiments and battalions of professional military officers and soldiers of the British Army quelled a brutally waged guerilla warfare campaign and overcame all other incumbrances–as aforementioned, some unknowingly self-inflicted–and defeated the rebellious Boers.

It is highly unlikely that Russian commanders studied the British Army’s experience during the Boer War before crossing into Ukraine. However, in a similar way to the ultimately victorious British forces, they likely hope now that overwhelming force and firepower applied effectively and rapidly can achieve immediate results that cannot be so easily responded to or countered by Ukrainian forces. In terms of creating opportunities and options for their political leadership, great gains by Russian forces might support any demands made for compromise from Ukrainian representatives at the negotiation table. Perhaps they may have created opportunities and options for something else.

Dvornikov at war (above). Dvornikov likely hopes now that overwhelming force and firepower applied effectively and rapidly can achieve immediate results that cannot be so easily responded to or countered by Ukrainian forces. In terms of creating opportunities and options for their political leadership, great gains by Russian forces might support any demands made for compromise from Ukrainian representatives at the negotiation table. Perhaps they may have created opportunities and options for something else.

What Will Putin Do with Russia’s Ill-gotten Gains in Eastern Ukraine?

Ukrainian cities and towns have drawn the brunt of Russian forces’ destructive capabilities. It was forecasted in greatcharlie’s February 10, 2022 post entitled, “Commentary: The Choice of War or Peace Between Russia and Ukraine Rests on the Ability of Parties to View Each Other Differently”, in captured Ukrainian cities and towns. Ukrainian civilians, as well as any insurgents mixed among them, might be hemmed into zones by Russian forces. In a horrific twist, the more difficult zones would be better defined as killing zones, in which “cooperative Ukrainians would be separated from more difficult ones. Insurgents in those zones would be required to punch above their weight, likely against the Federal’naya sluzhba bezopasnosti Rossiyskoy Federatsii (Federal Security Service of the Russian Federation) or FSB as well as the Vozdushno Desantnye Voyska (Russian Airborne Forces) or VDV, battered and tattered after fights in the initial stages of the invasion, and other well-suited Russian Federation Army units. They would perhaps need to do that long past the point when reasonably the towel might be thrown. Russian forces could be best informed of how to effectively use such a method by its allies in Beijing. Paramilitary police units of the People’s Republic of China Ministry of Public Security have developed an expertise in this sort of thing. To that extent, an arrangement might be made with Beijing to provide “a sufficient number of advisers” under the control of the Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU, to assist in the prospective zones. (Putin would likely love to have the Chinese involved in some fashion. He would prefer to share claim to such villainy with China.) It all may seem fanciful, too imaginative, but one must consider the absolute madness of the current circumstance itself, and judge this possibility in that context.

Ideally for Putin, inhabitants of Ukrainian cities and towns will be displaced at such a level that the cities and towns themselves would more or less resemble the southern portion of the city of Famagusta in Cyprus or the village of Oradour-sur-Glane in France. (Given results, it almost seems as if Russian engineering officers, artillery officers, air power officers, and ordnance officers, it would seem, are regularly drawing up plans for the systematic demolition of Ukrainian cities and towns, district by district, block by block, using ordnance fired from a variety of weapon systems.) The intermittent attacks on populated areas may indeed have some psychological warfare, punitive, or perhaps even a tactical purpose. Yet, something of far greater conception may be behind them. Perchance Russian commanders, as part of a preconceived plan, seek to displace Ukrainians from their homes, out of the cities and town through “massive evacuations” to make them easier to “manage,” easier to control. Surely, Putin would appreciate having the West finance and supply for their care on the other side of the Dnieper River. Destroying certain parts of cities and towns would also make them far less desirable. At the time of this writing, UN estimates are that over 4.1 million Ukrainians have moved into other countries. When Ukrainians move west, the better things become concerning Putin’s likely plans for Ukraine. 

There might be the chance that citizens of the Russian homeland would be “invited” to relocate and settle in those cities and towns to participate in their reconstruction and, particularly in the southeast, reside in cities and towns in order to reconstruct and work at ports on the Azov Sea and in the many mineral mines. Veterans of the military operation who so inclined could be invited to relocate to the cities and towns they “liberated,” in effect to enjoy the spoils of the war. (Putin must hope that future world events, fate and fortune, will cause sanctions to be lifted just enough that international markets will be open again to Russian products. Not such a fanciful notion, noting again that the current US administration reportedly has turned to Saudi Arabia, Venezuela, and others to increase production of oil for markets after heavily sanctioning the regimes and industries of those countries, in some cases for years. Some may even be allowed to develop nuclear power plants and reap benefits from uranium production.) In the same vein, Kyiv, if eventually captured–as of the time of this writing that seems doubtful–would imaginably be transformed into a center of Russian Othodox theological study. The return of displaced Ukrainians, an ineluctable issue of any peace negotiations, will likely be difficult to sort out with Moscow. If parts of Ukraine unavoidably must remain in control of Russia at the time of ceasefire or peace talks, how the issue of returnees is settled will doubtlessly influence the speed of reconstruction in certain districts of cities and result in limited numbers of displaced being accepted. Imaginably for Moscow, ethnic-Russians would perhaps be given priority for what it might tacitly consider to be “naturalization.” 

Returning to Polybius, in The Histories, he describes the Roman invasion of Africa in 256-55 BC during the First Punic War, commanded by the ruthless and vengeful M. Atilius Regulus, which resulted in a singular disaster. As the story goes, Carthage lost over 90% of its forces as the Romans achieved a string of successes. The Carthaginian commander was taken prisoner by Regulus. Polybius explained that Regulus had the opportunity to end the war on very favorable terms, however, in 256, the Roman commander pushed his luck and demanded overly harsh terms of surrender. This drove the Carthaginians to fight him again in a battle that ended in a complete Punic victory. The situation on the battlefield was reversed, and the Roman army was nearly annihilated. The outcome was that Africa was freed from the constraints of occupation. Regulus was severely punished, but Rome from that point was put on the defensive. Polybius ends his account of Regulus there. Modern historians report that the First Punic War was fought for another 14 years, wearing down both sides. Rome eventually forced Carthage to surrender after the Battle of Aegates Islands in March 241 BC, on terms lighter than those Regulus had proposed.

Polybius offers a lesson that both Russia and Ukraine might learn from the ill-considered and brash actions of Regulus in the The Histories. He states: “This event conveys many useful lessons to a thoughtful observer. Above all, the disaster of Regulus gives the clearest possible warning that no one should feel too confident of the favors of Fortune, especially in the hour of success.”

Novotoshkivka (above), a small village about 16 miles southeast of Severodonetsk, in Luhansk. Ideally for Putin, inhabitants of Ukrainian cities and towns will be displaced at such a level that the cities and towns themselves would more or less resemble the southern portion of the city of Famagusta on Cyprus or the village of Oradour-sur-Glane in France. The regular attacks on populated areas may indeed have some psychological warfare, punitive, or perhaps even a tactical purpose. Perchance Russian commanders, as part of a preconceived plan, seek to displace Ukrainians from their homes, out of the cities and town through “massive evacuations” to make them easier to “manage,” easier to control. Surely, Putin would appreciate having the West finance and supply for their care on the other side of the Dnieper River. When Ukrainians move west, the better things become concerning Putin’s likely plans for Ukraine.

The Way Forward

Putin has created a national security emergency for Russia by invading Ukraine. He realizes Russian forces are performing poorly on the battlefield. He knows that he was not provided the opportunity to give a victory speech in Kyiv. He is aware of the immense drain his special military operation has placed on his military resources. The situation is far from satisfactory. It is a wonder if national leaders in the West, and the foreign and national security policymakers in their respective cabinets at all foresaw this outcome. If so, in all seriousness, they surely should have done more in response the urgent need to “save Putin from himself.” As the situation stands, Russia and Ukraine remain in conflict, and the West is remaining outside of the fighting, but supplying Kyiv with what it needs to handle and possibly completely defeat invading Russian forces. That has been forecast as being a long rather drawn out process in which casualties will continue to mount on both sides. However, in war, things do not always turn out the way one might expect. In viewing the situation in the way just described, from the outside of the policymaking and decisionmaking process of every Western country, it appears to greatcharlie that the West has engaged in a bit of self-deception. A blinddpot appears to have been created, fostered by the sense of security, comfort, due to the unity resulting from long-standing bilateral d multilateral ties, at least among the major industrialized powers, membership in NATO, of course, EU membership, and memberships in a variety of regional organizations. The fact is, as aforementioned, Russia is facing a national security emergency and that is a huge problem for the West because from the lens of Moscow, the West is at the center of its problems and has exacerbated them. 

As far as Moscow is concerned, things have not gone as they were supposed to for Russia in Ukraine. It is unlikely, but nonetheless possible that some genius for war in Russia may emerge and turn the situation on the ground immensely and Russia will move unstoppably to the Polish border. That would settle the matter in the most unfortunate way. However, if the situation collapses for Russia in a profound way his response will include retribution against the West. To that extent, the better Ukraine does on the battlefield offensively, the more dangerous the situation becomes for the West and the world. Just viewing a handful of video clips on the death and destruction levied on Ukraine, a country in relative peace–the Donbas excepted, should not leave anyone to think the one responsible would hesitate to bring worse to the rest of the world. It would seem enough to remind those who have forgotten that Russia is a nuclear superpower.

At the moment, again due to Putin’s choice to invade Ukraine, everyone is actually in the same bucket. Ensuring Putin is unable to worsen the situation certainly requires action, training and equipping and assisting Ukrainian forces with combat support so they can halt and push back Russian forces. Actively working to increase the degree of emergency Russia faces makes the world itself less secure. Again, all parties to the conflict, Ukraine, Russia, and the West are all the same bucket. No one will get out if there is no cooperation, some agreement. To be frank, without any intention to insult, greatcharlie states that to believe anything else would be to delude oneself. 

The idea that fighting in Ukraine can be allowed to go on until some stalemate, some situation on the ground will force the warring parties to negotiate is a lost proposiition. For Russia, its an emergency and perhaps for Putin, the last gasp of power. He cannot lose, he cannot turn back so easily. Ukraine, a country that was once a Soviet republic drew a bad card being so abundant  resources and bordering Russia. It wanted the freedom to decide to join NATO and the EU. It rejected terms that it declare its neutrality. All of that was reasonable, but its insistence on these matters facing Russia under its current leadership could only lead to problems to say the least. There must be a starting point for Ukraine to rebuild, rejuvenate itself. There must be a pot in which Putin must be enabled to stop fighting. The opportunity to forge the best possible peace before the killing began has been long since lost. However, there remains the opportunity to create the framework for an evolving peace that will allow both sides to end hostilities.A robust effort must be made in that direction for the sake of everyone. Potiusque sero quam numquam. (It is better to do something late than never.)

Meditations and Ruminations on Chinese Intelligence: Revisiting a Lesson on Developing Insights from Four Decades Ago

A most apparent sign of the presence of Chinese intelligence services in Hong Kong is this plaque outside the People’s Republic of China National Security Office there (above). This essay is as a companion piece to greatcharlie’s proceeding essays on Chinese intelligence services. For the scholar who is a regular reader of greatcharlie, the essay will hopefully be an interesting discussion on the function of intelligence services in China with respect to functions of services in the United Kingdom and the US. However, this essay has the additional purpose of serving as a vehicle to assist students. For students, this essay aims to ignite an inner-conversation of issues reviewed, in this case concerning intelligence, to promote their recognition of additional parallels and the development of further insights. Hopefully, students will evoke thoughts from their respective sources and lessons, but also from personal experience, and worldviews, and produce strong insights.

For a one man shop as greatcharlie, reviewing a voluminous quantity of sources in the preparation of the July 31, 2020 and August 31, 2020 posts entitled, “China’s Ministry of State Security: What Is This Hammer the Communist Party of China’s Arm Swings in Its Campaign Against the US? (Part 1 and 2 respectively), was, to a degree, an exercise in large data processing. Yet, while engaging in that consuming, yet satisfying process, the thoughts of greatcharlie’s founder and editor hearken back to an assignment received as an undergraduate at Columbia College, Columbia University in a course “The Politics of Policymaking.” The course instructor, Roger Hilsman (1919-2014), who was also the student advisor and mentor of greatcharlie’s editor, asked students to construct an essay or, as he dubbed it, a “thinkpiece,” in which they were required to present their “observations, meditations, ruminations, assumptions, and hypotheses” that billowed up after reading a primary or secondary source directly related to a foreign and national security policy topic covered in his class. (The source greatcharlie’s editor used, at the suggestion of Hilsman, was Glenn Paige’s The Korea Decision (June 24-30, 1950) (Macmillan, 1968).) However, Hilsman’s goal with the assignment was to encourage students to move away from simply regurgitating what was studied and writing the derivative college essay. Instead, he wanted students to evoke thoughts from their respective sources and lessons but also from personal experience, and their albeit youthful worldview, and draw from them their best insights on the topics they chose. For Hilsman, a phenomenal educator, the assignment was not founded upon some understanding of the requirements of analytical work in international affairs developed in the abstract, but rather, developed upon substantial experience preparing his own analyses and supervising and mentoring subordinates and colleagues in their analytical work in the US military, intelligence, and diplomatic arenas; real world! More specifically, Hilsman’s background included: studying at US Military Academy; service in Merrill’s Marauders and command of an Office of Strategic Services guerilla warfare battalion in Burma in World War II (Hilsman’s valorous service is superbly related in his memoir, American Guerilla: My War Behind Japanese Lines (Brassey’s, 1990)); his work as a military planner for NATO and the Supreme Headquarters Allied Powers Europe; service in the administration of US President John Kennedy as Director of the Bureau of Intelligence and Research for the US Department of State; and, service as Assistant Secretary of State for Far Eastern Affairs in the administration of US President Lyndon Johnson.

