Trump Signs Russian Sanctions into Law: Tillerson Stands Side-by-Side with Him on the New Law and US Policy

US Secretary of State Rex Tillerson (above). When US President Donald Trump signed legislation on August 2, 2017 imposing sanctions on Russia, he asserted that the law included “clearly unconstitutional provisions.” Tillerson stated in complete solidarity with Trump that the law should not have been passed and will harm US foreign policy efforts. Tillerson’s fidelity to Trump is unquestionable. Yet, what will determine Tillerson’s success as Secretary of State is not only his loyalty but the many dimensions of his capabilities.

According to an August 2, 2017 New York Times article entitled, “Trump Signs Russian Sanctions into Law, With Caveats”, US President Donald Trump signed legislation on August 2, 2017 imposing sanctions on Russia and limiting his own authority to lift them, but asserted that the measure included “clearly unconstitutional provisions,” leaving open the possibility that he might not enforce them as lawmakers intended. The legislation reflected deep skepticism among Members of the US Congress from both parties about Trump’s congenial approach to Russian Federation President Vladimir Putin and ensure  Russia would not avoid consequences for its annexation of Crimea, military intervention in Eastern Ukraine, and intrusion into the 2016 US Presidential Election. Before Trump signed the measure, Russia retaliated for the seizure of two Russian diplomatic properties and expulsion of 35 Russian diplomats by the administration of US President Barack Obama by seizing two US diplomatic properties in Russia and reducing the US Embassy staff by 755 members. That action was deliberately taken before the bill was signed to ensure it would be seen as a response to Congress, not to Trump. After Trump signed the measure, the Kremlin’s reaction was mild. Kremlin Press Secretary, Dmitri Peskov, stated: “De facto, this changes nothing.” US Secretary of State Rex Tillerson on August 1, 2017 stated in complete harmony with Trump saying that lawmakers should not have passed the sanctions legislation. He stated: “The action by the Congress to put these sanctions in place and the way they did, neither the president nor I are very happy about that.” He continued: “We were clear that we didn’t think it was going to be helpful to our efforts . . . .” Yet, Tillerson could accept the reality of the situation. He went on to state: “but that’s the decision they made. They made it in a very overwhelming way. I think the president accepts that.”

Those wishing the current administration success for the sake of the US and the sake of the world felt Trump hit the jackpot on December 12, 2016 when he announced Tillerson would serve as his Secretary of State. The 64 year old native of Texas had just rounded off a 41 year career at ExxonMobil as Chief Executive Officer. Critics rushed in to say Tillerson lacked diplomatic experience despite the global nature of his duties for ExxonMobil which among other tasks included: negotiating contracts; settling major disagreements with overseas clients and partners; overseeing operations; and managing emergencies. At this point, Tillerson has found his stride as Secretary of State. Initially, he tried to shield the foreign policy making process and get his efforts off to a great start by safeguarding his organization, and eliminating his mind from the disparagement, opprobrium, and destructive accusations being hurled at the administration.He would not say or do anything to involve himself in that fracas However, strenuous efforts were made by critics of the administration to tug Tillerson down into the web of intrigue. Remaining distant from all of that cacaphonous background noise proved to be impossible. Tillerson has accepted that reality, and has managed to cope with any unfounded and unwarranted ridicule. Moreover, he has had some success in allaying concerns of foreign leaders and counterparts with whom he has met by presenting them with a genuine, logical picture of Trump’s concepts and intent, and the administration’s foreign policy.

Indeed, Tillerson, through the strength of his character and the confidence he creates, has provided incentive for foreign leaders and his counterparts to recurvate away from any hastily and mistakenly devised adversarial approaches they may have considered taking with the US. What may determine the size of Tillerson’s footprint in the administration are certain traits he has shown as Secretary of State. Owing in part to his constancy and tremendous value to Trump, Tillerson will continue to receive his encouragement to make full use of the many dimensions of his capabilities along the lines of excellence in his post. For Tillerson, one important measure of success will be improving the way in which the US Department of State will perform its job in the future. With Trump’s backing, his plans to transform his organization will be realized. Vigilando, agendo, bene consulendo, prospera omnia cedunt. (By watching, by doing, by consulting well, these things yield all things prosperous.)

Tillerson (right) and Chinese State Councillor Yang Jiechi (left). Tillerson was initially declared a neophyte by critics. They proffered that he lacked sufficient experience in diplomacy to serve as Secretary of State. Tillerson has actually performed superbly as the chief US diplomat. In meetings with foreign leaders and counterparts, he digs beyond the surface to discern where stronger linkages can be established. Those insights have helped him develop resolutions to issues.

Becoming a Great Secretary of State

Every US Secretary of State in contemporary times has added his or her own touch to the job, creating something unique about their tenure. Nonetheless, there are a few things that cause certain chief diplomats to stand out from others according to Aaron David Miller in his renowned December 4, 2012 Bloomberg commentary, “Four Traits Make a Great Secretary of State.”

First among Miller’s four requisite traits, boiled down to the bones here, is having a negotiator’s mindset. Indeed, an effective Secretary of State can conduct negotiations, defuse crises and tackle issues that a reasonable person might consider intractable. The Secretary of State must know how to make a deal, to have a sense for timing and to know when an opportunity has revealed itself, and then know how to reach a final agreement.

Second, to the extent that it supports deal making, it is important for the Secretary of State to have a cogent, coherent worldview, ostensibly infused with the policies of the US administration.

Third, the Secretary of State must be assured of the president’s full support. Ostensibly, all presidents have supported their Secretaries of State, but that support can vary in degree. A Secretary of State must have support critical to success.  The renowned statesman, former US Secretary of State James Baker, once remarked that the Secretary must be “the president’s man at the State Department,” with real authority, power, and credibility.

Fourth, the president must indicate publicly and internationally, through words and deeds, that the Secretary of State is a trusted confidante. If an apparent gap exists in the relationship between Secretary of State and the president, or if it is clear that the Secretary of State has not been given the power to handle urgent and important issues, the power as the president’s chief diplomatic will be diminished.

Tillerson Has the Negotiatior’s Mindset; He Has Developed a Coherent Worldview

Virum mihi, Camena, insece versutum. (Tell me, O’ Muse, of the skillful man.) Tillerson approaches negotiations with foreign counterparts with a businesslike  pragmatism. He is very disciplined. He speaks frankly with a no-nonsense demeanor that might discomfit some. At the April 12, 2017 meeting with Russian Federation Foreign Minister Sergei Lavrov,  Tillerson barely registered a reaction when he was initially greeted by Lavrov with remarks denouncing the US missile strike on Syria as illegal and the accusation that the US was behaving unpredictably. When later asked by a Russian reporter how he would characterize the talks, Lavrov replied with a hint of both satisfaction and curiosity: “The State Secretary did not threaten me with sanctions. He didn’t threaten me with anything, actually. We frankly discussed the questions which were on our agenda . . . .” In the actual talks, ideas jump from Tillerson’s head, Pallas-like, to shift their course in his favor. He conquers all obstacles seemingly by the shear force of his cerebration. Posside sapientiam, quia auro mellor est. (Possessing wisdom is better than owning gold.)

Searching the archives of US newsmedia houses for reports on the foreign policy of the Trump administration, one would already find a multitude of inequitable, negative assessments, against Tillerson. Those reports would typically explain that he is inexperienced in diplomacy. They essentially declare him a neophyte, lacking a background in diplomacy sufficient enough for him to serve as the chief US diplomat. It was proffered by some observers that without the labored reasonings of experts, Tillerson’s intuitions would be uninspired. Such assessments were made for more harsh by the fact that such experts had not yet been appointed to many senior positions at the State Department. Critics appeared assured that Tillerson would languish in inaction on the seventh floor of the State Department headquarters. As it has turned out, those grim conclusions have approximated to slander against Tillerson. While some critics, albeit, would immediately point to the fact that he is still seeking to fill all senior positions in his organization, Tillerson has performed superbly and admirably as Secretary of State. That is best evinced by the expressions of approval and appreciation he has received from the president.

In decision making, the renowned Greek scholar and philosopher, Socrates, would refer to an inner voice or his daimon. The devil works his way through people and events. Yet,  unlike the noble pagan Socrates, Tillerson is a religious man who worships one God: God the Father. As such, he is aware of truth beyond the secular scale. Using the intellect and the will, one makes decisions. They are happy decisions when one is certain of their goodness. One engages in moral behavior when acting upon the desire to create goodness. In the development of relations with other countries, Tillerson is using what could described as a calm acceleration. Tillerson will convey US positions in bilateral meetings with foreign leaders and counterparts, but he will also seek to understand his interlocutor’s positions in a granular way. Tillerson is aware of the need to dig beneath the surface to understand where new, stronger, linkages can be established. He encourages his interlocutors to be frank about their concerns. He wants to hear how things look through their lenses. Understandings resulting from direct contact have allowed Tillerson to develop greater insight into issues concerning countries. Those insights in turn facilitate the development resolutions to issues of mutual interest. Additionally, Tillerson understands how to keep discreet matters confidental. Resolutions to difficult or nagging issues are less likely be found if they are contested over publicly. Secrete amicos admone, lauda palam. (Admonish your friends in secret; praise [them] openly.)

Tillerson displays a much appreciated wit and savoir faire in meetings, telephone calls, and statements with foreign leaders and counterparts. He will demonstrate that can be engaged in constructive, mutually satisfying dialogue. He will try to get to know his interlocutor and try to develop an amicable relationship. Among some he meets, there is often a preexisting relationship resulting from business contacts he had with them while he worked for ExxonMobil. As a top US business leader, he would often interact with senior foreign officials on a level and in a way rarely enjoyed by even senior US diplomats. Foreign leaders, officials, and business giants as well, were typically more relaxed in conversations with Tillerson then, even telling him things discreetly that US diplomats never would have heard. Some of those relationships became somewhat personal. Those relationships could possibly serve now as foundations for building trust beyond written documents and treaties while he is Secretary of State. Such relationships could allow Tillerson and an interlocutor to relax and explore territory outside their formal negotiating positions; discuss certain assumptions, strategies, and even fears. However, Tillerson would never sacrifice his principles to save a personal relationship with an interlocutor. A personal relationship through past business interactions will never serve to sway Tillerson in any way in US decision making in favor of another country’s needs. Tillerson can of course recognize the difference between an hackneyed exhibition of “adoration” for him and adoration directed at the US pocketbook through him. Tillerson’s sole interests now is performing his duty to his country under the guidance of the Trump administration’s policies, serving the people of the US, and obeying the US Constitution. Tillerson undoubtedly makes that perfectly clear in meetings when necessary.

Tillerson has already travelled to all corners of the world as Secretary of State, serving as Trump’s emissary at all international forums, negotiating treaties and other international agreements, and conducting everyday, face-to-face diplomacy.  As of this point, Tillerson has traveled 93,207.5 miles, traveled 35 days, and visited 17 countries. Non viribus et celeritate corporum magna gerimus, sed sapientia et sententia et arte. (We accomplish important things not with the strength and quickness of our bodies, but by intelligence and thought and skill.)

Tillerson (left) and United Kingdom Foreign Secretary Boris Johnson (right). Through his contacts with foreign leaders and his counterparts, Tillerson has been able to transmit an authentic understanding of his thoughts and concerns on issues relevant to their countries, the policy positions of the US, and concepts and objectives of Trump to them. He encourages them to express their interests, share their concerns. He wants to hear how things look through their lenses.

Trump Supports His Secretary of State; Trump Insists Tillerson Is a Confidante

Quidquid dicendium est, libere dicam. (Whatever must be said, I shall say freely.) A quality that Trump liked about Tillerson when he selected him to be his Secretary of State is that he will roll over on his back and play nice in the face of controversy or challenges. To that extent, Tillerson has naturally had some disagreements with the White House over issues of importance to him. On those occasions, he does not speak in a roundabout way; he speaks directly. He chose his words carefully. They were proclamations of the truth meant to dispell wrong ideas and incorrect steps. For example, Tillerson voiced concern over being unable to make independent decisions about staffing at the State Department and about the organization in general. He reportedly expressed his displeasure with Johnny DeStefano, the head of the Office of Presidential Personnel, for torpedoing proposed nominees to senior State Department posts and for questioning his judgment. Tillerson complained that the White House was leaking damaging information about him to the news media, according to a person familiar with the meeting. Above all, he made clear that he did not want DeStefano’s office to “have any role in staffing” and “expressed frustration that anybody would know better” than he about who should work in his department–particularly after the president had promised him autonomy to make his own decisions and hires, according to a senior White House aide familiar with the conversation.

Tillerson lobbied Trump to allow the US to remain a signatory to the Paris Agreement on Climate Change,The 195-nation accord signed by US President Barack Obama set a goal of keeping the earth from warming by more than 2.7 degrees Fahrenheit above pre-industrial levels. Tillerson’s argument was that leaving the agreement would diminish US influence in encouraging other countries to reduce their emissions, aides said. He did not argue that it would affect efforts to reduce US emissions. Nonetheless, Trump acted against Tillerson’s advice on the agreement, believing the US would be able to broker a new new agreement that would not put US businesses and workers at a disadvantage with developing economies like China and India. The majority of other signatory countries rejected the idea of renegotiating the accord. German Chancellor Angela Merkel led the chorus of leaders of countries that are allies, partners, and friends of the US, indeed spoke harshly about Trump’s decision to shun international consensus on the world’s most pressing issues and fanned fears that it was reflective of a greater US decision to abdicate its global leadership role. Journalists depicted Trump’s climate reversal as a challenge to Tillerson, who they alleged was very visibly trying to establish his credibility as the primary advocate of US foreign policy in the administration. Tillerson called Trump’s action a “policy decision.” He insisted the US could be proud of its “terrific record” in cutting greenhouse gas emissions, even before the Paris Agreement  took effect late last year. He tried to provide some perspective on the decision by stating: “I don’t think we’re going to change our ongoing efforts to reduce those emissions in the future.”

Tillerson had to contend with a very public coupe en deux pieces between the US Mission to the UN and the State Department. The statements of Trump administration’s US Permanent Representative to the UN,  Nikki Haley, a fellow Cabinet member, were deemed too far off message relative to other senior members of the administration. Other representatives on the UN Security Council began to view Haley as a source of authority on US policy. One foreign diplomat made the erroneous observation at the time that Haley had not only taken charge of determining what the administration’s posture would be at the UN, but broadened her responsibilities on a range of foreign policy issues. Their approaches to the US were being formulated based on her statements in that forum. It was all seen as a serious matter with the potential harm the US ability to implement steady policy in manner that would satisfy, and draw other governments to its points of view. An email sent from State Department diplomats to the Office of the US Permanent Representative to the UN urged the Mission to rely on “building blocks” written by the department to prepare remarks for Haley. Haley’s aides were also urged to ensure that her public remarks were “re-cleared with Washington,” especially if they were substantively different from the building blocks, or if they were on a high-profile issue such as Syria, Iran, Israel-Palestine, or the North Korea.

Additionally, Tillerson has reportedly been a bit uneasy about Trump’s use of Twitter or a speech to establish foreign policy that is in variance with his best advice. Yet, all of that being stated, Tillerson’s fidelity to his president remains beyond question. No matter how the president might decide on an issue, Tillerson has stood side-by side with him. He never has backed away or tried to stand in the middle of road.

Tillerson has spent considerable time with Trump. He is confident of Trump’s support for him. Trump, has left no doubt that he is very satisfied with Tillerson. The day will very unlikely arrive when Tillerson will say his efforts have been futile and then abandon his post. In his years at ExxonMobil, Tillerson was never known to have left tasks unfinished. Tillerson has spoken publicly about his commitment to service and the call he heard to take on the role of chief diplomat. On July 21, 2017, Tillerson remarked:  “I’m still developing myself as a values-based servant leader, and this new opportunity that I have to serve our country has provided me with new ways of learning … so it gives me a chance to grow as a leader.” Having that mindset allows Tillerson to heal any exasperation,any sense of futility that he may feel. Vincit qui se vincit. (He conquers, who conquers himself.)

Tillerson (left) and Trump (right). Tillerson has spent considerable time with Trump. He is confident of Trump’s support for him. Trump, has left no doubt that he is very satisfied with Tillerson. Tillerson will unlikely say one day that his efforts have been futile and then abandon his post. In his years at ExxonMobil, Tillerson was never known to have left tasks unfinished. Tillerson has spoken publicly about his commitment to service and the call he heard to take on the job of Secretary of State.

Coping with the Unparalleled Criticism of the Administration and Himself

Quid enim est stultius quam incerta pro certis habere, falsa pro veris? (What, indeed, is more foolish than to consider uncertainties as certain, falsehoods as truths?) Even before Trump was sworn in as president, stories swirled in the newsmedia about alleged lurid activities of administration officials to gain Russia’s assistance in order to defeat Trump’s main competitor in the 2016 US Presidential Election, former Senator Hillary Clinton. Those allegations set off a number of official investigations of former campaign staff and a few administration officials. There was a Congressional investigation open to public view; an investigation by a Special Counsel appointed by the US Department of Justice which closed even to Trump; and assays were very likely initiated by certain watchdog organizations within the US intelligence community. Trump has stirred the pot a bit on the investigations through his use of Twitter and teasing voracious journalists, hungry for every morsel of news about his thinking and the inner working of the White House on the Russia matter. He once hinted about possessing recordings of important conversations on the matter with a very senior law enforcement. He later admitted that did no such recordings existed As time has passed, many public allegations made against Trump were also collapsed by the truth.

Tillerson wanted to avoid that whole cabaret. He took a few temporary steps in order to protect his serenity of mind and put all his attention on the sizable responsibilities of his new job. Tillerson stayed far from the limelight. He had no desire to be the man of the moment. He did not appear in front of both reporters and TV cameras to confirm his place as the nation’s chief diplomat unlike many of his predecessors during the past 6 decades, or spend much time with journalist before or after meetings with foreign leaders and counterparts. Journalists were surprised when they were told by the State Department they would not be allowed onboard his plane during a diplomatic trip to Japan, South Korea, and China. Former US Secretary of State Henry Kissinger, who met with Tillerson over lunch during the first week of March 2017 acknowledged: “The normal tendency when you come into that job [Secretary of State] is to increase your visibility and to show that you are present and in charge.” Kissinger went on to explain: “He [Tillerson] wanted to first inform himself of all the nuances. I was impressed by the confidence and self-assurance that he showed.” Ultimately, Tillerson could not avoid, and was certainly not spared from, disharmonious contacts with the US newsmedia similar to those that other Cabinet members and White House officials were encountering. Critics were aflutter at Tillerson’s every move during the first few months of his tenure. They would often report that he was absent at meetings with foreign leaders at the White House.

Before Trump was inaugurated, stories swirled in the newsmedia about alleged activities of campaign staff and administration officials to gain Russia’s assistance to defeat Trump’s rival in the 2016 US Presidential Election. He took a few steps to protect his serenity of mind and fix his attention on his new job’s responsibilities. He did not appear in front of journalists and TV cameras to confirm his place as chief diplomat. Ultimately, he could not avoid difficult newsmedia contacts.

Critics tried to drag Tillerson into the Russia matter. They wildly assert that while serving as Chief Executive Officer at ExxonMobil, he developed unusually close ties to Russian Federation President Vladimir Putin. Those ostensibly could have allowed him to garner Russia’s assistance for Trump. Attempts to substantiate the nature of the alleged relationship focused on Putin’s decision to award Tillerson the Order of Friendship, one of the highest honors a foreigner can be bestowed by Russia. In reality, the medal awarded on June 21, 2013 was in appreciation for efforts Tillerson made as Chief Executive Officer of ExxonMobil to broker a deal between the company and the state-owned Russian oil company Rosneft. Tillerson was presented with the medal in St. Petersburg, Russia on the same dais with the Chairman of ENI, an Italian multinational oil and gas company. Such accusations are simply surmisals reflective of a blinding, uncontrollable anger found within a counter-Trump milieu. It is a discourse, not formally organized but possessing defined elements (e.g.,  certain TV news programs and editorial sections of newspapers and magazines, websites, blogs, chat rooms, and podcasts) in which participants, observers of the administration, direct rage at anything pertaining to Trump. It originated in the US but is now engaged in globally. It becomes exhausting to watch from the outside. In fairness, it may very well be that those who develop such reports about Tillerson on the Russia matter are ostensibly not driven by the intention to do harm. However, that benignancy is often difficult to detect. Within reason, one could more easily perceive it all as an ominous effort to neutralize a senior member of the US diplomatic, political, military, and economic decision making apparatus. By mid-2017, allegations about links between Tillerson and the Russia matter faded a bit. Despite the unpleasantness of it all, Tillerson was not left appearing cold and muddled. He remained sanguine. He kept his dignity intact. Superanda omnis fortuna ferendo est. (Every misfortune is to be subdued by patience.)

About 6 months into his job, when Tillerson decided to spend 6 days–July 21-July 26, 2017–out of the public view, certain news media houses, very likely hoping for a news splash, propagated stories about Tillerson’s coming resignation. US State Department Bureau of Public Affairs Spokesperson Heather Nauert said that he was, “taking a little time off.” She continued, “He does have the ability to go away for a few days on his own … just taking a little time off.” She also said: “He’s got a lot of work. He just came back from that mega-trip from overseas–as you all well know, many of you were there for the G-20, and his other travel as well, so he’s entitled to taking a few days himself.”

The attention of the US newsmedia would then shift from the idea that Tillerson was tendering his resignation to the possibility that he had taken time off to réfléchir, think it over. Reports that Tillerson planned to resign, like a vampire, rose again after his short holiday. The State Department tried to push back on them. At a department’s briefing on July 25, 2017,  Spokesperson Heather Nauert said “That is false,” when asked about the rumors.  Nauert continued by saying: “The secretary has been very clear: He intends to stay here at the State Department. We have a lot of work that is left to be done ahead of us. He recognizes that. He’s deeply engaged in that work.” She added: “He does, however, serve at the pleasure of the president, just as any Cabinet official.”

However, the magnitude and tempo of misleading reports of Tillerson’s dissatisfaction and desire to resign reached a crescendo loud enough that on July 26, 2017, he was driven to respond to the issue.  Normally, Tillerson would consider responding to the newsmedia over such a matter as counterproductive. However, he no doubt recognized that the broadcasting and publishing of surmisals about his plans would soon begin to have chilling effect on his relationships with foreign leaders and his counterparts and impact US foreign policy efforts in general. It would only be natural for foreign capitals to wonder what it was ithat the US newsmedia knew that they did not know. When asked by reporters at the State Department whether he was considering leaving his post, Tillerson declared, “I’m not going anywhere.”  When pressed with the follow-up question of how long he would stay on, Tillerson turned and smiled, saying, “As long as the president lets me.” Asked about his relationship with President Donald Trump, Tillerson said simply, “Good.”

Tillerson (left), US Secretary of Defense James Mattis (center), and US Chairman of the Joint Chiefs of Staff, US Marine Corps General Joseph Dunford (right) It may be that those who develop false and contemptuous reports about Tillerson on the Russia matter have no intention to do harm, but that benignancy is often difficult to detect. One could also view it as an effort to neutralize a senior member of the US diplomatic, political, military, and economic decision making apparatus.

With Trump’s Support, Tillerson Will Make His Mark

In Ulysses, Alfred Lloyd Tennyson wrote: “Though much is taken, much abides; and though We are not now that strength which in old days Moved earth and heaven,that which we are, we are, One equal temper of heroic hearts, Made weak by time and fate, but strong in will To strive, to seek, to find, and not to yield.” Ahead of this nascent period of the administration, into what may be the first of possibly two terms for Trump, Tillerson would like to introduce some considerable changes to the organization that he leads. The personal and working relationship between Trump and Tillerson will determine whether the Secretary of State will be able to execute an ambitious plan to revamp his department; a significant effort that will viewed as an important part of Trump’s legacy as president. Tillerson announced his plans to restructure the US organism for diplomacy during his May 3, 2017 presentation to the rank and file of the department in its Dean Acheson Auditorium. He explained his desire to make the department a more agile, collaborative workplace. It would become a more diverse landscape of ideas and solutions.

Tillerson remarked that the Department of State was the first cabinet created and chartered under the Constitution, and the Secretary of State was the first cabinet position chartered and created under the Constitution. He assured the department’s rank and file that during his tenure, they would carve out their increment of the department’s living history. Tillerson understands that in planning this transformation, he should not try make circumstances fit plans, but rather plans should be developed to fit circumstances. Tillerson explained that he had no preconceived notions of the outcome of this effort. He was not bringing a solution to the department. His plan is not to tear things down but craft ways to improve on what is already being done. Tillerson explained that once he acquired an understanding of how work is effectively done at the department and then put an organizational structure in place to support that process. Verum et factum convertuntur. (The true and the made are interchangeable. [One can know with certainty only what he has created himself.])

Tillerson at the Acheson Auditorium at the State Department (above). Tillerson would like to introduce some changes to the organization that he leads. The personal and working relationship between Trump and Tillerson will determine whether he will be able to execute his ambitious plan to revamp his department; an audacious effort that will be seen as an important part of Trump’s legacy. His plan is not tear down, but improve on what is being done.

The Way Forward

In Act V, Scene vii of William Shakespeare’s play, The Life of King Henry the Fifth, events surrounding King Henry’s invasion of France have reached their climax. Having captured the town of Harfleur, the English force prepares for a decisive battle at Agincourt. King Henry and one of his captains, Fluellen, reminisce about how the King’s great uncle, Edward the Black Prince, once defeated the French nearby. Fluellen reminds the King that just as he, his birthplace was in Wales and declares his pride over being the King’s fellow countryman. Fluellen states: “By Jeshu, I am your majesty’s countryman, I care not who know it; I will confess it to all the ‘orld: I need not to be ashamed of your majesty, praised be God, so long as your majesty is an honest man.” Tillerson respects his president and is loyal to him. He likes his job and is striving to perform it successfully. Through his contacts with foreign leaders and his counterparts, Tillerson has been able to convey his thoughts and concerns on issues relevant to both countries, the policy positions of the US, and Trump’s concepts and intent. He encourages them to express their interests and share their concerns. What is voiced does not lie inert in some report. Tillerson uses it to formulate policy approaches to those countries and develop resolution to issues. Following direct contact with Tillerson, foreign leaders and officials, who have undoubtedly sought to keep themselves au courant with the public discourse in the US on Trump, would realize that they have acquired almost nothing useful from reports developed from the abstract that were laced with inferred and interpolated information, conceptualizations, and fabrications from the counter-Trump milieu. They undobtedly ignore, or give far less weight to reporting of identifiable critics toward the Trump administration. That very likely has already had the effect of facilitating their efforts to sort out issues of mutual concern with the US and making them more comfortable in their dealings with the Trump administration. Illa argumenta visa sunt et gravia et certa. (Those arguments seemed both weighty and reliable.)

Tillerson learned many things in 41 years as he moved up the ranks in ExxonMobil. One thing Tillerson learned well was how to be a team player. His approach is not, in a parochial way, to elbow a better position for his organization on a policy matter, but rather to garner acknowledgement of his organization’s responsibility for US diplomacy and its primary role in formulating and implementing US foreign policy. His approach is not designed to merely better the aesthetics of his organization. An interior designer could best do that. Tillerson would like to enhance capabilities department wide and heighten its prestige globally as the premier foreign policy establishment. Correlatively, the department’s heightened prestige will be a reflection of its accomplishments.  The State Department will not be on the sidelines in the Trump administration and it will not retreat from diplomatic challenges because previous administrations have called them intractable or conundrums. Resolutions to issues will be found by Tillerson’s people. Ad utilitatem vitae omnia consilia factaque nobis regenda sunt. (All our plans and actions must be directed by us to the benefit of our life.)

