Senators Reassure Wary Baltic Nations That US Won’t Abandon NATO: Meanwhile, Latvia Shapes Its Own Fate

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Latvian National Guard troops in small unit training (above). Latvia is fully blended in the mix of defense preparations with its fellow NATO Members, Estonia and Lithuania, to deter or fight Russia and Belarus. A huge military build-up supported by the US, the EU, and NATO has been a necessary step taken by leaders in Riga. However, they are also using diplomacy to search for common ground with Russia and Belarus, and recently signed a defense cooperation agreement with Minsk.

According to a December 27, 2016 New York Times article entitled, “Senators Reassure Wary Baltic Nations That US Won’t Abandon NATO,” US Senators John McCain, Lindsey Graham, and Amy Klobuchar arrived in Tallinn, Estonia on December 27th to reassure Baltic countries that the US remained committed to their defense and to the NATO alliance. At the time, Estonia, Latvia, and Lithuania had expressed concern that the new US President-elect Donald Trump might not uphold the longstanding US commitment to their defense from the Russian Federation and its military partner, Belarus. That notion was predicated on statements Trump made during the election campaign. At a December 27th news conference with Estonia’s Prime Minister Juri Ratas, McCain remarked, “I am convinced and certain that our relations, and the American relationship with NATO, will remain the same.”  He further stated, “Our relationship is more important than perhaps it’s been in a long time,” and said he would support a permanent US troop presence, not just a rotation. About 5,000 US troops have rotated through Estonia since April 2014. Other stops on the Senators’ trip were Latvia, Lithuania, Ukraine, and Georgia. Ojars Eriks Kalnins, the chairman of the foreign affairs committee of the Latvian Parliament (Saeima) and a former Latvian ambassador to the US was interviewed by phone for the New York Times article. Kalnins noted that Congressional Democrats and Republicans had tried to reassure the Baltic States for months that US policy toward European security would not change. Kalnins expressed optimism, saying “Our hope is that his administration will come around to backing the ongoing policy toward NATO and the Baltics.” Interestingly, he went on to state, “I don’t think there is a plausible scenario for Russia invading the Baltics. To be honest, I’m more concerned about the fate of Ukraine.” Since the time of the Senators visit, Trump has sought to ameliorate his comments on NATO by saying in an interview with The Times of London and Bild that the alliance “is very important to me.” Duo lepores qui insequitur, neutrum capit. (Who chases two rabbits, catches neither.)

Latvia is fully blended in the mix of defense preparations with its fellow NATO Members in the Baltics to deter or fight Russia and its allies. Initiating a military build up supported by the US, the EU, and NATO, with urgency and diligence was a necessary and admirable course for the leadership in Riga to take. Since 2014, Latvia has one of the fastest growing defense budgets in the world. That growth will be sustained until 2018 and will be well over 2 percent GDP by then. Defense is a crucial issue for Latvia, however, there are other dimensions country of great importance to Latvians such as the economy. It problems require significant attention, too! The West has engaged in efforts to ensure Latvia received foreign economic assistance. It has stemmed some problem. Still, that help has essentially been a bromide for Latvia’s economic woes. Worse, it may have slowed Latvia on the road to self-directed stability. Some officials in Riga have developed a dependency on that aid, making plans around it, but not all have.

In addition to its own initiative, Latvia has been driven by the West’s friendly but insistent voice to devote so much attention, energy, and money to defense. As a result, its economy has become an ancillary story. The leadership in Riga is undoubtedly appreciative of the West’s assistance, but paramount to them, much as the leaders in any national capital, is maintaining their country’s solvency and unity. Not to be impolitic, but for Western countries working with Latvia, the true priority is their own interests. It is possible that in private, leaders in Riga might admit that they sense themselves as being confined on a path of succumbing to obligations stemming from its membership in regional military alliances. From a more extreme perspective, some leaders in Riga may want to overcome a nagging sense that Latvia has become Western powers’ “ball to play with.” Concerns among the Latvians and their Baltic neighbors over Western perceptions of them seemed to be manifested by their recent complaints over the use of the term “former Soviet republics” in the media to describe them. Riga is entitled to set its own national priorities, and with regard to security, devise its own military plans and diplomatic ones to quell both potential and real threats. That certainly does not mean leaders in Riga might have some interest in breaking away from any of its security arrangements. However, they apparently view it as reasonable to use diplomacy to search for common ground with Russia and Belarus, in tandem with their military build-up. Neither its Baltic neighbors nor other NATO members could truly welcome a decision by Latvia to take such an independent diplomatic tack. Yet, success would allow Riga to focus more on Latvia’s other problems and become less absorbed by defense. Riga has recently made diplomatic moves of some significance with Minsk and with Moscow. Non quia difficilia sunt non audemus sed quia non audemus difficilia sunt. (It is not because things are difficult that we do not dare, but because we do not dare that things are difficult.)

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The Republic of Latvia is one of the three Baltic States in Northern Europe. It is bordered by Estonia to the north, Lithuania to the south, Russia to the east, and Belarus to the southeast. Although Latvia, Estonia, and Lithuania are sovereign countries, for decades they have maintained cooperative arrangements. They are linked today. Latvia is fully blended in the mix of defense preparations with its Baltic neighbors Yet, also of great importance to Latvians are economic woes besetting their country.

Latvia in Brief

The Republic of Latvia is one of the three Baltic States in Northern Europe. It is bordered by Estonia to the north, Lithuania to the south, Russia to the east, and Belarus to the southeast. Its coastline to the west on the Baltic Sea is 531 km and forms a maritime border with Sweden. Latvia has approximately 1,957,200 inhabitants and a total territory of 64,589 km2.  Latvia was originally established as a democratic parliamentary republic in 1918 on 18 November 1918. However, its de facto independence was interrupted during World War II. In 1940, the country was forcibly incorporated into the Soviet Union, invaded and occupied by Nazi Germany in 1941, and re-occupied by the Soviets in 1944 to form the Latvian Soviet Socialist Republic for fifty years. The “Singing Revolution” that started in 1987 called for the Baltic States emancipation from Soviet rule. It ended with the Declaration on the Restoration of Independence of the Republic of Latvia on 4 May 1990, and restoring de facto independence on 21 August 1991. In Latvia, the central government in Riga, the capital, is supreme, and the administrative divisions only exercise powers delegated to them by the Central government. There are 118 administrative divisions, of which 109 are municipalities and 9 are cities.  Latvians and Livs are the indigenous people of Latvia. Latvian is the country’s official language. Despite foreign rule from the 13th to 20th centuries, the Latvian nation maintained its identity throughout the generations via the language and musical traditions. A demographic profile of Latvia provided by Index Mundi indicates Latvians comprise 61.1 percent of the population. As a consequence of the Soviet occupation,  ethnic Russians comprise 26.2 percent of the population, some of whom are non-citizens. Belarusians make up 3.5 percent of the population, Ukrainians represent 2.3 percent,   represent 2.2 percent, and Lithuanians are 1.3 percent. Remaining groups represent 3.4 percent of the population. Until World War II, Latvia had significant minorities of ethnic Germans and Jews. Latvia is historically predominantly Protestant Lutheran, except for the Latgale region in the southeast, which has historically been predominantly Roman Catholic. The Russian population has also brought a significant portion of Eastern Orthodox Christians. Latvia is a member of the EU, NATO, the UN, the Council of Europe, Organization Economic Cooperation and Development, Organization for Security and Cooperation in Europe (OSCE), and World Trade Organization (WTO), the International Monetary Fund (IMF), the Council of Baltic Sea States, Nordic Baltic Cooperation, Nordic Investment Bank. For 2014, Latvia is listed 46th on the Human Development Index and as a high income country as of January 1, 2017.

