Commentary: Trump Withdraws US Troops from Syria: What Considerations Impelled His Decision?

The US military base in Al Asaliyah village near Manbij, in northern Syria (above). After US President Donald Trump announced that US troops would be withdrawn from Syria, critics and detractors surmised that he reached the decision from thin air, and hastily announced it at the end of 2018 in order to “check off” a campaign promise. It was also said Trump had disregarded US allies and friends in Syria. In truth, the decision was well-mulled over by US decision makers. Far more factors were part of the decision than the short-list reported in the US news media.

There was a storm of disagreement, and in some foreign policy circles in Washington, outrage, following the decision by US President Donald Trump to withdraw US forces from Syria. Fault with the decision was supported by the claim that Trump was acting against the best advice of his top military commanders and other foreign and national security officials. It was also said that Trump was displaying a certain insouciance toward allies and friends on the ground in Syria, to include Kurdish Forces (the People’s Protection Units or YPG) and the Syrian Democratic Forces (Arab and Assyrian fighters, as well high numbers of YPG units). Additionally, it was widely surmised that Trump reached the decision to withdraw US troops from thin air, and hastily announced the decision at the end of 2018 in order to “check off” a campaign promise. Some news media commentators even went as far as to claim that the decision signalled a new US isolationism and the beginning of a contraction under which certain US interests worldwide would be abandoned. In truth, the decision was thoroughly mulled over in a decision making meeting prior to being announced. Moreover, far more factors, in particular factors that tied to reality, were part of the decision, than the short-list reported in the news media. The aim here is to enumerate and examine, from an out of the box perspective, some of the likely considerations made by Trump and his aides and advisers prior to making the Syria decision public. Hopefully, the examination here will contribute in some way to the policy debate in the US on Syria.

The Syria situation was not a problem of Trump’s making. US President Barack Obama and other national leaders poorly interpreted information concerning an opposition movement that had organised against the regime of Syria Arab Republic President Bashar Al-Assad in March 2011. They believed that opposition movement made Assad regime ripe for change, however, opportunity was seen by Obama and his foreign and national security policy decision makers where there was none. The conclusion was that with a modicum support for the right opposition groups, the Assad regime would face collapse and be forced to the negotiation table, where Assad, himself, would agree to an orderly and immediate transition of power. Among a long list of negative consequences that have resulted from that policy approach have been: a seemingly never ending civil war in which millions of civilians have become casualties, millions more have been displaced, Russia and other countries who are potential adversaries of the US have strengthened their presence in Syria and increased their influence on the Assad regime; and, extraordinarily dangerous terrorist groups such as Al-Qaeda and ISIS, have established strongholds. Along with the US, European and Middle Eastern countries, have invested troops and other resources in Syria in what has been a successful effort to destroy terrorist groups in particular.

The contradiction between the desire to continue the fight alongside allies and friends, (that resulted in what now appear to have been ill-advised promises by US officials that the US would remain in Syria), and the requirements of force protection and the need to respond to rapidly evolving geostrategic realities in the region, made the decision to withdraw undoubtedly agonizing. Trump, however, was not marginal about the matter. Some of Trump’s top advisers were very disappointed over where the final decision fell. A couple top officials, having determined that continuing to work in support of Trump’s choice would compromise their personal values, their consciences, resigned. Perhaps an effort to keep US allies and friends invested in Syria militarily or otherwise of the decision to withdraw, even in camera, was a missing step. However, the decision will not be judged right or wrong here. Homines enim cum rem destruere non possunt, iactationem eius incessunt. Ita si silenda feceris, factum ipsum, si laudanda non sileas, ipse culparis. (Such is the disposition of mankind, if they cannot blast an action, they will censure the parade of it; and whether you do what does not deserve to be taken notice of, or take notice yourself of what does, either way you incur reproach.)

The announced withdrawal of US military units from Syria came as a surprise when Trump first made it on Twitter and then with a public statement on the White House lawn. There was an immediate rush by critics and detractors of Trump to pure negatives on the decision such as calling it an abandonment of allies and friends in the field. Other observers, uncertain about the future of Syria and uncertain of the future course of the US in the region, joined in the chorus against the decision. As promises were made by US officials other than Trump to stand alongside and support allies and friends, did as much to convince many observers that the US commitment to Syria was essentially open-ended, the disappointment and harsh reactions were stronger when that belief was dashed. Yet, with an assessment made that the main mission of destroying ISIS and other terrorist groups in Syria, and correlatively degrading their ability to act elsewhere, reaching toward its terminus, keeping US forces in the combat zones of Syria, keeping them in harm’s way, became questionable to Trump. All along, it was a calculated risk to deploy and allow US  forces to operate in Syria. Having spent months crossing his fingers concerning the well-being of US troops there, Trump made the decision to withdraw. Although US troops, themselves, expect to be in harm’s way whenever they are deployed in combat zones overseas, value judgments must be made by the civilian leadership on the returns or benefits from such dangerous deployments. It would seem Trump determined that the return on the US investment of troops in Syria, no longer justified placing their lives at risk. In making this decision, Trump likely felt some satisfaction knowing that he has robbed potential adversaries of the freedom to include an attack on US forces in Syria in their calculus of how they might hurt the US in the region.

US troops deployed in Syria are among the best trained in the US armed forces. As expected, they accomplished a tremendous amount. Yet, although extremely effectual in their performance, the size of their deployment, 2600 troops, is lean relative to those deployed in Operation Inherent Resolve in Iraq, Operation Freedom’s Sentinel in Afghanistan, Operation Iraqi Freedom in Iraq, or Operation Enduring Freedom in Afghanistan. Their numbers are also meager relative to the presence of potential adversaries in Syria. Expectations from those troops should not be placed too high. For those rightfully concerned with worldwide impressions of Trump’s decision to withdraw US forces, there should be an awareness that the force of 2600 troops was too few to do too much on the ground anyway. Change in Syria in the interest of the US and in a way that reflects US values would mean: allowing for the return of refugees and displaced persons; the establishment of transparent democratic governance in some form at the local, provincial, and national levels in Syria; providing all people of Syria with residences, more than just temporary shelters; an adequate, regular supply of sustenance; a means to sustain the delivery of sustenance; sufficient sources of potable water; continuous power and electricity; a highway and road systems that will allow for freedom of movement; reconstruction bridges, tunnels, airports, harbors, dams, parks, and waterways; schools for children; hospitals and health clinics; sanitation system; law enforcement at the local, provincial, and national level; a courts system; effectual employment bureaus, a secure banking system; the rebuilding of factories and other workplaces; an agribusiness development program; and, a multitude of other necessities that will support the development of a viable society. Given the size of the force, it would not be able to guarantee the top five items enumerated on this list, particularly the safety and security of Syrian returnees from the Assad regime and other potential adversaries. The Assad regime would invariably want all returnees to fold neatly under its cruel subjugation. There would also be the requirement of protecting the Syrian people from Islamic militant groups seeking to reestablish their Caliphate or some new Islamic State from which they could launch terrorist attacks globally.

There is a broader picture concerning US capabilities and capacity to conduct military-style operations. Wars can be fought even when formations of US troops are not present. Other less visible ways and means to support the Kurdish Forces and Syrian Democratic Forces can be provided by elements of the US intelligence community to include the Central Intelligence Agency (“CIA”) and the Defense Intelligence Agency (“DIA”). Invariably, some US troops could be used covertly, in specialized technical role for those agencies. By integrating themselves among local military units, they can provide assistance in the form of supply, training, and guidance to local senior leaders, support special reconnaissance, aid local commanders with command and control of units, and engage in direct action when required. A few historical examples of the success of such operations include: CIA operations in Military Region 3 in South Vietnam; the employment of Special Forces Operational Detachments in Operation Desert Storm in Kuwait; operations in support of the Army of Bosnia and Herzegovina and the Croatian Defense Council during both Operation Sana and Operation Oluja during Bosnia War; and, CIA and DIA operations in Afghanistan during Operation Enduring Freedom. Arguably, engaging in a covert operation with paramilitary trained case officers, special activities operators, and special forces soldiers working in tandem with local troops may not be as effective as having US military units perform tasks, but it is a viable option when the decision has been made to no longer make formal use of the US military. On the particular matter of providing forward control for airstrikes to defend allies and friends against attacks, resources would exist among operatives of those agencies on ground to perform that task. Moreover, with concentrations of US troops no longer on the ground in Syria, US air assets and the US-led anti-ISIS Coalition, while still maintaining parameters for safety for allies and friends, could pursue ground targets more vigorously with less concern that retribution from a malign actor against US troops would be possible. That retribution could take the form of a surprise military attack or an act of terrorism.

Many of the immediate impressions expressed about Trump’s decision to withdraw US troops from Syria ignored certain realities of the evolving situation in the Middle East. There is a broader picture of foreign and national security policy for the US and other countries in the region of which US troops deployed to Syria had become a part. To understand that bigger picture, one only needs to listen closely to the persistent anti-US grumblings voiced from the capitals of potential adversaries within the region. National leaders and other top officials of those countries insist more directly that they have the will and inclination to assert themselves in Syria. In addition to those grumblings are tests of missiles of considerable range and latent warnings concerning the reinitiation of an ostensibly dormant nuclear weapons program. Perhaps through miscalculation, they might decide to act against US forces not simply to destroy them, but rather as a means to force them out. Fresh in the minds of many in the region are the 1983 attack on the US Marine Barracks in Beirut, Lebanon and the 1996 attack on US troops at the Khobar Towers complex in Dhahran, Saudi Arabia, and the responses by the US. Perhaps a few US political leader, though surely well-meaning, have forgotten that the enemy will have a say in the outcome of the best laid plans of Washington. (With all of the “what ifs” considered, force security has been optimized through the employment of a suite of tactics, techniques, procedures, and methods by US force commanders in Syria. Yet, only the clairvoyants can walk with an assured step in the opaqueness of the Levant. There, one must always expect the unexpected.) Lessons learned from past US military deployments to support allies in the region, which were also relatively limited in scope, have undoubtedly left Trump determined to avoid the disasters that US Presidents have faced in the past. It is far preferable for the US to act, not wait until it must react in response to such possibilities. Further, if Trump, using his experience with, and understanding of, other national leaders has felt vibrations, intimations that US forces were facing an increased danger from a certain direction in Syria, it would only be prudent him to be safe rather than sorry by moving those troops elsewhere. Correlatively, Trump would never be willing to take the chance of having the US plunged into a conflict on an adversaries terms.

The possibility must be considered that a clash between US forces and a prospective adversary on the ground in Syria could put US troops in real jeopardy. True, numbers are not everything, and the outcome of a military engagement that would include very capable US troops cannot be determined by simple bean counting. To avoid such clashes, since 2015, the US and Russia have maintained a “deconfliction line” to communicate the locations of their respective air and ground forces in Syria. Still, US troops have exercised their right to self-defense and clashes have occurred. When pro-Syrian regime fighters, mostly Russian mercenaries, attacked 40 US troops at their military base at a refinery near the town of Deir al-Zour in February 2018, around 200 of the attackers were killed. There were no US casualties. Despite that favorable outcome, circumstances may not stand in the favor of US troops on some other occasion. Russian military forces and the forces of other potential adversaries on the ground in Syria are actually formidable given their size and strength. They are close enough to US troops to pose a danger that should not be dismissed.

The order to withdraw US troops from Syria might have equated to the sounding of retreat if it had occurred following a very public threat from an adversary, or had occurred in the face of an adversary’s deployment of its forces on the ground precisely to threaten US forces. A decision not to withdraw in response to such military threats from adversaries would likely require the deployment of greater numbers of US troops in Syria and perhaps preparation for a larger war in the region. This consideration has rarely been a factor discussed by Trump’s critics and detractors and other observers in the US news media. However, it would only be a natural concern for any US president who has placed US troops in harm’s way. Quod dubites, ne feceris. (Never do a thing concerning the rectitude of which you are in doubt.)

As with other US troops in the region, US forces in Syria face a significant threat from attack by potential adversaries in the region with long-range artillery and rockets in country and precision rockets from their countries or other locations in the region in which their forces are operating. The spectrum of possible attacks indeed goes beyond frontal assaults on the several small US bases in Syria’s northeast. This consideration has also failed to find its way into the  commentaries of Trump’s critics and detractors and other observers in the US news media. The enemy has the ultimate say in how it might strike. Projections that fail to ascribe all probabilities and limit consideration to only some possibilities, perhaps the top five or top ten, while dismissing those they may feel are unlikely or de minimus, are flawed. To make a decision without the complete picture would be akin to walking down a blind alley.

