Brief Thoughts from Outside the US Foreign and National Security Policy Bureaucracies on Putin and Facilitating an End to the Ukraine War

Russian Federation President Vladimir Putin (above). Optimistically, some juncture may soon be reached in the Ukraine matter at which Putin might be presented with the circumstance and space to conclude it is time to stop fighting. This may sound unrealistic. It may appear that nothing lies ahead except more death and destruction. The effort must be made to look at Putin and the Ukraine matter from different angles with the hope discovering an approach that will prove to be fruitful. Novel ways at looking at issues, recognizably up to a point, can better enable the astute to grasp what may on the right occasion be a viable line of thinking. Any thoughtful insight could become more relevant and valuable as conceivably in back rooms of Western countries’ foreign and national security policy bureaucracies, where planning and preparation for the contingency of negotiating with Putin over terms for peace in Ukraine may be underway. It is greatcharlie’s hope that the few insights presented here will have the potential to ignite a new line of analyses. Sometimes the smallest key can open the largest door. 

The opportunity to forge the best possible peace between Ukraine and the Russian Federation has long since been passed. That peace could been established before the killing began. However, Kyiv wanted the freedom to decide to join NATO and the EU. It rejected terms that it declare its neutrality. It response was a reasonable, but it could have only led to war with Russia under its current leadership. Much has been lost by both sides already but there remains the opportunity to create the framework for an evolving peace plan that will allow both sides to end hostilities. Optimistically, some juncture may soon be reached in the Ukraine matter at which Putin might be presented with the circumstance and space to conclude it is time to stop fighting. There must be a starting point for Ukrainians to rebuild, rejuvenate their country. This may sound unrealistic. It may appear that nothing lies ahead except more death and destruction. Even so, the effort must be made to look at Putin and the Ukraine matter from different angles with the hope discovering of an approach that will prove to be fruitful. Potiusque sero quam numquam. (It is better to do something late than never.)

Novel ways at looking at issues, recognizably up to a certain point, can better enable the astute to grasp what may on the right occasion be a viable line of thinking. Matters already reviewed and ostensibly settled could potentially be lifted from the region of the commonplace. Thoughtful insights could become more relevant and valuable as conceivably in back rooms of respective Western countries’ foreign and national security policy bureaucracies, where planning and preparation for the contingency of negotiating with Putin over terms for peace in Ukraine may be underway. However, as things are, insights proffered from unapproved sources outside the foreign and national security policy bureaucracies on what Putin “may think” on matter concerning Ukraine, the likely reasons for his choices, and what he sees as the way forward, are more often discounted by practicioners. Such judgments are left to the eye of the beholder. The most available justifications to mark them out are surely concerns quality and disagreement over analyses. Yet, in the foreign and national security policy bureaucracies in perhaps every country, such appraisals are not completely objective. Additionally, as much of what Putin thinks is typically chalked up by experts as an expression of an ugly chip on his shoulder, his contempt for the West, spending time and effort diving deeper on the matter would likely be viewed upon as wasteful. 

Still, individuals as Putin with often have unique reasons for their choices, and no matter how unorthodox, disagreeable, or round the bend as they might seem, they must be applied in analyzing their decisionmaking process to have a chance at accurately predicting their moves. Perhaps greatcharlie marks itself as old fashioned but it believes even analyses of “unapproved outsiders” on what Putin thinks should not be looked upon as entirely unilluminating. At a minimum, many should be docketed for consideration later in its proper context. 

Later on, they may bring analysts to an understanding of those matters they had not held before. It is greatcharlie’s hope that the few insights presented here will have the potential to ignite a new line of investigation and analysis. It briefly highlights cause and effect, the interesting associations between things, yet avoids making too many charitable assumptions. Sometimes the smallest key can open the largest door. Non enim tam auctoritatis in disputando, quam rationis momenta quærenda sunt. (In every disputation, we should look more to the weight of reason than to the weight of authorities )

Putin’s problems with the West began long before the Ukraine crisis and subsequent invasion in February 2022. Although the reality is that Russia has invaded Ukraine, for a second time in less than a decade, and taken a good portion of its sovereign territory, Putin insists Western capitals are the ones with covetous minds. He often points to what the “insidious” way in which the US and its Western friends in the EU rolled up to Russia’s border with NATO in tow despite earlier understandings reached that they would never do so. Within the foreign and national security policy bureaucracies in Western capitals, his singular perspective was likely looked upon casually as one more of Putin’s pretensions. Seeing how the situation stands, with Russian forces controlling Crimea and the Donbas, it would appear that he is grabbing parts of Ukraine to enrich Russia. Except for his two daughters, each woman formidable in her own right, the only real family Putin has in that sense is Russia. Russia is his mother, his father, his home. Perhaps in part for this reason, it should not be so hard to understand why Putin had taken such a maximalist position on Ukraine, the need to invade, the West. and NATO prior to February 24, 2022.

Putin’s Feelings About the West: Brief Meditations

For Russia, the anticipated waltz through Ukraine became a national emergency and some policy analysts and newsmedia commentators began to say the invasion would ultimately be Putin’s last act. The Ukrainians were not supposed have a cat in hell’s chance of “winning” the war.” Yet, if not for lack of just about everything needed high-speed, high-empo, high-intensity maneuver operations except good soldiers and courage, it initially appeared to many after Russia’s Kyiv debacle that Ukrainian forces might have been able to deliver a crippling blow of Napoleonic proportions to their opponent and perhaps forced Moscow to negotiate terms for peace. Putin could not turn back so easily. He certainly cannot afford to lose. Once the situation began to look unsatisfactory for Russia on the ground, one could have gathered from Putin’s statements and actions on Ukraine that he felt he was in a fight for survival for both Russia and himself. He appears to view the fight in Ukraine as a climatic stand, their present-day version of the Malakoff Redoubt, Stalingrad, or the Neva Nickel. 

Luckily for Putin, Russian Federation General of the Army Aleksandr Dvornikov, who was appointed commander of the special military operation in Ukraine on April 9, 2022, has seemingly orchestrated a regrouping of Russian forces after those relatively disastrous initial weeks of the special military operation. As of this writing, especially in the Donbas, Ukrainian forces have faced retreats, setbacks, and even surrenders as in Mariupol. A land bridge between Crimea and Donbas has been created by Russian forces. It remains to be seen whether Russian forces have truly gained the initiative, and if so  whether they can retain it. From what the international newsmedia mainly reports that with everything taken into consideration, especially military assistance from the US, the war in Ukraine could still end in either side’s favor.

Despite the many challenges encountered as a result of his Ukraine venture, Putin leaves no doubt that he is doing what he feels must done for Russia and he believes he is on the right track. As it was illustrated in greatcharlie’s preceding, May 30, 2022 post entitled, “Putin the Protector of the Russian People or the Despoiler of Ukrainian Resources: A Look at War Causation and Russian Military Priorities in Ukraine” concerning war causation, there is an intellectual foundation to his choices. (There would be plenty of disagreement with that idea among those who loathe Putin as much due to bias than to sound argument.) 

Although the reality is that Russia has invaded Ukraine, for a second time in less than a decade, and taken a good portion of its sovereign territory, Putin insists Western capitals are the ones with covetous minds. He often points to what the “insidious” way in which the US and its Western friends in the EU rolled up to Russia’s border with NATO in tow despite earlier understandings reached that they would never do so. Within the foreign and national security policy bureaucracies in Western capitals, his singular perspective was likely looked upon casually as one more of Putin’s pretensions. Seeing how situation stands, with Russian forces controlling Crimea and the Donbas, it would reasonably appear that he is grabbing parts of Ukraine to enrich Russia. Doubtlessly, that was a planned attendant outcome of each occasion when Russia marched into Ukraine but not Putin’s priority. Except for his two daughters, each woman formidable in her own right, the only real family Putin has in that sense is Russia. Russia is his mother, his father, his home. Perhaps in part for this reason, it should not be so hard to understand why Putin had taken such a maximalist position on Ukraine, the need to invade, the West. and NATO prior to February 24, 2022.

Missteps with Putin

Putin’s problems with the West began long before the Ukraine crisis and subsequent invasion in February 2022. In its January 25, 2022 post entitled, “Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help”, greatcharlie briefly discuss much of what was at the nub of the matter. Portions of that discussion are provided here.

The formal inclusion of the new Russian Federation in the high realms of international politics following the collapse of the Soviet Union was nobly attempted. A seat in the Permanent Five Members of the UN Security Council was inherited from the erstwhile Communist state. As important, Russia began to engage in separate meetings with leaders of the intergovernmental group of the leading economic powers, the G7, in 1994 while Russian Federation President Boris Yeltsin was in office. Russia formally joined the group in 1997 at the invitation of US President Bill Clinton and United Kingdom Prime Minister Tony Blair. This noble step was ostensibly taken in the name of international peace and security. Surely, inviting Russia to join the G7 was more than a friendly gesture and a fresh start. Membership would plug Russia into the international order, forestalling any burgeoning sense that if left isolated, control in Moscow might fall fully into the hands of organized crime groups, and so would Russia’s nuclear arsenal. Russia membership would more importantly plug the G7 countries vis-à-versa into Moscow in a structured way, creating an effective, stable line of communication and political and economic influence.

When Putin became Russian Federation President, he took the seat created for Yeltsin at what became the G8. Perhaps the other G8 leaders felt that it was important to keep Russia in the G8 for the same reasons it was brought in but also hoped that keeping Putin in their circle might stir and help sustain a great desire within him to make Russia a country “like to one more rich in hope.” Other national leaders of what became the G8 may have thought that Putin would passively acquire an appreciation of their world, imagine the potential of a rejuvenated Russia fitting into their world, and acquire similarities with them. However, their eyes appear to have been closed to what was happening with Putin and Russia and why the move was nearly doomed to fail to ameliorate East-West tension in the long run especially due to his personality then.

At the G8, national leaders would come to the big table committed to having a positive impact in not only economic affairs, but world affairs in general. The existing seven members–the US, United Kingdom, Canada, Japan, Germany, France and Italy, plus the EU–were bound by shared values as open, democratic and outward-looking societies. Russia was not a country completely devoid of desirable things, Russia possessed natural resources, particularly oil and gas which the energy industries of the other powers coveted. Certainly, Russia retained the power to destroy with its nuclear arsenal and the residue of the once powerful Soviet military. However, Russia was hardly developed enough to participate in that way as a member.

As for Putin, he had not as yet grabbed all reins of power firmly in Russia, much as he tightly grips them today. It is not inconceivable that his political qualities were not fully scrutinized by any member state. However, more pertinently, Putin was unlikely ready to manage Russia’s stake at the G8 when first began participating in leaders’ summits. Looking into Putin’s inner-being, it is possible that Putin, while in his own way appreciating the status G8 membership bestowed Russia and him, felt well-out of his comfort zone and despite his ego, felt that the manner in which Russia acquired G8 membership was counterfeit. For Putin to be satisfied at that time, Russia would need to possess membership on his terms, legitimate terms. Within G8 meetings, Putin presented himself with grace and charm befitting his position. If Putin ever got the idea then that Western leaders enjoyed observing him outside of his comfort zone or disrespected him in any way, he would unlikely be able to hide his anger in his countenance and dwell on lashing out in some big way. Perchance at some point Putin might have imagined that the other technologically advanced countries used G8 meetings as a stage to lampoon Russia. He would be seated before them as they flaunted their economic power and progress while giving the impression in occasional off-handed comments and perhaps in unconscious condescending behavior toward him, that they imagine everything about Russia being tawdry and slipshod, particularly its goods and services, and would describe its industrial centers resembling a carnival the day after the night before. Perhaps such thinking could be said to have some validity given that such was essentially the case in early post-Soviet Russia. Putin had already brought to the table a sense within himself that Russia remained vulnerable to Western plans and intentions. That sensibility seemed to stick regardless of all else good that came his way through the G8. The G8 experience overall may have left a bad taste in his mouth. It is likely other group leaders may not have imagined that would be the outcome.

As a result of Euromaidan, power changed hands in Ukraine, and a series of measures that enhanced Western influence were taken. Putin responded robustly. The escalation of a struggle between ethnic Russians in Donetsk and Luhansk with the fledgling democratic Ukrainian government was followed by the greater step of Russia’s seizing and annexing Crimea, which at time was the sovereign territory of Ukraine and most national capitals say it still is. His actions resulted in Russia being placed back into what was supposed to be isolation; it was put out of the G8 and hit with many punitive economic measures. Both Putin and Russia have seemingly survived it all. Although Russia was suspended from the G8–once again the G7, Russia delayed announcing a decision to permanently withdraw from the group until 2017. Surely, Putin had great concerns over the perceptions in Russia and around the world of the decision of the G7 countries. Putin appears to have had a morbid fear that the G7 countries were exercising power over Russia and himself. That would not do. By waiting, Putin allowed himself to retain a sense of  control over the situation, choosing when Russia would depart. He exist in the substitute reality that his country had not been pushed out of the organization and marginalized. As far as he was concerned, Russia was still a member of the club of the most powerful countries. Despite everything, that recognition remained an aspiration of his at that time. It was an odd duality. Satisfying Putin’s desire then for Russia to possess the ability to discuss world problems with the leaders of the most influential countries, was Russia’s continued membership in the G20. The Group of 20, G20, in essence is a group of finance ministers and central bank governors from 19 of the world’s largest economies, including those of many developing nations, along with the EU. While the G7 existed for the top-tier industrialized countries, the G20, formed in 1999, provided a forum for the discussion of international financial matters that included those emerging economies which at the time began to represent a larger part of the global economy. The G20’s aim is to promote global economic growth, international trade, and regulation of financial markets.

Body language can reveal plenty! Putin speaking (top left). Leaders from Canada, France, Germany, Italy, Japan, Russia, the US and United Kingdom meeting at Lough Erne in Northern Ireland for the G8 Summit 17-18 June 2013. Within G8 meetings, Putin presented himself with grace and charm befitting his position. If Putin ever got the idea then that Western leaders enjoyed observing him outside of his comfort zone or disrespected him in any way, he would unlikely be able to hide his anger in his countenance and dwell on lashing out in some big way. Perchance at some point Putin might have imagined that the other technologically advanced countries used G8 meetings as a stage to lampoon Russia. He would be seated before them as they flaunted their economic power and progress while giving the impression in occasional off-handed comments and perhaps in unconscious condescending behavior toward him, that they imagine everything about Russia being tawdry and slipshod, particularly its goods and services, and would describe its industrial centers resembling a carnival the day after the night before.

Intriguingly, Putin did not attend the G20 summit in Rome in October 2021, informing the organization that his decision was due to concerns about the COVID-19 pandemic. Not to take precaution in these times would be short-sighted, but for Putin to abstain from physically attending a G20 leaders summit could indicate that the organization, for at least that moment, may have had less meaning to him. Putin participated in the summit in Rome via videolink, but the optics were hardly favorable. Reportedly, Putin coughed quite a bit during the meeting creating questions in the minds of others about his condition. That seemed unusual for a man who exudes strength and robustness.

One must add to this story the influence of the destructive impact of the West on the Russian economy and the country’s efforts to “build back better” immediately following the collapse of the Soviet Union on Putin’s thinking. As discussed in the June 18, 2019 greatcharlie post entitled, “Why Putin Laments the Soviet Union’s Demise and His Renewed “Struggle” with the US: A Response to an Inquiry from Students,” Putin would doubtlessly explain that under Yeltsin, the Russian leadership made the mistake of believing Russia no longer had any enemies. Putin, while ascending to the top in the new Russian Federation, saw how mesmerizing “reforms” recommended to Yeltsin’s government by Western experts unmistakably negatively impacted Russia’s economy in a way referred to somewhat euphemistically by those experts as “shock treatment.” Yeltsin was unaware that Western experts were essentially “experimenting” with approaches to Russia’s economic problems. His rationale for opening Russia up to the resulting painful consequences was not only to fix Russia’s problems but ostensibly to establish comity with the West. The deleterious effects of reform recommended by Western experts’ could be seen not only economically, but socially.  In another statement made while he was acting President in 1999, Putin diplomatically explained the consequences of relying upon foreign experts for assistance. He stated: “The experience of the 90s demonstrates vividly that merely experimenting with abstract models and schemes taken from foreign textbooks cannot assure that our country will achieve genuine renewal without any excessive costs. The mechanical copying of other nations’ experience will not guarantee success, either.” Once fully ensconced as Russia’s leader, he would publicly state that the greatest danger to Russia comes from the West. He also brought that sensibility to the G7 table with him. The memoirist, popular poet, and civil rights activist, Maya Angelou for Beautifully Said Magazine (2012) stated: “I’ve learned that people will forget what you said, people will forget what you did, but people will never forget how you made them feel.”

Putin has an excellent memory. Putin believes he was treated badly, and knows he and Russia deserved better. However, at this point, Putin seems less interested in opinions of him in the West or his international audience for that matter. As far as he might be concerned, members of those organizations can have their way. Unlike the past, Putin made certain not leave the West with the ability to derail his plans, or give them the intellectually opening to disturb him. Coercive economic tools at their disposal are illusions of power that Putin would in time disintegrate by shining light on the realities they may have ignored. To that extent, indications are that Putin has instructed his officials not to tolerate any untoward behavior from those in the West with whom they may meet. It would be best for them to just walk away rather than subject themselves to mistreatment and outrageous calumny.

Dangling that which would most content the opposing party in order to compell its good behavior has been a method used to resolve disagreements and conflicts between empires, countries, city-states, and families for seemingly aeons. It can lubricate diplomatic exchanges and create favorable outcomes. It often resulted in sense of mutual tolerance and peace with honor between opposing parties. It all sounds quite transactional, because it is. Western political leaders are well-aware that Putin’s strongest interests lie in the province of developing commerce. As such, that interest could have been used as a lever in a well-considered, calibrated way the gain a handle on the Russian leader. Western powers could lend furtive or mildly acknowledged copious support that would enhance what the Russian President, himself, might recognize as weaknesses in his system in exchange for significant, immediate and long-term cooperation. Again, what would be most important is getting him to go along with whatever plan is developed. (Many might argue that this practice was used without shrewdness, without any real calibration, by the US in the construction of the Joint Comprehensive Plan on Action of 2016 concerning nuclear proliferation in the Middle East.) If lucky enough, the diplomacy of national leaders who would have engaged in such action in the earliest stages of the Ukraine crisis–pre-invasion–would have likely been able to offer a narrative in which they could have been seen as saving the day.

However, instead of any of this, awareness of that commercial interest in Western capitals has led to the targeting of it to cause his hurt, harm, and even pain and resultantly his ire and recalcitrance. (It has also been important for Putin to recognize the West is entitled to its share of ire and recalcitrance, and when a situation is moving favorably, he must also consider his actions with respect to Western reactions. There must be a commitment on all sides, including Russia,to the advancement of negotiations to secure a sustainable agreement. One might get the impression given his record that he has not reflected too much on that in recent times. Then again, perhaps he has.

It is unimaginable that Western political leaders decided to target that commercial interest unaware of its terrible importance personally to Putin, although that possibility cannot be completely dismissed. From what can be gathered, the choice to handle Putin in that way was made a while back. It was most apparent in the US when the US Congress passed the Russia and Moldova Jackson-Vanik Repeal and Sergei Magnitsky Rule of Law Accountability Act of 2012 (the Magnitsky Law) and subsequent Global Magnitsky Act of 2016, which struck a nerve with Putin not only for economic reasons, but domestic political reasons as well. The Magnitsky Law,set precedent with regard to the manner in which the West would act to modify Putin’s behavior as well as that of other Russian officials and private citizens. Omnia mala exempla ex rebus bonis orta sunt. (Also, omnia mala exempla orta sunt ex bonis initiis.) (Every bad precedent originated as a justifiable measure.)

Putin (above) at work in the Kremlin. Western countries have imposed unprecedented sanctions on Russia’s corporate and financial system since it sent troops into Ukraine on February 24, 2022. At this stage of the game, however, Russia hardly seems too deprived by coercive sanctions from the West. One might suggest the West’s moves against Putin and Russia became overplayed and predictable, and thereby anticipated and prepared for, to the greatest extent possible. Reportedly, in preparation for the US response to the invasion of Ukraine, Putin drastically curtailed Russia’s use of dollars, and thereby a degree of leverage the US might have had. Enormous currency reserves were stockpiled, and budgets were streamlined to keep the economy and government services going even under isolation. Putin also reoriented trade and sought to replace Western imports.

Western Sanctions in Response to Ukraine’s Invasion

At this stage of the game, however, Russia hardly seems too deprived by coercive sanctions from the West. One might suggest the West’s moves against Putin and Russia became overplayed and predictable, and thereby anticipated and prepared for, to the greatest extent possible. Reportedly, in preparation for the US response to the invasion of Ukraine, Putin drastically curtailed Russia’s use of dollars, and thereby a degree of leverage the US might have had. Enormous currency reserves were stockpiled, and budgets were streamlined to keep the economy and government services going even under isolation. Putin also reoriented trade and sought to replace Western imports. It is not greatcharlie’s intention spoil anyone’s appreciation of this essay by offering a regurgitation on the nuance of steps Putin has taken at home to better shield Russia from the harmful effects of Western sanctions. Economics is not greatcharlie’s area of expertise. Suffice it to say that nothing done by the West just before and following February 24, 2022 unsettled Putin.

Indeed, once the whole Ukraine crisis began in earnest, the West metaphorically began wielding an economic bullwhip of sanctions to back him up. Perhaps from the perspective of the West, all that Putin was being asked to do was to behave as a good chap on Ukraine because be knows he should, given the conventions on international law, international peace and security, and multilateral agreements Russia signed with Ukraine as the Budapest Memorandum design to preserve it from military threat. However, it is hard to see how they could ever have expected to get far with that mindset or that tack. When his invasion began in earnest, the West flailed him harder with the whip. However, no matter how hard the West lashed out, Putin would not respond. He would not even put his demands up for Dutch auction. Putin has recently declared Western sanctions have not had much impact on Russia’s economy and have done more to harm global trade and the international economic system. Putin certainly feels confident his measures to sanction-proof Russia worked to a great degree. Speaking on the state of Russia’s domestic economy on April 18, 2022, Putin explained that inflation was stabilizing and that retail demand in the country had normalzed.

In the past, Putin surely in an unintended way, would very likely have lent a helping hand to Western efforts to subdue Russia. He often allowed pride to overshadow good sense and discretion, and that often led to miscalculation and errors. It was a gross miscalculation to lash out at the US by interfering with the 2016 Presidential Elections. It is an action Putin has repeatedly denied despite the fact that direct proof of Russian meddling has been presented by US intelligence and law enforcement organizations. Going after Kyiv, to knock out the Western oriented and Western supported government, early in the special military operation was an enormous mistake. Troops that would have been invaluable to the more militarily sensible operations of Russian forces in the Eastern and Southern Ukraine were needlessly lost with no gain. The whole world could see Putin had dropped a clanger. 

It is unlikely that Putin will make many more grand mistakes during the Ukraine campaign. Even if a real opportunity is set before Putin–the tiger and the tethered goat by the waterside scenario, he will very likely pass it up. Wrestling with this issue in a preceding post, greatcharlie supposed that at this point, a course has been set, calibrated by Russia’s best military, intelligence, diplomatic, and political minds, with all available and in-coming resources taken into consideration. There is probably little to no room for any sizable deviation from that path. Still, with all that being considered, almost anything is possible when it comes to Putin. All of this withstanding, there must be an answer, a way to initiate fruitful diplomacy even at this stage. One could get the impression given the record that finding a way to work with Putin, by creating some balance with which all would be reasonably satisfied, is just not a cross any Western capital would be unwilling to bear. Non enim tam auctoritatis in disputando, quam rationis momenta quærenda sunt. (In every disputation, we should look more to the weight of reason than to the weight of authorities.)

Putin (right) gestures during a press conference with French President Emmanuel Macron (left) in Moscow on February 7, 2022. At the foundation of thinking concerning an international order and international organizations created since the end of World War II is idea that members will be answerable to the group of countries they signed up to deliberate and act collectively with. The fact is Putin does not feel answerable to anyone in the world despite Russia’s multiple membership in international organizations as the UN, where it is Permanent 5 Members of the Security Council, and G20. The easy, less than thoughtful answer might be to eject Russia from the G20 or at least keep him teed up on the idea he will be removed. However, that would more than likely make matters worse. Rather than gain a further grip on Moscow’s behavior, parties insistent on doing such would only travel further along into unknown with Putin.

Likely Impact Recent Contacts with Western Leaders Have Had upon Putin

At the foundation of thinking concerning an international order and international organizations created since the end of World War II is idea that members will be answerable to the group of countries they signed up to deliberate and act collectively with. The fact is Putin does not feel answerable to anyone in the world, despite Russia’s multiple membership in international organizations as the UN, where it is Permanent 5 Members of the Security Council, and G20. The easy, less than thoughtful answer might be to eject Russia from the G20 or at least keep him teed up on the idea he will be removed. However, that would more than likely make matters worse. Rather than gain a further grip on Moscow’s behavior, parties insistent on doing such would only travel further along into unknown with Putin.

In a May 31, 2022 New York Times guest essay entitled “President Biden: What America Will and Will Not Do in Ukraine”, US President Joe Biden reminded that  President Volodymyr Zelensky of Ukraine has said, ultimately this war “will only definitively end through diplomacy.” Conceivably, some may believe that with some tacit approval from all allied capitals, French President Emmanuel Macron and German Chancellor Olaf Scholz, have spoken with Putin, most recently on May 28, 2022, to reach some confidential arrangement for more fulsome peace talks or establish the basis for a proposa concerning a ceasefirel to present to him during their next contact. Impossible n’est pas français. They would also have likely sought to chinwag with Putin with the hope of finding and exploiting a sociability that lives in Putin that is surely part of human nature. That is what the noble Roman pagan, Tulius Cicero expressed in his discussion of the idea of commonwealth in De Republica (51 BC) with the words: naturalis quaedam hominim quasi congregation. European leaders have gone as far as to aggregate their efforts with Putin not only as a sign of unity but likely also with hope that acting together they might find the right convention, the right phrases to trigger him to respond favorably to an entreaty to talk.

Searching for some advantage by reflex, Putin might assess that the Western leaders, by acting in pairs or groups, even in their visits to Kyiv, are most concerned that if either their counterparts were to travel or make phone contact alone, they would act out of self-interest, placing the needs of their respective countries uppermost. One leader might not trust another to come toward Moscow empty handed. Some special deal particularly concerning energy resources might be sought. On the other end of their possible mutual suspicions, given what transpired with the February 10, 2022 meeting between United Kingdom Foreign Minister Liz Truss and Russian Federation Foreign Minister Sergey Lavrov, there may be a lingering fear that one might pick a fight with Putin, and all would in the end need to contend with the ramifications of that. (One might suppose Truss’ tack was likely agreed upon with United Kingdom Prime Minister Boris Johnson and foreign and national security counselors before she left for Moscow. The decision may have been to “pull out all of the stops.” Causa latet: vis est notissima. (The cause is hidden, but the result is known.)

To enlarge on that point, Truss’ heated, emotional outburst before the long-experienced Russian Foreign Minister, could be judged as being particularly inept given the need to develop some influence upon Moscow’s line of thinking during the tinderbox circumstances of the time. By her behavior, she merely advertised the limits she had. Indeed, she likely signalled to Moscow that London did not have any remarkable solutions, no good proposals to offer. She seemed to be revealing an angst that Moscow likely presumed to be prevalent among the United Kingdom’s foreign and national security policy decisionmaking officials. She appeared to express a sense of being trapped as lion in cage by the Ukraine situation. Truss’ behavior may have also indicated to Putin that there may be serious problems besetting Johnson’s Conservative Party as a whole, with cabinet members and Tory Members of Parliament feeling uncertain about their respective political futures. For the external audience, Truss may have amused some, but ultimately she did not enlighten or inspire and dismally failed move events forward in a positive way. No foreign official from any country should ever seek to do any of that in Moscow under any circumstance. Vacuum vas altius pleno vaso resonat. (An empty pot makes a deeper noise than a pot that is full.)

Putin doubtlessly feels that Western countries, other than the US, pose little real threat to Russia despite any noise they might make about the prowess of their respective armed forces. (It must be noted that the United Kingdom possesses an estimated 225 strategic warheads, of which an estimated 120 are deployed and 105 are in storage. Added to that deterrent is a total of four Vanguard-class Trident nuclear-powered ballistic missile submarines, which together form its exclusively sea-based nuclear deterrent. As of January 2019, France was said to possess approximately 300 nuclear warheads, most of which are designed for delivery by submarine-launched ballistic missiles (SLBMs) with the remainder affixed to air-launched cruise missiles (ALCMs) carried by strategic bombers.) To that extent,, Putin may believe there are many among certain foreign and national security policy circles in Western countries with a desire to emote more than do anything else such as find real answers to get Putin off Ukraine’s back and over to the negotiating table resolve matters.

United Kingdom Foreign Minister Liz Truss (left) and Russian Federation Foreign Minister Sergey Lavrov (right) at their press conference in Moscow on February 10, 2022 moments before Ivanov walked out. Searching for some advantage by reflex, Putin might assess that the Western leaders, by acting in pairs or groups, even in their visits to Kyiv, are most concerned that if either their counterparts were to travel or make phone contact alone, they would act out of self-interest, placing the needs of their respective countries uppermost. One leader might not trust another to come toward Moscow empty handed. Some special deal particularly concerning energy resources might be sought. Additionally, given the torrid exchange that occurred between Truss and Lavrov during their February 10, 2022 meeting, there may be a lingering fear that one leader might pick a fight with Putin for whatever reason, and all would need to contend with the ramifications of that.

At the same time they tried come to some point of understanding with Putin, Western leaders also have publicly mocked him during multilateral gatherings. During the June 2022 G7 Summit in Schloss-Elmau, Germany they did so publicly on June 26th with regard to shirtless photos taken of Putin while horseback riding. One might not expect Western leaders to speak idly concerning Putin when matters concerning him are now so grave. That intriguing juxtaposition of the ideas of arming Putin’s opponents and mocking him yet contacting him hoping to stoke some goodwill and desire for peace is surely not lost upon Putin and his advisers in the Kremlin. Equally intriguing to Putin was the insistence of Western leaders that they committed to resolving the Ukraine conflict with diplomacy, while also arming the Ukrainians to the extent national budgets and the largess of their citizens–their electorates–will allow or tolerate

Putin might believe many of the national leaders with whom he has been dealing so far, will unlikely keep their jobs given what is likely perceived to be the constantly shifting direction of political winds and the fickle nature of the electorate of Western countries. Remaining the flavor de jure amongst fellow parliamentarians and the electorate is becoming more and more difficult for Western leaders to do. Putin may believe that as time marches on, those remaining in office will surely have greater, more pressing domestic issues to be seen working hard on. Conditions on the ground and terms for a diplomatic solution in which Moscow would have confidence at the negotiating table will be determined by Russia alone. Presumably for now, that is how Moscow most likely views the situation. Through Putin’s lens, the actions of Western leaders, in coming to him, might be best described, in the form of a metaphor, in the chorus of Charles Aznavour’s 1962 pop music hit, Les Comédiens”,: Viens voir les comédiens / Voir les musiciens / Voir les magiciens / Qui arrivent. (Come and see the actors, / See the musicians, / See the magicians, / Who are arriving.)

Nam neque quies gentium sine armis, neque arma sine stipendiis, neque stipendia sine tributis haberi queunt (For the quiet of nations cannot be maintained without arms, nor can arms be maintained without pay, nor pay without taxation.) Whether, the Europeans might be willing to stay the course on Ukraine, Putin might say it remains to be seen. As things begin to settle from the original smash of the war’s opening, the state of the global economy will become clearer, and the Europeans, among many other political factors, may not have the desire to remain so giving if they fail to see any progress by the Ukrainian allies on the ground as they had initially. Supporting Ukraine is one thing. Subordinating ones own country’s superior interests for those of Ukraine is another. On this point, perhaps Putin’s thoughts might be best metaphorically addressed by the final verse to the aforementioned Les Comédiens” sung by Aznavour.  He sings: Les comédiens ont démonté leurs tréteaux / Ils ont ôté leur estrade / Et plié les calicots / Ils laisseront au fond du cœur de chacun / Un peu de la sérénade / Et du bonheur d’Arlequin / Demain matin quand le soleil va se lever / Ils seront loin, et nous croirons avoir rêvé / Mais pour l’instant ils traversent dans la nuit / D’autres villages endormis, les comédiens. (The actors disassembled their boards. / They removed their rostrum / And folded the calicos. / They have left in the bottom of the hearts / A little bit of serenade / And harlequin happiness. / Tomorrow morning, when the sun rises / They will be far away, and we will think it was all a dream. / But for now, the actors are travelling through the night / Across other sleepy villages.)

As for the US specifically, Putin conceivably began the Ukraine enterprise believing he had a good understanding of the way many senior Biden administration foreign and national security policy officials, many of whom had held senior posts in the administration of US President Barack Obama, would respond to a move against Ukraine. Putin had strenuously wrestled with them via diplomacy before and doubtlessly had thought about them considerably since. He possibly intuited that they hold a sense that Crimea was lost on their watch. The nature of his interactions was discussed in greater detail in greatcharlie’s February 4, 2022 post entitled, “Recherché Pieces of the Putin Puzzle That May Serve To Better Enable Engagement with Him as Either an Adversary or a Partner Regarding Ukraine”.

However, what Putin is hearing now from Washington, though far from unnerving him, has unlikely provided him with any comfort. In the same aforementioned May 31, 2022 New York Times commentary, Biden explained that the US does not seek a war between NATO and Russia, will not try to bring about his ouster in Moscow. will not be directly engaged in this conflict, either by sending US troops to fight in Ukraine or by attacking Russian forces, so long as the US or its allies are not attacked, He added: “We are not encouraging or enabling Ukraine to strike beyond its borders. We do not want to prolong the war just to inflict pain on Russia.” He also stated: “The United States will continue to work to strengthen Ukraine and support its efforts to achieve a negotiated end to the conflict.” Having rallied to Ukraine’s side with unprecedented military, humanitarian and financial support, Biden explained: “We want to see a democratic, independent, sovereign and prosperous Ukraine with the means to deter and defend itself against further aggression. Biden further explained: “Every negotiation reflects the facts on the ground. We have moved quickly to send Ukraine a significant amount of weaponry and ammunition so it can fight on the battlefield and be in the strongest possible position at the negotiating table.”

As it would be as true for Russian forces, it would be true for Ukrainian forces that well-planned offensive action by them will determine whether a favorable position for Ukraine can be established. The military principle of offense prescribes that maintaining the initiative is the most effective and decisive way to dominate the battlefield. On the offensive, there must be an emphasis on the commander’s skilled combination of the elements of maneuver, firepower, protection, and intelligent leadership in a sound operational plan. The initiative must be retained. Moving forward, firepower, the allies’ greatest strength, must be used to its maximum advantage. Firepower can serve maneuver by creating openings in enemy defenses, but also destroy an enemy’s vital cohesion, his ability to fight, and effectively act. Indeed, one of the most important targets is the enemy’s mind. The allies should engage in actions that will sway moves by Russian forces to enhance the opportunities to destroy them.

To that extent, Biden stated: “That’s why I’ve decided that we will provide the Ukrainians with more advanced rocket systems and munitions that will enable them to more precisely strike key targets on the battlefield in Ukraine. Further explaining plans for assisting Ukraine militarily, Biden said: “We will continue cooperating with our allies and partners on Russian sanctions, the toughest ever imposed on a major economy. We will continue providing Ukraine with advanced weaponry, including Javelin anti-tank missiles, Stinger antiaircraft missiles, powerful artillery and precision rocket systems, radars, unmanned aerial vehicles, Mi-17 helicopters and ammunition. 

Deep strike assets could be provided to Ukraine in order to allow its ground forces to rapidly put direct and indirect fires on Russian armor and mechanized forces inside Russia at their lines of departure, assembly areas, and follow-on units in marshaling yards, and even transport hubs as soon as Russian forces cross the border. They could target equipment and facilities. However, Putin’s commanders have will some say on their impact on the battlefield, especially if Russian forces could begin to move faster to capture territory and bring into Ukraine  systems to defeat any new weapons the US might provide. At Talavera during the Peninsular War (1809) of the Napoleonic Wars, Chestnut Troop Royal Horse Artillery attached to Brigadier General Robert Craufurd’s Light Brigade, which also included the elements of the 43rd Light Infantry, the 52nd Light Infantry and the 95th Rifles. The brigade remarkably traveled 40 miles in 26 hours, crossing mountain and river, to join the camp of then Lieutenant General Sir Arthur Wellesley (later the Duke of Wellington). Despite their outstanding feat of discipline and endurance, the guns of Chestnut Troop were unable to reach Talavera for the battle. However, even though they had just arrived, the entire Light Brigade had to march for another fifteen hours to secure the Almaraz Bridge, before French Emperor Napoleon Bonaparte’s forces could take it, thereby keeping open communications with Lisbon. US assistance in the form of firepower will certainly improve Ukrainian forces still on the defensive, help them hold on to territory tenaciously, but there is no guarantee such assistance will arrive in time in sufficient quantities to be decisive in ejecting Russian forces from Ukraine.

With regard to Biden’s statements on military assistance overall, the indications and implications of that to Putin would doubtlessly be that the US seeks to establish Ukraine and as well-armed military power on Russia’s borders. For Putin that will never be acceptable. He will work with an untrimmed fervor to prevent that even if it means the unthinkable, the use of nuclear weapons. That is a hard saying.

Putin (right) and Ukrainian President Volodymyr Zelensky (left) in Paris on December 9, 2019. Putin and Zelensky had contact on only one occasion in Paris during a multilateral meeting on December 9, 2019 with French President Emmanuel Macron and former German Chancellor Angela Merkel. The four leaders discussed what was at that time a six year fight in the Donbas between the Ukrainian government and ethnic-Russian separatists in the Luhansk and Donetsk oblasts directly supported by Russia. One might wonder if there was anything so singular about their encounter then that may have led Putin to believe Ukraine could be his for the taking militarily.

What Putin Might Have To Say on the “Zelensky Factor”

As the story goes, Samuel Bernstein, the father of Leonard Bernstein who was among the most important conductors of his time. He was also the first conductor from the US to receive international acclaim. Samuel Bernstein actively discouraged his son from pursuing music. He wanted his son to inherit the hair and beauty supply business he had created. However, Leonard Bernstein became a professional musician. A few months following his famous Carnegie Hall last-minute debut on November 14, 1943, which made him famous overnight, a journalist asked Samuel Bernstein if it was true that he had refused to pay for his son’s piano lessons. Sam famously replied: “Well, how was I supposed to know he’d turn out to be Leonard Bernstein?” No one knew Ukrainian President Volodymyr Zelensky would turn out to be Volodymyr Zelensky when the comedian and actor took office in May 2019. One might suggest that as an experienced stage artist, performing under pressure in center stage, reaching his audience, capturing their attention, is his metier. Nonetheless, he is burning more refulgently than any could have expected, and to a degree,, displaying the qualities often ascribed to great leaders. Aux innocents les mains pleines.

Indeed, likely due to the conviviality he displayed prior to the Russian invasion, Western officials were apparently caught surprised by the fact that Zelensky would be such a lion of a man, stalwart of the Ukrainian cause, and a force to be reckoned with during the actual invasion. To say the least, Western government officials and news media commentators alike would viewed Zelensky as having galvanized the Ukrainian people to resist Russia’s effort to swallow up their country. Zelensky also impressed with his entreaties to the world to come to the aid of his fellow countrymen in the best ways that they could. One might safely assume that his efforts influenced how countries with the wherewithal to respond to the Ukraine in its time of need, worked with him, and rapidly developed and implemented plans to provide considerable support for his country. Indeed, such positive perceptions of Zelensky, his impact, that brought aid groups, humanitarian volunteers, foreign fighters, helpful weapons, and financial support to Ukraine. Although Zelensky, spelled a variety of ways in the international newsmedia, is his name, it is one that to people around the world now know singularly refers to the resilient leader of Ukraine. To that extent, it has become a mononym similar to but not as familiar as Beyoncé or Adele

What Putin thinks of Zelensky is important just for the fact that it surely has some part in the development of his aims and objectives. Surely,at least in part that opinion shaped his concept and intent for the Ukraine campaign. Certainly understanding how Putin feels about Zelensky would determine how a negotiated peace would reached. Rather than have the two presidents talk one-on-one, as with their previous meeting in 2019, a multiparty approach, with presidents, prime ministers, and chancellors, could be utilized. Stepping out on shaky ground, greatcharlie hypothesizes on how Putin may view Zelensky and what has been dubbed the Zelensky factor. The thoughts of Putin suggested here are constructed in the abstract. There is no acid test for what is theorized. One can only wait to hear what Putin says and see how Putin acts. At the same time, each suggestion should prove to be more than something akin to the top five ideas of a brainstorming session. Each has the quality of being most likely. 

None of what is presented should be taken too much to heart by the Ukrainian government and its supporters. Lest we forget an apposite quote, used by greatcharlie previously, from F. Scott Fitzgerald’s essay, “The Crack-Up”, published in the ”February 1936 edition of Esquire magazine: “Before I go on with this short history let me make a general observation—the test of a first-rate intelligence is the ability to hold two opposed ideas in the mind at the same time, and still retain the ability to function. One should, for example, be able to see that things are hopeless and yet be determined to make them otherwise. This philosophy fitted on to my early adult life, when I saw the improbable, the implausible, often the “impossible” come true.”

Putin and Zelensky are oil and water as leaders of adversarial countries at war, but also oil and water intrinsically as people. Given what is understood about Putin’s thinking, his assessment of this novice adversary would hardly charitable. The world heard a bit of that view in Putin’s February 24, 2022 address on the special military operation when he stated the following: “I would also like to address the military personnel of the Ukrainian Armed Forces. Comrade officers. Your fathers, grandfathers and great-grandfathers did not fight the Nazi occupiers and did not defend our common Motherland to allow today’s neo-Nazis to seize power in Ukraine. You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people. I urge you to refuse to carry out their criminal orders.” 

It  could not be said that Putin has a penchant for the abstruse. There were many lurid suggestions about Zelensky, with emphasis on his life-style, circulating long before the invasion that likely undecertainlyrlied Putin’s somewhat Delphic remarks with regard to how “the junta” was “humiliating the Ukrainian people.” Putin may be many things but he is not an anti-Semite. However, at the risk of casting aspersions upon Putin with regard his possible attempt to exploit intolerance toward the LGBTQ+ community in Ukraine, it may be fitting to note that upon taking office,  Zelenskiy promoted a tolerant culture, saying he stands for all people’s equality and freedom. A month after taking office, LGBTQ÷ Community in Ukraine celebrated “Pride Month” on Sunday, June 23, 2022 with a march in Kyiv. That celebration was unlikely widely approved of in Ukraine. According to a survey published six month beforehand by the independent think-tank Democratic Initiatives in which 1,998 people were interviewed, almost 47 percent of Ukrainians think that rights of sexual minorities should be limited while 37.5 percent are against restrictions, and 15.6 percent do not have an opinion. Perhaps Putin had information, maybe simply FSB 5th department pokery-jiggery, that attitudes had not softened or Ukrainians actually had become more intolerant over the last three years.

Interestingly, it was reported first in the Western newsmedia and later in more detail in Russia that much of what Putin was told about Zelensky and the government in Kyiv was the product of fabrications and falsehoods from some the Russian intelligence services, Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR, Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU, and Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB. When asked to provide assessments on the situation there, it would appear some in those services sought to simply placate Putin, responding to his sentiments on Ukraine. In the reports of the FSB foreign intelligence department, the organization’s 5th department, there were allegedly many unproven torrid statements on the nature of Ukrainian society made concerning the destructive impact of the West on the culture, morality, spiritually, self-image of the people, ultranationalists, and the leadership in Kyiv, and the Ukrainian people’s willingness to stand fast against an invasion. Conceivably, the information provided in those reports on Zelensky was so satisfying to Putin that it managed to stick with him. 

Putin and Zelensky had contact on only one occasion on December 9, 2019 in Paris during a multilateral meeting with French President Emmanuel Macron and former German Chancellor Angela Merkel. The four leaders discussed what was at that time a six year fight in the Donbas between the Ukrainian government and ethnic-Russian separatists in the Luhansk and Donetsk oblasts directly supported by Russia. One might wonder if there was anything so singular about their encounter then that may have led Putin to believe Ukraine could his for the taking militarily.

Zelensky (on screen) addresses the UN Security Council by video on April 5, 2022. Zelensky has become a bona fide superstar in the West, and as such, the main hope of his Western managers would likely be that his words grip audiences of the powerful and star-studded personalities in their respective societies. After gaining their support for the actions of their respective governments to assist Ukraine, those government would have an easier time convincing ordinary citizens their actions on the matter were all very necessary regardless of expense. Zelensky has moved from one high place to another, the US Congress, the United Kingdom Parliament, the French Parliament, the Italian Chamber of Deputies, the Bundestag along with other European national legislatures. He addressed the NATO Summit, the G7 Summit, the UN Security Council and even venues such as the 75th Cannes Film Festival.

Putin Likely Looked Upon Zelensky’s Recent Effort To Determine What Aid Ukraine Would Recieve with Some Fascination

From Putin’s lens, Zelensky has been allowed the chance by Western powers to be seated, at least temporarily, at their high tables to gain an even firmer handle on Zelensky’s fealty. Putin might say that Zelensky succumbed quickly to trappings of it all much as he would have expected of him. Putin knows the drill all too well as once the effort was made by the West to draw him into such a cabaret. As aforementioned, he was once the dernier cri and darling of Western powers. He at one time was entertained in similar ways as Zelensky by the West. That effort was ultimately unsuccessful.

Zelensky has become a bona fide superstar in the West, and as such, the main hope of his Western managers would likely be that his words grip audiences of the powerful and star-studded personalities in their respective societies. After gaining their support for the actions of their respective governments to assist Ukraine, those government would have an easier time convincing ordinary citizens their actions on the matter were all very necessary regardless of expense. Zelensky has moved from one high place to another, the US Congress, the United Kingdom Parliament, the French Parliament, the Italian Chamber of Deputies, the Bundestag along with other European national legislatures. He addressed the NATO Summit, the G7 Summit, the UN Security Council and even venues such as the 75th Cannes Film Festival. 

Doubtlessly from Putin’s lens, Zelensky behaved as if he had become a new member of the club of Western leaders, and was enjoying every minute of it. Of course, that is exactly how Western capitals want Zelensky to feel. Intriguingly from the start, Ukrainian political leaders oddly expressed an impression that something akin to what young people call a “ride or die” relationship exists between the West and their country. Yet, Putin would likely insist they have erred as the inexperienced would. He would surely suggest that enthusiasm over Zelensky’s popular appeal, interest in Ukraine’s fate, should not be mistaken for some newly established brotherhood between Ukraine and the West, especially now that Russia has made its interests and intentions absolutely clear. If the Russian forces can shape things in their favor, Putin likely believes that will take the shine off Zelensky and Kyiv significantly. Western support of Ukraine continue in considerable measure, but Zelensky, himself, might become quite passé; so Putin would surely predict and hope.

Putin might posit, cynically, that after Zelensky spoke to all of those grand audiences, more support was gained for the Ukrainian cause than might have been achieved without it all. Putin would insist that the West was the true engine behind everything the West had accomplished. He would perhaps say that Zelensky’s heightened image was an aspect of a Western directed, US led, political warfare campaign regarding Ukraine. A Russian intelligence doyen, Putin knows the routine. He doubtlessly could explain forensically exactly how that image by reviewing piles of newsworthy fabrications. some have been exclusives. Moscow has produced its fair share during the war. All in all, Putin would need to accept that if such a political warfare campaign, as he might allege, is being waged by the West, it has been very successful.

Putin could not have missed the fact that Zelensky, more than being just pleased, appeared a bit too confident and too comfortable interacting with Western capitals. There was something to that. When Western leaders deigned to ask him what Ukraine needed–they surely had their own assessments prepared by their respective military, intelligence, diplomatic, and international aid bureaucracies, Zelensky perhaps misconstrued respect and approbation for submissiveness. Recognizably not just to Putin but presumably to all involved at a certain point, Zelensky began behave somewhat spoiled. Most apparently, Zelensky moved a few octaves off the mark and began very publicly offering his “informed” suggestions on what the Western powers should be doing for him then making demands for a line of action to Washington. As part of an effort by officials in Kyiv to be as creative as possible when the war was in its initial stage, two novel ideas were birthed of establishing a no fly zone and obtaining Soviet era MiG-29 fighters from Poland for use by pilots trained to fly them. It is a relatively forgotten issue, but nonetheless very pertinent. The jets would not be excess articles, therefore, to restock the Polish arsenal, the US would provide F-16 fighters. Poland has suggested the re-training of Ukrainian pilots and absorption in their forces would be arranged in Germany. Zelensky’s behavior brings to mind the “Le Misanthrope ou l’Atrabilaire Amoureux” (“The Cantankerous Lover”) (1666), known popularly as The Misanthrope, one of his best-known dramas of 17th century French actor and master of comedy in Western literature, Jean-Baptiste Poquelin, known as Molière. In Act 1 Scene 1, Alceste a disgruntled older aristocrat speaking to his friend Philinte on authenticity, courtesies, and the good of adhering social norms, states: “Non, vous dis-je, on devrait châtier, sans pitié, / Ce commerce honteux de semblants d’amitié. / Je veux que l’on soit homme, et qu’en toute rencontre / Le fond de notre cœur dans nos discours se montre, / Que ce soit lui qui parle, et que nos sentiments / Ne se masquent jamais sous de vains compliments.” (No, I tell you. We ought mercilessly to punish that shameful interchange of hollow facilities. I like a man to be a man, and on all occasions to show depth.of his heart in his words. Let him speak openly and not hide his feelings beneath vain compliments.)

There are certain expectations in interactions, exchanges between countries. Convention requires a certain etiquette. courtesy, expression of respect when asserting ones opinions and beliefs and concerns and priorities. Whatever is discussed must be communicated with the aim of preserving and if possible enhancing the relationship. Zelensky has had learn about such by crash course. He did not have any experience equivalent to working alongside Western capitals at such a level, could hardly had little idea of what was appropriate or what things looked like from their lens or their intentions. Admittedly in the role of apologist in this case, greatcharlie suggests the former comedian and actor, being a novice in politics and on the world stage, had not been up in such rarified air long enough to understand a few important things. His advisers were unlikely much help in that regard. Zelensky could only respond as he knew how. He likely saw nothing but green lights everywhere. 

A tactless approach of a national leader, even of a novice, warrants reproach and rebuff. For Zelensky to believe that he was in any position to determine how other national governments should spend taxpayer dollars, pounds, and euros on Ukraine was daylight madness. Washington doubtlessly recognized that Zelensky has been given attention and has been both supported and admired. However, he should not have felt, as a result of thm respect and courtesies shown to him, entitled to dictate anything to Western governments. Surely, one might say the exigent circumstances that had beset his country made him desperate, even aggressive in his effort to garner as much assistance as possible from those he believed could help. Being 44-years-old at the time, Zelensky was still relatively young. Perhaps he had something to prove to himself or to the Ukrainian people. Interestingly enough, in Molière’s Misanthrope, in the same aforementioned act and scene, Philippe responded to Alceste’s remark by stating: “Il est bien des endroits où la pleine franchise / Deviendrait ridicule et serait peu permise; / Et parfois, n’en déplaise à votre austère honneur, / Il est bon de cacher ce qu’on a dans le cœur. / Serait-il à propos, et de la bienséance / De dire à mille gens tout ce que d’eux on pense? / Ét quand on a quelqu’un qu’on hait on qui déplait, / Lui doit-on déclarer la chose comme elle est?” (There are many circumstances in which plain speaking would become ridiculous, and could hardly be tolerated. And, with all due deference to your austere sense of honour, it is well sometimes to conceal our feelings. Would it be right or becoming to tell thousands of people what we think of them? And when there is somebody whom we hate or who displeased us, must we tell him openly that this is so?)

A couple of Polish Air Force Russian made MiG 29 fighter jets fly above and below two Polish Air Force US made F-16 fighter jets during the Air Show in Radom, Poland, on August 27, 2011 (above). As part of an effort by officials in Kyiv to be as creative as possible when the war was in its initial stage, two novel ideas were birthed of establishing a no fly zone and obtaining Soviet era MiG-29 fighters from Poland for use by pilots trained to fly them. It is a relatively forgotten issue, but nonetheless very pertinent. The jets would not be excess articles so to restock the Polish inventory, the US would provide F-16 fighters. Poland has suggested the re- training of Ukrainian pilots and absorption in their forces would be arranged in Germany. Surely, one might say the exigent circumstances that had beset his country made him desperate, even aggressive in his effort to garner as much assistance as possible from those he believed could help. Zelensky’s comments were not viewed as helpful in Washington.

Perhaps Putin considered Zelensky’s choice to approach the rich and powerful West in such a demanding way was impelled by something bubbling up from his subconscious. He likely Zelensky being what he always has been, a humorist, who by reflex, was making satire of the West and its wherewithal. Putin has a keen eye and taste for dry humor and crni humor. Zelensky may very well have given Putin cause to chuckle in the midst of all the bad that was happening on the ground in Ukraine for Russian forces. Putin probably imagined it all would eventually come to a head sooner than later.

Moreover, Putin perhaps viewed Zelensky’s behavior as being useful, distracting Western capitals, creating the primary narrative concerning Western support for Ukraine while he worked on getting Russian forces away from the horrid meat grinders in Kyiv and Kharkiv in redirected his forces in Eastern and Southern Ukraine. Putin would likely go as far as to call Zelensky a convenient nuisance. As far as Putin was likely concerned, any attention and time placed on Zelensky’s behavior was time not spent increasing the strains they were trying to place on Russia. Zelensky, just as Putin, was willing to exploit any advantage he could find at that point. One aspect which is quite noticeable is that Zelensky seems to comfortably expect something for nothing as if it were the norm in this world. (Perchance Zelensky feels his country self-defense against Russia is the something in return for Western munificence.)

Washington surely was not amused at all by Zelensky’s no fly zone idea or his jet swap plan. Clearly, taking Zelensky’s proposed ideas would mean would only result in exchanging one bad situation for a worse one. Options such as Zelensky’s proposed no-fly zone and Polish MiG-29 transfer, supported by Warsaw, looked real, but they were nothing more than illusions. All illusions disintegrate when confronted by the light of reality. The possibility that US Air Force fighter jets might clash with Russia Federation fighters or bombers and invariably shoot down several of them put the whole matter out of court. Zelensky had to know the Biden administration has been emphatic about avoiding any violent exchanges between the US and Russia that could ignite a full-blown shooting war. It was unclear how the jets would enhance the defensive capabilities of the Ukrainian Armed Forces. The Ukrainians already had MiG-29 fighters and others in its possession that were not being effectively utilized. It was unclear what would be the survivability of the MiG-29 over Russian controlled airspace and whether Ukrainian pilots would be able to contend with the Russians. Further any financial resources needed to bring such a plan into reality had already been earmarked for weapon systems that US military experts had determined would better suit Ukraine’s needs. Zelensky is receiving intelligence from the US and other Western powers. That intelligence has had a multiplier effect on the battlefield. It has lent confidence to decisionmaking in Kyiv. Still, Zelensky would never have all the facts, the big picture, to the extent western capitals do.

As experience, acumen, and the interests of the US dictated, Washington apparently moved fast to reign him in a bit via conversations with their respective countries senior officials and certain legislators. On April 24, 2022, US Secretary of Defense Lloyd Austin and US Secretary of State Antony Blinken visited Zelensky in Kyiv. The trip by Blinken and Austin and Blinken was the highest-level US visit to the Ukrainian capital since Russia invaded. In the meeting, Zelensky may have complained about feeling supervised as a president of a sovereign country. In response to such a likely perception and complaint, Austin and Blinken would surely make the greater point that the plans of the US must not be interfered with. Surely, they spoke without savaging him. An indication that Austin and Blinken likely set Zelensky straight was the fact that Zelensky did not engage in similar behavior concerning US assistance afterward. One can only imagine what might have come next from Zelensky if such a likely agreeable exchange might not have taken place.

The mood of Zelensky and his advisers during the visit by Austin and Blinken was doubtlessly uplifted when they were informed that the US would provide more than $300 million in foreign military financing and had approved a $165 million sale of ammunition. Despite the stresses that may have placed on Ukraine’s relationships in the West, he was fortunate none his benefactors handed him his hat, or turned to very blatantly using military assistance and training as a locus of control. Likely given their heavy focus on Putin they did not give up on the partnership, if they ever would have–which was presumably a card Zelensky felt he held. The true focus of the West was Putin and gaining a firm handle on him and his behavior. Zelensky was, and still is, a means to that end.

US Secretary of Defense Lloyd Austin, left, and Secretary of State Antony Blinken, right, meet with Ukrainian President Volodymyr Zelensky (center), April 24, 2022, in Kyiv. The juxtaposition between Zelensky’s “Sonny Jim” visage and the smiling faces of Austin and Blinken is stark and seemingly speaks volumes about the nature of the interaction and his attitude toward meeting his very important guests. Washington surely was not amused at all by Zelensky’s no fly zone idea or his jet swap plan. Clearly, taking Zelensky’s proposed ideas would only result in exchanging one bad situation for a worse one. The possibility that US Air Force fighter jets might clash with Russia Federation fighters or bombers and invariably shoot down several of them put the whole matter out of court. Zelensky had to know the Biden administration has been emphatic about avoiding any violent exchanges between the US and Russia that could ignite a full-blown shooting war. It was unclear how the jets would enhance the defensive or offensive capabilities of the Ukrainian Armed Forces.

Putin’s Likely View of Zelensky’s “Popular Appeal” in Ukraine

While Western analysts, officials, and news media commentators express the view that Zelensky has rallied his people despite what Ukainians themselves at best might say, it has worked out okay for Ukraine, Putin might argue that he has not actually gained their admiration. Putin’s statement about Zelensky’s government in his February 24, 2022 address on the special military operation was aforementioned. Still, Putin would need to admit that many Ukrainians appreciate the tireless efforts of Zelensky in the face of what is an existential crisis for their country. He can still distinguish between fact and the fanciful. Yet, with all intention to slight the Ukrainian President, Putin would likely state, and imaginably with some asperity, that the people of Ukraine more so view themselves as masters of their own will, independent and girded by their own sense of patriotism, of course inculcated from preceding decades as a society nurtured under the Soviet system. That sense of patriotism was transferred when they were presented, in Putin’s view errantly, with idea that they were living sovereign country, that  Ukraine was a real country. Further, the essence of their will and the spirit behind their sense to remain and defend what they were told was their country does not reside in one man. Such ideas about Ukraine being a country were repeatedly outlined by Putin well-before the February 24, 2022 address. C’est une idée bizarre, un peu folle.

Putin would possibly note somewhat accurately on this occasion tha in contemporary times, it is more difficult through news media reporting to distinguish popular leadership from celebrity and novel amusement. While Zelensky continues to say the right things–there creative suggestions–and is trying to do the right things for the Ukrainian people, the Russian Federation likely feels only time will tell whether he will take a place among the pantheon of great national leaders. Putin is aware that many men and women similar to Zelensky have fallen short and have already been forgotten.

Breaking Zelensky Down

From what is known publicly, it would not be accurate or appropriate to suggest Zelensky in any way at all has come round the twist. Nevertheless, Putin may be wondering what will be the breaking point for Zelensky. He has likely calculated from observing and intelligence reports ordered prepared by the SVR and the Ministry of Foreign Affairs, how much can the former actor stand and how long can he do his job before succumbing to chronic stress, the pressures and loneliness of leadership, how long he can he live with all that has transpired and the horrors he has witnessed, and how is he coping with the reality that his name is inextricably attached to every order that has resulted in lives being lost in the tens of thousands on both sides. When Zelensky sneezes, the SVR likely counts the decibels. A number of newsmedia outlets have pondered this issue, too, making comparisons between Zelensky and US President Abraham Lincoln during the Civil War. 