Trump to Meet With Putin at G-20 Gathering: Trump Seeks an Authentic Relationship with Russia

US President Donald Trump (above). On July 7, 2017 at the Group of 20 economic summit meeting in Hamburg, Trump will have a bilateral meeting with Russian Federation President Vladimir Putin. Finding a way to establish an authentic, positive relationship with Russia is a struggle US administrations have engaged in for decades. Trump feels he can find the solution.Trump does not want to settle on a long-term stand-off in which peace, particularly in Europe, remains at risk. He believes the US and Russia can be good neighbors on the same planet.

According to a June 29, 2017 New York Times article entitled, “Trump to Meet With Putin at G-20 Gathering Next Week,” it was formally announced by US National Security Adviser US Army Lieutenant General H.R McMaster that US President Donald Trump would meet Russian Federation President Vladimir Putin on July 7, 2017 on the sidelines of the Group of 20 economic summit meeting in Hamburg, Germany. The article noted that the meeting would be the first between the two since Trump took office and would be the focal point of his second international trip. However, a subsequent July 5, 2017 New York Times article explained that a day before Trump was to leave Washington, the White House announced that the meeting with Putin would be a formal bilateral discussion, rather than a quick pull-aside at the economic summit that some had expected. The July 5th New York Times article went on to explain that the bilateral format benefitted both Trump and Putin. It called Putin a canny one-on-one operator who once brought a Labrador to a meeting with German Chancellor Angela Merkel because he knew she was afraid of dogs. The article proffered Trump’s aides sought structure and predictability, and hoped that a formal meeting, with aides present and an agenda, will leave less room for improvisation and put the focus on pressing policy concerns that Trump is eager to address.

Ignis aurum probat, miseria fortes viros. (Fire provides proof of gold, misery, proof of strong men.) Both Trump and Putin clearly believe the moment to create positive change in US-Russia relations is now. In the face of all the opprobrium, both have shown a new determination to get on with making things right between the two countries. Trump plans to triumph over his skeptics, putting no power in their words. Of course, that process of building relations between their countries will take time. Still, each step brings the two sides closer together and improving one’s understanding of the other. The bilateral talks with Russia at the Group of 20 economic summit will mark a point of flexure in communications between the US and Russia. Finding a way to establish an authentic, positive relationship with Russia is a struggle US administrations have engaged in for a couple of decades. Trump feels he can find the solution. True, the meeting between Trump and Putin will unlikely be a catalytic moment when opponents of Trump, political or otherwise, will see the method in his madness and appreciate his accomplishment. Moreover, when Russia behaves in ways that tear others from peace, it must still face consequences. However, Trump’s efforts evince his desire not to isolate Russia, or allow engagement with it to fall off. He does not want to settle on a long-term stand-off in which peace, particularly in Europe, remains at risk. He believes the US and Russia can be good neighbors on the same planet. For this he should hardly be faulted. Pars magna bonitatis est veile fieri bonum. (Much of goodness consists in wanting to be good.)

US President Barack Obama and Russian Federation President Vladimir Putin (above). The Obama administration’s actions and reactions to Putin obscured what was already a difficult path to travel. The Obama administration never put together the right recipe for working well with Putin. When Putin began his third term as Russia’s president on May 7, 2012, the Obama administration responded to him as if he were a neophyte and not a seasoned national leader. A war of words and rebuffs emerged between Washington and Moscow.

Background on US and Russia Relations

Infandum, regina, jubes renovare dolorem. (Sorrow too deep to tell, your majesty, you order me to feel and tell once more.) The Obama administration’s actions and reactions to Russia did much to further pollute and obscure what was already a difficult path to travel. The Obama administration never put together the right recipe for working well with Putin. When Putin began his third term as Russia’s president on May 7, 2012, the Obama administration responded to him as if he were a neophyte and not a seasoned national leader. Old ills that were part of US-Russian relations resurfaced, and new ones arose, to include: Putin’s decision to allow US National Security Agency whistleblower Edward Snowden to reside in Russia; ongoing espionage efforts between Russia and the US, including the activities of Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR officer Anna Chapman and other Russian “illegals” captured by the Federal Bureau of Investigation in 2010, and the allegations of US spying on Russia revealed by Snowden and Wikileaks; and the US admonishment of Russia on human rights issues. Putin was still fuming over Operation Unified Protector, during which in 2011, multinational forces including the US, were placed under NATO command and imposed a no-fly zone and destroyed government forces loyal to then-Libyan President Muammar Gaddafi. Putin felt NATO-led forces went beyond UN Security Council Resolution 1973’s mandate by helping local forces overthrow Gaddafi. Gaddafi had been a friend of the Soviet Union and Russia.

Perhaps the administration did not fully grasp just how poorly things were going with Putin. The Obama administration was confident enough to push agendas for nuclear arms reductions with Russia and the expansion of the EU and NATO just as the administration of US President George W. Bush had. Obama administration officials referred to the effort to attain further nuclear arms cuts before leaving office as a “signature effort.” The reduction of nuclear forces and reductions in conventional forces have been issues US and Russian leaders have dealt with for decades, but Obama was not going to resolve any nuclear issues with Putin. Russia’s strategic nuclear forces are not a mere policy issue or bargaining chip for Putin, but a means of survival for Russia. Putin had no intentions of acceding to proposals for deep cuts in its nuclear arsenal repeatedly sent to Moscow by the administration. The insistence of Obama administration officials to take such an aggressive approach in talks with Russia more than anything served to disrupt the US-Russia relationship. Efforts by US officials diplomats and officials to threaten and cajole, as Moscow perceived talks, were more than just displays of a lack of diplomatic tact and maturity, they were viewed as threatening. Relations with Putin and Russia fell to a very low point when the Obama administration cancelled a September summit meeting between Obama and Putin in 2013. The cancellation was in retaliation over Putin’s decision to reject the administration’s nuclear proposals. Administration officials lamented that Putin’s decision ended the president’s “signature effort to transform Russian-American relations and potentially dooming his aspirations for further nuclear arms cuts before leaving office.”

A spate of public rebuffs to Putin sullied ties further. The next year, during preparation for the 2014 Winter Olympic Games in Sochi, there was a constant drum beat of doubt expressed by US security experts on the capability of the Russian security services to protect Sochi from terrorism. A leader’s public declaration of his decision not to attend has practically been a tradition among US and Russian leaders during a period of disagreement in international affairs. In addition to the Olympics, Obama would later decide not to attend the 2015 Moscow Victory Day Parade commemorating the 70th anniversary of Nazi Germany’s surrender to the Allies, ending World War II in Europe. The celebration, hosted by Putin, was a time to recall the legacy of cooperation established during the war and a real example of what US-Russian cooperation could be in a common cause. It offered a chance for Obama to privately address his dispute with Putin. It was the best time for him to say that as with the alliance between their countries in World War II, relations between their countries now were important, bigger than both of them. Attending would have required Obama, as Rudyard Kipling would say, to “bite the bullet,” in terms of personal pride, but not in terms of his role as US president. By being absent, that day became one more reminder of the two leaders differences and their uncongenial relationship. A war of words between US and Russian officials was also problematic. Words of anger, mockery, hate, and aggression, do damage that is often difficult to repair. In the last days of his presidency, Obama ordered the expulsion of 35 Russian suspected spies and imposed sanctions on two Russian intelligence agencies over their involvement in hacking U.S. political groups in the 2016 election.

All of this and more has made for a very rocky road for the Trump administration to travel. Initially, Moscow took the view that the Trump administration’s approach to Russia in any direction must reflect the desire to forge a new relationship, not just hammer out a deal. However, in the nascent days of the Trump administration, Moscow faced the predicament of not having a formal articulation of US foreign policy and immediate approaches from the Trump White House or State Department from which it could work, Moscow’s policy decisions concerning the US were based on assessments developed from the abstract by Russian foreign policy analysts of the Trump administration’s most likely Syria policy or greater Middle East policy. If anything,, Russian analysts might have gleaned and constructed his likely key foreign and national security policy concepts on which his decisions might be based from what Trump has stated. Even without a formal articulation of policy, The Trump administration has tried to be reasonable in its approach to Russia.

Russian Federation Foreign Minister Sergei Lavrov (left) and US Secretary of State Rex Tillerson (right). A decisive point in US-Russian relations came when Tillerson went into Russia on April 12, 2017 to talk with Putin and Lavrov. A significant achievement of those talks was an agreement to establish a working group of US State Department and Russian Federation Foreign Ministry officials charged with addressing smaller issues, which Lavrov called “irritants.” That has allowed Tillerson and Lavrov a freer hand to make progress in stabilizing relations.

The decisive point in relations between the Trump administration and Russia came when Tillerson went into Russia on April 12, 2017 to express concerns over the Assad regime’s use of chemical weapons and Moscow’s continued insouciance toward Assad’s actions against his own people, non combatants. He wanted to learn firsthand the rationale behind Moscow’s willingness to endure international ridicule and rebuke in response to its friendship with the Assad regime, and what might prompt a decision to end that era. The Kremlin’s attitude toward the situation was manifested by the games played by the Russians before the meetings. For hours after Tillerson’s arrival in Moscow, it was uncertain if Putin would even meet with him because of the tense state of relations. Putin’s spokesman, Dmitri Peskov, held out the possibility of a meeting once Tillerson arrived, saying any meeting would depend on the nature of Tillerson’s talks at the Foreign Ministry. Tillerson, unfazed by any of those developments, went forward with his meeting Lavrov, the metronome of Russian foreign policy and diplomacy.  The meeting lasted for three hours. Tillerson eventually got the call to come meet with Putin, and left the Ritz-Carlton Hotel for Red Square around 5:00PM local time. That meeting lasted for two hours. A significant achievement of those talks was an agreement to establish a working group of US State Department and Russian Federation Ministry of Foreign Affairs officials charged with addressing smaller issues, which Lavrov called “irritants which have dogged our relations over the last couple of years,” and make progress toward stabilizing the relationship. That would allow Tillerson and Lavrov a freer hand to address urgent issues. They agreed to consider further proposals concerning the way forward in Syria; the respective allies and coalition partners of both countries would be consulted on the matter. There would be continued discussions directed at finding a solution to the Syrian conflict. Lavrov said Putin had agreed to reactivate an air-safety agreement, a de-confliction memorandum, concerning Russian Federation and US-led coalition air operations over Syria. Moscow suspended it after the US cruise missile strikes.

On June 18, 2017, a US FA-18 fighter (as above) shot down a Syrian Arab Army Su-22 fighter over Raqqa. After Russia said it would terminate deconfliction activity over the shoot down, Lavrov and Tillerson quelled the matter. Lavrov urged Tillerson to use his influence to prevent “provocations” against Syrian government forces in the conflict. The incident evinced how fickle Russia can be over cooperation. Joint activity can be held hostage to Moscow’s reactions to events. Cooperation must be established with protocols or a modus vivendi.

Is This Is the Moment?

Both Trump and Putin understand that the process of building a new US-Russia relationship will take time. Yet, Trump left little doubt that he is eager to meet Putin when the two visit Hamburg, Germany for the G-20 summit on June 7-8, 2017. Trump’s positive thinking has appeared to broaden his sense of possibility and open his mind up to more options. Trump and some others within his administration sense a great opportunity is being presented by his meeting with Putin and sought from the start to establish a full bilateral meeting. Trump wanted media access and all the typical protocol associated with such sessions. It was allegedly leaked to the US newsmedia that other officials at the State Department and National Security Counci sought to pared down that idea, recommending instead that Trump engage in a brief, informal “pull-aside” on the sidelines of the summit, or that the US and Russian delegations hold “strategic stability talks,” which would not include the presidents. In the end, Trump got what he wanted, a bilateral meeting with the Russians, formally organized. Trump and Putin talked informally by phone. During a May 2, 2017 phone conversation, they agreed to speed up diplomatic efforts designed to end the war in Syria. The White House described the phone call between the two leaders as a “very good one” and said they discussed the possibility of forming safe zones to shelter civilians fleeing the conflict. The US also agreed to send representatives to cease-fire talks the following month. Reportedly, Trump and Putin “agreed that the suffering in Syria has gone on for far too long and that all parties must do all they can to end the violence,” the White House said. It was their first conversation since the US launched a barrage of cruise missiles at a Syrian air base last month in response to a chemical attack that the Trump administration has said was carried out by Syrian forces. It was during the same phone conversation that Putin reportedly offered an olive branch to Trump: Both chief diplomats spoke then about arranging a meeting tied to a Group of 20 summit meeting in Germany this summer, the Kremlin said, according to the Russia-based Interfax news agency.

Both Trump and Putin understand that the process building a new US-Russia relationship will take time.Trump left little doubt that he is eager to meet Putin when the two visit Hamburg, Germany for the G-20 summit on June 7-8, 2017. Trump’s positive thinking has appeared to broaden his sense of possibility and open his mind up to more options. Trump senses he has been presented with a great opportunity. He seized that chance to establish a full bilateral meeting with hope of accomplishing a few things.

Following a May 11, 2017 meeting between Trump and Lavrov at the White House, Kremlin spokesman Dmitry Peskov, on first face, expressed cautious optimism about the prospects for an improvement in U.S.-Russian, saying: “The conversation itself is extremely positive.” He further explained: “We have a lot of work ahead of us.” Progress seemed to have been derailed when on June 18, 2017, a US FA-18E Super Hornet fighter shot down a Syrian Arab Army Su-22 fighter in the southern Raqqa countryside, with Washington saying the jet had dropped bombs near US-led Coalition-friendly forces in Tabqh. On several occasions in weeks before, US-led Coalition fighter jets also struck pro-government forces to prevent them advancing from a U.S.-controlled garrison in southeastern Syria at a spot where the country’s borders join with Iraq and Jordan. By telephone on May 11, 2017, Lavrov and Tillerson discussed the need to cement the ceasefire regime in Syria, in particular on the basis of peace talks conducted in the Kazakh capital Astana. The Russian Federation Foreign Ministry explained Lavrov had urged Tillerson to use his influence to prevent “provocations” against Syrian government forces in the conflict. Lavrov and Tillerson agreed to continue contacts, particularly with regard to their bilateral agenda.

Putin would eventually fully express his own views on possible face-to-face meeting with Trump. In a call in program, “Direct Line with Vladimir Putin” that was broadcast on June15, 2017, Putin offered relatively anodyne statements about the Trump administration and a possible meeting with Trump. It was a big change from the aggressive statements of the past. It seemed that Putin was no longer nursing any wounds resulting from his combative relationship Obama. During the program, Putin responded to a question about engagement with the US on Syria as follows: “On the Syrian problem and the Middle East in general, it is clear to all that no progress will be made without joint constructive work. We hope greatly too for the United States’ constructive role in settling the crisis in southeast Ukraine. A constructive role, as I said. We see then that there are many areas in which we must work together, but this depends not only on us. We see what is happening in the United States today. I have said before and say again now that this is clearly a sign of an increasingly intense domestic political struggle, and there is nothing that we can do here. We cannot influence this process. But we are ready for constructive dialogue.” Putin continued by acknowledging that there were “areas in which we can work together with the United States. This includes, above all, control over non-proliferation of weapons of mass destruction. We are the biggest nuclear powers and so our cooperation in this area is absolutely natural. This is an area of crucial importance and concerns not just the North Korean issue but other regions too.” The call-in program was meant for Russian viewers, however, Putin, seeking to reach international viewers, turned suddenly to the subjects of the Paris Agreement on climate change and poverty, tying them to US-Russian relations and insinuating that he would garner Trump’s cooperation on those issues. Putin explained: “Then there is the fight against poverty, fighting environmental damage and so on. We know the position the current US administration has taken on the Paris Agreement, but President Trump is not rejecting discussion on the issue. Cursing and trading barbs and insults with the US administration would be the worst road to take because we would reach no agreement at all in this case, but it makes no sense to seek agreements without the US, which is one of the biggest emitter countries. We must work together to fight poverty in the world. The number of people earning a minimum income has increased in Russia, but there is a disastrous situation in many parts of the world, and this is one of the sources of radicalism and terrorism, this poverty around the world, and we must decide together how to address this problem. Here, we must work with our other partners too, work with China, India and Europe.”

The aesthetics of Putin’s words on Russian television, welcoming interaction with Trump and expressing to the Russian public that he highly desired such talks, were astounding. Putin’s modus operandi in any exchange is to ensure he is the last man standing. So far, that has not been the case here. The change in temperament and dialogue perhaps  evinces that the desire for positive change in relations among Putin and his cabinet is analogous, mutatis mutandis, with that of the Trump and his administration.

The aesthetics of Putin’s words welcoming interaction with Trump and expressing to the Russian public that he highly desired such talks, were astounding. Putin’s modus operandi in any exchange is to ensure he is the last man standing. So far, that has not been the case here. The change in temperament and dialogue perhaps  evinces that the desire for positive change in relations among Putin and his cabinet is analogous, mutatis mutandis, with that of the Trump and his administration. Trump’s positive thinking has appeared to broaden his sense of possibility and open his mind up to more options. Indeed, constructive, successful talks with Putin will allow Trump adjust to circumstances and perhaps become more fluid, more creative in his approach. It will certainly further diplomatic contacts between the US with Russia.

Summit Discussion Topics: A Few Samples (A Few Guesses)

Speaking initially about the planned meeting, McMaster expressed the president’s concept behind his effort which is to establish better relations with Russia by stating: “As the president has made clear, he’d like the United States and the entire West to develop a more constructive relationship with Russia but he has also made clear that we will do what is necessary to confront Russia’s destabilizing behavior.” Former Obama administration officials have offered their opinions about the Trump-Putin meeting. Among the more prominent were comments by Obama’s chief Russia specialist at the National Security Council in 2009 and his Ambassador to the Russian Federation Michael McFaul, in the familiar vein of seeking confrontation with Russia, told the New York Times that the meeting was a vital opportunity for Trump to show strength by calling out Putin sharply for the election meddling and to make it clear he is not fooled by Moscow’s misbehavior. McFaul was quoted as saying: “There is a sense in Moscow that Trump is kind of naïve about these things and just doesn’t understand.” He went on to instruct: “You don’t want your first meeting with Putin to create the appearance that you’re weak and naïve, and with some short, direct talking points, he could correct the record.” Veritatis simplex oratio est. (The language of truth is simple.)

Trump managed to become US president  doing what he wanted to do, having truly dominant knowledge of the desires of the US public and overall US political environment. He knows what he wants and what he can really do. Many times already, he has indicated political moves, legislation might be possible, but the issue may be timing. A master negotiator, it is these concepts that will ostensibly guide him in his first “business meeting” with Putin. Ideally, if agreements are reached, they will be initial steps perhaps to unlock the diplomatic process on big issues. Already US State Department and Russian Foreign Ministry officials are working on nagging issues. The two leaders will likely acknowledge good existing agreements and make promises to continue to adhere to them. Where possible, it may be agreed to strengthen those good agreements. What has been observed in diplomatic exchanges so far between the US and Russia is a type of modus vivendi, a way of living, working together, between leaders and chief diplomats. After Putin granted Tillerson a meeting in Moscow after his talks with Lavrov, Trump granted Lavrov a meeting in Washington during a visit to meeting with Tillerson. It also indicated a willingness to establish a balance in negotiations or quid pro quo on issues when possible. Such seemingly small steps have been confidence building measures that have help lead to the meeting between presidents. Those small steps also supported an open line of communication between chief diplomats which is all importance as US and Russian military forces work in close proximity in Syria, Ukraine, and skies and waters in NATO, Canadian and US territory. If all goes well, there will certainly be more to follow. Sic utere tuo ut alienum non laedas. (Use what is yours without harming others.)

Russian Federation Army spetsnaz in Syria (above). Ostensibly, Russia went into Syria both to prop up Assad’s regime and engage in counterterrorism operations against ISIS, Al-Qaeda affiliates, and other Islamic militant groups. Putin has stated regarding Syria and the Middle East in general that progress would not be made without joint constructive work with the US. Genuine cooperation on counterterrorism requires information sharing and joint operations, but again, Russia can be fickle over cooperation.

1. Counterterrorism and a Joint US-Russia Counter ISIS Strategy

On counterterrorism specifically, Moscow apparently wanted to secure a pledge from the Trump administration that it would work directly with Russia to destroy Islamic militant groups in Syria and wherever Russian interests are concerned. Russia claims it has been able to put significant pressure on ISIS, Jabhat Fateh al-Sham, and other Islamic militant groups using its special operations forces–Spetsnaz–and airpower. Russia’s dedication to counterterrorism was demonstrated by the strengthening of its terrorism laws in 2016. Genuine cooperation on counterterrorism requires not only information sharing, but joint operations. Yet, as evinced on military deconfliction in Syria, Russia can be fickle over cooperation. Joint activity has been held hostage to political reactions in Moscow due to other events. Establishing such cooperation must be based on protocols or modus vivendi, shielding it from such reactions.

2. Syria: Assad

In September 2015, Putin took the option of solving the conflict in Syria on his terms using a strong military hand. He explained that Russian Federation forces were sent into Syria both to “stabilize the legitimate authority” of Assad and to fight ISIS. On Syria, relations between the US and Russia are improving. By 2015, Assad appeared to lack the ability to remain in power against ISIS and perhaps US-backed Syrian Opposition forces, but the military situation began to turn after Russia, with the urging of Iran, moved its forces into Syria in September of that year and supported Syrian military operations. Assad can only be useful to Russia as a figurehead, a symbol of resistance to the opposition and ISIS. In time, it may make sense to Moscow to replace him with a leader who would be more acceptable among the Syrians. The transition from Assad regime to new politically inclusive government is the standing US policy. Assad is at Russia’s disposition. A final decision on how to handle him will need to be made soon. Concerns over Russia’s thoughts on Assad and US concerns about the dangers posed by him must be broached.

Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov (seated left) and Syrian Arab Republic President Bashar al-Assad (seated right). Currently, Assad is useful to Russia as a figurehead, a symbol of resistance to the opposition and ISIS. In time, it may make sense to Moscow to replace him with a leader who would be more acceptable among the Syrians. The transition from Assad regime to new politically inclusive government is the standing US policy. Assad is at Russia’s disposition.

3. Syria: Deconfliction

After the US launched cruise missile strikes against Assad regime airbase on April 7, 2017 following the regime’s chemical attack on Syrian civilians, Moscow suspended air-safety a de-confliction memorandum. Following Tillerson’s meeting with Lavrov said Putin in April 2017, Russia agreed to reactivate air safety hotline created under the air-safety agreement concerning Russian Federation and US-led coalition air operations over Syria. When a US fighter jet shot down a Syrian fighter over the southern Raqqa countryside, the Russian Federation Defense Ministry said it would halt its use of the incident-prevention hotline. The hotline was established between US officers monitoring the war from an operations center at a base in Qatar and their Russian counterparts operating in Syria has been a lifesaving tool since it was set up soon after Russia entered Syria’s civil war in late 2015 to prop up President Bashar al-Assad. However, as with any prospective joint counterterrorism activity with Russia, deconfliction operations cannot be held hostage to political reactions in Moscow to other events. There must be some protocol or modus vivendi established which shields deconfliction operations to the whims of either country.

4. Syria: Reconstruction, Peace-enforcement, and Peace-building via Negotiations

Reconstruction will be another huge hurdle for Russia to overcome in Syria. Even if a modicum of economic aid were granted from the Western countries and international organizations as the UN, the World Bank, or international Monetary Fund, Syria may never see significant rebuilding or economic improvement. Russia has sought stronger ties with Arab countries, bolstering economic ties with Qatar, the United Arab Emirates, Oman, and Kuwait and diplomatic overtures with Algeria, Iraq, and Egypt. Russia’s hope is by courting those countries they would become more receptive to its’ calls for a political solution in Syria and responsive to an eventual campaign by Russia to gain financial support for Syria’s reconstruction. However, US participation in those efforts may do much to encourage participation from those Arab countries and Western countries as well. Russia must negotiate US assistance in the reconstruction and peace-enforcement effort.

US Army Rangers moving through Syria (above). Reconstruction will be another huge hurdle for Russia to overcome in Syria. Even if a modicum of economic aid were granted from the Western countries and international organizations as the UN, the World Bank, or international Monetary Fund, Syria may never see significant rebuilding or economic improvement. US participation in those efforts may do much to encourage participation from Arab countries and Western countries as well.

5. Syria: Safe Zones and Immigration

Syrian refugees and the displaced fear returning to a society of arbitrary detentions, beatings, house searches, and robberies.  Most have lost heart that there will ever be a Syria of any good condition to which they can return. Talks between US and Russian special envoys for Syria and other officials are at an early stage of discussing the boundaries of the proposed de-escalation zone in Deraa province, on the border with Jordan, and Quneitra, which borders the Israeli-occupied Golan Heights. Washington has misgivings about the Astana talks and wants to forge a bilateral understanding with Moscow in an area of strategic interest to the US and its allies, Jordan and Israel. For Washington to back a deal, Russia would need have Iranian-backed militias to leave the area.  It may be difficult for Russia to rein in the growing involvement in the region of Iran and its allies. Russia must weigh that difficulty against US assistance with reconstruction.

6. North Korea

North Korea has vowed to develop a nuclear-tipped missile capable of hitting the US mainland. Most recently it tested what it claimed was an intercontinental ballistic missile. The US has explained to North Korean that it must stop its nuclear activity. The US has no interest in regime change. While the Trump administration has urged countries to downgrade ties with Pyongyang over its nuclear and ballistic missile programs, a cross-border ferry service was launched in May 2017 between North Korea and neighboring Russia. Indeed, in recent years, Russia has rebuilt a close relationship with North Korean dictator Kim Jong-un. In May, 2014, less than two months after the Crimea annexation and with Western nations seeking to punish Russia, Putin signed away 90 percent of North Korea’s $11 billion debt to Russia, an amount comparable with the debtor state’s GDP. The other 10 percent could be used for joint Russian-North Korean projects. That same year, Russia delivered 50,000 tons of wheat as humanitarian aid to North Korea. Clarification must be sought on Russia’s failure to cooperate with the international community on North Korea. Russia’s cooperation will likely need to be negotiated.

A North Korean missile test (above). North Korea has vowed to develop a nuclear-tipped missile capable of hitting the US mainland. Most recently it tested what it claimed was an intercontinental ballistic missile. While the Trump administration has urged countries to downgrade ties with Pyongyang over its nuclear and ballistic missile programs, Russia has continued to build a close relationship with North Korean dictator Kim Jong-un.

7. Afghanistan: Russia’s Activities

There have been reports from northern Afghanistan that Russia is supporting the Taliban by providing weapons and financing. Russia’s activities in Afghanistan is ostensibly intended to counter the spread of ISIS-affiliated militants in Central Asia and further challenge the US. Still, Russia is aware that the militant group has fought US and international forces since 2001. In April 2017, the commander of the US Central Command US Army General Joseph Votel told Congress that it was “fair to assume” Russia was [militarily] supporting the Taliban. The National Directorate of Security, the Afghan intelligence agency, reports Russian intelligence agents have provided the Taliban with strategic advice, money and arms, including old anti-aircraft rockets. Russian support played a role in the Taliban’s advances in  Kunduz, where they have twice briefly seized the provincial capital. Clarification on Russia’s activity in Afghanistan must be provided. Russia’s cooperation in defeating US adversaries will likely need to be negotiated.

8. Ukraine: Crimea, Luhansk, and Donetsk

As the EU and NATO expanded eastward, Putin decided to pull independent states that were once part of the Soviet Union back into Russia’s orbit. Accomplishing that required Putin to create something that did not preexist in most near abroad countries: ethnic-Russian communities forcefully demanding secession and sovereignty. That process usually begins with contemptuous murmurs against home country’s identity, language, and national symbols and then becomes a “rebel yell” for secession. It was seen in Nagorno-Karabakh in Azerbaijan, South Ossetia and Abkhazia in Georgia, Transnistria in Moldova, and more recently in Crimea, the Luhansk and Donetsk in Ukraine. Each time an ethnic-Russian space was carved out of a country, Putin gained a base from which he can exert his influence in that country. European countries no longer appear ambivalent about committing to the costly requirements of collective security. The US may be able to influence Russia’s behavior, but Russia will likely want any negotiations to be part of comprehensive talks on Europe between the superpowers.

