Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help

Russian Federation President Vladimir (above) at the International military-technical forum “Army-2021” at the Patriot Congress and Exhibition Centre, Moscow, August 2021. Putin ostensibly wants the US and its allies to understand that their military activities in Ukraine, too near Russia’s borders, are moving very close to a red line for him. Ostensibly to achieve that, he has massively built-up Russia Federation military forces perilously close to the border with Ukraine. Some in the West believe Putin intends to do a lot more than just build up military forces defensively and negotiate. Multiple analyses of Western foreign and national security policy bureaucracies have concluded that he plans to invade Ukraine. In that way, the current situation concerning Ukraine has become an inflexion point in US-Russian relations. Still, more appears to be involved here than Putin just being the Putin he has been over four US administrations. If the US is to get a real handle on relations with him, not just a perceived one, a more useful understanding of the man will be required. To that extent, what may lie beneath the surface of Putin, the person, will be briefly scratched a bit here.

Regarding the massive build-up of Russia Federation military forces perilously close to the border of its neighbor, Ukraine, and alarming activities that may indicate those forces will invade it soon, Washington and Moscow continue to wave their fists at each other. Moscow has denied having any intention to attack Ukraine and has explained away its buildup of troops as being a defensive measure. By building up military forces near Ukraine, which is all he has actually done physically at this stage, Russian Federation President Vladimir Putin ostensibly would like to cause the US and its allies to understand that their military activities in Ukraine, too near the Russian Federation (hereinafter referred to as Russia), are moving very close to a red line for him. Putin insists that the US and its allies provide Russia with signed guarantees to refrain from expanding NATO to include Ukraine and Georgia and limiting their military activity near Russia’s borders, particularly in and around Ukraine. However, some in the West believe that Putin intends to do a lot more than just build up military forces defensively and negotiate. Reportedly, multiple analyses of Western foreign and national security policy bureaucracies have concluded that he plans to invade Ukraine. In that way, the current situation concerning Ukraine has become an inflexion point in US-Russian relations. Ukraine was a flashpoint during the administration of US President Barack Obama in February and March of 2014. It was then that Crimea, Ukraine, was quietly and orderly captured by Russian troops dubbed “the green men.” The Obama administration was similarly at odds with Russia over Syria, mutants mutandis.

Putin seems to enjoy being seen fighting the good fight against Russia’s old adversaries the US and its allies.On the other side of the coin, dealing with Russian moves, Russian aggression, has become more tiresome for US administrations and Western capitals as much as anything else. Yet, Putin has not challenged the US mainly as a result of some domestic political consideration, or even less likely boredom or some vanity. Putin did not move so many troops to Russia’s western border because that area is more commodious than the locations they were previously based. Assuredly, Putin harbors negative thoughts and feelings toward the US and choices made by decision-makers that concern Russia in a significant way. Asked to bend: retreat back away from a matter, it is unlikely that he would without acquiring “concessions” from the US and its allies. He has issued preconditions concerning an agreement on “NATO expansion” already. (Perhaps he did not issue preconditions before entering any talks because he even realized that would be going a bit too far.) One would imagine he entered into this venture thinking, hoping he could potentially get what he wanted without having Russian forces fire a shot. it does not appear that Putin and his advisers are not too far down the road to change course. However, greatcharlie agrees that he would probably go into Ukraine if at some moment he feels it is, as it likely would have been determined by him along with his advisors and war planners in advance, to be the right time to do so. One would do no more than justice to Putin by presuming he long contemplated his military moves before cutting orders to get them rolling. He is certainly not moving step by step in what might be described as a hot-headed manner. Still, the larger decision to act as he has regarding Ukraine may very well be the result of a miscalculation. It is the unsought, undesirable job of the West to help him see that.

Inquiry into the fruit of things requires consideration of how Putin may view the situation. Russia has been led by Putin and his thinking from the posts of president and prime minister since 2000. A positive relationship with Russia has not been maintained by the US. There are many patterns apparent in his repeated confrontations with the West. Some eyes in the West appear somewhat closed to what may be happening with the Russian Federation President from the inside. What currently plagues the relationship is more than Putin just being the Putin he has been over five US administrations. The threat of the use of force, even mutual destruction, underlies Washington’s diplomacy with Moscow. The idea being that a somewhat expansionist, yet plainly aggressive, Putin can be made to behave as desired by placing a club at the end of the path he is traveling. He is ostensibly put in a position to act reasonably before he reaches it. It would go a long way to explain the somewhat unbroken string of unsuccessful interactions of US administrations with him, if the problem is that no useful perspective of why Putin has responded so aggressively has been developed. If the US is to get a real handle on relations with him, not just a perceived one, a more useful understanding of the man will be required. To that extent, what may lie beneath the surface of the intractable Putin, the man, will be briefly scratched a bit here. New light is shed on the man by using a different lens. There may be something about his inner self repeatedly being manifested and must be looked at from the correct angle. The aim is not to shoot down other analyses, but hopefully to add to them in a way to figuratively help put the reticle of some analysts on the bulls-eye. Offering what may be a few missing links might create an improved understanding of Putin and his actions, lifting thinking on Putin, to a degree, up from the region of the commonplace. Periclum ex aliis facito tibi quod ex usu siet. (Draw from others the lesson that may profit yourself.)

The Russians are coming! A mixed formation of Russian attack and transport helicopters moving toward their target during the Zapad 2021 military exercise. (above). If Putin decides to go into Ukraine, firepower, astronomically massed, from ground, air, and possibly from sea assets, would likely be used to destroy Ukrainian forces in the field, and in depth as far back as units held in reserve or even on training bases. Relentless fire from air and ground would be utilized to support the movement of forces inside Ukraine. What might have been identified as the front line of Ukraine’s defense would figuratively become a map reference for Hell. Imaginably, the main objective of the deployment of Russian forces would be to create a sufficient buffer in Ukraine between Russian and “ever expanding NATO forces.” In performing this task, Russian forces would ensure territory and forces that might remain in Kyiv’s control would be of less utility to NATO as potential a launching pad for a ground attack on Russia and could not be used as part of a larger strategy to contain Russia at its own border.

The Situation: What Could Russian Forces Do?

From what can be gathered about the situation, the US Intelligence Community has concluded that the Kremlin could be planning a multifront offensive involving up to 175,000 troops. An estimated 100,000 Russian troops have already been deployed near the Russia-Ukraine border. Satellite imagery has revealed a buildup of Russian tanks and artillery as well as other gear near the border, too. Reportedly, online disinformation activity regarding Ukraine also has increased in the way it did in the run-up to Russia’s 2014 invasion of Crimea. According to the New York Times, the most evident scenario given the scale of troop movements on the ground is a Russian invasion of Ukraine may not be to conquer the entire country but to rush forces into the breakaway regions around the cities of Donetsk and Luhansk, or to drive all the way to the Dnieper River. Purportedly at the Pentagon, “five or six different options” for the extent of a Russian invasion are being examined. Suffice it to say, Moscow calls such assessments of Russia’s intentions slanderous ravings. Russia denies it is planning an invasion and, in turn, accused the West of plotting “provocations” in Ukraine. Russian Federation Ministry of Foreign Affairs spokeswoman Maria Zakharova, who unfortunately does not exactly have a watertight record for tying her statements to reality, laid it on thick in the newsmedia, alleging Western and Ukrainian talk of an imminent Russian attack was a “cover for staging large-scale provocations of their own, including those of military character.” It is really disempowering to put out such a message. 

If Putin decides to go in, firepower, astronomically massed, from ground, air, and possibly the sea assets, would most likely be used to destroy Ukrainian forces in the main battle area and in depth as far back as units held in reserve or even on training bases. Relentless fire from air and ground would be utilized to support the movement of forces inside Ukraine. What might have been identified as the front line of Ukraine’s defense would figuratively become a map reference for Hell. Russian forces would most likely be deployed in a way to prevent the resurrection of Ukrainian forces in areas which Russian forces have captured. As for reinforcements or reserves, the rest of Russia’s armed forces would be right across the border in Russia. Imaginably, the main objective of the deployment of Russian forces would be to create a sufficient buffer in Ukraine between Russian and “ever expanding NATO forces.” In performing this task, Russian forces would ensure territory and forces that might remain in Kyiv’s control would be of less utility to NATO as potential a launching pad for a ground attack on Russia and could not be used as part of a larger strategy to contain Russia at its own border.

A stern fact is that the Ukrainians will hardly receive enough military aid from partners and friends, particularly Javelin handheld anti-tank rockets and Stinger handheld antiaircraft rockets, fast enough in the short-term to check a well-coordinated, rapid advance of heavy Russian forces. In the most favorable assessment, they might be able to supply them with enough to hurt Russian forces and perhaps “tear off an arm.” Having experience in contending with somewhat recent Western efforts to assist Russia’s adversaries and those its allies in Syria, Georgia, and Ukraine militarily, perhaps a special task force has been organized and assigned in advance, among other things, to: monitor the delivery, stockpiling of Javelins, Stingers and other weapons systems shipped to Ukrainian forces; maintain real-time knowledge of the distribution and location of those weapons; destroy those weapons systems; and, destroy or support actions by other Russian military units to destroy Ukrainian military units to which those weapons were distributed. That hypothetical task force would also likely be tasked to monitor–covertly surveil the intelligence activities and military operations of–Western countries as they relate to supplying Ukraine with special military capabilities. As for an insurgency in captured areas after an invasion, doubtlessly Russian security services have some sinister plan to cope with that contingency that will not be speculated upon here.

Amat victoria curam. (Victory loves preparation. [Victory favors those who take pains.]) As aforementioned, Putin is hardly acting on impulse, making it up as he goes along. Evidently, Putin believed acting now militarily would best serve Russian interests as he perceives them, not knowing whether the opportunity would present itself again. His decision suggests to the mind that events have apparently moved in some way that enough boxes were ticked off to allow a well-thought out plan based on facts, calculations, possible opposition moves, and predicted outcomes, to be green-lit. To that wise, one might presume any and every coercive economic measure possibly levied against Russia by the West would doubtlessly be anticipated by him. One also might presume he has some plan, stratagem, to counter such steps short-term and long-term. Watching the West interact with Ukraine since the collapse of the government led by his stern ally former Ukrainian President Viktor Yanukovych in February 2014 as a result of Euromaidan, the Revolution of Dignity, Putin likely feels more and more that he is being “rock souped.” Surely, from his lens, the military dimension of the relationship remains at the forefront of Western expansion eastward. NATO forces are creeping closer to Russia’s border, and the government in Kyiv is hopelessly pulled further away from Moscow’s reach. Putin might believe any reasonable observer would accept and agree with his thinking about a threat from the West, and that his logically reached perception has actually been fostered by Western actions.

Ukrainian troops training with the FGM-148 Javelin, a handheld, shoulder-fired precision missile system designed to destroy tanks and other armored vehicles, as well as hovering helicopters (above). The Ukrainians would hardly receive military aid from partners and friends fast enough in the short-term to check a well-coordinated, rapid advance of heavy Russian forces. In the most favorable assessment, they might be able to supply them with enough to hurt Russian forces and perhaps “tear off an arm.” Having experience in contending with somewhat recent Western efforts to assist Russia’s adversaries and those its allies in Syria, Georgia, and Ukraine militarily, perhaps a special task force has been organized and assigned in advance, among other things, to handle all aspects of that matter. As for a post-invasion insurgency, surely Russian security services have some sinister plan to cope with that contingency that will not be speculated upon here.

Admittedly, it is surprising how much Putin has done to signal that he is considering a move into Ukraine. However, there is surely an art that moves Putin’s mind. One might presume that as he initially staked the situation with regard to the US, almost nothing communicated through telephone conversations or bilateral talks alone would be enough to compel the US to act as he wished. The potential use of military force could not exist as an abstraction, being left to the imagination of Western national leaders and their advisers. With a build-up military force, he could illustrate, convince US decisionmakers that the threat of military action was real.

Surely Moscow closely observed events as they developed in the border crisis between India and China. Although it has been repeated as of late that China backed down to India on the matter of the border crisis in which occasional gunfire was exchanged and lives were lost. The common wisdom is that the aggressive moves it made with ease against India placed China in a situation which in the long run would prove too consuming, too difficult to handle and contrary to national interest, particularly such an approach can have an impact economically. There was also too little gain for China both geostrategically or geopolitically as compared to the potential loss suffered from such an investment. 

An odd advantage that Putin has is that the US will act in a fairly predictable fashion. There is less for him to fear of some random, unexpected decision from the US than the US may fear about such a choice made by him. Placed in a trying position, which Putin surely hopes he has done, a certain reality would need to be faced by US decisionmakers. Conceivably, he would expect the top military officers and officials at the Pentagon (US Department of Defense) to see the situation straight. Indeed, he may be hoping the Pentagon would be the voice of reason, the source that will explain that the real possibility exists for the situation to get out of control if the US were to commit itself too heavily to Ukraine’s defense. That would seem especially true if US decisionmakers contemplated having to act if both Russia moved on Ukraine and China moved on Taiwan almost simultaneously. That is a real possibility despite how fanciful it may sound. Tremendous pressure would be placed on the available military resources of the US and its allies. It would seem unlikely to Putin that decisiommakers in Washington would sink themselves deeper into a situation in which only bad choices were left available. C’est comme ça! However, Putin still cannot be absolutely certain that Washington would parse out the situation as he has. He has the task of showing it this perspective and convincing it to acquiesce to at least most of his demands.

The clever bit for Putin would be to determine what military action by NATO, if any, would be taken to physically halt a Russian advance into Ukraine. To that extent, Putin may have assessed that with regard to Ukraine, as well with Taiwan, policies of past eras are no longer viable under current circumstances. The military forces of Russia have been transformed. Insofar as Putin is concerned, unless the US planned to transport the bulk of its armed forces into Ukraine and nearby, any challenge by the US and its allies that included military action would mean recklessly placing some small set of their forces in great peril. Russia would not back down once hostilities were initiated. Again, fighting along its own border would allow Russia countless advantages to bear on its prospective opponent. It would truly be absolute madness for Washington to commit its forces to the fight without some clear way to win or create some acceptable circumstance they could not have achieved without firing a shot. Ironically, in the name of global peace and security, to avoid a nuclear Armageddon, it would need to let its declared partners in Kyiv fall. Even though the US public today is uninterested in starting foreign wars, if the Biden administration commits the US to a fight that would have an uncertain purpose and outcome, it would garner great attention from the public and very likely fail to get its approval. To the extent that these considerations factor in Putin’s calculus, he would most likely find Washington’s stated position on Ukraine to be unrealistic and unreasonable. It only makes sense as long as Moscow does not act.

If efforts at peace fail, it is not completely clear to greatcharlie whether Putin would want all of Ukraine or just some of it: Donetsk and Luhansk for instance. If he wants more, his plans may likely include capturing Kyiv and establishing a new Ukrainian government. That would take up an enormous amount of time, resources, effort, and political capital. Putin seems too shrewd to rush into something as colossal as administering Ukraine. Still, no one is infallible. Putin has been known to miscalculate. It was a gross miscalculation to interfere with the US elections in 2016, an action Putin has repeatedly denied despite the fact that direct proof of Russian meddling has been presented on by US intelligence and law enforcement organizations. If Putin acts militarily in Ukraine and successfully captures enough territory to his content–at least on paper he should be able to with some ease, he would again be looked upon as a shining hero among supporters. The effort by NATO and the West in general to deter him would be depicted as a debacle. If he fails to make gains against the Ukrainians and capture sufficient territory, the failure would be an enormous defeat for Putin. It is possible that the rippling effect of such a prospective defeat would lay the groundwork for his departure as Russia’s leader.

US President Joe Biden (left center) and Russian Federation President Vladimir Putin (right). As aforementioned, Putin is hardly acting on impulse, making it up as he goes along. Evidently, Putin believed acting now militarily would best serve Russian interests as he perceives them, not knowing whether the opportunity would present itself again. His decision suggests to the mind that events have apparently moved in some way that enough boxes were ticked off to allow a well-thought out plan based on facts, calculations, possible opposition moves, and predicted outcomes, to be green-lit. To that wise, one might presume any and every coercive economic measure possibly levied against Russia by the West would doubtlessly be anticipated by him. One also might presume he has some plan to counter such steps short-term and long-term.

The View from the US

In remarks before meeting with his Infrastructure Implementation Task Force on January 20, 2022, US President Joe Biden laid out his position on a potential invasion of Ukraine by Russian forces. Biden, who would not expect to speak idly on such a grave matter or any matter, for that case, stated: “I’ve been absolutely clear with President Putin.  He has no misunderstanding.  If any–any–assembled Russian units move across the Ukrainian border, that is an invasion.  But–and it would be met with severe and coordinated economic response that I’ve discussed in detail with our allies, as well as laid out very clearly for President Putin. But there is no doubt–let there be no doubt at all that if Putin makes this choice, Russia will pay a heavy price. It is also not the only scenario we need to be prepared for: Russia has a long history of using measures other than overt military action to carry out aggression in paramilitary tactics, so-called “gray-zone” attacks, and actions by Russian soldiers not wearing Russian uniforms. Remember when they moved into the Donbas with “Little Green Men”?  They weren’t–they were dealing with those who were Russian sympathizers and said that Russia had no–nobody in there. Well, that includes “Little Green Men” in uniforms, as well as cyberattack. We have to be ready to respond to these as well–and decisively–in a united way, with a range of tools at our disposal.” Très, très fort!

During a two hour videolink call concerning Ukraine and other disputes on December 21, 2021, Biden also warned Putin that the West would impose “strong economic and other measures” on Russia if it invades Ukraine. Putin complained NATO is attempting to “develop” Ukrainian territory. He demanded guarantees that NATO would not expand farther eastward. Although there were no breakthroughs, the two sides agreed upon continuing communications. In greatcharlie’s December 31, 2021 post entitled, “Infrequently Discussed Issues Regarding Taiwan Likely Influencing Decisions of Communist Party of China Leaders and PLA Commanders,” it was explained that from Washington’s perspective, the door must be left open to type of contrition in diplomacy. Within time perceived to be available as conflict appears to draw near, there must exist an opportunity to amend a position. In theory, there may be an epiphany within logic and reason that leads one side to align itself with a view closely matching the other. Despite expressing concerns that Putin may invade Ukraine at any moment, there may still be some in Washington who assess and intuit, correctly or incorrectly, that since action has not been taken, with all of the tactical benefits such a surprise move would garner, it may not be taken. The delay In smashing into Ukraine may be a true lack of desire on the part of Putin to bear the burden of administering more of that country. There is the off chance that Putin may have some doubts about the military capabilities of Russian forces. The capture of Ukrainian territory may be quick and dirty but may leave unexpected problems in its aftermath. Given the way in which Biden spoke of sanctions, it is possible, despite what greatcharlie has already suggested here on this matter, that Putin may be worried about economic retaliation from the West. (Russia does not have much to shield itself from economic retaliation as compared to China, bound to the West with its products and production capabilities. The energy it provides to Europe and Nord Stream 2 are the more meaningful cards for Moscow to play. With concern to that, during the administration of US President Donald Trump, the US offered Europ a fairly decent alternative source of energy worthy of consideration.)

Putin usually plays his cards close, making it difficult to know whether some resolution might be found through a more open dialogue. No doubt officials in Western capitals are mindful of being too attached to diplomacy in coping with Putin. Each is doubtlessly versed enough in history to hark back to this infamous statement which likely has an expected chilling effect on efforts to work with him: “As long as war has not begun, there is always hope. For the present I ask you to await as calmly as you can the events of the next few days. As long as war has not begun, there is always hope that it may be prevented, and you know that I am going to work for peace to the last moment.” These words were spoken by United Kingdom Prime Minister Neville Chamberlain on September 27, 1938, during an address to the British people as concerns of war rose as negotiations between German Chancellor Adolf Hitler and himself. The tragic outcome of that effort is well-known. 

For Washington, Moscow’s actions have far greater implications than the progress of US-Russian relations. As Blinken also explained during his January 8, 2022 CNN appearance: “There are large principles at stake that go to the fundamentals of international peace and security.” He went on to note that the US is joined by international partners “to make it clear to Russia that this aggression will not be accepted, will not be tolerated.” An additional step in knocking down the idea that this crisis stands as a problem between Washington and Moscow has already been taken by the US. On January 9, 2022, US Secretary of State Antony Blinken stated very clearly on CNN: “It’s hard to see making actual progress, as opposed to talking, in an atmosphere of escalation with a gun to Ukraine’s head. So, if we’re actually going to make progress, we’re going to have to see de-escalation, Russia pulling back from the threat that it currently poses to Ukraine.” In effect, he expressed the view that despite intercession of the US and its allies, this matter remains Kyiv’s problem mainly. Looking at the crisis in that way makes it something akin to Ukraine’s “Reichenbach Falls”, the moment where Arthur Conan Doyle’s great fictional detective character, Sherlock Holmes, from The Adventures of Sherlock Holmes, originally published as twelve short stories in the Strand Magazine (1891), was confronted by his archrival Professor James Moriarty after repeatedly disrupting his criminal schemes. As the story initially went, Holmes met his end in combat with him. It was revealed in subsequent installments of the series appearing in the Strand that Holmes survived the fight, his resurrection being demanded of Doyle by the magazine’s editors to satisfy a readership made much distraught over his demise. One might hope fate will allow Ukraine to survive this crisis intact, yet there is nothing fictional about this situation. Moreover, Putin is a far more powerful opponent for Ukraine than Moriarty was to Holmes.

Putin (right) seated in a conference room at the Kremlin during a videolink call with Biden (on screen left). During a two hour videolink concerning Ukraine and other disputes on December 21, 2021, There were no breakthroughs, but the two sides agreed to continue communications. From Washington’s perspective, the door must be left open to type of contrition in diplomacy. Within time perceived to be available as conflict draws near, there must exist an opportunity to amend a position. In theory, there may be an epiphany within logic and reason that leads one side to align itself with a view closely matching the other. There is the off chance Putin may have some doubts as to the military capabilities of Russian forces. The capture of Ukrainian territory may be quick and dirty but may leave unexpected problems in its aftermath. Given the way in which Biden spoke of sanctions, Putin may very well be worried about economic retaliation from the West.

Some Key Issues for Negotiation as the Situation Stands

Washington wants to avoid a conflict in Ukraine. For Washington, success in resolving the Ukraine crisis for the moment would imaginably mean, in brief, crafting an agreement with Russia that will relax tensions, strengthen the sovereignty of Ukraine, enhance the security of Ukraine, and ensure Russia remains committed to whatever agreement is reached. Ukrainians must be allowed to enjoy full control and use of their own territory. Ukraine would retain self-determination as a sovereign state. If Ukraine wants to join NATO that wish will be protected. (Perhaps with some disagreeable yet necessary minor alteration in the short-term.) Russia would need to take action assented to in an agreement that would confirm it has no aggressive intention. Any action that may have prompted accusations by both sides that the other was moving back to the adversarial thinking of the Cold War and the paradigm of East-West spheres of influence of the past must be addressed. Lending some further context for Washington’s efforts to negotiate with Moscow on Ukraine, Blinken, also stated during his January 9, 2022 interview on CNN that, “It’s also not about making concessions. It’s about seeing whether, in the context of dialogue and diplomacy, there are things that both sides, all sides can do to reduce tensions.” 

Recognizably, neither the US nor any government in the West wants to jump through hoops to satisfy Russia. They would all doubtlessly agree they have no reason to give up anything they have. They are not bothering Russia and Russia should not be bothering them. Even if some agreement were constructed with Moscow that they could accept, they would want to know how Russia would be held to the terms of the signed document. They would be skeptical over Russia’s willingness to adhere with anything to which it might be remotely disagreeable in the long-run. Plus ça change! All would likely agree that force should not need to be relied upon to hold Moscow to it. There is the likelihood many NATO allies and neighboring countries to Russia might sign an agreement with Russia, but would be hesitant to do so. If the US sought some collective agreement concerning the situation with Ukraine, those countries may see it as too much to ask or a manifestation of naiveté by leading powers less threatened by Russia. Some capitals would likely respond to the suggestion with reproach. Even more, they may believe the constant struggles with Russia that have created their anxieties among them about negotiating with Moscow. US officials would be up against that sort of reception and more if it sought to create some consensus among the Europeans on constructing a comprehensive agreement with Russia. Perchance if the situation is approached with a degree of gentleness and patience–“with diplomacy”–their efforts may bear fruit.

Yet, given these and other considerations that would shape a diplomatic effort in this crisis, to get a firm handle on this matter, the primary focus, as postulated here, must be placed on Putin. All that has transpired, all of the preconceived management of this crisis from the Russian side, has been the manifestation of his vigorous and masterful mind. Formulating the best response diplomatically will mean better understanding him and how he thinks. For US policymakers, decisionmakers and negotiators, finding a way, within reason, within acceptable parameters of US values and interests, to satisfy Putin and themselves will be no mean feat.

Putin (center) flanked by Russian Federation Minister of Defense, General of the Army Sergey Shoigu (right) and Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov (left). Recognizably, neither the US nor any government in the West wants to jump through hoops to satisfy Russia regarding Ukraine. Even if some agreement were constructed with Moscow, all would remain skeptical over Russia’s willingness to adhere with anything to which it might be remotely disagreeable in the long-run. To get a handle on this matter, the primary focus, as postulated here, must be placed on Putin. All that has transpired, all of the preconceived management of this crisis from the Russian side, has been the manifestation of his vigorous and masterful mind. Formulating the best response diplomatically will mean better understanding him and how he thinks. For US policymakers, decisionmakers and negotiators, finding a way, within reason, within acceptable parameters of US values and interests, to satisfy Putin and themselves will be no mean feat.

Some Common Wisdom Regarding Putin

Many Western political leaders and senior foreign and national security policy officials have claimed to have the ability to look into Putin’s soul. The reviews of their skills have been mixed. US President George Bush provided the following statement on the matter on June 18, 2016: “I looked the man in the eye. I found him to be very straightforward and trustworthy. We had a very good dialogue. I was able to get a sense of his soul; a man deeply committed to his country and the best interests of his country. And I appreciated so very much the frank dialogue.” However, given his former work in the intelligence industry, his decades of experience in politics and as a national leader, Putin is the one who has mastered such an art. While he is never publicly vocal with his findings concerning other national leaders he meets, his conclusions are best manifested by the actions he takes as they regard their interests.

Every US official Putin meets likely for him becomes the avatar of Western duplicity. He will always be distrustful, and will simply study the individual seeking to gain a sense from his or her words, the nature of the conversation among the most senior US officials on Ukraine. To this extent, each conversation informs his next move, not due to its content, but due to what he perceives to lie behind their words. In many ways times have changed for Russia, and more dramatically for Putin. Russia can not exactly match the US as a global power. It cannot exactly match the power of the US even militarily. However, its capabilities have increased and it can do more things in the world now than a decade or two ago. It would appear that Putin so badly wants to get that point across.

It was never the case that Putin could have been shaped into the Russian leader Washington wanted. Moreover, Putin was never a man to be trifled with. However, these were among many ideas about Putin perhaps carried over from the tail-end of the Clinton administration, over two decades ago, when the then young president was establishing himself both at home and abroad. Perhaps it accounts for the manner in which those officials in the Obama administration approached Putin, dismissing him to a degree as something akin to a potentate, a footnote in their dealing with a Russia that was a shadow of its former self during the Soviet era in nearly every respect. There is a popular saying among many in the younger generation that “to compete, one must compare.” Officials in the Obama administration saw no comparison between the power Russia had maintained following the Soviet Union’s collapse, and the US which was at the time, and remains, the preeminent power in the world. Putin would likely posit that Washington has done more than enough since the Obama administration to push him to act as he has.

It remains a trend to look at Putin superficially. Interestingly, it allows everyone to have an equal shot at analyzing him and his moves. To that extent, time is spent, near idly, discussing how bad a person he is. (One very senior US official referred to Putin as “a killer” In May 2021.) At the core of even such unremarkable analyses must be something about the whole authentic enough to give it true weight. Yet, aspects of such analyses are often not quite logical. It is fascinating to see how simple facts may go some way to explain what might be recognized at best as a charitable position. As seasoned analysts would tell, if that product is simulated, conclusions that result from it will be inauthentic. What is left to examine amounts to a mere perception of what is going on in Putin’s mind and in his camp as compared to the hard facts. Using conclusions that result from such analyses will never allow policymakers and other senior officials to approach him in the right way. Even logical opinions are not the equivalent of fact. Truth is not an opinion. In the defense of some analysts, adhering to such a limited, official approach to Putin could hardly be described as neglectful. Perhaps considerations outside of what is generally accepted are avoided in fear of being castigated for devoting time and effort to trivialities. There must be something stronger that lends an understanding of his state of mind

Another problem arises when such views, despite all that is wrong about them, are adopted unconsciously by senior policy officials or worm their way into analyses, and even worse, as a possible result of that contamination, more apposite aspects may fail to receive sufficient or any treatment. It is hardly deliberate. They may appear as trifles, made imperceptible by the fact that they are notions, too commonplace in the mind to raise concern. Nonetheless, they are damaging much as the microscopic virus that can fell a world class athlete.

The West’s position on Putin as it stands today is that Putin has a mind to have Russia serve as the follow-on to the Soviet Union and claim its status and glory as a power. The enterprise has faced some rough patches over the years, but has progressed nonetheless. Putin’s actions in countries formerly aligned with the Soviet Union or were under its influence decades ago have been his targets and he has managed to get the attention and response from the West led by the US, the adversary of the erstwhile Soviet Union. It sounds bad enough for his neighbors, the West, and all others interested in maintaining stability and security in their countries, regions, and the world. Yet, in taking that tack, he has to an extent guaranteed Russia would remain stuck, limited to being a only simulacrum of the Soviet Union, a shadow of the past. Granted, Russia may be seen as possessing formidable military forces, with new weapons developments and declarations of the intention to defend its territory and its interests, but not a country that was advancing politically, economically, or socially, seeking to elevate to something better. Not to offend, but perhaps that was the best he could ever expect from his people.

Putin (right) and US President Bill Clinton (left) at the G8 Summit in Nago, Okinawa Prefecture, Japan, in July 2000. When Putin became Russian Federation President, he took the seat created for Yeltsin at the G8. Perhaps the other G8 leaders felt that it was important to keep Russia in the G8 for the same reasons it was brought in but also hoped that keeping Putin in their circle might stir and help sustain a great desire within him to make Russia a country “like to one more rich in hope.” Other national leaders of the G8 may have thought that Putin would passively acquire an appreciation of their world, imagine the potential of a rejuvenated Russia fitting into their world, and acquire similarities with them. However, their eyes appear to have been closed to what was happening with Putin and Russia and why the move was nearly doomed to fail to ameliorate East-West tension in the long run due to his personality, no offense intended.

Missteps in Responding to Putin Somewhat Downplayed

The formal inclusion of the new Russian Federation in the high realms of international politics following the collapse of the Soviet Union was nobly attempted. A seat in the Permanent Five Members of the UN Security Council was inherited from the erstwhile Communist state. As important, Russia began to engage in separate meetings with leaders of the intergovernmental group of the leading economic powers, the G7, in 1994 while Russian Federation President Boris Yeltsin was in office. Russia formally joined the group in 1997 at the invitation of US President Bill Clinton and United Kingdom Prime Minister Tony Blair. This noble step was ostensibly taken in the name of international peace and security. Surely, inviting Russia to join the G7 was more than a friendly gesture and a fresh start. Membership would plug Russia into the international order, forestalling any burgeoning sense that if left isolated, control in Moscow might fall fully into the hands of organized crime groups, and so would Russia’s nuclear arsenal. Russia membership would more importantly plug the G7 countries vis-à-versa into Moscow in a structured way, creating an effective, stable line of communication and political and economic influence.

When Putin became Russian Federation President, he took the seat created for Yeltsin at the G8. Perhaps the other G8 leaders felt that it was important to keep Russia in the G8 for the same reasons it was brought in but also hoped that keeping Putin in their circle might stir and help sustain a great desire within him to make Russia a country “like to one more rich in hope.” Other national leaders of what became the G8 may have thought that Putin would passively acquire an appreciation of their world, imagine the potential of a rejuvenated Russia fitting into their world, and acquire similarities with them. However, their eyes appear to have been closed to what was happening with Putin and Russia and why the move was nearly doomed to fail to ameliorate East-West tension in the long run due to his personality, no offense intended.

At the G8, national leaders would come to the big table committed to having a positive impact in not only economic affairs, but world affairs in general. The existing seven members–the US, United Kingdom, Canada, Japan, Germany, France and Italy, plus the EU–were bound by shared values as open, democratic and outward-looking societies. Russia was not a country completely devoid of desirable things, Russia possessed natural resources, particularly oil and gas which the energy industries of the other powers coveted. Certainly, Russia retained the power to destroy with its nuclear arsenal and the residue of the once powerful Soviet military. However, Russia was hardly developed enough to participate in that way as a member. 

As for Putin, he had not as yet grabbed all reins of power firmly in Russia, much as he tightly grips them today. It is not inconceivable that his political qualities were not fully scrutinized by any member state. However, more pertinently, Putin was unlikely ready to manage Russia’s stake at the G8 when first began participating in leaders’ summits. Looking into Putin’s inner-being, it is possible that Putin, though in his own way appreciating the status G8 membership bestowed Russia and him, he likely felt well-out of his comfort zone and despite his ego, felt somewhere inside that the manner in which Russia acquired G8 membership was counterfeit. For Putin to be satisfied, Russia would need to possess membership on his terms, legitimate terms. Further, within group meetings, Putin presented himself with grace and charm befitting his position. If Putin ever got the idea that Western leaders enjoyed observing him outside of his comfort zone or disrespected him in any way, he would conclude that something akin to a schoolboy prank was being played on him and he would unlikely be able to hide his anger in his countenance. It may seem an odd thought, but it does not appear so fanciful when one considers how he currently perceives NATO. Perchance Putin could imagine, in the abstract, that the other technologically advanced countries used G8 meetings as a stage, and he would be seated before them as they flaunted their economic power and progress while giving the impression in occasional off-handed comments and perhaps unconscious condescending behavior toward him that they imagine everything about Russia being tawdry and slipshod, particularly its goods and services, and would describe its industrial centers resembling a carnival the day after the night before. Perhaps such thinking could be said to have some validity given that such was essentially the case in early post-Soviet Russia. Putin had already brought to the table a sense within himself that Russia remained vulnerable to Western plans and intentions. That sensibility seemed to stick regardless of all else good that came his way through the G8. The whole G8 experience, overall, may have left a bad taste in his mouth. Other group leaders could not have guessed that outcome.

Further reflecting his hot and cold impressions about the other industrial powers, although Russia was suspended from the G8, Russia delayed announcing a decision to permanently withdraw from the G8 until 2017. Surely, Putin had great concerns over the perceptions in Russia and around the world of the decision of the G7 countries. Putin appears to have had a morbid fear that the G7 countries were exercising power over Russia and himself. That would not do. By waiting, Putin retained control of that situation by choosing when Russia would depart and then exist in the substitute reality that his country had not been pushed out of the organization and marginalized. As far as he was concerned, Russia was still a member of the club of the most powerful countries. Despite everything, that recognition remained an aspiration of his. It is an apparent odd duality. Satisfying Putin’s desire for Russia to possess the ability to discuss world problems with the leaders of the most influential countries, was Russia’s continued membership in the G20–the Group of 20, in essence a group of finance ministers and central bank governors from 19 of the world’s largest economies, including those of many developing nations, along with the EU. While the G7 existed for the top-tier industrialized countries, the G20, formed in 1999, provided a forum for the discussion of international financial matters that included those emerging economies which at the time began to represent a larger part of the global economy. The G20’s aim is to promote global economic growth, international trade, and regulation of financial markets. As of 2021 there are 20 members in the group to include Putin’s erstwhile G8 partners, the US, United Kingdom, Canada, Japan, Germany, France, Italy, and the EU, and also Argentina, Australia, Brazil, China, India, Indonesia, Mexico, Saudi Arabia, South Africa, South Korea, Turkey and his Russia. To all appearances, as a G20 member, Russia plausibly retains authority in world governance. 

Una idea perplexina. (The idea is strange to us.) Intriguingly,  Putin did not attend the G20 summit in Rome in October 2021, informing the organization that his decision was due to concerns about the COVID-19 pandemic. Not to take precaution in these times would be short-sighted, but for Putin to abstain from physically attending a G20 leaders summit could indicate that the organization, for at least that moment, may have less meaning for him. Putin participated in the summit in Rome via videolink, but the optics were hardly favorable. Reportedly, Putin coughed quite a bit during the meeting creating questions in the minds of others about his condition. That seemed unusual for a man who exudes strength and robustness. (Hopefully, Putin was not feeling any real discomfort.) It was a small matter, a trifle, but perhaps it will later be discovered that it was small in the way that small movements of a needle would indicate an earthquake on a seismograph.

One must add to this story the influence of the destructive impact of the West on the Russian economy and the country’s efforts to “build back better” immediately following the collapse of the Soviet Union on Putin’s thinking. As discussed in the June 18, 2019 greatcharlie post entitled, “Why Putin Laments the Soviet Union’s Demise and His Renewed “Struggle” with the US: A Response to an Inquiry from Students,” Putin would doubtlessly explain that under Yeltsin, the Russian leadership made the mistake of believing Russia no longer had any enemies. Putin, while ascending to the top in the new Russian Federation, saw how mesmerizing “reforms” recommended to Yeltsin’s government by Western experts unmistakably negatively impacted Russia’s economy in a way referred to somewhat euphemistically by those experts as “shock treatment.” Yeltsin was unaware that Western experts were essentially “experimenting” with approaches to Russia’s economic problems. His rationale for opening Russia up to the resulting painful consequences was not only to fix Russia’s problems but ostensibly to establish comity with the West. The deleterious effects of reform recommended by Western experts’ could be seen not only economically, but socially.  In another statement made while he was acting President in 1999, Putin diplomatically explained the consequences of relying upon foreign experts for assistance. He stated: “The experience of the 90s demonstrates vividly that merely experimenting with abstract models and schemes taken from foreign textbooks cannot assure that our country will achieve genuine renewal without any excessive costs. The mechanical copying of other nations’ experience will not guarantee success, either.” Once fully ensconced as Russia’s leader, he would publicly state that the greatest danger to Russia comes from the West. He also brought that sensibility to the G7 table with him. 

One might go as far as to say apparently none of the negative perspectives, memories that Putin held regarding the West were revealed. He concealed them with sangfroid and equanimity. Yet, he likely thought of them by day and nursed them by night. Inclusion was not enough to stem those feelings or his responses to Western moves albeit in Russia’s direction. Once power changed hands in Ukraine, and a series of measures that enhanced US influence were taken, Putin responded robustly. The promotion of a struggle between ethnic Russians in Donetsk and Luhansk with the fledgling democratic Ukrainian government was followed by the greater step of Russia’s seizing and annexing Crimea, then the sovereign territory of Ukraine. His actions resulted in Russia being placed back into what was supposed to be isolation; it was put out of the G8–now once again the G7–and hit with many punitive economic measures. Both Putin and Russia have seemingly survived it all.

Putin (left) United Kingdom Prime Minister David Cameron (center) and US President Barack Obama (right) at the G8 Summit in Lough Erne, Northern Ireland in June 2013. Putin was unlikely ready to manage Russia’s stake at the G8 when first began participating in leaders’ summits. Looking into Putin’s inner-being, it is possible that Putin, though appreciating the status G8 membership bestowed Russia and him, he likely felt well-out of his comfort zone and despite his ego, felt somewhere inside that the manner in which Russia acquired G8 membership was counterfeit. Perchance Putin could imagine that the other technologically advanced countries used G8 meetings as a stage, and he would be seated before them as they flaunted their economic power and progress while giving the impression in occasional off-handed comments and perhaps unconscious condescending behavior toward him, He already brought to the table a sense within himself that Russia remained vulnerable to Western plans and intentions. The whole G8 experience may have left a bad taste in his mouth.

Putin from a Different Lens

What one might gather from this part of the story is that more than anxiety and dissatisfaction with US policies and moves, there is apparently a real sense of vulnerability in Putin toward the US and its allies. It has been a subtle and profound undercurrent in his decisionmaking and approaches toward them. Often, that sense of vulnerability has been exacerbated by efforts from Washington to make diplomatic inroads with countries Putin seems to feel belong to Russia. Note how every step taken eastward by the US in Europe, as innocuous as each may have appeared to Washington’s eyes, has led to hyper-vigilance–for example, increased intelligence and surveillance activity and aerial and naval incursions in the territory of NATO Members–and military action by Moscow. Though it has been listened to with skeptical ears in the West, Putin has said that US moves evoke his actions.

In a December 21, 2021 Washington Post opinion piece entitled, “Putin Wants Us To Negotiate over the Heads of Our Allies. Washington Shouldn’t Fall for It”, the former US Ambassador to the Russian Federation Michael McFaul lists what he identifies as Russian actions and policies undermining European security. McFaul included the following on that list: Russia well-maintains troops and weapons from the territory of the Republic of Moldova; Russia has recognized the regions of South Ossetia and Abkhazia as independent countries; Russia caotured and annexed Crimea and well-supports the separatist movements in eastern Ukraine; Russia has deployed SS-26 Iskander missiles in Kaliningrad and maintains them in other deployment locations; Russia has placed tactical nuclear weapons in Kaliningrad; Russia has engaged in assassination operations, such as those conducted in the European cities of London, Moscow, Salisbury, Berlin and Tomsk; and, Russia has aided remaining European dictators who kill and arrest Europeans exercising freedom of assembly and freedom of expression. One can only imagine Putin’s inner-dialogue as he took each step.

Cast one’s mind back to Putin’s greatest expression of vulnerability in March 18, 2014 speech declaring Russia’s annexation of Crimea. He vented his anger at the US and EU, enumerating some Western actions that fostered contempt in Moscow. He mentioned: Russia’s economic collapse, which many Russians recall was worsened by destructive advice and false philanthropy of Western business and economic experts that did more to cripple their country; the expansion of NATO to include members of the Soviet Union’s own alliance, the Warsaw Pact; the erroneous Russian decision to agree to the treaty limiting conventional forces in Europe, which he referred to as the “colonial treaty”; the West’s dismissal of Russia’s interests in Serbia and elsewhere; attempts to bring Georgia and Ukraine into NATO and the EU; and, Western efforts to instruct Russia on how to conduct its affairs domestically and internationally. Conceivably, the aggregate of US moves eastward in Europe over time have truly rattled Putin and could potentially push him over the edge. That must always be considered. If the actual intention is to irritate Putin, then there will be no firm peace ever reached while he runs Russia.

Putin (above) in an office in the Senate Building at the Kremlin. In state-to-state talks between the US and Russia concerning Ukraine a structure has been established in which talks are held in rank order. Biden communicates with Putin, and Blinken communicates with Russian Federation Foreign Minister Sergei Lavrov. On both sides, the possibility exists that a set of reactions and responses to the positions and personas have already been formed. It would only be human to color anything truly novel added to the dialogue with considerations of what had already been said. Accordingly, it might be useful to enlist an envoy who could deliver the message that will end Putin’s sense of vulnerability and give immediate legitimacy to a call for multi-party negotiations for a comprehensive agreement on European security. That individual would need to have considerable standing with Putin to deliver that message.

What Might Be Done Regarding Putin To End This Crisis?

More than once has Putin associated himself with the ideas of “West German” Parliamentarian Egon Bahr on East-West competition. Discussing NATO in an interview published on January 11, 2016 in Bild, Putin provided insight into his thinking then and now. During the interview, Putin quoted Bahr who stated in 1990: “If we do not now undertake clear steps to prevent a division of Europe, this will lead to Russia’s isolation.” Putin then quoted what he considered an edifying suggestion from Bahr on how to avert a future problem in Europe. According to Putin, Bahr proffered: “the USA, the then Soviet Union and the concerned states themselves should redefine a zone in Central Europe that would not be accessible to NATO with its military structure.” Putin claimed that the former NATO Secretary General Manfred Worner had guaranteed NATO would not expand eastwards after the fall of the Berlin Wall. Putin perceives the US and its allies as having broken their promises to avoid expanding further eastward, and doing only what is best for their own interest in the name of all countries. Putin told his interviewer: “NATO and the USA wanted a complete victory over the Soviet Union. They wanted to sit on the throne in Europe alone. But they are sitting there, and we are talking about all these crises we would otherwise not have.”

Vitae summa brevis spem nos vetat inchoare longam. (Life’s short span forbids us to enter on far reaching hopes.) Whatever it is that Putin wants to achieve, he must move faster than time wastes life. Time is not on Putin’s side. National leaders and political figures in power now in the capital of those countries of the former Eastern bloc which Putin so dearly covets to develop Russian influence are individuals of the last generation that even briefly lived while the Soviet Union had considerable influence, sway in their countries. Coming generations will only know the Soviet Union from history books. They will unlikely as a pattern, by inertia, due to insouciance  simply seek as their predecessors seek to connect with Moscow. The benefits of connection to the West will be well understood by them. Relatives who in the past decades who immigrated West would likely have some influence on their understanding of those benefits. Russia simply will not compare, offer anything they would desperately want to invest in their future. Russia itself represents the past, and how bad things were, something no one should reasonably want to be like or be part of.

As greatcharlie ruminated on in its January 18, 2018 post entitled, “Trump Wants Good Relations with Russia, But if New Options on Ukraine Develop, He May Use One,” Putin very likely has considered what Russia would be like after he, as one might presume he accepts, is “called to heaven” or perhaps elsewhere, goodness knows. It would seem that now while on Earth, he is on course regarding Ukraine to saddle future generations of Russians with a country or parts of it that are still economically, socially, and politically challenged that they will need to care for, to pay for. Future generations may not appreciate that. In Donetsk and Luhansk, future generations might abandon their homelands for “the other Ukraine” or points further West. They would unlikely pour into Russia for employment, a “better life.” In the future, a Russian leader might very well try to reverse whatever Putin seems to be attempting in Ukraine due to financial strains caused, or–not to be offensive–out of decency. Taking on Donetsk and Luhansk might very well be viewed in the future as a grave miscalculation, another step toward sealing Russia’s fate as a second tier superpower. It is greatcharlie’s assessment that future generations of Russians will not want to hold on to Ukraine as leaders of Putin’s generation, with an idea to reestablish Russia to resemble the Soviet Union. This reality may have value in negotiations with Putin. 

US Secretary of State Antony Blinken (left) and Russian Federation Foreign Minister Sergei Lavrov (right) meeting at Hotel Wilson in Geneva, Switzerland. January 21, 2022. For their next diplomatic step with Moscow, US policymakers, decisionmakers and negotiators must find a way for the two sides to work together in similar positive ways to create an outcome in which they both have a mutual and balanced influence on the situation. For instance, perhaps ways in which Ukraine could be helped along the way by both the West and Russia in tandem through an agreement that would also promote the maintenance of good neighborly relations and support the establishment of strong, positive relationships overseas without anyone being irritated. Washington and Moscow could engage in an exploratory dialogue during which suggestions could be sought on how the two sides could get from where they are to where they want to be.

A Possible Way Ahead in Diplomacy

For their next diplomatic step with Moscow, US policymakers, decisionmakers and negotiators must find a way for the two sides to work together in similar positive ways to create an outcome in which they both have a mutual and balanced influence on the situation. For instance, perhaps ways in which Ukraine could be helped along the way by both the West and Russia in tandem through an agreement that would also promote the maintenance of good neighborly relations and support the establishment of strong, positive relationships overseas without anyone being irritated. Engaging in what in essence would be an exploratory dialogue, transparent and frank, between Washington and Moscow on such matters would be the first step. In that dialogue, suggestions could also be sought from Moscow on how the two sides could get from where they are to where they want to be. If the US and Russia can cooperate on matters concerning the International Space Station, surely they can cooperate on an Earthly matter as Ukraine. N’est-ce pas vrai?

In theory, enough compromise might result from the collective talks to result in an agreement that would satisfy hopes and mitigate fears on all sides. Perhaps it would become the paradigm for peace in Europe that would remain until that time a new generation of Russia leadership that would share the values of other open, democratic and outward-looking societies. After the agreement is reached, Putin would need to feel freer and be able to stand upright. The US and its allies, the EU, NATO, the OSCE, the UN, and especially Ukraine would be on a long list of those who would need to be satisfied with the plan for negotiating with Russia and the resultant argument. Creating consensus and acquiring agreement across the board on everything negotiated with Russia will take time but that course must be taken. Besides, if one is to believe Putin, and accept that he has no plans to invade Ukraine, then there is no real need to rush.

