Commentary: Ruminations on Putin’s Control of the Russian Federation Armed Forces, His Arrest Warrant, and Diplomacy with Moscow

Russian President Vladimir Putin attends a concert dedicated to Russian servicemen taking part in the military operation in Ukraine on the eve of Defender of Fatherland Day at the Luzhniki Stadium in Moscow, February 22, 2023. There was surely great contrast between the ebullience displayed by Putin at the patriotic event and his thoughts and feelings behind the scenes about what his military commanders are doing in Ukraine and what he can expect from them as the war continues. Many decisions and actions made by Russian Federation commanders in Ukraine have taken the special military operation in a direction in considerable variance with Putin’s albeit misconceived original concept of taking control of the country without stirring much resistance. In examining this issue, greatcharlie seeks to reinforce somewhat likely conclusions by foreign and national security policy bureaucracies in the US and around the world not just concerning Putin’s control of Russian Federation Armed Forces, and to some degree, his security services as well, but also his culpability for crimes committed against innocent Ukrainian civilians as well as soldiers. Lessons he has likely learned from the Ukrainian experience are hypothsized and through exploring those lessons a discussion on why that raises the bar in terms of the requirements for “safely” managing diplomacy with him and shaping the overall outcome of the Ukraine tragedy.

Many decisions and actions taken by Russian Federation commanders in Ukraine have taken the special military operation in a direction in considerable variance with Putin’s albeit misconceived original concept of taking control of the country without stirring much resistance, a perspective put in plain view during his February 24, 2022 address, broadcasted just as the Spetsial’noy Voyennoy Operatsii (Special Military Operation) began. With no pretension intended, greatcharlie states the Russian Federation’s handling of its wrongful invasion at all levels has been deplorable. What arouses an interest at this juncture has been Putin’s lack of control over many “big things” during the massive enterprise. Within the boundaries of its faculty, here greatcharlie humbly provides a few insights on how many things have gone wrong for Putin, the colossal issues that now beset him concerning the war, how he might seek to gain firmer control of the situation, and what that might mean going forward. Hopefully, greatcharlie provides new perspectives not just concerning Putin’s control of the Vooruzhonnije Síly Rossíyskoj Federátsii (the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation Armed Forces), and to some degree, his security services, but also his culpability for heinous crimes committed against innocent Ukrainian civilians as well as unarmed soldiers. An historic parallel to his lack of control over events in the field is presented. Lessons he has likely learned from the Ukrainian experience are hypothsized and through exploring those lessons a discussion on why that raises the bar in terms of the requirements for “safely” managing diplomacy with him and shaping the overall outcome of the Ukraine tragedy.

Xenophon of Athens (c. 430 BC–354 BC) was an Ancient Greek military leader, philosopher, and historian, born in Athens. At the age of 30, Xenophon led one of the largest Greek mercenary armies of the Achaemenid Empire, the Ten Thousand, that famously attempted to seize Babylon but failed in 401 BC. As a writer, one of his works was Cynegeticus, usually translated as On Hunting or Hunting with Dogs. In discussing his wish that readers would find value in his treatise, Xenophon writes a passage which interestingly parallels greatcharlie’s desires regarding this essay. He states: ψέγουσι δὲ καὶ ἄλλοι πολλοὶ τοὺς νῦν σοφιστὰς καὶ οὐ τοὺς φιλοσόφους, ὅτι ἐν τοῖς ὀνόμασι σοφίζονται, οὐκ ἐν τοῖς νοήμασιν. οὐ λανθάνει δέ με ὅτι τὰ μὴ καλῶς καὶ ἑξῆς γεγραμμένα φήσει τις ἴσως τῶν τοιούτων οὐ καλῶς οὐδ᾽ ἑξῆς γεγράφθαι: ῥᾴδιον γὰρ ἔσται αὐτοῖς τὸ ταχὺ μὴ ὀρθῶς μέμψασθαι:καίτοι γέγραπταί γε οὕτως, ἵνα ὀρθῶς ἔχῃ, καὶ μὴ σοφιστικοὺς ποιῇ ἀλλὰ σοφοὺς καὶ ἀγαθούς: οὐ γὰρ δοκεῖν αὐτὰ βούλομαι μᾶλλον ἢ εἶναι χρήσιμα, ἵνα ἀνεξέλεγκτα ᾖ εἰς ἀεί. (Many others besides myself blame the sophists of our generation—philosophers I will not call them —because the wisdom they profess consists of words and not of thoughts. I am well aware that someone, perhaps one of this set, will say that what is well and methodically written is not well and methodically written—for hasty and false censure will come easily to them. But my aim in writing has been to produce sound work that will make men not wiseacres, but wise and good. For I wish my work not to seem useful, but to be so, that it may stand for all time unrefuted.) (Regarding the presentation of the Greek text, greatcharlie asks its readers to kindly pardon its indulgence. It is presented here in “private” acknowledgement and celebration of someone of the utmost importance who will begin her undergraduate studies in the Classics in the Fall of 2023!)

I. The Magnitude of the Ukraine Disaster Begins to Take Form within Putin 

Stepping into the realm of conjecture, greatcharlie can imagine Putin, at the time of his decision to launch the special military operation was girded by the belief that his extreme action was necessary to secure a spiritual victory for mankind over the ugly evil of Nazism. However, Putin at the time of this writing may see the situation a bit differently. Clearly, he has plunged his country and the world in a challenging situation by acting on what he doubtlessly would likely still call “certainties” concerning Ukraine, NATO Expansion, and Western threat to the Russian Federation.

Putin has a history of putting himself and the Russian Federation in controversial situations on the international scene. As a political leader who has been an actor on the world stage longer than most, he has managed to use his skill at manipulating others and many a dodge to extricate himself and the Russian Federation in time and go at the world again on another day. Now it really appears that he has worked himself into a square corner. Despite a number of generous analyses made public in the West that suggest the Russian Federation can turn things around, winning the Ukraine War given the current level of thinking among commanders of the Russian Federation Armed Forces appears impossible. There may very well be authentic solutions, but they will unlikely see them.

Putin attending a wreath-laying ceremony at the eternal flame in the Hall of Military Glory at the Battle of Stalingrad Museum, Volgograd, February 2, 2023. Putin has a history of putting himself and the Russian Federation in controversial situations on the international scene. As a political leader who has been an actor on the world stage longer than most, he has managed to use his skill at manipulating others and many a dodge to extricate himself and the Russian Federation in time and go at the world again on another day. Now it really appears that he has worked himself into a square corner. Despite a number of generous analyses made public in the West that suggest the Russian Federation can turn things around, winning the Ukraine War given the current level of thinking among commanders of the Russian Federation Armed Forces appears impossible. There may very well be authentic solutions, but they will unlikely see them..

II. Putin’s Actual Control of the Russian Federation Armed Forces

When there are missing pieces among facts collected in an investigation, a reliable imagination can be very useful. One can imagine what might be happening with another party. That supposition could become a working hypothesis. One then can act upon it, and if lucky, the investment in time and energy will prove justifiable. As alluded to earlier, the received wisdom among many Western military analysts and Russia scholars is that The Kremlin runs the Russian Federation Armed Forces, and in their view “today the Kremlin means Putin.” His military advisers are Ministr Oborony Rossijskoj Federacii (Minister of Defense of the Russian Federation) Russian Army General Sergei Shoigu and Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation), Russian Army General Valery Gerasimov. Evidence offered of his control of the armed forces is the fact that “both generals serve “entirely at the pleasure of Putin” and “the respective predecessor of each was summarily dismissed.” One steps out on an attenuated thread when standing behind such evidence to support arguments regarding Putin’s control of the military. What may be perceived as simple truth, in reality is not so simple.

Over the two plus decades of Putin’s leadership, the record shows that unethical and outright criminal behavior can surely be well concealed under the Russian Federation government system. Certainly long before, in the erstwhile Soviet system, corruption in the armed forces was endemic and lucrative enough for those senior commanders engaged in such who would quietly “grease the palms” of superiors and who were not caught. The sales of military equipment to black marketers was the commonplace betrayal of some commanders. Another example that remains in greatcharlie’s memory from the days of the Cold War was learning that fighter pilots would pay commanders in order to serve in certain top tier squadrons. The military is not the only foreign and national security bureaucracy ham-strung and suffering from corruption. Unimaginable but true, even the chief of the Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB Alexander Borrnikov, an irreplaceable member of Putin’s piratical crew, was shrewdly deceived by subordinates in the FSB 5th Department foreign intelligence service before the special military operation began. (The matter is discussed in further detail later in this essay. SEE greatcharlie’s April 30, 2022 post entitled “Brief Meditations on the Role of Deception, Deceit, and Delinquency in the Planning, Preparations, and Prosecution of Russia’s Invasion of Ukraine” for other insights shared on the matter.)

If one It has been suggested by some experrs that in Ukraine, Putin by his own hand destroyed the armed forces that built up over two decades. Looking at this supposition open-mindedly, one might added that if that is so, he certainly did not do it deliberately. However,,it is greatcharlie’s postulation, delicately put, that long before Ukraine was invaded, the real harm done to Russian Federation Armed Forces was at the hands of his trusted chief military advisers, Shoigu and Gerasimov. Shoigu and Gerasimov became a team in November 2012. They did a superb job of making the Russian Federation Armed Forces look good but had to know they were not really good at all. Thus, their claims for years that the Russian Federation Armed Forces conventional forces were a hard-hitting, highly-mobile, terrifying, sort of juggernaut, were more hyperbole than anything else. They seemed to have been quite willing to live with that. If the Russian Federation Armed Forces were called into action on some large scale–something they probably believed was unlikely–the two commanders likely decided long ago to just play it out. Dereliction of duty is a phrase that comes to mind. On February 24, 2022, they rolled the dice and poured their troops into Ukraine as ordered, hoping somehow that things might fall into place. Things did not go their way. Putin most likely had no idea how much damage was being done by Shoigu and Gerasimov. He could hardly admit even now that he did not know. If he did not need them now as a buffer between himself all the many failures militarily, and all the political drama, and if he had anyone else tied as closely to him that he knew as well and could turn, Putin would have likely sent them to higher service already, as is the pattern. If the Ukraine War were to end in the Russian Federation’s favor, an unlikely outcome, perhaps the two general might face trying times. Putin does not forget or forgive such betrayals. He is not the understanding type.

If one might suggest that it was all a deliberate act of subversion by one or both of the generals, the question would be to what end: cui bono? The most likely immediate guess of those eager to see regime change of any kind in the Russian Federation might be that the plan was to set up Putin in order to foster his overthrow or elimination and their rise to power. Yet, both Shoigu and Gerasimov, given all of the supportive evidence publicly available on their respective atrocious management of two huge organizations, would have a better chance of achieving a decisive victory over Ukraine than controlling the Russian Federation with a modicum of competence. Unless megalomania and self-deception are controlling elements to an enormous degree in the respective thinking of both generals, they are surely aware that ruling the Russian people would be out of their sphere, beyond their faculties.

Readers must pardon greatcharlie’s frankness, but given that Shoigu and Gerasimov are psychologically able to remain standing flat-footed on the ground and stare calmly at a military disaster of such magnitude for their country’s armed forces, another possibility not to consider lightly is that either one or both may be psychologically unstable. This averment shall be left for mental health professionals and behavioral scientists to parse out in the round.

Ministr Oborony Rossijskoj Federacii (Minister of Defense of the Russian Federation) Russian Army General Sergei Shoigu (left) and Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation), Russian Army General Valery Gerasimov (right). It is greatcharlie’s postulation, delicately put, that long before Ukraine was invaded, the real harm done to Russian Federation Armed Forces was atbthe hands of his trusted chief military advisers, Shoigu and Gerasimov. Shoigu and Gerasimov became a team in November 2012. They did an superb job of making the Russian Federation Armed Forces look good but had to know they were not really good at all. Thus, their claims for years that the Russian Federation Armed Forces conventional forces were a hard-hitting, highly-mobile, terrifying, sort of juggernaut, were more hyperbole than anything else. They seemed to have been quite willing to live with that. If the Russian Federation Armed Forces were called into action on some large scale–something they probably believed was unlikely–the two commanders likely decided long ago to just play it out. Dereliction of duty is a phrase that comes to mind.

A. Delegation and Disappointment

Further to the preceding point, what did not serve Putin well was any thought that he could delegate matters concerning the special military operation that he typically would have overburdened himself with in the past. It appears to have been a matter of misplaced trust, which is very unusual for Putin. As an executive he made the proper management decision, but given the nature of his regime and its players, it was the wrong choice, at the wrong time, anc the wrong issue to do any delegating over. If Putin had been truly In control of the facts and the moving pieces, greatcharlie goes out on a limb to say he probably would have never gone into Ukraine and as it was, encountered considerable, unexpected resistance or just bad luck. However, if he would have still decided to go in knowing what he knows now, he would very likely have done his homework and to the very best of his ability developed real answers to resolve prospective problems having imagined more than enough possible failures and mishaps that could derail his plans and having most likely rehearsed over and over in his mind more than one way to resolve them. The situation for the Russian Federation Armed Forces would doubtlessly look a lot different than it does now. Of course, none of that happened.

Power and control are often limited for political authorities, even autocrats, during conventional military operations. That lack of control–along with US experience in Vietnam– is what in part inspired the US Congress to pass the War Powers Act in 1973. Surely, laid bare in Ukraine for Putin is his own lack of control  Certainly many may disagree with this assessment, but those who insist that Putin directly controlled events in Ukraine, even war crimes committed, should look more directly at just how poorly he has controlled aspects of his special military operation. On the four occasions presented here, Putin’s lack of control was self-evident.

1. The First Big Let Down: Russian Federation Intelligence on Ukraine

Putin is perhaps the most prominent Russian intelligence doyen in the Russian Federation. Far more than just being familiar with the workings of Russian’s intelligence services, in the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB, and achieved the rank of Lieutenant Colonel. (Some commentators and analysts prefer to emphasize that his behavior is reflective of the nature of that erstwhile organization’s cold-blooded reputation, brutish methods, and the sinister mindset of its leadership.) In 1998, President Boris Yeltsin appointed him as director of the FSB, during which time he reorganized it and dismissed several top personnel. Before becoming Russian Federation President, Putin served as Yeltsin’s Secretary of Sovet bezopasnosti Rossiyskoy Federatsii (the Security Council of the Russian Federation) or national security adviser. Having those experiences, knowing that problems can exist not only with the behavior of personnel as well as the leadership of the intelligence services, he should have known that reporting from them must be scrutinized. In a very perplexing way, Putin felt confident enough to appeal to the Ukrainian Armed Forces in his February 24, 2022 broadcast announcing the start of the special military operation. Putin said: “I would also like to address the military personnel of the Ukrainian Armed Forces. Comrade officers! Your fathers, grandfathers and great-grandfathers did not fight the Nazi occupiers and did not defend our common Motherland to allow today’s neo-Nazis to seize power in Ukraine. You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people.” Putin continued: “I urge you to refuse to carry out their criminal orders. I urge you to immediately lay down arms and go home. I will explain what this means: the military personnel of the Ukrainian army who do this will be able to freely leave the zone of hostilities and return to their families.” Lastly, he stated: “I want to emphasize again that all responsibility for the possible bloodshed will lie fully and wholly with the ruling Ukrainian regime.”

 As the story goes, the now former head of FSB foreign intelligence service, the organization’s 5th service, Sergey Beseda and his deputy as well as head of the operational information department, Anatoly Bolyukh, reportedly had cooked up intelligence suggesting that Ukraine was weak, riddled with neo-Nazi groups, and would give up easily if attacked. The 5th Service is a division that was established in 1998, when Putin was director of the FSB, to carry out operations in the countries that were formerly republics of the erstwhile Soviet Union. Its mission was to help ensure those countries remained within Russia’s orbit. Beseda and Boyuhk were apparently among those in the intelligence services who gambled that there would not be an invasion and lost. Whatever Putin’s inner voice might have been saying about what he was being told about Ukraine, he closed his ear to it. Putin was apparently so convinced by reporting that Ukrainians were so dissatisfied with the leadership in Kyiv ready to welcome regime change, he attempted to appeal to members of the Ukrainian Armed Forces to acquiesce to invading Russian Federation forces. Putin seemed to proceed, accepting whatever was handed to him with a blindness that bordered on madness to self-interest and to the interest of the Russian Federation. Considering how Putin spoke so boldly in his broadcast to the Zbrojni syly Ukrayiny (Armed Forces of Ukraine, hereinafter referred to as the Ukrainian Armed Forces) audaciously suggesting they turn on their government, If the whole matter were not so grave, it could be viewed as Armed Forces comical.

Putin (center) Shoigu (left) and Gerasimov (right) at military exercises 2022. Through Zapad, Vostok, and other large scale military exercises by the Russian Federation Armed Forces, observers as Putin, himself, might have witnessed how its commanders emphasizing the use of superior firepower, would be able to capture large swaths of territory and massing on decisive points, to include some large cities, in a formidable manner. Being a bit more specific, through the exercises, Russian Federation commanders displayed an amazing awareness of what was occurring in their battle space, foresight, and agility. They could rapidly maneuver their units to block in one place, counterattack in another, and withdraw their units when conditions were most favorable. Moreover, through the exercises, one would have been led to believe that Russian Federation commanders could act fast and soundly through their system of command, control, and communications. The choice to organize combat forces under the concept of the Combined Arms Army, comprised of brigades, divisions, and supporting units that are assigned by the Military District, was essentially recognized as a master stroke of military genius. No one could possibly doubt, at least in the Russian Federation, Thanks to the appropriation of superb military hardware by the Russian Federation Ministry of Defense and the General Staff of the Armed Forces of the Russian Federation, Russian Federation forces would be able to relentlessly gain ground and retain the initiative in the face of whatever the US and its NATO allies might throw at them.

2. A Study in Contrasts: Acumen Displayed in Zapad, Vostok, and Other Military Exercises and Poor Performance on the Battlefield

Through Zapad, Vostok, and other large scale military exercises by the Russian Federation Armed Forces, observers as Putin might have witnessed how its commanders emphasizing the use of superior firepower, would be able to capture large swaths of territory and massing on decisive points, to include some large cities, in a formidable manner. Being a bit more specific, through the exercises, Russian Federation commanders displayed an amazing awareness of what was occurring in their battle space, foresight, and agility. They could rapidly maneuver their units to block in one place, counterattack in another, and withdraw their units when conditions were most favorable. Moreover, through the exercises, one would have been led to believe that Russian Federation commanders could act fast and soundly through their system of command, control, and communications. The choice to organize combat forces under the concept of the Combined Arms Army, comprised of brigades, divisions, and supporting units that are assigned by the Military District, was a master stroke. No one could possibly doubt, at least in the Russian Federation, Thanks to the appropriation of superb military hardware by the Russian Federation Ministry of Defense and the General Staff of the Armed Forces of the Russian Federation, Russian Federation forces would be able to relentlessly gain ground and retain the initiative in the face of whatever the US and its NATO allies might throw at them. 

Despite what may have been choreographed to display a well-trained, well-equipped war machine for Putin’s unknowing eyes, the walls fell down in Ukraine. A poor strategy, faulty planning of the military operation, leaving the door open to supply and resupply of arms, equipment and sustenance, failure to decisively conquer by moving up the River Dnieper to cut off the Ukrainian Armed Forces in the East, reinforcing the failed operations in the Donbas, in part resulted in a stalled invasion and the epic slaughter of a modern army. Putin counted upon commanders with limited combat experience and no experience who more than anything else displayed negligence, inattentiveness to details large and small, delinquencies, and deficiencies. The conquest of Ukraine was something Russian forces could not have accomplished, factoring in the tenacity and will of Ukrainian forces, even on their best day or should have even contemplated. As for the concept of the Combined Arms Army, the formations raised and operated under it were as empty with troops as the concept was with promise.

3, Putin’s Faith in Spetsnaz: “A Weapon Is Only as the Man Who Wields It”

Putin has never hidden his admiration for Russian Federation Special Operations Forces. In foreign and national security policy approaches taken by the Russian Federation, special operations forces have been the go-to hammer to swing when the application of force was deemed required by the Kremlin. Such has also been the case with regard to domestic threats, particularly emanating from the Caucasus. Outside of government structures, Putin’s admiration for commando-type formations has likely played a role in his full acceptance and regular utilization of professional military contractors as the Wagner Group which are teaming with erstwhile spetsnaz members. In the opening days of the special military operation, Putin put his appreciation for the Russian Federation’s special operations forces on display by taking time on  February 27, 2022 to broadcast a message congratulating active military personnel and veterans of their formations on their professional holiday, “Special Operations Forces Day”. More than just a canned speech, Putin laid his heart out bare by stating: “You have demonstrated many times that you are prepared to act with the utmost efficiency and under the harshest conditions to precisely and professionally complete the most difficult and demanding missions. You always perform your military duty to protect your native country and citizens with honor and protect Russia’s national interests. The heroic traditions of the special forces find their roots in the centuries-long history of our army. They were fortified during the Great Patriotic War, matured and grew even stronger in Afghanistan and many hotbeds, as well as during the elimination of terrorists gangs both in the North Caucasus and in Syria. Putin said further: “I know that you undergo exactly this kind of training -comprehensive, all-encompassing and intensive, a real school of warfare. You strive to follow the best paragons of courage and bravery, true patriotism, and you set an example for new generations of defenders of the Fatherland and pass on your experience to young servicemen.” Very likely with reference to former spetsnaz serving in the Wagner Group, Putin remarked: “I want to thank the command and the personnel of the special operations forces as well as special forces veterans for their loyalty to the oath, for their impeccable service to the people of Russia and our great Motherland. My special appreciation goes to those who are performing their duty in the special operation to render assistance to the people’s republics of Donbass.”

Putin’s faith in the spetsnaz to carry out their duties to their utmost abilities was warranted, but as is the same with special operations soldiers in every country, they were only human and could only do so much. Placing them with their exquisite military capabilities in stealthy hit-and-run direct actions, special reconnaissance, counterterrorism, and covert operations, under the control of Russian Federation commanders who were killing off their own conventional troops due a lack of so many necessary attributes for competent, military command on the present-day battlefield, did not help. Among the classified US national security materials leaked online through the messaging platform in March 2023 were assessments of officials within the foreign and national security bureaucracies on the strength and capabilities of Russian Federation spetsnaz forces. According to those findings, there was such an overreliance on the specialized units on the frontlines that they consequently suffered atrocious losses. Behind the decision to use spetsnaz in such a role purportedly was skepticism among Russian Federation commanders that their conventional forces’ abilities could achieve objectives set in the invasion plans. Leaked documents also reportedly indicate US officials believe the high casualties of these units has rendered them less effective not only in Ukraine but also in other parts of the world where Russian Federation forces operate. Evidence of the losses in the spetsnaz units apparently was provided by satellite imagery featured among the leaked materials. Before-and-after imagery of the 22nd Separate Spetsnaz Brigade’s base in southern Russia allegedly revealed that “all but one of five Russian Federation Separate Spetsnaz Brigades that returned from combat operations in Ukraine in late summer 2022 suffered significant losses.” Materials citing intelligence intercepts, assess the 346th brigade “lost nearly the entire brigade with only 125 personnel active out of 900 deployed.” US intelligence analysts, who monitored the return of spetsnaz units to their respective bases, believe that extremely high losses in the 25th Spetsnaz Regiment “could explain why there is no clear [intelligence] signature of their return to garrison.” The loss of so many among the spetsnaz very likely came as a shock to Putin.

4. Hoping the Wagner Group Will Shift the Fight Moscow’s Way

As aforementioned, the Wagner Group is a private military contractor based in the Russian Federation. Although private military companies are not permitted under law in the Russian Federation, they were endorsed in April 2012 by none other than Putin, then Russian Federation Prime Minister during an address to the State Duma. The Wagner Group is owned by Yevgeny Prigozhin is  an intriguing figure in his own right, and holds a level of standing with Putin which speaks volumes on its own. Prigozhin is widely known by the sobriquet “Putin’s chef” because of his catering businesses that hosted dinners which Putin attended with foreign dignitaries, The Wagner Group has engaged in action externally in support of the Russian Federation’s overt and covert foreign and national security objectives. The Wagner Group is known to have deployed its units in the War in Donbas (2014–2022); Syrian Civil War, (2015–2016); the South Sudanese Civil War (2013-2020); the Central African Republic Civil War (2013-2014); the Second Libyan Civil War (2014-2020); the Sudanese Revolution (2018-2019); Venezuelan presidential crisis (2019-2023); and the Mali War (2012-present). Mentioned earlier was also that fact that Wagner Group fighters are typically retired regular Russian Federation Armed Forces servicemen–veterans. They are aged between 35 and 55. Many served in the Russian Federation’s spetsnaz units, which as noted earlier, are near and dear to Putin’s heart. From the moment the situation went sour in Ukraine, Russian Federation commanders surely recognized that they would either need to find a way to save themselves or hope against hope an ally might come to their rescue. The Wagner Group, already in Ukraine, went in with greater numbers, providing additional strength and combat power on the battlefield that the Russian Federation Armed Forces could not muster. It is widely known that since July 2022, Prigozhin, has been recruiting inmates from Russian Federation prisons to increase the organization’s strength. To an extent, Wagner Group troops were supposed to be the saving grace of the Russian Federation Armed Forces. 

However, it was not long before everyone realized that the Wagner Group’s troops were caught in that same circumstance as their Russian Federation Armed Forces “comrades”. That could only have been expected as the same senior Russian Federation commanders that put their troops in a predicament, controlled the placement and movements of Wagner Group troops. According to the best statistics available to greatcharlie, since April 2022 an estimated 10,000 and 20,000 mercenaries were deployed to Ukraine by the Russian Federation Armed Force, to include the Wagner Group troops in the offensive in the Donbas. As alluded to earlier, to increase the organization’s strength even further, new Wagner Group units composed mainly with violent convicts from prisons–gangsters, murderers, and rapists, were formed. However, it is those Wagner Group “penal units” in particular that have suffered high-profile casualties. According to the US, out of an initial force of nearly 50,000 Wagner Group troops, including 40,000 recruited convicts, more than 4,100 have been killed in action, and 10,000 have been wounded, including over 1,000 killed between late November and early December 2022 near Bakhmut.

In a February 17, 2023 briefing White House National Security Council (NSC) spokesman John Kirby told reporters that the Wagner Group has suffered more than 30,000 casualties since Russia’s invasion of Ukraine, with about 9,000 of those fighters killed in action. He further explained the US estimates that 90% of Wagner Group troops killed in Ukraine since December were convict recruits. Prigozhin has expressed concern that his troops’ display of courage, obedience to authority and acts of sacrifice have been looked upon with indifference by Russian Army commanders. Given the backgrounds of the Wagner Group prison recruits, the common wisdom is that they are desensitized to violence. They are depicted as fighting as if they have nothing left to lose. From the lens of the Kremlin, things certainly did not work out the way they were supposed to. Surely, Putin maybe somewhat concerned that the Wagner Group’s losses may eventually become so great that the organization would not be available to handle other foreign and national security policy matters for some time to come. In a pinch, perhaps the Wagner Group could recruit from among special operations veterans who served in the FSB and Ministestvo po Delam Grazhdanskoy Oborony, Chrezvychainym Situatsiyam i Likvidtsil Posledstviy Bedstviy (Ministry of the Russian Federation for Affairs for Civil Defense, Emergencies and Elimination of Consequences of Natural Disasters Emergency Situations also known as the Ministry for Emergency Situations) or EMERCOM, but those former operators would for the most part lack the same level of battlefield experience spetsnaz from the Russian Federation Armed Forces lost in Ukraine possessed.

The full list of disappointments for Putin of or pertaining to the Ukraine enterprise is frightfully long and would overload and overwhelm this essay if included. Though, as aforementioned, theories of Putin’s control over the Russian Federation Armed Forces are accepted, it appears that nearly every theory confirming his alleged control cannot figuratively hold water.

Putin (left) and Gerasimov (right) holding a press conference following announcement that Gerasimov had become overall Russian Federation commander in Ukraine. Even if military analysts and Russia scholars in the West are not aware of it, Putin surely is aware that not even the threat or dismissal or assassination can coax brilliance on the battlefield from Russian Federation commanders who simply lack the faculty to do anything that could dramatically change the situation in Ukraine in Russia’s favor. Being able to fire generals that disappoint him may have confirmed that he has authority over the Russian Federation Armed Forces, but it hardly confirmed that he had absolute control of its commanders actions. Autocrats have limitations, too!

B. The Power to Hire and Fire Generals: What is It Worth?

Even if military analysts and Russia scholars in the West are not aware of it, Putin surely is aware that not even the threat or dismissal or assassination can coax brilliance on the battlefield from Russian Federation commanders who simply lack the faculty to do anything that could dramatically change the situation in Ukraine in Russia’s favor. Being able to fire generals that disappoint him may have confirmed that he has authority over the Russian Federation Armed Forces, but it hardly confirmed that he had absolute control of its commanders actions. Autocrats have limitations, too!