Satellite imagery of two tanks (125mm caliber) and 12 armored vehicles and infantry fighting vehicles ostensibly supplied by Russia in the Donetsk region of Ukraine (above). Russia’s annexing of Crimea and deployment of its military forces in Ukraine without Kiev’s consent was in violation of Article IV, paragraph 5 of the treaty. The US, NATO allies, and all other parties to the agreement recognize Crimea as part of Ukraine. The US has also called on Russia to remove its forces and equipment from eastern Ukraine.

9. Ukraine: Sanctions

Sanctions from the US and Europeans have put relations between Russia and the West at considerable risk. Putin rejects the idea that the Trump administration is pushing for additional sanction against Russia and has explained new sanctions are the result of an ongoing domestic political struggle in the US. He has proffered that if it had not been Crimea or some other issue, they would still have come up with some other way to restrain Russia. Putin has admitted that the restrictions do not produce anything good, and he wants to work towards a global economy that functions without these restrictions. However, repetitive threats of further sanctions from the US and EU could prompt Putin to consider means to shift the power equation. He may eventually feel his back is against the wall and may encourage him to act covertly to harm US and Western interests despite denials of doing so. When Russia behaves in ways that tear others from peace, it must still face consequences. However, the modification of that behavior could be rewarded. Sanctions could be used a powerful bargaining chip or a carrot in negotiations.

10. Russian Violations of Open Skies Treaty

The Treaty on Open Skies allows for states party to the treaty to conduct unarmed observation flights over the territory of other states to foster inter-military transparency and cooperation. The US, Canada, and 22 European countries including Russia signed the treaty in Helsinki on March 24, 1992. The US Senate ratified the treaty on November 3, 1993, and it entered into force on January 1, 2002. Today 34 countries are members of the Treaty on Open Skies. Russia has been accused of violating the spirit of the Treaty on Open Skies by restricting access to some sections of its territory. These limits include the denial of overflights over Chechnya or within 10 kilometers of its southern border with Georgia, a limitation on the maximum distances of flights over Kaliningrad, and altitude restrictions over Moscow. Russia has requested to upgrade to certain electro-optical sensors on its surveillance aircraft. The US could threaten to reject Russia’s requests until it again complies with the Open Skies Treaty.

A Russian Federation Tu-214R Intelligence Surveillance Reconnaissance plane (above). The Treaty on Open Skies allows for countries party to the treaty to conduct unarmed observation flights over the territory of other countries to foster inter-military transparency and cooperation. The US has complied with the treaty. Russia has violated the spirit of the treaty by restricting access to its territory. It has prohibited overflights over Chechnya or within 10 kilometers of its southern border with Georgia, set a limitation on the maximum distances of flights over Kaliningrad, and set altitude restrictions over Moscow.

11. Russian Violations of Conventional Nuclear Forces Treaty

In 2007, Russia suspended its implementation of the Treaty on Conventional Armed Forces in Europe. Russia has continued to violate its treaty obligations and has made clear that it will not resume implementation of the treaty. On November 22, 2011, the US announced in Vienna, Austria that it was ceasing implementation of certain obligations under the treaty with regard to Russia. Similar announcements were made by NATO’S other members as well as Georgia and Moldova, but it did not impact Russian behavior. Russia continues to station its military forces in Georgia and Moldova without the consent of those countries. Russia’s annexing of Crimea and deployment of its military forces in Ukraine without Kiev’s consent was in violation of Article IV, paragraph 5 of the treaty. The US, NATO allies, and all other parties to the agreement recognize Crimea as part of Ukraine. The US has also called on Russia to remove its forces and equipment from eastern Ukraine. Clarification on Russia’s actions adverse to the treaty must be sought. Any possibility of its future compliance with the treaty can be discussed.

12. Russian Violations of the Intermediiate Nuclear Forces Treaty

The Intermediate-Range Nuclear Forces Treaty (INF) eliminated and prohibits an entire class of missiles: nuclear and conventional ground-launched ballistic and cruise missiles with ranges between 500 and 5,500 kilometers. The US remains in compliance with the INF. Reportedly, Russia has been developing missile systems in violation of the INF Treaty. As a counter move, the US has positioned weapons systems that are not prohibited by the INF Treaty in Europe. The US Air Force has deployed conventional B-52 and B-1 bombers periodically to Royal Air Force Fairford, a forward airbase in Britain. It has been suggested that Joint Air-to-Surface Standoff Missiles could be stockpiled there for potential use by the aircraft. Moscow would not like that. The US Navy could increase the presence of surface ships and submarines carrying conventionally armed sea-launched cruise missiles in the North Sea and other waters around northern Europe. The US Navy could consider home-porting several sea-launched cruise missile-capable warships at a European port, as it has done with Aegis-class destroyers based in Rota, Spain. The threat from Russian intermediate-range ground-launched cruise missiles to US allies in Europe and Asia is destabilizing. An effort to negotiate Russia’s return to compliance should be made.

A Russian Federation Iskander-M (SS-26) intermediate range missile (above). The Intermediate-Range Nuclear Forces Treaty (INF) eliminated and prohibits an entire class of missiles: nuclear and conventional ground-launched ballistic and cruise missiles with ranges between 500 and 5,500 kilometers. Reportedly, Russia has been developing missile systems in violation of the INF Treaty. The threat from Russian intermediate-range ground-launched cruise missiles to US allies in Europe and Asia is destabilizing.

13. Nuclear Forces: New Deterrence Systems

The Russian Federation deploys an estimated 307 ICBMs which can carry approximately 1040 warheads. They represent only 40 percent of the country’s total arsenal of thermonuclear warheads. Russia has been developing an upgraded Topol-M variant, the more advanced Topol MR or SR-24 Yars. The Yars, is reportedly fitted with more advanced decoys and countermeasures than the Topol-M, and featuring a higher speed, has been specifically designed to evade Western anti-ballistic missile defense systems.Both Topol-M variants can be deployed from either missile silos or transporter-erector launchers. The more advanced Yars can reportedly be fitted with four to six multiple independently targetable reentry vehicles.The RS-28 Sarmat is the newest heavy liquid-propelled ICBM under development for the Russian Federation Armed Forces. In 2018, the Sarmat will replace older Soviet R-36M missiles, dubbed “Satan” by NATO, as the heavy silo-based component of the Russian nuclear forces.The Sarmat will have a dozen heavy thermonuclear warheads, each individually steerable during reentry. Those warheads are said to have advanced anti-missile countermeasures meant to beat the US Anti-Ballistic Missile Defense Shield. Both the US and Russia could discuss their intentions regarding nuclear force enhancement.

Russian Federation RT-2PM2 or “Topol-M” intercontinental ballistic missile (above). Russia has been developing an upgraded Topol-M variant, the more advanced Topol MR or SR-24 Yars. The more advanced Yars can evade Western anti-ballistic missile defense systems and can reportedly be fitted with four to six multiple independently targetable reentry vehicles. In 2018, the Sarmat will replace older Soviet R-36M (SS-18) missiles as the heavy silo-based component of the Russian nuclear forces. The Sarmat will have a dozen heavy thermonuclear warheads, each individually steerable during reentry.

14. Russian Aerial and Naval Intrusions

Among steps taken by Sergei Shoigu upon becoming Russian Federation Defense Minister April 5, 2012, he created a new corps, the Airspace Forces, and ordered and steadily increased Airspace Force bomber flights and Navy combat patrols. As a result, near the Baltic Sea, for example, Russian military aircraft near were intercepted by NATO jets 110 times in 2016. According to NATO, that number was lower than the 160 intercepts recorded in 2015 and the 140 in 2014. Still, this greatly exceeds the number of aerial encounters above the Baltic Sea before Russia’s annexation of Crimea in 2014. In 2013, NATO fighter jets intercepted Russian aircraft 43 times. NATO has explained Russian buzzing of Baltic airspace creates the risk for deadly mistakes. Russian military planes have been flying too close for comfort in Baltic and Nordic skies. The tension created could lead to dangerous accidents or initiate an escalation spiral. Russia must be convinced to halt its provocative aerial and Naval Intrusions as they serve little purpose if its true intent is to move toward peaceful relations with US.

15. Russian Cyber Attacks

In the past decade the Russian government has mounted more than a dozen significant cyber attacks against foreign countries, sometimes to help or harm a specific political candidate, sometimes to sow chaos, but always to project Russian power. The strategy of Russian intelligence, particularly Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR and its military counterpart Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU, has been to pair cyber attacks with online propaganda. It has since been refined and expanded by Russian intelligence. From June 2015 to November 2016, Russian hackers penetrated Democratic Party computers in the US, and gained access to the personal emails of Democratic Party officials, which in turn were distributed to the global media by WikiLeaks. Both the CIA and the FBI report the intrusions were intended to undermine the US election. Cyber gives Russia a usable strategic capability for active measures. If Russia sought to weaken NATO or harm US relations with Europe, cyber attacks could be launched. If potential benefits are great enough, the head of Russia’s SVR, Mikhail Naryshkin, may want to take the risk. Inquiries with Russia about cyber attacks will elicit denials. Russia must be convinced that future cyber attacks could derail efforts to build relations and will result in severe retaliation.

The head of Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR, Mikhail Naryshkin (above). In the past decade the Russian government has mounted more than a dozen significant cyber attacks against foreign countries to project Russian power. From June 2015 to November 2016, Russian hackers penetrated Democratic party computers in the US, and gained access to the personal emails of Democratic officials. Cyber gives Russia a usable strategic capacity. If potential benefits are great enough, Naryshkin may want to take the risk.

16. Russian Interference with US Satellites

Russia is developing the ability to approach, inspect and potentially sabotage or destroy satellites in orbit. For over two years, it has included three mysterious payloads in normal commercial satellite launches. Radar observations by the US Air Force and by amateur hobbyists revealed that after each commercial satellite was deployed, an additional small object would travel far away from the jettisoned rocket booster and later turn around and travel back. Some believe the objects named Kosmos-2491, Kosmos-2499 and Kosmos-2504, may not be a benign program. For years Russia and China have pushed for the ratification of a UN treaty banning space weapons. US officials and outside experts have rejected that treaty as a “disingenuous nonstarter.” The US has supported a European-led initiative to establish norms for appropriate behavior through the creation of a voluntary International Code of Conduct for Outer Space. It would be a first step, to be followed by a binding agreement. Concern over Russia’s development and deployment of capabilities to harm US satellites must be broached. Russia should be invited to sign on to the Code of Conduct for Outer Space or join an effort to develop a new treaty incorporating the most useful aspects of all proposed approaches and additional terms.Russia must be told that it will face consequences if it interferes with US satellites.

17. Russian Arctic Military Build-up

Russia assesses the Arctic is one of the most economically promising regions in the world. The Arctic Circle holds enormous reserves of hydrocarbons and other minerals; the region also provides the shortest path for transporting goods from the Pacific to the Atlantic oceans. Russia claims that under international law norms, a substantial part of the territory in Arctic waters belongs to it. Russia observes that in addition to US Navy and US Air Force units, the US fields three ‘Arctic’ brigades in Alaska and special purpose Marines Corps units can be rapidly deployed to the north. The Canadian Army is viewed by Russia as being well-trained for action in the Arctic. Russia has taken note of Ottawa’s reorganization and reequipping its ranger units responsible for security in the Arctic region, and it recognizes Joint Task Force 2, an elite special operations unit of the Canadian Forces, is also prepared to conduct tasks in the Arctic. Further, Russia views the Norwegian Special Force “Rangers” as being especially honed for action in the Arctic. Russia notes that Oslo recently announced its creation of a new unit of special forces practically on the border with Russia. In response, Russia has deployed and specially equipped the 200th and 80th brigades to the Arctic. In 2015, Russia also opened the refurbished Soviet-era Alakurtti base located near the border with Finland in the Murmansk Region. A number of abandoned Soviet-era bases are being reopened and new one are being built. Russia’s fleet of nuclear-powered icebreaker’s is also being bolstered. Clarification on Russia’s activity in the Arctic must be provided. The Arctic units could be viewed as a maneuver force to support potential operations in northern Europe.

A Russian Federation Arctic units in training (above). Russia assesses the Arctic is one of the most economically promising regions in the world. Russia has deployed and specially equipped the 200th and 80th brigades to the Arctic. In 2015, Russia also opened the refurbished Soviet-era Alakurtti base located near the border with Finland in the Murmansk Region. A number of abandoned Soviet-era bases are being reopened and new one are being built. Russia’s fleet of nuclear-powered icebreakers is also being bolstered.

Facilitating Deal Making

Issues on which presidential action could immediately resolve matters may be hashed out at the table or it could be mutually agreed to give some additional consideration such matters before giving a response. Both Trump and Putin could make mutual peace offerings. That certainly does not mean emptying oneself akin to oblation, but to do something to encourage good-faith bargaining and compromise. There are several bargaining chips of differing value to both parties. Cooperation on counterterrorism, ISIS, climate change, and poverty may serve as a bargaining chips to get agreements on other issues. However, greater bargaining chips might include: the return of Russian properties in the US, types of reconstruction assistance in Syria, peace-enforcement in Syria, making the Group of 7 the Group of 8 again with inclusion of Russia, some economic sanctions, leaving sanction loopholes open, and lifting restrictions on the Exxon-Rosneft agreement through an exemption. Some of these actions may not appear plausible and could have a deleterious effect on international consensus on sanctions against Russia over its actions in Ukraine and create an uproar among the Europeans. However, Trump undoubtedly believes bold action may be the very thing that can pump blood into negotiations, modify Russian behavior, and get relations moving forward. Conversely, Putin may offer much, if he feels secure enough, to loosen the US grip on Russia’s figurative economic throat. Perhaps some of this might be left for meetings down the road.

Aliquis latet error. (Some trickery lies hidden.) There are those in the Trump administration that will not welcome a warming of ties with Russia such as US Secretary of Defense James Mattis and US Chairman of the Joint Chiefs of Staff US Marine Corps General James Dunford. They perceive Russia as the “enemy at the gates” and a great concern. They are advocates for vigilance and extreme caution with regard to diplomacy with it. Needless to say, McMaster would not be remiss and let Trump begin the meeting without reviewing the “what ifs” and contingencies resulting from what could possibly be unexpectedly difficult meeting. Trump must be able to recognize when it is definitely time to look for the door. If along with success, there are big questions or complaints, it will important not to “cry foul” or even grunt. That might be perceived as weakness by Putin. If a matter is worthy of review, Tillerson will likely be able to sort it out with Lavrov. Indeed, Trump’s meeting with Putin could be a fulsome discussion of issues or an exchange of views on issues much of which senior diplomats could be tasked resolve over time.

Trump must put “America First” but keep firmly in mind how his decisions and actions regarding Russia might impact European allies and partners.There has been considerable anguish and disappointment over Trump’s prior statements on collective security in European capitals. Some European leaders, such as German Chancellor Angela Merkel, perhaps unwittingly, have promoted such doubts with statements driven by political expedience. She has expressed the will to remain in a combative mode, promising days before the G-20 Summit to fight for free trade, press on with multilateral efforts to combat climate change and challenge Trump’s “America First” policies. Merkel stated: “These will not be easy talks,” She went further by explaining: “The differences are obvious and it would be wrong to pretend they aren’t there. I simply won’t do this.” Asked by journalists about Merkel’s comments, McMaster remarked that the US relationship with Germany was “as strong as ever” and played down the discord. He also noted: “Of course there are going to be differences in relations with any country, and we’ll talk frankly about those differences. The president enjoys those conversations.” For the moment, many Europeans will likely stand a bit uneasy and apprehensive about US intentions and actions until trust and confidence are eventually rebuilt. Europe is not just an acquaintance of the US. For decades, the US has served as Europe’s defacto guardian, key to its security. While Europe may not be Trump’s primary focus it is a prime concern.

The Way Forward

William Shakespeare’s Sonnet XCIV explains that the ability to restrain the expression of emotion, and refrain from revealing to the world via visage one’s authentic thoughts and true feelings were regarded as virtue or at least useful ability in that day. Such persons–often found in positions of leadership–tend to isolate their true selves, but Shakespeare indicates that does not diminish the virtue. Using a flowers sweet scent as a metaphor, he explains it’s scent is still sweet when wasted on the desert air. However, he explains that such virtue when corrupted is far worse than depraved behavior. It reads:

They that have power to hurt and will do none,

That do not do the thing they most do show,

Who, moving others, are themselves as stone,

Unmoved, cold, and to temptation show,

They rightly do inherit heaven’s graces

And husband nature’s riches from expense;

They are the lords and owners of their faces,

Others but stewards of their excellence.

the summer’s flower is to the summer sweet,

Though to itself it only live and die,

But if that flower with base infection meet,

The basest weed outbraves his dignity:

For sweetest things turn sourest by their deeds;

Lilies that fester smell far worse than weeds.

Trump has “advanced in age and wisdom and in grace with God and man.” Much as he may amuse himself through tweets to intemperate younger journalist, who, while projecting venomous comments toward him at the same time more often tickle him with their countenance, he is more than aware of his responsibility as the steward of his country’s security. He wants to establish peace and security for future generations: for his grandchildren and their posterity. Trump wants to do big things for his country, he sought the job of president for that reason. His efforts concerning Russia relations are noble.

Time, words, opportunity are things that in many circumstances come once, and never come back. One must make use of time available. It does not mean rush into things, but to be mindful that limits for preparation and action exist. Words can open doors and lead to resolution but can also damage. Banality and boastfulness so far has been avoided by the two sides. The similitude between the words of engagement used by Trump and Putin indicate there is reason for hope. Both time and words have served to create the opportunity for a positive connection between Trump and Putin. Surely, Trump cannot know what is in Putin’s heart. Putin is a calculator. Yet, Trump is unthreatened, and unmoved by notions proffered that Putin serves all things evil. If the ultimate goal of Moscow is to have the US submit to its will, Trump will not allow that to happen. He transmits no hint of doubt. Conversely, Putin must cope with his own uncertainties about Trump. One’s will acts upon what reason discerns. It is not self-justifying. Will is guided by intellect. To that extent, a genuine effort is being made and both sides appear to have the requisite he will. One would unlikely say everything has been elegantly done so far. However, some things can be smoothed out at the coming meeting, and a few more at all the subsequent ones. Success with Russia will change international affairs globally. Variatio detectat. (There is nothing like change.)

Belarus Allows Small Demonstrations Outside KGB Headquarters: As Belarus Curries Favor with the West, Can It Help Russia, Too?

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Russian Federation President Vladimir Putin (left) with Belarusian President Alexander Lukashenko (right). Putin wants to keep the Republic of Belarus within his country’s sphere of influence. Yet, due to regional security concerns, Belarus has gained new importance in the West. Lukashenko, once called Europe’s last dictator, is being approached by the EU and US. He has responded by trying to strengthen ties with them. Some Western analysts conclude Putin will not react well to this development. However, Belarus’s ties to the EU could actually enable its ally Russia to circumvent sanctions through a creative trade arrangement.

According to an October 29, 2016 article in the New York Times entitled, “Belarus Allows Small Demonstrations Outside KGB Headquarters,” dozens of demonstrators held a gathering in front of the headquarters building of Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB in Minsk to commemorate the 1937 execution of over 100 members of the Belarusian intelligentsia under the orders of the General Secretary of the Central Committee of the Soviet Union Josef Stalin. The demonstrators also protested continuing repression in Belarus.  The demonstration was not authorized, however the police did not interfere. The annual commemoration provides the Belarusian public a rare opportunity to show disapproval for the government led by President Alexander Lukashenko. Nikolai Statkevich ran against Lukashenko in the 2010 Belarusian Presidential Election and was imprisoned for five years afterward. The New York Times article quoted him as stating: The fear of repression haunts Belarus as before. Today’s authorities are ideological heirs of those times.”

The EU and US now seem to be approaching Lukashenko with outstretched arms. Lukashenko, once the target of profound obloquy in the West and whose government was called “Europe’s last dictatorship” in 2005 by then US Secretary of State Condoleezza Rice, is now covered with good words to the extent that his past iron fisted actions have nearly been cloaked. Belarus, in response to EU and US overtures, has engaged in a vigorous effort to curry favor and strengthen ties with them. The question of whether Lukashenko can genuinely recurvate westward after being oriented so long toward Russia has been responded to by some EU leaders with rather Delphine statements.

Putin wants Belarus to remain in Russia’s sphere of influence. He wants to keep Belarus in the Central Security Treaty Organization (CSTO) and in the Eurasian Economic Union (EEU). Some Western foreign and defense policy analysts would quickly point out that Lukashenko has never been disposed to completely subordinating the interests of Belarus to that of Russia, or of the West for that matter. Pedictably, those Western analysts have concluded Putin, their bête noire, likely perceives Lukashenko as being disloyal, and suggest that he could react aggressively. Such analyses simply signal a fear of Russian military power. They also signal a fear that when the interests of any country in Russia’s sphere of interest is detectably at odds with those of the Kremlin, a “second Crimea” may be in the making. Crimea happened. Putin acted aggressively. However, Crimea should not be the baseline to gauge Putin’s thinking and actions going forward. Putin does not act impulsively; he acts with purpose. He can well-distinguish between what he wants for the moment and what he wants most. Putin does not want to have Russia defined as a rogue country with a military that is nothing more than an army of conquest. Having built solid relations with Minsk, especially with regard to security, for over a score of years, it is hard to imagine Moscow attempting to militarily intimidate or actually attack Belarus over its contacts with the EU. Extrapolations perpetuating such notions are counterintuitive. In fact, Putin has hardly reacted. He may very well recognize some potential in his ally’s new EU contacts for Russia to circumvent economic sanctions via a creative trade arrangement.

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Belarus is a 207,600 square kilometer, landlocked country, bordered by the Russian Federation to the northeast, Ukraine to the south, Poland to the west, and Lithuania and Latvia to the northwest. When Putin took office, he viewed Russia’s relations with Belarus as unsatisfactory and improved them. Belarus’s strategic importance to Russia increased following regional events such as NATO’s creep into the post-Soviet space, and the “Color Revolutions.” Belarus and Russia have had a few political and economic rows. Still, the two countries are staunch allies.

Belarus: In Brief

The Republic of Belarus is a 207,600 square kilometer, landlocked country, bordered by the Russian Federation to the northeast, Ukraine to the south, Poland to the west, and Lithuania and Latvia to the northwest. Its capital is Minsk. While the borders of Belarus were set at the end of World War II, they were shaped mostly when some territory of the Second Polish Republic was reintegrated into them after the Soviet invasion of Poland in 1939. During World War II, Belarus lost about a third of its population and more than half of its economic resources. The Soviet Union redeveloped the republic in the post-war years. On July 27, 1990, the Parliament of the Belarus declared the republic’s sovereignty, and on August 25, 1991, during the collapse of the Soviet Union, Belarus declared itself an independent country. Since 1994, Alexander Lukashenko has served as the President of Belarus. His leadership was widely criticized in the West. Lukashenko perpetuated a number of Soviet-era policies, to include state ownership of large sections of the economy. For years, political opposition was violently suppressed. Elections in Belarus were declared rigged by the international community.  The country’s rating under The Economist’s Intelligence Unit’s Democracy Index was the lowest in Europe until 2014. Freedom House assessed Belarus under Lukashenko as “not free.”  It was labelled “repressed” in the Heritage Foundation’s Index of Economic Freedom. In the Press Freedom Index for 2016 of Reporters Without Borders, it was ranked 157th out of 180 countries.

Belarus’s Ties to Russia

After the Soviet Union collapsed, the newly formed Russian Federation tried to control the post-Soviet space by creating the Commonwealth of Independent States (CIS) on December 8, 1991. However, Belarus, much as other republics in the CIS, began drifting away from Russia, which at that time was attempting to cultivate Western relations and save its broken economy. In the early 1990s, Russian Federation President Boris Yeltsin was concerned that his country’s involvement with Belarus might put its bridge building efforts with the West at risk. Yet, while Russia was fixed on improving relations, Western capitals discerned Russia’s inability to act effectively. NATO began to expand east. Stung and threatened by what he perceived as an effort by the West to isolate it from the European environment by grabbing up Central and Eastern European countries and former Soviet republics, Yeltsin sought to improve ties with Belarus. Relations between the two countries became so congenial that in the mid-1990s, following Lukashenko’s rise to power, Yeltsin concluded Belarus would be an ideal candidate for integration with Russia. After signing the Treaty of Friendship, Good-Neighborliness and Cooperation with Belarus, Yeltsin declared that “the two nations [had] shared a common historical experience over many centuries.” That, he explained, “created the basis for signing the treaty and other documents on deeper integration of our two countries. Among all CIS countries, Belarus has the greatest rights to such a relationship due to its geographical location, its contacts with Russia, our friendship and the progress of its reforms.” One year after April 2, 1996 when the integration process was launched, the Union of Belarus and Russia was established. It culminated with the founding of the Union State between Belarus and Russia on December 8, 1999. When Putin took office, he determined that the status of the relations with Belarus was unsatisfactory and criticized the Union State Treaty. He sought to put real content into it. He formulated a policy genuinely directed at realizing unification. His proposal was to complete unification either in a federation model which meant that Belarus would join the Russian Federation, or build a union which is similar to the EU. However, Belarus rejected those approaches and there was no change. Still, Putin did not abandon the idea of unification completely. The next goal became integration. The strategic importance of Belarus to Putin increased as a result of international events, to include. NATO’s activity in the post-Soviet space; the decision of many Eastern European countries to orient westward; a US plan to deploy a missile defense system in Poland or the Czech Republic; and, the “Color Revolutions.”

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Russia’s share of Belarus’s international trade is 48 percent. In 2015, $17.1 billion in Russian exports went to Belarus. More than half of Belarus’s purchases from Russia are in crude oil alone–reportedly $9 billion in 2015. Disagreements over profits and payments from the energy trade led to the Gas Wars of 2004, 2007, and 2010. In the 2010 row, Russian Federation Prime Minister Dimitry Medvedev and Russian energy giant Gazprom claimed Belarus owed Russia $200 million in gas arrears for that year. Belarus demanded transit fees owed by Russia. The matter was resolved and went away.

Considering that integration with Belarus would be costly, it is reported that Moscow sought to maximize gains from it. Its goals became to reduce the economic burden which Belarus laid on its economy, and to take over Belarus’s energy transit infrastructure. That tack spurred many of the political and economic rows. Among those conflicts was a disagreement that arose when Lukashenko accused Russia of offering a $500 million loan to Minsk on the condition that it recognized Abkhazia and South Ossetia. Lukashenko angrily retorted that the position of Belarus was not for sale. Regarding the close military cooperation between Belarus and Russia, Lukashenko compared Belarus’s population of 10 million people as a human shield for Russia against the West. That service, he said, “was not free.” The Milk War erupted in July 2009 when Russia banned all dairy imports from Belarus, explaining that they did not comply with new regulations. Belarus accused Russia of using the ban for political reasons, but Russia denied that. In a statement presented by his press service, Lukashenko lashed out, stating: “Economy serves as the basis for our common security. But if Belarus’s closest CSTO ally is trying . . . to destroy this basis and de facto put the Belarusians on their knees, how can one talk about consolidating collective security in the CSTO space?” Lukashenko acted by refusing to attend the 2009 CSTO summit in Moscow. The CSTO, Putin’s counterweight to NATO, groups Russia, Belarus, Armenia, Kazakhstan, Uzbekistan, Tajikistan and Kyrgyzstan in a security arrangement. Shortly afterward, Russia lifted the ban and Belarus resumed importing of dairy products to Russia. Additionally, there were the Gas Wars of 2004, 2007, and 2010. In the 2010 Gas War, a dispute arose over a claim by Russian Federation Prime Minister Dimitry Medvedev and Russian energy giant Gazprom claimed that Belarus owed $200 million in Russia gas arrears for supplies it had used that year. Belarus then demanded transit fees owed by Russia. A resolution was found and the matter quietly went away.