In state-to-state talks between the US and Russia concerning Ukraine a structure has been established in which talks are held in rank order. Biden communicates with Putin, and Blinken communicates with Russian Federation Foreign Minister Sergei Lavrov. On both sides, it is possible that a set of reactions and responses to the positions and personas have already been formed. It would only be human to color anything truly novel added to the dialogue with considerations of what had already been said. Accordingly, it might be useful to enlist an envoy who could deliver the message that will end Putin’s sense of vulnerability and give immediate legitimacy to a call for multi-party negotiations for a comprehensive agreement on European security. That individual would need to have considerable standing with Putin to deliver that message. It could be a former US President, German Chancellor, or European President or Prime Minister that Putin seemed to favor. Perhaps a small multinational delegation of doyens rather than a single doyen could meet with Putin. He may appreciate that. The immediate task of whoever meets Putin would be agreement to cease actions threatening Ukraine and publicly making demands for that would require its government to surrender self-determination and freedom to associate with other countries as Kyiv saw fit. The appropriate alternative suggested would be to discuss all issues. Putin would need to be convinced that everything Moscow, he, might deem pertinent could be hashed out at the suggested multi-party talks. The theme of the conversation would essentially be “Let us do everything the right way this time.” Again, Putin may appreciate that.

As for any agreement reached through multi-party talks, if Putin accepts that approach to diplomacy, more than simple guarantees must be insisted upon. Apparently, Lavrov presented a rather one-sided draft treaty to Blinken when they met in Geneva on January 21, 2022. That will not do. It was a rather incommesurate and hasty approach to the situation given its enormity. The effort to maintain Ukraine’s security, Russia’s security, Europe’s security must not only be comprehensive, it must be a dynamic process. Not to get into too much detail,, but as a comprehensive agreement, a new agreement would supersede the existing Minsk Agreement, although its terms could be referenced. Reasonably, terms of a new agreement could be built upon terms of the Minsk Agreement when directly related. Of course, the decision on that, as with everything else, is completely in the hands of the negotiating parties. All issues concerning Crimea and existing sanctions could be disassociated from these talks. Those talks could continue in their current venue. Again, the choice there is completely in the hands of the negotiating parties.

The negotiation process might require parties to take some the following steps, among many others: construct detailed plans of action on every key area as mutually recognized, each issue of contention, must be formulated to ensure greater clarity not confusion; create a security zone could be created within which zero tolerance of isolation of the agreement would be established; create firm timetables for actions as reducing the number of destabilizing forces near border; create a security zone could be created within which zero tolerance of isolation of the agreement would be established; create firm timetables for the suspension for refraining from existing actions such as military exercises; reduce the scope and scale of military exercises near the Russia-Ukraine border despite perceptions of whether they are threatening or benign; establish liaison offices in the security zone on both sides of the Ukrainian-Russian border could be created staffed by Russian and Ukrainian officers and military advisers if desired by either party; organize limited but comprehensive aerial surveillance over the security zone would be organized and appropriately scheduled; establish multiple military and diplomatic committees each with responsibilities in key areas of the agreement and respectively staffed with appropriate expertise and authority could be created to review plans for action in key established under the main agreement or hash out nagging issues could possibly exist; organize and schedule direct Ukraine-Russia talks, in a multiparty forum, at the ministerial level and deputies just below to include NATO Members and non-NATO Members in European countries neighboring Ukraine can be created.

It would be crucial to eliminate all ambiguities at the negotiating table through multilayered agreements if necessary as the process moves along. Pull all loose threads detected at the negotiating table may include using scenarios and hypotheticals. Whether a negotiating path as suggested will create stability in Europe right away, greatly improve Ukraine’s security and remove Russia’s fears, perhaps even through some very creative steps, remains to be seen. Nil sine magno vita labore dedit mortalibus. (Life grants nothing to us mortals without hard work.)

Ukraine’s President Volodymyr Zelensky (center) visiting his country’s eastern frontline in December 2021 (center). On January 9, 2022, US Secretary of State Antony Blinken expressed the view on CNN that in the end, despite the vigorous efforts of the to correct the situation, this matter is mainly Kyiv’s problem and the Ukrainians have a Russian “gun to their head.” Viewing the crisis in that way makes it something akin to Ukraine’s “Reichenbach Falls”, the moment where Arthur Conan Doyle’s great fictional detective character, Sherlock Holmes was confronted by his archrival Professor James Moriarty after repeatedly disrupting his criminal schemes. As the story initially went, Holmes met his end in combat with him. It was revealed in subsequent installments of the series appearing in the Strand Magazine that Holmes survived the fight, his resurrection being demanded of Doyle by the magazine’s editors to satisfy their readership. One might hope fate will allow Ukraine to survive this crisis intact, yet there is nothing fictional about this situation.

The Way Forward

Non enim parum cognosse, sed in parum cognito stulte et diu perseverasse turpe est, propterea quod alterum communi hominum infirmitati alterum singulari cuiusque vitio est attributum. (For it is not having insufficient knowledge, but persisting a long time in insufficient knowledge that is shameful; since the one is assumed to be a disease common to all, but the other is assumed to be a flaw to an individual.) Putin does not seek to make Russia first in Europe nor match the power and position of the US in the world. Russia lacks the wherewithal, the resources,, and a lot of other things required to accomplish such objectives. However, Putin does want to control what he claims to be in Russia’s “near abroad”: the former Soviet republics on its border. As the US and its European allies become more engaged with them, it becomes less likely that he will be able to accomplish that goal either. If the US and its allies were not enough trouble for Putin, his “friends” in Beijing have been knocking on the doors of those near abroad governments, making enticing, huge offers, which Moscow cannot match, to invest in their economies and support industrial and infrastructure development as a way to enhance ties–albeit perhaps not always in a legitimate way. Unfortunately for Putin, he was unable to shape Russia’s position in the world positively over the past two decades, by transforming the country to be a contributing member as an advanced industrialized, economic power, and present Russia as anything close to an alternative as a partner to its neighbors. Russia remained a country from which villainy of some sort was expected more than anything else. Unable to sway the capitals of bordering former Soviet republics to Russia’s camp, it would seem he made the decision a while back to use brute force. US decision-makers should not simply expect Putin to get a hold of himself, and get a grip concerning the use of greater military force in Ukraine. He already moved on Crimea, so for many, no points could be argued that would convince them that he would not do more. The capture of Crimea may have actually been only the first phase in a plan of far greater conception concerning Ukraine.

Washington wants to avoid a conflict in Ukraine. For Washington, success in resolving the Ukraine crisis would likely mean crafting a sustainable agreement with Russia, within acceptable parameters of US values and interests, and that is the rub. Some national leaders in Europe might go as far as to say aggression simply resides in Putin and it is too late for any worthwhile diplomacy with him. They may need to overcome an anxiety over the history of Russian behavior before altering their thinking on that. Still, at the same time, no responsible party involved in this matter wants war. Given how Putin thinks, more than aggression and dissatisfaction with US policies and moves inform his actions. A real sense of vulnerability in Putin toward the US and its allies has been a subtle and profound undercurrent in his decisionmaking and approaches toward them. That sense of vulnerability is intensified by Washington’s efforts to make diplomatic inroads with countries Putin seems to feel belong to Russia. Putin has actually said that US moves evoke his actions, which thereby are actually reactions. That is hardly something he, or any military commander, would want to admit or to accept.

As suggested here, US policymakers, decisionmakers and negotiators must find a way for the two sides to work together in similar positive ways to create an outcome in which they both have a mutual and balanced influence on the situation. For instance, perhaps ways in which Ukraine could be helped along the way by both the West and Russia in tandem through an agreement that would also promote the maintenance of good neighborly relations and support the establishment of strong, positive relationships overseas without anyone being irritated. Some, despite everything presented here, albeit in brief, might contend that there is little obvious room for compromise from either side. However, the referee has not yet blown the whistle for full-time. It has always been greatcharlie’s contention that smart people are usually able with the appropriate amount of effort to find answers to problems. A posse ad esse. (From possibility to actuality.)

Commentary: A US-North Korea Denuclearization Agreement, if Reached, Must Not Be Left Open to Destruction by Others

North Korean Chairman Kim Jong-un with his country’s future, its children, at youth rally (above). Resolution of the decades long face-off between North Korea and the US, South Korea, and Japan may not assure peace Korean Peninsula. North Korea’s northern neighbors might react poorly to a denuclearization agreement. More specifically, the Russian Federation might view the new link between North Korea and the US as a troubling manipulation of Pyongyang, leading to a US encroachment toward its borders. Hypothetically in response, Moscow might create a buffer zone between the Russian Federation and the Korean Peninsula by grabbing North Korean territory. Without deterrent power, Pyongyang may not be able to prevent that. Those engaged in the denuclearization negotiations should give consideration to this possibility as such a scenario could bust everything they might achieve.

What US President Donald Trump wants from the Democratic People’s Republic of Korea (North Korea) is the same end product that was at the root of his decision to talk with North Korean Chairman Kim Jong-un in 2018: denuclearization, the end of long-range missile development, the continued return of US remains from the Korean War, and dependability. In exchange, Kim would be assured the mitigation of economic pressure, to include draconian sanctions implemented under a maximum pressure campaign, that has had a considerable deleterious effect not only upon North Korea’s economy but its existence. Additionally, Trump has assured that the prospective partnership with the US would be a long-term and a robust path toward economic vitalization, backed by the experience of Trump and the largess of the US. Indeed, the US would be prepared to support the economic transformation of North Korea, supporting not only the growth of its industrial capabilities and capacity, but introduce North Korean firms to new techniques and technologies for efficient and high quality production. Further, the US would encourage new investment in North Korea from other industrialized countries, to include its neighbors, South Korea and Japan, both of whom it currently views as adversaries. What is being presented to North Korea is the choice to be something other than a stranger, or worse, an outcast, to the rest of the world. Even so, throughout 2019, demurs and objections were heard from senior officials of the North Korean Foreign Ministry. Their comments appeared to echo a speech by Kim at the 1st Meeting of the 14th Supreme People’s Assembly, on April 12, 2019, during which he indicated a willingness to negotiate “on the condition that [the US] has the right attitude and seeks a solution that we can share.” Kim further stated at the Supreme People’s Assembly that he would “wait patiently until the end of the year for the United States to make a bold decision.” Kim’s words were uttered long before he and Trump met impromptu at the Demilitarized Zone (DMZ) in Panmunjom on June 30, 2019, but they nevertheless seem to have stuck within the North Korean foreign policy apparatus. In Washington, it all rings bells, reminding of the past and raising questions whether Pyongyang’s ways of thinking and doing things are trapped in amber. For the sake of the negotiations and their potential for enhancing global peace and security, one should hope that is not the case.

Resolution of the decades long face-off between North Korea and the US, South Korea, and Japan, however, may not assure peace on Korean Peninsula. North Korea’s neighbors immediately to its north, China and the Russian Federation, may not react well in the wake of a denuclearization agreement. Based on what it has declared to be its strategic interests, the Russian Federation in particular, might view the new link between North Korea and the US as a threat, and that Washington was simply manipulating Pyongyang in order to move closer to the Russian Federation’s borders. Hypothetically, Moscow might decide to create a buffer zone between the Russian Federation and the Korean Peninsula by grabbing North Korea’s sovereign territory to halt any perceived encroachment by the US. Without deterrent power, it is hard to see how Pyongyang on its own could keep the Russian Federation off its land. Under President Vladimir Putin, the Russian Federation has displayed a propensity for maligned behavior. There is still a chance fate will bring a denuclearization agreement as envisioned by Trump, all of North Korea’s neighbors will put down the shutters and accept the new development, and the Russian Federation, in particular, will show restraint. That would be ineffable. Nevertheless, if there is a chance that everything might not land quietly and gracefully, requisite caution must be shown now by the negotiating parties. Trump must be on guard.

This is the ninth in a line of occasional commentaries concerning the Trump-Kim diplomacy on denuclearization published by greatcharlie since August 2017. An enchantment on the matter and support and enthusiasm for the effort has stimulated the preoccupation. Through its commentaries, greatcharlie has sought to put together the arithmetic of what both sides, the US and North Korea, are doing on the matter. In this commentary, greatcharlie emphasizes that realism must be a key ingredient to the diplomatic process on denuclearization. Nothing discussed here should sound extravagant in today’s world. Together the US and North Korea must open the figurative box from which all the essential qualities and ingredients for a longstanding, sustainable peace are released, and at the same time avoid releasing the makings of conflict from another direction. Both sides must really look at the situation diligently, not dismissing unpleasant possibilities, to ensure negotiators do not construct an agreement that may not serve either side’s purposes in the long-run. Through such a reflective approach, greater unity of purpose and action can grow between the negotiating parties, and the viable and sustainable peace sought more likely will be found. Certum est quod certum reddi potest. (It is certain, whatever can be rendered certain.)Chinese President Xi Jinping (left) and Russian Federation President Vladimir Putin (right). China and the Russian Federation for the moment may reasonably assured that they can cause Kim to shy away from a denuclearization agreement with the US would not pose difficulties. From what has been seen from the surface so far In terms of its economic well-being, Pyongyang has displayed a curious sort of faith in Beijing and Moscow. Despite sanctions, embargoed financial, energy, and other industrial resources mainly come into the country through various schemes set up by Kim’s Chinese and Russian friends. Putin and Xi control North Korea’s links to the outside world to the extent that its people’s very survival already rests in their hands. Kim can allow that to go on, or seek a better path for his country.

A Concern from Outside the Box or from Left Field?

One might conclude that there is an almost inherent connection, a natural affinity, between North Korea, China, and the Russian Federation. The defunct Soviet Union, the original, unholy bastion of Communism, Marxist-Leninism, and Socialism, was the model from which North Korea structured its government. As it is the first and largest Communist government in Asia, there is much that North Korea has mirrored in a cultural sense from China. In support of Kim’s grandfather and hero, Kim Il-sung, the Soviet Union provided not only weapons, equipment and training for North Korean forces during the Korean War, but also provided Soviet soldiers and airmen to engage covertly in combat operations. The Russian Federation, a former Soviet republic, was at the center of the collapsed superpower, and to a degree has taken on from the Soviet Union the image of caretaker for North Korea. Nevertheless, China’s commitment to its North Korean ally during the war was even greater than that of the Soviet Union in terms of blood and treasure. China has really been the country’s steward and economic lifeline.

Alieno more vivendum est mihi. (I must live according to another’s whim.) China and the Russian Federation for the moment may reasonably assured that it would not pose difficulties to cause Kim to shy away from a denuclearization agreement with the US. Indeed, If Kim possesses any doubts that an agreement would not lead to North Korea moving up and away from the status quo, one might assume the two countries can quietly interfere and exert influence on Kim. From what has been seen from the surface so far In terms of its well-being economically, Pyongyang has shown a curious sort of faith in both Beijing and Moscow. Despite sanctions, embargoed financial, energy, and other industrial resources apparently can still slip into the country through various schemes set up by Kim’s Chinese and Russian friends. Russian Federation President Vladimir Putin and Chinese President Xi Jinping control North Korea’s links to the outside world to the extent that its people’s very survival pretty much rests in their hands. Kim can allow things to go on as they are and bend to the will of China and the Russian Federation, or seek a far better path for his country. It would reasonable for him to prefer the later. Having ambition is not an offense.

To the extent that officials in China and the Russian Federation feel North Korea is their ball to play with, an agreement that would create firm, lasting ties of friendship between the US and North Korea would likely stick in their throats. If unable to disrupt, divert, and displace Trump’s efforts with Kim before an agreement is signed, one or both may decide to pose a threat to the agreement afterward. China may just desire to make things a bit more difficult for Kim if he moves alongside the US. However, Beijing knows where to draw the line. The Russian Federation might do far more, which is the point of interest here. As alluded to earlier, at some point, Putin might order Russian Federation forces to move into North Korea’s sovereign territory with the objective of creating a buffer zone between the Russian Federation and the Korean Peninsula. The goal would be to set a limit to the likely perceived encroachment by the US. After its nuclear arsenal might potentially be evacuated under the terms of a denuclearization agreement. North Korea would lack the deterrent power to scare away a Russuan Federation move onto its territory, and could become the victim of just that. A conventional response might also be less feasible as the bulk of North Korea’s conventional forces may continue to face south near the DMZ for a while even after a denuclearization agreement is reached. Korean People’s Army forces of sufficient power are not presently deployed north in a manner to fend off an attempted land grab by the Russian Federation.

The prospective area that might be targeted by Putin for capture is the Hamgyöng Bukto (North Hamgyong) Province. It borders the Russian Federation along approximately 29 kilometers of the Tumen River. The province borders China to its northwest and to its east is the Sea of Japan. A rocket launching site is located at Musudan-ri. The Hoeryong concentration camp is also located in the province. It has some value as a line of access by rail to Russia. However, since no customs area exists there, most bilateral trade between North Korea and the Russian Federation moves first through China, raising costs. Ironically, the border with the Russian Federation, having no huge benefit to Pyongyang for years, could become a liability as a point from which hostile forces could seize the province. The Russian Federation Navy could land significant numbers of forces at Chongjin. The capability and capacity of the Russian Federation armed forces to conduct such an operation was well-demonstrated during their Zapad 2017, Vostok 2018, and Tsentr 2019 exercises.Russian Federation President Vladimir Putin (above). Observing Washington getting cozy with Pyongyang has doubtlessly stirred a some sense of trepidation in the Kremlin. Putin has already demonstrated how he responds when he feels a country formerly in the Soviet orbit, is being entertained by the West.  Putin does not want any country friendly with US sharing the Russian Federation’s border without creating some type of buffer zone within that country, if it can. It does not seem too far off from a truism to state that Putin has a penchant for placing Russian Federation forces in other countries, even without welcome. Considering the possibility of an extreme reaction, a military incursion by the Russian Federation into North Korea, would not be out of court.

The View from Russia

Observing Washington getting cozy with Pyongyang has doubtlessly stirred a some sense of trepidation in the Kremlin. If Pyongyang turned toward Washington, Putin might feel Moscow had been figuratively stabbed in the back after having provided North Korea with assistance and support for decades. In terms of his personal relationship with Kim, Putin may feel a deep sense of betrayal. Putin has shown how he will respond when he feels a country formerly in the Soviet orbit, is being pulled toward the West.  Putin does not want any country friendly with US either sharing, or even touching the Russian Federation’s border without creating some type of buffer zone within that country, if it can. (Estonia, Latvia, and Lithuania are lucky that NATO got on top of their situation right away!) Kim and the Workers’ Party of Korea would have the North Korean people believe that their country is a fortress from south to north. A robust, whirlwind of an attack by Russian Federation forces by air, land, and sea, would very likely be able to rapidly displace or destroy any North Korean forces much as a whirlwind has the ability to uproot the staunchest oak tree. On the other hand, if Russian Federation forces are able to act with sufficient stealth and surprise, and–as was the case with Crimea–without any “bang and boom”, they may be able to capture North Hamgyong Province without a struggle. As with Crimea, they may be able to “accommodate” Korean People’s Army troops deployed in the province, perhaps even taking them back to the Russian Federation “to ensure their safety.” Mala mens, malus animus! (Bad mind, bad designs!)

Putin would likely offer some pretense that would “legitimize” the hypothetical incursion. For example, he could conceivably declare that North Hamgyong Province is the territory of the Russian Federation granted by some long-held document signed by Kim Il-sung that was sitting inert in some Russian Federation Foreign Ministry file. Alternatively, Putin might outline how records indicate a monumental, decades old debt is owed to the Russian Federation by North Korea. Alternatively, by entering North Hamgyong, Putin may claim the Russian Federation has taken an in-kind repayment territory of what it calculates should cover the outstanding balance. Then again, Putin might attempt to claim a Russian Federation incursion into the area was executed for humanitarian reasons, shocked by what was being said by former detainees in Moscow about atrocities taking place in the infamous Hoeryong concentration camp. If former detainees are not available, Moscow would find some. Under the second and third scenarios, Putin could leave the door open as to whether the Russian Federation land grab was temporary or permanent.

Long before Trump declared his intent to campaign for the US Presidency, the Russian Federation was concerned with the figurative noose being placed around it by US bilateral relationship building with countries on its borders. That thinking is reflective of the Russian Federation’s defense doctrine as articulated by Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov. Recall that on February 14, 2013 at a conference entitled “Russia’s Military Security in the 21st Century,” Gerasimov provided the first glimpse of Russia’s official assessment of future wars it may face as outlined in the top secret Plan of Defense of the Russian Federation. The clever boots on the Russian Federation General Staff assessed that future conflicts will be “Resource Wars.”  Indeed, they concluded the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause prices to steeply rise. Russia’s senior military leaders proffered that outside powers, primarily the US and its allies, may actually invade the Russian Federation from different directions to physically grab its territory and resources. Putin signed the Plan of Defense of the Russian Federation into law on January 29, 2013. That plan, and later variations of it, have guided Russia’s thinking on defense and defense spending since 2016, during which it exceeded 6 percent of Russia’s GDP, and on other national security related and federal law enforcement budgets totaling an additional 3 percent. Further, the 2016 plan has guided the Russian military build-up in the Arctic, the Pacific, the Baltic, in Crimea and on its border with Ukraine. The Russian Federation’s Syria operation is also part of that picture.The prospective area that might be targeted by Putin for capture is the Hamgyöng Bukto (North Hamgyong) Province. Enlarging the map above, one can see the province in the northeast corner of North Korea. It borders the Russian Federation along 18 miles of the Tumen River. The province borders China to its northwest and the Sea of Japan to its east. The border with the Russian Federation could become a key point from which Russian Federation forces could seize the province. The Russian Federation Navy could also land significant numbers of troops at Chongjin. The Russian Federation armed forces’ capability to conduct such an operation was demonstrated by their Zapad 2017, Vostok 2018, and Tsentr 2019 exercises.

Putin Will Take Risks

The hypothetical offered here should have a realistic feel because history has been used as a guide to develop it. Rational inferences are made from what Putin has been saying and doing. For example, with regard to Ukraine, what cannot be forgotten is the text of a lengthy call that Putin had with US President Barack Obama on March 6, 2014, Putin said Ukraine’s government came to power as the result of an “unconstitutional coup” and was “imposing an entirely illegitimate decision onto Crimea and the eastern and southeastern regions of Ukraine. Russia cannot ignore calls for help on this matter and is responding accordingly in full compliance with international law.“ On another occasion, Putin insisted that he was only acting in response to Western behavior toward Russia. When speaking about Ukraine at a conference in Moscow on April 16, 2015, Russian Defense Minister Sergei Shoigu explained: “The United States and its allies have crossed all possible lines in their drive to bring Kiev into their orbit. That could not have failed to trigger our reaction.” It does not seem too far off from a truism to state that Putin has a penchant for placing Russian Federation forces in other countries, even without welcome. For that reason, despite the drain on its defense budget, the Russian Federation currently has its troops sitting in the sovereign territory of others, to include: Armenia; Belarus; Georgia; Kazakhstan; Kyrgyzstan; Moldova; Syria; Tajikistan; Vietnam; and, at least a far as Kiev is concerned, Ukraine. Among the countries on that list who have reluctantly accepted the Russian presence or who have very publicly and vigorously demanded that Russia leave their territory are: Moldova, Georgia, Ukraine, and Belarus. Belarus has grumbled about its Russian “guests”. Thereby, as denuclearization agreement would mean Pyongyang was moving closer to Washington, North Korea could definitely meet the same fate as the countries mentioned. Thus, conceptualizing a possible military incursion into North Korea by the Russian Federation is not out of court.

The Russian Federation is not the only country that has insisted upon placing its troops in another country without welcome in order to shape the situation within it. Turkish President Recip Tayyip Erdogan had a near ravenous desire to carve out a 32 kilometer deep and 480 kilometers wide buffer zone along the entire Turkish border with Syria. Through Operation Peace Spring, Erdogan hoped to establish a safe area in his planned buffer zone for millions of Syrian refugees in Turkey. He also planned in undertaking what he declared to be a counterterrorism operation. Once Turkish forces moved into the autonomous Kurdish territory in Syria, understanding that there would be heavy fighting with the Syrian Kurd People’s Protection Units, militias affiliated with the sworn enemy of the Turkish government, the Kurdistan Workers Party which has been at war with Turkey for decades. Turkey amassed nearly 15,000 Turkish forces along with 14,000 fighters of the Syrian National Army attacked Syria on October 9, 2019. Recall that on December 19  2003, then Libyan leader Muammar Gaddafi agreed to voluntarily eliminate his country’s weapons of mass destruction programs, to include its nuclear weapons program which was initiated in 1969 when he took control of Libya’s government. He also agreed to limit Libyan missiles to range no greater than 300 kilometers. US President George Bush stated at the time: “With today’s announcement by its leader, Libya has begun the process of rejoining the community of nations. And Colonel Gaddafi knows the way forward Libya should carry out the commitments announced today.” However, from March 19, 2011 to October 31, 2011, under the mandate of UN Security Council Resolutions 1970 and 1973, the Obama administration led NATO forces and those other countries under Operation Unified Protector against Gaddafi regime. The multinational force imposed a no-fly zone over Libya and destroyed government forces loyal to Gaddafi in support local fighters that eventually overthrew Gaddafi and killed him on October 20, 2011 alongside a road. (In just mentioning Libya’s elimination of its nuclear weapons, greatcharlie feels it is stepping out on shaky ground. On May 13, 2018, the matter was publicly discussed by the former US National Security Adviser John Bolton while details of the June 12, 2018 Trump and Kim Singapore Summit were still being negotiated by US Secretary of State Mike Pompeo. Indeed, Bolton made the unhelpful suggestion that the “Libya model” of denuclearization could be applied to North Korea, which would require it to eliminate all of its nuclear weapons before it receives economic sanctions relief and other support for it economic vitalization. Much to the dismay of Trump, Bolton’s public suggestion placed the summit in jeopardy somewhat.)

Without reservation, greatcharlie believes that nuclear nonproliferation is the correct direction in which the world should move. Having stated that, and with no intention of being whimsical about the matter, perhaps if Gaddafi had hypothetically retained his nuclear program, even at the aspiring stage it was in when he surrendered it, he would still be alive and in power in Tripoli. In that same vein, one might let oneself go and suggest if Kiev by chance had kept nuclear weapons under its control, Crimea would unlikely have fallen and the Donbass would be less of a mess. Outlining how hypothetically Ukraine could have plausibly retained those weapons would require adding a complicated coda to this section, completely unsuited in size for this commentary. What actually occurred is Ukraine agreed to divest itself of all nuclear weapons and nuclear infrastructure in accord with the Lisbon Protocol In 1992, along with considerable diplomatic effort and political maneuvering, By 1996, Ukraine had returned all of its nuclear warheads to Russia in exchange for economic aid and security assurances, and it became a non-nuclear weapon state party to the 1968 Nuclear Nonproliferation Treaty. The last strategic nuclear delivery vehicle in Ukraine was eliminated in 2001 under the 1991 Strategic Arms Reduction Treaty. At the time it declared its independence from the Soviet Union in 1991, Ukraine held the third largest nuclear arsenal in the world, including an estimated 1,800 strategic warheads, 176 long-range ballistic missiles, and 42 strategic bombers.A transit map of North Korea’s North Hamgyong Province (above). In a scenario involving a Russian Federation land grab, Kim might turn toward Beijing to encourage Moscow to withdraw and initiate diplomacy on the matter. However, China would unlikely want to tear itself away from peace over a situation facing North Korea. Indeed, China would likely insist that Pyongyang created the hypothetical situation with Moscow by establishing a relationship with the US. China may not be tied to any strategic alliance with the Russian Federation, but it still has a defense and security partnership of a sort with it. Although that cooperation may not be tied to fixed shared interests, in this hypothetical instance, what is good for the Russian Federation–keeping the US off its border and knocking down the denuclearization agreement–would be good for China, too!

Preparing for the Worst

Kim has always had much to worry about from Putin. It stands out a mile. For that reason, North Korea and its prospective US partner should at least consider the potential of a very aggressive Russian Federation reaction as an important “what if”. The matter merits treatment. Ways to prevent it from happening should be considered, and plans should be developed on how to use means available in response. The lack of right discernment on this hypothetical matter could lead to untold suffering. Unless greatcharlie is extremely mistaken, as far as Pyongyang might be concerned, the most plausible way to cope with the matter, would likely be to maintain some level of deterrent nuclear capability. Washington would hardly want to hear anything of the kind. Nevertheless, North Korea’s nuclear weapons and medium-range nuclear capable missiles alone are military equities it possesses that Moscow may want no part of. Readying those systems for launch could coincide with any discernible build up of Russian Federation forces near or along the northern border. That may have a deterrent effect. If some means to make a Russian incursion impossible or unprofitable is not available, attempting to respond before or after an attack has begun will unlikely amount to much

As has been witnessed, the best available option for the US after the fact in response to the Russian Federation’s incursion into Ukraine has been to train Ukrainian government forces and equip them with a limited set of weapons, mainly anti-tank javelin systems. That effort could only attenuate the considerable tactical advantages that Donetsk and Luhansk secessionist forces possessed as a result of being fully supported by Russia. Indeed, the tank-busting javelins along with tactical training from both US and European military advisers may have enhanced the chances of survival for the Ukraine government forces on the battlefield, but they have not allowed Kiev to successfully defeat or eject Russian and Russian-backed forces from the Donbass. Crimea remains firmly in the Russian Federation’s hands.

There is the possibility that preemptive diplomacy, right now, could successfully assuage concerns about a potential Russian Federation military incursion into response to a denuclearization agreement. That would not mean including Moscow in the diplomatic process of denuclearization to prevent it from engaging in malicious behavior. Although there is plenty available from which one can make inferences, Moscow has not as yet said or done anything directly that would indicate an intention to move into North Korea and create a hypothetical buffer zone across their mutual border. In fact, Russia may never do anything of the sort in the end. Still, there is no reason to wait and see on a matter that could potentially keep an agreement from being fully realized. Accordingly, as a reasonable precaution, Washington may want to broach the matter with Moscow, explaining that its concerns stemmed from its past actions.

The US-North Korea relationship might very well grow into something very special. Still, it is unlikely that in a time soon after the signing of a prospective denuclearization agreement that the Communist regime in Pyongyang, with its self-reliant identity, would seek recourse from Trump and the US to find the answer to a hypothetical Russian Federation military incursion into North Hamgyong. On a personal level, Trump undoubtedly would want to see Kim through his troubles. However, if North Korea is unable to fend off a land grab north, it is unclear what exactly the US could do effectively to repair the situation after the fact. Attempting to drive Russia out of North Korea with economic sanctions in response to a hypothetical incursion may not prove fruitful. That tack has not worked most obviously with its incursion into Ukraine. Pointing out what is obvious, a decision by the US to go toe to toe with Russia with thermonuclear weapons over North Korea would be daylight madness. That would hardly be a genuine option. The chance that any US President would alternatively throw US forces into a conventional fight with the Russian Federation over North Korea’s North Hamgyong Province is less than zero.Imagery of the Russian Federation-North Korea border along the Tumen River with an area of detail showing a railroad bridge across the river (above). Conceivably, Putin may find reason to declare North Hamgyong Province is the territory of the Russian Federation as granted by some document signed by Kim Il-sung that was sitting inert in some Russian Federation Foreign Ministry file. Alternatively, Putin might outline how records indicate a decades old debt is owed by North Korea to the Russian Federation. Putin may claim by entering North Hamgyong, Moscow had taken an in-kind repayment in territory of what it calculates should cover the outstanding balance. Then again, Putin might also attempt to claim an incursion into the area was for humanitarian reasons, given the infamous Hoeryong concentration camp is located in the province.

For Kim, a scenario involving a Russian Federation land grab would be a nightmare. It would also likely be the first occasion when Kim would have a palpable sense of separation from Moscow, and plenty of anxiety would come with that. Kim would never consider capitulation to whom would then be an erstwhile ally. However, dazed and confused by an inundation of likely negative reports about the situation in North Hamgyong, Kim may initially run toward what is familiar. Kim might turn toward Beijing and press it to encourage Moscow to withdraw and initiate diplomacy on the matter. Under such a scenario, China certainly would not want to tear itself away from peace over a situation facing North Korea. Indeed, Beijing would likely take the position that Pyongyang created the hypothetical situation with Moscow by establishing a historic, new relationship with the US. Thus, unwilling to knock on Putin’s door on behalf of its close ally, Beijing’s advice to Pyongyang would likely be “Talk to Moscow!” China may not be tied to any strategic alliance with the Russian Federation, but it still has a defense and security partnership of a sort with it. Although that cooperation may not be tied to fixed shared interests, in this hypothetical instance, what is good for the Russian Federation–keeping the US off its border and knocking down the denuclearization agreement–would be good for China, too! Understanding Putin, Beijing would likely have parsed out the whole matter early on, imagining Putin getting his nose out of joint about a denuclearization agreement, and never ruling out a military incursion. China would likely find it quite imaginable under such a hypothetical that Moscow would expect Pyongyang to rush to the negotiation table despite any fighting that may be underway. To prevent an unanticipated response from China, in such a hypothetical scenario, Moscow presumably would quietly inform Beijing of its planned action and intentions just before any prospective military operation began. Beijing would also undoubtedly place the People’s Liberation Army and People’s Liberation Air Force units near North Korea’s North Hamgyong Province on alert just in case Moscow’s operation went beyond its expressed purpose and scope. From those who have proven to be false one can rarely obtain anything true.

Tu si hic sis, aliter sentias. (If you were in my place, you would think differently.) Pyongyang would hardly be concerned with keeping any prospective new US-North Korea relationship intact if the most senior officials there were convinced the denuclearization agreement was the fillip for a Russian Federation attack. Indeed, a possible consequence of a Russian Federation incursion might be that Pyongyang would turn its back on the US. Under tremendous stress and not thinking clearly, Kim may very likely wonder whether Trump had considered the contingency. Moreover, Kim might conclude that Trump may have actually predicted what would issue with Putin following a denuclearization agreement and sought the agreement knowing North Korea would eventually be left open to attack. If that were to become his mindset, potentially, Kim might even begin to behave once again in a belligerent manner toward Trump, and might once again begin using over-the-top language. That would most likely signal the point at which Kim will have made the decision to negotiate with Moscow on terms for the withdrawal of Russian Federation forces from North Korea’s northern province. With a dodgy leader as Kim, anything might be possible in such a situation.

One could imagine under the hypothetical here that Putin might plan to use force only temporarily in order to drive officials in Pyongyang to quickly resolve the matter to the negotiating table. At the table, Putin’s goal would be to thoroughly destroy the denuclearization agreement and have North Korea make amends for its sin by cutting the cord with the US. Perchance as an artifice, Putin may insist upon a multilateral effort to deal with the North Korean nuclear program. That would likely mean putting the matter before the UN Security Council. Note that using military force to drive countries to the negotiating table was also a favored stratagem of the Obama administration. If Moscow and Pyongyang might have an inkling that they could get away with it, to quell international condemnation of the Russian Federation over a hypothetical military incursion, they might offer a story about some mix-up in timing occurred over a movement by Russian Federation troops to North Korea for a planned joint exercise. They would deny any disharmony existed. In that vein, Pyongyang would probably keep the North Korean people in the dark about the hypothetical incursion. Pyongyang would very likely refrain from making any official reports of the embarrassing episode, hoping it could resolve the matter quickly, and make the whole thing go away.

One could imagine further, under the hypothetical put forward here, that Putin, the maestro himself, might calculate an incursion into North Hamgyong would create political confusion and disarray in Pyongyang. Prospective talks with Moscow in such a situation might take place with or without Kim at the helm in Pyongyang. Kim might even have the courage or insanity to throw the Korean People’s Army into fight with Russian Federation forces. Nevertheless, likely being incapable of ejecting the invaders from the sovereign territory of North Korea, Kim would live under a frightful cloud. He would unlikely be absolved of responsibility for the possible crisis. He could possibly be seen within the Central Committee of the Workers’ Party of Korea as inciting the Russian Federation’s action with his denuclearization agreement. A scenario can be imagined in which Kim would no longer be considered fit to serve as the North Korean Communist Movement’s figurative lodestar. The Workers’ Party of Korea might decide to replace him. That would be harder to conceal, but if they did so, they would try to present a plausible reason for the change. Surely there are those in Pyongyang with designs on Kim’s spot. (Note that no matter how things fall, war, peace, or a leadership change, both the Russian Federation and China would be beneficiaries of the success of the US in getting North Korea to denuclearize.)Russian Federation President Vladimir Putin (above). Unable to do anything to rectify the hypothetical situation proffered here, Pyongyang would hardly be concerned with keeping any prospective new US-North Korea relationship intact if it indeed was the cause for a Russian Federation attack. One could imagine under the hypothetical proffered here that Putin might plan to use of force only temporarily in order to drive officials in Pyongyang to quickly resolve the matter to the negotiating table. At the table, the goal would be to thoroughly destroy the denuclearization agreement with the US. Perhaps as an artifice, Putin may insist upon a multilateral effort to deal with the North Korean nuclear program.

Matters Pyongyang Should Address in the Diplomatic Process on Denuclearization

Abundans cautela non nocet. (Abundant caution does not harm.) Policymakers and negotiators from the US and North Korea can use available time to think through what to do in such a hypothetical North Hamgyong-grab by Russia. It would seem akin to daylight madness to ignore what might very well knock down whatever might be constructed. Pyongyang supposedly understands Moscow. Therefore, it surely understands that Moscow only sees it as a junior partner, not equal to it. If Pyongyang truly intends to move in the direction of the US, it is hard to imagine North Korean officials would not expect some problems from Moscow. It is unknown to greatcharlie whether North Korea has broached the possibility of a military incursion by the Russian Federation at the table with US negotiators or Pompeo. There has not been any news media reporting concerning the matter. If they have not broached such an important issue, the indications and implications may be that Pyongyang was being disingenuous about its interest in denuclearization and North Korea’s economic vitalization. What their real intentions are, might be put into question. On the other hand, it is imaginable that North Korean foreign and national security officials possibly may not be cleared to discuss what may very well be a sensitive matter for Pyongyang: the Russian Federation’s reaction to a denuclearization agreement! It may be a matter, a secret, only for the purview of Kim and members of the Central Committee. The thing about secrets is that outsiders very rarely know what they are. If US negotiators are not willing to broach and fully address this matter with their North Korean counterparts, they may be setting the stage for failure, taking a huge gamble with something extremely important. There would exist an element of superficiality to the negotiations. If the North Koreans clam up in response to their inquiry, US negotiators could respectfully request that their counterparts seek clarification and instructions on the matter from Pyongyang. It may turn out that the matter would need to be broached at the highest level: Trump and Kim.

If ever North Korean negotiators are queried about their country’s concerns over an aggressive Russian Federation reaction to Kim signing a denuclearization agreement with the US, and they are willing to respond, common sense would demand that they completely outline security concerns Pyongyang feels the new situation might create. It would be the best time to explain any concerns that voiding themselves of nuclear weapons to the point in which they would not have any deterrent nuclear power at all would inherently dangerous, having China and the Russian Federation as neighbors. At that point, US negotiators must be able to offer real solutions to mitigate the North Koreans concerns. If North Korean negotiators, once queried, fail to speak forthrightly, and answer “Who is this Putin fellow to whom you keep referring?” or something to that effect, US negotiators would be provided with a real sense of Pyongyang’s genuineness. North Korean Chairman Kim Jong-un observes weapons test (above). If Pyongyang truly intends to move in the direction of the US, it is hard to imagine North Korean officials would not expect some problems from Putin. It is unknown to greatcharlie whether North Korea has broached the possibility of a military incursion by the Russian Federation at the table with US negotiators or Pompeo. There has not been any news media reporting concerning the matter. Policymakers and negotiators from the US and North Korea can use available time to think through what to do in such a hypothetical North Hamgyong-grab by Russia. It would be daylight madness to ignore what could knock down whatever might be constructed.

Suggestions

Quoniam id fieri quod visit non potest, velis id quod possit. (As that which you wish cannot be effected, you should wish for that which may be obtained.) A desire by Kim to retain the ability to deter any sudden, rogue moves by China or Russia, would be the most plausible reason he could offer for retaining his existing nuclear arsenal. If maintaining a portion of its nuclear arsenal as a deterrent becomes a sticking point, one option may be to allow a phased reduction of North Korea’s nuclear arsenal that will eventually result in its complete elimination. (The immediate elimination of North Korea’s long-range missile program must remain a US stipulation.) At the same time, an alternate means for North Korea to secure its northern border could be phased in place. A demonstration of unity might include an offer to have US, South Korean, and Japanese forces of sufficient size and capability to participate in a type of “peace force” that would accompany Korean People’s Army on patrols North Korea’s northern border. While the international troops may not serve as a deterrent to a Russian Federation incursion, they would make a swift, stealthy move far more difficult. Alternatively, Washington could reach an agreement with Pyongyang, under which it would share intelligence on any developments in the Russian Federation that may indicate some ominous military and naval deployments were under way. That alternative would most likely be far more palatable to the North Koreans. While that would be happening, some US and South Korean in phases and at a deliberate pace, could move away from the DMZ, much as Russian Federation forces withdrew from Germany after reunification. US forces could be reallocated to other points in South Korea from which they could continue to reassure allies of the US commitment to their defense and continue to effectively preserve Northeast Asian peace and security.

As aforementioned, nuclear nonproliferation is the correct way for the world to go. Another option that may be very off-putting to US officials would be to allow North Korea to retain a portion of its nuclear arsenal after a phased reduction to serve as a deterrent. That deterrent power must be specified publicly to ensure that the small number of weapons retained would have a deterrent effect. In Washington, there would likely be a political backlash over walking back from the initial demand for the total elimination of all nuclear weapons in North Korea. To ameliorate concerns about that in a practical way, some additional specific steps that could be taken. If the North Koreans could put their suspicions and distrust aside, on-site joint US, North Korean, South Korean, and Japanese inspection teams could be deployed where the nuclear deterrent would be kept in North Korea. As part of the larger denuclearization agreement, military liaison offices could be created in North Korea, South Korea, and Japan for military officers of all countries involved in maintaining peace and security on the Korea Peninsula which would facilitate the deployment of those inspection teams. The prospective North Korean military liaison officers would also have the right to make escorted visits to one another’s bases in the region. An open skies arrangement with regard to flyovers by aerial reconnaissance and surveillance satellites of all sides should be agreed to in additional to physical inspections by prospective military liaison officers. As suggested in the first option, it could also be proposed that US, South Korean, and Japanese forces of sufficient size and capability  serve as a type of “peace force” to patrol the North Korea’s northern border in cooperation with the Korean People’s Army. As an alternative here too, Washington could reach an agreement with Pyongyang, under which it would share intelligence on any developments in the Russian Federation that may indicate some odd, threatening military and naval deployments were under way. With high expectations about their inventiveness, negotiators could certainly devise additional steps to create a more secure situation.

A third option might be for the US to provide Pyongyang with an assessment of the likelihood that the Russian Federation might seek to establish a buffer zone on North Korean territory in reaction to a denuclearization agreement. In following, the suggestion might also be made to Pyongyang that in conjunction with eliminating nuclear weapons from its arsenal, military equities once organized to defend against an attack from the south should be moved north. It was stated in a publicly available portion of 1995 US Defense Intelligence Agency report published by the Federation of American Scientists that North Korea has deployed over 10,000 artillery systems (mostly multiple rocket launchers and self-propelled artillery systems) near the DMZ.  They most likely have many more deployed now. Once those forces begin moving north, they could be kept in cantonments, while fighting positions could be constructed where they could be immediately deployed in an emergency on the northern border. Of course, under this hypothetical scenario, Moscow may declare the redeployment of Korean People’s Army forces as threatening. In response, North Korea could make clear diplomatically that the redeployment is part of comprehensive change in its national defense strategy. It might appear impolitic but it would be truthful for Pyongyang to declare the redeployment as necessary given the Moscow’s pattern of creating buffer zones in its neighbors’ sovereign territory to provide a theoretical bulwark against US and European encroachment toward its border. Moscow may also decide to deploy its own forces near or on the northern border under such a scenario. However, if the North Koreans bring sufficient power to bear, the threat of a possible Russian Federation attack aimed at grabbing territory should be stemmed. While that is happening, some US and South Korean forces could be redeployed to other points in South Korea from which they could continue to preserve Northeast Asian peace and security vis-a-vis China and Russia, who would ostensibly remain as regional adversaries. With Tokyo’s consent, there could potentially be some redeployments to Japan. The DMZ, North Korea-South Korea relations, and the whole unification issue would left to bilateral talks between the two countries. The US could play a supporting role, if asked. Pyongyang may view the proposed assessment and suggestion to redeploy its forces as a manipulation, a ploy to have it drop its defenses south and open the door to a joint US and South Korean invasion. It would be the task of US negotiators to convince their North Korean counterparts by words and deeds that such is not the case.US, South Korean, and North Korean troops handling a US soldier’s remains from the Korean War (above). If maintaining a portion of its nuclear arsenal as a deterrent becomes a sticking point, one option may be to allow a phased reduction weapons that will eventually result in its complete elimination. In tandem with that, an alternate means for North Korea to secure its northern border could be put in place. A demonstration of support and unity might include an offer to have US, South Korean, and Japanese forces of sufficient size and capability to participate in a type of “peace force” that would accompany the Korean People’s Army on patrols of North Korea’s northern border. While the international troops may not be a deterrent to an incursion, they would make a swift, stealthy move far more difficult.

After reaching a denuclearization agreement, North Korea should no longer think solely about directing its military equities at the US, South Korea, and Japan. Pyongyang must be assured and understand that their military equities would be directed at North Korea. As explained here, the sizable and capable armed forces of China and the Russian Federation would still pose threats to their security, and possibly North Korean security. Training exercises and testing of weapons for self-defense is a right and even necessity that should not simply be stripped from any country in the region. One must also consider practical issues, for example, the metal of armored and mechanized weapons tends to fatigue when sitting idle. However, the agreement might support a move away from extempore tests and exercises and toward greater transparency among military forces. Countries in the region could agree to engage in limited exercises and testing during scheduled dates and times determined via discussions among senior military and diplomatic officials. Critical to maintaining peace and security following a prospective agreement would be the construction of some means for the US, South Korea, Japan, and North Korea to monitor developments, tests, deployments, and other activities as partners to ensure peace.

To create firm channels of communication that will strengthen confidence and dissipate distrust, there must be regular interactions between non-military government officials working on North Korea’s economic vitalization. Interactions should move from likely being stolid and officious to more personable yet still professional. Advisory teams from all governments could interact very closely to guarantee internationals in North Korea are well-informed of the laws under which they must operate, and informed of culturally expected behavior by guests in North Korea. This will help eliminate mysteries about the country which was mostly closed to outsiders, and allow visiting officials and businessmen proceed with their work with confidence and walk with an assured step. The influx of well-trained and acculturated business people, experts on North Korea, will hopefully facilitate that. Success might be measured empirically by the number of congenial linkages created between US and North Korean firms. Eventually, US firms might receive contracts to provide supplies and perform services.US President Donald Trump (left) and Chairman Kim Jong-un (right) at the DMZ. The entire diplomatic process on denuclearization might seem much as a rabbit hole to Kim, given the many facets and angles that he needs to keep track of and consider as they evolve, One might have expected Kim at some point might have thrown his hands up over the whole denuclearization matter because it was all too rich for his blood. Again, Trump must be given credit for providing strength, confidence, and friendship, and assuring Kim that he will standby him before and after any denuclearization agreement is reached. Further, he assured Kim that he will go as far as he can to buttress the economic vitalization of North Korea. The situation is challenging, but it has a handle.

The Way Forward

It is burdensome to hold on a hope that has not yet been fulfilled. Impatience, however, can poison diplomacy, and is rarely viewed as sensible by those in foreign services worldwide who instead extol statesmanship and sangfroid. To that extent, the US Secretary of State Mike Pompeo and US negotiators have responded to maximalist North Korean demands and cavilling with anodyne statements. In seeking to create a sustainable peace in Northeast Asia, Trump has demonstrated once again that he is willing to take on situations that are not easy. While negotiations appear to still be moving through the confidence building stage between negotiating parties, defusing old animus, the fact that everything has actually reached this point must be credited to Trump. With the many facets and angles that Kim needs to keep track of and consider as they evolve, the entire denuclearization process might seem much as a rabbit hole to him. One might have expected Kim at some point might have thrown his hands up over the whole denuclearization matter because it was all too rich for his blood. Again, Trump must be given credit for providing strength, confidence, and friendship, and assuring Kim that he will standby him before and after any denuclearization agreement is reached. Further, he assured Kim that he will go as far as he can to buttress the economic vitalization of North Korea. The situation is challenging, but it has a handle.