At the Foundation of Baltic Unity

Latvia, Estonia, and Lithuania are often looked upon in the West as a matched set of three countries. To an extent, they are! Although each established its sovereignty separately, the three entered into a cooperative arrangement known as the trilateral Treaty on Concord and Cooperation, signed in Geneva on September 12, 1934. Turbulent events beginning at the start of World War II had all three Baltic States initially sucked into the Soviet Union, then invaded and occupied by Nazi Germany, and finally re-occupied and reincorporated as Soviet republics. The West continued to recognize the sovereignty of the three countries. Following the collapse of the Soviet Union, the Baltic States signed the Declaration on Unity and Cooperation on May 12, 1990 in Tallinn, restoring cooperation between Lithuania, Latvia and Estonia. Pursuant to the Geneva Treaty, the Baltic Council was established in 1990. The Baltic Council of Ministers (BCM), formed at the meeting of Baltic Prime Ministers in Tallinn on June 13, 1994, established an institution of trilateral intergovernmental cooperation. There was also an Agreement on Baltic Parliamentary and Governmental cooperation signed in Tallinn on the same day. These agreements are at the foundation of what is known as Baltic unity.  When the Baltic States joined the EU and NATO, the BCM was reformed and adjusted to the changed environment. It still operates under the guidance of the Prime Ministers’ Council, and the Cooperation Council, which comprises the ministers of foreign affairs, and coordinates the activity of the Committees of Senior Officials (CSO). In accord with the Terms of Reference, the Committees of Senior Officials act in five areas of cooperation at the expert level. If necessary, Task Forces are established by the Prime Ministers’ Council. The Prime Ministers’ Council determines specific task to be performed by a Task Force within time parameters. The Secretariat arranges the activities of the BCM. The Secretariat is staffed by officers of the foreign ministries of the three Baltic States responsible for the countries cooperation. Under the initiative of the chairmanship of the BCM, the Secretariat does the preparatory work for the meetings of the Prime Ministers’ Council and Cooperation Council. The chairmanship starts at the beginning of every calendar year. The country with the chairmanship directs work done on all levels of cooperation. Perhaps 2016 was the best year for Latvia to engage in its daring and optimistic diplomacy with Belarus and Russia. Latvia held the BCM chairmanship and presided over the Baltic Assembly (BA).

The BA is an international organization established on November 8, 1991 aimed at promoting cooperation between the Baltic States’ parliaments. The BA works under a statute entered into force on October 31, 1993. The Protocol amending the Agreement on Baltic Parliamentary and Governmental Cooperation was signed on November 28, 2003 in Vilnius. The Baltic Council is an annual joint meeting held by the BCM and the BA. This meeting includes a session of the BA, a meeting between the Presidium of the BA and Cooperation Council of the BCM, and a meeting of the Cooperation Council of the BCM.  A report by the Chairman of the Cooperation Council to the BA session must be prepared on: cooperation between the Baltic States in the previous year; activities related to the resolutions adopted by the BA during the current year; and, plans for future cooperation. Although Latvia was open enough to engage in diplomatic efforts with Belarus and Russia while at the helm of the BCM and BA, its approach to those countries did not lead Estonia and Lithuania to take similar action. There was certainly no abatement of Estonia and Lithuania’s fears over Russian and Belarusian actions and intentions.

Latvia’s Poor Economy – A Special Problem

Albeit as a result of the precarious economic situation it has faced for nearly a decade, Latvia, to make use of a phrase from the Bundesliga, carries the red lantern among the Baltic States. From 1999 to 2007, Latvia had one of the highest GDP growth rates in Europe. However, the Latvian economy entered a phase of fiscal contraction during the second half of 2008 after an extended period of credit-based speculation and unrealistic appreciation in real estate values. Growth was mainly driven by growth of domestic consumption, financed by a serious increase of private debt, as well as a negative foreign trade balance. The prices of real estate, which were at some points growing by approximately 5 percent a month, were long perceived to be too high for the economy, which mainly produces low-value goods and raw materials. Ignoring recommendations from the IMF and others to break their peg to the euro and devalue the currency, the Latvians instead embarked on a brutal programme of “internal devaluation,” improving competitiveness by slashing wages and prices. After losing access to capital markets, and accepting a $10.5 billion bail-out from the IMF and the EU, the government implemented an austerity plan worth 17 percent of GDP over four years. Problems were exacerbated by the global economic crisis, shortage of credit and huge money resources used for the bailout of Parex bank. In 2008, Parex, then the second-largest bank in Latvia, was nationalized. In the end, Latvia had to take $2.35 billion in aid from the IMF for the bank’s bail out. The Latvian economy fell 18 percent in the first three months of 2009, the biggest fall in the EU.  The unemployment rate in Latvia rose sharply in this period from a low of 5.4 percent in November 2007 to over 22 percent. In April 2010, Latvia had the highest unemployment rate in the EU, at 22.5 percent. In July 2012, the IMF concluded that the First Post-Program Monitoring Discussions with the Republic of Latvia, announcing that Latvia’s economy was recovering strongly since 2010, following the deep downturn in 2008–09. However, while some in the West define Latvia as a success, others call it the best example of an apparent Western tendency to cloak disaster with positive statements. Net economic growth in Latvia had been nonexistent since 2006. Reportedly, the collapse was severe enough that Latvia still had not returned it to its pre-crisis peak of activity.  Latvia should have labeled a catastrophe. Even now, unemployment is around 9.5 percent, which is still high and real wages are about 5 percent smaller than they were back in 2007. Even more alarming for the country’s long-term economic prospects is loss of Latvia’s loss of more than 300,000 people since 2000. Its population has dropped from around 2.3 million to about 2 million. Many Latvians were prompted to seek out better opportunities in the rest of the EU due to the financial crisis.

In 2014 the GDP of Latvia was $31.3 billion and its GDP per capita was $23,500. Latvia is the 78th largest export economy in the world and the 34th most complex economy according to the Economic Complexity Index (ECI). Records indicate Latvia increased exports at an annualized rate of 12.3 percent, from $7.98 billion in 2009 to $14.3 billion in 2014. Imports stood at $17.2 billion, resulting in a negative trade balance of $2.93 billion. The top exports of Latvia are Refined Petroleum ($1.22 billion), Sawn Wood ($730 million), Crude Petroleum ($644 million), Hard Liquor ($556 million) and Broadcasting Equipment ($394 million), using the 1992 revision of the HS (Harmonized System) classification. Its top imports are Refined Petroleum ($2 billion), Broadcasting Equipment ($666 million), Petroleum Gas ($600 million), Cars ($599 million) and Packaged Medicaments ($519 million). The top export destinations of Latvia are Lithuania ($2.31 billion), Russia ($1.3 billion), Estonia ($938 million), Belarus ($854 million) and Germany ($851 million). The top import origins are Lithuania ($2.69 billion), Russia ($2.02 billion), Poland ($1.74 billion), Germany ($1.71 billion) and Estonia ($1.17 billion). The top import origins of Latvia are Lithuania ($2.69 billion), Russia ($2.02 billion), Poland ($1.74 billion), Germany ($1.71 billion) and Estonia ($1.17 billion).

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Most transit traffic in Latvia uses the ports of Riga, Liepāja, and Ventspils (above). Half the cargo is crude oil and oil products. In addition to road and railway connections, Ventspils is also linked to oil extraction fields and transportation routes of Russian Federation via a system of two pipelines. The Russian state-owned pipeline operator Transneft plans to halt oil product operations at Ventspils and Riga as of 2018. Its chief executive officer said by 2018 Russia’s cargo flow to the Baltic States will be zero.

Latvia’s transport sector is around 14 percent of GDP. Transit between Russia and Belarus is considerable. Three biggest ports of Latvia are located in Riga, Liepāja, and Ventspils. Most transit traffic uses them and half the cargo is crude oil and oil products. Ventspils is one of the busiest ports in the Baltic States. Along with its road and railway connections, Ventspils is also linked to oil extraction fields and transportation routes of Russian Federation via system of two pipelines from Polotsk, Belarus. Latvia operates Inčukalns underground gas storage facility, one of the largest underground gas storage facilities in Europe and the only one in the Baltic States. However, the future of Latvia’s transport and energy sectors appears uncertain. Riga has sought to meet EU regulations and reduce its dependence on energy supplies from Russia. However, that process has created the opportunity for Russia to essentially pull the rug from under Latvia. The Russian state-owned pipeline operator Transneft plans to halt oil product operations at Latvia’s ports of Ventspils and Riga as of 2018, and redirect volumes to the Russian Baltic Sea ports of Ust-Luga and Primorsk and the Russian Black Sea port of Novorossiisk. During a meeting with Russian Federation President Vladimir Putin, on September 13, 2015, Transneft’s chief executive officer, Nikolai Tokarev, said, “We will re-orient the cargo turnover from the Baltic ports of Ventspils, Riga to our Baltic ports–of Ust-Luga and Primorsk–as well as to Novorossiisk.” Tokarev predicted turnover at Latvia’s ports would shrink to 5 million metric tons (mt) in 2016 from 9 million mt in 2015. He further stated “By 2018 we will reduce this cargo flow to the Baltic states to zero. We will fill up our ports, because there is capacity surplus.” Transneft plans to convert some of the pipeline capacity not being used for crude to transport oil products to Primorsk and Novorossiisk.