1. Putin Sacked a Slew of Generals in May 2022

Based on information made public by the United Kingdom’s Ministry of Defence, on May 19, 2022, Putin fired two senior commanders Lieutenant General Serhiy Kisel, who had commanded the 1st Guards Tank Army, and Vice Admiral Igor Osipov of the Black Sea Fleet. Osipov was reportedly fired following the sinking of the Russian flagship Moskva, which was a major embarrassment to the Russian Federation Armed Forces. The Moscow-based media group, RBCreported on June 1, 2022, that on May 30, 2022, Putin issued a decree dismissing senior commanders of the security services. The list of those removed from their posts included: Major General of Police Vasily Kukushkin, who was head of the Department of the Ministry of Internal Affairs for the Vladimir region; Major General Alexander Laas, deputy head of the Main Department of the Ministry of Internal Affairs for the Altai Territory; and, Major General Andrey Lipilin, head of the Department of the Ministry of Internal Affairs for the Yaroslavl Region. Major General Alexander Udovenko of the Directorate of the Ministry of Internal Affairs and Major General Yuri Instrankin, deputy head of the Department for Logistics and Medical Support of the Ministry of Internal Affairs, were also among the dismissed. Additionally, Putin reportedly fired Police Colonel Emil Musin, who was the first deputy head of the Forensic Center of the Ministry of Internal Affairs.

2. Putin Fired 22 Russian Army Generals in August 2022

The United Kingdom’s Ministry of Defence reported that General-Colonel Aleksandr Zhuravlev, who headed Russia’s Western Military District since 2018 had been sacked. it was at that time there were the rather quiet, yet widely suspected firings of General Aleksandr Dvornikov, who was the senior but not overall command of all of Russian Federation’s operations in Ukraine and General Gennady Valeryevich Zhidko, who commanded the Southern forces fighting in Ukraine. US officials estimated at the time of these dismissals that more than 75,000 Russian soldiers have been killed or injured, which represented more than 50% of the number of troops Russia initially deployed in  the special military operation. According to the United Kingdom’s Ministry of Defence, at least 10 generals were among those killed.

3. Putin Fires Russian Army Generals for Failed Response to the Ukrainian Counteroffensive in September 2022

Based on information from Ukrainian Defense Intelligence, the Telegraph reported on September 12, 2022 that Putin fired Lieutenant General Roman Berdnikov, who commanded Russian Federation forces in the Donbas or Western Grouping. Berdnikov was held responsible for the chaos that ensued within Russian lines after Ukrainian troops recaptured swathes of territory in a recent offensive in the east.

4. Putin Replaces Overall Commander in Ukraine in January 2023 and Fires Russian Army General for Vuhledar Fiasco in March 2023

A shift in command well-known among those following events in the Ukraine War was the replacement of Russian Air Force General Sergei Surovikin by Gerasimov as overall commander of the Russian Federation’s intervention in Ukraine. In a January 11, 2023 statement from the Russian Federation Defense Ministry, it was explained that Gerasimov’s appointment constituted a “raising of the status of the leadership” of the military force in Ukraine and was implemented to “improve the quality . . . and effectiveness of the management of Russian forces”. On or just before March 26, 2023, Colonel General Rustam Muradov, who commanded Russia’s Eastern Military District, and was placed in charge of leading an offensive in the Ukrainian city of Vuhledar, in the eastern Donbas region, had been removed from his post. Muradov had previously come under criticism for his failure in Vuhledar from Prigozhin who believed its capture was possible and may have had the effect of turning the war in Moscow’s favor. The Moscow Times, described as an independent English- and Russian-language online newspaper with offices in Amsterdam that is currently outlawed in Russia, also reported that Muradov had been suspended, One of the Moscow Times’ sources told the online daily, “Muradov was suspended because he was a crazy idiot who could command soldiers to die. Many complained about him.”

In February 2023, Muradov attacked Vuhledar by sending his soldiers into minefields, right under the artillery fire of the Ukrainians. As a consequence of his actions, reportedly two elite Russian Naval Infantry brigades, one presumed to be the 155th Naval Infantry Brigade, and 103 pieces of equipment were reportedly lost in just three days. Interestingly, the Institute for the Study of War, a think tank based in Washington, D.C. reported in a March 9, 2023 assessment of the Ukraine War that Shoigu ordered Muradov to take Vuhledar “at any cost” in order “to settle widespread criticism within the Russian Ministry of Defense about the lack of progress and significant losses in the area.”

As the record indicates, on every occasion when Putin, usually via his Defense Minister, sacked a group of generals who underperformed, a month or a couple of months later, he was dismissing another group for similar, if not parallel failures. Sacking a general, more than just a punishment, is a very strong form of public embarrassment. By now, everyone interested in Putin has recognized that he rarely reverses his own decisions. (If that were the case, he surely would have reversed his decision to invade Ukraine. Declaring success early on and offering purported measurables among other things would have been the most likely off ramp.) Firing generals from commands whose records he doubtlessly reviewed and gave ultimate approval for top assignments unlikely came easy for him. Perhaps Putin may even be concerned that it reveals that he is not the best judge of people, that he has lost his touch, and worst of all, it confirms for some that he is not infallible. His mistakes with the military have very noticeably begun to pile up. Interestingly, despite being punished, the generals who were sacked will at least live to see another day. The soldiers, some incredibly young, whose lives they carelessly wasted in Ukraine will not have that chance.

There is very likely a need at this point to remind some readers that greatcharlie does not seek to offer anything that might in the slightest way support or provide an apology, legal advice, or worst, a legal defense, for Putin over war crimes committed by the Russian Federation in Ukraine. Thoee among greatcharlie’s readers who may feel anything of the kind is being offered here to Putin, then it is respectfully suggested they stop reading the commentary at this point for it would surely be unreasonable, unconstructuve to continue with such colored perspective. Again, the purpose of this commentary is to suggest to any Western foreign and national security policymakers and decisionmakers ways to take a broader view on Putin’s decisionmaking regarding the Ukraine issue to create opportunities for fruitful diplomacy with the Russian Federation leader despite the challenging circumstances that exist presently.

Alexander Gardiner’s famous photograph of US President Abraham Lincoln, and Union Army Major General George McClellan, Commander of the Army of the Potomac (right) and Allan Pinkerton (left) at Antietam, Maryland, October 3, 1862. Although many readers, particularly in the US, both technically and perhaps more so emotionally, may be unwilling to accept the following as a firm point of comparison, greatcharlie suggests that they consider Putin’s difficulties with the Russian Federation Armed Forces and how US President Abraham Lincoln tried earnestly to place strictures on the behavior of Union Army forces and struggled to control Union Army commanders during the US Civil War (April 12, 1861 to April 9, 1865). On April 24, 1863, Lincoln signed General Orders No. 100: Instructions for the Government of the Armies of the United States in the Field which was more famously known as the Lieber Code. The order, more specifically governed the wartime conduct of the Union Army by defining and describing command responsibility for war crimes and crimes against humanity; and the military responsibilities of the Union Army soldier fighting against the Confederate States of America.

C. Another Leader Who Struggled To Control His Commanders During Wartime

Although many readers, particularly in the US both technically, and more so emotionally, may be unwilling to accept the following as a firm point of comparison, greatcharlie suggests that they consider Putin’s difficulties with the Russian Federation Armed Forces and how US President Abraham Lincoln tried earnestly to place strictures on the behavior of Union Army forces and struggled to control Union Army commanders during the US Civil War (April 12, 1861 to April 9, 1865). On April 24, 1863, Lincoln signed General Orders No. 100: Instructions for the Government of the Armies of the United States in the Field which was more famously known as the Lieber Code. The order, more specifically governed the wartime conduct of the Union Army by defining and describing command responsibility for war crimes and crimes against humanity; and the military responsibilities of the Union Army soldier fighting against the Confederate States of America. The author of the military law was jurist Franz Lieber, a German lawyer, political philosopher, and combat veteran of the Napoleonic Wars. Lieber essentially modernized the military law of the 1806 Articles of War to ensure the Union Army could prosecute its war against the Confederate States of America with legitimacy.

However, despite signing this well-crafted code of conduct, Lincoln had little control of how Union Army soldiers, as well as their commanders, would behave on the battlefield. For example, under the Lieber Code called for the #humane and ethical treatment of populations residing in occupied areas, however, the document clearly had little impact during Union Army Major General William Tecumseh Sherman’s infamous March to the Sea (November 15, 1864 to December 21, 1864), a scorched earth campaign through Georgia. After seizing Atlanta, Sherman, green-lit by his superiors, marched 60,000 troops from three armies under his command–the Army of the Cumberland, the Army of the Tennessee, and the Army of the Ohio–285 miles (458 km) east from Atlanta to the coastal town of Savannah during which they successfully disrupted the economic and industrial base of the Confederate States, particularly its war-making capacity and crushed the morale of those sympathetic to the Confederacy. 

In fairness to Sherman, it must be noted that he acted in accord with the concept and intent of Lincoln’s Lieber Code when he gave explicit instructions to his troops regarding their conduct while on their march through Georgia, but there were a few deviations. In his Special Field Order No. 120, Sherman out of necessity encouraged foraging and the confiscation of livestock as he left his Army Group’s supply lines behind to travel so deep, so fast, and so furiously into Georgia. Home invasions were off limits. However, if antagonized by Confederate Army soldiers, Union Army officers were granted permission to destroy private and industrial property. Additionally, the field order permitted able-bodied Black laborers to join the march, but commanding officers were instructed to prioritize the distribution of supplies for soldiers of their Army Group. The majority of Union Army soldiers complied with Field Order No. 120, but some dubbed “bummers” roamed the countryside intentionally terrorizing civilians and looting. Although bummers were technically engaging in forbidden activities, the overall psychological impact of their actions on the local population was in sync with the purpose of the march. The greatest damage done by Sherman’s troops was the destruction of Georgia’s railroad lines, both a conveyor for industries and military transportation. Union Army soldiers would rip up and melt down tracks in full view of the demoralized populace.

Union Army troops tearing up railroad tracks in Georgia as Confederate civilians watched in horror (above). Despite signing this well-crafted code of conduct, Lincoln had little control of how Union Army soldiers, as well as their commanders, would behave on the battlefield. For example, under the Lieber Code called for the humane and ethical treatment of populations residing in occupied areas, however, the document clearly had little impact during Union Army Major General General William Tecumseh Sherman’s infamous March to the Sea (November 15, 1864 to December 21, 1864), a scorched earth campaign through Georgia. After seizing Atlanta, Sherman, green-lit by his superiors, marched 60,000 troops from three armies under his command–the Army of the Cumberland, the Army of the Tennessee, and the Army of the Ohio–285 miles (458 km) east from Atlanta to the coastal town of Savannah during which they successfully disrupted the economic and industrial base of the Confederate States, particularly its war-making capacity and crushed the morale of those sympathetic to the Confederacy. 

The text of the Lieber Code was arranged to create concordance with the Emancipation Proclamation (January 1, 1863) and prohibited racist discrimination against Black soldiers of the Union Army, specifically by Confederate Army troops who denied them the rights and privileges of prisoners of war. The military law clearly had little impact on the treatment of racially segregated Black soldiers of the US Colored Troops (USCT) by their White Union Army comrades in arms. At the Battle of the Crater (July 30, 1864), incredulously, yet painfully true, White soldiers of the Union Army’s 1st Division essentially assisted soldiers of the Confederate States Army massacre Black soldiers of the 4th Division (USCT) in the midst of the fighting. (SEE the February 28, 2023 greatcharlie post entitled “Reflections on the Battle of the Crater in Relation to Russian Federation Casualties in Ukraine: Where Did All the Leaders Go?”.

On top of that, a succession of commanders failed to meet Lincoln’s expectations during the war. He could insist upon regular consultations on their battle plans, but he could not control what they actually did on the battlefield. He could only remove them. or allow them to resign, but he could not repair the damage they had done to the Union effort, or do anything about the wastage of Union Army soldiers. Very briefly, Brigadier General Irvin McDowell, having previously functioned as Commander of the Army and Department of Northeastern Virginia from May 27, 1861 to July 25, 1861, served as a general in the Army of the Potomac until after the Second Battle of Bull Run when he was relieved of command at his own request on September 6, 1862. Major General George “Little Mac” McClellan was appointed Commander of the Military Division of the Potomac, and later, the Army of the Potomac (July 26, 1861 to November 9, 1862). In 1862, McClellan’s Peninsula Campaign unraveled after the Seven Days Battles, and he also failed to decisively defeat the forces of General in Chief of Armies of the Confederate States General Robert E. Lee at the Battle of Antietam. Frustrated by McClellan’s cautious tactics, Lincoln removed him from command. Major General Ambrose E. Burnside served as Commander of the Army of the Potomac from November 9, 1862 to January 26, 1863. Following his infamous “Mud March”.and the senseless slaughter of his troops during the Union Army’s defeat at the Battle of Fredericksburg, Burnside was replaced as commander of the Army of the Potomac. Major General Joseph Hooker served as Commander of the Army and Department of the Potomac from January 26, 1863 to June 28, 1863. Concerned about Hooker were first raised when reports were made that his headquarters doubled as a combination of bar and brothel. Hooker’s timid command performance and grave defects as a commander–he lost mental control of his command in battle–were exposed at the Battle of Chancellorsville. Ostensibly recognizing “faults” in his behavior and performance and reportedly sensing the distrust of Lincoln and Union Army General in Chief Major General Henry Halleck, Hooker resigned his command on June 28, 1863, on the eve of battle. Major General George Meade jumped in as Commander of the Army of the Potomac from June 28, 1863 to June 28, 1865. Meade repulsed the forces of the General in Chief of Armies of the Confederate States General Robert E. Lee at Gettysburg from July 1, 1863 to July 3, 1863 with tactical adroitness; however, he was castigated by some for failing to hotly pursue the remainder of Lee’s forces. He instead allowed them to escape from his immediate reach. Lincoln in duress penned a letter to Meade dated July 14, 1863, relieving him of his command but never sent it. Success was not assured at Gettysburg, but Meade had apparently failed to keep any preconceived follow through firmly in mind in the event of victory.. Although Meade retained command of the Army of the Potomac until the end of the war, his independence of action was sharply curtailed after March 9, 1864, when General Ulysses S. Grant took control of Union  forces from Halleck and was named Commanding General of the US Army. 

Despite keeping a close eye on them to the point that he nearly micromanaged the war, Lincoln could only possess marginal control over the actions of his most senior commanders. He surely had even less of a chance to control the actions of subordinates well beneath them in the chain of command on the battlefield. A law such as theLieber Code could at best signal intent. In the end, what was done was done. If unlawful or unethical acts were witnessed, they could at best be reported and adjudicated within the system of military justice, or if egregious enough, reviewed in Congressional hearings. 

Painting of the representatives of 12 countries at the conference held in the Alabama room at Geneva’s Hotel de Ville August 22, 1864 where they adopted the first Geneva Convention “for the Amelioration of the Condition of the Wounded in Armies in the Field” (above). The International Committee of the Red Cross while recognising that it is “primarily the duty and responsibility of a nation to safeguard the health and physical well-being of its own people,” knew there would always, especially in times of war, be a “need for voluntary agencies to supplement . . . the official agencies charged with these responsibilities in every country.” To ensure that its mission was widely accepted, it required a body of rules to govern its own activities and those of the involved belligerent parties. A year later, the Swiss government invited the governments of all European countries, as well as the US Brazil, and Mexico, to attend an official diplomatic conference. A total of twenty-six delegates from 16 countries came to Geneva. The meeting was presided over by Swiss General Guillaume Henri Dufour. The conference adopted the first Geneva Convention “for the Amelioration of the Condition of the Wounded in Armies in the Field.” Representatives of 12 countries signed the convention at that time.

IV. Under the Geneva Convention Military Commanders Are Responsible for What Happens in Field

To the extent the political authorities cannot control events in the field, commanders take on greater responsibility for their actions and those of their subordinates. Under Geneva Convention I , Article 49; Geneva Convention II, Article 50; Geneva Convention III, Art. 129; Geneva Convention  IV, Article 146; Hague Convention for the Protection of Cultural Property, Article 28; and, Geneva Protocol I, Articles 86 and 87, it is clear that commanders shalll be held criminally responsible under the law if they knew or should have known that subordinates were going to violate the law by committing a war crime, yet failed to take steps to prevent it. Further, commanders would be held liable for failing to punish or report subordinates who have already committed a war crime. To that extent, commanders are viewed as being in control of their troops and being responsible for all that transpires within their commands at all times. That rationale gains support in the following way. When the commander develops a plan of action, necessary is the requirement to assess all factors relevant at the time, such as ground and enemy forces, your own forces, logistics, courses open. (In greatcharlie’s day, it was referred to as the METT+T analysis (Mission, Enemy, Terrain, Time, and Troops Available. Yes, greatcharlie’s editor is that old!) Once the plan is decided, the commander issues orders to subordinates. The next aspect of control is the direction of the engagement, during which it is expected that the commander will take into account the law of armed conflict. 

V. Likely Big Lesson Learned by Putin Concerning Control of the Russian Federation Armed Forces 

Having learned a very painful lesson with his conventional forces during the special military operation, Putin will ensure that he fully controls the “crown jewels” of the Russian Federation Armed Forces: the nuclear triad. That effort to establish that control has been mostly revealed with each public move he has made with regard to the supply, continual redeployments, and drilling of those forces. With regard to to those who command the nuclear forces, as explained in greatcharlie’s March 30, 2023 post entitled, “Commentary: What Comes Next for Putin at Home and in Ukraine?: An Assessment One Year After the Start of His Special Military Operation”, just as Russian Army generals and colonels were ready and willing to advance their troops into the tragedy that is the Ukraine War–some generals and colonels went as far as to sacrifice themselves on the battlefield, the commanders of the Raketnye Voyska Strategicheskogo Naznacheniya Rossiyskoy Federatsii (Strategic Rocket Forces of the Russian Federation, literally Strategic Purpose Rocketry Troops) which control land-based ICBMs, the strategic bombers and other nuclear capable airframes of the Voenno-vozdushnye sily Rossii (Russian Air Force), and satellites of the Voyska Vozdushno-Kosmicheskoy Oborony (Russian Aerospace Defense Forces) without a shadow of doubt would go into action. In addition, commanders of the strategic submarines of the Voyenno-morskoy Flot (Russian Naval Force) in both the Northern Fleet and the Pacific Fleet would execute their missions. Indeed, commanders who are in control of the Russian Federation’s strategic nuclear triad would act without question in the manner prescribed by political authorities. It would be a mistake for anyone to believe otherwise. Surely, there are more than enough members of the Russian Federation Armed Forces hurting over the nightmare that has befallen their comrades in Ukraine. They more than likely want to dish out some “payback” against those countries that they likely perceive–based on what they surely have been told–created circumstances there, and many can deliver payback in the extreme.

At the Battle of Camarón, an important episode of the Second French Intervention in Mexico (December 8, 1861 to June 27, 1867), the 3rd company of 62 Legionnaires and three Legion officers, led by Captain Jean Danjou was sent to reinforce a French military convoy, transporting 3 million francs in gold bullion, siege guns, and sixty wagons of ammunition. Information was received that the convoy would be ambushed. Before Danjou could reach the convoy, the led elements of a force of 3,000 Mexican Army infantry and cavalry made contact with his unit and he was forced to make a defensive stand at the Hacienda Cameron, in Camarón de Tejeda, Veracruz, Mexico. At the point when he recognized that victory would be absolutely impossible to achieve against the larger Mexican force massed around their defenses, Danjou urged his soldiers to take an oath to fight to the death rather than surrender. He made them swear their fealty on his wooden hand. Danjou then shared his bottle of wine and encouraged his men with has been called  “those noble words that warm one’s heart and makes the final sacrifice less difficult to face.”  When the French Foreign Legion moved to France, Capitain Danjou’s wooden hand was taken to Aubagne, where it remains in the Legion Museum of Memory.  The hand is the most cherished artifact in Legion history.  April 30th is celebrated as “Camerone Day,” an important day for the Legionnaires, when the wooden prosthetic hand of Capitaine Danjou is brought out for display. In 1892, a monument commemorating the battle was erected on the battlefield containing a plaque with the following inscription in French: Ils furent ici moins de soixante / Opposés a toute une armée / Sa masse les écrasa / La vie plutôt que le courage / Abandonna ces soldats Français / Le 30 Avril 1863 / A leur mémoire la patrie éleva ce monument. (Here there were less than sixty opposed to a whole army. Its numbers crushed them. Life rather than courage abandoned these French soldiers on April 30, 1863.  In their memory, the fatherland has erected this monument”) The railing from the Legion grave at Camarone can now be found at the village of Puyloubier near Aix-en-Provence. (The importance of the Battle of Camarón with regard to the history and culture of the French Foreign Legion is discussed in greatcharlie’s February 28, 2023 post entitled “Commentary: The Utilization of Wagner Group Penal Units as Suicide Squads: A Callous Go-to Solution for Regimes Facing Intractable Military Situations.”

Although perhaps willing to accept that Putin is the quintessential “bad actor”, it appears almost impossible for many to believe Putin could decide for the Russian people that as a country the Russian Federation would accept a similar fate, mutantis mutandis, rather accept what he ostensibly would perceive and envision as the nightmare of life under the thumb of Western powers and the near certain invasion of their country in the near future. Indeed, observers might try to consider a scenario in which Putin after observing the Russian Federation Armed Forces lose one decisive battle after another in rapid succession and all had unraveled in Ukraine, would make a nationwide broadcast one evening explaining to the Russian people that the Russian Federation was about to be invaded by the proxy forces of the Western powers, that the special military operation, meant as a pre-emptive action has lifted the curtain on the true nature of the Western powers’ objectives and operations in Ukraine and based on all that has been revealed concerning the actions of the Western powers and the astronomical support of the offensive military activities of their partner in Kyiv, despite repeated warnings from the Kremlin for them not to continue their aggressive activities in the Russian Federation’s near abroad, a state of total war existed between the Russian Federation and the US, its NATO allies, and the EU. He would tell the Russian people that their support, prayers, and courage were needed as his government took its next steps. Putin would likely display sangfroid and equanimity, and speak with the tone of a leader in complete command of a situation.(Readers might cast their minds back to Nazi German Reich Minister of Propaganda Joseph Goebbels’ February 18, 1943 address at the Berlin Sportpalast following the Wehrmacht’s epic loss at Stalingrad to the Soviet Army, in which he zealously implored the German people to commit anew to an all-out war effort: Totaler Krieg–Kürzester Krieg! (Total War–Shortest War!) From the point of that hypothetical broadcast, it would most likely just be a matter of time before the worst possibility would materialize.

It is greatcharlie’s contention, without pretense, some absurd desire to establish some greater sense of importance, or a ridiculous effort to claim of greater sapience, that Western diplomats would do well to reflect on this assessment and consider how responding to what they might deem as Putin’s misperceptions to open the door to great possibilities.)

The Russian Federation’s Sarmat Intercontinental ballistic missile (above) is a 115 feet (35-meters) tall and has a range of 11,185 miles (18,000km)(). Some estimate this to be higher. It can carry at least 10 multiple targetable re-entry vehicles – each with a nuclear warhead – which can each be aimed at a different target. It can also deliver hypersonic Avangard glide vehicles that can travel further and faster, flying in a variable path to overcome missile defenses. Just as Russian Army generals and colonels were ready and willing to advance their troops into the tragedy that is the Ukraine War–some generals and colonels went as far as to sacrifice themselves on the battlefield, the commanders in control of the Russian Federation’s strategic nuclear triad and supporting organizations would act without question in the manner prescribed by political authorities. It would be a mistake for anyone to believe otherwise.

VI. The Arrest Warrant for Putin

In Paragraph 6 of  the First Oration of his Catalonia Orations, Marcus Tulius Cicero, an excoriation of rival senator Lucius Sergius Catiline, who he alleged sought to overthrow the Roman Senate, he writes: Quamdiu quisquam erit, qui te defendere audea, vives, et vives ita, ut nunc vivis, multis meis et firms praesidiis obsessed, ne commovere te contra rem publicam possis. Multorum te etiam oculi et aures non sentience, sicut adhuc fecerunt, speculabuntur atque custodient. (As long as one person exists who can dare to defend you, you shall live, but you shall live as you do now, surrounded by my many and trusty guards, so that you shall not be able to.stir one finger against the republic: many eyes and ears shall still observe and watch you, as they have hitherto done, though you shall perceive them.) Doubtlessly, with the necessary adjustments, surely this is the fate many in Western governments hope will befall Putin and he would be left in such a depleted state. However, greatcharlie suggests the satisfaction that they seek will unlikely manifest and the cost of any attempt to get their hands on Putin would be far worse than steep. Such attempts to create such a circumstance would inflame Putin’s ardor to a degree one could only reasonably expect the worst.

On March 17, 2023, the Pre-Trial Chamber II of the International Criminal Court in The Hague issued a warrant of arrest for Putin in the context of the situation in Ukraine. (Indicted along with Putin on that day was Maria Alekseyevna Lvova-Belova, the Children’s Rights Commissioner for the President of the Russian Federation since 2021.) As Russian Federation President, Putin has been declared allegedly responsible for “the war crime of unlawful deportation of population (children) and that of unlawful transfer of population (children) from occupied areas of Ukraine to the Russian Federation (under articles 8(2)(a)(vii) and 8(2)(b)(viii) of the Rome Statute).” The Pre-Trial Chamber II also stated that “the crimes were allegedly committed in Ukrainian occupied territory at least from February 24, 2022.” The Pre-Trial Chamber II further explained that it has reasonable grounds to believe that Putin bears individual criminal responsibility “(i) for having committed the acts directly, jointly with others and/or through others (article 25(3)(a) of the Rome Statute), and (ii) for his failure to exercise control properly over civilian and military subordinates who committed the acts, or allowed for their commission, and who were under his effective authority and control, pursuant to superior responsibility (article 28(b) of the Rome Statute).” The alleged war crime as outlined by the Pre-Trial Chamber II is horrendous. At the nub of the matter is the issue of Putin’s level of control over the actions of all Russian Federation elements in Ukraine.

So often it has been the case with Putin’s presidency, legal action in response to his behavior on the world stage may have been warranted, but not necessarily required given the context of situations. Prioritizing the furtherance of international peace and security, the leader of Russian Federation with an enormous nuclear arsenal under his control, and members of his coterie, were hit with tongue lashings, finger-wagging, and sanctions. National governments, regional organizations, and international organizations would level economic sanctions against the Russian Federation and national legislatures would pass punishing business and financial laws designed to stifle the ability of the Russian Federation business community, particularly the country’s elite, to maintain and generate within advanced industrialized systems. The Magnitsky Law passed in the US created a considerable degree of pain and aggravation for Putin. Other than that, and a few other other coercive measures, Putin was repeatedly extended a degree of latitude. Putin was surely smart enough to recognize that. (One might posit that he flaunted that latitude allowed to him in the faces of Western powers by invading Ukraine.) In an environment in the West in which political leaders, especially among NATO and EU countries were being hounded over not doing enough to support Ukraine and not enough to decouple and lash out against Putin, the choice of the US-led international community became to exercise legal power over the Russian Federation President. Urging the International Criminal Court in The Hague to issue a warrant for Putin’s arrest, though significant, was seemingly rather trivial in comparison with the greater task of assisting Ukraine in defeating the Russian Federation. Nonetheless, it helped set a path toward what may be a future of even more trying diplomatic efforts with Putin, which to great extent–unless the international community makes another choice, the unthinkable choice of granting Putin whatever he wishes–has put the outcome somewhat out of its rational hands.)

A. Putin Still Minimized as an “Oppositional Adolescent” by the West?

As touched upon in greatcharlie’s March 30, 2023 post, it is difficult to see exactly what end was hoped for when the decision was made to indict Putin. There was likely some ego stroke scored as a result of sticking it to Putin, but not much more was accomplished than that. (How horrifying and disappointing it would be to discover the intent was to goad Putin to react adversely and make mistakes. If such is even remotely accurate, perhaps those who hypothetically were impelled by that thought might not have considered a big mistake Putin might have immediately made–and could still make–could have been to start a nuclear war. “Wishful thinking” is not a form of optimism, it is a euphemistic term for denial.)

Whether it was not thought through or was actually a subconscious aspect of the choice, the most likely connotation within the Kremlin of the West’s support for the issuance of an arrest warrant for Putin was a demonstration of the many levers of power at its disposal, to hurt him on the world stage. It was an exhibition of its power relative to his. A dynamic poorly concealed throughout the years of Putin’s interaction with Western powers was the need of its national leaders to remind him of his subordinate status and his struggle to make them accept him as an equal. That dynamic was readily apparent when the Russian Federation was a member of the erstwhile “G-8”, now the G-7 Interestingly, at one point, that membership was of considerable importance to him. Surely, that is no longer the case. Perhaps he brands himself an ass now for ever thinking he or the Russian Federation would ever really receive acceptance within it.

Maybe it would have been far more reasonable and practical to demand Putin confess irresponsibility over leading his country into war with so many criminally minded senior officials and military men unaware that he would not have genuine control of those who would eventually perpetrate heinous acts in Ukraine under orders from unstable authorities far beneath those in the Senate Building at the Kremlin as well as some sort of diabolical control from Hell. The chance of Putin cooperating in either case would doubtlessly be the same: zero! One might wonder what would be the plan of the International Criminal Court to successfully and safely take him into custody. 