What has been presented here are aspects of a hypothetical scenario in which a denuclearization agreement could ironically open another door to a conflict on Korean Peninsula. In that struggle, North Korea would not be pitted against the US, South Korea, and Japan. Rather, North Korea might find itself struggling against its longtime companion, the Russian Federation. Policymakers and negotiators on both sides must consider the situation on the Korean Peninsula both as it is now and how it might appear after an agreement is reached. Likely threats to a prospective denuclearization agreement must be sorted out with a similar level of interest as sanctions relief is for one party and the drawdown of the nuclear arsenal and long-range missiles is for the other. While impatience may poison for diplomacy, superficiality is its bane. Policymakers and negotiation teams may need to take a new, diligent look across all aspects of the situation, paying as close attention as possible to potential unpleasant developments that may arise once an agreement is reached. If a denuclearization agreement that is genuinely viable and sustainable cannot be found due to new wrinkles, perhaps an agreement somewhat short of what was originally sought, could be considered. In the extreme, the undesirable and regrettable decision to stop seeking an agreement altogether may need to be made. The collapse of the process would not at all be a blot on Trump’s escutcheon. However, the curtain has not fallen yet. Hopefully, both sides can come up with a smart solution for this important issue. Omnia prius experiri, quam armis, sapientem decet. (It becomes a wise man to try all methods before having recourse to arms.)

Why Putin Laments the Soviet Union’s Demise and His Renewed “Struggle” with the US: A Response to an Inquiry from Students

When Putin occasionally grieves publicly over the Soviet Union’s demise and expresses pro-Soviet sentiments, some confusion usually ensues among listeners worldwide. Putin, just being himself, certainly does not make it easy for anyone to understand him. Still, he is not beyond human knowledge, comprehension, and speech. A group of university students in the US inquired with greatcharlie on Putin’s expressions concerning the Soviet Union following a lively seminar debate. It was decided that this post would be used to provide a response to their inquiry. Hopefully, what is at the root of Putin’s stance on the Soviet Union has been figuratively dug up for them to see.

In late-May 2019, greatcharlie received an intriguing message from some undergraduate students of a university in the US concerning recurrent comments of Russian Federation President Vladimir Putin, lamenting the Soviet Union’s demise. There had apparently been a very lively debate in their political science seminar on Putin’s “often public lamentations over the dissolution of the Soviet Union, his insistence that it had many positive attributes and that as a superpower, it played a valuable role globally.” The students’ solicitation of greatcharlie’s thoughts on the matter was flattering. It was even more stirring to see them express great interest in international affairs and Russian politics in particular. Another subject was selected for greatcharlie’s June post.  However, rather than simply suggest a few books and journal articles to supplement their seminar debate, it was decided that this post would be used to provide a response to the students’ inquiry. Undergraduate and graduate students represent a significant portion of greatcharlie’s audience. The hope of greatcharlie is that by responding in this way, these intrepid students and others reading the blog will be encouraged to further pursue their international affairs studies and to continue reaching out beyond their classroom lessons to augment their knowledge base.

Confusion over one’s thinking can often issue from imprudently offering enthusiasms on a subject. When Putin occasionally offers pro-Soviet sentiments, some confusion usually ensues among listeners. Putin, just being himself, does not make it easy for anyone to understand him. Yet, Putin is not beyond human knowledge, comprehension, and speech. It would be counterintuitive not to accept that when Putin acts at any level, he does so with purpose and that purpose can be uncovered. What is at the root of Putin’s nostalgic, pro-Soviet position is figuratively dug up for them to see from this somewhat informal, multidirectional examination. Hopefully, it discusses a few valuable points perhaps not covered in the inquiring students’ seminar. Further, from this examination, insights were generated on the Russian Federation President’s intentions and actions that will contribute to the foreign policy debate internationally. Nulla tenaci invia est via. (For the tenacious no road is impassable.)

What has been striking about those occasions when Putin spoke so fondly of the Soviet Union and lamented its collapse was the very public nature of his expressions. Even in those dire initial days in office, Putin rarely offered comments off the cuff that could possibly produce a marked impression. True, expressions of sentimentality as they related to feelings of patriotism were heard from him before. Still, he avoided uttering sentiments that stemmed from truly personal feelings. If Putin was at all comfortable with publicly bemoaning the demise of the Soviet Union, it was because he thought it was the best thing to do on each occasion.

Putin Has Said Some Interesting Things about the Soviet Union

When Putin first began publicly discussing his feelings about the Soviet Union, he provided a rare glimpse of how thoughts coalesced in his consciousness. Only a few years earlier Putin had become a full-fledged political man, a deputy mayor of St Petersburg, and then suddenly found himself at the very top, learning his way through the Kremlin jungle, domestic politics, and the larger world of global international affairs. Prior to his statements about the Soviet Union, Putin left no doubt that the essence of his thinking was akin to a “Russia First” concept. On August 16, 1999, the members of the State Duma, the Russian Federation’s Parliament, met to approve Putin’s candidacy of a prime minister. He was President Boris Yeltsin’s fifth premier in 16 months. In his speech to the Duma, Putin stated with spirit: “Russia has been a great power for centuries, and remains so. It has always had and still has legitimate zones of interest . . . We should not drop our guard in this respect, neither should we allow our opinion to be ignored.” Being Yeltsin’s choice, Putin was dutifully confirmed as prime minister without much been made in support of, or against, his nationalistic stance. His strong patriotic tone was heard again in a statement made in Part 5, “The Spy” of Putin’s memoir First Person: An Astonishingly Frank Self-Portrait by Russia’s President (Public Affairs, 2000) page 80. One of the interviewers preparing the book, notes that she asked him, “Did you suffer when the Berlin Wall fell?”, he explained: “Actually, I thought the whole thing was inevitable. I only really regretted that the Soviet Union had lost its position in Europe, although intellectually I understood that a position built on walls and dividers cannot last. But I wanted something different to rise in its place. And nothing different was proposed. That’s what hurt. They just dropped everything and went away.”

Even so, only after a few short months as acting president and as the elected president, Putin, with the apparent aim of keeping the Russian Federation a welcomed player on the international stage, began taking a nuanced approach in issuing statements. When Russian Federation President Boris Yeltsin departed in 1999, he left his young, hand-picked successor, Putin, with a rather dire situation economically, socially, and politically. Through strenuous efforts, Putin managed to halt what was once the country’s downward spiral toward abject ruin. Yet, after leveling things off, he hoped to move forward with plans and programs to improve living standards for average Russians and conditions around the country as a whole. At Kremlin press conferences, official government meetings and events, political rallies,  presentations at universities, policy think tanks, scholarly journals, and other institutions, Putin expressed his desire to create something better for the Russian people. Reading through Putin’s December 31, 1999 essay, “Russia at the Turn of the Millenium”, that appeared on the website of the Russian Federation on December 31, 1999, he clearly believed, boiled down to the bones, that the key to Russia’s progress would be a successful effort to maximize the performance potential of the Russian people. That became his stated aim. He would focus on those factors that have brought some level of success and advancement, and attempt to amplify them to create some change.

Putin also was interested in acquiring Western investment into his economically troubled country to provide the people with the support they needed. For a while, he seemed to stoke Western approval of the Russian Federation with his words. However, he also made a number of half-turns away from a pro-Western position that really evinced there was a duality in thinking. As an example, on March 5, 2000, Putin made a statement to the effect that he did not rule out having the Russian Federation join NATO. However, he stressed that it would only do so “when Russia’s views are taken into account as those of an equal partner.” After stating that he could not imagine Russia being isolated from Europe, Putin went further on NATO to state: “it is hard for me to visualize NATO as an enemy.” Putin’s nuanced language was apparent, too, when very publicly broaching the issue of the Soviet Union’s fall. He remarked: “Whoever does not miss the Soviet Union has no heart, whoever wants it back has no brain.” Putin’s efforts were successful to the extent that statements as these caused the West, if not to drop its guard, certainly to take a more relaxed view of him and his intentions. It would seem even then, that his true feelings and intentions would have readily identified him as a Russian nationalist. In that same vein, those pro-Western statements ran counter to the strong nature of his later statements of near adoration of the Soviet Union.

Soon enough, that nuanced bit of his statements that provided a touch of goodwill to the West was dropped. The collapse of the Soviet Union was publicly discussed by Russian Federation officials with the apparent goal of amplifying the message to world of how badly Russian people suffered as a result and that consideration might be given to increasing any efforts to invest in and generally assist their country. It also had the purpose of letting the Russian people know that their government was aware of their plight. No deception was being used then to hide deficiencies in the system which was the practice under Soviet rule. On April 25, 2005, Putin stated: “Above all, we should acknowledge that the collapse of the Soviet Union was a major geopolitical disaster of the century. As for the Russian nation, it became a genuine drama. Tens of millions of our co-citizens and co-patriots found themselves outside Russian territory. Moreover, the epidemic of disintegration infected Russia itself.” In process of repairing things, however, Putin encountered significant obstacles that primarily concerned the capabilities and capacity of the Russian people to get beyond only making changes here and there for the better, and get behind efforts at making real progress. The product of his efforts could be characterized as rather anemic. There was still an uneasiness in Russia when Putin began as president. Morale was low, fruitful activity was sparse, and new, useful ideas were absent. One might posit that faced with disappointment and discontent over immediate results of his own efforts over the years, he has been able to manage his greatest concern which is not to allow the country to roll backward. That was probably a nightmare that likely nearly suffocated him many nights at the time. In order to stabilize the situation, he apparently decided to turn toward something that felt familiar and safe. Eventually, Putin’s goal became to develop some simulacrum of the Union of Soviet Socialist Republics or the Soviet Union. Sustainability was less likely a concern given the exigent circumstance of a need for immediate answers. On March 2, 2018, Putin issued his most direct comment to date about the Soviet collapse. Taking questions from supporters in Russia’s European exclave of Kaliningrad, Putin was asked what Russian historical event he would like to change. Putin immediately answered, “The collapse of the Soviet Union.”

What has been striking about those occasions when Putin spoke so fondly of the Soviet Union and lamented its collapse was its very public nature. Putin has never been anything akin to some wandering preacher, expressing his convictions about matters. Even in those dire early days in office, Putin, who emerged from the secret world of Soviet intelligence, rarely offered comments off the cuff that could produce a marked impression. True, expressions of sentimentality as it related to feelings of patriotism were certainly heard from Putin before. Still, Putin is a man who has typically avoided uttering sentiments genuinely stemming from personal feelings, which in this case was his grief over loss of the Soviet Union. If he ever slipped up and revealed blithely his inner feelings on a matter, he would have moved quickly to preserve the confidentiality of such statements. If Putin was at all comfortable with publicly bemoaning the demise of the Soviet Union, it was clearly because he thought it was the best thing to do on each occasion.

Typically after hearing Putin’s worldview was shaped by his service in the KGB, the imagination runs wild among many in the West. Putin is more likely visualized as being still on the beat, working in the exotic and mysterious segment of the organization that engaged in kidnappings, harsh interrogations, relocations of citizens to prisons and internment camps, paramilitary operations, and assassinations. With tongue in cheek, Putin has fueled exaggerated Western characterizations of himself by posing in photos as a stern man of action, training his sights on targets with pistols, sniper rifles, and other weapons.

The KGB Factor

An immediate impression of Putin’s words might reasonably be that he and most likely many others who were part of the Soviet apparat continued to adhere to their “unique reality” about the Soviet Union. Indeed, his statements were true to life with respect to the commitment to the Soviet system by hardline, old guard, former apparatchiks, which includes Communist Party functionaries or government bureaucrats, nomenklatura or high ranking management, and dead-enders among former rank and file Soviet citizens. For all those from the same water in which Putin swam, each time anyone referenced the Soviet Union in such a positive manner, there would doubtlessly be agreement that it was the full version. For them, such words from Putin likely ring patriotic bells. It strikes greatcharlie as hopelessly derivative to remind readers that Putin’s decisions and actions have been influenced by his life in the Soviet Union’s Committee for State Security, initialized from Russian and better known as the KGB. It was Soviet agency responsible for intelligence, counterintelligence, and internal security. Nonetheless, it is a reality and an important factor that should be examined first.

A seemingly infinite number of primary and secondary sources exist on the KGB. However, an intriguing Cold War era description of the KGB that greatcharlie has referred to often is a concise November 13, 1982 New York Times article entitled, “KGB Praised By Some Feared By Many”. The article explained that the KGB was the most widely feared instrument of the Soviet Government. It measured the strength of the KGB at 90,000 or so staff officers inside the Soviet Union to guard against internal security threats and run the political prisons. Along the country’s borders, 175,000 of border troops patrol its 41,800 miles of frontiers. Outside of the country, the article noted that its scientific-technical operatives sweep Western countries seeking the latest secret inventions, while its ”illegals” try to penetrate foreign intelligence operations. The article explains further that the first Communist secret service, the All-Russian Extraordinary Commission for Combatting Counterrevolution, Speculation and Sabotage, mainly referred to under the acronym Cheka, virtually copied the Czarist secret police organization and even co-opted some of its more capable officers. The Cheka’s founder, Feliks Dzerzhinsky, was quoted as saying, ”Trust is good, but control is better,” and, in 1918, ”We stand for organized terror.” In its earlier years, the article states, the Soviet secret police acquired a reputation as an instrument of mass terror: beginning in the 1920s as the organizer and supplier at home of huge concentration camps where millions perished; in the 1930s as Soviet Premier Josef Stalin’s executor of huge purges of the party and the Red Army officer corps; and, in the late 1940s and 1950s, as the perpetrator of assassinations of opponents abroad. The latter killings were performed by a group specialized in what Soviet intelligence reportedly  called ”wet affairs”. In the immediate aftermath of Stalin’s death on March 5,1953, the KGB was accused of trying a coup in the Kremlin, using secret police troops. Its chief, Lavrenti P. Beria, was seized by his party comrades and executed. The article notes that it was not until 20 years later that the KGB recapture the degree of respect it once held in the Soviet Union when its director, Yuri Andropov, was elected to the Communist Party’s ruling Politburo.

Citing a common perspective of Western intelligence specialists then, the article states that the KGB, while retaining excellent abilities in traditional espionage was devoting greater resources to acquiring Western military and industrial technology. In fact, in the decade before the article was written, the KGB has acquired the plans of American spy satellites, advanced radar, computer source codes and conventional weapon innovations. It posits that those acquisitions could have been attributed to former KGB Chairman Yuri Andropov. It was under his supervision the KGB became a type of office for technology transfer from the West, in addition to its conventional tasks, such as penetrating the coderooms of the NATO alliance. The article further explains that the KGB, to the envy of foreign intelligence services, was able to retain key personnel for many decades, providing a kind of continuity particularly valuable in counterintelligence. The article quoted an assessment of the KGB by James J. Angleton, retired head of the CIA’s counterintelligence branch, a controversial figure, yet sacred cow US intelligence. Angleton simply stated: “I wish we had their continuity.”

Interestingly, the New York Times article’s treatment of the KGB had an almost prosecutorial tone. Still, there should not be any misunderstanding that among those who were or potentially could have been victims of the KGB in the Soviet Union and abroad, the organization was not by any means viewed as the “good guys”. its actions were not misunderstood. However, while it is a bit one-sided, the article manifests prevailing Western impressions of the KGB at the time, It hopefully allows one to gain a sense of the tension and tenor of the geopolitical struggle between East and West during the Cold War as late as the 1980s.

In First Person, Putin, himself, left little doubt that his service in the KGB was a crucial feature of his life. Having had a rather successful career in the renowned security organization, Putin certainly has memories of an existence quite different from most Russians in the Soviet Union. Indications are that members of the KGB managed to skirt many of tribulations most Soviet citizens endured as a result of his service. Moreover, they were able to enjoy certain privileges. Putin found great value in what the Soviet Union was able to provide for him in terms of a livelihood and in terms of self-respect. He has great reason to be thankful to it.

On Putin’s KGB Perspective

Ex umbris et imaginibus in veritatem. (Into the truth through shadows and images.) Typically after hearing Putin’s worldview was shaped by his service in the KGB, the imagination runs wild among many in the West. Putin is more likely visualized as being still on the beat, working in the exotic and mysterious segment of the organization that engaged in kidnappings, harsh interrogations, relocations of citizens to prisons and internment camps, paramilitary operations, and assassinations. While embellished to a considerable degree, that remains the “commercialized”, Hollywood version of the KGB officer, popular in the West during the Cold War. It was certainly a great departure from reality. Essentially, for Putin, they paint a portrait of someone who does not exist. Some appear so satisfied seeing Putin as such, they do not seem interested in getting the picture straight. With tongue in cheek, Putin has fueled exaggerated characterizations of himself by posing in photos as a stern man of action, training his sights on targets with pistols, sniper rifles, and other weapons. A fair appraisal of Putin’s career would be that he was good at his work and that he well-impressed his colleagues and superiors alike. Certainly, he could be dashing and audacious when necessary, but moreover he was honorable and discreet, using his wits and memory. He progressed gradually and fruitfully with agents he recruited. As a result of his many successes, he received promotions up to the rank of lieutenant colonel. Similar to most of his young colleagues, the KGB offered Putin a solid basis for believing that the Soviet system could be protected and sustained. The KGB, as a central organ of the government, ostensibly had the know-how and the resources to prevent the Soviet Union, and the contiguous countries of the Eastern bloc that it led, from falling into a chaotic condition.

Søren Kierkegaard, the Danish philosopher and theologian noted: “Our life always expresses the result of our dominant thoughts.”  In his bildungsroman, First Person. Putin, himself, left little doubt that his service in the KGB was a crucial feature of his life. The officers of the KGB were the tried and true protectors of the Soviet Union. The organization was praised by the Communist leadership as the country’s ”sword and shield”. The KGB certainly had the trust of its customers. At the same time, the KGB, was an indispensable instrumentality of the government to the extent it was the means through which it subjected the Russian people to terrible conditions believing that there was little chance that those conditions would fully effect its members. Indications are that KGB officers managed to skirt many of the tribulations most Soviet citizens endured as a result of his service. Moreover, they were able to enjoy certain privileges. Having had a rather successful career in the renowned security organization, Putin certainly has memories of an existence quite different from most Russians in the Soviet Union. Putin found great value in what the Soviet Union was able to provide for him in terms of a livelihood and in terms of self-respect. For those reasons alone, he has great reason to be thankful to it. In Part 3, “The University Student” of First Person, Putin states about himself: “I was a pure and utterly successful product of Soviet patriotic education.” Ubi bene, ibi patria.  (Homeland is where your life is good.)

It must be mentioned that Karen Dawisha, in Putin’s Kleptocracy: Who Owns Russia? (Simon & Shuster, 2014), insists that there was more than an emotional connection between former KGB officers and the Soviet Union. Dawisha explains that in the period after the collapse of the Soviet Union that the Chekists were asked to take control of the currency that the Communist Party had accumulated. There were Central Committee decrees ordering such activity. Dawisha cites an August 23, 1990 decree which authorized: “urgent measures on the organization of commercial and foreign economic activities of the party” and laying out the need for an autonomous channel into the Party cash box . . . the final objective is to build a structure of invisible party economics . . . a very narrow circle of people have been allowed access to this structure . . . .”  Dawisha makes the connection between this period when KGB officers heard the clarion call of the Communist Party to loot state coffers and Putin’s start in politics at the local level in his hometown of St. Petersburg. As head of the St. Petersburg Committee for Foreign Liaison, a job he received through KGB patronage, Putin began working with a tight knit circle of Chekists.  Grabbing money became their métier, and they worked hard at it. In St. Petersburg, Putin obeyed his patrons and proved himself to be reliable.  He also gained a solid understanding of the linkages between organized crime, which is of a special breed in Russia, bureaucrats, and former KGB officials. (While in St. Petersburg, he befriended an attorney named Dmitry Medvedev.) When his boss, Alexander Sobchak lost his bid for reelection as St. Petersburg’s mayor, Putin was out of a job. Yet, in the course of less than two years though, Putin rose from being an out-of-work deputy mayor to head of the FSB. A year later, Putin was the prime minister. Six months after that, he was Russian Federation President. On April 2, 2015, greatcharlie posted a review of Putin’s Kleptocracy. There is far too much to follow along that argument to unpack here. However, Dawisha does an excellent job of providing evidence to support her thesis. It could very well be an important part of the larger picture of Putin, the KGB, and governance in the Russian Federation.

Why a KGB Veteran Is Likely to Follow His Former Institution’s Line of Thinking

Surely, those who joined the KGB would say that they had answered the call to serve their nation in the security service. Some likely found a home, that offered employment security, a steady salary a place to belong to, a place where they will be taken care of, and an ordered life. That would not be considered irregular. The same could be said of those who have sought military careers or foreign service careers. Yet, as a result of more than a “collective consciousness” about defending the homeland, and given the unique nature of their work, a bond would form among KGB personnel and their families to the extent that a sort of mini society existed in the service. There may be some evidence that KGB officers, having an innate sense for being discreet, were mainly repressed people. Unable to express love within family or in close circles, the repressed have a habit of investing emotionally into larger organizations. Their love can be put into an institution, which in the case of Putin and his colleagues, was the KGB. The intelligence service, that closed off part of the intelligence officer’s life, becomes his family. For some, it becomes their raison d’etre. That type of linkage can lead to difficulties upon retirement and separation from organization. That makes associations of retired intelligence professional all the more important by creating links to the organization in which they served. The more contentment officers found in the KGB, the more settled and satisfied they became with their lives. Through the KGB, they got the picture of their lives straight.

Putin rose meteorically through the newly formed Russian Federation Government under Yeltsin almost as if his life had been mapped out by providence. He found support and guidance from former KGB colleagues from St. Petersburg which is both his hometown and where got his start in politics at the local level. Many have since become officials in Putin’s government, political leaders, and key business leaders with whom Putin remains in close contact. In the KGB, these former officers are affectionately referred to as Chekists. They come from a community of families whose “roots” go back to the beginnings of the Communist Party and its first political police known as the Cheka. Among the aforementioned cadre of government officials, political leaders, and business leaders with whom Putin has surrounded himself are men who came from Putin’s hometown of St. Petersburg were mostly Cheka. Putin’s own Cheka heritage includes both a father and grandfather who served in the security service. He was in fact raised in the Chekisty (Chekists) community, attending schools and a university Chekists’ progeny typically attended. With a loyal and effective team, Putin could stay ahead of troublesome political and business leaders that would disrupt his plans more often than not to the extent they would enable themselves to achieve their own self-aggrandizing, short term goals. However, by surrounding himself with like-minded Chekists of his “KGB family”, retaining his prevailing Chekist beliefs that aspects of the Soviet Union provides a good model for Russia to itself build upon has been made easier for Putin.

While it might be viewed as daylight madness in the West, some former Soviet citizens in Russia imagine the Soviet Union as a better place than it was. Moreover, these Russians, who miss the past, even crave it, warts and all, were not all from among those who were privileged in the Soviet system. Those who were not privileged seem to discount just how shabby the majority of their lives were under that system. According to a December 19, 2018 Levada Center poll, more Russians regretted the breakup of the Soviet Union then than at any other time since 2004.

Is Putin in Touch with His Fellow Russians Regarding the Soviet Union?

His KGB life aside, Putin must be able recall that the Soviet Union was not satisfying for all Russians. Even in First Person, Putin admits that housing conditions for his family in St. Petersburg were far less than perfect, nevertheless, they still lived better than many. For those not so enthusiastic with the Soviet system, Putin’s pro-Soviet sentiments likely reminded of the ugliness of a not so distant past. The majority of Russians were unable to obtain positions equivalent in prominence and power as Putin held. Surely, they did enjoy the relatively staid and secure life that came with it. While it was more “democratic” to claim that Soviet citizens had equal access to education, opportunity, housing, sustenance, health care, social welfare, and other programs, efforts by the Soviet system in that direction were more cosmetic than consequential in establishing the type of society to which they made claim. All of those services, while satisfying when made available and were of appropriate quality, hardly reflected an effort by the Soviet government to respond to the will of the people.

Under the authorized description of the Soviet system, it was a so-called classless society. However, it assuredly was economically stratified, and could be visualized in terms of concentric circles. The quality of life for citizens in the society would degrade sharply as one looks outward from the center all the way to those circles at the end where citizens struggled daily to survive. Those who occupied the center circle were the nomenklatura, the country’s leaders and power elites at the top. Those moguls lived in luxury relative to other citizens, and enjoyed the best things that Russia had to offer. Outside of the nomenklatura, the standard of living was passable for Soviet citizens from what would approximate “middle-class”. Those were usually the apparatchiks of the Soviet system, full-size functionaries of the Communist Party or the Soviet government apparat (apparatus). Apparatchiks were also those who worked in any bureaucratic  position or position of political responsibility. In many cases, they were lucky enough to be employed under the “self-management” concept positions, which required employees to evaluate the quality of their own productivity. However, that virtual middle-class was never completely comfortable for they , too, could suffer the effects of housing shortages, rationing, corruption, and other inconveniences. In some cases, they had to pay their superiors in order to keep their positions. This was even true in some parts of the military

Russian citizens living under a lower standard encountered those same problems and more with far greater intensity. They often suffered periods of rationing and privation. Some fell into a state of penury, a reality that the Soviet system desperately sought to conceal. They were forced to make the most of nothing. Those citizens emerged from the Soviet system holding a worldview, infiltrated by pessimism. They fully experienced the self-serving, self-enriching, behavior of national leaders for whom they were simply statistics.

Of the many Russians émigrés who escaped the Soviet Union during the Cold War, some who were activists or associated with activist organizations, were labelled anti-social elements when they lived there, and the Soviet government was likely happy to rid the country of them. There were some defectors, and some who managed to immigrate in order to take advantage of Western educational and professional training programs, getting away from the Soviet Union. What these groups typically had in common though, was the manner in which they spoke with disdain about of the Soviet system once they arrived overseas. They generally told stories with unmitigated rancor of an abominable government security apparatus that abused power, had neighbors spy on neighbors, obliterated all aspects of privacy, and made freedom something that could only be enjoyed in dreams. They could vividly recount their difficult lives in a manner that would bring the walls down. Very often, Soviet intelligence services would troll émigré communities in the West, to recruit and develop agents abroad using the threat of harming family members still living in the Soviet Union if cooperation was not provided.

Immediately after the Soviet Union’s collapse, tens of thousands of detailed facts, intriguing anecdotes, and classified debriefings collected on furtive actions taken by the KGB were collected from the archives (vaults) of what was once called 2 Fellx Dzerzhinsky Square Moscow, the headquarters and prison of the KGB. With that information, and insights such those discussed here, there is enough to assess today, as it had been at the time of the Soviet Union’s demise, that the inability of the government to find an efficacious way to meet its all important responsibility to provide for and ensure the well-being of its citizenry, that led to the country’s downfall. Despite all of the alleged promise and dogma uttered about the “great socialist system”, the results confirmed that the Soviet concept was never viable. Despite all appearances, the country for years was slowly being strangled by many ills from within. While not easily stirred by the transfer from one national leader to another, at some level, Russians surely had expected that the rather shrewd, worldly-wise young ex-KGB man, Putin, might be the elixir their country needed. Many may have hoped that he would be able to present a concept for change to overcome what was before. It certainly would not have expected that Putin main focus would be to use Russia as a platform from which the supposed splendor and the power of the Soviet Union could be reestablished

As Putin, himself, acknowledged, the average Russian citizen had little idea beyond the US and the European Union to find examples of what they quietly wanted to be after the Soviet Union collapsed. Even in that case, they had absolutely no idea what it would really take to reach such heights. They also had little knowledge of how to discern what would indicate a political leader has the qualifications or capabilities to put the country on a path to advance there successfully. Steps in that direction were made. Russia was made a member of what became the G8 and G20. It would become the key member of NATO’s Partnership-for-Peace and the Organization for Security and Cooperation in Europe. It participated in UN peacekeeping and peace-enforcement missions mandated by resolutions. After the 1990s, there was the image of Russia acquiring a place at the main table with the top industrialized countries despite its precarious situation economically, socially, politically, and militarily. As a policy, Russia sought to incorporate itself into the international system of regulating foreign economic operations, particularly the World Trade Organization. However, paying careful attention to Putin’s words when he was acting President, the impression is created that finding a true path toward comity with the West was not actually on his mind. Putin explained in his very revealing essay, “Russia at the Turn of the Millenium”: “Russia will not become a second edition of say the US or Britain, where liberal values have deep historic traditions. Our state and its institutions and structures have always played an exceptionally important role in the life of the country and its people. For Russians a strong state is not an anomaly to be gotten rid of. Quite the contrary, it is a source of order and the main driving force of any change.”

Do Russians Want to Go Back to Soviet Days?

In the West, one might expect that concerns or fears would be so universal among all Russian citizens over any wording that would even hint some form of the Soviet Union would be reanimated in Russia. That uneasiness clearly would not be based on unreason and paranoia, but rather upon the experience of having lived so shabbily under its system. Conceivably as a result of the experience many Russians had enduring dissatisfaction in the Soviet Union and living with the limitations and inconveniences of daily life in the Russian Federation, they had become expert in keeping a sense of proportion. The follow-on to the Soviet system was supposed to be the great Russian liberalization. However, that was not the case.

There are occasionally some significant grumblings about Putin’s governance. Protest rallies become considerably more intense than perambulating demonstrators near election dates. Flaps of clashes with police and the security services by more politically active segments of the population have been predicted by Western experts, and reported in the Western media, as spelling the beginning of the end for Putin. Nevertheless, Putin remains. Interestingly, Putin has been ridiculed and denounced in the news media. Further, there has been television programming in the Russian Federation that has lampooned Putin much to his dissatisfaction. However, he hardly dealt with any problems of considerable intensity from his core constituency or, relatively, from the majority of Russians countrywide. They have not really exhorted Putin to try harder. They keep within the margins. Perhaps the old adage “go with what you know” could be applied, for it best suits the situation for the Russian people regarding their country’s path and its leadership. To the extent that they will continue have any order in their country, average Russians believe that they can at best rely upon Putin. That begrudging sense of being somewhat satisfied has been just enough to bring Putin victory in election after election. One might say therein lies a sort of duplicity on their part. Still, in an even bigger way, the Russian people are really gambling on Putin’s mortality. The possibilities of who might come to power from other powerful political forces in Russia is hair raising. Via trita, via tuta. (Beaten path, safe path.)

While it might be viewed as daylight madness in the West, some former Soviet citizens in Russia imagine the Soviet Union as a better place than it was. Moreover, these Russians, who miss the past, even crave it, warts and all, typically are not all from among those who were privileged in the Soviet system. That is quite intriguing because those who were not privileged seemingly discount just how shabby the majority of their lives were under that system. They are the dead-enders. It is posited here that in some cases, such pro-Soviet elements apparently focus upon and magnify aspects of Soviet life that they may have enjoyed from the totality of their experiences and then determined that it was as a result of the benefits of being Soviet. To be more precise, it appears that as a result of some psychological transference, what defined their private existence somehow became what universally defined their existence under the Soviet system. Those positive, pleasant aspects of Soviet life may actually have been things such as good times had among family, friends and colleagues that in reality are common to people all over the world, transcending citizenship or nationality. Perhaps in Soviet terms, it could be chalked up to humanism. While being a Soviet citizen may have been a common experience, what they had even more in common was their humanity. It was the US philosopher, psychologist, and educational reformer, John Dewey, who stated: “Time and memory are true artists; they remould reality nearer to the heart’s desire.”

Statistical evidence of such pro-Soviet thinking among former rank and file Soviet citizens was provided by a poll published on December 19, 2019 by the Levada Center, a Russian independent, nongovernmental polling and sociological research organization. According to that poll, more Russians regret the breakup of the Soviet Union at that moment in time more so than any other since 2004. The poll was conducted between November 18, 2018 and November 28, 2018, surveyed 1,600 people nationwide. When asked whether they regret the 1991 Soviet collapse, 66 percent of respondents answered “yes”. That represented an increase of 58 percent from 2017, and is the highest proportion since 2004, the last year of Putin’s first term. Reportedly, 25 percent of respondents said they did not regret the Soviet breakup, the lowest proportion since 2005, and 9 percent said they could not answer. Interestingly, Levada found that Russians’ concerns about their economic security today were among the main reasons for the increase in the number voicing regret. Indeed, a Levada pollster explained that 52 percent of respondents named the collapse of the Soviet Union’s “single economic system” as the main thing they regretted. The peak of regret over the Soviet collapse came in 2000, when 75 percent of Russian polled by Levada answered “yes” to the same question. At the same time, 36 percent said they miss the “feeling of belonging to a great power,” and 31 percent lamented mistrust and cruelty in society.

US and Soviet armor units face-off at Checkpoint Charlie on the Friedrichstrasse in Berlin October 27-28, 1961 (above) For nearly 50 years, the West struggled against efforts by the Soviet Union and the Soviet Bloc countries to spread the Communist philosophy that underpinned their governments. An almost universal belief in the West was that the way of life on its side was elevated well-above the Communist world. The West always emphasized its moral superiority, but that never needed to be done in a sententious way. The tragic nature of the situation for the people in the East, revealed widely in West through newsmedia stories, spoke for itself.

The World Does Not Miss the Soviet Union

An examination of the Soviet Union’s position in the world cannot be made by only weighing how the government administered the domestic affairs of the country against the preferences of quondam citizens. Those who speak nostalgically before the world about their own positive version of the Soviet Union, such as Putin, typically engage in an act of omission by airbrushing its realities. The impression is given that its collapse was the result of some benign decision among its republics to succeed to pursue their own aims. They omit, albeit intentionally, that the failed country not only posed problems for its own citizenry, but particularly after World War II, it posed a threat to the world. To be frank, the history of Soviet behavior is atrocious. The people of countries that stand just outside of its sphere of influence but close enough to feel threatened, and the people of border countries that are former Soviet republics, many of which in some way have been victimized by Russian Federation transgression, would unlikely ever think or say anything positive about the Soviet Union. The haunting spectre of the departed Soviet Union has helped to form negative impressions of the Russian Federation. Surely, one should not, using a broad brush, condemn the people of a country for the acts of their government. It was the Soviet government that ruled by fear and terror and was the anathema. As for the Soviet people, they were most often appreciated around the world. Many significant contributions were made by the Soviet people to the arts, mathematics, sciences, engineering, philosophy,  that were remarkable. Some space could reasonably be granted for former Soviet citizens to wax about the loss of a homeland and those good days that existed. Still, looking at the pertinent facts, the greater realities about the Soviet Union cannot be denied.

Running through the basics of the Cold War, one would learn that in the postwar period, the Soviet Union essentially replaced Germany as occupiers large areas of Eastern Europe, to include Poland, Czechoslovakia, Hungary, Romania and Bulgaria. In a very powerful speech in Fulton, Missouri in March 5,1946, the then former United Kingdom Prime Minister Winston Churchill would say that those countries were locked behind an “Iron Curtain.” In those countries, a process of “Sovietization” began. Soviets operatives worked behind the scenes to establish puppet governments that would serve as an extension of Moscow’s rule. These governments had the initial appearance of being democratic but in reality were not. Local Communists were gathered into a coalition party then handed power, usually after coups or rigged elections. All political parties, other than the Communist Party, were dissolved. Leaders of the Soviet-dominated countries would lie about or deny realities about what was occuring in their societies. As a result of Soviet efforts, an “Eastern Bloc” and “Soviet Bloc” had been established. US officials agreed that the best defense against the Soviet threat was a strategy called “Containment” formulated by the US diplomat George Kennan. In his famous February 22, 1946 “Long Telegram” from Moscow outlining the policy, Kennan explained that the Soviet Union was “a political force committed fanatically to the belief that with the US there can be no permanent modus vivendi [agreement between parties that disagree]”; as a result, the only choice for the US was the “long-term, patient but firm and vigilant containment of Russian expansive tendencies.” US President Harry Truman agreed with Kennan and stated before the US  Congress on March 12,1947, “It [Containment] must be the policy of the United States to support free peoples who are resisting attempted subjugation . . . by outside pressures.” In his speech, Truman also asked Congress for $400 million in military and economic assistance for Greece and Turkey to counter Soviet meddling in those countries. The Containment Policy would shape US foreign policy for the next four decades.

Direct confrontation came when the Soviet Union cut all road and rail links to West Berlin, allegedly in response to a decision by the US, the United Kingdom, and France to merge their occupation sectors of the city. With no access to any sustenance, the US and United Kingdom flew in tons of food and supplies by air transports in what was known as the Berlin Airlift. Elsewhere in the world, North Korean forces, trained, equipped, and supported by the Soviet Union, invaded South Korea. Led by the US, UN forces collectively responded. The fighting was halted on July 27, 1953. Pro-Soviet Russians, might point to the fact that actions taken by Russia in the period capsulated here were the result of Stalin, who many Russians decry as a corrupt despot who sullied the grand ideals of the revolution. However, in the years that followed his death in 1953, the commitment of Moscow to the revolutionary and expansionist paradigm continued. Under Soviet Premier Nikita Khrushchev, the Soviet Union, despite calls for peaceful coexistence and desire to reopen ties with the West, firmed the Soviet Union’s grip over its empire and increased its support of Third World Communist movements. On May 14, 1955, the Soviet Union and seven of its European satellites sign a treaty establishing the Warsaw Pact, a mutual defense organization that put the Soviets in command of the armed forces of the member states. The military alliance was named the Warsaw Pact because the treaty was signed in Warsaw. Warsaw Pact countries included the Soviet Union, Albania, Poland, Romania, Hungary, East Germany, Czechoslovakia, and Bulgaria as members. Similar to NATO, by treaty, Warsaw Pact members were required to come to the defense of any member attacked by an outside force. The force was initially set up a unified military command under Soviet Army Marshal Ivan Konev.

Soviet efforts to maintain a tight grip over its empire were highlighted by the quelling of protests against Communist rule in 1956 culminating with Soviet tanks successfully taking control of Budapest on November 10, 1956. On August 15, 1961, the Soviet Union initiated the construction of a wall between East Berlin under Soviet control and West Berlin under US, United Kingdom, and French control. The border between East and West Germany were also sealed by fencing. A decision by Khrushchev to construct a Soviet intermediate range nuclear armed missile base in Cuba, led to a blockade of the island country and strenuous demands from US President John Kennedy that the missile be removed. As the US prepared to invade Cuba, negotiations between Khrushchev and Kennedy, initially through back channels, led to an October 28, 1962 agreement to remove the weapons.

Khrushchev’s legacy was not one of diplomacy, but rather brinkmanship the nearly led more than once to nuclear war. On October 15, 1964, Khrushchev was removed from office. His successor Soviet Premier Leonid Brezhnev led the Soviet Union for nearly two decades. Brezhnev also wanted to launch a new era of negotiation with the West, labeled détente by US Secretary of State and National Security Adviser Henry Kissinger in the administration of US President Richard Nixon. However, under his leadership, the Soviet Union never ceased its military buildup and pressed its efforts to expand Communism into Africa, Asia, and Latin America. From July 1965 to April 1975, the Soviet Union supplied North Vietnam and the Communist Viet Cong in South Vietnam with everything from rifles to fighter jets in war against the South Vietnamese government which the US and its Southeast Asia Treaty Organization allies supported with troops and materiél. The result was the intensification of fighting and prolonging the wreckage of human lives. On August 20, 1968, the Soviet Union invaded Czechoslovakia and crushed efforts by Czech President Alexander Dubcek to initiate reform programs, known as the “Prague Spring”. Dubcek was arrested when he refused to halt his efforts. On December 24, 1979, the Soviet Union invaded Afghanistan. On December 30, 1980, the Solidarność (Solidarity) Movement in Poland was crushed with the imposition of Martial Law. It was finally under Soviet Premier Mikhail Gorbachev, who in attempting to reform the Soviet Union under perestroika (restructuring) and glasnost (openness), destabilized it to the point of collapse.

For nearly 50 years, the West struggled against the Soviet Union and the Soviet Bloc countries to spread the Communist philosophy that underpinned their governments. Its defense against those Soviet ideals was simply referred to as anti-Communism. Societies in the West were somewhat disparate, with loosely associated forms of freedom, and democracy in most of its countries must have appeared disorderly from the East, with up roars over government decisions and actions, demands for justice and social progress, and political rivalries that played out publicly. Yet, they still took on an amiable form. Moreover, it was well-accepted by those in the West that their world and way of life was worthy of protecting. Militarily, the means was collective defense. Those who were part of that struggle, using the white hat black hat symbolism of the Western film genre of the 20th century, saw themselves as the white hats representing all that was good, admirable, and honorable and viewed the Soviet and Soviet Bloc operators as the black hats, the villains. One was either on the right side or the wrong side. Using familiar terms of today concerning human interactions in societies to explain Communism, it posed a threat to individual freedom, inclusiveness, and tolerance. An almost universal belief in the West was that the way of life on its side was elevated well-above the Communist world. The West’s moral superiority was always emphasized, but it never needed to be presented in a sententious way. The tragic nature of the situation for the people in the East, revealed widely in West when occasional newmedia stories told what was happening there, really spoke for itself. US President Ronald Reagan, getting to the root of the differences between East and West in his renowned June 12, 1987 “Remarks at the Brandenburg Gate” explained: “The totalitarian world produces backwardness because it does such violence to the spirit, thwarting the human impulse to create, to enjoy, to worship. The totalitarian world finds even symbols of love and of worship and affront.” (Attempting to boil down to the bones the Cold War to provide an accurate, comprehensive summary of ideas and events felt a bit Sisyphean. Too much occurred. There were too many episodes, too many flaps of diplomacy and periods of aggression and war, to synthesize. If a sense for the monumental geopolitical struggle was created, this synopsis has served its purpose. Hopefully, the information has also provided some factual counterbalance to pro-Soviet statements recounted here.)

Primarily through the state run media, Putin has created a public persona of being a caring and empathetic leader, a friend to animals, but more importantly, the tough and virile vanguard of the Russian people, land, and culture.  He established that image brilliantly through televised conversations with Russian citizens. Putin appears attuned to the concerns of average Russians especially through televised conversations. There is an art to being a man that one is not. Perhaps Putin has mastered that. Russians have never seen the coming of a new day, but rather an ongoing dark night, a black void they have stared into for decades.

What Has Putin Established in Russia?

Primarily through the state run media, Putin has created a public persona of being a caring and empathetic leader, a friend to animals, but more importantly, the tough and virile vanguard of the Russian people, land, and culture.  He established that image brilliantly through televised conversations with Russian citizens countrywide. Putin appears attuned to the concerns of average Russians especially through televised conversations. There is an art to being a man that one is not. Perhaps Putin has mastered that. Indeed, it would not be out of court to say that despite what one might perceive at first blush, Putin seems, in practice, oblivious to the economic realities those conversations revealed. If the Russian people were to take a careful look over their shoulders today, they undoubtedly might recognize that nothing spectacular has been accomplished at home on their behalf by his government. There is no interest in disparaging any of Putin’s exertions, but many Western analysts and other observers would agree that Russians never seen the coming of a new day in their country, but rather just the ongoing dark night, a black void which they have stared into for decades. It might be stated with confidence that in a general sense they are not content. The reality that their lives have hovered in an endless limbo seems to be suppressed by most.

It may very well be that by the time Putin reached the top of the power pyramid, such people skills, his ability to understand others he is not associated with became a bit seared. Perhaps proper focus has not been placed on the people’s thinking and the ability to perceive their needs. Even his intuition regarding experiences of other Russians and where many were at a given moment seem darkened from disuse. A gentleman must always adapt to his circumstances. To a great degree, what has emerged in the Russian Federation is indeed Putin’s version of the Soviet Union. Although the struggle to establish global Communism is absent, Putin certainly has included imagery from the Soviet Union in his new Russia. It would seem that some methods well-used during the Soviet era to maintain social order and population control, were implemented by Putin in response to the fragility of the society and that the Russian Federation remains vulnerable to collapse. It is also assured that many of Putin’s former KGB colleagues would find ample opportunities to make use of their dark and unusual skill sets.

Once again, the old adage “go with what you know” seems to fit well, in this case with the Putin’s thinking. Of course, such explanations do not provide an excuse or a defense for his actions. The following list includes only a few of those elements: utilization of prison camps, “gulags”, in Eastern Russia, to detain reactionaries and other undesirable elements; the suppression of political opposition; assassinations of political opposition leaders; assassinations of journalists; the padlocking of media houses, newspapers the broadcast, publish, and post stories exposing what they perceive as questionable or even corrupt activities of Putin’s administration; and, the expulsion of “undesirable organizations” such as foreign and international religious, human rights, and civil society organizations and termination of their programs. There are also: massive military parades before the Russian Federation’s leadership; fiery anti-Western speeches at rallies; military deployments into other countries (e.g., Ukraine, Syria, Venezuela, Moldova, Georgia, and Belarus) the occupation and annexation of the territories of sovereign neighboring countries; the sudden death, murders, suicides of senior diplomats, senior military officers, senior intelligence officials, senior law enforcement officials, and senior officials of other security related services; the arrest and prosecution of Russians who are international business elites, known better as oligarchs, who have fallen into disfavor with the Kremlin; regularly renaming and repeating policy conferences, trade shows, and exhibitions of technology created to highlight Russian intellect, ingenuity, and advancements; the hosting international amateur sporting tournaments in Russia as a means to showcase the country; and, reported violations by Russian Federation national sports teams of rules and regulations of international sporting associations, including the International Olympic Committee. Ad mores natura recurrit damnatos fixa et mutari nescia. (Human nature ever reverts to its depraved courses, fixed and immutable)

Being the solitary decider in Russia, and being in the harness leadership for so long, one might theorize that speaking so nostalgically of the Soviet Union might be part of the process of Putin imagining an easier existence. Surely, searching for an efficacious way to meet the needs of all Russians has doubtlessly been a considerable psychic drain along with the stresses and anxieties of other matters in which he has been engaged daily. He may never have publicly exhibited strong emotions when looking at the unappealing conditions in which many Russians live, yet as Russian Federation President, he must maintain his balance in spite of them.

Putin Knows How Much Progress Is Really Possible in the Russian Federation

There is rarely a single reason for anything, and that certainly applies to Putin’s claims about the Soviet Union. With no intention of being whimsical, it might be worthwhile to consider that theories on what may have influenced Putin other than his KGB background, can also be joined by others built on his additional dimensions. It should not be thought that analysis from another direction might even compromise theories already proffered on Putin’s pro-Soviet comments. After all, the hope and primary goal of this examination remains reaching the actual state of the matter. Putin may not necessarily be so dedicated to other foreign and domestic matters that he has not tried to develop a clearer vision for Russia and has not sought to respond at all to the echoes of those suffering economically in his country. It might be reasonable to doubt that Putin would be completely unable to see the world through the prism of average Russians. That would run counter to expectations of what should be among the suite of skills possessed by a KGB officer in the field. Interestingly, in Part 3, “The University Student”, a close friend notes that he once asked Putin about his work in the KGB. Putin cleverly replied, “I’m a specialist in human relations.”

There is rarely a single reason for anything, and that certainly applies to Putin’s claims about the Soviet Union. With no intention of being whimsical, it might be worthwhile to consider that theories on what may have influenced Putin other than his KGB background, can also be joined by others built on his additional dimensions. It should not be thought that analysis from another direction might even compromise theories already proffered on Putin’s pro-Soviet comments. After all, the hope and primary goal of this examination remains reaching the actual state of the matter. Putin may not necessarily be so dedicated to other foreign and domestic matters that he has not tried to develop a clearer vision for Russia and has not sought to respond at all to the echoes of those suffering economically in his country. It might be reasonable to doubt that Putin would be completely unable to see the world through the prism of average Russians. That would run counter to expectations of what should be among the suite of skills possessed by a KGB officer in the field. Interestingly, in Part 3, “The University Student”, a close friend notes that he once asked Putin about his work in the KGB. Putin cleverly replied, “I’m a specialist in human relations.” Putin would likely reject the idea that serving in the KGB seared his conscience and left him indifferent toward the situation of fellow Russians or caused him to disregard their well-known plight. Moreover, he would likely reject the idea that members of the KGB thought to help the Soviet government subject the Russian people to “unappealing conditions.” It may very well be that a heartbreaking value judgment was made. 