Currently, a former crude pipeline, the Yaroslav-Kirishi 2, is being converted to carry diesel to Primorsk and is due to be operational in October. The converted pipeline, which will run along the already functioning Kstovo-Primorsk trunk, will allow Transneft to expand the capacity of the so-called North, or Sever, diesel pipeline running to the Baltic port of Primorsk to 25 million mt per year from November 2017, earlier than the previously planned 2020. Russia exports only diesel via pipeline, with currently two pipelines shipping Euro 5, or 10 parts per million (ppm) max sulfur diesel, to the Baltic ports of Primorsk and Ventspils. Gasoil continues to be shipped by rail, but Baltic ports have become an outlet for a large proportion of all ultra low sulfur diesel supply to Northwest Europe. Last October, the pipeline to Ventspils fully switched to 10 ppm diesel flows. Russian products flows through the Baltic ports – Sillamae, Klaipeda, Riga, Tallinn, had all been shrinking. Russia halted crude exports via Ventspils more than a decade ago, but continued to ship gasoil and subsequently ULSD via the pipeline to the Latvian port. However, transshipment volumes through Ventspils Nafta Terminals on the Baltic Sea have also been dwindling. Ventspils, which is majority owned by trader Vitol, handled 4.29 million mt of oil products in the first half of the year, down 27.3 percent from a year earlier. Russian pipeline volumes continued their downward trend in the first half of 2016, with LatRosTrans transporting 2.4 million mt, down from 2.98 million mt in the first half of 2015. The terminal also handles products delivered by rail from Russia and Belarus. According to traders, it is now being filled with ultra low sulfur diesel.

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Latvia’s Incukalns underground gas storage facility (above) is one the largest in Europe. It was built during the Soviet era to meet the region’s needs, including northwestern Russia. However, Incukalns entered th 2016-2017 winter season one-third empty. Total injections have dropped to 1.25 billion cubic metres (bcm) from 1.6 bcm in 2015 and 1.9 bcm in 2014. At the end of the 2016 injection season, it had 1.53 bcm of gas in storage, the lowest level since 2000. The future of Latvia’s energy sector is uncertain.

Latvia’s gas utility, Latvijas Gaze is set to transfer part of its assets – including one of Europe’s largest underground gas storage facilities, Incukalns – to Latvia’s future gas grid and storage operator Conexus Baltic Grid, ahead of a planned market liberalisation in April 2017. The current owners of Latvijas Gaze – Russia’s Gazprom, Germany’s Uniper and Latvia’s Itera Latvija – which have a combined stake of slightly over 68 percent, will have to divest shares in Conexus by the end of 2017 due to legal requirements. Latvijas Gaze’s restructuring is a part of wider gas market reforms approved by the Latvian parliament in February 2016 in an effort to meet EU regulations. and reduce dependence on energy supplies from Russia. The European infrastructure fund Marguerite, which holds a 28.97 percent stake in Latvijas Gaze, plans to stay in Conexus after the restructuring, it told Reuters in an email. The fund declined to say whether it might want to increase its stake in Conexus. The storage facility, built during the Soviet era to meet the needs of the wider region, including northwestern Russia, is entering this winter season one-third empty. Gazprom and Estonian utility Eesti Gaas have not injected any new gas at Incukalns in 2016. Total injections have dropped to 1.25 billion cubic meters (bcm) from 1.6 bcm year ago and 1.9 bcm in 2014. At the end of the injection season, which runs from April until October, it had 1.53 bcm of gas in storage, the lowest level since at least 2000. This includes 0.2 bcm of gas Gazprom injected for Russia’s needs during the previous year. Estonian customers told Latvijas Gaze they could meet their needs by direct imports from Russia, while Gazprom said it also had no need to store more gas. While the drop in injections coincides with the Latvian parliament’s decision to end Gazprom’s supply monopoly, both Latvian officials and the Russian supplier said the reasons were economic. Russia has spare capacity to deliver gas to its St Petersburg region, previously also supplied from the Latvian storage facility, as it prepares to build the Nord Stream 2 pipeline to Germany across the Baltic Sea. Ivars Scerbickis, head of Incukalns gas storage, said “Historically, Incukalns’ role has been indisputable in the region.” He went on to state, “Now it’s a challenge for us to keep it the same.”  Latvian officials hope that Gazprom will use Incukalns after market liberalisation to ensure security of supplies, especially during cold winters when demand spikes. Latvia may be hoping to acquire Finland and Poland as new customer when new gas links are built from Estonia and Lithuania by around 2020. Ibit, ibIt eo quo vis qui zonam perdidit. (The one who loses his money belt will go where you wish.)

Latvia: A Russian Military Target

Russian Federation President Vladimir Putin finds causality for the misunderstandings and crises with the West over Eastern Europe in actions taken 25 years ago with the fall of the Berlin Wall. Putin explained at the 2007 Munich Security Conference and many times since that former NATO Secretary General Manfred Wörner had guaranteed that NATO would not expand eastwards after the fall of the Wall. Moreover, he has pointed to the statements of German parliamentarian Egon Bahr who explained on June 26, 1990: “If we do not now undertake clear steps to prevent a division of Europe, this will lead to Russia’s isolation.” In a Bild interview on January 11, 2016, Putin pointed to what he described as a very concrete suggestion by Bahr on how that danger could be averted: “the USA, the Soviet Union and the concerned states themselves should redefine a zone in Central Europe that would not be accessible to NATO with its military structures.” When the Bild interviewer pointed out to Putin that under NATO’s rules and self-understanding it can accept free countries as members if they want to be members and meet certain requirements.  Putin responded, “Nowhere is it written that NATO had to accept certain countries. All that would have been required to refrain from doing so was political will. But people didn’t not want to.” Putin declared the reason for NATO’s lack of restraint was “NATO and the USA wanted complete victory over the Soviet Union. They wanted to sit on the throne in Europe alone.”

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Russian Federation President Vladimir Putin (right) and Russian Federation Defense Minister Sergei Shoigu (left). Some Western analysts conclude Russia’s centuries old habit of devouring bordering countries puts Latvia and it Baltic neighbors at risk. Others say Putin seeks hegemony over them due to his beliefs about Russian nationhood and historical destiny. Putin says NATO guaranteed Russia that it would “not expand eastward” and it is doing so knowing it “will lead to Russia’s isolation.”

However, some Russia experts do not believe that Putin is driven by the failure of the West to honor its post-Cold War commitments to Russia. Hillary Appel of Claremont McKenna College asserts that Russia has a centuries old habit of devouring for bordering countries as the Latvia, Estonia, and Lithuania  as a means of ensuring its physical control of their territory.  She explains that was Russia built its empire that way. It was a stratagem quite different from that of Britain and France, whose empires were built upon the conquest of distant, unconnected territories on other continents. Russia’s approach left it the largest country in the world geographically, even after the republics of its Soviet empire sought independence. Appel proffers that after ascending to power, Putin in words and deeds as both Prime minister and president refused to accept the further dissolution of Russian controlled territory, and through what she describes as tremendous brutality and violence in Chechnya, thwarting Chechen designs for independence.

Paul Miller of the University of Texas, explains that Putin is not driven by cold calculations of rational self-interest, because no human is. Putin believes hegemony over Russia’s near-abroad is necessary for Russian security because of his beliefs about Russian nationhood and historical destiny. Putin and his advisers are not mere nationalist. Miller believes Putin and his advisers may be driven by “peculiar form of Russian nationalism infused with religion, destiny, and messianism.” As part of that narrative, Russia is the guardian of Orthodox Christianity and has a mission to protect and expand the faith. Miller believes that a truly rational Russia would not see NATO and EU expansion as a threat, because the liberal order is open and inclusive and would actually augment Russia’s security and prosperity. If Putin and his advisers see the world through the prism of Russian religious nationalism, Miller states, “the West is inherently a threat because of its degeneracy and globalism.” Indeed, to them, Miller proffers, “NATO is not the benign guarantor of liberal order in Europe, but the hostile agent of the degenerate West and the primary obstacle to Russian greatness.” To that extent, Putin’s grand strategy, Miller says, requires breaking NATO and making the Article V mutual security guarantee meaningless.Putin has already succeeded in eroding NATO’s credibility. His last two targets, Georgia and Ukraine, were not NATO members, but in 2008 had been explicitly and publicly assured that they would be granted Membership Action Plans. By occupying those countries Putin has assured they would never join NATO in the near term as Miller asserts no country will ever join NATO while being partly occupied by Russia.

The Baltic States are NATO Members. Due to that, Miller explains that Putin would unlikely send large formations of uniformed Russian soldiers over the international border as even the most cautious NATO members will not ignore an overt conventional invasion. Miller believes Putin will instigate an ambiguous militarized crisis using deniable proxies, probably in the next two years. Miller outlined what might be observed as follows:  1) Perhaps many among the 25 percent of Latvians or Estonians who are ethnically Russian will begin rioting, protesting for their rights, claiming to be persecuted, and asking for “international protection;” 2) A suspiciously well armed and well trained “Popular Front for the Liberation of the Russian Baltics” will appear; 3) A few high-profile assassinations and bombings bring the Baltics to the edge of civil war. 4) A low-grade insurgency may emerge. 4) Russia will block all UN Security Council resolutions, but will offer its unilateral services as a peacekeeper; 5) The North Atlantic Council will meet. 6) Poland will lead the effort to invoke Article V, declare the Baltics under Russian attack, and rally collective defense against Russian aggression. 7) The Germans and French will fiercely resist. Everyone will look to the US to see which way the alliance leader tilts. 8) If the Alliance does not invoke Article V, NATO’s mutual security guarantee becomes functionally meaningless. 9) No NATO Member will put any faith in the treaty to guarantee it’s own defense against Russia in the future. Some Eastern European countries may choose to join up with Russia. 10) Others, starting with Poland, will begin arming to the teeth.