Hilsman would not only transmit his sagacity through his “The Politics of Policymaking” course, but through discussions on policymaking and analysis that he had with students during seminars held at his residence were marked not only by the inspiration and encouragement he would give to students in their research and career plans, but also by a frankness and realism that would give them a leg up in future endeavors. The reminiscences Hilsman would share directly with greatcharlie’s founder and editor during office hours were from those periods of his life that are perhaps the most intriguing in his biography. During lectures, he would always provide a riveting anecdote from his experiences during the 1962 Cuban Missile Crisis to accompany his “pearls of wisdom.” The student-teacher relationship between Hilsman and greatcharlie’s founder and editor was mentioned in a March 8, 2016 greatcharlie post entitled, “An Look at Stephen Marrin’s ‘Improving Intelligence Studies as an Academic Discipline’ and Remembering a Professor and Friend, Roger Hilsman.”

For student readers, this essay, divided into three segments, aims to ignite an inner-conversation of issues reviewed, in this case concerning intelligence, to promote their recognition of additional parallels, and to stimulate the development of further insights. Hopefully, by focusing on the topics discussed, students will evoke thoughts from their respective sources and lessons, but also from personal experience, and worldviews, and produce strong insights. The essay also aims to foster conscious critical reading of scholarly works by student readers. Some emphasis is placed on the sources themselves. Hopefully, reading about spies and spying makes this unsolicited bit of mentoring all the more interesting. For scholars who are regular readers of greatcharlie, the aim of the essay is to provide an edifying discussion on the function of intelligence in China relative to intelligence functions in the United Kingdom and the US. This essay also stands as a companion piece to greatcharlie’s preceding essays on Chinese intelligence services. While as a thinkpiece this essay may be limited in scope, greatcharlie surely has not touched bottom of its well of ideas on the subject of Chinese intelligence services. For greatcharlie, this “multipurpose” essay is only a part of its process of worming out the story of Chinese foreign intelligence and counterintelligence. Rapiamus, amici, occasionem de die. (Friends, let us seize the opportunity from (of) the day.)

MPS officer finger-wags a warning to photographer in Beijing (above). Except for experienced hands on China policy and the Chinese intelligence services and national security via diplomatic, intelligence, defense, military, or law enforcement work, most in the West have likely never heard of either. MPS is an organization under the State Council in charge of the country’s internal and political security and domestic intelligence. MSS, also under the State Council, is responsible for foreign intelligence, counterintelligence, and internal security as well.

I. MPS and MSS: Keystones of Chinese Intelligence

Two relatively quiet but absolutely key elements of the Chinese government that impact its foreign and national security policies: the Ministry of Public Security (MPS) and the Ministry of State Security (MSS). Except for experienced hands on Chinese foreign and national security policy and Chinese intelligence services via diplomatic, intelligence, defense, military, or law enforcement work, most in the West have likely never heard of either. MPS is an organization under the State Council in charge of the country’s internal and political security and domestic intelligence. MSS, also under the State Council, responsible for foreign intelligence, counterintelligence, and internal security as well. Their impact stems firstly through providing consumers in Beijing of analyzed information to include the Communist Party of China leadership, the Party’s key organs responsible for foreign and national security policy, government ministers, senior executives of relevant ministries and organizations of the State Council, as the Ministry of Foreign Affairs, with data that may shape their decisions. They additionally share what is collected and analyzed with the People’s Liberation Army (PLA). At times, that information is also collected and analyzed with the help of the military. The impact of the MPS and MSS is also demonstrated through contacts their officers and operatives respectively have daily with officials and staff of foreign governments as well as personnel at all levels of Chinese and foreign businesses engaged in international trade, high-tech-firms, defense contractors, financial institutions, academia, and organizations from all fields in China and worldwide.

The true foundations for MPS and MSS were laid during the revolutionary period in which the Communist Party of China sought to establish its rule. In the early 1930s, two intelligence services existed. One was centered in Shanghai and the Communist Party, the other was based in the Chinese Communist government that existed in Shaanxi where Mao Zedong established his base after the Long March. The later intelligence service proved to be the stronger of the two. By the late 1930s, it was replaced by a newly created Social Affairs Department (SAD) within the Communist Party. Within the years of struggle against Imperial Japanese forces in China, there was the Yan’an Rectification, from 1942 to 1944, in which Mao consolidated his paramount role in the Communist Party of China. Yan’an was also the part of the ten year period in which: Mao established his premier role in the Party; the Party’s Constitution, endorsing Marxist-Leninism and Mao Zedong thought as its guiding ideologies, was adopted (Mao’s formal  deviation from the Soviet line and his determination to adapt Communism to Chinese conditions); and, the postwar Civil war between the Communists and the Kuomintang. Prior to 1949, the Communust Party of China’s main intelligence institution was the Central Department of Socialism Affairs (CDSA). CDSA was placed under the control of Kang Sheng, a longtime political associate of Mao with a linkage from the past to Mao’s wife, Jiang Qing. With the Communist Party’s victory over Chang Kai-shek’s nationalist forces in 1949, a full array of government intelligence organizations were created to supplement Party-based intelligence services such as SAD. CDSA would draw information from foreign news agencies and open sources.

The Zhōnghuá Rénmín Gònghéguó Gōng’ānbù (Ministry of Public Security of the People’s Republic of China) or MPS was established as China’s principal intelligence service at the founding of the People’s Republic of China in 1949. It, too, was placed under the leadership of Kang Sheng. CDSA fell into the hands of Li Kenong, a Deputy Chief of Staff to People’s Liberation Army (PLA) Chief of Staff Chou Enlai and a vice minister for foreign affairs. The main role of the MPS, as with all previous Chinese intelligence services, was to serve the interests of the Communist Party of China. According to Xuezhi Guo in China’s Security State: Philosophy, Evolution, and Politics (Cambridge University Press, 2012), it took on the role of a security service in a manner based on Soviet and Eastern Bloc models. It eventually received responsibility for all aspects of security, from regular police work to intelligence, counterintelligence, and the suppression of anti-Communist political and social groups. That led to receiving  official jurisdiction over counter subversion, counterintelligence, and the conduct of espionage in Macau, Hong Kong, and Taiwan. Overseas during the 1950s, most Chinese diplomatic missions accommodated the MPS with an Investigation and Research Office for intelligence collection staffed by CDSA personnel, with analysis performed by the Eighth Bureau, publicly known in 1978 as the China Institutes of Contemporary International Relations. In 1953, CDSA became the Central Investigation Department (CID). In China, the MPS presence was nearly ubiquitous, as it kept a watchful eye on China’s population. It was energetically engaged in monitoring Chinese who returned from abroad. To cope with what it determined to be errant citizens, MPS ran labor reform camps. MPS personnel were known for behaving harshly among its own citizens. 

MPS made its way through the turbulent 1960s with the Cultural Revolution and dynamic changes in politics in the 1970s with the loss of Mao and the coming of Chairman Deng Xiaoping. By 1983, there was considerable frustration within the Communist Party of China with the high volume of secret information being leaked to the West. This was particularly true with regard to information about debates occurring within the Communist Party and reports of poor economic and social conditions within China. In reaction, counterespionage responsibilities were transferred from the MPS to a new organization known as the Zhōnghuá Rénmín Gònghéguó Guójiā Ānquán Bù (Ministry for State Security of the People’s Republic of China) or the MSS. The Communist Party of China’s first big mission for MSS was to place focus on students in both China and abroad. Students had left no doubt that there was reason for the Chinese leaders to hold such concern after the Tiananmen Square protests. Chinese leaders struggled to deal with fallout from it. The sense of danger that students posed to the country was promoted with the announcement by Chinese authorities that some 200 Chinese had been accused of spying for the Soviet Union. When the reorganization of MPS was completed in 1983, it was temporarily left with only traditional police functions. Nevertheless, the change turned out to be quite positive as both organizations were allowed a new beginning so to speak.

In the West, certainly the most significant, largest, and most powerful intelligence services reside in the US. However, the foundational intelligence services that was the model upon which the main US intelligence services have been based–as well as the services of many other countries–are those of the United Kingdom, namely the Security Service, known popularly as MI5, and the Secret Intelligence Service, known popularly as MI6. To provide a common point of reference regarding the type of intelligence services and activities performed by MPS and MSS, greatcharlie, perhaps going out on shaky ground, points to parallels between their roles in China and the roles of the Security Service and Special Intelligence Service MI6 for the United Kingdom. Before going forward with discussion here, it seems appropriate to at least broach some of more apparent distinctions between the services of the two countries. Two prominent works, central to the discussion here, are Christopher Andrew, Defend the Realm (Knopf, 2009) and Stephen Dorril, MI6: Inside the Covert World of Her Majesty’s Secret Intelligence Service (Free Press, 2000). Both scholars undertook Herculean tasks respectively and managed to fulfill them marvelously and masterfully. Both texts respectively hold richly textured accounts of intelligence activities at home and around the world, the British Empire as it still was for a time in the 20th Century. Both are major contributions to the scholarship on intelligence in the United Kingdom.

A clear-cut comparison of MI5 and MI6 side-by-side with MPS and MSS is admittedly not possible. Plainly, there is no moral equivalence between MI5 and MI6 and their opposites, MPS and MSS. What the United Kingdom and Chinese intelligence services would call successful operations based on the respective goals of political authorities are quite disparate. Officers of the respective countries’ intelligence services are certainly not birds of a feather. Additionally, and importantly, MI5 and MI6 are the opponents of MPS and MSS, and visa-versa. Enlarging on the point of the political authorities they obey, the respective societies and political authorities, that the intelligence services of the United Kingdom and China serve, are considerably divergent, and founded on disparate philosophies. The United Kingdom is a parliamentary democracy under a constitutional monarchy. Despite having the structure, the veneer, of being a multiparty system at the national level, for all intents and purposes, China is a single party, Communist, police state. 

Quaeritur belli exitus, non causa. (Of war men ask the outcome, not the cause.) At a basic level with regard to intelligence services, moral principle and philosophy, in this case whether recognized as being based on Judeo-Christian values, Liberalism, Capitalism, Communism, Socialism, Maoism, or otherwise, is not method. Method is method. Philosophy is philosophy. Moreover, in the intelligence industry, results are what matter most. To that extent, at the basic level, the work of the two services are going to have sufficient likenesses to suggest parallels and comparisons. It is on such a basic level that the parallels and comparisons have been made in the discussion here. With this in mind, hopefully scholars will be open to considerations presented.

Two MPS officers operating high-tech optical equipment in Beijing (above). To provide a common point of reference regarding the type of intelligence services and activities performed by MPS and MSS, greatcharlie, perhaps going out on shaky ground, points to parallels between their roles in China and the roles of the Security Service and Special Intelligence Service MI6 for the United Kingdom. Before going forward with discussion here, it seems appropriate to at least broach some of more apparent distinctions between the services of the two countries. A clear-cut comparison of MI5 and MI6 side-by-side with MPS and MSS is admittedly not possible. at the basic level, the work of the two services are going to have enough likenesses to suggest parallels and comparisons. It is on such a basic level that the parallels and comparisons have been made in the discussion here.

Using MI5 as a Yardstick to Gauge MPS and Its Activities

The Security Service, known informally and hereinafter referred to in this essay as MI5, is the United Kingdom’s government agency assigned with managing the country’s internal security. It is authorized to investigate any person or movement that might threaten the country’s security. Although MI5 is responsible for domestic counterespionage, it has no powers of arrest. MI5’s motto is: Regnum Defende (Defend the Realm). The Secret Intelligence Service, known informally and hereinafter referred to in this essay as MI6, is the United Kingdom’s government agency responsible for the collection, analysis, and appropriate dissemination of foreign intelligence. MI5 has only a few thousand employees. It is headquartered in London, at Thames House. MI5 is a component of a vast intelligence apparatus in the United Kingdom. Reportedly, command and control is directed via no less than four entities: the Central Intelligence Machinery, the Ministerial Committee on the Intelligence Services, the Permanent Secretaries’ Committee on the Intelligence Services, and the Joint Intelligence Committee. Communications intelligence is the responsibility of the Government Communications Headquarters (GCHQ), which works closely with the Communications Electronics Security Group, while a number of agencies manage military intelligence under the aegis of the Ministry of Defense. Even London’s Metropolitan Police, or Scotland Yard, has its own Special Branch concerned with intelligence.

While MI5 is the agency responsible for the internal security of the United Kingdom, it primarily provides security services and intelligence operations within England and Wales. Its current role was best expressed by the Crown Minister in 1945, with regard to its postwar raison d’être: “The purpose of the Security Service is defense of the Realm and nothing else.” MI5 reports to the Home Secretary of the Home Office. It may be confused as being a domestic law enforcement organization, but it is far from that. To perform the internal security function, MI5’s activities include: domestic counterintelligence; counterespionage; counterterrorism, counterproliferation, and cyber work within the country and protective details for many top government officials. Its officers do not have authority to arrest citizens. When needed, MI5 will work in close cooperation with London’s Metropolitan Police Service (headquartered at New Scotland Yard) and other local police agencies within England and Wales. This is especially when it concerns their efforts to fight domestic terrorism. MI5 may also interface with MI6 when foreign intelligence and domestic intelligence activities intersect.