Under Article 58 of the Rome Statute of the International Criminal Court of July 17, 1998, an arrest warrant can be issued publicly or under seal when the arrest of the person appears necessary to ensure a person’s appearance at trial. Under Article 89 of the Rome Statute, the court may request the cooperation in the arrest and surrender from any State on the territory of which the person may be found. The court has no internal enforcement mechanism which would allow it to arrest persons subject to arrest warrants. In the interest of promoting good interstate relations, diplomacy, and peace and security and simply in the planetary interest, under such trying circumstances, discretion in taking such actions–at least refraining from declaring as criminal a party essential to establishing peace–would be the best choice, the better part of valor. Putin’s accountability and culpability for war crimes committed in Ukraine by Russian Federation forces was something which could have been dealt with later. The priority now is ending the war if possible.

B. Actualities Concerning Intelligence and Making Claims against Putin

With regard to providing evidence of Putin’s crimes, one would need to be dismissive of the fact that the intelligence and security services of the Russian Federation have sophisticated capabilities. One cannot say for certain what would happen if the Kremlin produced its own classified information confirming Putin plainly stated he would brook no behavior by Russian Federation forces in the field of the kind for which he is accused of having some responsibility. Hypothetically, the Kremlin might be able to produce transcripts of communications between errant commanders demonstrating their deliberate effort to conceal their actions from superiors, making false any suggestion that Putin controlled or ordered their illegal actions. To that extent, it might be proven with a sea of declassified official internal documents by the Kremlin that generally Putin did not impose too much on his commanders and within reason, relied on their reports and advice on the special military operation. Of course, one could expect it to possess a profusion of redactions to give them that ultra official feel and if any documents are authentic, to hide any nitty-gritty. With such evidence at hand, the Kremlin would surely insist it has no need to respond to baseless accusations about the Russian Federation President. 

One could unlikely insist as part of any fair and balanced legal process that Russian Federation classified intelligence is of less veracity and should be distrusted outrightly. Turning to the intelligence of one country–for instance the US, the United Kingdom, or Germany–that can provide information collected through electronic eavesdropping externally on the internal communications of the armed forces and security organizations of another country–for example the Russian Federation–with the aim to refute and discredit said monitored country’s own intelligence on what was being discussed among its military and security officials, would be something better than an act of bias and stand the idea of objective justice on its head. The International Criminal Court is supposed to be an objective tool for the world. Readers must pardon greatcharlie’s frankness but having stated the former, it believes that such a chauvinistic step and in the end finding Putin “unhesitatingly and with utter conviction” guilty, perhaps even in absentia, rationally imaginable given how predisposed so many that serve in regional and international bodies are to think unfavorably about him. The thinking of the court is certainly not to be judged by greatcharlie. It is only outlining what it perceives as a likely possibility. (This statement is not intended as apophasis.) If one might take into account anything about Putin’s arrest warrant written here could even remotely have some influence, it would at best be as a cautionary assessment for Western foreign and national security bureaucracies to consider before pursuing the arrest warrant matter any further.

Russian Federation President Vladimir Putin (above) at the Kremlin on March 8, 2023. Whether the action was not thought through or was actually a subconscious aspect of the choice among powers of great influence in the West, the most likely connotation within the Kremlin of the West’s support for the issuance of an arrest warrant for Putin was a demonstration of the many levers of power at its disposal, to hurt him on the world stage. It was an exhibition of its power relative to his. A dynamic poorly concealed throughout the years of Putin’s interaction with Western powers was the need of its national leaders to remind him of his subordinate status and his struggle to make them accept him as an equal. That dynamic was readily apparent when the Russian Federation was a member of the erstwhile “G-8”, now the G-7 Interestingly, at one point, that membership was of considerable importance to him. Surely, that is no longer the case. Perhaps he brands himself an ass now for ever thinking he or the Russian Federation would ever really receive acceptance within it.

VII. Energetic Diplomacy: The Best Chance of Stemming Catastrophe

In the aftermath of everything, historians would likely be forced to choose whether there really was something so peculiar about Putin that makes energetic efforts at diplomacy at this stage so taxing. It may actually be the case that the fault for ineffective diplomatic efforts with lies with the foreign and national security policy officials and political leaders of the many countries that had to deal with him. Perchance it was the fault of both parties for failing to see a true middle ground in things satisfactory to both sides. Nevertheless, it is greatcharlie’s conviction that at the present the West is in grave danger. The source of that danger in the Russian Federation. Ending the Ukraine War on favorable or acceptable terms for all parties is of the utmost importance. However, the priority is to ease the world back from an apparent slow spiral to armageddon.

In its March 30th post, greatcharlie suggested that at this point, diplomacy with the Russian Federation on Ukraine has figuratively been knocked off the rails. True, indicting Putin was a step that practically ensured his refusal to negotiate with Kyiv unless he had attained some considerable advantage in Ukraine and his negotiating position would be very strong. However, rather than draw a line there as in March and succumb to despair, here greatcharlie pulls back from the statement that the opportunity for diplomacy has been lost. 

A  Having the Right Answers

Doubtlessly, there are more than a few Western diplomats ready and able to work on the problem and await directions for the next move by the West. Yet alas, that is hardly enough on its own to inspire confidence that the situation will be resolved. What would be crucial in launching a new diplomatic offensive would be employing an envoy who would have sufficient standing for such an errand, given Putin’s animus toward, one might imagine, all things of or pertaining to the West. The selected envoy could travel to Moscow to speak with Putin about his thinking and intentions. Rather than guess at what is on his mind, it would be better to hear it firsthand and definitively. If the kernel for negotiations with Moscow can be found, then there may be a chance for further positive exchanges. If Putin makes it clear that he will not brook any talk about the withdrawal of Russian Federation troops from Ukraine or reasonable terms for peace negotiations, and ratchets up threats to use nuclear weapons, at least there would be greater certainty over where things stand and what preparations must be made. Putin shall not countenance what he may perceive as a diminution of the great dignity of the Russian Federation. 

Although all countries with an immediate stake in the Ukraine matter should be made aware of the diplomatic effort to achieve an entente with Putin, the new contact may need to be performed discreetly. Perhaps this is best that can be done at this juncture. Hope can be the only thing that comforts people in misery. For Russian people, who are the ones who will decide whether there is a need for change in the direction their country has been moving, hope for that change could be founded through contact between their president and the outside world. Paradoxically, while Putin may indeed enhance his standing among many as they will see the Russian Federation still acting as an important player on the world stage, many others may perceive such diplomacy as proof that the Russian people are viewed as far more than just potential targets for retaliatory nuclear strikes from the the US, the United Kingdom, and France, and written off as nothing to signify. It is suggested by greatcharlie in an opaque way that such a diplomatic effort could even mean far more to the right number of them. In public discussions of the new diplomacy, Western diplomats would do well to emphasize the effort has been undertaken with consideration of the well-being of the Russian people and make other statements of that nature.

There are for certain countless pitfalls that could disrupt or even destroy a new, robust diplomatic effort. What may be most important for Western capitals to recognize are the right answers that will bring a negotiated settlement and peace. There is also the issue of time available. Again, Putin has a large say in how things will turn out and surely has his own timeliness for action. To that extent, until some acceptable path to peace is found, perhaps the greatest danger will remain a decision already made by him to act in some ghastly way.

B. In the Meantime, Will the West Lose Control of Its Junior Partner in Kyiv?

The indications and implications of multiple reporting, to include the Washington Post, of alleged swift action by US foreign and national security policy officials to halt a plan by Ukraine to launch mass strikes against Moscow may be that at least the White House is aware of just how close the world in to a potential nuclear war, it does not want that, and that it now has the extra burden of monitoring the behavior of its “junior partners” in Kyiv. It is uncertain whether the Ukrainian leadership was led to take such a course as result of a lack of wisdom and experience or a complete absorption in self-interest or both. However, if newsmedia stories of this episode are accurate, it would appear that they were blind as beetles to the possibility that their planned assault could have triggered a catastrophic response from the Kremlin to the great detriment of Ukraine, but the whole wide world

If Putin already has a mind and the will to take the most drastic step possible against the West, Kyiv in planning an attack on Moscow could have supplied him with a reason better than anything he could have conjured up. The world moves closer and closer to the edge of the precipice with every errant move as this. It is wonder if there were any other planned Ukrainian actions halted by Western powers that would have brought the world the worst. One wonders how long can this balancing act without a safety net go on without catastrophe.

Russian Federation President Vladimir Putin, (left) and U.S President Joe Biden (right) shake hands during their meeting at the Villa la Grange in Geneva, Switzerland, June 16, 2021. Doubtlessly, there are more than a few Western diplomats ready and able to work on the problem and await directions for the next move by the West. Yet alas, that is hardly enough on its own to inspire confidence that the situation will be resolved. What would be crucial in launching a new diplomatic offensive would be employing an envoy who would have sufficient standing for such an errand given Putin’s animus toward, one might imagine, all things of or pertaining to the West. The selected envoy could travel to Moscow to speak with Putin about his thinking and intentions. Rather than guess at what is on his mind, it would be better to hear it firsthand and definitively. If the kernel for negotiations with Moscow can be found, then there may be a chance for further positive exchanges. If Putin makes it clear that he will not brook any talk about the withdrawal of Russian Federation troops from Ukraine or reasonable terms for peace negotiations, and ratchets up threats to use nuclear weapons, at least there would be greater certainty over where things stand and what preparations must be made.

The Way Forward

Putin watched his predecessors mismanage,  breakdown, and lose control over the Soviet Union while he was both inside and outside the system. Unable to repair the Russian Federation by replicating not even a simulacrum of what came before it, despite his best efforts, one might suggest he may have already decided to figuratively burn down “the wide-world and its fading sweets.” It is a wonder Putin has not gone mad given the extraordinary pressures that have relentlessly squeezed him since the special military operation began and even beforehand. Standing on the precipice of losing everything, it would be best for the wide world if Putin can continue to retain his balance. The clear choice for him is either to continue forward or abandon at great personal loss, the reckless and destructive path upon which he set his country on February 24, 2022, and triggering the most undesirable statistical probability his predecessors foresaw the most likely outcome: a perpetuation of the struggle long-term would be between East and West, begun during the Cold War between the US and the erstwhile Soviet Union. Putin has mourned its collapse with considerable grief and disappointment.

Among those who use wisdom and logic, imagination can have value in an investigation. Imagination is a quality many lack, but many also lack wisdom and logic. Often it is the case that a lack of maturity inhibits one ability to reason matters out correctly. Just having an answer, right or wrong, based on some chain of thinking is enough for some. Smart, confident people can find a constructive solution to any problem. There is in reality nothing so mysterious about Putin that should lead any national leader to throw the possibility of acceptable relations with the Russian Federation out of the window. Welling up with the type of anger and disappointment that might cause them to find affinity with Putin’s worst critics will destroy any opportunity for a fruitful course to develop. As noted by greatcharlie here ad nauseum, those leaders must consider what their respective countries’ relationships with the Russian Federation mean not only with regard to Ukraine, but in the bigger picture. When leaders lose sight of the multifaceted nature of their respective countries’ relationships with the Russian Federation, they create the danger of driving those relationships down to lower points. They should think about current so-called challenges as opportunities. Meditating on the matter, they may discover possibilities for getting many things done by just doing things a bit differently. Leaders should not let bad words, negative choices flashover all issues regarding the Russian Federation and become civilization’s dénouement. positive changes on one issue can often result in great benefits on another. Respice finem (Have regard for the end.)

Commentary: Trump-Kim Talks: Will Desire Obey Reason or Will Force Be Used to Overcome Force?

The Supreme Leader of North Korea Kim Jong-un (above). When US President Donald Trump and Kim meet, hopefully their conversation will be positive, but an uncongenial exchange is possible, the portent of which may be war, made more horrible by nuclear weapons. Sangfroid, skilled diplomacy, and adjustments in thinking on both sides will be required if a sustainable agreement is to be reached. Trump has allowed Kim room to think it through. He must make the right choice.

On March 8, 2018, it was announced by the US and the Democratic People’s Republic of Korea (North Korea), independently, that talks would be arranged between US President Donald Trump and the Supreme Leader of North Korea Kim Jong-un. The decision was precipitated by efforts of the government of South Korean President Moon Jae-in to end rather bellicose verbiage and repeated muscle flexing by the US, Japan, and his country as well, itself, and halt weapons testing by North Korea. The meeting between Trump and Kim would be the first time leaders of the two countries have ever met. Since the end of the Korean War, previous US administrations had no interest at all in the idea. Indeed, the situation on the Korean Peninsula has remained tense since the end of Korean War during which the US along with forces of the UN fought to eject the forces of North Korea, China, and Soviet Union (who were operating covertly), from sovereign South Korean territory. The very bloody fighting was halted by a July 27, 1953 armistice that established a roughly 160 mile long, 2.5 miles wide, Demilitarized Zone (DMZ) along the 38th Parallel. For 65 years, tens of thousands of troops on both sides of the DMZ have remained heavily armed and on alert in a stand-off. There have been hot and cold periods in relations between the former warring parties. Violent incidents have occurred between them on the ground and in the waters around in the Korean Peninsula. Yet, the armistice has held. While it is hoped that the talks between Trump and Kim will go well, uncongenial talks between them is a real possibility, the portent of which may be a new war, made more horrible, more destructive, by nuclear weapons. Sangfroid, skilled diplomacy, and some big adjustments in thinking on both sides will be required if a new sustainable agreement to end the extremely dangerous situation is to be reached. Here are a few considerations and an outlinng of some elements that may contribute to the forging of such an agreement.

As it was noted in the August 15, 2017 greatcharlie post entitled, “Trump Has Spoken, the Ball Is in Kim Jong-un’s Court, But This Is Not a Game!”, the Trump administration has tried to be reasonable with North Korea. Recall that Trump, with a positive mindset, tried to reach out to Kim. He tried to see the world through King Jong-un’s lens. Trump publicly expressed the view that it must have been difficult for Kim to take on so much responsibility at a relatively early age following his father, Kim Jong-Il. Trump even suggested then that he would be willing to meet with Kim to communicate head to head, brain to brain. A resolution might have been crafted from Kim’s elaborations on what troubles him. It was a sincere search for common ground. Kim did not budge in Trump’s direction. Rather, Trump was with Japanese Prime Minister Shinzō Abe in Florida on February 11, 2017 when the North Korea fired an intermediate range missile into the Sea of Japan. It became clear that efforts with North Korea have simply become a struggle against the inevitable. Trump had also urged China, North Korea’s economic lifeline, to assist in reducing tensions by talking frankly with Pyongyang.  The administration’s contact with China has resulted in a degree of solidarity from it. In August 2017, China voted to place sanctions against North Korean under UN Security Council Resolution 2371. Those sanctions limited North Korean exports of coal, iron, lead, and seafood. Restrictions were placed North Korea’s Trade Bank and prohibited any increase in the number if North Koreans citizens working in other countries. However, that effort initially did not seem to do much to stop Kim. Advancements made by North Korea and an escalation in provocations continued. To get even tougher on North Korea, in September 2017, UN Security Council Resolution 2375 was passed, limiting North Korea restricting North Korean crude oil and refined petroleum product imports, banned joint ventures, textile exports, natural gas condensate, and liquid imports, and banned North Koreans citizens from working in other countries. The administration intensified a “maximum pressure” campaign on Kim’s regime and its supporters, increasing military exercises in coordination with South Korea and Japan, deploying missile defense systems in South Korea with urgency, sending more firepower there, and encouraging Congress to enact the strongest sanctions possible against North Korea and its enablers. Eventually, in February 2018, the US imposed a raft of sanctions in an effort to target entities linked to North Korea’s shipping and trade sectors. Those entities included one individual, 27 shipping companies, and 28 vessels  Through such harsh economic sanctions, and the much needed, and very helpful cooperation from China and the Russian Federation, albeit with some reluctance, the entire matter has reached this point.

Trump’s Thinking on North Korea and Talks

In utrumque paratus. (Prepared for either alternative.) Trump has made a number of statements concerning North Korea. However, the best source for understanding his positions on Kim and North Korea’s nuclear weapons and missile programs before the talks is perhaps his remarks before the 72nd Session of the UN General Assembly on September 19, 2017. In his remarks, Trump explained that North Korea was a member of a small group of rogue regimes that represented “the scourge of our planet today.” Noting what those countries had in common, he explained that they violated every principle on which the UN is based. He added, “They respect neither their own citizens nor the sovereign rights of their countries.” Trump declared that North Korea was perhaps the worst aming them, being responsible for the starvation deaths of millions of its citizens and for the imprisonment, torture, killing, and oppression of countless more. Trump reminded that there were a number of very public displays of its outrageous behavior to include the mistreatment of University of Virginia college student Otto Wambier who died only a few days after being returned to the US; the assassination of Kim’s brother with banned nerve agents in an Indonesian international airport; and, the kidnapping of a 13-year-old Japanese girl from a beach in her own country to enslave her as a language tutor for North Korea’s spies. Trump explained that North Korea’s reckless pursuit of nuclear weapons and ballistic missiles was a manifestation of the same depraved mental attitude Kim evinced through his violent acts against foreign visitors, his family members, and citizens on the sovereign territory of their own countries. His work on nuclear weapons and missiles threatened the entire world with unthinkable loss of human life. Trump pointed to the fact that some countries not only trade with North Korea, but arm, supply, and financially support it. Trump insisted that it was not in the interest of any country to see North Korea arm itself with nuclear weapons and missiles. Trump indicated that he felt Kim was “on a suicide mission for himself and for his regime.”  He declared: “It is time for North Korea to realize that the denuclearization is its only acceptable future.” Trump closed his remarks concerning North Korea by reminding that the US “has great strength and patience, but if it is forced to defend itself or its allies, we will have no choice but to totally destroy North Korea.” He added: “The United States is ready, willing and able, but hopefully this will not be necessary. “

While his comments at the UN were somewhat severe, Trump has indicated that there is room for a degree of flexibility in his thinking by the mere fact that he has agreed to meet with Kim. More apparently, since those remarks were made, Trump has not launched an attack on North Korea to destroy its nuclear weapons and missile programs most likely hoping Kim can reach an understanding on his own of the dangerous situation in which he has put his country or that the maximum pressure campaign would eventually breakdown the ability of his regime to function because his activities would prove absolutely unprofitable. For the moment, Trump has elected to “give peace a chance.” Time will tell how long he will allow that window of opportunity for North Korea to remain open.

Kim’s Concept on the US and Talks

The emotional response of the North Korean people toward Kim, a near religious belief in him, is similar to that which they held for his father, Kim Jong-il, and his grandfather, Kim Il-sung, before. The people’s fervor for Kim is at the foundation of opinions and actions formulated and implemented by the government in Pyongyang. Anything that could be considered reasonable must flow from Kim’s ruminations, meditations, concepts, ideals, and intentions. Contrary to practices in Western governments, reason and knowledge have little place. Kim’s intuitive, visceral thinking is cherished. As greatcharlie has emphasized in previous posts, wrong is wrong even if everyone else is doing it. Right is right even if nobody is doing it. However in North Korea, questioning, or worse, challenging a position or notion of the Kim will end badly: imprisonment or death. Given their acceptance of the reality created for them, North Koreans see Trump as a danger, and threat he poses is part of larger picture of the US, a capitalist adversary, seeking conquest, attempting to subordinate their smaller nation. They see Kim as defending them from Trump, from the US threat. They accept that Kim, their Great Leader, has built up the North Korean nuclear arsenal to a level that has given their countrt the capability and capacity to strike the powerful US. Kim’s father and grandfather were unable to achieve that. Inter cetera mala, hoc quoque habet stultitia proprium, semper incipit vivere. (Among other evils, folly has also this special characteristic: it is always beginning to live.)

What the world is hearing from North Korea since the talks were announced is a new Kim whose approach does not emphasize the need to challenge the US with force. North Korea’s official news organization, the Korean Central News Agency (KCNA), in a March 20, 2018 commentary reported that its country’s “proactive measure and peace-loving proposal” have caused a “dramatic atmosphere for reconciliation” to be “created in relations between the North and the South of Korea, and that there has been a sign of change also in the DPRK-U.S. relations.” KCNA further noted that North Korea had begun a “dialogue peace offensive.” To that extent, it explained: “The great change in the North-South relations is not an accidental one but a noble fruition made thanks to the DPRK’s proactive measure, warm compatriotism and will for defending peace.” KCNA also proffered: “Such an event as today could be possible as the DPRK’s dignity has remarkably risen and it has strong might.” The KCNA commentary strongly criticized current and former officials and experts in the US and Japan, as well as conservatives in South Korea, for claiming Pyongyang was pushed into a corner by sanctions. The commentary responded harshly to calls for sustained pressure on North Korea and to skepticism voice that suggests its “peaceful approach” is a ploy intended to gain time or drive a wedge between the US and South Korea. Additionally, KCNA declared: “The economy of the DPRK is rising,” and added, advances in science and technology around the country are “promising the bright future for the improvement of the people’s living standard.” It emphasized: “The dialogue peace offensive of the DPRK is an expression of self-confidence as it has acquired everything it desires.” Lastly,  KCNA called on all parties involved to act with “prudence, self-control and patience.” North Korea, since agreeing to meeting with Trump has gone a step further by scheduling a meeting between Kim and South Korean President Moon Jae-in for April 27, 2018. While North Korea would have the world believe that a “new Kim” and new North Korea have emerged, one must never forget that Kim is the steward of a tyrannical government, and make no mistake, he rules with an iron fist. The North Korean people live under conditions that no one anywhere would envy. They only know the outside world through Kim’s lies, his deceptions. Only one who might be susceptible to gossamer fantasies could be seduced by Kim’s expedient “charm offensive” to support his supposed position on denuclearization. There is nothing that would lead any reasonable individual to be believe that Kim has a genuine interest in changing his thinking. North Korea has not moved beyond being the moral slum that it was when it emerged from the wreckage of World War II. Truthful assessments expressed in the West about North Korea’s broken society lhave mostly been looked upon by that country’s policy analysts and scholars with bewilderment. Not knowing why anyone would say there was anything wrong with their world, they typically chalk it up to a type of abstruse indignation. Among the more obedient, zealous government officials and other elites, such Western assessments are viewed as a manifestation of arrogance of Western powers which insist that any society or system not designed or created under their philosophies is subordinate in every way. 

What Baker’s Building Blocks Might Require

The building blocks for diplomatic talks and negotiations were well-outlined by former US Secretary of State James Baker over a decade ago. The renowned US statesman explained that his building blocks work well when properly applied through solid preparation, doing ones homework. Included among the building blocks were: 1) Understanding an opponent’s position; 2) Gaining trust through personal relationships; 3) Reciprocal confidence building; 4) Taking a pragmatic approach that does not sacrifice principles; 5) Being aware of timing; and 6) Maintaining a deep respect for the politics of the situation.

1. Understanding an opponent’s position

Amat victoria curam. (Victory favors those who take pains.) For negotiators, much as commanders on a battlefield, a full awareness of the situation is the first step in ensuring that once in contact with an opponent, one will be better prepared to cope with common contingencies as well as the unexpected, the reasonable “what ifs” that may arise. To that extent, the opposite party to talks as much as an opposing commander must be given his due. It must be accepted that he seeks success, and will take creative steps or may act in an unexpected manner, to accomplish that. For a smaller or weaker party or force, the aim would be to overcome the odds that are against them. 

For Trump, the goal of talks would be to initiate a process from which a sustainable agreement to halt North Korea nuclear testing, weapons development, and missile development can be reached. If the matter of North Korea’s nuclear weapons and missile programs is to be decided through diplomacy, reaching such an agreement is a immutable goal for Trump. He must be able to safeguard the safety and security of the US, the safety and security of US military forces and US interests in Asia and the Pacific, and the safety and security of US Allies and their interests in the region. However, Trump will not come to the table using some playbook to which he will adhere rigidly.North Korea can rest assured that Trump will come to talks well-informed and well-prepared to deal with Kim. Moreover, with Trump, Kim will face a US leader with an aptitude to find value in all of the information made available to him even at the negotiating table. He will use what he hears to find an opening in a position or argument or beginning planning future actions. Available information also allows Trump to develop thoughts about his opponents likely moves in advance. He studies how his opponent thinks. 

Kim likely hopes that the talks and negotiation process will result in the elimination of the longstanding policy that had the US provide a nuclear umbrella for South Korea and Japan, safeguarding them from nuclear attack by promising a nuclear response. Kim would also hope to severely limit, or at best, eliminate annual joint military exercises by the US, South Korea, and Japan. Through other efforts,  such as bilateral talks, Kim hopes to severely weaken, or at best, break the decades long security linkages between US, South Korea, and Japan. If Kim arrives at the table unwilling to discuss his nuclear weapons and missile programs and attempts to give a history lecture or offers positions on denuclearization and unification filled with political hyperbole supportive of the self-inflicted false reality North Korea has lived in for decades, there will be little chance of successful talks. A pragmatic, succinct discussion of the matter at hand will be the only way to move the discussion forward and reach any agreement. It is important for Pyongyang to keep that in mind. 

2. Gaining Trust through Personal Relationships

Trump and Kim have neither met nor have had any interaction by telephone. There is no degree of trust between them that would allow a relaxed exploration of territory outside their formal negotiating positions, nonetheless their assumptions, strategies, and even fears. Both have been working from reports in the abstract that presented observations and analyses of others about each other. For diplomats, positive personal relationships can be fostered by joint efforts in ordinary circumstances. However, only so much could ever have been hope for in terms of building personal relationships between US diplomats and fully indoctrinated North Korean officials. The development of such relations, would certainly be frowned upon by North Korea security elements as turning away from their country’s revolutionary ideals, a loss of patriotic zeal and faith in the Great Leader: in other words, treason. To the extent that Trump and Kim can reach agreements on smaller, common issues, there may be hope that they be able to broach larger ones. Reaching agreements on those smaller issues at an early stage, quickly, reasonably, and amicably, would represent the beginning of a constructive dialogue, which is one of the most important aspects of negotiations. Reaching an agreement on the site of the talks is a relatively small step that could begin the exchange between leaders.

There would be some common requirements insisted upon by protective security elements of the US and North Korea regarding a meeting site. A small sample of those likely required would be: the full consent and support from the leadership of a host country to hold the meeting in their country; the confirmed capability and capacity of security elements of the host country to provide granular security needs, and coordinate with and complement with security units, the efforts of US and North Korean protective security elements if it is anywhere other than the US or North Korea; acceptable facilities for transport of leaders of officials to and from the host country, appropriate accommodations to support leaders and officials traveling to the meeting, an appropriate sized and secure meeting site, whether a official office, hotel, official or historic residence, or some other facility that would appropriately meet the requirements for the meeting. These and other standard requirements must exist if a site even to be considered. Short lists for a meeting site created by both countries might include: the Demilitarized Zone between South Korea and North Korea; Pyongyang,in North Korea; Washington, D.C. in the US; Hawaii in the US; Stockholm or elsewhere in Sweden; Oslo or elsewhere in Norway; Copenhagen or elsewhere in Denmark; Helsinki or elsewhere in Finland; Geneva or elsewhere in Switzerland; Paris or elsewhere in France; Berlin or elsewhere in Germany; Rome or elsewhere in Italy; Beijing or elsewhere in China; Seoul or elsewhere in South Korea; Tokyo or elsewhere in Japan; Manila or elsewhere in the Philippines; Saipan Island in the Pacific; and, Wake Island in the Pacific. Every prospective site would need to meet the basic requirements for security. However, each has some political or emotional significance to both countries that might be an asset or liability to it in the selection process.