In January 2016, the Russian Defense Ministry announced the formation of a new Baltic command, which would have 60,000 troops—three motor rifle divisions—stationed near the western region of Russia, bordering Estonia, Latvia, and Lithuania. In addition, Russia is expanding its Baltic Fleet and has deployed a new generation of surface-to-air missiles into the Kaliningrad region, bordering on Poland and Lithuania. Kaliber missiles can launch nuclear warheads. The Russian warships Serpukhov and Zeleny Dol were recently added to the Baltic Fleet, armed with long-range, new-generation cruise missiles. Russia even held four days of civil defense drills, involving 40 million Russian citizens, underscoring the country’s readiness for war. The most recent maneuvers by the Baltic Fleet involved a simulated attack on US warships in the Sea.

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Many in the Baltics feel they will fall prey to the same territorial ambitions Russia displayed in Crimea in 2014. Under a new State Defense Concept, Latvia’s defense budget will be increased to 2 percent of GDP by 2018. It earmarked 20 percent of the budget for purchasing new equipment.  It also states the Armed Forces in peacetime will number 17,500 men to include: 6,500 from the professional ranks; 8,000 from the National Guard troops; and, 3,000 from the reserves.

Latvia’s Response: 2016 State Defense Concept

Many in the Baltic States feel they will be next to fall prey to Russia’s territorial ambitions, which it demonstrated by annexing Crimea in 2014. When one hears the tempest swirl, it is rational to prepare a defense against the storm. At the core of Latvia’s national security concerns is the threat from Russia. Factors influencing that perspective include Russia’s annexation of Crimea, the clandestine war in eastern Ukraine, and Moscow’s heightened military force on patrol off the coasts of the Baltics and Western Europe. Western analysts conclude the Russia’s deployment of nuclear capable Iskander missiles to its Kaliningrad province between Poland and Lithuania underscored Moscow’s efforts to intimidate the Baltics and the West. Much as all other European countries, Latvia must also devote new attention to the continuing encroachment of the ISIS threat from the Middle East. The developing security environment has driven Latvia to give greater attention to security policy and the strengthening of defense capabilities on the national and international levels. Membership in NATO and the EU play a decisive role in Latvia’s security policy, and Latvia is actively participating in these organizations as well as bilaterally with its allies in order to bolster its own security and the security of its region. In this regard, Riga accepts that it is in Latvia’s national interest to establish arrangements for a sustained NATO military presence on Latvian territory that in turn bolster both the deterrent posture and real defense of the alliance against the Russian threat. Of equal  importance is increasing the capabilities of NATO rapid reaction forces to better enable them to assist all member states in an emergency. Latvia welcomed the increase in the NATO Response Force (NRF) to 40,000 troops which are ready to respond in a few days’ time. Some 5,000 troops of the NRF serve in the Very High Readiness Joint Task Force (VJTF) which is ready respond to any Russian moves on Europe’s eastern front within hours. Latvia is one of six NATO members in which NATO Force Integration Units (NFIUs) have been established. In an emergency, these units would be instrumental in facilitating the rapid deployment of military combat forces, ensuring that they could operate effectively on Latvia’s land and sea and in the air. Additionally, the NFIUs allow regional NATO Members to implement a coordinated program for military exercises.

In addition to conventional attack, Latvia, much as Paul Miller prognosticated, might be facing foreign efforts at subversion and insurgency, characteristic of hybrid warfare. Reportedly, Russia, using hybrid warfare, has sought to destabilize governments and societies by direct means and other elements as well. Those other elements may include cyber-attacks, disinformation and propaganda campaigns, intelligence operations, the application of coercion ranging from economic pressure to the leverage using energy supplies as an instrument, the use of disguised military personnel, and the use of terrorists and armed groups as proxies for various types of attacks. Plans for Latvia’s response to both the conventional and hybrid attacks have been coalesced in a new national security strategy, the 2016 State Defense Concept. The Concept specifies eight major challenges for Latvia’s security and measures to prevent them: external challenges, foreign intelligence and special services, military threats, threats to social unity, threats to information community, economic challenges, international terrorism and cyber-terrorism. Latvia’s priorities are to reinforce its borders, to improve its refugee policy and to prevent radicalization risks. To thwart threats posed by foreign intelligence and special services, the Concept indicated that Latvia should develop its national security and counterespionage services and should undertake preventive policies. The country should also develop public mass media, reduce the influence of Russian mass media specifically, control foreign investment, and ensure stable energy supplies. Since hybrid warfare can be used independently or in tandem with conventional military attacks, Latvia actively contributes to NATO and EU efforts to seek the most effective solutions to counter hybrid threats, including in the information space.

Latvia’s defense budget will be increased to 2 percent of GDP by 2018, according to the Concept. The strategy further states that the Latvian Armed Forces in peacetime will number 17,500 men which will include 6,500 from the professional ranks, 8,000 from the National Guard troops and 3,000 from the reserves. Moreover, 20 percent of the defense budget will be earmarked for the purchase of new equipment. Priorities concerning the armed forces included the strengthening the operational capability of the Latvian Armed Forces, the further integration of the National Guard within the Armed Forces, strengthening the Special Tasks Unit–special operations forces–as well as boosting early-warning capabilities, airspace surveillance and air defense. Finally, the document emphasizes the integration and regional cooperation of the three Baltic States’ militaries. On June 16, 2016, Latvia’s Saeima approved the government’s national security strategy.

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A Latvian soldier and Estonian soldier perform check their equipment (above). The Latvian Armed Forces’ priorities include bolstering its operational capabilities, the further integration of the National Guard within the Armed Forces, strengthening the Special Tasks Unit–special operations forces–as well as boosting early-warning capabilities, airspace surveillance and air defense. Emphasis is also being placed on the integration and regional cooperation of the Baltic States’ militaries.

NATO’s Commitments to Latvia and Its Baltic Neighbors

At the Summit Meeting of NATO Heads of State and Government from July 8 to July 9 2016 in Warsaw, Poland, it was agreed that combat forces would be deployed into the three Baltic States and Poland. That force will consist of seven combat brigades, including three heavy armored brigades, backed up by air power and land fire. In February, a US battalion task force of about 900 soldiers from Viselk, Germany, accompanied by smaller United Kingdom and Romanian units, will be deployed to Orzysk, Poland. That force will be backed by United Kingdom Typhoon fighter jets, which will begin patrols over the Black Sea. They will be joined in Europe later by a brigade combat team from Fort Carson, Colorado equipped with tanks and other heavy equipment and a combat aviation brigade from Fort Drum, New York.  All of the US troops are scheduled to be in place by June 2017. The United Kingdom will send a battalion of 800 troops to Estonia. It will be supported by French and Danish troops starting from May 2017. Canada will send 450 troops to Latvia, who will joined by 140 troops from Italy. Germany has promised to send between 400 and 600 troops to Lithuania, along with forces from the Netherlands, Norway, Belgium, Croatia and Luxembourg. The deployment will cost NATO Member States $2.7 billion a year. The US Navy has deployed four Arleigh Burke class destroyers equipped with AEGIS missile defense systems to Rota, Spain. A separate land-based AEGIS system is being constructed in Romania on the Black Sea.

NATO Secretary-General Jens Stoltenberg said the troop contributions to a new 4,000-strong force in the Baltics and Eastern Europe were a measured response to what the alliance believes are some 330,000 Russian troops stationed on Russia’s western flank near Moscow. Canada’s Chief of the Defence Staff, General Jonathan Vance remarked about the deployments, “What deterrence looks like is that it raises the threshold of risk (for Russia). It may be slight, but it is definitely there.” He further explained, “You can use the term ‘tripwire’ as descriptors, but what it really does is raise that calculus of risk. Do you take any steps against a NATO nation given that the alliance has decided to put in very credible combat forces?” Commenting about the armed forces of Estonia, Latvia, and Lithuania following a visit to the Baltic States in 2016, the commander of the US Special Operations Command, US Army General Raymond Thomas stated, “They’re scared to death of Russia.” He further stated, “They are very open about that. They’re desperate for our leadership.” Hannibal ad portas! (Hannibal is at the gates!)