Putin may view it as unconstructive to turn his attention fully in the direction of the troubled state of affairs of the Russian people because his ability to be fruitful is simply too limited. From the start, he knew that the job of Russian Federation President involved achieving monumental tasks. So much wrong had to be made right. Being a solitary, main decisionmaker in Russia, and being in the harness of leadership for so long, Putin might often imagine an easier existence. Surely, the search for an efficacious way to meet the needs of all Russians has been perchance beyond a considerable psychic drain in tandem with the stresses and anxieties caused by other matters in which he has been engaged daily. Psychologically, the aggregate disappointment and agony could easily have become so magnified in his mind and everything would become unmanageable. Being the true professional that he is, Putin knew from day one of his presidency that he must stay focused on the larger picture. He has to avoid losing himself in the labyrinth. He must never allow himself to be over matched by difficulties. He has never publicly exhibited strong emotions when looking at the unappealing conditions in which many Russians live. When visiting the neighborhoods of average Russians, he has maintained his balance in spite of them

The Russian Federation government’s limited capabilities and capacity to resolve those domestic problems for some time is not the result of Putin being remiss. Certain inadequacies that have hampered output, seem to be intrinsic to the Russian system. Among them are: unreliable governance at the republic, krai, and oblast levels, poor execution of economic policies, banking and financial disarray, low morale in the workplace, alcoholism, drug abuse, mismanagement, corruption, and criminality. While focus has been placed on Putin’s efforts to extol cherry picked “virtues” of the Soviet Union, little attention is given to other comments that he made during his first months of service as a national leader. He often spoke the truth about the ills of collapsed superpower, and often explained that lingering problems from the Soviet era made getting the Russian Federation moving forward very difficult, if not impossible. A statement to this effect from Putin can also be found in his December 31, 1999 essay, “Russia at the Turn of the Millenium”. He stated: “We had to pay for the Soviet economy’s excessive focus on the development of the raw materials and defence industries, which negatively affected the development of consumer production and services. We are paying for the Soviet neglect of such key sectors as information science, electronics and communications. We are paying for the absence of competition between producers and industries, which hindered scientific and technological progress and prevented the Russian economy from being competitive in the world markets. This is the cost of the brakes and the bans put on Russian initiatives and enterprises and their personnel. Today we are reaping the bitter fruit, both material and mental, of the past decades.” It is hypothesized in a January 31, 2018 greatcharlie post entitled, “Trump Wants Good Relations with Russia, But if New Options on Ukraine Develop, He May Use One”, that the type of success Putin really wants for Russia out of his reach, not by some fault of his own, but rather because it’s problems are so heavy, and may run too deep. He may have run out of real answers to put the Russian Federation on real upward trajectory given the capabilities and possibilities of the country using all tools available to him.

Even militarily, Russian Federation efforts to create an aura of technological modernity have fallen short. Its latest high tech, 5th generation fighters and hypersonic missile reflect the measure up only to the latest developments in the West nearly two decades past. The US move to lasers, 6th generation fighters that hardly resemble anything the world has seen before, and hypersonic systems that it has already has been developing almost the point of deployment, ensure that the Russian arsenal will pale in comparison with the US for some time to come.

Given all of that, it is very likely that Putin arrived at the conclusion that he had little choice but to simply do things as he saw fit with available resources to create the best circumstances possible. Unable to move steadily and safely in a new direction, Putin apparently saw the best option as creating a copy of the old order, mutants mutandis, with all of its power and prestige. As aforementioned, sustainability was not at issue. He likely took this step originally as a temporary measure, to allow him time to construct something better. That would certainly be in accordance with Putin’s modus operandi. However, in the end, in spite of many improvements, the conditions that would support change did exist and the country moved so much in the direction of the old order, the familiar for the Russian people, that it became difficult to transition from without creating chaos and instability, and worst of all, insecurity. One thing P surely utin learned during his service in the KGB was that sacrifice is required in nearly every important endeavor. Putin knows many Russians have failed to benefit from his efforts. They surely feel that they have been left twisting in the wind. Indeed, there is a tendency for some to suffer while others benefit plenty. Yet, those who continually fail to benefit have unlikely been forgotten by him. Imputing the best intentions on Putin, he may one day use his full powers as president to make amends to them at some point, if time and opportunity will allow. Si sapis, alterum alteri misce: nec speraveris sine desperatione nec desperaveris sine spe. (If you are wise, mingle these two elements: do not hope without despair, or despair without hope.)

US President Donald Trump (left) and Putin (right) in Helsinki, July 16, 2018. The vengeful thinking which prevailed during Russia’s struggles with the Obama administration likely initially insinuated itself into the Kremlin’s planning and actions concerning the Trump administration. However, the situation had clearly changed. Trump explained that he wanted to work with Putin to achieve things globally that could best be done jointly. In response, Putin has insisted upon playing a version of the great power game with the US mirroring the geopolitical struggle between it and the Soviet Union. He has promoted what greatcharlie has labeled un grand défi, a grand challenge against the Trump administration.

Troubling Manifestations

It is important here to point out a unique aspect of Putin’s KGB world. Enlarging on a point made earlier about Chekists, they share a view that the greatest danger to Russia comes from the West. They believe Western governments are driven to weaken Russia, create disorder, and make their country dependent of Western technologies. They feel that under former President Boris Yeltsin, the Russian leadership made the mistake of believing Russia no longer had any enemies. As heard in Putin’s public statements, Chekists consider the collapse of the Soviet Union, under Western pressure, as the worst geopolitical catastrophe of the 20th Century. Fully xenophobe and suspicious, Putin was determined to save Russia from disintegration, and frustrate those he saw as enemies that might weaken it. In many respects, Putin has conformed to what might be expected of a Chekist. Although he would seem to be much more than average, he appeared to have been poured into same mold as all the others. Putin has actually stated publicly that the greatest danger to Russia comes from the West. While on his way to the top of the political heap in the new Russian Federation, Putin saw how mesmerising “reforms” recommended to Yeltsin’s government by Western experts unmistakably negatively impacted Russia’s economy in a way referred to somewhat euphemistically by those experts as “shock treatment.” Yeltsin was unaware that Western experts were essentially “experimenting” with approaches to Russia’s economic problems. His rationale for opening Russia up to the resulting painful consequences was not only to fix Russia’s problems but ostensibly to establish comity with the West. The deleterious effects of reform recommended by Western experts’ could be seen not only economically, but socially.  In another statement made while he was acting President in 1999, Putin diplomatically explained the consequences of relying upon foreign experts for assistance. He stated: “The experience of the 90s demonstrates vividly that merely experimenting with abstract models and schemes taken from foreign textbooks cannot assure that our country will achieve genuine renewal without any excessive costs. The mechanical copying of other nations’ experience will not guarantee success, either.”

Some Have Said Putin’s US Policy Manifests His Revanchist Mindset

When character and behavior are brought together, one uncovers motivation. In the summer of 2013, the EU Council sharply condemned Russia’s mounting pressure on members of the EU Eastern Partnership, countries with association agreements with the EU. In 2012, the EU accounted for 52 percent of Russia’s exports, 68 percent of which consisted of fuel and energy. Following the annexation of Crimea in March 2014, the EU suspended virtually all cooperation. Still, Putin’s thinking on the EU was not positive even before the Ukraine crisis. Putin saw the EU as a project of deepening integration based on norms of business, law, and administration at variance from those emerging in Russia. Putin was also concerned that EU enlargement would become a means of excluding Russia from its “zones of traditional influence.” Certain Russian actions, to include election meddling, indicate Moscow actively seeks to encourage members to withdraw from the EU sphere and discourage countries joining it. Joint projects with European countries reportedly allowed Russia to exploit their differences on political, economic and commercial issues creating a discordant harmony in the EU. As much as making money, a goal of such efforts has been to undermine EU unity on sanctions. The Nord Stream-2 gas pipeline, for instance, has provided Putin with the means to disrupt, and potentially weaken, European unity. A murmur exists in Europe that solidarity ends at the frontiers of some countries.

Regarding NATO, in an interview published on January 11, 2016 in Bild, Putin provided insight into his thinking then and now. During the interview, Putin quoted West German Parliamentarian Egon Bahr who stated in 1990: “If we do not now undertake clear steps to prevent a division of Europe, this will lead to Russia’s isolation.” Putin then quoted what he considered an edifying suggestion from Bahr on how to avert a future problem in Europe. According to Putin, Bahr proffered: “the USA, the then Soviet Union and the concerned states themselves should redefine a zone in Central Europe that would not be accessible to NATO with its military structure.” Putin claimed that the former NATO Secretary General Manfred Worner had guaranteed NATO would not expand eastwards after the fall of the Berlin Wall. Putin perceives the US and EU as having acquitted themselves of ties to promises to avoid expanding further eastward, and arrogating for themselves the right to divine what would be in the best interest of all countries. He feels historians have ignored the machinations and struggles of people involved. Putin further stated: “NATO and the USA wanted a complete victory over the Soviet Union. They wanted to sit on the throne in Europe alone. But they are sitting there, and we are talking about all these crises we would otherwise not have. You can also see this striving for an absolute triumph in the American missile defense plans.” Felix qui potuit rerum cognoscere causas. (Fortunate is he who understands the causes of things.)

Putin did not stand by while the EU and NATO expanded. One might agree with the supposition that Putin has a revanchist mindset, his decision to attempt to pull independent countries that were once part of the Soviet Union back into Russia’s orbit would surely support that idea. To accomplish that, Putin had to create something that did not preexist in most near abroad countries: ethnic-Russian communities forcefully demanding secession and sovereignty. That process usually began with contemptuous murmurs against home country’s identity, language, and national symbols and then becomes a “rebel yell” for secession. It was seen in Nagorno-Karabakh in Azerbaijan, South Ossetia and Abkhazia in Georgia, Transnistria in Moldova, and more recently in Crimea, the Luhansk and Donetsk in Ukraine. Each time an ethnic-Russian space is carved out of a country, Putin gains a base from which he can exert his influence in that country.

A greater part of the foreign policy matters upon which Putin, seemingly in revanchist mode, felt cause to be laser focused was the geostrategic competition with the US. By the time his third term as Russian Federation President began, Putin left little doubt that the Russian Federation would assert itself in the world and he would ensure that Russia would never fall victim to business and financial experts and multinational corporations. Hostile feelings toward the US seemingly came to a head during the administration of US President Barack Obama. The details that contentious period are too sizable to unpack here (The most recent posts in which greatcharlie has outlined those many episodes in detail include: “Commentary: Trump and Putin: A Brief Look at the Relationship after Two Years”; Building Relations between Trump and Putin: Getting beyond the “Getting to Know You” Stage; “Trump Achieved More at Helsinki than Most Noticed: Putin Is Not a Challenge for Him”; and “Ties Fraying, Obama Drops Putin Meeting; Cui Bono?”.) Crimea was likely just the first step among what would likely have been far worse actions leading even to war had the interregnum between Democrat and Republican administrations had not occurred in 2016.

Un Grand Défi

One might theorize that the sort of vengeful thinking which prevailed during the Russian Federation’s struggles with the Obama administration, initially insinuated itself into the Kremlin’s planning and actions concerning the Trump administration. However, the situation clearly changed with the arrival of the Trump administration. Putin and his aides and advisers should have recognized that. It was never the stated intention of the Trump administration to engage in a protracted, geostrategic competition with Russia. That is still the case despite the entreaties of some advisers. It was the expressed intention of candidate Trump during the 2016 Presidential Campaign to improve relations with Russia. As US President, Trump made it clear that he wanted to try to work with Putin and achieve things globally that could best be accomplished jointly. Trump has been graceful in his overtures to the Russian leader, focusing on finding ways to connect with Putin on issues, creating a unique positive connection as leaders of nuclear superpowers, and finding a chemistry between them.

Clearly, the Russian Federation has not been threatened by any unprovoked aggressive or outright hostile offensive actions on the geostrategic landscape by the Trump administration. In reality, with the current political environment in the US, sounding the alarm over what might be identified as revanchist behavior by Putin might have served Trump well in at least an attempt to mollify critics and detractors. Nonetheless, without such provocation, Putin, has insisted upon playing a version of the great power game with the US that would mirror the geopolitical struggle between it and the Soviet Union. Accordingly, he has propagated what greatcharlie is labeling un grand défi, a grand challenge against the Trump administration. The benefit from un grand défi that Putin stands to gain is that it helps him create the appearance that the Russia Federation is a world leader and superpower. Indeed, despite all of Putin’s other maneuverings, the Russian Federation is only able to seen as a superpower when it is interacting with the US or measured against it. Correspondingly, as long as the Russian Federation is competing geostrategically in a discernable form of rivalry with the US, it can retain a strong place for itself at the grand table of military superpowers, although it stands a far off second to the US. Further, from what is detectable, that military tie in Putin’s mind also allows the Russian Federation, by a slender thread, to set a place for itself among the world’s economic powers, although it is not one. (As a measure of goodwill from the West, Russia was once welcomed on the G7. Putin wrecked that by conquering Crimea.) Alas, any unvarnished assessment would confirm that without tying itself to the US, any claims by Moscow of being a true world leader would simply appear self-styled, and could not be substantiated. Unless there is something or someone who could change Putin’s mind otherwise, doubtlessly as a matter of policy, he will continue to create a competitive environment with the US, leaving US Presidents with little choice but to meet any challenges posed by the Russian Federation. Curiously, it may very well be that Putin, living the Judo Ichidai, likely appreciates being in a “struggle” with the US. Odimus accipitrem quia semper vivit in armis. (We hate the hawk because he always lives in arms.)

Thus far, Putin has shown himself to be very intelligent man. All of the factors pulling him away from positive relations with the US seem to have caused Putin to metaphorically miss his exit along the road of diplomacy. The truth about the Trump administration and its good intentions should have reached Putin and made an impression, if only subconsciously. It is difficult to believe that Putin genuinely does not understand what Trump has been doing and that he does not recognize the great opportunity that lies before him to let Russia do some good in the world. By now it should be clear to Putin that Trump will not rise to grab the bait and begun some contentious back and forth between Washington and Moscow. As a consequence of  un grand défi he purposefully designed and promoted to compete as a soi-disant “superpower” with the Trump administration, Putin must contend with the missed opportunities for progress and advancement of the Russian people by insisting the two countries remain essentially divorced from each other. Those realities seemingly make Putin’s own effort at keeping Russia on top both counterintuitive and somewhat Quixotic.

It does not appear possible to ascribe any basis for objectivity for Putin’s view that the collapse of the Soviet Union represented a great loss for him, the Russian people, and the world. His coruscating flashes of pro-Soviet sentiment have naturally confounded to the world given that the Soviet Union was a country that failed its people and its collapse was nothing less than fated. It may very well be that through such recurring statements about the Soviet Union, Putin is not revealing any deeply personal feelings. His statements appear to have served a purpose in terms of his leadership, governance, and national image.

The Way Forward

By approaching the matter of Putin’s nostalgia romanticising of the Soviet era from a couple different directions and arguing matters from varied angles, it is hoped that the undergraduates who contacted greatcharlie, it has provided an edifying journey of exploration on their inquiry. It is also hoped that this essay was also satisfying for greatcharlie’s other regular readers. The purpose of greatcharlie’s examination was to simply consider Putin’s reiterative statements of praise for the Soviet Union. It does not appear possible to ascribe any basis for objectivity for Putin’s view that the collapse of the Soviet Union represented a great loss for him, the Russian people, and the world. His coruscating flashes of pro-Soviet sentiment have naturally confounded to the world given that the Soviet Union was a country that failed its people and its collapse was nothing less than fated. It may very well be that through such recurring statements about the Soviet Union, Putin is not revealing any deeply personal feelings. His statements appear to have served a purpose in terms of his leadership, governance, and national image. Patriotism, national identity, national pride, history, and culture are powerful ideas to organize a country’s population around. Focus upon them, often allows tricky leaders to distract from the internal with external The argument is made that the cause of Russia’s problems is the outside world, not internal difficulties, lack of capabilities, mismanagement, corruption, criminality, and so on. Nemo mortalium omnibus horis sapit. (Of mortal men, none is wise at all times.)

For the past two decades, great wells of anger have stored up among Putin and senior Kremlin officials toward the US for a variety of reasons. That has made finding a moderate path more difficult.  At the same time, as a practical matter, the Russian Federation’s contentious interactions with the US create a tie to it that could imaginably support the claim that a superpower competition exists. As greatcharlie posits here, without interacting with the US or being measured against it on a geopolitical matter for example, the Russian Federation would simply appear as a self-styled superpower, unable to substantiate the title in any way except by ostensibly harkening back to historical examples of the superpower rivalry between the US and the Soviet Union. Indeed, the Russian Federation can only steal a modicum of the “superpower light” radiating from the US. It has precious little ability to generate any light of its own in that respect. Thereby, negative interactions need to be regularized and promoted by Putin. Under such circumstances, engaging positive interactions with the Russian Federation will prove very difficult for the Trump administration. However, Putin should not believe that he has found some sweet spot from which he can take on the US without any real consequences. There are also inherent dangers that stem from un grand défi Putin has inflicted upon the US. It could very well open the door to unmanageable disagreements and potential clashes. Fortunately, the Trump administration has shown little interest in rising to take Putin’s unappetizing bait. Whenever Trump feels he needs to act in response to Putin’s moves, it will be at a time, at a place, in a manner of his choosing, most likely with some degree of impunity, and when necessary covertly with plausible deniability. In that respect, although he has promoted un grand défi, Putin has in reality only established pas de problème, or no problem at all.

Things could certainly be better for the Russian people. The “golden mean”, a middle way, could very likely be found to create positive relations with the US that would bring real benefits to the Russian Federation. Moving in that direction would certainly mean doing more than just putting a toe in the water. Still, as long as the Russian people are satisfied, as a few polls and studies indicate, attempting to judge from the outside what would be best for them seems unmerited. Putin’s actions appear to illicit some uniquely Russian reactions. Putin does not need to turn back the clock and resurrect the Soviet Union because it has not really moved too far away from what was in a functional sense. Actions that have resulted in economic sanctions and have prevented the Russian economy from participating in competitive world markets, attendantly hinder genuine scientific and technological progress. The potential of Russian enterprises and people consequently remains locked in. It is almost assured that bitter fruit will be reaped in the future by moving forward in such a troubled way. Occasio aegre offertur, facile amittitur. (Opportunity is offered with difficulty, lost with ease.)

Trump Wants Good Relations with Russia, But if New Options on Ukraine Develop, He May Use One

Russian Federation President Vladimir Putin (above). To negotiate with Putin, US President Donald Trump and his advisers recognize that it is important to look well beyond his statements and optics and fully grasp what he wants. Putin seems to have Russia sitting on Ukraine and moving at a deliberate pace on the Minsk peace process. Moving slowly on the peace process has given him an upper hand to a degree, as other parties involved are required to respond to his whims. The Trump administration will unlikely tolerate that. New options are likely being developed.

The ideal geopolitical response to the global power crisis is a connection between US, and Russia. In 2017, the foreign policy efforts of the administration of US President Donald Trump evinced a desire not to isolate Russia, or allow engagement with it to fall off. He does not want to settle on a long-term stand-off in which peace, particularly in Europe, is placed at risk. He believes the US and Russia can be good neighbors on the same planet. Zbigniew Brzezinski, the renowned US foreign policy scholar and former US National Security Adviser, stated that sophisticated US leadership is sine qua non of a stable world order. Finding a way to establish an authentic positive relationship with Russia is a struggle US administrations have engaged in for a few decades. Trump said he would try to find the solution, and explained that he would give it his best effort. However, critics depicted Trump as being a naïve neophyte, outmatched by Russian Federation President Vladimir Putin. They warned of the dangers of Trump dealing with the sly, experienced Russian leader. Still, there is a greater reality about the entire situation. While the Trump administration remained outwardly positive about working with Putin, it was not in fact overly optimistic about that. Trump and foreign and national security policy officials in his administration were always well-aware of the fact that Putin and his government can more often than not be disingenuous. Yet, Putin is the duly elected president of Russia, and its head of state. Moreover, for now, Putin is the best leader available to keep Russia’s complex society somewhat stable. He has managed to contain extremist political elements that might seek war with Russia’s neighbors, NATO, or the US directly without thinking it through and he has suppressed morally void organized criminal elements that might wreak havoc globally.

One policy issue on which the administration has found Moscow disingenuous is Ukraine. Kiev is committed to a westward orientation. Yet, Russian Federation President Vladimir Putin has grabbed Crimea and has invested considerable effort in collecting territory in Eastern Ukraine. Some analysts in the West speculate that he might try to take all of Ukraine eventually through conflict. Ukraine in a particularly bad position vis-à-vis Russia  as it sits as metaphoric low hanging fruit in its “near abroad.” In 2014, it moved into Ukraine and grabbed Crimea. The Minsk Agreement, signed in Minsk, Belarus, on February 12, 2015, was supposed to have established a ceasefire in Eastern Ukraine once signed. However, in the many months since its signing, a succession of violations have occurred in both the Donetsk and Luhansk provinces, and consequently Ukrainian soldiers and pro-Russian separatist fighters have been killed. From the view of Washington, Putin has actually been the one who has figuratively dynamiting the peace process on Ukraine with the help of the armed forces of the self-proclaimed, independent, Donetsk People’s Republic and Luhansk People’s Republic

To negotiate with Putin, it is important to look beyond his statements and observable actions and fully grasp what he wants. On Ukraine, he seems to have Russia simply sitting on its territory as well as distorting the Minsk peace process. Moreover, by taking that approach, Putin has acquired an upper hand on the matter, requiring  other parties in the peace process to respond to his whims. The Trump administration will unlikely tolerate that. New options for Trump to consider may be developing now. Some them would very likely have been anathema in policy discussions on Ukraine in the administration of US President Barack Obama. As greatcharlie explained in a recent post, when Trump acts on an issue, his goal is to exploit success, preserve his freedom of action on immediate matters, and reduce vulnerability from action by his competitors. He acts in a manner designed to gain advantage, surprise, and momentum over his competitors, achieving results that would normally require far more time and would be more costly to the US. If on Ukraine there is daylight, and a chance for open field running via a new option, Trump may give it consideration. He might even use it. In that vein, Russia should not wait around to see what happens next. It might be best for Moscow to insist on some resolution on Ukraine at the negotiation table, using the Minsk Agreement, or even something different, before there are any considerable changes in the situation there. Equidem ad pacem hortari non desino; quae vel iniusta utilior est quam iustissimum bellum cum civibus. (As for one, I cease not to advocate peace. It may be on unjust terms, even so it is more expedient than the justest of civil wars.)
Map of Ukraine (above). Moscow views Ukraine as being part of its sphere of influence, its “near abroad”, and its hope would be to bring it into Russia’s fold, willing or unwilling. The US and other Western powers support Kiev’s desire to be an independent actor. Long before the mass protests in Kiev began in 2014, circles there were quite pro-Western and welcomed entrées from the EU to take a westward path.

Background on the Ukrainian Conflict

Russia views Ukraine as being part of its sphere of influence, its “near abroad”, and its hope would be to bring it into its fold, willing or unwilling. The US and other Western powers want to support Kiev’s desire to be an independent actor. Long before the mass protests in Kiev began, there were circles in Ukraine that were quite pro-Western and welcomed entrées from the EU for their country to take a westward path. Those circles were the foundation for the Orange Revolution of November 2004 to January 2005 after a questionable result of a November 21, 2004 presidential election run-off vote. Protesters engaged in civil resistance, civil disobedience and strike actions, and took control over Kiev’s main square, called the Maidan. They managed to force a revote through which their candidate, Viktor Yushchenko, won. Many government reforms made during Yushchenko’s term were reversed when the pro-Russian presidential candidate Viktor Yanukovych took office in 2010. Opposition political elements and a burgeoning civil society, were already engaged in a simmering political dispute with then President Yanukovych when he turned his back on a Western trade pact in 2014. Pro-European protesters once again took control over the Maidan. The peaceful protesters, who called their movement the Euromaidan Revolution, included participants from a wide spectrum of the society, but were all pro-European and anti-corruption. Violent neo-Nazi and ultra nationalist elements that attempted to insinuate themselves into movement. Their activities included blocking streets and attacking peaceful protesters. For three months, the Euromaidan Revolution protesters endured cold weather and murderous police crackdowns. In the third month, Yanukovych fled to Russia. Perhaps anticipating the fall of Yanukovych or simply implementing Russia’s version of a nuclear option on Ukraine, on February 27, 2014, Moscow rushed into Crimea with unidentifiable “green men”, military forces mainly from Vozdushno-desantnye Voyska Rossii ( Russian Airborne Troops) or VDV and the Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU. They claimed to be Crimeans. In only a matter of days, Crimea was under Russian control. The US and EU took Putin to task for that bold military operation. Harsh sanctions were levied and Russia was cast out of the Group of 8 industrialized democracies. Putin has held on to the territory and has continued to do so in the face of even tougher sanctions against Russian interests. He levied his own sanctions against US and EU products and even began heavily supporting separatist movements in Eastern Ukraine

However, as the US and EU responded to the Russian occupation of Crimea, another crisis arose in the east of Ukraine, in a region known as Donbass. Pro-Russian separatists in its Donetsk and Luhansk provinces took over entire towns and declare the independence of the territory captured. The Kiev government has sent the Ukrainian Army into those region to reclaim its sovereign territory.  The provinces would eventually declare themselves independent states: the Donetsk People’s Republic and the Luhansk People’s Republic. Western officials insist that Russia has actually been controlling both the civil administration of the self-proclaimed countries as well as the fighting. The Minsk Agreement was intended to create a ceasefire, yet thousands of violations were committed by both sides on a daily basis. The combatants have maintained fighting positions too close to one another. Tanks, mortars, artillery, and multiple launch-rocket systems could be found where they should not have been. Civilians living near the fighting have suffered greatly.
Russian Federation “green men” in Crimea, 2014 (above). Soon after Ukrainian President Viktor Yanukovych fled to Russia. Putin, perhaps anticipating his fall or simply implementing Moscow’s version of a nuclear option on Ukraine, rushed into Crimea with unidentifiable “green men”, military forces mainly from the VDV and GRU. They claimed to be Crimeans. In only a matter of days, Crimea was under Russian control.

The Minsk Agreement

Nulla res carius constat quam quae perilous empta est. (Nothing is so expensive as that which you have bought with pleas.) Under the Minsk Agreement, Ukraine, the Russian Federation, France, and Germany on February 11, 2015, agreed to a package of Measures to mitigate and eventually halt the conflict in Eastern Ukraine. It was a follow-on agreement to the unsuccessful Minsk Protocol, which was crafted to halt the war in Eastern Ukraine and was signed by the Russian Federation, Ukraine, the Donetsk People’s Republic and the Luhansk People’s Republic on September 5, 2014 under the auspices of the Organization for Security and Cooperation in Europe (OSCE). The Minsk Agreement’s terms included: an immediate ceasefire; a buffer zone separating heavy weapons of both sides, with a minimum buffer zone of 50km for 100mm artillery and up to 140km for rockets; effective verification by the OSCE; amnesty and release of all hostages and illegally detained people; safe access, storage, delivery, and distribution of humanitarian aid to the needy; restoration of government pensions and other welfare payments for civilians in the east; the restoration of Ukrainian control of the banking system in areas affected by the conflict, pull out of all foreign military formations, military equipment, and mercenaries from Ukraine under OSCE monitoring; the disarmament of illegal groups; full Ukrainian control over the eastern border, after local elections under Ukrainian law. There was supposed to be a constitutional deal on the future of Donetsk and Luhansk by the end of 2015 but that went nowhere. The direction which the region may turn will be determined either by the US, EU and Ukrainian Government, intent to keep all of the Donbass in Ukraine, albeit with part of its population reluctant to live under Kiev’s control or by Russia and pro-Russian separatists intent on establishing the region’s independence and tying it umbilically to Moscow. From the additional space in Ukraine he holds, Putin can exert his influence in the region.
Map of Fighting in Eastern Ukraine (above).The direction which Eastern Ukraine may turn will be determined either by the US, EU and Ukrainian Government, intent to keep all of it in Ukraine, albeit with part of its population reluctant to live under Kiev’s control or by Russia and pro-Russian separatists intent on establishing the region’s independence and tying it umbilically to Moscow. From the additional space in Ukraine he holds, Putin can exert his influence in the region.

Russia Has a Unique Perspective on Ukraine

While there is one authentic truth, there are usually at least two sides to every story. Russian perspectives and positions on Ukraine differ from those in Kiev and the capitals of the Western powers. In his answers to questions during a Moscow news conference on January 15, 2018, Russian Federation Foreign Minister Sergei Lavrov summed up Moscow’s thinking on Ukraine .Lavrov explained that on a political level, Russia respects the territorial integrity of Ukraine but only within the boundaries that were designed after the referendum in Crimea and its reunification with the Russian Federation. He said Russia believes that it has a rightful claim to parts of Ukraine and need to save ethnic-Russian from harm is legitimate. He called attention to the fact that “By virtue of their referendum people in Crimea achieved independence and joined the Russian Federation of their own free will.” Lavrov also made a distinction between the Minsk Agreements and the Crimea issue. He said: “one has nothing to do with the other.”

Concerning the Minsk Agreement, Lavrov stated that “We  [Russia] are ready and interested in full compliance with the Minsk Agreements.” He pointed out that Putin has repeated that the Minsk Agreement must be implemented in full, without any exceptions. However, Lavrov explained that the problem with the Minsk Agreement is that Ukrainian leaders are not being made to perform tasks as required under the agreement. He indicated that Ukrainian leaders have been simply stalling by slowly mulling over how lines of the document should be read. He believes that as the agreement was formalized by the UN Security Council no room was left for quibbling over its terms. He was certain that allowing this behavior now will give Kiev the impetus to drag its feet when it finally came down to fulfilling the agreement. Lavrov explained that US and European officials have taken note of what he described as a “tactic” by Ukrainian leaders. He also alleged that Western officials have confirmed Kiev is trying to provoke the use of force in what he calls a “stand-off” as a means to divert attention away from their failure to perform the Package of Measures under the Minsk Agreement
Russian Federation Foreign Minister Sergei Lavrov (above). During a Moscow news conference on January 15, 2018, Russian Federation Foreign Minister Sergei Lavrov summed up Moscow’s thinking on Ukraine. Lavrov explained that on a political level, Russia respects the territorial integrity of Ukraine but only within the boundaries that were designed after the referendum in Crimea and its reunification with the Russian Federation.

As for the Ukrainian government, Lavrov has explained that its officials have a lack of respect for international law.  He claimed that that lack of respect for international law was manifested in the actions of those same officials when they organized and supported the Euromaidan Revolution, which he called “Maidan”. An example of that disrespect Lavrov offers was the manner in which then opposition leaders, who Lavrov derisively refers to as “putschists”, reached an agreement with Yanukovych as Ukrainian President. Lavrov made clear that although the foreign ministers of Germany, Poland, and France certified the agreement, one day later, the opposition leaders nullified it. Lavrov further complained that EU foreign ministers had engaged in a deception in cooperation with opposition because the agreement they signed provided for the creation of a government of national accord. However, a “government of winners” was formed instead. Expatiating on events that followed, Lavrov noted that a Congress of People’s Deputies of the Southeast [of Ukraine] and Crimea was held in Kharkov. He noted that the deputies were elected in compliance with the Ukrainian Constitution. He explained that they decided to take control of their regions until law and order were restored in Ukraine. He notes that They did not use force against the opposition. He then pointed to a February 23, 2014 language law, that was never actually enacted, but nonetheless approved by the opposition. Lavrov says the law was a manifestation of the anti-Russian, Russophobic thinking of the opposition. Lavrov went on to explain that on February 26, 2014 [the day before the green men arrived in Ukraine], the opposition authorized that use of force by neo-Nazi and ultra-nationalists of the Right Sector, as well as Islamic militants of Hizb ut-Tahrir and a Wahhabite group to take the Crimean Supreme Council building by storm. Lavrov expressed the view that this further distanced Crimeans from illegitimate authorities in Kiev. He noted that of this was also in violation of international law, particularly the Budapest Memorandum, under which the Ukrainian government agreed not to support xenophobic sentiments  Lavrov stated: “I am convinced that the people of Crimea had no option but to defend their identity, their multi-national and multi-confessional culture against such thugs.”

Regarding the Donetsk People’s Republic and the Luhansk People’s Republic, Lavrov explained that the Minsk Agreements refer to some districts of the Donetsk and Luhansk regions. Speaking about fulfilment of the commitments, he noted that among the Minsk Agreement’s first requirements, once hostilities have ceased and troops have been withdrawn, is the organization of direct consultations between the government of Ukrainian government and representatives of some districts of the Donetsk and Luhansk regions. Lavrov indicated that Kiev claims that it never made that commitment. He noted that Kiev has been resorting to various configurations in talks designed to demonstrate that it has not recognized or interacted with them, but only Russia, Germany, France, and the OSCE. Lavrov held out hope that the situation between Ukraine and Russia would not last. He quoted Putin as saying that “Russian-Ukrainian relations will improve once the Donbass issue is resolved.” Undoutedly, that means when it is resolved on Moscow’s terms. Quidem concessum est rhetoribus ementiri in historiis ut aliquid dicere possint argutius. (Indeed rhetoricians are permitted to lie about historical matters so they can speak more subtly.)
Trump (left) and White House Chief of Staff John Kelly (right). Trump and his advisers have not naively underestimated Putin. The possibility that Putin would not make himself available for deals that would lead to resolutions of disputes and contentious issues that would satisfy the administration was undoubtedly among the big “what ifs” administration officials considered and planned for. Trump and those who could be called the “stone hearts” among his officials have not been surprised by anything Putin has done.

The Trump Administration Enters

Praemonitus, praemunitus. (Forewarned, forearmed.) The Trump administration came into office eager to engage Putin in order to improve relations, but did so with its eyes wide open. Trump’s vision and pronouncement of his intention to engage was wrongly viewed as a pro-Putin deference. Critics predicted disaster if Trump attempted to negotiate on things he did not really understand with the cunning, ruthless Russian leader. Trump also received words of caution about Putin from Members of Congress from his own Republican party. The repeated warnings remind of Act II of William Shakespeare’s The Life and Death of Julius Caesar, in which Caesar dismissed information concerning the conspiracy against him. He rebuffed Calpurnia pleas that he “not stir out of his house” on the Ides of March. He rejected augurers’ claim that the discovery that an animal sacrificed as an offering had no heart was a warning sign. In Act III, Caesar ignored a letter from Artemidorus outlining the conspiracy and identifying the conspirators, and a few lines further down, he was assassinated. The possibility that Putin would not make himself available for deals with Trump that would lead to resolutions of disputes and contentious issues that would satisfy the administration was undoubtedly among the big “what ifs” administration officials considered and planned for. Trump and those who could be called the “stone hearts” among his officials have not been surprised by anything Putin has done. They would hardly be naïve and sentimental about any US adversary or competitor, let alone Russia.

Honesta enim bonis viris, non occulta quaeruntur. (Honorable things, not secretive things, are sought by good men.) The jumping off point for attempting to establish better relations with Russia inevitably became getting clarification and reaching some resolution of the issue of Russia’s meddling in the 2016 US Presidential Election. The Trump administration wanted answers due to its own concerns and wanted to respond to crushing domestic pressures to find out what happened. Putin was approached by Trump about the 2016 US Presidential Election meddling and the the possibility of rebuilding US-Russian relations and possibly creating a new era cooperation. If things had gone well, the stage would have been set, for better or worse, to move along the road from forgiveness,to acceptance, to restoration, and then rejoicing in Washington and Moscow. However, as sure as when the rain falls from the sky it hits the land, Putin would only offer denials about the meddling. Nevertheless, Trump listened very closely to Putin’s positions and ideas, and developed an understanding of his way of thinking. From those face to face contacts, Trump undoubtedly assessed that getting things done with Putin would require discerning misinformation, maneuvering past distractions, and driving to the heart of matters from which opportunities, open doors, could be found..

On Ukraine, the Trump administration clearly understood that provocative actions would have destabilized an already fragile situation. In addition to Trumps talks with Putin, there have been multiple talks between Tillerson and Lavrov during which Ukraine has been discussed in a fulsome way. Trump has left no doubt that he wanted Russia to leave Ukraine alone, and that is the position that the Russians are hearing from him, Tillerson and all other US officials. Trump gave foreign policy speech in Warsaw that made clear his administration’s objectives and principles. The Trump administration reaffirmed its support of Ukraine. Yet, even before that speech, Russian officials had begun to make claims that Trump’s words and actions were the causality for its attitude and behavior toward the new administration.
Trump (right) listening intently to Putin (left). During Trump’s meetings with Putin, there were friendly smiles and jocund pats on the back. It was a welcome change in US-Russian relations in terms of optics. However, Trump also listened carefully to Putin’s positions and ideas, and developed an understanding of his thinking. From those contacts, Trump assessed that getting things done with Putin would require discerning misinformation, maneuvering past distractions, and driving to the heart of matters from which opportunities, open doors, could be found

Russia’s Off-kilter Approach Toward Its Neighbors

Putin is clearly a clever tactician, but it is unclear whether he is equally shrewd strategist on the global stage. He has served as Russia’s leader as president and prime minister, one could discern through his expressed concepts and intentions, as well as his actions, that he may be leading Russia in retrograde toward the past, albeit  In his effort to maintain his grip on Russia, Putin has resurrected the old systems to control the populace with which he grew up with and is most familiar. That has essentially dragged systems in Russia back to a simulacrum of the Soviet-era domestically and Moscow’s sort of neo-Cold War approach geopolitically. Still, while armed to the teeth with nuclear weapons, Russia may no longer have the capability to be flexible militarily and may be unable to be a decisive superpower in the world.

In two earlier posts, “Military Leaders Discuss Plans to Counter ISIS Beyond the Battlefield: While the West Plans, Russia Conquers ISIS in Syria” and “How Russian Special Forces Are Shaping the Fight in Syria: Can the US Policy on Syria Be Gauged by Their Success?”, greatcharlie mistakenly assessed that Russia entered the war in Syria determined  to shape the war on the ground and the war’s ultimate outcome given the military power it brought to bear on the problem and the sense of exigence expressed by Putin when he declared that Russia needed to act. Putin emphasized that Russia would attack ISIS, eventually driving it and other Islamic militant groups from Syria, and restoring Assad’s control over the country. That was not the case. Over time, it became clear that Russia lacked the capability to do that despite appearing to have the capacity. Russia also demonstrated a lack of will or desire  to do more and to increase its presence in Syria to enable its forces to act decisively. Perhaps one could glean much from what has happened in Syria to examine and assess Putin’s efforts in Ukraine. Despite any shortcomings observed in Russia’sees military performance in Syria, there can still be no doubt that it can still effecrively act as a divisive power. To that extent, Putin has tasked the Russian military and other security services with mission of eroding existing and burgeoning democracies wherever they sees them.

Indeed, as the EU and NATO expanded eastward, Putin decided to pull independent countries that were once part of the Soviet Union back into Russia’s orbit. With the help of the military and security services, Putin would create something that did not preexist in many of those countries: ethnic-Russian communities forcefully demanding secession and sovereignty. That process usually begins with contemptuous murmurs against home country’s identity, language, and national symbols and then becomes a “rebel yell” for secession. It was seen in Nagorno-Karabakh in Azerbaijan, South Ossetia and Abkhazia in Georgia, Transnistria in Moldova, and more recently in Crimea, the Luhansk and Donetsk in Ukraine. Each time an ethnic-Russian space was carved out of a country, Putin gained a base from which he can exert his influence in that country. Still, despite the activities and some successes of pro-Russian political elements, in the larger territories of those former Soviet republics occupied by Russian Federation armed forces and elsewhere in the sphere of the former Eastern Bloc, political thinking of the people of those countries has not turned in agreement with Russia.
Russian tanks withdrawing from Ukraine (above). Mistakenly, greatcharlie assessed that Russia entered the war in Syria determined to shape the war on the ground and the war’s outcome given the military of power it brought to bear on the conflict and exigence expressed by Putin when he declared Russia’s need to act. Over time, it became clear that Russia lacked the capability to act decisively, although appearing to have the capacity. Russia also lacked the will or desire to do so. One might infer much from this with regard to Putin’s efforts in Ukraine.

Where is Russia Really Going with Ukraine?

Vera gloria radices agit atque etiam propagatur, ficta omnia celeroter tamquam flosculi decidunt nec simulatum potest quicquam esse diuturnum. (True glory strikes root, and even extends itself; all false pretensions fall as do flowers, nor can anything feigned be lasting.) Many Western military analysts have proffered that Putin’s moves in Ukraine would certainly be followed by many more, to reclaim former Soviet republics and more. Along with the capture of Crimea, Abkhazia, South Ossetia, Transnistria, Putin’s determination to hold on in Eastern Ukraine served to substantiates such concern. From everything observed, Putin wants to make Russia better. Yet, it is unclear how Putin’s approach on Ukraine fits into his plans to make Russia better. It is unclear how Russia’s capture of Donetsk and Luhansk would do for Russia in any real respect. As mentioned earlier, despite his shortcomings, he is the best authentic option available to lead Russia for now.  Putin restored order in his country after the internal chaos of the 1990s. It was perhaps his initial career as an officer in the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) known better as the KGB, that made reestablishing the power of the state a central part of his efforts. (The KGB was the Soviet agency responsible for intelligence, counterintelligence, and internal security.) Putin has been a figurative mother to Russia, nurturing it in the best way he knows how. That idea might face some disapproval from Russian citizens who feel shortchanged of their civil and human rights, as well as opportunities to fulfill their ambitions, and feel burdened by anxieties. Still, whenever, the metaphoric waves have gotten higher, Putin has kept his ship, Russia, right and steady.

Putin seems to be still playing the great power game in Europe, and would be disposed to playing it alone, with an “understood” opponent: the US. To some extent, that would support assessments by analysts and scholars in the West who believe Putin sees everything in terms of conspiracy. It may be that the Obama administration’s approach to Ukraine and other former Soviet republics irked Putin to the extent the he is now swinging after the bell colloquially. He may be stirring difficulties due to political expediency, soothing hardliners political elements at home. It is not completely clear why rather than seek agreements and what he feel are advantages from contact with the US, Putin seems determined to get into a scrap with the Trump administration.

If Donetsk and Luhansk were left in the hands of pro-Russian elements, it is questionable whether Russia would become stabilizing force in region along with its newly formed, Russia would be taking on a new, difficult situation akin to those in its Southern and North Caucasian provinces. Any resistance, peaceful or violent, would likely be dealt withh eavy handedly by Russia and its allies. Hopefully, Moscow would not assist security elements of the help Donetsk People’s Republic and Luhansk People’s Republic cleanse their new provinces of “troublemakers” or “non-citizens”.

Reconstruction in the Donetsk People’s Republic or the Luhansk People’s Republic would require a lot from Russia. Donetsk and Luhansk were net consumers of foreign imports and dependent on Russian gas before the conflict began. They sit in a region that is considered a rustbelt, needing to be refitted at the cost of billions of dollars Moscow may never have. Reconstruction in Eastern Ukraine will be another huge hurdle for Russia to overcome if its “pro-Russian allies” seceded and became Moscow’s “partners.”  Lacking any significant resources from the US and the rest of the international community to rebuild, the only viable long-term goal in Moscow would be to convert the Donetsk People’s Republic and the Luhansk People’s Republic into versions of South Ossetia, Abkhazia, Transnistria. It would likely receive the recognition of very few countries, Russia’s allies, but not the US or major powers of Europe. The two quasi-countries would in many ways be shut off from the rest of the world. and may never see a postwar economic upturn. Observing the effects of few months of rain and wind on the ruins of cities and towns, Moscow might recognize that it truly cannot support them in a way that would allow for their rebuilding. An authentic assessment will be left to the economic experts, but there undoubtedly will be a great additional strain on Russia. The situation would only worsen if pressure was placed on Russia over Ukraine through future sanctions.

Ultra posse nemo obligatur. (No one is obliged beyond what he is able to do.) Putin very likely has considered what Russia would be like after he, as one might presume he accepts, is called to heaven. It would seem that now while on Earth, he is doing much to saddle future generations of Russians with two economically impoverished basket cases that they will need to care for, to pay for. Future generations may not appreciate that. In Donetsk and Luhansk, future generations might abandon their homelands for “the other Ukraine” or points further West. They might pour into Russia, for employment, a “better life.” In the future, a Russian leader might very well try to reverse what Putin is attempting in Ukraine due to financial strains caused. Taking on Donetsk and Luhansk might very well be a great miscalculation, another step toward sealing Russia’s fate as a second tier superpower.

Perhaps the type of success Putin really wants for Russia out of his reach, not by some fault of his own, but rather because it’s problems are so heavy, may run too deep. He may have run out of real answers to put Russia on real upward trajectory given the capabilities and possibilities of the country using all tools available to him. In a significant endeavor, there is always the potential to become lost. To that extent, consciously or unconsciously, Putin may simply be procrastinating, postponing an authentic look at the situation.
US Special Operations troops in Syria (above). The success that the US found in rallying the Syrian Democratic Forces against ISIS and other Islamic militant groups, as well as its success across the border with the Iraqi Army, Iraqi Security Forces, and the Kurdish Peshmerga against ISIS, may convince the US and Western allies to develop plans for a new initiative regarding Ukraine.

Has Putin Overplayed His Hand on Ukraine?

Culpa par odium exigit. (The offense requires a proportional reaction.) The US and European countries no longer appear ambivalent about committing to the requirements of European security, which in many respects can be costly and risky. The success that the US found in rallying the Syrian Democratic Forces against ISIS and other Islamic militant groups, as well as its success avross the border with the Iraqi Army, Iraqi Security Forces, and the Kurdish Peshmerga aainst ISIS, may convince the US and Western allies to develop plans for a new initiative regarding Ukraine. Rather than have talks on the status of Ukraine remain in stalemate at the negotiation table, one could surmise that the US might organize a vigorous overt and covert training and equipping of Armed Forces of Ukraine, particularly the Ukrainian Ground Forces That may in turn give those forces the capability to independently regain territory claimed by the Donetsk People’s Republic and the Luhansk People’s Republic. Kiev may, on its own volition, make use of its new arms and capabilities to do just that with such speed and power that nothing could be done rapidly in reaction. The Ukrainian Air Force could be used in ways to support friendly ground movement that has never witnessed before. Kiev has not recognized the the rebellious movements in Donetsk and Luhansk. It has not recognized the autonomy or the secession of those provinces. As far as Kiev is concerned, the entire territory of the Donetsk and Luhansk provinces are still Ukraine’s sovereign territory. For Kiev, agreeing under the Minsk Agreement that the borders between Donbass and Russia, and border control must be administered by the Ukrainian government reflected its position, its belief. The US has asked Russia to take its forces out of Ukraine and hand Crimea back to Kiev’s full control. The reality is that getting the Russians out of Crimea, at least in the near term, may be impossible. However, getting them out of Eastern Ukraine is another thing altogether.

Moscow may be willing to seek some resolution on Ukraine at the negotiation table to halt the total collapse of the forces of the Donetsk People’s Republic and the Luhansk People’s Republic forces and whatever units the Russian Federation might have mixed in with them. Ukraine is delicate issue in the Kremlin, but Putin and his advisers do not appear too far down the road to recurvate on it. It could be hypothesized that the collapse of pro-Russian forces in Ukraine would not play well politically at home. Rather than sit and bemoan the new situation, Putin may have no choice but to respond to it all in a way akin to the US response during the 1962 Cuban Missile Crisis and be willing to invade Eastern Ukraine to retake that territory. Moscow could again use the argument that it must defend ethnic-Russian in Ukraine by request. Putin has abstained from more vigorous moves against Estonia, Latvia, and Lithuania. In response to the collapse of the two pro-Russian states, Putin, taking an asymmetric approach, could lash out against the Baltics. Yet, all this being stated, Russia may not be so certain that it could sufficiently respond militarily, extrapolating from what was observed in Syria.

Again, the modest performance of Russian forces on the ground in Syria, in the aggregate, would seem to support the idea that they are ineffective, that they lack real capabilities in many areas. Nevertheless, committing them, despite deficiencies and possible losses, could still put Moscow in a better position to negotiate a satisfactory settlement ultimately. Nullum bellum suscipi a civitate optima nisi aut pro fide aut pro salute. (A war is never undertaken by the ideal state, except in defense of its honor or its safety.)