There has always been the reality that Assad could attempt to strike US forces in Syria using his remaining chemical weapons stockpile, the same stockpile that the Russian Federation had confirmed that he had removed. Such an attack could be conducted as a suicide attack or “martyrdom operation”. Assad could potentially conduct such an attack even if his regime was placed in complete jeopardy. Assad is a study in miscalculation and irrationality especially when it comes to military action. A surprise chemical attack against a US base in Syria could have a devastating effect, harming a great number of troops. US troops have guarded against any effort by Assad to put his forces in positions near their bases. Away from the combat zone of Syria, comfort may be found in the thought that US forces could respond to such a chemical strike with an immediate, devastating strike upon the regime, essentially destroying it. Still, a massive retaliatory against the Assad regime would do little to help any US troops lost or injured in such an attack. The US certainly cannot rely upon Moscow to keep Assad in check regarding his chemical weapons. In reality, the door has been left open to his madness for some time. Non omnes eadem amant aut easdem cupiditates studiaque habent. (Not all men love the same things or have the same desires and interests.)

The notion that the presence of US troops in Syria should remain to serve as a barrier or trip wires in case of attacks against US allies and friends by potential adversaries and also by other US allies and friends is abhorrent. With regard to dealing with US allies, the capabilities of US diplomats should not be underrated to the extent that military force posed against allies must suffice for skilled negotiation. As for potential adversaries, it is uncertain what would be the fate of US forces if an adversary launched a swift, concerted attack with combined arms against them. It would appear that many US political leaders, policy analysts, and particularly Trump’s critics and detractors in the US news media are willing to wait and see what happens. Leaving US troops in Syria to continue as they have until the time that they might actually be attacked by an adversary could be called questionable judgment. It would essentially boil down to waiting around until casualties are suffered by US forces. Such thinking does not flow from the concept of America First. If having an available response in Syria is absolutely necessary, US military planners could develop a scheme, for example, to encamp US troops in nearby Iraq, Jordan, or perhaps even Turkey, arrange, determine ways to synchronize surprise deployments or powerful blows from vertical and ground assaults against an attacking force at a time and place of the choosing of US commanders. It might actually be a more effective way to place US forces in a position superior to that of an adversary in order to destroy it as effectually as possible.

If US troops in Syria were attacked in a concerted military way or were hit with some massive terrorist attack and losses were suffered, there is no guarantee that public support would exist nationally and that political will would exist in the US Congress for a large military build up in Syria and perhaps the start of a wider war in the region. Trump administration plans might very well be waylaid by a rebuff from the Congress given that control of the US House of Representatives has gone to the Democrats, the political party in opposition to Trump and his Republican Party, following the 2018 US Congressional Election. All indications are that the intention of the Democrats is to be activist, questioning decisions on foreign and national security policy of the US president and possibly uprooting some. (As these things go, the focus of Trump’s political foes would likely be the tragedy of the attack, itself, and why more consideration had not been given, and why more had not been done, to ensure their safety and security. It might be then that the decision of keeping US troops in Syria would be lambasted as questionable judgment given the mission was so limited.) It would seem best for Trump to act now to ensure the safety and security of US troops, rather than face what could very well be: a tragic situation of unknown consequences; the need to make a decision under duress on whether to remain and fight or withdraw; and, if he decides to remain, almost ensure that he will contend with an enormous political battle over the fight in Syria with Congress. To act now, by withdrawing US troops, rather than wait for an adversary to decide their fate, could be considered prudent. Iniqua raro maximis virtutibus fortuna parcit; nemo se tuto diu periculis offerre tam crebris potest, quem saepe transit casus, aliquando invenit. (Unrighteous fortune seldom spares the highest worth; no one with safety can long front so frequent perils. Whom calamity oft passes by she finds at last.)

Israel, Jordan, Turkey, and other regional actors, as well as European allies such as the United Kingdom and France, are already taking steps through airstrikes, ground incursions, raids, and other direct attacks to degrade well-known terrorist groups lurking in strongholds in Syria. Israel, in particular has focused also on placing severe limitations on the capabilities and capacity of a certain country that is also potential adversary of the US in the region. Yet, while such actions have been useful in curating the diverse ecosystem of military forces and terrorist groups on the ground, they have also increased the chances that those elements would attempt to lash out in retribution against US forces in Syria. Thus, as a result of the US troop presence in Syria, US allies have doubtlessly acted in a manner that would avoid precipitating such retribution. Planning for airstrikes in Syria, for example, was done by allies through the Coalition Air Operations Center at Al-Udeid Air Base in Qatar and independently at their respective national air operations headquarters with US troops on the ground firmly in mind.

The primary and strongest US ally in the region, Israel, has been somewhat restrained in its operations in Syria against some longtime adversaries, who have been malign actors not only in the region, but around the world. Upon the departure of US troops from Syria, Israel will be provided an opportunity, a freer hand, to engage in more effectual and perhaps more robust action there. No longer hamstrung by the potential misstep of provoking its adversaries to strike against US forces ostensibly in retribution for its attacks, Israel may decide to finally crack the problem of the presence of its adversaries being based so close to its sovereign territory. With likely the same minimum of attention its operations in Syria have attracted so far in the global news media, Israel can engage in concentrated operations to degrade its adversaries and eliminate threats with a tempo and ferocity such that those adversaries could no longer face losses inflicted upon them. To borrow a phrase from former US President Richard Nixon, Israel will have the opportunity to “sock it to them!”  If those adversaries would choose to resist exiting Syria, in order to survive, they would very likely be required to redeploy in a way that would make them ineffective on the ground. Indeed, Israel might be able to create the type of environment in Syria that would cause pause among Islamic militant groups hoping to establish themselves in Syria. The extent to which the US might support or assist Israel with any efforts in Syria is uncertain. That would likely be decided sub rosa. However, the US would most likely step up and provide whatever might be possible. Turkey would also have a similar opportunity to respond more robustly against Islamic militant groups in Syria. Turkey’s military capabilities, though, are somewhat limited in comparison to those of Israel and its increased efforts would likely require incurring greater risks.

With regard to impressions the withdrawal of US troops from Syria might have made upon the global audience, few capitals worldwide would likely equate their sovereign countries, whose nationhood and history they extol, to the autonomous Kurdish areas in Syria. While feelings of empathy may be felt by national leaders toward the Kurds situation, most would hardly commit anything too significant from their own resources in support of them. In fact, some national leaders would likely agree with the notion that US troops should be kept out of harm’s way to avoid at least for now, a greater conflict in the region. Cito enim arescit lacrimal praesertim in alienis malis. (A tear quickly dries when shed for the misfortunes of others.)

The withdrawal of US troops from Syria will ostensibly eliminate all financial costs for the US related to that deployment. At the same time, Russia and other countries remaining in Syria will need to keep a robust military and security presence there in order to reasonably maintain control of the situation, or at control of that area referred to as “Useful Syria”. They would most likely need to engage in many more operations against Islamic militant groups to secure peace as such groups may attempt to violently reestablish themselves in the country. The job of “restoring Syria to its past glory” through reconstruction will be incredibly difficult as Russia and one of the countries remaining in Syria are contending with punishing sanctions for misdeeds on other matters. They would surely be precluded collecting the amount of financial resources necessary to engage in such an undertaking successfully. As months and possibly years pass, the effects of wind and rain will make bomb-damaged, dilapidated buildings and other derelict structures even less appealing to the eye. The same global audience whose views on the US troop withdrawal were a concern for Trump’s critics and detractors, would have an excellent opportunity to observe and assess what might be in-store for them if they too relied on the patronage of those countries. They could judge for themselves what leadership from those countries is really worth.

Removing the conventional US military footprint in Syria would place the responsibility to develop a complex comprehensive plan for reconstruction and peace-enforcement in the country squarely in the court of Russia and other countries who remain there. Any attempt to proceed without such a plan would be a huge blunder. Moving too slowly to repair Syria will allow ideal conditions to exist for an Islamic militant groups to attempt to fill the vacuum of power around the country. That is what occurred in Iraq after US forces were withdrawn. It was all pretty much foreseen by many US intelligence analysts. Unfortunately, the histories of Russia and other countries in Syria include no authentic success in such a reconstruction effort in contemporary times. As mentioned already, the economic circumstances of those countries are dire, shaped in great part by sanctions. That factor might do much to hinder them from gathering resources to engage in such an undertaking.

Conditions in Syria may not be optimal for the US, but Trump recognized that he was in a relatively favorable position to make the decision to withdraw, and he did so. Despite all of the bdelygmia, the decision appears to be the result of an in-depth examination of the realities of the Syria mission by Trump and his closest aides and advisers over time. The factors presented here reflect Trump’s pattern of well-considering the short-term and long-term interests of the US, before taking any steps. With so many actors on the stage in Syria doing so many disparate and discreet things, it is also possible that some rarefied, furtive bit of information marked “for the president’s eyes only” may have been behind the choice made. At the risk of unsettling readers by injecting in a bit of levity in the subject matter, one could say that Trump, the erstwhile owner of a plethora of casinos, is expert at knowing “when to hold up, when to fold up, when to walk away, and when to run!”

Senators Reassure Wary Baltic Nations That US Won’t Abandon NATO: Meanwhile, Latvia Shapes Its Own Fate

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Latvian National Guard troops in small unit training (above). Latvia is fully blended in the mix of defense preparations with its fellow NATO Members, Estonia and Lithuania, to deter or fight Russia and Belarus. A huge military build-up supported by the US, the EU, and NATO has been a necessary step taken by leaders in Riga. However, they are also using diplomacy to search for common ground with Russia and Belarus, and recently signed a defense cooperation agreement with Minsk.

According to a December 27, 2016 New York Times article entitled, “Senators Reassure Wary Baltic Nations That US Won’t Abandon NATO,” US Senators John McCain, Lindsey Graham, and Amy Klobuchar arrived in Tallinn, Estonia on December 27th to reassure Baltic countries that the US remained committed to their defense and to the NATO alliance. At the time, Estonia, Latvia, and Lithuania had expressed concern that the new US President-elect Donald Trump might not uphold the longstanding US commitment to their defense from the Russian Federation and its military partner, Belarus. That notion was predicated on statements Trump made during the election campaign. At a December 27th news conference with Estonia’s Prime Minister Juri Ratas, McCain remarked, “I am convinced and certain that our relations, and the American relationship with NATO, will remain the same.”  He further stated, “Our relationship is more important than perhaps it’s been in a long time,” and said he would support a permanent US troop presence, not just a rotation. About 5,000 US troops have rotated through Estonia since April 2014. Other stops on the Senators’ trip were Latvia, Lithuania, Ukraine, and Georgia. Ojars Eriks Kalnins, the chairman of the foreign affairs committee of the Latvian Parliament (Saeima) and a former Latvian ambassador to the US was interviewed by phone for the New York Times article. Kalnins noted that Congressional Democrats and Republicans had tried to reassure the Baltic States for months that US policy toward European security would not change. Kalnins expressed optimism, saying “Our hope is that his administration will come around to backing the ongoing policy toward NATO and the Baltics.” Interestingly, he went on to state, “I don’t think there is a plausible scenario for Russia invading the Baltics. To be honest, I’m more concerned about the fate of Ukraine.” Since the time of the Senators visit, Trump has sought to ameliorate his comments on NATO by saying in an interview with The Times of London and Bild that the alliance “is very important to me.” Duo lepores qui insequitur, neutrum capit. (Who chases two rabbits, catches neither.)

Latvia is fully blended in the mix of defense preparations with its fellow NATO Members in the Baltics to deter or fight Russia and its allies. Initiating a military build up supported by the US, the EU, and NATO, with urgency and diligence was a necessary and admirable course for the leadership in Riga to take. Since 2014, Latvia has one of the fastest growing defense budgets in the world. That growth will be sustained until 2018 and will be well over 2 percent GDP by then. Defense is a crucial issue for Latvia, however, there are other dimensions country of great importance to Latvians such as the economy. It problems require significant attention, too! The West has engaged in efforts to ensure Latvia received foreign economic assistance. It has stemmed some problem. Still, that help has essentially been a bromide for Latvia’s economic woes. Worse, it may have slowed Latvia on the road to self-directed stability. Some officials in Riga have developed a dependency on that aid, making plans around it, but not all have.