Regarding Stockholm, Sweden hosts the US interest section in its Embassy in Pyongyang and as has negotiated as a back channel between the US and North Korea on the release of Otto Wambier and has aided efforts concerning three US citizens now being held in North Korea. However, the matters involved is a presidential summit are different. The Swedish back channel should not be mixed up in the development of a new channel at the presidential level on nuclear weapons. Geneva, as a European site, might have value as a neutral site. It has been the site for the hashing out of issues and the crafting of many agreements in the years since World War II. The biggest issue might be distance for Kim. He might sense he too far away from his center of power. To rule with an iron fist, he must remain relatively close to home and keep his ear to the ground to detect even the slightest “revolutionary movements” by so-called reactionaries. While he has travel as recently as March 2018 to China, hidden adversarial elements could potentially see his scheduled absence as an opportunity to act against him. North Korean officials might also have concerns that most European countries that would qualify to host the summit are not only economic partners, but military allies of the US and willing to support US interests. The DMZ has traditionally been a site for talks between US and North Korean senior military officials since the end of the war. The South Korean President and North Korea’s Kim will meet there in April 2018. As South Korea and North Korea are engaged in separate talks, the issues of the Trump-Kim presidential summit should not be blended with that effort. Further, as the site for the first summit meeting between the US and North Korean leaders it may not be of appropriate stature as it evokes immediate memories of a past war and that may not be conducive to generating forward thinking to reach a sustainable, peace agreement agreement. Traveling to South Korea, away from the DMZ, would be fine for the US, but problematic for the North Koreans who would view Kim’s visit as a loss of dignity, and surrender to the notion that the South is the greater and the true Korea.  Pyongyang would certainly satisfy North Korea, but it might be deemed inappropriate to have a sitting US President visit there. Pyongyang much as the DMZ brings the past war to immediate perception and evokes the memory of United Kingdom Prime Minister Neville Chamberlain and French Prime Minister Édouard Daladier traveling to Germany for the disastrous Munich Meeting of September 1938. Trump would likely consider any similarity to that as anathema. For Kim, traveling to Washington, DC would be unacceptable in a similar way. Going there would not be felt as an act of peace, but politically and emotionally, an act of submission to Western authority and power. A meeting in Hawaii would evoke negative memories of the infamous surprise attack on Pearl Harbor, Schofield Barracks, and Hickam Field on December 7, 1941. It may likely heighten the idea that handling a rogue threat to the US with nuclear weapons must not languish in talks but be dealt with swiftly and decisively. Beijing or elsewhere in China would unlikely be a desired choice by the US. China, with some coaxing by the US, has put tremendous pressure of North Korea with regard to it nuclear weapons development and missile development. Yet, China remains a political, economic, and military ally of North Korea, not a neutral party to events. In a similar way, Japan and the Philippines are allies of the US, likely obviating the possibility that Tokyo or Manila or any other site in those countries would satisfy North Korea. Japan has more than once faced the threat of North Korean missiles test fired in its direction. Japan might acquiesce to a US request if asked to host the summit, but the decision might cause some domestic political strains. In the Pacific, Saipan Island, might be a possibility. It was the site of a tragic battle between US and imperial Japanese forces during World War II. While remote, it should be close enough to North Korea that Kim would have less anxiety about traveling there for a day by air or sea. However, the North Koreans might view it as a negative given that it is a US Commonwealth and its the history of being a staging area for US covert intelligence operations in North Korea during the Korean War. Wake Island was the site of the historical October 15, 1950 meeting between US President Harry Truman and US Army General Douglas MacArthur on the status of the fighting in Korea and reaching some agreement on its course. It was also the site of a tragic battle between US and imperial Japanese forces during World War II. Much like Saipan, it would be close enough to North Korea that Kim should have less anxiety about traveling there for a day by air or sea. Unlike Saipan, Wake Island is an unincorporated US territory. Still, Wake Island is controlled by the US Army and the US Air Force which might make it undesirable to the North Koreans. Although all of these considerations could remove these cities and countries from consideration as a site for the summit, there is always the strong likelihood, that certain inconveniences will be tolerated by the US or North Korea and one of them will be selected. Reaching a common point of agreement on the site of the talks in a positive fashion might also serve to set the tone for the talks.

One site that may be a long shot, and may not be on the list of either US or North Korea, but certainly worthy of consideration is Mongolia. Mongolia has relatively positive relations with both the US and North Korea. Although Mongolia is bordered solely by the Russian Federation and China, Mongolia has described the US as its most important “third neighbor.” Currently, targeted US assistance has promoted good governance and the rule of law; helped to nurture a new generation of democratic leaders; invigorated private sector-led growth, economic diversification, and long-term capital investment; and mitigated transnational criminal activity, to include human trafficking, and reduced domestic violence, US training and equipment has supported the professionalization of Mongolia’s defense forces and their continued support for United Nations peacekeeping operations. Because of Mongolia’s long and highly porous borders. The US has also assisted Mongolia with its nonproliferation activities. The US and Mongolia have signed a Bilateral Transparency Agreement, an Investment Incentive Agreement, a Bilateral Investment Treaty, and a Trade and Investment Framework Agreement. US President George Bush visited Mongolia in November 2005 became the first US President to do so. Mongolian Presidents have visited the US on several occasions. They have also visited North Korea. Mongolia has injected itself in critical matters in Northeast Asia as the abduction issue between Japan and North Korea. It has urged North Korea to consider emulating its post-Cold War transition model, and uphold rule of law and respect human rights of its citizens. North Korea has sought Mongolia’s help in modernizing its economy and industries. Mongolia has invested in North Korea’s oil industry, reached agreements for 5000 North Korean workers to come to Mongolia. Beyond political and economic issues, an intriguing link between Mongolians and North Koreans are “unique ties of blood”. Reportedly, Koreans and Mongolians ethnically belong to the Altaic language family. Many Korean clans are believed to have come from eastern Mongolia. According to some experts, those ties encourage both countries with each other with mutual respect and understand in way unavailable, with the ostensible exception, mutatis mutandis, with South Korea. The most likely location for the meeting in Mongolia would be Ulan Bator, the capital. Certainly, Mongolia can meet basic security requirements. It is close enough for Kim to travel, either by air or by ground in a day.

3. Reciprocal Confidence Building.

Before any talks occur or follow-on negotiations between the two countries begin, there are certain mutual understandings that must exist between the US and North Korea. There must be mutual respect shown and understanding given to participants and positions expressed in negotiations. To that extent, use of respectful language in addressing issues public to support congenial relations and  promote increased exchanges. This has been a considerable problem to date, and some governance must be placed on public verbiage. No precondition of creating parity in status as powers as talks or negotiations begin. There is no need to create a faux levelling of the playing field established, whereas the negotiations could be described as an “exchange between equals.” In reality, the talks concern North Korea’s  survival, not the survival of the US. The result of talks cannot simply be temporary steps, but a verifiable, sustainable agreement to keep peace in Northeast Asia. Parvis componere magna. (To compare great things with small.)

Acts the US could perform  as confidence building measures might include temporarily reducing or halting aerial exercises until negotiations are established, and then a decision on how to proceed from that point forward would be made. More vigorous talks on reducing military forces along the DMZ in a mutually acceptable way could be arranged between senioe military officials of the US, North Korea, and South Korea. It would represent an effort to make the Korean Peninsula safer from conventional war as well as nuclear exchange. (It would be counterintuitive of North Korean officials to expect Washington, Tokyo, and Seoul to accept that with the destructive power of their massive build up of artillery aimed at Seoul that “denuclearization of the Korean Peninsula would make South Korea safer.) These would be talks far beyond, more complex than those that have been occasionally held on the border between South Korea and North Korea at Panmunjom to handle contentious issues. Talks could be initiated by the most senior diplomats of the US and North Korea on crafting a final agreement on ending the Korean War. The US could recommend that a direct line of communication between Washington and Pyongyang at level of Foreign Minister and Secretary of State. There could be discussions arranged between diplomatic officials to mitigate “nagging issues” that have exist ed since the end of p hostilities in 1953. Incentives might be put in place, except financial giveaways, that would allow North Korea to rejuvenate its own society, reinvigorate its own industries. Suggestions could be sought from the North Koreans on what they feel would be helpful to aid the economic conditions in their country. Much as inviting a sizable delegation from Pyongyang to attend the PyeongChang Olympics, and creating a joint Korean Women’s Ice Hockey team allowed them to move from the shadows of the well walled-in, “hermit kingdom” into the light of the rest world. More visits, more congenial openings to the world could be proposed, encouraged to lift the shades, raise the blinds, and open the shutters for light from the outside world to come into North Korea. (It is likely that such openings would be limited by Pyongyang as such contacts with the outside world for too many North Koreans would be considered potentially destabilizing for its controlled society.) The North Koreans should hardly expect any huge giveaways, no Korean Peninsula Energy Development Organization (KEDO) to result the talks or negotiations that would cover the enormous expenditures made on the nuclear weapons and missile programs so far. There would be no discussion of purchasing the program.

Acts the North Koreans could perform as confidence building measures could include: the release of three US citizens being detained on varied charges in North Korea; the return of any remains of US troops from Korean War collected by the North Korea; make its own recommendation to create a direct line of communication between Washington and Pyongyang at level of Foreign Minister and Secretary of State. A potent step that Kim or North Korean officials could take, but would seem unlikely, is the return of the USS Pueblo, a US Navy intelligence ship captured on January 23, 1968 and converted into a museum. (It is of questionable utility to officials in Pyongyang particularly now as their country is facing potential annihilation.) Kim or North Korean officials, on their own volition could indicate a willingness to pull back artillery aimed at Seoul. If in Pyongyang, taking these steps would represent a loss of dignity, particularly if they took those steps after talks with Trump, Kim or North Korean officials could claim it was more the result of bilateral talks with South Korea. All of this being stated, however, no matter what Kim may agree with at the talks, if he feels once back in Pyongyang, that he has given too much, he would not hesitate to walk-back, through official statements, any undesirable points. Qui cumque turpi fraude semel innotuit, eriemsi verum dicit amittit fides.  (Whoever has once become known for a shameful fraud, is not believed even if he speaks the truth.)

4. Taking a Pragmatic Approach That Does Not Sacrifice Principles

Trump does not intend to turn down a diplomatic detour similar to that taken while trying to build relations with the Russian Federation. Finding a way to establish an authentic positive relationship with Russia was a struggle US administrations have engaged in for a few decades. Trump said he would try to find the solution, and explained that he would give it his best effort. Then Secretary of State Rex Tillerson began with small steps, working groups to settle nagging issues. Although those small steps were supposed to lead to bigger ones, and confidence was supposed to grow that was not the case. Small steps led nowhere. It appears that Russia used then simply as distraction. Seemingly long planned moves in locations such Syria, Ukraine, Estonia, Moldova, the Czech Republic, France, Germany the United Kingdom, Belgium, the Netherlands, Norway, Serbia, and Montenegro were executed at the same time. No movement on Crimea was even considered or broached in conversations between Tillerson and Russian Federation Foreign Minister Sergei Lavrov, as well as talks between Trump and Russian Federation President Vladimir Putin. Denials regarding Russia’s military presence in Eastern Ukraine continued. Intermediate Range weapons were not removed from Kaliningrad. Incessant cyberattacks were followed by denials from Moscow. Reportedly, Russia continued operations to interfere in US elections process nationwide according to intelligence and law enforcement officials. Finally, Putin rolled out new generations of nuclear weapons and delivery systems that Putin claimed US could not defeat. Included was a presentation of how missile could hit Florida, the location of Trump’s Mar-a-Largo Estate. All of those issues eere topped off by Putin’s unwavering and antagonizing denial that Russia interfered in the 2016 US Presidential Elections. After starting with promise, the effort moved metaphorically, one step forward and two steps back. Tillerson is no longer at State, and Trump intends to repair the situation. Hopefully, North Korea has not found anything instructive in what Russia has done.

Despite the long observed attitudes and behaviors of Kim and bellicose rhetoric of government spokespeople in Pyongyang, it may very well be, as experts declare, that the North Koreans are not suicidal. Understanding that should ostensibly provide some edge for Washington. However, it is difficult to deal with a morally flawed leadership. For national leaders lacking moral guidance, there is a greater chance that a mistake, an uncontrolled impulse will lead to disaster.  Much of what Kim has done so far, invest the North Korean treasury into weapons that in the current environment may only lead to his country’s annihilation, has been both unconstructive and self-destructive. There are intelligence estimates that say Kim has used an exorbitant $300 million of North Korea’s national treasury on weapons development. Estimates are that another $180 million has gone toward the production of 460 statues or monuments glorifying the Kims. Without a doubt, Kim is truly wrapped up in himself. While it may seem unimaginable for Kim to trigger an unbalanced, nuclear exchange would bring satisfaction, the 17th century French philosopher, mathematician, and physicist, Blaise Pascal, offers an interesting thought that might lead one to think otherwise. In Pensées, there is his statement: “All men seek happiness. This is without exception. Whatever different means they employ, they all tend to this end. The cause of some going to war, and others avoiding it, is the same desire in both, attended with different views. The will never takes the least step but to this object. This is the motive of every action of every man, even of those who hang themselves.”

5. Being Aware of Timing

As a political leader, there are no reelection worries for Trump at the moment that would lead North Korean officials to believe his decision making would be impacted by election or other political considerations. Trump’s foreign policy initiatives appear somewhat severed from issues shaping midterm elections for the US Congress . Kim also has no reelection worries for Kim. Kim, after all, rules everything in North Korea. However, while experts deemed would take a short amount of time before North Korea is close to developing a nuclear capability that could pose considerable danger to the US, there is an element of uncertainty in those calculations. Kim may achieve his goals even sooner than anyone might predict. Talks would hopefully quell Kim’s  nuclear ambitions before he reaches all of his development goals.

6. Maintaining a Deep Respect for the Politics of the Situation.

After mourning the death of his father Kim Jong Il on December 17, 2011,  the younger Kim tried to gain momentum during the fifth session of the 12th Supreme People’s Assembly in April 2012, where he was elected Supreme Leader of the country. Much as his father, he is also referred to as the “Great Leader” by the North Korean people. The title Supreme Leader conferred Kim with all power over the Korean Workers’ Party and other political bodies and effectively concluded the power succession. North Korean elites are obedient and terrified of him.

Fama, malum qua non allud velocius ullum. (Rumor, the swiftest of all evils in the world.) North Korean officials, attempting to prepare Kim for his meeting with Trump, invariably have already been mining through overt information about Trump, to try to more fully understand him, albeit in the abstract. They would undoubtedly like to determine how he will likely approach the talks and possible angles from which he might challenge Kim, and how Kim could explain North Korean positions and demands in a plausible, satisfying way. A task for North Korean officials would be to filter out distractive, musings about Trump presented by his critics. If their briefings are filled with reports based on such critiques of Trump, the talks could prove to be useless which would be tragedy for their side. Perhaps the most useful thing for them to know is that the current concept and intent of US foreign and national security policy is develop from Trump’s thinking. Professional, dutiful subordinates can at best offer policies and approaches impelled by the US President. Some journalists, former politicians and political operatives among Trump’s critics, have apparently become so habituated to engaging in narrow thinking and been victimized their own malicious rhetoric and hateful distortions, that they have completely ignored or forgotten this reality.

The Way Forward

In Act V, scene i of William Shakespeare’s play, Titus Andronicus, the Roman general, Titus Andronicus, has returned from ten years of war with only four out of twenty-five sons left. He has captured Tamora, Queen of the Goths, her three sons, and Aaron the Moor. Obedient to Roman rituals, he sacrifices Tamora’s eldest son to his own dead sons, earning him Tamora’s unending hatred. As fate would have it, the new Emperor Saturninus makes Tamora an empress and from her new position, she plots revenge against Titus. She schemes with Aaron to have Titus’s two sons framed and executed for the murder of Bassianus, the emperor’s brother. Unsatisfied, she urges her sons Chiron and Demetrius to rape Titus’s daughter Lavinia, after which they cut off her hands and tongue to prevent her from reporting their crime. Finally,  Lucius, the last son of Titus is banished from Rome. Lucius then seeks an alliance with his sworn enemy, the Goths, in order to attack Rome. Titus, feigning madness, manages to trick Tamora. He captures her sons, kills them, makes pie out of them, and feeds the pie to her. He then kill Tamora and his daughter Lavinia. In Lucius’ camp with the Goths, a Goth soldier who learned the fugitive Aaron, along with his baby, were in an abandoned monastery, brought them back to camp. Lucius’s impulse was to hang the child hang first and have Aaron watch. While in a noose, Aaron makes a bargain with Lucius to save his child in exchange for knowledge of all the horrors that have occurred. Once Lucius agreed to do so, Aaron revealed every violent act directed by Tamora. However, he then tells more about himself, listing other crimes he has committed. He states: “Even now I curse the day–and yet, I think, Few come within the compass of my curse,–Wherein I did not some notorious ill, As kill a man, or else devise his death, Ravish a maid, or plot the way to do it, Accuse some innocent and forswear myself, Set deadly enmity between two friends, Make poor men’s cattle break their necks; Set fire on barns and hay-stacks in the night, And bid the owners quench them with their tears. Oft have I digg’d up dead men from their graves, And set them upright at their dear friends’ doors, Even when their sorrows almost were forgot; And on their skins, as on the bark of trees, Have with my knife carved in Roman letters, ‘Let not your sorrow die, though I am dead.’ Tut, I have done a thousand dreadful things As willingly as one would kill a fly, And nothing grieves me heartily indeed But that I cannot do ten thousand more.” Eventually, Lucius has the unrepentant Aaron buried alive, has Tamora’s corpse thrown to beasts, and he becomes the new emperor of Rome. As Trump alluded to in his September 2017 remarks at the UN, Kim’s regime is extraordinarily violent and he seems to possess a homicidal ideation. South Korea’s main intelligence agency apparently examined the matter in December 2016. Indeed, according to a December 29, 2016 article in Yonhap, the National Intelligence Service (Gukga Jeongbowon), Kim is likely responsible for a record number of purges and executions since fully assuming power. Indeed, the white paper reportedly concluded that in the first five years of his reign, Kim may have dismissed or killed 340 North Koreans, many of them government officials. The white paper additionally explained that the number of purges and executions has also skyrocketed as Kim increased his authoritative grip on the country after he was elected Supreme Leader of the country in April 2012. It was concluded in the white paper that those mass executions of hundreds of high-ranking officials, including the public sentencing of Kim’s uncle-in-law Jang Song Thaek, were part of Kim’s plan to firmly consolidate his inherited power as the third-generation ruler of North Korea. Yonhap quoted the white paper as stating: “There were 3 [purged or executed] in 2012, more than 30 in 2013, greater than 40 in 2014, and more than 60 in 2015.” The white paper added:  “The numbers show a rapid increase.” The white paper further noted that North Korea “temporarily refrained” from mass purges after the sudden execution of Defense Minister Hyon Yong Chol in 2015, but resumed killing senior officials in 2016.

Kim has initiated a charm offensive, presenting himself as an exponent of denuclearization, unification, and peace. However, he has already shown enough of his hand for anyone to conclude his intentions are likely  hostile. Trump knows Kim is a predator and simply trying to manage attention the world’s attention, but perhaps he also sees that Kim is in a dire situation. He seems to be allowing him some room to take a new tact. If everything goes the way of the US, North Korea will scrap its nuclear weapons and missile programs. Sadly, the very likely possibility is that Kim is not directing his efforts at Trump but at South Korea. Talking to Trump may serve to convince the South Koreans of their peaceful purpose. Getting an agreement on anything with the US may be inconsequential  to him. A signal of success in the talks for him would be a unilateral decision by South Korea to halt their participation in US-lead military exercises. Even better for him would be a request in the near future by South Korea for partial, substantial, or the complete withdrawal of US forces from their country before or simultaneous with a dismantling of North Korea’s nuclear weapon and missile programs. It all seems to be part of a North Korean strategy of gaining control of the Korean Peninsula by getting South Korea to buy into the fantasy that cooperating with it would create conditions for truly peaceful relations between the Koreas. Subsequently, the region would also be made safer, and the door would be opened to genuine Korean unification. If this sort of scenario has been presented to Kim by officials in Pyongyang mainly to soothe his ego regarding the talks, North Korea may be doomed. Negligentia semper habet inforturnam comiten. (Negligence always has misfortune for a companion.)

Tyrannical figures have often self-destructed once their power began slipping from their hands. While he speaks one way, consciously, he may be acting unconsciously to a deeper thought that his regime faces inevitable destruction. Unknowingly, he might very well be setting the stage to lash out in a spectacular way before Trump does. He may attempt to use as much of his existing stockpile of nuclear weapons as possible, any way he can. Kim apparently holds his sister, Kim Yo-jong, in high regard and seems to take counsel of her on occasions. She led a delegation of North Korean officials to the PyeongChang Winter Olympics. However, there is no public indication that he has a close associate , a friend that he can rely upon consistently, much as Roman Emperor Augustus Caesar relied upon General Marcus Vipsanius Agrippa, according him the status of Imperium, holding the power of the Emperor in the Eastern Mediterranean. To that extent, no one in a caring way could comfortably or confidently, approach Kim and counsel him to “Stop chasing your destructive dream of developing a large nuclear arsenal capable of striking the US.” Trump certainly is not a friend of Kim, but it appears that it has been left to him to convince Kim of the truth. Appetitus rationi pareat. (Desire ought to obey reason.)

Under Pressure Over Aleppo Siege, Russia Hints at Seeking Deal with US: Can Either Country Compromise?

US Secretary of State John Kerry (right) and Russian Foreign Minister Sergei Lavrov (left) are the central points of diplomatic interaction between the US and Russia. They have worked together on a variety of urgent and important issues concerning their countries. They are now slogging away trying to find a way for the US and Russia to jointly end the Syria War and establish peace. Kerry has proposed US-Russian military coordination with preconditions. However, to secure an agreement on it, Kerry must convince Putin, not Lavrov, to change Russia’s positions.

According to an August 15, 2016 New York Times article entitled, “Under Pressure over Aleppo Siege, Russia Hints at Seeking Deal with US,” Russia suggested that it was close to an agreement on a military collaboration with the US to attack ISIS fighters in Aleppo, Syria as part of a solution to the unfolding humanitarian disaster there. US officials had no immediate comment on that claim. That joint effort would represent a new level of cooperation between the two countries which seek an end to the five-year-old Syria War. They support opposing sides. The New York Times reported foreign policy analysts believe Russia was negotiating in an attempt to avoid the appearance of blocking humanitarian aid to civilians in war-torn Aleppo by its airstrikes in Syria, Russian Federation Foreign Minister noted however, “It is of utmost importance that terrorists would not be getting reinforced with militants, guns, and munition [sic] supplies under the humanitarian aid disguise.” Russian Federation Defense Minister Sergei Shoigu was the official who made the statement on the possible agreement. He explained in a measured way: “We are moving step by step closer to a plan—and I’m only talking about Aleppo here—that would really allow us to start fighting together to bring peace so that people can return to their homes in this troubled land.”

Russia and its Syrian, Iranian, and Iranian-led allies have faced significant setbacks on the battlefield as a result of their opponents’ abilities to capitalize on their inadequacies and mistakes. Russia will need to decide whether its actions will remain in the gap between contributing significantly to the efforts of allies fighting in support of the regime of Syrian Arab Republic President Bashar al-Assad and working with the US to act more effectively and more decisively against mutual Islamic militant opponents. The prospective agreement, to which Shoigu referred, would stem from military talks underway in Geneva. Those talks were set up as a result of a proposal proffered by US Secretary of State John Kerry to share intelligence with Russia and coordinate airstrikes against ISIS and other Islamic militant groups. However, Putin and senior Russian officials seem to view the proposal less from how it will help end the war than how it may present the chance to get compromise from the US on Syria and promote Russia’s immediate objectives there. Kerry’s proposal has been put forward as the administration of US President Barack Obama comes to a close. Still, after eight years of contacts, a inordinate amount of obloquy has recently been hurled back and forth from officials in Washington to Moscow. Failure to get an agreement on coordination will undoubtedly make it more difficult for Russia to get an agreement from the US on reconstruction and peace-enforcement which would be important for Russia to have. Reconstruction in Syria will be a decades-long, very expensive effort. Russia will need to gather partners to help with its costs and its execution. A peace-enforcement mission, perhaps under UN auspices, will likely be needed to ensure that peace would be given a chance to take hold. Russia should keep in mind that the US has proven to be an invaluable partner in such complex reconstruction efforts and peace-enforcement missions worldwide in past years.

The Obama administration may not be enthused about working with Russian President Vladimir Putin on Syria, but it seems to recognize that Russia, with its considerable military investment in Syria, can play an important role in ending the war. Putin must recognize that much could be accomplished with US know-how and resources in both efforts. If he cannot recognize the good that cooperation would bring at first glance or simply refuses to make mutual compromises with the US to gain its assistance, what is left for the US is to get him to understand via diplomacy. US Secretary of State John Kerry has slogged away seeking the right approach to make that possible. A few recommendations are offered here. The Syria War appears to be getting worse. Experience may make US and Russian officials averse to finding compromise on military coordination on Syria. Pride and ego can also harden attitudes. If such influences cannot be set aside, the two sides may remain locked into their relative positions for a long while. Praeterita mutare non possumus, sed futuraprovidere debemos. (We cannot change the past, but we can anticipate the future.)

Often poker faced in talks, US Secretary of State John Kerry, a statesman, speaks in a manner that is easy, comfortable, assuring, and logical. He is an agile thinker who seeks creative solutions to problems, often requiring him to be discreet. He worked well with Russian Foreign Minister Sergei Lavrov on the removal of chemical weapons from Syria in 2013. They worked on the same side during the Iran Nuclear Talks during two years of negotiations from 2013 to 2015. He may achieve similar success with Lavrov on Syria.

US Inaction Leads to Russian Action

Obama made it clear from the start that he was skeptical of using US military force in Syria. In a notable August 18, 2011 speech, Obama made the direct statement, “the time has come for President Assad to step aside.” There were many additional declarations, insisting that Assad step down. Yet, having taken that maximalist position, there was an unwillingness to act. Within the Obama administration, it was truly believed that Assad would simply fall away, but that did not occur. That led the Obama administration in 2012 to provide the Syrian Opposition Movement with its support in the hope that Assad could be pressured to the negotiating table by Free Syrian Army advances and eventually agree to step down under a settlement. However, the US effort in Syria was designed and recognized by many as work on the margins. Obama would begrudgingly authorize the creation of a US-led coalition to airstrikes against the ISIS juggernaut that ran through Iraq in 2014. Those operations against ISIS were expanded to include ISIS targets in Syria. Obama sent US special operations forces to Iraq to advise and train Iraqi Security Forces and Iraqi Kurd military formations. Still, there would be no US combat units sent to fight ISIS in Syria.

Putin, however, did what Obama said he never wanted to do in Syria. In September 2015, Putin took the option of solving the conflict in Syria on his terms using a strong military hand. He explained that Russian Federation forces were sent into Syria both to “stabilize the legitimate authority” of Assad and to fight ISIS. He put a limited number of troops on the ground to protect Russia Federation military sites, and to serve as advisers and instructors for Syrian Arab Army units and volunteer units loyal to the regime. He would join Syrian, Iranian, and Iranian-led ground forces in battle against opponents using Russian Federation air power. Putin’s actions were mulled over, well-plotted, and implemented as to apply a calibrated amount of pressure on opponents of the Assad regime using measured amounts of military resources and controlling expenses. He was willing to accept a certain amount of risk in operations and was prepared to contend with some loss of personnel. Russia’s succor has benefitted Syrian, Iranian, and Iranian-led forces fighting on the ground not only in terms of military resources but also through guidance in the use of them.

Russia’s intervention did not mean an end to US-Russia diplomacy on Syria. Russia has supported talks between the Syrian Opposition and the Assad regime. Even before Russia went into Syria, Lavrov engaged in talks with the US to episodically establish a variety of cease-fires, nationwide and in specific provinces and negotiate humanitarian corridors. When Russian Federation military operations began, Moscow initially sought cooperation with Washington on Syria, but it was sought, however, solely on Russia’s terms. Those terms, in line with Putin’s concept for intervening in Syria, included providing diplomatic and military shelter to Assad and attacking, not only ISIS, but Western-backed rebel groups of the Free Syrian Army that oppose the Assad regime. Obama and other Western leaders sought to bring Putin into a US-led coalition. However, that would occur with the understanding that the goal of the coalition was the removal of Assad from power. Given the disparity between their positions, on November 27, 2015, Dmitry Peskov, spokesman for Russian Federation President Vladimir Putin,  played down the idea of cooperation at a Kremlin press conference. That announcement was surprisingly slow in coming given that the Obama administration was unsupportive of Russia’s intervention from the get-go. On September 30, 2015, US Secretary of Defense Ashton Carter forecasted about Moscow’s military involvement in Syria, “The Russian approach here is doomed to fail.” Obama stated on October 2, 2015: “An attempt by Russia and Iran to prop up Assad and try to pacify the population is just going to get them stuck in a quagmire and it won’t work.” Interestingly, Kerry was still authorized and ordered by Obama to negotiate some arrangement in which the US and Russia would coordinate in the ISIS fight.

Russian Federation Foreign Minister Sergei Lavrov has prying eyes that rarely turn away.  He has masterfully used diplomacy to turn policy into action in accord with Russian President Vladimir Putin’s concepts and intent. At this point, the Lavrov and US Secretary of State John Kerry are well-versed on each other’s idiosyncrasies. They are able to gain insight from every inflexion, tone, and or change in voice.

Kerry-Lavrov Diplomacy

Diplomacy requires finding some middle ground, typically through some compromise, upon which an agreement can be reached and better relations can hopefully be built. Despite a divergence in interests, the US and Russia achieved early diplomatic success on Syria when an agreement was reached on a list of rules to ensure military aircraft from the US and Russia would not mistakenly run into or fire on one another as they conducted airstrikes. However, Kerry and Lavrov are the central points of diplomatic interaction between the US and Russia. Diplomatic success on Syria would eventually be achieved by them. They have worked together on a variety of urgent and important issues concerning their countries. They worked well together on the removal of chemical weapons from Syria in 2013. They worked on the same side during the Iran Nuclear Talks as the P5+1, the UN Security Council’s Permanent Five Members (the US, Russia, the United Kingdom, France and China) plus Germany managed to construct an agreement on the Iranian nuclear program after nearly two years of negotiations from 2013 to 2015.   Often poker faced in talks, Kerry, a statesman, speaks in a manner that is easy, comfortable, assuring, and logical. He is an agile thinker who seeks creative solutions to problems, often requiring him to be discreet. Lavrov has prying eyes that rarely turn away.   He has masterfully used diplomacy to turn policy into action in accord with Putin’s concepts and intent. At this point, the two diplomats are well-versed on each other’s idiosyncrasies. They are able to develop insight from every inflexion, tone, and or change in voice. In oculis animus habitat. (In the eyes their character lives.)