Though Putin is aware that the prosecution of the war is Zelensky’s priority, there remain countless political, economic, social, and other concerns on the domestic front that require his attention. Many of those concerns may pre-date the war and even transcend it but nevertheless are being impacted by it. Western advice and assistance has doubtlessly helped but it all has a cumulative effect on Zelensky who is harnessed in the seat of the presidency. Putin would certainly know about the many challenging aspects of national leadership as such has been his patch for the most part of two decades. Putin also knows tired presidents can make big mistakes. He might imagine one of Zelensky’s acolytes from the more aggressive security bureaucracies could find advantage in that at some point. An over-wound watch requires repair and Putin may suspect that the West has not been tending to Zelensky with diligence as the focus is on other priorities. Putin perhaps would like to know what he could do to bring him over the line. Maybe he has already been working hard on that front furtively

Despite all of the deficiencies he may very likely detect in Zelensky that make him something in his eyes far less than a force to be reckoned with, Putin would likely admit that it would be better if someone with less of a stage presence ascended to the top in Kyiv. Surely, if Zelensky left the helm in Kyiv, Putin would believe a big hitch would be put in the plans of the West. It was widely reported at one point that Putin sought to have him called to higher service. Perhaps he is still trying, but if so, he must have his people moving at deliberate speed. Ukrainian security services have surely sussing out the tiniest of rumors of a threat. Woe betide those in Ukraine who make a habit of telling the wrong sort of jokes or just uttering negative things about Zelensky. On this matter, there may be some pertinence in Falstaff’s utterance near death in Act 3, scene 3 of William Shakespeare’s play The First Part of Henry the Fourth: “Company, villanous company, hath been the spoil of me.” All of that being said, Putin’s threat to Zelensky’s well-being is a point upon which greatcharlie has no desire to enlarge. Its fervent hope is that this suggestion above all others is unlikely and no plan of the kind outlined is in play. Overall, if what is suggested here about Putin’s larger view of Zelensky proves to be true, one-on-one peace talks between the two leaders would be out of the question. At a minimum, It might be best to include a third party, a leader representing countries able to lend the type of support that could gird an agreement.

Zelensky’s expression (above) is not one of an actor using his talent harnessed by technique. It is the expression of a man managing torment, anguish, fatigue and chronic stress, pushing himself to the utter limit. Though Putin is aware that the prosecution of the war is Zelensky’s priority, there remain countless political, economic, social, and other concerns on the domestic front that require his attention. Many of those concerns may pre-date the war and even transcend it but nevertheless are being impacted by it. Western advice and assistance has doubtlessly helped but it all has a cumulative effect on Zelensky who is harnessed in the seat of the ppresidency. Putin would certainly know about the many challenging aspects of national leadership as such has been his patch for the most part of two decades. An over-wound watch requires repair and Putin may suspect that the West has not been tending to Zelensky with diligence as the focus is on other priorities. Putin perhaps would like to know what he could do to bring him over the line. Maybe he has already been working hard on that front furtively.

The Way Forward

Postea noli rogare quod inpetrare nolueris. (Don’t ask for what you’ll wish you hadn’t got.) Hopefully, political leaders and officials in not one Western capital believe that, if things go their way and fortune goes against Russian forces on the battlefield, Putin will reach out to the West, humble and conciliatory, and seek terms for a full, unconditional withdrawal from Ukraine. Indeed, as a result of defeat, there would not be some gross retardation of Putin’s aggressive instinct. As any form of acquiescence by Putin to Western demands would be very, very unlikely, it becomes more difficult to understand what the genuine objective of the West is in Ukraine. It is hard to imagine what Putin and his advisers–inarguably better aware of Putin’s authentic nature and intentions than anyone outside Russia–make of it all. Suffice it to say, even in the best case scenario for the West in which Ukrainian forces reclaim the overwhelming majority of territory taken by Russian forces, problems of great magnitude will very likely be encountered. This is not a situation that lends itself to the attitude of debrouillez-vous (“We’ll muddle through somehow”), which was the attitude of the the Supreme Command of the French Imperial Army in 1870 which failed to discern and act upon signals that the Prussian Army would move via the Ardennes Forest through Belgium into France. 

In Yours Faithfully, Bertrand Russell: A Lifelong Fight for Peace, Justice, and Truth in Letters to the Editor (Open Court Publishing, 2002), there is passage by Bertrand Russell that explains: “And all this madness, all this rage, all this flaming death of our civilization and our hopes, has been brought about because a set of official gentlemen, living luxurious lives, mostly stupid, and all without imagination or heart, have chosen that it should occur rather than that any one of them should suffer some infinitesimal rebuff to his country`s pride.” Rebuffing the reality that their time on Earth is inconstant, they seek in conceit to shape it with a view to not just leaving their mark but to transforming the world so its will conform with their idea of what is best. As is the pattern, they would declare that they are using national values and interests as a yardstick. The degree and manner in which those respective national values and interests are applied is dependent on the nature of the officials involved in the drama. In a few years or less, their “high-minded” notions, as they generally appear in contemporary timeshare, are now and then rebuked by the reality of the impermanence of actions taken by them. Their deeds often fail the test of time. They may even hold success for a little moment, but fail ultimately to really change the course of anything as successfully as fate does. After they move on from their high offices, the ascent to which they skillfully navigated over a number of years, more often than not their names are forgotten or rarely spoken anywhere except in seminars and colloquiums at universities and respective family gatherings of their antecedents. It should be enough to do the right thing and appreciate the collateral effects of that. 

Still in all, these aforementioned decisionmakers are indeed only human, and must not be judged by idealistic or super-human standards. Admittedly, harshly judging the competencies of those in the foreign and national security policy bureaucracies is the old hobbyhorse of those watching from the outside. Whether this essay for some inside will cause a journey from a lack of clarity or curiosity to knowledge remains to be seen. Harkening back one last time to Molière’s Misanthrope, he writes pertinent to this matter in Act V, scene i: “Si de probité tout était revêtu, / Si tous les cœurs était francs, justes et dociles, / La plupart des vertus nous seraient inutiles, / Puisqu’on en met l’usage à pouvoir sans ennui / Supporter dans nos droits l’injustice d’autrui.” (If everyone were clothed with integrity, / If every heart were just, frank, kindly, / The other virtues would be well-nigh useless, / Since their chief purpose is to make us bear with patience / The injustice of our fellows.) Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.)

The Russian Invasion of Ukraine: Brief Meditations on Putin and Small Suggestions That May Support Achieving Peace Through Diplomacy

Russian Federation President Vladimir Putin (above). in preceding posts, greatcharlie attempted to plunge a little deeper into Putin’s mind to better understand how he thinks and offer not just insights on decisions that he has made, but foresight on decisions he might make in the immediate future and beyond concerning Ukraine. What Western decisionmakers require is some reliable foresight into Putin’s actions. This essay will be too brief to put one in the full picture, even if greatcharlie had that faculty. The hope instead is to present glimmers of light that may stimulate thinking among readers on new lines of thought and provide kernels of ideas on how to proceed for foreign and national security policy analysts and decisionmaking.

On February 24, 2022, frightful predictions of a Russian invasion were realized as Russian forces moved into the country from several points, to include attacks from the territory of Belarus. So many had hoped that the possibility of war would remain just a possibility, and good minds in Western capitals would find some solution and reach an agreement with Moscow by which Ukraine, Russia, and NATO, and the West in general would be satisfied. Evidently, in Ukraine, many wanted to avoid war to the extent they acted as if it were an unlikely possibility. With the surprise and shock barely worn off most Ukrainians at the time of this writing, some have scrambled to move West in order to escape the oncoming death and destruction, and others have joined the Ukrainian Armed Forces or have simply taken up arms in order to be part of a planned insurgency. They are ready and regularly giving all in defense of their homeland.

Not unexpectedly, at the center of it all is Russian Federation President Vladimir Putin and his mindset. Concerning the Ukraine crisis, the matter with Putin runs deeper, more subtle than it seems many might suppose. One might be aware of this given the multitude of reports on Putin attempting to see reason in his actions. With considerable discomposure, greatcharlie states that many one sided analyses of Putin and the current crisis continue to stifle the advancement of understanding about him. That in turn may be hampering effective action and keeping diplomacy stagnated. One sided analyses fail to genuinely consider the other party’s thoughts and needs. In preceding posts, greatcharlie attempted to plunge a little deeper into Putin’s mind to better understand how he thinks and offer not just insights on decisions he has made but foresight on decisions he might make in the immediate future and beyond. To be effective, top foreign and national security policy decisionmakers need to attain a full understanding of both Putin and new situations as they begin to develop. This essay will be too brief to put one in the full picture, even if greatcharlie had that faculty. The hope instead is to present glimmers of light that may stimulate the thinking of readers on new lines of thought and kernels of ideas on how to proceed mainly for US foreign and national security policy analysts and decisionmakers, as well as analysts and decisionmakers of other Western governments, too. The word heart-wrenching marginally describes scenes viewed worldwide on broadcast and online newsmedia of Ukrainians ruined by war. One cannot look without compassion at what is happening there. With emotions about Ukraine running high, greatcharlie approaches the subject of Ukraine with caution. What comes to mind are words of the 17th century French actor and master of comedy in Western literature, Jean-Baptiste Poquelin, known as Molière. In one of his best-known dramas, “The Misanthrope” or “Le Misanthrope ou l’Atrabilaire Amoureux”, Molière writes the sardonic advisory to which greatcharlie has always paid heed: “That any gentleman should always keep in stern control this writing itch we’re seized with; That he must hold in check the great impatience We feel to give the world these idle pastimes; For, through this eagerness to show our works, ‘Tis likely we shall cut a foolish figure’.”

Putin at press conference following bilateral meeting with Hungarian Prime Minister Victor Orban on February 1, 2022 (above). Putin insists that his government invaded Ukraine for the sake of the Russian people and ethnic-Russians in Ukraine. Surely, Putin doubtlessly believes that everything he does is for the sake of the Russian people. To go a step further, Putin very likely sees himself as a sort of avenger of ethnic-Russians in Ukraine, defender of the people of Russia, and protector of the Russian Orthodox Church and all else that is Russian.

Putin’s Explanation for the War

In his February 24, 2022 televised speech on Ukraine, Putin laid out the reasoning behind his decision to invade Ukraine. Outlining his authority to invade Ukraine, in his own words, Putin explained: “In accordance with Article 51 (Chapter VII) of the UN Charter, with permission of Russia’s Federation Council, and in execution of the treaties of friendship and mutual assistance with the Donetsk People’s Republic and the Lugansk People’s Republic, ratified by the Federal Assembly on February 22, I made a decision to carry out a special military operation.” As for his reasoning for the invasion, Putin stated: “The purpose of this operation is to protect people who, for eight years now, have been facing humiliation and genocide perpetrated by the Kiev regime. To this end, we will seek to demilitarise and denazify Ukraine, as well as bring to trial those who perpetrated numerous bloody crimes against civilians, including against citizens of the Russian Federation.” As for the scope of the special military operation, Putin explained: “It is not our plan to occupy the Ukrainian territory. We do not intend to impose anything on anyone by force. At the same time, we have been hearing an increasing number of statements coming from the West that there is no need any more to abide by the documents setting forth the outcomes of World War II, as signed by the totalitarian Soviet regime. How can we respond to that?”

Boiled down, Putin stated with conviction that his government invaded Ukraine for the sake of the Russian people and ethnic-Russians in Ukraine. Surely, Putin doubtlessly believes that everything he does is for the sake of the Russian people. To go a step further, Putin very likely sees himself as a sort of avenger for ethnic-Russians in Ukraine, defender of the people of Russia, and protector of the Russian Orthodox Church and all else that is Russia. For almost every other national leader, there is no valid argument to support his choice. Most of the world would likely agree that what he has done is brustschmerzangst, strange and just wrong. In taking this dark, murderous route of invading Ukraine, Putin has sufficiently made the case, once again, that he can be a cruel monster. Few could reasonably deny that Putin cuts the figure of an immoral and cruel ethno-religious nationalist, not exactly steered spiritually by the precepts and strictures of the Russian Orthodox Church, but seemingly by obsession with his own hatred. Hardly any newsmedia commentators in the West, just to stir debate, would go through any pains to single out the points in Putin’s favor. Given choices of whom to alienate on the world stage, Putin has made the top of list. 

In Book X, Section 38 of his Meditations (161 AD-180 AD) the Roman Emperor and Stoic philosopher, Marcus Aurelius Antoninus (April 26, 121 AD-March 17, 180 AD), stated the following about the inner thinking of individuals: “Remember that what pulls the strings is the force hidden within; there lies the power to persuade, there the life,—there, if one must speak out, the real man.” In continuing its discussion on Putin, greatcharlie recognizes that many readers may not find the discussion immediately following satisfying, but it is asked that readers allow some room for maneuver on the following points.

All that has transpired in Russia since Russian President Boris Yeltsin declared the Russian Federation as a sovereign country, no longer a republic of the collapsed Soviet Union, has been the manifestation of Putin’s vigorous, and yes, masterful mind. Even the criminal mind can be regarded as masterful. Coldly exploring Putin, given his accomplishments despite his atrocious actions, it could be assessed that Putin is indeed a noteworthy individual. (The same might be said of Satan!) Perhaps some might coldly assess that Putin has been somewhat brave in the way that he spoke for what he says he believes in, brave in the way he takes on challenges presented to him and challenges he creates. He is ruled by his passions. if an Russian Orthodox Catholic priest, he would become the Primate. If a musician, he would rule the stage. None of this is not stated out of any respect or deference, but clear-headed consideration.

Within the foreign and national security bureaucracies of Western governments, formulating the best response diplomatically on Ukraine will mean better understanding Putin and how he thinks. Analyses within the US foreign and national security bureaucracies, given their access of analysts to intelligence reports, access to classified information collected by friendly foreign governments, their institutional knowledge and experience, etcetera, are understood to be a cut above that of the mainstream newsmedia. Stating this with no intention to offend, it would seem given outcomes and newsmedia reporting on the matter, that presently despite special sources, greater capabilities, and nuances, those bureaucracies are seemingly producing analyses somewhat similar to what the aforementioned newsmedia has on Putin. As a result, finding answers to cope effectively with Putin has been made far more challenging. It was once common wisdom that significant US involvement alone in earlier times would have had a steading effect. However, it does not appear to have such powers at the present. Neither promises nor “vague” threats from the US could induce Putin to pull back his forces and refrain from invading Ukraine. International law and maintaining international peace and security mean absolutely nothing to Putin any more.

The agreement Moscow signed promising not to invade Ukraine is the Budapest Memorandum. Drawn up in 1994, the Budapest Memorandum essentially states that Ukraine, having agreed to relinquish its nuclear arsenal which at the time was the third-largest in world, would be assured its sovereignty and territorial integrity by the other countries that signed the deal. Ukraine’s nuclear warheads would be transferred to Russia for decommissioning, and Ukraine would join the Nuclear Nonproliferation Treaty as a non-nuclear state. Other than then Ukrainian President Leonid Kuchma, the memorandum was signed by then US President Bill Clinton, Russian Federation President Boris Yeltsin, and the United Kingdom Prime Minister John Major. With regard to assuring Ukraine’s sovereignty and territorial integrity, Ukraine was only provided a politically binding security assurances to respect its independence and sovereignty which guaranteed its existing borders. The US was unwilling to agree to intervene then should Ukraine’s sovereignty be breached, and it clearly remains unwilling today. The government in Kyiv in 1994 very strangely put Ukraine in a wickedly precarious situation, relying too heavily on the goodwill of other countries. They did not know what the future would bring. Surely, they could not forsee or imagine the present-day Russian invasion. For Ukrainians, the deal reached in Budapest was a very bad one.

Putin interrogating the head of the Russian Federation Foreign Intelligence Service on February 21, 2022 during a Security Council meeting the Kremlin. (above). Western analysts have created the impression that they are unable to see Putin straight. CNN on March 1, 2022 reported that the US intelligence community has made evaluating Putin’s state of mind a top priority, seeking to establish how that is affecting his handling of the rapidly escalating Ukraine crisis. Although the US intelligence community has spent many years evaluating Putin, and possesses a considerable institutional knowledge about him, CNN noted that it has “a notoriously poor view into his day-to-day decision-making. The Kremlin remains what intelligence officials call a “hard target”–incredibly difficult to penetrate through traditional espionage.”

The Hopeless Search for a ‘Good Reason” for This War

Concerning the reasons for things,, the renowned “spy novelist” John Le Carre in his blockbuster work Tinker Tailor Soldier Spy (Simon & Schuster, 1972) had his main character explain reason can be founded in three ways: “reason is logic”; “reason is motive”; and, “reason is a way of life.” Among those who examine Putin regularly, some surely would find his recent decision-making very difficult to reconcile within the settled order of nature. To that extent it is worth examining because it is inexplicable. The rational part of greatcharlie insists upon it.

A common theme heard in Western foreign policy circles and newsmedia concerning Putin’s attitude and behavior before and during the first few days of the invasion was that Putin was bent on reestablishing the Soviet Union as it existed before its collapse. Standing in the way of that expansion, was his perception of alleged expansionist aims of NATO. That perceived NATO expansion into Ukraine, which remains a real “threat,” an absolutely horrifying possibility to Putin and his advisers. Boastfully, provokingly Ukrainian President Volodymyr Zelensky amplified the notion of Ukraine joining NATO before and more so right after the invasion. and before the invasion, his words likely stayed with Putin much as a song that would not get out of his head. In the fragile negotiations organized on the initiative of Ukraine and Russia since the invasion began, and endorsed by the US and other Western countries, Zelensky has back tracked on the matter, saying NATO membership is no longer an immutable position of Kyiv. However, that is due to the fact that far greater matters concerning Ukraine’s future, including the retention of its territory, are now at stake. Once a very weighty issue is now a simple bargaining chip of value yet to be fully determined at the negotiating table.

Intriguingly, US intelligence officials have made their assessments that Putin cannot be seen straight. CNN on March 1, 2022 reported that the US intelligence community has made evaluating Putin’s state of mind a top priority, seeking to establish how that is affecting his handling of the rapidly escalating Ukraine crisis. Although the US intelligence community has spent many years evaluating Putin, and possesses a considerable institutional knowledge about him as greatcharlie alluded to earlier when discuss the US foreign and national security bureaucracies, CNN noted that it has “a notoriously poor view into his day-to-day decision-making. The Kremlin remains what intelligence officials call a “hard target”–incredibly difficult to penetrate through traditional espionage.” In fact, CNN reported, based on information from an official source, that there has not been any new comprehensive assessment by the US Intelligence Community that indicates a particular change to Putin’s overall health. (It would appear that Gospodin Vladimir Vladimirovich has been terribly unhelpful concerning US efforts to evaluate him!) The fact that such a gap in knowledge and understanding about aspects of Putin’s life exist should not at all be satisfactory for the US Congress or for executives and managers within the Intelligence Community, itself.

Interestingly enough, there was also no serious discussion of Putin being off-key in the months leading to the invasion or even on February 24, 2022. In preceding posts on Ukraine, greatcharlie noted with curiosity that national leaders in the West, despite declaring Putin a violent, loathsome man, rarely if ever put into question his mental state. Thiere was no discussion of Putin’s mental state as he began the build up of Russian forces near Ukraine in 2021. On March 31, 2021, when the US European Command raised its awareness level to “potential imminent crisis” in response to estimates that over 100,000 Russian troops had been positioned along its border with Ukraine and within Crimea, in addition to its naval forces in the Sea of Azov. Indeed, European Command made it quite clear that there were signs of potential violence. An assessment of Putin’s mental state that greatly called into question his ostensible preparations to blindly inflict harm on the people of Ukraine may have changed everything for top decisionmakers in Western governments..

Observing how Putin was being perceived in Moscow, there was apparently no concern among political leaders about his mental state. indeed,, he was actually provided even greater powers by Russian political leaders to carry out his plans for Ukraine. On February 15, 2022, Russia’s parliament, the State Duma, voted overwhelmingly to ask Putin to formally recognize Donetskaya Narodnaya Respublika (Donetsk People’s Republic)or Donetsk and Luganskaya Narodnaya Respublika (Lugansk People’s Republic or Luhansk People’s Republic) or Luhansk. Before the invasion, Donetsk and Luhansk were still inhabited by somewhat large populations despite the heavy fighting between Ukrainian forces and separatists within them. According to the World Population Review, in 2021, the population in Donetsk was 899,325 and in Luhansk was 398,505. Fighting in both areas was exceedingly heavy. Eventually both movements declared their provinces independent republics. Putin took the step authorized by the Duma. The greatest concern in the West when Hi did so was the fact that it meant a formal end to Russia’s role in maintaining the integrity of the ceasefire between Ukrainian and separatist forces constructed under the Minsk Agreements. Duma Speaker Vyacheslav Volodin said on Telegram after the vote: “Kyiv does not comply with the Minsk agreements. Our citizens and compatriots living in Donbas need help and support,” He went on to state: “In this regard, [Duma lawmakers] believe the recognition of the Donetsk and Luhansk People’s Republics will create grounds for guaranteeing the security and protection of their inhabitants from external threats.”

Returning more directly to the issue of Western perceptions of Putin’s mental state, surely, there are those among US foreign and national security policy analysts who conversely would assess that his recent actions are consistent with those prior. An example provided in greatcharlie’s January 25, 2022 post entitled, Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help”, Putin would be willing to Russia to challenging and uncertain military operations. The prime example offered was the second on Chechnya by Russian forces in 1999. Russian forces went in depite having been unsuccessful in an operation there three years earlier. Speculation about Putin’s mental health became most popular after his broadcast address on his decision to order a special military operation against Ukraine. Reportedly, the most shocking aspect of the address for top officials was the justification he gave for the invasion. On February 25, 2022, US Senator Marco Rubio relayed on Twitter @marcorubio that Putin “has always been a killer, but his problem now is different & significant,” suggesting he was basing his assessment on intelligence briefings given to him as the vice chair of the Senate Intelligence Committee. He tweeted further: “I wish I could share more,but for now I can say it’s pretty obvious to many that something is off with #Putin.” Summing up all that he could say publicly what he gleaned from the briefing Rubio stated: “It would be a mistake to assume this Putin would react the same way he would have 5 years ago.”

CNN on March 1, 2022 noted that following the Congressional briefing that Rubio attended, the floodgates further opened regarding Putin’s mental state. Former US Ambassador to Russia Michael McFaul who served in that post during the administration of US President Barack Obama tweeted that Putin had “changed,” and sounded “completely disconnected from reality” and “unhinged.” Former Director of National Intelligence Jim Clapper, who also served under Obama, referred to Putin on CNN as “unhinged” and warned, “I worry about his acuity and balance.”

A photo from the Stasi archives in Dresden picture of Putin (second from the left) standing with a group of senior Soviet and East German military and security officers and officials. There are those who would point to Putin’s service in the Soviet Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB, and emphasize that his behavior is reflective of the virtual nature of that erstwhile organization’s cold-blooded reputation, brutish methods, and the sinister mindset of its leadership. Yet, through that service, he certainly would be aware of numerous acts of sacrifice and valor by Ukrainians in the service of the KGB. It would seem remembering those KGB comrades would cause Putin pause and compel him to reflect hard on such a decision to invade Ukraine. Fraternité! However, clearly such thoughts about his KGB service provided no barrier to his actions.

When one moves into the realm of conjecture, one guess is as good as another. What may not make sense to one, might speak volumes to another. Among other, more recherché, even outré, explanations for Putin’s behavior are the following. There are those who would point to Putin’s service in the behemoth Soviet Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB, and emphasize that his behavior is reflective of the virtual nature of that erstwhile organization’s cold-blooded reputation, brutish methods, and the sinister mindset of its leadership. Yet, that same KGB service surely had Putin working alongside Ukrainians who he appreciated and observed serving the service well in what was once East Germany. He certainly would be aware of numerous acts of sacrifice and valor by Ukrainians in the service of the KGB. It would seem remembering those KGB comrades would cause Putin pause and compel him to reflect hard on such a decision to invade Ukraine. Fraternité! However, clearly such thoughts about his KGB service provided no barrier to his actions. Interestingly, as Putin place much concern over the history of Ukraine in his calculus of how to proceed, he conversely would likely say thoughts of his KGB would not be relevant. What is most pertinent are circumstances as they exist today! Hearing his thoughts on the intersection of these matters would surely reveal an intriguing duality. 

Putin himself has played a active deliberate role in glazing over any prospective windows into him with staged scenes for worldwide newsmedia distribution. The truth of the moment is anyone’s guess. Putin likely has a near bottomless bag of tricks. The more recherché his behavior, the greater attention it gets and the greater its chances of retention. In the aforementioned CNN report of March 1, 2022, it is noted that one US official told the newsmedia house that US intelligence officials “have been on guard for the possibility that Putin’s strategy may well be to project instability, in an attempt to push the US and allies to give him what he wants for fear that he could do worse.” Still further, Putin, after all, is a fan of comedy. Supposedly, one of his films was “Ivan Vasilyevich Menyayet Professiyu” (“Ivan Vasilyevich Changes Profession”) (1973), a Soviet comedic film in which Ivan IV “The Terrible” is accidentally transported by time a machine in a apartment building to the present and the apartment building superintendent and a petty thief are sent to the 16th century a try to require themselves as Ivan the Terrible and a duke of his court. Absolute madness ensues. Russian cultural references, dry humor, and crni humor, is found in many of the characters’ lines. What may have tickled Putin about the film is not so much what was unexpected, but those things that were also outré. (When Putin is in a good mood, certainly unlikely the way he is today, one might speak figuratively that even the heavy planet Saturn which symbolizes maturity, responsibility, discipline, and stewardship, would laugh and leap with him. Yet, this is beside the question.) Surely, there is nothing humorous about anything Putin has done in Ukraine, but again concerning the diplomatic front and political warfare front, as mentioned the US Intelligence Community might agree, he is well-aware of the type of impact certain images, some possibly facetious, would most likely have upon Western observers.

Considering Putin’s recent behavior, perhaps it is not so much that Putin has changed, it may be the case that he has just gotten a little older, and that could have been expected. With age everything changes. Without any intention to appear ageist, greatcharlie suggests that this is an idea lost of many under 65. Of course, not every senior is the same. Some individuals actually shine brighter and find their true selves. Some do not change at all, either for the better or for the worse. Yet, perhaps it is very well the case that Putin, at 69, has entered a new era and has lost interest in what he might perceive as shoe-horning himself into Western constructs to gain some sense of attainment, sense of arrival, sense of assuring Russia a place on the world stage, the first tier. Knowing that Russia is a superpower, whether foreigners agree or not, may now be enough for him. Ukraine evinces this suggested mindset well.

While greatcharlie always senses it is moving out on shaky ground when suggesting medical causality for an individual’s behavior, but perchance Putin may have a B1 vitamin deficiency. As an odd symptom of B1 vitamin deficiency, one can become disconnected from reality, not rational, or reasonable. 

Surely, the notion that there may be something supernatural about Putin’s attitude and behavior at this time would offend all reason of most observers and analysts alike. Yet, perhaps Putin may have been put under the control of a dark shaman who has sinister intentions. Hopefully on this point, greatcharlie will not be accused of faulty humor. What would be most supportive of efforts to get to heart of the matter would be an explanation from disciplined reasoning that would be albeit more prosaic, not guesses that boil down to nonsense. As touched upon earlier, claiming that Putin is unstable and behaving irratically is not an answer. It is an expression of symptoms of observed, associates them with actions,  but that information does not explain their cause. To that extent, such assessments presumably unintentionally mask the failure to find real answers, develop useful information. National leaders and policymakers cannot neither develop worthwhile plans nor comfortably base decisions on such.

Watching the West interact with Ukraine since the collapse of the government led by his stern ally former Ukrainian President Viktor Yanukovych following the Orange Revolution and Euromaidan, Putin likely felt more and more that  remnants of the former Soviet Empire which he hoped to hold on to were being chipped away by the West, bit by bit. Surely, from his lens, the military dimension of the relationship remains at the forefront as he surely perceives it as an important feature of Western efforts expand eastward toward Russia’s border. Indeed, NATO forces are creeping closer to Russia’s border, and that the government in Kyiv has been pulled far from Moscow’s political reach. Putin might believe any reasonable observer would accept and agree with his thinking about a threat from the West, and that he has logically reached that conclusion. given Western actions.

With further regard to Euromaidan, since then, national administrations in Kyiv that came to power after the exit of Yanukovych have gambled on what they wanted and saw as a sure bet, partnership with the West, which attendantly meant the exclusion of nearly everything from Russia that they could exclude safely, reasonably. Kyiv believed Ukraine, its growing partnership with the West, seemingly formalized with the US-Ukraine Strategic Security Pact along with existing agreements such as the Budapest Memorandum, the Minsk Agreements, meant greater security for Ukraine. Kyiv took a considerable risk taking that approach, and it lost. Although it should not have happened, but nonetheless did happen, Putin responded. He figuratively closed the casino and all the winnings on the tables. By tethering itself to the West, Ukraine surely did not become more secure. Perhaps the real issue is that Putin sees Ukraine as a whole-minus the Luhansk People’s Republic and Donetsk People’s Republic–traitorous, since Kyiv, under its present leadership, for all intents and purposes, has turned its back to Russia immutably. Ukraine had become the object of Putin’s pain.

One might consider that Putin’s most recent behavior and choices may possibly be part of a pattern of expression and actions seemingly given too little serious attention in not just the run up to the invasion but years before. Indeed, for greatcharlie, an reliable undemanding, uncomplicated way to develop an understanding of Putin’s perspectives on Ukraine would be to thumb through his expressions on the Ukraine matter. There have been numerous reports and transcripts of chief executive level telephone conversations, speeches, statements, and declarations that should not have left anyone in doubt that he was coming for Ukraine at some point if the matter were not addressed in some fulsome way beforehand. A brief sampling of pertinent expressions by Putin, to avoid being “too prolix,” reveals his concerns, sense of vulnerability to the West and that these expressions were both persistent and consistent.

US President Barack Obama during a 90-minute phone call with Putin from Washington on March 2, 2014 (above). One might consider that Putin’s most recent behavior and choices may possibly be part of a pattern of expression and actions seemingly given too little serious attention in not just the run up to the invasion but years before. There have been numerous reports and transcripts of chief executive level telephone conversations, speeches, statements, and declarations that should not have left anyone in doubt that he was coming for Ukraine at some point if the matter were not addressed in some fulsome way beforehand. During their March 2014 call, Putin told Obama that the US-backed interim Ukraine administration was threatening “the lives and health of Russian citizens and the many compatriots” in Crimea. Putin declared, “Russia retains the right to protect its interests and the Russian-speaking population of those areas.”

2014 Telephone Conversation with Obama

Reportedly, during a 90-minute phone call with Putin from Washington on March 2, 2014, Obama warned that Russia could face “serious repercussions” unless it halted military operations in Ukraine. Obama further stated to Putin that his actions were a “clear violation of Ukrainian sovereignty and territorial integrity, which is a breach of international law.” Obama additionally urged Putin to pursue “direct engagement with the government of Ukraine” and support the “dispatch of international observers under the auspices of the United Nations Security Council or the Organisation for Security and Cooperation in Europe (OSCE). In a reported statement from the Kremlin, Putin told Obama, bluntly, that the US-backed interim Ukraine administration was threatening “the lives and health of Russian citizens and the many compatriots” in Crimea. Putin reportedly went on to say, “In the case of any further spread of violence to eastern Ukraine and Crimea,” and he warned, “Russia retains the right to protect its interests and the Russian-speaking population of those areas.” However, in an official statement from the Kremlin concerning the telephone call Putin had Obama on March 2, 2014, it was declared that “in reply to Obama’s concern over the possibility of the use of Russian armed forces on the territory of Ukraine, Vladimir Putin drew his attention to the provocative and criminal actions on the part of ultranationalists who are in fact being supported by the current authorities in Kiev.” The Kremlin statement further noted that “The Russian President spoke of a real threat to the lives and health of Russian citizens and the many compatriots who are currently on Ukrainian territory. Vladimir Putin stressed that in case of any further spread of violence to Eastern Ukraine and Crimea, Russia retains the right to protect its interests and the Russian-speaking population of those areas.” Themes from the Russian side of that conversation still heard today were the threat of ultranationalists (neo-Nazis) and threat to the lives and health of Russian citizens and compatriots who were in Ukraine. Notably, Putin deliberately describes Ukraine, a sovereign country as a territory. It was a subtle utterance Obama might have missed the significance of.

Putin’s Speech at the State Duma on March 18, 2014

One of Putin’s greatest expressions of vulnerability in his March 18, 2014 speech declaring Russia’s annexation of Crimea. In the official Kremlin transcript of that speech, Putin is quoted as stating the following on Ukraine and the rise of ultranationalists: I would like to reiterate that I understand those who came out on Maidan with peaceful slogans against corruption, inefficient state management and poverty. The right to peaceful protest, democratic procedures and elections exist for the sole purpose of replacing the authorities that do not satisfy the people. However, those who stood behind the latest events in Ukraine had a different agenda: they were preparing yet another government takeover; they wanted to seize power and would stop short of nothing. They resorted to terror, murder and riots. Nationalists, neo-Nazis, Russophobes and anti-Semites executed this coup. They continue to set the tone in Ukraine to this day. On the matter of ethnic-Russians in Ukraine, to which Putin refers directly as Russians, he stated: “The new so-called authorities began by introducing a draft law to revise the language policy, which was a direct infringement on the rights of ethnic minorities. However, they were immediately ‘disciplined’ by the foreign sponsors of these so-called politicians. One has to admit that the mentors of these current authorities are smart and know well what such attempts to build a purely Ukrainian state may lead to. The draft law was set aside, but clearly reserved for the future. Hardly any mention is made of this attempt now, probably on the presumption that people have a short memory. Nevertheless, we can all clearly see the intentions of these ideological heirs of Bandera, Hitler’s accomplice during World War II.” Putin would add further in the speech: “Those who opposed the coup were immediately threatened with repression. Naturally, the first in line here was Crimea, the Russian-speaking Crimea. In view of this, the residents of Crimea and Sevastopol turned to Russia for help in defending their rights and lives, in preventing the events that were unfolding and are still underway in Kiev, Donetsk, Kharkov and other Ukrainian cities.” As for the legitimacy of the government in Kyiv and attendantly the sovereignty of Ukraine itself, Putin explained: “It is also obvious that there is no legitimate executive authority in Ukraine now, nobody to talk to. Many government agencies have been taken over by the impostors, but they do not have any control in the country, while they themselves – and I would like to stress this – are often controlled by radicals. In some cases, you need a special permit from the militants on Maidan to meet with certain ministers of the current government. This is not a joke – this is reality.” Then, declaring his authority to act of what he perceived as a dangerous situation, Putin stated: “Naturally, we could not leave this plea unheeded; we could not abandon Crimea and its residents in distress. This would have been betrayal on our part.” The same the three elements were repeated in the speech as in the telephone call with tge March 2014 Obama telephone call, Ukraine was a base for neo-Nazis, ethnic-Russians lives were endangered, and Ukraine’s sovereignty was questionable.

Concerning Putin’s sense of vulnerability to the West, it was laid out in the open for all to hear. To summarize, Putin vented his anger at the US and EU, enumerating Western actions that fostered his contempt. He mentioned: Russia’s economic collapse, which many Russians recall was worsened by destructive advice and false philanthropy of Western business and economic experts that did more to cripple their country; the expansion of NATO to include members of the Soviet Union’s own alliance, the Warsaw Pact; the erroneous Russian decision to agree to the treaty limiting conventional forces in Europe, which he referred to as the “colonial treaty”; the West’s dismissal of Russia’s interests in Serbia and elsewhere; attempts to bring Georgia and Ukraine into NATO and the EU; and, Western efforts to instruct Russia on how to conduct its affairs domestically and internationally. Doubtlessly, the aggregate of US moves eastward in Europe over time so inflamed Putin’s sense of ardor to respond militarily.

Putin’s July 2021 Essay on Ukraine

During the Summer of 2021 and more so during the run up to the invasion, many passed their eyes over Putin’s July 12, 2021 essay entitled, “On the Historical Unity of Russians and Ukrainians” All in all, it is very interesting as a piece of history but has little to do with the present realities in the minds of reasonable thinkers and could hardly be the sort of thing that civilized, technologically advanced, industrial societies would go to war over. In greatcharlie’s view, it is essential to take note of Putin’s understanding of the matter to discern his true mindset lies, how his thinking works on the matter. It will doubtlessly have an impact on how he may settle on the matter as events take shape on the battlefield. 

Although Putin goes as far back as the odyssey of the Ancient Rus, dwells in the history of the 14th, 15th, and 16th centuries and moves more expediently through the 17th and 18th centuries, to explain the historical ties and the bond between Ukrainians and Russians, perhaps most relevant to his view of Ukraine’s place as a sovereign country starts with the Bolsheviks. Boiled down what can be gathered by greatcharlie from the essay as concisely as possible, greatcharlie recounts the following highlights from the essay. Putin explains that following the February Revolution, in March 1917, the Central Rada was established in Kiev, intended to become the organ of supreme power. In November 1917, in its Third Universal, it declared the creation of the Ukrainian People’s Republic (UPR) as part of Russia. In December 1917, UPR representatives arrived in Brest-Litovsk, where Soviet Russia was negotiating with Germany and its allies. At a meeting on 10 January 1918, the head of the Ukrainian delegation read out a note proclaiming the independence of Ukraine. Subsequently, the Central Rada proclaimed Ukraine independent in its Fourth Universal. Putin then explains that Ukrainians after signing a separate treaty with German bloc countries  Rada delegates signed a separate treaty with the. Germany and Austria-Hungary which needed Ukrainian bread and raw materials. In order to secure large-scale supplies, they obtained consent for sending their troops and technical staff to the UPR. Putin states that in fact, this was used as a pretext for occupation, by 1918, Ukraine was in his view essentially under German protectorate. Following the revolutionary events in Germany and Austria-Hungary in 1918, Ukrainian nationalists proclaimed the West Ukrainian People’s Republic (WUPR) and, in January 1919, announced its unification with the Ukrainian People’s Republic. 

Putin goes on to explain that in July 1919, Ukrainian forces were crushed by Polish troops, and the territory of the former WUPR came under the Polish rule. According to Putin, in April 1920, Symon Petliura signed a secret conventions on behalf of the UPR Directorate, giving up–in exchange for military support–Galicia and Western Volhynia lands to Poland. In May 1920, Petliurites entered Kiev in a convoy of Polish military units. Yet, as early as November 1920, following a truce between Poland and Soviet Russia, the remnants of Petliura’s forces surrendered to those same Poles. Putin, however, also reflects back to note that in early 1918, when the Donetsk-Krivoy Rog Soviet Republic was proclaimed, it asked Moscow to incorporate it into Soviet Russia. This was met with a refusal. During a meeting with the republic’s leaders, Soviet Premier Vladimir Lenin insisted that they act as part of the pre-existing Soviet Ukraine. On 15 March 1918, the Central Committee of the Russian Communist Party (Bolsheviks) directly ordered that delegates be sent to the Ukrainian Congress of Soviets, including from the Donetsk Basin, and that ”one government for all of Ukraine“ be created at the congress. The territories of the Donetsk-Krivoy Rog Soviet Republic later formed most of the regions of south-eastern Ukraine. 

Putin explains that under the 1921 Treaty of Riga, concluded between the Russian SFSR, the Ukrainian SSR and Poland, the western lands of the former Russian Empire were ceded to Poland. However, he reminds that in 1939, the USSR regained the lands earlier seized by Poland. A major portion of these became part of the Soviet Ukraine. In 1940, the Ukrainian SSR incorporated part of Bessarabia, which had been occupied by Romania since 1918, as well as Northern Bukovina. In 1948, Zmeyiniy Island (Snake Island) in the Black Sea became part of Ukraine. Imaginably, poignant to Putin was relaying the fact that in 1954, the Crimean Region of the RSFSR was given to the Ukrainian SSR, in gross violation of legal norms that were in force at the time. Putin’s reality on that matter founded his action to capture Crimea in 2014. It may be enough to comment on the this part of essay by quoting the 20th century US financier and statesman, Bernard Baruch, who remarked: “Every man has a right to his opinion, but no man has a right to be wrong in his facts.”

As for the Ukrainian identity, Putin explained that “In the 1920’s-1930’s, the Bolsheviks actively promoted the ”localization policy“, which took the form of Ukrainization in the Ukrainian SSR. Symbolically, as part of this policy and with consent of the Soviet authorities, Mikhail Grushevskiy, former chairman of Central Rada, one of the ideologists of Ukrainian nationalism, who at a certain period of time had been supported by Austria-Hungary, was returned to the USSR and was elected member of the Academy of Sciences. Putin emphasized that “The localization policy undoubtedly played a major role in the development and consolidation of the Ukrainian culture, language and identity. At the same time, under the guise of combating the so-called Russian great-power chauvinism, Ukrainization was often imposed on those who did not see themselves as Ukrainians.”

The decision of the Ecumenical Patriarch of Constantinople Bartholomew I to allow a separate Ukrainian Orthodox Catholic Church from the Russian Orthodox Church for many in Russia may have oddly validated Putin’s concern that West was using its influence to pull Ukrainians away from their cultural traditions. Putin’s position on the matter has garnered support from thehead of the Russian Orthodox Church, Patriarch Kirill. There are not too many issues that could potentially reach the majority of the Russian population on the West’s alleged intention to separate Ukraine from Russia than to create or emphasize a connection between West and the schism from Russian Othodoxy in Ukraine. On that matter, Putin declared: “Our spiritual unity has also been attacked. As in the days of the Grand Duchy of Lithuania, a new ecclesiastical has been initiated. The secular authorities, making no secret of their political aims, have blatantly interfered in church life and brought things to a split, to the seizure of churches, the beating of priests and monks. Even extensive autonomy of the Ukrainian Orthodox Church while maintaining spiritual unity with the Moscow Patriarchate strongly displeases them. They have to destroy this prominent and centuries-old symbol of our kinship at all costs.”

Regarding his concern over the alleged welcomed and influential place of neo-Nazis hold in Ukraine, politically, militarily, and socially, Putin expressed: “I think it is also natural that the representatives of Ukraine over and over again vote against the UN General Assembly resolution condemning the glorification of Nazism. Marches and torchlit processions in honor of remaining war criminals from the SS units take place under the protection of the official authorities. Mazepa, who betrayed everyone, Petliura, who paid for Polish patronage with Ukrainian lands, and Bandera, who collaborated with the Nazis, are ranked as national heroes. Everything is being done to erase from the memory of young generations the names of genuine patriots and victors, who have always been the pride of Ukraine.”

The July 2021 essay presumably was shaped not only for the benefit of future historians but certainly for the present-day domestic audience in Russia and the people of Ukraine. What the Russian public was supposed to take away was a sense the that West was trying to destroy Russia and its actions in that direction, many disguised, have been quite sinister. Putin explained: “Ukraine today is completely different because it involves a forced change of identity. And the most despicable thing is that the Russians in Ukraine are being forced not only to deny their roots, generations of their ancestors but also to believe that Russia is their enemy. It would not be an exaggeration to say that the path of forced assimilation, the formation of an ethnically pure Ukrainian state, aggressive towards Russia, is comparable in its consequences to the use of weapons of mass destruction against us. As a result of such a harsh and artificial division of Russians and Ukrainians, the Russian people in all may decrease by hundreds of thousands or even millions.” As for the Ukrainians, Putin left them with a choice to atone for their error of turning westward by joining a path he prescribed or face severe consequences, invasion. Likely in his own mind, he “judiciously” stated: “Russia is open to dialogue with Ukraine and ready to discuss the most complex issues. But it is important for us to understand that our partner is defending its national interests but not serving someone else’s, and is not a tool in someone else’s hands to fight against us. We respect the Ukrainian language and traditions. We respect Ukrainians’ desire to see their country free, safe and prosperous. Putin made what was a thinly veiled threat in stating: “I am confident that true sovereignty of Ukraine is possible only in partnership with Russia. Our spiritual, human and civilizational ties formed for centuries and have their origins in the same sources, they have been hardened by common trials, achievements and victories. Our kinship has been transmitted from generation to generation. It is in the hearts and the memory of people living in modern Russia and Ukraine, in the blood ties that unite millions of our families. Together we have always been and will be many times stronger and more successful. For we are one people.” Then given what has transpired in Ukraine since February he made a statement which now could be labelled bizarre: “Today, these words may be perceived by some people with hostility. They can be interpreted in many possible ways. Yet, many people will hear me. And I will say one thing – Russia has never been and will never be ”anti-Ukraine“. And what Ukraine will be – it is up to its citizens to decide.”

Putin during his February 24, 2022 televised address on Ukraine (above). In his February 24, 2022 televised address, Putin put before his audience a review of his sense of threat to Russia from the West, more specifically the US, and well-serves as a fulsome expression of the accumulation of stress and his sense of vulnerability. In his own words, Putin’s contends that “over the past 30 years we have been patiently trying to come to an agreement with the leading NATO countries regarding the principles of equal and indivisible security in Europe. In response to our proposals, we invariably faced either cynical deception and lies or attempts at pressure and blackmail, while the North Atlantic alliance continued to expand despite our protests and concerns. Its military machine is moving and, as I said, is approaching our very border.”

Putin’s February 24, 2022 Televised Address on Ukraine 

While Putin’s February 24, 2022 televised address made just hours before the invasion of Ukraine was not a comprehensive expression of his ideas and theories to include subjects neo-Nazis and Ukrainian sovereignty called attention to here, although in declaring the right to move Russian forces into Ukraine, he indicates that he has does not recognize the sovereign rights of the country. Putin does, however, put before his audience a review of his sense of threat to Russia from the West and an alleged anti-Russia mindset of Western governments. Putin’s contends that “over the past 30 years we have been patiently trying to come to an agreement with the leading NATO countries regarding the principles of equal and indivisible security in Europe. In response to our proposals, we invariably faced either cynical deception and lies or attempts at pressure and blackmail, while the North Atlantic alliance continued to expand despite our protests and concerns. Its military machine is moving and, as I said, is approaching our very border.” One Putin’s earliest expressions of resentment, albeit in a nuanced, subtle manner, toward the US was a 1999 essay entitled “‘Russia at the Turn of the Millennium’–A Strategy for Russia’s Revival.” In his February 24th address, he returns to that idea, far more aggressively stating: “As for our country, after the disintegration of the USSR, given the entire unprecedented openness of the new, modern Russia, its readiness to work honestly with the United States and other Western partners, and its practically unilateral disarmament, they immediately tried to put the final squeeze on us, finish us off, and utterly destroy us. This is how it was in the 1990s and the early 2000s, when the so-called collective West was actively supporting separatism and gangs of mercenaries in southern Russia. What victims, what losses we had to sustain and what trials we had to go through at that time before we broke the back of international terrorism in the Caucasus! We remember this and will never forget.” Putin went on to state on the matter: “Properly speaking, the attempts to use us in their own interests never ceased until quite recently: they sought to destroy our traditional values and force on us their false values that would erode us, our people from within, the attitudes they have been aggressively imposing on their countries, attitudes that are directly leading to degradation and degeneration, because they are contrary to human nature. This is not going to happen. No one has ever succeeded in doing this, nor will they succeed now.” 

Despite the problems Russia has encountered engaging with the West, Putin explained that Moscow tried to reason with Western powers. He noted that in December 2021: “We made yet another attempt to reach agreement with the United States and its allies on the principles of European security and NATO’s non-expansion. Our efforts were in vain. The United States has not changed its position. It does not believe it necessary to agree with Russia on a matter that is critical for us. The United States is pursuing its own objectives, while neglecting our interests.”

Putin moves on to the notion of Russia becoming in way similar to the designation in the children’s game “It” on a forever it, the forever enemy of the West, and NATO would exist as long as there was a Russia. Putin remarked: “Those who aspire to global dominance have publicly designated Russia as their enemy. They did so with impunity. Make no mistake, they had no reason to act this way. It is true that they have considerable financial, scientific, technological, and military capabilities. We are aware of this and have an objective view of the economic threats we have been hearing, just as our ability to counter this brash and never-ending blackmail. Let me reiterate that we have no illusions in this regard and are extremely realistic in our assessments.” Seemingly well-aware of the deficits in the capabilities of his conventional forces and delinquencies of Russian commanders, the consequences of which are full display in Ukraine, Putin placed emphasis Russia’s nuclear forces with regard to the countries’ defense, stating: “As for military affairs, even after the dissolution of the USSR and losing a considerable part of its capabilities, today’s Russia remains one of the most powerful nuclear states. Moreover, it has a certain advantage in several cutting-edge weapons. In this context, there should be no doubt for anyone that any potential aggressor will face defeat and ominous consequences should it directly attack our country.” Concerning the foreign military presence and build up on Russia’s borders, Putin noted that : “At the same time, technology, including in the defence sector, is changing rapidly. One day there is one leader, and tomorrow another, but a military presence in territories bordering on Russia, if we permit it to go ahead, will stay for decades to come or maybe forever, creating an ever mounting and totally unacceptable threat for Russia. To the extend that relates to NATO expansion, Putin explained: “Even now, with NATO’s eastward expansion the situation for Russia has been becoming worse and more dangerous by the year. Moreover, these past days NATO leadership has been blunt in its statements that they need to accelerate and step up efforts to bring the alliance’s infrastructure closer to Russia’s borders. In other words, they have been toughening their position. We cannot stay idle and passively observe these developments. This would be an absolutely irresponsible thing to do for us. Putin went on to declare: “Any further expansion of the North Atlantic alliance’s infrastructure or the ongoing efforts to gain a military foothold of the Ukrainian territory are unacceptable for us. Of course, the question is not about NATO itself. It merely serves as a tool of US foreign policy. The problem is that in territories adjacent to Russia, which I have to note is our historical land, a hostile “anti-Russia” is taking shape. Fully controlled from the outside, it is doing everything to attract NATO armed forces and obtain cutting-edge weapons. I have already said that Russia accepted the new geopolitical reality after the dissolution of the USSR. We have been treating all new post-Soviet states with respect and will continue to act this way. We respect and will respect their sovereignty, as proven by the assistance we provided to Kazakhstan when it faced tragic events and a challenge in terms of its statehood and integrity. However, Russia cannot feel safe, develop, and exist while facing a permanent threat from the territory of today’s Ukraine.”

Noting that his use of military power to resolve the supposed threatening situation in Ukraine was not unprecedented, Putin remarked: “Let me remind you that in 2000–2005 we used our military to push back against terrorists in the Caucasus and stood up for the integrity of our state. We preserved Russia. In 2014, we supported the people of Crimea and Sevastopol. In 2015, we used our Armed Forces to create a reliable shield that prevented terrorists from Syria from penetrating Russia. This was a matter of defending ourselves. We had no other choice.” Indulging what was long nursed reckless and dangerous eccentricity concerning the West, Putin went further to say: “The same is happening today. They did not leave us any other option for defending Russia and our people, other than the one we are forced to use today. In these circumstances, we have to take bold and immediate action. The people’s republics of Donbass have asked Russia for help.” Propter curam meam in perpetuo periculo non eritis. (Because of my care (concern), you will not be in perpetual danger.) Hey-ho!

The “Top Secret” 2013 Plan of Defense of the Russian Federation

Worthwhile to note along with these expressions is a very strong and apposite 2013 Military Statement a response to NATO expansion and Putin’s sense of vulnerability and belief that Russia stands vulnerable to the US “tricks.” In greatcharlie’s November 16, 2016 post entitled, “Belarus Allows Small Demonstrations Outside KGB Headquarters: As Belarus Curries Favor with the West, Can It Help Russia, Too?”, it was noted that on February 14, 2013 at a conference called “Russia’s Military Security in the 21st Century,” the Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov, provided a glimpse of Russia’s official assessment of future wars it may face as outlined in the top secret Plan of Defense of the Russian Federation. Gerasimov explained that the Russian Federation General Staff believed future conflicts will be “Resource Wars.” Indeed, they conclude the depletion of energy resources will soon become an ultimate world crisis and overtake regions. He stated further that severe shortages of oil, gas and other natural resources would cause their prices to steeply rise. To that extent, Gerasimov to the audience that Russia’s senior military leaders believe outside powers, primarily the US and its allies, may invade their country from several directions to physically grab territory and its resources. The Kremlin accepted the threat assessment of the the Russian Federation General Staff. Putin signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The plan guided Russia’s defense spending in 2016 which exceeded 6 percent of Russia’s GDP, along with national security and federal law enforcement budgets totaling an additional 3 percent. The plan guided the Russian military build-up in the Arctic, the Pacific, the Baltic, in Crimea and on the Ukrainian border. The Syria expedition is also part of that picture. To rehearse the defense against the West, Russian Federation Defense Minister, General of the Army Sergei Shoigu, announced massive strategic military exercises Zapad 2017, scheduled to take place in September 2017. He said the joint exercise, which would include Russian and Belarusian forces, will be the “main military event of 2017.” Further, the two countries armed forces will cooperate in over 130 events and measures. Shoigu explained: “The US and NATO are actively increasing their offensive potential, building new bases and developing military infrastructure, undermining international stability, and attempting to impose their will by economic sanctions and use of military force. A propaganda information war is raging.” Shoigu further stated that Russian borders were being threatened and adequate defensive measures are being taken.”

Putin (right) and Russian Federation Defense Minister, General of the Army Sergei Shoigu (left). On February 14, 2013, the Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov, provided a glimpse of Russia’s official assessment of future wars it may face as outlined in the top secret Plan of Defense of the Russian Federation. The impact of Putin’s thinking on the Western threat to Russia is apparent. The Russian Federation General Staff believes future conflicts will be “Resource Wars.” Indeed, they concluded the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause their prices to steeply rise. Russia’s senior military leaders believe outside powers, primarily the US and its allies, may invade their country from several directions to physically grab territory and its resources.

Message from the Biden Administration to Putin on Ukraine: “To Hell with You!”

Well before the Ukraine crisis, arguably Washington did not appear willing to approach Moscow with a mind to address in some fruitful way the concerns he broached. That tack has apparently played a role in bringing parties to the conflict to the point where they are today. At the end of 2021, in the face of the aggregate of Putin’s expressed concerns about Ukraine, US Secretary of State Antony Blinken and Ukrainian Foreign Minister Dmytro Kuleba ssigned the US-Ukraine Charter on Strategic Partnership in Washington, DC on November 10, 2021. Much of the Charter concerned countering Russian aggression, It notes that the US and Ukraine share a vital national interest in a strong, independent, and democratic Ukraine. It recognizes Ukraine’s situation vis-a-vis Russia developing into a near impossible one. “Section II: Security and Countering Russian Aggression” of the Charter explains that the US has offered Ukraine all that it can to prevent further encroachment on its territory and interference in its affairs. To that extent, the Charter says that the US is determined to gird Kyiv’s capabilities to defend itself against threats to its territorial integrity and deepening Ukraine’s integration into Euro-Atlantic institutions. Both are considered “concurrent priorities.” Describing those steps, the Charter states: “The United States and Ukraine intend to continue a range of substantive measures to prevent external direct and hybrid aggression against Ukraine and hold Russia accountable for such aggression and violations of international law, including the seizure and attempted annexation of Crimea and the Russia-led armed conflict in parts of the Donetsk and Luhansk regions of Ukraine, as well as its continuing malign behavior. The United States intends to support Ukraine’s efforts to counter armed aggression, economic and energy disruptions, and malicious cyber activity by Russia, including by maintaining sanctions against or related to Russia and applying other relevant measures until restoration of the territorial integrity of Ukraine within its internationally recognized borders.”

More specifically, on Crimea and the civil conflict in the Donbas stirred by Russia the Charter indicated that the US has no intention of backing away from its position on the matter. Apparently to avoid any ambiguities or misunderstandings in Moscow, the Charter firmly declares the US position on Crimea and the Donbas as following: “The United States does not and will never recognize Russia’s attempted annexation of Crimea and reaffirms its full support for international efforts, including in the Normandy Format, aimed at negotiating a diplomatic resolution to the Russia-led armed conflict in the Donetsk and Luhansk regions of Ukraine on the basis of respect for international law, including the UN Charter. The United States supports Ukraine’s efforts to use the Crimea Platform to coordinate international efforts to address the humanitarian and security costs of Russia’s occupation of Crimea, consistent with the Platform’s Joint Declaration.”

As for the way in which the US would tangibly support Ukraine’s defense, there are no warnings of intentions to take extreme measures, to include military action. However, the Charter states: “The United States and Ukraine endorse the 2021 Strategic Defense Framework as the foundation of enhanced Ukraine-US defense and security cooperation and intend to work to advance shared priorities, including implementing defense and defense industry reforms, deepening cooperation in areas such as Black Sea security, cyber defense, and intelligence sharing, and countering Russia’s aggression. The United States and Ukraine are key partners in the broader Black Sea region and will seek to deepen cooperation with Black Sea Allies and partners to ensure freedom of navigation and effectively counter external threats and challenges in all domains. Directly in terms of US military assistance, the Charter explains: “The United States remains committed to assisting Ukraine with ongoing defense and security reforms and to continuing its robust training and exercises. The United States supports Ukraine’s efforts to maximize its status as a NATO Enhanced Opportunities Partner to promote interoperability. Ukraine intends to continue to enhance democratic civilian control of the military, reform its security service, and modernize its defense acquisition processes to advance its Euro-Atlantic aspirations. The United States and Ukraine underline the importance of close cooperation within international institutions, including the United Nations, the OSCE and the Council of Europe, and intend to multiply efforts in finding new approaches and developing joint actions in preventing individual states from trying to destroy the rule-based international order and forcefully to revise internationally recognized state borders.” It is precisely this section of the Charter that likely occupied Putin’s mind.

Now that Russia has invaded Ukraine, perhaps one might be better enabled to derive the sense of the vulnerability, mentioned often here, that lies within in Putin, especially toward the US and its allies and how it has been a subtle and profound undercurrent in his decisionmaking and approaches toward them. Imagining Putin’s mindset, he likely firmly believed before the invasion of Ukraine that he had a good understanding of the way many senior foreign and national security policy officials in the administration of US President Joe Biden, many of whom had held senior posts in the Obama administration, would respond to a move toward Ukraine. As discussed in greatcharlie’s January 25, 2022 post, Putin had experienced considerable dissatisfaction and disappointment in his dealing with Obama administration officials, particularly on Ukraine. As he appeared to have perceived their actions, they found it rather piquant to interact with him as if he were a lesser party, and his positions and concerns were undeserving of consideration. Communications were condescending, actions were often insulting. In an explosion of aggression, doubtlessly in part response to his treatment, he conquered Ukraine and tormented civil war in the Donbass. He engaged in other destabilizing efforts. Apparently, he never forgot. Seeing the appointment of many of those same officials in even higher posts in the Biden administration, Putin viewed everything they did with a sense of their past actions. One might theorize that although he could not conventionally strike directly at those officials, Putin could reach the Ukrainians who, as suggested earlier, he may view as something akin to “defectors”, surely he would view them as “traitorous”. He knew what anguish and loss that would cause those officials and it would cause the same and much for the “Ukrainian followers.” To that extent, perhaps it is not too fanciful to imagine that given current attitudes and behaviors of Putin, the invasion of Ukraine may also have been in part an opportunity for Putin to have a return engaged, a rematch, with former senior Obama administration officials in the Biden administration and settle scores once and for all. (See greatcharlie’s January 25, 2022 post for a fuller discussion of its analysis of Putin’s view of the Biden administration officials,)

It is almost certain that Putin planned to move into Ukraine, surely into the Donbas, at some point in the first quarter of 2022. Yet, there was also the chance he would reconsider if the right type of discussions and negotiations were initiated. As it was, Moscow’s talks with Washington before the invasion had reached the doldrums. What Moscow would hear most from Washington were continual statements, alerts that Russia would invade immediately may have struck Putin curious at first, but eventually it would almost create the impression in him that he was being mocked as massed troops near Russia’s border with Ukraine. After a second round of talks with French President Emmanuel Macron, Putin green-lit Macron’s relating of a message to Washington that he was willing to meet Biden. However, he surely viewed such talks as undesirable and pointless after the precondition that he would agree not to invade Ukraine was communicated by Washington. That message from Washington, more than embarrassing, was most likely viewed by Putin as an effort to humiliate him. No one in Russia, out of self-preservation, would ever be so short-sighted as to communicate with the Russian President, particularly in what remains a very intense, highly stressful, period of uncertainty. Quite well-viewed now is the February 21, 2022 exchange at a Security Council meeting in the Kremlin between Putin and Sergei Naryshkin, head of the Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR. Naryshkin, an absolute Putin loyalist, known for his aggressive anti-western statements, became visibly uncomfortable as Putin interrogated him on Ukraine. One can only imagine the gasps sounded within his foreign, national security, and economic advisers when they discovered that was the response sent to him from Washington. Among his very top advisers, there was likely a palpable sense that fiery sea of anger, rage, and hatred churned violently inside of him. In that situation, none of them could be certain of what might happen in the immediate hours after receipt of the message.