In addition to its own initiative, Latvia has been driven by the West’s friendly but insistent voice to devote so much attention, energy, and money to defense. As a result, its economy has become an ancillary story. The leadership in Riga is undoubtedly appreciative of the West’s assistance, but paramount to them, much as the leaders in any national capital, is maintaining their country’s solvency and unity. Not to be impolitic, but for Western countries working with Latvia, the true priority is their own interests. It is possible that in private, leaders in Riga might admit that they sense themselves as being confined on a path of succumbing to obligations stemming from its membership in regional military alliances. From a more extreme perspective, some leaders in Riga may want to overcome a nagging sense that Latvia has become Western powers’ “ball to play with.” Concerns among the Latvians and their Baltic neighbors over Western perceptions of them seemed to be manifested by their recent complaints over the use of the term “former Soviet republics” in the media to describe them. Riga is entitled to set its own national priorities, and with regard to security, devise its own military plans and diplomatic ones to quell both potential and real threats. That certainly does not mean leaders in Riga might have some interest in breaking away from any of its security arrangements. However, they apparently view it as reasonable to use diplomacy to search for common ground with Russia and Belarus, in tandem with their military build-up. Neither its Baltic neighbors nor other NATO members could truly welcome a decision by Latvia to take such an independent diplomatic tack. Yet, success would allow Riga to focus more on Latvia’s other problems and become less absorbed by defense. Riga has recently made diplomatic moves of some significance with Minsk and with Moscow. Non quia difficilia sunt non audemus sed quia non audemus difficilia sunt. (It is not because things are difficult that we do not dare, but because we do not dare that things are difficult.)

letonia

The Republic of Latvia is one of the three Baltic States in Northern Europe. It is bordered by Estonia to the north, Lithuania to the south, Russia to the east, and Belarus to the southeast. Although Latvia, Estonia, and Lithuania are sovereign countries, for decades they have maintained cooperative arrangements. They are linked today. Latvia is fully blended in the mix of defense preparations with its Baltic neighbors Yet, also of great importance to Latvians are economic woes besetting their country.

Latvia in Brief

The Republic of Latvia is one of the three Baltic States in Northern Europe. It is bordered by Estonia to the north, Lithuania to the south, Russia to the east, and Belarus to the southeast. Its coastline to the west on the Baltic Sea is 531 km and forms a maritime border with Sweden. Latvia has approximately 1,957,200 inhabitants and a total territory of 64,589 km2.  Latvia was originally established as a democratic parliamentary republic in 1918 on 18 November 1918. However, its de facto independence was interrupted during World War II. In 1940, the country was forcibly incorporated into the Soviet Union, invaded and occupied by Nazi Germany in 1941, and re-occupied by the Soviets in 1944 to form the Latvian Soviet Socialist Republic for fifty years. The “Singing Revolution” that started in 1987 called for the Baltic States emancipation from Soviet rule. It ended with the Declaration on the Restoration of Independence of the Republic of Latvia on 4 May 1990, and restoring de facto independence on 21 August 1991. In Latvia, the central government in Riga, the capital, is supreme, and the administrative divisions only exercise powers delegated to them by the Central government. There are 118 administrative divisions, of which 109 are municipalities and 9 are cities.  Latvians and Livs are the indigenous people of Latvia. Latvian is the country’s official language. Despite foreign rule from the 13th to 20th centuries, the Latvian nation maintained its identity throughout the generations via the language and musical traditions. A demographic profile of Latvia provided by Index Mundi indicates Latvians comprise 61.1 percent of the population. As a consequence of the Soviet occupation,  ethnic Russians comprise 26.2 percent of the population, some of whom are non-citizens. Belarusians make up 3.5 percent of the population, Ukrainians represent 2.3 percent,   represent 2.2 percent, and Lithuanians are 1.3 percent. Remaining groups represent 3.4 percent of the population. Until World War II, Latvia had significant minorities of ethnic Germans and Jews. Latvia is historically predominantly Protestant Lutheran, except for the Latgale region in the southeast, which has historically been predominantly Roman Catholic. The Russian population has also brought a significant portion of Eastern Orthodox Christians. Latvia is a member of the EU, NATO, the UN, the Council of Europe, Organization Economic Cooperation and Development, Organization for Security and Cooperation in Europe (OSCE), and World Trade Organization (WTO), the International Monetary Fund (IMF), the Council of Baltic Sea States, Nordic Baltic Cooperation, Nordic Investment Bank. For 2014, Latvia is listed 46th on the Human Development Index and as a high income country as of January 1, 2017.

At the Foundation of Baltic Unity

Latvia, Estonia, and Lithuania are often looked upon in the West as a matched set of three countries. To an extent, they are! Although each established its sovereignty separately, the three entered into a cooperative arrangement known as the trilateral Treaty on Concord and Cooperation, signed in Geneva on September 12, 1934. Turbulent events beginning at the start of World War II had all three Baltic States initially sucked into the Soviet Union, then invaded and occupied by Nazi Germany, and finally re-occupied and reincorporated as Soviet republics. The West continued to recognize the sovereignty of the three countries. Following the collapse of the Soviet Union, the Baltic States signed the Declaration on Unity and Cooperation on May 12, 1990 in Tallinn, restoring cooperation between Lithuania, Latvia and Estonia. Pursuant to the Geneva Treaty, the Baltic Council was established in 1990. The Baltic Council of Ministers (BCM), formed at the meeting of Baltic Prime Ministers in Tallinn on June 13, 1994, established an institution of trilateral intergovernmental cooperation. There was also an Agreement on Baltic Parliamentary and Governmental cooperation signed in Tallinn on the same day. These agreements are at the foundation of what is known as Baltic unity.  When the Baltic States joined the EU and NATO, the BCM was reformed and adjusted to the changed environment. It still operates under the guidance of the Prime Ministers’ Council, and the Cooperation Council, which comprises the ministers of foreign affairs, and coordinates the activity of the Committees of Senior Officials (CSO). In accord with the Terms of Reference, the Committees of Senior Officials act in five areas of cooperation at the expert level. If necessary, Task Forces are established by the Prime Ministers’ Council. The Prime Ministers’ Council determines specific task to be performed by a Task Force within time parameters. The Secretariat arranges the activities of the BCM. The Secretariat is staffed by officers of the foreign ministries of the three Baltic States responsible for the countries cooperation. Under the initiative of the chairmanship of the BCM, the Secretariat does the preparatory work for the meetings of the Prime Ministers’ Council and Cooperation Council. The chairmanship starts at the beginning of every calendar year. The country with the chairmanship directs work done on all levels of cooperation. Perhaps 2016 was the best year for Latvia to engage in its daring and optimistic diplomacy with Belarus and Russia. Latvia held the BCM chairmanship and presided over the Baltic Assembly (BA).

The BA is an international organization established on November 8, 1991 aimed at promoting cooperation between the Baltic States’ parliaments. The BA works under a statute entered into force on October 31, 1993. The Protocol amending the Agreement on Baltic Parliamentary and Governmental Cooperation was signed on November 28, 2003 in Vilnius. The Baltic Council is an annual joint meeting held by the BCM and the BA. This meeting includes a session of the BA, a meeting between the Presidium of the BA and Cooperation Council of the BCM, and a meeting of the Cooperation Council of the BCM.  A report by the Chairman of the Cooperation Council to the BA session must be prepared on: cooperation between the Baltic States in the previous year; activities related to the resolutions adopted by the BA during the current year; and, plans for future cooperation. Although Latvia was open enough to engage in diplomatic efforts with Belarus and Russia while at the helm of the BCM and BA, its approach to those countries did not lead Estonia and Lithuania to take similar action. There was certainly no abatement of Estonia and Lithuania’s fears over Russian and Belarusian actions and intentions.

Latvia’s Poor Economy – A Special Problem

Albeit as a result of the precarious economic situation it has faced for nearly a decade, Latvia, to make use of a phrase from the Bundesliga, carries the red lantern among the Baltic States. From 1999 to 2007, Latvia had one of the highest GDP growth rates in Europe. However, the Latvian economy entered a phase of fiscal contraction during the second half of 2008 after an extended period of credit-based speculation and unrealistic appreciation in real estate values. Growth was mainly driven by growth of domestic consumption, financed by a serious increase of private debt, as well as a negative foreign trade balance. The prices of real estate, which were at some points growing by approximately 5 percent a month, were long perceived to be too high for the economy, which mainly produces low-value goods and raw materials. Ignoring recommendations from the IMF and others to break their peg to the euro and devalue the currency, the Latvians instead embarked on a brutal programme of “internal devaluation,” improving competitiveness by slashing wages and prices. After losing access to capital markets, and accepting a $10.5 billion bail-out from the IMF and the EU, the government implemented an austerity plan worth 17 percent of GDP over four years. Problems were exacerbated by the global economic crisis, shortage of credit and huge money resources used for the bailout of Parex bank. In 2008, Parex, then the second-largest bank in Latvia, was nationalized. In the end, Latvia had to take $2.35 billion in aid from the IMF for the bank’s bail out. The Latvian economy fell 18 percent in the first three months of 2009, the biggest fall in the EU.  The unemployment rate in Latvia rose sharply in this period from a low of 5.4 percent in November 2007 to over 22 percent. In April 2010, Latvia had the highest unemployment rate in the EU, at 22.5 percent. In July 2012, the IMF concluded that the First Post-Program Monitoring Discussions with the Republic of Latvia, announcing that Latvia’s economy was recovering strongly since 2010, following the deep downturn in 2008–09. However, while some in the West define Latvia as a success, others call it the best example of an apparent Western tendency to cloak disaster with positive statements. Net economic growth in Latvia had been nonexistent since 2006. Reportedly, the collapse was severe enough that Latvia still had not returned it to its pre-crisis peak of activity.  Latvia should have labeled a catastrophe. Even now, unemployment is around 9.5 percent, which is still high and real wages are about 5 percent smaller than they were back in 2007. Even more alarming for the country’s long-term economic prospects is loss of Latvia’s loss of more than 300,000 people since 2000. Its population has dropped from around 2.3 million to about 2 million. Many Latvians were prompted to seek out better opportunities in the rest of the EU due to the financial crisis.

In 2014 the GDP of Latvia was $31.3 billion and its GDP per capita was $23,500. Latvia is the 78th largest export economy in the world and the 34th most complex economy according to the Economic Complexity Index (ECI). Records indicate Latvia increased exports at an annualized rate of 12.3 percent, from $7.98 billion in 2009 to $14.3 billion in 2014. Imports stood at $17.2 billion, resulting in a negative trade balance of $2.93 billion. The top exports of Latvia are Refined Petroleum ($1.22 billion), Sawn Wood ($730 million), Crude Petroleum ($644 million), Hard Liquor ($556 million) and Broadcasting Equipment ($394 million), using the 1992 revision of the HS (Harmonized System) classification. Its top imports are Refined Petroleum ($2 billion), Broadcasting Equipment ($666 million), Petroleum Gas ($600 million), Cars ($599 million) and Packaged Medicaments ($519 million). The top export destinations of Latvia are Lithuania ($2.31 billion), Russia ($1.3 billion), Estonia ($938 million), Belarus ($854 million) and Germany ($851 million). The top import origins are Lithuania ($2.69 billion), Russia ($2.02 billion), Poland ($1.74 billion), Germany ($1.71 billion) and Estonia ($1.17 billion). The top import origins of Latvia are Lithuania ($2.69 billion), Russia ($2.02 billion), Poland ($1.74 billion), Germany ($1.71 billion) and Estonia ($1.17 billion).

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Most transit traffic in Latvia uses the ports of Riga, Liepāja, and Ventspils (above). Half the cargo is crude oil and oil products. In addition to road and railway connections, Ventspils is also linked to oil extraction fields and transportation routes of Russian Federation via a system of two pipelines. The Russian state-owned pipeline operator Transneft plans to halt oil product operations at Ventspils and Riga as of 2018. Its chief executive officer said by 2018 Russia’s cargo flow to the Baltic States will be zero.