Ukrainian Ground Forces (above). Rather than cope with deadlocked talks on Ukraine, one could imagine the US organizing a vigorous overt and covert training and equipping of the Armed Forces of Ukraine. That may in turn give those forces the capability to independently, on its own volition, retake most or all of Eastern Ukraine now in the hands of pro-Russian separatists with such tempo and power that nothing could be rapidly done in reaction.

The Way Forward

In Act IV, scene ii of William Shakespeare’s The Life and Death of King John, John has already ordered the death of his nephew Arthur, who Philip, the King of France believes to be the rightful heir to the throne. As the play opens, messenger tells John that Philip insists that he abdicate to open the throne to Arthur or he will go to war with John to attain it for him. John thinks killing Arthur will solve his problems. but two of John’s followers and counselors, Salisbury and Pembroke, believe that killing Arthur would actually compound his problems. They saw no threat posed by Arthur and were concerned with the people’s reaction to killing him. In the scene, Pembroke tells Salisbury: “When workmen strive to do better than well, They do confound their skill in covetousness; And oftentimes excusing of a fault Doth make the fault the worse by the excuse, As patches set upon a little breach Discredit more in hiding of the fault Than did the fault before it was so patch’d. The US and EU can readily explain that they took Putin to task for that bold military operation. Certainly, one can assign reasons for the effort to include some of the following: to create a wider buffer with the West; to prevent Ukraine’s entry into NATO as no country occupied by Russian Federation armed forces has successfully done so; to secure territory with force in accord with terms of a geopolitical division of Eastern Europe to which NATO agreed in the 1990s; “to rescue” ethnic-Russian space in Donetsk and Luhansk from the violence of Ukrainian nationalists; or to set the stage for a much bigger military move elsewhere in Europe. The list could go on. Yet, regardless of their accuracy or fallaciousness, it is unclear how his current tact, for whatever reason, will genuinely benefit Russia in the long-term. Through both the Minsk peace process and multi level diplomatic efforts, the Trump administration has sought a mutually agreeable, sustainable solution on Ukraine. Still, Putin apparently sees no benefit to these exertions. In fact, he appears to be doubling up on his initial poor decision to make claim to Ukrainian territory. Such behavior was once referred to among US military thinkers as “reinforcing stupidity.”  Cutting closer to the bone, it all seems to be a display of power and pride by the Russian leader. Desire should obey reason, and wisdom for that matter. Being able to swing from the chandeliers, surging with power, is not satisfaction. Power without wisdom invariably collapses beneath its own weight. Kiev’s efforts along with those of the US and Western powers have gone nowhere. Harsh sanctions were levied and Russia was cast out of the Group of 8 industrialized democracies. Putin has held on to the territory and has continued to do so in the face of even tougher sanctions against Russian interests. Putin levied his own sanctions against US and EU products and began more heavily supporting separatist movements in Eastern Ukraine

Putin must realize that he is no longer dealing with Obama. Under Trump, decision making on Ukraine will unlikely linger in the halls of inaction. It is difficult to determine what the US and EU could really achieve or gain from exerting further pressure against Russia over Ukraine through sanctions in the future. Putin is not budging. The hopes of some that a resolution could be found through the Minsk peace process are being shattered by Moscow. The Armed Forces of Ukraine should not be viewed a spent force. New US and EU efforts to train and equip its combat elements could change the equation on the ground dramatically. Kiev may soon be presented with new choices. Not to play into the most paranoid ruminations of some Kremlin officials, Kiev, determined to secure it sovereign territory,  it may take more robust and effective military action. While the opportunity and time exists, preparations and decisions on military movements should yield now to more robust and efficacious diplomatic efforts. Nam cum sint duo genera decertandi, unum per disceptationem, alternum per vim, cumque illud proprium sit hominis, hoc beluarum, confugiendum est ad posterius, si uti non licet superiore. (While there are two ways of contending, one discussion, the other by force, the former belonging properly to a man, the later to beasts, recourse must be had to the latter if there be no opportunity for employing the former.)

Trump to Meet With Putin at G-20 Gathering: Trump Seeks an Authentic Relationship with Russia

US President Donald Trump (above). On July 7, 2017 at the Group of 20 economic summit meeting in Hamburg, Trump will have a bilateral meeting with Russian Federation President Vladimir Putin. Finding a way to establish an authentic, positive relationship with Russia is a struggle US administrations have engaged in for decades. Trump feels he can find the solution.Trump does not want to settle on a long-term stand-off in which peace, particularly in Europe, remains at risk. He believes the US and Russia can be good neighbors on the same planet.

According to a June 29, 2017 New York Times article entitled, “Trump to Meet With Putin at G-20 Gathering Next Week,” it was formally announced by US National Security Adviser US Army Lieutenant General H.R McMaster that US President Donald Trump would meet Russian Federation President Vladimir Putin on July 7, 2017 on the sidelines of the Group of 20 economic summit meeting in Hamburg, Germany. The article noted that the meeting would be the first between the two since Trump took office and would be the focal point of his second international trip. However, a subsequent July 5, 2017 New York Times article explained that a day before Trump was to leave Washington, the White House announced that the meeting with Putin would be a formal bilateral discussion, rather than a quick pull-aside at the economic summit that some had expected. The July 5th New York Times article went on to explain that the bilateral format benefitted both Trump and Putin. It called Putin a canny one-on-one operator who once brought a Labrador to a meeting with German Chancellor Angela Merkel because he knew she was afraid of dogs. The article proffered Trump’s aides sought structure and predictability, and hoped that a formal meeting, with aides present and an agenda, will leave less room for improvisation and put the focus on pressing policy concerns that Trump is eager to address.

Ignis aurum probat, miseria fortes viros. (Fire provides proof of gold, misery, proof of strong men.) Both Trump and Putin clearly believe the moment to create positive change in US-Russia relations is now. In the face of all the opprobrium, both have shown a new determination to get on with making things right between the two countries. Trump plans to triumph over his skeptics, putting no power in their words. Of course, that process of building relations between their countries will take time. Still, each step brings the two sides closer together and improving one’s understanding of the other. The bilateral talks with Russia at the Group of 20 economic summit will mark a point of flexure in communications between the US and Russia. Finding a way to establish an authentic, positive relationship with Russia is a struggle US administrations have engaged in for a couple of decades. Trump feels he can find the solution. True, the meeting between Trump and Putin will unlikely be a catalytic moment when opponents of Trump, political or otherwise, will see the method in his madness and appreciate his accomplishment. Moreover, when Russia behaves in ways that tear others from peace, it must still face consequences. However, Trump’s efforts evince his desire not to isolate Russia, or allow engagement with it to fall off. He does not want to settle on a long-term stand-off in which peace, particularly in Europe, remains at risk. He believes the US and Russia can be good neighbors on the same planet. For this he should hardly be faulted. Pars magna bonitatis est veile fieri bonum. (Much of goodness consists in wanting to be good.)

US President Barack Obama and Russian Federation President Vladimir Putin (above). The Obama administration’s actions and reactions to Putin obscured what was already a difficult path to travel. The Obama administration never put together the right recipe for working well with Putin. When Putin began his third term as Russia’s president on May 7, 2012, the Obama administration responded to him as if he were a neophyte and not a seasoned national leader. A war of words and rebuffs emerged between Washington and Moscow.

Background on US and Russia Relations

Infandum, regina, jubes renovare dolorem. (Sorrow too deep to tell, your majesty, you order me to feel and tell once more.) The Obama administration’s actions and reactions to Russia did much to further pollute and obscure what was already a difficult path to travel. The Obama administration never put together the right recipe for working well with Putin. When Putin began his third term as Russia’s president on May 7, 2012, the Obama administration responded to him as if he were a neophyte and not a seasoned national leader. Old ills that were part of US-Russian relations resurfaced, and new ones arose, to include: Putin’s decision to allow US National Security Agency whistleblower Edward Snowden to reside in Russia; ongoing espionage efforts between Russia and the US, including the activities of Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR officer Anna Chapman and other Russian “illegals” captured by the Federal Bureau of Investigation in 2010, and the allegations of US spying on Russia revealed by Snowden and Wikileaks; and the US admonishment of Russia on human rights issues. Putin was still fuming over Operation Unified Protector, during which in 2011, multinational forces including the US, were placed under NATO command and imposed a no-fly zone and destroyed government forces loyal to then-Libyan President Muammar Gaddafi. Putin felt NATO-led forces went beyond UN Security Council Resolution 1973’s mandate by helping local forces overthrow Gaddafi. Gaddafi had been a friend of the Soviet Union and Russia.

Perhaps the administration did not fully grasp just how poorly things were going with Putin. The Obama administration was confident enough to push agendas for nuclear arms reductions with Russia and the expansion of the EU and NATO just as the administration of US President George W. Bush had. Obama administration officials referred to the effort to attain further nuclear arms cuts before leaving office as a “signature effort.” The reduction of nuclear forces and reductions in conventional forces have been issues US and Russian leaders have dealt with for decades, but Obama was not going to resolve any nuclear issues with Putin. Russia’s strategic nuclear forces are not a mere policy issue or bargaining chip for Putin, but a means of survival for Russia. Putin had no intentions of acceding to proposals for deep cuts in its nuclear arsenal repeatedly sent to Moscow by the administration. The insistence of Obama administration officials to take such an aggressive approach in talks with Russia more than anything served to disrupt the US-Russia relationship. Efforts by US officials diplomats and officials to threaten and cajole, as Moscow perceived talks, were more than just displays of a lack of diplomatic tact and maturity, they were viewed as threatening. Relations with Putin and Russia fell to a very low point when the Obama administration cancelled a September summit meeting between Obama and Putin in 2013. The cancellation was in retaliation over Putin’s decision to reject the administration’s nuclear proposals. Administration officials lamented that Putin’s decision ended the president’s “signature effort to transform Russian-American relations and potentially dooming his aspirations for further nuclear arms cuts before leaving office.”

A spate of public rebuffs to Putin sullied ties further. The next year, during preparation for the 2014 Winter Olympic Games in Sochi, there was a constant drum beat of doubt expressed by US security experts on the capability of the Russian security services to protect Sochi from terrorism. A leader’s public declaration of his decision not to attend has practically been a tradition among US and Russian leaders during a period of disagreement in international affairs. In addition to the Olympics, Obama would later decide not to attend the 2015 Moscow Victory Day Parade commemorating the 70th anniversary of Nazi Germany’s surrender to the Allies, ending World War II in Europe. The celebration, hosted by Putin, was a time to recall the legacy of cooperation established during the war and a real example of what US-Russian cooperation could be in a common cause. It offered a chance for Obama to privately address his dispute with Putin. It was the best time for him to say that as with the alliance between their countries in World War II, relations between their countries now were important, bigger than both of them. Attending would have required Obama, as Rudyard Kipling would say, to “bite the bullet,” in terms of personal pride, but not in terms of his role as US president. By being absent, that day became one more reminder of the two leaders differences and their uncongenial relationship. A war of words between US and Russian officials was also problematic. Words of anger, mockery, hate, and aggression, do damage that is often difficult to repair. In the last days of his presidency, Obama ordered the expulsion of 35 Russian suspected spies and imposed sanctions on two Russian intelligence agencies over their involvement in hacking U.S. political groups in the 2016 election.

All of this and more has made for a very rocky road for the Trump administration to travel. Initially, Moscow took the view that the Trump administration’s approach to Russia in any direction must reflect the desire to forge a new relationship, not just hammer out a deal. However, in the nascent days of the Trump administration, Moscow faced the predicament of not having a formal articulation of US foreign policy and immediate approaches from the Trump White House or State Department from which it could work, Moscow’s policy decisions concerning the US were based on assessments developed from the abstract by Russian foreign policy analysts of the Trump administration’s most likely Syria policy or greater Middle East policy. If anything,, Russian analysts might have gleaned and constructed his likely key foreign and national security policy concepts on which his decisions might be based from what Trump has stated. Even without a formal articulation of policy, The Trump administration has tried to be reasonable in its approach to Russia.

Russian Federation Foreign Minister Sergei Lavrov (left) and US Secretary of State Rex Tillerson (right). A decisive point in US-Russian relations came when Tillerson went into Russia on April 12, 2017 to talk with Putin and Lavrov. A significant achievement of those talks was an agreement to establish a working group of US State Department and Russian Federation Foreign Ministry officials charged with addressing smaller issues, which Lavrov called “irritants.” That has allowed Tillerson and Lavrov a freer hand to make progress in stabilizing relations.

The decisive point in relations between the Trump administration and Russia came when Tillerson went into Russia on April 12, 2017 to express concerns over the Assad regime’s use of chemical weapons and Moscow’s continued insouciance toward Assad’s actions against his own people, non combatants. He wanted to learn firsthand the rationale behind Moscow’s willingness to endure international ridicule and rebuke in response to its friendship with the Assad regime, and what might prompt a decision to end that era. The Kremlin’s attitude toward the situation was manifested by the games played by the Russians before the meetings. For hours after Tillerson’s arrival in Moscow, it was uncertain if Putin would even meet with him because of the tense state of relations. Putin’s spokesman, Dmitri Peskov, held out the possibility of a meeting once Tillerson arrived, saying any meeting would depend on the nature of Tillerson’s talks at the Foreign Ministry. Tillerson, unfazed by any of those developments, went forward with his meeting Lavrov, the metronome of Russian foreign policy and diplomacy.  The meeting lasted for three hours. Tillerson eventually got the call to come meet with Putin, and left the Ritz-Carlton Hotel for Red Square around 5:00PM local time. That meeting lasted for two hours. A significant achievement of those talks was an agreement to establish a working group of US State Department and Russian Federation Ministry of Foreign Affairs officials charged with addressing smaller issues, which Lavrov called “irritants which have dogged our relations over the last couple of years,” and make progress toward stabilizing the relationship. That would allow Tillerson and Lavrov a freer hand to address urgent issues. They agreed to consider further proposals concerning the way forward in Syria; the respective allies and coalition partners of both countries would be consulted on the matter. There would be continued discussions directed at finding a solution to the Syrian conflict. Lavrov said Putin had agreed to reactivate an air-safety agreement, a de-confliction memorandum, concerning Russian Federation and US-led coalition air operations over Syria. Moscow suspended it after the US cruise missile strikes.

On June 18, 2017, a US FA-18 fighter (as above) shot down a Syrian Arab Army Su-22 fighter over Raqqa. After Russia said it would terminate deconfliction activity over the shoot down, Lavrov and Tillerson quelled the matter. Lavrov urged Tillerson to use his influence to prevent “provocations” against Syrian government forces in the conflict. The incident evinced how fickle Russia can be over cooperation. Joint activity can be held hostage to Moscow’s reactions to events. Cooperation must be established with protocols or a modus vivendi.

Is This Is the Moment?

Both Trump and Putin understand that the process of building a new US-Russia relationship will take time. Yet, Trump left little doubt that he is eager to meet Putin when the two visit Hamburg, Germany for the G-20 summit on June 7-8, 2017. Trump’s positive thinking has appeared to broaden his sense of possibility and open his mind up to more options. Trump and some others within his administration sense a great opportunity is being presented by his meeting with Putin and sought from the start to establish a full bilateral meeting. Trump wanted media access and all the typical protocol associated with such sessions. It was allegedly leaked to the US newsmedia that other officials at the State Department and National Security Counci sought to pared down that idea, recommending instead that Trump engage in a brief, informal “pull-aside” on the sidelines of the summit, or that the US and Russian delegations hold “strategic stability talks,” which would not include the presidents. In the end, Trump got what he wanted, a bilateral meeting with the Russians, formally organized. Trump and Putin talked informally by phone. During a May 2, 2017 phone conversation, they agreed to speed up diplomatic efforts designed to end the war in Syria. The White House described the phone call between the two leaders as a “very good one” and said they discussed the possibility of forming safe zones to shelter civilians fleeing the conflict. The US also agreed to send representatives to cease-fire talks the following month. Reportedly, Trump and Putin “agreed that the suffering in Syria has gone on for far too long and that all parties must do all they can to end the violence,” the White House said. It was their first conversation since the US launched a barrage of cruise missiles at a Syrian air base last month in response to a chemical attack that the Trump administration has said was carried out by Syrian forces. It was during the same phone conversation that Putin reportedly offered an olive branch to Trump: Both chief diplomats spoke then about arranging a meeting tied to a Group of 20 summit meeting in Germany this summer, the Kremlin said, according to the Russia-based Interfax news agency.

Both Trump and Putin understand that the process building a new US-Russia relationship will take time.Trump left little doubt that he is eager to meet Putin when the two visit Hamburg, Germany for the G-20 summit on June 7-8, 2017. Trump’s positive thinking has appeared to broaden his sense of possibility and open his mind up to more options. Trump senses he has been presented with a great opportunity. He seized that chance to establish a full bilateral meeting with hope of accomplishing a few things.

Following a May 11, 2017 meeting between Trump and Lavrov at the White House, Kremlin spokesman Dmitry Peskov, on first face, expressed cautious optimism about the prospects for an improvement in U.S.-Russian, saying: “The conversation itself is extremely positive.” He further explained: “We have a lot of work ahead of us.” Progress seemed to have been derailed when on June 18, 2017, a US FA-18E Super Hornet fighter shot down a Syrian Arab Army Su-22 fighter in the southern Raqqa countryside, with Washington saying the jet had dropped bombs near US-led Coalition-friendly forces in Tabqh. On several occasions in weeks before, US-led Coalition fighter jets also struck pro-government forces to prevent them advancing from a U.S.-controlled garrison in southeastern Syria at a spot where the country’s borders join with Iraq and Jordan. By telephone on May 11, 2017, Lavrov and Tillerson discussed the need to cement the ceasefire regime in Syria, in particular on the basis of peace talks conducted in the Kazakh capital Astana. The Russian Federation Foreign Ministry explained Lavrov had urged Tillerson to use his influence to prevent “provocations” against Syrian government forces in the conflict. Lavrov and Tillerson agreed to continue contacts, particularly with regard to their bilateral agenda.

Putin would eventually fully express his own views on possible face-to-face meeting with Trump. In a call in program, “Direct Line with Vladimir Putin” that was broadcast on June15, 2017, Putin offered relatively anodyne statements about the Trump administration and a possible meeting with Trump. It was a big change from the aggressive statements of the past. It seemed that Putin was no longer nursing any wounds resulting from his combative relationship Obama. During the program, Putin responded to a question about engagement with the US on Syria as follows: “On the Syrian problem and the Middle East in general, it is clear to all that no progress will be made without joint constructive work. We hope greatly too for the United States’ constructive role in settling the crisis in southeast Ukraine. A constructive role, as I said. We see then that there are many areas in which we must work together, but this depends not only on us. We see what is happening in the United States today. I have said before and say again now that this is clearly a sign of an increasingly intense domestic political struggle, and there is nothing that we can do here. We cannot influence this process. But we are ready for constructive dialogue.” Putin continued by acknowledging that there were “areas in which we can work together with the United States. This includes, above all, control over non-proliferation of weapons of mass destruction. We are the biggest nuclear powers and so our cooperation in this area is absolutely natural. This is an area of crucial importance and concerns not just the North Korean issue but other regions too.” The call-in program was meant for Russian viewers, however, Putin, seeking to reach international viewers, turned suddenly to the subjects of the Paris Agreement on climate change and poverty, tying them to US-Russian relations and insinuating that he would garner Trump’s cooperation on those issues. Putin explained: “Then there is the fight against poverty, fighting environmental damage and so on. We know the position the current US administration has taken on the Paris Agreement, but President Trump is not rejecting discussion on the issue. Cursing and trading barbs and insults with the US administration would be the worst road to take because we would reach no agreement at all in this case, but it makes no sense to seek agreements without the US, which is one of the biggest emitter countries. We must work together to fight poverty in the world. The number of people earning a minimum income has increased in Russia, but there is a disastrous situation in many parts of the world, and this is one of the sources of radicalism and terrorism, this poverty around the world, and we must decide together how to address this problem. Here, we must work with our other partners too, work with China, India and Europe.”

The aesthetics of Putin’s words on Russian television, welcoming interaction with Trump and expressing to the Russian public that he highly desired such talks, were astounding. Putin’s modus operandi in any exchange is to ensure he is the last man standing. So far, that has not been the case here. The change in temperament and dialogue perhaps  evinces that the desire for positive change in relations among Putin and his cabinet is analogous, mutatis mutandis, with that of the Trump and his administration.

The aesthetics of Putin’s words welcoming interaction with Trump and expressing to the Russian public that he highly desired such talks, were astounding. Putin’s modus operandi in any exchange is to ensure he is the last man standing. So far, that has not been the case here. The change in temperament and dialogue perhaps evinces that the desire for positive change in relations among Putin and his cabinet is analogous, mutatis mutandis, with that of the Trump and his administration. Trump’s positive thinking has appeared to broaden his sense of possibility and open his mind up to more options. Indeed, constructive, successful talks with Putin will allow Trump adjust to circumstances and perhaps become more fluid, more creative in his approach. It will certainly further diplomatic contacts between the US with Russia.

Summit Discussion Topics: A Few Samples (A Few Guesses)

Speaking initially about the planned meeting, McMaster expressed the president’s concept behind his effort which is to establish better relations with Russia by stating: “As the president has made clear, he’d like the United States and the entire West to develop a more constructive relationship with Russia but he has also made clear that we will do what is necessary to confront Russia’s destabilizing behavior.” Former Obama administration officials have offered their opinions about the Trump-Putin meeting. Among the more prominent were comments by Obama’s chief Russia specialist at the National Security Council in 2009 and his Ambassador to the Russian Federation Michael McFaul, in the familiar vein of seeking confrontation with Russia, told the New York Times that the meeting was a vital opportunity for Trump to show strength by calling out Putin sharply for the election meddling and to make it clear he is not fooled by Moscow’s misbehavior. McFaul was quoted as saying: “There is a sense in Moscow that Trump is kind of naïve about these things and just doesn’t understand.” He went on to instruct: “You don’t want your first meeting with Putin to create the appearance that you’re weak and naïve, and with some short, direct talking points, he could correct the record.” Veritatis simplex oratio est. (The language of truth is simple.)

Trump managed to become US president doing what he wanted to do, having truly dominant knowledge of the desires of the US public and overall US political environment. He knows what he wants and what he can really do. Ideally, if agreements are reached, they will be initial steps perhaps to unlock the diplomatic process on big issues. Already US State Department and Russian Foreign Ministry officials are working on nagging issues. The two leaders will likely acknowledge good existing agreements and make promises to continue to adhere to them. Where possible, it may be agreed to strengthen those good agreements. What has been observed in diplomatic exchanges so far between the US and Russia is a type of modus vivendi, a way of living, working together, between leaders and chief diplomats. After Putin granted Tillerson a meeting in Moscow after his talks with Lavrov, Trump granted Lavrov a meeting in Washington during a visit to meeting with Tillerson. It also indicated a willingness to establish a balance in negotiations or quid pro quo on issues when possible. Such seemingly small steps have been confidence building measures that have help lead to the meeting between presidents. Those small steps also supported an open line of communication between chief diplomats which is all importance as US and Russian military forces work in close proximity in Syria, Ukraine, and skies and waters in NATO, Canadian and US territory. If all goes well, there will certainly be more to follow. Sic utere tuo ut alienum non laedas. (Use what is yours without harming others.)

Russian Federation Army spetsnaz in Syria (above). Ostensibly, Russia went into Syria both to prop up Assad’s regime and engage in counterterrorism operations against ISIS, Al-Qaeda affiliates, and other Islamic militant groups. Putin has stated regarding Syria and the Middle East in general that progress would not be made without joint constructive work with the US. Genuine cooperation on counterterrorism requires information sharing and joint operations, but again, Russia can be fickle over cooperation.

1. Counterterrorism and a Joint US-Russia Counter ISIS Strategy

On counterterrorism specifically, Moscow apparently wanted to secure a pledge from the Trump administration that it would work directly with Russia to destroy Islamic militant groups in Syria and wherever Russian interests are concerned. Russia claims it has been able to put significant pressure on ISIS, Jabhat Fateh al-Sham, and other Islamic militant groups using its special operations forces–Spetsnaz–and airpower. Russia’s dedication to counterterrorism was demonstrated by the strengthening of its terrorism laws in 2016. Genuine cooperation on counterterrorism requires not only information sharing, but joint operations. Yet, as evinced on military deconfliction in Syria, Russia can be fickle over cooperation. Joint activity has been held hostage to political reactions in Moscow due to other events. Establishing such cooperation must be based on protocols or modus vivendi, shielding it from such reactions.

2. Syria: Assad

In September 2015, Putin took the option of solving the conflict in Syria on his terms using a strong military hand. He explained that Russian Federation forces were sent into Syria both to “stabilize the legitimate authority” of Assad and to fight ISIS. On Syria, relations between the US and Russia are improving. By 2015, Assad appeared to lack the ability to remain in power against ISIS and perhaps US-backed Syrian Opposition forces, but the military situation began to turn after Russia, with the urging of Iran, moved its forces into Syria in September of that year and supported Syrian military operations. Assad can only be useful to Russia as a figurehead, a symbol of resistance to the opposition and ISIS. In time, it may make sense to Moscow to replace him with a leader who would be more acceptable among the Syrians. The transition from Assad regime to new politically inclusive government is the standing US policy. Assad is at Russia’s disposition. A final decision on how to handle him will need to be made soon. Concerns over Russia’s thoughts on Assad and US concerns about the dangers posed by him must be broached.

Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov (seated left) and Syrian Arab Republic President Bashar al-Assad (seated right). Currently, Assad is useful to Russia as a figurehead, a symbol of resistance to the opposition and ISIS. In time, it may make sense to Moscow to replace him with a leader who would be more acceptable among the Syrians. The transition from Assad regime to new politically inclusive government is the standing US policy. Assad is at Russia’s disposition.

3. Syria: Deconfliction

After the US launched cruise missile strikes against Assad regime airbase on April 7, 2017 following the regime’s chemical attack on Syrian civilians, Moscow suspended air-safety a de-confliction memorandum. Following Tillerson’s meeting with Lavrov said Putin in April 2017, Russia agreed to reactivate air safety hotline created under the air-safety agreement concerning Russian Federation and US-led coalition air operations over Syria. When a US fighter jet shot down a Syrian fighter over the southern Raqqa countryside, the Russian Federation Defense Ministry said it would halt its use of the incident-prevention hotline. The hotline was established between US officers monitoring the war from an operations center at a base in Qatar and their Russian counterparts operating in Syria has been a lifesaving tool since it was set up soon after Russia entered Syria’s civil war in late 2015 to prop up President Bashar al-Assad. However, as with any prospective joint counterterrorism activity with Russia, deconfliction operations cannot be held hostage to political reactions in Moscow to other events. There must be some protocol or modus vivendi established which shields deconfliction operations to the whims of either country.

4. Syria: Reconstruction, Peace-enforcement, and Peace-building via Negotiations

Reconstruction will be another huge hurdle for Russia to overcome in Syria. Even if a modicum of economic aid were granted from the Western countries and international organizations as the UN, the World Bank, or international Monetary Fund, Syria may never see significant rebuilding or economic improvement. Russia has sought stronger ties with Arab countries, bolstering economic ties with Qatar, the United Arab Emirates, Oman, and Kuwait and diplomatic overtures with Algeria, Iraq, and Egypt. Russia’s hope is by courting those countries they would become more receptive to its’ calls for a political solution in Syria and responsive to an eventual campaign by Russia to gain financial support for Syria’s reconstruction. However, US participation in those efforts may do much to encourage participation from those Arab countries and Western countries as well. Russia must negotiate US assistance in the reconstruction and peace-enforcement effort.

US Army Rangers moving through Syria (above). Reconstruction will be another huge hurdle for Russia to overcome in Syria. Even if a modicum of economic aid were granted from the Western countries and international organizations as the UN, the World Bank, or international Monetary Fund, Syria may never see significant rebuilding or economic improvement. US participation in those efforts may do much to encourage participation from Arab countries and Western countries as well.

5. Syria: Safe Zones and Immigration

Syrian refugees and the displaced fear returning to a society of arbitrary detentions, beatings, house searches, and robberies.  Most have lost heart that there will ever be a Syria of any good condition to which they can return. Talks between US and Russian special envoys for Syria and other officials are at an early stage of discussing the boundaries of the proposed de-escalation zone in Deraa province, on the border with Jordan, and Quneitra, which borders the Israeli-occupied Golan Heights. Washington has misgivings about the Astana talks and wants to forge a bilateral understanding with Moscow in an area of strategic interest to the US and its allies, Jordan and Israel. For Washington to back a deal, Russia would need have Iranian-backed militias to leave the area.  It may be difficult for Russia to rein in the growing involvement in the region of Iran and its allies. Russia must weigh that difficulty against US assistance with reconstruction.

6. North Korea

North Korea has vowed to develop a nuclear-tipped missile capable of hitting the US mainland. Most recently it tested what it claimed was an intercontinental ballistic missile. The US has explained to North Korean that it must stop its nuclear activity. The US has no interest in regime change. While the Trump administration has urged countries to downgrade ties with Pyongyang over its nuclear and ballistic missile programs, a cross-border ferry service was launched in May 2017 between North Korea and neighboring Russia. Indeed, in recent years, Russia has rebuilt a close relationship with North Korean dictator Kim Jong-un. In May, 2014, less than two months after the Crimea annexation and with Western nations seeking to punish Russia, Putin signed away 90 percent of North Korea’s $11 billion debt to Russia, an amount comparable with the debtor state’s GDP. The other 10 percent could be used for joint Russian-North Korean projects. That same year, Russia delivered 50,000 tons of wheat as humanitarian aid to North Korea. Clarification must be sought on Russia’s failure to cooperate with the international community on North Korea. Russia’s cooperation will likely need to be negotiated.

A North Korean missile test (above). North Korea has vowed to develop a nuclear-tipped missile capable of hitting the US mainland. Most recently it tested what it claimed was an intercontinental ballistic missile. While the Trump administration has urged countries to downgrade ties with Pyongyang over its nuclear and ballistic missile programs, Russia has continued to build a close relationship with North Korean dictator Kim Jong-un.

7. Afghanistan: Russia’s Activities

There have been reports from northern Afghanistan that Russia is supporting the Taliban by providing weapons and financing. Russia’s activities in Afghanistan is ostensibly intended to counter the spread of ISIS-affiliated militants in Central Asia and further challenge the US. Still, Russia is aware that the militant group has fought US and international forces since 2001. In April 2017, the commander of the US Central Command US Army General Joseph Votel told Congress that it was “fair to assume” Russia was [militarily] supporting the Taliban. The National Directorate of Security, the Afghan intelligence agency, reports Russian intelligence agents have provided the Taliban with strategic advice, money and arms, including old anti-aircraft rockets. Russian support played a role in the Taliban’s advances in  Kunduz, where they have twice briefly seized the provincial capital. Clarification on Russia’s activity in Afghanistan must be provided. Russia’s cooperation in defeating US adversaries will likely need to be negotiated.

8. Ukraine: Crimea, Luhansk, and Donetsk

As the EU and NATO expanded eastward, Putin decided to pull independent states that were once part of the Soviet Union back into Russia’s orbit. Accomplishing that required Putin to create something that did not preexist in most near abroad countries: ethnic-Russian communities forcefully demanding secession and sovereignty. That process usually begins with contemptuous murmurs against home country’s identity, language, and national symbols and then becomes a “rebel yell” for secession. It was seen in Nagorno-Karabakh in Azerbaijan, South Ossetia and Abkhazia in Georgia, Transnistria in Moldova, and more recently in Crimea, the Luhansk and Donetsk in Ukraine. Each time an ethnic-Russian space was carved out of a country, Putin gained a base from which he can exert his influence in that country. European countries no longer appear ambivalent about committing to the costly requirements of collective security. The US may be able to influence Russia’s behavior, but Russia will likely want any negotiations to be part of comprehensive talks on Europe between the superpowers.

Satellite imagery of two tanks (125mm caliber) and 12 armored vehicles and infantry fighting vehicles ostensibly supplied by Russia in the Donetsk region of Ukraine (above). Russia’s annexing of Crimea and deployment of its military forces in Ukraine without Kiev’s consent was in violation of Article IV, paragraph 5 of the treaty. The US, NATO allies, and all other parties to the agreement recognize Crimea as part of Ukraine. The US has also called on Russia to remove its forces and equipment from eastern Ukraine.

9. Ukraine: Sanctions

Sanctions from the US and Europeans have put relations between Russia and the West at considerable risk. Putin rejects the idea that the Trump administration is pushing for additional sanction against Russia and has explained new sanctions are the result of an ongoing domestic political struggle in the US. He has proffered that if it had not been Crimea or some other issue, they would still have come up with some other way to restrain Russia. Putin has admitted that the restrictions do not produce anything good, and he wants to work towards a global economy that functions without these restrictions. However, repetitive threats of further sanctions from the US and EU could prompt Putin to consider means to shift the power equation. He may eventually feel his back is against the wall and may encourage him to act covertly to harm US and Western interests despite denials of doing so. When Russia behaves in ways that tear others from peace, it must still face consequences. However, the modification of that behavior could be rewarded. Sanctions could be used a powerful bargaining chip or a carrot in negotiations.

10. Russian Violations of Open Skies Treaty

The Treaty on Open Skies allows for states party to the treaty to conduct unarmed observation flights over the territory of other states to foster inter-military transparency and cooperation. The US, Canada, and 22 European countries including Russia signed the treaty in Helsinki on March 24, 1992. The US Senate ratified the treaty on November 3, 1993, and it entered into force on January 1, 2002. Today 34 countries are members of the Treaty on Open Skies. Russia has been accused of violating the spirit of the Treaty on Open Skies by restricting access to some sections of its territory. These limits include the denial of overflights over Chechnya or within 10 kilometers of its southern border with Georgia, a limitation on the maximum distances of flights over Kaliningrad, and altitude restrictions over Moscow. Russia has requested to upgrade to certain electro-optical sensors on its surveillance aircraft. The US could threaten to reject Russia’s requests until it again complies with the Open Skies Treaty.

A Russian Federation Tu-214R Intelligence Surveillance Reconnaissance plane (above). The Treaty on Open Skies allows for countries party to the treaty to conduct unarmed observation flights over the territory of other countries to foster inter-military transparency and cooperation. The US has complied with the treaty. Russia has violated the spirit of the treaty by restricting access to its territory. It has prohibited overflights over Chechnya or within 10 kilometers of its southern border with Georgia, set a limitation on the maximum distances of flights over Kaliningrad, and set altitude restrictions over Moscow.

11. Russian Violations of Conventional Nuclear Forces Treaty

In 2007, Russia suspended its implementation of the Treaty on Conventional Armed Forces in Europe. Russia has continued to violate its treaty obligations and has made clear that it will not resume implementation of the treaty. On November 22, 2011, the US announced in Vienna, Austria that it was ceasing implementation of certain obligations under the treaty with regard to Russia. Similar announcements were made by NATO’s other members as well as Georgia and Moldova, but it did not impact Russian behavior. Russia continues to station its military forces in Georgia and Moldova without the consent of those countries. Russia’s annexing of Crimea and deployment of its military forces in Ukraine without Kiev’s consent was in violation of Article IV, paragraph 5 of the treaty. The US, NATO allies, and all other parties to the agreement recognize Crimea as part of Ukraine. The US has also called on Russia to remove its forces and equipment from eastern Ukraine. Clarification on Russia’s actions adverse to the treaty must be sought. Any possibility of its future compliance with the treaty can be discussed.

12. Russian Violations of the Intermediiate Nuclear Forces Treaty

The Intermediate-Range Nuclear Forces Treaty (INF) eliminated and prohibits an entire class of missiles: nuclear and conventional ground-launched ballistic and cruise missiles with ranges between 500 and 5,500 kilometers. The US remains in compliance with the INF. Reportedly, Russia has been developing missile systems in violation of the INF Treaty. As a counter move, the US has positioned weapons systems that are not prohibited by the INF Treaty in Europe. The US Air Force has deployed conventional B-52 and B-1 bombers periodically to Royal Air Force Fairford, a forward airbase in Britain. It has been suggested that Joint Air-to-Surface Standoff Missiles could be stockpiled there for potential use by the aircraft. Moscow would not like that. The US Navy could increase the presence of surface ships and submarines carrying conventionally armed sea-launched cruise missiles in the North Sea and other waters around northern Europe. The US Navy could consider home-porting several sea-launched cruise missile-capable warships at a European port, as it has done with Aegis-class destroyers based in Rota, Spain. The threat from Russian intermediate-range ground-launched cruise missiles to US allies in Europe and Asia is destabilizing. An effort to negotiate Russia’s return to compliance should be made.

A Russian Federation Iskander-M (SS-26) intermediate range missile (above). The Intermediate-Range Nuclear Forces Treaty (INF) eliminated and prohibits an entire class of missiles: nuclear and conventional ground-launched ballistic and cruise missiles with ranges between 500 and 5,500 kilometers. Reportedly, Russia has been developing missile systems in violation of the INF Treaty. The threat from Russian intermediate-range ground-launched cruise missiles to US allies in Europe and Asia is destabilizing.

13. Nuclear Forces: New Deterrence Systems

The Russian Federation deploys an estimated 307 ICBMs which can carry approximately 1040 warheads. They represent only 40 percent of the country’s total arsenal of thermonuclear warheads. Russia has been developing an upgraded Topol-M variant, the more advanced Topol MR or SR-24 Yars. The Yars, is reportedly fitted with more advanced decoys and countermeasures than the Topol-M, and featuring a higher speed, has been specifically designed to evade Western anti-ballistic missile defense systems.Both Topol-M variants can be deployed from either missile silos or transporter-erector launchers. The more advanced Yars can reportedly be fitted with four to six multiple independently targetable reentry vehicles.The RS-28 Sarmat is the newest heavy liquid-propelled ICBM under development for the Russian Federation Armed Forces. In 2018, the Sarmat will replace older Soviet R-36M missiles, dubbed “Satan” by NATO, as the heavy silo-based component of the Russian nuclear forces.The Sarmat will have a dozen heavy thermonuclear warheads, each individually steerable during reentry. Those warheads are said to have advanced anti-missile countermeasures meant to beat the US Anti-Ballistic Missile Defense Shield. Both the US and Russia could discuss their intentions regarding nuclear force enhancement.

Russian Federation RT-2PM2 or “Topol-M” intercontinental ballistic missile (above). Russia has been developing an upgraded Topol-M variant, the more advanced Topol MR or SR-24 Yars. The more advanced Yars can evade Western anti-ballistic missile defense systems and can reportedly be fitted with four to six multiple independently targetable reentry vehicles. In 2018, the Sarmat will replace older Soviet R-36M (SS-18) missiles as the heavy silo-based component of the Russian nuclear forces. The Sarmat will have a dozen heavy thermonuclear warheads, each individually steerable during reentry.

14. Russian Aerial and Naval Intrusions

Among steps taken by Sergei Shoigu upon becoming Russian Federation Defense Minister April 5, 2012, he created a new corps, the Airspace Forces, and ordered and steadily increased Airspace Force bomber flights and Navy combat patrols. As a result, near the Baltic Sea, for example, Russian military aircraft near were intercepted by NATO jets 110 times in 2016. According to NATO, that number was lower than the 160 intercepts recorded in 2015 and the 140 in 2014. Still, this greatly exceeds the number of aerial encounters above the Baltic Sea before Russia’s annexation of Crimea in 2014. In 2013, NATO fighter jets intercepted Russian aircraft 43 times. NATO has explained Russian buzzing of Baltic airspace creates the risk for deadly mistakes. Russian military planes have been flying too close for comfort in Baltic and Nordic skies. The tension created could lead to dangerous accidents or initiate an escalation spiral. Russia must be convinced to halt its provocative aerial and Naval Intrusions as they serve little purpose if its true intent is to move toward peaceful relations with US.

15. Russian Cyber Attacks

In the past decade the Russian government has mounted more than a dozen significant cyber attacks against foreign countries, sometimes to help or harm a specific political candidate, sometimes to sow chaos, but always to project Russian power. The strategy of Russian intelligence, particularly Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR and its military counterpart Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU, has been to pair cyber attacks with online propaganda. It has since been refined and expanded by Russian intelligence. From June 2015 to November 2016, Russian hackers penetrated Democratic Party computers in the US, and gained access to the personal emails of Democratic Party officials, which in turn were distributed to the global media by WikiLeaks. Both the CIA and the FBI report the intrusions were intended to undermine the US election. Cyber gives Russia a usable strategic capability for active measures. If Russia sought to weaken NATO or harm US relations with Europe, cyber attacks could be launched. If potential benefits are great enough, the head of Russia’s SVR, Mikhail Naryshkin, may want to take the risk. Inquiries with Russia about cyber attacks will elicit denials. Russia must be convinced that future cyber attacks could derail efforts to build relations and will result in severe retaliation.

The head of Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR, Mikhail Naryshkin (above). In the past decade the Russian government has mounted more than a dozen significant cyber attacks against foreign countries to project Russian power. From June 2015 to November 2016, Russian hackers penetrated Democratic party computers in the US, and gained access to the personal emails of Democratic officials. Cyber gives Russia a usable strategic capacity. If potential benefits are great enough, Naryshkin may want to take the risk.

16. Russian Interference with US Satellites

Russia is developing the ability to approach, inspect and potentially sabotage or destroy satellites in orbit. For over two years, it has included three mysterious payloads in normal commercial satellite launches. Radar observations by the US Air Force and by amateur hobbyists revealed that after each commercial satellite was deployed, an additional small object would travel far away from the jettisoned rocket booster and later turn around and travel back. Some believe the objects named Kosmos-2491, Kosmos-2499 and Kosmos-2504, may not be a benign program. For years Russia and China have pushed for the ratification of a UN treaty banning space weapons. US officials and outside experts have rejected that treaty as a “disingenuous nonstarter.” The US has supported a European-led initiative to establish norms for appropriate behavior through the creation of a voluntary International Code of Conduct for Outer Space. It would be a first step, to be followed by a binding agreement. Concern over Russia’s development and deployment of capabilities to harm US satellites must be broached. Russia should be invited to sign on to the Code of Conduct for Outer Space or join an effort to develop a new treaty incorporating the most useful aspects of all proposed approaches and additional terms.Russia must be told that it will face consequences if it interferes with US satellites.

17. Russian Arctic Military Build-up

Russia assesses the Arctic is one of the most economically promising regions in the world. The Arctic Circle holds enormous reserves of hydrocarbons and other minerals; the region also provides the shortest path for transporting goods from the Pacific to the Atlantic oceans. Russia claims that under international law norms, a substantial part of the territory in Arctic waters belongs to it. Russia observes that in addition to US Navy and US Air Force units, the US fields three ‘Arctic’ brigades in Alaska and special purpose Marines Corps units can be rapidly deployed to the north. The Canadian Army is viewed by Russia as being well-trained for action in the Arctic. Russia has taken note of Ottawa’s reorganization and reequipping its ranger units responsible for security in the Arctic region, and it recognizes Joint Task Force 2, an elite special operations unit of the Canadian Forces, is also prepared to conduct tasks in the Arctic. Further, Russia views the Norwegian Special Force “Rangers” as being especially honed for action in the Arctic. Russia notes that Oslo recently announced its creation of a new unit of special forces practically on the border with Russia. In response, Russia has deployed and specially equipped the 200th and 80th brigades to the Arctic. In 2015, Russia also opened the refurbished Soviet-era Alakurtti base located near the border with Finland in the Murmansk Region. A number of abandoned Soviet-era bases are being reopened and new one are being built. Russia’s fleet of nuclear-powered icebreaker’s is also being bolstered. Clarification on Russia’s activity in the Arctic must be provided. The Arctic units could be viewed as a maneuver force to support potential operations in northern Europe.

A Russian Federation Arctic units in training (above). Russia assesses the Arctic is one of the most economically promising regions in the world. Russia has deployed and specially equipped the 200th and 80th brigades to the Arctic. In 2015, Russia also opened the refurbished Soviet-era Alakurtti base located near the border with Finland in the Murmansk Region. A number of abandoned Soviet-era bases are being reopened and new one are being built. Russia’s fleet of nuclear-powered icebreakers is also being bolstered.

Facilitating Deal Making

Issues on which presidential action could immediately resolve matters may be hashed out at the table or it could be mutually agreed to give some additional consideration such matters before giving a response. Both Trump and Putin could make mutual peace offerings. That certainly does not mean emptying oneself akin to oblation, but to do something to encourage good-faith bargaining and compromise. There are several bargaining chips of differing value to both parties. Cooperation on counterterrorism, ISIS, climate change, and poverty may serve as a bargaining chips to get agreements on other issues. However, greater bargaining chips might include: the return of Russian properties in the US, types of reconstruction assistance in Syria, peace-enforcement in Syria, making the Group of 7 the Group of 8 again with inclusion of Russia, some economic sanctions, leaving sanction loopholes open, and lifting restrictions on the Exxon-Rosneft agreement through an exemption. Some of these actions may not appear plausible and could have a deleterious effect on international consensus on sanctions against Russia over its actions in Ukraine and create an uproar among the Europeans. However, Trump undoubtedly believes bold action may be the very thing that can pump blood into negotiations, modify Russian behavior, and get relations moving forward. Conversely, Putin may offer much, if he feels secure enough, to loosen the US grip on Russia’s figurative economic throat. Perhaps some of this might be left for meetings down the road.

Aliquis latet error. (Some trickery lies hidden.) There are those in the Trump administration that will not welcome a warming of ties with Russia such as US Secretary of Defense James Mattis and US Chairman of the Joint Chiefs of Staff US Marine Corps General James Dunford. They perceive Russia as the “enemy at the gates” and a great concern. They are advocates for vigilance and extreme caution with regard to diplomacy with it. Needless to say, McMaster would not be remiss and let Trump begin the meeting without reviewing the “what ifs” and contingencies resulting from what could possibly be unexpectedly difficult meeting. Trump must be able to recognize when it is definitely time to look for the door. If along with success, there are big questions or complaints, it will important not to “cry foul” or even grunt. That might be perceived as weakness by Putin. If a matter is worthy of review, Tillerson will likely be able to sort it out with Lavrov. Indeed, Trump’s meeting with Putin could be a fulsome discussion of issues or an exchange of views on issues much of which senior diplomats could be tasked resolve over time.

Trump must put “America First” but keep firmly in mind how his decisions and actions regarding Russia might impact European allies and partners.There has been considerable anguish and disappointment over Trump’s prior statements on collective security in European capitals. Some European leaders, such as German Chancellor Angela Merkel, perhaps unwittingly, have promoted such doubts with statements driven by political expedience. She has expressed the will to remain in a combative mode, promising days before the G-20 Summit to fight for free trade, press on with multilateral efforts to combat climate change and challenge Trump’s “America First” policies. Merkel stated: “These will not be easy talks,” She went further by explaining: “The differences are obvious and it would be wrong to pretend they aren’t there. I simply won’t do this.” Asked by journalists about Merkel’s comments, McMaster remarked that the US relationship with Germany was “as strong as ever” and played down the discord. He also noted: “Of course there are going to be differences in relations with any country, and we’ll talk frankly about those differences. The president enjoys those conversations.” For the moment, many Europeans will likely stand a bit uneasy and apprehensive about US intentions and actions until trust and confidence are eventually rebuilt. Europe is not just an acquaintance of the US. For decades, the US has served as Europe’s defacto guardian, key to its security. While Europe may not be Trump’s primary focus it is a prime concern.

The Way Forward

William Shakespeare’s Sonnet XCIV explains that the ability to restrain the expression of emotion, and refrain from revealing to the world via visage one’s authentic thoughts and true feelings were regarded as virtue or at least useful ability in that day. Such persons–often found in positions of leadership–tend to isolate their true selves, but Shakespeare indicates that does not diminish the virtue. Using a flowers sweet scent as a metaphor, he explains it’s scent is still sweet when wasted on the desert air. However, he explains that such virtue when corrupted is far worse than depraved behavior. It reads: “They that have power to hurt and will do none, / That do not do the thing they most do show, / Who, moving others, are themselves as stone, / Unmoved, cold, and to temptation show, / They rightly do inherit heaven’s graces / And husband nature’s riches from expense; / They are the lords and owners of their faces, / Others but stewards of their excellence. / the summer’s flower is to the summer sweet, / Though to itself it only live and die, / But if that flower with base infection meet, / The basest weed outbraves his dignity: / For sweetest things turn sourest by their deeds; / Lilies that fester smell far worse than weeds.” Trump has “advanced in age and wisdom and in grace with God and man.” Much as he may amuse himself through tweets to intemperate younger journalist, who, while projecting venomous comments toward him at the same time more often tickle him with their countenance, he is more than aware of his responsibility as the steward of his country’s security. He wants to establish peace and security for future generations: for his grandchildren and their posterity. Trump wants to do big things for his country, he sought the job of president for that reason. His efforts concerning Russia relations are noble.