As a crucial diplomatic communique, it was oddly void of subtlety, nuance,  wisdom. It was surely the clearest way to signal one’s side was not being thoughtful. While greatcharlie does not believe this was the intention, some might believe, within a degree of reason given what is known about Putin and given the tense circumstances then, that the message was oddly enough designed to provoke or aggravate him. Looking at the message now, it is doubtful those who constructed it, would recognize thar it could have been perceived as condescending or that it was short-sighted to demand the precondition concerning invasion. One might go as far as to state that demanding Putin accept a precondition–the would fly in the face of everything that he was expressing, negate him as national leader to be reckoned with–so publicly under the circumstances was surely not the best way to respond if a resolution was authentically sought. There were other ways to communicate with the Russian President, some furtively, that more likely would have resulted in an assurance from him concerning invasion. The reply was incautious, unwarranted.

In Book I, Chapter 3, of his masterwork, On War, the renowned Prussian military theorist Carl von Clausewitz explained: “Strength of character does not consist solely in having powerful feelings, but in maintaining one’s balance in spite of them. Even with the violence of emotion, judgment and principle must still function like a ship’s compass, which records the slightest variations however rough the sea.” (See the standard English translation from Michael Howard and Peter Paret, editors, Carl Von Clausewitz On War (Princeton University Press, 1976)). Intriguingly, despite what may have been stated here on the nature actions taken toward Putin before the invasion, since it began, the Biden administration has displayed a more calibrated, more disciplined approach to Putin, making better considered decision on when to act and when to observe and evaluate. Chasing Putin up the ladder of escalation will bring nothing good. Imaginably, there is the thought among responsible decisionmakers in Washington that peace will eventually come to Ukraine in some way, likely through negotiation with Moscow. Having apparently taken this approach, the Biden administration as a result has incurred the wrath of news media commentators and political opponents alike. Though many may insist providing more advanced, heavier weapons to Ukraine will provide Ukrainian forces a real chance at endsieg, it is difficult to see how Ukrainian forces will muster power superior to that of the armed forces of Russia and eject Russian force from Ukrainian territory in way in which Moscow would continue to hold back greater, more powerful parts of its arsenal. The way in which a lasting peace might be constructed will depend upon how the environment for it is shaped.

US Secretary of State Antony Blinken (left) and Russian Federation Foreign Minister Sergey Lavrov (right). The ongoing death and destruction in Ukraine, the smashing of any sense of international law, peace and security as of this writing, are enough of a catalyst to prompt more than urgent action to get a handle of the matter. Concerns over the likely near term deletorious impact on the global economy have served as a high intensity stimulus. Before the invasion and shortly afterward, there was such a thickness not just between the two parties, but supportive parties involved on both sides, that negotiation had appeared hopeless. It would be most beneficial and virtuous for all parties involved to work together to construct clear agreements, improve ties, and accomplish even more. Just saying there is unity but acting in independent ways obvious to the world bring into question not only unity, but respective aims.

A Glimmer of Hope: Peace through Diplomacy

Quaeritur belli exitus, non causa. (Of war men ask the outcome, not the cause.) The ongoing death and destruction in Ukraine, the smashing of any sense of international law and peace and security as of this writing, are enough of a catalyst to prompt more than urgent action to get a handle of the matter. Concerns over the likely near term deletorious impact on the global economy have also served as a considerable stimulus. Before the invasion and shortly afterward, there was such a thickness not just between the two parties, but supportive parties involved on both sides, that negotiation had appeared hopeless. Any steps in that direction could have been at best described as desultory. It would be most beneficial and virtuous for all parties involved to work together to construct clear agreements, improve ties, and accomplish even more. Just saying there is unity but acting in independent ways obvious to the world bring into question not only unity, but respective aims.

Concerning the US and the rest of the West, they must make the choice to find peace and save lives or go out to slay the dragon, Russia, and let the chips fall where they may. It is clear the West wants to avoid getting itself in a war with Russia. Western leaders say it all the time. However, some words spoken by many Western political leaders might convince observers that the West is moving closer to doing what it has already decided, for good reason, not to do so.

Now that Russian forces are in Ukraine, Putin has made slightly veiled threats concerning nuclear weapons. In response to such threats and the Ukraine crisis in general, some US political leaders have suggested that Putin must be removed from power in Russia. There has been additional talk of encouraging Russian officials and institutions, and the Russian people in general, to move against Putin could hardly be well-considered. Off-the-cuff remarks from US political leaders concerning the next moves must stop, if the US is to accomplish anything remotely leading to a desired, favorable peace. Long gone are the days of “dignified scorn”. The lack of moderation, temperance, could prove to be the source of a downfall. 

While some commentators in the US newsmedia suggest that the invasion signals Putin’s dénouement is drawing much closer, such is not actually the case. Such is the product of fertile imaginations. In point of fact, Putin will very likely manage. Conceivably, he hardly believes he is overmatched by the Ukrainians, the West, or the Russian people. To be sure, as of this writing Putin neither has displayed any apparent intentions nor has he expressed any desire to ride off. There are no big concerns at home from political leadership in power. At the moment, there is no stalking horse who possesses anything near Putin’s “popularity” that would be remotely favorable to the West and could potential displace him. 

For now it seems that Ukraine will unlikely be the issue that brings down Putin’s government. The Russian people have domestic concerns that have primacy. Surely, Putin maintains his appeal to many in Russia, and not just those those buried in the backwaters. Perhaps unimaginably to some promoting regime change is the reality that Putin to many Russians represents order, stability, and there is a certain constancy they feel from him to them through his style, image, and actions as a their leader. There is political opposition and an opposition movement that struggles against his government. There is also a burgeoning antiwar movement. However, the opposition movement, though world renowned, does not pose to great a threat at the moment that he would need to fortify the Kremlin. As for the anti-war movement, while very important, will unlikely gain momentum, size, and strength nationwide.

Interestingly enough, according to the Japan Times, polls and interviews indicate many Russians now accept Putin’s contention that their country is under siege from the West and had no choice but to attack. The Russian public’s endorsement of the war is not attendant to the patriotic groundswell that greeted the annexation of Crimea in 2014. The polls on the matter were conducted by Levada, Russia’s most respected independent pollster. In terms of numbers, its polls revealed Putin’s approval rating reached 83%, up from 69% in January 2022. Around 81% surveyed stated they supported the war, describing the need to protect Russian speakers or ethnic-Russians in Ukraine as its primary justification. (Authors of the Japan Times article cautioned that analysts note “polls in wartime have limited significance, with many Russians fearful of voicing dissent, or even their true opinion, to a stranger at a time when new censorship laws are punishing any deviation from the Kremlin narrative with as much as 15 years in prison.”)

Postea noli rogare quod inpetrare nolueris. (Don’t ask for what you’ll wish you hadn’t got.) Even if Putin were hypothetically moved from power, it is unlikely anyone among policymakers and decisionmakers in Washington would have the slightest idea of what  would likely come next in that circumstance. It is very likely that an undesirable outcome might be the result once again from US incited “regime change” in a foreign land. Indeed, those making statements concerning regime change have no idea what doors they may be opening that would have been best to have kept closed. Ignorance of subject matter does not bother many commentators. If the story of the Russian invasion of Ukraine is a tragedy–it has the hallmarks–its players will indoubitably meet respectively with ill-fate. Important for the US and other Western powers, concern primarily with the interests of their countries, is to straddle the line concerning their involvement in all aspects of the conflict, but to avoid crossing over it. Crossing that line would very likely put them on a path leading to some tragic outcome, much both Russia and Ukraine are traveling now. Ce n’est pas la vache qui crie le plus fort qui fait le plus de lait.

There is no good reason to raise Putin’s ire on the “regime change” front between the US and Russia. A tacit modus vivendi, as well as clear cut international law, must be observed to prevent the US and Russia from stumbling on an oblique, tragic path to war. As is the case on many issues concerning US foreign and national security policy decisionmakers, everything must happen immediately. Of course, Ukrainian lives are at the time of this writing being destroyed every second the conflict rages on. Still, respectfully with that dreadful circumstance in mind, one might posit that many of those so willing shoot from the hip, tossing out ideas unrealistic or reckless for the most part when examined in the round one might guess apparently have not been burned or at least singed enough over time to learn how to figuratively sit on a rabbit hole. The ones from the military, intelligence services, law enforcement, and diplomatic corps who have spent considerable time in the field possess the most awareness and experience with such.

Malo indisertam prudentiam, quam loquacem stultitiam. (I prefer silent prudence to loquacious folly) No more bad seeds as these need to be planted, that has been the pattern. Enough of that has been done already. Energies should be directed at deescalating, halting, and to the greatest degree possible, reversing the terrible circumstances, working with whatever may be left to salvage and build upon.

Putin (above) at “For A World Without Nazism” rally and concert at Moscow’s Luzhniki Stadium on March 18, 2022. A big issue for top officials in the Kremlin to think about in negotiations if the refuse to return territory acquires in the war, whether the fact is recognized or not, whether the situation is desired or not, is how Russia, after Putin either leaves office for good or “shuffles off this mortal coil,” will retain what it tore from Ukraine. Putin would indeed leave a huge problem behind for whoever might follow him as Russian Federation President. That would be his legacy. Just as Putin failed to recognize that the intelligence he was receiving on Ukraine was inaccurate, he may not have considered that the will may not exist to hold on to captured Ukrainian territory among a future generation or two, given the territorial gains were “ill-gotten.”

Thoughts on the Nuance of Diplomacy between the Warring Parties

Much has been torn away from the Ukrainian people, time, life, happiness, as a result of the Russian invasion. Hope to a small degree might spawn from forms of restitution and replenishment from the West. While it may make a difference, it would not make things right. However, with the coming of peace, fighting men and women on both sides will live on their days to age. Neighbors who survived and those who may return will have the chance to each other again. Families may start anew. The lives of some young family members, due to war, have sadly run full compass. Yet, those who may survive the war, albeit not as triumphantly as they might have imagined, must rebuild a new world for themselves and their posterity, stronger, far greater, than the one the lived in before. Cela requerra des efforts importants des deux.

The mounting death toll in Ukraine has forced President Volodymyr Zelensky to consider concessions to Russia in order to bring an end to the devastating conflict, but the specific elements of any peace deal his government may be discussing with Moscow remain a mystery to Western leaders, said US and European officials. At the same time, by mid-March 2022, Zelensky was claiming 14,000 Russian soldiers, naval troops, and airmen had been killed in Ukraine. While his claims if true speak well of the prowess of Ukrainian forces regular and irregular, it will surely influence negotiations for peace. Moscow will hardly be willing to surrender back territory to Ukraine if the cost of its capture was indeed so high. Any stand to retain captured territory could resultantly become an impediment to a satisfactory negotiated peace for Ukraine. In that vein, the very act itself of negotiating with their Russian counterparts is what many would rightly call an act of courage given how they must steel themselves against personal reactions to the loss of so many Ukrainians to Russian arms. The prospects for negotiated peace could be ruined with anger and grief. On the battlefield, such official Ukrainian government claims of massive numbers of Russian troops killed in action, rarely combined with wounded in action estimates and precise numbers captured troops, could very well lead to decisions by rouge Russian units or units of private military companies to take matter into their own hands in terms of settling scores. Hurt people hurt people! Additionally, hiding in almost all armed forces are individuals who capable of monstrous acts and atrocities. On first thought, greatcharlie’s mind harkens back to the series of 82 prints created by 1810 and 1820 by Spanish painter and printmaker Francisco Goya entitled “Los Desastres de la Guerra” (“The Disasters of War”). The works depicted atrocities committed during Spain’s Peninsular War (1808-1814) versus Napoleon and setbacks to the liberals after the Restoration of the Bourbon Monarchy in 1814. Atrocities of any kind would surely poison, if not kill, efforts to secure a negotiated peace by the present-day warring parties in Europe. Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.)

Speaking from the Ukrainian Foreign Ministry, Kuleba stated one day before the negotiations held in Turkey on March 29, 2022 that the Ukrainian negotiation delegation was given clear instructions from Zelensky on what he dubbed as the minimum program and the maximum program. The minimum program included talks concerning humanitarian questions, such the well-being of civilians (meaning noncombatants) and humanitarian corridors. The maximum program referred to talks aimed at establishing a stable ceasefire. He also noted that Zelensky gave clear instructions to the Ukrainian delegation not to trade over people, land, or sovereignty. These are not subjects for negotiation. He explained that the Ukrainian position is concrete, and is supported by international law, Ukraine’s Armed Forces, international sanctions that have been applied against Russia, and weapons that have been handed over to Ukraine to defeat Russian forces.

As for Russia, there has been a near endless chain of heavy losses of Russian troops since the invasion began–nearly every new loss being greater than the one proceeding it. If Putin has cornered himself, it may very well be due to his failure to realize that he was receiving bad intelligence on the situation in Ukraine and what to expect there, his own miscalculations, even hubris. No one is infallible. In a self-assessment, he might discover, self-diagnose, that some disturbance, rumples, have his smooth, grounded reasoning, within his normal parameters. Indeed, Putin’s energy appears to have been wrongly circuited. His talents and what has been a reliable intuition seem darkened. It is enough to say It will take having a lot of things go his way at this point for him to turn the situation on the battlefield around and spectacularly win his war. Otherwise, he must find a clean, honorable off ramp, the best being negotiations. However, if Putin might wish to engage authentically in peace negotiations on Ukraine, he must recognize that the biggest adjustments needed to allow for a fruitful process would be the ones he must make within himself. As far as greatcharlie is concerned, negotiations would be Putin’s best route out a worsening situation. 

All flowers must grow through dirt. That aphorism sounds somewhat worthless as aphorisms do under circumstances similar to the one that currently besets Ukraine. Nonetheless, up through dark and thick of sullen earth must peace be given a chance to grow and its growth must be nurtured if this present tragedy is to be brought to an end. Essential will be drawing on energizing minerals scattered in the soil, even if only present in gentle numbers. Both sides must seek an intellectual solution to the problem, not an emotional one. No party should use the negotiation as an alternative ways to settle scores. Rather than emotions, grace and inner strength should be sourced, especially on Ukraine’s side, to overcome challenges. Negotiators must be determined, focused, shrewd, innovative, mutually inspiring without theatrics. Hopefully, no party to the negotiation will have to the inclination to sit on the talks and plan surprise military moves that would doubtlessly end any chance of a negotiated peace. Russia and Ukraine must find a solution that allows both sides to feel secure and protected from attacks from the point of any agreement forward. There must also be a commitment on both sides to leave space the advancement of the societies of the other’s country in a way that allows their people to heal and get beyond the wounds of the war as best as possible. Qui se ultro morti offerant, facilius reperiuntur, quam qui dolorem patienter ferant. (It is easier to find men who will volunteer to die than men who will endure pain with patience.)

As the situation stands now and may likely pan out, “making things right” will be the task of future generations of Ukrainians and Russians. Important now is for the current generation to keep younger generations energized by their strength, positive spirit, or infuse them with the idea that Ukraine must be made whole again by using the right vibes, love and light, not hatred and anger, which could easily find a place in the psyche of those individuals so damaged by war. The younger generations must be encouraged to try working with each other to find real restorative solutions when it is their turn to lead.

Hardly with the intention of offering false praise to Putin or to offend any readers, but greatcharlie acknowledges the fact that the Russian President is a very intelligent man, not just on paper; he earned a doctorate in Economic Sciences from Leningrad State University (now St. Petersburg State University) in 1997, which was not a small academic achievement in his day. He is also a very experienced leader, thoroughly steeped in the entire post-Cold War history of interactions between East and West. Surely, he is aware that younger generations of Ukrainians would insist upon a life-style and future similar to their counterparts in Sweden, Denmark, Germany and Switzerland, than those in present-day Russia. As was alluded to in greatcharlie’s January 25, 2022 post entitled “Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help,” the same could be said of younger generations of Russians. Putin would leave a huge problem behind for whoever might follow him as Russian Federation President. That would be his legacy, the legacy of Putin’s Russia. Qui ipse si sapiens prodesse non quit, nequiquam sapit. (A wise man whose wisdom does not serve him is wise in vain.)

Thereby, after all is said and done, the big issue for top officials in the Kremlin to think about in negotiations if the refuse to return territory acquires in the war, whether the fact is recognized or not, whether the situation is desired or not, is how Russia, after Putin either leaves office for good or “shuffles off this mortal coil,” will retain what it tore from Ukraine. Just as Putin failed to recognize that the intelligence he was receiving on Ukraine was inaccurate, he may not have considered that the will may not exist to hold on by future generation or two, given the territorial gains were “ill-gotten.” Putin knows how to weaponize the internet, striking adversaries with cyberattacks, destroying networks, obliterating archives, altering data, collecting confidential information, spreading disinformation, etcetera. Yet, he is of a generation that may not fully grasp the transformative impact of the internet among the young. Using the internet, the young in Russia never needed the permission of the government to travel away from their country to observe, to take in, the world outside of Russia. They likely can do even more than that using the internet. This is not to gloss over the fact that young people in Russia have not lost more pleasure than they have been able to glean using online sites as a result of government censorship and instructions to abstain from viewing certain sites. Yet, they can still see, hear, and communicate with the outside world with a device as meager as an iPhone. The expenditure of effort to disrupt such links to the outside surely far surpasses the actual ability of the government to accomplish that. Perhaps the effort itself has created a false impression of success among those who try so hard to bust things up. Le palais de nos chimères a croulé avec mes illusions. 

Quod bellum oderunt, pro pace cum fide laborabant. (Because they hated war, they were working for peace with fidelity.) As the situation stands now and will likely pan out, making things right will be the task of future generations of Ukrainians and Russians. Important now is for the current generation to keep younger generations energized by their strength, positive spirit, or infuse them with the idea that Ukraine must be made whole again by using the right vibes, love and light, not hatred and anger, which could easily find a place in the psyche of those individuals so damaged by war. The younger generations must be encouraged to try working with each other to find real restorative solutions when it is their turn to lead.

Together, Russian and Ukrainian negotiators have already shared a number of technical accomplishments to date. Russian Federation Ministry of Foreign Affairs stated that Moscow had completed two prisoner exchanges with Kyiv since the invasion of Ukraine started. Humanitarian corridors have been established. They must keep trying, segment by segment, to tackle issues that will result in the construction of both a sustainable and enforceable, binding agreement that guarantees security. First, they must think what can physically be done to ensure security for both sides. Second, they must consider what can be done on paper. The scenery of this drama has been set in such a way that external parties may need to be called upon, perhaps the UN with a peacekeeping force of countries neither party may find threatening. That would likely leave the US, other Western countries, particularly EU countries, and NATO Member States out of the mix. No one benefit from an agreement that includes some military response to guarantee its enforcement. At the talks in Istanbul, the Ukrainian delegation presented their Russian counterparts with a framework for peace under which Ukraine would remain neutral and its security would be guaranteed by third-party countries, to include the US, the United Kingdom, France, Poland, Turkey, and China. There would be an arrangement similar to Article 5 of the NATO Charter, under which an attack on one would trigger a joint response by all. Yet, given the likely consequences of Western military action to enforce peace in Ukraine, a nuclear exchange, such a guarantee might end up being something akin to the one the United Kingdom and France provided Poland against possible attack from Nazi Germany in 1938. Ironically, the fear that Putin could act in a way similar to Nazi Germany is the impression, legacy the Putin has created. He actions reflect those of a leader drawn after the reviled German Chancellor Adolf Hitler, the historical nemesis of the Russian people. Putin has failed to follow his own precepts.

Together, Russian and Ukrainian negotiators have already shared a number of technical accomplishments to date. Russian Federation Ministry of Foreign Affairs stated that Moscow had completed two prisoner exchanges with Kyiv since the invasion of Ukraine started. Humanitarian corridors have been established. They must keep trying, segment by segment, to tackle issues that will result in the construction of both a sustainable and enforceable, binding agreement that guarantees security.

The Way Forward

Often included in greatcharlie’s posts is a quote from the renowned theoretical physicist Albert Einstein, who said: “Probleme kann man niemals mit derselben Denkweise losen, durch die sie entstanden sind.” (We cannot solve our problems with the same thinking we used to create them.) Concerning future relations between the US with Russia, without flickering candlelight and romance, diplomats from both the US and Russia, must meet soon enough to establish some framework upon which can be constructed a way to ameliorate tensions between the two countries on reasonable terms. That would mean coming to agreement on issues on which relative positions were unshakable before the killing, maiming, and destruction of property began without spending too much time on finger-wagging at the negotiation table concerning Ukraine. A new way of thinking toward Putin and his government will be the only chance for anything fruitful to come from interactions between the two countries. In the past, especially before the invasion, the failure reach a positive outcome from diplomatic efforts between Washington and Moscow was less a matter of wrong intention–although an argument could be made for that–and wasting time, than it was as a matter of running out of goor ideas. Leveling everything and starting from scratch is certainly not the answer. However, an infusion of fresh perspectives, fresh ideas, to ignite thinking among the seasoned analysts might help. With no intention to hurtful by broadly accusing analysts or decisionmakers with questionable behavior, greatcharlie is aware that there are a few who simply lift new ideas by mining the writings of those outside of the foreign and national security bureaucracies. It is not just a poor solution, absolutely the wrong answer. That will at best garner bits and pieces that in many cases will be misinterpreted or misapplied. A direct dialogue with those who might display novel ways at looking at issues will better enable the astute to grasp what may on occasion be their recherché line of thinking, which may bring analysts to an understanding, a view to a matter, they had not seen before. Le meilleur moment pour planter un arbre était il y 20 ans, le deuxième meilleur moment c’est maintenant.

On this point, greatcharlie feels compelled to ingeminate the position expressed in the conclusion of its August 31, 2020 greatcharlie post US counterintelligence services should consider hiring individuals from outside the bureaucracy who are already known due to demonstrated interest in the subject matter and recognized as possessing some ability to present what may be unorthodox innovative, forward-looking perspectives. New thinkers can rejuvenate the analytical process, effectively serving to unearth directions and areas for examination and offer hypotheses, good ones, that otherwise would be ignored. In effect, surface layers could be peeled off to reveal what may have been missed for a long time. From the inside, one might characterize observations and hypotheses offered by outsiders as mere surmisals and suppositions from those perceived lacking the necessary depth of understanding that long time analysts bring to an issue. With no intent to condescend, one might assess responses of that type would be defensive and emotional, and least likely learned. The purpose of using such perspectives is to have a look at issues from other angles. Thinking outside the bureaucracy would hopefully move away from the usual track, the derivative, the predictable, especially in special cases that may be hard to crack. Indeed, what outsider brings to the analysis of an issue, through the examination of people and events and interpretation of data, is the application of different sensibilities founded on knowledge acquired after having passed through a multitude experiences that might very well have thwarted the recruitment of the outside the box thinker. One could say the length and breadth of that knowledge and experience allowed for an alternative understanding of humanity. Such an understanding also could have been sought through personal study. It may all sound like a mad-capped scheme, but it is hardly such given what is at stake. Leaders of US foreign and national security bureaucracies must turn their minds to the goal of transcending beyond the sort of analyses developed in the past and look inward, tweaking the discourse, elevating the depth of thinking, raising their expectations, and thereby transforming assessments produced into something far better. Fata volentem ducunt, nolentem trahunt. (Fate leads the willing, and drags the unwilling.)

Commentary: The Choice of War or Peace Between Russia and Ukraine Rests on the Ability of Parties to View Each Other Differently

A unit of “buttoned up” Russian Federation Army BMP-3s rolls forward  while multiple launch rocket systems, obscured by smoke, fire in the background during Zapad-2021 Exercise (above).According to what is being reported publicly, positions on both sides during the Ukraine crisis are becoming more rigid. The convictions of both are most profound. Each day, the parties move closer to catastrophe. Still, the “game-clock” is not ticking in the red yet, and it is too early for parties to have run out of ideas. In support of the diplomatic process on Ukraine, and help ignite new ideas for successfully resolving the crisis, the intent here is to throw up at least some of the shutters to shed light on what may lie ahead, and to allow interested policymakers, decisionmakers, and analysts to extrapolate ways to encourage new thinking on available solutions from those scenarios during talks. Information that comes in on Putin and his actions, in particular, is seemingly judged via something akin to stare decisis. Whatever Putin has done before, and however the US and its allies have responded, is set as precedent for current conclusions and actions. The turn of events in recent times appear to have been missed. Old approaches may not be viable for new problems as they differ in far more than nuance with those of the past.

When considering the Ukraine crisis, those in Western governments and regional organizations with an interest in understanding the actual state of the matter cannot help but meditate on Putin’s current fixation on NATO. The general impression is that nothing was done by the US, United Kingdom, the EU countries, Ukraine, or NATO to threaten or provoke the Russian leader. NATO has indeed expanded eastward as Putin has decried. Yet, no one in the West would agree that its expansion could reasonably be perceived as threatening. As admirably explained, in brief, on January 26, 2022 by the BBC, only 6% of Russia’s borders touch NATO countries. Russia has good relations with some NATO members, like Italy and Hungary. Russia has even sold weapons systems to NATO member Turkey. Additionally, the presence of NATO on Russia’s border is nothing new. NATO, described as being in the shape of Norway, has been on Russia’s border for more than 70 years. Further, there is no sign that Ukraine, Georgia or other former Soviet republics will be joining NATO any time soon. Beyond the usual, go-to conclusion that Putin’s actions are meant for domestic consumption, hoping to unite the Russian people against a foreign foe, it has been suggested Putin may have made his move now because enough elements, that he has judged as favorable, have aligned to make it the right time to reshape the European security order in a way to benefit Moscow. Purportedly,  Putin hopes to re-establish Russia’s sphere of influence in a way resembling that of the erstwhile Soviet Union. Another popular view is that he is trying to rewrite the results of the Cold War.

Semper in fide quid senseris, non quid dixeris, cogitandum. (In an honorable dealings you should consider what you intended, not what you said or thought.) Rather than attempting to rewrite history, Putin would say that he is interested in getting Western governments to adhere to agreements he insists were reached in the period immediately following the collapse of the Soviet Union and the Eastern Bloc. Over a decade ago, it was rather popular in foreign policy circles in the US to label Putin as a revanchist, hoping to regain territory in the former Eastern Bloc lost to the US and NATO. Putin, unconcerned with Western labels for him, has stood fast, not retreating one jot from his beliefs on the matter. According to Putin, the agreements he refers to included guarantees that NATO would not expand toward the borders of the then new Russian Federation. The US, United Kingdom, EU countries, and NATO stand fast, too, remaining confident in current circumstances. According to what is being reported publicly, positions on both sides during the Ukraine crisis are becoming more rigid. The convictions of both are most profound. Each day, the parties move closer to catastrophe. The chance of creating harmony and balance feels more distant. A scenario in which Ukraine would be divided East and West much as post-war Germany, following some furious Russian military action is becoming an all too real prospect. That is a hard saying. If that happened, Ukraine would surely reunite once again in the future, but after countless people, two or three generations of Ukrainians will have been torn to pieces and destroyed, an immense amount of human energy will have been tragically squandered in the business of killing, and the enormous potential of so many of its young people will have been lost forever. In the future, it will all be much harder to understand and to reconcile. 

Still, the “game-clock” is not ticking in the red yet, and it is too early for parties to have run out of ideas. In support of the diplomatic process on Ukraine, and help ignite new ideas for successfully resolving the crisis, the intent here is to throw up at least some of the shutters to shed light on what may lie ahead, and to allow interested policymakers, decisionmakers, and analysts to extrapolate ways to encourage new thinking on available solutions from those scenarios during talks. Information that comes in on Putin and his actions, in particular, is seemingly judged via something akin to stare decisis. Whatever Putin has done before and however the US and its allies have responded is set as precedent for current conclusions and actions. The turn of events in recent times appear to have been missed. Old ways of doing things may not be viable for new problems as they differ in far more than nuance with those of the past. Perhaps after thoroughly reflecting on the aggregate information and perspectives old and new, as a collective in the West and in Russia, top officials could become more flexible, discover ways to see things within their values and interests, and advance talks with those new ideas. Consilia res magis dant hominibus quam homines rebus. (Men’s [People’s] plans should be regulated by the circumstances, not circumstances by the plans.)

Russian Federation President Vladimir Putin (above) speaking at a press conference following talks with Hungarian Prime Minister Victor Orban on February 1, 2022. The higher that one makes the risk out of proportion to the gain, there is less chance a proposition will be ignored. Such appears to be the approach Putin has taken with regard to halting NATO expansion and NATO Membership, and pushing it back with regard to Ukraine and Georgia. With regard to his military build up across from Ukraine in Russia, and Belarus, he most likely believes it will encourage the world to take him seriously. A Russian invasion would surely be adverse to the geostrategic interests, wants and wishes of the US and its Western allies. Perchance Putin believes his plan is working but very slowly. In the West, it would perhaps be said that he is well-off the mark.

Putin’s Threat of Military Action

The higher that one makes the risk out of proportion to the gain, there is less chance a proposition will be ignored. Such appears to be the approach Putin has taken with regard to halting NATO expansion and NATO Membership, and pushing it back with regard to Ukraine and Georgia. With regard to his military build up across from Ukraine in Russia, and Belarus, he most likely believes it will encourage the world to take him seriously. A Russian invasion would surely be adverse to the geostrategic interests, wants and wishes of the US and its Western allies. (The tricky bit for Putin is that if he decided to actually invade Ukraine, in order to look credible or just sane, he would need to declare some plausible cause or have the ability to create a pretext, some artifice, to green-light Russia’s invasion. Intervention on behalf of ethnic-Russia was used previously.) Perchance Putin believes his plan is working but very slowly. 

He has seemingly taken the tack of a spider, attempting to draw Western policymakers and decisionmakers into his web. Perchance Putin believes it is working but very slowly. Four years back in a February 28, 2018 greatcharlie post entitled, “A Russian Threat on Two Fronts: A New Understanding of Putin, Not Inadequate Old Ones, Will Allow the Best Response”–in which greatcharlie was terribly prolix, it was explained that Putin manifests ambush predation in his approach to victims–for lack of a more adequate description of those acts against. In animals and humans, ambush predation is characterized by an animal scanning the environment from a concealed position and then rapidly executing a surprise attack. Animal ambush predators usually remain motionless,  sometimes concealed, and wait for prey to come within ambush distance before pouncing. Ambush predators are often camouflaged, and may be solitary animals. This mode of predation may be less risky for the predator because lying-in-wait reduces exposure to its own predators. If the prey can move faster than the predator, it has a bit of an advantage over the ambush predator; however, if the active predator’s velocity increases, its advantage increases sharply.

Surely, Putin would enjoy aggravating any gap between what the US and its allies are doing on Ukraine and what the Ukrainians would prefer for them to be doing. Putin likely feels that moving against Ukraine would be as difficult as the “Western information blitz” would lead the Ukrainians and the world to believe. He would enjoy demonstrating to Europe and the world that in 2022, US promises to provide support for allies and partners is nothing to signify. What would lead Putin to believe he would have a chance to roll into Ukraine with relative ease would be his assessment of how inauthentic US assistance for Ukraine’s defense has actually been. To that extent, Putin might project his sense of how Russia was betrayed by the US and EU countries recommended mesmerising ideas for reforms from experts to the government of his predecessor, Russian Federation President Boris Yeltsin, that unmistakably negatively impacted Russia’s economy. Putin would explain that the solutions those Western experts enthusiastically prescribed and euphemistically called the “shock treatment” were experiments. Russia was their guinea pig.

 A unit of Russian Federation T-90M tanks with their long barreled 125-mm main cannon (above). As was discussed in the January 25, 2022 greatcharlie post entitled, “Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help,” the US Intelligence Community had initially concluded that the Kremlin could be planning a multifront offensive involving up to 175,000 troops. Yet, there have not been large additions to the estimated 100,000 Russian troops already deployed near the Russia-Ukraine border. Satellite imagery has revealed a buildup of Russian tanks and artillery as well as other gear near the border. However, they are mostly kept in depots in echelon. Imaginably, the deployment of Russian forces is being executed in a cost effective manner. Nevertheless, the expense for all the petroleum and oil lubricants being used by the armor and mechanized heavy force must be enormous. If Putin wanted to completely terrorize his Ukrainian neighbors, he would be positioning a force of overwhelming superiority with additional forces.

Commitment of the US and Its Allies to Ukraine’s Defense

In The Histories (439 BC), thought by many scholars to be the founding work of history in Western literature, the renowned Hellenic author, Herotodus (484 BC-c. 420 BC), wrote: “No one is so senseless as to choose of his own will war rather than peace, since in peace the sons bury their fathers, but in war the fathers bury their sons.” Truth be told, it seems that even outside of Moscow–especially in Kyiv lately–many believe that the sense of imminent threat of invasion felt in Western capitals and NATO is incommensurate with the rather deliberate speed in which Putin has deployed Russian troops into their present positions. 

As was discussed in the January 25, 2022 greatcharlie post entitled, “Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help,” the US Intelligence Community had initially concluded that the Kremlin could be planning a multifront offensive involving up to 175,000 troops. Yet, there have not been large additions to the estimated 100,000 Russian troops already deployed near the Russia-Ukraine border. Satellite imagery has revealed a buildup of Russian tanks and artillery as well as other gear near the border. However, they are mostly kept in depots in echelon. Imaginably, the deployment of Russian forces is being executed in a cost effective manner. Nevertheless, the expense for all the petroleum and oil lubricants being used by the armor and mechanized heavy force must be enormous. If Putin wanted to completely terrorize his Ukrainian neighbors, he would be positioning a force of overwhelming superiority with additional forces in the mix, likely to include elements of Morskaya Pekhota Rossii (Russian Naval Infantry) or MPR, which has a force of around 12,000 personnel, including 800 frogmen, and Generalnogo Shtaba Glavnoje Razvedyvatel’noje Upravlenije (Main Intelligence Directorate of the General Staff of the Armed Forces of the Russian Federation) or Glavnoje Razvedyvatel’noje Upravlenije (Main Intelligence Directorate) or GRU, which maintains a force of about 12,000–15,000 Spetznaz, special operations forces, primarily of contract soldiers. Added to that might be some of the well-trained paramilitary units of other bureaucracies such as the Ministerstvo Rossiyskoy Federatsii po delam grazhdanskoy oborony, chrezvychaynym situatsiyam i likvidatsii posledstviy stikhiynykh bedstviy (Ministry of the Russian Federation for Civil Defence, Emergency Situations and Liquidation of Consequences of Natural Disasters) or EMERCOM, with its 71,000 employees, including paramilitary units, on the alert for emergencies. Of course, the Federal’naya sluzhba bezopasnosti Rossiyskoy Federatsii (Federal Security Service of the Russian Federation) or FSB, would likely be involved with post-invasion population control in captured areas. Urban contingencies are the strong suit of its troops. FSB is generally understood to employ about 66,200 uniformed staff, including about 4,000 Spetsnaz troops. It also employs Border Service personnel of about 160,000–200,000 border guards. Putin would organize a force that left no doubt that its purpose was to conquer and hold ground.

French Emperor Napoleon Bonaparte is quoted as saying: “War must be made as intense and awful as possible in order to make it short, and thus to diminish its horrors.” As the military situation is typically evaluated from the lens of Kyiv and Russian forces are compared with Ukrainian military capabilities, left out of the mix is the influence the Russian Air Force will have on the battlefield. It would be devastating. If the Ukrainians decide to rely on fixed defenses, they seem to be preparing defensive lines near their border, the worse the impact of airpower will be. The Russians will be able to attack in depth repeatedly with airpower. Various warplanes would become force multipliers. Additionally from the air, Ukrainians could expect missions to hold territory in-depth in Ukraine by Vozdushno Desantnye Voyska (Russian Airborne Forces) or VDV.

Ukrainian civilians being trained to use small weapons in preparation for war (above). Ukrainian civilians continue to make very brave declarations that in the event of Russian invasion, they will rush to the defense of their towns and cities, create an insurgency, and engage in guerilla warfare. Again, the higher that one makes the risk out of proportion to the gain, there is less chance a proposition will be ignored. There is surely a political warfare aspect to all that talk. Deterrence is not limited to bean counting military strength and capabilities and matching them up for both sides. The Ukrainians are making it clear that the war will be far more costly in terms of casualties and strain on resources than might be worth the risk. French Emperor Napoleon Bonaparte is quoted as saying: “An army’s effectiveness depends on its size, training, experience, and morale, and morale is worth more than any of the other factors combined.” Perhaps it would be hoped that talk of an insurgency would conjure up thoughts and memories of the dreadful experience of the Soviet Army in Afghanistan, in which Ukrainian veterans, then Soviet soldiers, shared with their then Russian comrades, and the meat-grinder that was Chechnya in which Russian soldiers endured alone.

Ukrainian civilians continue to make very brave declarations that in the event of Russian invasion, they will rush to the defense of their towns and cities, create an insurgency, and engage in guerilla warfare. Again, the higher that one makes the risk out of proportion to the gain, there is less chance a proposition will be ignored. There is surely a political warfare aspect to all that talk. Deterrence is not limited to bean counting military strength and capabilities and matching them up for both sides. The Ukrainians are making it clear that the war will be far more costly in terms of casualties and strain on resources than might be worth the risk. “Le Petit Caporal“, Napoleon, has also been quoted as saying: “An army’s effectiveness depends on its size, training, experience, and morale, and morale is worth more than any of the other factors combined.” Perhaps it would be hoped that talk of an insurgency would conjure up thoughts and memories of the dreadful experience of the Soviet Army in Afghanistan, in which Ukrainian veterans, then Soviet soldiers, shared with their then Russian comrades, and the meat-grinder that was Chechnya in which Russian soldiers endured alone.

Certainly, Russian Federation Army commanders are more convinced by what they see than what they hear in the international newsmedia. Kyiv must also recall that while Putin was Russian Federation President, the civil war in Chechnya was fought to its conclusion. Lessons learned from that experience, and some appear to have been applied here and there in Syria. One obvious tack applied was using more airpower, less ground troops. Urban areas were practically obliterated by high altitude bombing. No pilots were flying on the deck with the Russian government’s property to eyeball targets and check for civilians in the vicinity. Russian ground troops were not invested so much in urban battles. There were no close quarters battles fought by large Russian units. As long as bold declarations to create an insurgency against Russian troops continue, the less chance care will be given to avoiding civilians during a Russian invasion.

Justum bellum quibus necessarium, et pia arma quibus nulla nisi in armis relinquitur spes. (War is just to those for whom it is necessary, and to take up arms is a sacred duty with those who have no other hope left.) In the aftermath of an invasion, Ukrainians civilians, thereby any insurgents mixed among them, might be hemmed into zones by Russian forces. In a horrific twist, the more difficult zones would be better defined as killing zones, in which “cooperative Ukrainians would be separated from more difficult ones. Insurgents in those zones would be required to punch above their weight, likely against the FSB as well as the VDV and other well-suited Russian Federation Army units. They would perhaps need to do that long past the point when reasonably the towel might be thrown. Russian forces could be best informed of how to effectively use such a method by its allies in Beijing. Paramilitary police units of the People’s Republic of China Ministry of Public Security have developed an expertise in this sort of thing. To that extent, an arrangement might be made with Beijing to provide “a sufficient number of advisers” to assist in the prospective zones. (Putin would likely love to have the Chinese involved in some fashion. He would prefer to share claim to such villainy with China.) It all may seem fanciful, too imaginative, but one must consider the absolute madness of the current circumstance itself, and judge this possibility in that context.

Troops of the VDV on the move, mounted on a BTR-82A. Those mounted in the foreground are providing overwatch to the left (above). On the face of it, in the aftermath of an invasion, Ukrainians civilians, thereby any insurgents mixed among them, might be hemmed into zones by Russian forces. In a horrific twist, the more difficult zones would be better defined as killing zones, in which “cooperative Ukrainians would be separated from more difficult ones. Insurgents in those zones would be required to punch above their weight, likely against the FSB as well as the VDV and other Russian Federation Army units. Russian forces could be best informed of how to effectively use such a method by its allies in Beijing who have developed an expertise in this sort of thing. To that extent, an arrangement might be made with Beijing to provide “a sufficient number of advisers” to assist in the prospective zones. It all may seem fanciful, too imaginative, but one must consider the absolute madness of the current circumstance itself, and judge this possibility in that context.

Despite what is being patriotically exclaimed before any unwanted hostilities begin, Ukrainians might consider that political will might not exist in Western capitals after a Russian invasion to arm an insurgency against the Russian Federation Army which would be fought just across its own border in 2022. They only need to look at how Crimea has turned out. For greatcharlie, that is a hard saying. Further, Putin may have a plan for such the contingency of an insurgency supported by Western countries. Putin may choose to up the ante by repositioning several intermediate range missiles westward placing NATO Members at immediate risk of nuclear attack. Reasonable national leaders might believe Putin was being pushed over the edge and insist, out of concern for the well-being of their own countries’ security, that assistance to the insurgency be halted. 

Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.) Putin likely found the “come hell or high water” decision to withdraw from Afghanistan despite conditions on the ground most instructive. The manner in which the US scrambled out of the country higgledy-piggledy was unexpected. When the decision was made to evacuate, policymakers and decisionmakers seemed to give insufficient care as to the lasting impression it would leave on thinking about the current administration in most national capitals, to include Moscow. He could have made the assumption that the US would behave in the same way if Russian forces, in some robust, noisy fashion, charged into Ukraine. In a high stakes game of chicken, until the last moment, one can hope the other guy will flinch.

Ukrainian Military Capabilities 

Truth be told, waiting for Russian forces to get deep enough into Ukraine to face ground units with javelin and stingers would be very polite, but self-defeating. It should be acknowledged that once those systems are fired, Russian commanders would know the positions of those units with the weapons, deduce their comrades similarly armed and their resupply were both nearby. (If they did not already have that information as a product of intelligence, surveillance, and reconnaissance, in a process of elimination in the truest sense of the term,, Russian commanders would sufficiently pummel those positions with firepower making the survival of those troops and their equipment unlikely. They would be far more amenable to expending large stockpiles of artillery rounds and rockets than to losing soldiers.

In brief, to really assist Ukraine, to give it a chance to break up and knock back any aggressive move by Russian forces, an abundance, hundreds, of deep strike assets could be provided to Ukraine in order to allow its ground forces to rapidly put direct and indirect fires on Russian armor and mechanized forces inside Russia at their lines of departure, assembly areas, and follow-on units in marshaling yards, and even transport hubs as soon as Russian forces cross the border. They could target equipment and facilities. Artillery units would need to act before superior Russian air assets and rockets and artillery can direct fire on available firing positions. Ukraine would need to operate a sufficient number of artillery pieces and rocket launchers so that enough batteries could potentially survive a blazing opening Russian bombardment. As was true when Russia engaged its troops in the fighting in Syria, the world will doubtlessly see some new, powerful weapons employed for the first time.

Acquiring massive amounts of heavy artillery and rockets and attempting to absorb the system in formations as quickly as possible at this stage would be a challenge. However, Ukrainian forces could rapidly establish highly mobile hybrid task forces of artillery, engineer, transportation, and special forces units which could operate the new weapons. Trained to mass fires on targets, remain highly-mobile, and to survive against an adversary with considerable counter-battery capabilities, the hybrid units could be placed under a new command dedicated to striking at Russian forces in depth to attrit their numbers and in doing so have a decisive impact in the battlefield. Command and control could be managed through rudimentary communications (e.g., Morse code and mirrors, even a relay system, could be used to synchronize attacks on preset coordinates along the likely line of advance, lines of communication, etcetera.). If there is no intention to try to act decisively on day one, it might be better to just let Russian forces move in, with albeit kamikaze-like attacks upon their armored and mechanized formations by small units to delay, disrupt and divert them, and pray for decisive outcome through a long and hard-fought insurgency.  Continue reading

Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help

Russian Federation President Vladimir (above) at the International military-technical forum “Army-2021” at the Patriot Congress and Exhibition Centre, Moscow, August 2021. Putin ostensibly wants the US and its allies to understand that their military activities in Ukraine, too near Russia’s borders, are moving very close to a red line for him. Ostensibly to achieve that, he has massively built-up Russia Federation military forces perilously close to the border with Ukraine. Some in the West believe Putin intends to do a lot more than just build up military forces defensively and negotiate. Multiple analyses of Western foreign and national security policy bureaucracies have concluded that he plans to invade Ukraine. In that way, the current situation concerning Ukraine has become an inflexion point in US-Russian relations. Still, more appears to be involved here than Putin just being the Putin he has been over four US administrations. If the US is to get a real handle on relations with him, not just a perceived one, a more useful understanding of the man will be required. To that extent, what may lie beneath the surface of Putin, the person, will be briefly scratched a bit here.

Regarding the massive build-up of Russia Federation military forces perilously close to the border of its neighbor, Ukraine, and alarming activities that may indicate those forces will invade it soon, Washington and Moscow continue to wave their fists at each other. Moscow has denied having any intention to attack Ukraine and has explained away its buildup of troops as being a defensive measure. By building up military forces near Ukraine, which is all he has actually done physically at this stage, Russian Federation President Vladimir Putin ostensibly would like to cause the US and its allies to understand that their military activities in Ukraine, too near the Russian Federation (hereinafter referred to as Russia), are moving very close to a red line for him. Putin insists that the US and its allies provide Russia with signed guarantees to refrain from expanding NATO to include Ukraine and Georgia and limiting their military activity near Russia’s borders, particularly in and around Ukraine. However, some in the West believe that Putin intends to do a lot more than just build up military forces defensively and negotiate. Reportedly, multiple analyses of Western foreign and national security policy bureaucracies have concluded that he plans to invade Ukraine. In that way, the current situation concerning Ukraine has become an inflexion point in US-Russian relations. Ukraine was a flashpoint during the administration of US President Barack Obama in February and March of 2014. It was then that Crimea, Ukraine, was quietly and orderly captured by Russian troops dubbed “the green men.” The Obama administration was similarly at odds with Russia over Syria, mutants mutandis.

Putin seems to enjoy being seen fighting the good fight against Russia’s old adversaries the US and its allies.On the other side of the coin, dealing with Russian moves, Russian aggression, has become more tiresome for US administrations and Western capitals as much as anything else. Yet, Putin has not challenged the US mainly as a result of some domestic political consideration, or even less likely boredom or some vanity. Putin did not move so many troops to Russia’s western border because that area is more commodious than the locations they were previously based. Assuredly, Putin harbors negative thoughts and feelings toward the US and choices made by decision-makers that concern Russia in a significant way. Asked to bend: retreat back away from a matter, it is unlikely that he would without acquiring “concessions” from the US and its allies. He has issued preconditions concerning an agreement on “NATO expansion” already. (Perhaps he did not issue preconditions before entering any talks because he even realized that would be going a bit too far.) One would imagine he entered into this venture thinking, hoping he could potentially get what he wanted without having Russian forces fire a shot. it does not appear that Putin and his advisers are not too far down the road to change course. However, greatcharlie agrees that he would probably go into Ukraine if at some moment he feels it is, as it likely would have been determined by him along with his advisors and war planners in advance, to be the right time to do so. One would do no more than justice to Putin by presuming he long contemplated his military moves before cutting orders to get them rolling. He is certainly not moving step by step in what might be described as a hot-headed manner. Still, the larger decision to act as he has regarding Ukraine may very well be the result of a miscalculation. It is the unsought, undesirable job of the West to help him see that.

Inquiry into the fruit of things requires consideration of how Putin may view the situation. Russia has been led by Putin and his thinking from the posts of president and prime minister since 2000. A positive relationship with Russia has not been maintained by the US. There are many patterns apparent in his repeated confrontations with the West. Some eyes in the West appear somewhat closed to what may be happening with the Russian Federation President from the inside. What currently plagues the relationship is more than Putin just being the Putin he has been over five US administrations. The threat of the use of force, even mutual destruction, underlies Washington’s diplomacy with Moscow. The idea being that a somewhat expansionist, yet plainly aggressive, Putin can be made to behave as desired by placing a club at the end of the path he is traveling. He is ostensibly put in a position to act reasonably before he reaches it. It would go a long way to explain the somewhat unbroken string of unsuccessful interactions of US administrations with him, if the problem is that no useful perspective of why Putin has responded so aggressively has been developed. If the US is to get a real handle on relations with him, not just a perceived one, a more useful understanding of the man will be required. To that extent, what may lie beneath the surface of the intractable Putin, the man, will be briefly scratched on here. New light is shed on the man by using a different lens. There may be something about his inner self repeatedly being manifested and must be looked at from the correct angle. The aim is not to shoot down other analyses, but hopefully to add to them in a way to figuratively help put the reticle of some analysts on the bulls-eye. Offering what may be a few missing links might create an improved understanding of Putin and his actions, lifting thinking on Putin, to a degree, up from the region of the commonplace. Periclum ex aliis facito tibi quod ex usu siet. (Draw from others the lesson that may profit yourself.)

The Russians are coming! A mixed formation of Russian attack and transport helicopters moving toward their target during the Zapad 2021 military exercise. (above). If Putin decides to go into Ukraine, firepower, astronomically massed, from ground, air, and possibly from sea assets, would likely be used to destroy Ukrainian forces in the field, and in depth as far back as units held in reserve or even on training bases. Relentless fire from air and ground would be utilized to support the movement of forces inside Ukraine. What might have been identified as the front line of Ukraine’s defense would figuratively become a map reference for Hell. Imaginably, the main objective of the deployment of Russian forces would be to create a sufficient buffer in Ukraine between Russian and “ever expanding NATO forces.” In performing this task, Russian forces would ensure territory and forces that might remain in Kyiv’s control would be of less utility to NATO as potential a launching pad for a ground attack on Russia and could not be used as part of a larger strategy to contain Russia at its own border.

The Situation: What Could Russian Forces Do?

From what can be gathered about the situation, the US Intelligence Community has concluded that the Kremlin could be planning a multifront offensive involving up to 175,000 troops. An estimated 100,000 Russian troops have already been deployed near the Russia-Ukraine border. Satellite imagery has revealed a buildup of Russian tanks and artillery as well as other gear near the border, too. Reportedly, online disinformation activity regarding Ukraine also has increased in the way it did in the run-up to Russia’s 2014 invasion of Crimea. According to the New York Times, the most evident scenario given the scale of troop movements on the ground is a Russian invasion of Ukraine may not be to conquer the entire country but to rush forces into the breakaway regions around the cities of Donetsk and Luhansk, or to drive all the way to the Dnieper River. Purportedly at the Pentagon, “five or six different options” for the extent of a Russian invasion are being examined. Suffice it to say, Moscow calls such assessments of Russia’s intentions slanderous ravings. Russia denies it is planning an invasion and, in turn, accused the West of plotting “provocations” in Ukraine. Russian Federation Ministry of Foreign Affairs spokeswoman Maria Zakharova, who unfortunately does not exactly have a watertight record for tying her statements to reality, laid it on thick in the newsmedia, alleging Western and Ukrainian talk of an imminent Russian attack was a “cover for staging large-scale provocations of their own, including those of military character.” It is really disempowering to put out such a message. 

If Putin decides to go in, firepower, astronomically massed, from ground, air, and possibly the sea assets, would most likely be used to destroy Ukrainian forces in the main battle area and in depth as far back as units held in reserve or even on training bases. Relentless fire from air and ground would be utilized to support the movement of forces inside Ukraine. What might have been identified as the front line of Ukraine’s defense would figuratively become a map reference for Hell. Russian forces would most likely be deployed in a way to prevent the resurrection of Ukrainian forces in areas which Russian forces have captured. As for reinforcements or reserves, the rest of Russia’s armed forces would be right across the border in Russia. Imaginably, the main objective of the deployment of Russian forces would be to create a sufficient buffer in Ukraine between Russian and “ever expanding NATO forces.” In performing this task, Russian forces would ensure territory and forces that might remain in Kyiv’s control would be of less utility to NATO as potential a launching pad for a ground attack on Russia and could not be used as part of a larger strategy to contain Russia at its own border.

A stern fact is that the Ukrainians will hardly receive enough military aid from partners and friends, particularly Javelin handheld anti-tank rockets and Stinger handheld antiaircraft rockets, fast enough in the short-term to check a well-coordinated, rapid advance of heavy Russian forces. In the most favorable assessment, they might be able to supply them with enough to hurt Russian forces and perhaps “tear off an arm.” Having experience in contending with somewhat recent Western efforts to assist Russia’s adversaries and those its allies in Syria, Georgia, and Ukraine militarily, perhaps a special task force has been organized and assigned in advance, among other things, to: monitor the delivery, stockpiling of Javelins, Stingers and other weapons systems shipped to Ukrainian forces; maintain real-time knowledge of the distribution and location of those weapons; destroy those weapons systems; and, destroy or support actions by other Russian military units to destroy Ukrainian military units to which those weapons were distributed. That hypothetical task force would also likely be tasked to monitor–covertly surveil the intelligence activities and military operations of–Western countries as they relate to supplying Ukraine with special military capabilities. As for an insurgency in captured areas after an invasion, doubtlessly Russian security services have some sinister plan to cope with that contingency that will not be speculated upon here.

Amat victoria curam. (Victory loves preparation. [Victory favors those who take pains.]) As aforementioned, Putin is hardly acting on impulse, making it up as he goes along. Evidently, Putin believed acting now militarily would best serve Russian interests as he perceives them, not knowing whether the opportunity would present itself again. His decision suggests to the mind that events have apparently moved in some way that enough boxes were ticked off to allow a well-thought out plan based on facts, calculations, possible opposition moves, and predicted outcomes, to be green-lit. To that wise, one might presume any and every coercive economic measure possibly levied against Russia by the West would doubtlessly be anticipated by him. One also might presume he has some plan, stratagem, to counter such steps short-term and long-term. Watching the West interact with Ukraine since the collapse of the government led by his stern ally former Ukrainian President Viktor Yanukovych in February 2014 as a result of Euromaidan, the Revolution of Dignity, Putin likely feels more and more that he is being “rock souped.” Surely, from his lens, the military dimension of the relationship remains at the forefront of Western expansion eastward. NATO forces are creeping closer to Russia’s border, and the government in Kyiv is hopelessly pulled further away from Moscow’s reach. Putin might believe any reasonable observer would accept and agree with his thinking about a threat from the West, and that his logically reached perception has actually been fostered by Western actions.

Ukrainian troops training with the FGM-148 Javelin, a handheld, shoulder-fired precision missile system designed to destroy tanks and other armored vehicles, as well as hovering helicopters (above). The Ukrainians would hardly receive military aid from partners and friends fast enough in the short-term to check a well-coordinated, rapid advance of heavy Russian forces. In the most favorable assessment, they might be able to supply them with enough to hurt Russian forces and perhaps “tear off an arm.” Having experience in contending with somewhat recent Western efforts to assist Russia’s adversaries and those its allies in Syria, Georgia, and Ukraine militarily, perhaps a special task force has been organized and assigned in advance, among other things, to handle all aspects of that matter. As for a post-invasion insurgency, surely Russian security services have some sinister plan to cope with that contingency that will not be speculated upon here.

Admittedly, it is surprising how much Putin has done to signal that he is considering a move into Ukraine. However, there is surely an art that moves Putin’s mind. One might presume that as he initially staked the situation with regard to the US, almost nothing communicated through telephone conversations or bilateral talks alone would be enough to compel the US to act as he wished. The potential use of military force could not exist as an abstraction, being left to the imagination of Western national leaders and their advisers. With a build-up military force, he could illustrate, convince US decisionmakers that the threat of military action was real.

Surely Moscow closely observed events as they developed in the border crisis between India and China. Although it has been repeated as of late that China backed down to India on the matter of the border crisis in which occasional gunfire was exchanged and lives were lost. The common wisdom is that the aggressive moves it made with ease against India placed China in a situation which in the long run would prove too consuming, too difficult to handle and contrary to national interest, particularly such an approach can have an impact economically. There was also too little gain for China both geostrategically or geopolitically as compared to the potential loss suffered from such an investment. 

An odd advantage that Putin has is that the US will act in a fairly predictable fashion. There is less for him to fear of some random, unexpected decision from the US than the US may fear about such a choice made by him. Placed in a trying position, which Putin surely hopes he has done, a certain reality would need to be faced by US decisionmakers. Conceivably, he would expect the top military officers and officials at the Pentagon (US Department of Defense) to see the situation straight. Indeed, he may be hoping the Pentagon would be the voice of reason, the source that will explain that the real possibility exists for the situation to get out of control if the US were to commit itself too heavily to Ukraine’s defense. That would seem especially true if US decisionmakers contemplated having to act if both Russia moved on Ukraine and China moved on Taiwan almost simultaneously. That is a real possibility despite how fanciful it may sound. Tremendous pressure would be placed on the available military resources of the US and its allies. It would seem unlikely to Putin that decisiommakers in Washington would sink themselves deeper into a situation in which only bad choices were left available. C’est comme ça! However, Putin still cannot be absolutely certain that Washington would parse out the situation as he has. He has the task of showing it this perspective and convincing it to acquiesce to at least most of his demands.

The clever bit for Putin would be to determine what military action by NATO, if any, would be taken to physically halt a Russian advance into Ukraine. To that extent, Putin may have assessed that with regard to Ukraine, as well with Taiwan, policies of past eras are no longer viable under current circumstances. The military forces of Russia have been transformed. Insofar as Putin is concerned, unless the US planned to transport the bulk of its armed forces into Ukraine and nearby, any challenge by the US and its allies that included military action would mean recklessly placing some small set of their forces in great peril. Russia would not back down once hostilities were initiated. Again, fighting along its own border would allow Russia countless advantages to bear on its prospective opponent. It would truly be absolute madness for Washington to commit its forces to the fight without some clear way to win or create some acceptable circumstance they could not have achieved without firing a shot. Ironically, in the name of global peace and security, to avoid a nuclear Armageddon, it would need to let its declared partners in Kyiv fall. Even though the US public today is uninterested in starting foreign wars, if the Biden administration commits the US to a fight that would have an uncertain purpose and outcome, it would garner great attention from the public, and very likely fail to get its approval. To the extent that these considerations factor in Putin’s calculus, he would most likely find Washington’s stated position on Ukraine to be unrealistic and unreasonable. It only makes sense as long as Moscow does not act.

If efforts at peace fail, it is not completely clear to greatcharlie whether Putin would want all of Ukraine or just some of it: Donetsk and Luhansk for instance. If he wants more, his plans may likely include capturing Kyiv and establishing a new Ukrainian government. That would take up an enormous amount of time, resources, effort, and political capital. Putin seems too shrewd to rush into something as colossal as administering Ukraine. Still, no one is infallible. Putin has been known to miscalculate. It was a gross miscalculation to interfere with the US elections in 2016, an action Putin has repeatedly denied despite the fact that direct proof of Russian meddling has been presented on by US intelligence and law enforcement organizations. If Putin acts militarily in Ukraine and successfully captures enough territory to his content–at least on paper he should be able to with some ease, he would again be looked upon as a shining hero among supporters. The effort by NATO and the West in general to deter him would be depicted as a debacle. If he fails to make gains against the Ukrainians and capture sufficient territory, the failure would be an enormous defeat for Putin. It is possible that the rippling effect of such a prospective defeat would lay the groundwork for his departure as Russia’s leader.

US President Joe Biden (left center) and Russian Federation President Vladimir Putin (right). As aforementioned, Putin is hardly acting on impulse, making it up as he goes along. Evidently, Putin believed acting now militarily would best serve Russian interests as he perceives them, not knowing whether the opportunity would present itself again. His decision suggests to the mind that events have apparently moved in some way that enough boxes were ticked off to allow a well-thought out plan based on facts, calculations, possible opposition moves, and predicted outcomes, to be green-lit. To that wise, one might presume any and every coercive economic measure possibly levied against Russia by the West would doubtlessly be anticipated by him. One also might presume he has some plan to counter such steps short-term and long-term.

The View from the US

In remarks before meeting with his Infrastructure Implementation Task Force on January 20, 2022, US President Joe Biden laid out his position on a potential invasion of Ukraine by Russian forces. Biden, who would not expect to speak idly on such a grave matter or any matter, for that case, stated: “I’ve been absolutely clear with President Putin.  He has no misunderstanding.  If any–any–assembled Russian units move across the Ukrainian border, that is an invasion.  But–and it would be met with severe and coordinated economic response that I’ve discussed in detail with our allies, as well as laid out very clearly for President Putin. But there is no doubt–let there be no doubt at all that if Putin makes this choice, Russia will pay a heavy price. It is also not the only scenario we need to be prepared for: Russia has a long history of using measures other than overt military action to carry out aggression in paramilitary tactics, so-called “gray-zone” attacks, and actions by Russian soldiers not wearing Russian uniforms. Remember when they moved into the Donbas with “Little Green Men”?  They weren’t–they were dealing with those who were Russian sympathizers and said that Russia had no–nobody in there. Well, that includes “Little Green Men” in uniforms, as well as cyberattack. We have to be ready to respond to these as well–and decisively–in a united way, with a range of tools at our disposal.” Très, très fort!