The EEU is an economic integration bloc of post-Soviet republics. It succeeded the erstwhile Customs Union of Russia, Belarus and Kazakhstan in January 2015. Armenia and Kyrgyzstan joined the EEU later that year. The bloc coordinates policies of its member states in key industries. In that spirit of coordination, the argument between Belarus and Russia over the price of natural gas was resolved, although the two sides have apparently not yet reached a consensus on the scale of the price discount (if any) or the mechanism of its delivery to Belarus. Russia’s share of Belarus’s international trade is 48 percent. In 2015, $17.1 billion in Russian exports went to Belarus. More than half of its purchases from Russia are in crude oil alone–reportedly $9 billion in 2015. Of Belarus’s overall exports, 39 percent is directed to Russia. Those imports from Belarus totaled only $10.4 billion. For the most part it sells Russia value-added goods in return. Aside from trucks and industrial machines, Belarus sells processed foods. A network of Belarusian grocery stores operates in major Russian cities.

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Above is an assembly line at the Minsk Motor Plant. Nearly a third of Belarus’s overall trade is with its second largest trading partner, the EU. Belarusian exports to the EU are dominated by mineral fuels. Chemicals, agricultural products, machinery and textiles form a much lower share. While the EU has withdrawn trade preferences for Belarus, the potential to greatly expand trade exists.

The Strong Military Linkage Between Belarus and Russia

Although there have been some setbacks in the political and economic integration of Belarus and Russia, the military-integration process between them has been successful. Cooperation with Belarus fits snuggly within Putin’s vision for geopolitical order in the post–Cold War world. Putin has never accepted the expansion of the EU and NATO into Central and Eastern Europe. It was practically guaranteed that Putin would push back against what he might call an intrusion into Russia’s near abroad. The near abroad is what Moscow refers to as the territory surrounding Russia’s borders. The term was reportedly popularized by former Russian Federation Foreign Minister Andrey Kozyrev in the early 1990s. For centuries, Russia has sought to ensure its physical security through its control over neighboring territory. For Putin, the term represents a concept akin to the Monroe Doctrine.

On February 14, 2013 at a conference entitled “Russia’s Military Security in the 21st Century,” the Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov, provided a glimpse of Russia’s official assessment of future wars it may face as outlined in the top secret Plan of Defense of the Russian Federation. The impact of Putin’s thinking on the Western threat to Russia is apparent. The Russian Federation General Staff believes future conflicts will be “Resource Wars.” Indeed, they conclude the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause their prices to steeply rise. Russia’s senior military leaders believe outside powers, primarily the US and its allies, may invade their country from several directions to physically grab territory and its resources. The Kremlin has accepted the threat assessment of the the Russian Federation General Staff. Putin signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The plan guided Russia’s defense spending in 2016 which exceeded 6 percent of Russia’s GDP, along with national security and federal law enforcement budgets totaling an additional 3 percent. The plan guided the Russian military build-up in the Arctic, the Pacific, the Baltic, in Crimea and on the Ukrainian border. The Syria expedition is also part of that picture. To rehearse the defense against the West, Russian Federation Defense Minister, General of the Army Sergei Shoigu, announced massive strategic military exercises Zapad 2017, scheduled to take place in September 2017. He said that the joint exercise, which would include Russian and Belarusian forces, will be the “main military event of 2017.” Further, the two countries armed forces will cooperate in over 130 events and measures. Shoigu explained: “The US and NATO are actively increasing their offensive potential, building new bases and developing military infrastructure, undermining international stability, and attempting to impose their will by economic sanctions and use of military force. A propaganda information war is raging.” Shoigu further stated that Russian borders were being threatened and adequate defensive measures are being taken.

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Belarus (shaded in green), Russia (shaded in violet), and their neighbors. Providing a glimpse of the top secret Plan of Defense of the Russian Federation, on February 14, 2013, the Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov, explained the depletion of oil, gas and other natural resources will become an ultimate world crisis by 2030. Russia’s senior military leaders believe outside powers, primarily the US and its allies, may invade Russia from several directions to grab its land and resources. Lukashenko insists that Belarus will remain part of Russia’s defense.

Ubi concordia, ibi victoria! (Where there is unity, there is victory.) To a great degree, Russian and Belarusian regional security approaches have been harmonized. Lukashenko has pledged that Belarus will be an integral part of the Russian Federation’s defense. Indeed, he has gone as far as to say that the army of Belarus, the modernization of which was nearly completed, was ready to defend Russia’s western border. According to RIA Novosti, Lukashenko declared: “We, together with the Russian people, the Russians, will defend our common homeland in the highly important for Russian western direction. We will be dying in this direction to defend Belarus and Russia.” Lukashenko has referred to the Belarus population as 10 million human shields in the defense of Russia. Lukashenko further stated that the Belarusian Army will be able to show resistance to any aggressor.  Prior to those statements, Lukashenko told the Belarus Parliament that he would not allow the country’s opposition to depict Russia in the image of an enemy. Lukashenko declared to the Belarus Parliament: “The Russians are our brothers, with whom we have been living for a very long time.”

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Putin (right) and Russian Federation Defense Minister General of the Army Sergei Shoigu (left). Putin signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The plan guided Russia’s defense spending in 2016 which exceeded 6 percent of Russia’s GDP, along with national security and federal law enforcement budgets totaling an additional 3 percent. The plan guided the Russian military build-up in the Arctic, the Pacific, the Baltic, in Crimea and on the Ukrainian border. The Syria expedition is also part of that picture. Shoigu announced that massive military exercises would be held by Russia and Belarus in 2017 to rehearse their joint defense against the West.

A New Military Doctrine for Belarus

Following deliberations in the Belarusian Parliament, Lukashenko signed a new edition of the country’s military doctrine into law. While the doctrine, updated for the first time since 2002, does not directly identify the countries which serve as a threat to Belarus, it is hinted in no uncertain terms that NATO is its most likely adversary. Indeed, according to Paragraph 11.3 of the doctrine, direct military threats to Belarus include “the expansion (or creation) of military-political alliances in the European region in which the Republic of Belarus is not included,” and attempts by such alliances to carry out “global functions.” Meanwhile, Paragraph 11.4 alludes to the threat posed by “the strengthening of the offensive capabilities of states (or coalitions of states), including the unilateral establishment of strategic missile defense systems, precision-guided weaponry equipped with non-nuclear warheads for attacks against the military forces and infrastructure of the Republic of Belarus,” and other measures “leading to a disruption of the existing balance of forces, as well as the building up of military infrastructure by states bordering Belarus.” There is an emphasis on the dangers of “missile defense” and cruise missiles disrupting the existing balance of forces in the region. (The new doctrine surely refers to NATO and the ongoing buildup of its’ forces in Eastern Europe, including US missile defense system deployed in Romania and Poland.) In addition to direct military threats, the new Belarusian military doctrine discusses military-political, military-strategic and military-economic threats to the country. When presenting an earlier draft of the doctrine for parliamentary deliberation, Belarusian Defense Minister Lieutenant General Andrei Ravkov explained that “a particular emphasis was placed on the negative trends associated with the development of the concept of ‘Color Revolutions,’ and mechanisms aimed at changing the constitutional order and violating state’s territorial integrity by provoking internal armed conflicts.” Those mechanisms would include the use of private military forces, and “hybrid warfare.”

Months before the new doctrine’s promulgation, Lukashenko, while discussing priorities for the armed forces on October 31, 2015, directed his government to focus on developing special operation forces, rapid response forces, intelligence and control systems. Those military elements are best equipped to defeat intelligence-gathering efforts of adversaries and fight diversionary groups and illegal armed formations both in urban areas as well as the countryside. Minsk harbors suspicions that an effort might be afoot to topple Lukashenko. It views Ukraine, not Russia, as a possible hybrid warfare threat.

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Belarusian troops (above). Following deliberations in Parliament, Lukashenko signed Belarus’s new military doctrine into law. The doctrine, updated for the first time since 2002, does not directly identify the countries which serve as a threat to Belarus, but it is apparent that NATO is deemed the greatest military threat. Accordingly, Lukashenko declared: “We, together with the Russian people, the Russians, will defend our common homeland in the highly important for Russia western direction. We will be dying in this direction to defend Belarus and Russia.”

A New Military Doctrine for Belarus

Following deliberations in the Belarusian Parliament, Lukashenko signed a new edition of the country’s military doctrine. While the doctrine, updated for the first time since 2002, does not directly identify the countries which serve as a threat to Belarus, it is hinted in no uncertain terms that NATO is its most likely adversary. Indeed, according to Paragraph 11.3 of the doctrine, direct military threats to Belarus include “the expansion (or creation) of military-political alliances in the European region in which the Republic of Belarus is not included,” and attempts by such alliances to carry out “global functions.” Meanwhile, Paragraph 11.4 alludes to the threat posed by “the strengthening of the offensive capabilities of states (or coalitions of states), including the unilateral establishment of strategic missile defense systems, precision-guided weaponry equipped with non-nuclear warheads for attacks against the military forces and infrastructure of the Republic of Belarus,” and other measures “leading to a disruption of the existing balance of forces, as well as the building up of military infrastructure by states bordering Belarus.” There is an emphasis on the dangers of “missile defense” and cruise missiles disrupting the existing balance of forces in the region. (The new doctrine surely refers to NATO and the ongoing buildup of its’ forces in Eastern Europe, including US missile defense system deployed in Romania and Poland.) In addition to direct military threats, the new Belarusian military doctrine discusses military-political, military-strategic and military-economic threats to the country. When presenting an earlier draft of the doctrine for parliamentary deliberation, Belarusian Defense Minister Lieutenant General Andrei Ravkov explained that “a particular emphasis was placed on the negative trends associated with the development of the concept of ‘Color Revolutions,’ and mechanisms aimed at changing the constitutional order and violating state’s territorial integrity by provoking internal armed conflicts.” Those mechanisms would include the use of private military forces, and “hybrid warfare.”

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Belarusian special forces in training (above). In the new Belarusian military doctrine, emphasis is placed on trends associated with the development of the concept of “Color Revolutions,” and methods aimed at provoking internal conflicts to destabilize the country and violate its territorial integrity. A year ahead of the doctrine’s promulgation, Lukashenko directed his government to further develop special operation forces, rapid response forces, intelligence and control systems: elements best equipped to defeat intelligence-gathering and fight diversionary groups and illegal armed formations.

Months before the new doctrine’s promulgation, Lukashenko, while discussing priorities for the armed forces on October 31, 2015, directed his government to focus on developing special operation forces, rapid response forces, intelligence and control systems. Those military elements are best equipped to defeat intelligence-gathering efforts of adversaries and fight diversionary groups and illegal armed formations both in urban areas as well as the countryside. Minsk harbors suspicions that an effort might be afoot to topple Lukashenko. Officials there view Ukraine, not Russia, as a possible hybrid warfare threat.

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The EU welcomed Lukashenko’s desire to have Belarus play a constructive role in the region by hosting four-party peace negotiations on Ukraine, as well as his decision to maintain political distance from Russia over Georgia, Ukraine and Turkey. The EU called for further human-rights advances by Lukashenko. EU ministers have encouraged Belarus to develop a “vibrant civil society” with more freedom for the media. They have held out the prospect of more trade, economic aid and fast-tracked visas for Belarusians traveling to the EU. Still, many wonder if Lukashenko’s efforts are authentic.

Minsk and Brussels: A Rapprochement?

Some experts have said that it was Lukashenko who began making overtures to the West following Russia’s seizure of Crimea, considerable economic troubles in Belarus, and a degree of instability in Eastern Europe. He managed to grab the attention oF EU leaders in a positive way when he decided to free a number of political prisoners and host multiparty mediations in Minsk for the cease-fire in neighboring Ukraine. EU governments, claiming that they based their decision on content and merit of Lukashenko’s efforts, suspended sanctions on Belarus’s leaders in October 2014. In February 2015, EU foreign ministers terminated sanctions, removing asset freezes and travel bans on 170 officials, including Lukashenko. Three Belarusian companies were also taken off the EU blacklist. The EU maintains an arms embargo and sanctions against four people suspected of being involved in the disappearance of dissidents in the 1990s. Lukashenko responded by intensifying fence mending efforts with the West. As of late, Belarusian diplomats have been pouring considerable energy in enhancing their country’s relations with the West, hoping to capitalize on Belarus’ newfound importance for regional stability. Their approach is bicameral. On the one hand, they seek to develop bilateral cooperation with specific EU countries. On the other hand, they want to develop cooperation with the EU as an institution focusing on the Eastern partnership, a dialogue on modernization, and visa issues. Lukashenko’s current perspective of the EU appears to be reflected in his statements in favor of dialogue with it.  On March 5, 2016, Lukashenko explained: “The Europeans . . . are ready to cooperate with us, including for the sake of security in Europe. We say to them that we’re always open to [talking].” EU and US delegations continue to visit Minsk, but results have been thin. The US has expressed hope not only for improved cooperation on trade, but also on non-proliferation and combating human trafficking.

Praetio prudentia praestat. (Prudence supplies a reward.) Commenting on Belarus, the High Representative of the EU for Foreign Affairs and Security Policy, Federica Mogherini, remarked, “This is clearly not a rosy or perfect picture . . . but when we see significant, even if limited steps, in what we feel is the right direction, we feel it is right to encourage them.” German Foreign Minister Frank-Walter Steinmeier spoke of the “beginnings” of a thaw with Belarus, and concluded, “It’s worth testing in such a situation how much willingness and reciprocity there is on the Belarus side.” Polish Foreign Minister Witold Waszczykowski told reporters, “This is an experiment.” He went on to state: “As a neighbor of Belarus, we are pleased as we hope this will improve relations with the EU and of course with Poland.” While the EU leaders allege they had no intention of prying Belarus from Putin’s hand, that nonetheless was viewed as possible. The EU called for further human-rights advances by Lukashenko. Indeed, in a statement, the EU ministers encouraged Belarus to develop a “vibrant civil society” with more freedom for the media. They held out the prospect of more trade, economic aid and fast-tracked visas for Belarusians traveling to the EU. Lukashenko will take what is offered, but what he really wants from EU countries is financial assistance. Belarus’s international reserves are at the lowest since 2011. Although there has been some direct private investment from the US in Belarus, its development has been relatively slow given the uncertain pace of reform. The US has encouraged Belarus to conclude and adhere to agreements with the International Monetary Fund (IMF) on the program of macroeconomic stabilization and related reform measures. As of this writing, the International Monetary Fund is still deciding whether it should provide Belarus with a $3 billion, 10-year loan.

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Above are Russian “green men” in Ukraine. In the West, every new statement, every move by Minsk concerning its armed forces, has taken on additional significance in the context of Belarus-Russia relations.  Western analysts still insist that Belarus faces the threat of hybrid warfare from Russia. They conclude that Moscow will monitor Belarus’s improving relations with the West, looking for any signs of a serious loosening of ties with Russia.

Are Problems Between Belarus and Russia Becoming Inexorable?

Ad connectendas amicitas, tenacissimum vinculum est morum similitudo. (For cementing friendship, resemblance of manners is the strongest tie.) At the Third Forum of Russian and Belarusian Regions on June 9, 2016, Putin explained: “In a collaborative effort, Russia and Belarus work to deepen integration processes in Eurasia. As members of the Union State, we are carrying out about 40 programs and are jointly developing advanced technology programmes, primarily, for the aerospace industry, satellite navigation, geological exploration, and agriculture.” Putin further stated: “We are forming the Eurasian Economic Union’s common market for goods, services, capital, and labour, thereby facilitating sustainable economic growth of the member countries and enhancing the competitiveness of our producers on domestic and foreign markets.”  

Some interesting statements have been made by Belarusian officials concerning their country’s security relationship with Russia. There is the example of Belarusian Defense Minister Andrei Ravkov, who, speaking on February 23, 2016, stated that security of the country relied also on military cooperation not only with Russia and members of the CSTO. He also underlined Minsk’s “strategic” military cooperation with China and “aspiration to develop a constructive dialogue with NATO in order to strengthen international and regional security.” An interview of Belarus’s Minister of Foreign Affairs Vladimir Makei with the Polish daily, Rzeczpospolita, on October 17, 2016, has been called significant because it was titled “We Are Not Dependents of Russia.” In the West, every new statement, every move by Minsk concerning its armed forces has taken on additional significance in the context of Belarus-Russia relations. When Shoigu announced that a “joint military organization of the Union State” would be created starting in 2016, including notional unification of the two countries’ armed forces, it appeared Belarus-Russia military ties were further strengthening. Yet, in the West, it was viewed by some analysts as a unilateral statement by Russia, and an effort to save face and show the world that the relationship was still intact. Western analysts note that there was no comment from Belarus on the joint military organization of the Union State. There is a perception in the West that Russia routinely announces joint initiatives with Belarus which have not been endorsed by Minsk. When an announcement of a joint air defence system was made in Russia, Belarus did not comment on it, at least publicly. Reportedly, that same week, Belarus TV broadcasted an extended feature on the country’s Air Defense Troops without once mentioning the new military agreement with Russia. Although the general in charge of the Belarusian Air Force has been nominated as the commander for the “joint system,” Western analysts saw the move simply as a face-saver for Minsk. The lack of reaction by Belarus was said to signal Minsk’s disapproval of the effort by Moscow to control the provision of its security. When Belarus needed to purchase modern fighter aircraft to upgrade its ageing air force, Moscow announced instead that Belarus would be hosting a Russian airbase. Western analysts insist that Moscow pressured Lukashenko for the airbase. However, he insisted upon and arranged the aircraft purchase.

Alter ipso amicus. (A friend is another self.) Some Western analysts have concluded that Russia will observe Belarus’s improving relations with the West, looking for any serious threat to its ties. Yet, that idea conflicts with the reality that Putin considers Belarus to be an integral part of Russia’s geopolitical and cultural space. Moscow has invested heavily in preserving and increasing its influence in the country. Lukashenko has no plans to have Belarus abandon Russia. If some drop in the strength of Belarus’s ties to Russia has occurred, it is negligible.From 2008 to 2010, Putin neither acted violently nor took a hostile tone toward what he perhaps regarded as a recalcitrant, yet typical Lukashenko, with his dalliance toward the West and he has no intentions of reacting aggressively toward Belarus now. Putin knows Lukashenko could never stand by wistfully in the face of Russian decisions impacting Belarus. Putin would never allow Russia to be directed by a foreign capital either. Clashing with Lukashenko is the last thing Putin would want. This may especially be true because Belarus might be able to provide Putin with the possibility to overcome EU sanctions related to Ukraine.

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Moldova, just as Belarus, is not subject to EU sanctions. Russian Federation Deputy Prime Minister Dimitry Rogozin has proposed that Moldova allow Russia to move its goods into a “European zone” in the pro-Russia autonomous regions of Transnistria and Gagauzia as a way for Russia to circumvent EU imposed sanctions. As long as Belarus is not subject to sanctions and the EU is open to trade with it, hypothetically, Russia could move its goods into Belarusian territory, and then have the its goods sold to the West as Belarusian goods, thereby escaping restrictions.

Putin’s Possible Move Regarding Belarus?

US and EU sanctions against Russia over Crimea’s annexation will not go away unless Russia returns the region to Ukraine. Russian Federation Prime Minister Dmitry Medvedev remarked at a press conference on November 11, 2016, “Our position is that sanctions will remain unchanged.” Just as the Baltic States were never recognized as part of the Soviet Union by the West. Crimea will always be recognized as part of Ukraine, not Russia. As it was explained in the September 30, 2016 greatcharlie.com post entitled “Putin’s Next Target May Be Moldova, But His Goal Is to Increase Trade, Not Conquer via Military Action,” Russia is well-aware that cooperation stimulates economic growth and higher standards of living on both sides of a border by improving conditions for free trade and exchange. Inter-border cooperation is understood to be a prerequisite of broader integration processes and improving relations between neighboring countries. It can serve as a mechanism for coping with the challenges and jolts resulting from the new divisions created between EU and EEU countries.

As long as Belarus is not subject to sanctions and the EU is open to trade with it, hypothetically, Russia could move its goods into Belarusian territory, and then have its goods sold in the West as Belarusian goods, thereby escaping restrictions. Much as with oil and gas pipelines, Belarus would essentially serve as a relay or refining point for Russian goods targeted for Western markets. For that to even become a possibility, it would certainly be in Russia’s interest to see Belarus improve its relations with the EU, particularly with regard to trade and investment. Belarus could be handsomely remunerated with percentages of profits made or perhaps with greater subsidies on imports of Russian resources. There are certainly limits to the level of Russian products Belarus could absorb for sale to the West. Resale of Russian goods at value added prices would murder the project. Russia certainly could not attempt to move goods into EU countries via Belarus at a level equal to anything it might achieve by trading with them directly. Moscow and Minsk would surely set parameters for the bilateral deal. However, the smallest level would surely be far more than Russia could sell as long as sanctions are in place. Trading an EEU partner’s goods externally in this manner may very well be covered in the economic bloc’s trade provisions. Beyond profit, benefits of this trade arrangement would include: the preservation of Belarus’ brotherly relationship with Russia; Lukashenko’s would have no need to be concerned that the sovereignty of Belarus and its interests were not being respected; and, collective arrangements with Russia such as EEU and CSTO will remain intact. Indeed, Belarus would remain in Russia’s sphere of interest. Note that Belarus is among the few states in Europe that has not asked for membership in the EU. While Belarus has strove for better contacts with EU lately, it has simultaneously sought to further its economic and political ties with Russia.

In many ways, this hypothetical trade arrangement between Belarus and Russia would resemble the creative arrangement Russian Federation Deputy Prime Minister Dimitry Rogozin proposed for trade with Moldova. Moldova is not subject to EU sanctions. Thus, theoretically, Russia could move its goods into a proposed European zone in Moldova via the pro-Russia autonomous regions of Transnistria and Gagauzia and avoid restrictions. A trade arrangement of this type between Belarus and Russia would also resemble the Outward Processing Trade regime that the EU introduced for Belarus. That regime raised import quota amounts for textiles and clothing manufacturers within the EU thus allowing them to produce garments in Belarus that will return to the EU after processing. Additionally, the arrangement would resemble the somewhat awkward way in which some Belarusian firms have been relabelling food from EU countries and selling them in Russia thereby avoiding Russian sanctions. Probae est in segetem sunt deteriorem datae fruges, tamen ipsae suaptae enitent. (A good seed, planted even in poor soil, will bear rich fruit by its own nature.)

What Might Encourage Putin and Lukashenko to Take This Course?

What might encourage Lukashenko and Putin to seek this arrangement is the fact that after Russia, the main trading partner of Belarus is the EU. Nearly, a third of the country’s overall trade is with the EU. That trade could most likely be expanded with a nuanced cultivation. Belarusian exports to the EU are dominated by mineral fuels. Chemicals, agricultural products, machinery and textiles form a much lower share. While the EU withdrew its trade preferences to Belarus under the Generalized Scheme of Preferences in 2007 in response to Belarus’ violations of the core principles of the International Labour Organization, exports from Belarus to the EU did not cease. The decision only required Belarus to pay import tariffs at the standard non-preferential rate. Trade was also promoted through the Outward Processing Trade regime,which was mentioned earlier.

Lukashenko stands on terrain high enough to survey the liabilities involved in moving closer to the West. Voices in the West have indicated that not all are impressed with Lukashenko’s positive words and a perceived unwarranted rapprochement to Belarus. Even when EU ministers decided to lift most sanctions against Belarus in 2015, they said concern remained “with the situation of human rights in Belarus.” Ministers called on Minsk to abolish the death penalty and implement Organisation for Security and Co-operation in Europe’s (OSCE) recommendations on democracy before the 2015 Belarusian Parliamentary Elections. An OSCE report said October’s election showed Belarus had a “considerable way go to” on democratic standards, noting the absence of safeguards against multiple voting, limited choice available to voters and the uneven playing field between Lukashenko and his political opponents. The UN’s Special Rapporteur on the Situation of Human Rights in Belarus, Mikloś Haraszti, stated after the 2015 Belarusian Presidential Election that he had seen no changes in “the dismal human rights situation.” Drawing the EU closer to improve the position of Belarus and in turn improve the trade situation for Russia, would require Minsk to engage in very nuanced interactions with Brussels and EU capitals. Lukashenko and Putin would also need to be concerned that in working to soothe EU concerns over human rights and good governance, they might inadvertently trigger EU leaders to request that Lukashenko step down from power to ensure Belarus would be governed by an authentic pro-EU, pro-democracy leadership. That request could soon become an insistent voice for regime change.

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Drawing the EU closer to improve the position of Belarus and in turn improve the trade situation for Russia, would require Minsk to engage in very nuanced interactions with Brussels and EU capitals. However, Lukashenko and Putin would also need to be concerned that in working to soothe EU concerns over human rights and good governance, they might trigger EU leaders to request that Lukashenko step down from power to ensure Belarus would be governed by an authentic pro-EU, pro-democracy leadership. That request could soon become an insistent voice for regime change.

The Way Forward

In William Shakespeare’s comedy, All’s Well That Ends Well, Helena, a physician’s daughter, chooses to marry Bertram, a man of high social position in the French court, but he rejects her love. In response, Helena engages in a plot to wed Bertram by employing what has come to be known as the “Bed Trick.” As she begins to execute her plan in Act 3, Scene 7, Helena states: “Why, then tonight, Let us assay our plot: which, if it speed, Is wicked meaning in lawful act; Where both not sin, and yet a sinful fact: But let’s about it.” A trade arrangement between Belarus and Russia as outlined here will likely cause discomfort for those who reasonably demand compliance with imposed sanctions. There is nothing inherently wrong with finding and exploiting a loophole in a regulation, business contract, or sanctions. One must have the will to seize the opportunity.

As the leader of a world power, Putin fully understands that his policies should make the Russian people hopeful for the future, not anxious or intimidated. Negative outlooks only advertise the limits one has. Reacting negatively to growing Euro-Belarus ties would not be useful. Inter-border cooperation has greatly assisted in harmonizing domestic policy priorities and international and regional security issues between Belarus and Russia. Inter-border cooperation between Belarus and Russia, albeit from different perspectives, is a prerequisite for improving the relations of both countries with the EU. (The EU is drawing closer to Belarus due to the nature of its ties to Russia. Russia may move closer to Belarus to exploit its improved ties to the EU.) Belarus is already a priority for Russia’s diplomatic, military, political, and economic resources. If Putin senses that he can, with Lukashenko’s cooperation, exploit the rapprochement between the EU and Belarus to circumvent imposed sanctions, that tack could eventually be accepted by Moscow as a mechanism for coping with problems stemming from the divisions between EU and EEU countries. 

Book Review: Robert Lindsey, The Falcon and the Snowman: A True Story of Friendship and Espionage (Open Road Media, 2016)

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Above is a publicized image of the US Defense Advanced Research Projects Agency’s proof-of-concept project for a spy satellite called Membrane Optical Image for Real-Time Exploitation—MOIRE. The satellite would provide real-time images and videos of any place on Earth at any time. In 1975, every aspect of the US spy satellite program was classified top secret. Two treasonous young men stole and sold crucial information concerning the program to the Soviet Union. Their story is told in The Falcon and the Snowman, released as an eBook by Open Road Media.