Time, words, opportunity are things that in many circumstances come once, and never come back. One must make use of time available. It does not mean rush into things, but to be mindful that limits for preparation and action exist. Words can open doors and lead to resolution but can also damage. Banality and boastfulness so far has been avoided by the two sides. The similitude between the words of engagement used by Trump and Putin indicate there is reason for hope. Both time and words have served to create the opportunity for a positive connection between Trump and Putin. Surely, Trump cannot know what is in Putin’s heart. Putin is a calculator. Yet, Trump is unthreatened, and unmoved by notions proffered that Putin serves all things evil. If the ultimate goal of Moscow is to have the US submit to its will, Trump will not allow that to happen. He transmits no hint of doubt. Conversely, Putin must cope with his own uncertainties about Trump. One’s will acts upon what reason discerns. It is not self-justifying. Will is guided by intellect. To that extent, a genuine effort is being made and both sides appear to have the requisite he will. One would unlikely say everything has been elegantly done so far. However, some things can be smoothed out at the coming meeting, and a few more at all the subsequent ones. Success with Russia will change international affairs globally. Variatio detectat. (There is nothing like change.)

Belarus Allows Small Demonstrations Outside KGB Headquarters: As Belarus Curries Favor with the West, Can It Help Russia, Too?

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Russian Federation President Vladimir Putin (left) with Belarusian President Alexander Lukashenko (right). Putin wants to keep the Republic of Belarus within his country’s sphere of influence. Yet, due to regional security concerns, Belarus has gained new importance in the West. Lukashenko, once called Europe’s last dictator, is being approached by the EU and US. He has responded by trying to strengthen ties with them. Some Western analysts conclude Putin will not react well to this development. However, Belarus’s ties to the EU could actually enable its ally Russia to circumvent sanctions through a creative trade arrangement.

According to an October 29, 2016 article in the New York Times entitled, “Belarus Allows Small Demonstrations Outside KGB Headquarters,” dozens of demonstrators held a gathering in front of the headquarters building of Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB in Minsk to commemorate the 1937 execution of over 100 members of the Belarusian intelligentsia under the orders of the General Secretary of the Central Committee of the Soviet Union Josef Stalin. The demonstrators also protested continuing repression in Belarus.  The demonstration was not authorized, however the police did not interfere. The annual commemoration provides the Belarusian public a rare opportunity to show disapproval for the government led by President Alexander Lukashenko. Nikolai Statkevich ran against Lukashenko in the 2010 Belarusian Presidential Election and was imprisoned for five years afterward. The New York Times article quoted him as stating: The fear of repression haunts Belarus as before. Today’s authorities are ideological heirs of those times.”

The EU and US now seem to be approaching Lukashenko with outstretched arms. Lukashenko, once the target of profound obloquy in the West and whose government was called “Europe’s last dictatorship” in 2005 by then US Secretary of State Condoleezza Rice, is now covered with good words to the extent that his past iron fisted actions have nearly been cloaked. Belarus, in response to EU and US overtures, has engaged in a vigorous effort to curry favor and strengthen ties with them. The question of whether Lukashenko can genuinely recurvate westward after being oriented so long toward Russia has been responded to by some EU leaders with rather Delphine statements.

Putin wants Belarus to remain in Russia’s sphere of influence. He wants to keep Belarus in the Central Security Treaty Organization (CSTO) and in the Eurasian Economic Union (EEU). Some Western foreign and defense policy analysts would quickly point out that Lukashenko has never been disposed to completely subordinating the interests of Belarus to that of Russia, or of the West for that matter. Pedictably, those Western analysts have concluded Putin, their bête noire, likely perceives Lukashenko as being disloyal, and suggest that he could react aggressively. Such analyses simply signal a fear of Russian military power. They also signal a fear that when the interests of any country in Russia’s sphere of interest is detectably at odds with those of the Kremlin, a “second Crimea” may be in the making. Crimea happened. Putin acted aggressively. However, Crimea should not be the baseline to gauge Putin’s thinking and actions going forward. Putin does not act impulsively; he acts with purpose. He can well-distinguish between what he wants for the moment and what he wants most. Putin does not want to have Russia defined as a rogue country with a military that is nothing more than an army of conquest. Having built solid relations with Minsk, especially with regard to security, for over a score of years, it is hard to imagine Moscow attempting to militarily intimidate or actually attack Belarus over its contacts with the EU. Extrapolations perpetuating such notions are counterintuitive. In fact, Putin has hardly reacted. He may very well recognize some potential in his ally’s new EU contacts for Russia to circumvent economic sanctions via a creative trade arrangement.

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Belarus is a 207,600 square kilometer, landlocked country, bordered by the Russian Federation to the northeast, Ukraine to the south, Poland to the west, and Lithuania and Latvia to the northwest. When Putin took office, he viewed Russia’s relations with Belarus as unsatisfactory and improved them. Belarus’s strategic importance to Russia increased following regional events such as NATO’s creep into the post-Soviet space, and the “Color Revolutions.” Belarus and Russia have had a few political and economic rows. Still, the two countries are staunch allies.

Belarus: In Brief

The Republic of Belarus is a 207,600 square kilometer, landlocked country, bordered by the Russian Federation to the northeast, Ukraine to the south, Poland to the west, and Lithuania and Latvia to the northwest. Its capital is Minsk. While the borders of Belarus were set at the end of World War II, they were shaped mostly when some territory of the Second Polish Republic was reintegrated into them after the Soviet invasion of Poland in 1939. During World War II, Belarus lost about a third of its population and more than half of its economic resources. The Soviet Union redeveloped the republic in the post-war years. On July 27, 1990, the Parliament of the Belarus declared the republic’s sovereignty, and on August 25, 1991, during the collapse of the Soviet Union, Belarus declared itself an independent country. Since 1994, Alexander Lukashenko has served as the President of Belarus. His leadership was widely criticized in the West. Lukashenko perpetuated a number of Soviet-era policies, to include state ownership of large sections of the economy. For years, political opposition was violently suppressed. Elections in Belarus were declared rigged by the international community.  The country’s rating under The Economist’s Intelligence Unit’s Democracy Index was the lowest in Europe until 2014. Freedom House assessed Belarus under Lukashenko as “not free.”  It was labelled “repressed” in the Heritage Foundation’s Index of Economic Freedom. In the Press Freedom Index for 2016 of Reporters Without Borders, it was ranked 157th out of 180 countries.

Belarus’s Ties to Russia

After the Soviet Union collapsed, the newly formed Russian Federation tried to control the post-Soviet space by creating the Commonwealth of Independent States (CIS) on December 8, 1991. However, Belarus, much as other republics in the CIS, began drifting away from Russia, which at that time was attempting to cultivate Western relations and save its broken economy. In the early 1990s, Russian Federation President Boris Yeltsin was concerned that his country’s involvement with Belarus might put its bridge building efforts with the West at risk. Yet, while Russia was fixed on improving relations, Western capitals discerned Russia’s inability to act effectively. NATO began to expand east. Stung and threatened by what he perceived as an effort by the West to isolate it from the European environment by grabbing up Central and Eastern European countries and former Soviet republics, Yeltsin sought to improve ties with Belarus. Relations between the two countries became so congenial that in the mid-1990s, following Lukashenko’s rise to power, Yeltsin concluded Belarus would be an ideal candidate for integration with Russia. After signing the Treaty of Friendship, Good-Neighborliness and Cooperation with Belarus, Yeltsin declared that “the two nations [had] shared a common historical experience over many centuries.” That, he explained, “created the basis for signing the treaty and other documents on deeper integration of our two countries. Among all CIS countries, Belarus has the greatest rights to such a relationship due to its geographical location, its contacts with Russia, our friendship and the progress of its reforms.” One year after April 2, 1996 when the integration process was launched, the Union of Belarus and Russia was established. It culminated with the founding of the Union State between Belarus and Russia on December 8, 1999. When Putin took office, he determined that the status of the relations with Belarus was unsatisfactory and criticized the Union State Treaty. He sought to put real content into it. He formulated a policy genuinely directed at realizing unification. His proposal was to complete unification either in a federation model which meant that Belarus would join the Russian Federation, or build a union which is similar to the EU. However, Belarus rejected those approaches and there was no change. Still, Putin did not abandon the idea of unification completely. The next goal became integration. The strategic importance of Belarus to Putin increased as a result of international events, to include. NATO’s activity in the post-Soviet space; the decision of many Eastern European countries to orient westward; a US plan to deploy a missile defense system in Poland or the Czech Republic; and, the “Color Revolutions.”

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Russia’s share of Belarus’s international trade is 48 percent. In 2015, $17.1 billion in Russian exports went to Belarus. More than half of Belarus’s purchases from Russia are in crude oil alone–reportedly $9 billion in 2015. Disagreements over profits and payments from the energy trade led to the Gas Wars of 2004, 2007, and 2010. In the 2010 row, Russian Federation Prime Minister Dimitry Medvedev and Russian energy giant Gazprom claimed Belarus owed Russia $200 million in gas arrears for that year. Belarus demanded transit fees owed by Russia. The matter was resolved and went away.

Considering that integration with Belarus would be costly, it is reported that Moscow sought to maximize gains from it. Its goals became to reduce the economic burden which Belarus laid on its economy, and to take over Belarus’s energy transit infrastructure. That tack spurred many of the political and economic rows. Among those conflicts was a disagreement that arose when Lukashenko accused Russia of offering a $500 million loan to Minsk on the condition that it recognized Abkhazia and South Ossetia. Lukashenko angrily retorted that the position of Belarus was not for sale. Regarding the close military cooperation between Belarus and Russia, Lukashenko compared Belarus’s population of 10 million people as a human shield for Russia against the West. That service, he said, “was not free.” The Milk War erupted in July 2009 when Russia banned all dairy imports from Belarus, explaining that they did not comply with new regulations. Belarus accused Russia of using the ban for political reasons, but Russia denied that. In a statement presented by his press service, Lukashenko lashed out, stating: “Economy serves as the basis for our common security. But if Belarus’s closest CSTO ally is trying . . . to destroy this basis and de facto put the Belarusians on their knees, how can one talk about consolidating collective security in the CSTO space?” Lukashenko acted by refusing to attend the 2009 CSTO summit in Moscow. The CSTO, Putin’s counterweight to NATO, groups Russia, Belarus, Armenia, Kazakhstan, Uzbekistan, Tajikistan and Kyrgyzstan in a security arrangement. Shortly afterward, Russia lifted the ban and Belarus resumed importing of dairy products to Russia. Additionally, there were the Gas Wars of 2004, 2007, and 2010. In the 2010 Gas War, a dispute arose over a claim by Russian Federation Prime Minister Dimitry Medvedev and Russian energy giant Gazprom claimed that Belarus owed $200 million in Russia gas arrears for supplies it had used that year. Belarus then demanded transit fees owed by Russia. A resolution was found and the matter quietly went away.

The EEU is an economic integration bloc of post-Soviet republics. It succeeded the erstwhile Customs Union of Russia, Belarus and Kazakhstan in January 2015. Armenia and Kyrgyzstan joined the EEU later that year. The bloc coordinates policies of its member states in key industries. In that spirit of coordination, the argument between Belarus and Russia over the price of natural gas was resolved, although the two sides have apparently not yet reached a consensus on the scale of the price discount (if any) or the mechanism of its delivery to Belarus. Russia’s share of Belarus’s international trade is 48 percent. In 2015, $17.1 billion in Russian exports went to Belarus. More than half of its purchases from Russia are in crude oil alone–reportedly $9 billion in 2015. Of Belarus’s overall exports, 39 percent is directed to Russia. Those imports from Belarus totaled only $10.4 billion. For the most part it sells Russia value-added goods in return. Aside from trucks and industrial machines, Belarus sells processed foods. A network of Belarusian grocery stores operates in major Russian cities.

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Above is an assembly line at the Minsk Motor Plant. Nearly a third of Belarus’s overall trade is with its second largest trading partner, the EU. Belarusian exports to the EU are dominated by mineral fuels. Chemicals, agricultural products, machinery and textiles form a much lower share. While the EU has withdrawn trade preferences for Belarus, the potential to greatly expand trade exists.

The Strong Military Linkage Between Belarus and Russia

Although there have been some setbacks in the political and economic integration of Belarus and Russia, the military-integration process between them has been successful. Cooperation with Belarus fits snuggly within Putin’s vision for geopolitical order in the post–Cold War world. Putin has never accepted the expansion of the EU and NATO into Central and Eastern Europe. It was practically guaranteed that Putin would push back against what he might call an intrusion into Russia’s near abroad. The near abroad is what Moscow refers to as the territory surrounding Russia’s borders. The term was reportedly popularized by former Russian Federation Foreign Minister Andrey Kozyrev in the early 1990s. For centuries, Russia has sought to ensure its physical security through its control over neighboring territory. For Putin, the term represents a concept akin to the Monroe Doctrine.

On February 14, 2013 at a conference entitled “Russia’s Military Security in the 21st Century,” the Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov, provided a glimpse of Russia’s official assessment of future wars it may face as outlined in the top secret Plan of Defense of the Russian Federation. The impact of Putin’s thinking on the Western threat to Russia is apparent. The Russian Federation General Staff believes future conflicts will be “Resource Wars.” Indeed, they conclude the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause their prices to steeply rise. Russia’s senior military leaders believe outside powers, primarily the US and its allies, may invade their country from several directions to physically grab territory and its resources. The Kremlin has accepted the threat assessment of the the Russian Federation General Staff. Putin signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The plan guided Russia’s defense spending in 2016 which exceeded 6 percent of Russia’s GDP, along with national security and federal law enforcement budgets totaling an additional 3 percent. The plan guided the Russian military build-up in the Arctic, the Pacific, the Baltic, in Crimea and on the Ukrainian border. The Syria expedition is also part of that picture. To rehearse the defense against the West, Russian Federation Defense Minister, General of the Army Sergei Shoigu, announced massive strategic military exercises Zapad 2017, scheduled to take place in September 2017. He said that the joint exercise, which would include Russian and Belarusian forces, will be the “main military event of 2017.” Further, the two countries armed forces will cooperate in over 130 events and measures. Shoigu explained: “The US and NATO are actively increasing their offensive potential, building new bases and developing military infrastructure, undermining international stability, and attempting to impose their will by economic sanctions and use of military force. A propaganda information war is raging.” Shoigu further stated that Russian borders were being threatened and adequate defensive measures are being taken.

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Belarus (shaded in green), Russia (shaded in violet), and their neighbors. Providing a glimpse of the top secret Plan of Defense of the Russian Federation, on February 14, 2013, the Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov, explained the depletion of oil, gas and other natural resources will become an ultimate world crisis by 2030. Russia’s senior military leaders believe outside powers, primarily the US and its allies, may invade Russia from several directions to grab its land and resources. Lukashenko insists that Belarus will remain part of Russia’s defense.

Ubi concordia, ibi victoria! (Where there is unity, there is victory.) To a great degree, Russian and Belarusian regional security approaches have been harmonized. Lukashenko has pledged that Belarus will be an integral part of the Russian Federation’s defense. Indeed, he has gone as far as to say that the army of Belarus, the modernization of which was nearly completed, was ready to defend Russia’s western border. According to RIA Novosti, Lukashenko declared: “We, together with the Russian people, the Russians, will defend our common homeland in the highly important for Russian western direction. We will be dying in this direction to defend Belarus and Russia.” Lukashenko has referred to the Belarus population as 10 million human shields in the defense of Russia. Lukashenko further stated that the Belarusian Army will be able to show resistance to any aggressor.  Prior to those statements, Lukashenko told the Belarus Parliament that he would not allow the country’s opposition to depict Russia in the image of an enemy. Lukashenko declared to the Belarus Parliament: “The Russians are our brothers, with whom we have been living for a very long time.”

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Putin (right) and Russian Federation Defense Minister General of the Army Sergei Shoigu (left). Putin signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The plan guided Russia’s defense spending in 2016 which exceeded 6 percent of Russia’s GDP, along with national security and federal law enforcement budgets totaling an additional 3 percent. The plan guided the Russian military build-up in the Arctic, the Pacific, the Baltic, in Crimea and on the Ukrainian border. The Syria expedition is also part of that picture. Shoigu announced that massive military exercises would be held by Russia and Belarus in 2017 to rehearse their joint defense against the West.

A New Military Doctrine for Belarus

Following deliberations in the Belarusian Parliament, Lukashenko signed a new edition of the country’s military doctrine into law. While the doctrine, updated for the first time since 2002, does not directly identify the countries which serve as a threat to Belarus, it is hinted in no uncertain terms that NATO is its most likely adversary. Indeed, according to Paragraph 11.3 of the doctrine, direct military threats to Belarus include “the expansion (or creation) of military-political alliances in the European region in which the Republic of Belarus is not included,” and attempts by such alliances to carry out “global functions.” Meanwhile, Paragraph 11.4 alludes to the threat posed by “the strengthening of the offensive capabilities of states (or coalitions of states), including the unilateral establishment of strategic missile defense systems, precision-guided weaponry equipped with non-nuclear warheads for attacks against the military forces and infrastructure of the Republic of Belarus,” and other measures “leading to a disruption of the existing balance of forces, as well as the building up of military infrastructure by states bordering Belarus.” There is an emphasis on the dangers of “missile defense” and cruise missiles disrupting the existing balance of forces in the region. (The new doctrine surely refers to NATO and the ongoing buildup of its’ forces in Eastern Europe, including US missile defense system deployed in Romania and Poland.) In addition to direct military threats, the new Belarusian military doctrine discusses military-political, military-strategic and military-economic threats to the country. When presenting an earlier draft of the doctrine for parliamentary deliberation, Belarusian Defense Minister Lieutenant General Andrei Ravkov explained that “a particular emphasis was placed on the negative trends associated with the development of the concept of ‘Color Revolutions,’ and mechanisms aimed at changing the constitutional order and violating state’s territorial integrity by provoking internal armed conflicts.” Those mechanisms would include the use of private military forces, and “hybrid warfare.”

Months before the new doctrine’s promulgation, Lukashenko, while discussing priorities for the armed forces on October 31, 2015, directed his government to focus on developing special operation forces, rapid response forces, intelligence and control systems. Those military elements are best equipped to defeat intelligence-gathering efforts of adversaries and fight diversionary groups and illegal armed formations both in urban areas as well as the countryside. Minsk harbors suspicions that an effort might be afoot to topple Lukashenko. It views Ukraine, not Russia, as a possible hybrid warfare threat.

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Belarusian troops (above). Following deliberations in Parliament, Lukashenko signed Belarus’s new military doctrine into law. The doctrine, updated for the first time since 2002, does not directly identify the countries which serve as a threat to Belarus, but it is apparent that NATO is deemed the greatest military threat. Accordingly, Lukashenko declared: “We, together with the Russian people, the Russians, will defend our common homeland in the highly important for Russia western direction. We will be dying in this direction to defend Belarus and Russia.”

A New Military Doctrine for Belarus

Following deliberations in the Belarusian Parliament, Lukashenko signed a new edition of the country’s military doctrine. While the doctrine, updated for the first time since 2002, does not directly identify the countries which serve as a threat to Belarus, it is hinted in no uncertain terms that NATO is its most likely adversary. Indeed, according to Paragraph 11.3 of the doctrine, direct military threats to Belarus include “the expansion (or creation) of military-political alliances in the European region in which the Republic of Belarus is not included,” and attempts by such alliances to carry out “global functions.” Meanwhile, Paragraph 11.4 alludes to the threat posed by “the strengthening of the offensive capabilities of states (or coalitions of states), including the unilateral establishment of strategic missile defense systems, precision-guided weaponry equipped with non-nuclear warheads for attacks against the military forces and infrastructure of the Republic of Belarus,” and other measures “leading to a disruption of the existing balance of forces, as well as the building up of military infrastructure by states bordering Belarus.” There is an emphasis on the dangers of “missile defense” and cruise missiles disrupting the existing balance of forces in the region. (The new doctrine surely refers to NATO and the ongoing buildup of its’ forces in Eastern Europe, including US missile defense system deployed in Romania and Poland.) In addition to direct military threats, the new Belarusian military doctrine discusses military-political, military-strategic and military-economic threats to the country. When presenting an earlier draft of the doctrine for parliamentary deliberation, Belarusian Defense Minister Lieutenant General Andrei Ravkov explained that “a particular emphasis was placed on the negative trends associated with the development of the concept of ‘Color Revolutions,’ and mechanisms aimed at changing the constitutional order and violating state’s territorial integrity by provoking internal armed conflicts.” Those mechanisms would include the use of private military forces, and “hybrid warfare.”

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Belarusian special forces in training (above). In the new Belarusian military doctrine, emphasis is placed on trends associated with the development of the concept of “Color Revolutions,” and methods aimed at provoking internal conflicts to destabilize the country and violate its territorial integrity. A year ahead of the doctrine’s promulgation, Lukashenko directed his government to further develop special operation forces, rapid response forces, intelligence and control systems: elements best equipped to defeat intelligence-gathering and fight diversionary groups and illegal armed formations.

Months before the new doctrine’s promulgation, Lukashenko, while discussing priorities for the armed forces on October 31, 2015, directed his government to focus on developing special operation forces, rapid response forces, intelligence and control systems. Those military elements are best equipped to defeat intelligence-gathering efforts of adversaries and fight diversionary groups and illegal armed formations both in urban areas as well as the countryside. Minsk harbors suspicions that an effort might be afoot to topple Lukashenko. Officials there view Ukraine, not Russia, as a possible hybrid warfare threat.

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The EU welcomed Lukashenko’s desire to have Belarus play a constructive role in the region by hosting four-party peace negotiations on Ukraine, as well as his decision to maintain political distance from Russia over Georgia, Ukraine and Turkey. The EU called for further human-rights advances by Lukashenko. EU ministers have encouraged Belarus to develop a “vibrant civil society” with more freedom for the media. They have held out the prospect of more trade, economic aid and fast-tracked visas for Belarusians traveling to the EU. Still, many wonder if Lukashenko’s efforts are authentic.

Minsk and Brussels: A Rapprochement?

Some experts have said that it was Lukashenko who began making overtures to the West following Russia’s seizure of Crimea, considerable economic troubles in Belarus, and a degree of instability in Eastern Europe. He managed to grab the attention oF EU leaders in a positive way when he decided to free a number of political prisoners and host multiparty mediations in Minsk for the cease-fire in neighboring Ukraine. EU governments, claiming that they based their decision on content and merit of Lukashenko’s efforts, suspended sanctions on Belarus’s leaders in October 2014. In February 2015, EU foreign ministers terminated sanctions, removing asset freezes and travel bans on 170 officials, including Lukashenko. Three Belarusian companies were also taken off the EU blacklist. The EU maintains an arms embargo and sanctions against four people suspected of being involved in the disappearance of dissidents in the 1990s. Lukashenko responded by intensifying fence mending efforts with the West. As of late, Belarusian diplomats have been pouring considerable energy in enhancing their country’s relations with the West, hoping to capitalize on Belarus’ newfound importance for regional stability. Their approach is bicameral. On the one hand, they seek to develop bilateral cooperation with specific EU countries. On the other hand, they want to develop cooperation with the EU as an institution focusing on the Eastern partnership, a dialogue on modernization, and visa issues. Lukashenko’s current perspective of the EU appears to be reflected in his statements in favor of dialogue with it.  On March 5, 2016, Lukashenko explained: “The Europeans . . . are ready to cooperate with us, including for the sake of security in Europe. We say to them that we’re always open to [talking].” EU and US delegations continue to visit Minsk, but results have been thin. The US has expressed hope not only for improved cooperation on trade, but also on non-proliferation and combating human trafficking.

Praetio prudentia praestat. (Prudence supplies a reward.) Commenting on Belarus, the High Representative of the EU for Foreign Affairs and Security Policy, Federica Mogherini, remarked, “This is clearly not a rosy or perfect picture . . . but when we see significant, even if limited steps, in what we feel is the right direction, we feel it is right to encourage them.” German Foreign Minister Frank-Walter Steinmeier spoke of the “beginnings” of a thaw with Belarus, and concluded, “It’s worth testing in such a situation how much willingness and reciprocity there is on the Belarus side.” Polish Foreign Minister Witold Waszczykowski told reporters, “This is an experiment.” He went on to state: “As a neighbor of Belarus, we are pleased as we hope this will improve relations with the EU and of course with Poland.” While the EU leaders allege they had no intention of prying Belarus from Putin’s hand, that nonetheless was viewed as possible. The EU called for further human-rights advances by Lukashenko. Indeed, in a statement, the EU ministers encouraged Belarus to develop a “vibrant civil society” with more freedom for the media. They held out the prospect of more trade, economic aid and fast-tracked visas for Belarusians traveling to the EU. Lukashenko will take what is offered, but what he really wants from EU countries is financial assistance. Belarus’s international reserves are at the lowest since 2011. Although there has been some direct private investment from the US in Belarus, its development has been relatively slow given the uncertain pace of reform. The US has encouraged Belarus to conclude and adhere to agreements with the International Monetary Fund (IMF) on the program of macroeconomic stabilization and related reform measures. As of this writing, the International Monetary Fund is still deciding whether it should provide Belarus with a $3 billion, 10-year loan.

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Above are Russian “green men” in Ukraine. In the West, every new statement, every move by Minsk concerning its armed forces, has taken on additional significance in the context of Belarus-Russia relations.  Western analysts still insist that Belarus faces the threat of hybrid warfare from Russia. They conclude that Moscow will monitor Belarus’s improving relations with the West, looking for any signs of a serious loosening of ties with Russia.

Are Problems Between Belarus and Russia Becoming Inexorable?

Ad connectendas amicitas, tenacissimum vinculum est morum similitudo. (For cementing friendship, resemblance of manners is the strongest tie.) At the Third Forum of Russian and Belarusian Regions on June 9, 2016, Putin explained: “In a collaborative effort, Russia and Belarus work to deepen integration processes in Eurasia. As members of the Union State, we are carrying out about 40 programs and are jointly developing advanced technology programmes, primarily, for the aerospace industry, satellite navigation, geological exploration, and agriculture.” Putin further stated: “We are forming the Eurasian Economic Union’s common market for goods, services, capital, and labour, thereby facilitating sustainable economic growth of the member countries and enhancing the competitiveness of our producers on domestic and foreign markets.”  

Some interesting statements have been made by Belarusian officials concerning their country’s security relationship with Russia. There is the example of Belarusian Defense Minister Andrei Ravkov, who, speaking on February 23, 2016, stated that security of the country relied also on military cooperation not only with Russia and members of the CSTO. He also underlined Minsk’s “strategic” military cooperation with China and “aspiration to develop a constructive dialogue with NATO in order to strengthen international and regional security.” An interview of Belarus’s Minister of Foreign Affairs Vladimir Makei with the Polish daily, Rzeczpospolita, on October 17, 2016, has been called significant because it was titled “We Are Not Dependents of Russia.” In the West, every new statement, every move by Minsk concerning its armed forces has taken on additional significance in the context of Belarus-Russia relations. When Shoigu announced that a “joint military organization of the Union State” would be created starting in 2016, including notional unification of the two countries’ armed forces, it appeared Belarus-Russia military ties were further strengthening. Yet, in the West, it was viewed by some analysts as a unilateral statement by Russia, and an effort to save face and show the world that the relationship was still intact. Western analysts note that there was no comment from Belarus on the joint military organization of the Union State. There is a perception in the West that Russia routinely announces joint initiatives with Belarus which have not been endorsed by Minsk. When an announcement of a joint air defence system was made in Russia, Belarus did not comment on it, at least publicly. Reportedly, that same week, Belarus TV broadcasted an extended feature on the country’s Air Defense Troops without once mentioning the new military agreement with Russia. Although the general in charge of the Belarusian Air Force has been nominated as the commander for the “joint system,” Western analysts saw the move simply as a face-saver for Minsk. The lack of reaction by Belarus was said to signal Minsk’s disapproval of the effort by Moscow to control the provision of its security. When Belarus needed to purchase modern fighter aircraft to upgrade its ageing air force, Moscow announced instead that Belarus would be hosting a Russian airbase. Western analysts insist that Moscow pressured Lukashenko for the airbase. However, he insisted upon and arranged the aircraft purchase.

Alter ipso amicus. (A friend is another self.) Some Western analysts have concluded that Russia will observe Belarus’s improving relations with the West, looking for any serious threat to its ties. Yet, that idea conflicts with the reality that Putin considers Belarus to be an integral part of Russia’s geopolitical and cultural space. Moscow has invested heavily in preserving and increasing its influence in the country. Lukashenko has no plans to have Belarus abandon Russia. If some drop in the strength of Belarus’s ties to Russia has occurred, it is negligible.From 2008 to 2010, Putin neither acted violently nor took a hostile tone toward what he perhaps regarded as a recalcitrant, yet typical Lukashenko, with his dalliance toward the West and he has no intentions of reacting aggressively toward Belarus now. Putin knows Lukashenko could never stand by wistfully in the face of Russian decisions impacting Belarus. Putin would never allow Russia to be directed by a foreign capital either. Clashing with Lukashenko is the last thing Putin would want. This may especially be true because Belarus might be able to provide Putin with the possibility to overcome EU sanctions related to Ukraine.

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Moldova, just as Belarus, is not subject to EU sanctions. Russian Federation Deputy Prime Minister Dimitry Rogozin has proposed that Moldova allow Russia to move its goods into a “European zone” in the pro-Russia autonomous regions of Transnistria and Gagauzia as a way for Russia to circumvent EU imposed sanctions. As long as Belarus is not subject to sanctions and the EU is open to trade with it, hypothetically, Russia could move its goods into Belarusian territory, and then have the its goods sold to the West as Belarusian goods, thereby escaping restrictions.

Putin’s Possible Move Regarding Belarus?

US and EU sanctions against Russia over Crimea’s annexation will not go away unless Russia returns the region to Ukraine. Russian Federation Prime Minister Dmitry Medvedev remarked at a press conference on November 11, 2016, “Our position is that sanctions will remain unchanged.” Just as the Baltic States were never recognized as part of the Soviet Union by the West. Crimea will always be recognized as part of Ukraine, not Russia. As it was explained in the September 30, 2016 greatcharlie.com post entitled “Putin’s Next Target May Be Moldova, But His Goal Is to Increase Trade, Not Conquer via Military Action,” Russia is well-aware that cooperation stimulates economic growth and higher standards of living on both sides of a border by improving conditions for free trade and exchange. Inter-border cooperation is understood to be a prerequisite of broader integration processes and improving relations between neighboring countries. It can serve as a mechanism for coping with the challenges and jolts resulting from the new divisions created between EU and EEU countries.

As long as Belarus is not subject to sanctions and the EU is open to trade with it, hypothetically, Russia could move its goods into Belarusian territory, and then have its goods sold in the West as Belarusian goods, thereby escaping restrictions. Much as with oil and gas pipelines, Belarus would essentially serve as a relay or refining point for Russian goods targeted for Western markets. For that to even become a possibility, it would certainly be in Russia’s interest to see Belarus improve its relations with the EU, particularly with regard to trade and investment. Belarus could be handsomely remunerated with percentages of profits made or perhaps with greater subsidies on imports of Russian resources. There are certainly limits to the level of Russian products Belarus could absorb for sale to the West. Resale of Russian goods at value added prices would murder the project. Russia certainly could not attempt to move goods into EU countries via Belarus at a level equal to anything it might achieve by trading with them directly. Moscow and Minsk would surely set parameters for the bilateral deal. However, the smallest level would surely be far more than Russia could sell as long as sanctions are in place. Trading an EEU partner’s goods externally in this manner may very well be covered in the economic bloc’s trade provisions. Beyond profit, benefits of this trade arrangement would include: the preservation of Belarus’ brotherly relationship with Russia; Lukashenko’s would have no need to be concerned that the sovereignty of Belarus and its interests were not being respected; and, collective arrangements with Russia such as EEU and CSTO will remain intact. Indeed, Belarus would remain in Russia’s sphere of interest. Note that Belarus is among the few states in Europe that has not asked for membership in the EU. While Belarus has strove for better contacts with EU lately, it has simultaneously sought to further its economic and political ties with Russia.

In many ways, this hypothetical trade arrangement between Belarus and Russia would resemble the creative arrangement Russian Federation Deputy Prime Minister Dimitry Rogozin proposed for trade with Moldova. Moldova is not subject to EU sanctions. Thus, theoretically, Russia could move its goods into a proposed European zone in Moldova via the pro-Russia autonomous regions of Transnistria and Gagauzia and avoid restrictions. A trade arrangement of this type between Belarus and Russia would also resemble the Outward Processing Trade regime that the EU introduced for Belarus. That regime raised import quota amounts for textiles and clothing manufacturers within the EU thus allowing them to produce garments in Belarus that will return to the EU after processing. Additionally, the arrangement would resemble the somewhat awkward way in which some Belarusian firms have been relabelling food from EU countries and selling them in Russia thereby avoiding Russian sanctions. Probae est in segetem sunt deteriorem datae fruges, tamen ipsae suaptae enitent. (A good seed, planted even in poor soil, will bear rich fruit by its own nature.)

What Might Encourage Putin and Lukashenko to Take This Course?

What might encourage Lukashenko and Putin to seek this arrangement is the fact that after Russia, the main trading partner of Belarus is the EU. Nearly, a third of the country’s overall trade is with the EU. That trade could most likely be expanded with a nuanced cultivation. Belarusian exports to the EU are dominated by mineral fuels. Chemicals, agricultural products, machinery and textiles form a much lower share. While the EU withdrew its trade preferences to Belarus under the Generalized Scheme of Preferences in 2007 in response to Belarus’ violations of the core principles of the International Labour Organization, exports from Belarus to the EU did not cease. The decision only required Belarus to pay import tariffs at the standard non-preferential rate. Trade was also promoted through the Outward Processing Trade regime,which was mentioned earlier.

Lukashenko stands on terrain high enough to survey the liabilities involved in moving closer to the West. Voices in the West have indicated that not all are impressed with Lukashenko’s positive words and a perceived unwarranted rapprochement to Belarus. Even when EU ministers decided to lift most sanctions against Belarus in 2015, they said concern remained “with the situation of human rights in Belarus.” Ministers called on Minsk to abolish the death penalty and implement Organisation for Security and Co-operation in Europe’s (OSCE) recommendations on democracy before the 2015 Belarusian Parliamentary Elections. An OSCE report said October’s election showed Belarus had a “considerable way go to” on democratic standards, noting the absence of safeguards against multiple voting, limited choice available to voters and the uneven playing field between Lukashenko and his political opponents. The UN’s Special Rapporteur on the Situation of Human Rights in Belarus, Mikloś Haraszti, stated after the 2015 Belarusian Presidential Election that he had seen no changes in “the dismal human rights situation.” Drawing the EU closer to improve the position of Belarus and in turn improve the trade situation for Russia, would require Minsk to engage in very nuanced interactions with Brussels and EU capitals. Lukashenko and Putin would also need to be concerned that in working to soothe EU concerns over human rights and good governance, they might inadvertently trigger EU leaders to request that Lukashenko step down from power to ensure Belarus would be governed by an authentic pro-EU, pro-democracy leadership. That request could soon become an insistent voice for regime change.

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Drawing the EU closer to improve the position of Belarus and in turn improve the trade situation for Russia, would require Minsk to engage in very nuanced interactions with Brussels and EU capitals. However, Lukashenko and Putin would also need to be concerned that in working to soothe EU concerns over human rights and good governance, they might trigger EU leaders to request that Lukashenko step down from power to ensure Belarus would be governed by an authentic pro-EU, pro-democracy leadership. That request could soon become an insistent voice for regime change.

The Way Forward

In William Shakespeare’s comedy, All’s Well That Ends Well, Helena, a physician’s daughter, chooses to marry Bertram, a man of high social position in the French court, but he rejects her love. In response, Helena engages in a plot to wed Bertram by employing what has come to be known as the “Bed Trick.” As she begins to execute her plan in Act 3, Scene 7, Helena states: “Why, then tonight, Let us assay our plot: which, if it speed, Is wicked meaning in lawful act; Where both not sin, and yet a sinful fact: But let’s about it.” A trade arrangement between Belarus and Russia as outlined here will likely cause discomfort for those who reasonably demand compliance with imposed sanctions. There is nothing inherently wrong with finding and exploiting a loophole in a regulation, business contract, or sanctions. One must have the will to seize the opportunity.

As the leader of a world power, Putin fully understands that his policies should make the Russian people hopeful for the future, not anxious or intimidated. Negative outlooks only advertise the limits one has. Reacting negatively to growing Euro-Belarus ties would not be useful. Inter-border cooperation has greatly assisted in harmonizing domestic policy priorities and international and regional security issues between Belarus and Russia. Inter-border cooperation between Belarus and Russia, albeit from different perspectives, is a prerequisite for improving the relations of both countries with the EU. (The EU is drawing closer to Belarus due to the nature of its ties to Russia. Russia may move closer to Belarus to exploit its improved ties to the EU.) Belarus is already a priority for Russia’s diplomatic, military, political, and economic resources. If Putin senses that he can, with Lukashenko’s cooperation, exploit the rapprochement between the EU and Belarus to circumvent imposed sanctions, that tack could eventually be accepted by Moscow as a mechanism for coping with problems stemming from the divisions between EU and EEU countries. 

Putin’s Next Target May Be Moldova, But His Goal Is to Increase Trade, Not Conquer via Military Action

cq373omweaey4-xA September 16, 2016 Wall Street Journal editorial explained the West should give greater concern to Russian Federation President Vladimir Putin’s intentions in Moldova. It points to a referendum in the breakaway Moldovan region of Transnistria calling for annexation by Russia. That referendum along with recent political unrest and mass protests (as seen above) make Moldova appear ripe for conquest. Russia is trying to create greater ties in Moldova, but its efforts should not be misconstrued as a prelude to hybrid warfare. Western analysts must overcome the predilection of viewing any Russian moves westward as a step toward war.

According to a September 13, 2016 Wall Street Journal editorial entitled “Putin’s Next Target,” while Western attention has been fixed in Ukraine as the field of Russian aggression in Europe, Russian Federation President Vladimir Putin is turning its attention to Moldova, where Moscow controls a breakaway territory called Transnistria. The editorial explains that a referendum was held in Transnistria on the 10th anniversary of its establishment in which 97.3 percent of residents demanded to be annexed by Russia. Transnistria’s president, Evgeniy Shevchuk further marked the occasion by issuing a decree asking Russia for full annexation, and announcing the formation of a committee to provide a plan for the harmonization of Transnistria law with Russian law by November. The Wall Street Journal editorial says the matter bears attention “less another Russian power play comes to pass.”

While the editorial notes Putin has been reticent about the decree, it also explains Putin has been flexing his military muscles in Transnistria. Drills were conducted by the Russian Federation’s peacekeeping force in Transnistria both in 2015 and 2016. Although Moscow promised in 2002 to remove its contingent of about 1,000 peacekeepers they remained in the territory. The Wall Street Journal surmises that those exercises and Shevchuk’s annexation decree may indicate Putin is testing the climate in the West for a potential next move. In response the Wall Street Journal says US and European leaders must telegraph that any effort to make permanent Russia’s occupation of Transnistria will be treated as an illegal encroachment on Moldovan sovereignty and trigger sanctions.

Evidence may exist within certain parameters to support the view of the Wall Street Journal that Moldova might be ripe for Putin’s taking. Western analysts, who think in line with the Wall Street Journal, have expressed concern that a prospective effort by Russia to take Moldova would come in the form of hybrid warfare—the blend of unidentified troops, propaganda and economic pressure. In addition to maintaining forces on Moldovan territory, for almost a year, pro-Russian political parties who receive support from Moscow, albeit along with considerable support from pro-EU, pro-Romanian parties, helped to organize mass anti-government protests which in 2015 and 2016 have involved tens of thousands of participants. The protests started after the three Molovan banks that had kept social security funds somehow lost $1 billion prior in November 2014. Pro-Russian political parties have also played a part in organization anti-government demonstrations, particularly in 2016. Throw on top everything the fact that Moldova as one of the poorest European countries has to deal with the pressing issues of overwhelming poverty, corruption, an inefficient legal system and widespread workforce migration to Russia and the EU. It may very well be true that Putin senses the West now lacks the determination to forcefully ensure its interests. Perhaps the West is doing less than it should to dissuade Russia from acting wherever it sees fit. Former Soviet republics and new Member States of NATO in Central and Eastern Europe fear the military might of Russia.

There are a number of analysts in the US and EU who have surmised that for the near future Russia will exercise restraint due to its weak economy, isolation from the West, and concerns that it would over-commit its military forces. Still, far more sense they have the advantage over Russia, and express a degree of certainty over what Putin’s intentions are. Concerning Moldova, that may account for what colloquially would be called a knee-jerk response to a more nuanced situation. The predilection of analysts to view any moves by Russia westward to establish greater political, economic, or military ties to a country as a prelude to war must be overcome. That will allow for more rationale policy approaches and more efficacious moves by the US, EU, and NATO. Acclinis falsis animus meliora recusat. (The mind intent upon false appearances refuses to admit better things.)
moldaviaMoldova was carved from Romania’s Bessarabia Province in 1940 by the Soviet Union as a consequence of its non-aggression pact with Nazi Germany. After declaring its independence from the Soviet Union, power shifted between the Communist Party which has sought a strong linkage with Russia, and pro-Romanian, pro-European parties which have advocated for EU membership. Since 2009, efforts have been made to move westward, but a final choice on which way to turn has not been made.

Moldova: In Brief

In 1940, Moldova was carved from Romania’s Bessarabia Province by the Soviet Union as a consequence of its non-aggression agreement with Nazi Germany, the Molotov-Ribbentrop Pact of August 23, 1939. Since then, Moldova has been home to three main ethnic groups, Moldovans, Russians, and Ukrainians. When Moldova became an independent country, power shifted between the Communist Party which has as a custom sought a strong linkage with Russia, and pro-European parties that have advocated for EU membership. In 2009, pro-European parties took firm control in Chisinau, and in 2014, Moldova signed of an Association Agreement and a Deep and Comprehensive Free Trade to deepen political ties with Brussels and gradually integrate Moldova into the European Common Market. Exports increased, the economy grew, and, in response to reforms, including improving human rights, Moldovan citizens were entitled to travel visa-free into the EU. However, corrupt politics and a confusing, mazelike, parliamentary structure made it nearly impossible for Chisinau to recurvate in order to meet the requirements of EU ascension. After those initial days of change, little was done after to open up the country’s economy and its institutions. Moldova remains one of Europe’s poorest countries. Low incomes cause hundreds of thousands of Moldovans to seek a better life abroad.

Many Moldovans still look to the EU for answers. It accounts for the fact that the majority Moldovan voters in the past three parliamentary elections since 2009 have opted for liberal, pro-Western, and albeit, pro-Romanian governments. In that vein, many officials in Chisinau see Romania as a vital counterweight to Russian influence. Bucharest is generally recognized on the international stage as a representative of Moldova’s interests in the network of international organizations, as well as a source of financial air and the know-how necessary for the implementation of reforms. However, other Moldovans instead believe prosperity lies with Russia and the Eurasian Economic Union. The gap between social and political forces in the country progressively widened. Both sides seem to have temporarily united in response to the average Moldovans’ resentment toward the elite, the oil oligarchs. The disappearance of $1 billion from the country’s banks stoked that frustration. It well-illustrated the failure of Moldova’s leaders to protect their citizens’ interests. The news spread and caused the depreciation of the local currency, the leu.  Price increases and soaring interest rates were accompanied by the loss of purchasing power of the local population Official sources report that in 2015, the average salary in Moldova was just $250. Public finances were battered by the bail-out required to stabilize the banks. Occasio aegre offertur, facile amittitur. (Opportunity is offered with difficulty, lost with ease.

street_marketMoldovan street vendors (above). In 2009, pro-European parties took firm control. in Chisinau, and in 2014, Moldova signed of an EU Association Agreement and a Deep and Comprehensive Free Trade to deepen ties with Brussels and integrate Moldova into the European Common Market. Exports increased, the economy grew, and, in response to reforms, including improving human rights, Moldovan citizens were able to travel visa-free into the EU. Yet, after those initial days of change, little more was done to open up the country’s economy and institutions. Moldova remains one of Europe’s poorest countries.

In the spring of 2015 citizens already fed up with the disappearance of $1 billion from Moldovan banks, corruption, poverty, and immigration problems for twenty-five years since the breakaway from the Soviet Union, engaged in large-scale protests country-wide. The protests were organized in the Dignity and Truth Platform Party that was established in February 2015, particularly in response to the theft of funds from the banks. Dignity and Truth, has been led by lawyers, journalists, and members of Moldovan civil society. It sharply has criticized the authorities and simultaneously has supported the formation of an authentic pro-EU reformist government and pushing for the country’s EU integration. One protest was attended by over 100,000 citizens. Most recently, in August 2016, tensions boiled over during Moldova’s Independence Day parade.  Protesters clashed with police in the capital. One protester lamented: “We decided to celebrate this day in the manner because we do not at all feel free. People are poor, people leave the country. Those who have recently stolen a billion dollars from us, organize military parades, waste millions from the budget on it, which essentially means from our money in time crisis.”   Protesters also expressed anger against oil oligarch Vlad Plahotniuc’s influence in the government and called for early elections.
_85409796_028900060-1Mass protest in Chisinau, September 2015 (above). In Moldova, citizens already frustrated by corruption, poverty, and immigration problems for twenty-five years since the breakaway from the Soviet Union, engaged in large-scale protests country-wide since the spring of 2015. The protests were organized in the Dignity and Truth Platform Party that was established in February 2015, particularly in response to the theft of $1 billion in funds from the banks. Protests had included as many as 100,000 citizens. Tensions boiled over recently over Moldova’s 2016 Independence Day parade.

Moldova’soon Independent Republis: Transnistria and Gagauzia

Transnistria is located on the eastern side of the Dneister River and 450 miles along the Moldova-Ukraine border. The Slavic element of Russians and Ukrainians constitute nearly 60 percent of Moldova’s population. They speak Russian or Ukrainian or both. When the Moldovan Parliament ruled in 1989 that the official language of the republic was to be Romanian (Moldovan) written in the Latin script, and gave five years for non-Romanian citizens to learn it, Russian and Ukrainian speaking population of Transnistria registered their disapproval There was a sense that pan-Romanian nationalism was on the rise. That was when Transnistria region declared its independence from Moldova. Moldova rejected that declaration and engaged in a two year campaign to retake the territory. What followed was a series of clashes between the sides, culminating with a violent armed conflict into which the Russian Federation 14th Army, based in Moldova, was drawn in on the side of the breakaway republic. Two years later Moldova proved unable to retake the territory in a war that killed 1,500 people The number of war refugees was approximated at 120,000 and 150,000.   Transnistria emerged as a pro-Russian statelet. To maintain peace and security in the territory, a joint command structure and tri-lateral peacekeeping force, comprised of Russian, Moldovan, and Transnistrian units were established following Transnistria peace settlement on July 21, 1992,  In 1998, 10 Ukrainian observers joined the peacekeeping force. The Russia still maintains 1000 peacekeepers in the territory despite a 2002 promise by Moscow to remove them.. Since 2005, the Organization for Security and Cooperation in Europe, the EU, the US, the Russian Federation, Ukraine, and Moldova and Transnistria have been engaged in a “5+2” process aimed at bringing the conflict between Moldova and Transnistria to an understanding consistent with Moldova’s territorial integrity while providing a special status for Transnistria

In 1990, fears that Moldova might seek to unify with Romania led the region to declare its independence, calling itself the Gagauz Republic, even before the Transnistria conflict erupted. Moreover, unlike Transnistria, fighting never broke out in Gagauz. A 1994 compromise between Chisinau and authorities in the Gagauzia’s capital, Comrat, led to the creation of the autonomous region of Gagauzia within Moldova. Initially, Moldova’s law on the status of Gagauzia gave the region the right to declare independence should Moldova “lose its sovereignty,” at the same time, meaning seek unification with Romania, but a 2003 amendment to the Moldova constitution abolished that right. declaring Gagauzia a “constituent and integral” part of Moldova. The Gagauz are Orthodox Christian people of Turkic origin who settled in the region nearly 800 years ago and are linguistically, ethically, and culturally distinct from their Moldovan, Romanian, and Ukrainian neighbors. Gagauzia, along with the remaining territory known as Bessarabia, became part of the Russian Empire following the Russo-Turkish War from 1806-1812. While other parts of the eventual Soviet Union saw a decent amount of ethnic integration, over 80 percent of the territory’s population remains Gagauz. Still, it’s population of 160,000 represents about 5 percent of Moldova’s total population. Gagauzia is not actually a congruous region. It includes all areas of Moldova in which the Gaguaz are over half the population, as well as parts of the country that have joined Gagauzia by referendum. Gagauzia’s boundaries have gone through several revisions since 1994. occupying just 5 percent of Moldova’s territory.
moldova-transnistria-gagauzia-mapTransnistria is an unrecognized republic which was declared in 1990. With Rusia’s assistance, it managed to prevent Moldova from reclaiming its territory in the War of Transnistria in 1992. Since the war ended, the Russian Federation has stationed 1000 peacekeepers there. Fighting never broke out in Gagauzia and Russia has no troops there. A 1994 compromise between Chisinau and local authorities in Comrat led to the creation of the autonomous of Gagauzia within Moldova. With a population of 160,000, it is a non-contiguous territory occupying 5 percent of Moldova’s territory.