During a two hour videolink call concerning Ukraine and other disputes on December 21, 2021, Biden also warned Putin that the West would impose “strong economic and other measures” on Russia if it invades Ukraine. Putin complained NATO is attempting to “develop” Ukrainian territory. He demanded guarantees that NATO would not expand farther eastward. Although there were no breakthroughs, the two sides agreed upon continuing communications. In greatcharlie’s December 31, 2021 post entitled, “Infrequently Discussed Issues Regarding Taiwan Likely Influencing Decisions of Communist Party of China Leaders and PLA Commanders,” it was explained that from Washington’s perspective, the door must be left open to type of contrition in diplomacy. Within time perceived to be available as conflict appears to draw near, there must exist an opportunity to amend a position. In theory, there may be an epiphany within logic and reason that leads one side to align itself with a view closely matching the other. Despite expressing concerns that Putin may invade Ukraine at any moment, there may still be some in Washington who assess and intuit, correctly or incorrectly, that since action has not been taken, with all of the tactical benefits such a surprise move would garner, it may not be taken. The delay In smashing into Ukraine may be a true lack of desire on the part of Putin to bear the burden of administering more of that country. There is the off chance that Putin may have some doubts about the military capabilities of Russian forces. The capture of Ukrainian territory may be quick and dirty but may leave unexpected problems in its aftermath. Given the way in which Biden spoke of sanctions, it is possible, despite what greatcharlie has already suggested here on this matter, that Putin may be worried about economic retaliation from the West. (Russia does not have much to shield itself from economic retaliation as compared to China, bound to the West with its products and production capabilities. The energy it provides to Europe and Nord Stream 2 are the more meaningful cards for Moscow to play. With concern to that, during the administration of US President Donald Trump, the US offered Europe a fairly decent alternative source of energy worthy of consideration.)

Putin usually plays his cards close, making it difficult to know whether some resolution might be found through a more open dialogue. No doubt officials in Western capitals are mindful of being too attached to diplomacy in coping with Putin. Each is doubtlessly versed enough in history to hark back to this infamous statement which likely has an expected chilling effect on efforts to work with him: “As long as war has not begun, there is always hope. For the present I ask you to await as calmly as you can the events of the next few days. As long as war has not begun, there is always hope that it may be prevented, and you know that I am going to work for peace to the last moment.” These words were spoken by United Kingdom Prime Minister Neville Chamberlain on September 27, 1938, during an address to the British people as concerns of war rose as negotiations between German Chancellor Adolf Hitler and himself. The tragic outcome of that effort is well-known. 

For Washington, Moscow’s actions have far greater implications than the progress of US-Russian relations. As Blinken also explained during his January 8, 2022 CNN appearance: “There are large principles at stake that go to the fundamentals of international peace and security.” He went on to note that the US is joined by international partners “to make it clear to Russia that this aggression will not be accepted, will not be tolerated.” An additional step in knocking down the idea that this crisis stands as a problem between Washington and Moscow has already been taken by the US. On January 9, 2022, US Secretary of State Antony Blinken stated very clearly on CNN: “It’s hard to see making actual progress, as opposed to talking, in an atmosphere of escalation with a gun to Ukraine’s head. So, if we’re actually going to make progress, we’re going to have to see de-escalation, Russia pulling back from the threat that it currently poses to Ukraine.” In effect, he expressed the view that despite intercession of the US and its allies, this matter remains Kyiv’s problem mainly. Looking at the crisis in that way makes it something akin to Ukraine’s “Reichenbach Falls”, the moment where Arthur Conan Doyle’s great fictional detective character, Sherlock Holmes, from The Adventures of Sherlock Holmes, originally published as twelve short stories in the Strand Magazine (1891), was confronted by his archrival Professor James Moriarty after repeatedly disrupting his criminal schemes. As the story initially went, Holmes met his end in combat with him. It was revealed in subsequent installments of the series appearing in the Strand that Holmes survived the fight, his resurrection being demanded of Doyle by the magazine’s editors to satisfy a readership made much distraught over his demise. One might hope fate will allow Ukraine to survive this crisis intact, yet there is nothing fictional about this situation. Moreover, Putin is a far more powerful opponent for Ukraine than Moriarty was to Holmes.

Putin (right) seated in a conference room at the Kremlin during a videolink call with Biden (on screen left). During a two hour videolink concerning Ukraine and other disputes on December 21, 2021, there were no breakthroughs, but the two sides agreed to continue communicating. From Washington’s perspective, the door must be left open to type of contrition in diplomacy. Within time perceived to be available as conflict draws near, there must exist an opportunity to amend a position. In theory, there may be an epiphany within logic and reason that leads one side to align itself with a view closely matching the other. There is the off chance Putin may have some doubts as to the military capabilities of Russian forces. The capture of Ukrainian territory may be quick and dirty but may leave unexpected problems in its aftermath. Given the way in which Biden spoke of sanctions, Putin may very well be worried about economic retaliation from the West.

Some Key Issues for Negotiation as the Situation Stands

Washington wants to avoid a conflict in Ukraine. For Washington, success in resolving the Ukraine crisis for the moment would imaginably mean, in brief, crafting an agreement with Russia that will relax tensions, strengthen the sovereignty of Ukraine, enhance the security of Ukraine, and ensure Russia remains committed to whatever agreement is reached. Ukrainians must be allowed to enjoy full control and use of their own territory. Ukraine would retain self-determination as a sovereign state. If Ukraine wants to join NATO that wish will be protected. (Perhaps with some disagreeable yet necessary minor alteration in the short-term.) Russia would need to take action assented to in an agreement that would confirm it has no aggressive intention. Any action that may have prompted accusations by both sides that the other was moving back to the adversarial thinking of the Cold War and the paradigm of East-West spheres of influence of the past must be addressed. Lending some further context for Washington’s efforts to negotiate with Moscow on Ukraine, Blinken, also stated during his January 9, 2022 interview on CNN that, “It’s also not about making concessions. It’s about seeing whether, in the context of dialogue and diplomacy, there are things that both sides, all sides can do to reduce tensions.” 

Recognizably, neither the US nor any government in the West wants to jump through hoops to satisfy Russia. They would all doubtlessly agree they have no reason to give up anything they have. They are not bothering Russia and Russia should not be bothering them. Even if some agreement were constructed with Moscow that they could accept, they would want to know how Russia would be held to the terms of the signed document. They would be skeptical over Russia’s willingness to adhere with anything to which it might be remotely disagreeable in the long-run. Plus ça change! All would likely agree that force should not need to be relied upon to hold Moscow to it. There is the likelihood many NATO allies and neighboring countries to Russia might sign an agreement with Russia, but would be hesitant to do so. If the US sought some collective agreement concerning the situation with Ukraine, those countries may see it as too much to ask or a manifestation of naiveté by leading powers less threatened by Russia. Some capitals would likely respond to the suggestion with reproach. Even more, they may believe the constant struggles with Russia that have created their anxieties among them about negotiating with Moscow. US officials would be up against that sort of reception and more if it sought to create some consensus among the Europeans on constructing a comprehensive agreement with Russia. Perchance if the situation is approached with a degree of gentleness and patience–“with diplomacy”–their efforts may bear fruit.

Yet, given these and other considerations that would shape a diplomatic effort in this crisis, to get a firm handle on this matter, the primary focus, as postulated here, must be placed on Putin. All that has transpired, all of the preconceived management of this crisis from the Russian side, has been the manifestation of his vigorous and masterful mind. Formulating the best response diplomatically will mean better understanding him and how he thinks. For US policymakers, decisionmakers and negotiators, finding a way, within reason, within acceptable parameters of US values and interests, to satisfy Putin and themselves will be no mean feat.

Putin (center) flanked by Russian Federation Minister of Defense, General of the Army Sergey Shoigu (right) and Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov (left). Recognizably, neither the US nor any government in the West wants to jump through hoops to satisfy Russia regarding Ukraine. Even if some agreement were constructed with Moscow, all would remain skeptical over Russia’s willingness to adhere with anything to which it might be remotely disagreeable in the long-run. To get a handle on this matter, the primary focus, as postulated here, must be placed on Putin. All that has transpired, all of the preconceived management of this crisis from the Russian side, has been the manifestation of his vigorous and masterful mind. Formulating the best response diplomatically will mean better understanding him and how he thinks. For US policymakers, decisionmakers and negotiators, finding a way, within reason, within acceptable parameters of US values and interests, to satisfy Putin and themselves will be no mean feat.

Some Common Wisdom Regarding Putin

Many Western political leaders and senior foreign and national security policy officials have claimed to have the ability to look into Putin’s soul. The reviews of their skills have been mixed. US President George Bush provided the following statement on the matter on June 18, 2016: “I looked the man in the eye. I found him to be very straightforward and trustworthy. We had a very good dialogue. I was able to get a sense of his soul; a man deeply committed to his country and the best interests of his country. And I appreciated so very much the frank dialogue.” However, given his former work in the intelligence industry, his decades of experience in politics and as a national leader, Putin is the one who has mastered such an art. While he is never publicly vocal with his findings concerning other national leaders he meets, his conclusions are best manifested by the actions he takes as they regard their interests.

Every US official Putin meets likely for him becomes the avatar of Western duplicity. He will always be distrustful, and will simply study the individual seeking to gain a sense from his or her words, the nature of the conversation among the most senior US officials on Ukraine. To this extent, each conversation informs his next move, not due to its content, but due to what he perceives to lie behind their words. In many ways times have changed for Russia, and more dramatically for Putin. Russia can not exactly match the US as a global power. It cannot exactly match the power of the US even militarily. However, its capabilities have increased and it can do more things in the world now than a decade or two ago. It would appear that Putin so badly wants to get that point across.

It was never the case that Putin could have been shaped into the Russian leader Washington wanted. Moreover, Putin was never a man to be trifled with. However, these were among many ideas about Putin perhaps carried over from the tail-end of the Clinton administration, over two decades ago, when the then young president was establishing himself both at home and abroad. Perhaps it accounts for the manner in which those officials in the Obama administration approached Putin, dismissing him to a degree as something akin to a potentate, a footnote in their dealing with a Russia that was a shadow of its former self during the Soviet era in nearly every respect. There is a popular saying among many in the younger generation that “to compete, one must compare.” Officials in the Obama administration saw no comparison between the power Russia had maintained following the Soviet Union’s collapse, and the US which was at the time, and remains, the preeminent power in the world. Putin would likely posit that Washington has done more than enough since the Obama administration to push him to act as he has.

It remains a trend to look at Putin superficially. Interestingly, it allows everyone to have an equal shot at analyzing him and his moves. To that extent, time is spent, near idly, discussing how bad a person he is. (One very senior US official referred to Putin as “a killer” In May 2021.) At the core of even such unremarkable analyses must be something about the whole authentic enough to give it true weight. Yet, aspects of such analyses are often not quite logical. It is fascinating to see how simple facts may go some way to explain what might be recognized at best as a charitable position. As seasoned analysts would tell, if that product is simulated, conclusions that result from it will be inauthentic. What is left to examine amounts to a mere perception of what is going on in Putin’s mind and in his camp as compared to the hard facts. Using conclusions that result from such analyses will never allow policymakers and other senior officials to approach him in the right way. Even logical opinions are not the equivalent of fact. Truth is not an opinion. In the defense of some analysts, adhering to such a limited, official approach to Putin could hardly be described as neglectful. Perhaps considerations outside of what is generally accepted are avoided in fear of being castigated for devoting time and effort to trivialities. There must be something stronger that lends an understanding of his state of mind

Another problem arises when such views, despite all that is wrong about them, are adopted unconsciously by senior policy officials or worm their way into analyses, and even worse, as a possible result of that contamination, more apposite aspects may fail to receive sufficient or any treatment. It is hardly deliberate. They may appear as trifles, made imperceptible by the fact that they are notions, too commonplace in the mind to raise concern. Nonetheless, they are damaging much as the microscopic virus that can fell a world class athlete.

The West’s position on Putin as it stands today is that Putin has a mind to have Russia serve as the follow-on to the Soviet Union and claim its status and glory as a power. The enterprise has faced some rough patches over the years, but has progressed nonetheless. Putin’s actions in countries formerly aligned with the Soviet Union or were under its influence decades ago have been his targets and he has managed to get the attention and response from the West led by the US, the adversary of the erstwhile Soviet Union. It sounds bad enough for his neighbors, the West, and all others interested in maintaining stability and security in their countries, regions, and the world. Yet, in taking that tack, he has to an extent guaranteed Russia would remain stuck, limited to being a only simulacrum of the Soviet Union, a shadow of the past. Granted, Russia may be seen as possessing formidable military forces, with new weapons developments and declarations of the intention to defend its territory and its interests, but not a country that was advancing politically, economically, or socially, seeking to elevate to something better. Not to offend, but perhaps that was the best he could ever expect from his people.

Putin (right) and US President Bill Clinton (left) at the G8 Summit in Nago, Okinawa Prefecture, Japan, in July 2000. When Putin became Russian Federation President, he took the seat created for Yeltsin at the G8. Perhaps the other G8 leaders felt that it was important to keep Russia in the G8 for the same reasons it was brought in but also hoped that keeping Putin in their circle might stir and help sustain a great desire within him to make Russia a country “like to one more rich in hope.” Other national leaders of the G8 may have thought that Putin would passively acquire an appreciation of their world, imagine the potential of a rejuvenated Russia fitting into their world, and acquire similarities with them. However, their eyes appear to have been closed to what was happening with Putin and Russia and why the move was nearly doomed to fail to ameliorate East-West tension in the long run due to his personality, no offense intended.

Missteps in Responding to Putin Somewhat Downplayed

The formal inclusion of the new Russian Federation in the high realms of international politics following the collapse of the Soviet Union was nobly attempted. A seat in the Permanent Five Members of the UN Security Council was inherited from the erstwhile Communist state. As important, Russia began to engage in separate meetings with leaders of the intergovernmental group of the leading economic powers, the G7, in 1994 while Russian Federation President Boris Yeltsin was in office. Russia formally joined the group in 1997 at the invitation of US President Bill Clinton and United Kingdom Prime Minister Tony Blair. This noble step was ostensibly taken in the name of international peace and security. Surely, inviting Russia to join the G7 was more than a friendly gesture and a fresh start. Membership would plug Russia into the international order, forestalling any burgeoning sense that if left isolated, control in Moscow might fall fully into the hands of organized crime groups, and so would Russia’s nuclear arsenal. Russia membership would more importantly plug the G7 countries vis-à-versa into Moscow in a structured way, creating an effective, stable line of communication and political and economic influence.

When Putin became Russian Federation President, he took the seat created for Yeltsin at the G8. Perhaps the other G8 leaders felt that it was important to keep Russia in the G8 for the same reasons it was brought in but also hoped that keeping Putin in their circle might stir and help sustain a great desire within him to make Russia a country “like to one more rich in hope.” Other national leaders of what became the G8 may have thought that Putin would passively acquire an appreciation of their world, imagine the potential of a rejuvenated Russia fitting into their world, and acquire similarities with them. However, their eyes appear to have been closed to what was happening with Putin and Russia and why the move was nearly doomed to fail to ameliorate East-West tension in the long run due to his personality, no offense intended.

At the G8, national leaders would come to the big table committed to having a positive impact in not only economic affairs, but world affairs in general. The existing seven members–the US, United Kingdom, Canada, Japan, Germany, France and Italy, plus the EU–were bound by shared values as open, democratic and outward-looking societies. Russia was not a country completely devoid of desirable things, Russia possessed natural resources, particularly oil and gas which the energy industries of the other powers coveted. Certainly, Russia retained the power to destroy with its nuclear arsenal and the residue of the once powerful Soviet military. However, Russia was hardly developed enough to participate in that way as a member. 

As for Putin, he had not as yet grabbed all reins of power firmly in Russia, much as he tightly grips them today. It is not inconceivable that his political qualities were not fully scrutinized by any member state. However, more pertinently, Putin was unlikely ready to manage Russia’s stake at the G8 when first began participating in leaders’ summits. Looking into Putin’s inner-being, it is possible that Putin, while in his own way appreciating the status G8 membership bestowed Russia and him, felt well-out of his comfort zone and despite his ego, felt that the manner in which Russia acquired G8 membership was counterfeit. For Putin to be satisfied at that time, Russia would need to possess membership on his terms, legitimate terms. Within G8 meetings, Putin presented himself with grace and charm befitting his position. If Putin ever got the idea then that Western leaders enjoyed observing him outside of his comfort zone or disrespected him in any way, he would unlikely be able to hide his anger in his countenance and dwell on lashing out in some big way. Perchance at some point Putin might have imagined that the other technologically advanced countries used G8 meetings as a stage to lampoon Russia. He would be seated before them as they flaunted their economic power and progress while giving the impression in occasional off-handed comments and perhaps in unconscious condescending behavior toward him, that they imagine everything about Russia being tawdry and slipshod, particularly its goods and services, and would describe its industrial centers resembling a carnival the day after the night before. Perhaps such thinking could be said to have some validity given that such was essentially the case in early post-Soviet Russia. Putin had already brought to the table a sense within himself that Russia remained vulnerable to Western plans and intentions. That sensibility seemed to stick regardless of all else good that came his way through the G8. The G8 experience overall may have left a bad taste in his mouth. It is likely other group leaders may not have imagined that would be the outcome.

As a result of Euromaidan, power changed hands in Ukraine, and a series of measures that enhanced Western influence were taken. Putin responded robustly. The escalation of a struggle between ethnic Russians in Donetsk and Luhansk with the fledgling democratic Ukrainian government was followed by the greater step of Russia’s seizing and annexing Crimea. Crimea, at time was the sovereign territory of Ukraine, and most national capitals say it still is. Putin’s actions resulted in Russia being placed back into what was supposed to be isolation; it was put out of the G8 and hit with many punitive economic measures. Both Putin and Russia have seemingly survived it all. Although Russia was suspended from the G8–once again the G7, Russia delayed announcing a decision to permanently withdraw from the group until 2017.

Further reflecting his hot and cold impressions about the other industrial powers, although Russia was suspended from the G8, Russia delayed announcing a decision to permanently withdraw from the G8 until 2017. Surely, Putin had great concerns over the perceptions in Russia and around the world of the decision of the G7 countries. Putin appears to have had a morbid fear that the G7 countries were exercising power over Russia and himself. That would not do. By waiting, Putin retained control of that situation by choosing when Russia would depart and then exist in the substitute reality that his country had not been pushed out of the organization and marginalized. As far as he was concerned, Russia was still a member of the club of the most powerful countries. Despite everything, that recognition remained an aspiration of his. It is an apparent odd duality. Satisfying Putin’s desire for Russia to possess the ability to discuss world problems with the leaders of the most influential countries, was Russia’s continued membership in the G20–the Group of 20, in essence a group of finance ministers and central bank governors from 19 of the world’s largest economies, including those of many developing nations, along with the EU. While the G7 existed for the top-tier industrialized countries, the G20, formed in 1999, provided a forum for the discussion of international financial matters that included those emerging economies which at the time began to represent a larger part of the global economy. The G20’s aim is to promote global economic growth, international trade, and regulation of financial markets. As of 2021 there are 20 members in the group to include Putin’s erstwhile G8 partners, the US, United Kingdom, Canada, Japan, Germany, France, Italy, and the EU, and also Argentina, Australia, Brazil, China, India, Indonesia, Mexico, Saudi Arabia, South Africa, South Korea, Turkey and his Russia. To all appearances, as a G20 member, Russia plausibly retains authority in world governance. 

Una idea perplexina. (The idea is strange to us.) Intriguingly,  Putin did not attend the G20 summit in Rome in October 2021, informing the organization that his decision was due to concerns about the COVID-19 pandemic. Not to take precaution in these times would be short-sighted, but for Putin to abstain from physically attending a G20 leaders summit could indicate that the organization, for at least that moment, may have less meaning for him. Putin participated in the summit in Rome via videolink, but the optics were hardly favorable. Reportedly, Putin coughed quite a bit during the meeting creating questions in the minds of others about his condition. That seemed unusual for a man who exudes strength and robustness. (Hopefully, Putin was not feeling any real discomfort.) It was a small matter, a trifle, but perhaps it will later be discovered that it was small in the way that small movements of a needle would indicate an earthquake on a seismograph.

One must add to this story the influence of the destructive impact of the West on the Russian economy and the country’s efforts to “build back better” immediately following the collapse of the Soviet Union on Putin’s thinking. As discussed in the June 18, 2019 greatcharlie post entitled, “Why Putin Laments the Soviet Union’s Demise and His Renewed “Struggle” with the US: A Response to an Inquiry from Students,” Putin would doubtlessly explain that under Yeltsin, the Russian leadership made the mistake of believing Russia no longer had any enemies. Putin, while ascending to the top in the new Russian Federation, saw how mesmerizing “reforms” recommended to Yeltsin’s government by Western experts unmistakably negatively impacted Russia’s economy in a way referred to somewhat euphemistically by those experts as “shock treatment.” Yeltsin was unaware that Western experts were essentially “experimenting” with approaches to Russia’s economic problems. His rationale for opening Russia up to the resulting painful consequences was not only to fix Russia’s problems but ostensibly to establish comity with the West. The deleterious effects of reform recommended by Western experts’ could be seen not only economically, but socially.  In another statement made while he was acting President in 1999, Putin diplomatically explained the consequences of relying upon foreign experts for assistance. He stated: “The experience of the 90s demonstrates vividly that merely experimenting with abstract models and schemes taken from foreign textbooks cannot assure that our country will achieve genuine renewal without any excessive costs. The mechanical copying of other nations’ experience will not guarantee success, either.” Once fully ensconced as Russia’s leader, he would publicly state that the greatest danger to Russia comes from the West. He also brought that sensibility to the G7 table with him. 

One might go as far as to say apparently none of the negative perspectives, memories that Putin held regarding the West were revealed. He concealed them with sangfroid and equanimity. Yet, he likely thought of them by day and nursed them by night. Inclusion was not enough to stem those feelings or his responses to Western moves albeit in Russia’s direction. Once power changed hands in Ukraine, and a series of measures that enhanced US influence were taken, Putin responded robustly. The promotion of a struggle between ethnic Russians in Donetsk and Luhansk with the fledgling democratic Ukrainian government was followed by the greater step of Russia’s seizing and annexing Crimea, then the sovereign territory of Ukraine. His actions resulted in Russia being placed back into what was supposed to be isolation; it was put out of the G8–now once again the G7–and hit with many punitive economic measures. Both Putin and Russia have seemingly survived it all.

Putin (left) United Kingdom Prime Minister David Cameron (center) and US President Barack Obama (right) at the G8 Summit in Lough Erne, Northern Ireland in June 2013. Putin was unlikely ready to manage Russia’s stake at the G8 when first began participating in leaders’ summits. Looking into Putin’s inner-being, it is possible that Putin, though appreciating the status G8 membership bestowed Russia and him, he likely felt well-out of his comfort zone and despite his ego, felt somewhere inside that the manner in which Russia acquired G8 membership was counterfeit. Perchance Putin could imagine that the other technologically advanced countries used G8 meetings as a stage, and he would be seated before them as they flaunted their economic power and progress while giving the impression in occasional off-handed comments and perhaps unconscious condescending behavior toward him, He already brought to the table a sense within himself that Russia remained vulnerable to Western plans and intentions. The whole G8 experience may have left a bad taste in his mouth.

Putin from a Different Lens

What one might gather from this part of the story is that more than anxiety and dissatisfaction with US policies and moves, there is apparently a real sense of vulnerability in Putin toward the US and its allies. It has been a subtle and profound undercurrent in his decisionmaking and approaches toward them. Often, that sense of vulnerability has been exacerbated by efforts from Washington to make diplomatic inroads with countries Putin seems to feel belong to Russia. Note how every step taken eastward by the US in Europe, as innocuous as each may have appeared to Washington’s eyes, has led to hyper-vigilance–for example, increased intelligence and surveillance activity and aerial and naval incursions in the territory of NATO Members–and military action by Moscow. Though it has been listened to with skeptical ears in the West, Putin has said that US moves evoke his actions.

In a December 21, 2021 Washington Post opinion piece entitled, “Putin Wants Us To Negotiate over the Heads of Our Allies. Washington Shouldn’t Fall for It”, the former US Ambassador to the Russian Federation Michael McFaul lists what he identifies as Russian actions and policies undermining European security. McFaul included the following on that list: Russia well-maintains troops and weapons from the territory of the Republic of Moldova; Russia has recognized the regions of South Ossetia and Abkhazia as independent countries; Russia caotured and annexed Crimea and well-supports the separatist movements in eastern Ukraine; Russia has deployed SS-26 Iskander missiles in Kaliningrad and maintains them in other deployment locations; Russia has placed tactical nuclear weapons in Kaliningrad; Russia has engaged in assassination operations, such as those conducted in the European cities of London, Moscow, Salisbury, Berlin and Tomsk; and, Russia has aided remaining European dictators who kill and arrest Europeans exercising freedom of assembly and freedom of expression. One can only imagine Putin’s inner-dialogue as he took each step.

Cast one’s mind back to Putin’s greatest expression of vulnerability in March 18, 2014 speech declaring Russia’s annexation of Crimea. He vented his anger at the US and EU, enumerating some Western actions that fostered contempt in Moscow. He mentioned: Russia’s economic collapse, which many Russians recall was worsened by destructive advice and false philanthropy of Western business and economic experts that did more to cripple their country; the expansion of NATO to include members of the Soviet Union’s own alliance, the Warsaw Pact; the erroneous Russian decision to agree to the treaty limiting conventional forces in Europe, which he referred to as the “colonial treaty”; the West’s dismissal of Russia’s interests in Serbia and elsewhere; attempts to bring Georgia and Ukraine into NATO and the EU; and, Western efforts to instruct Russia on how to conduct its affairs domestically and internationally. Conceivably, the aggregate of US moves eastward in Europe over time have truly rattled Putin and could potentially push him over the edge. That must always be considered. If the actual intention is to irritate Putin, then there will be no firm peace ever reached while he runs Russia.

Putin (above) in an office in the Senate Building at the Kremlin. In state-to-state talks between the US and Russia concerning Ukraine a structure has been established in which talks are held in rank order. Biden communicates with Putin, and Blinken communicates with Russian Federation Foreign Minister Sergei Lavrov. On both sides, the possibility exists that a set of reactions and responses to the positions and personas have already been formed. It would only be human to color anything truly novel added to the dialogue with considerations of what had already been said. Accordingly, it might be useful to enlist an envoy who could deliver the message that will end Putin’s sense of vulnerability and give immediate legitimacy to a call for multi-party negotiations for a comprehensive agreement on European security. That individual would need to have considerable standing with Putin to deliver that message.

What Might Be Done Regarding Putin To End This Crisis?

More than once has Putin associated himself with the ideas of “West German” Parliamentarian Egon Bahr on East-West competition. Discussing NATO in an interview published on January 11, 2016 in Bild, Putin provided insight into his thinking then and now. During the interview, Putin quoted Bahr who stated in 1990: “If we do not now undertake clear steps to prevent a division of Europe, this will lead to Russia’s isolation.” Putin then quoted what he considered an edifying suggestion from Bahr on how to avert a future problem in Europe. According to Putin, Bahr proffered: “the USA, the then Soviet Union and the concerned states themselves should redefine a zone in Central Europe that would not be accessible to NATO with its military structure.” Putin claimed that the former NATO Secretary General Manfred Worner had guaranteed NATO would not expand eastwards after the fall of the Berlin Wall. Putin perceives the US and its allies as having broken their promises to avoid expanding further eastward, and doing only what is best for their own interest in the name of all countries. Putin told his interviewer: “NATO and the USA wanted a complete victory over the Soviet Union. They wanted to sit on the throne in Europe alone. But they are sitting there, and we are talking about all these crises we would otherwise not have.”

Vitae summa brevis spem nos vetat inchoare longam. (Life’s short span forbids us to enter on far reaching hopes.) Whatever it is that Putin wants to achieve, he must move faster than time wastes life. Time is not on Putin’s side. National leaders and political figures in power now in the capital of those countries of the former Eastern bloc which Putin so dearly covets to develop Russian influence are individuals of the last generation that even briefly lived while the Soviet Union had considerable influence, sway in their countries. Coming generations will only know the Soviet Union from history books. They will unlikely as a pattern, by inertia, due to insouciance  simply seek as their predecessors seek to connect with Moscow. The benefits of connection to the West will be well understood by them. Relatives who in the past decades who immigrated West would likely have some influence on their understanding of those benefits. Russia simply will not compare, offer anything they would desperately want to invest in their future. Russia itself represents the past, and how bad things were, something no one should reasonably want to be like or be part of.

As greatcharlie ruminated on in its January 18, 2018 post entitled, “Trump Wants Good Relations with Russia, But if New Options on Ukraine Develop, He May Use One,” Putin very likely has considered what Russia would be like after he, as one might presume he accepts, is “called to heaven” or perhaps elsewhere, goodness knows. It would seem that now while on Earth, he is on course regarding Ukraine to saddle future generations of Russians with a country or parts of it that are still economically, socially, and politically challenged that they will need to care for, to pay for. Future generations may not appreciate that. In Donetsk and Luhansk, future generations might abandon their homelands for “the other Ukraine” or points further West. They would unlikely pour into Russia for employment, a “better life.” In the future, a Russian leader might very well try to reverse whatever Putin seems to be attempting in Ukraine due to financial strains caused, or–not to be offensive–out of decency. Taking on Donetsk and Luhansk might very well be viewed in the future as a grave miscalculation, another step toward sealing Russia’s fate as a second tier superpower. It is greatcharlie’s assessment that future generations of Russians will not want to hold on to Ukraine as leaders of Putin’s generation, with an idea to reestablish Russia to resemble the Soviet Union. This reality may have value in negotiations with Putin. 

US Secretary of State Antony Blinken (left) and Russian Federation Foreign Minister Sergei Lavrov (right) meeting at Hotel Wilson in Geneva, Switzerland on January 21, 2022. For their next diplomatic step with Moscow, US policymakers, decisionmakers and negotiators must find a way for the two sides to work together in similar positive ways to create an outcome in which they both have a mutual and balanced influence on the situation. For instance, perhaps ways in which Ukraine could be helped along the way by both the West and Russia in tandem through an agreement that would also promote the maintenance of good neighborly relations and support the establishment of strong, positive relationships overseas without anyone being irritated. Washington and Moscow could engage in an exploratory dialogue during which suggestions could be sought on how the two sides could get from where they are to where they want to be.

A Possible Way Ahead in Diplomacy

For their next diplomatic step with Moscow, US policymakers, decisionmakers and negotiators must find a way for the two sides to work together in similar positive ways to create an outcome in which they both have a mutual and balanced influence on the situation. For instance, perhaps ways in which Ukraine could be helped along the way by both the West and Russia in tandem through an agreement that would also promote the maintenance of good neighborly relations and support the establishment of strong, positive relationships overseas without anyone being irritated. Engaging in what in essence would be an exploratory dialogue, transparent and frank, between Washington and Moscow on such matters would be the first step. In that dialogue, suggestions could also be sought from Moscow on how the two sides could get from where they are to where they want to be. If the US and Russia can cooperate on matters concerning the International Space Station, surely they can cooperate on an Earthly matter as Ukraine. N’est-ce pas vrai?

In theory, enough compromise might result from the collective talks to result in an agreement that would satisfy hopes and mitigate fears on all sides. Perhaps it would become the paradigm for peace in Europe that would remain until that time a new generation of Russia leadership that would share the values of other open, democratic and outward-looking societies. After the agreement is reached, Putin would need to feel freer and be able to stand upright. The US and its allies, the EU, NATO, the OSCE, the UN, and especially Ukraine would be on a long list of those who would need to be satisfied with the plan for negotiating with Russia and the resultant argument. Creating consensus and acquiring agreement across the board on everything negotiated with Russia will take time but that course must be taken. Besides, if one is to believe Putin, and accept that he has no plans to invade Ukraine, then there is no real need to rush.

In state-to-state talks between the US and Russia concerning Ukraine a structure has been established in which talks are held in rank order. Biden communicates with Putin, and Blinken communicates with Russian Federation Foreign Minister Sergei Lavrov. On both sides, it is possible that a set of reactions and responses to the positions and personas have already been formed. It would only be human to color anything truly novel added to the dialogue with considerations of what had already been said. Accordingly, it might be useful to enlist an envoy who could deliver the message that will end Putin’s sense of vulnerability and give immediate legitimacy to a call for multi-party negotiations for a comprehensive agreement on European security. That individual would need to have considerable standing with Putin to deliver that message. It could be a former US President, German Chancellor, or European President or Prime Minister that Putin seemed to favor. Perhaps a small multinational delegation of doyens rather than a single doyen could meet with Putin. He may appreciate that. The immediate task of whoever meets Putin would be agreement to cease actions threatening Ukraine and publicly making demands for that would require its government to surrender self-determination and freedom to associate with other countries as Kyiv saw fit. The appropriate alternative suggested would be to discuss all issues. Putin would need to be convinced that everything Moscow, he, might deem pertinent could be hashed out at the suggested multi-party talks. The theme of the conversation would essentially be “Let us do everything the right way this time.” Again, Putin may appreciate that.

As for any agreement reached through multi-party talks, if Putin accepts that approach to diplomacy, more than simple guarantees must be insisted upon. Apparently, Lavrov presented a rather one-sided draft treaty to Blinken when they met in Geneva on January 21, 2022. That will not do. It was a rather incommesurate and hasty approach to the situation given its enormity. The effort to maintain Ukraine’s security, Russia’s security, Europe’s security must not only be comprehensive, it must be a dynamic process. Not to get into too much detail,, but as a comprehensive agreement, a new agreement would supersede the existing Minsk Agreement, although its terms could be referenced. Reasonably, terms of a new agreement could be built upon terms of the Minsk Agreement when directly related. Of course, the decision on that, as with everything else, is completely in the hands of the negotiating parties. All issues concerning Crimea and existing sanctions could be disassociated from these talks. Those talks could continue in their current venue. Again, the choice there is completely in the hands of the negotiating parties.

The negotiation process might require parties to take some the following steps, among many others: construct detailed plans of action on every key area as mutually recognized, each issue of contention, must be formulated to ensure greater clarity not confusion; create a security zone could be created within which zero tolerance of isolation of the agreement would be established; create firm timetables for actions as reducing the number of destabilizing forces near border; create a security zone could be created within which zero tolerance of isolation of the agreement would be established; create firm timetables for the suspension for refraining from existing actions such as military exercises; reduce the scope and scale of military exercises near the Russia-Ukraine border despite perceptions of whether they are threatening or benign; establish liaison offices in the security zone on both sides of the Ukrainian-Russian border could be created staffed by Russian and Ukrainian officers and military advisers if desired by either party; organize limited but comprehensive aerial surveillance over the security zone would be organized and appropriately scheduled; establish multiple military and diplomatic committees each with responsibilities in key areas of the agreement and respectively staffed with appropriate expertise and authority could be created to review plans for action in key established under the main agreement or hash out nagging issues could possibly exist; organize and schedule direct Ukraine-Russia talks, in a multiparty forum, at the ministerial level and deputies just below to include NATO Members and non-NATO Members in European countries neighboring Ukraine can be created.

It would be crucial to eliminate all ambiguities at the negotiating table through multilayered agreements if necessary as the process moves along. Pull all loose threads detected at the negotiating table may include using scenarios and hypotheticals. Whether a negotiating path as suggested will create stability in Europe right away, greatly improve Ukraine’s security and remove Russia’s fears, perhaps even through some very creative steps, remains to be seen. Nil sine magno vita labore dedit mortalibus. (Life grants nothing to us mortals without hard work.)

Ukraine’s President Volodymyr Zelensky (center) visiting his country’s eastern frontline in December 2021 (center). On January 9, 2022, US Secretary of State Antony Blinken expressed the view on CNN that in the end, despite the vigorous efforts of the to correct the situation, this matter is mainly Kyiv’s problem and the Ukrainians have a Russian “gun to their head.” Viewing the crisis in that way makes it something akin to Ukraine’s “Reichenbach Falls”, the moment where Arthur Conan Doyle’s great fictional detective character, Sherlock Holmes was confronted by his archrival Professor James Moriarty after repeatedly disrupting his criminal schemes. As the story initially went, Holmes met his end in combat with him. It was revealed in subsequent installments of the series appearing in the Strand Magazine that Holmes survived the fight, his resurrection being demanded of Doyle by the magazine’s editors to satisfy their readership. One might hope fate will allow Ukraine to survive this crisis intact, yet there is nothing fictional about this situation.

The Way Forward

Non enim parum cognosse, sed in parum cognito stulte et diu perseverasse turpe est, propterea quod alterum communi hominum infirmitati alterum singulari cuiusque vitio est attributum. (For it is not having insufficient knowledge, but persisting a long time in insufficient knowledge that is shameful; since the one is assumed to be a disease common to all, but the other is assumed to be a flaw to an individual.) Putin does not seek to make Russia first in Europe nor match the power and position of the US in the world. Russia lacks the wherewithal, the resources,, and a lot of other things required to accomplish such objectives. However, Putin does want to control what he claims to be in Russia’s “near abroad”: the former Soviet republics on its border. As the US and its European allies become more engaged with them, it becomes less likely that he will be able to accomplish that goal either. If the US and its allies were not enough trouble for Putin, his “friends” in Beijing have been knocking on the doors of those near abroad governments, making enticing, huge offers, which Moscow cannot match, to invest in their economies and support industrial and infrastructure development as a way to enhance ties–albeit perhaps not always in a legitimate way. Unfortunately for Putin, he was unable to shape Russia’s position in the world positively over the past two decades, by transforming the country to be a contributing member as an advanced industrialized, economic power, and present Russia as anything close to an alternative as a partner to its neighbors. Russia remained a country from which villainy of some sort was expected more than anything else. Unable to sway the capitals of bordering former Soviet republics to Russia’s camp, it would seem he made the decision a while back to use brute force. US decision-makers should not simply expect Putin to get a hold of himself, and get a grip concerning the use of greater military force in Ukraine. He already moved on Crimea, so for many, no points could be argued that would convince them that he would not do more. The capture of Crimea may have actually been only the first phase in a plan of far greater conception concerning Ukraine.

Washington wants to avoid a conflict in Ukraine. For Washington, success in resolving the Ukraine crisis would likely mean crafting a sustainable agreement with Russia, within acceptable parameters of US values and interests, and that is the rub. Some national leaders in Europe might go as far as to say aggression simply resides in Putin and it is too late for any worthwhile diplomacy with him. They may need to overcome an anxiety over the history of Russian behavior before altering their thinking on that. Still, at the same time, no responsible party involved in this matter wants war. Given how Putin thinks, more than aggression and dissatisfaction with US policies and moves inform his actions. A real sense of vulnerability in Putin toward the US and its allies has been a subtle and profound undercurrent in his decisionmaking and approaches toward them. That sense of vulnerability is intensified by Washington’s efforts to make diplomatic inroads with countries Putin seems to feel belong to Russia. Putin has actually said that US moves evoke his actions, which thereby are actually reactions. That is hardly something he, or any military commander, would want to admit or to accept.

As suggested here, US policymakers, decisionmakers and negotiators must find a way for the two sides to work together in similar positive ways to create an outcome in which they both have a mutual and balanced influence on the situation. For instance, perhaps ways in which Ukraine could be helped along the way by both the West and Russia in tandem through an agreement that would also promote the maintenance of good neighborly relations and support the establishment of strong, positive relationships overseas without anyone being irritated. Some, despite everything presented here, albeit in brief, might contend that there is little obvious room for compromise from either side. However, the referee has not yet blown the whistle for full-time. It has always been greatcharlie’s contention that smart people are usually able with the appropriate amount of effort to find answers to problems. A posse ad esse. (From possibility to actuality.)

Infrequently Raised Issues Concerning Taiwan Likely Influencing Decisions of Communist Party of China Leaders and PLA Commanders

Map of Taiwan (above). Note on the map that part of Taiwanese population lives on islands in the Taiwan Strait and the East China Sea, perilously close to the shore of Mainland China. Despite being a tacit ally, and over the years occasionally directly declared one by some hardline US politicans, Taiwan is understood internationally to be part of China, and Beijing refers to it as a province. China says it has held claim over the island since 239 AD. There could be no greater insult to Beijing than to hear Washington come close in words to declaring Taiwan to be an ally and within its sphere of influence and that maintaining its independence falls within US interests. It is uncertain how much longer People’s Republic of China President Xi Jinping and other Communist Party of China leaders will be able to stomach what they likely perceive as the shameful global image of their new China, after literally centuries of subservience to Western powers, still unable to claim its own sovereign territory from them. Examined here is how this sentiment and others infrequently broached likely influence Party and People’s Liberation Army decisionmaking on Taiwan.

It is uncertain whether the US and its allies through their words and actions have successfully mitigated the People’s Republic of China’s plans to take control of Taiwan or Beijing is simply approaching the task very methodically, on its own schedule, leaving no appearance of feeling rushed to act militarily. What is clear however, under both circumstances, it is clear that perceptions in Beijing on either will ultimately determine how China will act. What those perceptions may prove to be is of concern among the US public. An April 3, 2021 Pew research study found that 89 percent of adults in the US “consider China a competitor or enemy rather than a partner.” The percentage of those who harbored “cold” feelings toward China increased from 46 percent in 2018 to 67 percent in 2021. During the same interval, poll participants in the US who held “very cold” feelings toward China more than doubled, from 23 percent to 47 percent. More than a few foreign and national security policy officials in the US and its allies, likely hope the status quo will hold fast. Imaginably, enough simple facts could be aggregated that might go some way to explain and support that position, which might be reasonably recognized as charitable. A temper of the soul wants to live in illusion. However, it must be accepted that convincing Beijing to surrender what it declares to be its sovereignty over Taiwan, may be akin to convincing a devoted mother to surrender her child. The Communist Party of China may even say its lead by an even deeper sense of a rightful custody. This is a very dangerous business and it appears less than likely that some peaceful resolution will be found to satisfy Beijing regarding Taiwan given how both sides have staked their respective interests. Peior est bello timor ipse belli. (Worse than war is the very fear of war.)

In attempting to inspire thinking beyond the typically raised geostrategic issues concerning US dominance in the Indo-Pacific and China’s challenge to that and the stature it has acquired as it continues to grow as a regional hegemon, and get beyond the geopolitical dynamics of East versus West, Chinese Communism versus capitalism, the eventual victory of the Communist Revolution worldwide, and so on, one might successfully discover that there are other aspects to consider in looking at key elements that drive the thinking of the Communist Party of China on Taiwan. Further thinking on matters is always possible.

The intent of greatcharlie with this essay is to offer a few new ideas that may stimulate others to peer more deeply into Beijing’s ongoing actions and intentions. Most were inspired following it’s reread of Robert Spalding’s Stealth War: How China Took Over While America’s Elite Slept (Portfolio, 2019), on which greatcharlie posted a book review on November 30, 2021. It is unlikely that all readers will find what greatcharlie presents as agreeable, this is most likely possible in the portions of the discussion that concerns how China may approach Taiwan militarily and the discussion on the possible influence of race and history upon thinking on the US by Communist Party of China leaders. However, sometimes making the effort to stimulate new ideas requires stepping a bit onto what might be deemed shaky ground. Praeterea qui alium sequitur nihil invenit, immo nec quaerit. (Besides, he who follows another not only discovers nothing but is not even investigating.)

People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping (above). There could be no greater standing insult to a more audacious and assertive China than to stand by while Washington declares Taiwan, China’s own province, to be an ally and within its sphere of influence and that maintaining its independence is in US interests. According to the facts as one knows them, the US and China since 1971 have had an implicit understanding that Washington would not recognize Taiwan as a sovereign country, and China would take control of Taiwan by force. As the US since then has done as much as possible, short of recognition of Taiwan as an independent country, to provide support for the government in Taipei, one might reasonably sense that in the eyes of the Communist Party of China, the US, through its policy approaches toward the island, exercises its power over China. There is an art in the way Xi moves. If there is a way he can take control of Taiwan with acceptable loss by his calculus, he will very likely act.

Immediate Thoughts on US Regarding Taiwan That Likely Beat the Brains of Leaders in Beijing

Assessing the aggregate of sentiment expressed by the leadership of the Communist Party of China, one might posit that they believe their country’s stand, one-on-one with the US, which at one time for most of them appeared to be an indomitable power, is nothing less than heroic. At the same time, however, there is very likely some quiet recognition that Taiwan is a manifestation, a very apparent sign, of US dominance in the Asia-Pacific region. Despite being an tacit ally of the US, Taiwan is understood internationally to be part of China, and Beijing refers to it as a province. China says it has held claim over the island since 239 AD. There could be no greater insult to a more audacious and assertive China than to stand by while Washington comes close in words to declaring Taiwan to be an ally and within its sphere of influence and that maintaining its independence falls within US interests. The US approach on Taiwan has been conspicuously at variance to that taken toward China for decades on the economic front.

According to the facts as one knows them, the US and China have had an implicit understanding that Washington would not recognize Taiwan as a sovereign country, and China would take control of Taiwan by force. It is an agreement that resulted from US Secretary of State Henry Kissinger’s secret visit to Beijing in 1971. As the authorized version of the story goes, during talks with the People’s Republic of China First Premier Zhou Enlai, Kissinger agreed the US would “recognize the government in Beijing, not Taipei, as the only legitimate China.” During a November 15, 2021 virtual meeting between US President Joe Biden and Communist Party of China under People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping, the issues of Taiwan’s status and security were broached. Reportedly, Biden underscored that the US was still committed to the “one China” policy, guided by the Taiwan Relations Act, the three Joint Communiques, and the Six Assurances. However, he also explained that the US was strongly opposed to any unilateral efforts to change the status quo or undermine peace and stability across the Taiwan Strait.

Given that the US for quite some time has been doing as much as possible, short of recognizing Taiwan as an independent country, to provide support for the government in Taipei, one might reasonably sense that in the eyes of the Communist Party of China, the US, through its policy approaches toward the island, exercises power over China. There may also be a belief within the Party that the US enjoys exercising that power. It is uncertain how much longer Xi and other Communist Party of China leaders will be able to stomach what they may likely perceive as the shameful image presented throughout the world of their new China, a supposed power, after literally centuries of subservience to Western powers, still unable to claim what is, by its own declarations, its own sovereign territory. All of China’s taunts of becoming the dominant power in the world appear to amount to nothing more than whistling in the wind. Certainly, regarding Taiwan, China does not display itself as the rising world power that it pretends to be. 

Surely, some foreign capitals have begun to believe Its military power and capabilities have been subject to hyperbole. Indeed, many in the world, watching it all transpire might be left with the impression that there is not a thing China can do about except lie back and take it, as unpleasurable as it may feel. An October 12, 2021 Newsweek article indicated that such feelings about the unlikelihood of China doing anything about Taiwan were recorded in a poll on the island. According to a public opinion survey released on September 29, 2021 by Taiwan’s opposition-run think tank, Intelligentsia Taipei, it was revealed that despite the apparent gathering shadows, 50.2 percent of respondents were little concerned about the prospect of war with China compared to 42.5 percent who were. Moreover, 58.8 percent believed a war with China was unlikely to happen in the next 10 years, compared to 17.6 percent who thought it was probable. A slender 2.2 percent were certain war was coming within this decade.

“Peace in Our Time”

Admirably discussed in Spalding’s Stealth War, are the matters of past US administrations’ blindness towards China’s actions and intentions and the importance of how Beijing assesses how Washington would respond to a move to retake Taiwan. In his search for a reason, a rationale, a purpose, for the current state of relations with China, Spalding, led by the data available to him explains it was the “errant” policy positions of former US administrations. At the core of those policies pursued, according to Spalding, was the misguided belief that economic development would lead the way to China’s transformation to a more democratic form of government and away from Communism. As he explains it, one is left to contemplate how such a horrifying blunder could continue on for so long. Attractive lies can worm their way into the intellect.

Regarding Beijing’s assessments on Washington’s most likely response to its taking control of Taiwan, pertinent is Spalding’s focus on how preceding US administrations perceived, constructed policies, and acted on China. It would appear that in current times, the way in which the US and its allies will respond to a move against Taiwan is how it will perceive China’s action toward its overall interests in the region. Despite what most might imagine, war may not be the obvious choice. Parsing out such concerning the US must be an ongoing process, an obsession, in Beijing at the moment. It would be part of the effort to determine how the US might react when presented with a situation as an assault on Taiwan.

Quod bellum oderunt, pro pace cum fide laborabant. (Because they hated war, they were working for peace with fidelity.) Presently from Washington’s perspective, the door must be left open to type of contrition in diplomacy. Within time perceived to be available as conflict appears to draw, there must exist an opportunity to amend a position. Hypothetically, there may be an epiphany within logic and reason that leads one side to align itself with a view closely matching the other. The expectation is for senior policymakers to master the situation through their management of it. When this is the case, they can often be more precise, to an extent exact, in policy planning, formulation, and implementation. On the other hand, policymakers can sometimes be out of touch with the real situation and act on mere perceptions and perhaps faulty inferences. Errant consilia nostra, quia non habent quo derigantur; ignoranti quem portum petat nullus suus ventus est. (Our plans miscarry because they have no aim. When a man does not know what harbor he is making for, no wind is the right wind.)

There remains the real possibility that a train of atrocious, unimaginable, grave events may come to such a head that it might be impossible to wait even an hour before taking the correct action. Fighting the type of war that the US might be required to prosecute, defeat China, thwart China’s ambitions, drive it off and forever away from Taiwan might not be characteristic of certain leaders. In taking that course, there would be the potential for millions to die in China, unacceptable losses on the side of the US and its allies. Additionally, as grotesque as the thought may be, China could potentially level an unexpected, crippling blow to US naval and air forces could also result. Indeed, what might be hoped in Beijing to be a limited lighting war attack launched in the name of protecting China’s sovereignty, could become total war, a war of national survival. (Note that there is no intention by greatcharlie to put into question the personal qualities of the men and women who have honorably chosen to dutifully serve the people to the best of their abilities.) As noted in greatcharlie’s November 30, 2021 review of Stealth War, perhaps in Washington, a decision has already been made on how to proceed in such a contingency. Perhaps the decisions on the defense of Taiwan have been established as protocols. In defense of its ally, US political leaders may be obliged to comply with them. If no such protocols exist, in the end, it will boil down to what the US political leaders want from the situation, a war ending in a type of Pyrrhic victory with losses or a struggle resulting in some acceptable or tolerable new paradigm that allows for an Irenic victory, in which the two opposing sides find some resolution and at least a modicum of satisfaction. 

During the Cold War, US assessments of a possible conflict initiated by the Soviet Union and its Warsaw Pact satellites was a surprise attack across the Iron Curtain initiated with conventional weapons. As discussed in greatcharlie’s March 16, 2014 post entitled, “Obama Urges Putin to Pursue Diplomacy; After Crimea Is Firmly Under Russian Control, Perhaps He Will”, Bernard Brodie explained in his renowned work on military affairs and statecraft, War and Politics (Macmillan, 1973): “The attack might be general along the line, intended to wipe out NATO and take over Western Europe to the Pyrenees.” However, Brodie also suggested that “there might be some variation in diminished form, like what became known as the ‘Hamburg grab.’  In the latter instance, the Soviet forces would slice around the important city of Hamburg and then leave it up to us to try to take it back—which without large conventional forces we obviously could not do unless we were prepared for a nuclear holocaust.” In contemporary times, the question of how the US and its NATO allies might respond when Russian Federation forces marched in Crimea which was the sovereign territory of a NATO partner–not a Member State–in 2014. The manner in which the US responded on the Crimean matter could possibly have enormous implications concerning Beijing’s thinking on Taiwan.

Lex talionis. (The law of retaliation.) As far as one knows, central to arguments made in Beijing to take military action to gain and retain control of Taiwan, may very well be what was central to the argument on taking all available steps to subtly exploit the US investment in China’s possible development into a more democratic society; the character of the US political leadership. Indeed, as consideration of the character of US political leaders did much to place the US in the current challenging position with Beijing, it may influence a decision by Beijing to go to war. To that extent, the nature of the one who would make the decision in the US on how to respond to China’s aggression will make all of the difference.

People’s Liberation Army Ground Force General Li Zuocheng, Chief of the Joint Staff Department of the Central Military Commission (above). As far as one knows, central to arguments made in Beijing to take military action to gain and retain control of Taiwan, may very well be what was central to the argument on taking all available steps to subtly exploit the US investment in China’s possible development into a more democratic society; the character of the US political leadership. Indeed, as consideration of the character of US political leaders did much to place the US in the current challenging position with Beijing, it may influence a decision by Beijing to go to war. To that extent, the nature of the one who would make the decision in the US on how to respond to China’s aggression will make all of the difference.

Begrudging Acceptance of a New Paradigm?

Tacit and explicit threats of a military response to an assault by China on Taiwan may with difficulty be recognized as a failed effort at deterrence. Domino theories and arguments based on the like predicting China’s systematic conquest of one US ally in the Indo-Pacific region after another may fail to gain traction among the most senior decision makers in Washington. That case would be made that all along it was recognized that Taiwan’s case was quite different from that of sovereign countries in the region. If anything, in the face of Taiwan being grabbed by a People’s Liberation Army (PLA) blitzkrieg, regional allies will need to strengthen their military partnerships and coordination with the US more than ever. In the capitals in which wisdom is exalted, leaders will immediately recognize that reality.

Though very aggressive statements may be made and every coercive tool other than war, particularly economic, would surely be used, military action that may lead to devastating attacks on regional allies, increasing the loss of life, may not be seen as the best way to establish a new dynamic with a relative world power. China in control of Taiwan might be albeit reluctantly accepted as a new paradigm.

Possible War with China over Taiwan

Forecasts of all types have been made on how a conflict between China and US and its allies will ignite. Perchance there may be points in each of some value. Perhaps some are worthy of great consideration. Still, in the end, they may prove to be in the aggregate, a mass of mistaken theories, indicating that there is no certitude or uniform position established on how the PLA will come at Taiwan. For long-time China watchers and the newly interested, the near deluge of newspapers, magazine, and broadcast and online reports up to journal articles and scholarly studies on Taiwan has left available a mass of diverse assessments, making the possibility of twinkling out the most likely scenario from the pack far more difficult. Ficta voluptatis causa sint proxima veris. (Fictions should approximate the truth in order to please.)

Reuters’ Predictions

Warplanners of the armed forces of the US and its allies surely without fail have established in their professional judgment what they believe to be the most viable. There is a fairly popular theory discussed in the US newsmedia that the PLA is waging so-called gray-zone warfare against Taiwan, lending support to the theory that China’s effort to retake the self-governed territory is already underway. Gray-zone warfare reportedly includes: an almost daily campaign of threatening military exercises, aerial and naval patrols, and all manner of surveillance. China has also used sand dredgers to swarm Taiwan’s outlying islands. In response, the US and its allies have accelerated, weapons sales to Taiwan, Taiwanese regular and reserve forces have improved readiness, stockpiled munitions, organize for asymmetric warfare: It disperses and conceals hundreds of lethal, long-range missiles capable of striking at the PLA’s superior force of warships, aircraft and targets inside Chinese have been dispersed. Further reports indicate that military planners in China, the US, Taiwan, Japan and Australia are expectedly gaming out scenarios for how an attack should launch, how the island’s defenders should act, and what the likely outcome will be. As the attacker, experts recognize that China has a range of options. Options suggested include seizing Taiwan’s outlying islands such as Quemoy and Matsu and the remote Pratas Islands, military and economic blockades, or least likely, invasion. 

An intriguing November 5, 2021 Reuters online report entitled, “Reuters Investigates T-Day: The Battle for Taiwan,” examined some of the conflict scenarios. It is based on interviews with close to a dozen military strategists and 15 current and former military officers from Taiwan, the US, Australia and Japan and drawing from articles in US, Chinese, and Taiwanese military and professional journals and official publications.

It is assessed by many of Reuters‘ military experts that top PLA commanders would likely convince Xi that an invasion, even under the most volatile circumstances, would be the biggest and most complex amphibious landing ever attempted, and is beyond the PLA’s capabilities. The alternative they foresee is an effort by China to launch a devastating air and missile attack on the island’s defenses. The military objective would be to destroy Taiwan’s military, demoralize the population and force Taipei to the negotiating table before the US and its allies can intervene.

Four PLA Dong Feng-26 (DF-26) ballistic missiles (above). The DF-46 missile is feet long, 44,000 pounds, and built to carry both conventional and nuclear warheads–was designed to obliterate aircraft carriers. It has a range of 2,500 miles, which means it can strike US warships in the western Pacific Ocean, including ships based in Japan. In order to deploy a carrier’s bombers on a mission in the South China Sea, a US aircraft carrier would have to come within the range of DF-26 and other missiles that would destroy it. The sheer amount of smaller, long-range ballistic missiles at China’s disposal and the blazing speed with which these weapons travel–six thousand miles in thirty minutes–pose, at the moment, an enormous threat to US warships.

What Must Be Remembered from Stealth War

In Stealth War, Spalding tosses into the debate on the defense of Taiwan the reality that China has thousands of precision warheads tied to a sophisticated command and control system. He expounds on this by pointing out that the Dong Feng-26 (DF-26) ballistic missile–46 feet long, 44,000 pounds, and built to carry both conventional and nuclear warheads–was designed to obliterate aircraft carriers. The DF-26 has a range of 2,500 miles, which means it can strike US warships in the western Pacific Ocean, including ships based in Japan. He gets across the idea that in order to deploy a carrier’s bombers on a mission in the South China Sea, the carrier would have to come within the range of DF-26 and other missiles that would destroy it. Though noting that the US Navy has SM-6 interceptor missiles, thought to be capable of destroying the DF-26, Spalding leaves no doubt that the sheer amount of smaller, long-range ballistic missiles at China’s disposal and the blazing speed with which these weapons travel–six thousand miles in thirty minutes–pose, at the moment, an enormous threat to US warships. To that extent, he writes: “It is conceivable that an undetected conflict might end in thirty seconds. Game over.” That is a hard saying.

Gnawing on the subject a little bit more, Spalding explains that when assessed from an economIc standpoint, the PLA constructed a $1 billion dollar missile system designed to destroy a $30 billion ship. Spalding says that there is no doubt our carriers are valuable and powerful machines. However, in plain English he also states that “their effectiveness in policing the Pacific is now extremely limited.” To that extent, ironically, the wrong message may have been repeatedly sent at an exorbitant cost. Again, introspectively, the value of the option for the US and its allies is the opportunity to rehearse cooperation, display joint power, and appreciate benefits of US leadership. Other than that and attendant technical accomplishments, in deterring China the move is valueless. In fact, no matter how necessary some action, some display would be in the face of challenges presented by Beijing to Taiwan, no greater support could be provided to the cluster of expressive hawks within the leadership in the Communist Party of China under Xi, mustering for a national war with the US.

The Digital Battlefield: A Decisive Factor?

Information and the technology used to generate, transmit, process, store, and manipulate it, has well become the primary means of obtaining an offensive or defensive advantage. Perhaps readers can cast their minds back to the era when strategists, tacticians, and military analysts were exploring the many possibilities resulting from its use in warfare. One article that greatcharlie recalls was entitled “Information Warfare: Good News and Bad News,” published in 1997 by then US Army Major Keith D. Anthony in Military Intelligence. In the 25-year-old article–which greatcharlie fortuitously discovered online, posted by the Federation of American Scientists, the author explained that military history is replete with examples of how information has been used in conflicts. He stated, “It has always been sought; sometimes it has even been used effectively, and sometimes it has been vital. The common thread, though, has been that physical engagements were still necessary to impose one’s will upon the enemy. Information warfare changes the rules.”

In the 1997 Military Intelligence article included the discussion of a translated “Military Forum” column by Zhang Feng and Li Bingyan, “Historical Mission of Soldiers Straddling 21st Century Roundup of ‘Forum for Experts on Meeting Challenge of the World Military Revolution’,” in Beijing Jiefangjunm, 2 January 1996. It reveals that over 25 years ago, the two authors recognized that this significant change had occurred in the nature of warfare, even calling it a military revolution. To that extent, one author explained, information technology is the nucleus and foundation of this revolution, for it is information and knowledge that bring change to the old practice that the military strength of an army was measured simply by the number of its armored divisions, air force wings, and aircraft carrier groups. He further stated that today, a number of invisible forces need to be taken into consideration, which include the calculation capacity, the telecommunications volume, and the reliability and real-time reconnaissance ability of relevant systems.