Former Deputy Supreme Allied Commander in Europe, United Kingdom General Sir Richard Shirreff, wrote a CNN assessment October 21, 2016, warned that if Russia puts one soldier across the borders of the Baltic States, it means war with NATO. Latvia, Estonia, and Lithuania have been members of NATO since 2004 and are therefore protected under Article V of the Washington Treaty, the founding document of NATO, which states that an attack on one is an attack on all. A Russian attack on the Baltic States puts the US at war with Russia—meaning nuclear war, because Russia integrates nuclear weapons into every aspect of its military doctrine. Shirreff stated pointedly, “And don’t think Russia would limit itself to the use of tactical nuclear weapons in Europe. Any form of nuclear release by the Russians would almost certainly precipitate nuclear retaliation by the United States.”

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Canadian Army troops (above). At the 2016 Summit Meeting of NATO Heads of State and Government, it was agreed that NATO would deploy combat forces into the three Baltic States and Poland. Canada will send 450 troops to Latvia. They will be joined by 140 Italian troops. Canada’s Chief of the Defence Staff, General Jonathan Vance said about the deployments, “What deterrence looks like is that it raises the threshold of risk (for Russia). It may be slight, but it is definitely there.”

Baltic Air Policing – “Latvia’s Air Power”

After the Baltic States joined NATO in 2004, the immediate commitment of alliance its three new members was nonstop policing of their airspace. Initially, Baltic Air Policing was conducted by NATO Member States on a three-month rotation from Lithuania’s First Air Force Base in Zokniai/Šiauliai International Airport, near the northern city of Šiauliai, and starting 2014 at the Ämari Air Base in Harju County, Estonia. Starting with the Turkish deployment, rotations changed to a four-month basis. Usual deployments consist of four fighter aircraft with between 50 and 100 support personnel. However, all member nations contribute in some form to the NATO Air policing, be it through the use of national aerial surveillance systems, air traffic management, interceptor aircraft or other air defence measures. NATO Air Policing requires making an Air Surveillance and Control System, an Air Command and Control structure and Quick Reaction Alert (Interceptor) aircraft continuously available.

Russian military aircraft near the Baltic Sea were intercepted by NATO jets 110 times in 2016. According to NATO, that number was lower than the 160 intercepts recorded in 2015 and the 140 in 2014. However, this greatly exceeds the number of aerial encounters above the Baltic Sea before Russia’s annexation of Crimea in 2014; in 2013, NATO fighter jets intercepted Russian aircraft 43 times. Belgian Air Force Major General Thierry Dupont, commander of NATO’s Combined Air Operations Center, says that the number of intercepts has increased since 2014 because Russia is flying more aircraft in Baltic airspace, but also because the alliance has increased its air policing capabilities. The vast majority of the interceptions were made before any incursion into sovereign allied airspace, although over the last 12 months Estonia has reported at least six airspace violations by Russian jets. Moscow has denied the accusations. Dupont told Newsweek, “One of NATO’s roles is to preserve the integrity of the Allies’ airspace,” He further stated, “Missions like the Baltic Air Policing demonstrate NATO’s resolve and capability to ensure protection across Allies’ airspace, including those Allies that do not have their own Air Policing assets.”

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Two German Typhoon fighters performing Baltic Air Policing duties (above). When the Baltic States joined NATO in 2004, the alliance’s first visible commitment to them was policing their airspace. Belgian Air Force Major General Thierry Dupont, commander of NATO’s Combined Air Operations Center, stated: “Missions like the Baltic Air Policing demonstrate NATO’s resolve and capability to ensure protection across Allies’ airspace, including those Allies that do not have their own Air Policing assets.”

In War as I Knew It, US Army General George Patton explained, “We should not plan and then try to make circumstances fit those plans. Instead we should make plans to fit the circumstances.” Despite the Baltic Air Policing and beefed-up ground deployments opposites Russian forces in the Baltics and elsewhere, there are many Western defense analysts who believe that the NATO response is too weak, and, as the result, is an invitation for Russia to take aggressive action. Upon hearing that, some officials in Riga might begin to consider what can really been gained by its robust military build-up. In his assessment for CNN, Shirreff called for a much larger NATO deployment into the Baltics and Eastern Europe, one that would represent a credible deterrent, rather than a token force that could be over-run within hours. The Supreme Allied Commander in Europe, US Army General Curtis Scaparrotti has agreed with Shirreff, but has not specified the force size and composition required to provide a credible deterrent.

A RAND Corporation study prepared for US Department of Defense centered on several tabletop war games, based on the Russian deployments into the Crimea. The war games were played by US military officers and civilian officials over several months between 2014-2015. The game ended with a disastrous defeat for NATO in a matter of days. The study found that NATO forces being deployed to the Baltics, were small. Those forces lacked the vehicles and firepower to take on the Russian juggernaut of heavy tanks and mechanized vehicles opposite them. It indicated that NATO ground troops lacked anti-aircraft artillery to fend off Russian warplanes in a wartime scenario. According to the study, “By and large, NATO’s infantry found themselves unable even to retreat successfully and were destroyed in place.” Regarding US and allied air power, despite its ability to strike in depth against advancing Russian forces, destroying many in place and disrupting and delaying the attacks of others, US and allied air commanders would need to limit the number of aircraft dedicated to that mission and deploy them to negating the capabilities of Russia’s air defenses and provide air cover against Russian air attacks on rear areas. It was accepted that Russian forces would be able to smash through NATO defenses and drive on to Riga or Tallinn within 36 to 60 hours. The RAND study assessed that US and its allies would be left with three equally unpalatable options. NATO could launch a prolonged counter-offensive to take back the Baltic capitals; NATO could threaten Moscow with direct attack; or NATO could accept the outcome of the Russian lightning strikes and devise a long-term counter-strategy. The RAND study concluded that options one and two would lead to nuclear war; option three would result in a new Cold War that could eventually go hot. In discussing a possible way forward, the RAND study indicated that through “due diligence” and bolstering its defenses, NATO would send “a message to Moscow of serious commitment and one of reassurance to all NATO members and to all US allies and partners worldwide.” Esse quam videri. (To be rather than to seem.)

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A RAND study assessed that Russian Federation forces could smash through NATO defenses and drive on targets such as Riga or Tallinn within 36 to 60 hours, leaving the US and NATO Allies with three equally unpalatable options. NATO could launch a prolonged counter-offensive to take back the Baltic capitals; NATO could threaten Moscow with direct attack; or NATO could accept the outcome of the Russian strikes and devise a long-term counter-strategy.

Has Latvia Found a Self-Directed Path?

Animus in consulendo liber. (Free spirit to decide.) When he told the New York Times, “I don’t think there is a plausible scenario for Russia invading the Baltics,” Kalnins revealed much. Latvia serves as an element of what is essentially a militarized buffer between the West and possible aggression from the east.  However, Riga may want to dial down from the hardline stance it has been taking and no longer be almost singularly engrossed in military affairs. Regarding diplomacy, the most important mission of Latvian diplomats has been creating arrangements for a long-term NATO military presence in Latvia as a defense against any threats to its territory and bolster alliance defenses from the east as well. Apparently, Latvia’s leaders would like to use diplomacy to enhance established bilateral ties with Belarus and Russia. Before diplomatic efforts of this type actually began with Belarus, and to some degree with Russia, the Latvian Ministry of Defense publicly indicated that it would not exclude engaging in dialogue in order to promote trust between two countries.  Moreover, Riga seemed to hope delicate and simple talks with Belarus and Russia could have some palliative effect and convince them that Latvia and the other Baltic States pose no threat to their interests. Riga would certainly like for them to be assured that Latvia would not provide an prospective avenue upon which the West would invade Russia. An invasion from its direction was among attacks prognosticated by the Russian Federation General Staff in their Plan of Defense of the Russian Federation.

During an official visit to Latvia by the Belarusian Minister of Defense, Lieutenant General Andrei Ravkov on December 5 to December 6, 2016, Latvia and Belarus signed an agreement on defense cooperation. Prior to the meeting, Latvian Defense Ministry announced that the text of the agreement that involved Latvia and Belarus would not be released, a standard practice. However, it was also indicated before the meeting that the agreement would concern defense cooperation between the Latvian Ministry of Defense and the Belarus Ministry of Defense. The goal would be to promote cooperation between both countries in the fields of international security and defense policy, airspace surveillance, arms control, NATO’s Partnership for Peace program activities, military medicine, as well as environmental protection, cultural and sports activities in the armed forces. Ravkov’s visit also included congenial meetings between Latvian Minister of Defense Raimonds Bergmanis and Minister of Foreign Affairs Edgars Rinkevics. The parties discussed a wide range of issues, including bilateral military cooperation. The Belarusian delegation also visited a school in the city of Cesis that trains instructors for the National Armed Forces of Latvia. While the two countries have enjoyed what the Latvian Defense Ministry described as “fruitful cooperation” since 2004, to include a series of exchange visits and inspections taking place on both sides of the border, the signing of the agreement represents the creation of a new dimension of that relationship.