Moldova’s Neighbors: Romania, Ukraine, and Russia

Since great portions of Moldova’s population are ethnically associated with its neighboring countries, neighboring governments have established lines into Moldova. Besides its traditional goals of consolidating its own position within the EU and NATO and bolstering its partnership with the US, Romania for years has declared that Moldova is a priority of its foreign policy. Romania’s policy aims toward Moldova include reinforcing its neighbor’s position within the system of Western institutions and improving its international linkages. In that vein, Romania has also tried to prevent any attempt to deepen Moldova’s integration in Russian structures, primarily the Eurasian Economic Union. That requires Bucharest to achieve its aims at the political and diplomatic levels, but also by increasing economic ties with Moldova.

Often the notion of Moldovan-Romanian unification is discussed by Romanian political leaders, However, for now, that is unrealistic for political, economic, and social reasons. In Bucharest, politicians would lose power and most would be deprived of career prospects, and established political and business interests would be jeopardized. Romanian policy towards Moldova, and by extension the two countries political relations, are most often shaped, among other factors, political pragmatism resulting from the desire to win the support of the Romanian electorate. Romania has managed to play a generally positive role in drawing Moldova toward Western structures and has been effective in its actions, its effectiveness in other areas of bilateral cooperation has been negligible. The technical support that Bucharest has provided is less than necessary, and infrastructure projects have been seriously delayed as a result of problems in coordinating actions among relevant ministries. This has led to a large breach between Bucharest’s frequent declarations of support for Moldova and actual results. Indeed, Romania has not implemented a coherent strategy toward Moldova. Its policy has essentially been a function of domestic, not foreign policy. Bucharest’s political objectives are often subordinated to rivalry among Romanian political parties.acba38cb4c3725a54cd1663c51b7d537

Moldova (shaded green above) and its neighbors. Romania for years has declared that Moldova is a foreign policy priority. Its policy aims for Moldova include reinforcing its position within Western institutions and improving its international links. Ukraine and Moldova have unresolved bilateral issues include long lasting property issues related to resorts inherited from the Soviet Union, a hydroelectric station, and an issue of border demarcation. Russia views Moldova as an integral part of its geopolitical and cultural space and invests a great deal in preserving and increasing its influence in the country.

For the Ukrainian government, relations with Moldova have been overshadowed by Kiev’s relations of with the US, the EU, and Russia. Chisinau has had to repeatedly deal with Ukrainian officials and experts who have perceived Moldova as being too small to influence regional developments and too weak to shape the agenda of the bilateral relations. However, such an approach has been proven false for a number of reasons. Despite Moldova’s diminutive size, relatively weak economy, and limited influence in the region, the Moldovan government is tough in negotiations. Bilateral issues that remain unresolved between Ukraine and Moldova include long lasting property issues related to resorts inherited from the Soviet Union, a hydroelectric station, and an issue of border demarcation. Left unresolved, these issues could potentially harm joint efforts for European integration, influence the 5+2 (Talks on the Transnistria conflict settlement, and joint participation in the regional projects,

Regarding Transnistria, since 2014, Ukraine has massed heavy weapons on the border with the statelet to deter the launch of a military campaign from it. Kiev gas also imposed limits on the transit of Transnistrian nationals and citizens of Russia, 200,000 of whom currently live in Transnistria. There are 500,000 ethnic Russians in Transnistria. When appointed in June 2015, the Governor of Ukraine’s Odessa Region Mikhail Saakashvili announced plans to reinforce Ukraine’s border with Transnistria. He stated at an Odessa news conference, “We have two major tasks—to reinforce the border and curb corruption. Drugs and weapons trafficking across the border means nothing good.” He also blamed Transnistrian authorities of destabilizing the situation in Ukraine.

The Wall Street Journal’s assay of the Russian Federaton’s Moldova policy was correct to the extent that it explained Moscow wants Moldova to remain in its sphere of influence. Putin wants Moldova to join his Eurasian Economic Union and not the EU. He considers Moldova to be an integral part of Russia’s geopolitical and cultural space and has invested heavily in preserving and increasing its influence in the country. It uses elements of soft power to gain control of assets and political opinion support.   Russian authorities can also manipulate Moldova through its dependence on Russian policies on gas supplies. Within the Russian speaking population of Moldova, sentiment has ostensibly been manipulated through the idea of Russkiy Mir (Russian World). True, the Moldovan heritage is not Slav. Still, Sovietization and Russification had an impact on the identity of many Moldovans.
630xnxd78c0b1-zelenye-chelovechki_628x420-jpg-pagespeed-ic_-xxvmhyzuga1“Green men” in Crimea (above). Russia’s annexation of Crimea and the explosion of violence in the Donetsk and Luhansk, exposed the challenge Chisinau faces in maintaining its border and interpreting Russia’s actions and intentions. The Wall Street Journal editorial noted Putin has been flexing his military muscles and testing the climate in the West for a potential next move. Considering this, it would not be completely unreasonable for Chisinau to consider that Moldova might be facing the threat from hybrid warfare.

The Hybrid Warfare “Threat” to Moldova

Accensa domo proxium, tua quoque periclitatur. (When the house of your neighbor is in flames, your own is in danger.) Moldova’s leaders do not speak to Russia with timidity, but they are realists concerning the relative strengths and weaknesses of the two counties, and signal that understanding in their measured actions. Russia’s annexation of Crimea and the explosion of violence in the Donetsk and Luhansk, exposed the challenge Chisinau faces in maintaining its border and interpreting Russia’s actions and intentions. The Wall Street Journal editorial noted Putin has been flexing his military muscles and testing the climate in the West for a potential next move. Given these considerations, it would not be completely unreasonable or unwarranted for Chisinau to consider the possibility that Moldova might be facing the threat from subversion and insurgency, characteriistic of hybrid warfare. Elements of the tactic include::

A de-legitimization media campaign:

  1. The population’s preferences are influenced by altering their perceived needs

The political subversion stage:

  1. Front groups are created to gain public credibility
  2. The country’s institutions—particularly military and law enforcement—are infiltrated.
  3. Governmental power is corroded by fomenting riots, staging violent demonstrations, and generally igniting civil unrest.

The final stage:

  1. Legitimate power is replaced by the capture of government buildings by force and local law enforcement and military units are disabled.

Moscow has already punished Moldova for seeking closer ties with the West. Import bans were placed on Moldovan wines in 2013 and agricultural products in 2014, each time over health regulations and each time close to Moldovan EU summits and accords. New restrictions on remittances that Moldovan workers in Russia send home have also hampered economic growth. Remittances represent over 30 percent of Moldova’s GDP and up to 65 percent of them come from Russia. Once the Association Agreement and a Deep and Comprehensive Free Trade Agreement were signed with the EU in June 2014, prices of imported gas from Russia rose. Moldova is heavily dependent on imported energy and the Russian state-owned Gazprom is its main supplier of gas. To reduce Moldova’s dependency on Russian gas, a pipeline was constructed between the Romanian town of Iasi and Moldova town of Ungheni. Although the pipeline was ready for use, Chisinau, seemingly concerned over displeasing Moscow, announced in November 2015 that it had extended its gas contracts with Russia for another year. There are fears that tensions between the pro-Russia population and the pro-Romania Unionist which support reunification with could also make Moldova vulnerable and could provide Russia a plausible justification to intervene. Russian media which is widely available in Moldova, serves as a soft power instrument for wider dissemination of Russian official propaganda and anti-Western messages.
victory-day-transnistria-1-680x365-1Transnistrian troops on parade (above). Transnistria’s leaders in Tiraspol say Moldova and Ukraine have conspired to keep their country under an economic blockade. Russia accuses Moldova and Ukraine of squeezing Transnistria. Kiev denies any systematic actions against Moldova except suspending military cooperation after Moscow annexed Crimea and began supporting rebels in Eastern Ukraine. Still, Kiev has built up its forces on its border with Transnistria. Transnistria has mobilized its army reservists between 18 and 27. Its forces have participated in exercises with Russian Federation forces since 2015.

In his speech at the Munich Security Conference on February 13, 2016, Russian Federation Prime Minister Dimitry Medvedev referred to the political crisis in Moldova as a major threat to European security.  Many nfluential Western politicians are of the same opinion. On August 10, 2015, Thorbjorn Jagland, the Secretary-General of the Council of Europe, referred to Moldova as “an occupied state” and pointed out that the country could become the next issue for EU security. He stated: “Many in Moldova worry that Transnistria could become the next Crimea, an anxiety that has been further fueled by appeals for Russian protection from some of the province’s civic groups.”  Despite protests from Chisinau, in April 9, 2015, Russian forces conducted a drill in Transnistria. According to Russian news agencies, 400 Russian troops participated in exercises in Transnistria. They fired 100,000 rounds of ammunition. Again, on August 2016, Russian Federation forces stationed in Transnistria held a tank drill in the territory. Some Western analysts went as far as to say such exercises were intended to create the impression that Putin might take more dramatic action to subdue that defiant country. Western analysts also allege Putin was sending a warning to Moldovans to abandon their dreams of Western integration.

Russia accuses Moldova and Ukraine of squeezing Transnistria. Kiev denies any systematic actions against Tiraspol other than the suspension of military cooperation that followed Moscow’s annexation of Crimea and actions in eastern Ukraine. On June 12, 2015, Ukraine moved troops toward its border with Transnistria. Alarmed, Transnistria’s Deputy Foreign Minister Vitaly Ignatiev stated, “the situation here is very bad . . . Economic production is going down, foreign trade is shrinking, the security situation is equally alarming with our Moldovan partners holding military drills with NATO and the Ukrainian pressure mounting everyday.”  Transnistria’s leaders believe Moldova and Ukraine have conspired to keep their country under an economic blockade and have mobilized their republic’s army reservists between 18 and 27.

If Moldova faced Russian military intervention, it would unlikely be able to successfully respond. In terms of preparations by Chisinau, Moldovan forces initially began conducting a series of exercises ostensibly to prepare for a possible Russian attempt to seize its territory following Russian actions in Crimea and Donetsk and Luhansk. Those exercises, however, convinced few in Moldova that the country was at all prepared to efficaciously defend itself against hybrid warfare or any other type of attack. Those efforts made seemed more than anything else to be examples of “pokazuhka.”   In the Soviet Union, pokazuhka referred to performances by units designed by military commanders to create the appearance of troop combat readiness to impress superiors and gain commendations. Beyond such  window-dressing style training, Moldovan forces lacked military hardware, spare parts, fuel, munitions, body armor, food supplies, and light anti-tank weapons. The defense budget has been kept at $30 million, hovering between 0.3 and 0.6 GDP for the last several years. What Moldovan forces need to know is how to fight in densely populated urban and rural areas, train in the calibrated use of artillery avoid the self-destructive act of demolishing their own country’s infrastructure, and train to fight in an environment in which their opponent would restablish air superiority.
1026752708To prepare for possible Russian aggression, Moldovan forces initially began conducting a series of unilateral exercises. Those exercises, however, convinced few that Moldova was at all prepared to efficaciously defend itself against hybrid warfare or any other type of attack. Moldova soon received opportunities to train with NATO troops. Still, training and assistance to Moldova will be limited because it is not a full NATO member.

To help Moldova, a member of NATO’s Partnership for Peace program, on July 25, 2015, about 800 troops from Moldova, the US, Romania, Poland, and Georgia took part in a joint military exercise in at the Balti military base in Moldova. The aim of exercise known as Joint Effort 2015 was to test the capabilities of the countries’ armed forces to cooperate. Moldova has since hosted additional military exercises since. Indeed, as part of the on-going cooperation between US and Moldovan defense forces, US, Moldovan, and Romanian troops conducted exercise Fire Shield 2016, a combined small arns, artillery training exercise at the Bulboaca Training Area, Moldova. The purpose of the exercise is to improve interoperability, explore concurrent training opportunities, and conduct safety training. Yet, training as well as assistance to Moldova will be limited because it is not a full-fledged NATO Member State. Moldova might receive some critical non-lethal equipment such as counter-battery radar, secure communications, and tactical drones. NATO could also intensify the training of Moldovan military forces in territorial defense However, none of that will truly make Moldova capable of deterring possible Russian aggression.

Pro-Europe national leaders in Chisinau pray to be part of the EU and NATO, but that possibly will not come right away. Granting Moldova NATO membership now, albeit hardly a possibility, or in the near future, may pose a set of problems that other member states may not ever want to deal with. Some in the West may even oppose arming Moldova, calculating that doing so would only cause Russia to inject more military forces in Transnistria. All of this means Chisinau should not feel certain of the US and EU commitment to help protect Moldova’s sovereignty and rights as an independent country. The administration of US President Barack Obama has indicated that the present and future challenge of US foreign policy is no longer to isolate and defeat an existential foe as Russia. Rather, it is creating a sustainable balance of power that advances the US interests by preserving peace and security and fostering collaboration among geopolitical rivals in addressing global transnational threats. It is difficult to assess how a new US administration will respond over Moldova.

Moldova: A False Positive for Hybrid Warfare Today

A false positive is an error in an evaluation process which leads one to conclude that a given condition has been fulfilled when it actually has not been fulfilled.  Russia certainly has exerted pressure on Moldova, but that may only be part of an effort to strengthen its diplomatic hand, not an overture to war. Russia is well-aware that cooperation stimulates economic growth and higher standards of living on both sides of a border by improving conditions for free trade and exchange. Russia believes that can be achieved by investment and integrating the region into the communication and transportation networks of its Eurasian Economic Union. Inter-border cooperation is understood to be a prerequisite of broader integration processes and improving relations between neighboring countries. It can serve as a mechanism for coping with the challenges and jolts resulting from the new divisions created between EU and Eurasian Economic Union countries. Domestic policy priorities and international and regional security issues can be harmonized through it. Inter-border cooperation can also serve to promote minority rights.
_87815849_3fc5bfe4-2a04-4658-9538-bea913051fcfIn July 16, 2016, Moldovan Prime Minister Pavel Filip held important meetings with Russian Federation Deputy Prime Minister Dimitry Rogozin in Moldova. The aim of the meeting was to tackle the bilateral cooperation agenda. Rogozin offered a proposal for invigorated contacts between Chisinau and Tiraspol that would allow for normal relations, “above all in economics.” They discussed the division of Moldova into zones of influence,” one looking toward the EU, the other looking toward the Eurasian Economic Union.

Russian Federation Deputy Prime Minister Dimitry Rogozin made a two-day visit to Moldova on July 6, 2016, during which he had important meetings in Chisinau with Moldovan Prime Minister Pavel Filip. The aim of the meeting was to allow the two officials to tackle the latest developments concerning the main elements on the bilateral cooperation agenda. Reports indicate Rogozin came at the invitation of Filip.  Filip emphasized Moldova’s interest in boosting the trade and investment relations with Russian partners and in particular, in the integration of Moldovan goods export to the Russian market. The Transnistria conflict settlement was also an important issue on the meeting agenda. Rogozin and Filip expressed support for the 5+2 talks, and welcomed the resumption of the discussion in this format. Additionally, the two officials discussed aspects of their countries’ cooperation in the migration sector, as well as in the cultural and humanitarian fields. They recognized the need to promote more governmental programs on developing ties in these cooperative areas.

Omne tulit punctum qui miscuit utile dulci. ([He] has gained every point who has combined [the useful with the] agreeable.) More detailed reports of the meeting between Rogozin and Filip, however, paint a more intriguing picture Rogozin explained Russia wanted to see invigorated contacts between Chisinau and Tiraspol aimed at a return to normal relations, “above all in economics.”   What the two officials most importantly discussed was the de facto division of “zones of influence” one looking toward the West and the EU and one looking toward the East and the Eurasian Economic Union. The formally unrecognized Transnistria and the autonomous Gagauzia would be part of the eastern zone. The arrangement would also allow for the free movement of people and goods between them and to the broader communities of which each is a part. Further, the division of zones of influence would ostensibly spread to all areas of life, including information policy and civic freedoms. Activities that would be perfectly legal in one zone in Moldova could possibly result in arrest in the other.
017627776_30300With regard to trade with Moldova, Russian Federation Deputy Prime Minister Dimitry Rogozin has presented a proposal to Moldova that would result in a creative arrangement for Russia. As Moldova is not subject to EU sanctions, theoretically, Russia could move its goods into a proposed European zone in Moldova via Transnistria and Gagauzia and thus escape restrictions. Simultaneously, the territories would become points for the expansion of the Russian world. Given the need to ensure that those territories remain part of Moldova, Moscow would hardly consider annexing Transnistria or Gagauzia.

With regard to trade with Moldova, Rogozin proposed a creative arrangement. Moldova is not subject to sanctions. Thus, theoretically, Russia could move its goods into a proposed European zone in Moldova via Transnistria and Gagauzia and escape restrictions. Simultaneously, the territories would become points for the expansion of the Russian world. Since Russia would need to ensure that those territories remained part of Moldova, Moscow would hardly consider annexing Transnistria or Gagauzia. Interestingly, after meeting with Filip, Rogozin went into Tiraspol without the usual complaints from Chisinau about visits of Russian officials to Transnistria. Rogozin, for his part, did not meet with pro-Russian opposition figures or mention any broader political settlement. For some analysts, this has created the impression that in the course of preliminary meetings, Moscow and Chisinau had firmly agreed about the proposed economic arrangement

Since that visit by Rogozin to Moldova, Chisinau has implored the West to help provide relief from pressure by Moscow.  Filip stated on August 16, 2016, “Through elections and international agreements, we have steadfastly chosen the Euro-Atlantic community as our inspiration and destination, and the current government is dedicated to securing our EU path. Moscow is none too pleased, and that is why we need the help of Washington and other Western capitals to solidify our transition from several decades of communism into a free-market economy.” In coming presidential elections, Moldovans will make a choice whether to stay on the pro-Western path toward the EU or more closer to Russia’s orbit

The Way Forward

In Act II, Scene ii of William Shakespeare’s comedy, Trolius and Cressida, Hector, the Prince of Troy, a fierce warrior, and leader of the Trojan armies, states: “Modest doubt is call’d The beacon of the wise, the tent that searches To the bottom of the worst.” Searching for the worst, one might consider that if things do not go Russia’s way in Moldova’s coming presidential elections, Moscow could begin to quietly provide enhanced economic support to Transnistria and Gagauzia. That aid might take the form of a considerable amount of Russian rubles to encourage greater purchases of Russian goods. That aid might initially be cloaked. It could also continue to provide humanitarian aid using truck convoys. Russia could provide financial support to pro-Russian separatist political organizations. To encourage ethnic-Russians to remain in Transnistria and Gagauzia, Russia may assist directly in the infrastructure improvements in those territories, as well as focus on the construction of new schools, churches, community centers, and infrastructure projects that meet the needs of those communities. At the same time, Russia could enable pro-Russian separatists in Transnistria and Gagauzia as a hedge against any attempts to reverse gains made. Separatists could be enabled to defend themselves with training from Russian military advisers perhaps acting covertly and they could also be provided with new Russian armaments. Russia would unlikely withdraw its forces in Transnistria and could possibly increase the measure of those forces to create the capability to rush into restive Gagauzia if any fighting began there. It is easy to postulate such theories on possible moves by Moscow, they are unlikely to be observed in Moldova.  A decision against Russia’s interests in Moldova will not create an ultimate crisis for Moscow. The wisdom exists to resist war.

Nihil est incertus volgo. (Nothing is more uncertain than the favor of the crowd.) Moldova’s sovereignty is as important an issue in coming elections as the country’s economic future. Paramount in considering Rogozin’s proposal is that it would not only establish the defined interests of Moscow, but would also preserve Moldova’s unity, solvency. Despite imperfections in the proposal, it might best serve Moldova’s interests for the moment. To an extent, Rogozin’s proposal represents an effort at compromise by Moscow. Unable to bring all of Moldova into its Eurasian Economic Union, it seeks to create spheres of interest. It may very well be a signal from Moscow that it intends to stick with diplomacy to resolve its issues with Moldova. Despite veiled threats from some senior Russian Federation officials and apprehension among Moldovan officials, Chisinau signed the Association Agreement with the EU in 2014. Moldovan officials now appear somewhat concerned over Russia’s reaction to a possible vote by Moldovans to remain on a western track in coming presidential elections. If they vote to go West, it ironically may prove to have been Moscow’s adherence to a diplomatic tack on establishing zones of influence that created enough breathing space for them to feel unafraid to do so.

Russia Is Creating Three New Divisions to Counter NATO’s Planned Expansion: Does Shoigu’s Involvement Assure Success for Putin?

Russian Federation Defense Minister Sergei Shoigu (above) has the task of reinforcing his country’s western flank against NATO. Successful actions in Ukraine and Syria, along with other achievements, have earned Shoigu the reputation as Russian Federation President Vladimir Putin’s “Do It” man. Creating three new divisions and other measures will likely achieve what is intended: obviate NATO’s recent steps in its east and further shift the status quo between Russian Federation and NATO forces in Russia’s favor.

According to a May 4, 2016 Wall Street Journal article entitled “Russia Is Creating Three New Divisions to Counter NATO’s Planned Expansion along Its Eastern Flank,” Russian Federation Defense Minister Sergei Shoigu announced at a April 27, 2016 ministry meeting presented on state television: “The Defense Ministry is taking a series of measures to counter the expansion of NATO forces in direct proximity to the Russian border.” A central aspect of those measures is the creation of three new divisions—about 30,000 troops. Shoigu said the cause for the force increase was to counter NATO plans to boost its troop presence along its eastern flank with Russia, to include sending four battalions—about 4,000 troops—to Poland and the Baltic States. NATO Secretary-General Jens Stoltenberg explained at a news conference in Mons, Belgium that the intent of NATO’s planned troop build-up was defensive. He called the planned deployment a response to an assertive Russia that has shown the will to change borders with force as in Ukraine in 2014.

Beyond the debate over causality for the relative build-ups, it is more important for NATO to know that Shoigu has been given the task of reinforcing Russia’s western flank. Successful actions in Ukraine and Syria, along with other achievements, have earned Shoigu the reputation as Russian Federation President Vladimir Putin’s “Do It” man. Bean counting forces may be enough for some to make assessments on the relative strengths and weaknesses of Russian Federation and NATO forces. However, any assay of likely outcomes of Russia’s effort to form three new divisions west would be flawed if it did not give higher meaning to Shoigu’s direct involvement. Shoigu will likely achieve what is intended: obviate NATO’s recent steps in its east and shift the dynamic between Russian Federation and NATO forces in Russia’s favor. A look at Shoigu’s background explains why the “Shoigu factor” makes that a real possibility.

Political Ties That Bind Shoigu and Putin: In Brief

With an engineering degree from Krasnoyarsk Polytechnical Institute in 1977, Shoigu joined the Russian government in 1990. He participated in several successful construction projects. His success caught the attention of the Communist Party leadership in 1990. He was placed on the Architecture Committee, but then assumed the leadership of the Russian Rescuers Corps, a new corps of rescue workers. Emergencies in Russia include droughts, forest fires, Islamic militant bombings, and hostage dramas. The Russian Rescue Corps was formed by a directive decision of the Presidium of the Supreme Council of the Russian Soviet Federative Socialist Republic in the aftermath of the 1988 Armenian earthquake and the Chernobyl disaster. However, these big developments in Shoigu’s career as a rescue worker coincided with the momentous collapse of the Soviet Union.

During the collapse, Shoigu became a firm supporter of Boris Yeltsin. When things settled a bit, he continued performing his duties in the Russian Rescuers Corps. It was re-established as the State Committee for Extraordinary Situations, known EMERCOM internationally, responding to crises in the Soviet Union. Russia and the “near abroad,” to include mediating conflicts in South Ossetia, Chechnya, and in nearby Tajikistan. In 1994, the State Committee became part of the Russian Federation government as the Ministestvo po Delam Grazhdanskoy Oborony, Chrezvychainym Situatsiyam i Likvidtsil Posledstviy Bedstviy (Ministry of the Russian Federation for Affairs for Civil Defense, Emergencies and Elimination of Consequences of Natural Disasters Emergency Situations also known as the Ministry for Emergency Situations). Yeltsin, the Russian Federation President, made Shoigu its minister. In 1994, he made Shoigu a major general in the Russian Federation Army and a member of Russia’s Security Council. In the 1990s, Shoigu wanted to focus on his duties in the Russian Rescuers Corps, re-established as the State Committee for Extraordinary Situations (known as EMERCOM internationally). Yet, during Soviet Union’s collapse, Shoigu became a firm supporter of Boris Yeltsin. He later aided Yeltsin during an attempted coup d’etat in 1991, came to the rescue of Yeltsin in the constitutional crisis in 1993, and was part of Yeltsin’s successful re-election campaign in 1996. He was made leader of the pro-Yeltsin Unity Bloc in 1999.

Despite Shoigu’s desire to make emergency work his focus after the tumultuous events of 1990, those events became a starting point from which he was drawn further into national politics. Shoigu rushed to Yeltsin’s aid during an attempted coup d’etat in 1991. Shoigu also came to the rescue of Yeltsin in the constitutional crisis in 1993. Shoigu was part of Yeltsin’s successful re-election campaign in 1996. By 1999, Yeltsin became acutely aware that he was losing power in Russia, and his supporters were shifting to the opposition. Taking steps to ensure his legacy with less than a year left in office, Yeltsin, with the help of political allies, created a new party, with a new face, loyal to him: Unity. Shoigu, then Minister of Emergency Situations, was named the leader of the pro-president party. He was partnered with Alexander Karelin. Shoigu by then was seen as someone “who saves people” more than a politician. Karelin, a triple Olympic gold wrestling champion, was politically connected but also a symbol of Russian strength. Unity was promoted as a party of common sense, not political but honest and strong using that strength to help people in misfortune. Elements of Unity’s economic policy were akin to Thatcherism. It included, for example, the promotion of low inflation, the small state and free markets via tight control of the money supply, and privatization. That said, Unity also supported the reliance on powerful police and security structures and media control. After parliamentary elections in 1999, Unity took a commanding position in the Duma. Having secured some control of the Duma, Yeltsin sought a successor for the presidency. While he spoke of Shoigu as “our greatest star,” he chose Putin.

Yeltsin first saw promise in Putin when he selected him on July 25, 1998 to serve as head of the Federal’naya sluzhba bezopasnosti Rossiyskoy Federatsi (Federal Security Service) or FSB.   At the time, Putin was an unemployed deputy-mayor from St. Petersburg. He served at the FSB until August 9, 1999, when Yeltsin called him to the post of acting prime minister. Late that same month, there was a bomb blast in a luxury shopping mall by Red Square which was the first in a series of blast resulting in casualties. In September 1999, there were apartment bombings in Moscow, Buinaksk, in Dagestan, and Volgodonsk, in Rostov. They collectively killed 300 Russian civilians and wounded hundreds more that were reportedly the responsibility of Chechen Islamic militants. Putin acted forcefully against the mall bombing, the apartment immolations, and a bold Islamic militant incursion from Dagestan into Chechnya, led by Shamil Basayev. The first of 100,000 troops were sent to the northern Caucasus within weeks. In a famous September 24, 1999 speech, Putin spoke with determination in explaining his approach to defeating terrorism: “We will pursue the terrorist everywhere. If they are in an airport, then, in an airport, and forgive me, if we catch them in the toilet, then we will waste them in the outhouse . . . The issue has been resolved once and for all.” Putin marked his rise in power by acting viciously against terror. Shoigu’s Unity Party then served as the instrument for Putin’s rise to the presidency. The Unity Party eventually entered into an alliance with the Fatherland-All Russia political bloc. The Party later morphed into United Russia, the country’s current ruling party that rubber stamps Putin’s initiatives in the Duma. By 1999, Russian President Boris Yeltsin became acutely aware that he was losing power in Russia. Taking steps to ensure his legacy with less than a year left in office, Yeltsin, with the help of political allies, created a new party loyal to him: Unity Bloc. After parliamentary elections in 1999, Unity took a commanding position in the Duma. Having secured some control of the Duma, Yeltsin sought a successor for the presidency. While he spoke of Shoigu as “our greatest star,” he chose Vladimir Putin.

Mea mihi conscientia pluris est quam omnium sermo. (My conscience means more to me than all speech.)  Although he was Unity’s leader, Shoigu had no presidential aspirations. Given the tempestuous environment in Russia politically, economically, socially, and militarily at the time, it made sense. Putin was far better equipped to control, manipulate, and strong arm, seemingly endless groupings of political adversaries during that time of many sinful capers. Indeed, Putin was particularly well-equipped to deal with the likes of Vladimir Zhirinovsky of the far right Liberal Democratic Party of Russia, and Gennady Zyuganov of the Communist Party of Russia, men who better understood the lash than words of peace. Perhaps to signal the acceptance of his role, Shoigu gave Putin a black Labrador retriever, “Koni.” After ceding power to Putin, Shoigu gave even more. He became the model upon which Putin’s image as the new leader of Russia was formed. Gleb Pavlovsky, a former Kremlin adviser, told The Economist that the administration deliberately crafted Putin’s image in part on Shoigu’s: “Putin was supposed to be a rescuer, too.”

Putin was lornful over the Soviet Union’s collapse. As his presidency grew out of its infancy, Putin was determined to save Russia from further disintegration, and frustrate those he perceived as enemies aiming to weaken it. He would not be satisfied until Russia’s global power and influence was restored and the independent states of the former Soviet Union were brought back under Moscow’s political, economic, and military (security) influence. Putin believed that the greatest danger to Russia came from the West. He saw Western governments as being driven to weaken Russia, create disorder, and make their country dependent of Western technologies. He felt then and now that under former President Boris Yeltsin, the Russian leadership made the mistake of believing Russia no longer had any enemies. Often Putin would publicly lament about the collapse of the Soviet Union, under Western pressure, calling it the worst geopolitical catastrophe of the 20th Century. Russia’s economic collapse, in the view of many Russians, was worsened by the destructive advice and false philanthropy of Western business and economic experts. They believe Western suggestions on ways Russia should conduct its affairs domestically and internationally only served to cripple their country. Experts in the West spoke lightheartedly of Russia as a dying super power, lacking the wherewithal to do anything serious politically, economically, socially, or militarily. In The Guardian at the time, Russia was referred to as “an immature, fledgling democracy which in eight years has gone from one party politics to no-party politics, from communism to fantasy.” Yet, in the hallowed eyes of a so-called dying Russia, life was spying in the form of Putin and like-minded officials. Putin restored order after the internal chaos of the 1990s, becoming the face of the government. Once the heady events surrounding the Soviet Union’s collapse subsided, Shoigu focused on advancing the Ministry of Emergency Situations to achieve all possibilities. For nearly 22 years, Shoigu was present at all major and many minor disasters in Russia. His strong, almost stoic comportment at events, along with his precise, short orders and comments to the newsmedia, radiated a sense of confidence that Russians appreciated. He skillfully navigated Russia’s bureaucracy, accruing power, popularity without making real enemies.

While Putin advanced Russia’s interests his own way, both at home and globally, Shoigu made the most of his own capabilities and effectively advanced the Ministry of Emergency Situations to achieve all possibilities. His ministry became a service with many responsibilities. For nearly 22 years, Shoigu was present at all major and many minor disasters in Russia, standing stoically, with barely a muscle moving in his face. His comportment at events, along with his precise, short orders and comments to the newsmedia, radiated a sense of confidence that Russians appreciated. By skillfully navigating Russia’s Byzantine bureaucracy, he has accrued power and popularity without making any genuine enemies. Even former notables such as Boris Berezovsky appear to have respected Shoigu. Evgeny Minchenko, an analyst who studies the Russian elite, told The Economist: “There’s no one else like him in the ruling class.” He added, “It’s an absolutely unprecedented story. By the 2000s, the Ministry of Emergency Situations grew into a 350,000 strong operation with its own special forces.” Omnia mea mecum porto. (All that is mine I carry with me [My wisdom is my greatest wealth].)

Shoigu As Adviser To Putin

Putin’s management style was likely shaped by his short term in politics in St. Petersburg as the protégé of Mayor Anatoly Sobchak. Putin became his deputy in 1994.   However, his style was surely most influenced during his initial career as an officer from 1975 to 1991 in the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) known better as the KGB—the agency responsible for intelligence, counterintelligence, and internal security. With a strong, self-assured, authoritative, no nonsense personality, most advisers’ interactions with him have varied. They may occasionally antagonize the overworked leader even with important or urgent situation reports. Shoigu, however, who was never in the KGB or along with Putin in St. Petersburg, has been able to make use of his own unique sensibilities to understand his leader’s thinking and feelings. Every word Putin has said, his reactions to statements, have informed Shoigu’s understanding of him. Every inflexion, tone, and change in Putin’s voice has provided Shoigu with some insight into what his president was sensing. Added to this is Shoigu’s humble, self-effacing persona and intellectual acuity. It should not be implied from this that Shoigu has not interacted with an “inclement” Putin. After facing Putin’s “larger” voice, he likely tries to salvage whatever may be constructive from such encounters. Surely at times, Shoigu may have his own strong feelings about situations. Nevertheless, as Carl Von Clausewitz, the 19th century Prussian military thinker perhaps would have explained, the ability to maintain his balance in spite of them is a reflection of Shoigu’s strength of character. Some may view Shoigu’s behavior as a manipulation. However, Putin has remained in power by confounding insincerity, and he does not suffer fools lightly. Having observed him closely, Putin obviously feels Shoigu well-serves his needs. Et monere at moneri proprium est verae amitcitiae. (It is a characteristic of friendship to give advice and to receive it.) During significant crises, it is very important for Putin, as much as any other national leader, to have an adviser who fully understands his needs. The encouragement of another, a paraclete, may prove comforting. When Putin and Shoigu talk, Putin perhaps feels free to “clear the air” with him over issues Russia is facing.

Critics at home and abroad whose obloquy should have distracted, disrupted, or diverted Putin, have mainly served as sandpaper to refine his positions. Since his initial rise to power, Putin has become skilled in implementing what critics have called “charm offensives,” explaining his ideas and actions in a manner that is easy, comfortable, assuring, and logical. Sometimes, however, such moves are not enough. Indeed, during significant crises, it is very important for Putin, as much as any other national leader, to have an adviser who fully understands his needs. The encouragement of another, a paraclete, may prove comforting. When Putin and Shoigu talk, Putin perhaps feels free to “clear the air” with him over issues Russia is facing. Of course, Putin would rather tell Shoigu what is to be feared than what he fears for always he is Putin. Shoigu has never used Putin’s confidence in him and strength of his position among advisers to become a haustyrann. Rather, Shoigu also has been able to understand the mood and reactions of Putin’s other capable cabinet members and policy advisers in certain situations, to ensure real cooperation and effective action. It likely accounts, in part, for Shoigu’s refulgence among them.

Shoigu, Tuva, and Paranoia

Shoigu, born on May 21, 1955, was raised in the town of Chadan in southern Siberia, near the Altai Mountains, in a little known Republic of Tuva. His mother was ethnic Russian and his father was ethnic Tuvan. He had a liking for sports, backyard brawls, and risky stunts, such as hopping the ice flows across the powerful Yenisei River. Such high jinks earned him the nickname Shaitan (Satan). Tuvans are among the ancient peoples living in Central Asia. The cultural roots of ancient Tuvans, Uigars, and Kyrgyzians form the basis of Tuvan culture. The traditional religions of Tuvans are Buddhism and shamanism. It is regarding shamanism that for some Russians discord obtains. Shamanism is a practice shrouded in darkness, in which mystery is emphasized and obscurantism is cultivated; as a result, it stirs up fear. Shoigu’s rearing in Tuva at best would only circumstantially suggest, against actual facts, that he might adhere to shamanism.

On May 9, 2015, during celebrations of the 70th Anniversary of the Soviet Union’s victory over Nazi Germany, Russian television cameras fixed on a black convertible carrying Shoigu into Red Square. Shoigu, in full-dress uniform, crossed himself as he passed beneath one of the Kremlin towers. The highly unusual gesture was seemingly designed to allay any questions about the half-Tuvan, half-Russian’s Christianity. Before that, in 2008, during an interview on the Ekho Moskvy radio station, Shoigu stated that he was baptized in the Orthodox faith at the age of 5. Questions over Shoigu’s faith are perhaps the only thing the very popular defense minister must countenance. Shoigu has never done anything to cause concern.  It is not a wish of greatcharlie.com to ignite a debate on concerns a modest few Russians might have on Shoigu’s faith. Delving deeper into the matter may appear as engaging a bit of apophasis (for one to say one will not say what one is going to say). However, Shoigu is a central figure in Russian politics. Ignoring this aspect of his background would weaken the discussion about him here.

An assortment of beliefs and practices claiming the ability to travel from the secular to the “spirit world” for the purpose of spiritual contacts is covered by the term shamanism. Those contacts can also supposedly be achieved through channeling and the use of spirits coming in the form of animals. It is further claimed that practitioners can take on those shapes themselves. Shamanism requires the use of the archaic techniques of ecstasy, developed independent of any religious philosophy. Ecstasy is a prophetic exaltation or rapture characteristic of shamanism and visionary states. Those states can be naturally induced with entheogenic plants and herbal concoctions. They can be artificially induced by breath control, fasting, meditation, drumming, and other shamanic and yogic practices. Entheogens come in many forms but most commonly from plants known as psychoactive drugs. The use of hallucinogenic plants and herbal concoctions can result for example in visions of demons, distant persons, landscapes, or detailed enactments of recent unsolved crimes. Shamanistic medicinal practices include the application of various ancient witchcraft techniques. Those treated with such can be drawn into deeper, darker occult practices. They can also open a door to evil spirit possession and other forms of occult bondage. Its rituals and methods can lead to intense physical pain and afflictions, temporary insanity, emotional depression, and powerful spiritual torment. How Shoigu’s alleged adherence to shamanism might tie into his role in government or as Putin’s adviser is uncertain.

Putin knows that there are those Russians who will do such things as react superstitiously toward Shoigu. He has vacationed in Tuva with Shoigu many times since. Putin would like Russians to replace any unfounded superstitions about Shoigu and Tuva with authentic truths and worthier ideas.

Putin knows that there are those Russians who will do such things as react superstitiously toward Shoigu. However, Putin has not been dismissive of the problem. He has taken on issues surrounding Shoigu’s Tuvan roots with some guile. Putin went on a fishing trip to Tuva with Shoigu and Prince Albert II of Monaco in 2007. He has vacationed in Tuva with Shoigu many times since. Putin would like Russians to replace any unfounded superstitions about Shoigu and Tuva with authentic truths and worthier ideas. Putin wants all Russian citizens to be part of their country’s rise to greatness. Divisions based on race, ethnicity, religion and origin hinder that.

Much as the orator, poet, and statesman, Marcus Tullius Cicero, concluded about his Ancient Rome, Putin similarly believes loyalty to the Russian Federation must take precedence over any other collectivity: social, cultural, political, or otherwise. As noted by Clifford Ando in Imperial Ideology and Provincial Loyalty in the Roman Empire (University of California Press, 2013) in the hierarchy of allegiances outlined by Cicero, “loyalty toward Rome occupied a superordinate position: her laws and her culture provided the normative fabric that would, to borrow a phrase of Rutilius Namatianus [Poet, Imperial Rome, 5th Century], ‘create from distinct and separate nations a single fatherland’.” Likewise, Russia’s laws and culture provide the normative fabric from which a united country is created from diverse peoples. Possession of citizenship should be the basis to cause individuals to identify with the concerns of others in widely disparate populations among Russia’s republics. Putin wants Russians to be in a “Russian state of mind,” a mental state created when diversity, creativity, and optimism coalesce. A citizen’s attitude, perspective, outlook, approach, mood, disposition, and mindset should stand positively Russian.

Shoigu As Defense Minister: The Shoigu Factor

Appointed on February 15, 2007, former Russian Federation Defense Minister, Anatoly Serdyukov launched a much needed reform effort to make the Russian Federation Armed Forces more effective. However, Serdyukov ran afoul of the defense industry and senior military commanders with failed procurement programs, efforts to import foreign weapons systems as the France’s Mistral aircraft carrier, and purges and unit reorganizations. In addition, there were a series of highly publicized corruption scandals in the ministry. On November 6, 2012, Putin tore Shoigu away from a very short stint as the elected Governor of Moscow Oblast that began on April 5, 2012 and put the armed forces in his hands.

Evidence of the “Shoigu factor” became apparent as soon as Shoigu started the job. While essentially preserving Serdyukov’s reforms, and harnessing expenditures, Shoigu improved military readiness. He created a new corps, the Airspace Forces. He created eight new operational task forces, twenty-five divisions, and fifteen new brigades. He improved the control system of the armed forces by creating the National Defense Control Center of the Russian Federation. Shoigu ordered soldiers to wear socks instead of cloth foot-wraps (portyaniki). He had Army commanders increase snap inspections and military exercises. Long-range Airspace Force bomber flights and Navy combat patrols steadily increased.  Morale in the armed forces picked-up as a result of these measures and others. Upon becoming Defense Minister, Shoigu improved the control system of the armed forces by creating the National Defense Control Center of the Russian Federation. Within the ranks, Shoigu ordered Army troops to wear socks instead of cloth foot-wraps (portyaniki). He had Army commanders increase snap inspections and military exercises. Long-range Air Force bomber flights and Navy combat patrols steadily increased. These and other measures enhanced military readiness and rejuvenated morale in the armed forces.

Quemad moeum gladis nemeinum occidit, occidentis telum est. (A sword is never the killer, it is a tool in a killer’s hands.) The views of Putin and Shoigu on “the threat” the West poses to Russia are in sync. Shoigu told the TASS news agency in October 2015, “Russia’s sovereignty, which is secured by its army and navy, will always be the obstacle against which during the 1,152 years of Russia’s existence many Western rulers have broken their teeth.” Russia’s strategy toward NATO is based on the premise its’ intent is hostile. Aerial and naval probes into NATO’s defense zones have wreaked havoc on the sense of security of some Member States. In Syria, Crimea and Eastern Ukraine, Russia has been able to boldly and effectively project power. In Syria, Russia Federation Armed Forces have used new weapons systems, including: the sea-based Kalibr 3M-14 cruise missile, launched from surface ships and submarines from as far as 1500 kilometers away from their targets; the air launched KH-101 cruise missile; and, the Sukhoi Su-34 strike fighter. On December 19, 2015, Putin stated: “We see how efficiently our pilots and intelligence agents coordinate their efforts with various kinds of forces—the army, navy, and aviation; how they use the most modern weapons.” Putin continued, “I want to stress that these are by far not all of our capabilities,” adding, “We have more military means. And, we will use them—if need be.” Other military means Shoigu is working on include: greater use of military spetznaz (special service troops) to train allies and support their combat operations, the RS-28 Sarmat Intercontinental Ballistic Missile (ICBM), the RS-26 ICBM, and the PAK-FA T-50. The spetsnaz unit of the Russian Airborne Troops and the Special Brigade of the Serbian Army (above) engage in a joint exercise in Serbia. Putin has discussed their presence in Ukraine. Spetznaz can provide a spectrum of military capabilities to include: advising Russian allies, providing airborne and special operations training, and directly supporting combat operations. Their capabilities have been displayed in Syria. Spetznaz have also provided training to Russian Federation allies in its near abroad.

Spetznaz can advise Russian allies through special operations training and during combat by assisting in the location and designation of targets for air strikes, and engage in direct action by locating, capturing or killing specific leaders and other specific personnel, destroying military facilities leaders and conducting raids and ambushes, and destroying military facilities, and infrastructure, as well as protecting Russian and allied facilities, assisting in providing medical services, and coordinating the distribution of equipment to allies. Their capabilities have been displayed in Syria. Putin has referred to their presence in Ukraine. Spetznaz have also provided training to allies of the near abroad as Abkhazia, South Ossetia, Transnistria, Moldova, Belarus, Armenia, Belarus, Kyrgyzstan, Kazakhstan, Tajikistan, Mongolia and as far west as Serbia. The RS-28 “Sarmat” is the newest heavy liquid-propelled ICBM under development for the Russian Federation Armed Forces. In 2018, the Sarmat will replace older Soviet R-36M (SS-18) missiles dubbed “Satan” by NATO, as the heavy silo-based component of the Russian nuclear forces. The Sarmat’s twelve heavy thermonuclear warheads will be infividually stearable during reentry.

The Russian Federation deploys an estimated 307 ICBMs which can carry approximately 1040 warheads. They represent only 40 percent of the country’s total arsenal of thermonuclear warheads. The RS-28 Sarmat is the newest heavy liquid-propelled ICBM under development for the Russian Federation Armed Forces. In 2018, the Sarmat will replace older Soviet R-36M (SS-18) missiles, dubbed “Satan” by NATO, as the heavy silo-based component of the Russian nuclear forces. The Sarmat will use the same silos as the Satan, but modified for its specifications. The silos would also be equipped with additional active anti-missile systems that would protect them from a pre-emptive strike. The Sarmat will have a dozen heavy thermonuclear warheads, each individually steerable during reentry. Those warheads are said to have advanced anti-missile countermeasures meant to beat the US Anti-Ballistic Missile Defense Shield. It is speculated that they would have a conventional variant similar to the US Advanced Hypersonic Weapon and could be used as a precision intercontinental weapon in a non-nuclear conflict.

Referred to as a “doomsday weapon”, the new road-mobile RS-26 ICBM (above) has a potential range of 11,000 kilometers. It can continuously change trajectory, and is far more accurate than current ballistic missiles. It’s four multiple independently targetable reentry vehicles (MIRVs) are supersonic and carry 300 kiloton warheads.

The RS-26 is a new road-mobile ICBM. It has a potential range of 11,000 kilometers. Its booster stage is down to under five minutes giving NATO little time to register its launch. Far more accurate than current ballistic missiles, the RS-26 travels along a continuously changing trajectory. Its four multiple independently targetable reentry vehicles (MIRVs) of the RS-26 carry 300 kiloton thermonuclear warheads and are supersonic. Once fired, they can continuously change course. In Russia, the RS-26 has been referred to as a “doomsday weapon”. Prior to 2010, no mobile Russian Federation ICBMs carried MIRVs. The Russian ICBM force is significantly smaller than the US force of 400 ICBMs. Yet, Russian military planners seek to compensate for this by ensuring all of their ICBMs carry MIRVs by 2020. The PAK-FA T-50 stealth fighter appears quite capable and is a big upgrade for the Russian Federation Airspace Force. The first production models of the stealth fighter will purportedly be put into service in 2016.

The PAK-FA T-50 stealth fighter appears quite capable and viewed in many Western defense circles a big upgrade for the Russian Federation Airspace Force. The first production models of the stealth fighter will purportedly be put into service in 2016. In addition to its stealth capability, PAK-FA will hold 12 types of missiles, some of which will be hypersonic and designed to fit into the fighter’s bays in order not to interfere with its stealth characteristics. It reportedly has the advantage of sensor data fusion along with very advanced avionics.The essence of the “Shoigu factor” is that once he is given a military mission, he never fails. Shoigu will surely have three new Russian Federation Army divisions set up before Putin meets the new US President. As power plays, rivalries and intrigues in the Kremlin are speculated upon in the West with enthusiasm, and as more pursue the practice dubbed “Putinology”, at the Kremlin, officials carefully watch the West and act, and on their faces, there are no smiles.