In the aforementioned 1996 conference paper on the burgeoning role of information technology in warfare, the notion of a digital wing of the PLA or intelligence services was nominal, only conceptualized. However, it soon became a reality. As Spalding explains in Chapter 5: “The Digital Battlefield”, in Stealth War, in making it so, it was determined that the PLA, an official security wing of the Communist Party of China, would become more than a national army, in the traditional sense of the term. Spalding goes on to explain that an organization, designated Unit 6139, became the PLA’s massive cyber warfare division. He deems it a politically sanctioned hostile military force built to prey on the West day in and day out. To that end, the PLA engages in digital assaults to access data that are both destructive–entrapping and disrupting the West by setting off digital landmines, raids, and intelligence operations–and constructive. The results of these operations–covertly harvested data–have allowed China to amass influence and power. In a political warfare mode, the goal of such work is to obtain and use influence to force other countries to cede to its way of looking at the world–how to organize society, what rights citizens should have, and encourage economic decisions that will benefit China

Spalding writes that by 2008, several published reports indicated that the Chinese government was paying tens of thousands of citizens 50 Chinese cents–the equivalent of 7 US cents–each to write an independent post promoting Party policy. By 2013, China’s state-run media reported that the propaganda wing of the Communist Party of China had hired 2 million “public opinion analysts.” Spalding assesses that number has climbed since, aided by an estimated 10 million student volunteers, who also engage in monitoring and disinformation work, both at home and on foreign websites. Meanwhile, the PLA’s force of hackers, continued to wander with near impunity, hidden, putting US counterintelligence in their shade, and continues to bombard US companies, government agencies, and political parties today

Perhaps it is bitter thIs, but an assault on Taiwan will be the occasion that among the near countless pieces of secret information, intellectual property, and actual technologies collected by China’s intelligence services, there was everything needed to thwart a successful defense of Taiwan. For the those wretched citizens and legal permanent residents of the US, who were accepted and ascended to positions of importance enough in their government, corporate, high-tech, or academic institutions to be sought out by Chinese intelligence officers and due to venal, self-interest, ideology, conspiracy, or dispaysment and love of homeland, chose to betray their country, as well as their organizations, colleagues and fellow citizens, perhaps there will be satisfaction knowing their villainy led to a prospective tragedy. For those whose responsibility was to halt the capture of key information and technologies that may have led to some tragic outcome and intercept Chinese intelligence officers who encouraged betrayal, there would surely be, among those really interested, a great burden of failure and loss, guilt and regret, to bear which could potentially take a lifetime to heal, if ever

Xi (above) during an inspection of the command center of PLA’s Joint Battle Command. The battle-dress camouflage uniform indicates that he is Commander-in-Chief of the PLA’s supreme Joint Battle Command. Xi is the long-time Chairman of the Central Military Commission. How China manages to pull Taiwan back in its fold permanently may not be as important to Xi as just getting hold of the island. Securing the island quickly with as few losses in personnel and material as possible, may require something a far cry from using the operational art, and acting with combined arms decisively to conquer territory. That may require both the complete destruction of the military capacity of Taiwan, and the complete and total destruction of property and eradication of those living there. A strategy of this type is known in military terms as a “battle of annihilation.” PLA commanders and warplanners would surely be prepared to execute such.

Pertinent Concerning Thinking of Communist Party of China Leadership and PLA Commanders about Taiwan

How China manages “to pull Taiwan back in its fold permanently” may not be as important to Xi as just getting hold of the island, again, as it is what the Communist Party of China “knows” to be China’s sovereign territory. There are military options available for reclaiming Taiwan that take a turn toward the sinister. Securing the island quickly with as few losses in personnel and material as possible, may require something a far cry from using the operational art, and acting with combined arms decisively to conquer territory. Achieving that military objective may require both the complete destruction of the military capacity of Taiwan, and the complete and total destruction of property and eradication of those living there. A strategy of this type is known in military terms as a “battle of annihilation.” PLA commanders and warplanners would surely be prepared to execute such.

Such thinking should not be deemed too fanciful or alien. To keep the discussion of the postulation brief, a model to ponder in order to better understand such an approach could be measured against how China’s military partner, the Democratic People’s Republic of Korea (North Korea), has made the complete destruction of the capital of the Republic of Korea (South Korea), its most likely adversary, central to its defense. Indeed, it is well-accepted that North Korea has had an estimated 200,000 artillery pieces aimed at Seoul for quite some time. Ostensibly, the threat of the destruction of Seoul from the North Korean perspective was established as a deterrent to any thoughts the South Korea’s most powerful ally, the US, might have of invading and reuniting the island by force. Yet, from another perspective, the destruction of Seoul would avoid the need to capture it by ground assault. The decisionmakers and warplanners in Pyongyang have never been under any illusion that the government in Seoul would allow the North’s control of its capital and an urban battle similar to those witnessed during World War II in places such as Stalingrad (1942), Caen (1944), Manila (1945), Berlin (1945), to name only a few would delay offensive action and drain resources for initial attacks on other critical points as well as likely plans for decisive engagements in depth. With this in mind, it may not be as difficult to consider that thinking in Beijing concerning a PLA assault against Taiwan, mutatis mutandis, may be similar in concept to that of Pyongyang for Seoul. The destructive effort, of course, would be on a far larger scale. The defense of Taiwan will be ferocious. Its struggles against China’s opening attacks, however, would appear self-destructive and self-defeating. Ostensibly, the sheer weight and power of the PLA juggernaut as organized would overcome whatever defense Taiwan might have in place. On Taiwan, the scene would be nothing less than apocalyptic.

With regard to a likely decision to attack essentially all structures on Taiwan, it must be considered that the independently minded Taiwanese government falls into one of the categories of what the Communist Party of China declared to be the “five poisons.” Those five include: Uyghur advocates of the East Turkestan Independence Movement; Tibetan advocates of the Tibetan independence movement; believers of the Falun Gong; followers of China’s democracy movement; and, adherents of the Taiwan independence Movement. Looking at the matter from that angle, one might imagine leaders of the Communist Party of China long ago recognized that even if China captured the island and gained control of what remained of its civilian population, surely the work of re-education could far surpass the level of exertion put into the Uyghurs, Tibetans, and people of Hong Kong combined. Re-education indeed may have been assessed to be so difficult that it may not at all be a part of reconstruction and rejuvenation planning for the island. The sinister solution would be to mitigate the problem during the military assault. Those Taiwanese who might remain, the survivors, would most likely be relocated, probably dispersed. Far worse acts against the people–for instance the Great Leap Forward and the Cultural Revolution–blaze on the pages of Communist China’s history. The Communist Party of China’s leaders would likely be concerned that spectacle of re-education camps on the island, following a destructive assault, would hinder any post-assault diplomatic efforts to create normalcy and do much to put China’s claim to a world in jeopardy, especially given the world’s reaction to camps in Xinjiang.. Imaginably, Xi would want to avoid that after the military assault

Among those in the world rightly concerned with the circumstances of ethnic and religious minorities in China, the moral fiber of Xi has certainly been looked upon darkly by. As aforementioned, the Uyghurs, Tibetans, as well as Falun Gong and Christians are roughly handled, pressured to uncouple from their culture and traditions, philosophies, and religious tenants and assimilate into culture and beliefs of Chinese Communism. If Xi can be viewed as contorted morally on those issues and just for being able to direct state security organs to act monstrously against his own citizens on mainland China in the name of preserving the integrity of the Communist Movement and the country, and putting counterrevolutionaries and reactionaries, and organized and individual criminals, there should little doubt that Xi would do whatever he thought was necessary to gain and retain control of Taiwan.

Ethnic Uyghurs standing in formation in a secured facility (above). China’s Xinjiang region is home to around 10 million Uyghurs, Turkic Muslim people by identity. In a report released on April 19, 2021, Human Rights Watch accused the Chinese government of engaging in a systematic campaign of human rights violations against Uighur Muslims in northwestern Xinjiang, an autonomous region in the country. Up to 1 million people, or about 7 percent of the Muslim population in Xinjiang, have been incarcerated in an expanding network of “political re-education” camps, according to US officials and UN experts. One might imagine leaders of the Communist Party of China long ago recognized that even if China captured Taiwan and gained control of what remained of its civilian population, surely the work of re-education could far surpass the level of exertion put into the Uyghurs, Tibetans, and people of Hong Kong combined. Re-education indeed may have been assessed to be so difficult that it may not at all be a part of reconstruction and rejuvenation planning for the island when captured. The sinister solution would be to mitigate the problem during the military assault. Far worse acts against the people–for instance the Great Leap Forward and the Cultural Revolution–blaze on the pages of Communist China’s history.

Taiwan Pummeled?

The prospective unending aerial and naval bombardments and a long range missile onslaught from mainland China would not resemble what may already be expected and planned for. As aforementioned, there is the belief that attacks with firepower will be used not only to weaken Taiwanese forces, but destroy morale on the island and force the Taipei government to the negotiating table. However, that would take a considerable amount of time to achieve. There is a line of thinking characteristic of analyses of what is likely to happen in the event of a Chinese assault on Taiwan that leaves time available for friendly action. Sentiment should never serve as a substitute for true feeling and fact. One could be assured that the lapse of time between a prospective Chinese assault on Taiwan and the movements of the US and its allies in response has been factored into any strategy developed by PLA commanders and warplanners. Within that interval, whatever calculation of that time and distance has been predicted by PLA warplanners for the movements of their opposition, would likely be the time frame set for successful action. It would be that anticipated time frame the Communist Party of China will expect Taiwan to fall into its hands.

The bombardment of Taiwan hypothesized here would be of a size that would exponentially surpass even those witnessed during the earliest days of Operation Enduring Freedom in Afghanistan in 2001. More structures would likely be destroyed on Taiwan in the initial hours of the attack than had been built in its first 50 years. The number of lives lost on the island after a pummeling as foreseen might possibly be qualified as Biblical. 

The situation that Taiwanese military and security forces face brings to mind the French song and military march, “Le Régiment de Sambre et Meuse” by Robert Planquette and Paul Cezano. The lyrics concern a regiment that battled the Austrians in 1794 to defend the emerging French Republic. The march was composed in 1870 in an effort to raise patriotic feelings within the French public following their country’s defeat during the Franco-Prussian War. “Sambre et Meuse” is the name of a former French province that is now part of Belgium. In the fourth verse, the lyrics state: “Le nombre eut raison du courage / Un soldat restait – le dernier! / Il se défendit avec rage / Mais bientôt fut fait prisonnier. / En voyant ce héros farouche / L’ennemi pleura sur son sort / Le héros prit une cartouche / Jura, puis se donna la mort.” (Numbers prevailed over bravery. / A soldier was left standing. The last one! / He defended himself furiously, / but soon was taken prisoner. / Seeing this fierce hero, / the enemy took pity of his fate. / The hero loaded a cartridge, / cursed, then took his own life.) There is ample reason to believe China would do its worst in an effort to take control of Taiwan. If it takes untrimmed, the drastic, destructive course described here, it is likely that much as the “Régiment de Sambre et Meuse,” Taiwan as it exists today, after its capture by China, would attain immortality in memory, and perhaps also go on living only in verse. C’est une situation extrêmement désagréable.

Taiwanese soldiers in training (above). The bombardment of Taiwan hypothesized here would be of a size that would exponentially surpass even those witnessed during the earliest days of Operation Enduring Freedom in Afghanistan in 2001. More structures would likely be destroyed on Taiwan in the initial hours of the attack than had been built in its first 50 years. The number of lives lost on the island after it was pummeled might possibly be qualified as Biblical. Both pleas and demands for China to halt its action as well as fierce protests and condemnation from capitals world-wide and international and regional bodies would surely be expected and most likely be disregarded. Beijing doubtlessly would have some plan formulated well in advance to deal with such matters after Taiwan was firmly in China’s hands.

Assessing Beijing’s Likely Thinking Correctly

In greatcharlie’s February 26, 2021 post entitled, “Suggestions for Resolving the Conundrum of Chinese Intelligence Operations in the US: Fragments Developed from a Master’s Precepts,” included was an excerpt from an intriguing story by Clarice Lispector published in the Winter 2011 edition of the Paris Review, entitled, “A Story of Great Love.” Lispector writes a sentence that is conceptually germane as well to what is discussed here: “Once upon a time there was a girl who spent so much time looking at her hens that she came to understand their souls and their desires intimately.” The leaders of the Communist Party of China and PLA Joint Military Staff are certainly not hens. Still, the notion that deeper look into their respective thinking to include emotional concerns and reactions is surely valid, even if it requires giving room to intimations and “informed speculation” in the abstract. Here are a few thoughts on other ways in which Beijing may view the Taiwan matter through its lens.

Political and Economic Competition

Most often in US newsmedia commentary on China’s arguments on the difference between the US and itself, centrality is given to the difference in political systems. In a November 8, 2021 article in the Economist, it was explained that if all goes to plan for the Communist Party of China in 2022, political events in the US will ostensibly offer a study in contrasts that humiliates the US. The article suggests that China’s leaders, reading opinion polls, expect the Democratic Party to suffer a considerable set-back in the mid-term Congressional elections in November. Beijing hopes a divided government with all of its uncertainties, including gridlock, would be the possible result. If all of this transpired, supposedly China’s propaganda machine would be presented with a new chance to declare that “China enjoys order and prosperity thanks to one-party rule,” while US-style democracy “brings only chaos, dysfunction and decline.” Interestingly, if such is indeed their strategy, then the Communist Party of China’s propaganda wizards will likely find themselves moving down a blind alley. The outcome of this premeditated ideological collision would be nothing to signify.

If economics were the determining factor of a choice by the Communist Party of China to move on Taiwan, on its face there would be little chance of military action. Capitals world-wide and international and regional bodies would react harshly and the impact on China’s economy would be catastrophic. Recognizing that and hope Beijing could be brought back to reality, on the onset of an assault, both fiery demands for China to halt its action, some even accompanied by threats of military action. However, such would surely be expected and most likely be disregarded. Beijing doubtlessly would have formed a picture of what that period would look like and some plan formulated well in advance to deal with such matters after Taiwan was in China’s control. 

The Communist Party of China may calculate that China through its products and the production of those for others is sewn into the lives of nearly everyone in the world. Although foreign capitals, particularly those of highly industrialized countries, would strenuously condemn and do the maximum to isolate China, ensure its status as a pariah, they would not really want to do so. While they would take every measure possible to inflict pain and bring China to its knees, they would very unlikely cut themselves off from it for the long-term. Beijing would likely assess that political leaders in capitals world over would need to calculate what cutting their countries off from China would mean for their own economies, businesses, and institutions, as well as their own citizens’ pocketbooks. An improvement in relations sooner than later would be expected. Finely detailed plans for rejuvenating China’s economy have likely been formed and continuously updated and upgraded in case events move in the direction of war. However, until a positive change in relations got underway, the people of China would need to make do, but do so knowing that the Taiwan province was firmly in their hands.

Director of the Central Foreign Affairs Commission of the Communist Party of China Yang Jiechi (center), and People’s Republic of China Foreign Minister Wang Yi (left), in Anchorage, Alaska in March 2021. Communist Party of China leaders–though not being absolutely certain, greatcharlie will nevertheless go out on a slender thread here to ascribe the trait to Xi himself–appear to hold considerable animus toward the US. Of course, there have been waves of what has been dubbed anti-foreigner sentiment propagated by Communist Party of China leaders before. The primary case was China under Mao in the 1950s and 1960s. However, the issue of race as posited here is something different as the sentiment is not some political tool or mechanism for social control. It goes to self-esteem. self-worth, self-image. Indeed, an inner awareness, sentiment intérieur, of the racial dimension of China’s history with the US may attend Communist Party of China thoughts, beliefs, sensations, and passions, albeit very negative, toward it. To that extent, the impact on individual leaders, their attitudes and policies could possibly be strong.

Race and History

What is rarely broached is the Communist Party of China leadership’s thinking on the somewhat inviolable issue of race and history. Indeed, though seldom in the forefront of discussion and analyses, it may have a greater importance in thinking on China’s side than one might imagine. To that extent, it might influence decisionmaking on Taiwan as it concerns the US response. Further, it may influence the Party’s perceptions and actions in the face of rebuke and “punitive actions” from the US in the aftermath of Taiwan’s capture.

Communist Party of China leaders–though not being absolutely certain, greatcharlie will nevertheless go out on a slender thread here to ascribe the trait to Xi himself–appear to hold considerable animus toward the US. Of course, there have been waves of what has been dubbed anti-foreigner sentiment propagated by Communist Party of China leaders before. The primary case was China under Mao in the 1950s and 1960s. Things foreign were purged. The foreigner was the enemy. However, the issue of race as posited here is something different as the sentiment is not some political tool or mechanism for social control. It goes to self-esteem. self-worth, self-image. Indeed, an inner awareness, sentiment intérieur, of the racial dimension of China’s history with the US may attend Communist Party of China thoughts, beliefs, sensations, and passions, albeit very negative, toward it. To that extent, the impact on individual leaders could possibly be strong.

Perchance, on some far deeper level, the leadership of the Party may want to leave no doubt that the men calling shots today in China are not little coolies who came to the old West to labor on the railroads sporting shaved heads and queues–ponytail first worn by the Jurchen and Manchu peoples of Manchuria, and later was required to be worn by male subjects of Qing Chinai–an indication of submission, who unfortunately suffered incalculable indignities at the hands of their exploiting hosts.

Party leaders likely want to leave no doubt that China’s military is not the same lesser-skilled and equipped, albeit courageous force, that suffered atrocious losses nearly a century later during the Korean War. China, then under Mao Zedong chose to go into North Korea to support the Communist Movement led by Kim Il-sung, providing far more than their partners in the Soviet Union. Apocalyptic size casualty lists resulted from frontal assaults, human wave attacks, on hilltops dubbed by US forces with names such as the Ice Cream Cone, Punchbowl, Heartbreak Ridge, Hill Triangle, Hill Eerie, Jane Russell, Old Baldy, T-Bone, and Pork Chop. Although these battles are long forgotten to the great majority in the US, are doubtlessly firm in the minds of Communist Party of China leaders and one might imagine stories of relatives lost are likely still told within a sizable number of families in China, too!

Party leaders likely want to leave no doubt that they are aware of, what they may believe are, prevailing images and impressions of the Asian male, particularly the Chinese male, are in the West. Statistics may show that some change has occurred and more positive, politically acceptable images of Asians in the US and the West in general are now the norm. According to a new Pew Research Center survey produced in this era of COVID-19, the vast majority of Asian adults (81%) also say violence against them is increasing, far surpassing the share of all US adults (56%) who say the same. To go further, it appears to be the case empirically that negative impressions of the Asian male, and most relevant here, the Chinese male, have seemed to stick. Suffice it to say they are still often portrayed appallingly in Western entertainment media as amusing little men, most often comedic, socially inept, even pathetic, stubborn and suspicious, brash and insufferable, and exuding scattered energy.

An awareness of Western impressions of the Asian male as noted here appears to factor into thinking, planning, and action at many levels in international affairs. As reported in greatcharlie’s May 24, 2021 post entitled, “Food for Thought for US Companies Maintaining Robust Operations in China despite Beijing’s Strained Relations with Washington”, during a bilateral meeting in Anchorage, Alaska in March 2021 between a US delegation led by US Secretary of State Antony Blinken and US National Security Adviser, Jake Sullivan, and a People’s Republic of China delegation led by the Director of the Central Foreign Affairs Commission of the Communist Party of China Yang Jiechi, and People’s Republic of China Foreign Minister Wang Yi, there was a heated diplomatic exchange. As the story goes, Blinken started the meeting off by telling the delegation from China that the US intended to address “deep concerns” over the treatment of the Chinese citizens in Xinjiang and Hong Kong and the situation with Taiwan. However, Yang responded boldly, taking a bit of time to express sharp criticism of the US over what he described as its struggling democracy, poor treatment of minorities, and over its foreign and trade policies. Yang, as well as Wang when he spoke immediately after him, comported themselves with a certain astringency. Their words were unkind and ungenerous, ostensibly designed to embarrass the new administration in Washington.

A large part of communication comes down to tonality, how one sounds. The choice by Chinese officials to respond angrily was at the time explained by and large in the US newsmedia and foreign policy circles mainly to be a matter of expediency. Perhaps instead, the words of the Chinese officials reflect more what greatcharlie has previously described as the Communist Party of China’s unsheathed antipathy toward the US. One might not be going too far to state the words spoken by Yang, a senior member of the Communist Party of China. smacked of something more personal.

Sensibilities on race and history may also account in part for the popularity and acceptance of the Communist Party of China and the population in general of the recent compensating and repairing image of “Wolf Warrior” in the Chinese film industry. Released in 2015, “Wolf Warrior” presents the adventures of Leng Feng, a PLA special operations sniper who is as tough as nails, smart, and near invincible. He is also popular with females, including his special operations commander, the beautiful Long Xiaoyun. Its sequel, “Wolf Warrior 2,” released in 2017, was the highest grossing film of all time in China.

Stirring poster for the film “Wolf Warrior” (above). Sensibilities on race and history may also account in part for the popularity and acceptance of the Communist Party of China and the population in general of the recent compensating and repairing image of “Wolf Warrior” in the Chinese film industry. Released in 2015, “Wolf Warrior” presents the adventures of Leng Feng, a PLA special operations sniper who is as tough as nails, smart, and near invincible. He is also popular with females, including his special operations commander, the beautiful Long Xiaoyun. Its sequel, “Wolf Warrior 2,” released in 2017, was the highest grossing film of all time in China.

Perhaps the mere thought of these indignities, as well as others, super charges the desire among leaders of the Communist Party of China, at the far end of the spectrum of possibilities, to obliterate both the memory and the progenitors of the offenders, generally. As such, it might also be an attendant element of Xi thinking, it may not be too fanciful to believe that he would enthusiastically take on the West via an assault on Taiwan to do his part to forever wipe away the image of the little people of China who are available to be bullied and a country, despite its achievements is merely tolerated as a player on the international stage, and spoken of in foreign capitals as an annoyance or nuisance as much as anything else. Lessons of China’s Communist Movement perhaps suggest to him that the habit of a lifetime for many in the world of viewing the Chinese people in such a condescending way cannot be altered by anything except an appropriate display of force. Etiam sapientibus cupido gloriae novissima exuitur. (The desire for glory is the last infirmity to be cast off even by the wise.)

While one could imagine that thoughts of issues concerning race and history might often inflame even Xi’s sense with ardor to lash out with China’s newly minted military might. Yet, to the knowledge of greatcharlie, Xi is not at all known for being hotheaded or indiscreet when discussing national security issues or  foreign relations, at least not publicly. Surely, if such moments of madding fever have at all occurred, doubtlessly sangfroid and equanimity have prevailed over them. Any strong feelings are harnessed and redirected in calibrated ways in actions against the interests of what might be deemed in Beijing as the main opponent. From what has been presented publicly, it seems that national leaders who have talked with Xi have not encountered or have failed to discern any thinking or attitude of this kind. If he has been able to hold such within, perhaps it could be said that Xi, a complex man, perhaps has mastered the art of being all things to all people, but never at last to be a particular thing to anyone. What is also known publicly is that national leaders leave talks with Xi feeling they understand him and have handle on matters concerning China. Alas, they very seldom do. 

While the issue of race and history may be looked upon as a supposable issue and among those belonging to the far side of analyses on Communist Party of China thinking concerning a possible military assault on Taiwan or worse viewed to be of no-account. Some internationally may perceive this discussion as a projection of the dysfunction on race and ethnicity that has long-plagued the US. Nevertheless, race and history may indeed be a very impactful factor if the US hopes to negotiate an agreement with China that will help sustain the relative peace, slow the marshaling of forces and other requisite preparations on the mainland for an assault on Taiwan. The influence of thoughts about race and history, as partially outlined here, is surely within the bounds of possibility. Issues of race would not be some element alien to the consciousness and the decisionmaking of the leaders of the Communist Party of China. If one were only remotely aware of how the Communist Party of China has responded to the Tibetan, Uyghur, and other Muslims, as well as people of Christian faith and others, issues aforementioned in this essay, the claim could hardly be made that race would unlikely be an issue of concern to the Party’s leadership.

A fuller discussion or argument on these points will certainly not be presented here. Imaginably, there may be the urge among some reading what little has been discussed here to dismiss the matter as a possible peripheral issue, however, for all one knows the matter may very well factor into the thinking of the Communist Party of China leaders specifically on the Taiwan issue. That makes it worthy of consideration. All doors inside the thinking within the Communist Party of China leadership must be opened and the interiors that they open to must be fully examined.

A rare public expression of disapproval in Xi’s countenance (above). While one could imagine that thoughts of issues concerning race and history might often inflame even Xi’s sense with ardor to lash out with China’s newly minted military might. Yet, to the knowledge of greatcharlie, Xi is not at all known for being hotheaded or indiscreet when discussing national security issues or  foreign relations, at least not publicly. Surely, if such moments of madding fever have at all occurred, doubtlessly sangfroid and equanimity have prevailed during them. Any strong feelings are harnessed and redirected in calibrated ways in actions against the interests of what might be deemed in Beijing as the main opponent.

The Way Forward

Est tempus quando nihil, est tempus quando aliquid, nullum tamen est tempus in quo dicenda sunt omnia. (There is a time when nothing may be said, a time when something may be said, but no time when all things may be said.) While recognizing in current analyses that major challenges exist, it may be worth giving consideration to the idea that too much of what is intrinsic to the thinking of US policymakers and warplanners–at least on the surface for that cadre–is being projected on Xi, the Communist Party of China leadership, and the Chinese military command and warplanners. Perchance in Beijing, they would gladly accept that outcome as there would be nothing better than to have decision makers of their main opponent blind as beetles. They would relish discovering that those decision makers have been clouding and obscuring their own thinking and negating what may be a deeper awareness when the pieces of what is known are out together in the subconscious, absent thoughts of political leaders’ expectations. Of course, they indubitably hold themselves to the duty of speaking truth to power as Spalding has in Stealth War and throughout his military career, but they may be ignoring and obviating what may twinkle in their intuition and intimations, and as a result, some analyses perhaps are being driven in the wrong direction. There may be the chance that greatcharlie is ruminating on something here that some US warplanners may feel unable to say themselves under current circumstances. The odds are not enormously against this theory being a reality. Yet, entertaining a discussion of these issues would doubtlessly disrupt routine examinations and responses. That is a hard saying. Hopefully, there is currently no place for intransigence. Certainly, discernment is always required, but with regard to China, no precaution should be neglected.

In previous posts on Chinese intelligence operations in the US, greatcharlie has suggested that if firm understandings of how the Chinese operate in the US and lessons learned regularly are aggregated with thinking from outside he national security bureaucracies, new lines of sight may be opened into difficult problems by which old hands in the US counterintelligence services would surely find advantage by including in their analyses. Ostensibly, the thinking of those fromm the outside would not be biased by any existing theories and prescriptions. Perhaps a similar recommendation could be made on the matter of how China may move against Taiwan. Based on how things appear and continued lack of real success, it would seem greatcharlie’s cautious appeals for US counterintelligence services to seek assistance from certain recherché thinking individuals from outside the national security bureaucracies, who could possibly help to resolve the conundrum of the Chinese espionage storm, amounted to watering dead plants. One might reasonably get the impression the matter is just not a real emergency, not that important. Alas, with that track record as a measure, it seems unlikely there would be a belief that any step in the direction of seeking assistance from external sources on the Taiwan matter would accomplish anything greater. Somehow, left to their own devices, they may move from where they are to where they ought to be. Fata volentem ducunt, nolentem trahunt. (Fate leads the willing, and drags the unwilling.)

Book Review: Robert Spalding, Stealth War: How China Took Over While America’s Elite Slept (Portfolio, 2019)

A B-2 “Spirit” Stealth Bomber (above). Though Robert Spalding’s Stealth War: How China Took Over While America’s Elite Slept bears the name of the exquisite machinery depicted, the book actually concerns something different. Stealth War refers to how China has quietly waged a six-front war on the economy, military, diplomacy, technology, education, and infrastructure of the US, and has been winning. Spalding provides piercing judgments, a novel-like reporting of actual events, and a clarity that allows him to cast a cold eye on China policy analysis and intelligence analysis both past and present. He has interestingly taken his own dissatisfaction, disappointment, and anger over how badly the US has handled China, placed the country in some danger, and safely expressed it on paper, turning it into a positive force to better understand how things have taken shape and how events are unfolding before the eyes of every US citizen.

As of late, there has been an altogether different spring in Beijing’s step. Without a shadow of doubt, Beijing now has a broader attitude towards Asia, a broader attitude towards the world, than it ever had before. Very convinced men and women in China awake each day invigorated with the idea that their country will soon be the dominant power in the world. Some might say it has been a long-standing perspective held among Chinese Communists. However, it would appear this view is being clinged to stronger now than ever. Long ago, Beijing formulated a long-term plan to eventually become the world’s dominant power. That plan has been underway without pause for decades. Few who planned it, lived to see the type satisfying results that have blossomed in recent years. Surely, People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping hopes that under his leadership, the long sought goal of dominance will be achieved. In statements and speeches, he has often assured the Chinese people that the hopes and dreams of the Party and the people will be manifested. Though the idea of China being the world’s dominant power may be a pleasurable thought in Beijing, the moral and ethical implications are remarkably overwhelming. The notion of China achieving that goal is a frightening prospect, terrifying leaders in other countries whether its friend or foe.

US President Joe Biden recently reminded before a Joint Session of the US Congress that “Our greatest strength is the power of our example, not just the example of our power.” Perhaps many Asia observers and analysts would agree that such is not the case for China. Despite having the structure, a perceptible veneer to those unfamiliar with its ways, of being a multiparty system at the national level, for all intents and purposes, China is a single party, Communist, authoritarian state. The course of its leadership of the world might follow the same pattern as China’s censorship approach. Whatever China wanted would be dictated and punishment would closely follow behind its threats to those who disobey Beijing. The dynamics of relationships with cautious allies as the Russian Federation, for instance, would change, as China would likely want it at least to be tacitly understood that it was the “senior partner,” the leader. Discussion about China and its moves toward becoming the dominant world power is no longer outside the realm of even everyday conversation among the US public. If the people were provided with the full facts on China’s rise in competition with the US it would likely take the breath away of many. China stands convinced of the correctness of both its points of view and its actions.

The subject of this review, Robert Spalding’s Stealth War: How China Took Over While America’s Elite Slept (Portfolio, 2019), has been promoted as a book which discusses how China has quietly waged a six-front war on America’s economy, military, diplomacy, technology, education, and infrastructure, and has been winning. It might be enough for greatcharlie just to describe Spalding’s exceptional achievement with Stealth War as providing piercing judgments, a novel-like reporting of actual events, and a clarity that allows him to cast a cold eye on China policy analysis and intelligence analysis, both past and present. However, Spalding, even more, has interestingly taken his dissatisfaction, disappointment, and anger over how badly the US has handled China, placed the country in some danger, and safely expressed it on paper, turning it into a positive force to better understand how things have taken shape and how atrocious events are unfolding right before the eyes of every US citizen.

Although packed with excellent suggestions, the book is not about moving from choppy waters to calmer times. It is about preparing the US, using all tools of its power, military, diplomatic, economic, political, and information (media) power, to best handle what is happening with China and the worst that will most likely, or will eventually, come from its direction. Have no doubt that as a retired US Air Force Brigadier General, Spalding is well up on how the US could take on China militarily, and win. Spalding has presented his findings and judgments in such a way to plant good, well-thought out, seeds with the hope they will take root well. It is difficult to see how policy analysts and policymakers in the US, Democrat or Republican, would not recognize that Spalding is largely in the right.

In this review of Stealth War, greatcharlie hopes it can demonstrate how those reading the book for the first time will be provided a full picture on the matter. Hopefully the review will spark their exploration of the book to see what they can draw from Spalding’s meditations. For those who have already read Stealth War, this review hopefully will provide an opportunity to consider perspectives not thought of during their first look. In this review, greatcharlie will not run through Stealth War chapter and verse as it typically has in preceding book reviews. While still offering what it may humbly call its well-considered opinions and commentary, greatcharlie will discuss what it feels is the essence of the work, how Spalding stirs the development of perceptions and insights through the manner in which he presents his facts. Admittedly, being somewhat assiduous over facts in reviews, greatcharlie has often been somewhat prolix. A conscious effort has been made by greatcharlie to avoid again presenting what one reader acidulously, and lyrically, described as “a typical edifying, yet verbose greatcharlie review.” There is no desire to create a challenge for some readers to stay onboard with a post until the end of the ride. (Despite our deeming it necessary to do so, greatcharlie apologies to all readers for severely curtailing the discussion of the text of Stealth War in this review. It is recognized that Stealth War is a book of such quality that some readers might view taking such a step as a sort of malfeasance.)

Acknowledged as the master of the heroic couplet and one of the primary tastemakers of the Augustan age, British writer Alexander Pope was a central figure in the Neoclassical movement of the early 18th century. In “An Essay on Criticism,” a didactic poem first published anonymously in 1711 when the author was 23 years old, in greatcharlie’s humble view superbly gets to heart of the reviewer’s mission, explaining: “But you who seek to give and merit fame, / And justly bear a critic’s noble name, / Be sure your self and your own reach to know, / How far your genius, taste, and learning go; / Launch not beyond your depth, but be discreet, / And mark that point where sense and dulness meet.”

The author of Stealth War, Robert Spalding (above), is by no means an outsider with special access, looking in on the situation. He is an erstwhile insider, who worked within the deepest points, most grave points, of the US military and other national security bureaucracies. It must be noted that being a former US Air Force brigadier general, B-2 Stealth bomber pilot and unit commander, among many other accomplishments, Spalding was a member of an unique, elite caste of military officers who are not quick to speak out, do not lightly show emotion, at least publicly or react because of it, never fret over a perception without the full facts, would hardly speak idly, and whose views when expressed should be taken very seriously. Spalding spoke truth to power at the Pentagon and the White House, and speaks of only what he knows to be the truth in Stealth War. His scruple does him much honor.

The Author

Robert Spalding retired from the US Air Force as a brigadier general after more than 25 years of service. If US Air Force officers were listed by achievements–perhaps they are somewhere in the Pentagon, Spalding would surely be among the luminaries. His Air Force biography provides the best picture of the experience and knowledge he possess. Minus his list of educational accomplishments, it reads as follows: “General Spalding received his commission through Fresno State University’s ROTC program in 1991. He earned his doctorate in economics and mathematics from the University of Missouri at Kansas City in 2007. The general attended undergraduate pilot training in 1993, and was subsequently assigned as a B-52 Stratofortress co-pilot in the 5th Bomb Wing at Minot Air Force Base, North Dakota. He subsequently transitioned to the B-2 Spirit at Whiteman Air Force Base, Missouri. In 2001, he was selected as one of three Air Force Olmsted Scholars, and was a distinguished graduate of Mandarin Chinese language training at the Defense Language Institute in Monterey, California. Afterward, the general attended Tongji University in Shanghai as a graduate research student. He then returned to Whiteman Air Force Base as a B-2 evaluator pilot and assistant director of operations for the 393rd Bomb Squadron. The general was then assigned to the Office of Secretary of Defense’s Prisoner of War Missing Personnel Office as the military assistant for the deputy assistant secretary of defense. During the Iraq surge in 2007, General Spalding deployed to Baghdad and directed the Personal Security Coordination Center. After a stint at the Air War College at Maxwell Air Force Base, Alabama, he was reassigned to the B-2 at Whiteman Air Force Base. While at Whiteman Air Force Base, he was the chief of safety, operations group commander and vice wing commander. He was then selected as a Military Fellow at the Council of Foreign Relations in New York. General Spalding then served as the chief China strategist for the chairman of the Joint Chiefs, the Joint Staff at the Pentagon, Washington DC. His next assignment led him back to China as the Senior Defense Official and Defense Attache to China in Beijing, China. Prior to his current assignment he served at the White House as the Senior Director for Strategic Planning at the National Security Council, Washington D.C.”

Spalding is by no means an outsider, with special access, looking in on the situation. He is an erstwhile insider, who worked within the deepest points, most grave points of the US military and other national security bureaucracies. It must be noted that being a former US Air Force brigadier general, B-2 Stealth bomber pilot and unit commander, among his many impressive accomplishments, Spalding was a member of an unique, elite caste of military officers who are not quick to speak out, do not lightly show emotion, at least publicly or react because of it, never fret over a perception without the full facts, would hardly speak idly, and whose views when expressed should be taken very seriously. Spalding spoke truth to power at the Pentagon and the White House, and speaks of only what he knows to be the truth in Stealth War. His scruple does him much honor.

As of this writing, Spalding is set to publish a new book with Sentinel in April 2022, War Without Rules: China’s Playbook for Global Domination. In War Without Rules, readers are again presented with the perspectives and insights on US-China relations through the lens of a man with years of experience on such matters. Resolved that the Communist Party of China’s leaders believe that there is no sector of life outside the realm of war, Spalding illustrates how they have gone about that by use corporate espionage, global pandemics, and trade violations to achieve dominance. The ultimate goal of the Party is world dominance. Spalding provides insight into how US citizens can be made better aware of China’s tactics in order to mitigate its creeping influence.

Polybius (c. 204 B.C.-122 B.C.), the Greek “pragmatic historian,” and intriguingly an eyewitness to the siege and destruction of Carthage accompanying none other than Cornelius Scipio Aficanus as one of his commanders. In his noted work, The Histories, Polybius covers the period from 264 B.C. to 146 B.C., focusing primarily on the years 220 B.C. to 167 B.C., and detailing Ancient Rome’s conquest of Carthage, which allowed it to become the dominant force in the Mediterranean. Additionally in The Histories, Polybius offered what he believed were the process and traits required of a good historian. Among all things enumerated, he emphasized: “All available evidence must be collected, thoroughly sifted, soberly weighed, and, lastly, the historian must be animated by a sincere love of truth and a calm impartiality.”

Spalding’s book is far from a dispassionate clinical study of US-China relations. Spalding is not presenting Stealth War at any point in the book as an intermedial. If one is looking for a book written by such an author, Stealth War would be the wrong choice. Being that he is in every way a patriot, Spalding’s position concerning the US interests versus China or any other country for that matter is vigorously partisan for the US. Moreover, he is not reluctant to confide his thoughts on such matters either. Readers should expect his relative partisanship to be the dominant tone of the text. However, Spalding’s patriotic tone does not degrade into anything akin to jingoism or chauvinism. His partisanship does not impact the quality of Spalding’s analysis. He is in fact very critical of US decision making on China. To the extent that he vigorously engaged in the process of collecting relevant evidence and sought to present the absolute truth, Spalding demonstrates all of the traits that Polybius would likely agree qualifies him as a solid reporter of past events.

While Spalding puts readers in the full picture, at the same time, he does not attempt to squeeze every issue dry so to speak. What he does present, however, provides enough to leave no doubt as to China’s actions and intentions. It is his book, and his prerogative to preclose as his present the facts as he knows them.

As a read, the book is presented in a way by Spalding as not to be too heavy going. Often, analysis becomes more uncertain as it becomes more sophisticated. His examination admirably allows for safe passage on each occasion to the very heart of the matter. There are no exaggerated claims. There is nothing to debunk. Surely, China would insist and seek to create the impression that statements made by Spalding regarding election interference, cyberattack, espionage, theft of intellectual property are simply Innuendo and insinuation. The notion of a misunderstood China offends all of Spalding’s reasoning.

People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping (above) celebrating the Centennial of the Communist Party of China. Long ago, Beijing formulated a long-term plan to eventually become the world’s dominant power. That plan has been underway without pause for decades. Few who planned it, lived to see the type satisfying results that have blossomed in recent years. Surely, Xi hopes that under his leadership, the long sought goal of dominance will be achieved. In statements and speeches, he has often assured the Chinese people that the hopes and dreams of the Party and the people will be manifested. Though the idea of China being the world’s dominant power may be a pleasurable thought in Beijing, the moral and ethical implications are remarkably overwhelming. The notion of China achieving that goal is a frightening prospect, terrifying leaders in other countries whether friend or foe.

A Courageous Act by Spalding

Spalding speaks independently with his own points of view. It should be reminded that when he published Stealth War in October 2019, few from the ranks of his fellow military commanders with his experience had effectively and successfully reached an audience with such perspectives on China. Much as the man standing on high rock in the painting, Der Wanderer über dem Nebelmeer (The Traveler Contemplating a Sea of ​​Clouds) (1818) by the 19th century German Romantic painter Caspar David Friedrich. The “Dean of Cold War Historians” and Professor of Military and Naval History at Yale University, John Lewis Gaddis, suggests that the position of the character above the precipice and in front of a tormented landscape is contradictory because “evoking the domination over a landscape but at the same time the insignificance of the individual who is included in it.” In greatcharlie’s interpretation, Spalding could be represented by the man standing as he sees dangers that his country faces at the present and tries to imagine and consider responses to those unknown that it may face in the future. He fiercely desires to mitigate them, and thereby allow the US public to rest more easily. 

The practice of understanding the competition between powers and the clashes that result in the establishment of a dominant power was well-demonstrated more than two millennia ago by the Athenian historian and general, Thucydides (c 460 B.C.– c. 400 B.C.)  . The primary focus of Thucydides’ studies was the burgeoning competition and eventual clash of Athens and Sparta. Sparta was the superpower in the region, particularly militarily. As the Athenian empire rapidly grew with determination, to Thucydides, it clearly was just a matter of time before the two powers would clash.

In his book, Greek Political Thought from Homer to the Sophists (Cambridge University Press, 1995), Michael Gagarin presents Thucydides explanation for the Peloponnesian War which states the following: “I will first write down an account of the disputes that explain their breaking the Peace, so that no one will ever wonder from what ground so great a war could arise among the Greeks. I believe, however, that the truest reason for the quarrel, though least evident in what was said at the time, was the growth of Athenian power, which put fear into the Spartans and so compelled them into war, while the explanations both sides gave in public for breaking the Peace and starting the war are as follows.” 

There is a sense, a feeling, within the pages of Stealth War that Spalding believes the unwanted crisis, war between the US and China, will come. To that extent, he wants the US to be best prepared to fight that war and to win. There is a definite materiality in what he presents. Specific points of China’s attack on the US and suggestions on responses are clearly laid out by Spalding in the 11 chapters of his book’s 256 pages They are organized and titled as follows: Chapter 1: “Unrestricted Warfare”; Chapter 2: “How We Got Here”; Chapter 3: “Economy”; Chapter 4: “The Military Crisis”; Chapter 5: “The Digital Battlefield”; Chapter 6: “Modern Warrior 5.0: The 5G Future”; Chapter 7: “Politics and Diplomacy”; Chapter 8: “Stealing Intellectual Property”; Chapter 9: “World Domination via Infrastructure”; Chapter 10: “Sino Solutions: How to Combat and Stop China’s Stealth War”; and, Chapter 11: “Beating China at Its Own Game”. In his discussion of each issue, Spalding first looks from within, taking a deeper dive into impressions of the situation that he has developed over years of immersion in all aspects of the matter. His discussion of issues reflects the realist, the pragmatic thinker that he is. 

Support for Spalding’s pragmatic approach to examining China’s behavior vis-a-via the US, and the world, appears to have been provided more than two millennia ago by the aforementioned Thucydides. Thucydides is sometimes credited with founding of what is known as”political realism.” It is unknown to greatcharlie whether Spalding actually does or does not associate himself with the world of political realism, and it would go out on shaky ground to claim either was the case. Yet, Spalding’s discussion of China’s ambitions appears to manifest aspects of that theory. Central to political realism is the assumption that humans, deep down, are selfish, fearful, ambitious, and self-interested. As for countries, they are driven to safeguard national interests. To that extent, the tragic choice to go to war stand as indispensable tools in the management of state affairs and diplomacy: statecraft. As a result, the world has become a place in which each country may find themselves in conflict with competitors with similar interests, ambitions, and goals (targets charted by time).

In his search for a reason, a rationale, a purpose, for the current state of relations with China, Spalding, led by data available to him, explains it was the errant policy positions of former US administrations. At the core of those policies pursued, according to Spalding, was the misguided belief that economic development would lead the way to China’s transformation to a more democratic form of government and away from Communism. Given the manner in which he explains it, readers are left to contemplate how such a horrifying blunder could continue on for so long.

Even when the First Chairman of the People’s Republic of China Mao Zedong (left) was offering his olive branch to US President Richard Nixon (right), he reportedly regarded the US as the enemy, and that Chinese documents “likened it to Hitler.” Spalding notes Pillsbury recounts how People’s Republic of China Foreign Minister Zhou Enlai, during a meeting with US Secretary of State Henry Kissinger, proclaimed “America is the ba.” The Chinese interpreter rendered this statement as “America is the leader.” That was a blatant mistranslation: “ba,” as used in most political language, means “tyrant.” When the translator was later asked why he softened Zhou’s language to Kissinger, he said, “It would have upset him.” At the time, US policymakers and decisionmakers were too interested in embracing a policy of helping China in order to destabilize the Soviet Union to concern themselves with the Communust Party of China’s hostile attitudes toward their country.

China Well Exploited Pro-China Policies of the Past

Providing some framework for understanding the approach China took toward the situation, Spalding explains that war between countries in the 21st century looks much different than war in the 19th and 20th centuries. He notes that instead of bombs and bullets, it is about “ones and zeros and dollars and cents: economics, finance, data-information, manufacturing, infrastructure and communications.” He insists that today if one controls those fronts, “you can win a war without firing a shot.” Spalding calls it a simple logical strategy that leaders in the West have been very slow to grasp. To provide a taste from the text, Spalding elaborates further on matter in Chapter 1: “Unrestricted Warfare” on page 14: “Military might is only one way to express aggression, only one of many ways to attain power. In China’s view, economic power strengthens all the fields of potential engagement. In other words, money bolsters the military but also bolsters every other sphere of engagement imaginable. It can be used to influence and sway political leaders in foreign countries, silence ideas, and purchase or steal technology. It can be used to manufacture goods at dirt cheap prices and drive competitors out of business, or weaken rival economies. It can be used to create an army of academics, who fan out to gather scientific, technological, and engineering intelligence that can be used to further other goals.” 

To that extent, Spalding goes on to clarify the matter by stating that perhaps one of the most important and revealing documents of the Communist Party of China is a 1999 work entitled Unrestricted Warfare. Written by two senior colonels in the PLA, Qiao Liang and Wang Xiangsui, it discloses a number of prospective strategies that could possibly shift the balance of power throughout the world in China’s favor. Spalding insists that Unrestricted Warfare should be required reading for all branches of the US government and for business leaders because it outlines the strategy at the root of China’s policies in the world. He quotes a passage of the document that states: “The new principles of war are no longer ‘using armed force to compel the enemy to submit to one’s will,’ but rather are ‘using all means, including armed force and non-armed force, military and non-military, lethal and non-lethal means to compel the enemy to accept one’s interests’.”

Past US Administrations: Blind as Beetles

Given what Spalding reports, it seems at one point, opinion in nearly all foreign policy circles in the US were adverse to the suggestion of an aggressive China that would challenge the US position as a the world’s leader, or as Chinese government spokespersons and Communist Party of China leaders refer to as US dominance in the world. It is to go out on shaky ground to ask readers to remember that sentiment was heard during the 2020 US Presidential Campaign when then Presidential candidate Joe Biden referring to China stated: “I mean, you know, they’re nice folks, folks. But guess what? They’re not competition for us.”

Spalding notes that in The Hundred-Year Marathon: China’s Secret Strategy to Replace America as the Global Superpower (Henry Holt and Co, 2015), China observer Michael Pillsbury discloses that even when the First Chairman of the People’s Republic of China Mao Zedong offered his olive branch to US President Richard Nixon, he regarded the US as the enemy, and that Chinese documents “likened it to Hitler.” Spalding notes Pillsbury recounts how People’s Republic of China Foreign Minister Zhou Enlai, during a meeting with US Secretary of State Henry Kissinger, proclaimed “America is the ba.” The Chinese interpreter rendered this statement as “America is the leader.” Pillsbury said that was a  blatant mistranslation: “ba,” as used in most political language, means “tyrant.” When the translator was later asked why he softened Zhou’s language to Kissinger, he said, “It would have upset him.” At the time, US policymakers and decisionmakers were too interested in embracing a policy of helping China in order to destabilize the Soviet Union to concern themselves with the Communust Party of China’s hostile attitudes toward their country.

US President Bill Clinton (left) and General Secretary of the Communist Party of China, Jiang Zemin (right). From 1993 and 1998, there were several meetings between Clinton and Jiang. One the surface, US-China relations were mostly positive, a situation Spalding would explain was due to a desire in Washington to satisfy Beijing. Clinton signed a law passed by Congress establishing permanent normal trade relations with China. With the relationship codified, US investor confidence soared, as did business. China’s economy roared forward, too, due to a confluence of events: China was then accepted as a member of the World Trade Organization, Apple unveiled the iPod, and an eruption of digital goods turned into a stampede of international investment. Spalding makes the acidulous remark that many policy makers and business investors then, as well as years before, seemed to assume capitalism has special powers that could melt away authoritarianism and totalitarianism. Yet, despite China’s exponential growth, Spalding notes, as predicted by James Mann in his book, The China Fantasy: Why Capitalism Will Not Bring Democracy to China, the Communist Party of China only honed its brand of authoritarian capitalism.

Spalding remarks acidulously that many policy makers and business investors of the past seemed to assume capitalism has special powers that could melt away authoritarianism and totalitarianism. He goes on to discuss James Mann’s book, The China Fantasy: Why Capitalism Will Not Bring Democracy to China (Viking Adult, 2007), in which the author calls the West’s idea that China will morph into a liberal democratic society “the Soothing Scenario,” Mann summarizes the logic this way: “The country’s rapid economic growth will lead to far reaching political change as well. Eventually, increasing trade and prosperity will bring liberalization and democracy to China.” Spalding also points to Mann’s discussion of the opposite of the Soothing Scenario: “The Upheaval Scenario,” in which doubters envision China collapsing as a result of economic chaos or some kind of mass revolution. The result is turmoil and chaos. Spalding explains that Mann was way ahead of the curve when he wrote his book in 2007–a time when China was literally exploding with commerce and manufacturing. Six years earlier, then US President Bill Clinton signed a law passed by Congress establishing permanent normal trade relations with China. With the relationship codified, US investor confidence soared, as did business. China’s economy roared forward, too, due to a confluence of events: China was then accepted as a member of the World Trade Organization, Apple unveiled the iPod, and an eruption of digital goods turned into a stampede of international investment. Yet, despite China’s exponential growth, Spalding notes, Mann did not adhere to either the Soothing or Upheaval scenario. For Mann, all signs indicated that the Communist Party of China would continue to hone its brand of authoritarian capitalism.

There was not simply a gap between a perception of Chinese actions and intentions with a perception exemplar of the political realism school of thought as that of Spalding. Moreover, there appeared to be a gap between perception and reality on China among US political leaders and policy makers. They saw no urgency in responding effectively to what Beijing has been doing. The reality was hardly missed in Beijing that it would not be possible to simply rise to the mantle of the world’s dominant power. In order to possess the title of the world’s dominant power, China had to dispossess the US of it.

Spalding presents the subtle differences between logic and lunacy in expressing the actions of US political leaders and policymakers coddling a China determined to surpass the US, a thought many within policy circles and the general public in the US might still find difficult to wrap their heads around. Yet, Spalding curiously manages to forge an intriguing link for the US public, and imaginably the world at large, to what once quietly resided in the hearts and minds of senior military decision makers on China as well as what may generally reside in them now.

To that extent, the book has become, and will likely remain for some time, a stimulus to the discourse on US-China relations for a broader audience than other books on the subject. As awareness increases on the realities of that relationship, there has been an albeit gradual shift in perspectives on China. In foreign policy circles, it has been a gradual turn. In business circles, it has been an even slower transition, but somewhat steady. As he insists upon immediate change in response to developments, Spalding, himself, notes that “Some critics will accuse me of being alarmist or sensationalist.” Perhaps it will turn out in the end that the necessary change in thinking occurred too slowly.

Though not felt within the society as a whole but more so among a finite set of those in the national security bureaucracies whose responsibility is to keep an eye on China, there is a sense of foreboding similar to that which characterized the Cold War era when it was in full gallop during the 1950s and 1960s. Indeed, they are plenty worried. Many are worried enough to express their own concerns, if able, if permissible, in books after leaving the respective services, military, diplomatic, intelligence, sounding the klaxon loudly on China’s moves much as Spalding had already done with Stealth War. In Graham Greene’s The Ministry of Fear (Penguin Classics, 2005) is found the line: “He had been frightened and so he had been vehement.”

Indeed, since the time Spalding published Stealth War, more have joined him in shining increased sunlight China’s activities, not just on the coronavirus disaster or in the realm of national security, but a multitude of other actions, all, nonetheless, malign. Included among those actions would be: predatory investment scams directed against trusting governments of often small and less industrialized countries; intrusion of sovereign waters for mass fishing; intellectual property theft from companies and research labs that have invested millions in research and development into that which was stolen; and, demands of censorship insisted upon of those in any arena who have received funding from, or are doing business with, China, concerning anything the Communist Party of China does not want discussed. Beijing must accept that as a result of such actions, impressions of China have not exactly been positive worldwide.

The Key Chapter at the Moment: Chapter 4: “The Military Crisis

Spalding states on page 43 in Chapter 4: “The Military Crisis”, “Fortunately, for the moment, China has no interest in engaging in a ground war, or any kind of war that entails actual violence and physical destruction.” Nevertheless, it is a coming war between the US and its allies against China which haunts the story that Spalding tells and has kept many readers turning the book’s pages to find clues as to why and how it will all come about. Though Spalding admirably discussed the issue of a possible war between the US and China, he explained the situation as it existed at the time he wrote Stealth War. It appears that the problem has metastasized a bit on the diplomatic and economic front since. 

No doubt, the Communist Party of China is not expending enormous financial and material resources only to pose a potential threat to Taiwan’s self-rule and somewhat attenuated sovereignty out of academic interest or worse, some banal amusement; far from it. It is not Spalding’s message, but after aggregating what he explains with more recent events, what becomes clear can be stated in simple words for political leaders in Washington and Taipei: “The Red Chinese are coming!” If this assessment is in error, and upon greatcharlie proved, better news could not be reported for the sake of international peace and security, and humanity itself.

In the top senior policymaking offices of the civilian leadership of US and its Western and Eastern allies, officials surely believe uniformly that a show of force is the most effective option to respond to and deter: China’s territorial ambitions particularly regarding Taiwan and the waters of the Western Pacific, China’s displays of naval and air power and China’s threatening words in rebuff to US leadership and dominance in the region and the world. The most formidable show of force policymakers have used is joint exercises between US Navy aircraft carrier battlegroups and aircraft carriers of its allies and having US warships transit the Taiwan Straits. In addition to being a show of force, such deployments also serve as an excellent opportunity for the US and its allies to project joint power and demonstrate their commitment to collective defense, rehearse cooperation, and particularly allow allies to appreciate the benefits of US leadership. Based on what Spalding explains, some readers might conclude that such displays of force by the US and its allies more satisfy the need for some ostensibly strong action and serve more to soothe international concerns, provide a display of leadership, and domestic consumption. In reality, the aircraft carrier battlegroups, as mighty as they are, present themselves as easy prey for Chinese missiles.

Spalding explains that China has thousands of precision warheads tied to a sophisticated command and control system. He expounds on this by pointing out that the Dong Feng-26 (DF-26) ballistic missile–46 feet long, 44,000 pounds, and built to carry both conventional and nuclear warheads–was designed to obliterate aircraft carriers. The DF-26 has a range of 2,500 miles, which means it can strike US warships in the western Pacific Ocean, including ships based in Japan. In the specific context of defending Taiwan, he gets across the idea that in order to deploy a carrier’s bombers on a mission in the South China Sea, the carrier would have to come within the range of DF-26 and other missiles that would destroy it. Though noting that the US Navy has SM-6 interceptor missiles, thought to be capable of destroying the DF-26, Spalding leaves no doubt that the sheer amount of smaller, long-range ballistic missiles at China’s disposal and the blazing speed with which these weapons travel–six thousand miles in thirty minutes–pose, at the moment, an enormous threat to US warships. To that extent, he writes: “It is conceivable that an undetected conflict might end in thirty seconds. Game over.” That is a hard saying.

Gnawing on the subject a little bit more, Spalding explains that assessed from an economIc standpoint, the PLA constructed a $1 billion dollar missile system designed to destroy a $30 billion ship. Spalding says that there is no doubt our carriers are valuable and powerful machines. However, in plain English he also states that “their effectiveness in policing the Pacific is now extremely limited.” To that extent, ironically, having US and allied aircraft carriers sail within the range of the DF-26 may repeatedly send the wrong message at an exorbitant cost. In terms of deterring China regarding Taiwan, the move may have repeatedly demonstrated that the US and its allies would be unable to act in a way to halt an assault on the island while at the same time avoiding unacceptable losses. No greater support could be provided to the cluster of expressive hawks the leadership in the Communist Party of China under Xi, clamoring for an assault on Taiwan sooner than later.

China’s Dong Feng-26 (DF-26) ballistic missile (above) was designed to obliterate aircraft carriers. The DF-26 has a range of 2,500 miles, which means it can strike US warships in the western Pacific Ocean, including ships based in Japan. So do the math: in order to deploy a carrier’s bombers on a mission in the South China Sea, the carrier would have to come within the range of DF-26 and other missiles that would destroy it. The sheer amount of smaller, long-range ballistic missiles at China’s disposal under a sophisticated command and control system, and the blazing speed with which these weapons travel–six thousand miles in thirty minutes–pose, at the moment, an enormous threat to our ships. Spalding says It is conceivable that an undetected conflict might end in thirty seconds. Game over. It is a hard saying.

Following up on Spalding’s statement in Chapter 4 that the US cannot fight a ground war with China, he expounds on that point by stating products from China are crucial for the production and operations of much of the US military’s weapon systems and gear. He states directly that “the amount of goods that have been shipped and continue to be shipped from China for military use is mind-boggling.” Spalding goes into detail somewhat by offering examples of the daunting amount of military equipment that contain components made in China. He says the propellant that fires out Hellfire missiles, which are launched from helicopters, jets, and drones, is imported from China. He points the glass in night-vision goggles contains a metal called lanthanum, a large majority of which comes from China. He also points to computers that US military and naval officers write plans and reports and print them on come from China predominantly. Instructional videos are watched on screens made in China.

Spalding reminds that there are laws mandating that the US military buy goods that are made in the US. However, he believes that the US has gone too far with outsourcing and has reached a point where it is unable to defend itself and its interests without Chinese manufacturing and logistical support. If supply lines were cut from China, or even if a trade war broke out with embargoes, Spalding predicts the US military would have a nightmare sourcing its needs and getting them to the battlefield. Spalding quotes a 2015 essay by retired US Army General John Adams which states: “Our almost complete dependence on China and other countries for telecommunications equipment presents potentially catastrophic battlefield vulnerabilities.”

The Nuclear Dimension

On China’s nuclear capabilities, on page 201 in Chapter 10: “Sino Solutions: How to Combat and Stipop China’s Stealth War”, Spalding revealed that his greatest concern was that as the US seeks to balance our economic relationship, the PLA will continue to be left unrestricted. Spalding explains that unfortunately as a consequence, the US needs the threat of its nuclear arsenal as a deterrent. Spalding says the assumption is if course that these bombs will never be used. Nevertheless, he feels that “invoking fear of the unthinkable–the madman or Wildman theory of negotiation–often works.”

Delving a bit into the realm of conjecture, it is conceivable that warplanners in China may assess that they do not have the time to develop nuclear parity with US in order to offset the massive advantage the US has with its nuclear arsenal and that Washington would likely use as leverage to impact China’s choices in a conflict  However, they may have assessed that it might be feasible to create a sufficient nuclear counterbalance to threaten a rapid response retaliatory nuclear strike or sufficient first strike to convince the US that some resolution might be best to avoid incurring unacceptable losses of people and property.

From background to foreground: USS Carl Vinson (CVN-70), (Japanese Maritime Self-Defense) JS Ise (DDH-182), HMS Queen Elizabeth (R08), and USS Ronald Reagan (CVN-76). Spalding explained that from an economIc standpoint, the PLA with the DF-26 constructed a $1 billion dollar missile system designed to destroy a $30 billion ship. Spalding says that there is no doubt our carriers are valuable and powerful machines. However, he also states that “their effectiveness in policing the Pacific is now extremely limited.” To that extent, ironically, having US and allied aircraft carriers sail within the range of the DF-26 may repeatedly send the wrong message at an exorbitant cost. Other than providing the US and its allies the opportunity to rehearse cooperation, display joint power, and appreciate benefits of US leadership, in terms of deterring China, the move may have demonstrated that the US and its allies are unable to act in a way to halt an assault on Taiwan while at the same time avoiding unacceptable losses. No greater support could be provided to the cluster of expressive hawks within the Communist Party of China’s leadership, clamoring for an assault on Taiwan sooner than later.