It cannot be overemphasized that MI5 is a secretive organization. Well back in 1931, the firm instruction to a new employee was: “No one, not even our own families, should be told where we worked or for whom.”  The existence of MI5 was not acknowledged officially until 1979, when Mrs Thatcher unmasked Sir Anthony Blunt as the Fourth Man in a statement to the House of Commons. Its head was publicly named for the first time in 1991. It was also at that time when some previously classified information about MI5, such as the number of its employees and its organizational structure, was made public. During the past three decades, MI5 worked its way through a number of scandals–to include incessant hunts for apparently nonexistent moles–that further tarnished its reputation in many circles. Reflective of British culture, members of the intelligence services, from top to bottom, were unwilling to display any disappointment or hurt and never looked to cry on anyone’s shoulder. They remained reticent about attitudes toward them and placid, straightforward, as they performed their work. Somewhere along the line, a solution was found. The decision was made to release their stories, not to drain themselves out, but let little bit find its ways into the public marketplace to unmask appearances public relations-wise. Through the use of surrogate voices, a sudden fracture in the marble reveals the interior. The inner life. Studies were commissioned to tell their stories, to the extent possible.

Most relevant in Andrew’s Defend the Realm to the examination of MI5 in this essay, are anecdotes loaded with insights on events that were in their time of the utmost importance. Those cases chronicalized, carefully selected from MI5’s storied past, and detailed the complex nature of MI5’s modern day work is revealed. Additionally, from Andrew’s work, one receives a picture of MI5 as a tightly-knit institution, in which many officers keep body and soul together, and others actually thrive, in its atmosphere of secrecy. Based on what has been made public, in an investigation of a threat to the United Kingdom, MI5 officers will usually seek to gather covert intelligence directly. Often, they operate openly and declare themselves as representatives of foreign intelligence services to their host country. The methods used by MI5 officers vary widely, and are often limited only by their ingenuity. Armed with a suite of the latest high-tech tools for surveillance, they will use it to eavesdrop, tap telephone calls and communicate secretly. Normally, MI5 officers will recruit spies to obtain intelligence on their behalf. 

More formally, a spy working for MI5 is known as a “covert human intelligence source,” but in the United Kingdom, spies are more commonly referred to as agents (Interestingly, in the Federal Bureau of Investigation (FBI) and the Central Intelligence Agency (CIA), a covert human intelligence source is called an “informant” rather than an “agent.” Such agents have been consistently referred to as operatives by greatcharlie.) MI5 agents will do far more than just inform about people and events. Agents secretly provide private information to which few or no others might have access, as well as classified information to an officer. An agent will probably not be a professional “spy” but an MI5 intelligence officer will usually provide them with some basic instruction in tradecraft, espionage methods. The human relationship between intelligence officers and their agents remains a key element of espionage.

MI5’s earliest precursor was a secret service formed in 1569 by Sir Francis Walsingham, who later became secretary of state to Elizabeth I. What came to be called MI5 was formed in 1909 under the leadership of Vernon Kell, then a captain in the British army, to identify and counteract German spies then working in the United Kingdom. It performed that task with great effect. MI5 originally stood for “Military Intelligence [Department] 5.” (In fact, there were a number of departments within the Directorate of Military Intelligence–MI1 through MI19–which dealt with a range of issues. MI1, for instance, was responsible for code-breaking, and MI2 handled Russian and Scandinavian intelligence. The responsibilities of these departments were either discontinued or absorbed into The War Office, MI5 and MI6 and, later, the Government Communications Headquarters.) After World War I, MI5 remained in place as part of the United Kingdom’s effort to centralize control of intelligence functions. In 1931, MI5 was renamed the Security Service, but was still commonly known as MI5 then as it is today. About the time it was renamed, MI5 was paired with MI6, under the Defence Ministry and functioned with a “combined staff” of only two men. Kell, MI5 founder, remained in charge of the agency until 1940. During World War II, with far more staff, MI5 enjoyed a considerable number of successes. One was the Double-Cross System, which fed disinformation to Nazi Germany. For the most part, however, it is recognizably difficult to measure MI5’s success, since it can only be judged by things which do not happen, such as the prevention of sabotage. 

There was initial period of confusion at the start of World War II as a MI5 was inundated with work and had too few staff at all levels to handle it. Missteps led to “life-saving” reforms with the coming of Sir David Petrie in April 1941. MI5 is better known in the war as having achieved great success in uncovering Nazi agents in the United Kingdom. Captured Nazi records studied after 1945 indicated almost all of the Nazi agents working against the United Kingdom were captured. The exception was ine the committed suicide. MI5 managed to recruit a number of the enemy agents to become counterespionage agents for the service and fed false information to the enemy concerning military strategy during the war. MI5 executed the famous “Double Cross” system which was a deception that supported the success of the D-Day Invasion at Normandy in 1944. A proud episode for MI5 was its defense of Gibraltar from enemy agents and saboteurs throughout the war.

MI5 engaged in a hard fought struggle with Soviet, Eastern Bloc and Chinese espionage efforts in the United Kingdom. The situation was made more difficult was the rise in IRA terrorism during the Troubles. One MI5 renowned victories was its uncovering of Soviet Union’s most valuable agents was exposed. However, MI5’s record during the Cold War, actually was mixed. There were a number of widely publicized blunders during that period. The Soviet Union was found to have deeply penetrated MI5, as well as MI6 which reportedly undermined the public’s confidence in the organization.

Low morale reportedly plagued MI5 after the end of the Cold War and the Good Friday agreement of 1998, which led to massive cutbacks. The agency’s focus would eventually shift after the Cold War from counter-espionage and counter-subversion to counterterrorism. That shift was given greater emphasis following the September 11, 2001 terrorist attacks in the US, and counterterrorism became a role of the utmost importance following the July 7, 2005 and July 11, 2005 terrorist bombings in the United Kingdom. MI5’s ranks were filled out rapidly, and within it was a renewed sense of purpose. Today, counterterrorism operations still account for much of MI5’s activities. 

Not all of the anecdotes that Andrew offers spotlight the valor of its officers. There are some of the rather lurid intrigues. They include a cast of cheats, schemers, supplanters, unsavory allegiances, and unimaginable acquaintances. One dare not imagine the sensibilities of the errant individuals behind them. In the discussion of the work done within the analytical shops of MI5, the finer shades of analysis and deduction are spotlighted. Information was looked upon pathologically as the source of motives, clues, indications, and implications. With that analyzed information, MI5 leaders would speak truth other power, whatever it came upon, no matter how offensive, it was told straight.

Zhao Kezhi, State Councilor of the People’s Republic of China and the Minister and Party Committee Secretary of the Ministry of Public Security, with the top police officer rank of Police Commissioner General (above). MPS senior executives are influential members of the Communist Party of China senior ranks, What often compels the Communist Party of China to select requirements and direction for Chinese Intelligence is not necessarily based on Maoist thought as much as political expedience, necessity, and personal interests. As a consequence, finding the truth is not always the main goal of MPS in its intelligence, counterintelligence, or law enforcement pursuits. That is the type of relation that Chinese intelligence services have with the Communist Party from their very beginning.

Intelligence Work of MPS

If one placed the history of Chinese intelligence alongside that of the United Kingdom, one would find that the craft of intelligence was studied in China long before the idea of formally organizing intelligence activity was manifested in 16th century England. The most illustrious expressions of intelligence concepts and methods in China was in Chapter 13 of The Art of War, a treatise dating from the 5th century by the Chinese military strategist Sun Tzu. Chapter 13 focused on the importance of developing good information sources, and identified five specific types of intelligence sources along with ways to best manage each. However, the lineage of modern Chinese intelligence services,  as noted earlier, have more recent beginnings in the era of Mao. Similarities between MPS and MI5 exist insomuch that it is the Chinese intelligence service charged with internal security and domestic counterintelligence activities of China. It investigates and acts against any person or movement that might threaten China’s security, but unlike MI5, its officers have the power to arrest. In addition to its performing those standard domestic functions as an intelligence service, MPS is very much tied to the Communist Party of China to maintain control of the population and maintain the Communist order. To that extent, it has remained obedient to the ever shifting requests and requirements the Party issues to it. To be more specific concerning the responsibilities of MPS, they include: preventing, stopping and investigating criminal activities; fighting against terrorist activities; maintaining stability and order; administering to transport, fire fighting and dangerous objects; administering to household registration, identification cards, nationality as well as entry, status and exit of Chinese and foreign nationals; maintaining border security; protecting persons, venues and facilities as designated by the state; managing gatherings, parades and demonstrations; supervising public information networks; supervising security concerning state organizations, social organizations, enterprises, institutions, and large construction sites; and, guiding community security commissions.

The Communist Party of China has hardly proven to be pristine in practicing what it preaches. What often compels the Communist Party of China to select requirements and direction for Chinese Intelligence is not necessarily based on Maoist thought as much as political expedience, necessity, and personal interests. As a consequence, finding the truth is not always the main goal of MPS in its intelligence, counterintelligence, or law enforcement pursuits. Normally, finding the truth is sine qua non among intelligence and counterintelligence services, and law enforcement. To fail to find the truth, well-aware that one holds a paucity of facts, information and data, is to fail oneself. Naturally, being aware of the existence of information that contradicts one’s initial hypothesis and doing nothing to dig deeper is counterintuitive.  Having stated that, in the intelligence industry, the slightest deviation from the course ordered on an investigation to satisfy the requirements of the powers that be throw the rules out of the window. However, when tasked directly by the Communist Party of China, the truth lies in what the Party says the truth is. If MPS officers were to present findings from an investigation that held information contradicting the truth as declared by the Communist Party of China, they would unlikely garner understanding from their respective national provincial, or municipal senior executives and managers. In the best case scenario, the ironic admonition might come from on high to stick with the primary problem instead of rooting around at “extraneous matters.” That is the type of relationship that Chinese intelligence services have had with the Communist Party from their very beginning. They are charged with the responsibility for ensuring the tranquility of order. From outside of China, one can freely call the well-experienced intelligence officers who fill the ranks of MPS as tragedians, specializing in a very tragic role for their country.

Manifestations of Political Pushes from Behind in MI5’s Past

In examining MPS, it cannot be stressed enough that it is a political creature of the Communist Party of China. MI5’s circumstances are not remotely similar. MI5 is not an organization designed intrinsically to service the political interests of political authorities. However, there have been occasions when political authorities have misused the vital security arm by using pressure to influence its actions, for purposes that were questionable. Shockingly, the MI5 carried out secret surveillance of the colonial delegations which came to London to discuss terms for independence in the 1950s and 1960s. Andrew gives a disturbing account of the stealthy gathering of intelligence on the delegates attending conferences which negotiated the independence of Cyprus and Kenya. The Home Secretary, Rab Butler, cynically condoned these operations on the grounds that “obviously the product was of great importance and of great value to the government negotiators”.

In most of the British Empire, claims Andrew, MI5 contributed to a smooth transfer of power through the work of its liaison officers. However in Guyana, where United Kingdom Prime Minister Sir Winston Churchill wanted to “break the Communist teeth,” a shameful exception was witnessed. MI5 obediently provided support for the United Kingdom and US covert action to oust the democratically-elected Cheddi Jagan from power. Andrew claims that the dominant intelligence agency in the years leading up to Guyana’s independence in 1966 was the Central Intelligence Agency (CIA). However,  MI5, and thereby the government of the United Kingdom, nevertheless had a hand in the affair. 

In the present day, such outcomes are certainly not intended in MI5, an organization tasked and trusted to protect and serve the United Kingdom. To ensure that remains so, the Ministerial Committee on the Intelligence Services exercises regular ongoing oversight of intelligence activities. Through this committee, the Prime Minister, with the assistance of the Secretary of the Cabinet, exercises authority over the daily operations of the British intelligence and security communities as a whole. The Home Secretary oversees MI5, as well as the National Criminal Intelligence Service and Scotland Yard. To the extent that there is always the need for such a degree of oversight from above, one must never overlook the shadowy side of the business. It is at the core of intelligence work. There is a reality that by doing the dirty work, the people of the United Kingdom are allowed to sleep peacefully at night. When the situation is dire and urgent enough, use has been made of agent provocateurs who may take direct action to maintain their bona fides within their groups for the organization’s purposes.

Today, officers join and serve MI5 with the belief that its work has much to do with the wider good. As the targets of MI5 efforts are the terrorists or the war criminals or the nuclear proliferators. There is an understanding how the need to approach a matter of the utmost importance with the most effective method available can subordinate all else. Whether or not exigent circumstances permit, there at least exists the earnest aim among them to defend the values of the United Kingdom’s liberal democracy. Unlike its counterpart in the Chinese intelligence services, MPS, causing harm to the free people of their own country, who are living within the law, is never the intended purpose of MI5. Indeed, while also ostensibly tasked and trusted to protect and serve the people of their country. MPS keeps a boot not only to the neck of criminals and true threats within China, but of groups of innocent citizens labeled as undesirable by the Communist Party of China, and doing that appalling work at the Party’s behest, to be frank, could be ascribed as an essential part of their raison d’etre.