Latvia’s transport sector is around 14 percent of GDP. Transit between Russia and Belarus is considerable. Three biggest ports of Latvia are located in Riga, Liepāja, and Ventspils. Most transit traffic uses them and half the cargo is crude oil and oil products. Ventspils is one of the busiest ports in the Baltic States. Along with its road and railway connections, Ventspils is also linked to oil extraction fields and transportation routes of Russian Federation via system of two pipelines from Polotsk, Belarus. Latvia operates Inčukalns underground gas storage facility, one of the largest underground gas storage facilities in Europe and the only one in the Baltic States. However, the future of Latvia’s transport and energy sectors appears uncertain. Riga has sought to meet EU regulations and reduce its dependence on energy supplies from Russia. However, that process has created the opportunity for Russia to essentially pull the rug from under Latvia. The Russian state-owned pipeline operator Transneft plans to halt oil product operations at Latvia’s ports of Ventspils and Riga as of 2018, and redirect volumes to the Russian Baltic Sea ports of Ust-Luga and Primorsk and the Russian Black Sea port of Novorossiisk. During a meeting with Russian Federation President Vladimir Putin, on September 13, 2015, Transneft’s chief executive officer, Nikolai Tokarev, said, “We will re-orient the cargo turnover from the Baltic ports of Ventspils, Riga to our Baltic ports–of Ust-Luga and Primorsk–as well as to Novorossiisk.” Tokarev predicted turnover at Latvia’s ports would shrink to 5 million metric tons (mt) in 2016 from 9 million mt in 2015. He further stated “By 2018 we will reduce this cargo flow to the Baltic states to zero. We will fill up our ports, because there is capacity surplus.” Transneft plans to convert some of the pipeline capacity not being used for crude to transport oil products to Primorsk and Novorossiisk.

Currently, a former crude pipeline, the Yaroslav-Kirishi 2, is being converted to carry diesel to Primorsk and is due to be operational in October. The converted pipeline, which will run along the already functioning Kstovo-Primorsk trunk, will allow Transneft to expand the capacity of the so-called North, or Sever, diesel pipeline running to the Baltic port of Primorsk to 25 million mt per year from November 2017, earlier than the previously planned 2020. Russia exports only diesel via pipeline, with currently two pipelines shipping Euro 5, or 10 parts per million (ppm) max sulfur diesel, to the Baltic ports of Primorsk and Ventspils. Gasoil continues to be shipped by rail, but Baltic ports have become an outlet for a large proportion of all ultra low sulfur diesel supply to Northwest Europe. Last October, the pipeline to Ventspils fully switched to 10 ppm diesel flows. Russian products flows through the Baltic ports – Sillamae, Klaipeda, Riga, Tallinn, had all been shrinking. Russia halted crude exports via Ventspils more than a decade ago, but continued to ship gasoil and subsequently ULSD via the pipeline to the Latvian port. However, transshipment volumes through Ventspils Nafta Terminals on the Baltic Sea have also been dwindling. Ventspils, which is majority owned by trader Vitol, handled 4.29 million mt of oil products in the first half of the year, down 27.3 percent from a year earlier. Russian pipeline volumes continued their downward trend in the first half of 2016, with LatRosTrans transporting 2.4 million mt, down from 2.98 million mt in the first half of 2015. The terminal also handles products delivered by rail from Russia and Belarus. According to traders, it is now being filled with ultra low sulfur diesel.

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Latvia’s Incukalns underground gas storage facility (above) is one the largest in Europe. It was built during the Soviet era to meet the region’s needs, including northwestern Russia. However, Incukalns entered th 2016-2017 winter season one-third empty. Total injections have dropped to 1.25 billion cubic metres (bcm) from 1.6 bcm in 2015 and 1.9 bcm in 2014. At the end of the 2016 injection season, it had 1.53 bcm of gas in storage, the lowest level since 2000. The future of Latvia’s energy sector is uncertain.

Latvia’s gas utility, Latvijas Gaze is set to transfer part of its assets – including one of Europe’s largest underground gas storage facilities, Incukalns – to Latvia’s future gas grid and storage operator Conexus Baltic Grid, ahead of a planned market liberalisation in April 2017. The current owners of Latvijas Gaze – Russia’s Gazprom, Germany’s Uniper and Latvia’s Itera Latvija – which have a combined stake of slightly over 68 percent, will have to divest shares in Conexus by the end of 2017 due to legal requirements. Latvijas Gaze’s restructuring is a part of wider gas market reforms approved by the Latvian parliament in February 2016 in an effort to meet EU regulations. and reduce dependence on energy supplies from Russia. The European infrastructure fund Marguerite, which holds a 28.97 percent stake in Latvijas Gaze, plans to stay in Conexus after the restructuring, it told Reuters in an email. The fund declined to say whether it might want to increase its stake in Conexus. The storage facility, built during the Soviet era to meet the needs of the wider region, including northwestern Russia, is entering this winter season one-third empty. Gazprom and Estonian utility Eesti Gaas have not injected any new gas at Incukalns in 2016. Total injections have dropped to 1.25 billion cubic meters (bcm) from 1.6 bcm year ago and 1.9 bcm in 2014. At the end of the injection season, which runs from April until October, it had 1.53 bcm of gas in storage, the lowest level since at least 2000. This includes 0.2 bcm of gas Gazprom injected for Russia’s needs during the previous year. Estonian customers told Latvijas Gaze they could meet their needs by direct imports from Russia, while Gazprom said it also had no need to store more gas. While the drop in injections coincides with the Latvian parliament’s decision to end Gazprom’s supply monopoly, both Latvian officials and the Russian supplier said the reasons were economic. Russia has spare capacity to deliver gas to its St Petersburg region, previously also supplied from the Latvian storage facility, as it prepares to build the Nord Stream 2 pipeline to Germany across the Baltic Sea. Ivars Scerbickis, head of Incukalns gas storage, said “Historically, Incukalns’ role has been indisputable in the region.” He went on to state, “Now it’s a challenge for us to keep it the same.”  Latvian officials hope that Gazprom will use Incukalns after market liberalisation to ensure security of supplies, especially during cold winters when demand spikes. Latvia may be hoping to acquire Finland and Poland as new customer when new gas links are built from Estonia and Lithuania by around 2020. Ibit, ibIt eo quo vis qui zonam perdidit. (The one who loses his money belt will go where you wish.)

Latvia: A Russian Military Target

Russian Federation President Vladimir Putin finds causality for the misunderstandings and crises with the West over Eastern Europe in actions taken 25 years ago with the fall of the Berlin Wall. Putin explained at the 2007 Munich Security Conference and many times since that former NATO Secretary General Manfred Wörner had guaranteed that NATO would not expand eastwards after the fall of the Wall. Moreover, he has pointed to the statements of German parliamentarian Egon Bahr who explained on June 26, 1990: “If we do not now undertake clear steps to prevent a division of Europe, this will lead to Russia’s isolation.” In a Bild interview on January 11, 2016, Putin pointed to what he described as a very concrete suggestion by Bahr on how that danger could be averted: “the USA, the Soviet Union and the concerned states themselves should redefine a zone in Central Europe that would not be accessible to NATO with its military structures.” When the Bild interviewer pointed out to Putin that under NATO’s rules and self-understanding it can accept free countries as members if they want to be members and meet certain requirements.  Putin responded, “Nowhere is it written that NATO had to accept certain countries. All that would have been required to refrain from doing so was political will. But people didn’t not want to.” Putin declared the reason for NATO’s lack of restraint was “NATO and the USA wanted complete victory over the Soviet Union. They wanted to sit on the throne in Europe alone.”

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Russian Federation President Vladimir Putin (right) and Russian Federation Defense Minister Sergei Shoigu (left). Some Western analysts conclude Russia’s centuries old habit of devouring bordering countries puts Latvia and it Baltic neighbors at risk. Others say Putin seeks hegemony over them due to his beliefs about Russian nationhood and historical destiny. Putin says NATO guaranteed Russia that it would “not expand eastward” and it is doing so knowing it “will lead to Russia’s isolation.”

However, some Russia experts do not believe that Putin is driven by the failure of the West to honor its post-Cold War commitments to Russia. Hillary Appel of Claremont McKenna College asserts that Russia has a centuries old habit of devouring for bordering countries as the Latvia, Estonia, and Lithuania  as a means of ensuring its physical control of their territory.  She explains that was Russia built its empire that way. It was a stratagem quite different from that of Britain and France, whose empires were built upon the conquest of distant, unconnected territories on other continents. Russia’s approach left it the largest country in the world geographically, even after the republics of its Soviet empire sought independence. Appel proffers that after ascending to power, Putin in words and deeds as both Prime minister and president refused to accept the further dissolution of Russian controlled territory, and through what she describes as tremendous brutality and violence in Chechnya, thwarting Chechen designs for independence.

Paul Miller of the University of Texas, explains that Putin is not driven by cold calculations of rational self-interest, because no human is. Putin believes hegemony over Russia’s near-abroad is necessary for Russian security because of his beliefs about Russian nationhood and historical destiny. Putin and his advisers are not mere nationalist. Miller believes Putin and his advisers may be driven by “peculiar form of Russian nationalism infused with religion, destiny, and messianism.” As part of that narrative, Russia is the guardian of Orthodox Christianity and has a mission to protect and expand the faith. Miller believes that a truly rational Russia would not see NATO and EU expansion as a threat, because the liberal order is open and inclusive and would actually augment Russia’s security and prosperity. If Putin and his advisers see the world through the prism of Russian religious nationalism, Miller states, “the West is inherently a threat because of its degeneracy and globalism.” Indeed, to them, Miller proffers, “NATO is not the benign guarantor of liberal order in Europe, but the hostile agent of the degenerate West and the primary obstacle to Russian greatness.” To that extent, Putin’s grand strategy, Miller says, requires breaking NATO and making the Article V mutual security guarantee meaningless.Putin has already succeeded in eroding NATO’s credibility. His last two targets, Georgia and Ukraine, were not NATO members, but in 2008 had been explicitly and publicly assured that they would be granted Membership Action Plans. By occupying those countries Putin has assured they would never join NATO in the near term as Miller asserts no country will ever join NATO while being partly occupied by Russia.

The Baltic States are NATO Members. Due to that, Miller explains that Putin would unlikely send large formations of uniformed Russian soldiers over the international border as even the most cautious NATO members will not ignore an overt conventional invasion. Miller believes Putin will instigate an ambiguous militarized crisis using deniable proxies, probably in the next two years. Miller outlined what might be observed as follows:  1) Perhaps many among the 25 percent of Latvians or Estonians who are ethnically Russian will begin rioting, protesting for their rights, claiming to be persecuted, and asking for “international protection;” 2) A suspiciously well armed and well trained “Popular Front for the Liberation of the Russian Baltics” will appear; 3) A few high-profile assassinations and bombings bring the Baltics to the edge of civil war. 4) A low-grade insurgency may emerge. 4) Russia will block all UN Security Council resolutions, but will offer its unilateral services as a peacekeeper; 5) The North Atlantic Council will meet. 6) Poland will lead the effort to invoke Article V, declare the Baltics under Russian attack, and rally collective defense against Russian aggression. 7) The Germans and French will fiercely resist. Everyone will look to the US to see which way the alliance leader tilts. 8) If the Alliance does not invoke Article V, NATO’s mutual security guarantee becomes functionally meaningless. 9) No NATO Member will put any faith in the treaty to guarantee it’s own defense against Russia in the future. Some Eastern European countries may choose to join up with Russia. 10) Others, starting with Poland, will begin arming to the teeth.

In January 2016, the Russian Defense Ministry announced the formation of a new Baltic command, which would have 60,000 troops—three motor rifle divisions—stationed near the western region of Russia, bordering Estonia, Latvia, and Lithuania. In addition, Russia is expanding its Baltic Fleet and has deployed a new generation of surface-to-air missiles into the Kaliningrad region, bordering on Poland and Lithuania. Kaliber missiles can launch nuclear warheads. The Russian warships Serpukhov and Zeleny Dol were recently added to the Baltic Fleet, armed with long-range, new-generation cruise missiles. Russia even held four days of civil defense drills, involving 40 million Russian citizens, underscoring the country’s readiness for war. The most recent maneuvers by the Baltic Fleet involved a simulated attack on US warships in the Sea.