Other Thoughts That Billowed Up in This Reader on Taiwan Via Spalding’s Dialectic Ladle

In the end, central to the argument to take military action to gain and retain control of Taiwan, is what was central to arguments on how the US managed to place itself in such a challenging position with Beijing: the character of US political leaders. That is stated not to put into question the personal qualities of the men and women who have honorably and admirably chosen to dutifully serve the people to the best of their abilities.  Rather, it is to suggest that fighting the type of war that the US might be required to prosecute, defeat China, thwart China’s ambitions, drive it off and forever away from Taiwan might not be characteristic of certain leaders. In taking that course, there would be the potential for millions to die in China, unacceptable losses on the side of the US and its allies, and as grotesque as the thought may be, China could potentially level an unexpected, crippling blow to US naval and air forces could also result. What might be hoped in Beijing to be a limited lighting war launched in the name of protecting China’s sovereignty, could become total war, a war of national survival. The nature of the one who would make the decision in the US on how to respond to China’s aggression will make all of the difference. Perhaps in Washington, a decision has already been made on how to proceed in such a contingency. Perhaps the decisions on the defense of Taiwan have been established as protocols. In defense of its ally, US political leaders may be obliged to comply with them. In the end, it boils down to what the US political leaders want from the situation, a war ending in a type of Pyrrhic victory with losses or a struggle resulting in some acceptable or tolerable new paradigm that allows for an Irenic victory, in which the two opposing sides find some resolution and at least a modicum of satisfaction.

Post factum nullum consilium. (Counsel is of no effect after the fact.) To race well, a jockey and horse must be one animal. The horse must be superbly harnessed. When a horse does not run well, it is typically considered that it may have a poor jockey. On China, military capabilities and resources, state diplomacy to include economic and public diplomacy, and policymaking must also function together as one figurative animal. The expectation is for senior policymakers to master the situation through their management of it. When this is the case, they can often be more precise, to an extent exact, in policy planning , formulation, and implementation. Evidence of that can be found in the fact that their figurative brush strokes will appear finer.

Policies that seem to be too far off from the realities of military capabilities and resources, military power, and awkward diplomatic exchanges and pursuits of inconsequential inroads may evince to competitors and opponents that policymakers are out of touch with the real situation and acting on mere perceptions and perhaps surmisal. Parsing out such concerning the US must be an ongoing process, an obsession, in Beijing at the moment. It would be part of the effort to determine how the US might react when presented with a situation as an assault on Taiwan.

In the US, producing the very best answers to situations is made more difficult because there are a variety of views and interests within the national security bureaucracies that must be balanced when policy is being made. if decisionmaking were directed, controlled by a single source, as in China under the Communist Party of China, under the command of Xi, a magician may seem to be somewhere in the mix who is clearly aware of what to do and how to do it in a way that keeps China a step or more ahead of its main competitor or opponent. Perhaps that is Xi, himself. On the other hand, some policy analysts perceive that for too long there has been a blindness to the best interests of the US that borders on madness. A sense is given off by them–to include Spalding it seems–that it may be too late to really change the course of things by implementing new approaches.

What might be hoped in Beijing to be a limited lighting war launched in the name of protecting China’s sovereignty, could become total war, a war of national survival. The nature of the one who would make the decision in the US on how to respond to China’s aggression will make all of the difference. Perhaps in Washington, a decision has already been made on how to proceed in such a contingency. Perhaps the decisions on the defense of Taiwan have been established as protocols. In defense of its ally, US political leaders may be obliged to comply with them. In the end, it boils down to what the US political leaders want from the situation, a war ending in a type of Pyrrhic victory with losses or a struggle resulting in some acceptable or tolerable new paradigm that allows for an Irenic victory, in which the two opposing sides find some resolution and at least a modicum of satisfaction.

At the outset of the review, greatcharlie explained that the book would not be broken down to the fullest extent possible, but hopefully enough so to raise interest in readers to take a look at the book. There is so much more to discover in Stealth War. The book is a steady flow of information, data, and expressions from beginning to end. Spalding is the purveyor of a foundation upon which an honest discussion can be had on US-China relations or simply the China Threat at all levels, from the senior government policymaker to the average US citizen.

There nothing that greatcharlie appreciates more than a book that stirs the readers curiosity, inquiry into the author’s judgments, greater consideration of their own views on the matter, and elicits fresh insights based on what is presented. That is exactly the type of book that Stealth War is. It is assured that after the first reading Stealth War, one would most likely go back to the book and engage in that stimulating process again and again. There is no telling what insights and how many might be brewed up from within readers after they have had a chance to read through it. Too much pleasure has been lost whilst abstaining from this delightful book. As greatcharlie suggested earlier here, those reading this review who have already read Stealth War would do well to go through the book again. 

Perhaps needless to say but it is nonetheless stated, with absolute conviction and relish, greatcharlie unequivocally recommends Spalding’s Stealth War to its readers.

 

By Mark Edmond Clark

The Defection That Never Was: Meditations on the Dong Jingwei Defection Hoax

People’s Republic of China Vice Minister of State Security Dong Jingwei (above). Beginning in February 2021, Dong became the subject of a rumor alleging that he, along with his daughter, defected to the US. The possible implications of his supposed defection were staggering. It was eventually revealed and proved that the rumor was pure fiction.  Never before has Dong’s name, or any other Chinese counterintelligence official’s name, been bandied about in the US newsmedia or worldwide in the manner it has been lately. An attempt is made by greatcharlie to some degree how this all came about and what was the purpose of it all.

Rumors of the alleged defection of Dong Jingwei, a vice minister of the People’s Republic of China Ministry of State Security–China’s relative equivalent to the Central Intelligence Agency, were the subject of intense discussion in the US newsmedia and social media particularly in June 2021. Allegedly, Dong fled China in February 2021 and handed himself over to US intelligence officials. Dong would have been one of the highest-ranking officers from China’s Intelligence Community, and the Chinese government in general ever to defect to the US. Yet, alas, the rumored defection never occurred.

People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping, is now highly selective, positively picky, about those who serve in national security positions in his government. Considering what would be the most likely nature of the man or woman who would be able to serve as his Vice Minister at MSS for counterintelligence, it is hard to form a mental picture of where the rumor that Dong had defected to the US with his daughter, or who, or better, what organization, may have actually given it wings. It is harder to understand how those who ignited the rumor of Dong’s defection intended to benefit from its formulation and promotion. It is hardest to envision who among those with any knowledge of the Chinese government and the national security apparatus would believe, would ever consider defecting to the US no matter what the circumstances may be within the Communist Party of China or in his personal life. One could imagine Dong would be a deadender, sticking with the Party and his country until the rattle. There is always the possibility–though there are absolutely zero newsmedia reports anywhere that suggested some proceeding mental health episode had befallen him–that Dong may have been overwhelmed by some cacoethes. Barring that, there was no earthly reason to believe that he would defect, and to the US nonetheless. The puzzle now having been “resolved”–the whole truth is out there somewhere, greatcharlie gives a go at parsing out some of these issues hoping it does not come off as l’esprit de l’escalier. In that process, greatcharlie, albeit, steps out on shaky ground to present some unsolicited–and hopefully not unwanted–suggestions on how similar false reports in the future might be given appropriate consideration. Unusquisque mavult credere quam iudicare. (Everyone prefers to believe than to think.)

Some might conclude after noting the topic of this post that this is one more by greatcharlie on Chinese espionage in the US. Some, perhaps duly, might also grumble to the effect: “Now greatcharlie is all China, all the time!” While greatcharlie approaches the defection that did not happen out of academic interest, this examination, much as those of proceeding posts, is part of an ongoing effort by greatcharlie to give consideration of what it could offer to contribute to development more effective approaches to such hostile intelligence collection efforts against the US. Indeed, with the objective of being transparent, greatcharlie must disclose that on the matter of Chinese espionage in the US it is partisan, giving its complete support to the US, the homeland. Readers will likely discern facts are interpreted from that perspective. However, no information is skewed or bent with preconceived ideas or bias.

Who Is Dong Jingwei?

Dong was born on November 18, 1963. At the time of this writing, he is presently 57 years old. In China it would be of some significance to note that he is of Han nationality. As for his studies, he has earned a master of science degree. The only publicly reported member of Dong’s family is his daughter, Yang–also known as Dong HuaHua on social media, who as part of the defection hoax was said to have allegedly fled China with him. She is the ex-wife of Alibaba executive Jiang Fan, who now heads the company’s powerful e-commerce platforms, Tmall and Taobao. 

Dong is a member of the Communist Party of China. Highlights of his career include service as the Secretary of the Party Committee and Director of the State Security Department of Hebei Province from 2006 to 2017. He served as Director of the Pokitical Department of the Ministry of State Security from 2017 to 2018. He eventually became a Member of the Party Committee and Vice Minister of the Ministry of State Security and the Chief of MSS Counterintelligence. It was noted in the July 24, 2015 edition of Intelligence Online that Dong’s heading of the State Security Department in Guo’anbu in the Hebei Province was significant for him as that province has reportedly produced many of Xi’s “securocrats.” Loyalty to superiors, reliability, and regional background apparently put him in good standing with senior party officials under Xi. By 2015, Dong reportedly became part of the “Xi Jinping Clique”, one of the main political factions within the Communist Party of China. By 2018, Dong was close to Xi. Other important Communist Party of China titles and accolades provided to Dong include: Representative of the 18th and 19th National Congress of the Communist Party of China; and, Member of the 13th National Committee of the Chinese People’s Political Consultative Conference.

Zhōnghuá Rénmín Gònghéguó Guójiā Ānquán Bù (Ministry for State Security of the People’s Republic of China) or the MSS, where Dong is vice minister, is an intelligence service responsible for foreign intelligence, counterintelligence, and internal security as well. Their impact stems mainly from providing consumers in Beijing to include the Communist Party of China leadership, the Party’s key organs responsible for foreign and national security policy, and ministers and senior executives of appropriate ministries and organizations of the State Council, as the Ministry of Foreign Affairs, with data that may shape their decisions.

As noted in greatcharlie’s July 31, 2020 post entitled, “China’s Ministry of State Security: What Is this Hammer the Communist Party of China’s Arm Swings in Its Campaign against the US? (Part 1),” the primary targets of the MSS hands down are its chief competitor, the US, the Russian Federation, Australia and New Zealand. The advanced industrialized countries of Western Europe would also fall under its watchful eyes. In the countries of Eastern Europe, China has achieved some prominence in their space. China must equally measure its national interests, and particularly its national security against Japan, South Korea, Vietnam, Indonesia, Thailand, the Philippines, Malaysia, and Singapore. Taiwan, which Beijing declares is part of China, is a special case and a very important MSS target. The second rung of competitors would include India, Pakistan, Nepal, and Mongolia. India has doubtlessly garnered a bit more attention from MSS due to its ongoing border struggle with China. MSS has stepped up intelligence operations throughout Africa to support and facilitate its effort to extend its geopolitical influence and acquire oil, rare Earth minerals, and fish. Africa is estimated to contain 90 percent  of the entire world’s supply of platinum and cobalt, 50 percent of the world’s gold supply, 66 percent of the world’s manganese, and 35 percent of the world’s uranium. Africa accounts for almost 75 percent of the world’s coltan, which is a key mineral required for the construction of electronic devices, including cell phones. Well over 10,000 Chinese firms are operating on the continent with 25 percent located in Nigeria and Angola. China has also expanded its military presence in Africa, rivaling the level of US military equities there.)

In defining counterintelligence, James Olson, the former chief of Counterintelligence for the Central Intelligence Agency and author of To Catch a Spy: The Art of Counterintelligence (Georgetown University Press, 2019), which greatcharlie reviewed for its January 2021 post, states that it “consists of all the measures a nation takes to protect its citizens, secrets and technology from foreign spies.” The primary mission of MSS counterintelligence is the infiltration of all the foreign special service operations: intelligence and counterintelligence services, as well as law enforcement organizations worldwide. MSS shares the counterintelligence role with Zhōnghuá Rénmín Gònghéguó Gōng’ānbù (Ministry of Public Security of the People’s Republic of China) or MPS. MPS is an intelligence service under the State Council in charge of the country’s internal and political security and domestic intelligence.

The achievements of MSS in the US have certainly been no mean feat, and should not be underestimated. As discussed in the February 26, 2021 greatcharlie post entitled,”Suggestions for Resolving the Conundrum of Chinese Intelligence Operations in the US: Fragments Developed from a Master’s Precepts,” the tide of essentially unchallenged Chinese espionage has lapped up so much information, eroded so many formerly reliable defenses, that each day the situation moves closer to the tragic and the terrible. Hopefully, among possible dissenters, an interest, not solely due to exigency, will grow on the idea. Chinese intelligence services have hampered the work of US businesses, research and development firms, high-tech firms, academia, and the federal government itself. They have created spy networks within institutions critical to US economic security and defense. They have attempted to inconvenience the US in its efforts to improve bilateral and multilateral relations in under-developed, less industrialized countries and even long time friends of the in certain regions, and multilateral institutions that the US actually had a hand in creating. One might speculate that having achieved countless victories with near impunity inside the US, Chinese foreign intelligence services now very likely conduct counterintelligence exercises in the field, likely in a nondisruptive way vis-a-vis ongoing operations, to ensure that in their present state, their intelligence networks are free from US counterintelligence detection and interference and that no intelligence service from anywhere could play havoc with them.

Dong (above)  once headed the State Security Department in Hebei, a province which has reportedly produced many of Xi’s securocrats.” Loyalty to superiors, age and regional background apparently won him favor with senior party officials under Xi. He then became part of the “Xi Jinping Clique,” one of the main political factions within the Communist Party of China. By 2018, Dong was close to Xi. Other important Communist Party of China titles held by Dong include: Representative of the 18th and 19th National Congress of the Communist Party of China; and, Member of the 13th National Committee of the Chinese People’s Political Consultative Conference.

As with all other elements of the intelligence industry, counterintelligence work requires wisdom, reason, and logic to be performed well. It is not the nature of intelligence services to regularly use force and aggression to halt an opponent, shut down its networks, thwart its operations, and intercept its intelligence officers, operatives, and informants. The intellect is the tool used for doing so. It stands to reason that in order to be a successful vice minister for MSS counterintelligence. Dong must be a man who has a deep understanding of how people tick, how they fit in and feel where they live and work, and how they can get the ones they have targeted tangled up in their respective espionage enterprises.

In attempting to ascribe certain traits to Dong given his role at MSS, those considered by greatcharlie may appear to be mere abstractions. However, the few traits listed here along with a reliable intuition and challenging experiences within his own intelligence organization may very well have enabled Dong to perceive likely thinking, decision making, planned approaches, and actions within adversarial intelligence services. These same traits perhaps have also assisted Dong in successfully navigating the top rung of China’s national security apparatus and to perform well at the side of leaders of the Communist Party of China.

One might first postulate that Dong possesses the traits of clarity, purpose, and focus. Surely, Dong puts his intentions forward for the best outcome possible. Clarity would allow Dong to concentrate with intention on what is ahead, on what needs to be done. One might expect that Dong believes by now that serving in MSS, performing executive duties for counterintelligence is his purpose. To that extent, purpose was likely revealed to Dong when he discovered the ability to use intuition to understand what may not be clear to others. He would be able to focus on what truly matters, and understand what needs to be avoided, such as anything that might frustrate, seriously inconvenience, hamper, or inevitably destroy his organization’s efforts

Dong is an intelligence officer and political leader of great energy, enthusiasm, and creativity. That energy is transmitted through the MSS. In the US, it would be transmitted not only to officers in the field but to errant citizens and Chinese émigrés recruited to serve the purposes of the intelligence service. He would exude a positive attitude that encourages officers, operatives, and informants to do their utmost in the field. He would be able to find unlocked potential in situations and determine ways to uncover what may be hidden away

What Was Reported on Dong’s Alleged Defection

Relate retero. (I tell what I have been told.) Some simple falsehoods went some way to explain and support what was from the outset a questionable story. From what can be gathered about the episode, stories about Dong’s alleged defection initially emanated from conservative websites in the US. Newsweek points decidedly to a June 4, 2021 report from the conservative political commentary website, RedState, as a source of the rumor. Discussion within conservative circles reportedly became even more intense as days passed. There was considerable discourse on Dong’s defection found in Chinese-language, anti-Communist newsmedia outlets in the US and on Twitter.

Among those who reported on the defection, there was general acceptance of the sequence of events. The defection scheme as laid out was indeed mad-capped. Dong allegedly defected in mid-February, flying from Hong Kong to the US with his daughter, Dong Yang. Dong supposedly provided the US government with information about the Wuhan Institute of Virology that allegedly impacted the position of the administration of US President Joe Biden and Vice President Kamala Harris on the origins of the COVID-19 pandemic. According to Han Lianchao, a former People’s Republic of China Ministry of Foreign Affairs official who defected in the wake of the Tiananmen Square massacre, Dong’s defection was raised by the Director of the Central Foreign Affairs Commission of the Communist Party of China Yang Jiechi, and People’s Republic of China Foreign Minister Wang Yi at the US-China Summit in Anchorage, Alaska in March 2021. On June 16, 2021, Han, citing an anonymous source, alleged that in Anchorage, Yang and Wang demanded that the US return Dong to China, but US Secretary of State Anthony Blinken refused. Subsequent reports, coupled with analyses by China specialists continued as Dong’s precise whereabouts remained unknown. Speculation had even reached Chinese social media threads after Dong had not been seen or photographed for several weeks.

While preparing a story on the alleged defection, SpyTalk, an online news site offering reports on national security topics, with an emphasis on US intelligence operations, had sought comment from the State Department last week, however, it did not respond. In the first public clarification put out by the US government on the affair, a US official, speaking anonymously, “reached out” to say reports of Dong’s defection were not true. With regard to Dong’s whereabouts, he stated “We can’t confirm or deny where he is exactly,” but hinted he remained in China. The official refused to go any further. When SpyTalk asked why the Biden-Harris administration sought to knock down rumors of such a high level defection, an ultra-sensitive issue, the official reportedly stated, “that’s more of a policy question”and referred SpyTalk to the White House. Reportedly, the National Security Council did not respond to SpyTalk’s request for comment.

Notably, Newsweek reported on June 22, 2021 it was informed by a US government official that the reports about Dong’s defection “are not accurate,” without elaborating. A second US government source, also speaking on condition of anonymity, said the rumors were “absolutely untrue.” Yet, such reporting still did not cause those insisting on the defection to retreat back, away from the issue. It is always a capital mistake to reach conclusions before having all of the facts on a point at issue.

The Chinese government, itself, delayed publicly addressing the stories about his alleged defection. Then on June 23, 2021, officials of the People’s Republic of China Embassy in Washington informed that Dong made a recent public appearance despite rumors that he had defected to the US four months ago. According to minutes released by the Communist Party’s Central Political and Legal Affairs Commission, Dong was among five Chinese officials who attended the 16th meeting of the Security Council Secretaries of the Shanghai Cooperation Organization (SCO) Member States on June 23, 2021 Reports of the meeting were also shared on Weibo, China’s largest social media service.

Sources of the Hoax: Views on That in the Newsmedia

The Daily Beast quoted Robert Manning, a former top Asia specialist in both Republican and and Democratic administrations for more than 30 years as saying the decision of the Biden-Harris administration’s willingness to address such a normally highly secretive issue was “to excise an unnecessary additional irritant in the still downward-spiraling bilateral relationship” between the US and China. The Daily Beast also reported another possible motive was to beat back a Republican campaign to deflect blame for the COVID-19 pandemic in the US from the erstwhile administration of US President Donald Trump to China’s Wuhan Virology Lab and, by extension, Anthony Fauci, director of the National Institute of Allergy and Infectious Diseases, who has been critical of the former president’s response to the disease. In the same vein that the motivation may be domestic politics, the Daily Beast reported that a leading China watcher suggested the objective was to head off Republican accusations that the Biden-Harris administration was “hiding a defector who has info on the lab leak or [other] embarrassing stuff.” Essentially amplifying what was aforementioned here, the Daily Beast explained reports of Dong’s defection originated in conservative circles here and abroad that have been critical of the scientific consensus that the COVID-19 pandemic was transmitted from animals in Wuhan’s “wet market.”

On June 4, former Fox News reporter Adam Housley tweeted that “US intelligence has a Chinese defector with Wuhan info. and China is trying to produce variants that suggest it came from bats to cover up that coronavirus originally came from a lab.” Housley’s report was referenced by RedState, which alleged that “a person believed to be among the highest-ranking defectors ever to the United States from the People’s Republic of China has been working with the Defense Intelligence Agency (DIA) for months.” Citing anonymous sources “inside the intelligence community,” The Daily Beast further reported that Red State cautiously claimed “the defector has direct knowledge of special weapons programs in China, including bioweapons programs,” and that the alleged information had created “a sudden crisis of confidence in Dr. Anthony Fauci.”

In a June 24, 2021 Washington Times story, it was suggested by a former National Security Agency counterspy that the defection rumors were “part of a Chinese disinformation effort to distract attention from growing international concern over reports the coronavirus pandemic may have originated in a Wuhan laboratory.” If that intriguing possibility is true, it would seem that the other shoe dropped when Dong was seen at a meeting with the head of MPS later in the month. It might be said the some in the US newsmedia are so expectant and desirous of good news for the US on the Chinese espionage front, that some outlets were even ready to jump at a contrived one. he US Intelligence Community did not flinch in response to the defection reports at any point until,  as aforementioned, one US official spoke “just looking to correct the record.” 

Other Suggestions

One can only imagine–if he was actually unaware that the fiction of his defection, would be laid on so thick in the newsmedia worldwide–what Dong’s immediate reaction was when he received news that he was the subject of a farce that put his loyalty and honor in question. Dong was imaginably a little put out. It may have also caused him some embarrassment, some loss of honor. While the truth of Dong’s loyalty to the Communist Party of China and his country would eventually be made very clear, he would surely recognize that once his name was associated with he would indubitably feel was a damnable rumor, that taint would still stick, even if only to some small degree, long afterward. 

 Perchance that the defection rumor was contrived by MSS, then it would be accepted honorably as an unavoidable sacrifice he had to make with the aim of protecting China. Perhaps some monitoring should be done to see if somewhere along the line in the near future, there is some sudden mention of Dong awarded some high honor for his “service” from the Communist Party of China. Perhaps he would receive the award from Xi, himself. That may very well signal, and could help support the idea, that the defection story was indeed part of some nefarious MSS scheme.

Quis custodiet ipsos custodes. (Who watches the watchmen.) Dong has unlikely gotten lost in any hurt. Yet, one might speculate that perhaps somewhere, someone believes Dong pretends to have an inner strength, nerve, that he actually lacks. Though the true source remains publicly unknown, so far to greatcharlie’s knowledge, no one has been denounced at least publicly in China for having responsibility for igniting the rumor against Dong. One could hypothesize that if the source of the rumor was actually in China, it may have been the case that Dong recognized attempting to establish blame among any rivals for the episode would only be corrosive, and trying to reconcile with some sense his own guilt for leaving himself open to the of such a rumor would be self-defeating. In such a hypothetical case, an expression of such acrimony within days of the celebrations of the Centennial of the Communist Party of China taking place in Beijing on July 1, 2021, would unlikely be of any benefit to Dong politically, professionally, or personally. To that extent, in the eyes of Communist Party of China leaders, he likely would do himself much honor by deciding to hold his tongue at this time, if he even needed or desired to speak out at all.

Arthur Conan Doyle in “Adventure IV. The Boscombe Valley Mystery” of his twelve short stories in The Adventures of Sherlock Holmes published in the Strand Magazine (1891) had his main character, the damnably good detective Holmes, state the following which is apposite here: “Circumstantial evidence is a very tricky thing. It may seem to point very straight to one thing, but if you shift your own point of view a little, you may find it pointing in an equally uncompromising manner to something entirely different.”

Xi Jinping’s Counterintelligence Concerns

Xi has placed considerable focus on police, judges, prosecutors, public security, and state security officers as part of a new Communist Party of China drive against graft, abuses and disloyalty in their ranks. Xi has ordered China’s security forces to be loyal to the Party, serve the people and be impartial in law enforcement. Xi also demanded the police force forge iron-like discipline and conduct. In his address at the ceremony, Xi lauded the major contributions made by the Chinese police to safeguarding national security, social stability and people’s interests, He called them a mighty force that can be fully trusted by the Party and the people, and spoke highly of the major contributions made by the Chinese security forces to safeguarding national security, social stability and people’s interests. Xi also called upon the security forces to uphold the Party’s absolute leadership.

People’s Republic of China President Xi Jinping (above) has placed considerable focus on police, judges, prosecutors, public security, and state security officers as part of a new Communist Party of China drive against graft, abuses and disloyalty in their ranks. Xi has ordered China’s security forces to be loyal to the Party, serve the people and be impartial in law enforcement. Xi also demanded the police force forge iron-like discipline and conduct. Clearly, Dong has been mindful of Xi’s concept and intent and obedient to the new counter-espionage regulation that came into effect in April 2021.

Would Beijing Call It a US Counterintelligence Plot?

As discussed already here by greatcharlie and in previous posts, little progress has been made in halting it or even making a discernible dent in Chinese intelligence operations. Many minds in the US national security bureaucracies are certainly working fiercely on this matter of utmost importance, but it seems too few facts have been collected for them to run on to break new ground or produce anything worthwhile. Trails of espionage may lead to the MSS and PLA, directly in many instances, but those who commit the devilry of spying on Beijing’s behalf, in the US and from China, are seldom caught. With estimates as high as 25,000 Chinese intelligence officers, operatives, and informants on the loose in the US, it is difficult even the most partisan US observers such as greatcharlie to deny China has secured a massive advantage for itself. Publicly, there appears to be not much of anything comparable achieved to knock back Chinese espionage.

Dong’s team and counterintelligence executives and managers of the other Chinese intelligence services surely study the tactics, techniques, procedures, and methods of US foreign intelligence and counterintelligence services. They would seek to better understand and prepare for expectant future attempts to covertly insinuate operatives into the Chinese foreign and national security apparatus, including particularly both the clandestine posts and covert networks of civilian and military Chinese intelligence services and Communist Party of China organs operating overseas.

Dong and his counterintelligence managers at MSS doubtlessly understand the situation the US Intelligence Community has faced, scoring few victories and suffering many defeats in the intelligence struggle with China, and they very likely recognize that US foreign intelligence and services are anxious to turn the situation around and get some things going. They have likely concluded US foreign intelligence and counterintelligence services are under stress and are bound to take risks to score a victory or win the whole ball game. 

To that extent, one might imagine it could plausibly be claimed within MSS headquarters that whole episode was a US counterintelligence artifice, designed to twinkle out Chinese intelligence service officers and operatives based on the their reactions by some the following: movements–attempt to leave US; communications–sending communiques by codes and encryption to provincial departments and municipal bureaus to confirm rumors and see instructions on next actions; contacts–reaching out to network managers in distress or panic; and, email, text, call, and meet other intelligence officers to parse out situation as reported. Alternatively, also with a counterintelligence purpose, the US could be said to have attempted to smoke out prospective defectors among those officers and operatives, attempting to convince them that some “tower moment” for Chinese intelligence service operations in US had occurred and the moment had arrived to choose to remain part of Communist Chinese system or seek refuge in the US. 

Dong and his manager further parsing out the matter might have speculated that beginning in February 2021, he may have been out of pocket for an extended period or on medical leave for some illness. Such speculation could go further to suggest the US Intelligence Community became aware of the situation, which would have been a chilling prospect in itself for MSS counterintelligence, and sought to capitalize on it 

What might cause Dong and his managers some discomfort even though the whole defection story was revealed as a hoax, and if it was the actual source of the hoax, is that for a while at least there appeared to be good news about success against China. Even if proven false, it would be good to have such positive news reach the ears of the US public, and Beijing would not want that. Further, even though the truth is out, the belief may exist among many in the US public that the “super secret” US Intelligence Community may have truly scored the specified success, and now, for reasons unknown, want to conceal it. Among conspiracy theorists in the US, the imagination may have also been given fuel to run wild and the whole matter of the defection will linger for a while. Chinese intelligence services would likely hope that some sense of discouragement might reach into the psyche of the US public over how Chinese espionage in their country appears unstoppable, even though it may be an issue somewhat outside of the average citizen’s day-to-day concerns.

As for the Communist Party of China, propaganda elements might eventually seek to use the whole circumstance to an advantage against the US. The goal would be to embarrass the US by making it appear as if the US Intelligence Community conjured up a story of defection because that has had no real successes at all against China. What would then perhaps be called “the big US lie” or something to that effect would doubtlessly be denigrated by Beijing through declaring it as being too contrived, unsubtle, poorly executed, and further evidence of how little the US Intelligence Community knows about the Chinese intelligence services. Then again, there may just be silence from Beijing.

A Novel MSS Counterintelligence Tactic to Smoke Out “Disloyalty in the Ranks?”

It would appear Dong may have actually been expecting to face something out of the ordinary from US and other foreign counterintelligence services much as discussed here, and it factored into MSS calculations on operations against the US. According to a story in the June 18, 2021 edition of the South China Morning Post, a report on a seminar on a counter-espionage regulation that came into effect in April 2021 was posted on Changanjian, the social media account operated by China’s top law enforcement agency, the Central Political and Legal Affairs Commission of the Communist Party of China. At the seminar, Dong urged the country’s intelligence officers to step up their efforts to hunt down foreign agents and insiders who collude with “anti-China” forces. A read-out from the seminar quoted Dong as explaining: “The promulgation of such regulations provides us, the principal agents responsible for counter-espionage work, with the legal means to prevent, stop and combat criminal activities that would jeopardize our national security.” Dong went on to state: “This will reinforce our responsibility in counter-espionage work, and enable us to do a better job in organising and mobilising all social forces in waging ‘people’s warfare’ against espionage activities.”

In addition to Dong’s expressions on catching foreign spies, the actual report as posted stated that the intelligence officers must also go after “insiders” and “people who bankroll their activities behind the scene.” On that point, the report additionally noted: “At present, infiltration and spying activities by foreign intelligence agencies and hostile forces have increased significantly.” It went on to say, “In particular, there are individuals who have willingly become ‘insiders’ colluding with foreign intelligence agencies and hostile forces and engaging in anti-China activities.” The South China Morning Post story lastly noted the insistence in the report that “All state security agencies must stand firm … deepen and carry out our various counter-espionage work to safeguard our national security.”

Given what was stated by Dong at the June 18th seminar on the counter-espionage regulation that came into effect in April and the report on the event, it may be grotesquely improbable, yet all the same conceivable, that the defection hoax was actually an MSS loyalty test on a grand scale to as was suggested, to step up their efforts to hunt down foreign agents and insiders who collude with “anti-China” forces.

Attempting to look at thinking in MSS from the outside, trying to put moments and trifles from recent events in order and give them a deeper meaning, greatcharlie hypothesizes that Dong and his counterintelligence managers at MSS could not be certain of how the US Intelligence Community, and other foreign intelligence services for that matter, might apply pressure to its officers and operatives. For them, that is always the pinch. To do something more than just study the matter, they may have created a scenario that would likely shock MSS personnel in the field: the defection of the MSS Vice Minister, for counterintelligence nonetheless. That might explain why Dong’s good name was thrown into the mix of something so repugnant. Dong and his managers could test what may have been a working theory on the likely causality of some occurrence, in this case it would have been collusion with anti-China forces, and see if it could be confirmed by facts through investigation. Indeed, Dong and his managers would have wanted to see for themselves how officers and operatives in the field would respond to a very deceptive approach that perchance in their minds could have plausibly been attempted by US counterintelligence.

Many of the MSS foreign intelligence networks and operations in the US, and elsewhere overseas, are run by MSS Provincial departments and municipal bureaus. It would most likely be the case that foreign intelligence and counterintelligence managers of those departments and bureaus would have understood that there would be no reason to leave their locations or try to leave the US in the case of such a defection. It would stand to reason that their identities as spies would likely remain unknown for the time being and everything would be handled by Beijing to prevent their capture and keep them safe. That would likely be instilled in training and before deployments. Expectedly, as a result of training, loyalty and dedication, equanimity and sangfroid would be displayed by officers and operatives. However, through experience one might postulate Dong could have felt that there are patterns one can discern that establish order in the human mind. An unexpected blow to the MSS leadership as a defection of its chief of counterintelligence, which they depended upon for their very lives, might surprisingly elicit inordinate behavior among trained officers and operatives.

Dong might have conceptualized further that if one of his officers or operatives had even considered going over “to the other side” or perhaps might have already been in “friendly contact” with so-called “anti-China” force, the former might fear of being uncovered by an alleged defecting chief of MSS counterintelligence might impel them to act, the latter might want to use the situation to capitalize on the connection already made and go to the other side. (After reading what is presented here, perhaps some may accuse greatcharlie of having too much imagination, others may say, too little.)

A Thought about Future Defections by Foreign Intelligence to the US

As expressed in previous posts by greatcharlie, how the US handles every defection will surely shape decisions by officials to defect in the future.What US counterintelligence services do with defector would certainly have value for MSS to the extent that it could be used to discourage, plant in minds of officers and operatives that turning to the US would not be a wise choice. What prospective defectors might gather from the whole Dong business is that his or her defection could easily become a very public matter, very quickly in the US and eventually worldwide. It could be imagined by them that facts concerning who or what, when, where, how, and why would somehow be leaked to the news media. Rather than a serious concern, their defection might be presented and looked upon at least among some in the US as a banal amusement. Bookmakers in Las Vegas may very well have been taking bets on the outcome of it all: “Did he or did he not defect?, and “Will he stay in the US or be returned to China for one of our spies?” Regardless of the rank or position a prospective defector might be, he or she would hardly get the impression that the way Dong’s name was tossed about was nothing to signify, but rather unseemly. They would perhaps recognize that they would have little cause to expect any better treatment for themselves. None of this should be looked upon as exaggeration or fanciful if the Dong episode might be considered at all instructive. Using the backdrop of this episode as a gauge, one can only imagine what would go through the mind of an intelligence officer of adversarial country, wanting to defect when thinking about the treatment and well-being of his or her family members and himself or herself, how seriously their situation would be taken by the US, and what would be their final disposition. That may not portend well for the US Intelligence Community or prospective defectors. Hopefully, that will not be the case.

The Way Forward

Praeterea qui alium sequitur nihil invenit, immo nec quaerit. (Besides, he who follows another not only discovers nothing but is not even investigating.) Despite pronouncements of Communist precepts that are designed to allow the society to evolve socially, economically, and politically, declarations to maintain an orderly society though a system of justice demanding obedience and assurances from the Communist Party of China on the smooth running of the state and conduct of government affairs aimed at supporting a high quality of life for the people, visible and publicly released reports of scientific achievements in the medical field to high-tech, greater endeavor in the vast ocean and into space, and the notices of accomplishments externally on foreign affairs and guaranteed that the country cannot be threatened, bullied, or taken advantage of ever again, China is nonetheless a nontransparent society. What one knows about China is what Beijing says is true. Independent observations that defy its realities are anathema in Beijing, and can be responded to harshly. There is plenty of secrecy. The frugal release of information on the Wuhan virus is the latest best example of that. Beijing, without fail, will double down further in secrecy when it comes to national security. Yet, to discerning eyes, what the world observes China doing also speaks volumes about what is highly likely being decided behind the scene. That was especially true in this case when ostensibly a man viewed widely in the Communist Party of China as one of the country’s most loyal and dedicated servants, was accused of what could be called the unthinkable. 

While Dong’s name has never been bandied about in the US newsmedia or worldwide in any way close to the manner it has been in just days before thus writing. For those somewhat familiar with such matters, greatcharlie’s editor, himself, being simply an enthusiast and nonpracticioner, well-separate from the intelligence world, the notion that that he of all people in Chinese intelligence would defect would be a bombshell neatly as big if Alexander Bortnikov of the Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB, was said to have defected instead. That is simply unimaginable. 

Revenons à nos moutons. The hope of US counterintelligence should be “simply” to come into positive contact with an officer, operative, or informant with an albeit some leaning toward an idealistic vision of China as the dominant power and shape of the world for the future, but with reservations, serious reservations. Those sentiments would need to be worked on. The next best hope would be to find the officer, operative, or informant who is not doing things for an ideal, and whose reasons for turning on China would be venal. 

Given the peculiarities of the world of intelligence, this analysis should not be considered too extravagant. The desire of greatcharlie is that nothing in this post would be deemed too fanciful by readers and a bit of their curiosity on the topic at hand would be satisfied. Admittedly, it would be doubly satisfying to know what is presented here might  resonate with a few in US counterintelligence services grappling with the Chinese espionage conundrum. However, if greatcharlie has not achieved the latter, the 18th century French Enlightenment writer, historian, and philosopher, François-Marie Arouet, known by his nom de plume Voltaire, sums up its sentiment in Poème sur la Loi naturelle (1756), Quatrième partie: Je n’en dirai pas plus sur ces points délicats. / Le ciel ne m’a point fait pour régir les États, / Pour conseiller les rois, pour enseigner les sages.” (I will not say more on these delicate points./ heaven made me not to govern states, / To counsel kings, to teach wise men. Spero melior. (I hope for better things.)

Food for Thought for US Companies Maintaining Robust Operations in China despite Beijing’s Strained Relations with Washington

The Great Wall of China (above) actually consists of numerous walls built over two millennia across northern China and southern Mongolia. The most extensive version of the wall dates from the Ming dynasty. Despite the Great Wall’s construction, China has always been relatively open to contact and trade with foreigners. The Communist Party of China would explain that due to such openness, in more recent times, China was the victim of Western “imperialist,” “capitalist” countries that reaped huge benefits from it. Many foreign companies currently operate in China, but their host, quite different from the past, is a world power. The Communist Party calls China’s success the vindication of an ancient civilization after a ‘century of humiliation.” China desires to take the title of the dominant power in the world and in its quest has created a challenging situation with the US. US companies in China must closely watch how US-China relations “progress,” and well-consider what prospective outcomes could mean for them.

Many in the US government’s foreign and national security policy bureaucracies and the US Congress with the responsibility to monitor what China is doing apparently do not want to tell too much about its actions and intentions and what its intelligence services are doing against the US, possibly for fear of metaphorically frightening the horses,  the US public. The Communist Party of China has at least demonstrated to itself that it had all the cleverness to outwit, outmaneuver, and surpass some preceding US administrations in its quest to establish the People’s Republic as the world’s dominant power. China’s accomplishments in that direction are now recognized by many policy experts as being far more significant than once realized. Relatively recent, popular books on US-China relations cut to the foundation of that which was perhaps previously satisfying and assuring in US policy circles about Beijing’s actions and intentions. While is far from exhaustive, among list of such books that greatcharlie has read or reread on the matter are: Michael Pillsbury, The Hundred-Year Marathon: China’s Secret Strategy to Replace America as the Global Superpower (Henry Holt and Company, 2015); Steven Mosher, Bully of Asia: Why China’s Dream is the New Threat to World Order (Regnery Publishing, 2017); Robert Spalding, Stealth War: How China Took Over While America’s Elite Slept (Portfolio, 2019); and, Bill Gertz, Deceiving the Sky: Inside Communist China’s Drive for Global Supremacy (Encounter Books, 2019). Those with a keen interest in what has popularly been called “The China Threat” surely possess copies of one or more of these texts and likely have frequently made a long arm for copies in their libraries for reference. Though recognizing their popularity, greatcharlie would not dare hint at some rank or order of them for it would only open the door to judgments of its choices which is beside the matter. For its April 30, 2021 post, greatcharlie reviewed Gertz’s Deceiving the Sky. Of course, a treasure trove of excellent, recent academic books on US-China relations have been presented by university press and think tank publishers, which includes a few greatcharlie has appreciated and recommends: Michael E. O’Hanlon and James Steinberg, A Glass Half Full?: Rebalance, Reassurance, and Resolve in the U.S.-China Strategic Relationship (Brookings Institution Press, 2017); Elizabeth Economy, The Third Revolution: Xi Jinping and the Chinese State (Oxford University Press, 2018); Clyde Prestowitz, The World Turned Upside Down: America, China, and the Struggle for Global Leadership (Yale University Press, 2021); and, Ryan Hass, Stronger: Adapting America’s China Strategy in an Age of Competitive Interdependence (Yale University Press, 2021).

Despite readily discernible differences of each text, their respective discussions harmonize on the point that China is in the midst of implementing a strategy to supplant the US as the world’s dominant power. Some say the deadline for this takeover is 2049, the one-hundredth anniversary of the founding of the People’s Republic, but others believe it may come earlier. (Some policy circles in the US have assessed dispiritedly that it has happened already.) To that extent, on an additional common point, the authors explain how preceding US administrations, with an apparent tinge of romanticism, misguidedly believed that the US could somehow guide and manage China’s industrialization, trade and overall economic development and thereby impact its political and social development. They also explain how, in some instances, the US government has unwittingly assisted China in achieving its goal of world dominance. In fact, each author essentially declares that China is a national security challenge for the US and its allies. China has made that very clear by building island seabases to secure claims of sovereignty over waters in the South China Sea, conduct overflights of the airspace and naval incursions into the waters of US allies in the region, regularly organize parades of their latest weapon systems, and marches of tens of thousands of men, stupefying to the eyes. The authors by in large suggest that the US should implement a more competitive strategy toward China, as it really is, to get a handle on it, by using all instruments of national power and urging US allies in Asia and outside to do the same. The efforts of the aforementioned authors, and many authors of notable books not discussed here, to expose China for the danger they believe it poses is driven not by antipathy but rather by evidence. There is materiality on the balance of negative probabilities which they have dug up in their research and revealed in their works. 

Given what generally presented, it would appear that China may not be the safest country for US companies to operate in at the present. Being steeped in matters concerning China, and they certainly are, one might presume that senior executives of firms there have already formed positions. Perhaps the best answer for senior executives of US companies is to consider moving their operations to a country that presents no risk or at a minimum, far less risk than China at the moment while the opportunity still exists. Yet, as many US companies are operating robustly in China, clearly moving out is not the course that all senior executives would agree upon. With un fil di voce, greatcharlie, cautiously takes on the task of shining some light on why they would continue operating in China despite problems their firms could face as a result of a collapse in US-China relations or even conflict between the two countries. Some not so subtle changes in attitudes and behaviors of Chinese officials toward the US in recent times are examined to develop insights on specific reactions that should be expected from Beijing. The possibility is considered that Beijing may have plans to make their companies targets of its wrath in the event such dark days come. Simply with the possibility of trouble on the horizon, it would seem their respective companies will soon become targets of China’s public security and intelligence services in very apparent ways. Along with think tank scholars, academics, policy analysts, and military and diplomatic officials, journalists, and students that would hopefully be an interested audience for this essay, greatcharlie would hope that senior executives of US companies with considerable operations in China, might take note as it directly concerns their efforts. Absent from the discussion is any mention of the identities of companies that have placed themselves in, or may have in some way fallen into, a somewhat precarious position in China as greatcharlie believes that information is immaterial, away from the heart of the matter. As for the senior executives of US companies, they are only referred to in the third person as the sole goal here is to touch upon the likely prospective broad range of thinking among them, not to throw the spotlight upon anyone. Make no mistake, greatcharlie is not offering any business advice to anyone. It is stated without pretension that such would be out of its province, and any impressions of the kind caused by this writing should not be given flight. The aim is to provide a look at some important issues from a new angle, provoke thought, and contribute to the greater discourse on the matter at hand. Non enim parum cognosse, sed in parum cognito stulte et diu perseverasse turpe est, propterea quod alterum communi hominum infirmitati alterum singulari cuiusque vitio est attributum. (For it is not having insufficient knowledge, but persisting a long time in insufficient knowledge that is shameful; since the one is assumed to be a disease common to all, but the other is assumed to be a flaw to an individual.)

People’s Liberation Army forces on parade in Beijing (above). In the past, US administrations believed the US could somehow guide and manage China’s industrialization, trade and overall economic development and thereby impact its political and social development. Some scholars assert that in certain instances, the US government unwittingly assisted China in achieving its goal of becoming the world’s dominant power. China is surely a national security challenge for the US and its allies now. It has made that very clear by building island seabases to secure claims of sovereignty over waters in the South China Sea, conduct overflights of the airspace and naval incursions into the waters of US allies in the region, regularly organize, parades of their latest weapon systems, and marches of tens of thousands of men, stupefying to the eyes.

“Perfidious Communist China”

“Perfidious Albion” is the nickname that French Emperor Napoleon Bonaparte would use to acidulously refer to his arch rival Great Britain, which he considered to be treacherous in international affairs, distrustful of foreigners, and had a knack for frustrating his plans. Albion is a literary or poetic term most often used for Britain or England of Ancient or historical times. The term, “Le perfid Albion,” was said to have been first used by Augustin-Louis, Marquis de Ximenès, the 18th century French poet and playwright. In the same vain that the term, “Perfidious Albion,” was used by Napoleon, perhaps the term, “Perfidious Communist China,” could be used in Washington in reference to China as US leaders must remain suspicious and distrustful of it. Leaders of the Communist Party of China do not leave any room for doubt that they are determined to bring down the US in order to claim the title of dominant power in the world. Moreover, they are clearly willing to use whatever jiggery-pokery it takes and use, so far within tolerable limits, the aggression needed to achieve that goal. 

Becoming the world’s dominant power may not seem to some as a worthy pursuit for a developed, industrialized country. The US essentially fell into the role and has held it as a matter of events, fate, and necessity, though arguably some political leaders in the early years of the 20th century, such as President Theodore Roosevelt, envisioned the country reaching the top. Many countries and national leaders in the past two centuries that sought the mantle can now be found upon what former US President Ronald Reagan in 1982 referred to as the “ash heap of history.” Yet, it is the Communist Party of China’s pursuit nonetheless, and Beijing seems to be moving inexorably toward that goal. The strategy to reach its objective apparently from the start was far larger in conception than some in US foreign and defense policy and business circles still appear willing to consider. 

The words of the Chinese officials have begun to reflect the Communist Party of China’s unsheathed antipathy toward the US. The Party, itself, might explain the words of the Chinese officials rightfully manifest the tone of a country once victimized, yet not demoralized by Western “imperialist,” “capitalist” countries that reaped benefits from it. (Truth be told, by the late 1800s, China was “carved up like a melon” by foreign powers competing for spheres of influence over trade and territory.)  The Party line is that China’s success is the vindication of an ancient civilization after a “century of humiliation.” Their words have the flavor of officials from a country that has been executing a clearly defined strategy to unseat the US as the world’s dominant power. It often smacks of something personal for members of the Communist Party of China. With regard to the officials and diplomats of the People’s Republic of China Ministry of Foreign Affairs, this behavior was briefly discussed in the June 30, 2020 greatcharlie post entitled, “Commentary: China’s Coronavirus Tack Includes More Abrupt Officials and Political Warfare; Its Diplomatic Tool Must Endure the Consequences.”

Such qualities in Chinese officials words could be ascribed to those expressed by the People’s Republic of China delegation led by the Director of the Central Foreign Affairs Commission of the Communist Party of China Yang Jiechi, and People’s Republic of China Foreign Minister Wang Yi at bilateral meeting with a US delegation in Anchorage, Alaska in March 2021. The US delegation led by US Secretary of State Antony Blinken and US National Security Adviser, Jake Sullivan. Blinken, indeed, started the meeting off by telling the delegation from China that the US intended to address “deep concerns” over the treatment of the Chinese citizens in Xinjiang and Hong Kong and the situation with Taiwan. However, Yang responded boldly, taking a bit of time to express sharp criticism of the US over what he described as its struggling democracy, poor treatment of minorities, and over its foreign and trade policies.

Yang’s words of reproach and his demeanor were completely out of character for an opening statement, particularly a very public one, for a bilateral meeting between industrialized powers. If the matter were not so serious and the prospects for improved relations between the two countries so grim, it might have been characterized as satire and marked down as a response. Needless to say concerning the speeches given by the two senior officials of the Chinese delegation in Anchorage, bon mot, they were not! Previously, there was an apparent Chinese doctrine of moderation in talks with other countries. Calmness and authority was once shown not only in diplomacy but in all circumstances by officials. This more assertive approach as of late has pulled Chinese officials from their more traditional conservative, stolid posture.

Overall, Yang, as well as Wang when he spoke immediately after him, comported themselves with an astringency which some critics would agree uncloaked the true nature of the regime. Certainly, as discussed in greatcharlie’s April 30, 2021 post, one could not help but get the impression by the vexatious words used lately by Chinese negotiators that all talks and perhaps the overall situation with the US, something even more is going on with Beijing’s thinking. It may very well be that leaders of the Communist Party of China have been satisfied enough with its accomplishments and ongoing progress towards surpassing the US that they have approved behavior by officials in interactions with foreign counterparts that would indicate the transition of power has already occurred. In the New American Bible, it is written in Luke 6:45: “A good person out of the store of goodness in his heart produces good, but an evil person out of a store of evil produces evil; for from the fullness of the heart the mouth speaks.”

In its April 30, 2021 post, greatcharlie also postulates that the Chinese officials appear to be presenting themselves as symbols of national resistance to US power. The Chinese officials wanted not just the US delegation, but the world to pay heed to their exhortations concerning the US. Such public behavior is part of what is known as united front work under Communist Party of China. During the current rule of the People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping, united front work calls for the never-ending, enthusiastic promotion of the Communust Movement, the Communist Party of China, Xi, and the People’s Republic, and a lot of other things. The Communist Party of China is happy to foster animus toward the US wherever it may be found in the world as well as cause foment over such where it can. James Baldwin, the 20th century US novelist, playwright, essayist, poet, and activist, rightly recognized in his fascinating September 23, 1979 New York Times interview: “The world changes according to the way people see it, and if you alter, even but a millimeter the way people look at reality, then you can change it.”

The future situation is not entirely clear. One might reasonably suspect that while Beijing wants a peaceful resolution to the most stressing geopolitical issues it faces with regard to the US, it is uncertain whether they would even imagine accepting a balanced one. Real success for Beijing may very likely mean achieving some major advantages across issues in contention with the US. Looking at the extreme alternative, measuring what it might lose against what it might gain in some limited use of force, its judgments are likely balanced on perceptions of the will of the US to act and to sacrifice in such a way to actually protect its interests and allies in the region. Another factor included in the forecasts of Beijing’s moves would perhaps be the temperament of Xi. Conflict of any kind would have a dreadful impact on US companies in China. The lead up to any turn for the worse would likely mean problems for their operations and their employees in-country. As would be expected, some US companies have moved out or have expressed plans to move out. Other companies appear to be tiptoeing in the same direction. Still, there are those firms that are not just reluctant, but unwilling to take a new course. 

People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping (above). In an April 30, 2021 post, greatcharlie postulates that the Chinese officials appear to be presenting themselves on the world stage as symbols of national resistance to US power. That was apparent during a bilateral meeting in Anchorage , Alaska in March 2021. Chinese officials wanted not just the US delegation, but the world to pay heed to their exhortations concerning the US. Such public behavior is part of what is known as united front work. Under the current rule of the People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping, Chinese officials appear required to engage in a never-ending, enthusiastic promotion of the Communust Movement, the Communist Party of China, Xi, and the People’s Republic, and a lot of other things.

Do Not Rely on Beijing’s Goodwill!

Knowing what is wrong is not as great as knowing how to fix the problem. Moreover, one must accept there is a problem and be willing to fix it. In his philosophical and autobiographical treatise, “Discourse on the Method of Rightly Conducting One’s Reason and of Seeking Truth in the Sciences” (1637), the renowned 17th French philosopher René Descartes wrote: “And thus, the actions of life often not allow any delay, it is a truth very certain that, when it is not in our power to determine the most true opinions we ought to follow the most probable.” In the small hours of the morning, one might imagine US executives look within to find the truest answer to how to proceed given all that they have been informed of respectively. 

What greatcharlie has discovered in its own research and the voluminous scholarly sources that support the view that danger lies ahead is that from the aggregate of respective discussions in recent books and other publications in this vein, this idea can be confidently drawn by business executives in question, too! More so, executives sophisticated enough to create a successful space for their companies in China have sufficient information available to them even beyond what outside experts offer, to include reports from the US government, that would allow them to grasp the potential impact of decisions they might make. Undoubtedly, capable and diligent regional specialists in their own companies have collected and presented similar information on the dangers of remaining in China. Everything asserted about the threat Beijing poses to US companies can be substantiated by a history of necessary commiserations between company senior executives and decision-makers of the Communist Party of China.

Yet, while it is most apparent that China’s recent past clearly is not without stain, that fact appears to be by the by to those senior executives of US companies working robustly in China who choose to remain. They will not allow their minds to be biased by theories and suspicions suggested by those who do not have the type of investment at stake in China as their respective companies. They are unwilling to condescend to what they would call fear mongering about the Communist Party of China. China appears to have won many of them and those in that number will hear nothing against it. In this discussion, greatcharlie leaves aside any suggestion that the continued investment by US companies in China is the result of some urge among their senior executives to act in a knowingly dangerous way, l’appel du vide. What those business executives may believe is that in their own assessments of Beijing, they have the advantage of being well informed through what they might characterize as their own most informative, “regular” contacts and “substantive” conversations with officials of Chinese government bureaucracies and leaders of the Communist Party of China. They may believe their relationships with them are strong, bien entretenue. Many appear willing and some comforted by refusing to look beyond what Beijing presents about itself. In that respect, some have become metaphorically tone deaf to warnings concerning all urgent matters now underway. It was expressed by Aristophanes in Clouds (423 BC): “To invoke solely the weaker arguments and yet triumph is a talent worth more than a hundred thousand drachmae.”

As for Beijing’s guile and maneuvering, some of the senior executives even at this point would doubtlessly declare that the evidence that has publicly presented on its malign actions and intentions as something akin to an albeit a peculiar rag bag of singular happenings. Ironically, they might sarcastically note that some new wrinkle of China’s malevolence comes to light practically “every ten seconds” as the 20th century US humorist Sam Levenson might remark to defuse the tension caused by the subject.

In A Mountain of Crumbs: A Memoir (Simon & Schuster, 2010), Elena Gorokhova recounts growing up under the Communist government of the Soviet Union in the 1960s, and tells of her discovery of the hidden truths about adulthood and her country’s profound, brazen lies. Gorokhova recounts: “The rules are simple: they lie to us, we know they’re lying, they know we know they’re lying but they keep lying anyway, and we keep pretending to believe them.” The regime in Communist China operates in a similar deceitful fashion both at home and abroad. There are doubtlessly many more aspects of Beijing’s thinking and behavior that have not as yet been discerned or at least publicly reported. They may become known only after a situation literally blows up. One might state that within the Communist Party of China, the powers of evil are exalted, anything negative is possible. 

The latest word from the US Intelligence Community is that the US supply chain from China now faces real threat. There are a few normal factors that can affect US supply chains, including production shortages, trade disruptions and natural disasters. However, the US National Counterintelligence and Security Center (NCSC) has warned that “actions by foreign adversaries to exploit vulnerabilities in US supply chains pose unique counterintelligence and security threats.” According to the NCSC, foreign adversaries are increasingly using companies and trusted suppliers as “attack vectors” against the US for espionage, information theft and sabotage. Officials warned that those actions compromise the products and services that “underpin America’s government and industry” and warned of the effects–“lost intellectual property, jobs, economic advantage, and reduced military strength.”

What is shared by the US government on Beijing’s plans and intention toward companies foreign working in China should be fully heeded by US companies. Beijing would of course become indignant claiming Western arrogance would lead accusers to say an idea was stolen. Perhaps Chinese government spokespersons would rely upon words similar to those of Sir Arthur Conan Doyle’s fictional character Sherlock Holmes, who in “The Adventure of the Dancing Men,” the third story of 13 in the The Return of Sherlock Holmes (1905), stated: “What one man can invent, another can discover.” 

Simple facts can go some way to explain what might be recognized as a charitable position. To that extent, distortions of truth from Beijing or other trusted or favored sources are far more satisfying as a result of an infatuation with a present preoccupation. In arguments, the business executives will mistakenly grab the nearest evidence to hand that would uniquely support their perspective. What they might characterize as the “stirring of alarm” would likely be inexplicable to those who have not abandoned the idea that China acts in goodwill. They would likely assert that China’s sense of a rivalry between itself and the US is natural given geopolitical, geostrategic, economic considerations alone. Indeed, among those reluctant to accept what present evidence insists upon, one might find that almost every decision to carry on with their current business plans in China is likely founded upon a mix of reality and imagination.

As reported in the Wall Street Journal on March 26, 2021, in the weeks that surrounded the inauguration of President Joe Biden and Vice President Kamala Harris, Chinese leaders waged an information campaign aimed at the US business community. It included a flurry of speeches, letters and announcements. Of special note was a February 2021 speech by the Communist Party of China’s  foreign policy director, Yang, to a virtual audience of US business leaders and former government officials. Initially laying out a very positive situation for investment and trade opportunities in China, he then offered the stern warning that Tibet, Xinjiang, Hong Kong and Taiwan are “red lines” that anyone from the US should remain silent about. He also made the demand that the business community lobby the new Biden-Harris administration to reverse Trump administration policies toward China which he excoriated. 

Without the intent of being folsom, greatcharlie states that there are highly qualified individuals that serve as senior executives at companies. In their respective fields, these professionals are generally known and admired for their astute judgments, being steady and reliable, and having keen minds and the laudable capacity to reason. Finding answers to such situations were what the executives were hired for. Being incommoded by the regulations of China’s bureaucracies would by no means be new to them and they would expect to find a way to work around any problems. Their thoughts would remain focused on optimizing their respective companies’ investments in China. That would be the vintage way of thinking, so to speak.

One might go as far as to suppose that some US business executives may feel that if accomplishing that meant being under some recherché obligation to Beijing, they would accept that. They doubtlessly would expect to gain additional favor from the Communist Party of China through such loyalty. As a bonus of taking such a step, they might believe they would be taking the steps that would allow them to avoid a serious dilemma in the near future. (Such would hardly be a schema Beijing would feel obligated to follow, and indeed, something one should not plan for.) One might expect to occasionally hear expressions of appreciation from US companies to the most senior leaders of the Communist Party of China and the Chinese people for their “magnanimity.” In fact, they have been heard. Those companies could do no greater service for Beijing than to take such a course. Those in the US outraged by China’s overall behavior toward the US and its allies would very likely call it a perverse allegiance.

Perhaps conditions for some companies were never idyllic to start, and any new circumstances that arise are just one more hurdle to overcome. One might suppose that for senior executives of US companies in China, navigating any problems that have arisen so far has been a bit similar to white water rafting. It is a challenge, but in the end overall satisfying. To speak more in metaphors, senior executives of most US companies still operating in China likely feel that they successfully managed the disturbed sea of those relations by monitoring essential currents and will achieve further success by navigating them intelligently. Indeed, in many cases having spent years inveigling their way into many meetings with Communist Party of China leaders and government officials they likely feel that have created links with them near equal to those that exist between those same Party leaders and officials that the executives of China’s state-run companies. They are likely confident that as a result of those linkages, their companies’ investments In China are to the greatest extent possible shielded from any possible troubles in relations between Beijing and Washington. In corporate conference rooms and meetings with Communist Party of China or other government officials, any dark imaginings of Beijing’s behavior evaporate fastest. Conceivably, ideas and attitudes expressed In those same conference rooms of US companies are very likely encapsulated with the quip: “I will believe it when I see it.” There may very well be companies planning to simply carry on even under the worst circumstances should it come to that. 

Yet, many have doubtlessly assessed that contrary to the reports of experts, they have so far had no reason to regret, nor do they believe they shall have any reason to regret their speculation in China. Until they are caused to accept anything to the contrary, one could imagine certain senior executives of US companies would happily seek to remain in their offices in China. The claim that Beijing could turn against them in some profound way may simply be a counterfactual. Perchance senior executives still engaged in robust operations in China believe Beijing’s intentions are the best and would refer to all of the negative talk of Beijing’s intentions as slander. Presumably, senior executives of US companies, having minimized in their own minds the danger that China presents, might suggest to other senior executives whose companies are similarly invested in China, that no one should get ahead of oneself in reaction to what they may have heard or observed of those companies that have moved out. Perhaps the retention of that mindset, a certain stubbornness among some, may be a prime obstacle in convincing them to open their eyes. Assuming that all have the best intentions at heart, one might believe that differences in thinking among senior executives of US companies are mostly a matter of clarification 

There are situations in which even the most accomplished business executives might find themselves helpless. No US firm should count upon the goodwill of Beijing to help see them through the storm of greatly deteriorated relations, or the catastrophe of a clash, between the US and China. Beijing time and again has proven that it is unworthy of such trust. Most US companies operating in China or have an extremely close relationship with Party leaders and government officials, they should not expect that they would be able to just carry-on as they have been no matter what. By the mere fact that they are Western companies representing Western capitalism, there would be a fairly good chance that they would fall afoul of the Communist regime in Beijing. That has been a reality all along.