A product of efforts by Kerry and Lavrov to find common interests among the warring parties in order to stop the violence in Syria was the December 18, 2015 UN Security Council vote on Resolution 2254 on Syria. It called for a ceasefire and a peace process that held the prospect of ending the Syria War. The resolution was agreed upon unanimously, 15-0, but sharp differences remained between the US and Russian positions. Russia’s key demand was that Syrian President Bashar al-Assad be allowed to remain in power. It is a position also supported by China and Iran. Removing Assad from power in Damascus remained a US requirement. Yet, the resolution made no mention of whether Assad would be able to remain in power or run in any future elections. UN Security Council Resolution on Syria 2254 essentially called for the following: a ceasefire had to be established and formal talks on a political transition had to start in early January 2016; groups seen as “terrorists,” including ISIS and the erstwhile Jabhat al-Nusra were excluded; “offensive and defensive actions” against such groups, referring to US-led and Russia airstrikes, could continue; UN Secretary-General Ban Ki-moon was asked to report by January 18, 2016 on how to monitor the ceasefire; “credible, inclusive, and non-sectarian governance “ should be established within 6 months; free and fair elections” under UN supervision to be held within 18 months; and, the political transition should be Syrian led.

What followed Resolution 2254 was UN Security Council Resolution 2268, unanimously adopted on February 26, 2016. The new resolution, brokered by Kerry and Lavrov, called for an immediate “cessation of hostilities” in Syria upon which the Assad regime and the Syrian Opposition agreed.  Countries with influence on the parties agreed to press them to adhere to their commitments.. Then, on March 14, 2016, the Geneva Talks resumed. They were the first talks in two years and came at a time when a marked reduction in fighting was perceived. Still, what created real hope that the war might soon end was the surprise announcement by Putin on the same day as the resumption of the peace talks in Geneva that he was “ordering the withdrawal of the main part of our [Russia’s] military contingent” from Syria. Putin explained: “The effective work of our military created the conditions for the start of the peace process.” He continued, “I believe that the task put before the defense ministry and the Russian armed forces has, on the whole, been fulfilled.” Only the day before the announcement, Putin and Obama spoke by telephone, after which the Kremlin said the two leaders “called for an intensification of the process for a political settlement” to the conflict, but Assad’s future was not discussed. Putin’s decision pull his fprces put of Syria seemed to fall in line with that pledge. In addition to the withdrawal announcement, Russian Federation UN Permanent Representative Vitaly Churkin explained “Our diplomacy has received marching orders to intensify our efforts to achieve a political settlement in Syria.” Regarding what lied ahead in Syria for Russian Federation forces, Churkin noted, “Our military presence will continue to be there, it will be directed mostly at making sure that the ceasefire, the cessation of hostilities, is maintained.”

If a feigned retreat by Putin was synchronized with the “cessation of hostilities” and used to manipulate opponents of Russia and its’ allies, the move was effective. Islamic militant groups that were not included in the ceasefire agreement engaged in firefights and fired artillery across battle lines prematurely seeking to better position themselves to exploit expected advantages resulting from Russia’s departure. Ire over the shaky ceasefire and the Assad regime’s violations of it reportedly drove some moderate Opposition fighters over to ISIS and other Islamic militant groups.

Putin’s “Feigned Retreat?”

Russia Federation forces withdrew from Syria, but estimates are that only 10 to 25 percent actually left. Moreover, Russian activity in Syria increased. Reuters reported the “Syrian Express,” the nickname given to the ships that have kept Russian forces supplied via the Black Sea Russian port of Novorossiysk to the Russian naval base at Tartus, Syria. It shipped more supplies, equipment, and munitions into Syria in the two weeks following Putin’s withdrawal announcement than it had two weeks prior. Russian Federation Air Force and the Syrian Arab Air Force continued to destroy the opponent’s units, material, and command, control, communication and intelligence, training facilities, and other targets. The ground forces of Russia’s allies remained active and returned a good portion of Syrian territory back to the Assad regime. Kerry and Lavrov carried on with their diplomatic efforts, but the ceasefire did not hold.

The Obama administration seemed to view Putin’s withdrawal announcement as a type of feigned retreat. The feigned retreat is a military tactic said to have been introduced to the West in the 8th century by the Frankish Duke and Prince Charles Martel. Under it, an army would pretend to withdraw or behave as if it has been routed in order to lure an opponent into a position of vulnerability. It was a difficult tactic to execute, requiring the use of well-trained soldiers. Once the opponent presses into the withdrawing army, undisciplined troops would panic and lose coherence, and the rout would become genuine. Charles Martel used the feigned retreat to defeat the army of Chilperic II and Ragenfrid of Neustria at Ambleve in 716. He attacked their army as they rested midday, he then feigned retreat to draw them from their wooded defensive positions into open ground where the situation was reversed. Charles Martel used the tactic again to draw an invading Islamic army into attacking at Poitiers in 732 by leaving his defenses relatively open. He did not construct pits and other obstacles and positioned his horsemen in a way to convince the Islamic army that it would not be enveloped if it charged in. The feigned retreat reportedly was used with moderate success by William the Conqueror at the Battle of Hastings in 1066.

One might postulate that Putin’s feigned retreat included synchronizing his withdrawal announcement with the resumption of the Geneva talks, and while the “cessation of hostilities” was in effect. In that environment, opponents of Russia and its allies were perhaps considered more apt to be manipulated. The maneuver, if actually executed, appears to have worked. Mainstream opponents of Assad were unable to control the actions of some Islamic militants some of which they were tenuously aligned. Islamic militant groups, not included in the internationally sponsored ceasefire, engaged in firefights and fired artillery across battle lines, apparently seeking to immediately exploit Russia’s departure. Accusations of ceasefire violations were heard from all sides around Syria. Ire over the shaky ceasefire and the Assad regime’s violations of it reportedly drove some moderate Opposition fighters over to ISIS, Jabhat al-Nusra, and other Islamic militant groups. A coalition of Free Syrian Army units, Islamic militant groups already existed in the form of Jaysh al Fateh. The ceasefire became untenable once Russian Federation Air Force and Syrian Arab Air Force jets provided air support for Syrian Arab Army units and pro-Assad regime allies in those exchanges. Putin’s feigned retreat also ostensibly allowed Syrian, Iranian, and Iranian-led units to rearm and resupply for offensive action toward Palmyra.

The Russian Federation armed forces and intelligence services use their own intelligence tactics, technique, procedures, and methods to meet the needs of Russian Federation commanders and planners. Russian Federation commanders and planners certainly would like believe that by intensifying their own intelligence gathering activities, they can achieve success, particularly by using air power, without US assistance. However, their concern over recent successes of their opponents and their failure to effectively respond to them indicates they are not so certain of their capabilities

Good Thoughts, Good Words, Good Deeds?

The perception of a feigned retreat of Russia from Syria did not make US-Russia diplomacy easier. US officials were already regularly reproaching Russia over its repeated airstrikes upon “moderate” anti-Assad groups while ostensibly seeking to attack ISIS. Obama’s disappointment could be discerned in his statements. On August 6, 2016, Obama admonished Putin over Russia’s actions in Syria by stating: “I’m not confident that we can trust the Russians or Vladimir Putin.” He continued: “Whenever you are trying to broker any kind of deal with an individual like that or a country like that, you have got to go in there with some skepticism.” Timeo danaos atque dana ferentes. (I fear the Greeks even when they bring gifts.)

Obama’s uncongenial words could be characterized as a shot across Russia’s bow and perhaps signaled fatigue over the diplomatic process with Russia had set in. However, in diplomacy, words and behavior matter absolutely. Kerry knows that diplomacy must be handled with a certain amiability and gentleness in order to create the environment for the development of mutual respect and understanding. In talks on Syria, he would hardly omit what some anonymous US officials have called “inconvenient facts” about Russian actions. He surely broaches such matters, but in way that avoids closing any doors and avoids igniting a negative exchange with Putin, Lavrov, or any official of the Russian Federation government. Regardless of any personal feelings he might have over an issue, he must maintain his balance in spite of them.

Russia will not be able to use its military wherewithal alone, at least in a limited way, to secure victory on its terms in Syria and “get out of Dodge.” Enough support exits for Islamic militancy in the world that a struggle over US and Russian interests in Syria is being overshadowed by the continuous rise of Islamic militant groups there. This was evident at Aleppo where Russia’s allies could not maintain their siege. Commanders of Islamic militant groups seem capable of constantly making adjustments and replenishing with fighters (as above) by the hundreds, creating a more vexing situation on the ground.

Kerry remains authorized and ordered to establish cooperation. Obama did indeed say with opprobrium, “The US remains prepared to work with Russia to try to reduce the violence and strengthen our efforts against ISIL [ISIS] and Al-Qaeda in Syria, but so far Russia has failed to take the necessary steps.” Kerry and Lavrov continued their diplomatic efforts, sponsoring the International Syria Support Group, a multinational effort seeking to create the conditions for peace talks. Moreover, remaining on the table was Kerry’s proposal offering to share US intelligence with Russia and coordinate airstrikes against ISIS and other Islamic militant groups, with the precondition that the Syrian Arab Air Force halt its airstrikes against mainstream Opposition military units. As mentioned earlier, senior US and Russian Federation military officials have been negotiating in Geneva over how they would coordinate under Kerry’s proposal as well as restore an overall ceasefire. The Russian Federation armed forces and intelligence services proudly use their own intelligence tactics, technique, procedures, and methods to meet the needs of commanders and planners. Russian Federation commanders and planners would certainly like to believe that by intensifying their own intelligence gathering activities, they can achieve success without US assistance. However, they have unquestionably been unsettled by the recent successes of their opponents and their failure to respond effectively to them. Beyond human intelligence collection—spies, the US gathers continuous signals and geospatial intelligence over Syria. Multiple streams could assist the Russian Federation commanders and planners in pinpointing ISIS and other Islamic militant groups on the ground even if they are dispersed. Air assets of the Russian Federation and its allies could destroy them, disrupt their attacks, and support ground maneuver to defeat them. In support of the proposal, Kerry and Lavrov have already agreed that a map could be drawn up indicating where Islamic militant groups are positioned. They also have agreed that US and Russian military personnel working in the same tactical room would jointly analyze the intelligence and select targets for airstrikes. Est modus in rebus. (There is a middle ground in things.)

Nevertheless, at this juncture, Kerry is not oriented primarily on drawing out compromise from Lavrov, Shoigu, or senior Russian military officials in Geneva. Indeed, Kerry knows he must convince Putin, himself, that it would be in Russia’s interest for him to change his position. Putin hardly believes that US assistance would have significant value to Russia. Regarding Syrian Arab Air Force airstrikes, Putin has said he has no control over what Assad does with his forces and has explained the Syrian leader does not trust the US. Much as Obama has negative impressions of Putin’s actions and intentions, Putin holds certain negative impressions of Obama. Putin may also feel uncertain about making any deals on Syria with one US leader now, only to face another in a few short months. Certainly, at the State Department, Defense Department, and other elements of the US foreign and defense policy establishment, legions of diplomats and officials are working on what was called in Ancient Rome a maremagnum, a complicated issue requiring the efforts of many to solve. As no approach has wangled compromise from Putin so far, new approaches are needed. Some alternative approaches are offered here.

The value of US assistance might be increased in Russian Federation President Vladimir Putin’s mind through a demonstration of US capabilities. The US could also demonstrate how US assistance would have value by using the intelligence resources it proposes to share with Russia in order to target and destroy a number battle positions of ISIS and other Islamic militant groups in Syria, and disrupt and destroy developing attacks and counterattacks against Russia’s allies. Russian Federation officials could also be given a US battle damage assessment.

Recommendations

To help Putin countenance Kerry’s proposal, Kerry could explain that cooperation on intelligence and an airstrikes against Syria will speed the end of the conflict. Russia may not be able to use its military wherewithal alone, at least in a limited way, to secure victory on its terms in Syria and “get out of Dodge.” Enough support exits for Islamic militancy in the world that the struggle by the US and Russian over their respective interests in Syria is practically being overshadowed by the continuous rise of Islamic militant groups there. Commanders of Islamic militant groups seem capable of constantly making adjustments and replenishing with fighters by the hundreds, creating a more vexing situation on the ground. That was evident at Aleppo where Russia’s allies could not maintain their siege. Indeed, Putin could be reminded that on July 28, 2016, after a month of negotiations and immense pressure from Qatari and Turkish representatives, Jabhat al-Nusra announced that it broke with Al-Qaeda and had officially changed its name to Jabhat Fateh al-Sham. Almost immediately, reinforcements for Jabhat Fateh al-Sham began to flow into Syria from the border with Turkey. At least 100 new fighters arrived in Aleppo each day, together with numerous convoys carrying arms, ammunition, and supplies. During the effort to break the siege, Opposition forces and Islamic militant groups were observed fighting side by side under the banner of Jaysh al Fateh. Even after the siege was broken, it was explained in a briefing at the Russian Federation Ministry of Defense, Russian Federation Lieutenant General Sergei Rudskoi that about 7,000 Jabhat Fateh al-Sham fighters were massing south-west of Aleppo for over a week and still being joined by new fighters. Rudskoi said the fighters had tanks, infantry fighting vehicles, artillery and vehicles with weapons mounted on them. Kerry could explain that the problem will grow exponentially over time as commanders of Islamic militant groups make further adjustments and reinforce by the hundreds, creating a new, more vexing situation on the ground. Kerry could point out that so far, Russian Federation Air Force has barely isolated the battlefield and has failed to deny their opponents reinforcements and supplies needed to win engagements. At best, its efforts could be measured by its contribution to the destruction in Syria to include civilian deaths and the obliteration of nonmilitary structures. As it was discovered after the destruction of the Abbey of Monte Cassino in Italy during World War II, Germans troops were afforded better concealment from Allied airstrikes and ground attacks in the structure’s debris. One might assume senior US military officers are discussing these matters with their Russian Federation counterparts in Geneva. However, these disconcerting facts about Russia’s Syria campaign may not have reached Putin.

To further encourage a change in Putin’s perspective on Kerry’s proposal, the US could increase the value of its assistance through an actual demonstration of US capabilities. That might be accomplished by providing Putin with a complete US military analysis of the setbacks Russia and its allies have faced in Syria, and the relative strengths and weakness versus their Islamic militant opponents. It might be demonstrated exactly how US intelligence resources it proposes to share with Russia and US military resources would have value to Russia by targeting and destroying a number battle positions of ISIS and other Islamic militant groups in Syria, and disrupt and destroy developing attacks and counterattacks against Russia’s allies. Putin could be shown via video how the unique capabilities of US weapons systems could enhance the quality of air strikes. He could also be provided with US military assessments of those attacks.

Kerry might also seek to connect with Putin by reminding him that leaving Syria without at least initiating some complex comprehensive plan for reconstruction and peace-enforcement would be a mistake. That would create ideal conditions for the resurrection of ISIS, Jabhat Fateh al-Sham, or the establishment of another Islamic militant group to fill the vacuum of power around the country. That was what occurred in Iraq after US forces departed, the problem in Libya with the removal of the regime of Muammar El-Ghaddafi, and it is a growing problem in Afghanistan. Putin must consider that cooperation between the US and Russia in the fight against Islamic militant groups would set the stage for close and effective cooperation between the two countries on a postwar reconstruction and peace-enforcement mission in Syria. Without it, Russia’s investment in Syria might amount to nothing in the end. In discussing postwar Syria, Kerry could give assurances on how the US will respond with regard to certain hot issues. For example, at a UN meeting in Vienna on November 14, 2015, Kerry proposed allowing all Syrians, “including members of the diaspora,” participate in national elections, betting that if Syrians around the world participated in it, Assad would lose. Putin was never going to standby for that and has used force, in addition to the fight against ISIS and other Islamic militant groups, to best shape the situation in Syria to secure Russia’s interests. Mending that fence may require a very hard decision concerning Assad by the Obama administration. Further, Kerry could point to the international reconstruction effort launched in Bosnia in 1995 under the Dayton Peace Agreement and the creation of the multinational peace-enforcement force in support of the agreement’s implementation, I-FOR (Implementation Force). The US and Russia cooperated as members of that force and the follow-on force, S-FOR (Stabilization Force.).

By reaching an agreement now on Syria and conducting effective airstrikes against ISIS, Jabhat Fateh al-Sham, and other Islamic militant group, there would be a greater chance that US-Russian coordination would be preserved by the next US administration. Further, that military cooperation might influence a US decision to assist at some important level in reconstruction and possible peace-enforcement mission in Syria. US participation in those efforts could encourage participation from other countries.

Regarding Russian concerns over the future of US leadership, Kerry could explain that Russia should act quickly now with the assurance that the US will be working directly to destroy ISIS and other Islamic militant groups. An agreement will at least allow for a US-Russian working relationship for few months, putting tremendous pressure on ISIS, Jabhat Fateh al-Sham, and other Islamic militant groups from the air. Kerry could emphasize the reality that reaching an agreement now on Syria and coordinating effectively under that agreement would increase the possibility that US-Russian coordination at that level would be preserved by the next US administration. Further, that cooperation could greatly influence a US decision to assist at an important level in postwar reconstruction and a possible peace-enforcement mission in Syria. Russia has recently sought stronger ties with Arab countries, bolstering economic ties with Qatar, the United Arab Emirates, Oman, and Kuwait and diplomatic overtures with Algeria, Iraq, and Egypt. Russia’s hope is by courting those countries they would become more receptive to its’ calls for a political solution in Syria. It is also hoped those countries would become responsive to an eventual campaign by Russia to gain financial support for Syria’s reconstruction. However, US participation in those efforts may do much to encourage participation from those Arab countries and Western countries as well.

Kerry’s words alone may no longer have any impact on Putin. To provide a new perspective on the proposal, Kerry could try to bring third parties that have some standing with Putin into the negotiation process. There are no national leaders who could serve as independent third party to address Kerry’s proposal with Putin. However, Kerry could perhaps seek assistance from Pope Francis of the Roman Catholic Church or Kirill Patriarch of Moscow and Primate of the Russian Orthodox Church to speak to Putin. They could discuss the need to forgo placing primacy on national interests and focus on the global threat posed by ISIS and other Islamic militant groups, and the tragedy that has befallen the Syrian people. They cannot support war, but they can support collaboration between the US and Russia to halt the evil of Islamic militancy in Syria.

These approaches should not be presented as guesswork on the potential success US assistance may bring. Rather, they should be presented as hard facts to get Putin to see what is possible and change his perspective on cooperation. Finding success from the approaches presented here may be a long-shot. Kerry knows that you miss 100 percent of the shots you do not take.

Russian Federation President Vladimir Putin (above) and senior Russian officials are apprehensive over US actions and intentions on Syria. However, many US officials have been expressing concerns about coordination with the Russians. They doubt Putin will compromise. They believe that Putin cannot be trusted. On Syria, it may be best for the US and Russia to work as partners. Choice itself is not good. It is the right use of choice that counts. Nothing could be worse than thinking of what might have been if things had been done thusly. Hopefully, that will not be the case for the US or Russia on Syria.

The Way Forward

Tot capita, tot sententiae. (So many heads, so many opinions.) Putin and other Russian officials are quite apprehensive of US actions and intentions on Syria. However, many US officials have been expressing concerns about coordination with the Russians. They doubt Putin will compromise. Moreover, they believe Putin cannot be trusted. Trusting Putin may be difficult for them, but trust us not so relevant in this case. Senior US and Russian military officials would be working together on targeting and sending down missions to unit commanders in a joint operations room. If some shift in Russian behavior, no matter how slight, is discerned by the watchful eyes of senior US military officials, the entire operation could be halted immediately. Under Obama’s concept, what seems most important to him is that a good faith effort at coordination be made. Besides, doing the job of targeting ISIS and groups such as Jabhat Fateh al-Sham will be difficult enough as they are now intermingled with many mainstream Opposition units. Many US officials have expressed concern that sharing intelligence with Russia could result in revealing US intelligence sources, methods, and capabilities. Yet, deciding what to share and reveal is a puzzle that can be resolved. Putin seems attached to the Assad regime. However, given what has been reported on Kerry’s proposal, it does not include a precondition on Assad’s presidency.

The problem of Islamic militancy in Syria emerged during the struggle between Assad and the Opposition and given the international threat it poses, it is an urgent problem. US President Franklin Roosevelt did not easily accept Josef Stalin’s Soviet Union as an ally, but given the threat of Adolf Hitler’s Nazi Germany, the choice was clear. On Syria, it might be best for the US and Russia vraft an agreement to coordinate their efforts. Choice itself is not good. It is the right use of choice that counts. Nothing could be worse than thinking of what might have been if things had been done thusly. Hopefully, that will not be the case for the US or Russia on Syria.

Zarif’s “Meet the Press” Interview Offers Insight into His Thinking on the Nuclear Issue; US Critics Responded Harshly

Iranian Foreign Minister Mohammad Javad Zarif, whose ministry has been Iran’s lead agency on the nuclear negotiations, would like to see a final agreement reached with the P5+1 countries.  Yet, he knows constructing a final deal would require a transformation in thinking among all parties at this late stage.  Given that, a final deal appears less likely.

On the July 13, 2014 episode of NBC News “Meet the Press”, a US Sunday morning news program hosted by David Gregory, a special feature presented was a recording of Gregory’s earlier interview with the Iranian Foreign Minister, Mohammad Javad Zarif, in Vienna. Presented in a truncated manner, the taped interview covered an array of topics including Iraq, Syria, and why Iran wants an extensive nuclear capacity and whether it wants a nuclear bomb. Afterward on the program, Gregory asked a bipartisan guest panel of both Republican and Democratic political commentators to critique Zarif’s statements. Representing the Republican perspective was former US Senator Rick Santorum of Pennsylvania and Kim Strassel of the Wall Street Journal. The Democrats present were former Governor Jennifer Granholm of Michigan and Stephen Henderson of the Detroit Free Press. With a synoptic view, the commentators rejected Zarif’s statements with harsh remarks, expressing considerable mistrust over Iran’s intentions. They viewed Zarif’s statements as unhelpful, and highlighted what they felt was his shortsightedness and equivocation. However, the commentators’ examinations of Zarif’s statements were quite superficial. Their accusations that Zarif was insincere and that the Iranians were untrustworthy were already pretty well-worn.

It was initially difficult to fathom why Zarif would make the effort to provide an interview for the mainstream US news media when the nuclear negotiations were at a critical point. The issues surrounding the negotiations are not simple. Zarif has articulated Iran’s positions superbly. Perhaps he wanted to share insights to impact views of the negotiations in the US. Yet, the “Meet the Press” interview format did not allow him to truly delve into the matter. He could only touch the surface of important aspects. The interview turned into a shallow entrapment for Zarif. Heightened skepticism could have been expected from the commentators given the current uncertainty over where the nuclear negotiations are headed and the history of uncongenial relations between the US and Iran since 1979. However, Zarif’s remarks should have been looked at beyond the surface. Their value could be revealed only through a deeper, profound consideration of them.

Zarif’s Remarks

Among his most noteworthy comments, Zarif explained: “I think what we have said should give confidence to people that were not looking for nuclear weapons. We have said that our entire nuclear energy program can fit in a very clear and well defined picture. That is, we want to produce fuel for our own nuclear reactor. Nuclear power reactor! And we have a contract that provides us fuel for that reactor. But that contract expires in seven or eight years.”

Gregory asked Zarif how he “could not see the benefit in having a nuclear weapon, particularly as a Shi’a state surrounded by Sunni states, many of whom are your enemies.” Zarif responded by saying such calculations were wrong. He explained: “In fact, we need to go out of our way in order to convince our neighbors that we want to live in peace and tranquility with them, because the politics of geography, the fact that we’re bigger, the fact that we’re stronger, the we’re more populous, the fact that we have a [sic] better technology, the fact that our human resources is [sic] by far more developed than most of our neighbors. All of these provide us with inherent areas of strength that we don’t need to augment with other capabilities.”

Additionally, Zarif stated: “In fact, I believe nuclear weapons reduces countries’ influence in our region. It doesn’t help anybody.” “The fact that everybody in the international community believes that mutual assured destruction, that is the way the United States, Russia and others, get, seek, peace and security. Through having the possibility of destroying each other 100 times over is simply mad.” “And that is why this mentality that nuclear weapons makes anybody safe. Have they made Pakistan safe? Have they made Israel safe? Have they made Russia safe? All these countries are susceptible. Now you have proof that nuclear weapons or no amount of military power makes you safe. So we need to live in a different paradigm. And that’s what we are calling for.”

The Political Commentators’ Criticisms

The responses of the political commentators on Zarif’s remarks were wholly negative. Kim Strassel of the Wall Street Journal commented that the Iranian nuclear issue is “a good example of bipartisanship in Congress . . . both in the Senate and in the House. Democrats and Republicans, they don’t want to go backwards. They want tougher sanctions.” Stephen Henderson of the Detroit Free Press commented, “I think anyone [sic] on the globe thinks that we don’t need more nuclear states in general. And we are certainly don’t need this state [Iran] which has shown itself to be responsive. The interview you heard earlier today shows how irrational the thinking is.”

Former Senator Rick Santorum stated “we were laughing at him [Zarif] saying, “He must have the toughest job. I wanna [sic] go after him lying, just bald face, irrational lying. No one believes him. Nobody on either side of the aisle believes that these folks [the Iranians] are trustworthy partners.” Former Governor Jennifer Granholm concurred about the group watching in the green room (the guests’ waiting room at the television studio) laughing at Zarif.

A Second Look

Unlike the political commentators, Zarif has been part of the nuclear negotiations. He has direct knowledge of the mystery of exactly where things are headed. By granting the interview, he provided policy analysts, academics, and political and business leaders in the US a delicate indication of a possible path to reaching some concordance on sanctions and Iran’s nuclear program. Zarif was not telling some Oriental tale full of distortion and exaggerations. Rather, his words were austere and natural sounding, stemming from deep thought and experience with the nuclear negotiation process. By their statements, the commentators seemingly sought to arrest Zarif’s efforts to share his insights.

Zarif does not proffer any illusions of assured success or narcissism for the nuclear negotiations as an enterprise. However, more percipient to him is the fact that the US is still fully engaged in the nuclear negotiations. It affirms the confidence the administration of US President Barack Obama, and the other P5+1 governments (The United Kingdom, France, Russia, China plus Germany), have in the process. They want a deal. Unlike Zarif, the “Meet the Press” commentators were apparently unaware that relations between the US and Iranian diplomats and officials have reached a more positive stage. The negotiations have provided a unique opportunity for US officials and their Iranian counterparts to acquire a better understanding of various aspects of one another’s thinking. The improved understanding of their respective positions was further strengthened by back channel talks. The commentators remarks indicated that the nuclear negotiations are not as “fashionable” an issue as they were in the exhilarating days in July 2013 when Iranian President Hassan Rouhani won the presidential election in Tehran, and in September 2013 when the first direct talks were held between Zarif and US Secretary of State John Kerry at the UN and Obama and Rouhani spoke directly by telephone.

Zarif statements may have provided a hint of the discourse in Tehran on the nuclear negotiations at the most senior level, and he is the one individual capable, and apparently willing, to do so. Zarif would undoubtedly be positioned on the more moderate side of the nuclear issue relative to the Supreme National Security Council, Iranian Revolutionary Guards Corps, and other key political and religious organizations and senior leaders concerned with foreign policy. He has publicly advocated for continued negotiations to reach an agreement with the P5+1 on the nuclear program before the Iranian Parliament. Perhaps Zarif was even presenting arguments he may have made in Tehran in sub rosa policy debates on the nuclear negotiations. He may very well have included in what he stated on “Meet the Press” points similar to those he has presented to the Supreme Leader, Ayatollah Ali Khamenei, who will make the final decision for Iran on an agreement. The commentators heard those same words, but could not hear what Zarif said.

The Way Forward

All things considered, it appears, by providing the interview Zarif actually sought to “clear the air” with the US public regarding relations between the two countries. He sought to build confidence, eliminate some ambiguities about Iran’s positions, and quiet guessing over Iran’s actions, intentions, and motives. Looking through a lens untinted by the conviction that Iran is again engaged in a deception, Zarif spoke to the US audience with a certain kind of humility, not with an assertiveness that might be expected of a foreign minister speaking with certitude over his country’s positions. As the point man for Iran’s negotiation effort, under great pressure, Zarif appeared humble of heart. One would need to be humble of heart to hear what he was saying. The hardened heart would block the information. What is audible to the ear becomes incomprehensible. The “Meet the Press” commentators illustrated how hardened hearts react.

The prime way to understand the situation regarding the negotiations is by understanding human experience: history. Nearly every US president has had to take some major risk on foreign policy. Along with great achievements, there have been grand mistakes. Despite recent progress through talks between US and Iranian diplomats and officials in Geneva and Vienna, distrust lingers in their respective capitals after years of mutual loathing. All sides are very cautious. For a final agreement to be constructed, all sides must exhibit a requisite degree of generosity. That would mean risking much, making it less likely states engaged in the process would do such. If all sides cannot approach the process with this in state of mind, the desired outcome will not be reached. Everything achieved so far will likely fall by the wayside. The next debate will then begin on a way to move forward, as unpopular or undesirable as it may be.