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Many in the Baltics feel they will fall prey to the same territorial ambitions Russia displayed in Crimea in 2014. Under a new State Defense Concept, Latvia’s defense budget will be increased to 2 percent of GDP by 2018. It earmarked 20 percent of the budget for purchasing new equipment.  It also states the Armed Forces in peacetime will number 17,500 men to include: 6,500 from the professional ranks; 8,000 from the National Guard troops; and, 3,000 from the reserves.

Latvia’s Response: 2016 State Defense Concept

Many in the Baltic States feel they will be next to fall prey to Russia’s territorial ambitions, which it demonstrated by annexing Crimea in 2014. When one hears the tempest swirl, it is rational to prepare a defense against the storm. At the core of Latvia’s national security concerns is the threat from Russia. Factors influencing that perspective include Russia’s annexation of Crimea, the clandestine war in eastern Ukraine, and Moscow’s heightened military force on patrol off the coasts of the Baltics and Western Europe. Western analysts conclude the Russia’s deployment of nuclear capable Iskander missiles to its Kaliningrad province between Poland and Lithuania underscored Moscow’s efforts to intimidate the Baltics and the West. Much as all other European countries, Latvia must also devote new attention to the continuing encroachment of the ISIS threat from the Middle East. The developing security environment has driven Latvia to give greater attention to security policy and the strengthening of defense capabilities on the national and international levels. Membership in NATO and the EU play a decisive role in Latvia’s security policy, and Latvia is actively participating in these organizations as well as bilaterally with its allies in order to bolster its own security and the security of its region. In this regard, Riga accepts that it is in Latvia’s national interest to establish arrangements for a sustained NATO military presence on Latvian territory that in turn bolster both the deterrent posture and real defense of the alliance against the Russian threat. Of equal  importance is increasing the capabilities of NATO rapid reaction forces to better enable them to assist all member states in an emergency. Latvia welcomed the increase in the NATO Response Force (NRF) to 40,000 troops which are ready to respond in a few days’ time. Some 5,000 troops of the NRF serve in the Very High Readiness Joint Task Force (VJTF) which is ready respond to any Russian moves on Europe’s eastern front within hours. Latvia is one of six NATO members in which NATO Force Integration Units (NFIUs) have been established. In an emergency, these units would be instrumental in facilitating the rapid deployment of military combat forces, ensuring that they could operate effectively on Latvia’s land and sea and in the air. Additionally, the NFIUs allow regional NATO Members to implement a coordinated program for military exercises.

In addition to conventional attack, Latvia, much as Paul Miller prognosticated, might be facing foreign efforts at subversion and insurgency, characteristic of hybrid warfare. Reportedly, Russia, using hybrid warfare, has sought to destabilize governments and societies by direct means and other elements as well. Those other elements may include cyber-attacks, disinformation and propaganda campaigns, intelligence operations, the application of coercion ranging from economic pressure to the leverage using energy supplies as an instrument, the use of disguised military personnel, and the use of terrorists and armed groups as proxies for various types of attacks. Plans for Latvia’s response to both the conventional and hybrid attacks have been coalesced in a new national security strategy, the 2016 State Defense Concept. The Concept specifies eight major challenges for Latvia’s security and measures to prevent them: external challenges, foreign intelligence and special services, military threats, threats to social unity, threats to information community, economic challenges, international terrorism and cyber-terrorism. Latvia’s priorities are to reinforce its borders, to improve its refugee policy and to prevent radicalization risks. To thwart threats posed by foreign intelligence and special services, the Concept indicated that Latvia should develop its national security and counterespionage services and should undertake preventive policies. The country should also develop public mass media, reduce the influence of Russian mass media specifically, control foreign investment, and ensure stable energy supplies. Since hybrid warfare can be used independently or in tandem with conventional military attacks, Latvia actively contributes to NATO and EU efforts to seek the most effective solutions to counter hybrid threats, including in the information space.

Latvia’s defense budget will be increased to 2 percent of GDP by 2018, according to the Concept. The strategy further states that the Latvian Armed Forces in peacetime will number 17,500 men which will include 6,500 from the professional ranks, 8,000 from the National Guard troops and 3,000 from the reserves. Moreover, 20 percent of the defense budget will be earmarked for the purchase of new equipment. Priorities concerning the armed forces included the strengthening the operational capability of the Latvian Armed Forces, the further integration of the National Guard within the Armed Forces, strengthening the Special Tasks Unit–special operations forces–as well as boosting early-warning capabilities, airspace surveillance and air defense. Finally, the document emphasizes the integration and regional cooperation of the three Baltic States’ militaries. On June 16, 2016, Latvia’s Saeima approved the government’s national security strategy.

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A Latvian soldier and Estonian soldier perform check their equipment (above). The Latvian Armed Forces’ priorities include bolstering its operational capabilities, the further integration of the National Guard within the Armed Forces, strengthening the Special Tasks Unit–special operations forces–as well as boosting early-warning capabilities, airspace surveillance and air defense. Emphasis is also being placed on the integration and regional cooperation of the Baltic States’ militaries.

NATO’s Commitments to Latvia and Its Baltic Neighbors

At the Summit Meeting of NATO Heads of State and Government from July 8 to July 9 2016 in Warsaw, Poland, it was agreed that combat forces would be deployed into the three Baltic States and Poland. That force will consist of seven combat brigades, including three heavy armored brigades, backed up by air power and land fire. In February, a US battalion task force of about 900 soldiers from Viselk, Germany, accompanied by smaller United Kingdom and Romanian units, will be deployed to Orzysk, Poland. That force will be backed by United Kingdom Typhoon fighter jets, which will begin patrols over the Black Sea. They will be joined in Europe later by a brigade combat team from Fort Carson, Colorado equipped with tanks and other heavy equipment and a combat aviation brigade from Fort Drum, New York.  All of the US troops are scheduled to be in place by June 2017. The United Kingdom will send a battalion of 800 troops to Estonia. It will be supported by French and Danish troops starting from May 2017. Canada will send 450 troops to Latvia, who will joined by 140 troops from Italy. Germany has promised to send between 400 and 600 troops to Lithuania, along with forces from the Netherlands, Norway, Belgium, Croatia and Luxembourg. The deployment will cost NATO Member States $2.7 billion a year. The US Navy has deployed four Arleigh Burke class destroyers equipped with AEGIS missile defense systems to Rota, Spain. A separate land-based AEGIS system is being constructed in Romania on the Black Sea.

NATO Secretary-General Jens Stoltenberg said the troop contributions to a new 4,000-strong force in the Baltics and Eastern Europe were a measured response to what the alliance believes are some 330,000 Russian troops stationed on Russia’s western flank near Moscow. Canada’s Chief of the Defence Staff, General Jonathan Vance remarked about the deployments, “What deterrence looks like is that it raises the threshold of risk (for Russia). It may be slight, but it is definitely there.” He further explained, “You can use the term ‘tripwire’ as descriptors, but what it really does is raise that calculus of risk. Do you take any steps against a NATO nation given that the alliance has decided to put in very credible combat forces?” Commenting about the armed forces of Estonia, Latvia, and Lithuania following a visit to the Baltic States in 2016, the commander of the US Special Operations Command, US Army General Raymond Thomas stated, “They’re scared to death of Russia.” He further stated, “They are very open about that. They’re desperate for our leadership.” Hannibal ad portas! (Hannibal is at the gates!)

Former Deputy Supreme Allied Commander in Europe, United Kingdom General Sir Richard Shirreff, wrote a CNN assessment October 21, 2016, warned that if Russia puts one soldier across the borders of the Baltic States, it means war with NATO. Latvia, Estonia, and Lithuania have been members of NATO since 2004 and are therefore protected under Article V of the Washington Treaty, the founding document of NATO, which states that an attack on one is an attack on all. A Russian attack on the Baltic States puts the US at war with Russia—meaning nuclear war, because Russia integrates nuclear weapons into every aspect of its military doctrine. Shirreff stated pointedly, “And don’t think Russia would limit itself to the use of tactical nuclear weapons in Europe. Any form of nuclear release by the Russians would almost certainly precipitate nuclear retaliation by the United States.”

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Canadian Army troops (above). At the 2016 Summit Meeting of NATO Heads of State and Government, it was agreed that NATO would deploy combat forces into the three Baltic States and Poland. Canada will send 450 troops to Latvia. They will be joined by 140 Italian troops. Canada’s Chief of the Defence Staff, General Jonathan Vance said about the deployments, “What deterrence looks like is that it raises the threshold of risk (for Russia). It may be slight, but it is definitely there.”

Baltic Air Policing – “Latvia’s Air Power”

After the Baltic States joined NATO in 2004, the immediate commitment of alliance its three new members was nonstop policing of their airspace. Initially, Baltic Air Policing was conducted by NATO Member States on a three-month rotation from Lithuania’s First Air Force Base in Zokniai/Šiauliai International Airport, near the northern city of Šiauliai, and starting 2014 at the Ämari Air Base in Harju County, Estonia. Starting with the Turkish deployment, rotations changed to a four-month basis. Usual deployments consist of four fighter aircraft with between 50 and 100 support personnel. However, all member nations contribute in some form to the NATO Air policing, be it through the use of national aerial surveillance systems, air traffic management, interceptor aircraft or other air defence measures. NATO Air Policing requires making an Air Surveillance and Control System, an Air Command and Control structure and Quick Reaction Alert (Interceptor) aircraft continuously available.

Russian military aircraft near the Baltic Sea were intercepted by NATO jets 110 times in 2016. According to NATO, that number was lower than the 160 intercepts recorded in 2015 and the 140 in 2014. However, this greatly exceeds the number of aerial encounters above the Baltic Sea before Russia’s annexation of Crimea in 2014; in 2013, NATO fighter jets intercepted Russian aircraft 43 times. Belgian Air Force Major General Thierry Dupont, commander of NATO’s Combined Air Operations Center, says that the number of intercepts has increased since 2014 because Russia is flying more aircraft in Baltic airspace, but also because the alliance has increased its air policing capabilities. The vast majority of the interceptions were made before any incursion into sovereign allied airspace, although over the last 12 months Estonia has reported at least six airspace violations by Russian jets. Moscow has denied the accusations. Dupont told Newsweek, “One of NATO’s roles is to preserve the integrity of the Allies’ airspace,” He further stated, “Missions like the Baltic Air Policing demonstrate NATO’s resolve and capability to ensure protection across Allies’ airspace, including those Allies that do not have their own Air Policing assets.”

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Two German Typhoon fighters performing Baltic Air Policing duties (above). When the Baltic States joined NATO in 2004, the alliance’s first visible commitment to them was policing their airspace. Belgian Air Force Major General Thierry Dupont, commander of NATO’s Combined Air Operations Center, stated: “Missions like the Baltic Air Policing demonstrate NATO’s resolve and capability to ensure protection across Allies’ airspace, including those Allies that do not have their own Air Policing assets.”

In War as I Knew It, US Army General George Patton explained, “We should not plan and then try to make circumstances fit those plans. Instead we should make plans to fit the circumstances.” Despite the Baltic Air Policing and beefed-up ground deployments opposites Russian forces in the Baltics and elsewhere, there are many Western defense analysts who believe that the NATO response is too weak, and, as the result, is an invitation for Russia to take aggressive action. Upon hearing that, some officials in Riga might begin to consider what can really been gained by its robust military build-up. In his assessment for CNN, Shirreff called for a much larger NATO deployment into the Baltics and Eastern Europe, one that would represent a credible deterrent, rather than a token force that could be over-run within hours. The Supreme Allied Commander in Europe, US Army General Curtis Scaparrotti has agreed with Shirreff, but has not specified the force size and composition required to provide a credible deterrent.