Other Ugly Truths

As long as humans are involved in an organization and its plans and activities, rarely will outcomes be perfect. It could be expected to be imperfect shaped by mistakes, misjudgments, biases, and emotions. To that extent, there is no purpose here to establish MI5 as a paragon of moral behavior. In its history, mistakes were made. Pointing to them means admitting to the truth. (Interestingly, the historical record indicates the nearly contemporary national intelligence service has suffered from its share of mistakes.) What can be greatly appreciated in Defend the Realm is that Andrew tells the MI5 story straight. The ugly truth as told, creates some disappointment, yet from it, lessons were certainly made available that would allow for the organization’s improvement. According to Andrew, recruitment within MI5 was perhaps the most outward expression of inward thinking in the organization. It was surely not acceptable by today’s standards intellectually, morally, ethically, and professionally. Indeed, within the organization itself, MI5, a public service, did not advertise openly for recruits before 1997. Up to that point, recruitment was based on personal recommendation. This was a narrow social group, many of whom had served in India or elsewhere in the Empire. To that extent, the organization was sure to recruit “from good Anglo-Saxon stock.” Reportedly, male officers listed their recreations as cricket and hunting, while female officers were graduates of elite schools and universities

Right up to the mid-1970s, the post-war Security Service refused to recruit Jews on the grounds that a dual loyalty to both Israel and the United Kingdom might create a conflict of interest. This was “inexcusable,” Andrew rightly observes. There was also a very disturbing attitude taken toward Blacks interested in joining the Security Service. In 1949, then Deputy Director General Guy Liddell told the Joint Intelligence Committee: “It was true that niggers coming here often went to the C[ommunist] P[arty].” That fact that he held such appalling racist views were reinforced when he explained there was no doubt in his mind that “West African natives are wholly unfitted for self-rule.” There was a sour spirit to it all. Yet, that was the spirit of the moment. A sort of “pigs in clover” self-satisfaction influenced and distorted thinking in the world of that past era.

While MI5 was busy keeping some citizens out of its intelligence service, its rank and file was surprised to discover who they had let in. In 1951, as the result of the decrypted telegram of the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB, that any of the Cambridge Five–then current or former all MI5 or MI6 employees, who were recruited as spies by the Soviets in the 1930s when they were young misguided Communists at Cambridge University–were identified. The bombshell revelation sent shock waves through the halls of MI5. In response, MI5 initiated an investigation that lasted 30 years in order to get to the bottom of the matter.

Among other unfortunate episodes for MI5 was the “Wilson plot” of the 1970s in which United Kingdom Prime Minister Harold Wilson was accused of being a Soviet agent–the information came from the CIA’s Counterintelligence Division, James Jesus Angleton based on claims of questionable source. MI5 investigated the claims and found them to be false. There was also the “Death on the Rock” case in 1988 in which MI5 with Spanish authorities were alarmed about three members of the Provisional Irish Republican Army (IRA) Belfast Brigade who travelled to Spain. It was presumed that they planned an attack against British troops in Gibraltar. MI5 intended to capture the IRA members with the assistance of the British Army’s Special Air Service Regiment cooperation of Spanish Authorities, but all three were killed in the process.

Zhao Kezhi, State Councilor of the People’s Republic of China and the Minister and Party Committee Secretary of the Ministry of Public Security, with the top police officer rank of Police Commissioner General (above). MPS senior executives are influential members of the Communist Party of China senior ranks, What often compels the Communist Party of China to select requirements and direction for Chinese Intelligence is not necessarily based on Maoist thought as much as political expedience, necessity, and personal interests. As a consequence, finding the truth is not always the main goal of MPS in its intelligence, counterintelligence, or law enforcement pursuits. That is the type of relation that Chinese intelligence services have with the Communist Party from their very beginning.

The Communist Party of China’s Political Manipulation of the MPS Today

It would appear that the leadership of the Communist Party of China is usually distressed exceedingly when even the mere suggestion is made that some underlying evil is present in the decisions and actions of the Chinese government towards its own people. There is the insistence by the Communist Party of China that it acts only in their best interests and the thinking behind each choice is gifted by what their Western counterparts would call scruple. Thus, when any reports, photos, or videos of the actual treatment of ethnic and religious minorities in China are secreted out of the country and headlined in the West or anywhere else in the world, it is nothing less than an absolute disaster. The belief among Communist Party of China’s leadership and members that China’s Communust society is near perfect and would be best for the world is a belief in a false reality. The prospect of any citizen or any foreigner, unmasking the appearance created by Beijing of China being an advanced industrialized society and superior culture truly seems to terrify the Communist Party of China. Burned rotten by somewhat regular investigative reports and exposé documentaries, written and produced in the West, they, without fail, will attempt to cover their traces rather than spill it out. Government and Party spokespeople will roar about China’s innocence and the false and bizarre nature of what is reported. Trying to figuratively get the toothpaste back into the tube has never worked though. Focusing on what it can control, the Communist Party of China engages continuously in an effort to grease the wheels of citizens thinking to ensure that it always slides in its favor and toward appreciation of the Communist Revolution. To stanch the thickening of misgivings among the Chinese people toward its actions, ever present are warnings to citizens to guard themselves against foreign agents, look upon foreigners with some suspicion, and be cognizant of the possibility of unwittingly giving cause for foreign agents to trace them and spot them as potential recruits as spies and informants through seemingly innocuous contact.

The Communist Party of China has long acknowledged that there is always a threat that could arise from the “unsuccessful” education of Chinese citizens. A symptom of that would be the attraction to materialistic symbols of success for the former bourgeoisie class apparatus of success: business success, homes, cars, things constructed around people. It was what identified them as being above the proletariat, the working class. In China, given its relative prosperity, there exists the fear among leaders of the Communist Party and government bureaucracies that the bourgeoisie existence of the West would insinuate itself in the thinking of Chinese citizens and become a preference in their minds. Any aspiration created for what the West has to offer not under controlled circumstances could figuratively spread among the people much as a virus, infecting the proletariat, potentially creating some mass disaffection toward the system. Perhaps such sensibilities reveal a secret doubt that Chinese citizens could see that so-called ideals of Maoist Thought and Marxist-Leninism had been betrayed or perhaps were simply Utopian, and that they would desire great changes. Communist Party of China leaders determined long ago that the response to this threat needed to be strong enough to match “the severity of the disease.” 

As part of its efforts at population control, the Chinese government insists that the people keep a watchful eye over threats to the new system. It was understood that the reactionary, the counterrevolutionary, most often “hiding in the shadows,” posed the greatest threat and was viewed as anathema. It was in the performance of the mission to discourage, punish and obliterate that threat that the MPS earned a reputation for being the horrifically oppressive cats paw of the authoritarian regime. The MPS has interfered in interactions and relationships between citizens, ordered citizens to spy on their fellow citizens, demanded that they betray one another, regularly performed intrusive and demeaning searches of citizens’ person, homes, and workplaces. There have been arrests of many innocent citizens, accompanied by abusive and endless interrogations. The shadow of sudden death hangs over the head of any individual in MPS custody.

As of late, what should be of greatest concern is the approach the MPS has been taking toward foreign visitors. (The matter is elaborated upon later in this essay.) As a practice, foreigners, especially, Westerners, are closely observed and often investigated by provincial offices and local MPS stations. Under such circumstances, there is always a real possibility that one might be arrested or “briefly” detained for questioning, would be created. Foreign visitors who have faced such treatment have almost immediately become the center of a frightful international incidents, which is actually the goal of Chinese authorities. Regardless of one’s status in the US, it can happen in China. Reportedly, the attempt has been made with some foreigners to persuade with the pressure of interviews, interrogation, and detainment or use certain manipulations to convince them to let themselves go and reveal “the truth.” Telling the truth would mean copping to preconceived ideas held by their interrogators about their alleged wicked missions against the People’s Republic of China. The treatment of Chinese citizens detained by the MPS for even lesser “offenses,” is always decidedly worse.

The Beijing Municipal Public Safety Bureau Office Building (above) MPS counterintelligence officers will regularly collect and closely review reports on a foreigner’s behavior via informants among neighbors in the vicinity of their residence and locals among colleagues at work. They would be interested in knowing if they have engaged in behaviors that would make them open to recruitment. Their attitudes toward China and its system would be important. The friendships they have made would be of interest. Assessments of what type of temptations could be used to bring them to China’s side will be based on observations of the foreigner’s lifestyle. MPS officers have no qualms about exploiting individual weaknesses.

Multi cives aut ea pericula quae imminent non vident aut ea quae vident neglegunt. (Many citizens either do not see those dangers which are threatening or they ignore those that they see.) Spin concerning the maltreatment of ethnic and religious groups is propagated through narratives in the state-run news media of how much the Communist Party of China is doing to protect China from enemies, domestic and foreign, at the hands of which the Chinese people have suffered for so long. Nevertheless, a good number of Chinese people are aware that one cannot know with certainty what is real from what one hears from the government. However, holding a secret doubt about the system in China can lead to a solitary despair. The secret doubt becomes dissatisfaction with one’s work and one’s situation which can become a full-blown loathing of the system. Soon after may come the rejection of authorities. In response to conditions forced upon them, being subjected to humiliations, Chinese citizens of some ethnic and religious minorities have acted in protest, releasing a sense of frustration. Becoming vocal may relieve his sense of frustration for the moment will only open the door to far greater problems. To Chinese government authorities, it represents nothing less than a social dissembling within those groups.

Loyal Communist Party members can hardly understand that any other citizen’s disillusionment or disappointment in government efforts to respond to their needs could be based in logic. Thereby, the attitudes of those citizens are irrational and reactionary. Surely, those approached by MPS display intense emotions, very likely overwhelmed by great fear and sheer terror, given an expectation the worst will befall them given the organization’s reputation, would avail themselves to be apprehended and held indefinitely as their situation would immediately be converted into a psychiatric issue. After all, any charge will do. The goal is to cull the so-called threatening population by plausibly arresting benign citizens and warehousing them away from their homes. One can only imagine that it would mean for those declared to have psychiatric issues to be placed in the hands of medical professionals linked to the MPS. MPS officers are apparently not timid to draw very false, aberrant, far-fetched inferences from fact collected during investigations. Of course, no professional ethics, no moral principles founded upon religion, and no less spiritually based philosophy of humanism could not obstruct such actions. Ethnic and religious minorities must feel akin to big chickens in a world of foxes.

A principle is a precise standard, a course of conduct you are committed to, a way of life that you live by. Adherence to principles, has little meaning to the Communist Party of China unless the principles adhered to are those of the Party. Publicly available sources show that Beijing considers Falungong, Tibetans, Uyghur Muslims, democracy activists and pro-independence Taiwanese undesirables as they adhere to principles and a way of life adverse to that insisted upon by the Communist Party of China. They have been named the “five poisons” that constitute the greatest threat to Beijing’s rule. Tibetans, Uyghur Muslims, in particular, are essentially looked upon as vindictive ill-balanced creatures of China’s hinterland.

As noted here MI5 unfortunately has a record of past mistakes and poor judgment, too, and fortunately from that history, lessons have certainly been learned. Yet still, making mistakes and misjudgments is a far cry different from being deliberately bad, acting the name of injustice and engaging in cruelty, based on a contrived motive and without any reasonable provocation. MPS currently engages in activities which, not to apportion wickedness, manifest just how different the two intelligence services really are. MPS, as an organization, espouses great anger about ethnic and religious minorities, dubbing them activists, reactionaries, counterrevolutionaries, and terrorists, and for the sake of the Communist Party of China and the Communist Revolution, has done what it does best, acted aggressively toward such “threats.” If one is of a ethnic group or religious groups at variance with the Communist Party of China, and consequently under the thumb of the MPS, one will have the sense of being in contact with an evil of an exceptional nature. In recent years, egregious abuses have increased through government policies under the pretext and justification of fighting the “three evils” of “ethnic separatism, religious extremism, and violent terrorism.” 

Tibet is an autonomous region in the People’s Republic of China. The region has historically been the home to ethnic Tibetans, among others ethnic groups. It is the spiritual home of Tibetan Buddhism and the traditional seat of the Dalai Lama. China  has long considered Tibet to be part of its historical empire. In 1951, China occupied Tibet and took control of the region. Many Tibetans believe the region was illegally incorporated into China and have pressed for independence. A Tibetan independence movement has been calling for the independence of Tibet and political separation from China. That independence movement is largely supported by the diaspora of ethnic Tibetans worldwide. During periods of repression and martial law in the region, it is believed that the Chinese government has killed thousands of Tibetans. The Chinese government has referred to Tibetans as one of “the five poisons” threatening China’s stability. Omnis enim ex infirmitate feritas est. (All savageness is a sign of weakness.)

Tibetans detained by MPS officers facing judgment in court (above). China has long considered Tibet to be part of its historical empire. In 1951, China occupied Tibet and took control of the region. Many Tibetans believe the region was illegally incorporated into China and have pressed for independence. A Tibetan independence movement has been calling for the independence of Tibet and political separation from China. That independence movement is largely supported by the diaspora of ethnic Tibetans worldwide. During periods of repression and martial law in the region, it is believed that the Chinese government has killed thousands of Tibetans. The Chinese government has referred to Tibetans as one of “the five poisons” threatening China’s stability

Regarding the Uyghurs, the Chinese Communist Party is waging a targeted campaign against Uyghur women, men, and children, and members of other Turkic Muslim minority groups in Xinjiang, China. Abuses have included coercive population control through forced abortion, forced sterilization, and involuntary implantation of birth control; the detention of more than one million Uyghurs, ethnic Kazakhs, ethnic Kyrgyz, and members of other Muslim minority groups in internment camps; forced labor in facilities nearby or affiliated with the internment camps; the destruction and closure of mosques and other religious sites, prevention of youths from participating in religious activities, forced political indoctrination or “re-education.” A commonality among the homelands of the different ethnic and religious groups in China is the fact that they are depressed regions with unemployment, poor infrastructure and many structures tumbled down. Interdum volgus rectum videt, est ubi peccat. (At times the world sees straight, but many times the world goes astray.)