Wary officials among Latvia’s Baltic neighbors and other NATO allies might be that the willingness of Belarus to engage bilaterally with Latvia was based on a hope that it could poach Latvia from the West’s reserve. However, there is no apparent leverage Belarus could use to pry Latvia from the BCM, EU, NATO, or any other Western based organizations. There should also be little fear that Latvia officials and experts might be contaminated from contact with their Belarusian counterparts. The willingness of Belarus to talk is more likely part of an effort by Belarusian President Alexander Lukashenko to intensify fence mending efforts with the West. He managed to grab the attention of EU leaders in a positive way when he decided to free a number of political prisoners and host multiparty mediations in Minsk for the cease-fire in neighboring Ukraine. As of late, Belarusian diplomats have been pouring considerable energy in enhancing their country’s relations with the West, hoping to capitalize on Belarus’ newfound importance for regional stability. Suspicious officials among Latvia’s Baltic neighbors and other NATO allies might be that the willingness of Belarus to engage bilaterally with Latvia was based on a hope that it could pry from the West’s hand. However, it may be part of an effort by Belarusian President Alexander Lukashenko to mend fences with the West. He managed to grab the attention of EU leaders in a positive way when he decided to free a number of political prisoners and host multiparty mediations in Minsk for the cease-fire in neighboring Ukraine. As of late, Belarusian diplomats have been pouring considerable energy in enhancing their country’s relations with the West, hoping to capitalize on Belarus’ newfound importance for regional stability. Lukashenko’s current perspective of the EU appears to be reflected in his statements in favor of dialogue with it.  On March 5, 2016, Lukashenko explained: “The Europeans . . . are ready to cooperate with us, including for the sake of security in Europe. We say to them that we’re always open to [talking].”

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From December 5 to December 6, 2016, Belarusian Minister of Defense, Lieutenant General Andrei Ravkov made an official visit to Latvia. The visit included congenial meetings between Latvian Minister of Defense Raimonds Bergmanis and Minister of Foreign Affairs Edgars Rinkevics. Before Ravkov left, Latvia and Belarus signed an agreement on defense cooperation.

Regarding Russia, the Latvian Ministry of Defense said on December 8, 2016, its officials met with high-level Russian Federation Ministry of Defense officials to talks in Riga. The meeting’s purpose was to discuss what the Latvian Ministry of Defense said were “serious questions about the intentions of the neighboring country, including large-scale training on the Latvian border.” The original invitation for talks came from Russia.  In it, Latvian officials to go to Moscow to discuss regional security. Russia sent it to Latvia via its military attache in Riga on August 2016. Riga responded by sending a reply requesting that the Russians visit Riga for talks and using the same Russian Federation military attaché as a point of contact. In a statement issued on November 22, 2016, the Latvian Ministry of Defense explained, “Latvia has consistently pointed to the fact that Russian military activity in the border area, including the development of military infrastructure, raises serious questions about the intentions of the neighboring country. Moreover, Russia conducts military exercises without telling its neighbors about their time and place. Therefore, the meeting would aim to achieve greater transparency from the neighboring country’s side.” The meeting’s genesis was an invitation for talks from Russia in August 2016.  In it, Latvian officials were asked to come to Moscow to discuss regional security. Russia sent the invite to Latvia through its military attaché in Riga. Latvia responded by sending a reply requesting that the Russians visit Riga for talks and using the same Russian Federation military attaché as a point of contact. According to a press release from the Latvian Ministry of Defense, “During the discussions, the parties exchanged views on the security situation in the border area. The Latvian side emphasized that Russian military activities, including large-scale military exercises, development of military infrastructure and the creation of new military units raise concerns about Russia’s intentions and long-term ambitions in the region.” It went on to state, “Also the Latvian side emphasized that most of Russia’s advanced capabilities and large-scale training Latvian border are geared towards attack rather than defense. The released further proffered, “Considering also unfriendly and sometimes hostile rhetoric with regard to Latvia, it creates the need for Latvia to seek additional security guarantees and to step up cooperation with its allies in response to Russian military activities. Taking into account developments in the last year, the Latvian side at the meeting asked for an explanation for the scale of military activities and offered ways to reduce tensions.”

With the aim of promoting mutual openness and trust in military matters, a press release from the Latvian Ministry of Defense stated “the Latvian side offered in addition to the existing provisions of arms control, resulting from the OSCE’s Vienna Document, one further arms control evaluation visit and one inspection of Latvian-Russian border areas . . . .” Latvia also reportedly called upon Russia “to declare its readiness for greater transparency in military activities, not only in words but also in deeds.” There was no mention of what such “deeds” might be. The Russian Federation Ministry of Defense announced that there was a meeting of Defense experts in Riga on December 8th but it did not elaborate on the substance of the talks. While immediate gains of the meeting with Russian Federation Ministry of Defense officials were small relative to the product of the recent meetings and agreement with Belarusian Ministry of Defense officials, its importance must be measured by the fact that formal military cooperation between Russia and Latvia had been suspended since Russia’s 2014 action in Crimea. Officials agreed to continue the dialogue between defense ministry experts of both countries.

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Latvia (shaded gold) and its neighbors. The Latvian Ministry of Defense said on December 8, 2016, its officials met with high-level Russian Federation Ministry of Defense officials to talks in Riga. The meeting’s aim was to discuss what the Latvian Ministry of Defense said were “serious questions about the intentions of the neighboring country, including large-scale training on the Latvian border.” Russia announced defense experts met in Riga but gave no details on their talks.

The Way Forward

Threat identification and threat inflation are key elements in international affairs. As a result, over the last several decades, alarmism has been prominent in thinking about international security. However, deciding whether a threat is truly urgent and important is difficult, and has potential pitfalls. John Mueller of the CATO Institute explained that alarmism, when successfully generated, very frequently leads to two responses that are serially connected and often prove to be unwise, even dangerous. First, a threatening event is treated not as an aberration, but rather as a harbinger indicating that things have suddenly become much more dangerous, will remain so, and will become worse — an exercise that might be called “massive extrapolation.” Second, there is a tendency to lash out at the threat and to overspend to deal with it without much thought about alternative policies including ones that might advocate simply letting it be. Many in the Baltic States feel that they may fall prey to Russia’s territorial ambitions. The threat that Russia poses to the Baltic States is authentic, and when one hears the tempest swirl, it is rational to prepare a defense against the storm. Clearly, Riga believes that there are options other than simply preparing for all out war or appeasement, particularly given its economic circumstances. Stating that Latvia has the right decide how to proceed with its foreign and defense policy as well as its economic development may seem analogous to lending light to the sun. Still, while Riga has the freedom to act as it chooses, it may have felt, and may still feel, a bit constrained about moving confidently toward overtures and bilateral talks. In an apparent effort to show deference to those partners, it has moved in that direction at a deliberate pace. Talks and agreements may appear to some friends and foes alike as cracks in shield against potential Russian aggression. However, nothing that Latvian officials have ever said would lead anyone to think Riga would accept what might be called poor Russian behavior.

The renowned 19th century Prussian statesman, Otto von Bismarck has been quoted as saying: “A conquering army on the border will not be stopped by eloquence.” The renowned US conservative commentator and author, William F. Buckley, Jr. warned against the devilish conceit that peace might issue from concordance with evil.  While attending day school in London, Buckley coincidently passed through the airfield at Heston Aerodrome on the rainy evening of September 30, 1938 and saw United Kingdom Prime Minister Neville Chamberlain wave a piece of paper announcing “Peace in our time.” It is uncertain what Latvia’s latest exercise of free its will–diplomacy with Belarus and Russia–might look like in the end. There is the chance that an enterprise of this type, undertaken by Riga could collapse in a big heap. Perhaps nothing will change. Yet, Riga might just get its diplomatic effort with Belarus and Russia just right. Right actions tend to make for good deeds. The on-going enterprise holds out the promise of great rewards. Faber est suae quisque fortunae. (Every man is the artisan of his own fortune.)

How Russian Special Forces Are Shaping the Fight in Syria: Can the US Policy on Syria Be Gauged by Their Success?

During the fight for Palmyra, Islamic State of Iraq and Greater Syria (ISIS) took a photo (above) from the cellphone of a Russian spetsnaz officer reportedly killed in combat and posted it on the internet, apparently attempt to shame Russian forces fighting in Syria or claim some type victory. Instead, by posting the photo, they gave the whole world a glimpse of a few of the courageous Russians who have been gallantly fighting the scourge of ISIS. At Palmyra, Russia was seen fulfilling its promise to defeat ISIS and support Assad.