The Way Forward

In November 2013, a year after he took the helm of the Ministry of Defense, the state-run pollster VTsIOM conducted a survey on the attitudes of Russians toward Shoigu. At the time, 46 percent said that they respected him, 35 percent said that they trusted him, and 15 percent said that they sympathized with him. The poll was conducted among 1600 people with the margin of error not exceeding 3.4 percent. In fact, according to polls by the Independent Levada Center, for the last three years, Russians have named Shoigu “Person of the Year” behind only Putin. Last month, Shoigu took second place behind Putin in a rating of Russian officials and politicians in which respondents were asked to choose several names from a list as the most trustworthy leaders. Shoigu was chosen by 26 percent of respondents, ahead of Foreign Minister Sergei Lavrov, who was named by 21 percent. Putin was chosen by 60 percent of respondents. Polls were conducted among 1600 respondents with a margin of error not exceeding 3.4 percent.

Commentary on Shoigu in the Western media tends to include speculation over a nonexistent ambition to ascend to the pinnacle of power in Russia. Some journalists and pundits in the Western newsmedia seem to be projecting their own sensibilities upon Shoigu. Such stories are more entertaining than newsworthy. Shoigu is real, not some amusement. Despite his political capital and support from the Russian public, he has consistently stayed away from politics. He has never forgotten that he serves the Russian Federation and his president. The big story about Shoigu is that once given a military mission, he never fails. That is the essence of the “Shoigu factor.” He will surely have three new Russian Federation Army divisions set up before Putin meets the new US President. There is a popular misconception that Putin, Shoigu, and other Kremlin officials are “asking” for the West’s respect. On the contrary, they believe the West “needs” to respect Russia. As power plays, rivalries and intrigues in the Kremlin are speculated upon in the West with enthusiasm, and as more pursue the practice dubbed “Putinology,” at the Kremlin, officials carefully watch the West and act, and on their faces, there are no smiles.

Russia Gloats, US Worries and France Vents Exasperation over Brexit: Can Obama Bolster EU Unity Despite Russian Pressures?

Russian Federation President Vladimir Putin shouts back at cheering troops as he walks with Russian Federation Defense Minister Sergei Shoigu during the 2015 Victory Day Parade in Moscow. Russia presented itself at the event as a country on the rise. Part of that rise apparently includes encouraging the fall of the EU and NATO. Russia has been accused of using military, economic, and political means to promote a discordant harmony among countries to undermine EU unity on sanctions and unity as a bloc.

According to a February 20, 2016 article in The Times in the United Kingdom entitled, “Russia Gloats, US Worries and France Vents Exasperation”, Russian Federation President Vladimir Putin is thought to be privately gleeful at the sight of discord within the EU over the possible decision by the British to exit the EU (Brexit). Indeed, the article states whatever undermines the EU—which Russia accuses of meddling in Ukraine and its former European Soviet satellite state—is good for Moscow. Reportedly, in Washington, the prospect of Brexit has set alarm bells ringing about the United Kingdom’s possible retreat to the European periphery, altering its special relationship with London.

In a January 31, 2016 greatcharlie.com post entitled, “In the State of the Union Address, Obama Confronts Americans’ Fears; They Want to See Success on Foreign Policy”, it was predicted that in 2016, Putin may want to maintain an environment of confrontation for the US and EU leaders. He supports countries behind many of the foreign policy problems that the administration of US President Barack Obama faces. Keeping all European allies unified and resolute could become more difficult as some may fear facing greater problems from him. Putin has looked deeply at the US and Europe, discerning many flaws, weaknesses in the transatlantic bond. He particularly noticed the lack of will among European political leaders to maintain it. The initial response to Putin’s battering rams, to include his moves in Ukraine, hybrid warfare threat to the Baltic States, and military build-up, was to bolster the barricades of Europe particularly in London and Berlin. Since then there have been cracks in the armor, precipitated by Putin’s maneuvers. In most cases, any damage to the European unity would appear self-inflicted by EU and NATO Members. In every case, Putin would be a beneficiary. Any member’s departure from the “Group of 28”, or NATO, would be a step in the wrong direction. The Obama administration is urging the EU not to retreat having achieved so much. Causality for this situation may be found in part in the administration’s plans for a “pivot to Asia”, its delinquency in responding to important issues on European policy, and its disastrous relations with Putin. Despite the challenging political, economic, and security issues with which some EU states are wrestling, the Obama administration can bolster European unity, and by-pass military, economic, and political obstacles Russia may be creating. The examples presented in this discussion provide kernels of some approaches. The Obama administration needs to support Europe in its search for answers to buttress unity. Its assistance should not be a mere search for the bromide of a public relations message. The administration should contribute approaches to effectively promote unity in accordance with the stated needs of European allies.

The migrant crisis in Europe began with German Chancellor Angela Merkel’s announcement in the summer of 2015 that Germany would stop expelling Syrian refugees and her agreement with Austria in September 2015 to welcome tens of thousands of migrants who were stuck in Hungary. Hungary rejected their asylum requests. Merkel’s actions were followed by a massive surge in asylum seekers travelling from Turkey to Greece and then up through the Balkans to Hungary, Austria, Germany and northern Europe. The result has been a humanitarian tragedy, and a political, social, and administrative nightmare for capitals created by an external source, but not Putin. Indeed, Putin has said the refugee crisis is “an internal problem of the EU” and added that Russia does not “interfere in these issues.” Given that Russia has had no discernible hand in the matter, the issue is not included in the discussion here.

NATO recently revealed that in 2013, two Tupolev Tu-22M3 strategic bombers (as above) escorted by four Sukhoi Su-27 jet fighters, came within 24 miles off the island of Gotland, 100 miles from Stockholm, and conducted mock nuclear attacks. The Swedish military was caught completely off-guard causing great concern among Swedish officials.

Stirring Disunity Militarily

Etiam fortes viros subitis terreri. (Even the bravest men are frightened by sudden terrors.)  Putin is genuinely on a mission to restore Russia’s global power and influence and to bring the independent states that were once part of the Soviet Union back into Russia’s orbit. In Nagorno-Karabakh, Transnistria, Chechnya, Abkhazia, South Ossetia, Crimea, Donetsk, Luhansk, and Syria, Putin has shown the will to fight, even after red-lines were crossed and stern warnings were given. His threats of military action are not doubted. Russian intrusions into NATO airspace, flyovers and buzzing by military jets, interceptions at sea and other harassing actions in NATO waters, are designed to have a strong educational effect on leaders in Europe.

Sweden

It has been reported by NATO in February 2016 that the Russian Federation Air Force conducted a mock nuclear attack against Sweden during war games. The March 2013 exercise saw Russian aircraft cross the Gulf of Finland and approach Swedish airspace. The NATO report claimed that Russian military drills have now reached levels unseen since the height of the Cold War. During the military exercise on March 20, 2013, two Tupolev Tu-22M3 strategic bombers escorted by four Sukhoi Su-27 jet fighters came within 24 miles off the island of Gotland, 100 miles from Stockholm. They conducted dummy bombing runs against targets thought to include a military base in southern Sweden and the headquarters of the country’s signals intelligence agency outside Stockholm. The incident caused controversy at the time because the Swedish military was caught unprepared and to rely on Danish Air Force jets operating as part of NATO’s Baltic air policing mission to respond. Sweden has since remilitarized an old Cold War frontier base on the island of Gotland because of the rising threat from Russia. The Obama administration has sought to expand US military spending in Europe four-fold to about $3.4 billion in an effort to reassure allies unsettled by Russia’s military actions. Such efforts affirm the US commitment to Europe. Yet, Sweden and other NATO members must be dissuaded from the view that peace can exist without significant, tangible investment in Europe’s mutual defense. They must work cooperatively with the US to bolster Europe’s defense.

Norway

In its National Threat Assessment presented in February 2016, the Norwegian Police and Security Service (PST) reported that Russia is a threat to Norway. While presenting the report, the Head of PST Marie Benedicte Bjornland explained Russian Federation intelligence services have made targets of Norway’s capabilities in defense, security, and preparedness. Bjornland said, “Our assessment is that the aim of these activities is to facilitate Russian military dispositions in a future security policy scenario.” The PST report explains that such intelligence activities could ultimately threaten key Norwegian interests and the country’s control over its own territory. The report claims that intelligence operatives have been sent to Norway with official covers as diplomats at the embassy or consulates. The main task of those diplomats, as observed by PST, is to establish relations of trust with Norwegian government employees or any other individuals who can provide sensitive information. The PST report explained that such intelligence operatives also make use of other tools such as the extensive use of operations to spread information and propaganda and influence opinion in other countries with a view to weakening confidence in the authorities of the target state or sowing division between difference groups in the society or in different regions. The PST warned that these methods are particularly used during periods of tension concerning security, and Norway should prepare itself to cope with such methods. PST head Bjornland further explained that large scale digital espionage against Norway and Norwegian interests was already underway. Businesses and educational institutions would undoubtedly be targets of such attacks. Crux est si metuas quod vincere neques. (It is tormenting to fear what you can’t overcome.)

Above are Russian “green men” in Crimea in 2014. In its National Threat Assessment presented in February 2016, the Norwegian Police and Security Service (PST) reported that Russian Federation intelligence services have made targets of Norway’s capabilities in defense, security, and preparedness. Fear exists in Oslo that one morning green men may appear in Norway’s streets.

Denmark

In March 21, 2015, Russia went on a public relations offensive on the Baltic. Denmark was warned that if it joined the NATO’s missile defense shield, its navy would become a legitimate target for a Russian nuclear attack. The Russian Federation Ambassador to Denmark, Mikhail Vanin delivered that message during an interview with a Danish newspaper Jyllands-Posten. He was quoted as follows: “Denmark would be part of the threat against Russia. It would be less peaceful and relations with Russia would suffer. It is, of course, your own decision—I just want to remind you that your finances and security will suffer. At the same time Russia has missiles that certainly can penetrate the future global missile defense system.” Denmark’s Foreign minister, Martin Lidegaard, reacted strongly to the comments, calling the Russian ambassador’s statement “unacceptable.” However, Nicolai Wammen, Denmark’s Defense Minister went to pains to calm Russia, saying the move [toward a defense shield] is not targeted toward Russia but at “rogue states, terrorists organizations and others who would have the capacity to fire missiles at Europe and the United States.” Concerning such statements by Russian officials, NATO Supreme Allied Commander US Air Force General Philip Breedlove has already provided some answers which the Obama administration should echo. Breedlove said: NATO must challenge Russia’s current policies and demonstrate that Putin’s current approach will not be allowed to damage security. He further stated the alliance must also deter Russia “by carefully shaping Moscow’s choices and managing Putin’s confidence.” Nord Stream-2 will include two new pipelines that will deliver an additional 44 billion cubic meters of gas annually from Russia to Germany via the Baltic Sea, bypassing Ukraine, the Baltic States, and Poland. Germany, the greatest consumer of Russian gas, supports Nord Stream-2. Some EU countries say it contradicts the sanctions policy against Russia, and accuse German Chancellor Angela Merkel and her government of putting their country’s economic needs ahead of collective diplomacy.

Stirring Disunity Economically

Nihil tam muitium quod non expungari pecunia posit. (No fort is so strong that it cannot be taken with money.) Some EU countries have established new deals with Russia, an activity inconsistent with placing sanctions on Moscow over its behavior toward EU or EU-backed countries. Perhaps those states really believe such breakdowns in unity are unavoidable, especially regarding oil and gas. However, regardless of the genuine economic benefits of any deals with Russia, the economic carrots held by Moscow enable it to use EU and NATO members as tools against each other.

Germany

In September 2015, the Russian state owned gas giant, Gazprom, began preparing for the construction of Nord Stream-2. It will include two new pipelines that will deliver an additional 44 billion cubic meters of gas annually from Russia to Germany via the Baltic Sea, bypassing Ukraine, the Baltic States and Poland. Nord Stream-2 doubles the capacity of Nord Stream-1 built in 2011 which passes through Ukraine. Running the new pipeline through Ukraine was viewed unsafe. The new pipeline is especially important to Germany, the greatest consumer of Russian gas. Some EU countries fear the new pipeline will allow Germany to dominate the European gas market, Germany says politics should be left behind in the building of the pipeline. The President of the European Commission, Jean-Claude Juncker echoed that view saying the project should be considered not as a political issue, but as a commercial one. In December 2015, Italian Prime Minister Matteo Renzi was the first to speak out against the pipeline in the context of security saying it contradicted the sanctions policy against Russia. Italy also accused Germany of putting its economic needs ahead of the bloc’s collective diplomacy. (Note Italian firm Eni had large investment in a South Stream gas pipeline from Russia cancelled by Gazprom in 2014) Italian concerns over the Nord Stream-2 have since been quieted. A group of Eastern European countries sent a letter to the European Commission calling for it to block the Nord Stream-2. They are headed by Slovakia and Poland, who are believed to have initiated the campaign, and supported by the Czech Republic, Hungary, Romania, Estonia, Latvia, Lithuania, and Greece. They say Nord Stream-2 goes against the EU energy diversification and security policies. Berlin might explain claims by other EU and NATO countries are small relative to the German commitment to European defense and security and its role as the EU’s economic engine. The Obama administration has not publicly admonished or discouraged Germany on Nord Stream-2. It could insist Germany demonstrate how the gas deal is a matter of energy security, not adverse  with sanctions policy, and maybe assist it in doing so. During the final plenary session at the 12th Annual Meeting of the Valdai International Discussion Club in Sochi, Russia on October 22, 2016, Putin seemed to deliberately sow seeds of suspicion regarding the solidarity of two main members the EU with the other 26 members by saying: “I believe that the Federal Chancellor of Germany and the President of France are being sufficiently objective today, and though it is obvious for political reasons they support the current Kiev authorities, in my opinion they have a sufficiently fair assessment of the situation. They already have an understanding that the problems that have accumulated there are not only black and white—it is much more complicated.”

Observing Germany’s moves, other EU countries have rushed to strengthen ties with Russia. During a visit to Moscow in February 3, 2016, Austrian Vice Chancellor Reinhold Mitterlehner confirmed Austria’s commitment to Russia’s Nord Stream-2 gas pipeline project to Europe at a meeting with Russian Federation Prime Minister Dimitry Medvedev.

Austria

Observing Germany, other states contributing far less to the EU and NATO, have visited Putin, seeking to strengthen their business and economic linkages with Russia. During a visit to Moscow in February 3, 2016, Austrian Vice Chancellor Reinhold Mitterlehner stated that EU sanctions against Russia have made no political progress and brought negative effects to Austria’s economy. Recent statements from Putin support the Vice Chancellor’s claim. Putin explained: “Concerning our possibilities on the international financial markets, the sanctions are severely harming Russia. But the biggest harm is currently caused by the decline of the prices of oil and gas, which we can partly compensate for elsewhere.” Putin added: “The trade balance, however, is still positive.” For Mitterlehner, the low impact of sanctions on Russia and their reverse impact on Austrian firms put the continued implementation of them in question. On that, Mitterlehner complained: “We have over a thousand companies doing business with Russia from Austria, and another 500 Austrian firms working in Russia. 40,000 employees are being affected.” He confirmed Austria’s commitment to Russia’s Nord Stream-2 gas pipeline project to Europe at a meeting with Russian Federation Prime Minister Dimitry Medvedev.

Hungary

In a press conference at his Novo-Ogaryovo residence with Hungarian Prime Minister Viktor Orban on February 17, 2016, Putin referred to Hungary as an “old and faithful partner.” Orban returned with similar pleasantries, but contrary to thinking within the EU of which Hungary is a member, Orban also stated that the time for the automatic extension of the sanctions on Russia had passed, and that more EU countries are starting to oppose the restrictions on Moscow. Orban and Putin had signed a number of agreements two years earlier to include the expansion of Paks-2, Hungary’s only active nuclear power plant, built by the Soviet Union. The four Paks reactors are currently producing up to 50 percent of Hungary’s electricity. However, the remaining reactors will go off-line between 2032 and 2037, and Hungary would lose the bulk of its electricity. The €12.5 billion contract, partly aided by Moscow’s €10 billion loans, would add two new 1,200 megawatt reactors to nuclear power plant. The Orban and Putin also agreed to extend a gas deal which will see Russia supply Hungary until the end of 2019. About 85 percent of Hungary’s gas flows from Russia. Orban and Putin already signed a gas agreement in 2015 that replaced a 20 year contract that expired in December 2015. Under the agreement, Budapest is paying only for the gas it actually consumes, as opposed to the volume it contracts, making it a lucrative offer for the low-demand client. Putin said: “We are satisfied even despite a well-known drop in trade turnover. We are content with the nature of our relationship.” In 2015, Orban told Putin “Hungary needs Russia.” In 2014, Orban said Europe “shot itself in the foot” as the sanctions policy pursued by the West “causes more harm to us than to Russia.” Putin said that the Kremlin is convinced that the “normalization of Russia-EU ties will happen sooner or later.”

There is discernible frustration among Georgia’s elites and the public with the slow pace of Western integration. Russian propaganda has influenced Georgia’s disillusioned. Despite tension between Moscow and Tblisi, the prospect exists that Georgia might slow or suspend efforts toward greater Euro-Atlantic integration and abandon closer EU and NATO ties.

Stirring Disunity Politically

What galls the US and EU is the considerable effort they say Russian Federation President Vladimir Putin has invested in grabbing territory in what he refers to as Russia’s “near abroad”. Each time an ethnic-Russian space is carved out of a country, Putin is provided with additional space from which he can exert his influence in the home country. In the Crimea and the Donbass in Ukraine, Russia moved in with its forces, under the causality of rescuing ethnic-Russian lives. So far, Russia has refrained from taking military action in other near abroad countries. However, Russia has used state-controlled media outlets to beam programs and reports into near abroad countries attacking the notion of European unity.  News stories on Europe on RT_com and Sputnik in particular are usually negative, designed to stoke cynicism citizens may feel toward their leaders. Eventually, such propaganda will be structured to drive citizens in those countries away from European economic and security structures. Vulpem pilum mutat, non mores. (A fox may change its hair, not its tricks.)

Georgia

In February 2016, US Director of National Intelligence James Clapper told Congress that Georgia could reverse its strategic orientation toward the West under Russian pressure. The rethinking of its Euro-Atlantic orientation would be due in part to Russian efforts. According to Clapper, “even as Georgia progresses with reforms, Georgian politics will almost certainly be volatile as political competition increases. Economic challenges are also likely to become a key political vulnerability for the government before the 2016 elections. In 2008, Putin first tested NATO, moving against countries that are part of Russia’s “near abroad.” Pro-Russian separatists in the South Ossetia and Abkhazia regions of Georgia, along with Russian Federation troops, fought a war for independence against the Georgian Government. Once peace was established between the warring parties by then-French President Nicholas Sarkozy, Russia occupied the two rebellious regions and continues to do so today. Russia also recognized their independence. There are now nearly 5,000 Russian Federation troops based in South Ossetia and 5,000 based in Abkhazia. There was little Georgia could do then, or can do now, to recover those regions, yet it had the support of the US, and the EU. The big change that has occurred is the growth of a discernible frustration among Georgia’s elites and the public with the slow pace of Western integration. Russian propaganda has also been effective in Georgia and the prospect exists that Tblisi might slow or suspend efforts toward greater Euro-Atlantic integration and abandon closer EU and NATO ties. That could occur despite the fact that tension between Tblisi and Moscow remains high. A similar assessment was made about Georgia in 2015, but the risk is now increasing. At best, Russia could ask Georgia to join a Russia-led customs union and sign up for the Moscow dominated Eurasian Economic Union. That might be countered by increased public visits by senior US and EU officials to hear Tblisi’s ideas on accelerating the pace of integration.

Moldova

In 2008, Putin forced Armenia to break off its agreements with the EU, and Moldova was placed under similar pressure. Moldovans in response elected a pro-EU government in 2009. It was a pro-EU government that in 2014, which against Russia’s wishes, signed an Association Agreement with the EU. However, Moldova entered 2016 without a government and mired in a deep political crisis following a corruption scandal which forced the ruling pro-EU government of Prime Minister Valeriu Strelet to resign in late October. Earlier revelations concerning the same scandal knocked down his predecessor, Chiril Gaburici, in June 2015. The crisis began early 2015 when it was discovered that over $1 billion, equivalent to about 15 percent of the country’s GDP, had disappeared from three Moldovan banks in 2014 following parliamentary elections. When Gaburici’s administration fell,  the question was raised whether leaders in Chisinau would ever be able to enact reforms needed to bring the country in line with EU standards. Despite the fact the a pro-European government was eventually approved by lawmakers, Moldovans engaged in street protests, discontented over its right wing and pro-Romania elements. Officials in power feared that if early elections were called, Moldovans would vote for representatives of the left, who are pro-Russian, and who seek to develop political and economic ties with Russia. In addition to other benefits such as trade, the coming to power of a pro-Russian government in Moldova would be a public relations coup for Moscow. It could claim that Moldova was a state that experienced all of the charms of European integration and decided to return to orient itself toward the tried and proven path toward Russia and long-established Russian markets.

Regarding Transnistria–an unrecognized republic which declared independence in 1990 and defended it in the War of Transnistria in 1992. It has been governed since as the Pridnestrovian Moldavian Republic, a pro-Russian government in Chisinau could help diffuse the crisis, but very likely in Moscow’s favor. To firm up agreements that ended the war, talks that include the US, EU, and Russia, are underway on the Transnistria Peace Settlement. Chisinau, along with Kiev, has blockaded Transnistria, preventing not only trade but the entry of citizens with Russian passports into its territory. After the War of Transnistria of 1992, the Russian Federation stationed 2,500 troops in the republic. Today, 1000 Russian Federation troops remain there ostensibly as peacekeepers. In 2014, Transnistria announced it hoped Russia would annex its territory into Russia following the Crimea referendum. As a sign of support, in 2015, Moscow had 400 Russian Federation troops there to hold military exercises using armored personnel carriers and live ammunition. Still, Moscow always considers the big picture, and apparently does not believe annexing Transnistria would be advantageous. It does not want the Transnistria issue to negatively impact its efforts to bring Moldova into its Eurasian Economic Union. Discernable steps to bring Moldova closer have included: the courtship of pro-Russian political elements; efforts to create stronger economic ties; and, diplomatic overtures on establishing a new security relationship. If Moldova moved closer to Russia, security risks might increase for Europe, especially with regard to Ukraine and Romania. In a calibrated way, the US and EU might invest directly into Moldovan communities, focusing on schools churches, community centers, and infrastructure projects. Supporting Moldovan economic growth by seeking more international markets for Moldovan goods and services worldwide might take some dtrains off of Chisinau. The US and EU could enable Moldova to better integrate itself militarily with Europe by providing its forces equipment and training from US and European military advisers. Diplomatic efforts could relax pressures on Chisinau from Ukraine and Romania.

It was the United Kingdom that raised European awareness of the importance of interventionist foreign and security policy and has kept the concept alive. United Kingdom Prime Minister David Cameron has urged Europe to stand up to Putin’s aggression in Ukraine and to potential threats elsewhere on the continent. Nothing would make Putin happier than seeing the United Kingdom give-up on its Western partners.

Brexit

Nothing would make Putin happier than seeing the United Kingdom give-up on its Western partners. It was the United Kingdom that raised European awareness of the importance of interventionist foreign and security policy and has kept the concept alive. United Kingdom Prime Minister David Cameron has urged Europe to stand up to Putin’s aggression in Ukraine and potential threats elsewhere on the continent. Cameron has been frank in expressing mutual positions of the Western powers to Putin in meetings. It has also been the United Kingdom that has argued for the liberalization of European markets and global free-trade in unison with the US. The Obama administration is agonizing over the possibility of the United Kingdom’s exit from the EU on its watch. It would create unsettling changes in the US dynamic with the United Kingdom and EU as well. It was on January 23, 2013 that Cameron made his renowned “Bloomberg speech”, in which he promised an in/out referendum on the United Kingdom’s EU membership. Cameron said the referendum would follow a period of negotiation with other EU countries on the internal working of the EU and the United Kingdom’s relationship to it. Those negotiations occurred, and despite some firm resistance from France, Cameron got most of what he wanted. Four main points sum it up: an opt out from the ambition of an “ever closer union” (The phase appeared in the Treaty of Rome, which the United Kingdom is not a signatory and the non binding preamble of the Treaty of Lisbon.); greater powers for national parliaments block EU legislation; safeguards to ensure the single market cannot be rigged in favor of eurozone members; and, reducing access to social benefits to EU nationals, which is tied to concerns about immigration. Next comes the national referendum on June 23, 2016. “In/out” campaigning is underway. During the Greek, news about the crisis on the Russian state news channel, Russia-24, was accompanied by the graphic declaring “Greece—almost over.” The Russian daily Kosmomolskaya Pravda ran the headline: “Greek tragedy. Divorce already near.” The Greek crisis was perceived then as just the start of the EU’s problems, suggesting Portugal, Ireland, Spain, and Italy could be next if Greece left the eurozone. It should be expected that Russian media houses roll out similar coverage on Brexit.

Obama is counting on Cameron to capture the imagination of the United Kingdom and not let it recede further into the distance. The United Kingdom has been an important intermediary between the US and Europe. It is not near the center of European power, which is now concentrated around Germany and France. The United Kingdom has become weaker militarily and increasingly paralyzed by domestic issues. Washington fears that the United Kingdom is moving out of the international power game. Keeping an active United Kingdom in the EU is central to US efforts to keep Europe united. Obama might visit Cameron at Number 10 Downing Street to signify his support. Obama could ask Cameron then what exactly he can do as the US president to support the campaign to keep the United Kingdom in the EU. Cameron might just accept his offer and present Obama with a laundry list of requests. Nothing on that list should be subject to political bargaining. The special relationship between the US and the United Kingdom is genuine. By supporting Cameron, the Obama administration may leave the most positive legacy regarding US-United Kingdom relations since World War II.

Since Obama supports the campaign to keep the United Kingdom in the EU, perhaps he could visit London, and ask Cameron directly what he could do as the US president to assist him. If Cameron wants his help, he might just provide Obama with a laundry list of requests. Not one item should be subject to bartering. The special US relationship with the United Kingdom is real. By supporting Cameron on Brexit, the Obama administration may leave the most positive legacy regarding US-United Kingdom relations since World War II.

The Way Forward

The Roman Emperor and Stoic philosopher, Marcus Aurelius Antoninus Augustus was quoted as saying: “Because your own strength is unequal to the task, do not assume that it is beyond the powers of man; but if anything is within the powers and province of man, believe that it is within your own compass also.” It is good the Obama administration in its final year has taken an interest in European unity and pressures from Russia. The administration has clearly indicated that it is not conceding to anything that is difficult, uncertain, and perhaps even disconcerting in international affairs.

Among Europeans in 2015, Obama received strong support, although his ratings dropped slightly over the past seven years. To give an example, he has the confidence of 83 percent of France, 76 percent of the United Kingdom, and 73 percent of Germany. Yet, perhaps there may be less interest in what Obama says at this point. He is, after all, a lame duck president with months left in office.   Europeans may be transfixed on the very interesting candidates of the Election of 2016, pondering who the next US president will be. Perhaps pride may cause them to reject what Obama may offer. Yet, whether Europeans want to hear from Obama or accept his help or not, they must recognize the need to remain united and maintain the Atlantic bridge to the US. Outside of the EU, European countries would have a superficial existence, underestimating their destiny, dignity, and nature. To that extent, a dialogue with Obama about capabilities and possibilities for assisting their countries in 2016 should be sought.

Russia Is Top US National Security Threat Says General Dunford; That Should Make It the Top Priority for US Diplomacy

Pictured are Russian Federation President Vladimir Putin (2nd right), Minister of Defense Sergei Shoigu (left), Black Sea Fleet Commander Vice Admiral Aleksander Vitko (2nd left), and the Director of Russia’s Federal Security Service (FSB) Alexander Bortnikov.  Putin, rejects any criticism over Russia’s actions in Ukraine or anything else. He says Russia was targeted by the West with sanctions and he had to respond with retaliatory, protective measures.

According to a July 9, 2015 Reuters article entitled, “Russia Is Top US National Security Threat: Gen. Dunford,” US Marine Corps Commandant General Joseph Dunford says Russia is at the top of the list of security concerns for the US. Dunford was speaking at his US Senate confirmation hearing to become the next US Chairman of the Joint Chiefs of Staff. Reuters quoted Dunford as saying, “If you want to talk about a nation that could pose an existential threat to the United States, I’d have to point to Russia. And if you look at their behavior, it is nothing short of alarming.” Relations between Russia and the West have taken a sharp turn downward since Russia’s intervention in Ukraine. Political leaders among the NATO Allies are uncertain of what Putin is trying to achieve with his actions in Ukraine, his moves in the Baltic States, positioning of Russian rocket forces near Poland, or his considerable military build-up. The Supreme Allied Commander, Europe (the military commander of NATO), US Air Force General Philip Breedlove, told a US Congressional Committee in April 2015, “We cannot fully grasp Putin’s intent.” Breedlove further stated, “What we can do is learn from his actions, and what we see suggests growing Russian capabilities, significant military modernization and an ambitious strategic intent.” NATO conducted several exercises to show Putin its intent to respond to aggression.

Sanctions from the US and Europeans have put relations between Russia and the West, built largely on economic cooperation, at considerable risk and pose a serious economic threat to Russia despite any heroic claims otherwise by Putin. Repetitive threats of further sanctions from the US and EU could prompt Putin to consider means to shift the power equation. He may eventually feel his back is against the wall and do more than put his forces on parade or use his forces covertly despite his denials of doing so. The escalating war of words between US and Russian officials is also problematic. Words of anger, mockery, hate, and aggression, do damage that can be difficult to repair. The world has witnessed the vicissitudes faced by the Obama administration in foreign policy. The administration often fails to acknowledge how dire problems really are. It tends to settle upon bromides, with a seductive kind of superficiality, to very challenging situations, which later prove to be shallow entrapments. Some resolution must be found to current problems in relations with Russia. In order to respond diplomatically to Putin, the genuine motivation for his actions must be uncovered. Formal diplomatic talks could be established between the US and EU with Russia not in an attempt to mollify him, but provide opportunities for all sides to “clear the air” on those issues and others and work together to mutually satisfy interests. Negotiations can be based on the relative strengths of the positions and capabilities of all sides. The peace that can be achieved must be the focus not how much each side can destroy through warfare. In the US and in the EU, all other elements of foreign and defense policy must serve to effectively support that diplomacy. Good use must be made of time available before situations change. The door to opportunity might remain open for a brief period. O si sic omnia! (Oh would that all had been done or said thus!)

Whenever Putin now hears NATO threaten to use force against Russia, albeit defensively, he responds with an enigmatic face. Even though NATO took steps such as maneuvers or force redeployments were taken in response to Crimea or ostensibly a perceived Russian threat to Eastern Ukraine, the Baltic States, and Poland, Putin likely expected NATO Allies to continue making steep military cuts and fail to meet their military commitments.

Putin’s Response to the West

Putin and his advisers have heard explanations from the US and EU that sanctions were a means to halt its annexation of Crimea, its activities in Ukraine, a response to the downing of Malaysian Airline Flight MH117, and as a means to push all parties to the negotiating table. Putin, however, rejects any criticism of Russia’s actions over Ukraine or anything else. He explains that the deterioration of relations with the West was “not our choice.” He has proffered. “It was not we who introduced restrictions on trade and economic activities. Rather we were the target and we had to respond with retaliatory, protective measures.”

Having been a P5+1 partner with China as well as the main Western powers that levied sanctions against it, the US, United Kingdom, France, and Germany during the nuclear negotiations with Iran, Putin and his advisers have undoubtedly learned how to more effectively handle the West on issues as Ukraine. Observing the decision making of Western powers up close on Iran, Putin can likely better predict Western responses in certain situations. Beyond what Russia gleaned from the Iran talks, Putin has looked deeply at the US and Europe, discerning many flaws, weaknesses in the transatlantic defense. He has watched it decay due to Western political leaders’ lack the will to maintain it. After the Soviet Union’s collapse, NATO members became weary of investing financial resources in a deterrent force that faced no threat. Putin tested NATO, acting unabashedly in the face of the alliance by moving against countries that are part of Russia’s “near abroad.” In 2008, Putin forced Armenia to break off its agreements with the EU, and Moldova was placed under similar pressure. That same year, Putin invaded Georgia. Russian troops still occupy the Abkhazia and South Ossetia regions. Whenever NATO threatens to use force against Russia now, albeit defensively, Putin responds with an enigmatic face. Even though maneuvers and force redeployments were made and sanctions were imposed in response to Russian moves as in Crimea or a perceived threat to Eastern Ukraine, the Baltic States, and Poland, Putin expected Allies to continue making steep military cuts and fail to meet their NATO military commitments.

Tanquam ex ungue leonem! (From the claw we may judge a lion.) Since 2011, uniformed military manpower has declined in every Western nation, but Russian military manpower has increased by 25 percent to 850,000 between 2011 and mid-2014. Russia supposedly has about 2.5 million active reservists out of a total population of 143 million. It ranks second, behind the US, on the list of countries with conventional warfighting capabilities. Expenditures on defense, and the related category of national security and law enforcement, accounts for 34 percent of Russia’s budget which is more than twice in comparison with 2010. The US only spent 18 percent, or $615 billion of its budget in 2014 on defense and international security. Explaining his concept for achieving this growth, Putin told senior military commanders and defense industry executives at a meeting in Sochi on May 12, 2015, “We can and must do for the defense industry what we did for Sochi.” Putin was referring to the $50 billion spent in to host the 2014 Winter Olympics there. He went on to state, “All questions relating to adequate resource allocation have been resolved.” Putin has a penchant to display power. Most recently it has been lurid. With its conventional forces rejuvenated, Russia is on the march again, seizing territory in albeit a piecemeal fashion. Putin has likely assessed war with Russia is the last thing US and EU political leaders want. He has seemingly gauged his moves sensing just how far he can go with them. He may believe he can later legitimize acquisitions via talks with the West.

Putin emerged from the Communist system of the Soviet Union. Not to be impolitic, but those emerging from that system often hold a view, infiltrated by pessimism, that the world is filled with dangers and potential enemies. To Putin, only naiveté could cause one to believe relations with the West would always be congenial given the previous years of geopolitical struggle. Aspects surrounding his career in the Soviet Union’s KGB certainly reinforced that perspective.

Confabulating on Putin

Since the fall of the Soviet Union, Putin has been the authentic face of the Russian government. Putin restored order in his country after the internal chaos of the 1990s, reestablishing the power of the state. Putin emerged from the Communist system of the Soviet Union. Not to be impolitic, but those emerging from that system often hold a view, infiltrated by pessimism, that the world is filled with dangers and potential enemies.  To Putin,  only naiveté could cause one to believe relations with the West would always be congenial given the previous years of geopolitical struggle. Given its approach to Putin, there is every indication that many in the West believed positive relations with Russia would endure despite pushing Western demands its leaders. Putin style of management was undoubtedly shaped by his initial career as an officer from 1975 to 1991 in the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) known better as the KGB—the agency responsible for intelligence, counterintelligence, and internal security. He reached the rank of lieutenant colonel before retiring. However, his style was not shaped in terms of his use of KGB tradecraft. It was shaped as a result of his continued close association with a small group of men who served alongside him during his KGB career, particularly a few who served in the German Democratic Republic (East Germany) with him. They are called siloviki (power men). Finding siloviki, particularly retirees of the KGB, and the present day security service, Federal’naya sluzhba bezopasnosti Rossiyskoy Federatsi (Federal Security Service) or FSB, in high places in Russia is not unusual. At the pinnacle are men among them who came from Putin’s hometown of St. Petersburg. These men come from a community of families whose “roots” go back to the beginnings of the Communist Party and its first political police known as the Cheka. Putin’s Cheka heritage includes both a father and grandfather who served in the security service. He was raised in the Chekisty (Chekist) community, attending schools and a university Chekists’ progeny typically attended. That left an imprint on him. Putin got his start in politics at the local level in his hometown of St. Petersburg. As head of the St. Petersburg Committee for Foreign Liaison, a post he received through KGB patronage, Putin began working with a tight knit circle of Chekists.  Putin rose to deputy-mayor, but his work in St. Petersburg was halted after six years when his boss lost his bid for reelection. Yet, in two years, he rose from being an out-of-work deputy mayor to head of the FSB. A year later, Putin was the prime minister. Six months later, he was Russian Federation President.

Chekists share a view that the greatest danger to Russia comes from the West. They believe Western governments are driven to weaken Russia, create disorder, and make their country dependent of Western technologies. They feel that under former President Boris Yeltsin, the Russian leadership made the mistake of believing Russia no longer had any enemies. As heard in Putin’s public statements, Chekists consider the collapse of the Soviet Union, under Western pressure, as the worst geopolitical catastrophe of the 20th Century. Putin says that he is determined to save Russia from disintegration, and frustrate those he perceives as enemies that might weaken it. He also wants to bring the independent states of the former Soviet Union back under Moscow’s political, economic, and military (security) influence. Putin does not hesitate to let the leaders of those states know his intentions either. Although Putin managed to restore order from turmoil in Russia, many would note that he accomplished this with little regard for human and political rights. There is a significant opposition movement to Putin in Russia, lead by individuals such as the slain statesman and politician, Boris Nemtsov. Yet, Putin’s words have also resonated with many Russians. Convinced Russia is in a struggle with the US, the Economist states 81 percent of Russians see the US as a threat. The EU is also viewed as such.

When Putin began his third term as Russian Federation President, the Obama administration responded to him as if he were the neophyte, not a seasoned leader. Old ills that were part of US-Russian relations resurfaced and news ones arose. A series of deliberate public rebuffs to Putin sullied ties further. Putin’s anger metastasized. Soon enough, regular intrusions by Russian military aircraft in NATO airspace and Russian warships in NATO waters began.

The Downturn in Relations Began Well Before Ukraine

Dimitry Medvedev was Russian Federation President when Obama came to office. Obama seemed to measure all possibilities on relations with Russia on his interactions with him. So comfortable was Obama with Medvedev that he went as far as to declare a new era between the two former Cold War adversaries existed. Senior Russia analysts in the US government could have confirmed that Putin, who at the time was serving as Russia’s Prime Minister, was the real power in Moscow. Yet, that truth was given little consideration. Instead, Putin was treated by Obama as the “odd man out”. Little was done to build a relationship with him. When Putin began his third term as Russia’s president on May 7, 2012, the Obama administration responded to him as if he were a neophyte and not a seasoned national leader. Old ills that were part of US-Russian relations resurfaced, and new ones arose, to include: Putin’s decision to allow US National Security Agency whistleblower Edward Snowden to reside in Russia; ongoing espionage efforts between Russia and the US, including the activities of Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR officer Anna Chapman and other Russian “illegals” captured by the Federal Bureau of Investigation in 2010, and the allegations of US spying on Russia revealed by Snowden and Wikileaks; and the US admonishment of Russia on human rights issues. Putin was still fuming over Operation Unified Protector, during which in 2011, multinational forces including the US, were placed under NATO command and imposed a no-fly zone and destroyed government forces loyal to then-Libyan President Muammar Gaddafi. Putin felt NATO-led forces went beyond UN Security Council Resolution 1973’s mandate by helping local forces overthrow Gaddafi. Gaddafi had been a friend of the Soviet Union and Russia. The world recognized how poor the relationship between Obama and Putin was after observing their body language during a June 17, 2013 meeting in Northern Ireland. A spate of public rebuffs to Putin sullied ties further.

Positive signals from Obama’s discussions on nuclear arms reductions with Medvedev likely gave administration officials the idea that Putin would also consider proposals on it. Putin firmly expressed disinterest, but administration officials smugly insisted that Putin agree to reductions in both nations’ nuclear arsenals. Putin then out rightly rejected their proposals. Obama administration officials were unprepared to receive Putin’s final rejection of the proposals and reacted poorly. Putin’s decision was viewed within the Obama administration as ending the president’s “signature effort to transform Russian-American relations and potentially dooming his aspirations for further nuclear arms cuts before leaving office.”   With the apparent goal of retaliating against Putin over his decision on its nuclear proposals, on August 7, 2013, the White House cancelled a September summit meeting in Moscow for Obama and Putin. It was a trite, and amateurish response. Administration’s officials explained their decision to cancel behind lightweight rhetoric regarding the effective use of the president’s time. An August 8, 2013 New York Times article quoted US Deputy National Security Adviser Benjamin J. Rhodes as stating, “We weren’t going to have a summit for the sake of appearance, and there wasn’t an agenda that was ripe.” Commenting on his rejection of the proposal, Putin was likened to l’enfant terrible. An unidentified source told for the same August 8th article stated, “We just didn’t get traction with the Russians. They were not prepared to engage seriously or immediately on what we thought was the very important agenda before us.” That source went on to state, “this decision was rooted in a much broader assessment and deeper disappointment.” Putin and his advisers were further convinced that the US and EU did not respect Russia as a power, even militarily. Aching to be taking seriously in the US public, among other reasons, Putin soon after wrote a September 11, 2013, op-ed in the New York Times entitled, “A Plea for Caution”. He challenged popular views on foreign policy and national-identity held in the US.

There were other public affronts. The next year, during preparation for the 2014 Winter Olympic Games in Sochi, there was a constant drum beat of doubt expressed by US security experts on the capability of the Russian security services to protect Sochi from terrorism. US officials were highly critical of security measures taken by the Russians for the Games and the level of cooperation officials from Russian security service officials showed toward counterparts from US security organizations. There were endless dalliances into clairvoyance evinced by predictions of terrorist attacks. It smacked more of fear mongering than anything else. Obama administration and other US officials knew the Winter Olympics would have been a proud occasion for Putin and the Russian people. Sochi provided Putin the chance to present his resurgent Russia in the best light possible. The Russian people would have the opportunity to tap into the power of Russia’s renewed greatness. Putin displayed great patience in the face of mordant criticisms leveled against the Games’ organization and even personal rebuffs to him. Putin achieved his objective, and Sochi was safe and secure. However, what occurred was not forgotten. Empta dolore experientia docet! (Experience teaches when bought with pain!)

By 2014, Putin’s anger toward the US as well as the Europeans metastasized. In his March 18, 2014 speech declaring Russia’s annexation of Crimea, Putin enumerated some Western actions that fostered contempt in Moscow. He mentioned: Russia’s economic collapse, which many Russians recall was worsened by destructive advice and false philanthropy of Western business and economic experts that did more to cripple their country; the expansion of NATO to include members of the Soviet Union’s own alliance, the Warsaw Pact; the erroneous Russian decision to agree to the treaty limiting conventional forces in Europe, which he refers to as the “colonial treaty”; the West’s dismissal of Russia’s interests in Serbia and elsewhere; attempts to bring Georgia and Ukraine into NATO and the EU; and, Western efforts to instruct Russia on how to conduct its affairs domestically and internationally. Soon, there were regular incursions of Russian bombers and fighters in NATO airspace and Russian warships in NATO waters.

No Immediate Military Solution

At the NATO Defense Ministers Meetings on June 24, 2015, participants decided on air, maritime, and special forces components of an enhanced 40,000 strong NATO Response Force (NRF). Ministers took measures to speed up political and military decision-making, including authority for NATO’s Supreme Allied Commander, Europe to prepare troops for action as soon as a political decision is made. Ministers approved a new concept of advance planning. They also finalized details on the six small headquarters being set up in Bulgaria, Estonia, Latvia, Lithuania, Poland, and Romania. NATO Secretary General Jens Stoltenberg said, “They will each consist of around 40 people, and will play a key role in planning, exercises, and assisting potential reinforcement.” Ministers additionally decided to establish a new Joint Logistics Headquarters, to facilitate the rapid movement of forces when necessary.  Directly on Russia, Stoltenberg stated, “We are carefully assessing the implications of what Russia is doing, including its nuclear activities.” He added that NATO is working on how to deal with hybrid threats, including through close cooperation with the European Union. To avoid misperceptions of NATO’s actions, Stoltenberg explained, “We do not seek confrontation, and we do not want a new arms race.” He stressed, “we want to keep our countries safe… this is our job.”

However, despite promises, Allies must have the requisite political will to give meaning to those words and any plans. The reality is that US outlays on security are three times that of the other 27 partners combined, even though the US gross domestic product (GDP) is smaller than their total GDP. The disparity in burden threatens NATO’s integrity, cohesion and capability—and ultimately, both European and transatlantic security. Since Washington has decided to cut 40,000 troops from the US Army’s ranks by 2017, the US will not be able to cover any gaps in NATO’s strength without earmarking a sizeable portion of its forces primarily for that task. Although the NRF is now 40,000 strong, the political will of NATO Allies to use it to block or engage Russian forces must exist. While a Baltic state or Ukraine may face the eminent threat of a Russian attack, the NRF may only be poised for “sitzkrieg”, taking no aggressive action and making no effort to even deter potential Russian action. If instead of a hybrid attack, Putin ordered a Russian force, overwhelming in size and power to the NRF, to attack a target, it might be futile for the NRF to try to halt it, even with the maximum amount of pre-positioned weapon systems and ordinance available. The NRF might try to survive against the Russian leviathan until more NATO forces arrived to reinforce it and ideally expel Russia from the country under attack. However, Russia would not make reaching the NRF easy. A Normandy style landing to reinforce the NRF would hardly be possible. NATO air power might be able to stave off the Russian force, but air, land, and sea elements could mass from bases in Russia and use powerful conventional weapons to destroy forces engaged and reinforcements.

The path to the repair of US-Russian relations perhaps can be created by Kerry and Lavrov. Both men have the confidence of their respective presidents. Both have a strong interest in improving ties. Indications are that they have an ongoing dialogue on a variety of issues and have formed a good relationship. The US and the EU must continue work to directly with Russia, not shun it, to forge better ties and tackle hard issues.

The Way Forward

This is not greatcharlie’s first descant on Putin. Unlike other handschuhschneeballwerfer who have scrutinized Putin from a safe distance, the intent here is not to abuse. The goal has been to objectively examine thinking behind Putin’s actions to construct ways to engage with him. If what Putin says is true, and his continued aggressive moves have been spurred by Western responses, there may be room for the resolution of this dispute. Negotiating with Putin certainly would not be an indication of timidity, fear, or duplicity. Indeed, when speaking to Putin, the US and EU must demand respect for their positions and the rights of sovereign states. However, the views and rights of Russia must also be equally acknowledged and respected. Equity and some degree of equanimity among all sides to any talks must be promoted. There must be the will to act fairly and justly toward each other, to include an immediate cessation of hostile acts. That would mean halting Russian intrusions into NATO airspace, flyovers and buzzing by military jets, interceptions at sea and other harassing actions in NATO waters. Further deployments of NATO land forces must be paused. Negotiating requires setting aside anger over what has transpired, but does not obviate the need to discern one another’s actions to avoid deceit or trickery.

Some European leaders have made contact with Putin and tried to resolve some issues with him, but they have had little success. There have been intermittent congenial contacts between Obama and Putin. For example, on July 4, 2015, Putin called Obama to mark Independence Day and express his confidence in US-Russia relations. On June 25, 2015, Putin called Obama reportedly to discuss the P5+1 nuclear negotiations with Iran, but Obama also voiced concern over Russia’s support for separatists operating in eastern Ukraine. On February 10, 2015, Obama called Putin to urge him to accept a diplomatic peace plan for Ukraine presented by France and Germany in Belarus. Nevertheless, a more substantial contact between the US and Russia occurred on May 12, 2015 when US Secretary of State John Kerry held four hours of talks with Putin in addition to four hours talks with Russian Foreign Minister Sergei Lavrov at the Black Sea resort of Sochi.  In what Kerry characterized as a “frank meeting” with Putin, the Russian president gave detailed explanations of Russia’s positions. Their talks covered Iran, Syria, Libya, and Yemen. The eight hours of talks were a welcome development. It was Kerry’s first visit to Russia since the Ukraine crisis began in early 2014. Kerry stated on Twitter, “it was important to keep the lines of communication open between the US and Russia as we address important global issues such as Syria and Iran.” Lavrov said the talks helped Russia and the US improve mutual understanding.  Perhaps a path to repairing relations can be created by Kerry and Lavrov. There is no intrinsic guarantee diplomacy will work. However, both men have the confidence of their respective presidents. Both have a strong interest in improving US-Russia relations, and Russia’s overall relationship with the West. Indications are that they have an ongoing dialogue on a variety of issues and have also formed a good relationship. The US and the EU must continue work to directly with Russia, not shun it, to forge better ties and tackle hard issues.