A RAND Corporation study prepared for US Department of Defense centered on several tabletop war games, based on the Russian deployments into the Crimea. The war games were played by US military officers and civilian officials over several months between 2014-2015. The game ended with a disastrous defeat for NATO in a matter of days. The study found that NATO forces being deployed to the Baltics, were small. Those forces lacked the vehicles and firepower to take on the Russian juggernaut of heavy tanks and mechanized vehicles opposite them. It indicated that NATO ground troops lacked anti-aircraft artillery to fend off Russian warplanes in a wartime scenario. According to the study, “By and large, NATO’s infantry found themselves unable even to retreat successfully and were destroyed in place.” Regarding US and allied air power, despite its ability to strike in depth against advancing Russian forces, destroying many in place and disrupting and delaying the attacks of others, US and allied air commanders would need to limit the number of aircraft dedicated to that mission and deploy them to negating the capabilities of Russia’s air defenses and provide air cover against Russian air attacks on rear areas. It was accepted that Russian forces would be able to smash through NATO defenses and drive on to Riga or Tallinn within 36 to 60 hours. The RAND study assessed that US and its allies would be left with three equally unpalatable options. NATO could launch a prolonged counter-offensive to take back the Baltic capitals; NATO could threaten Moscow with direct attack; or NATO could accept the outcome of the Russian lightning strikes and devise a long-term counter-strategy. The RAND study concluded that options one and two would lead to nuclear war; option three would result in a new Cold War that could eventually go hot. In discussing a possible way forward, the RAND study indicated that through “due diligence” and bolstering its defenses, NATO would send “a message to Moscow of serious commitment and one of reassurance to all NATO members and to all US allies and partners worldwide.” Esse quam videri. (To be rather than to seem.)

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A RAND study assessed that Russian Federation forces could smash through NATO defenses and drive on targets such as Riga or Tallinn within 36 to 60 hours, leaving the US and NATO Allies with three equally unpalatable options. NATO could launch a prolonged counter-offensive to take back the Baltic capitals; NATO could threaten Moscow with direct attack; or NATO could accept the outcome of the Russian strikes and devise a long-term counter-strategy.

Has Latvia Found a Self-Directed Path?

Animus in consulendo liber. (Free spirit to decide.) When he told the New York Times, “I don’t think there is a plausible scenario for Russia invading the Baltics,” Kalnins revealed much. Latvia serves as an element of what is essentially a militarized buffer between the West and possible aggression from the east.  However, Riga may want to dial down from the hardline stance it has been taking and no longer be almost singularly engrossed in military affairs. Regarding diplomacy, the most important mission of Latvian diplomats has been creating arrangements for a long-term NATO military presence in Latvia as a defense against any threats to its territory and bolster alliance defenses from the east as well. Apparently, Latvia’s leaders would like to use diplomacy to enhance established bilateral ties with Belarus and Russia. Before diplomatic efforts of this type actually began with Belarus, and to some degree with Russia, the Latvian Ministry of Defense publicly indicated that it would not exclude engaging in dialogue in order to promote trust between two countries.  Moreover, Riga seemed to hope delicate and simple talks with Belarus and Russia could have some palliative effect and convince them that Latvia and the other Baltic States pose no threat to their interests. Riga would certainly like for them to be assured that Latvia would not provide an prospective avenue upon which the West would invade Russia. An invasion from its direction was among attacks prognosticated by the Russian Federation General Staff in their Plan of Defense of the Russian Federation.

During an official visit to Latvia by the Belarusian Minister of Defense, Lieutenant General Andrei Ravkov on December 5 to December 6, 2016, Latvia and Belarus signed an agreement on defense cooperation. Prior to the meeting, Latvian Defense Ministry announced that the text of the agreement that involved Latvia and Belarus would not be released, a standard practice. However, it was also indicated before the meeting that the agreement would concern defense cooperation between the Latvian Ministry of Defense and the Belarus Ministry of Defense. The goal would be to promote cooperation between both countries in the fields of international security and defense policy, airspace surveillance, arms control, NATO’s Partnership for Peace program activities, military medicine, as well as environmental protection, cultural and sports activities in the armed forces. Ravkov’s visit also included congenial meetings between Latvian Minister of Defense Raimonds Bergmanis and Minister of Foreign Affairs Edgars Rinkevics. The parties discussed a wide range of issues, including bilateral military cooperation. The Belarusian delegation also visited a school in the city of Cesis that trains instructors for the National Armed Forces of Latvia. While the two countries have enjoyed what the Latvian Defense Ministry described as “fruitful cooperation” since 2004, to include a series of exchange visits and inspections taking place on both sides of the border, the signing of the agreement represents the creation of a new dimension of that relationship.

Wary officials among Latvia’s Baltic neighbors and other NATO allies might be that the willingness of Belarus to engage bilaterally with Latvia was based on a hope that it could poach Latvia from the West’s reserve. However, there is no apparent leverage Belarus could use to pry Latvia from the BCM, EU, NATO, or any other Western based organizations. There should also be little fear that Latvia officials and experts might be contaminated from contact with their Belarusian counterparts. The willingness of Belarus to talk is more likely part of an effort by Belarusian President Alexander Lukashenko to intensify fence mending efforts with the West. He managed to grab the attention of EU leaders in a positive way when he decided to free a number of political prisoners and host multiparty mediations in Minsk for the cease-fire in neighboring Ukraine. As of late, Belarusian diplomats have been pouring considerable energy in enhancing their country’s relations with the West, hoping to capitalize on Belarus’ newfound importance for regional stability. Suspicious officials among Latvia’s Baltic neighbors and other NATO allies might be that the willingness of Belarus to engage bilaterally with Latvia was based on a hope that it could pry from the West’s hand. However, it may be part of an effort by Belarusian President Alexander Lukashenko to mend fences with the West. He managed to grab the attention of EU leaders in a positive way when he decided to free a number of political prisoners and host multiparty mediations in Minsk for the cease-fire in neighboring Ukraine. As of late, Belarusian diplomats have been pouring considerable energy in enhancing their country’s relations with the West, hoping to capitalize on Belarus’ newfound importance for regional stability. Lukashenko’s current perspective of the EU appears to be reflected in his statements in favor of dialogue with it.  On March 5, 2016, Lukashenko explained: “The Europeans . . . are ready to cooperate with us, including for the sake of security in Europe. We say to them that we’re always open to [talking].”

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From December 5 to December 6, 2016, Belarusian Minister of Defense, Lieutenant General Andrei Ravkov made an official visit to Latvia. The visit included congenial meetings between Latvian Minister of Defense Raimonds Bergmanis and Minister of Foreign Affairs Edgars Rinkevics. Before Ravkov left, Latvia and Belarus signed an agreement on defense cooperation.

Regarding Russia, the Latvian Ministry of Defense said on December 8, 2016, its officials met with high-level Russian Federation Ministry of Defense officials to talks in Riga. The meeting’s purpose was to discuss what the Latvian Ministry of Defense said were “serious questions about the intentions of the neighboring country, including large-scale training on the Latvian border.” The original invitation for talks came from Russia.  In it, Latvian officials to go to Moscow to discuss regional security. Russia sent it to Latvia via its military attache in Riga on August 2016. Riga responded by sending a reply requesting that the Russians visit Riga for talks and using the same Russian Federation military attaché as a point of contact. In a statement issued on November 22, 2016, the Latvian Ministry of Defense explained, “Latvia has consistently pointed to the fact that Russian military activity in the border area, including the development of military infrastructure, raises serious questions about the intentions of the neighboring country. Moreover, Russia conducts military exercises without telling its neighbors about their time and place. Therefore, the meeting would aim to achieve greater transparency from the neighboring country’s side.” The meeting’s genesis was an invitation for talks from Russia in August 2016.  In it, Latvian officials were asked to come to Moscow to discuss regional security. Russia sent the invite to Latvia through its military attaché in Riga. Latvia responded by sending a reply requesting that the Russians visit Riga for talks and using the same Russian Federation military attaché as a point of contact. According to a press release from the Latvian Ministry of Defense, “During the discussions, the parties exchanged views on the security situation in the border area. The Latvian side emphasized that Russian military activities, including large-scale military exercises, development of military infrastructure and the creation of new military units raise concerns about Russia’s intentions and long-term ambitions in the region.” It went on to state, “Also the Latvian side emphasized that most of Russia’s advanced capabilities and large-scale training Latvian border are geared towards attack rather than defense. The released further proffered, “Considering also unfriendly and sometimes hostile rhetoric with regard to Latvia, it creates the need for Latvia to seek additional security guarantees and to step up cooperation with its allies in response to Russian military activities. Taking into account developments in the last year, the Latvian side at the meeting asked for an explanation for the scale of military activities and offered ways to reduce tensions.”

With the aim of promoting mutual openness and trust in military matters, a press release from the Latvian Ministry of Defense stated “the Latvian side offered in addition to the existing provisions of arms control, resulting from the OSCE’s Vienna Document, one further arms control evaluation visit and one inspection of Latvian-Russian border areas . . . .” Latvia also reportedly called upon Russia “to declare its readiness for greater transparency in military activities, not only in words but also in deeds.” There was no mention of what such “deeds” might be. The Russian Federation Ministry of Defense announced that there was a meeting of Defense experts in Riga on December 8th but it did not elaborate on the substance of the talks. While immediate gains of the meeting with Russian Federation Ministry of Defense officials were small relative to the product of the recent meetings and agreement with Belarusian Ministry of Defense officials, its importance must be measured by the fact that formal military cooperation between Russia and Latvia had been suspended since Russia’s 2014 action in Crimea. Officials agreed to continue the dialogue between defense ministry experts of both countries.

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Latvia (shaded gold) and its neighbors. The Latvian Ministry of Defense said on December 8, 2016, its officials met with high-level Russian Federation Ministry of Defense officials to talks in Riga. The meeting’s aim was to discuss what the Latvian Ministry of Defense said were “serious questions about the intentions of the neighboring country, including large-scale training on the Latvian border.” Russia announced defense experts met in Riga but gave no details on their talks.

The Way Forward

Threat identification and threat inflation are key elements in international affairs. As a result, over the last several decades, alarmism has been prominent in thinking about international security. However, deciding whether a threat is truly urgent and important is difficult, and has potential pitfalls. John Mueller of the CATO Institute explained that alarmism, when successfully generated, very frequently leads to two responses that are serially connected and often prove to be unwise, even dangerous. First, a threatening event is treated not as an aberration, but rather as a harbinger indicating that things have suddenly become much more dangerous, will remain so, and will become worse — an exercise that might be called “massive extrapolation.” Second, there is a tendency to lash out at the threat and to overspend to deal with it without much thought about alternative policies including ones that might advocate simply letting it be. Many in the Baltic States feel that they may fall prey to Russia’s territorial ambitions. The threat that Russia poses to the Baltic States is authentic, and when one hears the tempest swirl, it is rational to prepare a defense against the storm. Clearly, Riga believes that there are options other than simply preparing for all out war or appeasement, particularly given its economic circumstances. Stating that Latvia has the right decide how to proceed with its foreign and defense policy as well as its economic development may seem analogous to lending light to the sun. Still, while Riga has the freedom to act as it chooses, it may have felt, and may still feel, a bit constrained about moving confidently toward overtures and bilateral talks. In an apparent effort to show deference to those partners, it has moved in that direction at a deliberate pace. Talks and agreements may appear to some friends and foes alike as cracks in shield against potential Russian aggression. However, nothing that Latvian officials have ever said would lead anyone to think Riga would accept what might be called poor Russian behavior.

The renowned 19th century Prussian statesman, Otto von Bismarck has been quoted as saying: “A conquering army on the border will not be stopped by eloquence.” The renowned US conservative commentator and author, William F. Buckley, Jr. warned against the devilish conceit that peace might issue from concordance with evil.  While attending day school in London, Buckley coincidently passed through the airfield at Heston Aerodrome on the rainy evening of September 30, 1938 and saw United Kingdom Prime Minister Neville Chamberlain wave a piece of paper announcing “Peace in our time.” It is uncertain what Latvia’s latest exercise of free its will–diplomacy with Belarus and Russia–might look like in the end. There is the chance that an enterprise of this type, undertaken by Riga could collapse in a big heap. Perhaps nothing will change. Yet, Riga might just get its diplomatic effort with Belarus and Russia just right. Right actions tend to make for good deeds. The on-going enterprise holds out the promise of great rewards. Faber est suae quisque fortunae. (Every man is the artisan of his own fortune.)

Unintentional Human Error Led to Airstrikes on Syrian Troops, Pentagon Says: Greater Care Is Required in Many Areas

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The US Central Command (CENTCOM) Combined Air Operations Center (CAOC) at Al-Udeid Air Base, Qatar (above). It is comprised of a joint US military and Coalition team that executes day-by-day combined air and space operations and provides rapid reaction, positive control, coordination, and deconfliction of weapons systems. On September 17, 2016, CAOC was monitoring a Coalition airstrike over Deir Ezzor when Russian Federation forces informed it that the attack was hitting a Syrian military position. The attack impacted a US diplomatic effort with Russia on Syria.