Regarding religious minorities, during the first thirty years of its existence, the Communist Party of China committed itself to making atheist Marxism the fundamental ideology of the country. depriving the Chinese people of their constitutional right of religious liberty. There is a clarity and certainty that comes from being able to know another’s origins. One place to look to identify, research, is to study a the  of culture, history, customs, that may shape the subject’s attitudes and behaviors, worldview. Adherence to religion, culture and identity as well, stiffens resistance to authoritarian pressures and coercion, and girds uncommon perseverance. To that extent, the Communist Party of China surely fears citizens’ adherence to their religions and cultures, and the rejection of Communism. In response to that threat, Beijing has formulated and implemented new policies, regulations, and legislation impacting religious freedom have been created and implemented, particularly since 1979. The idea of it all being to surgically strip citizens of their ethnicity, culture, and religion, thereby smother the individual’s identity, leaving the individual with nothing to grab onto, except Mao’s teachings on Chinese Communism. In the report of the US Congressional Executive Commission on China (CECC), 2017 Annual Report 127 (October 5, 2017), it is noted that Chinese authorities commonly prosecute Falun Gong practitioners under article 300 of the People’s Republic of China Criminal Law. That information was found on the official Chinese government “anti-cult website.” In February 2018, a woman in Beijing was convicted of “using cult organizations to obstruct the enforcement of laws” under article 300 of the Criminal Law. The woman was sentenced to one and half years in prison and a fine for publicly advocating “the evil cult Falun Gong.” Falungong, essentially an anti-Communist China spiritual group, was banned by Beijing in 1999, having been labeled an “evil cult.”  In 2014, a leader of the Church of Almighty God, a quasi-Christian group also known as Eastern Lightning, was also convicted of “using cult organizations to obstruct the enforcement of laws” and sentenced to four years in prison. That church is now officially banned.

Reportedly, MPS has detained or otherwise restricted the freedom of Catholic leaders in both the underground and official churches. The government has reportedly pushed for Chinese Catholic bishops to be selected through the patriotic religious organizations and then ordained by Chinese bishops without the involvement of the Holy See. Chinese officials have also reportedly subjected Protestant Christian beliefs and practices to a wide range of restrictions. Beijing reportedly pressured unregistered house churches to join the officially recognized religious organization, the Three-Self Patriotic Movement. Protestant house churches faced raids during church gatherings, eviction from meeting spaces, and official bans on worship. Martin Luther King, Jr. said that “The moral arc of the universe bends toward justice.” While that may be true, it surely has not bent so much in China’s direction yet. Iniqua nunquam regna perpetuo manent. (Unjust rule never abides continually.)

Uyghur citizens seated in formation in a detention center (above). Regarding the Uyghurs, the Chinese Communist Party is waging a targeted campaign against Uyghur women, men, and children, and members of other Turkic Muslim minority groups in Xinjiang, China. Abuses have included coercive population control through forced abortion, forced sterilization, and involuntary implantation of birth control; the detention of more than one million Uyghurs, ethnic Kazakhs, ethnic Kyrgyz, and members of other Muslim minority groups in internment camps; forced labor in facilities nearby or affiliated with the internment camps; the destruction and closure of mosques and other religious sites, prevention of youths from participating in religious activities, forced political indoctrination or “re-education.”

II. The Role of the MSS in China’s National Security Bureaucracy

As aforementioned, Chinese intelligence services, in terms of task and purpose, work within an authoritarian government and must be viewed as a different kettle of fish than the services of the United Kingdom. Having created the space and acquiring the flexibility over the past few decades to allow the service to evolve into the elite, very capable intelligence service the Communist Party of China originally wanted it to be, MSS senior executives and managers have now figuratively declared “game on” to China’s competitors and adversaries. The mission, as originally intended, has not changed much since 1983. Overall, it is now defined as collecting solid intelligence from the inner workings and the very top of foreign military, diplomatic, political, economic, financial, scientific, educational, media, communications, and social institutions. By conventional wisdom, one might proffer those are its priorities. It is surely what Beijing wants now and it is what MSS is chasing after. Its tactics, techniques, procedures and methods are surely more refined than ever before. As previously mentioned, Western intelligence services until recently have habitually underrated the abilities of Chinese intelligence services. That was a mistake. Central to greatcharlie’s understanding of China’s intelligence services and their activities are the writings of Peter Mattis. Since leaving the CIA where he was a highly-regarded analyst on China, Mattis has published a number of superlative essays on Chinese intelligence and counterintelligence. Mattis’ writings evince an appreciation of the depth of thought, organization, and planning Chinese intelligence services have put into building up their organizations and conducting operations in all areas. To that extent, he proffers that the West as of late has been facing very modern, competitive Chinese intelligence services that make use of tactics, techniques, procedures, and methods at a level equal and in some cases far more competitive than those of Western intelligence services. As he explained in a September 2012 article in Studies in Intelligence entitled, “The Analytical Challenge of Understanding Chinese Intelligence Services,” Chinese writings on intelligence bear remarkable similarity to familiar US definitions of intelligence functions and goals. He reminds that Sun Tzu taught that “foreknowledge” (xianzhi) allowed commanders to outmaneuver opponents. However, he notes more modern definitions range from “activating [catalytic] knowledge” (jihuo zhi-shi) to information to protect national security, domestic stability, or corporate interests in a competitive environment. Mattis goes on to state that Chinese military scholars today frame intelligence as a distinct subset of knowledge, defined by its relevance to decision makers and a competitive environment. Specifically, intelligence is transmittable (chuandi xing) and is knowledge that satisfactorily (manzu xing) resolves a specific decisionmaking problem. He further asserts that empirically, Chinese intelligence officers consistently have demonstrated the use of widely practiced professional tradecraft, having successfully exploited for political and military intelligence purposes agents with vulnerabilities familiar to anyone who follows the subject.

The Minister of State Security, Chen Wenqing (above). Chinese intelligence services target a broad range of national security actors, including military forces, defense industrial companies, national security decision makers, and critical infrastructure entities of the United Kingdom, the US, and other advanced industrialized countries. Lately, the chief feature of the intelligence war between those countries and China has been the economic front. Indeed, economic espionage, one might venture to say, holds perhaps a prominent place among the bread and butter activities of the MSS and is best known to industries around the world most of which could easily become one of its corporate victims.

Using MI6 as a Yardstick to Gauge the MSS and Its Activities

Everyone on the outside has their own version of what MI6 is and does. Looking at MI6 as a yardstick to understand the MSS, the two organizations pair up to the degree that both are foreign intelligence services. The United Kingdom’s MI6, formally the Secret Intelligence Service as mentioned previously, is the government agency responsible for the collection, analysis, and appropriate dissemination of foreign intelligence. It is also charged specifically with the conduct of espionage activities outside of the United Kingdom’s territory. The MI6 motto is Semper Occultus (Always Secret), but the organization states as its mission: “We work overseas to help make the UK a safer and more prosperous place.” Much as MI5, MI6 has only a few thousand employees. It is headquartered in London, at Vauxhall Cross. It is a component of the same intelligence apparatus in the United Kingdom as MI5. 

MI6’s four main areas of focus are: countering international terrorism, combating weapons proliferation, supporting stability overseas and securing the United Kingdom’s cyber advantage. Countering international terrorism means exactly that, protecting the United Kingdom from terrorists. Performing that task entails: gathering and assessing intelligence; conducting investigations and disrupting terrorist activity; preventing people from becoming terrorists; and, protecting critical national infrastructure and crowded places. Through gathering intelligence and disrupting operations, MI6 plays an indispensable role in the United Kingdom’s counter weapons proliferation efforts directed at combatting the international proliferation of chemical, biological, radiological and nuclear weapons. Working in cooperation with key national and international partners as the US, MI6 also helps to ensure that the United Kingdom’s weapons exports never fall into the hands of terrorists. Instability and conflict overseas leads to weak governments and poor national security, and nurtures a fertile environment in which terrorists and organized crime groups can thrive. Using agents, the MI6 provides intelligence to government policymakers and decisionmakers and provides early warning indications of potentially hostile threats. Most often that information can lead to early political intervention to prevent prolonged instability. Cyber threats are a key security risk to the United Kingdom, as they have the potential to disastrously impact individuals, organizations and governments. Global and ever becoming increasingly complex, cybercrime has the unusual characteristic of having the potential to rear its ugly head and reach out from anywhere in the world. The MI6 provides secret intelligence to help protect the UK from current and emerging cyber threats across a range of adversaries such as hostile countries, terrorists and criminals. Additionally, MI6 conducts counterintelligence operations via a furtive counterintelligence section, but it is generally understood that the organization shares that work with MI5.

In order to meet the challenges of their work, MI6 officers are highly trained in the tactics, techniques, procedures, and methods of their profession. Within intelligence services, as noted earlier, it is referred to as tradecraft. High on the list skills learned and honed are espionage techniques and the use of agents. Often MI6 officers may operate openly in their host country, declaring themselves as representatives of the United Kingdom’s foreign intelligence services. Otherwise they will work covertly under the cover of other official positions such as diplomatic staff or trade delegates. Some MI6 officers may operate under non-official cover to conceal the fact that they work for an intelligence service. That usually entails posing as a business person, student or journalist for example. In some cases MI6 officers will operate under “deep cover,” meaning they will use false names and nationalities. In the intelligence industry, such officers operating under such cover are referred to as “illegals.” They operate without any of the protections offered by diplomatic immunity. MI6 officers typically seek to establish networks of agents whom they can use over a sustained period of time, so that they can obtain a reliable flow of information. As it was stated in the aforementioned discussion on MI5 agents, MI6 agents operate by exploiting trusted relationships and positions to obtain sensitive information. They may also look for vulnerabilities among those handling secrets. They may be aware of flaws in their organization’s security that they can exploit. Recruiting agents, both foreign and domestic, who can provide intelligence on terrorist plans and organizations is of the utmost importance to MI6 officers.

MI6 was constituted in its present form in 1912 by Commander (later Sir) Mansfield Cumming as part of the United Kingdom’s attempt to coordinate intelligence activities prior to the outbreak of World War I. In the 1930s and ’40s it was considered the most effective intelligence service in the world. Following the rise to power of Adolf Hitler in Germany, MI6 conducted espionage operations in Europe, Latin America, and much of Asia. When the US entered World War II, MI6 helped to train personnel of the US Office of Strategic Services (OSS). As mentioned, it was the organization in which Hilsman served. Much of OSS’ foreign intelligence and counterintelligence tradecraft was adopted from MI6. Indeed, the CIA still uses much of it today. Reportedly, many “old boys,” veterans of the OSS are fond  of saying, “The Brits taught us everything that we know, but certainly not everything that they know.” The two organizations worked closely during the war. MI6 has since cooperated extensively with the OSS’s successor, the CIA. MI6 senior executives, managers, and officers refer to the US intelligence organization the “American cousins.” Details of MI6 operations and relationships have rarely appeared in the press. In the mid-1950s, the public reacted with consternation when it was revealed that MI6 had been penetrated by double agents who had served the Soviet Union since the 1930s. It was not until the 1990s, that the head of MI6 was publicly named for the first time. Still, information about MI6 is still much more closely guarded than that about MI5, which carries out internal security and domestic counterintelligence activities. The agency has the power to censor news accounts of its activities through the use of “D” notices under the Official Secrets Act. MI6 reports to the Foreign Office.

Stephen Dorril’s work, MI6: Inside the Covert World of Her Majesty’s Secret Intelligence Service, is a true reflection of the organization, its people and its history, what it has done and where it has been most influential . Dorril, a meticulous observer and chronicler of the security services, demonstrates an understanding of everything one might have thought about MI6. Through the text, readers learn that MI6’s postwar activities were mired in prewar attitudes and practices. Many in the United Kingdom imagined the foreign policy task dividing up the world with US and other global powers. Instead, the preoccupation was the Soviet Union and the Cold War. In chronicalizing the Cold War segment of MI6’s history, Dorril fills the pages with anecdotes of its most spectacular failures, stirring successes, unsavory plots and bizarre missions, the real-life cloak-and-dagger world is exposed. There is a discussion of Operation Stalin, which exploited the Russian dictator’s paranoia and led to the execution of thousands. There is another about the tunnel MI6 dug beneath the Berlin Wall. During the Cold War, in the intelligence war, it seems that there was no opportunity, in the midst of his work against the Eastern Bloc and more the Soviet Empire, to view matters from a broader or humane perspective. Surely, with the benefit of hindsight, it is easy to enumerate all of the mistakes, poor choices that were made. By 1992, influence abroad had been lost in the Middle East, most of Africa and large swathes of Asia. The United Kingdom was not exiled and isolated as some might suggest. It was then and remains a key partner to the US with its superpower status, and often takes lead from the US, the main push was to abrogate the world’s resources. In the post-Cold War era, there was once again a sense, particularly in the administration of US President Bill Clinton of the West’s entitlement to the world’s spoils. That rush to take what was available was intensified by the need to get to what was out there before the People’s Republic of China did. Political power seemed to embrace corporate power. As a consequence, there was the appearance that corporate power was supported by government power. MI6, one of the great information-gathering organizations of the world, was put to that task, placing some strains on the service.