According to a March 29, 2016 Washington Post article entitled, “How Russian Special Forces Are Shaping the Fight In Syria,” Russian special forces (spetsnaz) operating on the front have remained mostly out of the public eye, but with the seizure of Palmyra in the Eastern Homs Province that is no longer the case. The article asserts Russian spetsnaz have come to the forefront of Russia’s Syria narrative because the battle for Palmyra plays into the rhetoric that Russia intervened to fight the Islamic State of Iraq and Greater Syria (ISIS). Chris Kozak, an analyst at the Institute for the Study of War was quoted in the article as saying involvement of spetsnaz in Palmyra “looks great.” He further stated, “. . . their involvement against opposition groups in Aleppo or Latakia doesn’t fit the narrative.” The Washington Post reports it is unclear when Russian spetsnaz began operations in Syria, though prior to Russia’s intervention there, Russian troops had long helped advise and train Syrian forces. Michael Kofman, an analyst focused on Russian military operations at the Washington think tank, the Center Naval Analyses (CNA), told the Washington Post that Russia operates several spetsnaz units in Syria, to include Zaslon, KSO, and detachments of reconnaissance teams. Zaslon is a special purpose group of the Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR made up from former spetsnaz troops. For some time, Zaslon has been in Syria providing support for Russian military and diplomatic personnel and standing ready to extract people, documents, or technologies Russia would not want to lose if Syrian Arab Republic President Bashar al-Assad’s regime began to collapse. KSO or Special Operations Forces Command is the Russian Federation’s equivalent to the US Joint Special Operations Command.

As it was explained in November 30, 2015 greatcharlie.com post entitled “Russia Plays Down Idea of Coalition with West to Strike ISIS in Syria; An Agreement IS Needed on Assad,” use of special purpose forces, spetsnaz, would likely be critical to the Russian effort. Spetsnaz can advise Russian allies, locate and designate targets for air strikes, and engage in direct action against ISIS to include locating and killing specific Islamic State of Iraq and Greater Syria (ISIS) leaders and conducting raids and ambushes against ISIS units. Kofman says, “Russian special forces are doing a lot of the targeting for Russian airstrikes and a lot of advising for the Syrians.” He said they also provide most of the intelligence on the ground for Russian airpower and help run Syrian operations. Spetsnaz appear to be participating in combat alongside Syrian troops at the tactical level. Kofman told the Washington Post that spetsnaz and advisers on the front line have helped Syrian troops and Assad’s allies consolidate gains and take ground, despite the hype surrounding the detachment of Russian aircraft in the country. He called them the glue that is helping the Syrians fight as a much more capable army.

Dum tempus habemus, operemur bonum. (While we have the time, let us do good.) The massive presence of ISIS in Syria created a predicament for both the Assad regime and the Syrian Opposition. ISIS was eventually recognized internationally as a bloody, murderous terrorist organization, murdering military prisoners, foreign hostages, and innocent civilians. Although the Assad regime supported by Russia and the Syrian Opposition was supported by US, and work was being done on the margins, neither superpower appeared willing or able to do what is necessary to support their Syrian beneficiaries. That all changed in September 2015, when Russia, following Iran, intervened militarily support to Assad. Many worldwide discovered for the first-time that Russia, just as the US, has very capable airpower assets and special forces.   US President Barack Obama stated on October 2, 2015: “An attempt by Russia and Iran to prop up Assad and try to pacify the population is just going to get them stuck in a quagmire and it won’t work.” Yet, absent a robust US effort with the Syrian Opposition to counter Putin’s move, Russia and its allies found themselves with room for some real open field running in Syria. Indeed, Russia has been on the move, propelling Iranian, Iranian-led, and Syrian forces forward rapidly. The success of spetsnaz units and other Russian forces in Syria has pressed the US to try to mitigate the damage of the prospective “loss” of Syria and failed policy of containing Assad until he could be removed at the negotiation table. The success of spetsnaz provides an interesting measure to gauge the collapse of that policy on the ground.

The Russian state media highly publicized the return of Russian Federation Air Force jets from Syria after Putin’s surprise withdrawal order on March 14, 2016. A percentage of Russian Federation forces were withdrawn. However, Putin had no intentions of abandoning Assad. What occurred at Palmyra should have served to dispel such rumors. The “Syrian Express”, the nickname given to the ships that have kept Russian Federation forces supplied in Syria, shipped more equipment and supplies to the Russian naval base at Tartus in the two weeks following Putin’s withdrawal announcement than it had two weeks prior.

Russia Goes In

Russian Federation forces entered Syria under the leadership of Russian Federation Army Colonel General Aleksandr Dvornikov in September 2015. Dvornikov formerly held the post of First Deputy Chief of Staff of the Central Military District. Supposedly few in Moscow knew Dvornikov had been assigned to Syria and details of combat operations developed and executed under his command remain classified. In an official interview with Rossiyskaya Gazeta in March 23, 2016, Dvornikov explained the situation facing his Russian Military Group in Syria upon arrival in-country as follows: “The terrorists who numbered more than 60,000 occupied around 70 percent of territory of Syria. Gangs had seized control of the major cities of Idlib. Palmyra, and Raqqa. The terrorists controlled a large part of the suburbs of Homs and Damascus, conducted large scale offensives in the province of Latakia and were preparing to surround and capture Aleppo. And the key Damascus-Aleppo highway, joining the south and north of the country, was under constant threat of blockade by the militants. On top of that, the government troops were exhausted after 4 years of hostilities and were holding off the terrorist offensives with great difficulty. The population was leaving the country en masse.” In addition to gloomy Russian assessments, alarms were sounded by Russia’s ally Iran. Allegedly from July 24, 2015 to July 26, 2015, Iranian Revolutionary Guards Corps (IRGC)-Quds Force (special forces) Commander, General (Sarlashkar) Qassem Suleimani held numerous meetings in Moscow. More importantly, Suleimani met with Putin and Russian Federation Defense Minister Sergei Shoigu. According to accounts of the meeting in Reuters, Suleimani outlined the Assad regime’s crumbling situation in Syria. He explained that Syrian Opposition forces were advancing toward the coast, threatening the heartland of Assad’s Alawite sect and endangering Tartus, where Russia maintains its only Mediterranean naval base. This reportedly alarmed the Russians who already understood matters were in steep decline militarily for the Assad regime. Suleimani then placed a map of Syria on the table and explained why there was still time to reverse the situation. Ratio et consilium propriae ducis arte. (Reason and deliberation are the proper skills of a general.)

After Russian Federation forces began operations in Syria, there was a change compared with things antecedent on the ground. In his Rossiyskaya Gazeta interview, Dvornikov outlined advances made by Russian, Iranian and Syrian forces: “Taking control of key regions of the northeast of the province of Aleppo seriously affected the militants’ supply lines and the transfer of reinforcements from Turkey through the corridor between Jarabulus and Azaz. This created the conditions for the crushing defeat of ISIS to the north of Aleppo. What do we have now? We have the liberation of the Kuweires airbase as well as a number of settlements that had been under terrorist control for more than three years. The militants have been completely driven out of the province of Latakia. Coastal areas, in which a significant part of the population of Syria is concentrated, have been cleansed of the terrorists.” With regard to the Hama, Homs, and Damascus provinces, Dvornikov told Rossiyskaya Gazeta: “These provinces are located in the central part of the country. And, for the most part they have been cleared of illegal armed groups. Now a most active process of reconciliation is going on there. From a military point of view, it is very important that the major roads in Syria are under the control of government forces. Generally speaking, during the military operation, Syrian troops—with air support—liberated 400 populated areas. The potential of terrorist groups was halved, they lost the initiative and the territory controlled by them was reduced by 10,000 square kilometers.” Per ardua, ad astra. (Through adversity to the stars.)

Russian Federation forces entered Syria under the leadership of Russian Federation Army Colonel General Aleksandr Dvornikov (above) in September 2015. Dvornikov formerly held the post of First Deputy Chief of Staff of the Central Military District. Supposedly, few in Moscow knew Dvornikov had been assigned to Syria. Dvornikov revealed in an interview that Palmyra’s capture would open up the road to Raqqa and Deir Ezzor, create conditions for reaching and controlling the border with Iraq, and re-establish control over three large oil and gas fields which had previously served as a source of income for ISIS.

The Palmyra Battle

The total number of troops involved in the fight for Palmyra from the Russian, Iranian, Iranian-led, and Syrian coalition of forces was over 5000. Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov has been diligent in the deployment of forces to Syria, maintaining a sizeable, capable reserve for operations elsewhere. Russian Federation forces have been deployed economically, to avoid being bogged down in support of its allies, but also to ensure ISIS could be destroyed and prevented from relocating and resurrecting itself. Russia deployed significant numbers of ground forces to work in coordination with air assets. Russian units operating TOS-1 and BM-30 Smerch heavy multiple rocket launcher systems as well as Mi-24 Hind helicopter gunships were utilized in support of operations to retake Palmyra.