According to a November 29, 2016 New York Times article entitled, “Unintentional Human Error Led to Airstrikes on Syrian Troops, Pentagon Says,” the US Department of Defense identified “unintentional” human mistakes as the causality for the US-led airstrikes that killed dozens of Syrian government troops in September 17, 2016. The strikes occurred as a deal to ease hostilities in Syria, brokered by the US and Russia, was unraveling. They particularly undercut US Secretary of State John Kerry’s diplomatic efforts with Russian Federation Foreign Minister Sergei Lavrov to coordinate the US and Russian air campaigns over Syria. Russian Federation military units, which were working closely with the forces of Syrian Arab Republic President Bashar al-Assad to fight ISIS and other rebels, said the attack had killed 62 Syrian troops and wounded more than 100. The attack marked the first time the US had engaged the Syrian military since it began targeting the ISIS in Syria and Iraq two years ago. It was determined as result of the investigation, led by US Air Force Brigadier General Richard Coe, that the attack was conducted under the “good-faith belief” that the targets were ISIS militants. It also concluded that the strikes did not violate the law of armed conflict or the rules for the US military. Danish, British and Australian forces also participated in the airstrike. Coe said, “In my opinion, these were a number of people all doing their best to do a good job.”

As Kerry was engaged in a crucial effort to persuade Russia to coordinate its air campaign in Syria with similar US efforts when the airstrike occurred, greatcharlie has been fogged-in over why the risky attack was ever ordered. In a previous post, greatcharlie stated that Russian Federation military commanders could benefit greatly from working alongside US air commanders and planners. It was also suggested that the US might provide a demonstration of its targeting and operational capabilities to encourage Russia’s cooperation. However, the errant attack was certainly not the sort of demonstration greatcharlie had in mind. On better days, US air commanders and planners have demonstrated a practically unmatched acumen in using air assets of the US-led coalition’s anti-ISIS air campaign to shape events on the ground in support of the goals of US civilian leaders. US air commanders and planners have very successfully conducted No-Fly Zones and sustained air campaigns over the past three decades, in Bosnia, Yugoslavia, Kosovo, where political goals endured, and in Iraq, Afghanistan, and Libya.

Those experienced enough in life fully understand that it has its promises and disappointments. Whether events go well or negatively for one, an authentic truth is revealed in the outcome from which valuable, edifying lessons as well as new ideas can be extrapolated. The errant bombing of September 17, 2016 and findings of the investigation of it have come late in the administration of US President Barack Obama. Too little time is really available for lessons from the incident to influence any remaining decisions that the administration might make on Syria or military coordination and cooperation with Russia. The subsequent collapse of the negotiations on military coordination may have assured such decisions would not be required. Yet, for the incoming US administration, they may offer some useful hints on negotiating military coordination and cooperation with Russia on Syria or other countries on other issues if the opportunity arises. A few of those lessons are presented here with the hope they might mitigate the potential of an unfortunate military incident as witnessed in Syria that might also derail a crucial diplomatic effort. The overall hope is that the next administration will be tended by an honorable peace. Quidquid ages, prudenter agas et respice finem! (Whatever you do, do cautiously, and look to the end!)

Russian Foreign Minister Sergey Lavrov and U.S. Secretary of State John Kerry leave after their bilateral meeting at the APEC Ministers Summit in Lima

The airstrike undercut US Secretary of State John Kerry’s (right) diplomatic effort with Russian Federation Foreign Minister Sergei Lavrov (left) to coordinate the US and Russian air campaigns over Syria. Bringing Russia over to the US view was already dicey. A few days before the incident, the US and Russia exchanged charges of noncompliance with a ceasefire agreement reached on September 12th in Geneva.

This Was Not the Demonstration of US Capabilities Imagined

The Obama administration may not have actually been enthused about working with Russian Federation President Vladimir Putin on Syria, but it recognized that Russia, with its considerable military investment in Syria, can play an important role in ending the war. To that extent, it sought to have Putin agree to have agreement crafted by Kerry and Lavrov to cooperate militarily. The agreement called for formation of a US-Russia Joint Implementation Center to coordinate strikes against ISIS as well as Al-Qaeda affiliated Islamic militant forces after there had been seven consecutive days of reduced violence in the civil war and humanitarian aid had begun to flow to besieged communities in Syria. Bringing Russia over to the US view was already dicey enough. A few days before the incident, the US and Russia exchanged charges of noncompliance with the ceasefire agreement that Kerry and Lavrov reached on September 12, 2016 in Geneva.

On August 20, 2016, greatcharlie suggested the US could increase the value of its assistance through an actual demonstration of US capabilities to further encourage a change in Putin’s perspective on Kerry’s proposal on military cooperation. Included among recommendations was providing Putin with a complete US military analysis of the setbacks Russia and its allies have faced in Syria, and the relative strengths and weakness versus their Islamic militant opponents. The exact manner in which intelligence resources the US proposed to share with Russia and US military resources would have been of value to Russia could have been demonstrated by targeting and destroying a number battle positions of ISIS and other Islamic militant groups in Syria. Where possible, US airstrikes could have disrupted and destroyed developing attacks and counterattacks against Russia’s allies. Through a video of the attacks, Putin could have been shown how the unique capabilities of US weapons systems could enhance the quality of Russian airstrikes. He might also have been provided with US military assessments of those attacks.

The US Central Command (CENTCOM), which oversees US military operations in the Middle East, told the Russians in advance about the planned strike on an airfield in Deir Ezzor Province, calling it a “professional courtesy.” A senior US official said the Russians had acknowledged the message, thereby assuring they would the audience for the US attack. However, after the attack, the Russians had no reason to express appreciation or compliments to CENTCOM. The strike began in the early evening of the next day. According to Russia, two A-10s, two F-16 fighters, and drones of the US-led Coalition were deployed to attack the airfield. They began hitting tanks and armored vehicles. In all, 34 precision guided missiles were erroneously fired on a Syrian Arab Army unit. The attack went on for about 20 minutes, with the planes destroying the vehicles and gunning down dozens of people in the open desert, the official said. Then, an urgent call came into CENTCOM’s Combined Air Operations Center (CAOC) at Al-Udeid Air Base in Qatar, which provides command and control of air power throughout Iraq, Syria, Afghanistan and 17 other nations.  The Russians relayed to the CAOC the disappointing news that the US strike was hitting Syrian forces. Four minutes later, the strikes were halted.

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A “bombed up” A-10 Thunderbolt II fighter (above). In the early evening of September 17, 2016, two pairs of Coalition A-10 and F-16 fighters along with drones were deployed to attack an airfield in Deir Ezzor. They began hitting tanks and armored vehicles. In all, 34 precision guided missiles were erroneously fired on a Syrian Arab Army position. The attack lasted about 20 minutes, with the fighters destroying the vehicles and gunning down dozens of Syrian troops in the open desert. If not halted, the entire Syrian unit might have been wiped out.

In Syria over 95 percent of Russian Federation Air Force sorties are flown at 15,000 to 20,000 feet primarily to evade enemy air defenses. As aircrews cannot identify targets, bombs are dropped in areas where air intelligence reports the enemy is located. In attacking urban centers, that can result in collateral damage in the form of civilian deaths and injuries and the destruction of nonmilitary structures. US Permanent Representative to the UN, Samantha Power pointed to the issue of targetting by Russian Federation Air Force and Syrian Arab Air Force jets.  On September 17, 2016, Power stated the Syrian government, assisted by Russia, has tortured and bombed its people. She added, “And, yet, in the face of none of these atrocities has Russia expressed outrage, nor has it demanded investigations, nor has it ever called for . . . an emergency meeting of the Security Council” on a Saturday night or any other night.

Air intelligence provides commanders with information on enemy targets to the extent that visual searches of enemy targets is no longer required. Given the speed of fighters and the need to protect aircrews and aircraft from anti-aircraft weapons and other arms, flying at lower altitudes with the goal of identifying targets by visual search is no longer feasible. Even friendly forces are often required to mark targets with flags or smoke for their own safety. US air commanders ordered the attack in the proximity of Syrian forces, calculating that the conclusions of air intelligence about the target were accurate. Informing aircrews that they would be operating in close proximity to Syrian troops did not create any requirement for them to engage in a time consuming, very hazardous, visual search of the target before going into their attack. Nevertheless, as US Air Force Lieutenant General Jeffrey Harrigian, the commander of US Air Forces and Combined Forces Air Component in CENTCOM aptly explained, “In this instance, we did not rise to the high standard we hold ourselves to, and we must do better than this each and every time.”

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The Russian Federation armed forces and intelligence services use their intelligence tactics, techniques, procedures, and methods to meet the needs of air commanders and planners. However, over 95 percent of Russian Federation Air Force sorties in Syria are flown at 15,000 to 20,000 feet primarily to evade air defenses. Bombs are dropped where air intelligence reports state the enemy is located. Attacks in urban centers have resulted in civilian deaths and injuries and the destruction of nonmilitary structures.

Intelligence Analysts Erred

The Russian Federation armed forces and intelligence services proudly use their own intelligence tactics, techniques, procedures, and methods to meet the needs of commanders and planners. Russian Federation commanders and planners would certainly like to believe that by intensifying their own intelligence gathering activities, they can achieve success without US assistance. However, the summer of 2016 proved to be particularly difficult for Russian Federation forces and their allies as progress eastward toward Raqqa and Deir Ezzor was slowed. ISIS was able to apply pressure, infiltrating into areas retaken by the allies and launching counterattacks. The fight for Aleppo became a greater strain than anticipated. Beyond human intelligence collection–spies, the US gathers continuous signal and geospatial intelligence over Syria. Those multiple streams of intelligence could assist Russian Federation commanders and planners in pinpointing ISIS and other Islamic militant groups on the ground even if they are dispersed. Air assets of the Russian Federation and its allies could destroy them, disrupt their attacks, and support ground maneuver to defeat them. In support of the proposal, Kerry and Lavrov already agreed that a map could be drawn up indicating where Islamic militant forces are positioned. They also agreed that US and Russian military personnel working in the same tactical room would jointly analyze the intelligence and select targets for airstrikes.

Reportedly, US surveillance aircraft had been watching the erroneously-labelled Syrian unit for several days. According to a redacted copy of a report that summarized the investigation, a drone examined an area near an airfield in Deir Ezzor Province in eastern Syria on September 16, 2016, identifying a tunnel entrance, two tents and 10 men. The investigation found that those forces were not wearing recognizable military uniforms or identification flags, and there were no other signs of their ties to the Syrian government. On September 17, 2016, a CENTCOM official, who at the time requested anonymity because the incident was still being investigated, said military intelligence had already identified a cluster of vehicles, which included at least one tank, as belonging to ISIS. Coe stated, “In many ways, these forces looked and acted like the Daesh forces the coalition has been targeting for the last two years,” using the Arabic acronym for the Islamic State.

In a statement on the investigation of the incident, CENTCOM outlined a number of factors that distorted the intelligence picture for the airstrike. Included among them were “human factors” such as “confirmation bias”; “improper labelling”; and invalid assumptions. The Syrian Arab Army unit observed at Deir Ezzor was wrongly identified or labelled as ISIS early in the analytical process. CENTCOM’s statement indicated that incorrect labelling colored later analysis and resulted in the continued misidentification of the Syrian unit on the ground as ISIS. Further, the statement laid out a series of changes to the targeting process that the Defense Department has already made to include more information-sharing among analysts. The US Air Force has independently placed its process for identifying targets under review.

Qui modeste paret, videtur qui aliquando imperet dignus esse. (The one who obeys with modesty appears worthy of being some day a commander.) What appears to have been needed at the time beyond issues concerning tactics, techniques, procedures and methods for conducting air operations was better coordination of its own diplomatic and military activities regarding Syria. As a sensible precaution, US air commanders and planners should have been informed that operations conducted at that time could have considerable positive or negative impact on US diplomatic efforts in Syria. (The publicized record of the investigation does not touch on this point.) The delicate nature of diplomacy would have been factored into planning, not shrugged off. Interference by civilian leaders in military units’ tactical operations is surely not desired by commanders. Yet, by failing to call attention to the unique political and diplomatic environment in which they were operating over Syria, the matter was left open to chance.