The book presents a well of extraordinary characters. As alluded to earlier, the lion’s share of what was told is meat and drink for those who enjoy spy novels, but it is all real. Yet, in addition the book presents the similitudes of the intelligence industry with profoundly human stories. The world of the intelligence officer is often a dank and grey one, visceral, boring at times. There is a drudgery about agent running. Doing chores in the analytical shops can be tedious. One is invited to understand the suffering and sacrifices of MI6 officers. Prerogatives are surrendered, loves, passions, moral ambiguities, moral compromise. Many officers fall off, finding satisfaction in other professions and pursuits, others engaged in betrayal, a few entered the device with the objective of spying. As with MI5, MI6, as a dynamic, intelligence service, operating worldwide, has a history riddled with complexity. Stories of unpleasantness are even found in Dorril’s authorized study, too! The more counterintuitive these acts are from the past, the more puzzling they are. In such an old, but odd profession, if one finds oneself doing odd things, the hope would be to catch oneself out when one is so far out of bounds that nothing good is being accomplished.

The People’s Republic of China Embassy in Washington, DC (above), home to the MSS resident in the US. Much as it was the case during the Cold War with Soviet and Eastern Bloc intelligence services, it remains a penchant today among the Chinese intelligence services, to troll the émigrés who have made their way out of those countries. They will go as far as to twist their tails to garner their cooperation as operatives and informants. There is almost an insistence that even having left China, the émigrés must accept China’s iron rule. It may appear to be daylight madness, nevertheless, it is happening. In the recent case of an New York City Police Department officer was alleged to be supporting the intelligence activities of the Communist Party of China’s intelligence organ, the United Front Work Department. That case brought to fore the fact that Chinese intelligence services work hard at compelling overseas Chinese to take part in economical and technical espionage, whether through patriotic appeals or simple threats.

Present Day Focus and Operations of MSS

MSS, as well as other Chinese intelligence services, target a broad range of US national security actors, including military forces, defense industrial companies, national security decision makers, and critical infrastructure entities. Lately, the chief feature of a defacto intelligence war between West and China has been the economic front. Indeed, economic espionage, one might venture to say, holds perhaps a prominent place among the bread and butter activities of the MSS and is best known to industries around the world most of which could easily become one of its corporate victims. To understand the intelligence efforts of MSS, one must understand how guIding concepts from Deng Xiaoping led to a decision by Chinese intelligence to make economic espionage an even greater emphasis. Under the Second Chairman of the Communist Party of China, Deng Xiaoping, China began authentic economic reform partially opening China to the global market. China’s economy grew rapidly soon afterwards. In a five-year economic plan 2006-2010, the Communist Party of China outlined that China must maintain fast and stable economic growth and support the building of a harmonious society. The Communist Party of China’s aim was to raise the country’s gross domestic product by 7.5% annually for the next five years. In order to achieve such rapid economic growth, However, countries such as India and Vietnam had begun competing with China to offer cheap manufacturing bases for Western companies. Further, the increased demand for raw materials such as oil and iron ore, and new environmental and labor laws led to cost increases, making manufacturing in China more expensive which caused some factories to close. China sought to diversify its economy, for example, through the manufacture of better made high end products. However, that diversification of the economy required the Chinese to increase their knowledge of design and manufacturing processes. Espionage has offered a relatively cheap, quick, and easy method to obtain information that could help Chinese companies remain competitive. Many of China’s largest companies are state owned, or have close linkages to the government, and receive intelligence collected by Chinese intelligence services. Those firms have also proved to be capable of engaging in commercial espionage themselves. To get an idea of how well the MSS operates, one only needs to consider its ongoing activities in the US. Without the intention of tarnishing or being beastly toward US intelligence and  counterintelligence services, and law enforcement, they have been unable to prosecute a successful, fruitful, and victorious campaign against Chinese intelligence services operating in the US and against US interests globally. Readers might recall from previous posts on the subject, greatcharlie noted that Western intelligence services until recently have habitually underrated the abilities of Chinese intelligence services. Further, in previous US administrations, particularly in the administration of US President Barack Obama, a somewhat relaxed attitude resulted in policies on China lost in the wilderness that failed to genuinely protect or promote US interests. The delinquency and lethargy of previous administrations also allowed for the steady progress of China versus US power and further advances in technology. The burgeoning threat was apparently not fully discerned or appreciated. 

In response to past US missteps, Chinese intelligence services presumably placed a laser focus upon enhancing and adjusting their approaches to US targets. As a product of their success in recruiting officers and contractors from the US intelligence services, Chinese intelligence services have apparently managed to better understand what the US has been doing to try to recruit Chinese intelligence officers, operatives, and informants is prioritized. To the extent, US intelligence officers and contractors recruited as spies are typically tasked with actions to support Chinese counterintelligence requirements. Doubtlessly, the collection of information on what MSS foreign intelligence has been doing has been insufficiently analyzed in light of information collected on US counterintelligence surveillance strategies and technological capabilities would inspire audits in Chinese intelligence services to better assess how closely its operatives were being monitored and how US counterintelligence managed to see a number of MSS efforts straight. If Chinese intelligence services actually hire hundreds, perhaps even thousands, of officers, operatives and informants, it stands to reason there would be a number of bad apples among them. If not, one must become reconciled with the fact that Chinese spies do not go astray so often.

Foreign Intelligence Operations of MSS

Successful multifaceted activities of Chinese Intelligence services have included: conventional espionage; outright intellectual property theft via corporate and academic institutions worldwide, and cyber attacks. For a good idea of how MSS conducts conventional espionage today, Ryan Clarke, a senior fellow at the East Asia Institute, a Singapore-based think tank, boils it down well in a July 31, 2020 Asia Times article entitled, “The Face of Chinese Spying in Singapore.” Curiously using MSS efforts primarily in the US primarily as an example, Clarke asserts its intelligence operations are highly targeted and tethered to specific state goals. He explains: “These types of operations are quite simple with relatively few moving parts, which is why they are replicable at scale.” To illustrate the variety of targets attacked by MSS, Clarke says: “We’ve seen operations against a range of American targets, from Covid-19 vaccine research to the F-35 fighter jet program.” With regard to the collection effort, Clarke goes on to propound: “The general approach is to establish target priorities and then proceed to collect what appear to be rather innocuous inputs with relatively limited value when viewed in isolation. Sometimes the information may not even be classified. This is done on a massive scale in-country with a parallel synthesis-fusion operation in China itself.” Putting such a massive and energetic effort into perspective, Clarke maintains: “The strategic logic is that, in the aggregate, this massive collection and synthesis-fusion effort will yield unique findings and insights which the Chinese Communist Party can leverage across a range of domains.” The Idea that a massive synthesis-fusion operation exists to mine useful intelligence from piles of information collected was also proferred and the analytical operation was conceptualized in greatcharlie’s July 31, 2020 post entitled, “China’s Ministry of State Security: What Is This Hammer the Communist Party of China’s Arm Swings in Its Campaign Against the US? (Part 2).”

So far as is known publicly, counterintelligence services of the countries Chinese intelligence services have struck, to include the US, have yet to get to the bottom of their business in their countries in order to put an appreciable dent in their work. One might imagine that trying to spot, intercept, neutralize, and recruit significant numbers of Chinese intelligence officers, operatives, and informants has become an exercise in chasing shadows. This has likely left senior executives and managers of many counterintelligence services in a mute frenzy. For the US, in particular, long gone are the opportunities such as the relatively facile recruitment of the MSS officer Yu Zhengsan back in 1985. Then, when MSS was barely up and running for two years, Yu Zhengsan, a mid-level MSS officer from a well-connected political family, was allegedly aided by the CIA allegedly in escaping China and defecting to the US. Once in US hands, Yu provided investigative leads for US counterintelligence services to capture Larry Wu-Tai Chin, a retired CIA language analyst, who had spied for China since the 1940s. If Chinese intelligence services actually hire hundreds, perhaps even thousands, of officers, operatives and informants, it stands to reason there would be a number of bad apples among them. If not, US counterintelligence services must become reconciled with the fact that, today, Chinese spies do not go astray so often. That is, there must be nothing so creative that US counterintelligence services are doing or offering to encourage them to do so.

Prior to the coming of the administration of US President Donald Trump, economic espionage by Chinese intelligence gained real traction. Startled US government officials began to sound the alarm particularly over the destructive impact of Chinese commercial espionage upon US national security. Intrusions by Chinese actors into US companies and other commercial institutions harm both the individual companies and the overall US economy, to the benefit of China. Indeed, in July 2015, Bill Evanina, who was the National Counterintelligence Executive in the Office of the Director of National Intelligence, and remains in that position as of this writing, stated point blank, “Economic security is national security.” Nevertheless, the vociferous statements of those tasked with defeating China’s operations had no real effect on the course of the administration of US President Barack Obama and Chinese intelligence activities steadily intensified. In response to counterintelligence and cyber defense missteps, Chinese intelligence services seem to have placed a laser focus upon enhancing and adjusting their approaches to US targets.

It is important to note that much as it was the case during the Cold War with Soviet and Eastern Bloc intelligence services, it remains a penchant today among the Chinese intelligence services, to troll the émigrés who have made their way out of those countries. They will go as far as to twist their tails to garner their cooperation as operatives and informants. There is almost an insistence that even having left China, the émigrés must accept China’s iron rule. It may appear to be daylight madness. However, while it is madness, it is happening. Clearly, the Communist Party of China must think it makes sense or they would be acting in this way. In the recent case of a New York City Police Department officer was alleged to be supporting the intelligence activities of the Communist Party of China’s intelligence organ, the United Front Work Department. That case brought to fore the fact that Chinese intelligence services work hard at compelling overseas Chinese to take part in economical and technical espionage, whether through patriotic appeals or simple threats. To be more precise, they will twist the tails of émigrés by threading to harm family members still living in China if cooperation was not provided.

The People’s Republic of China National Security Office in Hong Kong (above). MSS counterintelligence certainly would do whatever possible to intercept, neutralize, and recruit foreign intelligence officers, as well as their operatives and informants in China and those working in locations close to, and on matters concerning, Chinese interests in other countries. As with almost any other counterintelligence organization worldwide, necessary attributes must be present to initiate a counterintelligence investigation on a suspected “foreign spy.” The primary means to confirm their identity is through careful study and observation of the subject and thorough research of all available information. It is a process similar to selecting a target for recruitment. Covert audio and video monitoring in the residences, vehicles, offices, hotels frequented and homes of friends of the suspected foreign spy. Passive collection by informants will also be used to eavesdrop on the individual’s conversations.

MSS Counterintelligence

MSS shares the counterintelligence role with MPS. The primary mission of organic MSS counterintelligence elements is the infiltration of all the foreign special service operations: intelligence and counterintelligence services, as well as law enforcement organizations worldwide. Its primary targets hands down are its chief competitor, the US, the bordering Russian Federation, and Australia and New Zealand. The advanced industrialized countries of Western Europe would also fall under its watchful eyes although China has not achieved prominence in their space. Second would come Taiwan, India, Pakistan, Nepal, Mongolia, and Iran which it trusts up to a point.  China must also measure its national interests, and particularly its national security against Japan, South Korea, Vietnam, Indonesia, Thailand, the Philippines, Malaysia, and Singapore. China has also stepped up intelligence operations throughout Africa to support and facilitate its effort to extend its geopolitical influence and acquire oil, rare Earth minerals, and fish. Africa is estimated to contain 90 percent  of the entire world’s supply of platinum and cobalt, 50 percent of the world’s gold supply, 66 percent of the world’s manganese, and 35 percent of the world’s uranium. Africa accounts for almost 75 percent of the world’s coltan, which is a key mineral required for the construction of electronic devices, including cell phones. Well over 10,000 Chinese firms are operating on the continent with 25 percent located in Nigeria and Angola. China has also expanded its military presence in Africa, rivaling the level of US military equities there.)

A Difficult Comparison with MI6 Counterintelligence

Making a proper comparison between MSS counterintelligence operations and those of MI6 is difficult due to the fact there are only soupçons to go on with regard to that United Kingdom intelligence service. One aspect of that work already noted here is that counterintelligence responsibilities among the United Kingdom’s intelligence services have been divided between MI5 and MI6. In Nigel West’s Historical Dictionary of British Intelligence (Scarecrow Press, 2014), one of his many superlative reference books on the subject of intelligence, not surprisingly one can find at least some reference to the work of MI6 in that province. As explained in the Historical Dictionary of British Intelligence, in the United Kingdom, counterintelligence is the discipline devoted to penetrating the adversary’s intelligence structure and protecting one’s own organization. (This is significant for a number of other intelligence services take a different approach to the matter. In the CIA and the FBI in the US and in the erstwhile Soviet Union’s KGB and the Russian Federation’s Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR, for instance, counterespionage operations are organic to the work of their organizations’ counterintelligence sections.)  West notes that during World War II, the MI6 counterintelligence section was designated Section V, the romance numeral five being the cause of considerable misunderstanding and confusion for outsiders.

With regard to counterespionage, in the Historical Dictionary of British Intelligence, West notes that responsibility for such operations lies primarily with MI5, although inevitably the Secret Intelligence Service and Government Communications Headquarters as well occasionally encounter evidence of hostile activity and investigate it. During World War II, counterespionage was acknowledged as an interagency discipline that overlapped different organizations and in 1942, was the motive for an attempt at amalgamation, which was ultimately rejected. Following the collapse of the Soviet Union, MI5’s commitments were reevaluated periodically, and the counterespionage branch, designated K in 1968, was absorbed to a new D Branch in 1994 

To elaborate further on MSS counterintelligence, certainly it would do whatever possible to intercept, neutralize, and recruit foreign intelligence officers, as well as their operatives and informants in China and those working in locations close to, and on matters concerning Chinese interests in other countries. As with almost any other counterintelligence organization worldwide, necessary attributes must be present to initiate a counterintelligence investigation on a suspected “foreign spy.” The primary means to confirm their identity is through careful study and observation of the subject and thorough research of all available information. It is a process similar to selecting a target for recruitment. Covert audio and video monitoring in the residences, vehicles, offices, hotels frequented and homes of friends of the suspected foreign spy. Passive collection by informants will also be used to eavesdrop on the individual’s conversations. The surveillance effort may not always be easy going. A foreign intelligence officer’s trade craft may be superb and all of his or her interactions and moves might appear authentic. The foreign intelligence officer’s movement technique could make maintaining surveillance on the subject difficult. For any counterintelligence services, that type of professionalism in an opponent can pose a challenge. Oddly enough though, it will result in increased suspicion among some.