In The Falcon and the Snowman: A True Story of Friendship and Espionage (Open Road Media, 2016) http://www.books.google.com, Robert Lindsey tells the tragedy of what occurred when Christopher John Boyce held a position monitoring communications related to the Central Intelligence Agency’s (CIA) satellite projects at TRW, Inc.’s “Black Vault” in Redondo Beach, California. Motivated by factors well-explained by the author, Boyce decided to become a spy for the Soviet Union. After enlisting the aid of a drug dealing, and drug-abusing, childhood friend, Andrew Daulton Lee, the two self-absorbed, reckless, young men, barely in their 20s, presented several rolls of film containing photographs of documents from the black vault to the Soviet intelligence service, the KGB. Despite some difficulties with Lee, it was a successful operation for the Soviets. Considering the sensitivity of the materials they provided, the two men were remunerated with a mere pittance, and were eventually imprisoned for treason.

As a native Californian, Lindsey was familiar with the lifestyle of the affluent community in which the very privileged Boyce and Lee were raised. After graduating from San Jose State University in 1956, he became a reporter for the San Jose Mercury and later the newspaper’s Aerospace Editor which could account for his ease with the technical data about US spy satellites and cutting edge communications equipment in the book. He joined the New York Times in 1968. In his research for the book, Lindsey drew upon hundreds of interviews with all of the principles involved, letters, and documents from the trial. The Falcon and the Snowman received high praise from both critics and fellow authors. Thomas Thompson, author of Blood and Money (Doubleday, 1976) wrote, “Dynamite! Ranks with the best of le Carre and Deighton—but its all true. I only wish I’d found the incredible story before Robert Kindsey. A very important book.”   Ken Follet author of Eye of the Needle (Arbor House, 1978) and later the renowned On Wings of Eagles (William Morrow, 1983) wrote: “Remarkable . . . A real-life spy story as gripping and full of suspense as anything one could invent . . . . Robert Lindsey tells us everything we want to know about this odd couple. He has done a superb job of research and writing.” The book was developed into a film also entitled “The Falcon and the Snowman.”

In the spirit of full disclosure, Open Road Media solicited greatcharlie.com to write a review of their eBook edition of The Falcon and the Snowman. Open Road Media explained no difference exist in content between the original release and their eBook edition. Its’ rationale for re-releasing books in print on eBook is the changing format allows a new audience to enjoy a classic story. Since 1979, most reviewers of The Falcon and the Snowman have rdiculed Boyce and Lee over the way they stumbled into spying for the Soviet Union and noted how remarkable it was that they achieved any success as spies. The book has also been examined as a statement about the society that produced the duo. Nowhere in The Falcon and the Snowman does Lindsey attempt to color the readers’ view of Boyce and Lee, who he calls “Daulton.” Lindsey provides ample insight into what made these two young men tick. Some of what he states about them, while written in a matter-of-fact style, is impressive. Boyce, in particular was a very bright young man, seldom getting anything less than an A on his school exams and he scored 142 on an I.Q. test. As spies, however, the young men’s exploits were anything but remarkable. For example, Lindsey outlines: how incompetent Boyce and Lee were in handling top secret materials (Removing and returning secret materials from TRW in a camera case used by some staff for liquor runs or hiding documents in potted plants); Lee’s clumsy interactions with the Soviets (Money hungry, Lee threatened the Soviets by stating he would sell Boyce’s secrets to China if payments were not increased.); and, the tragic lack confidence and mutual trust in each other (Boyce sensed Lee was not dividing the Soviet payments equitably. He was right.)

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Christopher John Boyce was a very bright young man, seldom getting anything less than an A on his school exams and he scored 142 on an I.Q. test. Boyce rejected the suburban indulgences of his Palos Verdes community, but enjoyed falconry and partying. He believed he was fighting against what he perceived as abuses of US power. He ostensibly was using his position at TRW to fight back. While likely viewing himself akin to a “voice in the wilderness,” fighting injustice, but he also was happy to receive money for his efforts.

Duc in altum! (Head into the deep!) Lindsey’s portrayal of the two young men does not match with the usual portrayals of well-polished Cold War spies with their charm, mystique, and various intrigues found in volumes of novels and films. Nevertheless, Boyce and Lee, as Lindsey describes them, represent the realities of spying. Spies are little more than traitors driven by a variety of motivations to betray the trust of those who hired, trained, and often befriended them. Their willingness to violate loyalty statements to keep confidential top secret information they may handle while employed proves they are flawed individuals. Still, readers have far more to gain from The Falcon and the Snowman. A deeper dive into the book would reveal to readers an intriguing record of how Soviet intelligence controlled Boyce and Lee. Correlatively, readers would gain perspective on how Soviet intelligence sought to grab secrets from US firms. (Russian Federation efforts today are not too different.) For readers interested in enjoying The Falcon and the Snowman from that perspective, a head-start is provided here.

To Whom Were Boyce and Lee Selling Their Information?

In The Falcon and the Snowman, the Soviet intelligence officers Boyce and Lee were serving were from the Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB. Readers unfamiliar with the Cold War history may not know that it was the Soviet agency responsible for intelligence, counterintelligence, and internal security. Formed in 1954, it was the true, more capable successor to the infamous state security apparatus, the Narodnyi Komissariat Vnutrennikh Del (Peoples Commissariat of Internal Affairs) or NKVD, which in 1946 was dissolved, resurrected, and repeatedly renamed over eight years. Its internal spy network as well as a sprawling external spy network was filled with well-experienced officers who served in the NKVD in World War II. According to a November 13, 1982 New York Times article entitled “KGB: Feared by Some, Praised by Many,” the KGB was the most widely feared instrument of the government due to its shrewd officers and often brutal methods. The article confirmed that KGB scientific and technical operatives swept countries seeking the latest secret inventions, while its “illegals” tried to penetrate foreign intelligence operations. Until the Cold War’s end, the KGB was in a global struggle with its main rivals, the US CIA, Federal Bureau of Investigation (FBI), and Defense Intelligence Agency (DIA), and United Kingdom’s intelligence and counterintelligence organs, MI6 and MI5. The Soviet Embassy in Mexico City was the point of contact for Boyce and Lee with the KGB. What made it an effective choice by the novice spies was its proximity to their location in California. Mexico City was already known for being a third country operation for all Soviet intelligence operations in the Western US. US officials said they could not effectively surveil KGB activities for they were far outnumbered by its’ agents and those of Eastern Bloc nations that had embassies in Mexico City, including East Germany, Bulgaria, Hungary, Romania, Poland, and Czechoslovakia, as well as Cuba.

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Andrew Daulton Lee achieved little academically or professionally. Spying gave Lee with a chance to prove he was smart and could do big things. Lee was initially in it for the money. Later, he was in it for the excitement of overseas travel, the risk of arrest, and working with KGB officers. The Soviets likely recognized Lee was far more interested in dealing drugs and drug abuse than stealing and selling US secrets to them.

Why US Spy Satellites Were So Important to the Soviets?

US spy satellite information stayed in a windowless building called the TRW’s Satellite Control Facility or “Big Blue Cube” in Sunnyvale, California, which operated the National Reconnaissance Office’s spy satellites. Boyce worked in a 5-foot by 15-foot room that housed equipment to encode secret communications for the CIA headquarters in Langley, Virginia. Every day, he would change the cipher on each machine that tapped out messages among the CIA, other ground stations, and US spy satellites. He was one of few having access to highly secret SIGNET satellite projects, Rhyolite and Argus. Lindsey tells us that the rolls of film Boyce and Lee sold to the KGB held data from Rhyolite. Rhyolite satellites, also known as Program 720 and Program 472, reportedly had a mass of 700 kg. The design was dominated by a large unfurlable dish antenna with a diameter of about 20 to 23 meters. The goal was to use a small—originally 9 meter—radio telescope in geostationary orbit to monitor the Soviet Union’s missile tests. This could be done be recording the radio signals, or telemetry, that the missiles transmit so that ground observers can judge their performance. The satellites demonstrated a capability across the whole microwave and VHF spectrum. Rhyolite 1 was launched on June 19, 1970, and was initially positioned at 105 degrees East to monitor both the Baikonur and Sary Shagan test areas. It was regularly repositioned to monitor other areas of interest such as the India-Pakistan War in 1971 or the Vietnam War area. After a second satellite became operational, Rhyolite 1 was dedicated to the China and Vietnam observations on a long-term basis. It operated for at least for five years and was reported still operational in 1975. Rhyolite 2 followed in March 6 1973 and operated initially from 70 degrees East over the Horn of Africa to monitor microwave transmissions from the western Soviet Union and telemetry from Baikonur launched Intercontinental Ballistic Missile (ICBM) tests. It remained there for about five years. It is unknown if it ceased operating or relocated to another position. Two additional Rhyolites, renamed Aquacade 4 and Aquacade 5 were launched in the late1970s. There was a replacement program CIA developed for Rhyolite called Argus. The Argus satellite would have a 40 meter antenna. However, the program was cancelled. At that point, the US National Security Agency became interested and developed an advanced Rhyolite, called Argus. Its 40-meter aperture enabled it to eavesdrop on microwave and short-wave communications.

Looking at Boyce and Lee from the Perspective of the KGB: A Head-Start

In Chapter 1, readers learn of Lee’s first contact with the Soviet embassy in Mexico City. Lindsey writes that Lee walked into the embassy, presented himself to the clerk at the reception desk in the guardhouse, threw down the computer programming cards, and said “I have a friend with Socialist leanings who would like you to have some information.” (Note: Unwittingly, Lee presented himself as a “dangle,” an individual who would do everything possible to stir the KGB’s interest in him.) The clerk shook his head and said he did not speak English and left to get someone who did. (Note: In Soviet diplomatic missions, there was a side of the house that dealt strictly with diplomacy and a side that dealt with intelligence. Lower level administrative employees who were not KGB wanted little to do with the intelligence side lest they would unfortunately find themselves involved in mysterious, spooky matters.) Lindsey tells readers that Lee sat in the stark lobby of the building for twenty minutes until he met Vasily Ivanovich Okana. Readers are told that he was listed with Mexican authorities as a vice consul of the Soviet foreign service, but he was in fact a member of the KGB. At that first meeting, Lee was not very impressed by the slender man in the-poorly fitting black suit. Later he had learned that beneath the baggy suit was the muscled physique of a fitness fanatic. “These are interesting,” the 38 year-old KGB agent had said in English as his fingers played with the computer cards, “But what are they?” Lee replied that he was only a courier, but it was his understanding that they had something to do with what people called “spy satellites.” Lindsey moves readers away from Lee’s first contact with the KGB until Chapter 14, where the interview with Okana continues. He starts the chapter with Okana asking Lee, “Who is your friend?” Further describing the contact, Lindsey recounts that the KGB agent studied the stranger with a cautious smile. Lee noted that when Okana was apprehensive or unsure of a situation, as he was now, his charcoal eyebrows tended to bob up and down spontaneously. Lee eventually replied that he could not identify his friend, who had a sensitive job working for the US Government. The friend he said wanted to defect to the Soviet Union but had a wife and two children and did not want to leave them behind. Elaborating on the brief note Boyce had typed, Lee said they had a proposition for the Soviet Union. His friend was motivated by a belief in the future of Socialism, while he was a fugitive of the police on a trumped up charge. They were prepared to deliver US defense secrets to the USSR, but expected to be paid well for them. Lindsey writes, “There was no expression on Okana’s face when Lee finished his short sales pitch.” (Note: What Lee did not know was that the Soviets were familiar with US spy satellite operations, to include ground facilities, and product they delivered in the form of pictures or intercepted signals. The Soviets also knew satellite operations were scrupulously protected by the sensitive compartmentalized information system. That ensured even an accidental revelation of information would not destroy operational secrecy Lee brought the Soviets something that would have been impossible for them to get.) Aut trace aut loquere meliora silentio. (Be quiet or say something better than silence.)

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KGB Headquarters in Moscow during the Cold War (above). In The Falcon and the Snowman, Boyce and Lee served the Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB. The KGB was responsible for intelligence, counterintelligence, and internal security. The KGB was the most widely feared instrument of the government due to its shrewd officers and often brutal methods. KGB scientific and technical operatives swept countries seeking the latest secret inventions, while its “illegals” penetrated foreign intelligence operations.

Lindsey writes Okana asked Lee if he had any personal identification without demanding it. Lee pulled out his wallet and offered his driver’s license. Okana made a note of his name and address and then handed the license back to him, making a complimentary remark about Southern California. As a friendly gesture, Okana asked Lee, “Would you like vodka?” Lee said he would enjoy it, and Okana left the office where he was conducting the interview and came back a few seconds later. Within a few minutes a male servant brought in two large bottles of vodka and a bowl of iced caviar. The Russian said that he once served in the US and had polished his English there. (Note: KGB officers established nefarious business relationships not friendships. For one to believe an intelligence officer is a friend would be misguided. The duty of the KGB officer was to encourage lying, deception, subterfuge, theft, and betrayal by those who operate for them, known as agents, so they can collect information they require. Perhaps the most important tool of the intelligence officers spy skills tool box, or tradecraft, is the ability to develop and recruit agents with access to information from foreign government offices and businesses they are required to collect by their superiors. It is nuanced work. However, the KGB officer would get lucky and encounter a “walk-in.”   Without any solicitation or prior contact whatsoever, a walk-in would present oneself to a diplomatic mission, diplomatic official, or KGB officer and expresses the desire to provide top secret diplomatic, military, intelligence, and intelligence information for government or private company where they are employed or have some access. Walk-ins, or recruited agents, while often reveling in the glamour that they believe comes with being a spy, are nothing more than traitors willing to betray the trust of those who hired, trained, and often befriended them. Given their willingness to violate any oath or loyalty statements they signed swearing to keep confidential top secret information they encountered, KGB officers remained suspicious of them. The KGB referred to Soviet traitors as “pigs.”)

Lindsey writes that Lee noticed that the bobbing of his eyebrows had subsided somewhat, but there was still an apprehensive look behind his gray eyes. (Note: From an ideological perspective, Western intelligence services during the Cold War viewed employees and officials of the Soviet Union and Eastern Bloc governments willing to spy for them as individuals who had awoken to the realities of a morally bankrupt Communist system which was built on lies and the Communist Party leadership of the Soviet Union which was bent on world domination. From the perspective of Soviet and Eastern Bloc intelligence officers, those employees of officials of Western governments willing to spy for them were primarily a manifestation of an ethically bankrupt capitalist system that made profit and wealth the driving force of one’s existence. Boyce and Lee were not Marxist-Leninist, Communists, or Russophiles. Lee was initially in it for the money. Later, he was in it for the excitement of overseas travel, the risk of arrest, and working with KGB officers. Having achieved little academically or professionally, the work also gave Lee with a chance to prove he was smart and could do big things. Boyce rejected the suburban indulgences of his Palos Verdes community. He believed he was fighting against what he perceived as abuses of US power. He ostensibly was using his position at TRW to fight back. While likely viewing himself akin to a “voice in the wilderness,” fighting injustice, he also enjoyed receiving money for his efforts.) Lee said that what he had brought were only samples of the kind of information his friend could make available to the Soviets. He stressed that his friend was personally involved in the operation of spy satellites and had unlimited access to secrets that he was sure the Soviets would want to buy.

Lindsey tells readers Okana excused himself, leaving Lee with a drink in his hand. Taking the computer programming cards and a twelve-inch length of paper tape used in the KG-13 and KW-7 crypto machines that Boyce had given Lee. (Note: KGB officers in the field answered upward to a pyramid of managers, as well as high-level bureaucrats, who demanded results and controlled the purse strings and key resources. Okana most likely left the room to confer with the chief of the KGB station in Mexico City. Given the potential gains that could come from Boyce’s thefts, every step of the case would be managed well above the level of a field agent.) When Okana returned twenty minutes later, Okana carried a piece of note paper in one hand and referring to it, began to probe Lee about reconnaissance satellites. Okana poured another glass of vodka for his guest and invited him to sample more caviar. Lee believed that he could convince Okana that he had more than a casual knowledge of such satellites and the TRW office.  (Note: If an agent managed to convince a KGB officer that he knew more about a subject than he actually did, the officer, as trained, would report the situation to his managers. If his managers were interested in the subject, they would invariably order the officer to press the agent for more information. Once the truth was uncovered, the result was often a dark moment in relationship between a less-patient officer and the agent.) The next time Okana left the room for another conference somewhere else in the embassy, when he returned, he handed Lee an envelope containing $250 in US currency—enough he said to finance a return trip from Los Angeles to Mexico. Lindsey wrote that Okana was warm now and smiling continuously, although the nervous bobbing of his eyebrows reappeared from time to time to distract Lee. Okana said that his associates were very much interested in the proposition made by Lee and his friend, and they looked forward to a mutually profitable enterprise, and then he gave Lee instructions to meet him at a Mexico City restaurant on his next trip, he told him they would use passwords at future meetings. (Note: Okana introduced Lee to a bit of KGB tradecraft.) Lee would be asked: “Do you know the restaurant in San Francisco? And Lee was to reply: “No, but I know the restaurant in Los Angeles.” Okana said they would also use code names to reduce the possibility of detection. Lee, he said, would be known as “Luis,” and Okana would be called “John.” The meeting ended, and Lee and Okana shook hands. “Adios John,” Lee said. “Adios Luis,” Okana said. (Note: The KGB changed agents’ code names often. To thwart Western counterintelligence, some male agents were given female code names and vice-versa.)

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Above is the well-kept entrance of the Soviet Embassy in Mexico City. The Soviet Embassy in Mexico City was the point of contact for Boyce and Lee with the KGB. What made it an effective choice by the novice spies was its proximity to their location in California. Mexico City was already known for being a third country operation for all Soviet intelligence operations in the Western US. US officials could not effectively monitor KGB activities for they were far outnumbered by its’ agents and those of Eastern Bloc nations with Mexico City embassies.

In Chapter 15, readers learn of the April 23rd prearranged meeting between Lee and Okana at a Mexico City restaurant. (Note: It likely was a test run for Lee, an effort to detect surveillance by Western intelligence and see if Lee was fake. Clearly, no surveillance was found.) Lee obeyed instructions to the letter. After exchanging passwords, Okana plainly stated the Soviets were interested in Lee’s offer. (Note: Surely they were pleased Lee’s cards were not old, “shopworn goods,” or distorted, “cooked” data.) Lindsey writes Lee was slightly surprised by the magnitude of Okana’s eagerness. Lee told Okana that he had been in touch with a friend and deliveries of information would begin shortly. (Note: In addition to working with spies who had direct access to required information, KGB officers also worked with individuals who lacked direct access to information, but could pass information and devices from one spy to another known as “cut-outs.” Lee was a chain cut-out, able to pass messages and information between Okana and Boyce, who worked in a space denied to the KGB. He only knew the identity of the person providing information and the person receiving it. He did not know the entire operation.)

Lee’s Meeting with the Soviets in Vienna

In Chapter 28, Lindsey writes Lee traveled to Vienna under instructions of the Soviets. He had arrived earlier than his scheduled meeting schedule for March 16th with the Soviets in order to see some of the city that was “so often the setting of the espionage novels he loved.” Lindsey notes that Lee felt vulnerable so close to Eastern Europe and the Communist Bloc. The reason the Soviets had given for wanting him to make the trip was to meet some Soviet representatives who could not go to Mexico as well as take some specialized training in espionage: “tradecraft” was the term Lee knew from his novels. (Note: The Soviets wanted Lee in a location where they could control events, provide security, and counter surveillance.) Lee told his brother that he feared the Soviets “might try to kidnap him for some motive he couldn’t figure out—why else Vienna?” Lee remained suspicious as he boarded the plane in Los Angeles, but was lured there by the money and the excitement. Lindsey tells: “As Lee walked the streets of the old city, Lee’s fear ebbed and was replaced by a euphoria that reminded him of a high from heroin. The people who glanced at him as he walked through Vienna couldn’t have any idea about the nature of his mission, and this though excited him. And the realization that he was a spy on his way to meet ‘Russian spies’ in an exotic city also excited him.” Boyce kept his promise and gave him a large load for this delivery, although Lee did not know what the nature of the documents he was carrying. As Lindsey writes, “It did not really matter to Lee. It could easily have been a package of heroin. They were merely goods to be marketed, and his only concern was they would turn on the Russians.” In fact Lee had ten rolls of film, each with thirty-six exposures. There were a month’s worth of KW-7 ciphers, scores of Rhyolite messages between TRW, Langley, and Australia, and a long TRW technical report describing plans for the new Argus system.

The evening after arriving in Vienna, Lee took a cab to Donaupark as instructed. He crossed the Danube and got out at the park. A familiar face approached from the darkness. Lee said, “It was my old friend The Colonel with the steely teeth, no code was necessary. He was my mentor.” Lindsey would later identify The Colonel as Mikhail Vasilyevich Muzankov. (Note: Despite the reality of the situation, a KGB officer would hope that an agent, or a mere cut-out in Lee’s case, would believe he was a friend. Officers could be cordial and smile very becoming smiles. Creating a sense of friendship would normally enhance an officers ability to control the agent. Officers kept firmly in mind he fact that interactions with their agents were just business. The officers were defending the Soviet Union. Unlike their agents, KGB officers, generally, were fiercely loyal to their country.)

rhyolitesigint

Robert Lindsey tells readers that the rolls of film Boyce and Lee sold to the KGB held data from a US Rhyolite spy satellite (above). Rhyolite satellites reportedly had a mass of 700 kg. The design was dominated by a large unfurlable dish antenna with a diameter of about 20 to 23 meters. Its main mission was to remain in geostationary orbit to monitor the Soviet Union’s missile tests. This was done by recording the radio signals, or telemetry, that the missiles transmit so that ground observers can judge their performance. Rhyolite demonstrated a capability across the whole microwave and VHF spectrum.

Commune periculum concordian parit. (Common danger begets unity.) Setting the scene, Lindsey writes that a limousine found the two men as they walked near the river and Lee learned that Soviet chauffeurs in Vienna drove just like the ones in Mexico City. The driver thread in and out of alleys and narrow streets, doubling back, checking his mirror to be sure they weren’t followed. Lee had no idea where they were when the car finally stopped at a low-slung building. It was a KGB safehouse apparently in a Vienna suburb. Lindsey explained Lee’s uneasiness continued to wane in the friendly atmosphere of reunion. In a room at the safehouse, a woman brought the two men caviar and three bottles of vodka, then she brought a stew of beef, potatoes, carrots, and cabbage. The Colonel sent the film to another part of the building to be developed. (Note: Intimate conversations between the KGB officer and the agent or cut-out provides the officer to look into the agents thinking and sense his feelings. The officer would establish a baseline, norms for the agent’s behavior. Everything the agent says or how the agent reacts to statements is important to know. The officers concerned themselves with other things the average person might very well assume was minutiae or too esoteric to matter. Every inflexion, tone, change in the agent’s voice can provide insight as to what is on the individual’s mind. If an officer discerned an agent was being evasive, deceptive, deviating from his normal behavior, it often meant a new, strong, personality, possibly an intelligence officer, had entered the mix. Initial changes noticed might be in vocabulary and, mannerisms perhaps acquired from the new contact. The officer would stage conversations to confirm changes or put the agent in controlled situations to gauge responses. In oculis animus habitat. (In the eyes their character lives.))

Aliquis latet error. (Some trickery lies hidden!) After eating and drinking, Lee got sick and asked for the bathroom. The Soviets had little work for Lee that night and they drove him back to the Inter-Continental Hotel after midnight. (Note: Lee proved that he was undisciplined, unreserved, and unmeasured in his actions. Perhaps Lee’s stew was compromised with a chemical agent to upset his stomach. Placing chemical agents, toxins, in meals was a KGB practice. Perhaps the Soviets wanted to know whether Lee could detect that he had ingested some chemical agent due to its effects and would act to mitigate them. Perhaps the Soviets simply wanted to observe how vulnerable Lee was in general. Lee apparently did not mention to Lindsey whether the Soviets were surprised when he became sick. Perhaps the Soviets had created the chance to demonstrate that they cared for his well-being. Conveniently, Lee was sick just in time to be sent home at a decent hour, go right to sleep, and be prepared the next day for training. The Soviets surely did not want a repeat of his behavior in Mexico City, which included drug abuse and visits to brothels.)

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Critical acclaim for the book led to its development as a film also entitled “The Falcon and the Snowman.” The film which premiered on January 26, 1985 starred Timothy Hutton (right) as Boyce, Sean Penn as Lee (center), David Suchet as their Soviet contact (left), and was directed by John Schlesinger. Film critic Roger Ebert called the film a “meticulously observant record of how naiveté, inexperience, misplaced idealism and greed led to one of the most peculiar cases of treason in American history.”

Lee and the Soviets met in the morning near St. Stephens Cathedral. The Colonel protested after they returned to the safe house that the pictures from the Minox-B he told Lee to give to Boyce were not too good. He explained some of the pictures were decipherable, but others were fogged and out of focus. Editorializing a bit, Lindsey wrote the Soviets seemed to be growing exasperated with his two young “spies” said the author. He then writes that with the condescension of a teacher to his pupil, he said they would have to start again. (Note: Often power, a sense of control comes from having information. When a KGB officer shared information with an agent, his release of it was well-measured. He revealed only what was necessary and harmless to his service’s operations. He shared only enough to build-up the agent’s confidence in him and to convince the agent that he has complete situational awareness.)

The Colonel took a Minox-B—same as the one Boyce was using—out of his pocket and began a long day of lessons in how to photograph documents. The KGB officer presented Lee with a metal chain that he said was precisely 40 centimeters long, and said Boyce must use it to measure the distance from the camera to the documents in order to get sharper pictures. Moreover, The Colonel said the film should be developed in the United States—that way, the Americans could see for themselves if the photographs were of high quality. He taught Lee how to develop the exposed film and went over each detail of the process again and again; they photographed typewritten pages and pages from books, then processed the film. When the lesson was over, The Colonel smiled as if to say, “You see, it’s really not that difficult, is it?” Lindsey writes that The Colonel gave Lee advice on how to avoid being followed, including instructions to change cabs or buses often and to duck into stores or other crowded places and other techniques that he should use to ensure that he wasn’t tailed to their meetings. (Note: The Colonel taught Lee movement technique: how to “dry clean.”)

In the evening after the photography lesson, Lee was introduced to two middle-aged Soviets. From the respect servants paid to them, he gathered that they were important, but he learned little else about the pair of men in the dark suits who seemed so hyperactive that they could have been on amphetamines. They seemed to know all about Lee and his friend. Lindsey writes that he also met a third Soviet named “Boris.” The KGB men interrogated him about TRW. (Note: Through their questions the Soviets outlined a shopping list of requirements.) According to Lindsey, “Again and again, they pressed Lee to provide more technical data about infrared sensors, and photographs of the Rhyolite and Argus payloads. Lee assured his “mentor” that he should not worry, they would get the information. But it would cost $50,000. The Russian emphasized that money would be no object.” Lindsey states “There were more questions for Lee about the means used to transmit messages: shortwave radio, UHF, VHF, telephone circuits, Western Union?” (Note: As mentioned, KGB officers in the field answered upward to a pyramid of managers. In Vienna, Lee could not see that he was meeting the top management. The work of Boyce and Lee was being followed far beyond the KGB station in Mexico City. Direction on them was likely being given from the highest levels at KGB Headquarters and perhaps from the Kremlin. Given the case’s importance, KGB officers from the highest level, likely generals, were sent to observe Lee for themselves. During the Cold War, the worst mistake any service could make would be to recruit an individual who had been dangled before it by a hostile intelligence service. A general principle in intelligence work was to suspect anyone who took the initiative to offer their services to an intelligence officer. According to The Dictionary of Espionage: Spookspeak into English (Stein & Day, 1986) by Henry S. A. Becket, “A KGB manual warns its US based operatives against FBI attempts to dangle supposed recruits. It notes that ‘the person being dangled attempts to interest us in his intelligence potential or he takes the initiative and offers to pass us certain secret materials.’ Such dangles display a disappropriate interest in money . . .’ ” Lee approached the Soviet’s as a walk-in seeking payments for information. The Soviets began to work with Lee, setting caution aside likely because the spy satellite information was worth the risk. After meeting Lee, the two senior officers undoubtedly were completely convinced that he was not a shrewd US intelligence officer trying to penetrate KGB operations.) Lindsey expressed the belief that the Soviets were frustrated by the perplexing Lee and the inability to get more information from him.