US Projects Tough Stance to Both Sides of Syria War: Although the US Has Been Busy on Syria, Its Efforts Haven’t Been Fruitful

Uncertain of his future when the civil war began, Syrian President Bashar al-Assad (above) now feels confident enough to remain in office for another term.

According to a May 15, 2014, New York Times article entitled, “US Projects Tough Stance to Both Sides of Syria War,” the administration of US President Barack Obama has sought to project a toughened posture in reaction to the fact that Syria peace prospects are collapsing.  Conducting military exercises with both air and ground forces in neighboring Jordan was one way used to project that posture.  The exercises were held in and around the Muwaffaq Salti Air Base in eastern Jordan, which has long been regarded as a likely staging ground for any possible US military intervention in Syria.  That event took place as US Secretary of Defense Chuck Hagel was making a visit to the Middle East.  Part of his itinerary included conferring with senior Jordanian political and military leaders.  Another way the Obama administration sought to project a “toughened posture” was having the US Treasury Department designate Abd Al-Rahman Muhammad Zafir Al-Daysi Al-Juhni, of Saudi Arabia, and Abd Al-Rahman Mustafa al-Qaduli, of Iraq, both of whom are leaders of Syrian jihadist groups, as “global terrorists.”  They were also accused of exploiting the mayhem in Syria to advance the influence of Al Qaeda and its affiliates.  This step by the Obama administration was meant to serve as warning to other members of the Western-backed insurgency fighting Syrian President Bashar al-Assad’s regime that they should not have any dealings with Al-Rahman Muhammad Zafir Al-Daysi Al-Juhni and Abd Al-Rahman Mustafa al-Qaduli.

These steps came a day after the resignation of Lakhdar Brahimi, the chief UN diplomat assigned to mediate a peaceful solution to the Syrian conflict.  There was no immediate information provided on who might succeed him.  When news of Brahimi’s resignation came to light, US Secretary of State John Kerry and his counterparts from allied European and Arab nations that support the moderate Syrian opposition were preparing to meet in London.  They were gathering without a clear plan for reviving a diplomatic solution to the Syrian civil war.  It is estimated that 150,000 people have been killed in the conflict since it began in March 2011.

Although the Obama administration might argue that it was getting tougher with the both parties in the Syrian conflict, the reality is those steps will not shape events on the ground in its favor.  The main stumbling block to achieving both Obama administration’s objectives in Syria has been Islamic militant groups affiliated with Al Qaeda.  Certainly, the US is in a position to do much more, especially militarily, on behalf of the Syrian opposition’s Free Syrian Army (FSA), the umbrella organization under which opposition groups fight.  Yet, that is not likely.  The Obama administration never guaranteed that it will stand with the Syrian opposition to that extent. What will likely be seen from the Obama administration is much more of its tame effort.  It will remain busy at allocating funds, providing equipment, and deploying some very capable intelligence and military personnel on Syria issue, but hold back enough as not to be truly invested or fruitful in the endeavor.  That will certainly be to Assad’s benefit.

US Diplomacy

General James Jones, former National Security Adviser in the Obama administration described the White House as being delinquent on Syria.  During the four years of civil war, the Obama administration: has backed away from red-lines on chemical weapons use; taken a dogmatic position on Assad’s removal which has only served to harden the positions of parties to the conflict; struggled to organize a string of talks in Geneva that have proven less than promising; and, has engrossed itself in time consuming policy debate on the issue.

The removal of Assad and his regime has been the expressed desire of the Obama administration, but it appear to be in a hurry to achieve that goal.  In his famous August 16, 2011 speech, Obama made the direct statement, “Assad must go!”  However, the Obama administration’s actions to date indicate a lack of commitment to that goal. Assad’s removal has not been established as part of a national security directive.  In fact, the US still recognizes the Assad regime, and has never hinted that it would withdraw its recognition of it while Assad was in power.

The Syrian opposition, from which the leadership of Syria would ostensibly come in a transitional government, has many problems.  Its membership has not done anything to demonstrate the ability to take power in Syria.  They have not proven to be politically astute.  There is always some form of infighting underway.  It takes weeks for opposition groups to organize its meetings in Istanbul, which members often refuse to attend.  No serious effort to form a shadow government has been made by the US or Western powers.

The Obama administration has made public its efforts to support the FSA against the regime of Syrian President Bashar al-Assad with arms and equipment and a moderate degree of training.  The Obama administration provided its support with the hope that Assad could be pressured to the negotiating table by FSA advances and eventually agree to step down under a settlement.  Cynics might say the Syria effort by the US, as well as the EU, and Arab states has appeared more like an effort to simply hassle the Assad regime, Russia, and Iran.  The Syrian opposition could not fully appreciate the limited extent of the US commitment.  Commanders and fighters have been very impatient with the Obama administration over the degree of its efforts.  They constantly point to the size and scope of efforts from the US and other Western benefactors as the cause for their lack of truly significant success against Assad’s forces and allies—the Iranian Revolutionary Guard Corps (IRGC), IRGC Quds Force, Hezbollah, the National Defense Forces militia, and Iraqi Shi’a militia brigades.  However, the real problem has been the lack of military capabilities among the FSA units and their resulting inability to act decisively. In addition to their failure to defeat Assad’s troops and allies, mainstream FSA units have found themselves constantly under the attack of Islamic militant groups linked to Al Qaeda.  Consequently, FSA efforts became split between fighting Assad and rogue Islamic militants.

Forcing Assad to surrender his chemical weapons stockpile was a big step.  However, it was done with international consensus.  Russia, Iran, and China were just as happy as the US to get chemical weapons out of Assad’s hands.  Assad, himself, may have recognized that having such weapons in country with little ability to exploit their potential, and sacrificing forces to protect them, was not doing any good for his cause.  Besides, the whole matter provided Assad with the opportunity to be seen as the leader of Syria, implementing an agreement his regime reached with the major world powers.

The resignation of Brahimi as explained by UN Secretary-General Ban Ki-moon came as the result of a collective failure by parties to the conflict.  The secretary-general suggested Brahimi was overwhelmed by both the Syrian government’s inflexibility and the inability of the Security Council to take assertive action to support his efforts and alleviate civilian suffering.  All of that was topped off by Assad’s defiant announcement that he would seek a third seven-year term in elections held in June, in which his victory is considered assured.  Since the removal of Assad was considered key to allowing a transition of government to occur, his announcement to run for the presidency again resulted in the collapse of Brahimi’s peace efforts. Syria’s official news media welcomed Mr. Brahimi’s departure, accusing him of bias favoring Assad’s political opponents.  The state-run Syrian Arab News Agency quoted Bashar al-Jaafari, the Permanent Representative of Syria to the UN, as saying Brahimi had committed many errors, “including his interference in Syria’s internal affairs.”  However, only outside efforts, far beyond what he is already receiving, would Syria be able to cope with the Al Qaeda linked Islamic militants, a threat to the Assad’s regime more immediate than US military intervention: .

Islamic Militant Groups

The current size and strength of Al Qaeda linked Islamic militant factions in Syria is considerable.  Allowing them to become a fixture in Syria would hobble a transitional Syrian government, and lead to its eventual collapse. Unlike the secular groups and moderate Islamists in the Syrian opposition, it is inconceivable that the Islamic militant groups linked to Al Qaeda would cease their struggle under any peace agreement with the Assad regime.  The Islamic militants’ goals were never compatible with the concepts and intent of the Syrian opposition’s leadership. While mainstream FSA forces are directed at creating the basis for a transition to a democratic style government in Damascus for all Syrians, rogue Islamic militant groups seek to create a separate Islamic state on Syrian territory, under Sharia law.  Indeed, in towns and villages of the rather large segments of Syria that they control, rogue Islamic militant groups have imposed a strict form of Sharia law on their inhabitants. Infractions of that law have resulted in merciless abuses and gruesome murders of Syrian citizens.  Syrian military personnel and regime supporters are rarely spared by the rogue Islamic fighters.

Such atrocities have been well documented by the US, the EU, Russia, the UN, NATO, nongovernmental organizations, humanitarian organizations, and especially the news media.  A rift between that foreign fighter laden Islamic State of Iraq and Al-Sham (Syria), and Jabhat al-Nusra, a mostly Syrian member Islamic militant faction, once surfaced as Syrians of Al-Nusra grew angry at the foreign fighters mistreatment of Syrian citizens as well as their announced plans to create their own Islamic state Syrian territory.  It was reports of horrific acts by ISIS against Syrian civilians that led Al Qaeda’s leader, Ayman al-Zawahiri, to renounce ISIS’ activities as being too extreme to tolerate.  With every passing day, the mistreatment and killing intensifies. Islamic militants have poured into Syria at a rate so high that the FSA cannot contend with them alone.

Obama’s Military Option

Despite stating that the military option remains on the table and conducting military exercises in Jordan, it seems unlikely that Obama would ever give the order for military action in Syria, even against Al Qaeda linked Islamic militant groups.  As Obama’s foreign policy agenda is rife with challenging issues, including Ukraine and Iran, using political capital and vital resources now on Syria would hardly be in the cards.  Obama was skeptical that military force would be useful in the Syrian context once the civil war began. Within the Obama administration, it was truly believed that Assad would simply fall away.  Among those statements expressed by administration officials about Assad were: “Assad is toast!”; “The winds of change would sweep Assad off the stage!”; and, “Nature would take its course!”

Obama’s thinking on military action today is most likely still guided by ideas he expressed in August 23, 2013, when he backed away from military action for the Assad regime’s alleged use of chemical weapons against Syrian civilians.  Obama recognized that the US military was over-extended in the previous Bush administration and he wanted avoid making that same mistake. Obama stated: “Sometimes what we’ve seen is that folks will call for immediate action, jumping into stuff that does not turn out well, gets us mired in very difficult situations, can result in us being drawn into very expensive, difficult, costly interventions that actually breed more resentment in the region.”  Obama did not indicate, even at that time, any intent to have US forces engaged in a long term action in Syria. Obama’s thinking was also influenced by his background as a legal scholar and his concerns over international law. Obama went on to explain that there were “rules of international law” guiding his response.  He went on to state, “You know, if the US goes in and attacks another country without a UN mandate and without clear evidence that can be presented, then there are questions in terms of whether international law supports it, do we have the coalition to make it work, and, you know, those are considerations that we have to take into account.”  Further, Obama was concerned with what US interests truly were in Syria. While he admitted that there was some criticism and push for strong action by some Members of Congress at that time, Obama explained, “What I think the American people also expect me to do as president is to think through what we do from the perspective of, what is in our long-term national interests?”  With those words, Obama signaled that getting involved militarily in Syria was not in the long-term interests of the US.

The Way Forward?

In designating Abd Al-Rahman Muhammad Zafir Al-Daysi Al-Juhni and Abd Al-Rahman Mustafa al-Qaduli, David Cohen, the Under Secretary of the Treasury responsible for sanctions enforcement, was quoted as stating the decision “sends a strong warning to the legitimate Syrian opposition and those who wish to support it” to avoid any dealings with them.  However, the degree of harm that will be caused to those individuals by impounding assets they have in US jurisdiction and banning any commercial contact with them by US citizens should be considered sensibly. Such steps will unlikely lead to tragic consequences for their groups.  There are a variety of other sources, known and perhaps some unknown to the US, their groups might continue to seek aid from in the future.  Interestingly, a few months before this step was taken, there was an idea discussed and acted upon by the Obama administration to negotiate with the Islamic militants.  This approach was non-starter.  It seemed questionable to think in 2014 that results could be achieved through formal talks with jihadists.  As was discussed in the July 11, 2013 greatcharlie.com post entitled, “Opposition in Syria continues to Fracture, Yet This May Create a New Option for Its Allies,” only through military action, unilateral or multilateral, could the US relieve Syria of a barbaric Al Qaeda linked Islamic militant threat.  A transitional Syrian government will not have the means to eject rogue Islamic militants from sovereign Syrian territory.  As long as the rogue Islamic militants remain active in Syria, it will remain a state hampered by disunity and conflict.

The US effort in Syria hinges on how it responds to the Islamic militant presence.  The Obama administration needed to see this truth early on.  The administration seemingly closed its eyes to this fact. Without military action, US policy will not be advanced.  However, it seems the ship has already sailed on the use of force in Syria.  The Obama administration appears willing to let the entire Syrian episode pass, while continuing a small, questionable assistance effort, projecting toughness through legal maneuvers and military exercise, never taking military action, and allowing Assad to remain in power.  Perhaps in 2017, a new US administration might implement a policy in which the US is more invested in Syria.

Merkel Says Give Iran Talks a Chance, But Be Ready to Act if Needed; However, the US and Europe Must Decide How They Will “Act” Together

Pictured above is the launch of an Iranian Shahab long-range missile. The fear that nuclear-tipped Shahab missiles might strike Europe in part has kept the option of US military action on the table regarding Iran’s nuclear program.

According to a May 2, 2014 Reuters article by Krista Hughes entitled “Merkel: Give Iran Talks a Chance, But Ready to Act if Needed,” German Chancellor Angela Merkel said that sanctions could still be reinstated against Iran if needed, but negotiations with Iran over its nuclear program have to be given a chance.  Merkel reinforced that statement by saying, “If Iran does not meet its obligations, or does not meet them adequately, we remain ready to take back the current limited suspension of sanctions.”  She then went on to state Iran must comply with an interim deal under which Tehran agreed to limit parts of its nuclear work in return for the easing of some sanctions.

The Geneva nuclear negotiations have been moving very slowly, but progress has been made.  That is why Merkel and other Western leaders have publicly asked for patience with the process. Insisting that the negotiations be rushed will result in the process becoming a forced public performance, perfunctory in nature, with no real chance for success.  What is sought by the West is a transformation in the thinking of Iran’s leadership. Interestingly enough, the new dialogue between Iran and the P5+1 (the Permanent Five Member States of the UN Security Council—US, Britain, France, Russia, and China—plus Germany) has built confidence, eliminated many ambiguities about positions, and lessened the guessing over actions, intentions, and motives.  Even more, there have been hints that Iranian leaders may be able to see the real possibilities of a final agreement. Iran’s adherence to the interim deal has been a good first step and could mean Iranian leaders sense the promise of a peace agreement.  A negotiated agreement on Iran’s nuclear program would be a treasure of great value reached as a result of the hard work of diplomats and officials of all parties involved.  Yet, the bitter scenario of Iran backing out of the process after all that has been achieved remains a real prospect.  All parties went into negotiations knowing that reaching a final deal was far from a fait accompli.

Merkel was expressing strong language regarding the potential response of leveling harsh sanctions against Iran if the Geneva process failed.  Yet, her response hardly matches the February 26, 2014 statement made by US Secretary of State John Kerry that “the US has an obligation to pursue nuclear negotiations with Iran before attempting to force Tehran to give up its nuclear activities with military action.”  His statement left no doubt that the US would seriously consider a strike on Iran if diplomatic talks were to breakdown.  There is a considerable divergence in thinking between Merkel and Kerry when they indicate they are ready to take action.  Sanctions may indeed have the potential to be very harmful and could possibly turn Iran into an “economic basket case.”  However, military action would be calibrated to destroy Iran’s nuclear program to the greatest extent possible.  The apparent reluctance of Germany to support US military action sends a message to some in Iran that there is a schism between the US and Europe on the Iran’s nuclear program, and the US would need to go it alone against its nuclear program.  Clearly, Germany, much as other European states, does not appear fully committed to its own defense against the potential threat Iran can pose to Europe.  If European leaders do not feel the collapse of the talks would warrant a military strikes against Iran, let it be.  However, if military response is desired, European leaders should standby the US, and avoid contradicting its policy in public statements.  They should explore ways to effectively support, encourage, and affirm US action.

European Security and Iran

A little over a decade ago, there was a consistent view among leaders of Germany, France, and Britain, regarding their Iran nuclear dossiers which was, “Iran wants a nuclear weapon and only a strong, consistent approach will stop it.”  European states were frightened then by reports from the International Atomic Energy Agency (IAEA) stating Iran was trying then to create a Plutonium capacity, had built a heavy water facility, and was engaged in laboratory research for Uranium-238, and had worked with Uranium-239, which could detonate spontaneously.  Iran also had done research on Polonium 2010, a high neutron source which can eject neutrons, and is an element for nuclear devices. While some European countries used Polonium 2010 in laboratories as part of their fundamental research, Iran at the time had no fundamental research. Iran was also engaged in detonics research, especially catastrophic blasts.  Moreover, Iran had a rapidly growing ballistic missile research program, and had the capability with its Shahab-3 missiles to place 1 ton 1500km to reach inside Turkey and Israel.  It was developing the capability to reach Greece, and its Shahab-5 missile eventually would be able to reach Russia and Western Europe.  For the Europeans, the primary way to cope with the Iranian threat was through negotiations. Germany, France, and Britain, as Members of the European Union, were dubbed the “EU-3” in their talks with Iran.  It is somewhat unclear even at that time whether European leaders were ever fully behind military action.  However, the negotiations between Iran and the EU-3 had begun during the administration of US President George W. Bush, who seriously threatened military action against Iran.  He dubbed Iran as part of an “Axis of Evil,” and indicated the US would attack Iran to protect the Europeans and other friends from nuclear armed Iranian missiles.

Based on Merkel’s latest comments, it seems the Europeans are willing to step away from a truly tough approach to Iran.  The comments are reflective of European attitude of wanting security but not wanting to invest in it. Interestingly, according to US Secretary of Defense Chuck Hagel, European friends and allies within the North Atlantic Treaty Organization (NATO) have failed to meet their defense spending pledges.  Hagel noted that US outlays on security are three times that of the other 27 partners combined, even though the US gross domestic product (GDP) is smaller than their total GDP, a longstanding US concern about NATO defense spending.  Hagel is correct when he explains that “This lopsided burden threatens NATO’s integrity, cohesion and capability—and ultimately, both European and transatlantic security.”  Only four of the NATO partners met their agreed target of spending 2 percent of GDP on defense in 2013—Estonia, Greece, Britain and the US. France and Turkey fell just shy of the 2 percent goal.  The failure of European leaders to invest money and capabilities into their armed forces has left them unable to influence outcomes on issues such as Ukraine and Syria, and militarily irrelevant regarding Iran.  If the Europeans are reluctant to meet their 2 percent commitments for defense under the NATO, there is little chance they would boost their military capabilities to respond to the possible challenge of Iran.

European Criticism of the US

In addition to what could be seen as lethargy among the Europeans regarding defense, there is a sense among them that in its foreign policy, the Obama administration seeks politically expedient solutions rather than well-considered approaches based on analyses. The French seem convinced that the US was becoming disinterested in the Middle East.  French Foreign Minister Laurent Fabius expressed his dismay with the US in a November 2013 speech, stating: “The United States seems no longer to wish to become absorbed by crises that do not align with its new vision of its national interest.”  For him, that explained “the non-response by strikes to the use of chemical weapons by the Damascus regime, whatever the red lines set a year earlier.”  Fabius stated further that a redirection of US interests may be a manifestation of the “heavy trauma of the interventions in Iraq and Afghanistan” and what he perceived as the current “rather isolationist tendency” in US public opinion.  Fabius lamented that without US engagement, the world would find “major crises left to themselves,” and “a strategic void could be created in the Middle East,” with widespread perception of “Western indecision” in a world less multipolar than “zero-polar.”  In other Western capitals, there is a view that US foreign policy is driven by Obama’s desire to establish his legacy.  The perception that Obama is taking a “legacy quest” approach has more than perturbed Russian President Vladimir Putin.  In many capitals around the world, this signaled the US may be willing to make risky concessions in talks to reach agreements.  All of these criticisms coalesce to create the impression in some parts of the world, even Europe, that the US government under Obama’s leadership is weak and willing to compromise when previous US administrations would not.

The sense of uncertainty about US intentions and capabilities led the British Parliament to vote down Prime Minister David Cameron’s request that British force join the US in military action against the Syrian government for its use of chemical weapons.  What created real upheaval among European leaders were revelations by US National Security Agency whistleblower, Edward Snowden, that the US engaged in electronic surveillance to monitor the communications of European leaders, including their personal cellphone conversations.  Expressions of outrage and criticisms over US actions were strong enough to evoke the worst reaction possible from Obama.  Yet, for his part, he has displayed great calm.  While he speaks with a golden tongue about European friends and allies, he knows that forgiveness will not be felt any time soon.  He likely senses European leaders will be difficult to work with for a while.

Nevertheless, the heaviness of maintaining Europe’s defense falls squarely on the shoulders of each respective country’s leaders.  They are the stewards of their country’s national security.  There is no desire to send anyone on a “guilt trip,” but the need to voice rage should be tempered by the demands of European security.  No benefit will be received from undermining the US leadership when a response from Obama against Iran might prove critical to Europe’s wellbeing. US support for the defense of Europe should not be taken for granted.  It has value and must be appreciated.

The Realities of the Military Option and the “Collaborative” Approach

A breakdown of the nuclear negotiations would be a weighty matter and impossible for the Europeans to handle effectively alone.  Statements about sanctions and conveying outrage after such an occurrence would simply amount to lip service.  The Iranians are capable of calculating what the consequences of such measures would be, and would try to mitigate the effects of them as best as possible.  The Europeans would need to support diplomacy with the threat force, but that cannot be achieved without US cooperation.  No state can replace the US on the world stage.

If the European leaders fully agree with taking action, they may find it necessary to press the matter forward with the US.  Despite stating that the military option remains on the table, the Obama administration might find it difficult to decide on military action against Iran.  The White House may calculate that attacking Iran preemptively to protect Europe is not a viable option because the costs for the US are too high.  Obama’s foreign policy agenda is rife with challenging issues, including Syria and Ukraine.  After fully considering what a US attack on Iran will mean for their countries, European leaders must examine ways in which their relationships with Obama might promote a decision to proceed.  They should consider taking a more cooperative, supportive approach with him to ensure the matter is moved forward.

None of this is intended to suggest European leaders embark on an approach akin to manipulation.  Rather, they should engage in a collaborative effort with Obama.  European leaders must embrace the reality that the US holds the lion’s share of military power in the West and it is the only country that would contend with Iran if it poses a threat to Europe (even though Britain and France have nuclear forces of their own).  To that extent, the US has the greatest stake in the success of the Geneva talks in the West because a breakdown in the nuclear negotiations could lead it to war.  Although backchannels and bilateral talks between the US and Iran may be a source of consternation for European leaders, they must remain patient while the US finds its way through the process.

There must also be forthright discussions with the US on a mutually acceptable rationale for military action and the difficulties of taking military action.  They must be willing to ask the US to guarantee that it will stand with them to the extent that it would act preemptively to protect European territory; if that is what they want. European leaders must consider how they can work in partnership with the US to the greatest extent possible to formulate and implement a plan for responding against Iran.  They must make it known at the UN, in NATO, and in their respective countries capitals, that the US can count on their support.  If military action is deemed necessary, Obama should be encouraged to rise up to meet the situation.

The Way Forward

If the Geneva nuclear negotiations breakdown, the Europeans can either hope for the best or support military action.  Sanctions are the greatest threat European leaders alone can pose to Iran if the Geneva talks fail.  However, cutting off business deals will unlikely serve their security needs regarding Iran.  Even if European leaders were to agree that a military response is necessary, the truth is no European country has the capability to act.  A united European front in support of a military response would not help either.  The only country capable of attacking Iran to protect Europe is the US.  The US pledge to defend its European partners and allies is unwavering.  Yet, the prospect of a new war is abhorrent to the Obama administration.

It is uncertain whether pre-emptive action would be taken by the US despite having the ability to respond militarily to Iran’s program.  For Obama, the alternative exists of waiting to see if Iran will take action with a newly developed, long predicted, nuclear capability. That could have devastating consequences for Europe.  Ensuring US action will prove to be daunting.  The Europeans will need to team-up with the US and support its Iran policy. European leaders must guarantee they will stand by the US if military action becomes necessary.  Contradictory statements on Iran policy emanating from the US and Europe do not foster a perception of unity.  Unity is crucial and it will help ensure the continent remains secure.  Given the low cost that would be incurred by a collaborative and supportive approach with the US on military action, if talks fail, it would hardly make sense not to try this tact.

Obama Signs Bill That Bars Iran’s UN Envoy: Hopefully, the Rejection of Abutalebi Hasn’t Jeopardized the Nuclear Talks

The bill that US President Barack Obama signed into law on April 18th blocks any individual from entering the US, including a Member State’s appointee to the UN, who has been found to have been engaged in espionage or terrorist activity against the US and its allies or if that person may pose a threat to national security.

According to an April 18, 2014 New York Times report entitled, “Obama Signs Bill That Bars Iran’s Envoy,” US President Barack Obama signed into law the bill that prevents the granting of a US visa for Iranian diplomat Hamid Abutalebi.  The bill, itself, was unanimously passed by US House of Representatives and approved by the US Senate on April 10th.  The vote in Congress was supposed to send what sponsors called a blunt rejoinder to the Iranian government for having selected a nominee who played a role, however minor, in the 1979 American hostage crisis in Tehran.  Iranian officials have said Abutalebi’s appointment was decided months ago, but it is still believed by US experts that hardliners in Iran urged Abutalebi’s appointment as Iran’s UN permanent representative to create controversy, snuff out reconciliation efforts, and halt the nuclear talks.  Compassion and sympathy should be felt toward the former embassy staff members who suffered during the hostage crisis.  Yet, while Iran might decide upon a candidate based on domestic political considerations, it is not useful for the US officials to reject an Iranian candidate based on domestic political considerations.  Given all that has been articulated so well by the Obama administration the possibilities that could come from newly established diplomatic engagement between the US and Iran, his decision to block the visa does not appear rise up to that same positive spirit.  Obama’s support for the Congressional legislation, that banned Abutalebi and dredged up the many visceral issues associated with the hostage crisis, makes the administration’s statements in support of building better ties seem more as mere lip service to the process rather than a genuine effort. 

What remains to be seen is whether a strong enough communion exists among US and Iranian officials that would allow them to overcome such stumbling blocks as a disputed appointment to the UN.  Unless Iran can use legal means and negotiations with the US to reverse the decision on Abutalebi, the ship has likely sailed on the issue of his appointment.  Before Obama signed the Congressional bill, an April 10th New York Times article informed that some US specialists on Iran said optimistically that despite the sharp language, they did not forsee the dispute over Abutalebi sabotaging the broader efforts at achieving a nuclear agreement.  Cynics, waging a “legislative war” against Iran, are unable to see the value of the improved relations and idealist are unable to discern the capability of provocative statements and acts to effectively derail the nuclear negotiation process. Yet, perhaps this might be a case when cynics and idealists alike in the US are unable to fully discern the situation before them.  In the end, to avoid war and to ensure greater confidence that what is happening both in Iran and the US is known, both cynics and idealists must oddly come together, along with pragmatists, to help establish a sustainable agreement satisfactory to all.  Such steps taken now will facilitate efforts to maintain the agreement by its future stewards.

The Concerns Over Abutalebi

This episode regarding Abutalebi is not the case of one hand not knowing what the other is doing.  In Iran, the selection of Abutalebi to replace the current permanent representative of the Islamic Republic of Iran to the UN, Mohammad Khazee, hardly could have been made without input from the Supreme Leader, Ayatollah Ali Khamenei, Iranian President Hassan Rouhani, and Iranian Foreign Minister Javad Zarif.  It was undoubtedly tacitly supported by the Iranian Revolutionary Guards Corps (IRGC) and hardline political and religious leaders.  However, when the selection of Abutalebi was made in Tehran, even if months ago, it had to be recognized then, as it is quite apparent now, that his selection would cause a strong response within official Washington, given his connection to the infamous capture of the US embassy in Tehran in 1979. In the US, the decision to withhold a visa from Abutalebi gained impetus in the US Congress after legal representatives of the 52 embassy staff members of the captured US embassy in Tehran reported that he was among the revolutionaries, some of whom engaged in acts of mental and physical abuse against many of them during the 444-day hostage crisis.  Misgivings about Abutalebi rapidly built among Members of Congress and were manifested in a bill to prohibit him from entering the US.  Given the significant progress made in the P5+1 negotiations with Iran on its nuclear program both in Geneva as well as back channel talks between US and Iranian officials, it was incumbent upon Obama to fully weigh blocking one Iranian diplomat, albeit with a problematic history, against paving a smooth course toward an historic agreement with Iran before placing his signature on it.

Abutalebi is a veteran diplomat who began working in the Iranian Foreign Ministry in the early 1980s.  He has held key European postings in the past.  He served as Iran’s ambassador to Italy, Belgium, and Australia. Abutalebi is said to be connected to circles close to Rouhani as well as former President Akbar Hashem Rafsanjani.  In September 2013, Abutalebi was appointed as deputy director of Rouhani’s political affairs office.  He also headed the Central Asian branch at the research center of the Expediency Council lead by Rafsanjani.  Abutalebi is said to be close to former President Mohammad Khatami, a reformist.