Shifting a bit from United Kingdom intelligence efforts to elaborate more effectively on this point, federal indictments and criminal complaints against MSS foreign intelligence operatives and informants caught in the US indicate that they are generally tasked, as most field operatives and informants of any intelligence service, as intelligence collection requirements demand. As noted in greatcharlie’s August 31, 2020 post entitled, “China’s Ministry of State Security: What Is This Hammer the Communist Party of China’s Arm Swings in Its Campaign Against the US? (Part 2),” from what can be learned from indictments and criminal complaints about such cases that are made public, in almost all of the MSS taskings of those intercepted operatives and informants, certain counterintelligence aspects can be discerned. Those aspects appear aimed at providing ways to assist MSS counterintelligence in identifying and locating foreign intelligence officers, operatives, and informants, particularly in China, or assist in devising ways to intercept, neutralize, and recruit them. Typical counterintelligence aspects in takings that include collecting information on how the US intelligence services communicate with officers, operatives, and informants overseas. In order to develop ways to counter the efforts of US counterintelligence services against MSS foreign intelligence officers, operatives, and informants, MSS counterintelligence would want to know how the organization is set up to confront adversarial networks of spies, who is who, where they are situated, and what exactly are they doing. Understanding the surveillance strategies of US counterintelligence services, particularly the FBI, would inform MSS counterintelligence of what layers of surveillance are usually being pressed on MSS foreign intelligence officers, operatives, and informants in the US and how to devise better ways to defeat them. Technological capabilities would inform MSS counterintelligence whether all along US counterintelligence services have had the capability to monitor its activities or whether they have the capacity and have simply failed to use it effectively. The collection of information on what MSS foreign intelligence has been doing ineffectively in the face of US counterintelligence surveillance strategies and technological capabilities would undoubtedly inspire audits to better assess how closely its operatives were being monitored and how US counterintelligence managed to see a number of MSS efforts straight. (If one were to mine through the US Department of Justice’s very own indictments and criminal complaint against those few Chinese officers, operatives, and informants that have been captured, reading between the lines very closely, one can find to more than few open doors that might lead to successes against existing but well-cloaked Chinese intelligence networks and actors. The particulars of those real possibilities will not be delved into here. Not one case has been a “wilderness of mirrors.” It is hard to know what to make of how things are currently transpiring.)

FBI wanted poster for hackers Zhu Hua (left) and Zhang Shilong (right) of the Advanced Persistent Threats 10 (APT 10 Group) which acted in association with the MSS Tianjin State Security Bureau. In its intelligence campaign against the US, EU Member States, and other advanced industrialized countries, the MSS has taken a multidimensional approach. Three apparent dimensions include: illicit technology procurement, technical collection (cyber attacks), and human intelligence collection. Cyber attacks are perhaps the most prolific type used against industry advanced industrialized countries. This dimension of Chinese intelligence collection is also perhaps the most aggressive. Hackers locate doors that they can rapidly pass through and grab whatever might be within reach. It is by no means a supplemental or mere attendant method of espionage relative to running operatives and informants. It is a full-fledged  dimension of China’s intelligence campaign strategy.

MSS Electronic Intelligence

In its intelligence campaign against the US, EU Member States, and other advanced industrialized countries, the MSS has taken a multidimensional approach. Three apparent dimensions include: illicit technology procurement, technical collection (cyber attacks), and human intelligence collection. Cyber attacks are perhaps the most prolific type used against industry advanced industrialized countries. This dimension of Chinese intelligence collection is also perhaps the most aggressive. Hackers locate doors that they can rapidly pass through and grab whatever might be within reach. It is by no means a supplemental or mere attendant method of espionage relative to running operatives and informants. It is a full-fledged  dimension of China’s intelligence campaign strategy. If human intelligence were the only focus, constraints on manpower resources would always be a big problem to overcome. Cyber collection complements all other forms of attack well. Typically, Chinese spokespersons from the People’s Republic of China Ministry of Foreign Affairs or the Communist Party of China, itself, will issue declarations seemingly designed to create the false impression that China was engaged in a lex talionis of allegations with the US on cyber espionage. Perchance the aim in doing so was to distract the world from the reality of its one-way abusive and criminal cyber attacks to obtain classified information from the federal government, intellectual property from private firms, and research from academic institutions in the US.

When GCHQ Was Part of MI6

For a time, MI6 also enjoyed having an organic technical surveillance capability. That technical surveillance capability today resides in an independent intelligence agency known as the Government Communications Headquarters (GCHQ). GCHQ grew out of the Government Code and Cypher School (GC&CS), established in November 1919. During the 1920s and 1930s, GC&CS had considerable success in its efforts to decipher German and Soviet transmissions. Once Nazi Germany acquired the Enigma machine, with its apparently unbreakable ciphers, in the late 1930s, GC&CS greatly stepped up its efforts. In August 1939, just before war broke out in Europe, it moved its headquarters to Bletchley Park outside London. There its cryptanalysts undertook Operation Ultra, the breaking of the Enigma cipher—a project whose details remained classified until the 1970s. Renamed the Government Communications Headquarters in 1942 to conceal its activities, this leading communications intelligence agency of the United Kingdom. Through GCHQ, MI6 enjoyed a number of successes during World War II, most notable among them being the Ultra program to break German Enigma ciphers. Today GCHQ functions similarly to the US National Security Agency (NSA) Working in coordination with the NSA during the Cold War, it greatly escalated its efforts. Reportedly, it participates in the Echelon global surveillance network. Much of what is known about how GCHQ is organized was provided publicly in James Bamford’s famous 1982 book on NSA, The Puzzle Palace (Houghton Miflin Harcourt, 1982). Knowing how GCHQ is organized allows one to infer with at least some degree accuracy, how it functions. According to Bamford, GCHQ at that time had six directorates. Among these were the Composite Signals Organization, dedicated to radio intercepts; the Directorate of Organization and Establishment, whose functions were chiefly administrative; the Directorate of Signals Intelligence Plans, concerned with long-range planning and management; and the Joint Technical Language Service, which intercepted foreign communications. Bamford stated that the largest and most secretive directorate, the Directorate of Signals Intelligence Operations and Requirements oversaw codebreaking activities. 

Returning to the discussion of MSS technical collection, it can include the use of high-tech tools covering phone calls and all forms of messaging to relatively low level actions against electronic equipment such as mobile phones and computer networks. While technical intelligence collection, cyber attacks by Chinese intelligence services upon targets in the US, have been deplorable, the skill displayed and their list of accomplishments has been impressive. What have essentially been standard targets of cyber attacks from Chinese intelligence services in recent years have been those levelled against US national security decision makers and government organizations, particularly during the Obama administration. The objective of that targeting has been to access any classified information they might possess. Through that information, MSS would surely hope to develop insight into highly sensitive US national security decisionmaking processes.

MI6 in the Political Realm: A Bad Mix

There is much beyond the controlled bearing, composure of MI6 officers and the organization itself. From what has been revealed, their efforts have been defined by hard work, establishing solid foundations, diligence and forethought, practicality and organization, determination and dependability, passion and drive. Creativity is combined with thoughtful effort and hard work to manifest positive energies, opportunities and results. 

As aforementioned, the Ministerial Committee on the Intelligence Services exercises regular ongoing oversight of intelligence activities. Through this committee, the Prime Minister, with the assistance of the Secretary of the Cabinet, exercises authority over the daily operations of the British intelligence and security communities as a whole. MI6 answers to the Foreign and Commonwealth Secretary. The Foreign Secretary receives assistance from the Permanent Secretaries’ Committee on the Intelligence Services. Finally, the Joint Intelligence Committee draws up general intelligence needs to be met by MI6. It also prepares National Intelligence Estimates.

As with officers in MI5, speaking truth to power is also the charge entrusted to leaders of MI6. Yet circumstances have often been complicated enough to spoil adherence to that. One might say how MI6 has performed, has really boiled down to leadership. Indeed, the intelligence services may have figuratively been wonderful horses but the chief or key senior executives–no names here–may have been less-than-perfect jockeys in matters of high policy. Admittedly short on specifics of such cases here, yet with all conspiracy theories aside, it may be enough to say the resources and capabilities of MI6 allegedly have reportedly  on certain occasion been used by political leaders to turn a situation that might not necessarily stand in their favor due to interests beyond those urgent and important to the United Kingdom. Some believe it was really seen during the Iraq War when the United Kingdom followed the US into the whole affair which was unfortunately founded on false intentions,  namely weapons of mass destruction were being produced by the regime of the erstwhile Iraqi President Saddam Hussein. Tragically, MI6 became the alleged coauthor and signatories to misleading information

When misgivings and disfavor might have been expressed what may have been proposed from the top, it may have been the case that  the powers that be would brook no denial. Those too concerned of their position or being politically indebted, might have seen themselves with little option but to follow orders. Those who see themselves as pragmatists, may explain away a decision to go along thoroughly with a suggestion from on high as an effort to simply adapt in a shifting world. They may not have seen themselves as keepers of some sacred flame. The fatal mistake occurs when the choice is made to play along thoroughly. No proper MI6 or MI5 officer would be expected to shrink at the last. If the organization’s leadership had decided to disappoint the political leadership, they might not only have been forced to surrender the coveted privilege to serve their country in the intelligence services. To many in the intelligence service, that idea would be anathema. Such thoughts likely broke through any defenses their minds raised against them. Additionally, after their departure they might find the whole force of the state on his or her back. L’homme c’est rien—l’oeuvre c’est tout.

Assuredly, Parliament, which provides oversight of MI6, has a process for ascertaining the truth about such matters. The principal oversight committee for British intelligence is the Central Intelligence Machinery, based in the Prime Minister’s Cabinet Office. It oversees the coordination of security and intelligence agencies. It also acts as a mechanism for assessment and accountability, observing and reporting on the performance of specific agencies. Further, it more directly intelligence operations as it is also concerned with tasking and the allocation of resources.

To discuss such issues concerning MI6, even if it is just a part of a mere commentary on MSS, is to walk out on shaky ground given many who may read this post may be invested in maintaining the image of the organization and may have previously been invested heart and soul in its work. While admittedly greatcharlie has sought to be sensitive to the concerns of those readers, doubtlessly, the soupçons discussed here will still be an issue of contention in some quarters and there will surely be those disposed to quarrel most bitterly over it. All the same, what is opined here is only what has been publicly discussed by those familiar with the issue. To that extent, not being aware first-hand of it all, greatcharlie would not like to swear by it.

There is no legal “right to know” what is undertaken abroad in the name of the United Kingdom’s security, what it costs or how it is run. Reportedly, beyond mere concerns exposing any classified information about MI6, to write about MI6, even today, risks harassment and prosecution. Former members and current commentators are fully aware of this and have complied thereby allowing the organization to remain beyond any educated public scrutiny. In the past, any dissident reports of its operations were effectively snuffed out. The agency has the power to censor news accounts of its activities through the use of “D” notices under the Official Secrets Act. As one might imagine, this reality does not sit well with the citizens of the United Kingdom. There is a perception among many in the United Kingdom that such behavior brings the organization more closely in sync with that of MSS, an organ of an authoritarian government, than it should in a free society. Civil rights groups and average citizens argue that the policy of total should be reconsidered and scrapped, should not be disparaged as rubbish in any quarter.

Meeting of the Politburo of the Communist Party of China (above). Changes in both competency and necessity have favored an increase in MSS influence in foreign policymaking. One change was the decision of the Communist Party of China wanted MSS looking further abroad than minority groups on China’s periphery. Another change was the expansion of Chinese interests abroad. The real threats to China were no longer seen as coming from traditional internal security concerns but from countries capable of stopping China’s access to trade. By successfully building up its foreign intelligence capabilities to meet this challenge, MSS managed to increase its influence and favor with political authorities. Apparently, it was understood in the Communist Party of China that foreign intentions can best be monitored and resolved with intelligence.

MSS in the Political Realm

MSS was stood up to rectify the deficiencies of the previous iterations of the intelligence function in the Chinese national security apparatus. With its inception, MSS added new dimensions to China’s foreign intelligence scheme while freeing MPS to revamp existing capabilities and explore and adapt a new as well as more technological set of cards to play in the intelligence game so to speak. MSS represented a reimagination of the intelligence collection process abroad and the counterintelligence struggle against outside powers. MSS also represented the tidying up of old ways of conducting its business, and a modernization of Chinese intelligence that was long overdue. The MSS generally appears to have adhered to the non-politicization  of the service. This is not to say that occasionally shifts away from that position by some senior executives has not impacted the organization. MSS elements, particularly at local levels, often have provided protection services for the business dealings of Communist Party of China officials or their well-connected friends. However, the Ministry rarely appears connected to any elite political maneuvering or purges. Since 1983, only the purges of Beijing Party secretary Chen Xitong (1995) and Shanghai Party secretary Chen Liangyu (2006) were rumored to involve the ministry. In the wholesale purges after the fall of Bo Xi laid and Zhou Yongkang, the Beijing State Security Bureau chief Fangfoss Kent and Vice Minister Qiu Jin were ousted precisely because they exploited MSS resources to back particular leaders in their political struggles against each other.