To be as frank as possible, the Communist Party of China has no love for them. Without a shadow of doubt, many Party leaders yearn to reach that day in the future when China can show its true colors, declare broad powers over all foreign companies and severely alter terms of any signed agreements to immensely favor its own interests, if a firm is allowed to remain in China at all. Surely they believe there would be more than one parallel Chinese firm of its respective industry to replace just about every foreign entity, except those as the National Basketball Association (NBA), and could take on their markets even in the US.

Director of the Central Foreign Affairs Commission of the Communist Party of China Yang Jiechi (above). In the weeks that surrounded the inauguration of US President Joe Biden and Vice President Kamala Harris, Chinese leaders waged an information campaign aimed at the US business community. It included a flurry of speeches, letters and announcements. Of special note was a February 2021 speech by the Communist Party of China’s foreign policy director, Yang, to a virtual audience of US business leaders and former government officials. Initially laying out a very positive situation for investment and trade opportunities in China, he then offered the stern warning that Tibet, Xinjiang, Hong Kong and Taiwan are “red lines” that anyone from the US should remain silent about. He also made the demand that the business community lobby the new Biden-Harris administration to reverse Trump administration policies toward China which he excoriated.

Recent Displays of Beijing’s Tactfulness toward Foreign Companies

The renowned English philosopher and physician, John Locke, in An Essay Concerning Human Understanding (1689), wrote: “I have always thought the actions of men the best interpreters of their thoughts.” There have been a few  fresh events in China concerning foreign companies operating there over the grave issue of members of China’s Uyghur ethnic minority from the Xinjiang Uyghur Autonomous Region (XUAR) in China’s far west, being used as forced labor in factories. They may provide some clues as to the sort of subterfuge and sophistry senior executives of US companies still operating in China should expect, and perhaps things even more intense. (In citing news articles concerning these events, greatcharlie felt some reluctance given a few US companies are directly mentioned in them and that information is central to understanding the events that occurred. However, to the extent that these incidents were well-supported in the news media, the sense that anything fresh about the firms was being revealed was mitigated.)

In an extensive new report by the Australian Strategic Policy Institute (ASPI), a think-tank founded by Australia’s government, between 2017 and 2019, the Chinese government relocated at least 80,000 Uyghurs from Xinjiang in western China to factories across the country where they work “under conditions that strongly suggest forced labour.” The report further explains that the manufacturers using these transported Uyghurs supply at least 83 international companies making everything from footwear to electronics. Regarding the Uyghurs, the Chinese Communist Party is waging a targeted campaign against Uyghur women, men, and children, and members of other Turkic Muslim minority groups in Xinjiang, China. Abuses have included coercive population control through forced abortion, forced sterilization, and involuntary implantation of birth control; the detention of more than one million Uyghurs, ethnic Kazakhs, ethnic Kyrgyz, and members of other Muslim minority groups in internment camps; forced labor in facilities nearby or affiliated with the internment camps; the destruction and closure of mosques and other religious sites, prevention of youths from participating in religious activities, forced political indoctrination or “re-education.” 

Beijing has denied all of these claims, declaring them to be unjust aspersions. It has stated that rather than running forced labor camps, it is providing vocational training, and that its measures are needed to fight extremism. Recall that Xinjiang was an issue broached by Blinken at the bilateral talks in Anchorage. In January, Washington had banned Xinjiang cotton used widely by clothing producers for Western markets. The US, the European Union, United Kingdom, and Canada have imposed sanctions on Chinese officials for alleged human rights abuses in Xinjiang in March 2020. . China retaliated with sanctions on European lawmakers and institutions.

According to a March 27, 2021 Bloomberg report, Hennes & Mauritz AB (H&M), the Swedish multinational, expressed the view in March 2021 statements that it’s “deeply concerned by reports from civil society organizations and media that include accusations of forced labor and discrimination of ethnoreligious minorities.” It was a risky move for H&M given that China is one of the five biggest markets for the company in terms of revenue with 5.2% of the group’s total sales in 2020. The company had opened 505 stores in China as of November 30, 2020. The company’s access to China, the Communist Party of China, and to customers was put on the line. Almost immediately, H&M encountered what was characterized as backlash over its statements from the company concerning issues surrounding Xinjiang. The company quickly removed its statement on Xinjiang from its website, on a separate link on its homepage expressing the same stance on Xinjiang cotton remained active.

Authors of the news story notably recognized that China’s response to H&M was markedly stronger than its previous pushback when foreign brands crossed political lines. Xi had already set a red line on the issue of China’s human rights record, and foreign companies surely understood at that point that addressing the issue in any way would mean picking a side. In a briefing in Beijing, Gao Feng, a spokesman for the Chinese Commerce Ministry, essentially proscribed H&M’s statements as slanderous ravings. He reportedly said: “We can’t tolerate any forces bringing shame on and tarnishing the pure and flawless Xinjiang cotton.” He went on to state: “Chinese consumers have acted in response to the so-called business decisions made by some companies based on false information. We hope the relevant companies will respect market laws, correct wrong practices, and avoid the politicization of commercial issues.”

As would be expected, H&M’s statement was blasted by organizations such as the Communist Youth League and the People’s Liberation Army (PLA) on social media. However, there was also rising outcry and calls for a boycott on Chinese social media against an undated H&M statement over its website that also expressed concern about reports of forced labor in Xinjiang. At least six stores in the lower-tiered cities of Urumqi, Yinchuan, Changchun and Lianyunang have been shut down by the owners of the properties, according to mall operators in those areas who were contacted by Bloomberg. Local media have reported more closures and pictures showing H&M’s brand billboards being removedThe global clothing retailer’s outlets have also vanished on Apple Maps and Baidu Maps searches.

Adverse effects from the H&M’s statement about forced labor in the contentious region of Xinjiang have spread to other Western brands that have voiced their views on the matter. DW News noted that the Better Cotton Initiative (BCI) declared in October 2020 that it was suspending cotton sourced from Xinjiang for the 2020-2021 fashion season, also citing concerns over that region’s human rights. BCI, formed in 2009 and based in Geneva, Switzerland  states that it was formed to make global cotton production better for the people who produce it, better for the environment it grows in and better for the sector’s future. Its goal is to transform cotton production worldwide by developing Better Cotton as a sustainable mainstream commodity. Members include US-based Nike, Germany-based Adidas, Japan-based Fast Retailing, as well as China-based ANTA. Certainly, BCI members would not comment idly on such a grave matter or any matter for that case.

As foreign companies speak out concerning Xinjiang and forced labor, they are being targeted for treatment. China’s government-aligned English language newspaper the Global Times cited Burberry and New Balance as having made “cutting remarks” about Xinjiang cotton two years ago. It also cited the brand Zara as having expressed a “zero-tolerance approach towards forced labor.” ANTA, a Chinese shoe brand announced it was quitting BCI and would continue buying Xinjiang cotton–prompting a spike in its share prices on Hong Kong’s Han Seng Index.

Chinese social media users expressed umbrage against Western sanctions over alleged abuses of Uyghur Muslims in Xinjiang province by ostracizing further global clothing and footwear brands. DW News quoted one “netizen” as stating: “If you boycott Xinjiang cotton, we’ll boycott you. Either Adidas quits BCI, or get out of China.” Social media posts in China have reportedly also mentioned the Japanese and US brands Uniqlo and Gap but it was unclear whether the people posting messages were private citizens or government plants online. Two popular Chinese television stars, Wang Yibo and Tan Songyun, reportedly said they would end promotional work for Nike over remarks it made in 2020. China’s People’s Daily newspaper began a social media campaign via the microblog Weibo, using a slogan translating as “I support Xinjiang cotton. Citing Reuters, DW News explained many Chinese online users said they would instead support local Asian brands such as Li Ning and ANTA, prompting share price surges in Hong Kong. The US government has called attention to China’s state-run social media campaign and boycott against foreign companies that refuse to use cotton from Xinjiang. State Department deputy spokeswoman Jalina Porter stated that tactic amounts to a state-run “corporate and consumer boycott.”

Taking a closer look at what has been directed at Nike, according Reuters it faces rather a singular social media storm in China over its statement concerning Xinjiang Indeed, anger with Nike reportedly erupted on Chinese social media late immediately after China’s netizens spotted a statement from the sporting goods giant saying it was “concerned” about reports of forced labour in Xinjiang and that it does not use cotton from the region. There is a well-known love affair among the Chinese people and basketball shoes worn by NBA players. It was no small matter. 

Topics around the Nike statement were among the highest trending on China’s Twitter-like social media Weibo the day it was revealed and the social media backlash had a wider fallout. It was in direct response to Nike’s statement concerning Xinjiang and social media criticism on social media, that the agency representing actor Wang Yibo stated on Weibo that he has terminated his contract as a representative for Nike. It was not apparent when exactly Nike had put out the statement. It did not have a date on it. Nike explained in the statement: “We are concerned about reports of forced labor in, and connected to, the Xinjiang Uyghur Autonomous Region (XUAR).” It also stated: “Nike does not source products from the XUAR and we have confirmed with our contract suppliers that they are not using textiles or spun yarn from the region.” To prevent further interference, Hu Xijin, editor-in-chief of the state-run Global Times urged Western companies to be “highly cautious” and not to “suppress China’s Xinjiang” in a social media post. To do so, Hu anticipated, would “undoubtedly arouse the anger of the Chinese public,” he added. He did not single out any companies.

Jean-Jacques Rousseau, the 18th century philosopher, writer, and co)mposer of the then independent Calvinist city-state of Geneva, explained in The Social Contract (1762): “Virtue is a state of war, and to live in it we have always to combat with ourselves.” Naturally, foreign companies operating in China will attempt ameliorate and perhaps resolve Xinjiang controversy or any other with Beijing, senior executives of those companies be assured that the Communist Party of China’s memory of even temporary disrespectful acts and what its leaders may perceive as betrayal through declarations of concerns on what are in reality documented human rights abuses, substantiated by Western government sources, will be long.

A heavily secured industrial park in Xinjiang, China (above). In a report by the Australian Strategic Policy Institute, between 2017 and 2019, the Chinese government relocated at least 80,000 Uyghurs from Xinjiang in western China to factories across the country where they work “under conditions that strongly suggest forced labour.” The report also explains that manufacturers using these transported Uyghurs supply at least 83 international companies making everything from footwear to electronics. The Chinese Communist Party is waging a targeted campaign against Uyghur women, men, and children, and members of other Turkic Muslim minority groups in Xinjiang, China. Abuses have included coercive population control through forced abortion, forced sterilization, and involuntary implantation of birth control; the detention of more than one million Uyghurs, ethnic Kazakhs, ethnic Kyrgyz, and members of other Muslim minority groups in internment camps. Beijing has denied such claims.

Experience Speaks?

Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.) As aforementioned, with consideration of a full range of facts on the current situation between the US-China, to include many discussed here, as well as other key business considerations, some US companies have accepted that the risks are too great to remain and rather than wait for a crisis to arise. To the senior executives of those companies, China’s true, malevolent nature appears to be self-evident. Aware of those practices first-hand, they watch likely in horror as other US companies confidently stroll into the Chinese tangles from which they avoided or feel they escaped. Hope undoubtedly remains even among those companies that have already left that Xi and the Communist Party of China are not intending anything tragic. Any positive prospects for their future reinvestment in China surely rest upon what comes next with Xi and the Biden-Harris administration.

Those with a turn of mind to commit themselves to a defense of China’s behavior as a “competitor” of the US, and commit to even greater investment there, may eventually find themselves obliged to be a bit more obedient to Beijing’s wishes if events cause the authoritarian Chinese government to make its true self clear to them. If that day comes, the sense of the scale of its malignant being and purpose will likely be overwhelming. Those dead-enders, though they would hardly see themselves as such, will discover just how masterful Beijing has been at deception, offering satisfying explanations and signing agreements that really had no meaning. 

Some senior executives whose companies remain in China may already fear doing anything to subvert Beijing and incurring its wrath upon their respective interests. Others will perhaps be paralyzed to act in a crisis having been sufficiently instilled with fearfulness over a perception that the Chinese government will become noisy and rough. Even then, reaching a low point but not yet bottom, it would not be too late to accept the loss, as wise business executives sometimes must do, and move out.

Fallaces sunt rerum species. (The appearances of things are deceptive.) The security of US companies, all foreign companies, working in China, is a subject greatcharlie previously broached on the individual employees of those companies might face. Certainly, security offices of any US companies whose executives and staff frequently visit China should have long since arranged opportunities to brief those employees on problems they could possibly face in China. Such briefings might include the discussion of ways to subtly execute defensive measures to defeat Ministry of Public Security (MPS), Ministry of State Security (MSS), PLA Joint Staff Department human intelligence groups, and any Communist Party of China intelligence organs (e.g., the Chinese People’s Political Consultative Conference, the super secret and malignant International (Liaison) Department, the United Front Work Department, and the Propaganda Department) from capturing information that meets their organizations’ immediate intelligence requirements as well as whatever information that managers of those spy organizations may deem useful otherwise.

What was presented in the discussion of the December 13, 2020 greatcharlie post entitled, “Meditations and Ruminations on Chinese Intelligence: Revisiting a Lesson on Developing Insights from Four Decades Ago” on security precautions employees of foreign companies must take in China seems worthy of review as background. The discussion is preclosed here. Only the more apposite points are presented.

As discussed, the foreign visitor is always a potential target for province and municipal offices of MPS and MSS. The capability of Chinese authorities to use technological means to keep a close eye on foreigners and detect, apprehend, and deal with those who protest and oppose the government has been enhanced immensely. Two sensational articles in the New York Times, “A Surveillance Net Blankets China’s Cities, Giving Police Vast Powers” dated December 17, 2019, and “Inside China’s Dystopian Dreams: A.I., Shame and Lots of Cameras,” dated July 8, 2018, well lay out the increased use of technology in MPS and MSS surveillance efforts. Reportedly, as part of Xi’s effort to have the security services take on a greater role in China, he has launched a major upgrade of their surveillance capabilities. China, as a result, has become the world’s largest market for security and surveillance technology. It is reported that almost 300 million cameras have been installed in the country. Government contracts are supporting research and development into technologies that track faces, clothing and even a person’s gait. MPS officers on the beat have been observed using experimental gadgets such as facial-recognition glasses. In Zhengzhou, police and security services can use software to create lists of people. They can create virtual alerts when a targeted  individual approaches a specific location. They can acquire updates on people every hour or every day, and monitor anyone with whom those people have met, particularly if there exists a report that one or both individuals have committed an infraction.  Yet, while the new technology may ostensibly provide police and security services with a way to track criminals, it also improves their means to crack down on sympathizers of the protest movement in Hong Kong, critics of the Communist Party of China, and critics of the police and security services, themselves. Worse, it better enables the police and security services to target migrant workers who travel from the countryside to fill China’s factories and ethnic minority groups as the Uyghurs.

On the street, the surveillance of foreigners will typically be relatively light, calibrated to ensure utilization of an optimal number of officers and informants in the role of surveillance operatives in the field. Doing so also facilitates the monitoring process. The more surveillance one uses the more reports that must be reviewed to find one aggregate picture of what occurred. MPS counterintelligence officers will regularly collect and closely review reports on a foreigner’s behavior via informants among neighbors in the vicinity of their residence and locals among colleagues at work. They would be interested in knowing if they have engaged in behaviors that would make them open to recruitment. Their attitudes toward China and its system would be important. The friendships they have made would be of interest. From the reports of informants and technical surveillance, assessments of what type of temptations could be used, if necessary, to bring them to China’s side based on observations of the foreigner’s lifestyle. 

In its December 13th post, greatcharlie additionally cites Articles 9, 11, 12, and 13 of the National Security Law of the People’s Republic of China, as adopted at the 15th session of the Standing Committee of the Twelfth National People’s Congress to explain that for citizens of the People’s Republic of China, the motivations of money ideology, conspiracy, and excitement do not factor in such a decision to come to call of their country’s intelligence services. The law requires them to do so. If any motivations at all could be said to factor in a Chinese citizen’s decision to obey the direction of an intelligence service, expectedly the Communist Party of China would list faith and adherence to the ideals of the Communist Revolution, the Communist Party of China, patriotism, and the homeland. Supposedly, revolutionary zeal drives the heart of China as “one beating heart.”

Since that writing, the NCSC provided, on Twitter, three articles from China’s National Intelligence Law of 2017, Cybersecurity Law of 2016, and, National Security Law of 2015. NCSC explained its aim in doing so was to help those entering an agreement with a company based in China better understand the legal landscape and that Chinese companies will provide data they obtain or information stored on their networks to China’s state security apparatus upon request. More directly, the NCSC wants US citizens to better understand by its message that Chinese companies and citizens are required to assist in intelligence efforts against them by law. Under Article 7 of the PRC’s National Intelligence Law (2017), NCSC cites: “All organizations and citizens SHALL support, assist, and cooperate with national intelligence efforts in accordance with the law, and shall protect national work secrets they are aware of.” Under Article 28 of the PRC’s Cybersecurity Law (2016), it cites, “Network operators SHALL provide technical support and assistance to public security and national security organs that are safeguarding and investigating criminal activities in accordance with the law.” Under Article 77 of the PRC’s National Security Law (2015), it cites, “Citizens and organizations SHALL provide the following obligations for safeguarding national security,” and then cites section specifically (5), which instructs: “Provide national security authorities, public security authorities, and military authorities with needed support and assistance.”

The foreign businessman, scientist, engineer, academic or any other type of professional  working closely with a Chinese counterpart in China may not be aware that he or she is being monitored by that same friendly colleague. It should be expected. When told, it may be so emotionally shocking to outsiders  that it may very well be near impossible to believe. Perhaps refusing to accept that reality is the only way a foreigner can continue to function comfortably in China. In any event, it is the responsibility of the Chinese citizen to engage in such activity under the National Security law. To that extent, friendship with Chinese colleagues may never be authentic as there is an element to the interaction between the foreigner and the Chinese citizen that is cloaked. China comes first. The foreigner is inconsequential to that reality. Ordinary people doing a little this and a little that for the MPS as well as the MSS is a norm.

Although it has not as yet become a commonplace problem, if a foreigner visiting China for the purpose of business or tourism, accepts  documents, notebooks, and books, the traveler might discover quite surprisingly that he or she is carrying items that contain sensitive data the possession of which could be considered criminal. Those illicit materials would have been presented to the traveler intentionally, perhaps even by a Chinese citizen with whom the traveler may have a positive personal relationship, almost certainly at the behest of MPS or MSS. It was said somewhere that it is terrible to find an enemy in a friend, but it is much worse not to find a friend in a friend. (Given the uncertainty of what may result from contact with Chinese intelligence and counterintelligence units, ordinary Chinese citizens typically will not seek out contact with them nor independently engage in activity with foreigners outside of the workplace on matters related to their work. They will focus on true personal relationships on personal matters, human interests.)

One must also be very cautious about accepting recording devices or recorded materials, or any devices, thumb drives, dvds, or materials that may include video or audio recordings unless one can be absolutely certain as to their contents. Documents contained in any of these media may prove to be government documents concerning confidential matters, and not any run-of-the-mill confidential matters at that. One must immediately open the documents and read them before those who presented them using a laptop or tablet. The review of the recordings posthaste could be passed off as an affected display of ebullience and appreciation of the gift and wonderment about what it holds. 

As things stand, from year to year, the situation has not gotten better in terms of stability and safety. If troubles between the US and China ever begin to arise with regularity, such as detainments of employees of US companies, one might expect some form of ransom will be discreetly demanded by Chinese officials with a warning not to acknowledge their villainy to the world. More than just an aggressive act, it would be an expression of Beijing’s power over those companies, designed to work in the psyche of the US business executives. If a US companies is resolute about remaining in China, it would to be willing to accept that the situation could change rapidly for the worse, new ground rules could be put in for operating in a flash, and it would know without doubt who is really in charge. They would need to accept that ties back to the US would have little meaning to Beijing. The Communist Party of China would surely delight in exercising such power over Western “capitalist” guests. The door opening in that direction of what is outlined here can already be heard creaking.

President Xi in his People’s Liberation Army uniform on parade (above). It would be more than likely that if a military conflict between the US and China arose on the greater world stage, Beijing would lash out at available US targets right at home such as US companies and their employees. Indeed, when leaders of Communist Party of China are exhausted of tricks and manipulations, they often turn to the cane. If US companies were to face such a situation, the matter would need to be put right by senior executives of those companies at the crisis point, if at all possible.

Prospective Problems Ahead

ata volentem ducunt, nolentem trahunt. (Fate leads the willing, and drags the unwilling.) As US companies, by their own devices, continue to entangle themselves in meshes with Beijing, they may be grooming themselves to become subject to its machinations. An impregnable collection of evidence already indicates that Beijing’s desire to control Western business communities attitudes and behavior toward nearly anything Chinese. Perhaps one day US companies will awaken to the true character of the Communist Party of China and the Chinese government after it is too late. Once any extraordinary conduct is exhibited by Beijing toward one or more US companies  it would be almost impossible for the US government to chuck itself in the mix in a calibrated way that mitigates such steps as opposed to exacerbating the situation.

As it was explained in the 14th century by the English lawyer, author, and statesman, Saint Thomas More, “What is deferred is not avoided.” Caught in such a conundrum, it would be best if US companies had already laid plans to respond to such a contingency well in advance of it. It would be the only way to have a fighting chance of getting some handle on it. Complete consideration of Beijing’s immoral side must be part of that assessment. Exactly how business executives might intend to put the matter right on their side under such circumstances is unknown. In spite of contingency planning, it is hard to see from greatcharlie’s vantage point what cards US business executives could realistically play to sway Beijing in such a crisis. They would be in a weak position to negotiate relief from Beijing. Perhaps it was in the process of planning for such a contingency, that senior executives of such companies along with their security offices recognized that it was time to leave.

Conceivably, the senior executives of some US companies in China might hold the idea that they might serve as “go-betweens,” neutral emissaries, who, while loyal to their US homeland, are also loyal and responsive to their Chinese hosts, and assist in finding some settlement between the US and China during a conflict. The idea would unlikely interest Beijing in wartime. Despite any notions senior executives might have of their ties to China and relationship with leaders of the Communist Party of China, during a war, they would most certainly be tagged as enemy aliens, perhaps dangerous enemy aliens, and handled with due care by MPS and Party security organs. In an atrocious yet very possible scenario, they may be tasked to perform high profile duties against their will for the Party’s Propaganda Department. United Work Department and International Department operatives might force them without compunction to any point resembling a front line of the conflict to demonstrate the senior executives recognition that China was on the correct side of the struggle and any of its actions against the US were righteous. Chinese security services might force them to visit foreign capitals, accompanied of course, to give speeches on how the US allegedly may have wrongfully threatened China’s interest and caused the conflict. One could imagine a hundred possibilities and none of them would be good for the senior executives. At about that point, the business executives will have the truest and fullest understanding of the Communist Party of China.

Interestingly enough, any decision by Beijing  to take steps against one or more US companies would undoubtedly be a measure decided upon in its own contingency planning in the event of a sudden ratcheting up of contentious relations with Washington. To that extent, what might happen to US companies stranded in China in such circumstances would assuredly be a fixed fate. Leaders of the Communist Party of China, under such circumstances, would hardly be inveigled by the platitudes of foreign business executives to be more lenient toward their companies. Any Party leaders would feel both angered and shamed if that perception was created about them within the Party’s membership. It is imaginable that such a bargaining effort would be responded to violently.

Essentially, any breakdown in relations between the US and China, or worse, a military conflict, would have an unfortunate effect upon the position of US companies operating there. More than likely, it would cause Beijing to lash out at available US targets right at home such as those US companies and their employees. Indeed, when the brains of the leadership of Communist Party of China are exhausted of tricks and manipulations, they have often turned to the cane. If US companies were to face such a situation, the matter would need to be put right by senior executives of those companies at the crisis point, if at all possible.

The Way Forward

Aligning the suppositions offered here on thinking over remaining in China with specific senior executives of US companies operating in China undoubtedly would not be too difficult for numerous investigative journalists if they preferred to do so. Yet, as mentioned on the outset of this post, their identities are immaterial with regard to the objective here which was to provide a picture of the challenging circumstances that those business executives face particularly from China’s public security and intelligence services, shed light upon what they are likely discussing among their counsels, and present insights on the decisions they have reached given the paths they have taken.

If credit might be given to their line of thinking of those US business executives resolute about remaining in China, it might be provided by F. Scott Fitzgerald in a February 1936 Esquire magazine essay entitled, “The Crack-Up.” Fitzgerald explains: “the test of a first-rate intelligence is the ability to hold two opposed ideas in the mind at the same time, and still retain the ability to function. One should, for example, be able to see that things are hopeless and yet be determined to make them otherwise. This philosophy fitted on to my early adult life, when I saw the improbable, the implausible, often the “impossible” come true.” However, it cannot be denied that those executives are placing their respective companies’ interests in a vulnerable position by remaining on the ground in China. Some might call that a calculated risk. 

Worrisome is the possibility that some may be unable to fully grasp the effect of their own actions. If placed in a trying position by external events as a collapse in US-China relations or a military conflict between the two, it is hard to imagine how US business executives would preserve their respective companies’ operations in China or more generally, how they would actually act. They may very well be placing themselves in what could become a serious dilemma. Concerning those executives laser focused on the bottomline–some might say they should be, they might do better to employ their minds on the matter of the well-being of their employees and equities in China before there is some tumultuous event. Perhaps some would say greatcharlie is over-egging the pudding here. However, greatcharlie hopes only to be of some material assistance.

The world exists in an ordered universe and one expects everything to follow that design. There are patterns one can discern that establish order in the human mind. Illusion must never be chosen over fact. Any senior executive of a US firm operating in China should have already been sufficiently aware of how Beijing is acting. Sentiment is a poor substitute for true feeling and fact. Ignorance more often than not dissolves into tragedy. While they are in a position to reexamine the facts, they should do so while there is still time available. Qui ipse si sapiens prodesse non quit, nequiquam sapit. (A wise man whose wisdom does not serve him is wise in vain.)

Listening to and Understanding the Positions of Others: A Requirement for Thoughtful and Fruitful Talks in All Cases

From March 18, 2021 to March 19, 2021 at the Captain Cook Hotel in Anchorage, Alaska, a US delegation led by US Secretary of State Antony Blinken (center right top) and US National Security Adviser Jake Sullivan (center right bottom) met with a delegation led by the Director of the Central Foreign Affairs Commission of the Communist Party of China Yang Jiechi (center left top) and People’s Republic of China Foreign Minister Wang Yi (center left bottom). The two-day meeting got off to a tense start with exchanges of sharp criticisms. Heeding the positions of others, even for diplomats in high stakes bilateral negotiations between world powers, is not always a comfortable thing to do. Still, it is a requirement to effect constructive and fruitful exchanges on issues.

Listening to the positions of others, even for diplomats in high stakes bilateral negotiations between world powers, is not always a comfortable thing to do. Nevertheless, to effect constructive and fruitful exchanges on issues, it is essential. From March 18, 2021 to March 19, 2021 at the Captain Cook Hotel in Anchorage, Alaska, a US delegation led by US Secretary of State Antony Blinken and US National Security Adviser Jake Sullivan met with a People’s Republic of China delegation led by the Director of the Central Foreign Affairs Commission of the Communist Party of China Yang Jiechi and People’s Republic of China Foreign Minister Wang Yi. The two-day meeting got off to a tense start, with a public display of the strained nature relations between the US and China. According to a March 19, 2021 New York Times article and many other sources, Blinken told the delegation from China that the US intended to address “deep concerns” over the treatment of the Chinese citizens in Xinjiang and Hong Kong and the situation with Taiwan. Yang responded boldly, taking a bit of time to express sharp criticism of the US for what he called its struggling democracy, poor treatment of minorities, and over its foreign and trade policies. 

Diplomacy has been defined as the established method of influencing the decisions and behavior of foreign governments and peoples through dialogue, negotiation, and other measures short of war or violence. In its practice, its key for negotiators to ensure the other side is listening and understanding what they are communicating. That necessitates managing negotiations without arousing hostility. Any awkward situations must be handled with tactfulness. Rather than arguing endlessly over  divergent positions and differing opinions, the time of negotiating parties would be best spent aggregating what ideas are common to both. It is essential that through talks, enough time is taken to collect that information. Through consideration of new information gathered, sometimes just trifles, ways may come to mind on how to turn what may have initially been perceived as a disadvantage into an advantage. Pathways to constructively and comfortably address more difficult issues may be discerned. It is an approach to negotiations sharpened and honed by somber and astute diplomats possessing considerable experience. In circumstances as those that existed in Anchorage, every bit of such experience is required to create the foundation for a future diplomatic breakthrough. Ex notitia victory. (To know, to win.)

To enlarge on the point of listening to and understanding the positions of others, in the October 19, 2020 issue of the online newsletter, Classical Wisdom Weekly, the issue discussed was the difficulty many were having listening to opposing points of view in what was the current political climate then in the US. Classical Wisdom Weekly, the  newsletter of Classical Wisdom, is dedicated to promoting and teaching the classics. It provides weekly information, commentaries and opinions on Ancient Greek and Latin literature both online and through e-mail publications. Founded in 2010 by Anya Leonard and Bill Bonner, it was initially presented by Les Belles Lettres English, a partner of the Parisian publishing house, Les Belles Lettres, which for nearly 100 years has been translating the ancient works. Offering her position on the matter, as well as suggesting readers take time to listen to an opposing political point of view, Anya Leonard, the editor explained: “you need to try to understand the best version of your opponent’s argument. This is called ‘Steelmaning’ their position (as opposed to ‘strawmanning’, which is attacking the weakest version of their point. This will help strengthen your own understanding of the issue).” 

As is customary, after her discussion of the issue, Leonard then invited readers to comment upon questions concerning it. In this instance, the questions she posed were: “Do we NEED to hear Opinions we don’t like? What is the Importance of Differing Views? And why should we try to be objective in the first place?” The response from  greatcharlie to the editor’s her query was published in the November 3, 2020 issue of Classical Wisdom Weekly. Judging its response as pertinent to the matter of negotiators giving close and thoughtful attention to one another in talks, andtimagining that it may be of interest to its own readers, particularly students, greatcharlie presents it here.

On October 19, 2020, the question was: ‘Do we NEED to hear Opinions we don’t like? What is the Importance of Differing Views? And why should we try to be objective in the first place?’ I am usually a bit shy about participating in such things. I hope that you will find some interest in my response. 

Here is something that might be different from other comments. From a military perspective, an opposing force should not be viewed as some inert, non thinking body, waiting to be acted upon. There is an aphorism trained into the minds of mid-level Army officers at the Command and General Staff College that “the enemy has a say.” It falls in line with a teaching of the 19th Century Prussian military thinker, Carl Von Clausewitz, that: one’s opponent (in just about any endeavor, not just war) is “a living force” and military plans must factor in that what is being planned is “the collision of two living forces.” One must have respect for what an opponent thinks to be successful. More specifically, one must objectively gauge what the opponent thinks and what the opponent can do. 

With regard to giving proper attention to what the opponent thinks and one’s objectivity, once again lessons from the military come to mind. To best understand what the opposition is doing, the examination of facts and construction of ideas and insights about those potential plans, must not be colored by emotion, preconception, or bias. Once one’s mind is unluckily turned over to such subjective thinking, even bent intelligence or information can be erroneously collected to “confidently support” an unknowingly wrongful position or belief about the opponent. If one cannot accept the opponent is in a better situation or apparently has a better plan, the pitfall will be to miss those points that actually provided the opposition with a winning advantage. In the end, one might not be able to overcome that advantage. An open-mind to existing realities must be possessed. As aforementioned to a degree in the Classical Wisdom Weekly message, keeping that sort of open-mind requires discipline. Much as Diogenes carrying a lamp searching for an honest man, the process of studying the opponent, in military planning, is an objective search for the truth. 

The present election in the US, by what the news media indicates, still seems up for grabs with less than two weeks left until Election Day. Perchance those who might have the best idea (hint) of how it all might turn out, are those who have carefully, objectively, considered the positions and arguments of both sides.

It is without pretension that greatcharlie freely states that philosophy is not its province. Its practice is to turn to the great thinkers for assistance in understanding issues of the present day. Indeed, it is among the works of the great thinkers that words can be found that are pertinent for any extremity of feeling. On the matter of listening and understanding the positions of others, greatcharlie casts its mind back to the words of the renowned 19th century English philosopher and political economist, John Stuart Mill. Mill explains in his philosophical essay On Liberty (1859): 

He who knows only his own side of the case knows little of that. His reasons may be good, and no one may have been able to refute them. But if he is equally unable to refute the reasons on the opposite side, if he does not so much as know what they are, he has no ground for preferring either opinion . . . Nor is it enough that he should hear the opinions of adversaries from his own teachers, presented as they state them, and accompanied by what they offer as refutations. He must be able to hear them from persons who actually believe them . . . he must know them in their most plausible and persuasive form.

Perchance a bit of ancient wisdom for negotiators from the US and China would not go amiss. Recall that it was Aristotle: “It is the mark of an educated man to be able to entertain a thought without accepting it.”

As greatcharlie stated in its June 30, 2020 post entitled, “Commentary: China’s Coronavirus Tack Includes More Abrupt Officials and Political Warfare; Its Diplomatic Tool Must Endure the Consequences,” if a prime purpose of diplomacy is to prevent war, bilateral and multilateral contacts with other countries, statements, press releases, and other messaging should not have the aim of antagonizing and raising the ire of leaders and other decisionmakers in foreign capitals. Chinese diplomats should prefer to avoid creating a tit-for-tat situation with the US at the negotiation table. Unless cooler heads in Beijing and Washington can prevail, it might lead soon enough to an act of retribution on high-seas or elsewhere surely resulting in one in return. Each new act would heighten the possibility that a serious outbreak of violence would occur. It is hard to imagine how that would serve the purpose of either side. Procedamus omnes in pace. (All move forward in peace.)

Meditations and Ruminations on Chinese Intelligence: Revisiting a Lesson on Developing Insights from Four Decades Ago

A most apparent sign of the presence of Chinese intelligence services in Hong Kong is this plaque outside the People’s Republic of China National Security Office there (above). This essay is as a companion piece to greatcharlie’s proceeding essays on Chinese intelligence services. For the scholar who is a regular reader of greatcharlie, the essay will hopefully be an interesting discussion on the function of intelligence services in China with respect to functions of services in the United Kingdom and the US. However, this essay has the additional purpose of serving as a vehicle to assist students. For students, this essay aims to ignite an inner-conversation of issues reviewed, in this case concerning intelligence, to promote their recognition of additional parallels and the development of further insights. Hopefully, students will evoke thoughts from their respective sources and lessons, but also from personal experience, and worldviews, and produce strong insights.

For a one man shop as greatcharlie, reviewing a voluminous quantity of sources in the preparation of the July 31, 2020 and August 31, 2020 posts entitled, “China’s Ministry of State Security: What Is This Hammer the Communist Party of China’s Arm Swings in Its Campaign Against the US? (Part 1 and 2 respectively), was, to a degree, an exercise in large data processing. Yet, while engaging in that consuming, yet satisfying process, the thoughts of greatcharlie’s founder and editor hearken back to an assignment received as an undergraduate at Columbia College, Columbia University in a course “The Politics of Policymaking.” The course instructor, Roger Hilsman (1919-2014), who was also the student advisor and mentor of greatcharlie’s editor, asked students to construct an essay or, as he dubbed it, a “thinkpiece,” in which they were required to present their “observations, meditations, ruminations, assumptions, and hypotheses” that billowed up after reading a primary or secondary source directly related to a foreign and national security policy topic covered in his class. (The source greatcharlie’s editor used, at the suggestion of Hilsman, was Glenn Paige’s The Korea Decision (June 24-30, 1950) (Macmillan, 1968).) However, Hilsman’s goal with the assignment was to encourage students to move away from simply regurgitating what was studied and writing the derivative college essay. Instead, he wanted students to evoke thoughts from their respective sources and lessons but also from personal experience, and their albeit youthful worldview, and draw from them their best insights on the topics they chose. For Hilsman, a phenomenal educator, the assignment was not founded upon some understanding of the requirements of analytical work in international affairs developed in the abstract, but rather, developed upon substantial experience preparing his own analyses and supervising and mentoring subordinates and colleagues in their analytical work in the US military, intelligence, and diplomatic arenas; real world! More specifically, Hilsman’s background included: studying at US Military Academy; service in Merrill’s Marauders and command of an Office of Strategic Services guerilla warfare battalion in Burma in World War II (Hilsman’s valorous service is superbly related in his memoir, American Guerilla: My War Behind Japanese Lines (Brassey’s, 1990)); his work as a military planner for NATO and the Supreme Headquarters Allied Powers Europe; service in the administration of US President John Kennedy as Director of the Bureau of Intelligence and Research for the US Department of State; and, service as Assistant Secretary of State for Far Eastern Affairs in the administration of US President Lyndon Johnson.

Hilsman would not only transmit his sagacity through his “The Politics of Policymaking” course, but through discussions on policymaking and analysis that he had with students during seminars held at his residence were marked not only by the inspiration and encouragement he would give to students in their research and career plans, but also by a frankness and realism that would give them a leg up in future endeavors. The reminiscences Hilsman would share directly with greatcharlie’s founder and editor during office hours were from those periods of his life that are perhaps the most intriguing in his biography. During lectures, he would always provide a riveting anecdote from his experiences during the 1962 Cuban Missile Crisis to accompany his “pearls of wisdom.” The student-teacher relationship between Hilsman and greatcharlie’s founder and editor was mentioned in a March 8, 2016 greatcharlie post entitled, “An Look at Stephen Marrin’s ‘Improving Intelligence Studies as an Academic Discipline’ and Remembering a Professor and Friend, Roger Hilsman.”

For student readers, this essay, divided into three segments, aims to ignite an inner-conversation of issues reviewed, in this case concerning intelligence, to promote their recognition of additional parallels, and to stimulate the development of further insights. Hopefully, by focusing on the topics discussed, students will evoke thoughts from their respective sources and lessons, but also from personal experience, and worldviews, and produce strong insights. The essay also aims to foster conscious critical reading of scholarly works by student readers. Some emphasis is placed on the sources themselves. Hopefully, reading about spies and spying makes this unsolicited bit of mentoring all the more interesting. For scholars who are regular readers of greatcharlie, the aim of the essay is to provide an edifying discussion on the function of intelligence in China relative to intelligence functions in the United Kingdom and the US. This essay also stands as a companion piece to greatcharlie’s preceding essays on Chinese intelligence services. While as a thinkpiece this essay may be limited in scope, greatcharlie surely has not touched bottom of its well of ideas on the subject of Chinese intelligence services. For greatcharlie, this “multipurpose” essay is only a part of its process of worming out the story of Chinese foreign intelligence and counterintelligence. Rapiamus, amici, occasionem de die. (Friends, let us seize the opportunity from (of) the day.)

MPS officer finger-wags a warning to photographer in Beijing (above). Except for experienced hands on China policy and the Chinese intelligence services and national security via diplomatic, intelligence, defense, military, or law enforcement work, most in the West have likely never heard of either. MPS is an organization under the State Council in charge of the country’s internal and political security and domestic intelligence. MSS, also under the State Council, is responsible for foreign intelligence, counterintelligence, and internal security as well.

I. MPS and MSS: Keystones of Chinese Intelligence

Two relatively quiet but absolutely key elements of the Chinese government that impact its foreign and national security policies: the Ministry of Public Security (MPS) and the Ministry of State Security (MSS). Except for experienced hands on Chinese foreign and national security policy and Chinese intelligence services via diplomatic, intelligence, defense, military, or law enforcement work, most in the West have likely never heard of either. MPS is an organization under the State Council in charge of the country’s internal and political security and domestic intelligence. MSS, also under the State Council, responsible for foreign intelligence, counterintelligence, and internal security as well. Their impact stems firstly through providing consumers in Beijing of analyzed information to include the Communist Party of China leadership, the Party’s key organs responsible for foreign and national security policy, government ministers, senior executives of relevant ministries and organizations of the State Council, as the Ministry of Foreign Affairs, with data that may shape their decisions. They additionally share what is collected and analyzed with the People’s Liberation Army (PLA). At times, that information is also collected and analyzed with the help of the military. The impact of the MPS and MSS is also demonstrated through contacts their officers and operatives respectively have daily with officials and staff of foreign governments as well as personnel at all levels of Chinese and foreign businesses engaged in international trade, high-tech-firms, defense contractors, financial institutions, academia, and organizations from all fields in China and worldwide.

The true foundations for MPS and MSS were laid during the revolutionary period in which the Communist Party of China sought to establish its rule. In the early 1930s, two intelligence services existed. One was centered in Shanghai and the Communist Party, the other was based in the Chinese Communist government that existed in Shaanxi where Mao Zedong established his base after the Long March. The later intelligence service proved to be the stronger of the two. By the late 1930s, it was replaced by a newly created Social Affairs Department (SAD) within the Communist Party. Within the years of struggle against Imperial Japanese forces in China, there was the Yan’an Rectification, from 1942 to 1944, in which Mao consolidated his paramount role in the Communist Party of China. Yan’an was also the part of the ten year period in which: Mao established his premier role in the Party; the Party’s Constitution, endorsing Marxist-Leninism and Mao Zedong thought as its guiding ideologies, was adopted (Mao’s formal  deviation from the Soviet line and his determination to adapt Communism to Chinese conditions); and, the postwar Civil war between the Communists and the Kuomintang. Prior to 1949, the Communust Party of China’s main intelligence institution was the Central Department of Socialism Affairs (CDSA). CDSA was placed under the control of Kang Sheng, a longtime political associate of Mao with a linkage from the past to Mao’s wife, Jiang Qing. With the Communist Party’s victory over Chang Kai-shek’s nationalist forces in 1949, a full array of government intelligence organizations were created to supplement Party-based intelligence services such as SAD. CDSA would draw information from foreign news agencies and open sources.

The Zhōnghuá Rénmín Gònghéguó Gōng’ānbù (Ministry of Public Security of the People’s Republic of China) or MPS was established as China’s principal intelligence service at the founding of the People’s Republic of China in 1949. It, too, was placed under the leadership of Kang Sheng. CDSA fell into the hands of Li Kenong, a Deputy Chief of Staff to People’s Liberation Army (PLA) Chief of Staff Chou Enlai and a vice minister for foreign affairs. The main role of the MPS, as with all previous Chinese intelligence services, was to serve the interests of the Communist Party of China. According to Xuezhi Guo in China’s Security State: Philosophy, Evolution, and Politics (Cambridge University Press, 2012), it took on the role of a security service in a manner based on Soviet and Eastern Bloc models. It eventually received responsibility for all aspects of security, from regular police work to intelligence, counterintelligence, and the suppression of anti-Communist political and social groups. That led to receiving  official jurisdiction over counter subversion, counterintelligence, and the conduct of espionage in Macau, Hong Kong, and Taiwan. Overseas during the 1950s, most Chinese diplomatic missions accommodated the MPS with an Investigation and Research Office for intelligence collection staffed by CDSA personnel, with analysis performed by the Eighth Bureau, publicly known in 1978 as the China Institutes of Contemporary International Relations. In 1953, CDSA became the Central Investigation Department (CID). In China, the MPS presence was nearly ubiquitous, as it kept a watchful eye on China’s population. It was energetically engaged in monitoring Chinese who returned from abroad. To cope with what it determined to be errant citizens, MPS ran labor reform camps. MPS personnel were known for behaving harshly among its own citizens. 

MPS made its way through the turbulent 1960s with the Cultural Revolution and dynamic changes in politics in the 1970s with the loss of Mao and the coming of Chairman Deng Xiaoping. By 1983, there was considerable frustration within the Communist Party of China with the high volume of secret information being leaked to the West. This was particularly true with regard to information about debates occurring within the Communist Party and reports of poor economic and social conditions within China. In reaction, counterespionage responsibilities were transferred from the MPS to a new organization known as the Zhōnghuá Rénmín Gònghéguó Guójiā Ānquán Bù (Ministry for State Security of the People’s Republic of China) or the MSS. The Communist Party of China’s first big mission for MSS was to place focus on students in both China and abroad. Students had left no doubt that there was reason for the Chinese leaders to hold such concern after the Tiananmen Square protests. Chinese leaders struggled to deal with fallout from it. The sense of danger that students posed to the country was promoted with the announcement by Chinese authorities that some 200 Chinese had been accused of spying for the Soviet Union. When the reorganization of MPS was completed in 1983, it was temporarily left with only traditional police functions. Nevertheless, the change turned out to be quite positive as both organizations were allowed a new beginning so to speak.

In the West, certainly the most significant, largest, and most powerful intelligence services reside in the US. However, the foundational intelligence services that was the model upon which the main US intelligence services have been based–as well as the services of many other countries–are those of the United Kingdom, namely the Security Service, known popularly as MI5, and the Secret Intelligence Service, known popularly as MI6. To provide a common point of reference regarding the type of intelligence services and activities performed by MPS and MSS, greatcharlie, perhaps going out on shaky ground, points to parallels between their roles in China and the roles of the Security Service and Special Intelligence Service MI6 for the United Kingdom. Before going forward with discussion here, it seems appropriate to at least broach some of more apparent distinctions between the services of the two countries. Two prominent works, central to the discussion here, are Christopher Andrew, Defend the Realm (Knopf, 2009) and Stephen Dorril, MI6: Inside the Covert World of Her Majesty’s Secret Intelligence Service (Free Press, 2000). Both scholars undertook Herculean tasks respectively and managed to fulfill them marvelously and masterfully. Both texts respectively hold richly textured accounts of intelligence activities at home and around the world, the British Empire as it still was for a time in the 20th Century. Both are major contributions to the scholarship on intelligence in the United Kingdom.

A clear-cut comparison of MI5 and MI6 side-by-side with MPS and MSS is admittedly not possible. Plainly, there is no moral equivalence between MI5 and MI6 and their opposites, MPS and MSS. What the United Kingdom and Chinese intelligence services would call successful operations based on the respective goals of political authorities are quite disparate. Officers of the respective countries’ intelligence services are certainly not birds of a feather. Additionally, and importantly, MI5 and MI6 are the opponents of MPS and MSS, and visa-versa. Enlarging on the point of the political authorities they obey, the respective societies and political authorities, that the intelligence services of the United Kingdom and China serve, are considerably divergent, and founded on disparate philosophies. The United Kingdom is a parliamentary democracy under a constitutional monarchy. Despite having the structure, the veneer, of being a multiparty system at the national level, for all intents and purposes, China is a single party, Communist, police state. 

Quaeritur belli exitus, non causa. (Of war men ask the outcome, not the cause.) At a basic level with regard to intelligence services, moral principle and philosophy, in this case whether recognized as being based on Judeo-Christian values, Liberalism, Capitalism, Communism, Socialism, Maoism, or otherwise, is not method. Method is method. Philosophy is philosophy. Moreover, in the intelligence industry, results are what matter most. To that extent, at the basic level, the work of the two services are going to have sufficient likenesses to suggest parallels and comparisons. It is on such a basic level that the parallels and comparisons have been made in the discussion here. With this in mind, hopefully scholars will be open to considerations presented.

Two MPS officers operating high-tech optical equipment in Beijing (above). To provide a common point of reference regarding the type of intelligence services and activities performed by MPS and MSS, greatcharlie, perhaps going out on shaky ground, points to parallels between their roles in China and the roles of the Security Service and Special Intelligence Service MI6 for the United Kingdom. Before going forward with discussion here, it seems appropriate to at least broach some of more apparent distinctions between the services of the two countries. A clear-cut comparison of MI5 and MI6 side-by-side with MPS and MSS is admittedly not possible. at the basic level, the work of the two services are going to have enough likenesses to suggest parallels and comparisons. It is on such a basic level that the parallels and comparisons have been made in the discussion here.

Using MI5 as a Yardstick to Gauge MPS and Its Activities

The Security Service, known informally and hereinafter referred to in this essay as MI5, is the United Kingdom’s government agency assigned with managing the country’s internal security. It is authorized to investigate any person or movement that might threaten the country’s security. Although MI5 is responsible for domestic counterespionage, it has no powers of arrest. MI5’s motto is: Regnum Defende (Defend the Realm). The Secret Intelligence Service, known informally and hereinafter referred to in this essay as MI6, is the United Kingdom’s government agency responsible for the collection, analysis, and appropriate dissemination of foreign intelligence. MI5 has only a few thousand employees. It is headquartered in London, at Thames House. MI5 is a component of a vast intelligence apparatus in the United Kingdom. Reportedly, command and control is directed via no less than four entities: the Central Intelligence Machinery, the Ministerial Committee on the Intelligence Services, the Permanent Secretaries’ Committee on the Intelligence Services, and the Joint Intelligence Committee. Communications intelligence is the responsibility of the Government Communications Headquarters (GCHQ), which works closely with the Communications Electronics Security Group, while a number of agencies manage military intelligence under the aegis of the Ministry of Defense. Even London’s Metropolitan Police, or Scotland Yard, has its own Special Branch concerned with intelligence.

While MI5 is the agency responsible for the internal security of the United Kingdom, it primarily provides security services and intelligence operations within England and Wales. Its current role was best expressed by the Crown Minister in 1945, with regard to its postwar raison d’être: “The purpose of the Security Service is defense of the Realm and nothing else.” MI5 reports to the Home Secretary of the Home Office. It may be confused as being a domestic law enforcement organization, but it is far from that. To perform the internal security function, MI5’s activities include: domestic counterintelligence; counterespionage; counterterrorism, counterproliferation, and cyber work within the country and protective details for many top government officials. Its officers do not have authority to arrest citizens. When needed, MI5 will work in close cooperation with London’s Metropolitan Police Service (headquartered at New Scotland Yard) and other local police agencies within England and Wales. This is especially when it concerns their efforts to fight domestic terrorism. MI5 may also interface with MI6 when foreign intelligence and domestic intelligence activities intersect.

It cannot be overemphasized that MI5 is a secretive organization. Well back in 1931, the firm instruction to a new employee was: “No one, not even our own families, should be told where we worked or for whom.”  The existence of MI5 was not acknowledged officially until 1979, when Mrs Thatcher unmasked Sir Anthony Blunt as the Fourth Man in a statement to the House of Commons. Its head was publicly named for the first time in 1991. It was also at that time when some previously classified information about MI5, such as the number of its employees and its organizational structure, was made public. During the past three decades, MI5 worked its way through a number of scandals–to include incessant hunts for apparently nonexistent moles–that further tarnished its reputation in many circles. Reflective of British culture, members of the intelligence services, from top to bottom, were unwilling to display any disappointment or hurt and never looked to cry on anyone’s shoulder. They remained reticent about attitudes toward them and placid, straightforward, as they performed their work. Somewhere along the line, a solution was found. The decision was made to release their stories, not to drain themselves out, but let little bit find its ways into the public marketplace to unmask appearances public relations-wise. Through the use of surrogate voices, a sudden fracture in the marble reveals the interior. The inner life. Studies were commissioned to tell their stories, to the extent possible.

Most relevant in Andrew’s Defend the Realm to the examination of MI5 in this essay, are anecdotes loaded with insights on events that were in their time of the utmost importance. Those cases chronicalized, carefully selected from MI5’s storied past, and detailed the complex nature of MI5’s modern day work is revealed. Additionally, from Andrew’s work, one receives a picture of MI5 as a tightly-knit institution, in which many officers keep body and soul together, and others actually thrive, in its atmosphere of secrecy. Based on what has been made public, in an investigation of a threat to the United Kingdom, MI5 officers will usually seek to gather covert intelligence directly. Often, they operate openly and declare themselves as representatives of foreign intelligence services to their host country. The methods used by MI5 officers vary widely, and are often limited only by their ingenuity. Armed with a suite of the latest high-tech tools for surveillance, they will use it to eavesdrop, tap telephone calls and communicate secretly. Normally, MI5 officers will recruit spies to obtain intelligence on their behalf. 

More formally, a spy working for MI5 is known as a “covert human intelligence source,” but in the United Kingdom, spies are more commonly referred to as agents (Interestingly, in the Federal Bureau of Investigation (FBI) and the Central Intelligence Agency (CIA), a covert human intelligence source is called an “informant” rather than an “agent.” Such agents have been consistently referred to as operatives by greatcharlie.) MI5 agents will do far more than just inform about people and events. Agents secretly provide private information to which few or no others might have access, as well as classified information to an officer. An agent will probably not be a professional “spy” but an MI5 intelligence officer will usually provide them with some basic instruction in tradecraft, espionage methods. The human relationship between intelligence officers and their agents remains a key element of espionage.

MI5’s earliest precursor was a secret service formed in 1569 by Sir Francis Walsingham, who later became secretary of state to Elizabeth I. What came to be called MI5 was formed in 1909 under the leadership of Vernon Kell, then a captain in the British army, to identify and counteract German spies then working in the United Kingdom. It performed that task with great effect. MI5 originally stood for “Military Intelligence [Department] 5.” (In fact, there were a number of departments within the Directorate of Military Intelligence–MI1 through MI19–which dealt with a range of issues. MI1, for instance, was responsible for code-breaking, and MI2 handled Russian and Scandinavian intelligence. The responsibilities of these departments were either discontinued or absorbed into The War Office, MI5 and MI6 and, later, the Government Communications Headquarters.) After World War I, MI5 remained in place as part of the United Kingdom’s effort to centralize control of intelligence functions. In 1931, MI5 was renamed the Security Service, but was still commonly known as MI5 then as it is today. About the time it was renamed, MI5 was paired with MI6, under the Defence Ministry and functioned with a “combined staff” of only two men. Kell, MI5 founder, remained in charge of the agency until 1940. During World War II, with far more staff, MI5 enjoyed a considerable number of successes. One was the Double-Cross System, which fed disinformation to Nazi Germany. For the most part, however, it is recognizably difficult to measure MI5’s success, since it can only be judged by things which do not happen, such as the prevention of sabotage. 

There was initial period of confusion at the start of World War II as a MI5 was inundated with work and had too few staff at all levels to handle it. Missteps led to “life-saving” reforms with the coming of Sir David Petrie in April 1941. MI5 is better known in the war as having achieved great success in uncovering Nazi agents in the United Kingdom. Captured Nazi records studied after 1945 indicated almost all of the Nazi agents working against the United Kingdom were captured. The exception was ine the committed suicide. MI5 managed to recruit a number of the enemy agents to become counterespionage agents for the service and fed false information to the enemy concerning military strategy during the war. MI5 executed the famous “Double Cross” system which was a deception that supported the success of the D-Day Invasion at Normandy in 1944. A proud episode for MI5 was its defense of Gibraltar from enemy agents and saboteurs throughout the war.

MI5 engaged in a hard fought struggle with Soviet, Eastern Bloc and Chinese espionage efforts in the United Kingdom. The situation was made more difficult was the rise in IRA terrorism during the Troubles. One MI5 renowned victories was its uncovering of Soviet Union’s most valuable agents was exposed. However, MI5’s record during the Cold War, actually was mixed. There were a number of widely publicized blunders during that period. The Soviet Union was found to have deeply penetrated MI5, as well as MI6 which reportedly undermined the public’s confidence in the organization.

Low morale reportedly plagued MI5 after the end of the Cold War and the Good Friday agreement of 1998, which led to massive cutbacks. The agency’s focus would eventually shift after the Cold War from counter-espionage and counter-subversion to counterterrorism. That shift was given greater emphasis following the September 11, 2001 terrorist attacks in the US, and counterterrorism became a role of the utmost importance following the July 7, 2005 and July 11, 2005 terrorist bombings in the United Kingdom. MI5’s ranks were filled out rapidly, and within it was a renewed sense of purpose. Today, counterterrorism operations still account for much of MI5’s activities. 

Not all of the anecdotes that Andrew offers spotlight the valor of its officers. There are some of the rather lurid intrigues. They include a cast of cheats, schemers, supplanters, unsavory allegiances, and unimaginable acquaintances. One dare not imagine the sensibilities of the errant individuals behind them. In the discussion of the work done within the analytical shops of MI5, the finer shades of analysis and deduction are spotlighted. Information was looked upon pathologically as the source of motives, clues, indications, and implications. With that analyzed information, MI5 leaders would speak truth other power, whatever it came upon, no matter how offensive, it was told straight.

Zhao Kezhi, State Councilor of the People’s Republic of China and the Minister and Party Committee Secretary of the Ministry of Public Security, with the top police officer rank of Police Commissioner General (above). MPS senior executives are influential members of the Communist Party of China senior ranks, What often compels the Communist Party of China to select requirements and direction for Chinese Intelligence is not necessarily based on Maoist thought as much as political expedience, necessity, and personal interests. As a consequence, finding the truth is not always the main goal of MPS in its intelligence, counterintelligence, or law enforcement pursuits. That is the type of relation that Chinese intelligence services have with the Communist Party from their very beginning.

Intelligence Work of MPS

If one placed the history of Chinese intelligence alongside that of the United Kingdom, one would find that the craft of intelligence was studied in China long before the idea of formally organizing intelligence activity was manifested in 16th century England. The most illustrious expressions of intelligence concepts and methods in China was in Chapter 13 of The Art of War, a treatise dating from the 5th century by the Chinese military strategist Sun Tzu. Chapter 13 focused on the importance of developing good information sources, and identified five specific types of intelligence sources along with ways to best manage each. However, the lineage of modern Chinese intelligence services,  as noted earlier, have more recent beginnings in the era of Mao. Similarities between MPS and MI5 exist insomuch that it is the Chinese intelligence service charged with internal security and domestic counterintelligence activities of China. It investigates and acts against any person or movement that might threaten China’s security, but unlike MI5, its officers have the power to arrest. In addition to its performing those standard domestic functions as an intelligence service, MPS is very much tied to the Communist Party of China to maintain control of the population and maintain the Communist order. To that extent, it has remained obedient to the ever shifting requests and requirements the Party issues to it. To be more specific concerning the responsibilities of MPS, they include: preventing, stopping and investigating criminal activities; fighting against terrorist activities; maintaining stability and order; administering to transport, fire fighting and dangerous objects; administering to household registration, identification cards, nationality as well as entry, status and exit of Chinese and foreign nationals; maintaining border security; protecting persons, venues and facilities as designated by the state; managing gatherings, parades and demonstrations; supervising public information networks; supervising security concerning state organizations, social organizations, enterprises, institutions, and large construction sites; and, guiding community security commissions.

The Communist Party of China has hardly proven to be pristine in practicing what it preaches. What often compels the Communist Party of China to select requirements and direction for Chinese Intelligence is not necessarily based on Maoist thought as much as political expedience, necessity, and personal interests. As a consequence, finding the truth is not always the main goal of MPS in its intelligence, counterintelligence, or law enforcement pursuits. Normally, finding the truth is sine qua non among intelligence and counterintelligence services, and law enforcement. To fail to find the truth, well-aware that one holds a paucity of facts, information and data, is to fail oneself. Naturally, being aware of the existence of information that contradicts one’s initial hypothesis and doing nothing to dig deeper is counterintuitive.  Having stated that, in the intelligence industry, the slightest deviation from the course ordered on an investigation to satisfy the requirements of the powers that be throw the rules out of the window. However, when tasked directly by the Communist Party of China, the truth lies in what the Party says the truth is. If MPS officers were to present findings from an investigation that held information contradicting the truth as declared by the Communist Party of China, they would unlikely garner understanding from their respective national provincial, or municipal senior executives and managers. In the best case scenario, the ironic admonition might come from on high to stick with the primary problem instead of rooting around at “extraneous matters.” That is the type of relationship that Chinese intelligence services have had with the Communist Party from their very beginning. They are charged with the responsibility for ensuring the tranquility of order. From outside of China, one can freely call the well-experienced intelligence officers who fill the ranks of MPS as tragedians, specializing in a very tragic role for their country.