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MQ-1 Predator drone (above). Reportedly, US surveillance aircraft had been watching the erroneously-labelled Syrian military position for several days. A drone examined an area near an airfield in Deir Ezzor Province on September 16, 2016, identifying a tunnel entrance, two tents and 10 men. The investigation found that those forces were not wearing recognizable military uniforms or identification flags, and there were no other signs of their ties to the Syrian government.

Confirmation Bias and Hormones: Decisionmaking on the Airstrikes

Decipimur specte recti. (We are deceived by the appearance of right.) In the conclusions of the US Defense Department’s investigation, causality for the incident was found to be in part the thinking of US air commanders and planners. It was determined to have been a bit off-kilter and confirmation bias was pointed to specifically. Confirmation bias is a result of the direct influence of desire on beliefs. When individuals desire a certain idea or concept to be true, they end up believing it to be true. They are driven by wishful thinking. This error leads the individual to cease collecting information when the evidence gathered at a certain point confirms the prejudices one would like to be true. After an individual has developed a view, the individual embraces any information that confirms it while ignoring, or rejecting, information that makes it unlikely. Confirmation bias suggests that individuals do not perceive circumstances objectively. An individual extrapolates bits of data that are satisfying because they confirm the individual’s prejudices. Therefore, one becomes a prisoner of one’s assumptions. The Roman dictator Gaius Julius Caesar has been quoted as saying “Fene libenter homines id quod volunt credunt,” which means, “Men readily believe what they want to believe.” Under confirmation bias, this is exactly the case.  Attempting to confirm beliefs comes naturally to most individuals, while conversely it feels less desirable and counterintuitive for them to seek out evidence that contradicts their beliefs. This explains why opinions survive and spread. Disconfirming instances must be far more powerful in establishing truth. Disconfirmation requires searching for evidence to disprove a firmly held opinion.

Cogitationem sobrii hominis punctum temporis suscipe. (Take for a moment the reasoning of a quiet man.) For the intelligence analyst, appropriately verifying one’s conclusions is paramount. One approach is to postulate facts and then consider instances to prove they are incorrect. This has been pointed to as a true manifestation of self-confidence: the ability to look at the world without the need to look for instances that pleases one’s ego. For group decision-making, one can serve a hypothesis and then gather information from each member in a way that allows the expression of independent assessments. A good example can found in police procedure. In order to derive the most reliable information from multiple witnesses to a crime, witnesses are not allowed to discuss it prior to giving their testimony. The goal is to prevent unbiased witnesses from influencing each other. US President Abraham Lincoln intentionally filled his cabinet with rival politicians who had extremely different ideologies. At decision points, Lincoln encouraged passionate debate and discussion.

At the University of Pennsylvania’s Wharton School of Business, research is being done to better understand the biological basis for decisionmaking using lab experiments and biological data. Some of the findings of research scientist, Gideon Nave, who came to Wharton from the university’s neuroscience department, prove as relevant to this case as much as confirmation bias. Nave explains that the process of decision-making is influenced by their biological state. Factors that can influence that biological state naturally include hunger, sleep deprivation and stress. However, Nave is also looking deeper at the influence of hormones on decision-making. In dominant situations, different hormones fluctuate in people. For example, stress creates a clearly measurable biological stress response that consists of elevation of several hormones in our body. Nave has focused on noradrenaline and cortisol. Cortisol specifically affects decisionmaking.

In examining decisionmaking, Nave recognizes that people trade-off by people accuracy and speed when making decisions. Cortisol, Nave has found, influences people’s will to give the simple heuristic, or “gut answer” faster, as if they were under time pressure. There is a simple test Nave uses through which one can observe their own responses. It come in the form of a math word problem. There is a bat and a ball for the US sport baseball. Together, they cost $1.10. Now, the bat costs a dollar more than the ball. What’s the price of the ball? More often than not, individuals tested will give their intuitive answer. Indeed, as the ball is 10 cents, and the bat is $1 more, they typically believe it means that the bat is $1.10, so together the bat and ball would be $1.20. However, that would be incorrect. The correct answer is 5 cents and $1.05. When the answer 10 cents is given, it usually has not been thought through. There is no time limit set for providing an answer. There is no incentive offered by the tester for answering with speed. It seems the only real pressure is the desire of an adult, who may be paid for being correct at his or her job, and may be achievement oriented, to correctly answer what is an elementary school-level math woth word problem with speed and confidence.

In analysis at the tactical level, target identification can require splitting-hairs. Much as a bank teller dispensing cash, a mistake by an intelligence can lead to a crisis. Doubt and uncertainty can be mitigated with sufficient, timely redundant assessments. In a sensitive political and diplomatic environment as the one faced in Syria, the slightest uncertainty should have been cause enough to deliberate and think through a target’s identification. While normally action-oriented, in a sensitive political and diplomatic environment, the commander, for that brief period, could order unit commanders and planners exercising caution in targeting and launching attacks.

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In anew initial statement (above), CENTCOM, still uncertain, recognized the possibility that Syrian forces were hit in Deir Ezzor. For the intelligence analyst, verifying one’s conclusions is paramount. One approach is to postulate facts and then consider instances to prove they are incorrect. It requires the ability to look at the world without the need to look for instances that pleases one’s ego. For group decision-making, one can set a hypothesis and gather information from each member, allowing for the expression of independent assessments.

Ensuring the Right-hand and the Left-hand Know What the Head Wants

Perhaps civilian leaders in the Obama administration failed to fully consider or comprehend issues concerning measures used to identify and decide upon targets. Perhaps they were unaware that it was more important in that period of intense negotiations with Russia to minimize or simply avoid attacks on targets in close proximity to the forces of Russia and its allies. Under ordinary circumstances, the matter could reasonably be left for Russia commanders in the field to handle without concern for any implications in doing so. If in the future, an effort is made to demonstrate to Russia the best aspects of US capabilities and the benefits enjoyed by US-led Coalition partners in operations against ISIS and Al-Qaeda affiliated Islamic militant forces, some guidance regarding urgent political goals for that period, and the need for enhanced diligence and perhaps restraint in the conduct of operations must be issued. It was either determined or no thought was given to reviewing and approving relevant procedures and initiatives at a time when crucial diplomatic efforts needed to be, and should have been, supported.

Historia magistra vitae et testis temporum. (History is the teacher and witness of times.) During the 1962 Cuban Missile Crisis, civilian leaders recognized the need for enhanced diligence and perhaps restraint in the conduct of a Naval blockade of Cuba. The effort US Secretary of Defense Robert McNamara to inform US Chief of Naval Operations Admiral George Anderson of that resulted in a renowned angry exchange between them. The sources on which Graham Allison relied upon in the original edition of his seminal work on the crisis, Essence of Decision: Explaining the Cuban Missile Crisis (Little, Brown and Company,1971), claimed that the US Navy failed to implement the President John Kennedy’s orders to draw the blockade like we closer to Cuba ostensibly to give the Soviet Union’s calculating Chairman of the Council of Ministers, Nikita Khrushchev, more time to decide to half Soviet ships, and that Anderson resisted explaining to McNamara what procedures the Navy would use when intercepting the first Soviet ship to approach the line.

According to Allison’s account of the confrontation between McNamara and Anderson, US President John Kennedy was worried that the US Navy, already restive over the controls imposed on how the blockade of Cuba was to be executed, might “blunder into an incident.” McNamara was closely attuned to Kennedy’s worries and resolved to press the Navy leadership for additional information on its modus operandi. Confronting Anderson, McNamara minced no words: “Precisely what would the Navy do when the first interception occurred?” Anderson told him that he had already covered that same ground before the National Security Council, and the further explanation was unnecessary. This answer angered McNamara, proceeded to lecture Anderson on the political realities: “It was not the President’s design to shoot Russians but rather to deliver a political signal to Chairman Khrushchev. He did not want to push the Soviet leader into a corner; he did not want to humiliate him; he did not want to risk provoking him into a nuclear reprisal. Executing the blockade is a an act of war, one that involved the risk of sinking a Soviet vessel. The sole purpose of taking such a risk would be to achieve a political objective. But rather than let it come to that extreme end, we must persuade Chairman Khrushchev to pull back. He must not be ‘goaded into retaliation’.” Getting the feeling that his lecture did not sink in, McNamara resumed his detailed questioning. Whereupon Anderson, picked up the Manual of Naval Regulations, waved it in McNamara face and shouted, “It’s all in there!” McNamara retorted, “I don’t give a damn what John Paul Jones would have done. I want to know what you are going to do, now!”

Other sources that Allison utilized claimed that civilian leaders believed US antisubmarine warfare operations included using depth charges to force Soviet submarines to surface, raising the risk of inadvertent war. According to Richard Betts in American Force: Dangers, Delusions and Dilemmas in National Security (Columbia University Press, 2011). Subsequent research indicated that these stories were false. Indeed, Joseph Bouchard explains in Command in Crisis: Four Case Studies (Columbia University Press, 1991) that McNamara actually ordered antisubmarine procedures that were more aggressive than those standard in peacetime. Harried civilian leaders may not have fully comprehended the implications of all these technical measures, or may have had second thoughts. Nevertheless, the relevant procedures and initiatives did not escape their review and approval.

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US President John Kennedy (left) with US Secretary of Defense Robert McNamara (right). During the 1962 Cuban Missile Crisis, civilian leaders recognized the need for enhanced diligence in the conduct of a Naval blockade of Cuba. McNamara’s effort to inform the US Navy of that resulted in a renowned exchange between himself and the Chief of Naval Operations, US Navy Admiral George Anderson. Well before the errant Syria airstrike, civilian leaders should have told US air commanders and planners of their operations’ potential to impact crucial, ongoing US diplomatic efforts.

The Way Forward

In William Shakespeare’s comedy, The Tempest, Prospero, the rightful Duke of Milan, although forced to take refuge on an island for twelve years after his brother Antonio seized his title and property, refused to use his extraordinary powers, magic, to take revenge when the opportunity presented itself.  Prosperous remarks, “The rarer action is in virtue than in vengeance.” The best definitions of virtue can be found among teachings of various religions. However, to avoid being impolitic by choosing one religion and its tenants over others, its definition can be drawn from philosophy. From a philosophical perspective, virtue is well-defined by the “Golden Mean” proffered by Cleobulos of Lindos, one of the Seven Sages of Greece. The Golden Mean manifested an understanding that life is not lived well without following the straight and narrow path of integrity. That life of moderation is not what is popularly meant by moderation. The classical Golden Mean is the choice of good over what is convenient and commitment to the true instead of the plausible. Virtue is then the desire to observe the Golden Mean. Between Obama and Putin, no confidence, no trust, no love existed, and relations between the US and Russia have been less than ideal. Regarding the errant Syria airstrike, the Permanent Representative of the Russian Federation to the UN, Vitaly Churkin, said it perhaps served as evidence of US support for ISIS and an al-Qaeda affiliate fighting the Syrian government which the US sought to remove. Churkin’s statement could be viewed as indicaing that insinuated into his thinking was the notion commonly held worldwide of the US as virtuous country, a notion proffered, promoted, and purportedly fashioned into its foreign policy. It appears that he, too, would have liked to believe US actions and intentions are guided by virtue. Yet, it would seem that was a hope unfulfilled as a result of the bombing Syrian troops, coupled with all the disagreements and disputes, trials and tribulations between the US and Russia, and led to his expression of so much disappointment and discouragement. Nihil est virtute pulchrius. (There is nothing more beautiful than virtue.)

The US must be a role model, a moral paragon as the world’s leader acting as virtuously as it speaks. The US leaders must act virtuously not just because others worldwide expect it, but rather because they should expect it of themselves. Diplomatic relations with Russia must be transformed in line with a new policy necessitating efforts to end misunderstandings and to exploit opportunities in which the two countries can coordinate and cooperate. However, achieving that will require the effective stewardship of US diplomatic, military, political, and economic activities by US leaders. Micromanagement can often result in mismanagement in certain situations. Still, in the midst of on-going efforts  to resolve urgent and important issues, US leaders must take steps to ensure that all acting on behalf of the US. They must thoroughly understand the concept and intent of the president, the implications of any actions taken individually or by their organizations, and perform their tasks with considerable diligence. All must make a reasonable effort to ensure errant actions are prevented. Melius est praevenire quad praeveniri. (Better to forestall than to be forestalled.)