Abutalebi stated that while he was a part of the Muslim Student Followers of the Imam’s Line, the student group that occupied the US embassy in November 1979, he was not among the core group of student activists and was not inside the embassy during the crisis.  Nothing stated or reported indicates Abutalebi’s actions 35 years ago were of an egregious nature.  In fact, Abutalebi claims he was Ahvaz during the occupation of the US embassy.  It was only when he came back to Tehran that he was asked to help with some translation and he accepted to do it.  Abutalebi was quoted on the Iranian Khabaronline website as stating “I did the translation during news conference when female and also African-American employees of the embassy were released.”

Yet, Abutalebi’s explanation of his involvement in the embassy seizure was never relevant to US officials.  A spokesman and attorney from the legal team representing former hostages who have made compensation claims, Alan Madison, admitted that very little concrete information was available about Abutalebi’s role in the hostage-taking. Madison stated, “After 34 years, it’s difficult to say this was a central character or this was a tangential character. But he was there, and it’s our understanding that having been a participant, he still has some political credibility with some of those folks in Iran.”  Madison also presented a statement from former hostage, Barry Rosen that explained, “It’s a disgrace if the USG (U.S. government) accepts Abutalebi’s Visa as Iranian Ambassador to the U.N.”

The Abutalebi Case Shows US-Iran Relationship Requires Far More Work

Relations between the US and Iran remain far from perfect, however they are at a new stage as a result of the nuclear negotiations.  The talks have provided a unique opportunity for US officials and their Iranian counterparts, through close contact, to acquire a better understanding of each other.  Much of what has been learned since surely contradicts Iranian leaders’ prior assessments of capabilities and possibilities regarding the US.  For the US and Iran, the improved understanding of mutual positions was further strengthened by back channel talks, some conducted by officials from the US National Security Council. Indeed, progress has been made of the nuclear issue and sanctions.  Key Iranian leaders at this point may be able to see, even with the most powerful revolutionary slogans in mind, the real possibilities of a final agreement. US Secretary of State John Kerry, the senior US authority on diplomacy, admits that Iran has kept its end of a deal reached on November 24, 2013.  On February 24, 2014, Kerry stated Iran had reduced its stock of 20 percent enriched uranium, not enriching uranium above a purity of 5 percent and not installing more centrifuges in addition to other things.  Kerry explained that “They [the Iranians] are in the middle of doing all the things that they are required to do.”

However, cynics ignore such truths.  The truth, itself, is seemingly viewed as treason for those against the change in relations between the US and Iran.  Despite progress, enough US and Iranian leaders have not moved forward at all in their thinking and they seem determined to have a negative impact on the negotiation process.  As the IRGC General (Sarlashkar) Mohammad Ali Jafari has stated, “Anti-Westernism is the principle characteristic of the Islamic Republic.”  On the Geneva talks, Khamenei from the beginning made statements such as: “We had announced previously that on certain issues, if we feel it is expedient, we would negotiate with the Satan [US] to deter its evil.” In the US, it remains dogma among policy analysts and think tank scholars to view Iran as determined to pursue nuclear weapons through its nuclear program.  The idea that nuclear talks may be the path for new, positive relations between the US and Iran, probably will not gain acceptance among cynics until a final agreement is achieved.  Even then, some will cling to doubts.

Given emnity that surfaced in both Tehran and Washington over the matter of Abutalebi’s selection as Iran’s permanent representative to the UN, it is clear that hardliners in Tehran or Members of Congress persist in viewing policy goals and approaches giving primacy to information developed in the abstract long before the negotiations began.  A new understanding of each other’s ideas on issues and intentions should have been developed given the months of talks between the US and Iran.  If a more positive understanding of respective concepts and intentions is not reached soon, the failure of the direct talks will practically be ensured.  Moreover, with a limited understanding of a counterpart’s thinking, cynics significantly lessen the possibilty of achieving their own policy goals.

The Way Forward

Despite what idealist may hope, how Obama handled this matter will determine what type of confidence he builds among leaders in Tehran.  Having stood with what Iranian officials see as the banality of Congress’ rejection of Abutalebi over his nearly indiscernible role in the US embassy seizure, Tehran may use the signing of the bill to gauge whether Obama would challenge Congress on other issues concerning US-Iran relations, to include the nuclear talks.  Although Obama cannot prevent Congress from passing sanctions or force Congress to remove them, he could greatly curtail or remove sanctions over the nuclear program under a final deal by waiving them until he leaves office if he chooses.  The Iranians probably recognized that was the most they could expect.  Now, even that outcome has been put into question.

At the UN, Secretary-General Ban Ki-moon, other senior officials, and even UN Member States most friendly with the US, would unlikely require or expect Iran to repeatedly present candidate after candidate until one would finally be found acceptable to the US.  Some of those friendly states have already accepted Abutalebi as an ambassador in their capitals.  The bill that Obama signed into law blocks any individual from entering the US who has been found to have been engaged in espionage or terrorist activity against the US and its allies or if that person may pose a threat to national security.  From the information that has been presented about Abutalebi so far, it does not seem that by his mere presence in New York City as Iran’s UN permanent representative, he poses any threat to the US.  Interestingly, Abutalebi’s actions during the embassy takeover were undoubtedly far less egregious than that of some diplomats past and present from states whose forces have engaged in combat against the US military since World War II, including China (The Korean War 1950-1953), Vietnam (The Vietnam War 1964-1973), Cuba (Grenada, Operation Urgent Fury  1983), Serbia (Operation Allied Force, 1999), Montenegro (Operation Allied Force, 1999), or Iraq (The Gulf War 1991 and The Iraq War, 2003-2011).  Except in the case of Cuba, the US has normalized relations with those states.  There is plenty of literature available that explains known or detected members of the intelligence services in the UN Missions, embassies, or consulates of states such as Russia, China, or the North Korea are, more often than not, granted visas and not expelled from the US as persona non grata.  Perhaps it should be considered by Congress that if Abutalebi is kept from assuming his post as Iran’s UN permanent representative, perhaps out of spite and due to extraordinary pressure from hardliners, Tehran might just send a new appointee, a very capable government official outside of the Foreign Ministry, who may have a less obvious profile but later may be discovered to have committed acts against the US and interests.

Rather than just deciding on whether to accept or reject the Congressional bill on Abutalebi, Obama could have used the situation as an opportunity to demonstrate what good things can come from thoughtful, direct presidential involvement in foreign policy efforts.  His personal involvement in US policy on Iran should always result in the injection of fresh thinking to the process to keep things moving forward.  The same should be expected of Rouhani.

The nuclear negotiations have meaning for present and future US-Iran relations.  Will and intellectual power is required to recognize the benefit of constructing a satisfactory and sustainable agreement.  True, a healthy dose of cynicism must exist in the process despite the best intentions.  However, the cynics must not be allowed to win the day.  For them, relations between the US and Iran appears to boil down into a competition over who has the upper hand in the relationship outside of the military sphere. Idealists would likely agree that a deal can be reached without the assistance of Iranian hardline political and religious leaders and the US Congress, yet it cannot be successfully concluded without their help.  Perhaps a focus could be placed on encouraging cynics on both sides.  As a result, they just might be helped to see, in a new way, the possibility of an agreement, and appreciate its value would be akin to that of a pearl of great price.

US Must Pursue Iran Talks Before Considering Going to War, But If Talks Fail, Iran Will Be Attacked, Eventually!

Pictured above are two of Iran’s most senior leaders, President Hassan Rouhani (right) and IRGC Commander (Sarlashkar) Mohammad Ali Jafari (left), in an impromptu discussion of security issues.

According to a February 26, 2014, Reuters article entitled, “Kerry: US Must Pursue Iran Talks Before Considering Going to War,” by Lesley Wroughton and Arshad Mohammed, US Secretary of State John Kerry reportedly told a group of reporters that the US has an obligation to pursue nuclear negotiations with Iran before attempting to force Tehran to give up its nuclear activities with military action.  Kerry further explained, “We took the initiative and led the effort to try to figure out if before we go to war there actually might be a peaceful solution.”  On November 12, 2013, Iran reached a landmark preliminary agreement with the P5+1 (US, Britain, France, Russia China, and Germany) to halt what were alleged to be its most sensitive nuclear operations in exchange for some relief from economic sanctions.  The interim deal was completed on January 12th, and the parties set forth to continue negotiations for six months after which, it is hoped, a final accord will be signed.  However, a positive outcome is not guaranteed.  The Reuters article’s authors explained that when he states all options are on the table with regard to Iran’s nuclear program, US President Barack Obama is using diplomatic code for the possibility of military action.  His predecessors and a long line of US officials have held out that same threat.  Yet, when Kerry spoke to the reporters, he apparently left no doubt that the US would seriously consider a strike on Iran if the diplomatic talks breakdown.

Kerry’s public comments concerning the Geneva talks were uncharacteristic of him. Kerry is an extremely capable Secretary of State, and he has a genuine interest in improving relations with Iran.  He is a discreet person who would hardly want to do anything to derail the Geneva process.  The Reuters article’s authors asserted that Kerry’s statements were in reaction to pressure placed on the Obama administration by Congressional Republicans who threatened to revive a bill that would impose new sanctions on Iran.  The Obama administration has cautioned Congress that such action could interfere with delicate nuclear talks to find a lasting agreement.  The article’s authors also assert that pressure from Republican lawmakers will likely increase with signs that the easing of sanctions is allowing for the boost in Iran’s oil exports.  However, Kerry’s comments on going to war with Iran were doubtlessly also heard in Tehran.  As Iranian Foreign Minister and lead Iranian negotiator for the Geneva talks, Mohammad Javad Zarif, stated in December 2013, “When Secretary Kerry talks to the US Congress, the most conservative constituencies in Iran also hear him and interpret his remarks. So it’s important for everyone to be careful what they say to their constituencies because others are listening and others are drawing their own conclusions.”  Kerry’s comments were very threatening in nature.  Yet, at this point, it is that the leadership in Tehran probably did not become too concerned about US military action.  Indeed, they feel that such action is unlikely.

Among the key power centers in Iran, to include the Supreme Leader Ayatollah Seyed Ali Khamenei, President Hassan Rouhani, the leadership of Iranian Revolutionary Guards Corps (IRGC), and hard-line political and religious leaders, there was an understanding that Iran would be negotiating in Geneva from a position of strength as a military power.  Such power was in part the basis of their belief that the US needed to negotiate with Iran as an equal.  Iranian leaders likely reached this conclusion as a result of an assessment of the “capabilities and possibilities” for likely US military action.  Certainly, Iranian leaders regularly receive a wealth of detailed reports from official and unofficial sources, including the Ministry of Intelligence and Security, on information such as US approaches to the nuclear negotiations, policy and decision making and statements made by senior US political, diplomatic, and military officials on Iran.  Yet, the consideration of capabilities and possibilities is a standard procedure and favored methodology for foreign affairs, defense, and intelligence organizations in Iran to assess, in the abstract, capability to effectively perform a proposed action and the real possibility for success.  It also allows for an assessment of an opponent’s capability to respond to that action and possible decision making and reaction to it.  By wrongly giving higher meaning to certain facts and assumptions and incorrectly weighing relative strengths and weaknesses of Iran’s military power versus the US, it becomes clear how Iranian policy analysts and decision makers would reach the conclusion that they would not face a military response if talks failed or if they took the step to develop a nuclear weapon.  Based on one member’s experience working with Iranian officials on the nuclear issue, a truncated assessment of capabilities and possibilities, comparable to those done in Tehran, is presented here by greatcharlie.com in order to demonstrate how the Iranian leaders most likely acquired certain views, and why they have taken certain approaches toward the US.  If Iranian leaders decide to drop the Geneva talks and actually develop a nuclear weapon, its decision will be based on a flawed understanding of US capabilities.  There is a real possibility the US will attack Iran.  However, there is also the possibility that as the Geneva talks advance, and greater contacts occur among US and Iranian officials and diplomats, some prevailing views in Tehran on US military capabilities may be modified.  Those contacts may also create interest among Iranian leaders to seek a sustainable final agreement on economic sanctions and their nuclear program, if a final decision on how to proceed on the nuclear issue has not already been made.

“Capabilities”

The IRGC and Iranian Armed Forces have declared their willingness to defend Iranian territory with military power, and are convinced that they have such capabilities.  IRGC Commander General (Sarlashkar) Mohammad Ali Jafari has explained: “[The US and Israel] know well that they have been unable to take any military action against the Islamic Republic of Iran, and if they make any foolish move of this sort, there are many options on the table for Iran and deadly responses will be received.”  Regular displays of military strength through exercises and parades, along with hubristic declarations regarding Iran’s power, serve to assure the Iranian people that their government has the capability to defend them, and are also intended to serve as a deterrent to potential aggressors. Although the impact of US directed international sanctions on Iran’s economy has been considerable, Iranian leaders have vowed not to allow US sanctions prevent Iran from pursuing a nuclear program.  Concerning sanctions, Jafari explained: “Today, Americans and Westerners have understood that pressure on Iran not only does not lead to the advancement of their desires but also has the opposite effect.  Iran has progressed day by day.”  Jafari’s statement is indeed accurate.  Regardless of the state of negotiations between the US and its Western partners and Iran over the years, and the ferocity of the US threats, advances would continue to be made on the nuclear energy program.  Iranian leaders have also appreciated the deterrent effect created by Western intelligence assessments that Iran is close to breakout capacity with its nuclear program; some estimates are that Iran is only six months away from having the technology to develop a bomb.

Iranian leaders feel Rouhani can capture the imagination of the US and its European partners making them more pliant to compromise.  Regarding negotiations, there is a sense among Iranian leaders that Zarif has capabilities as a diplomat and advocate that are superior to his Western counterparts and is capable of driving them toward compromise on sanctions without surrendering nuclear rights.  While rifts between hard-line elements in Iran with Rouhani and Zarif over the Geneva talks have been highlighted in the West, there is actually an understanding among Iranian leaders of the need to support the negotiations team.  Indeed, concerning Zarif and the negotiations team, Jafari stated: “All must help the negotiations team of our country and the foreign policy apparatus in order to create consensus and public unity at the current time in order to help them demand the fundamental rights of the nation of Iran in the nuclear field and stand against Arrogant [US] blackmail and greed during negotiations and meetings.”

On regime change, a threat posed by the administration of US President George W. Bush against Iran, Iranian leaders are certain their security apparatus is too strong for the US to ever defeat and the US has backed away from that effort.  Addressing the issue of regime change, IRGC Quds Force Commander General (Sarlashkar) Qassem Suleimani stated: “the important side of your [US] attempts today have been to confront the Islamic Republic.  Your [Obama] statement [at the UN] that ‘We are not seeking the Islamic system’s overthrow’ is not a statement of kindness, but rather an announcement of incapability.  You have been and will remain unable to be successful in overthrowing the Republic’s system.”

There is a sense among Iranian leaders that Defense Minister Hossein Dehghan’s efforts to revamp and enhance Iran’s advanced defense research programs and strengthen Iranian defense industrial base will greatly enhance Iran’s warfighting capabilities at the present and in the future.  Iran has already made great strides in satellite technology, drone, and stealth technology.   Iran has successfully used a base in Venezuela as a test bed for new technologies.  Regarding application of those new technologies, in the Gulf, Iran believes it can establish dominance with the advent of new anti-ship system and naval technologies.  Ali Shamkani, the new Secretary of the Supreme National Security Council directed the IRGC attempts to realize Iranian dominance in the Gulf while serving as IRGC Commander.  He retains a strong interest in that effort.

On its borders, Iran has demonstrated its capability to effectively combat narcotics traffickers and rogue Islamic militant groups such as al-Qaeda and Jundallah, as well as the Peoples’ Mujahedeen, a group some Western policy analysts suggest that the US use as a means to weaken the government in Tehran.  In Iraq, Iran has trained and equipped Iraqi Shi’a militiamen and sent them into Syria to support the regime of Syrian President Bashar al-Assad.

In Syria, Iran has demonstrated its capability to project power beyond its borders, deploying significant numbers of IRGC, Quds Force and regular Army forces there in support of the Assad regime.  Iran has trained and equipped Syria’s shabiha (militiamen), and organized them into the National Defense Front.  It is known that Iran has sent at least 330 truckloads of arms and equipment through Iraq to support the Syrian Armed Forces in 2013.  An air corridor over Iraq has also emerged as a major supply route for Iran to send weapons, including rockets, anti-tank missiles, mortars, and rocket propelled grenades to Assad.  Iran has also armed, equipped, and enabled Hezbollah to join the fight in Syria.  Further, Iran has facilitated the deployment of Iraqi Shi’a militiamen trained by the Quds Force to Damascus.  To further supplement the Syrian Armed Forces, hundreds of Shi’a, among the Arabs in Yemen and Pashtun in Afghanistan, have been recruited for combat duty in Syria.  In Yemen, Iran’s Quds Force has supplied arms to Houthi rebels fighting government forces in the northern part of the country.  In Bahrain, Iran has capitalized on ties established with Shi’a groups back in the 1990s.  Calling themselves the Bahraini Rebellion Movement, some have carried out small-scale attacks on police.  Bahraini rebels are operationally controlled by Bahraini opposition leaders, but typically trained in Iran.  Iranian leaders feel they could utilize these diverse forces against the interests of the US and its friends and allies in retaliation for US military action.

As events and issues in the Middle East do not align with US President Barack Obama’s new vision of its national interest, some Iranian leaders feel the US has become disinterested in the region.  Most also recite the global mantra that the US has been traumatized by its interventions in Iraq and Afghanistan both in which Iran supported opponents of the US.  Obama, himself, appears to Iranian leaders as being skeptical about the use of the US military anywhere to create desired outcomes other than actions where participation by US personnel is very limited in scope as in Libya.  Iranian leaders observed the Obama administration’s decision to make steep reductions in US conventional forces, leaving them somewhat less able to project robust power, take and hold ground in a non-permissive environment or engage in sustained ground combat operations in defense of the interests of the US, its friends, and allies.  They have also observed Obama administration effort to make steep reductions in its nuclear forces, the crown jewels of its military power, only to be thwarted by Russian President Vladimir Putin.  Putin refused to negotiate on the matter concerned with the efficacy of taking such an audacious step.  Additionally, they were amused over the way in which the Obama administration buckled under pressure from academics, policy scholars, and activists over drone use.

Iranian leaders have noted the Obama administration’s insistence on deploying a European based missile defense system to defeat an imagined Iranian nuclear-tipped missile attack.  To Iranian leaders, the deployment of the missile defense system indicates that there is a willingness within the US to rely on defense and deterrence rather than offensive military action to cope with Iran’s nuclear program.

In Iraq and Afghanistan, the Obama administration’s behavior has been perceived by Iranian leaders as being very awkward.  Regarding those military operations, Suleimani stated: “What achievements did the American army have with $700 billion budget . . . They expended approximately $3 trillion for the war in Iraq but the American army was unable to gain immunity in Iraq for [even] a single flight and exited Iraq with disgrace.  The result of all war in the region was the Iranian nation’s victory.”  In the view of some Iranian leaders, the Obama administration withdrew from Iraq as a result of a promise made during Obama’s first presidential campaign rather than strategic considerations.  Consequently, Iranian leaders surprisingly found themselves left with an opportunity to strengthen Iran’s position in Iraq.  However, the door was also opened for a growth of al-Qaeda’s presence there.  The initial increase in force in Afghanistan after a long, agonizing decision by Obama in 2009 was made with the goal to create the opportunity for the US and NATO to succeed there.  Iranian leaders have observed how that approach transformed into a decision to withdraw.  Indeed, the US has now declared its intention to withdraw from Afghanistan by December 2014 without a security agreement with the Afghan government.  Iranian leaders have been presented with an opportunity to further Iran’s dominance in the region, but recognize the US withdrawal may open the door to a growth in al-Qaeda’s presence there.

Among experts and advisers on foreign and defense policy in Tehran, the popular view espoused was that the Obama administration was forced into an aggressive stance against Iran with manipulation from Israel.  Senior Military Advisor to the Supreme Leader and Former IRGC Commander General (Sarlashkar) Yahya Rahim Safavi stated, “It is sad that the US President is under the influence of [Netanyahu’s] pressure and lies about Iran to such an extent, that he changed his tune and stance towards the Iranian issue. This leads to the US President’s weakness of independent thought and policy and has shown the power and influence of the Zionist lobby . . . .”  Jafari stated in September 2013, “We hope that the Americans let go of their intransigence with Iran and become less affected by the Zionist lobby.”  However, Iranian leaders now believe the US has retreated from its aggressive stance toward Iran fearing further military engagement in the Middle East.  Iranian leaders want to believe that the Obama administration has very negative relations with Israel, and has pursued the Geneva negotiation process, despite Israel’s objections.  They are convinced that uncongenial relations between Obama and Israeli Prime Minister Benjamin Netanyahu, has served to stymie Israeli plans to take any action against Iran.

In Syria, the US has not interfered with Iran’s efforts to establish itself as the state with predominant military force on the ground and the complete capability to shape events, with the financial support from Russia and China.  Despite declaring red-lines on the use of chemical weapons in Syria, the Obama administration hesitated and backed away from military action after very publicly accusing the Assad regime of using chemical weapons.  Iranian leaders’ views of Obama’s unwillingness to take military action anywhere were confirmed when the Obama administration expressed “fears” over placing troops on the ground and was indecisive in choosing targets in Syria for military strikes before eventually declining to act altogether.  That actually compelled many Iranian officials, IRGC commanders in particular, to publicly deride the US government as being indecisive and predict it would be pliant to Iran’s demands.  Suleimani made the following statement about the US: “There was day when the US used three options: political, economic, military.  Today they lie and say ‘we have forced Iran to negotiate with sanctions’ or the Islamic system is weaker.’  Really, today, the US has the most debt of any country in the world.  The US has also failed everywhere they have interfered militarily.  From a political perspective, they are not accepted anywhere in the world.  In a situation in which the US is considered the world’s greatest power, they are ruined in every dimension.”

Iranian leaders watched as Democratic and Republican Members of the US Congress failed to support Obama’ s plan to take military action in Syria.  They recognized that as being indicative of a greater problem between Obama and Congress.  Iranian leaders feel the Congress would likely deny Obama support for military action elsewhere.  The willingness of opponents in Congress to inflict harm on the US military, the security apparatus, and the US public, through sequestration and a government shutdown, convinced to Iranian leaders that there is outright hostility from Congress toward the Obama administration akin to an animus toward an enemy.  The Iranian view of the Obama administration were supported by Russian President Vladimir Putin in his now infamous September 12, 2013, New York Times Op-Ed entitled, “A Plea for Caution from Russia.”  Putin’s negative perceptions of Obama’s motives and the US have very likely found their way into Russia’s dialogue with Iran and have had an impact. Russia’s most recent military action in Ukraine demonstrates to Iranian leaders that there is little reason to be concerned or intimidated by a possible response from the Obama administration.  Iranian leaders’ views on the role of the US in the world as a predominant power were also supported by China.  Chinese views were represented in an editorial by the Chinese official news agency, Xinhua, calling for a “de-Americanized” world.

“Possibilities”

On the Geneva talks, Khamenei from the beginning made statements such as: “We had announced previously that on certain issues, if we feel it is expedient, we would negotiate with the Satan [US] to deter its evil.”  Maintaining the nuclear program and the right to enrich were the main requirements that he gave to Iranian President Hassan Rouhani when releasing him to engage in a dialogue with the US and Western powers on economic sanctions, and Iran’s nuclear program.  Khamenei viewed the Geneva process primarily as an opportunity to counter economic sanctions while progressing in the area of nuclear technology.  Jafari has stated: “The people expect their officials to demand the complete nuclear rights of the nation of Iran, including the nuclear fuel cycle, complete and official recognition of the right to enrich, and the elimination of all unjust sanctions.”

Given the nature of relations between Obama and Netanyahu, Iranian leaders felt it was unlikely the US would agree to Israeli demands for Iran to cease all uranium enrichment and to remove all enriched uranium from its territory; dismantle its Fordow nuclear facility hidden in a mountain near Qum; dismantle its newest generation of centrifuges at Natanz; and, stop construction of a heavy water reactor at Arak.  They know that the US has engaged in an effort to quell very audible concerns expressed by Israel and other Middle East allies over concessions made to Iran, particularly on sanctions.  Iranian leaders truly believe Zarif is the best diplomat possible to promote the legitimacy of Iran’s positions.  The popular notion, that the Obama administration’s foreign policy was initially driven in great part by the White House’s desire to establish Obama’s legacy, signaled to Iranian leaders that the US may be willing to make concessions in talks to reach an agreement.  Zarif could deliver success at Geneva on Iran’s terms, exploiting the US desire to make a deal.

It may very well be that Iranian leaders want to use the Geneva talks to gain time to make greater advances in the nuclear program.  Continued progress in the program has been a feature of Iran’s nuclear negotiations with the US and its Western partners since such talks`began with the Bush administration despite the ferocity of threats of military intervention and the imposition of sanctions.  From a darker perspective, true conservatives among Iranian leaders may wish to use the diplomatic efforts of Rouhani and Zarif simply to misdirect the US and its European partners, enabling other elements of the Iranian government to pursue the covert weaponization of the nuclear program.  Iran has the possibility to engage in a dual-track approach to resolve problems over the nuclear issue with the US and its Western partners within the parameters of Khamenei’s concept of heroic flexibility.  Rouhani and the Iranian Foreign Ministry would take a path toward diplomacy to acquire concessions from the US while the IRGC, the Ministry of Defense, and other government elements take a path toward accomplishing the military goals of the nuclear program.

Whether through the current course of research or a covert program, Iranian leaders are aware that once a significant level of competence with nuclear technology is successfully acquired and tested, the genie will be out of the bottle and a new situation will immediately exist. Iranian leaders believe that threats of further sanctions or military action against Iran would unlikely be viewed as constructive internationally, other than by Israel.  Iranian leaders believe particularly that it would less likely face any consequences if it achieves nuclear weapons technology when US mid-term Congressional elections occur in 2014.  Democrats in the US Senate and House of Representatives, especially those seeking re-election, would not want to have to explain a new war in the Middle East declared by a president from their party.

What Has Occurred So Far

Under the agreed pause of its nuclear activities, Iran has suspended its nuclear program to the extent that enrichment of uranium would be halted beyond 5 percent, a level deemed sufficient for energy production but not for developing a nuclear device.  Iran’s stockpile of uranium enriched to 20 percent, a step toward weapons grade fuel, would be diluted or converted to oxide, preventing it from standing prepared for military purposes.  Iran already produced more than 20,000 pounds of enriched uranium gas that is three quarters of the way to weapons grade material.  Iran also agreed not to install any new centrifuges, or start up any that were not already operating. Between 2009 and 2013, Iran’s inventory of installed centrifuges increased from 5,500 to 19,000.  Iran agreed not to build any new enrichment facilities.  An undeclared enrichment facility at Fordow, buried inside of a mountain and outfitted with centrifuges over the last several years, was exposed by US and allied intelligence efforts prior to the negotiations.  Iranian officials indicated that their program had not been curtailed at all. They claimed that Iran by its own volition, reached an interim agreement with the P5+1, but did not give up the right to enrich or the ability to return to enriching at any time.  To them, the interim agreement did not prevent Iran from enriching uranium above 3.5 percent or to dismantle any existing centrifuges.  Iranian deputy foreign minister for legal and international affairs as well as lead negotiator, Abbas Arachi, made it clear that while Iran would separate connections between centrifuges that have been used to enrich uranium to 20 percent, the interconnections could be reconnected in a day.  The entire feed stock for producing nuclear weapons fuel and infrastructure remains intact.  Additionally, the Iranians were able to retain achievements made through their development of a heavy water reactor in Arak which provides a plutonium pathway to producing nuclear weapons fuel.

However, the agreement, more importantly, has reversed the momentum of sanctions and provided some relief from the threat created by the notion of impenetrable sanctions.  Some US policy analysts may believe that Iran may be buying time in order to advance its nuclear program while giving key concessions on the sanctions front.   Yet, what may really be happening is that Iranian leaders are giving new consideration to the Geneva process.  Considering how to proceed against the US and its European partners in the abstract, is quite different from engaging with US officials in actual negotiations.  Information gleaned from US officials and diplomats should provide fresh information about US actions and intentions.  It is difficult to say whether such information from the talks might have an impact on thinking among Iranian leaders.  Nonetheless, while enduring Kerry threats of war, Iran has actually kept its end of the deal under the November 24th agreement by reducing its stock of 20 percent enriched uranium, not enriching uranium above a purity of 5 percent and not installing more centrifuges in addition to other things.  Kerry, himself, told reporters that “Generally speaking, they have done I think everything that they were required to do with respect to the reductions.”  Kerry further explained that “There’s no centrifuge challenge. They haven’t put any in. They … have reduced their 5 percent. They have reduced the 20 (percent),” he added. “They are in the middle of doing all the things that they are required to do.”