Lee on the other hand was enjoying the experience according to Lindsey. He had all but forgotten his fears of being spirited away to Czechoslovakia. Erroneously, Lee slowly began to realize that he not the KGB officers had the upper hand in the game they were playing. According to Lindsey, after a while, Lee began to perceive something he thought was familiar: the intensity of the Russians appeal for information; a hungry look in the stony eyes of the man with the bristle cut, iron-gray hair that he had seen before. It had reminded Lee of someone begging him for dope. Lee had known that hunger for years; he had used it to whittle the niche he had made for himself in life. Lee tried to play on the Soviets dependency; he tried to exploit it; giving a little and promising more. Lee told the author dramatically: “They wanted what I had. I was basically dealing with addicts. But I knew they’d kill to get it too.” (Note: Ignorant of the KGB, Lee did not realize that the KGB officers were in reality assassins as much as gentlemen. The servants’ reaction to the men in dark suits was very likely due more to fear, not deference to rank. With likely bloodstained records of achievement, those men may have been satisfied with snuffing out, “liquidating,” Lee, but sacrifice for the state required accepting his use as a cut-out.)

Lee left Vienna and agreed to a suggestion from The Colonel to apply for a job at TRW or Lockheed. (Note: The Soviets knew the suggestion was absurd. They had no reason to cultivate him. Lee was unqualified for any position requiring secret clearance due to his criminal record, drug abuse, and drug dealing. His education was limited.) The Colonel handed Lee three envelopes full of American money and gave him a handmade rug from the Caucasus that he said was worth more than $10,000. Lee said goodbye not knowing whether he would see him again or not and decided that he would miss the sly old man. (Note: The Colonel convinced Lee he was a friend.)

One can read The Falcon and the Snowman to review the KGB operation, to study the adventures of Boyce and Lee, or to learn about a segment of US society in the 1970s. However, from every perspective, the reader will enjoy a great book on spies, intelligence, satellites, and interesting people. How the whole episode ends for Boyce and Lee is fairly well-known, but that cannot detract from the amazing ride Lindsey takes the reader on from start to finish.  It was a labor of love to read this classic over again. Without a shadow of doubt, greatcharlie.com highly recommends for its readers to read or re-read this great story. Once you complete it, recommend it to a colleague. Let them know The Falcon and the Snowman is now an eBook!

By Mark Edmond Clark

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Under Pressure Over Aleppo Siege, Russia Hints at Seeking Deal with US: Can Either Country Compromise?

US Secretary of State John Kerry (right) and Russian Foreign Minister Sergei Lavrov (left) are the central points of diplomatic interaction between the US and Russia. They have worked together on a variety of urgent and important issues concerning their countries. They are now slogging away trying to find a way for the US and Russia to jointly end the Syria War and establish peace. Kerry has proposed US-Russian military coordination with preconditions. However, to secure an agreement on it, Kerry must convince Putin, not Lavrov, to change Russia’s positions.

According to an August 15, 2016 New York Times article entitled, “Under Pressure over Aleppo Siege, Russia Hints at Seeking Deal with US,” Russia suggested that it was close to an agreement on a military collaboration with the US to attack ISIS fighters in Aleppo, Syria as part of a solution to the unfolding humanitarian disaster there. US officials had no immediate comment on that claim. That joint effort would represent a new level of cooperation between the two countries which seek an end to the five-year-old Syria War. They support opposing sides. The New York Times reported foreign policy analysts believe Russia was negotiating in an attempt to avoid the appearance of blocking humanitarian aid to civilians in war-torn Aleppo by its airstrikes in Syria, Russian Federation Foreign Minister noted however, “It is of utmost importance that terrorists would not be getting reinforced with militants, guns, and munition [sic] supplies under the humanitarian aid disguise.” Russian Federation Defense Minister Sergei Shoigu was the official who made the statement on the possible agreement. He explained in a measured way: “We are moving step by step closer to a plan—and I’m only talking about Aleppo here—that would really allow us to start fighting together to bring peace so that people can return to their homes in this troubled land.”

Russia and its Syrian, Iranian, and Iranian-led allies have faced significant setbacks on the battlefield as a result of their opponents’ abilities to capitalize on their inadequacies and mistakes. Russia will need to decide whether its actions will remain in the gap between contributing significantly to the efforts of allies fighting in support of the regime of Syrian Arab Republic President Bashar al-Assad and working with the US to act more effectively and more decisively against mutual Islamic militant opponents. The prospective agreement, to which Shoigu referred, would stem from military talks underway in Geneva. Those talks were set up as a result of a proposal proffered by US Secretary of State John Kerry to share intelligence with Russia and coordinate airstrikes against ISIS and other Islamic militant groups. However, Putin and senior Russian officials seem to view the proposal less from how it will help end the war than how it may present the chance to get compromise from the US on Syria and promote Russia’s immediate objectives there. Kerry’s proposal has been put forward as the administration of US President Barack Obama comes to a close. Still, after eight years of contacts, a inordinate amount of obloquy has recently been hurled back and forth from officials in Washington to Moscow. Failure to get an agreement on coordination will undoubtedly make it more difficult for Russia to get an agreement from the US on reconstruction and peace-enforcement which would be important for Russia to have. Reconstruction in Syria will be a decades-long, very expensive, reconstruction effort. Russia will need to gather partners to help with its costs and its execution. A peace-enforcement mission, perhaps under UN auspices, will likely be needed to ensure that peace would be given a chance to take hold. Russia should keep in mind that the US has proven to be an invaluable partner in such complex reconstruction efforts and peace-enforcement missions worldwide in past years.

The Obama administration may not be enthused about working with Russian President Vladimir Putin on Syria, but it seems to recognize that Russia, with its considerable military investment in Syria, can play an important role in ending the war. Putin must recognize that much could be accomplished with US know-how and resources in both efforts. If he cannot recognize the good that cooperation would bring at first glance or simply refuses to make mutual compromises with the US to gain its assistance, what is left for the US is to get him to understand via diplomacy. US Secretary of State John Kerry has slogged away seeking the right approach to make that possible. A few recommendations are offered here. The Syria War appears to be getting worse. Experience may make US and Russian officials averse to finding compromise on military coordination on Syria. Pride and ego can also harden attitudes. If such influences cannot be set aside, the two sides may remain locked into their relative positions for a long while. Praeterita mutare non possumus, sed futuraprovidere debemos. (We cannot change the past, but we can anticipate the future.)

Often poker faced in talks, US Secretary of State John Kerry, a statesman, speaks in a manner that is easy, comfortable, assuring, and logical. He is an agile thinker who seeks creative solutions to problems, often requiring him to be discreet. He worked well with Russian Foreign Minister Sergei Lavrov on the removal of chemical weapons from Syria in 2013. They worked on the same side during the Iran Nuclear Talks during two years of negotiations from 2013 to 2015. He may achieve similar success with Lavrov on Syria.

US Inaction Leads to Russian Action

Obama made it clear from the start that he was skeptical of using US military force in Syria. In a notable August 18, 2011 speech, Obama made the direct statement, “the time has come for President Assad to step aside.” There were many additional declarations, insisting that Assad step down. Yet, having taken that maximalist position, there was an unwillingness to act. Within the Obama administration, it was truly believed that Assad would simply fall away, but that did not occur. That led the Obama administration in 2012 to provide the Syrian Opposition Movement with its support in the hope that Assad could be pressured to the negotiating table by Free Syrian Army advances and eventually agree to step down under a settlement. However, the US effort in Syria was designed and recognized by many as work on the margins. Obama would begrudgingly authorize the creation of a US-led coalition to airstrikes against the ISIS juggernaut that ran through Iraq in 2014. Those operations against ISIS were expanded to include ISIS targets in Syria. Obama sent US special operations forces to Iraq to advise and train Iraqi Security Forces and Iraqi Kurd military formations. Still, there would be no US combat units sent to fight ISIS in Syria.

Putin, however, did what Obama said he never wanted to do in Syria. In September 2015, Putin took the option of solving the conflict in Syria on his terms using a strong military hand. He explained that Russian Federation forces were sent into Syria both to “stabilize the legitimate authority” of Assad and to fight ISIS. He put a limited number of troops on the ground to protect Russia Federation military sites, and to serve as advisers and instructors for Syrian Arab Army units and volunteer units loyal to the regime. He would join Syrian, Iranian, and Iranian-led ground forces in battle against opponents using Russian Federation air power. Putin’s actions were mulled over, well-plotted, and implemented as to apply a calibrated amount of pressure on opponents of the Assad regime using measured amounts of military resources and controlling expenses. He was willing to accept a certain amount of risk in operations and was prepared to contend with some loss of personnel. Russia’s succor has benefitted Syrian, Iranian, and Iranian-led forces fighting on the ground not only in terms of military resources but also through guidance in the use of them.

Russia’s intervention did not mean an end to US-Russia diplomacy on Syria. Russia has supported talks between the Syrian Opposition and the Assad regime. Even before Russia went into Syria, Lavrov engaged in talks with the US to episodically establish a variety of cease-fires, nationwide and in specific provinces and negotiate humanitarian corridors. When Russian Federation military operations began, Moscow initially sought cooperation with Washington on Syria, but it was sought, however, solely on Russia’s terms. Those terms, in line with Putin’s concept for intervening in Syria, included providing diplomatic and military shelter to Assad and attacking, not only ISIS, but Western-backed rebel groups of the Free Syrian Army that oppose the Assad regime. Obama and other Western leaders sought to bring Putin into a US-led coalition. However, that would occur with the understanding that the goal of the coalition was the removal of Assad from power. Given the disparity between their positions, on November 27, 2015, Dmitry Peskov, spokesman for Russian Federation President Vladimir Putin,  played down the idea of cooperation at a Kremlin press conference. That announcement was surprisingly slow in coming given that the Obama administration was unsupportive of Russia’s intervention from the get-go. On September 30, 2015, US Secretary of Defense Ashton Carter forecasted about Moscow’s military involvement in Syria, “The Russian approach here is doomed to fail.” Obama stated on October 2, 2015: “An attempt by Russia and Iran to prop up Assad and try to pacify the population is just going to get them stuck in a quagmire and it won’t work.” Interestingly, Kerry was still authorized and ordered by Obama to negotiate some arrangement in which the US and Russia would coordinate in the ISIS fight.

Russian Federation Foreign Minister Sergei Lavrov has prying eyes that rarely turn away.  He has masterfully used diplomacy to turn policy into action in accord with Russian President Vladimir Putin’s concepts and intent. At this point, the Lavrov and US Secretary of State John Kerry are well-versed on each other’s idiosyncrasies. They are able to gain insight from every inflexion, tone, and or change in voice.

Kerry-Lavrov Diplomacy

Diplomacy requires finding some middle ground, typically through some compromise, upon which an agreement can be reached and better relations can hopefully be built. Despite a divergence in interests, the US and Russia achieved early diplomatic success on Syria when an agreement was reached on a list of rules to ensure military aircraft from the US and Russia would not mistakenly run into or fire on one another as they conducted airstrikes. However, Kerry and Lavrov are the central points of diplomatic interaction between the US and Russia. Diplomatic success on Syria would eventually be achieved by them. They have worked together on a variety of urgent and important issues concerning their countries. They worked well together on the removal of chemical weapons from Syria in 2013. They worked on the same side during the Iran Nuclear Talks as the P5+1, the UN Security Council’s Permanent Five Members (the US, Russia, the United Kingdom, France and China) plus Germany managed to construct an agreement on the Iranian nuclear program after nearly two years of negotiations from 2013 to 2015.   Often poker faced in talks, Kerry, a statesman, speaks in a manner that is easy, comfortable, assuring, and logical. He is an agile thinker who seeks creative solutions to problems, often requiring him to be discreet. Lavrov has prying eyes that rarely turn away.   He has masterfully used diplomacy to turn policy into action in accord with Putin’s concepts and intent. At this point, the two diplomats are well-versed on each other’s idiosyncrasies. They are able to develop insight from every inflexion, tone, and or change in voice. In oculis animus habitat. (In the eyes their character lives.)

A product of efforts by Kerry and Lavrov to find common interests among the warring parties in order to stop the violence in Syria was the December 18, 2015 UN Security Council vote on Resolution 2254 on Syria. It called for a ceasefire and a peace process that held the prospect of ending the Syria War. The resolution was agreed upon unanimously, 15-0, but sharp differences remained between the US and Russian positions. Russia’s key demand was that Syrian President Bashar al-Assad be allowed to remain in power. It is a position also supported by China and Iran. Removing Assad from power in Damascus remained a US requirement. Yet, the resolution made no mention of whether Assad would be able to remain in power or run in any future elections. UN Security Council Resolution on Syria 2254 essentially called for the following: a ceasefire had to be established and formal talks on a political transition had to start in early January 2016; groups seen as “terrorists,” including ISIS and the erstwhile Jabhat al-Nusra were excluded; “offensive and defensive actions” against such groups, referring to US-led and Russia airstrikes, could continue; UN Secretary-General Ban Ki-moon was asked to report by January 18, 2016 on how to monitor the ceasefire; “credible, inclusive, and non-sectarian governance “ should be established within 6 months; free and fair elections” under UN supervision to be held within 18 months; and, the political transition should be Syrian led.

What followed Resolution 2254 was UN Security Council Resolution 2268, unanimously adopted on February 26, 2016. The new resolution, brokered by Kerry and Lavrov, called for an immediate “cessation of hostilities” in Syria upon which the Assad regime and the Syrian Opposition agreed.  Countries with influence on the parties agreed to press them to adhere to their commitments.. Then, on March 14, 2016, the Geneva Talks resumed. They were the first talks in two years and came at a time when a marked reduction in fighting was perceived. Still, what created real hope that the war might soon end was the surprise announcement by Putin on the same day as the resumption of the peace talks in Geneva that he was “ordering the withdrawal of the main part of our [Russia’s] military contingent” from Syria. Putin explained: “The effective work of our military created the conditions for the start of the peace process.” He continued, “I believe that the task put before the defense ministry and the Russian armed forces has, on the whole, been fulfilled.” Only the day before the announcement, Putin and Obama spoke by telephone, after which the Kremlin said the two leaders “called for an intensification of the process for a political settlement” to the conflict, but Assad’s future was not discussed. Putin’s decision pull his fprces put of Syria seemed to fall in line with that pledge. In addition to the withdrawal announcement, Russian Federation UN Permanent Representative Vitaly Churkin explained “Our diplomacy has received marching orders to intensify our efforts to achieve a political settlement in Syria.” Regarding what lied ahead in Syria for Russian Federation forces, Churkin noted, “Our military presence will continue to be there, it will be directed mostly at making sure that the ceasefire, the cessation of hostilities, is maintained.”

If a feigned retreat by Putin was synchronized with the “cessation of hostilities” and used to manipulate opponents of Russia and its’ allies, the move was effective. Islamic militant groups that were not included in the ceasefire agreement engaged in firefights and fired artillery across battle lines prematurely seeking to better position themselves to exploit expected advantages resulting from Russia’s departure. Ire over the shaky ceasefire and the Assad regime’s violations of it reportedly drove some moderate Opposition fighters over to ISIS and other Islamic militant groups.

Putin’s “Feigned Retreat?”

Russia Federation forces withdrew from Syria, but estimates are that only 10 to 25 percent actually left. Moreover, Russian activity in Syria increased. Reuters reported the “Syrian Express,” the nickname given to the ships that have kept Russian forces supplied via the Black Sea Russian port of Novorossiysk to the Russian naval base at Tartus, Syria. It shipped more supplies, equipment, and munitions into Syria in the two weeks following Putin’s withdrawal announcement than it had two weeks prior. Russian Federation Air Force and the Syrian Arab Air Force continued to destroy the opponent’s units, material, and command, control, communication and intelligence, training facilities, and other targets. The ground forces of Russia’s allies remained active and returned a good portion of Syrian territory back to the Assad regime. Kerry and Lavrov carried on with their diplomatic efforts, but the ceasefire did not hold.

The Obama administration seemed to view Putin’s withdrawal announcement as a type of feigned retreat. The feigned retreat is a military tactic said to have been introduced to the West in the 8th century by the Frankish Duke and Prince Charles Martel. Under it, an army would pretend to withdraw or behave as if it has been routed in order to lure an opponent into a position of vulnerability. It was a difficult tactic to execute, requiring the use of well-trained soldiers. Once the opponent presses into the withdrawing army, undisciplined troops would panic and lose coherence, and the rout would become genuine. Charles Martel used the feigned retreat to defeat the army of Chilperic II and Ragenfrid of Neustria at Ambleve in 716. He attacked their army as they rested midday, he then feigned retreat to draw them from their wooded defensive positions into open ground where the situation was reversed. Charles Martel used the tactic again to draw an invading Islamic army into attacking at Poitiers in 732 by leaving his defenses relatively open. He did not construct pits and other obstacles and positioned his horsemen in a way to convince the Islamic army that it would not be enveloped if it charged in. The feigned retreat reportedly was used with moderate success by William the Conqueror at the Battle of Hastings in 1066.

One might postulate that Putin’s feigned retreat included synchronizing his withdrawal announcement with the resumption of the Geneva talks, and while the “cessation of hostilities” was in effect. In that environment, opponents of Russia and its allies were perhaps considered more apt to be manipulated. The maneuver, if actually executed, appears to have worked. Mainstream opponents of Assad were unable to control the actions of some Islamic militants some of which they were tenuously aligned. Islamic militant groups, not included in the internationally sponsored ceasefire, engaged in firefights and fired artillery across battle lines, apparently seeking to immediately exploit Russia’s departure. Accusations of ceasefire violations were heard from all sides around Syria. Ire over the shaky ceasefire and the Assad regime’s violations of it reportedly drove some moderate Opposition fighters over to ISIS, Jabhat al-Nusra, and other Islamic militant groups. A coalition of Free Syrian Army units, Islamic militant groups already existed in the form of Jaysh al Fateh. The ceasefire became untenable once Russian Federation Air Force and Syrian Arab Air Force jets provided air support for Syrian Arab Army units and pro-Assad regime allies in those exchanges. Putin’s feigned retreat also ostensibly allowed Syrian, Iranian, and Iranian-led units to rearm and resupply for offensive action toward Palmyra.

The Russian Federation armed forces and intelligence services use their own intelligence tactics, technique, procedures, and methods to meet the needs of Russian Federation commanders and planners. Russian Federation commanders and planners certainly would like believe that by intensifying their own intelligence gathering activities, they can achieve success, particularly by using air power, without US assistance. However, their concern over recent successes of their opponents and their failure to effectively respond to them indicates they are not so certain of their capabilities

Good Thoughts, Good Words, Good Deeds?

The perception of a feigned retreat of Russia from Syria did not make US-Russia diplomacy easier. US officials were already regularly reproaching Russia over its repeated airstrikes upon “moderate” anti-Assad groups while ostensibly seeking to attack ISIS. Obama’s disappointment could be discerned in his statements. On August 6, 2016, Obama admonished Putin over Russia’s actions in Syria by stating: “I’m not confident that we can trust the Russians or Vladimir Putin.” He continued: “Whenever you are trying to broker any kind of deal with an individual like that or a country like that, you have got to go in there with some skepticism.” Timeo danaos atque dana ferentes. (I fear the Greeks even when they bring gifts.)

Obama’s uncongenial words could be characterized as a shot across Russia’s bow and perhaps signaled fatigue over the diplomatic process with Russia had set in. However, in diplomacy, words and behavior matter absolutely. Kerry knows that diplomacy must be handled with a certain amiability and gentleness in order to create the environment for the development of mutual respect and understanding. In talks on Syria, he would hardly omit what some anonymous US officials have called “inconvenient facts” about Russian actions. He surely broaches such matters, but in way that avoids closing any doors and avoids igniting a negative exchange with Putin, Lavrov, or any official of the Russian Federation government. Regardless of any personal feelings he might have over an issue, he must maintain his balance in spite of them.

Russia will not be able to use its military wherewithal alone, at least in a limited way, to secure victory on its terms in Syria and “get out of Dodge.” Enough support exits for Islamic militancy in the world that a struggle over US and Russian interests in Syria is being overshadowed by the continuous rise of Islamic militant groups there. This was evident at Aleppo where Russia’s allies could not maintain their siege. Commanders of Islamic militant groups seem capable of constantly making adjustments and replenishing with fighters (as above) by the hundreds, creating a more vexing situation on the ground.

Kerry remains authorized and ordered to establish cooperation. Obama did indeed say with opprobrium, “The US remains prepared to work with Russia to try to reduce the violence and strengthen our efforts against ISIL [ISIS] and Al-Qaeda in Syria, but so far Russia has failed to take the necessary steps.” Kerry and Lavrov continued their diplomatic efforts, sponsoring the International Syria Support Group, a multinational effort seeking to create the conditions for peace talks. Moreover, remaining on the table was Kerry’s proposal offering to share US intelligence with Russia and coordinate airstrikes against ISIS and other Islamic militant groups, with the precondition that the Syrian Arab Air Force halt its airstrikes against mainstream Opposition military units. As mentioned earlier, senior US and Russian Federation military officials have been negotiating in Geneva over how they would coordinate under Kerry’s proposal as well as restore an overall ceasefire. The Russian Federation armed forces and intelligence services proudly use their own intelligence tactics, technique, procedures, and methods to meet the needs of commanders and planners. Russian Federation commanders and planners would certainly like to believe that by intensifying their own intelligence gathering activities, they can achieve success without US assistance. However, they have unquestionably been unsettled by the recent successes of their opponents and their failure to respond effectively to them. Beyond human intelligence collection—spies, the US gathers continuous signals and geospatial intelligence over Syria. Multiple streams could assist the Russian Federation commanders and planners in pinpointing ISIS and other Islamic militant groups on the ground even if they are dispersed. Air assets of the Russian Federation and its allies could destroy them, disrupt their attacks, and support ground maneuver to defeat them. In support of the proposal, Kerry and Lavrov have already agreed that a map could be drawn up indicating where Islamic militant groups are positioned. They also have agreed that US and Russian military personnel working in the same tactical room would jointly analyze the intelligence and select targets for airstrikes. Est modus in rebus. (There is a middle ground in things.)

Nevertheless, at this juncture, Kerry is not oriented primarily on drawing out compromise from Lavrov, Shoigu, or senior Russian military officials in Geneva. Indeed, Kerry knows he must convince Putin, himself, that it would be in Russia’s interest for him to change his position. Putin hardly believes that US assistance would have significant value to Russia. Regarding Syrian Arab Air Force airstrikes, Putin has said he has no control over what Assad does with his forces and has explained the Syrian leader does not trust the US. Much as Obama has negative impressions of Putin’s actions and intentions, Putin holds certain negative impressions of Obama. Putin may also feel uncertain about making any deals on Syria with one US leader now, only to face another in a few short months. Certainly, at the State Department, Defense Department, and other elements of the US foreign and defense policy establishment, legions of diplomats and officials are working on what was called in Ancient Rome a maremagnum, a complicated issue requiring the efforts of many to solve. As no approach has wangled compromise from Putin so far, new approaches are needed. Some alternative approaches are offered here.

The value of US assistance might be increased in Russian Federation President Vladimir Putin’s mind through a demonstration of US capabilities. The US could also demonstrate how US assistance would have value by using the intelligence resources it proposes to share with Russia in order to target and destroy a number battle positions of ISIS and other Islamic militant groups in Syria, and disrupt and destroy developing attacks and counterattacks against Russia’s allies. Russian Federation officials could also be given a US battle damage assessment.

Recommendations

To help Putin countenance Kerry’s proposal, Kerry could explain that cooperation on intelligence and an airstrikes against Syria will speed the end of the conflict. Russia may not be able to use its military wherewithal alone, at least in a limited way, to secure victory on its terms in Syria and “get out of Dodge.” Enough support exits for Islamic militancy in the world that the struggle by the US and Russian over their respective interests in Syria is practically being overshadowed by the continuous rise of Islamic militant groups there. Commanders of Islamic militant groups seem capable of constantly making adjustments and replenishing with fighters by the hundreds, creating a more vexing situation on the ground. That was evident at Aleppo where Russia’s allies could not maintain their siege. Indeed, Putin could be reminded that on July 28, 2016, after a month of negotiations and immense pressure from Qatari and Turkish representatives, Jabhat al-Nusra announced that it broke with Al-Qaeda and had officially changed its name to Jabhat Fateh al-Sham. Almost immediately, reinforcements for Jabhat Fateh al-Sham began to flow into Syria from the border with Turkey. At least 100 new fighters arrived in Aleppo each day, together with numerous convoys carrying arms, ammunition, and supplies. During the effort to break the siege, Opposition forces and Islamic militant groups were observed fighting side by side under the banner of Jaysh al Fateh. Even after the siege was broken, it was explained in a briefing at the Russian Federation Ministry of Defense, Russian Federation Lieutenant General Sergei Rudskoi that about 7,000 Jabhat Fateh al-Sham fighters were massing south-west of Aleppo for over a week and still being joined by new fighters. Rudskoi said the fighters had tanks, infantry fighting vehicles, artillery and vehicles with weapons mounted on them. Kerry could explain that the problem will grow exponentially over time as commanders of Islamic militant groups make further adjustments and reinforce by the hundreds, creating a new, more vexing situation on the ground. Kerry could point out that so far, Russian Federation Air Force has barely isolated the battlefield and has failed to deny their opponents reinforcements and supplies needed to win engagements. At best, its efforts could be measured by its contribution to the destruction in Syria to include civilian deaths and the obliteration of nonmilitary structures. As it was discovered after the destruction of the Abbey of Monte Cassino in Italy during World War II, Germans troops were afforded better concealment from Allied airstrikes and ground attacks in the structure’s debris. One might assume senior US military officers are discussing these matters with their Russian Federation counterparts in Geneva. However, these disconcerting facts about Russia’s Syria campaign may not have reached Putin.

To further encourage a change in Putin’s perspective on Kerry’s proposal, the US could increase the value of its assistance through an actual demonstration of US capabilities. That might be accomplished by providing Putin with a complete US military analysis of the setbacks Russia and its allies have faced in Syria, and the relative strengths and weakness versus their Islamic militant opponents. It might be demonstrated exactly how US intelligence resources it proposes to share with Russia and US military resources would have value to Russia by targeting and destroying a number battle positions of ISIS and other Islamic militant groups in Syria, and disrupt and destroy developing attacks and counterattacks against Russia’s allies. Putin could be shown via video how the unique capabilities of US weapons systems could enhance the quality of air strikes. He could also be provided with US military assessments of those attacks.

Kerry might also seek to connect with Putin by reminding him that leaving Syria without at least initiating some complex comprehensive plan for reconstruction and peace-enforcement would be a mistake. That would create ideal conditions for the resurrection of ISIS, Jabhat Fateh al-Sham, or the establishment of another Islamic militant group to fill the vacuum of power around the country. That was what occurred in Iraq after US forces departed, the problem in Libya with the removal of the regime of Muammar El-Ghaddafi, and it is a growing problem in Afghanistan. Putin must consider that cooperation between the US and Russia in the fight against Islamic militant groups would set the stage for close and effective cooperation between the two countries on a postwar reconstruction and peace-enforcement mission in Syria. Without it, Russia’s investment in Syria might amount to nothing in the end. In discussing postwar Syria, Kerry could give assurances on how the US will respond with regard to certain hot issues. For example, at a UN meeting in Vienna on November 14, 2015, Kerry proposed allowing all Syrians, “including members of the diaspora,” participate in national elections, betting that if Syrians around the world participated in it, Assad would lose. Putin was never going to standby for that and has used force, in addition to the fight against ISIS and other Islamic militant groups, to best shape the situation in Syria to secure Russia’s interests. Mending that fence may require a very hard decision concerning Assad by the Obama administration. Further, Kerry could point to the international reconstruction effort launched in Bosnia in 1995 under the Dayton Peace Agreement and the creation of the multinational peace-enforcement force in support of the agreement’s implementation, I-FOR (Implementation Force). The US and Russia cooperated as members of that force and the follow-on force, S-FOR (Stabilization Force.).