Manifestations of Political Pushes from Behind in MI5’s Past

In examining MPS, it cannot be stressed enough that it is a political creature of the Communist Party of China. MI5’s circumstances are not remotely similar. MI5 is not an organization designed intrinsically to service the political interests of political authorities. However, there have been occasions when political authorities have misused the vital security arm by using pressure to influence its actions, for purposes that were questionable. Shockingly, the MI5 carried out secret surveillance of the colonial delegations which came to London to discuss terms for independence in the 1950s and 1960s. Andrew gives a disturbing account of the stealthy gathering of intelligence on the delegates attending conferences which negotiated the independence of Cyprus and Kenya. The Home Secretary, Rab Butler, cynically condoned these operations on the grounds that “obviously the product was of great importance and of great value to the government negotiators”.

In most of the British Empire, claims Andrew, MI5 contributed to a smooth transfer of power through the work of its liaison officers. However in Guyana, where United Kingdom Prime Minister Sir Winston Churchill wanted to “break the Communist teeth,” a shameful exception was witnessed. MI5 obediently provided support for the United Kingdom and US covert action to oust the democratically-elected Cheddi Jagan from power. Andrew claims that the dominant intelligence agency in the years leading up to Guyana’s independence in 1966 was the Central Intelligence Agency (CIA). However,  MI5, and thereby the government of the United Kingdom, nevertheless had a hand in the affair. 

In the present day, such outcomes are certainly not intended in MI5, an organization tasked and trusted to protect and serve the United Kingdom. To ensure that remains so, the Ministerial Committee on the Intelligence Services exercises regular ongoing oversight of intelligence activities. Through this committee, the Prime Minister, with the assistance of the Secretary of the Cabinet, exercises authority over the daily operations of the British intelligence and security communities as a whole. The Home Secretary oversees MI5, as well as the National Criminal Intelligence Service and Scotland Yard. To the extent that there is always the need for such a degree of oversight from above, one must never overlook the shadowy side of the business. It is at the core of intelligence work. There is a reality that by doing the dirty work, the people of the United Kingdom are allowed to sleep peacefully at night. When the situation is dire and urgent enough, use has been made of agent provocateurs who may take direct action to maintain their bona fides within their groups for the organization’s purposes.

Today, officers join and serve MI5 with the belief that its work has much to do with the wider good. As the targets of MI5 efforts are the terrorists or the war criminals or the nuclear proliferators. There is an understanding how the need to approach a matter of the utmost importance with the most effective method available can subordinate all else. Whether or not exigent circumstances permit, there at least exists the earnest aim among them to defend the values of the United Kingdom’s liberal democracy. Unlike its counterpart in the Chinese intelligence services, MPS, causing harm to the free people of their own country, who are living within the law, is never the intended purpose of MI5. Indeed, while also ostensibly tasked and trusted to protect and serve the people of their country. MPS keeps a boot not only to the neck of criminals and true threats within China, but of groups of innocent citizens labeled as undesirable by the Communist Party of China, and doing that appalling work at the Party’s behest, to be frank, could be ascribed as an essential part of their raison d’etre.

Other Ugly Truths

As long as humans are involved in an organization and its plans and activities, rarely will outcomes be perfect. It could be expected to be imperfect shaped by mistakes, misjudgments, biases, and emotions. To that extent, there is no purpose here to establish MI5 as a paragon of moral behavior. In its history, mistakes were made. Pointing to them means admitting to the truth. (Interestingly, the historical record indicates the nearly contemporary national intelligence service has suffered from its share of mistakes.) What can be greatly appreciated in Defend the Realm is that Andrew tells the MI5 story straight. The ugly truth as told, creates some disappointment, yet from it, lessons were certainly made available that would allow for the organization’s improvement. According to Andrew, recruitment within MI5 was perhaps the most outward expression of inward thinking in the organization. It was surely not acceptable by today’s standards intellectually, morally, ethically, and professionally. Indeed, within the organization itself, MI5, a public service, did not advertise openly for recruits before 1997. Up to that point, recruitment was based on personal recommendation. This was a narrow social group, many of whom had served in India or elsewhere in the Empire. To that extent, the organization was sure to recruit “from good Anglo-Saxon stock.” Reportedly, male officers listed their recreations as cricket and hunting, while female officers were graduates of elite schools and universities

Right up to the mid-1970s, the post-war Security Service refused to recruit Jews on the grounds that a dual loyalty to both Israel and the United Kingdom might create a conflict of interest. This was “inexcusable,” Andrew rightly observes. There was also a very disturbing attitude taken toward Blacks interested in joining the Security Service. In 1949, then Deputy Director General Guy Liddell told the Joint Intelligence Committee: “It was true that niggers coming here often went to the C[ommunist] P[arty].” That fact that he held such appalling racist views were reinforced when he explained there was no doubt in his mind that “West African natives are wholly unfitted for self-rule.” There was a sour spirit to it all. Yet, that was the spirit of the moment. A sort of “pigs in clover” self-satisfaction influenced and distorted thinking in the world of that past era.

While MI5 was busy keeping some citizens out of its intelligence service, its rank and file was surprised to discover who they had let in. In 1951, as the result of the decrypted telegram of the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB, that any of the Cambridge Five–then current or former all MI5 or MI6 employees, who were recruited as spies by the Soviets in the 1930s when they were young misguided Communists at Cambridge University–were identified. The bombshell revelation sent shock waves through the halls of MI5. In response, MI5 initiated an investigation that lasted 30 years in order to get to the bottom of the matter.

Among other unfortunate episodes for MI5 was the “Wilson plot” of the 1970s in which United Kingdom Prime Minister Harold Wilson was accused of being a Soviet agent–the information came from the CIA’s Counterintelligence Division, James Jesus Angleton based on claims of questionable source. MI5 investigated the claims and found them to be false. There was also the “Death on the Rock” case in 1988 in which MI5 with Spanish authorities were alarmed about three members of the Provisional Irish Republican Army (IRA) Belfast Brigade who travelled to Spain. It was presumed that they planned an attack against British troops in Gibraltar. MI5 intended to capture the IRA members with the assistance of the British Army’s Special Air Service Regiment cooperation of Spanish Authorities, but all three were killed in the process.

Zhao Kezhi, State Councilor of the People’s Republic of China and the Minister and Party Committee Secretary of the Ministry of Public Security, with the top police officer rank of Police Commissioner General (above). MPS senior executives are influential members of the Communist Party of China senior ranks, What often compels the Communist Party of China to select requirements and direction for Chinese Intelligence is not necessarily based on Maoist thought as much as political expedience, necessity, and personal interests. As a consequence, finding the truth is not always the main goal of MPS in its intelligence, counterintelligence, or law enforcement pursuits. That is the type of relation that Chinese intelligence services have with the Communist Party from their very beginning.

The Communist Party of China’s Political Manipulation of the MPS Today

It would appear that the leadership of the Communist Party of China is usually distressed exceedingly when even the mere suggestion is made that some underlying evil is present in the decisions and actions of the Chinese government towards its own people. There is the insistence by the Communist Party of China that it acts only in their best interests and the thinking behind each choice is gifted by what their Western counterparts would call scruple. Thus, when any reports, photos, or videos of the actual treatment of ethnic and religious minorities in China are secreted out of the country and headlined in the West or anywhere else in the world, it is nothing less than an absolute disaster. The belief among Communist Party of China’s leadership and members that China’s Communust society is near perfect and would be best for the world is a belief in a false reality. The prospect of any citizen or any foreigner, unmasking the appearance created by Beijing of China being an advanced industrialized society and superior culture truly seems to terrify the Communist Party of China. Burned rotten by somewhat regular investigative reports and exposé documentaries, written and produced in the West, they, without fail, will attempt to cover their traces rather than spill it out. Government and Party spokespeople will roar about China’s innocence and the false and bizarre nature of what is reported. Trying to figuratively get the toothpaste back into the tube has never worked though. Focusing on what it can control, the Communist Party of China engages continuously in an effort to grease the wheels of citizens thinking to ensure that it always slides in its favor and toward appreciation of the Communist Revolution. To stanch the thickening of misgivings among the Chinese people toward its actions, ever present are warnings to citizens to guard themselves against foreign agents, look upon foreigners with some suspicion, and be cognizant of the possibility of unwittingly giving cause for foreign agents to trace them and spot them as potential recruits as spies and informants through seemingly innocuous contact.

The Communist Party of China has long acknowledged that there is always a threat that could arise from the “unsuccessful” education of Chinese citizens. A symptom of that would be the attraction to materialistic symbols of success for the former bourgeoisie class apparatus of success: business success, homes, cars, things constructed around people. It was what identified them as being above the proletariat, the working class. In China, given its relative prosperity, there exists the fear among leaders of the Communist Party and government bureaucracies that the bourgeoisie existence of the West would insinuate itself in the thinking of Chinese citizens and become a preference in their minds. Any aspiration created for what the West has to offer not under controlled circumstances could figuratively spread among the people much as a virus, infecting the proletariat, potentially creating some mass disaffection toward the system. Perhaps such sensibilities reveal a secret doubt that Chinese citizens could see that so-called ideals of Maoist Thought and Marxist-Leninism had been betrayed or perhaps were simply Utopian, and that they would desire great changes. Communist Party of China leaders determined long ago that the response to this threat needed to be strong enough to match “the severity of the disease.” 

As part of its efforts at population control, the Chinese government insists that the people keep a watchful eye over threats to the new system. It was understood that the reactionary, the counterrevolutionary, most often “hiding in the shadows,” posed the greatest threat and was viewed as anathema. It was in the performance of the mission to discourage, punish and obliterate that threat that the MPS earned a reputation for being the horrifically oppressive cats paw of the authoritarian regime. The MPS has interfered in interactions and relationships between citizens, ordered citizens to spy on their fellow citizens, demanded that they betray one another, regularly performed intrusive and demeaning searches of citizens’ person, homes, and workplaces. There have been arrests of many innocent citizens, accompanied by abusive and endless interrogations. The shadow of sudden death hangs over the head of any individual in MPS custody.

As of late, what should be of greatest concern is the approach the MPS has been taking toward foreign visitors. (The matter is elaborated upon later in this essay.) As a practice, foreigners, especially, Westerners, are closely observed and often investigated by provincial offices and local MPS stations. Under such circumstances, there is always a real possibility that one might be arrested or “briefly” detained for questioning, would be created. Foreign visitors who have faced such treatment have almost immediately become the center of a frightful international incidents, which is actually the goal of Chinese authorities. Regardless of one’s status in the US, it can happen in China. Reportedly, the attempt has been made with some foreigners to persuade with the pressure of interviews, interrogation, and detainment or use certain manipulations to convince them to let themselves go and reveal “the truth.” Telling the truth would mean copping to preconceived ideas held by their interrogators about their alleged wicked missions against the People’s Republic of China. The treatment of Chinese citizens detained by the MPS for even lesser “offenses,” is always decidedly worse.

The Beijing Municipal Public Safety Bureau Office Building (above) MPS counterintelligence officers will regularly collect and closely review reports on a foreigner’s behavior via informants among neighbors in the vicinity of their residence and locals among colleagues at work. They would be interested in knowing if they have engaged in behaviors that would make them open to recruitment. Their attitudes toward China and its system would be important. The friendships they have made would be of interest. Assessments of what type of temptations could be used to bring them to China’s side will be based on observations of the foreigner’s lifestyle. MPS officers have no qualms about exploiting individual weaknesses.

Multi cives aut ea pericula quae imminent non vident aut ea quae vident neglegunt. (Many citizens either do not see those dangers which are threatening or they ignore those that they see.) Spin concerning the maltreatment of ethnic and religious groups is propagated through narratives in the state-run news media of how much the Communist Party of China is doing to protect China from enemies, domestic and foreign, at the hands of which the Chinese people have suffered for so long. Nevertheless, a good number of Chinese people are aware that one cannot know with certainty what is real from what one hears from the government. However, holding a secret doubt about the system in China can lead to a solitary despair. The secret doubt becomes dissatisfaction with one’s work and one’s situation which can become a full-blown loathing of the system. Soon after may come the rejection of authorities. In response to conditions forced upon them, being subjected to humiliations, Chinese citizens of some ethnic and religious minorities have acted in protest, releasing a sense of frustration. Becoming vocal may relieve his sense of frustration for the moment will only open the door to far greater problems. To Chinese government authorities, it represents nothing less than a social dissembling within those groups.

Loyal Communist Party members can hardly understand that any other citizen’s disillusionment or disappointment in government efforts to respond to their needs could be based in logic. Thereby, the attitudes of those citizens are irrational and reactionary. Surely, those approached by MPS display intense emotions, very likely overwhelmed by great fear and sheer terror, given an expectation the worst will befall them given the organization’s reputation, would avail themselves to be apprehended and held indefinitely as their situation would immediately be converted into a psychiatric issue. After all, any charge will do. The goal is to cull the so-called threatening population by plausibly arresting benign citizens and warehousing them away from their homes. One can only imagine that it would mean for those declared to have psychiatric issues to be placed in the hands of medical professionals linked to the MPS. MPS officers are apparently not timid to draw very false, aberrant, far-fetched inferences from fact collected during investigations. Of course, no professional ethics, no moral principles founded upon religion, and no less spiritually based philosophy of humanism could not obstruct such actions. Ethnic and religious minorities must feel akin to big chickens in a world of foxes.

A principle is a precise standard, a course of conduct you are committed to, a way of life that you live by. Adherence to principles, has little meaning to the Communist Party of China unless the principles adhered to are those of the Party. Publicly available sources show that Beijing considers Falungong, Tibetans, Uyghur Muslims, democracy activists and pro-independence Taiwanese undesirables as they adhere to principles and a way of life adverse to that insisted upon by the Communist Party of China. They have been named the “five poisons” that constitute the greatest threat to Beijing’s rule. Tibetans, Uyghur Muslims, in particular, are essentially looked upon as vindictive ill-balanced creatures of China’s hinterland.

As noted here MI5 unfortunately has a record of past mistakes and poor judgment, too, and fortunately from that history, lessons have certainly been learned. Yet still, making mistakes and misjudgments is a far cry different from being deliberately bad, acting the name of injustice and engaging in cruelty, based on a contrived motive and without any reasonable provocation. MPS currently engages in activities which, not to apportion wickedness, manifest just how different the two intelligence services really are. MPS, as an organization, espouses great anger about ethnic and religious minorities, dubbing them activists, reactionaries, counterrevolutionaries, and terrorists, and for the sake of the Communist Party of China and the Communist Revolution, has done what it does best, acted aggressively toward such “threats.” If one is of a ethnic group or religious groups at variance with the Communist Party of China, and consequently under the thumb of the MPS, one will have the sense of being in contact with an evil of an exceptional nature. In recent years, egregious abuses have increased through government policies under the pretext and justification of fighting the “three evils” of “ethnic separatism, religious extremism, and violent terrorism.” 

Tibet is an autonomous region in the People’s Republic of China. The region has historically been the home to ethnic Tibetans, among others ethnic groups. It is the spiritual home of Tibetan Buddhism and the traditional seat of the Dalai Lama. China  has long considered Tibet to be part of its historical empire. In 1951, China occupied Tibet and took control of the region. Many Tibetans believe the region was illegally incorporated into China and have pressed for independence. A Tibetan independence movement has been calling for the independence of Tibet and political separation from China. That independence movement is largely supported by the diaspora of ethnic Tibetans worldwide. During periods of repression and martial law in the region, it is believed that the Chinese government has killed thousands of Tibetans. The Chinese government has referred to Tibetans as one of “the five poisons” threatening China’s stability. Omnis enim ex infirmitate feritas est. (All savageness is a sign of weakness.)

Tibetans detained by MPS officers facing judgment in court (above). China has long considered Tibet to be part of its historical empire. In 1951, China occupied Tibet and took control of the region. Many Tibetans believe the region was illegally incorporated into China and have pressed for independence. A Tibetan independence movement has been calling for the independence of Tibet and political separation from China. That independence movement is largely supported by the diaspora of ethnic Tibetans worldwide. During periods of repression and martial law in the region, it is believed that the Chinese government has killed thousands of Tibetans. The Chinese government has referred to Tibetans as one of “the five poisons” threatening China’s stability

Regarding the Uyghurs, the Chinese Communist Party is waging a targeted campaign against Uyghur women, men, and children, and members of other Turkic Muslim minority groups in Xinjiang, China. Abuses have included coercive population control through forced abortion, forced sterilization, and involuntary implantation of birth control; the detention of more than one million Uyghurs, ethnic Kazakhs, ethnic Kyrgyz, and members of other Muslim minority groups in internment camps; forced labor in facilities nearby or affiliated with the internment camps; the destruction and closure of mosques and other religious sites, prevention of youths from participating in religious activities, forced political indoctrination or “re-education.” A commonality among the homelands of the different ethnic and religious groups in China is the fact that they are depressed regions with unemployment, poor infrastructure and many structures tumbled down. Interdum volgus rectum videt, est ubi peccat. (At times the world sees straight, but many times the world goes astray.)

Regarding religious minorities, during the first thirty years of its existence, the Communist Party of China committed itself to making atheist Marxism the fundamental ideology of the country. depriving the Chinese people of their constitutional right of religious liberty. There is a clarity and certainty that comes from being able to know another’s origins. One place to look to identify, research, is to study a the  of culture, history, customs, that may shape the subject’s attitudes and behaviors, worldview. Adherence to religion, culture and identity as well, stiffens resistance to authoritarian pressures and coercion, and girds uncommon perseverance. To that extent, the Communist Party of China surely fears citizens’ adherence to their religions and cultures, and the rejection of Communism. In response to that threat, Beijing has formulated and implemented new policies, regulations, and legislation impacting religious freedom have been created and implemented, particularly since 1979. The idea of it all being to surgically strip citizens of their ethnicity, culture, and religion, thereby smother the individual’s identity, leaving the individual with nothing to grab onto, except Mao’s teachings on Chinese Communism. In the report of the US Congressional Executive Commission on China (CECC), 2017 Annual Report 127 (October 5, 2017), it is noted that Chinese authorities commonly prosecute Falun Gong practitioners under article 300 of the People’s Republic of China Criminal Law. That information was found on the official Chinese government “anti-cult website.” In February 2018, a woman in Beijing was convicted of “using cult organizations to obstruct the enforcement of laws” under article 300 of the Criminal Law. The woman was sentenced to one and half years in prison and a fine for publicly advocating “the evil cult Falun Gong.” Falungong, essentially an anti-Communist China spiritual group, was banned by Beijing in 1999, having been labeled an “evil cult.”  In 2014, a leader of the Church of Almighty God, a quasi-Christian group also known as Eastern Lightning, was also convicted of “using cult organizations to obstruct the enforcement of laws” and sentenced to four years in prison. That church is now officially banned.

Reportedly, MPS has detained or otherwise restricted the freedom of Catholic leaders in both the underground and official churches. The government has reportedly pushed for Chinese Catholic bishops to be selected through the patriotic religious organizations and then ordained by Chinese bishops without the involvement of the Holy See. Chinese officials have also reportedly subjected Protestant Christian beliefs and practices to a wide range of restrictions. Beijing reportedly pressured unregistered house churches to join the officially recognized religious organization, the Three-Self Patriotic Movement. Protestant house churches faced raids during church gatherings, eviction from meeting spaces, and official bans on worship. Martin Luther King, Jr. said that “The moral arc of the universe bends toward justice.” While that may be true, it surely has not bent so much in China’s direction yet. Iniqua nunquam regna perpetuo manent. (Unjust rule never abides continually.)

Uyghur citizens seated in formation in a detention center (above). Regarding the Uyghurs, the Chinese Communist Party is waging a targeted campaign against Uyghur women, men, and children, and members of other Turkic Muslim minority groups in Xinjiang, China. Abuses have included coercive population control through forced abortion, forced sterilization, and involuntary implantation of birth control; the detention of more than one million Uyghurs, ethnic Kazakhs, ethnic Kyrgyz, and members of other Muslim minority groups in internment camps; forced labor in facilities nearby or affiliated with the internment camps; the destruction and closure of mosques and other religious sites, prevention of youths from participating in religious activities, forced political indoctrination or “re-education.”

II. The Role of the MSS in China’s National Security Bureaucracy

As aforementioned, Chinese intelligence services, in terms of task and purpose, work within an authoritarian government and must be viewed as a different kettle of fish than the services of the United Kingdom. Having created the space and acquiring the flexibility over the past few decades to allow the service to evolve into the elite, very capable intelligence service the Communist Party of China originally wanted it to be, MSS senior executives and managers have now figuratively declared “game on” to China’s competitors and adversaries. The mission, as originally intended, has not changed much since 1983. Overall, it is now defined as collecting solid intelligence from the inner workings and the very top of foreign military, diplomatic, political, economic, financial, scientific, educational, media, communications, and social institutions. By conventional wisdom, one might proffer those are its priorities. It is surely what Beijing wants now and it is what MSS is chasing after. Its tactics, techniques, procedures and methods are surely more refined than ever before. As previously mentioned, Western intelligence services until recently have habitually underrated the abilities of Chinese intelligence services. That was a mistake. Central to greatcharlie’s understanding of China’s intelligence services and their activities are the writings of Peter Mattis. Since leaving the CIA where he was a highly-regarded analyst on China, Mattis has published a number of superlative essays on Chinese intelligence and counterintelligence. Mattis’ writings evince an appreciation of the depth of thought, organization, and planning Chinese intelligence services have put into building up their organizations and conducting operations in all areas. To that extent, he proffers that the West as of late has been facing very modern, competitive Chinese intelligence services that make use of tactics, techniques, procedures, and methods at a level equal and in some cases far more competitive than those of Western intelligence services. As he explained in a September 2012 article in Studies in Intelligence entitled, “The Analytical Challenge of Understanding Chinese Intelligence Services,” Chinese writings on intelligence bear remarkable similarity to familiar US definitions of intelligence functions and goals. He reminds that Sun Tzu taught that “foreknowledge” (xianzhi) allowed commanders to outmaneuver opponents. However, he notes more modern definitions range from “activating [catalytic] knowledge” (jihuo zhi-shi) to information to protect national security, domestic stability, or corporate interests in a competitive environment. Mattis goes on to state that Chinese military scholars today frame intelligence as a distinct subset of knowledge, defined by its relevance to decision makers and a competitive environment. Specifically, intelligence is transmittable (chuandi xing) and is knowledge that satisfactorily (manzu xing) resolves a specific decisionmaking problem. He further asserts that empirically, Chinese intelligence officers consistently have demonstrated the use of widely practiced professional tradecraft, having successfully exploited for political and military intelligence purposes agents with vulnerabilities familiar to anyone who follows the subject.

The Minister of State Security, Chen Wenqing (above). Chinese intelligence services target a broad range of national security actors, including military forces, defense industrial companies, national security decision makers, and critical infrastructure entities of the United Kingdom, the US, and other advanced industrialized countries. Lately, the chief feature of the intelligence war between those countries and China has been the economic front. Indeed, economic espionage, one might venture to say, holds perhaps a prominent place among the bread and butter activities of the MSS and is best known to industries around the world most of which could easily become one of its corporate victims.

Using MI6 as a Yardstick to Gauge the MSS and Its Activities

Everyone on the outside has their own version of what MI6 is and does. Looking at MI6 as a yardstick to understand the MSS, the two organizations pair up to the degree that both are foreign intelligence services. The United Kingdom’s MI6, formally the Secret Intelligence Service as mentioned previously, is the government agency responsible for the collection, analysis, and appropriate dissemination of foreign intelligence. It is also charged specifically with the conduct of espionage activities outside of the United Kingdom’s territory. The MI6 motto is Semper Occultus (Always Secret), but the organization states as its mission: “We work overseas to help make the UK a safer and more prosperous place.” Much as MI5, MI6 has only a few thousand employees. It is headquartered in London, at Vauxhall Cross. It is a component of the same intelligence apparatus in the United Kingdom as MI5. 

MI6’s four main areas of focus are: countering international terrorism, combating weapons proliferation, supporting stability overseas and securing the United Kingdom’s cyber advantage. Countering international terrorism means exactly that, protecting the United Kingdom from terrorists. Performing that task entails: gathering and assessing intelligence; conducting investigations and disrupting terrorist activity; preventing people from becoming terrorists; and, protecting critical national infrastructure and crowded places. Through gathering intelligence and disrupting operations, MI6 plays an indispensable role in the United Kingdom’s counter weapons proliferation efforts directed at combatting the international proliferation of chemical, biological, radiological and nuclear weapons. Working in cooperation with key national and international partners as the US, MI6 also helps to ensure that the United Kingdom’s weapons exports never fall into the hands of terrorists. Instability and conflict overseas leads to weak governments and poor national security, and nurtures a fertile environment in which terrorists and organized crime groups can thrive. Using agents, the MI6 provides intelligence to government policymakers and decisionmakers and provides early warning indications of potentially hostile threats. Most often that information can lead to early political intervention to prevent prolonged instability. Cyber threats are a key security risk to the United Kingdom, as they have the potential to disastrously impact individuals, organizations and governments. Global and ever becoming increasingly complex, cybercrime has the unusual characteristic of having the potential to rear its ugly head and reach out from anywhere in the world. The MI6 provides secret intelligence to help protect the UK from current and emerging cyber threats across a range of adversaries such as hostile countries, terrorists and criminals. Additionally, MI6 conducts counterintelligence operations via a furtive counterintelligence section, but it is generally understood that the organization shares that work with MI5.

In order to meet the challenges of their work, MI6 officers are highly trained in the tactics, techniques, procedures, and methods of their profession. Within intelligence services, as noted earlier, it is referred to as tradecraft. High on the list skills learned and honed are espionage techniques and the use of agents. Often MI6 officers may operate openly in their host country, declaring themselves as representatives of the United Kingdom’s foreign intelligence services. Otherwise they will work covertly under the cover of other official positions such as diplomatic staff or trade delegates. Some MI6 officers may operate under non-official cover to conceal the fact that they work for an intelligence service. That usually entails posing as a business person, student or journalist for example. In some cases MI6 officers will operate under “deep cover,” meaning they will use false names and nationalities. In the intelligence industry, such officers operating under such cover are referred to as “illegals.” They operate without any of the protections offered by diplomatic immunity. MI6 officers typically seek to establish networks of agents whom they can use over a sustained period of time, so that they can obtain a reliable flow of information. As it was stated in the aforementioned discussion on MI5 agents, MI6 agents operate by exploiting trusted relationships and positions to obtain sensitive information. They may also look for vulnerabilities among those handling secrets. They may be aware of flaws in their organization’s security that they can exploit. Recruiting agents, both foreign and domestic, who can provide intelligence on terrorist plans and organizations is of the utmost importance to MI6 officers.

MI6 was constituted in its present form in 1912 by Commander (later Sir) Mansfield Cumming as part of the United Kingdom’s attempt to coordinate intelligence activities prior to the outbreak of World War I. In the 1930s and ’40s it was considered the most effective intelligence service in the world. Following the rise to power of Adolf Hitler in Germany, MI6 conducted espionage operations in Europe, Latin America, and much of Asia. When the US entered World War II, MI6 helped to train personnel of the US Office of Strategic Services (OSS). As mentioned, it was the organization in which Hilsman served. Much of OSS’ foreign intelligence and counterintelligence tradecraft was adopted from MI6. Indeed, the CIA still uses much of it today. Reportedly, many “old boys,” veterans of the OSS are fond  of saying, “The Brits taught us everything that we know, but certainly not everything that they know.” The two organizations worked closely during the war. MI6 has since cooperated extensively with the OSS’s successor, the CIA. MI6 senior executives, managers, and officers refer to the US intelligence organization the “American cousins.” Details of MI6 operations and relationships have rarely appeared in the press. In the mid-1950s, the public reacted with consternation when it was revealed that MI6 had been penetrated by double agents who had served the Soviet Union since the 1930s. It was not until the 1990s, that the head of MI6 was publicly named for the first time. Still, information about MI6 is still much more closely guarded than that about MI5, which carries out internal security and domestic counterintelligence activities. The agency has the power to censor news accounts of its activities through the use of “D” notices under the Official Secrets Act. MI6 reports to the Foreign Office.

Stephen Dorril’s work, MI6: Inside the Covert World of Her Majesty’s Secret Intelligence Service, is a true reflection of the organization, its people and its history, what it has done and where it has been most influential . Dorril, a meticulous observer and chronicler of the security services, demonstrates an understanding of everything one might have thought about MI6. Through the text, readers learn that MI6’s postwar activities were mired in prewar attitudes and practices. Many in the United Kingdom imagined the foreign policy task dividing up the world with US and other global powers. Instead, the preoccupation was the Soviet Union and the Cold War. In chronicalizing the Cold War segment of MI6’s history, Dorril fills the pages with anecdotes of its most spectacular failures, stirring successes, unsavory plots and bizarre missions, the real-life cloak-and-dagger world is exposed. There is a discussion of Operation Stalin, which exploited the Russian dictator’s paranoia and led to the execution of thousands. There is another about the tunnel MI6 dug beneath the Berlin Wall. During the Cold War, in the intelligence war, it seems that there was no opportunity, in the midst of his work against the Eastern Bloc and more the Soviet Empire, to view matters from a broader or humane perspective. Surely, with the benefit of hindsight, it is easy to enumerate all of the mistakes, poor choices that were made. By 1992, influence abroad had been lost in the Middle East, most of Africa and large swathes of Asia. The United Kingdom was not exiled and isolated as some might suggest. It was then and remains a key partner to the US with its superpower status, and often takes lead from the US, the main push was to abrogate the world’s resources. In the post-Cold War era, there was once again a sense, particularly in the administration of US President Bill Clinton of the West’s entitlement to the world’s spoils. That rush to take what was available was intensified by the need to get to what was out there before the People’s Republic of China did. Political power seemed to embrace corporate power. As a consequence, there was the appearance that corporate power was supported by government power. MI6, one of the great information-gathering organizations of the world, was put to that task, placing some strains on the service.

The book presents a well of extraordinary characters. As alluded to earlier, the lion’s share of what was told is meat and drink for those who enjoy spy novels, but it is all real. Yet, in addition the book presents the similitudes of the intelligence industry with profoundly human stories. The world of the intelligence officer is often a dank and grey one, visceral, boring at times. There is a drudgery about agent running. Doing chores in the analytical shops can be tedious. One is invited to understand the suffering and sacrifices of MI6 officers. Prerogatives are surrendered, loves, passions, moral ambiguities, moral compromise. Many officers fall off, finding satisfaction in other professions and pursuits, others engaged in betrayal, a few entered the device with the objective of spying. As with MI5, MI6, as a dynamic, intelligence service, operating worldwide, has a history riddled with complexity. Stories of unpleasantness are even found in Dorril’s authorized study, too! The more counterintuitive these acts are from the past, the more puzzling they are. In such an old, but odd profession, if one finds oneself doing odd things, the hope would be to catch oneself out when one is so far out of bounds that nothing good is being accomplished.

The People’s Republic of China Embassy in Washington, DC (above), home to the MSS resident in the US. Much as it was the case during the Cold War with Soviet and Eastern Bloc intelligence services, it remains a penchant today among the Chinese intelligence services, to troll the émigrés who have made their way out of those countries. They will go as far as to twist their tails to garner their cooperation as operatives and informants. There is almost an insistence that even having left China, the émigrés must accept China’s iron rule. It may appear to be daylight madness, nevertheless, it is happening. In the recent case of an New York City Police Department officer was alleged to be supporting the intelligence activities of the Communist Party of China’s intelligence organ, the United Front Work Department. That case brought to fore the fact that Chinese intelligence services work hard at compelling overseas Chinese to take part in economical and technical espionage, whether through patriotic appeals or simple threats.

Present Day Focus and Operations of MSS

MSS, as well as other Chinese intelligence services, target a broad range of US national security actors, including military forces, defense industrial companies, national security decision makers, and critical infrastructure entities. Lately, the chief feature of a defacto intelligence war between West and China has been the economic front. Indeed, economic espionage, one might venture to say, holds perhaps a prominent place among the bread and butter activities of the MSS and is best known to industries around the world most of which could easily become one of its corporate victims. To understand the intelligence efforts of MSS, one must understand how guIding concepts from Deng Xiaoping led to a decision by Chinese intelligence to make economic espionage an even greater emphasis. Under the Second Chairman of the Communist Party of China, Deng Xiaoping, China began authentic economic reform partially opening China to the global market. China’s economy grew rapidly soon afterwards. In a five-year economic plan 2006-2010, the Communist Party of China outlined that China must maintain fast and stable economic growth and support the building of a harmonious society. The Communist Party of China’s aim was to raise the country’s gross domestic product by 7.5% annually for the next five years. In order to achieve such rapid economic growth, However, countries such as India and Vietnam had begun competing with China to offer cheap manufacturing bases for Western companies. Further, the increased demand for raw materials such as oil and iron ore, and new environmental and labor laws led to cost increases, making manufacturing in China more expensive which caused some factories to close. China sought to diversify its economy, for example, through the manufacture of better made high end products. However, that diversification of the economy required the Chinese to increase their knowledge of design and manufacturing processes. Espionage has offered a relatively cheap, quick, and easy method to obtain information that could help Chinese companies remain competitive. Many of China’s largest companies are state owned, or have close linkages to the government, and receive intelligence collected by Chinese intelligence services. Those firms have also proved to be capable of engaging in commercial espionage themselves. To get an idea of how well the MSS operates, one only needs to consider its ongoing activities in the US. Without the intention of tarnishing or being beastly toward US intelligence and  counterintelligence services, and law enforcement, they have been unable to prosecute a successful, fruitful, and victorious campaign against Chinese intelligence services operating in the US and against US interests globally. Readers might recall from previous posts on the subject, greatcharlie noted that Western intelligence services until recently have habitually underrated the abilities of Chinese intelligence services. Further, in previous US administrations, particularly in the administration of US President Barack Obama, a somewhat relaxed attitude resulted in policies on China lost in the wilderness that failed to genuinely protect or promote US interests. The delinquency and lethargy of previous administrations also allowed for the steady progress of China versus US power and further advances in technology. The burgeoning threat was apparently not fully discerned or appreciated. 

In response to past US missteps, Chinese intelligence services presumably placed a laser focus upon enhancing and adjusting their approaches to US targets. As a product of their success in recruiting officers and contractors from the US intelligence services, Chinese intelligence services have apparently managed to better understand what the US has been doing to try to recruit Chinese intelligence officers, operatives, and informants is prioritized. To the extent, US intelligence officers and contractors recruited as spies are typically tasked with actions to support Chinese counterintelligence requirements. Doubtlessly, the collection of information on what MSS foreign intelligence has been doing has been insufficiently analyzed in light of information collected on US counterintelligence surveillance strategies and technological capabilities would inspire audits in Chinese intelligence services to better assess how closely its operatives were being monitored and how US counterintelligence managed to see a number of MSS efforts straight. If Chinese intelligence services actually hire hundreds, perhaps even thousands, of officers, operatives and informants, it stands to reason there would be a number of bad apples among them. If not, one must become reconciled with the fact that Chinese spies do not go astray so often.

Foreign Intelligence Operations of MSS

Successful multifaceted activities of Chinese Intelligence services have included: conventional espionage; outright intellectual property theft via corporate and academic institutions worldwide, and cyber attacks. For a good idea of how MSS conducts conventional espionage today, Ryan Clarke, a senior fellow at the East Asia Institute, a Singapore-based think tank, boils it down well in a July 31, 2020 Asia Times article entitled, “The Face of Chinese Spying in Singapore.” Curiously using MSS efforts primarily in the US primarily as an example, Clarke asserts its intelligence operations are highly targeted and tethered to specific state goals. He explains: “These types of operations are quite simple with relatively few moving parts, which is why they are replicable at scale.” To illustrate the variety of targets attacked by MSS, Clarke says: “We’ve seen operations against a range of American targets, from Covid-19 vaccine research to the F-35 fighter jet program.” With regard to the collection effort, Clarke goes on to propound: “The general approach is to establish target priorities and then proceed to collect what appear to be rather innocuous inputs with relatively limited value when viewed in isolation. Sometimes the information may not even be classified. This is done on a massive scale in-country with a parallel synthesis-fusion operation in China itself.” Putting such a massive and energetic effort into perspective, Clarke maintains: “The strategic logic is that, in the aggregate, this massive collection and synthesis-fusion effort will yield unique findings and insights which the Chinese Communist Party can leverage across a range of domains.” The Idea that a massive synthesis-fusion operation exists to mine useful intelligence from piles of information collected was also proferred and the analytical operation was conceptualized in greatcharlie’s July 31, 2020 post entitled, “China’s Ministry of State Security: What Is This Hammer the Communist Party of China’s Arm Swings in Its Campaign Against the US? (Part 2).”

So far as is known publicly, counterintelligence services of the countries Chinese intelligence services have struck, to include the US, have yet to get to the bottom of their business in their countries in order to put an appreciable dent in their work. One might imagine that trying to spot, intercept, neutralize, and recruit significant numbers of Chinese intelligence officers, operatives, and informants has become an exercise in chasing shadows. This has likely left senior executives and managers of many counterintelligence services in a mute frenzy. For the US, in particular, long gone are the opportunities such as the relatively facile recruitment of the MSS officer Yu Zhengsan back in 1985. Then, when MSS was barely up and running for two years, Yu Zhengsan, a mid-level MSS officer from a well-connected political family, was allegedly aided by the CIA allegedly in escaping China and defecting to the US. Once in US hands, Yu provided investigative leads for US counterintelligence services to capture Larry Wu-Tai Chin, a retired CIA language analyst, who had spied for China since the 1940s. If Chinese intelligence services actually hire hundreds, perhaps even thousands, of officers, operatives and informants, it stands to reason there would be a number of bad apples among them. If not, US counterintelligence services must become reconciled with the fact that, today, Chinese spies do not go astray so often. That is, there must be nothing so creative that US counterintelligence services are doing or offering to encourage them to do so.

Prior to the coming of the administration of US President Donald Trump, economic espionage by Chinese intelligence gained real traction. Startled US government officials began to sound the alarm particularly over the destructive impact of Chinese commercial espionage upon US national security. Intrusions by Chinese actors into US companies and other commercial institutions harm both the individual companies and the overall US economy, to the benefit of China. Indeed, in July 2015, Bill Evanina, who was the National Counterintelligence Executive in the Office of the Director of National Intelligence, and remains in that position as of this writing, stated point blank, “Economic security is national security.” Nevertheless, the vociferous statements of those tasked with defeating China’s operations had no real effect on the course of the administration of US President Barack Obama and Chinese intelligence activities steadily intensified. In response to counterintelligence and cyber defense missteps, Chinese intelligence services seem to have placed a laser focus upon enhancing and adjusting their approaches to US targets.

It is important to note that much as it was the case during the Cold War with Soviet and Eastern Bloc intelligence services, it remains a penchant today among the Chinese intelligence services, to troll the émigrés who have made their way out of those countries. They will go as far as to twist their tails to garner their cooperation as operatives and informants. There is almost an insistence that even having left China, the émigrés must accept China’s iron rule. It may appear to be daylight madness. However, while it is madness, it is happening. Clearly, the Communist Party of China must think it makes sense or they would be acting in this way. In the recent case of a New York City Police Department officer was alleged to be supporting the intelligence activities of the Communist Party of China’s intelligence organ, the United Front Work Department. That case brought to fore the fact that Chinese intelligence services work hard at compelling overseas Chinese to take part in economical and technical espionage, whether through patriotic appeals or simple threats. To be more precise, they will twist the tails of émigrés by threading to harm family members still living in China if cooperation was not provided.

The People’s Republic of China National Security Office in Hong Kong (above). MSS counterintelligence certainly would do whatever possible to intercept, neutralize, and recruit foreign intelligence officers, as well as their operatives and informants in China and those working in locations close to, and on matters concerning, Chinese interests in other countries. As with almost any other counterintelligence organization worldwide, necessary attributes must be present to initiate a counterintelligence investigation on a suspected “foreign spy.” The primary means to confirm their identity is through careful study and observation of the subject and thorough research of all available information. It is a process similar to selecting a target for recruitment. Covert audio and video monitoring in the residences, vehicles, offices, hotels frequented and homes of friends of the suspected foreign spy. Passive collection by informants will also be used to eavesdrop on the individual’s conversations.

MSS Counterintelligence

MSS shares the counterintelligence role with MPS. The primary mission of organic MSS counterintelligence elements is the infiltration of all the foreign special service operations: intelligence and counterintelligence services, as well as law enforcement organizations worldwide. Its primary targets hands down are its chief competitor, the US, the bordering Russian Federation, and Australia and New Zealand. The advanced industrialized countries of Western Europe would also fall under its watchful eyes although China has not achieved prominence in their space. Second would come Taiwan, India, Pakistan, Nepal, Mongolia, and Iran which it trusts up to a point.  China must also measure its national interests, and particularly its national security against Japan, South Korea, Vietnam, Indonesia, Thailand, the Philippines, Malaysia, and Singapore. China has also stepped up intelligence operations throughout Africa to support and facilitate its effort to extend its geopolitical influence and acquire oil, rare Earth minerals, and fish. Africa is estimated to contain 90 percent  of the entire world’s supply of platinum and cobalt, 50 percent of the world’s gold supply, 66 percent of the world’s manganese, and 35 percent of the world’s uranium. Africa accounts for almost 75 percent of the world’s coltan, which is a key mineral required for the construction of electronic devices, including cell phones. Well over 10,000 Chinese firms are operating on the continent with 25 percent located in Nigeria and Angola. China has also expanded its military presence in Africa, rivaling the level of US military equities there.)

A Difficult Comparison with MI6 Counterintelligence

Making a proper comparison between MSS counterintelligence operations and those of MI6 is difficult due to the fact there are only soupçons to go on with regard to that United Kingdom intelligence service. One aspect of that work already noted here is that counterintelligence responsibilities among the United Kingdom’s intelligence services have been divided between MI5 and MI6. In Nigel West’s Historical Dictionary of British Intelligence (Scarecrow Press, 2014), one of his many superlative reference books on the subject of intelligence, not surprisingly one can find at least some reference to the work of MI6 in that province. As explained in the Historical Dictionary of British Intelligence, in the United Kingdom, counterintelligence is the discipline devoted to penetrating the adversary’s intelligence structure and protecting one’s own organization. (This is significant for a number of other intelligence services take a different approach to the matter. In the CIA and the FBI in the US and in the erstwhile Soviet Union’s KGB and the Russian Federation’s Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR, for instance, counterespionage operations are organic to the work of their organizations’ counterintelligence sections.)  West notes that during World War II, the MI6 counterintelligence section was designated Section V, the romance numeral five being the cause of considerable misunderstanding and confusion for outsiders.

With regard to counterespionage, in the Historical Dictionary of British Intelligence, West notes that responsibility for such operations lies primarily with MI5, although inevitably the Secret Intelligence Service and Government Communications Headquarters as well occasionally encounter evidence of hostile activity and investigate it. During World War II, counterespionage was acknowledged as an interagency discipline that overlapped different organizations and in 1942, was the motive for an attempt at amalgamation, which was ultimately rejected. Following the collapse of the Soviet Union, MI5’s commitments were reevaluated periodically, and the counterespionage branch, designated K in 1968, was absorbed to a new D Branch in 1994 

To elaborate further on MSS counterintelligence, certainly it would do whatever possible to intercept, neutralize, and recruit foreign intelligence officers, as well as their operatives and informants in China and those working in locations close to, and on matters concerning Chinese interests in other countries. As with almost any other counterintelligence organization worldwide, necessary attributes must be present to initiate a counterintelligence investigation on a suspected “foreign spy.” The primary means to confirm their identity is through careful study and observation of the subject and thorough research of all available information. It is a process similar to selecting a target for recruitment. Covert audio and video monitoring in the residences, vehicles, offices, hotels frequented and homes of friends of the suspected foreign spy. Passive collection by informants will also be used to eavesdrop on the individual’s conversations. The surveillance effort may not always be easy going. A foreign intelligence officer’s trade craft may be superb and all of his or her interactions and moves might appear authentic. The foreign intelligence officer’s movement technique could make maintaining surveillance on the subject difficult. For any counterintelligence services, that type of professionalism in an opponent can pose a challenge. Oddly enough though, it will result in increased suspicion among some.

Shifting a bit from United Kingdom intelligence efforts to elaborate more effectively on this point, federal indictments and criminal complaints against MSS foreign intelligence operatives and informants caught in the US indicate that they are generally tasked, as most field operatives and informants of any intelligence service, as intelligence collection requirements demand. As noted in greatcharlie’s August 31, 2020 post entitled, “China’s Ministry of State Security: What Is This Hammer the Communist Party of China’s Arm Swings in Its Campaign Against the US? (Part 2),” from what can be learned from indictments and criminal complaints about such cases that are made public, in almost all of the MSS taskings of those intercepted operatives and informants, certain counterintelligence aspects can be discerned. Those aspects appear aimed at providing ways to assist MSS counterintelligence in identifying and locating foreign intelligence officers, operatives, and informants, particularly in China, or assist in devising ways to intercept, neutralize, and recruit them. Typical counterintelligence aspects in takings that include collecting information on how the US intelligence services communicate with officers, operatives, and informants overseas. In order to develop ways to counter the efforts of US counterintelligence services against MSS foreign intelligence officers, operatives, and informants, MSS counterintelligence would want to know how the organization is set up to confront adversarial networks of spies, who is who, where they are situated, and what exactly are they doing. Understanding the surveillance strategies of US counterintelligence services, particularly the FBI, would inform MSS counterintelligence of what layers of surveillance are usually being pressed on MSS foreign intelligence officers, operatives, and informants in the US and how to devise better ways to defeat them. Technological capabilities would inform MSS counterintelligence whether all along US counterintelligence services have had the capability to monitor its activities or whether they have the capacity and have simply failed to use it effectively. The collection of information on what MSS foreign intelligence has been doing ineffectively in the face of US counterintelligence surveillance strategies and technological capabilities would undoubtedly inspire audits to better assess how closely its operatives were being monitored and how US counterintelligence managed to see a number of MSS efforts straight. (If one were to mine through the US Department of Justice’s very own indictments and criminal complaint against those few Chinese officers, operatives, and informants that have been captured, reading between the lines very closely, one can find to more than few open doors that might lead to successes against existing but well-cloaked Chinese intelligence networks and actors. The particulars of those real possibilities will not be delved into here. Not one case has been a “wilderness of mirrors.” It is hard to know what to make of how things are currently transpiring.)

FBI wanted poster for hackers Zhu Hua (left) and Zhang Shilong (right) of the Advanced Persistent Threats 10 (APT 10 Group) which acted in association with the MSS Tianjin State Security Bureau. In its intelligence campaign against the US, EU Member States, and other advanced industrialized countries, the MSS has taken a multidimensional approach. Three apparent dimensions include: illicit technology procurement, technical collection (cyber attacks), and human intelligence collection. Cyber attacks are perhaps the most prolific type used against industry advanced industrialized countries. This dimension of Chinese intelligence collection is also perhaps the most aggressive. Hackers locate doors that they can rapidly pass through and grab whatever might be within reach. It is by no means a supplemental or mere attendant method of espionage relative to running operatives and informants. It is a full-fledged  dimension of China’s intelligence campaign strategy.

MSS Electronic Intelligence

In its intelligence campaign against the US, EU Member States, and other advanced industrialized countries, the MSS has taken a multidimensional approach. Three apparent dimensions include: illicit technology procurement, technical collection (cyber attacks), and human intelligence collection. Cyber attacks are perhaps the most prolific type used against industry advanced industrialized countries. This dimension of Chinese intelligence collection is also perhaps the most aggressive. Hackers locate doors that they can rapidly pass through and grab whatever might be within reach. It is by no means a supplemental or mere attendant method of espionage relative to running operatives and informants. It is a full-fledged  dimension of China’s intelligence campaign strategy. If human intelligence were the only focus, constraints on manpower resources would always be a big problem to overcome. Cyber collection complements all other forms of attack well. Typically, Chinese spokespersons from the People’s Republic of China Ministry of Foreign Affairs or the Communist Party of China, itself, will issue declarations seemingly designed to create the false impression that China was engaged in a lex talionis of allegations with the US on cyber espionage. Perchance the aim in doing so was to distract the world from the reality of its one-way abusive and criminal cyber attacks to obtain classified information from the federal government, intellectual property from private firms, and research from academic institutions in the US.

When GCHQ Was Part of MI6

For a time, MI6 also enjoyed having an organic technical surveillance capability. That technical surveillance capability today resides in an independent intelligence agency known as the Government Communications Headquarters (GCHQ). GCHQ grew out of the Government Code and Cypher School (GC&CS), established in November 1919. During the 1920s and 1930s, GC&CS had considerable success in its efforts to decipher German and Soviet transmissions. Once Nazi Germany acquired the Enigma machine, with its apparently unbreakable ciphers, in the late 1930s, GC&CS greatly stepped up its efforts. In August 1939, just before war broke out in Europe, it moved its headquarters to Bletchley Park outside London. There its cryptanalysts undertook Operation Ultra, the breaking of the Enigma cipher—a project whose details remained classified until the 1970s. Renamed the Government Communications Headquarters in 1942 to conceal its activities, this leading communications intelligence agency of the United Kingdom. Through GCHQ, MI6 enjoyed a number of successes during World War II, most notable among them being the Ultra program to break German Enigma ciphers. Today GCHQ functions similarly to the US National Security Agency (NSA) Working in coordination with the NSA during the Cold War, it greatly escalated its efforts. Reportedly, it participates in the Echelon global surveillance network. Much of what is known about how GCHQ is organized was provided publicly in James Bamford’s famous 1982 book on NSA, The Puzzle Palace (Houghton Miflin Harcourt, 1982). Knowing how GCHQ is organized allows one to infer with at least some degree accuracy, how it functions. According to Bamford, GCHQ at that time had six directorates. Among these were the Composite Signals Organization, dedicated to radio intercepts; the Directorate of Organization and Establishment, whose functions were chiefly administrative; the Directorate of Signals Intelligence Plans, concerned with long-range planning and management; and the Joint Technical Language Service, which intercepted foreign communications. Bamford stated that the largest and most secretive directorate, the Directorate of Signals Intelligence Operations and Requirements oversaw codebreaking activities. 

Returning to the discussion of MSS technical collection, it can include the use of high-tech tools covering phone calls and all forms of messaging to relatively low level actions against electronic equipment such as mobile phones and computer networks. While technical intelligence collection, cyber attacks by Chinese intelligence services upon targets in the US, have been deplorable, the skill displayed and their list of accomplishments has been impressive. What have essentially been standard targets of cyber attacks from Chinese intelligence services in recent years have been those levelled against US national security decision makers and government organizations, particularly during the Obama administration. The objective of that targeting has been to access any classified information they might possess. Through that information, MSS would surely hope to develop insight into highly sensitive US national security decisionmaking processes.

MI6 in the Political Realm: A Bad Mix

There is much beyond the controlled bearing, composure of MI6 officers and the organization itself. From what has been revealed, their efforts have been defined by hard work, establishing solid foundations, diligence and forethought, practicality and organization, determination and dependability, passion and drive. Creativity is combined with thoughtful effort and hard work to manifest positive energies, opportunities and results. 

As aforementioned, the Ministerial Committee on the Intelligence Services exercises regular ongoing oversight of intelligence activities. Through this committee, the Prime Minister, with the assistance of the Secretary of the Cabinet, exercises authority over the daily operations of the British intelligence and security communities as a whole. MI6 answers to the Foreign and Commonwealth Secretary. The Foreign Secretary receives assistance from the Permanent Secretaries’ Committee on the Intelligence Services. Finally, the Joint Intelligence Committee draws up general intelligence needs to be met by MI6. It also prepares National Intelligence Estimates.

As with officers in MI5, speaking truth to power is also the charge entrusted to leaders of MI6. Yet circumstances have often been complicated enough to spoil adherence to that. One might say how MI6 has performed, has really boiled down to leadership. Indeed, the intelligence services may have figuratively been wonderful horses but the chief or key senior executives–no names here–may have been less-than-perfect jockeys in matters of high policy. Admittedly short on specifics of such cases here, yet with all conspiracy theories aside, it may be enough to say the resources and capabilities of MI6 allegedly have reportedly  on certain occasion been used by political leaders to turn a situation that might not necessarily stand in their favor due to interests beyond those urgent and important to the United Kingdom. Some believe it was really seen during the Iraq War when the United Kingdom followed the US into the whole affair which was unfortunately founded on false intentions,  namely weapons of mass destruction were being produced by the regime of the erstwhile Iraqi President Saddam Hussein. Tragically, MI6 became the alleged coauthor and signatories to misleading information

When misgivings and disfavor might have been expressed what may have been proposed from the top, it may have been the case that  the powers that be would brook no denial. Those too concerned of their position or being politically indebted, might have seen themselves with little option but to follow orders. Those who see themselves as pragmatists, may explain away a decision to go along thoroughly with a suggestion from on high as an effort to simply adapt in a shifting world. They may not have seen themselves as keepers of some sacred flame. The fatal mistake occurs when the choice is made to play along thoroughly. No proper MI6 or MI5 officer would be expected to shrink at the last. If the organization’s leadership had decided to disappoint the political leadership, they might not only have been forced to surrender the coveted privilege to serve their country in the intelligence services. To many in the intelligence service, that idea would be anathema. Such thoughts likely broke through any defenses their minds raised against them. Additionally, after their departure they might find the whole force of the state on his or her back. L’homme c’est rien—l’oeuvre c’est tout.

Assuredly, Parliament, which provides oversight of MI6, has a process for ascertaining the truth about such matters. The principal oversight committee for British intelligence is the Central Intelligence Machinery, based in the Prime Minister’s Cabinet Office. It oversees the coordination of security and intelligence agencies. It also acts as a mechanism for assessment and accountability, observing and reporting on the performance of specific agencies. Further, it more directly intelligence operations as it is also concerned with tasking and the allocation of resources.

To discuss such issues concerning MI6, even if it is just a part of a mere commentary on MSS, is to walk out on shaky ground given many who may read this post may be invested in maintaining the image of the organization and may have previously been invested heart and soul in its work. While admittedly greatcharlie has sought to be sensitive to the concerns of those readers, doubtlessly, the soupçons discussed here will still be an issue of contention in some quarters and there will surely be those disposed to quarrel most bitterly over it. All the same, what is opined here is only what has been publicly discussed by those familiar with the issue. To that extent, not being aware first-hand of it all, greatcharlie would not like to swear by it.

There is no legal “right to know” what is undertaken abroad in the name of the United Kingdom’s security, what it costs or how it is run. Reportedly, beyond mere concerns exposing any classified information about MI6, to write about MI6, even today, risks harassment and prosecution. Former members and current commentators are fully aware of this and have complied thereby allowing the organization to remain beyond any educated public scrutiny. In the past, any dissident reports of its operations were effectively snuffed out. The agency has the power to censor news accounts of its activities through the use of “D” notices under the Official Secrets Act. As one might imagine, this reality does not sit well with the citizens of the United Kingdom. There is a perception among many in the United Kingdom that such behavior brings the organization more closely in sync with that of MSS, an organ of an authoritarian government, than it should in a free society. Civil rights groups and average citizens argue that the policy of total should be reconsidered and scrapped, should not be disparaged as rubbish in any quarter.

Meeting of the Politburo of the Communist Party of China (above). Changes in both competency and necessity have favored an increase in MSS influence in foreign policymaking. One change was the decision of the Communist Party of China wanted MSS looking further abroad than minority groups on China’s periphery. Another change was the expansion of Chinese interests abroad. The real threats to China were no longer seen as coming from traditional internal security concerns but from countries capable of stopping China’s access to trade. By successfully building up its foreign intelligence capabilities to meet this challenge, MSS managed to increase its influence and favor with political authorities. Apparently, it was understood in the Communist Party of China that foreign intentions can best be monitored and resolved with intelligence.

MSS in the Political Realm

MSS was stood up to rectify the deficiencies of the previous iterations of the intelligence function in the Chinese national security apparatus. With its inception, MSS added new dimensions to China’s foreign intelligence scheme while freeing MPS to revamp existing capabilities and explore and adapt a new as well as more technological set of cards to play in the intelligence game so to speak. MSS represented a reimagination of the intelligence collection process abroad and the counterintelligence struggle against outside powers. MSS also represented the tidying up of old ways of conducting its business, and a modernization of Chinese intelligence that was long overdue. The MSS generally appears to have adhered to the non-politicization  of the service. This is not to say that occasionally shifts away from that position by some senior executives has not impacted the organization. MSS elements, particularly at local levels, often have provided protection services for the business dealings of Communist Party of China officials or their well-connected friends. However, the Ministry rarely appears connected to any elite political maneuvering or purges. Since 1983, only the purges of Beijing Party secretary Chen Xitong (1995) and Shanghai Party secretary Chen Liangyu (2006) were rumored to involve the ministry. In the wholesale purges after the fall of Bo Xi laid and Zhou Yongkang, the Beijing State Security Bureau chief Fangfoss Kent and Vice Minister Qiu Jin were ousted precisely because they exploited MSS resources to back particular leaders in their political struggles against each other.

Of course, the foreign policy influence of intelligence services depends on the quality of their inputs and their leadership’s influence with key policymakers. If an intelligence chief is not influential, then his service’s influence depends on performance. The MSS’s role in policymaking could be rising as China’s overseas interests expand. When China entered the World Trade Organization (WTO) in 2001, the thought was that there would be an influx of foreign business into China. That was a concern. At the time, the response was to make greater use of MPS. However, changes in both competency and necessity have favored an increase in MSS influence in foreign policymaking. When direct political power is absent, influence usually relates to merit and necessity. Senior foreign policymakers would eventually want the MSS in the room, contributing to the discussion. The Communist Party of China’s leadership wanted an MSS looking further abroad than minority groups on China’s periphery. The MSS’ foreign intelligence service is now more similar to the CIA. Another major change was the expansion of Chinese interests abroad. The real threats to China were no longer seen as coming from traditional internal security concerns but from countries capable of stopping China’s access to trade. Apparently, it was understood in the Communist Party of China that foreign intentions can best be monitored and resolved with intelligence. By successfully building up its foreign intelligence capabilities to meet this challenge, MSS managed to increase its influence and favor with political authorities. Indeed, MSS has managed to move from backstage, second to MPS, to frontstage, up from behind its bureaucratic competitor in internal security.

The Way Forward

As indicated in its introduction, this post serves as an expatiation of a technique learned long ago for directing one’s thoughts upon developing ideas and insights on issues in international affairs and other subjects of interest. Given its subject matter, it hopefully managed to satisfy the experienced scholar, academic, and policy analyst. By showcasing the generation of ideas and insights on subjects, hopefully it satisfied the desire of students to see examples and will become a subject of inquiry for some. 

By their very nature, insights are inherent to the writer, unique in that way. At least, they should be. No truer are the words, “everyone is entitled to an opinion.” The ideas and insights of the novice writer have a right to be aired equal to that of experienced, published authors in the various fields. Note, however, that eccentric, whimsical, and outlandish ideas are seldom useful and never desirable. In some respect, the process of generating ideas and insights is a form of self-exploration. One’s mind must be open to all reasonable considerations and all plausible possibilities. Nontraditional students should try to apply sensibilities shaped by a multitude of experiences. The length and breadth of their knowledge and experience may allow for a broader understanding of humanity. That is what the world will most appreciate reading.

Saepe stilum vertas, iterum quae digna legi sint scripturus. (Often must you turn your pencil to erase, if you hope to write something worth a second reading.) It is perfectly in order to feel a bit timid about drawing inferences and sharing them for others to review. Accept those awkward feelings, but write down all of the ideas and insight that may develop inside anyway. Have at it! To enhance one’s ability to summon up new ideas and insights, study, understand, and consider the deeds of personalities. Ruminate on events in relation to those that proceed them and meditate on what the future may bring. Build on that thinking. Strive to forecast decisions that may shape what might come and proof one’s efforts by watching events unfold in the news. Some of the best ideas and insights may come at inopportune times. Whether one is struck with a coruscating flash of logic, or has a nagging thought on an issue that builds throughout the day, notes must be kept of it all. At one’s earliest convenience, write those ideas and insights down in a notebook, on a pad, or on the back of an envelope. If one can, type them up on an electronic device. Organize them as bullet points if that is easier, however, one must make certain that enough is recorded to ensure that actual ideas are being expressed and that they “feel” compelling. Avoid simply jotting down statements of fact, or worse, simple fragments of your thoughts. State your conclusions about matter! Each expression can be fleshed out and tidied up with editing later. Sticking to this course may not be easy at first. After a time and with honest effort, one should become accustomed to it. Optimally, a writer will effectively generate enough ideas and insights to allow for the selection of more reasoned, potent, and eloquent among them for inclusion in a draft essay. The ability to increase quantity and improve the quality of ideas and insights produced will come with practice. Plus novisti quid faciendum sit. (You have learned more what has to be.)