Of course, the foreign policy influence of intelligence services depends on the quality of their inputs and their leadership’s influence with key policymakers. If an intelligence chief is not influential, then his service’s influence depends on performance. The MSS’s role in policymaking could be rising as China’s overseas interests expand. When China entered the World Trade Organization (WTO) in 2001, the thought was that there would be an influx of foreign business into China. That was a concern. At the time, the response was to make greater use of MPS. However, changes in both competency and necessity have favored an increase in MSS influence in foreign policymaking. When direct political power is absent, influence usually relates to merit and necessity. Senior foreign policymakers would eventually want the MSS in the room, contributing to the discussion. The Communist Party of China’s leadership wanted an MSS looking further abroad than minority groups on China’s periphery. The MSS’ foreign intelligence service is now more similar to the CIA. Another major change was the expansion of Chinese interests abroad. The real threats to China were no longer seen as coming from traditional internal security concerns but from countries capable of stopping China’s access to trade. Apparently, it was understood in the Communist Party of China that foreign intentions can best be monitored and resolved with intelligence. By successfully building up its foreign intelligence capabilities to meet this challenge, MSS managed to increase its influence and favor with political authorities. Indeed, MSS has managed to move from backstage, second to MPS, to frontstage, up from behind its bureaucratic competitor in internal security.

The Way Forward

As indicated in its introduction, this post serves as an expatiation of a technique learned long ago for directing one’s thoughts upon developing ideas and insights on issues in international affairs and other subjects of interest. Given its subject matter, it hopefully managed to satisfy the experienced scholar, academic, and policy analyst. By showcasing the generation of ideas and insights on subjects, hopefully it satisfied the desire of students to see examples and will become a subject of inquiry for some. 

By their very nature, insights are inherent to the writer, unique in that way. At least, they should be. No truer are the words, “everyone is entitled to an opinion.” The ideas and insights of the novice writer have a right to be aired equal to that of experienced, published authors in the various fields. Note, however, that eccentric, whimsical, and outlandish ideas are seldom useful and never desirable. In some respect, the process of generating ideas and insights is a form of self-exploration. One’s mind must be open to all reasonable considerations and all plausible possibilities. Nontraditional students should try to apply sensibilities shaped by a multitude of experiences. The length and breadth of their knowledge and experience may allow for a broader understanding of humanity. That is what the world will most appreciate reading.

Saepe stilum vertas, iterum quae digna legi sint scripturus. (Often must you turn your pencil to erase, if you hope to write something worth a second reading.) It is perfectly in order to feel a bit timid about drawing inferences and sharing them for others to review. Accept those awkward feelings, but write down all of the ideas and insight that may develop inside anyway. Have at it! To enhance one’s ability to summon up new ideas and insights, study, understand, and consider the deeds of personalities. Ruminate on events in relation to those that proceed them and meditate on what the future may bring. Build on that thinking. Strive to forecast decisions that may shape what might come and proof one’s efforts by watching events unfold in the news. Some of the best ideas and insights may come at inopportune times. Whether one is struck with a coruscating flash of logic, or has a nagging thought on an issue that builds throughout the day, notes must be kept of it all. At one’s earliest convenience, write those ideas and insights down in a notebook, on a pad, or on the back of an envelope. If one can, type them up on an electronic device. Organize them as bullet points if that is easier, however, one must make certain that enough is recorded to ensure that actual ideas are being expressed and that they “feel” compelling. Avoid simply jotting down statements of fact, or worse, simple fragments of your thoughts. State your conclusions about matter! Each expression can be fleshed out and tidied up with editing later. Sticking to this course may not be easy at first. After a time and with honest effort, one should become accustomed to it. Optimally, a writer will effectively generate enough ideas and insights to allow for the selection of more reasoned, potent, and eloquent among them for inclusion in a draft essay. The ability to increase quantity and improve the quality of ideas and insights produced will come with practice. Plus novisti quid faciendum sit. (You have learned more what has to be.)

George VI’s Royal Christmas Message of 1939: Words of Hope for Humankind in Tumultuous Times

George VI, King of the United Kingdom and the Dominions of the British Commonwealth, seated at a table before two microphones and wearing the uniform of the Admiral of the Fleet (above). The staged photo was taken on September 3, 1939 at the Royal residence at Buckingham Palace. It resembles a similar scene on December 25, 1939 at the Royal country house at Sandringham, when George VI delivered the Royal Christmas Message via radio. His message was so inspiring that it established the broadcast as an annual tradition. During his message, the King shared four lines from Minnie Haskins’ poem “God Knows” which since has been popularly referred to as “At the Gate of the Year” or “The Gate of the Year.”

King George VI of the United Kingdom and the Dominions of the British Commonwealth, never imagined being king nor had any ambitions to be monarch. Born Albert Frederick Arthur George, he was second in line to the throne to his brother, Edward Albert Christian George Andrew Patrick David. As a consequence of the decision of his brother, crowned Edward VIII, to abdicate on December 10, 1936 in order to marry Wallis Simpson, a US citizen and socialite, who was twice divorced. Despite his misgivings, George VI became the very king of that his people needed in the tumultuous years of World War II. He established himself as a true leader in broadcast speeches in 1939. Among the most memorable was his Christmas message in which he recited lines from the poem “God Knows” written by Minnie Haskins in 1908 and expanded in 1912. The poem has been popularly referred to since George VI’s 1939 message as “At the Gate of the Year” or “The Gate of the Year.” As all countries whether facing challenges from external or internal elements peering into the New Year, there must the same degree of hope, as expressed by George VI, that they will see their way through to a positive, prosperous, and peaceful 2020. In a post published on December 8, 2014, greatcharlie shared the lines spoken by George VI in the Royal Christmas Message, broadcasted in 1939. Cognizant that the people of many countries will continue to face crises from varied internal and external sources going into 2020 and desiring to offer words of comfort, greatcharlie is again presenting the lines from George VI’s Christmas message along with some background that will hopefully help put the speech in context.

Traveling back to the Fall of 1939, one finds Germany under Reich Chancellor Adolf Hitler already on the march in Europe, overwhelming neighboring countries. Through the Anschullus of March 12, 1938, Germany annexed Austria. Under Hitler’s threat to start a war with Czechoslovakia, United Kingdom Prime Minister Neville Chamberlain, French Prime Minister Édouard Daladier capitulated to Hitler’s whims and signed the Munich Agreement of September 29, 1938, allowing Germany to freely occupy Czechoslovakia’s Sudetenland from October 1, 1938 to October 10, 1938. The agreement sent all of the wrong signal to Hitler. In Hitler’s view, might made right. Will stood in place of reason. After seeing how easily the United Kingdom and France ceded to his will on the Sudetenland, he was convinced he could pursue his plans of conquest without real opposition from the other European powers. The Munich Agreement was a consequence of a dreadful policy of appeasement. The notion was that through diplomacy and agreements, Hitler could be contained. The main aim of the policy was to keep the United Kingdom out of harm’s way, out of another war, before Hitler’s pursuit of the sovereign territory of other countries truly got to a gallop. However, rather than mollify Hitler, he was emboldened by the appeasement policy and essentially encouraged him to pursue his ambitions.

The main proponents of appeasement in Parliament were the Tories, led by Chamberlain. However, there was divergence among political leaders on the manner in which to cope with Hitler. Although he too was a conservative Member of the House of Lords, Winston Churchill challenged Chamberlain’s assertions about Hitler. He saw Hitler as a positive serpent who would not adhere to any agreement that might be reached with him. From a bad mind only bad designs could be expected. Churchill suggested that an abundance of caution should be exercised with Hitler, and that considerable preparations should be made to deal with him militarily. Opponents of Churchill’s point of view, characterized him as a warmonger, and gratuitously reminded everyone that he was the mastermind of debacle at Gallipoli during World War I. The reality was that Hitler posed more than a danger to Europe, but an existential threat to civilization. Very publicly, Hitler expressed a belief that the German people were a special Aryan race, and thus superior to all others. Even darker and more foreboding was Hitler’s insistence that it was the German people’s destiny to rule over the lesser people of the world. He declared that the German people’s confinement to the limits of Germany frustrated their ability to flourish, and exercise their will and power. Up from the ashes of defeat after the World War I, Hitler promised that under his leadership, the German people would reach the height of their greatness to include world domination. Yet, despite this and more, Chamberlain, Edward Wood, Lord Halifax, who became his Secretary of State for Foreign Affairs in February 1938, Nevile Henderson, the United Kingdom’s ambassador to Germany, Horace Wilson, Chamberlain’s closest advisor and head of the British Civil Service, and many others, saw nothing but what they pleased. They failed to draw rational inferences from what Hitler was saying and doing.

Much as Churchill warned, Hitler proved too dodgy for Chamberlain and Lord Halifax to understand. Chamberlain’s diplomacy with Hitler failed. The remainder of Czechoslovakia was occupied by Hitler’s Army. With Germany’s invasion of Poland, the United Kingdom was plunged into war a very sinister adversary. Churchill would eventually assume the proud place as prime minister that his merits had won him on May 10, 1940. Yet, as 1939 ended, Chamberlain was still prime minister. Making amends for the sin of appeasing fascism proved impossible for Chamberlain. He would never be absolved of his responsibility for the crisis. Among the people of the United Kingdom, the prayer was that God by some gracious change would restore the situation to the condition it was in before Hitler and Germany went on the march.

Although Chamberlain and his following among Members of Parliament were left dazed and confused over events on the continent, George VI was determined to stand upright and with sangfroid in the face of danger. He was ready to bear whatever fate might bring with a firm and equal mind, resolved and confident. The radio broadcast of the Royal Christmas message was tradition had been started in 1932 by George V, the father of George VI. In his Christmas message in 1939, George VI raised his gaze toward what is most important to monarchs of the modern era, the people of the United Kingdom and across the Commonwealth. He would offer a message of reassurance and encouragement. He wanted them not to surrender to despair but rather to hold fast and stay strong. There was a potential obstacle to his aims. George VI suffered from a speech impediment, a stutter, and severe anxiety over public speaking. His struggle to overcome that problem was immortalized in the 2011 American Academy Award-winning film for Best Picture, “The King’s Speech.” Yet, on December 25, 1939, George VI rose to the occasion. The message was broadcasted from the Royal Residence at Sandringham, England. The King’s 5 feet 9 inch frame was immaculately dressed in the uniform of the Admiral of the Fleet as he sat before two microphones. While he could not be seen by listeners, on that day, in the minds of his subjects, George VI stood about 8 feet tall. He superbly united king and country in a common cause.

George VI began his nine minute Christmas message by explaining that while no one wanted war, others who sought conquest insisted upon tearing their country away from peace. He informed that they were at war with a very different enemy whose evil ideas were contrary to those of the civilized world. He stated: “it is the tragedy of this time that there are powerful countries whose whole direction and policy are based on aggression and the suppression of all that we hold dear for mankind.” On the point, he went on to say: “We feel in our hearts that we are fighting against wickedness, and this conviction will give us strength from day to day to persevere until victory is assured.”

Speaking to soldiers and sailors in France and across the Commonwealth, he offered words of inspiration reminding them that they in the thoughts of everyone. While so much was expected of them, the king let them know that he had confidence in them that the people were aware that they were serving with valor, and he knew those would soon face battle would do the same. George VI relayed: “The gallant Air Force, which, in cooperation with the Navy is our sure shield of defence. They are daily adding laurels to those that their fathers won.” He continued: “I would send a special word of greeting to the armies of the Empire, to those who have come from afar, and in particular to the British Expeditionary Force. Their tasks is hard.” On that point, he remarked further: “They are waiting, and waiting is a trial of nerve and discipline. But I know that when the moment comes for action they will prove themselves worthy of the highest traditions of their great Service.”

Speaking across the territories of the Commonwealth  creating hope but also tempering expectations. He explained: “I believe from my heart that the cause which binds together my peoples and our gallant and faithful Allies is the cause of Christian civilisation.” Going further, he urged the people to remain resolved to stand together no matter what comes. George VI entreated: “A new year is at hand. We cannot tell what it will bring. If it brings peace, how thankful we shall all be. If it brings us continued struggle we shall remain undaunted.”

Added at the end of his broadcast was its most memorable aspect when the King read lines from the Haskins poem. As the story is often told, his 13-year-old daughter, Princess Elizabeth, shared the poem with him. However, according to the Telegraph, contrary to popular belief, the poem was brought to the attention of the King by Queen Elizabeth. The lines were recited again at her own funeral 63 years later. The poem was from a collection, The Desert, published in 1908. Neither the poem nor its author were popular at the time. The few lines recited by the King were chosen to stand on their own. The remaining lines do not possess such a compelling quality.

George VI introduced the poem in his message by stating: “I feel that we may all find a message of encouragement in the lines which, in my closing words, I would like to say to you:

I said to the man who stood at the Gate of the Year,

‘Give me a light that I may tread safely into the unknown.’

And he replied, ‘Go out into the darkness, and put your hand into the hand of God.

That shall be to you better than light, and safer than a known way.’ ”

George VI concluded his speech with the blessing: “May that Almighty Hand guide and uphold us all.” Hopefully, the blessing of George VI has managed to echo through the years to our time, and it is greatcharlie’s wish to all of its readers in particular that all will be well and that all will receive the very best of everything in the new year.