By reaching an agreement now on Syria and conducting effective airstrikes against ISIS, Jabhat Fateh al-Sham, and other Islamic militant group, there would be a greater chance that US-Russian coordination would be preserved by the next US administration. Further, that military cooperation might influence a US decision to assist at some important level in reconstruction and possible peace-enforcement mission in Syria. US participation in those efforts could encourage participation from other countries.

Regarding Russian concerns over the future of US leadership, Kerry could explain that Russia should act quickly now with the assurance that the US will be working directly to destroy ISIS and other Islamic militant groups. An agreement will at least allow for a US-Russian working relationship for few months, putting tremendous pressure on ISIS, Jabhat Fateh al-Sham, and other Islamic militant groups from the air. Kerry could emphasize the reality that reaching an agreement now on Syria and coordinating effectively under that agreement would increase the possibility that US-Russian coordination at that level would be preserved by the next US administration. Further, that cooperation could greatly influence a US decision to assist at an important level in postwar reconstruction and a possible peace-enforcement mission in Syria. Russia has recently sought stronger ties with Arab countries, bolstering economic ties with Qatar, the United Arab Emirates, Oman, and Kuwait and diplomatic overtures with Algeria, Iraq, and Egypt. Russia’s hope is by courting those countries they would become more receptive to its’ calls for a political solution in Syria. It is also hoped those countries would become responsive to an eventual campaign by Russia to gain financial support for Syria’s reconstruction. However, US participation in those efforts may do much to encourage participation from those Arab countries and Western countries as well.

Kerry’s words alone may no longer have any impact on Putin. To provide a new perspective on the proposal, Kerry could try to bring third parties that have some standing with Putin into the negotiation process. There are no national leaders who could serve as independent third party to address Kerry’s proposal with Putin. However, Kerry could perhaps seek assistance from Pope Francis of the Roman Catholic Church or Kirill Patriarch of Moscow and Primate of the Russian Orthodox Church to speak to Putin. They could discuss the need to forgo placing primacy on national interests and focus on the global threat posed by ISIS and other Islamic militant groups, and the tragedy that has befallen the Syrian people. They cannot support war, but they can support collaboration between the US and Russia to halt the evil of Islamic militancy in Syria.

These approaches should not be presented as guesswork on the potential success US assistance may bring. Rather, they should be presented as hard facts to get Putin to see what is possible and change his perspective on cooperation. Finding success from the approaches presented here may be a long-shot. Kerry knows that you miss 100 percent of the shots you do not take.

Russian Federation President Vladimir Putin (above) and senior Russian officials are apprehensive over US actions and intentions on Syria. However, many US officials have been expressing concerns about coordination with the Russians. They doubt Putin will compromise. They believe that Putin cannot be trusted. On Syria, it may be best for the US and Russia to work as partners. Choice itself is not good. It is the right use of choice that counts. Nothing could be worse than thinking of what might have been if things had been done thusly. Hopefully, that will not be the case for the US or Russia on Syria.

The Way Forward

Tot capita, tot sententiae. (So many heads, so many opinions.) Putin and other Russian officials are quite apprehensive of US actions and intentions on Syria. However, many US officials have been expressing concerns about coordination with the Russians. They doubt Putin will compromise. Moreover, they believe Putin cannot be trusted. Trusting Putin may be difficult for them, but trust us not so relevant in this case. Senior US and Russian military officials would be working together on targeting and sending down missions to unit commanders in a joint operations room. If some shift in Russian behavior, no matter how slight, is discerned by the watchful eyes of senior US military officials, the entire operation could be halted immediately. Under Obama’s concept, what seems most important to him is that a good faith effort at coordination be made. Besides, doing the job of targeting ISIS and groups such as Jabhat Fateh al-Sham will be difficult enough as they are now intermingled with many mainstream Opposition units. Many US officials have expressed concern that sharing intelligence with Russia could result in revealing US intelligence sources, methods, and capabilities. Yet, deciding what to share and reveal is a puzzle that can be resolved. Putin seems attached to the Assad regime. However, given what has been reported on Kerry’s proposal, it does not include a precondition on Assad’s presidency.

The problem of Islamic militancy in Syria emerged during the struggle between Assad and the Opposition and given the international threat it poses, it is an urgent problem. US President Franklin Roosevelt did not easily accept Josef Stalin’s Soviet Union as an ally, but given the threat of Adolf Hitler’s Nazi Germany, the choice was clear. On Syria, it might be best for the US and Russia vraft an agreement to coordinate their efforts. Choice itself is not good. It is the right use of choice that counts. Nothing could be worse than thinking of what might have been if things had been done thusly. Hopefully, that will not be the case for the US or Russia on Syria.

Book Review: George William Rutler, Hints of Heaven: The Parables of Christ and What They Mean for You (Sophia Institute Press, 2014)

Above from left to right: Saint Demetrios, a senior officer in the Roman Army; Saint George, Commander of the Guard of Roman Emperor Diocletian; Saint Procopius, a commander in the Roman Army; and, Saint Artemius, a senior commander in the Roman Army. All were martyred for proclaiming and defending their Christian faith. Along with their faith and devotion to God, the Parables of Christ were a likely source of comfort for them as they endured persecution and torture. In many countries today, the Parables comfort military personnel, diplomats, policy analysts, and political leaders coping with turbulent situations.

In writings and public discussions about foreign and defense policy, often absent is consideration of what is an essential part of the lives of many military personnel, diplomats, policy analysts, and political leaders. That element is their faith, devotion to God. It may not be easily discerned, for they usually will not wear their faith on their sleeves. It was a factor most apparent in the thinking of Christianity’s warrior saints; Roman soldiers dedicated to their duties but dedicated more to God’s truth and defending Christianity. Among the first recognized were: Saint Demetrios of Thessaloniki, a high ranking officer in the Roman Army, who considered himself a soldier of Christ first and a soldier second. He was martyred in 306 A.D. by Emperor Maximian; Saint George of Lydda, who was a military officer, a Tribune, in the Guard of Emperor Diocletian. He denounced the persecution of Christians, defended Christianity was martyred by Diocletian for testimony to his faith in 303 A.D; Saint Procopius of Jerusalem, a commander in the Roman Army who turned away from the military and declared himself a soldier of Christ after defending the Christians of Alexandria and Jerusalem. He was martyred by Emperor Diocletian in 303 A.D.; and, Saint Artemius of Antioch, a general of the Roman Empire and Imperial Prefect of Roman Egypt. He was accused of persecuting pagans and demolishing pagan temples and idols in Alexandria, and was recalled and martyred by Emperor Julian the Apostate in 362 A.D.

In Hints of Heaven: The Parables of Christ and What They Mean for You (Sophia Institute Press, 2014), Father George William Rutler offers readers a chance to understand Christ’s teachings from the Gospels using His favorite vehicle, the parable. It was the profound spiritual advice of these teachings that provided those martyrs and multitudes, a guide for living, bringing them closer to God. The Parables comforted those Christians, helping them understand that despite persecution, the difficulties and trials of life, a road to heaven exists. That encouragement, along with the power of their faith and devotion to God, helped them summon the courage to triumph over the inhumanities put before them. To better understand how in many countries today the Parables comfort military personnel, diplomats, policy analysts, and political leaders coping with turbulent situations, and to acquire for oneself a different way to look at those situations, Hints of Heaven is the perfect book to read.

Reared in the Episcopal tradition in New Jersey and New York, Rutler was an Episcopal priest for nine years, and the youngest Episcopal rector in the country when he headed the Church of the Good Shepherd in Rosemont, Pennsylvania. However, in 1979, he was received into the Catholic Church and was sent to the North American College in Rome for seminary studies. A graduate of Dartmouth, Rutler also took advanced degrees at the Johns Hopkins University and the General Theological Seminary. He holds several degrees from the Gregorian and Angelicum Universities in Rome, including the Pontifical Doctorate in Sacred Theology, and studied at the Institut Catholique in Paris. In England, in 1988, the University of Oxford awarded him the degree Master of Studies. From 1987 to 1988 he was a regular preacher to the students, faculty, and townspeople of Oxford. Thomas More College and Christendom College awarded him honorary doctorates. For ten years he was also National Chaplain of Legatus, the organization of Catholic business leaders and their families, engaged in spiritual formation and evangelization. A board member of several schools and colleges, he is Chaplain of the New York Guild of Catholic Lawyers, Regional Spiritual Director of the Legion of Mary (New York and northern New Jersey) and has long been associated with the Missionaries of Charity, and other religious orders. He was a university chaplain for the Archdiocese. Rutler has lectured and given retreats in many nations, frequently in Ireland and Australia. Since 1988, EWTN has broadcasted Rutler’s television programs worldwide. Rutler has made documentary films in the US and the United Kingdom, contributes to numerous scholarly and popular journals and has published 18 books, referred to by some as classics, on theology, history, cultural issues, and the lives of the saints.

Rutler’s Hints of Heaven assembles the traditional count of twenty-four Parables of Jesus Christ found in the Gospels of the New Testament written by three of Christ’s Apostles: Matthew, Mark, and Luke. The Gospel written by the Apostle John presents metaphors, but no parables. Rutler defines a parable as a similitude, employing a brief narrative in order to reach a spiritual lesson. He wants readers to understand how special the Parables are. He notes they are unlike other Eastern parables, and certainly unlike what he calls “the lesser stuff” found in current “spiritual best sellers” as they are not exotic. They do not distort or exaggerate nature in the way fables do. He says: “Kings are kings, but not wizards, and rich men are rich, but not omnipotent.” Rutler emphasizes, however, that the Parables are what Christ said they are: hints of heaven. He says that because the glory of heaven is too great for us to bear just now, Christ uses parables as delicate, veiled indicators of “our true homeland.” Hints of Heaven is masterfully written. Rutler again displays his remarkable command of the English language.

In reviewing Rutler’s Hints of Heaven, greatcharlie.com recognized that to convey a sense of religiousness makes oneself spooky to some. Writing publicly, one of course opens oneself up to constructive criticism at best and obloquy at worst. Still, a discussion tied to faith might be feared by readers on its face as being one more expression of neurotic religiosity. The majority of greatcharlie.com’s readers are primarily interested in foreign and defense policy and that presents an extra challenge in discussing the Parables. In Hints of Heaven, Rutler presents the Parables in a way that value can be found in them, certainly as spiritual guidance, but also in a way that facilitates their use in examing current international affairs. That hopefully will create interest in Hints of Heaven among those who might not consider the book ordinarily or come across the Parables at all. Vocatus atque non vocatus Deus aderit. (Called or not called, God will be present.)

Ralph Waldo Emerson has been quoted as saying: “What lies behind us and what lies before us are tiny matters compared to what lies within us.” For the spiritual, conscience is formed by God’s truth. God’s truth creates order. In addition to knowing God’s truth, one must embody His truth which is inspired by love. The truth is a great treasure, a beautiful and satisfactory explanation of the world and heaven that should speak to the individual. One should love God, love one’s neighbor, and remain virtuous by choice because it is the right thing to do. The worship of God raises one up to Him. Having faith should never mean simply succumbing to a series of obligations. Nothing seems more illogical at first to the minds of many who would consider themselves enlightened than God’s truth. They are unable to understand anything beyond familiar physical formulas. For many, God’s presence is obscured by tragic events and popular personalities boastful of their own appearance, abilities or worth who encourage the same behavior of others. Indeed, popular culture can interdict true worship by fashion and by pseudo-sophistication. Feeling empty, some individuals turn to a substitute, feel good religiosity that is easy, comfortable, and assuring. Illusions that approximate the truth, even fantasies, find acceptance. The German-American actress, singer, and agnostic, Marlene Dietrich, said during a London tour, “You can’t live without illusions, even if you must fight for them . . . .” Taking the wrong path in search of a way to worship has been said to create a neurosis, as one is deprived of what one is meant to do and to be. Causa latet, vis est notissima. (The cause is hidden, but the force is very well known.)

In the Catholic Church, leaders have indicated that far more is involved in the behavior just described than choosing to accept or reject God’s truth. Individuals are being influenced, inspired by evil.   Many among those who might consider themselves enlightened are disinclined to accept the existence of evil. Still, it exists. Saint Padre Pio of Pietrelcina explained “The evil spirits, because of their pride, anger, and envy, will attempt to turn your gaze away from God through their temptations or harassments, so that every thought and action you engage in might be in opposition to what the Lord desires for you.” Even if one accepts that evil exists, one needs to beware of its subtlety. Saint John Paul II explained: “Spiritual combat . . . is a secret and interior art, an invisible struggle in which [we] engage everyday against the temptations, the evil suggestions that the demon tries to plant in [our] hearts.”

Five months before the fall of Mosul in 2014, US President Barack Obama had dismissed ISIS in an interview with The New Yorker’s David Remnick as the ‘jay-vee’ squad of terrorists.” It is important that countries intervening against evil be certain of their motivations and intentions. Having the will to act is not enough. Accepting that good and evil, angels and demons, exist is also not enough. Evil can quiet all suspicions, making everything appear normal and natural to those with the best intentions.

Few national governments and other power centers today likely factor in evil when analyzing international events and formulating and implementing their foreign and defense policies. US President Franklin Roosevelt accepted spiritual combat between good and evil, angels and demons as a reality. He believed that World War II, which albeit began for mixed reasons, could only be understood in its essential dynamic as spiritual combat between forces of great good and palpable evil. He viewed German Reich Chancellor Adolf Hitler as a demonic force propelling the conflict. His plans were spelled out in Mein Kampf. Roosevelt found a like-minded partner in United Kingdom Prime Minister Winston Churchill. In Roosevelt’s mind, Allied forces would not fight as armies of conquest but as a force to defeat evil. Roosevelt’s belief that the war represented a battle against the forces of evil was well-expressed in his National Address and Prayer during the Invasion of Normandy, France by the Allies on June 6, 1944. Roosevelt prayed: “With Thy blessing, we shall prevail over the unholy forces of our enemy. Help us to conquer the apostles of greed and racial arrogances. Lead us to the saving of our country, and with our sister nations into a world unity that will spell a sure peace—a peace invulnerable to the scheming of unworthy men. And a peace that will let all of men live in freedom, reaping the just rewards of their honest toil.” Churchill many times before then had signaled his belief in the demonic nature of Hitler and his evil works. In his renowned “Their Finest Hour” speech of June 18, 1940, Churchill included the following: “Hitler knows that he will have to break us in this Island or lose the war. If we can stand up to him, all Europe may be free and the life of the world may move forward into broad, sunlit uplands. But if we fail, then the whole world, including the United States, including all that we have known and cared for, will sink into a new Dark Age made more sinister, and perhaps more protracted, by the lights of perverted science.”

US President Franklin Roosevelt accepted spiritual combat between good and evil as a reality. He believed that World War II, which albeit began for mixed reasons, could only be understood in its essential dynamic as spiritual combat between forces of great good and palpable evil. He viewed German Reich Chancellor Adolf Hitler as a demonic force propelling the conflict. Roosevelt found a like-minded partner in United Kingdom Prime Minister Winston Churchill. Roosevelt saw Allied armies as a force to defeat evil.

As Roosevelt understood, and it remains so today, the use of lethal force by countries, to fight wars, to halt evil actions or the infliction of evil upon people is not contrary to God’s truth. However, it is important that countries intervening against evil be certain of their motivations and intentions. Having the will to act is not enough. Accepting that good and evil, angels and demons, exist is also not enough. Evil can quiet all suspicions, making everything appear normal and natural to those with the best intentions. One must look deeper to discern flaws, to see what is lacking.

Following each Parable presented in Hints of Heaven, Rutler provides a short discussion. He explains their meaning and often explains how their lessons have surfaced in history. Readers can contemplate how the lessons of the Parables allow for their own assays of events in today’s world; the machinations and conduct of leaders and officials. Consider these assays of current events using Rutler’s presentation of the following Parables in Hints of Heaven: “The Wicked Husbandmen”; “The Unmerciful Servant”; and, “The Rich Fool”.

In the Parable of “The Wicked Husbandmen,” tenant farmers acted on the fantasy of taking possession of a vineyard, engaging in evil acts hold it from the owner. They were executed. European countries have kept their doors open to migrants seeking better lives. Yet, the migrant wave from the Middle East, North Africa, and Central and Southwest Asia have put that practice in question. Islamic terrorist attacks have heightened European concerns over migrants. Europe’s response has included measured steps on immigration. Future attacks may result in grave steps to ensure public safety.

The Wicked Husbandmen

“Hear another parable. ‘There was a house holder who planned a vineyard, and set a hedge around it, and dug a wine press in it, and built a tower, and let it out to tenants, and went into another country. When the season of fruit drew near, he sent his servants to the tenants, to get his fruit; and the servants took his servants and beat one, killed another, and stoned another. Again he sent other servants, more than the first; and they did the same to them. Afterward he sent his son to them, saying, ‘They will respect my son.’ But when the tenants saw the son, they said to themselves, ‘This is the heir; come, let us kill him and have his inheritance.’ And they took him and cast him out of the vineyard, and killed him. When therefore the owner of the vineyard comes, what will he do to those tenants?’ They said to him, ‘He will put those wretches to a miserable death, and let out the vineyard to other tenants who will give him the fruits in their seasons.’ Jesus said to them, Have you never read in the scriptures: ‘The very stone which the builders rejected, has become the head of the corner; this was the Lord’s doing, and it is marvelous in our eyes’? ‘Therefore I tell you, the kingdom of God will be taken away from you and given to a nation producing the fruits of it. And he who falls on this stone will be broken to pieces; but when it falls on any one, it will crush him.’ ”

Concerning this Parable, Rutler explains that as tenant farmers, the husbandmen gradually assumed proprietary airs over the vineyard. They acted on the fantasy becoming its owners. In the end, they were executed. For years, countries in Western Europe have kept their doors open to people seeking better lives for themselves and their families. Procedures exist for governments to handle all types of migrants, including asylum seekers, war refugees, and guest workers. Recognizing the plight of those people, European governments have been resolute about maintaining their countries immigration programs despite the mounting pressures of illegal immigration and the social and political backlash from some citizens. The recent wave of migrants from the Middle East, North Africa, and Southwest Asia, seeking to capitalize on Europe’s open doors, has created a crisis. Solutions have been sought including diplomacy with Turkey to help stem the tide of migrants. Recent terrorist attacks in Europe by the Islamic State of Iraq and Greater Syria (ISIS) have heightened public concerns. Having compassion toward migrants, it has been discouraging for the European public to discover that there are some, who, rather than expressing gratitude to the people of their adoptive countries, instead speak with invective about their new homes, new compatriots. Europeans must sadly accept that terrorists desperate to strike violently in their cities have infiltrated their countries by hiding among migrants. Those open to engaging in terrorist activities are a negligible fraction of Europe’s immigrant communities. Even so, such makes political leaders appear naïve and inept, and action has been demanded of them. European political leaders have acted with measured steps. Most European countries have joined the US-led, anti-ISIS coalition which is launching airstrikes against ISIS in Iraq and Syria, and training and equipping local forces in those countries contending with ISIS. Information sharing on terrorist groups among European intelligence and law enforcement entities has also increased. If more attacks such as those seen in Brussels, Paris, London, or Madrid should happen in Europe, a harder look will be given to immigration, not to harm migrants, but as a matter of public safety, to protect innocent citizens. Responses could include the suspension of Europe’s immigration programs, the termination of visas and citizenship for some, and possible deportations. Salus populi suprema lex. (The safety of the people is the supreme law.)

In the Parable of “The Wicked Servant,” a servant, whose lord forgave him of his indebtedness, refused to act similarly toward another servant indebted to him. The situation in Syria continues to shift in Syrian Arab Republic President Bashar al-Assad’s favor with the help of Russia and Iran. A deal allowing Assad to remain in power for some period in Damascus, once improbable, could become reality. That decision could be rationalized by the realization that Syria’s reconstruction must get underway. Still, if vengeance would likely color Assad’s reign after a deal is reached, it might be better not to enter into any agreement with him at all.

The Unmerciful Servant

“Therefore the kingdom of heaven may be compared to a king who wished to settle accounts with his servants. When he began the reckoning, one was brought to him who owed him ten thousand talents; and as he could not pay, his lord ordered him to be sold, with his wife and children and all that he had, and payment to be made. So the servant fell on his knees, imploring him, ‘Lord, have patience with me, and I will pay you everything.’ And out of pity for him the lord of that servant released him and forgave him the debt. But that same servant, as he went on, came upon one of his fellow servants who owed him a hundred denarii, and seizing him by the throat he said, ‘Pay what you owe me.’ So his fellow servant fell down and besought him, ‘Have patience with me, and I will pay you.’ He refused and went and put him in prison till he should pay the debt. When he fellow servants saw what he had taken place, they were greatly distressed, and they went and reported to their lord all that had taken place. Then his lord summoned him and said to him, ‘You wicked servant! I forgive you all that debt because you besought me; and should not you have had mercy on your fellow servant, as I had mercy on you!’ And in anger his lord delivered him to the jailers, till he should pay his debt. So should my heavenly Father will do to every one of you, if you do not forgive your brother from your heart.”

Regarding this Parable, Rutler says: “Forgiveness is not an easy platitude offered to the smug; nor is it an aggressive display of pacifism.” He goes on to state: “There is no reason to forgive anyone unless it is done with enough humility to inspire humility in the one who is forgiven.” Despite how impolitic it may sound, the easiest way to handle Syrian Arab Republic President Bashar al-Assad’s removal would be to eliminate him “covertly” as has been the case with key leaders of Al-Qaeda, ISIS, Khorasan, Abu-Sayyaf, Abu-Shabab, Hezbollah, and Hamas; the list goes on. Certainly, Assad is not immortal. However, as the elected leader of a sovereign state, Assad has been given an intriguing degree of recognition and respect. Military action against his regime by the US and European powers has been predominantly on the margins. The purpose of training and equipping of Syrian Opposition rebels forces and Kurdish forces in Syria was to push Assad to the negotiating table where it was hoped he would have agreed to step down. Until September 2015, that was beginning to look possible due to additional pressures Assad’s forces were feeling from Islamic militant groups such as ISIS and Jabhat Al-Nusra. However, in September 2015, the Russian Federation and Iran stepped up their assistance to Assad to include group troops and massive air support. The situation on the battlefield has been reversed seemingly obviating the need for Assad to concede anything at negotiations set up under UN Security Council Resolution 2254. Success on the battlefield may also help to shape the political situation in Syria enough to impact national elections envisaged under that resolution. If the situation continues to shift in Assad’s favor with the help of Russia and Iran, and an agreement allowing Assad to remain in power for at least some period in Damascus, once deemed improbable in the West, might become a possibility. That decision could be rationalized by the realization that Syria’s reconstruction must get underway. However, Assad’s predilection for violence against civilians landed him on a list of war crimes suspects that was handed to the International Criminal Court in 2014. If retribution and sheer vengeance colors Assad’s reign after peace is established, it might be better not to enter any agreement with him at all. Rather than influencing Assad from the battlefield, perhaps leaving him to rebuild Syria using his own devices and the wherewithal of his benefactors in Russia, Iran, and China, might do more to force him into new negotiations and concessions. In exchange for Western assistance, Assad could be required to take verifiable steps to alter his country’s political system. He may be forced to extinguish his appetite for violence against his people and depart earlier. Avarus animus nullo satiatur lucro. (A greedy mind is satisfied with no amount of gain.)

In the Parable of “The Rich Fool”, a wealthy man saw fit to build larger barns in which to store a bumper crop of grain never thinking to share with the needy. Immigration policies and programs of prosperous, industrialized Western countries demonstrate their goodwill and willingness to share in their success with the world. They have benefitted multitudes. Still, many citizens of those countries are angered that they have not shared in their countries’ success. Often, they are under paid, underemployed, worried about keeping their jobs, or languishing in hated jobs. They want political leaders to respond to them.

The Rich Fool

“The land of a rich man brought forth plentifully, and he thought to himself, ‘What shall I do, for I have nowhere to store my crops. And he said, ‘I will do this: I will pull down my barns, and build larger ones; and there I will store all of my grain and my goods. And I will say to my soul, ‘Soul, you have ample goods laid up for many years; take your ease, eat, drink, be merry.’ But God said him, ‘Fool! This night your soul is required of you; and the things you have prepared, whose will they be?’ ‘So is he who lays up treasure for himself, and is not rich toward God’.”

About this Parable, Rutler explains that the rich fool denies himself the happiness that comes from giving happiness to God, even though God does not need more happiness. Saint Augustine’s counsel helps one understand that the rich fool’s barns should have been “the bosoms of the needy, the houses of widows, the mouths of orphans and widows.”   In prosperous, industrialized Western countries, steady progress has allowed their citizens the chance to enjoy a standard of living most in other countries lack and desire. Immigration policies and programs of those Western countries demonstrate their goodwill and willingness to share in their success with the world. In recent years, multitudes have benefitted from those policies and programs. The high influx of legal immigrants has caused governments to continually consider ways to absorb them without straining services and infrastructure. Illegal immigrants have also strained those countries’ structures creating a debate among political leaders, domestic policy analysts, and law enforcement on how to act. Yet, an unsettling concern is the increased grumbling among citizens, the tax-payers of prosperous countries who, by any measure, have not enjoyed in their countries’ success. In the US, they have been dubbed “the disaffected.” Often, they are under paid, underemployed, worried about keeping their jobs, are a salary away from disaster, and languish in jobs they hate. Some feel that despite family ties, service and sacrifice in wars, and years of allegiance to their countries, they are being bypassed by newcomers. They want political leaders to respond to their needs, before responding to those of others abroad. A robust effort by US political leaders to resolve problems forestalling many citizens from sharing in their country’s success would well-exhibit the country’s goodwill toward its own people. On April 25, 2016, US President Barack Obama spoke on this issue in Hannover, Germany, saying: “Countries should not have to choose between responding to crises and investing in their people. So we need to pursue reforms to position us for long-term prosperity, and support demand and invest in the future. All of our countries, for example, could be investing more in infrastructure. All of our countries need invest in science and research and development that sparks new innovation and new industries. All of our countries have to invest in our young people, and make sure that they have the skills and the training and the education they need to adapt to this rapidly changing world.” Responding to the “disaffected” has also been a theme of candidates in the 2016 US Presidential Campaign. Candidates claim to have answers. Perhaps the one elected will respond to their needs. Divitiae effundendo magis quam coacervando, melius nitent: siquidem avaritia semper odiosos, claros largitas facit. (Wealth shines in spending, not amassing: to be close-fisted is hateful, to be open-handed splendid.)

A Very Satisfying, Very Valuable Read!

As mentioned initially, for greatcharlie.com’s readers, Hints of Heaven would not be a customary book selection as it does not directly concern foreign and defense policy. Still, reading Hints of Heaven will allow those primarily interested in international affairs to take a look at many urgent and important issues from a different and intriguing lens. This book is guaranteed to be an enjoyable respite, a very satisfying, very valued, read. There is nothing disappointing about it. Without reservations, greatcharlie.com recommends Hints of Heaven to its readers.