The Way Forward

Khamenei and other Iranian leaders believed an agreement favorable to Iran’s interests, particularly on sanctions and Iran’s nuclear rights, would be rapidly constructed.  As the negotiation process dragged on, they were recognized as a complicated and deliberate process, the outcome of which is uncertain.  Khamenei began expressing doubts that an agreement acceptable to Iran could be constructed.  Nevertheless, once an interim deal was reached, and Khamenei and Iran so far have adhered to it.  There is real hope among negotiators that a final agreement can be reached.  However, the talks could also fail, and that would not be a simple matter at all.  Iranian leaders may conclude the US will not attack, given the predilection of the Obama administration to shy away from military action, and speculation on the US included in some analysis of “capabilities and possibilities” developed in the abstract by policy experts in Tehran.  Yet, the US military, in reality, possesses the capability to successfully execute a decisive blow against the Iranian nuclear program and effectively deal with Iran in the aftermath of any strikes.

US military planners develop concepts for operations using their expertise based on a long career in their respective branches of the armed forces that includes continuous military education and training and considerable experience warfighting.  They would be the ones responsible for developing plans for military action against Iran for the Obama administration.  They know the capabilities of specific individuals and units, the effectiveness of their weapons systems, and what the real possibility for success of any given operation would be.  All tools, both conventional and nuclear, would be available to them.  If ordered by the president to present a plan for such an attack, senior US military planners will more than likely produce something that displays a high level of acumen and creativity, utilizing advanced technologies in a manner that neither analysts nor the potential opponent could foresee.  A plan to put the full panoply of security measures in place not just in the region but in the US and territories of friends and allies to thwart retaliation would also be produced and implemented.  The worst way for Iranian leaders to discover the US military’s capabilities would be through an attack.

Iranian leaders must realize that when dealing with the US, ultimately, issues do not center on whoever occupies the Oval Office at any given time.  Term-limits set by the US Constitution prevent Obama for serving a third term.  Striking a balance between demands for relief from economic sanctions and the gradual cessation of the nuclear program may not be at issue for the next US president.  To the extent that the US is a staunch ally of Israel and to a similar extent, Saudi Arabia, the next US president might decide to ameliorate the US approach, requiring new concessions from Iran, to include an immediate halt of all its nuclear activities.  The demand could possibly be made for Iran to surrender its nuclear program or face military action.

Another realization that must be reached is that rather than focus on comments that are meant for domestic political consumption in the US, Iranian leaders must stay focused on what is best for Iran and what can truly be achieved through the nuclear negotiations.  Relations between the US and Iran are at a new stage as are the nuclear negotiations. The P5+1 Talks have provided a unique opportunity for US officials and their Iranian counterparts, through close contact, to acquire a better understanding of various aspects of one another’s thinking.  Much of what has been learned since surely contradicts Iranian leaders’ prior assessments of capabilities and possibilities regarding the US.  For the US and Iran, the improved understanding of mutual positions was further strengthened by back channel talks, some conducted by officials from the US National Security Council.  Those talks also allowed very senior officials to “clear the air” regarding any personal concerns and relations between the two countries.  The new dialogue has built confidence, eliminated many ambiguities about positions, and lessened the guessing over actions, intentions, and motives.  Jafari has been quoted as saying, “Anti-Westernism is the principle characteristic of the Islamic Republic.”  However, Iranian leaders at this point may be able to see, even with such slogans in mind, the real possibilities of a final agreement.  Adhering to the interim deal, as Kerry himself has confirmed, is a good first step and serves as recognition by Iranian leaders that a peace agreement has promise.  Although it has been dogma among US policy analysts and think tank scholars to view Iran as determined to pursue nuclear weapons through its nuclear program, it may very well be that a final decision on how to proceed has not been made in Tehran.  Recall that Khamenei has stated repeatedly that Iran does not want a nuclear weapon.  If Iran were trying to develop a nuclear weapon, the effort could only be justified by Iranian leaders as a matter of absolute necessity for Iran’s security.  Evidence does not exist that the nuclear program has been militarized.  Whether Iranian leaders truly believe a nuclear weapon would make them more secure is not certain.  With great expenditure, Iranian leaders may be both creating a nuclear energy program, and simply creating the option to weaponize if it became necessary.

If a final decision truly has not been made on developing a nuclear weapon, it may still be possible, in Geneva and through back channel discussions, to convince Iranian leaders that pursuing a weapon would not be necessary.  Zarif, Kerry, and all parties to the negotiations may very well be able to deliver a deal that satisfies Tehran and all parties to the negotiations.  It is certainly worth the try.  If they fail, then a war will likely be declared, if not immediately, in the near future.

Book Review: Kenneth Pollack, Unthinkable: Iran, the Bomb, and American Strategy (Simon & Schuster, 2013)

Pictured above are centrifuges used to enrich uranium at an Iranian nuclear facility.

In Unthinkable: Iran, the Bomb, and American Strategy, Kenneth Pollack explains that Iran is most likely attempting to develop a nuclear weapon and may very well have it in the near future.  Having proffered that, Pollack then considers what will allow US policy makers to best respond to Iran’s nuclear ambitions in order to protect the interests of the US and its allies.  Pollack asserts that from the options available, the US will inevitably be forced to choose between declaring war to stop Iran from moving any further forward with its nuclear program or implement a policy of containment.  Pollack engages in a strenuous effort to support his belief that containment would be the best choice for the US.  However, Pollack does not limit his analysis to weighing the military option and containment.  He lays out other possible solutions to the Iranian nuclear dilemma that he poses.  Those other approaches include redoubling US efforts at a carrot-and-stick approach that combines negotiations and sanctions; aiding Iranian opposition to bring about a popular form of regime change; and, backing an Israeli military strike.

Pollack’s experience in examining Iranian security issues is extensive.  He began his career in international affairs as a Persian Gulf analyst at the Central Intelligence Agency (CIA).  He served twice on the staff of the National Security Council (NSC), at one time holding the position of Director for Persian Gulf Affairs.  Pollack also held positions as a senior research professor at the Department of Defense’s National Defense University, as a director of national security studies at the Council on Foreign Relations, and as a research fellow at the Washington Institute for Near East Policy.  He currently serves as a senior fellow at the Saban Center for Middle East Policy at the Brookings Institution.  Throughout his career Pollack has interpreted facts and developed timely inferences on situations and entities in the Middle East, using large quantities of informatiuon with the goal of supporting US policy.  Pollack clearly possess what might be a granular understanding of the situation of Iran from detailed reports and assessments.  He likely retains what he learned from very enlightening classified sources during his tenure at CIA and perhaps afterward if he possesses a security clearance that would permit that.  However, Pollack’s understanding of Iran was still developed from the abstract.  Despite the eloquence of his argument, what stands out in Unthinkable is Pollack’s choice to make use of a limited range of primary sources to support his positions on the nuclear ambitions and decision making of Iranian authorities, which are central to his argument.

Pollack states in the Introduction to Unthinkable, “How we choose to fill the gaps in our knowledge is often more important than the knowledge we have.”   Claiming that there is not much known about the true intentions of the Iranian leadership, Pollack presumably felt it would be enough to write his book using research and writing techniques developed as an analyst for CIA.  Doing so certainly does not make for scandal.  However, Pollack’s apparent tact of presenting policy options as if he were still a CIA analyst at headquarters in Langley, Virginia, beset by travel restrictions, is questionable, since he is free and fully able as a private citizen and research fellow at an independent think tank to gather information and conduct interviews, including in Iran, to thoroughly investigate and assess the possibility of success for each option.  There is no evidence in Unthinkable that Pollack ventured to gain a greater understanding of issues himself by traveling to Iran or interview Iranian policy and decision makers.  To some degree, this represents a lack of commitment to the truth by Pollack.  In a world were interaction between people of the world is facilitated by electronic communication and air transport, it is difficult to understand why Pollack takes what is ostensibly an archaic tact to limit his study by denying himself access to first-hand information that is readily available.  Pollack very likely would have been welcomed in Iran.

Pollack’s self-imposed restriction on fully investigating Iran’s positions on nuclear issue seemingly caused him to reach a number of positions on the Iranian nuclear issue and US policy on Iran that were incorrect.  Most notable was Pollack’s argument against a “policy of pure engagement” or an “engagement only approach.”  While that position was not a main feature among his arguments, it has proven to be one of its greatest flaws.  Pollack based his assessment on the experience of the Europeans who attempted that tact with Iran without success in the 1990s.  Perhaps with a deeper look, Pollack would have discovered that the US and Iran had essentially decided to take a new direction on the nuclear issue.  While Pollack was arguing against initiatives to pull back on sanctions as a prelude to a grand bargain, the US and Iran were on the threshold of establishing a new dialogue.  Iranian President Hassan Rouhani expressed strong interest in establishing a dialogue with the West, and it was manifested with both his September 2013 telephone conversation with US President Barack Obama and the formal meeting in New York between Iranian Foreign Minister Mohammad Javad Zarif and US Secretary of State John Kerry the same week in 2013.  Months before contacts, there were back channel negotiations underway to set-up an official dialogue between the US and Iran.  Those efforts coalesced, resulted in the announcement of bilateral negotiations between the US and Iran and a Geneva negotiations process between representatives from Iran and the P5+1 (US, Britain, France, Russia and China, plus Germany).  Those negotiations, which Pollack had taken a stand against, have resulted, to some degree, in an improvement in US-Iran relations, and an interim agreement signed by all parties on January 12, 2014.  That deal curtailed the Iranian nuclear program, focusing on two separate methods of developing a bomb: one involving uranium and, the other plutonium.   It allows time to negotiate a more ambitious deal that would require the Iranians to dismantle much of their nuclear infrastructure.  In return, the Iranians would receive relief from sanctions and the ability to sell oil around the world again.

The P5+1 Talks in Geneva have also borne fruits beyond the agreement.  They provided a unique opportunity for US officials and their Iranian counterparts, through close contact, to acquire a better understanding of various aspects of one another’s thinking.  Much of what has been learned since contradicts Pollack’s assessments of thinking within Iran.  Indeed, for officials in all countries involved in the negotiation process, close contact through the Geneva process have given them a chance to look into each other’s eyes and sense one another’s feelings.  Everything the other says or how the other reacts to statements is important to know.  Every inflexion, tone, and change in the others voice provides some insight as to what might be on an official’s mind.  For the US and Iran, the understanding of positions was further strengthened by back channel talks, some conducted by officials from the NSC.  Those talks also allowed very senior officials to “clear the air” regarding any personal concerns and relations between the two countries.  The new dialogue has built confidence, eliminated many ambiguities about positions, and lessened the guessing over actions, intentions, and motives. 

Even if US officials at the Geneva Talks determined their Iranian counterparts were not being forthright or simply being deceptive, it could be best confirmed through talks, certainly not through the speculation that Pollack offers.  The understanding that US and Iranian leaders have of the others thinking as a result of Geneva would greatly inform the chief executive’s own assessment and eventual response to the crisis.  Frequent meetings between the US and Iranian officials allows for the development of a “fresh” understanding of each other, and enhances prospects for fence mending.

Part of Pollack’s rationale behind Unthinkable was to provide options for US policy makers in the event of a downturn in US-Iran relations.  As such, his discussion still merits consideration.  Regarding military action, to degrade Iran’s nuclear capability, Pollack, who again admits lacking information argues that a strategic bombing campaign might not inflict enough damage to prevent the Iranians from resurrecting their program.  If that occurs, Pollack believes US decision makers would turn to a ground invasion that would inevitably be more complex than the Iraq War.  However, in spite of his thorough examination of the issue, and his experience at CIA and the NSC, it is difficult to accept Pollack’s ideas on how senior US military planners would approach the Iranian nuclear program.  Pollack proffered similar analyses on Iraq, before Operation Iraqi Freedom. (See Kenneth Pollack, The Threatening Storm: The Case for Invading Iraq (Random House, 2002).)  Pollack encouraged military action in Iraq despite not fully understanding: whether the premise for the attack being presented by the administration of US President George W. Bush—Saddam Hussein was developing weapons of mass destruction—was  accurate; how the Iraqis would respond to the attack and subsequent occupation; what securing and reconstructing Iraq would require; and, how decision makers in the Bush administration understood the situation at the time and what their likely approach to the intervention would be.  Pollack now recognizes that the Bush administration was in willful denial of the enormity of the undertaking.  Preparing good military plan to meet the goals of political leadership that will result in a favorable, attainable outcome, requires dominant knowledge of the prospective battle space and excellent “situational awareness.”  In recommending a military plan to political leaders, senior military leaders must possess a necessary level of “political awareness,” bearing in mind to what degree their plans might be politicized as a result of expedience, making desired outcomes less likely. 

US military planners, using their expertise based on careers in their respective branches of the armed forces, that included continuous military education and training and considerable experience in war fighting, are responsible for developing plans for military action for political leaders.  They know the capabilities of specific individuals and units, the effectiveness of their weapons systems, and what the real possibility for success of any given operation would be.  Policy makers and analysts, regardless of their level of understanding of military theory or strategy, are outmatched by the degree of understanding senior military commanders possess for the planning and execution of an attack on Iran.  If ordered by the president to present a plan for such an attack, senior military planners will more than likely produce something that displays a high level of acumen and creativity, utilizing advanced technologies in a manner that neither analysts nor the potential opponent could foresee.

While Pollack may believe that attacking Iran is not a viable option because the costs for the US are too high, circumstances in the future may not permit a policy based on convenience.  Whether faced with war-weariness over Iraq and Afghanistan or isolationism following World War I, if military action is the most effective option, it must be taken.  Decision makers must operate within circumstances that exist, not the circumstance they like to have.  Perhaps Pollack, as a result of personal reflections on mistakes made concerning Iraq has become adverse to risk and now seeks to avoid military action.  However, that mindset typically will result in the search for alternate approaches that, in a less than perfect world, do not exist.

Interestingly, Pollack’s argument that military action in Iran would be too costly weakens the case for containment which is his preferred option.  A containment effort of any kind requires the existence of the credible threat of force.  Nevertheless, Pollack recommends establishing red lines to deter an Iran with nuclear weapons from threatening US interests and allies.  He suggested the further use of coercive diplomacy in the form of economic sanctions, diplomatic isolation, and ideological warfare with the hope it will modify Iran’s behavior and allow structural flaws in its political system to bring an end to the regime itself.  To enhance the possibility that containment would succeed, Pollack suggested supporting anti-regime elements to foment revolution in Iran.  Despite the questionable nature of such groups, Pollack explains “Any imaginable change of regime in Tehran would benefit the United States, if only because it is hard to imagine a regime more anti-American than the one in place today.”   Surely, this belief would be modified after a discussion in Iran with ordinary citizens about groups such as the People’s Mujahedeen.

Despite questions raised in this review on Pollack’s approach to the Iranian nuclear issue, Unthinkable should still pique the interest of policy scholars and academics interested in appraising some very, well-researched arguments on the future of US relations with Iran.  Pollack is a good researcher and great writer.  Business leaders and policy aficionados would find Unthinkable of interest because it provides insight into how similar arguments of US foreign policy issues are formulated by think tank scholars.  There is much for students of international affairs to learn from his work.  Undoubtedly, Unthinkable has been read and briefed in Iran’s Ministry of Foreign Affairs, Ministry of Defense, Ministry of Intelligence and Security, and the Iranian Revolutionary Guards Corps.  It might be interesting enough for them, as well as readers from governments of other countries, to view the book as an opportunity to review the methodology for research and analysis used by a skilled former US intelligence analyst.  However, as mentioned, The Iranians would most likely feel they have much more to learn from their first-hand interactions with US officials in Geneva.

Unthinkable was highly recommended in many reviews when published in September 2013.  Many of the book’s arguments may soon be overcome by events in Geneva.  Yet, there are still some things to be learned from it.   As greatcharlie.com appreciates books that can enhance the understanding of its audience of foreign and defense policy makers, to business and political leaders, and policy aficionados on international affairs, we recommends Unthinkable to them.

Negotiators Put Final Touches on Interim Iran Accord, But Ayatollah Khamenei Is Expressing Concern over Perceptions Created by Talks

Iran’s Supreme Leader, Ayatollah Ali Khamenei, is frustrated by the popular perception that Iran was forced to make a deal on its nuclear program as a result of Western economic sanctions.

According to a January 13, 2013, New York Times article entitled, “Negotiators Put Final Touches On Iran Accord,” Iran and the P5+1 (US, Britain, France, Russia China, and Germany) completed a deal on January 12th that would temporarily suspend much of Iran’s nuclear program as of January 20th.  That would be done in exchange for limited relief from Western economic sanctions.  The interim agreement had already been announced in November 2013, however, its implementation was delayed until after negotiators and experts worked out technical details.  Reportedly, Iran will suspend its nuclear program to the extent that enrichment of uranium would be halted beyond 5 percent, a level deemed sufficient for energy production but not for developing a nuclear device.  Iran’s stockpile of uranium enriched to 20 percent, a step toward weapons grade fuel, would be diluted or converted to oxide, preventing it from standing prepared for military purposes.  Iran also agreed not to install any new centrifuges, start up any that had were not already operating, or build new enrichment facilities.

While Western officials touted the degree to which Iran’s nuclear program had be temporarily curtailed, as reported in the January 13thNew York Times article, Iranian officials indicated that their program had not been curtailed at all. They claimed that Iran by its own volition, reached an interim agreement with the P5+1, but did not give up the right to enrich or the ability to return to enriching at any time.  To them, the interim agreement did not prevent Iran from enriching uranium above 3.5 percent or to dismantle any existing centrifuges.  Iranian deputy foreign minister for legal and international affairs as well as lead negotiator, Abbas Araqchi, made it clear that while Iran would separate connections between centrifuges that have been used to enrich uranium to 20 percent, the interconnections could be reconnected in a day.

For Iran’s Supreme Leader, Ayatollah Ali Khamenei, maintaining the nuclear program and the right to enrich was the main requirement that he gave to Iranian President Hassan Rouhani when he released him to engage in a dialogue with the US and Western powers on economic sanctions, and consequently, Iran’s nuclear program.  Khamenei viewed the Geneva process primarily as an opportunity to counter economic sanctions while progressing in the area of nuclear technology.  However, as the process advanced, Khamenei began to publicly express concerns and some disappointment over its results.  Despite an initial sense inside Iran’s leadership that the negotiations would rapidly bring forth favorable results, it instead has been a complicated and deliberate process, the outcome of which remains uncertain.  Moreover, Iranian authorities became concerned by the fact that following their decision to engage in the negotiations with Western powers, a perception took hold that Iran was forced to make a deal on its nuclear program to stave off economic ruin.

In Iran, Khamenei is known as the leader of the Islamic Ummah and Oppressed People and the person in which the spiritual guidance and functional power Islamic republic resides.  For him, the notion that Iran was submitting to Western pressure is absolutely abhorrent.  Khamenei accused the US of engaging in strenuous efforts to promote this view of Iranian weakness.  He stated:  “The nuclear talks showed the enmity of America against Iran, Iranians, Islam, and Muslims.”  Nevertheless, the view that Iran was forced to negotiate in reaction to economic sanctions is not only accepted among most experts in the US.  It is the prevailing view worldwide.  Khamenei has held out hope that, through the Geneva process, Iran would reach an agreement that fits within the ideals of Islamic Revolution as well as achieve success over what he has referred to often as “the economic pressures and propaganda campaigns of the West.”  However, perceptions of Iran’s standing in the talks could very well impact Khamenei’s final decision regarding Geneva.  At this juncture, it is not necessary for Khamenei to decide whether to proceed to halt negotiations as a final agreement has not even been outlined.  In the interim, perhaps Khamenei and Iranian foreign and defense policymakers might consider how Iran’s own efforts to influence the global policy debate on the Geneva process in its favor, how in reality, it did more to propagate perceptions on why it entered into negotiations.  Interestingly, a few changes in Iran’s approach may ameliorate the situation and may very well make the situation tolerable enough to allow reaching an agreement to become the main focus of all parties.

Image of Iran’s Power to Khamenei

Khamenei’s frustration over worldwide perceptions that Iran was forced into the Geneva process is almost palpable.  Khamenei saw Iran’s decision to enter the Geneva process purely from a position of strength as a regional power.  Such power was the basis of equality.  Viewing its entry into the Geneva process from a perceived position of strength Khamenei has made statements such as: “We had announced previously that on certain issues, if we feel it is expedient, we would negotiate with the Satan [US] to deter its evil.”  When it began the talks, Khamenei and Iranian policymakers believed an agreement favorable to Iran’s interests would be rapidly constructed.  Among experts and advisers on foreign and defense policy in Tehran, the accepted view was that US had become disinterested in the Middle East as events and issues in the region do not align with US President Barack Obama’s new vision of its national interest.  The failure of the US to respond militarily to Syrian President Bashar al-Assad’s use of chemical weapons, despite red-lines, is a reaction to the trauma of its interventions in Iraq and Afghanistan.  Moreover, they viewed US President Barack Obama as analytical and frail, lacking the will to fight.  They asserted that Obama would unlikely be predisposed toward declaring war on Iran regardless of how they might proceed appears to have become dogma among political and religious hardliners and in the Iranian Revolutionary Guards Corps (IRGC).  It has compelled many Iranian officials, IRGC commanders in particular, to publicly deride the US government as being indecisive and predict it would be pliant to Iran’s demands at Geneva.

Khamenei and Iranian officials saw Iran moving in the opposite direction of the US, gaining power and becoming the driving force in the Middle East.  Khamenei stated:  “a regional power [Iran] has emerged which has not been brought to its knees despite various political, economic, security, and propaganda pressures.”  He further stated that “this major power [Iran] has influenced regional nations.”  Iran’s recent record indeed includes a number of bold and decisive actions in the region.  According to the January 13th, New York Times article, Iran has been sought to influence events just about everywhere in the region.  In Syria, Iran has deployed significant numbers of IRGC, Quds Force and regular Army forces.  It has sent an estimated 330 truckloads of arms and equipment to Syrian through Iraq to support the armed forces of Syrian President Bashar al-Assad’s regime.  An air corridor over Iraq has also emerged as a major supply route for Iran to send weapons, including rockets, anti-tank missiles, mortars, and rocket propelled grenades to Assad.  Iran armed, equipped, and enabled Hezbollah to join the fight in Syria.  Iran has also facilitated the deployment of Iraqi Shiite militiamen trained by the Quds Force to Damascus.  To further supplement the Syrian Armed Forces hundreds of Shiites in Yemen and Afghanistan have been recruited for combat duty in Syria.  In Yemen, the New York Times reports Iran’s Quds Force has supplied arms to Houthi rebels fighting government forces in the northern part of the country.  Iran smuggles weapons into Yemen on small boats which are difficult for Yemeni authority to track.  It is estimated that only 1 out of 10 Iranian boats that illegally come into Yemen among the thousands of commercial and fishing boats in the Persian Gulf.  In Bahrain, Iran has capitalized on ties established with Shiite groups back in the 1990s, including some that have carried out small-scale attacks on police.  Bahraini operatives are typically trained in Iran and operationally controlled by Bahraini opposition leaders there.

Understanding US Power in Tehran

Despite Khamenei’s own perceptions of Iran’s power relative to that of the US and its Western partners, the US has proved not to be as relaxed on matters as his foreign and defense policy experts and advisers led him to believe.  Advice coming as a result of the “group-think” displayed in Tehran on the capabilities and possibilities of the US did not serve Khamenei well.  As a nation, the US is certainly not a push over.  It remains a nuclear armed superpower, regardless of any perceptions about its leadership.  It has become very apparent that for Iran, acquiring significant sanctions relief through the talks would be difficult, if not impossible to realize, without significant change regarding Iran’s nuclear program.  Additionally, the focus of the US and its Western partners in the Geneva process was not what Iran was doing away from its nuclear program regionally.  That has been put aside.  The focus of Geneva is specifically Iran’s nuclear program and potential for developing nuclear weapons.  The talks are aimed at preventing nuclear war.  For that reason, the talks to a great degree concern the very survival of Iran in the face of US military power.

Distress caused by coming to this understanding of the situation has increased Khamenei’s frustration over hearing economic causation theories on Iran’s decision to negotiation in the global media.  Clear and convincing evidence has been presented that Iran’s oil revenue has been reduced and its other trade has been disrupted.  Nevertheless, Khamenei still publicly rejects this perception of weakness.  He recently declared, “Our enemies do not know the great Iranian nation.  They think that their imposed sanctions forced Iran to enter negotiations.  No, it is a wrong.”

Iran has made an effort promote its own positions and arguments on the Geneva negotiations as part of the worldwide policy debate on its nuclear program and the Geneva talks.  This activity has been especially noticeable online, in the social media.  (See greatcharlie.com September 3, 2013 post entitled, “Iran’s President Tweets Condemnation of Syria Chemical Attacks: Is Twitter Part of Rouhani’s Approach to the West?”)  Indeed, just as many other nations, Iran has sought to adapt to emerging trends on the social media with the hope they can way global opinion and improve the nation’s public image as well.  However, perhaps its was not fully understood at the time the decision to engage in such activity was made that use of this type of eDiplomacy (via Twitter, Facebook, YouTube, the blogishere, and other means) can create difficulties.  The real threat to national governments with an online presence or even in print, radio, and television media is the foreign and defense policy pundit.  Iran fell prey to endless numbers of pundits worldwide.

Iran’s Lost Cause Against the Pundits

The Oxford English Dictionary defines pundit as an expert in a particular subject or field who is frequently called on to give views about it to the public.  In the US, they are typically former government officials, political leaders and political operatives, think tank scholars, and academics allegedly with official access, particularly in Washington, DC.  Pundits respond to issues as they arise.  The serious foreign and defense policy observers among them will typically focusing on their areas of expertise.  Ideally, pundits will fill in information gaps to help an audience better understand an issue, policies, decisions, and actions taking place.  They may provide constructive criticism, “reality therapy,” and perhaps thinking that is outside of the box based on good judgment.  In this manner, pundits can make very valuable contributions to the foreign and defense policy debate.  (It is hoped visitors feel greatcharlie.com falls into that honorable category of punditry.)  However, there are also those pundits whose responses come in the form of trenchant criticisms of policies and decisions, pointing more to what is wrong than explaining how things could be improved.  Pundits are not journalists.  While they operate in the same sphere, they do so using different “standards.”  Some paraphrase and misquote to the extent that they occasionally create false impressions within the media of what was stated by an official.  This is made easier by use of sound bites and clips of official presentations.

Pundits respond to official statements on all issues that may arise.  Pundits, great and small, popular and unknown, are commenting on official statements and reports on such a rapid and immeasurable scale that even when corrections and misquotes are acknowledged such efforts to repair mistakes are obviated by new urgent and important issues.  Moreover, whenever official provide statements or attempts are made at leaking information through “trial balloons” and unofficial statements, in the end they are made in the pundits’ court: the media.  How those presentations eventually reach the public will be shaped by pundits responses, which some pundits often allege are gleaned from their own official sources.  The media is the pundits’ court, and within it, they cannot be defeated.  Whenever officials attempt to set the record straight by offering rebuttals or rebuffing such commentaries by pundits, their statements may drown among the thousands of commentaries on the blogisphere or may be met by an additional roundla of harsh remarks.  Interestingly, an effort by officials to engage a pundit in a debate in the media over a commentary, the pundit’s visibility and standing is elevated.

Grabbing the attention of an audience is most important in all media.  As a blog, greatcharlie.com, itself, is very interested in the number of visitors and views it receives on a given day, week, or month on its site.  While it would be better if blogs were sought out for their veracity and insights they present, attention is generally given to the ones that are more interesting or intriguing.  More often, those commentaries lack depth, and will more likely be unfriendly.  The more acceptable a negative view might be regarding a particular issue, the more likely this will be the case.  This has been one of Iran’s problems.  While Iran sought to promote its positions and arguments in the media, attempting to cope with popular pundits, who feel they should be hostile to its official statements, has proven to be a failed exercise.  Khamenei once expressed the hope that what he perceived to be an anti-Iran publicity campaign by the US would backfire and lead to its own global isolation.  However, that will unlikely be the case.  Among those people interested in foreign and defense policy worldwide, very few would ever take the position that Iran was equal or stronger than the US and its Western partners.  Far more people worldwide might accept more negative perspectives of Iran, due to security and economic concerns or ethno-religious and nationalist reasons.  The fact that the Geneva process is primarily referred to worldwide as the Geneva nuclear talks, which is how the US and its Western partners view the process, and not the Geneva talks on economic sanctions, as Khamenei and Iranian officials might view it, is an indicator of the perspective from which the global media has viewed the situation.

Assessment

As the supreme leader, it is understandable that worldwide perceptions of Iran would matter greatly to Khamenei.  Further, he was correct when he stated an enmity exists between Iran and the US.  Until the talks began, relations were uncongenial.  Yet, what is most important regarding the Geneva nuclear talks is what is said at the negotiation table and not what is stated in the media.  Boasts and declarations, the strong suit of the pundit, are of no value in the process.  Pragmatic thinking is required of all parties to the negotiation on this matter.

The quality of the agreement reached naturally should far outweigh concerns over what pundits far away from the negotiating table might argue.  An agreement, negotiated with the idea of equality among the parties at the table, that is respectful of the interests of all parties, that all feel is sustainable, and will preclude all from considering military solutions to the matters in discussion, will ensure peace.  This is the concept that should drive forward the Geneva process among all parties.