By Mark Edmond Clark

In the State of the Union Address, Obama Confronts Americans’ Fears; On Foreign Policy They Want to See Real Success

In his State of the Union Address, US President Barack Obama painted a picture of the US with a better standing in the world after seven years of his leadership. In 2016, Obama will make many speeches about his accomplishments to audiences at organized events. Yet, triumphalism does not equate to triumph. There is a continuous threat from terrorist groups. Countries such as Russia, Iran, and China remain in fierce competition with the US. They may seek to establish a new dynamic in which the power and interests of their countries are enhanced and the power and interests of the US are weakened.

In a January 12, 2016 New York Times article entitled, “Obama Confronts Americans’ Fears in State of the Union Speech,” it was reported US President Barack Obama painted a hopeful portrait of the nation after seven years of his leadership with a better standing in the world. Concerning foreign policy and national security, Obama defended his approach to taking on the Islamic State of Iraq and Greater Syria (ISIS) describing it as a dangerous threat to the US that must be dealt with but not an existential one, and not a force that warrants a commitment of US ground forces in Iraq and Syria. Obama highlighted his work in forging a nuclear deal with Iran, opening a new era of relations with Cuba, pressing for a global accord reached in Paris to combat climate change and efforts to stop the spread of Ebola. He also explained the US is uniquely positioned to rally other countries to solve global problems.

In 2016, Obama will make many speeches about his accomplishments to audiences at organized events. Loyal Obama supporters and fans and other Democrats will be at every venue, a flutter at every word he utters about his presidency. Doyens of the political realm in the US will make glowing public orations, descants and publish paeans in honor of the president, celebrating his administration’s accomplishments. Having twice vanquished all opposition to Obama in national elections, and after completing nearly eight years of work, some measure of triumphalism is expected to be heard from him, his senior officials, and his staff. It would be expected even more of an administration marked particularly by its obsession over the president’s legacy. The final year of his last term is the ideal time to set the record straight and control the narrative. Iucunda memoria est praeteritorum malorum. (Pleasant is the memory of past troubles.)

Still, triumphalism, highlighting the administration’s perceived achievements on foreign policy, does not equate to triumph. Real success cannot be determined by levels of applause from fans. Doubts have been expressed even among Democrats over many of the administration’s foreign policy efforts. The forces of tyranny and darkness still hold a prominent place on the international stage. Whether signature efforts by the administration have created real change or will be sustainable remains uncertain. The renowned wit and retired late night US television talk show host, David Letterman, once joked, “every military operation has to have a name so people can get behind it and they now have a name for the war against ISIS: Operation Hillary’s Problem.”   Whether Letterman engaged in a successful dalliance as a visionary regarding former US Secretary of State Hillary Clinton’s election as the next US president remains to be seen. Still, his main point was clear. The Obama administration has not successfully acted against ISIS and was seemingly passing on that problem, and other important ones, to the next US administration. However, sitting on issues in order to hand them over to a new administration is not a wise choice. In addition to the continuous threat of terrorism from ISIS, al-Qaeda, Hezbollah and other groups worldwide, countries such as Russia, Iran, and China while interacting with the US still remain in fierce competition with it strategically, ideologically. They may now hope to exploit perceived advantages and establish a new dynamic in which the power and interests of their countries are enhanced and the power and interests of the US are weakened. Approaches exist to prevent that from occurring or at least minimize any negative results. They may not allow the administration to declare triumph, but may allow it to honestly claim it left a satisfactory foreign policy legacy.

Creating a Foreign Policy Legacy

During Obama’s campaign for the 2008 Presidential Election, he was recognized as a man of vision, a seeker, filled with smart words, no less than the breath of life. His speeches were indeed balanced, teeming with inspiration. In photos, videos and in his writings and speeches during that first presidential campaign and during the initial stages of his first term, it was clear that Obama was very passionate, a man seemingly haunted by his vision of an even brighter future for the US. Yet, having is not the same as wanting. As time passed, there were some successes, but there were also failures. Mistakes were also made, particularly in the area of foreign policy. They came to office believing the policy issues have been misunderstood and solutions are only temporarily hidden. In decision making, spirit and vision would be given primacy over vested interests, realism. That was the case of the US response toward countries in the Middle East during the Arab Spring and to the opposition movements in Ukraine. The administration’s foreign policy seemed driven by a self-neglectful virtue that would allegedly melt all physical and ideological boundaries with a charity that the US believes gives hope to those it perceives as helpless. The administration wished to become no less than an anathema to tyrants, pointing always to the hallmark of their oppressive regimes which is a lack of respect for the dignity of others. The administration would contest how those regimes would typically act upon citizens: not with constitutional authority, but with raw power. Yet, the Obama administration also in no way wanted to be associated with the policies of the previous administration of US President George W. Bush which was perceived as willing to lash out without delay at its adversaries. Instead of projecting authentic US strength globally, the administration proffered the idea that the US could rely upon multilateral solutions. That would allow it to minimize US intervention on the ground, but require joint action from allies and partners who were undertaking dramatic military cuts and were facing economic difficulties. Those countries were also very aware that warfare lately has been asymmetric, not set piece engagements to win quickly. No Western European country with real military capabilities would commit requisite or robust forces to take on risks globally, especially if its political leaders felt that the issue at hand did not fall within their interests. Countries possessing far less capabilities than the US in regions where there were urgent and important crises brewing, were also hesitant to act unless matters fell directly in their interests. Obama repeatedly presented his notion of multilateralism to a US public confused about the contrast between the certitude with which Obama spoke, and regular breakdowns in the administration’s foreign policy initiatives that were being implemented. When the administration thought efforts under this multilateral concept coalesced as an outcome of initial success in Libya, things soured resulting in multiple failures from the controversial loss of US diplomatic and military personnel to the development of struggle between competing factions and Islamic militants aligned with ISIS and Al-Qaeda.

The Obama administration did not invent the US Government. The government that the administration took control of has always been viewed as stable, solid, reassuring. It has been the source of so much hope not only of foreign capitals but individuals worldwide. Now, the image has grown of the US in retreat, perhaps wounded by its ventures in Iraq and Afghanistan. It is no longer seen by all as a champion of right but as a cold calculator. Its leaders know the price of everything but not the value of relationships the US once held close. Seeing the failed results of its approach, exasperated European leaders have not responded with mockery, sarcasm, or insolence; at least not publicly. Leaders of Germany and the United Kingdom have tried to give courage, to fortify the administration. Viciousness has done much harm in history. Still, the worst crimes, the worst disasters in history have been the work of the timid, the mediocre. For years, many will feel the Obama administration stood passively in the face of evil.

As an authentic military superpower, the US has a clear upper hand over all of its likely opponents. Any assessment otherwise would not be genuine. The administration has been reluctant to use US military power. Adversaries, upon recognizing this, seemingly downplayed concerns over US capabilities to impose its will and simply considered how to impose their own will, regionally and globally. Soon their narrative exposed a defective perspective that the US lacked the ability to deliver a knockout blow. Subtly, opponents worked tirelessly on the US, enjoying the freedom to act in the world, knowing that beyond the diplomatic table, using economic weapons such as sanctions, and revoking membership in collective economic groups, little else would occur. Possible limitations on what could be done would only be set by the Obama administration’s time in office. It is already clear that the dynamic between the US and many countries has changed. It remains to be seen whether US opponents will attempt to administer some type of coup de grace in the administration’s final months, ensuring that it will not have a positive foreign policy legacy. The following are some possibilities, “stripped to the bone”.

Above is a photo of a deep underground military base in Iran. The Obama administration hopes to be known for attempting to create better relations with long time foes such as Iran and Cuba. However, results of its efforts may very well prove that the administration was acting on a charming fantasy. It approached those countries unlike previous administrations. In Tehran, the Obama administration has no friend. Tehran would not hesitate to exploit the administration or betray it.

Iran

Certainly, the Obama administration will be known for attempting to create union with long time foes such as Iran and Cuba. Its approach to those countries was unlike that of previous administrations. In past cases, the US projected that strength, and US diplomacy was supported in many cases by the credible threat of force. Indeed, the previous US administration emphasized to Iran that the US had the intention and capability to impose its will on them and it had no ability to impose its will on the US.   Leaders in Tehran rejected that approach. Iranian President Hassan Rouhani stated in his 2013 inaugural address, “To have interactions with Iran, there should be talks based on an equal position, building mutual trust and respect, and reducing enmity.” Iranian negotiators managed to acquire that “requisite” degree of equality. To facilitate the establishment of talks with the P5+1 (the US, United Kingdom, France, China, Russia, and Germany), the Obama administration did not impose its will on Iran using strength, rather it negotiated with Iran under the fiction that all parties to the talks were equals. US strength was negated. Having managed to arrange the environment to maximize their ability to achieve success, Iranian negotiators came to the talks confident in their positions. The Iranians flatly denied they wanted to develop a nuclear weapons capability, insisting Iran’s program is limited to the peaceful generation of electricity and medical research. Iran’s Foreign Minister, Mohamad Javad Zarif, and the Iranian negotiating team were under extraordinary pressure from Iran’s Supreme Leader, Ayatollah Ali Khamenei, the Iranian Revolutionary Guard Corps (IRGC) and other hardline elements in Iran, to secure an agreement that recognized Iran’s right to have a nuclear program, including the right to enrich uranium and held the line on that issue. As Zarif told the ISNA news agency in November 2014, “Not only do we consider that Iran’s right to enrich is unnegotiable, but we see no need for that to be recognized as ‘a right’, because this right is inalienable and all countries must respect that.”

Close contact with US negotiators for months allowed the Iranians a real chance to look into their thinking of US negotiators. The Iranians discerned they were witnessing the impact of the Obama administration’s “legacy quest.” White House officials and US political pundits spoke and wrote about US President Barack Obama’s desire to establish his legacy. US negotiators were pushing for a deal in order to claim an historic foreign policy success. So strong was the sense that the US might be willing to make risky concessions, that Zarif stated in the Iranian media, “There are indicators that John Kerry is inclined [to advance the nuclear matter in Iran’s interests].” The Iranians became more tenacious than ever in the talks. There was also a discernible change in Obama’s discussion of taking military action against Iran as the talks progressed. Threats vanished. The administration went as far as to say there was nothing effectively could be done militarily to halt Iran’s program. The narrative of the US changed.

The Joint Comprehensive Plan of Action (JCPOA) was signed on July 14, 2015. With safeguards, the administration believes the framework agreement will cut down Iran’s breakout time capacity to the point that it would take at least 12 months to amass enough uranium enriched to weapons grade for one bomb. Enhanced international inspections and monitoring would be set up to help discourage Iran from violating the agreement. The hope is noncompliance by Iran at declared or potential undeclared sites would be detected through enhanced monitoring by the international community and promptly disrupted. The consequence of noncompliance would likely be limited to economic sanctions which may not be enough to restrain hardliners driven to build a weapon. The results of the administration’s efforts may prove that it was acting on a charming fantasy.

Reportedly, Tehran took part of its nuclear program outside of Iran long before signing the Iran deal. One possibility, found in news reports unearthed by Christian Thiels of ARD German TV, is that Iran is working with North Korea to develop a weapon. Alleged evidence was their joint operation of nuclear complexes located at Deir al-Zor and Kibar in Syria. It is possible that the January 6, 2016 North Korean nuclear test may have been a cooperative test of Iranian warheads or a test of warheads made by North Korea for Iran.

There have been reports that Tehran took part of its nuclear program outside of Iran long before signing the JCPOA. One possibility, found in news reports unearthed by Christian Thiels of ARD German TV, is that Iran is working with North Korea in other countries to develop a weapon. (During the Cold War, the US encouraged joint work by its allies such as France, the United Kingdom, Israel, and South Africa, on the development of nuclear capabiltites.) The first evidence was their joint operation of nuclear complexes located at Deir al-Zor and Kibar in Syria. On September 5, 2007, Israeli aircraft and special operations forces attacked and destroyed them. The International Atomic Energy Agency (IAEA) confirmed that Kibar was a nuclear weapons development site. There is the possibility that other facilities exist in Syria. According to Der Spiegel, one may be underground, west of Qusayr, about 2 km from the Lebanese border. It is possible that the January 6, 2016 North Korean nuclear test may have been a cooperative test of Iranian warheads or a test of warheads made by North Korea for Iran. The Obama administration has no friend in the regime in Tehran. Tehran would not hesitate to exploit it or betray it. Equo ne credite! (Do not trust the horse! [Referring to the Trojan Horse.])

European governments and large European firms now seek to renew economic ties and develop business with Iran. As those linkages are established, the chance that the US could pull allies away from potential profits due to a “potential threat” a nuclear Iran might pose is lessened. The argument would be made that economic ties would serve to lessen hostilities between Iran and their countries. Threats to use force against Iran would have little meaning at that point as too many statements on why US military power should be withheld have already been made. At best, the Obama administration could increase sanctions on North Korea over nuclear weapons tests showing Pyongyang that it would be impractical to support any possible Iranian covert Iranian overseas nuclear program. It could also make it publicly known that the US is still developing greater capabilities to destroy deep underground military bases as those in Iran. If Iran is trying to cross the line or has crossed the line, at least the next administration would be better able to back diplomacy with force.

ISIS on parade in Mosul. When the ISIS blitzkrieg in Iraq began in June 2014, the Obama administration’s response included pushing then Iraqi Prime Minister Nuri Kamal al-Maliki to establish a representative government, to include Sunnis and Kurds. As the Iraqi Security Forces were being routed by ISIS, Obama refused to give the Iraqis military aid unless they tried to bridge their divisions. Maliki stepped down. Haider al-Abadi took over with a mandate to create a government reflecting Iraq’s ethno-religious diversity and gain the trust of disaffected Sunnis so they would fight ISIS rather than support it.

Iraq

When the ISIS blitzkrieg in Iraq began on June 9, 2014, the response of the administration of the US President Barack Obama included pushing then Iraqi Prime Minister Nuri Kamal al-Maliki to establish a representative government, to include Sunnis and Kurds. It was designed as an effort to heal the rifts being exploited by the insurgents. ISIS was able to capture large parts of the country’s western and northern provinces during their offensive because Sunni residents threw their support to it after the Maliki government stopped paying the Sunni tribal fighters who had previously helped fight ISIS’s precursor, Al-Qaeda in Iraq. As the Iraqi Security Forces were being routed by ISIS, Obama insisted that no US military help would be provided unless Iraqis tried to bridge their divisions. US Secretary of State John Kerry tried to make headway with Maliki. After a protracted political crisis, the Iraqi Parliament voted to have Maliki step down. Haider al-Abadi took over with a mandate to create a government more representative of Iraq’s ethno-religious groups and gain the trust of Iraq’s disaffected Sunnis so they would fight ISIS rather than support it. His early performance encouraged US and Iraqi officials.

In support of Abadi’s government, the US deployed 3,500 US troops to Iraq with the mission to help train and reorganize the highly fractured Iraqi Army. It had dwindled to nearly half its size from the 50 brigades it had when the US forces left in 2011. US military troops prepared the Iraqi Army for its fight to retake Ramadi. A fight to retake Mosul was being planned for 2016. Iran would hardly tolerate any loss of control or surrender its interests in Iraq due to the Obama administration’s actions. Knowing the representative government that the US sought for Iraq could not be easily created, Iran’s leaders likely assumed the US would not succeed. Tehran went ahead and expressed reserved support for Abadi. Yet, by late 2014, Abadi began to lean toward Iran and challenge the US regarding its level of support. Causality for his change in perspective was likely a combination of weariness from political infighting in Baghdad, the struggle to balance his ties to sectarian groups, pressure from his own Shi’a community, and Iran’s battlefield efforts. Abadi may have also questioned the Obama administration’s will to engage in long-term fight with ISIS. His rebellious attitude was evinced in a December 1, 2014 interview with the Lebanese-based Al-Mayadeen Television. Abadi reportedly stated, “While the United States was hesitant to help Iraqi armed forces amid security threats to Baghdad, Iran was swift to provide assistance to its crisis-torn Arab neighbor.” Iran has heavily committed itself to Iraq.  With greater control over the Shi’a community and increased influence with the Kurds through its military efforts, Iran has placed itself in a better position to shape Iraq politically and economically. How Iran would ameliorate Iraq’s sectarian struggle is uncertain.

To support Abadi’s government, the US deployed 3,500 US troops to Iraq to help train and reorganize the highly fractured Iraqi Army. Yet, by late 2014, Abadi began to lean toward Iran and challenge the US regarding its level of support. While the US was hesitant to help Iraqi Security Forces as ISIS marched toward Baghdad, Abadi observed that Iran was swift to provide assistance. Having established greater control over the Shi’a community and increased its influence with the Kurds through its military efforts, Iran is now in a better position to shape Iraq politically, economically, and perhaps socially, with effort.

The road Iran is creating for Abadi may be either a path toward a stable, secure and unified Iraq, with a representative government or a blind alley which will lead to greater sectarian violence. If Iran’s efforts concern it, the Obama administration should consider how it can create a straight path for Abadi to travel. That does not mean pushing him from behind with demands. It means leading the way with concrete steps and working closely with Abadi, as a partner, to accomplish things. Baghdad should have positive ties with its neighbor, Iran. Yet, the US can improve its relationship with Iraq. Surely, it could further enable Iraq’s fight against ISIS, and help stem the flow of foreign fighters into the country. Even more, it could further advance Iraq’s position on the world stage by helping it generate significant business and economic ties worldwide, beyond the oil and gas industry, even while Baghdad copes with ISIS and sectarian issues. Clarior e tenebris! ([I shine] out of the darkness more brightly!)

The Obama administration decided to provide the Syrian Opposition Movement its support in 2012 with the hope that Assad could be pressured to the negotiating table by Free Syrian Army advances and eventually agree to step down under a settlement. So far, Assad’s hold on the reins of power remains unaffected. Moreover, Syrian Opposition leaders discovered that taking on the Syrian Armed Forces and their allies is an enormous task. Now with Russia in the mix, they are well out of their depth. The Obama administration has implemented a failed policy against Assad’s regime.

Syria

The Obama administration decided to provide the Syrian Opposition Movement its support in 2012 with the hope that Assad could be pressured to the negotiating table by Free Syrian Army advances and eventually agree to step down under a settlement. So far, Assad’s hold on the reins of power remains unaffected. Moreover, Syrian Opposition leaders discovered that taking on the Syrian Armed Forces and their allies is an enormous task. Rebel fighters found themselves in trouble early on and now with Russia in the mix, they recognize that they are well out of their depth. Just keeping the Opposition together politically has been difficult. Foreign diplomats must regularly act as mediators to hold the Opposition’s diverse groups together. Opposition military leaders have not shown any greater ability to unify their forces. The Obama administration has implemented a failed policy of battling Assad’s regime to force him to step down via negotiations. Obama expressed that view on CBS NEWS “60 Minutes”, saying: “. . . I’ve been skeptical from the get go about the notion that we were going to effectively create this proxy army inside of Syria. My goal has been to test the proposition, can we be able to train and equip a moderate Opposition that’s willing to fight ISIL [ISIS]? And what we’ve learned is that as long as Assad remains in power, it is very difficult to get those folks to focus their attention on ISIL [ISIS]? He went on to state: “. . . There is no doubt it did not work.” A new government in Syria favorable to the West could not have been created by the Opposition at the civil war’s start and cannot be created by it now. The Opposition could fight on against the Assad regime minus support, but it would lose, especially with ISIS present. Cuiusvis hominis est errare, nullius nisi insipientis in errore perseverare. (Anyone can err, but only a fool persists in his fault.)

ISIS and Al-Qaeda linked Islamic militant groups in Syria have reached a considerable size and strength. The goals of ISIS and similar groups were never compatible with those of the Opposition. While mainstream Opposition forces were directed at creating the basis for a transition to a democratic style government in Damascus for all Syrians, ISIS and Al-Qaeda affiliated groups sought to create an Islamic State on Syrian territory. At one point, the Obama administration seemed willing to let the entire Syrian episode pass, while continuing a small, questionable assistance effort, projecting toughness through legal maneuvers, and allowing Assad to remain in power. Certainly, Assad is not immortal. It could have been surmised that the Assad regime, under great strain and facing endless warfare, would not survive in the long-run. It seems the Obama administration assumed Assad’s benefactors in Moscow and Tehran would grow fatigued with high-expenditures and losses without advancing their cause. US military action in Syria has been limited to airstrikes by a US-led anti-ISIS coalition. That tack left the door open for others to operate freely in Syria to impose their will. Since 2013, Iran’s IRGC-Quds Force has trained and equipped the National Defense Forces (organized shabiha or paramilitary units), and has fought alongside Hezbollah and Iraqi Shi’a militiamen. Moreover, Iran has since moved up the “ladder of escalation.” Syrian, Iranian, and Iranian sponsored troops have managed to coordinate and cooperate well on the battlefield. Some 2000 fighters from Hezbollah, sponsored by Iran, were also part of the main attack on Qusayr and took on the mop-up operations there. Syrian and Iranian troops took on rebels in Homs and other points in Homs province. Russia more recently intervened militarily in Syria, it has targeted leaders of ISIS—and other Islamic militant groups such as Al-Qaeda linked Jabhat al-Nusra—when identified. Since October 2015, command, control, and communications centers of ISIS have been struck, limiting ISIS’ ability to direct its fighters. Training centers have been destroyed. Fighting positions of ISIS in front of Russian allies have been degraded with close air support and heavy strikes by Russia. Presumably they will provide close air support for an offensive by their allies.

US military action in Syria has primarily been airstrikes by a US-led anti-ISIS coalition. That has left the door open for other countries to impose their will on the ground. Since 2013, Iran’s IRGC-Quds Force has trained and equipped the National Defense Forces, and fight alongside Hezbollah and Iraqi Shi’a militiamen. Iran has since moved up the “ladder of escalation.” In Syria, Russia has targeted ISIS’ command, control, and communications centers. If Russia gets a handle on the situation there, the US might need to tolerate an Assad regime strongly influenced by Russia and Iran.

New talks have been set up under UN Security Council Resolution 2254. However, long before factions of the Syrian Opposition might get their act together for the UN Talks, and before the first vote is cast in UN monitored elections, Russia and its allies may take steps to keep Assad in power. If Russia gets a handle on the situation there, despite UN Talks, the US may be given little choice but to tolerate an Assad regime strongly influenced by Russia and Iran. For the Syrian people, some trapped in the clutches of ISIS and knocked around in the middle of the war zone, others situated in giant refugee camps in neighboring states, or relocated as ex-patriots in Western and Arab states, a sustainable, secure peace in their country would be the best outcome.

Putin may want to maintain an environment of confrontation for the US and EU leaders. He supports countries behind many of the foreign policy problems that the Obama administration faces. Enough speeches and statements heard from the Obama administration on why US military power should be withheld have been made to create doubt that the US would respond to Russian actions outside its borders.

Russia

Russian Federation President Vladimir Putin wants to change the narrative which has Russia coming in a distant second to the US. Since the fall of the Soviet Union, Putin has been the authentic face of the Russian government. Putin and his closest advisers share a view that the greatest danger to Russia comes from the West. They believe Western governments are driven to weaken Russia, create disorder, and make their country dependent of Western technologies. Dimitry Medvedev was Russian Federation President when Obama came to office. So comfortable was Obama with Medvedev that he went as far as to declare a new era between the two former Cold War adversaries existed. Little was done to build a relationship with Putin who was serving as Russia’s Prime Minister and was the real power in Moscow. Putin began his third term as Russia’s president on May 7, 2012. Based on positive signals from Medvedev on nuclear arms reductions, administration officials got the idea that Putin would also consider proposals on it. When Putin expressed disinterest, administration officials insisted that he agree to reductions in both nations’ nuclear arsenals. Putin then out rightly rejected their proposals. Obama administration officials reacted poorly. Putin’s decision was viewed within the Obama administration as ending the president’s signature effort to transform Russian-American relations and potentially dooming his aspirations for further nuclear arms cuts before leaving office.   Apparently retaliating against Putin over his decision on its nuclear proposals, on August 7, 2013, the White House cancelled a September summit meeting in Moscow for Obama and Putin. Relations were so bad in 2013 that Andrei Piontovsky, executive director of the Strategic Studies Center in Moscow was quoted in an August 7, 2013, New York Times article as saying, “Putin sensed weakness in Mr. Obama that could lead to more dangerous confrontations.” He further stated, “Putin openly despises your president, forgive my bluntness.”

There was no easy way to repair the relationship. In our media conscious culture, timidity easily takes the form of affected joviality, hoping to diffuse tension by amiability, a hug or a slap on the back and then the dialogue can begin. Any political leader who thinks the way to diffuse the tension with Putin is to play the minstrel is only signaling insecurity. This was the case at a news conference between Obama and Putin in Northern Ireland in June 2013. When Obama tried a little levity stating, “We compared notes on President Putin’s expertise in judo and my declining skills in basketball and we both agreed that as you get older it takes more time to recover.” Instead of playing along, Putin retorted, “The president wants to relax me with his statement of age.” By 2014, Putin’s anger toward the US and EU worsened. Soon, there were regular incursions of Russian bombers and fighters in NATO airspace, Russian warships in NATO waters, and Russian claims made on the Arctic. Putin had already shown a willingness to intervene in the former Soviet republics. Examples include his actions in Georgia and Ukraine and his proposal for a “Eurasian Union”, an economic alliance that would include former Soviet Republics such as Belarus, Kazakhstan, Armenia, Moldova, Uzbekistan, and Tajikistan. By taking action in Syria, Putin showed he is also ready to secure Russia’s interests abroad.

The leaders of Germany (despite some controversial energy sector matters) and the United Kingdom are not fans of Putin and have encouraged Obama to stand firm in his dealings with him. Yet, some other European allies fear facing greater problems from Putin. Coping with his abrasive side can be tough. Still, Putin has also shown considerable restraint in tough situations as the Turkish shoot-down of a Russian Federation fighter jet. What Obama could try to do is create a dialogue with Putin about opportunities missed, opportunities still on the table, and the need to establish better relations for the US and Russia, not just for Putin and Obama.

Putin may want to maintain an environment of confrontation for the US and EU leaders. He supports countries behind many of the foreign policy problems that the Obama administration faces. Enough speeches and statements have been made by the Obama administration, on why US military power should be withheld, to create doubt that the US would respond to Russian actions outside its borders. Keeping all European allies unified and resolute could become more difficult as some may fear facing greater problems from him. The administration will have diplomatic contact and telephone communications with Putin, but keeping a brave face on while coping with his aggressive side will be tough. Still, Putin has also shown considerable restraint in tough situations such as the Turkish shoot-down of a Russian Federation fighter jet. What Obama could do is create a dialogue with Putin about opportunities missed, opportunities still on the table, and the need to establish better relations for the US and Russia, not just for Putin and Obama. The more meetings the two can have in 2016, the better. That would be to the benefit of the people of both countries long-term. Gutta cavat lapidem [non vi sed saepe cadendo]. A water drop hollows a stone [not by force, but by falling often].

The Way Forward

Graviore manent. (Heavier things remain.) Panegyrics for Obama and his administration have already begun to make their way into the media. Still, the specter remains of unresolved policy issues with the potential to worsen and become far more intractable. Arguments can be made that an environment in which such problems could grow was allowed to exist due to the delinquency of the administration. The result of such perceived inadequacies and failures could possibly be passed on to the next administration. A decision to simply sit on problems or contain them would be wrong and likely viewed as a pitfall of fear and resignation. There are approaches the Obama administration could take to defeat or defuse problems it may face from its adversaries. A few were presented here more boiled to the marrow than stripped to the bone as originally promised.

Candidates for the presidency have expressed concern over the same issues in campaign speeches and during debates. Perhaps those who can do better will take office and actually do better during their time in office. It is impossible for deeds to be undone. The Obama administration has done what it wanted to do on foreign policy. When God gives his grace to us, he gives us what we do not deserve. When God gives his mercy to us, he does not give us what we deserve. The Obama administration may very well be able to ride out its final year reflecting publicly on things that are pleasing to remember. However, it is always best to act than react. Setting an agenda for action would be the best action to take.