The Russian state media highly publicized the return of planes from Syria after Putin’s surprise withdrawal order on March 14, 2016. It was not a hoax. Russian Federation forces were withdrawn however, as analysts informed AFP, the withdrawal was very limited, with estimates ranging between 10 and 25 percent of its forces in Syria. However, Russian activity seemed to have increased. Reuters reports the “Syrian Express,” the nickname given to the ships that have kept Russian forces supplied via the Black Sea Russian port of Novorossiysk to the Russian naval base at Tartus, has shipped more equipment and supplies to Syria in the two weeks following Putin’s withdrawal announcement than it had two weeks prior. Just before the assault on Palmyra, Russia publicly admitted, for the first time since it launched operations in Syria in September 2015 that spetsnaz were on the ground as part of the offensive.

Spetsnaz units have locating and designating ISIS targets for airstrikes in advance of contact with them by Russian, Iranian, Iranian-led, and Syrian ground forces. Russian attack helicopters, as well as spetsnaz serving as sharpshooters, serve as over watch for forces Russian allies, ensuring that even small, unorganized bands of fighters of ISIS would not be able to engage in independent actions to disrupt the ground operations. Dvornikov explained: “. . . Two thousand terrorists, originally coming from the Russian Federation—were destroyed on Syrian territory. Of these, 17 were field commanders.” By targeting Russian members of Islamic militant groups in Syria, Russian forces contributed immensely to the safety and security of their country and its citizens and the international effort against those Islamic militant groups as well. Chief of the Armed Forces General Staff of the Russian Federation, Valery Gerasimov on March 28, 2016 said Palmyra was “liberated thanks to the support of Russia’s air force and special operations forces.”

Offering an example of the type of fighting in which Russian forces have been engaged, a Russian spetsnaz officer, Aleksandr Prokhorenko, was killed while directing airstrikes upon himself when surrounded by ISIS fighters near Palmyra according to the Russian military on March 24, 3016. (He reportedly had been working in Syria for just a week.) ISIS took a photo allegedly from his cellphone and posted it on the internet in an apparent attempt to shame Russian forces fighting in Syria or claim some type victory. (The causality is really unknown. The thinking behind ISIS decisions is hard to decipher.) Instead, by posting the photo, the world was given a glimpse of a few of the courageous Russians who have been fighting gallantly against the scourge of ISIS in Syria. Certainly, most people in the world are united in thinking ISIS must be destroyed. Quem metuit quisque perisse cupit. (Everyone wishes that the man whom he fears would perish.)

Iran’s Supreme Leader Ayatollah Ali Khamenei appointed Iranian Revolutionary Guards Corps (IRGC) Brigadier General (Sartip-e Yekom) Mohammad Jafar Assadi (above) as the IRGC commander in Syria. Russian-Iranian military cooperation on Syria was established in July 2015. Iran has deployed several thousand (IRGC)-Quds Force (special forces) officers and advisers to Syria, mobilized pro-Assad shabihas (militias) into the National Defense Forces to fight alongside the Syrian Armed Forces, and brought in Shi’a volunteer brigades from Iraq and Afghanistan, and Hezbollah units from Lebanon.

Concerning Syrian forces, many of them, to include nearly 1000 Syrian Marines and National Defense Forces militiamen, were brought up to Palmyra from Latakia, Aleppo, Qunetta Provinces. This movement of troops was enabled by the “cessation of hostilities” that began on February 27, 2016 that stemmed from the Geneva III Peace Talks on Syria. Those forces linked-up with hundreds of fighters from Lebanese Hezbollah, Iraqi Shi’a militias, and even Afghan Shi’a Liwa al-Fatimiyoun. Iran deployed the IRGC to support coalition forces in the operation. Russian-Iranian military cooperation on Syria came into effect via an agreement in July 2015. Both countries agreed to inject support into the Syrian Armed Forces to counter Assad’s accelerating losses. Joint operations rooms have been set up to bring the allies together, along with the Iraqi Government, which is supportive of Iran’s actions in Syria. (One joint operations room is in Damascus and another is in Baghdad.) Iran, itself, had already deployed several thousand Iranian Revolutionary Guard Corps (IRGC)-Quds Force (special forces) officers and advisers to Syria. They have mobilized pro-Assad shabihas (militias) into the 70,000 strong National Defense Forces, to fight alongside the Syrian Armed Forces, brought in Shia volunteer brigades from Iraq and Afghanistan, and Hezbollah fighters from Lebanon. Many IRGC officers and advisers have been killed fighting alongside their allies in Syria. After a meeting in Tehran between Putin and Iran’s Supreme Leader, the Ayatollah Ali Khamenei on November 23, 2015, the decision was made to step up coordination between the two countries on Syria. A senior Iranian official told Reuters, “What was agreed was Iran and Russia would pursue one policy which will benefit Tehran, Moscow, and Damascus.” Reportedly, Khamenei appointed IRGC Brigadier General (Sartip-e Yekom) Mohammad Jafar Assadi as the IRGC commander in Syria. He is known as Abu Ahmad in Syria.

Large deliveries of Russian heavy artillery and multiple launch rocket systems also had an impact on the frontlines of the Syrian Army, Hezbollah, and the Shia militias. That equipment included: 152-milimeter MTSA-B guns, BM-27 Uragan and BM-30 Smerch rocket launchers, and TOS-1A Solnitsa rocket launchers.

The offensive proceeded as a three pronged frontal assault similar to previous regime directed operations against Palmyra in the Eastern Homs Province, displaying little to none of the sophisticated operational design that characterized the recent campaign in Aleppo Province. Dvornikov explained in his Rossiyskaya Gazeta interview that the capture of Palmyra would “open up the road to (IS strongholds) Raqqa and Deir Ezzor and create conditions for reaching and taking control of the border with Iraq.” Syria’s military on Sunday also confirmed that the battle for Raqqa—the de facto capital of the jihadists—is the plan. Dvornikov also noted that “control was re-established over three large oil and gas fields, which had previously served as a source of income for the terrorists.” As important, a barrier has been created for several critical regime-held oil and natural gas fields that provide electricity to Western Syria. Further, ISIS’ ability to project force into Western Syria from the Euphrates River Valley was reduced.

Russian, Iranian, Iranian-led, and Syrian forces have not been holding on anywhere. After Palmyra, they pushed onward toward Deir Ezzor province, an Islamic state bastion. They also pushed toward the so-called capital of the Islamic Caliphate, Raqqa, and other ISIS-held towns along the way.

Possibilities: Battle of Annihilation?

Despite laying mines and setting booby traps for advancing Russian-led forces, it seems learning how to retreat has been a difficult experience for ISIS. One might have expected counterattacks to cover its withdrawal. Assad regime troops have not been holding on anywhere and after Palmyra, they pushed onward toward Deir Ezzor province, an Islamic State bastion. They also pushed toward the so-called capital of the Islamic Caliphate, Raqqa, and other ISIS-held towns along the way. The day following Palmyra’s capture, a Syrian military source said “The army was concentrated around Al-Qurayatayn.”

Russian, Iranian, and Syrian military planners and commanders, of what is essentially a Russian-led coalition, must recognize that beyond Palmyra, fights with ISIS could become more intense as ISIS fighters observe their so-called Islamic Caliphate being reduced. This may be especially true for the battles of Deir Ezzor and Raqqa.  ISIS fighters will be desperate to hold on to their Caliphate and demonstrate their will to resist and the capabilities of their group knowing the world would watching. The effects of such intensified efforts must be mitigated.

Russian air assets, along with air assets of its allies, should engage in a feeding-frenzy against ISIS. ISIS fighting positions in front of the Russian allies must continue to be degraded with close air support as well as unrelenting artillery onslaughts. ISIS fighters must face certain death if they hold their positions or be killed or captured once driven out of their positions. In tandem with the hot pursuit of ISIS by Russian and allied forces on the ground, airstrikes could support efforts to divert fighters of destroyed or displaced ISIS units away from their lines to locations where “kill zones” could be established. The attrition rate of ISIS should be increased by having aerial platforms that allow for stand-off attacks with anti-personnel weapons remain in near 24-hour use on targeted defenses and targets of opportunity such as isolated ISIS units in the desert.

The tempo and volume of Russian air strikes targeting ISIS leaders—and other rogue Islamic militant groups when identified—should be increased exponentially. Command centers and any gathering places of ISIS leaders, must not be allowed to exist. If possible, they should be struck simultaneously to throw the groups into chaos and confusion and make it very difficult for them to regenerate. Locations hit by airstrikes where ISIS might attempt to recover anything equipment or gear must be hit again to halt those recovery efforts. The communications of ISIS should be either destroyed or disrupted by other technical means permanently destroying any surviving leaders’ abilities to control over their units. Known and suspected assembly areas and rally points for ISIS units must be attacked from the air. In units left rudderless, acting without coordination, hopefully unit cohesion will begin to suffer, and they will lose their effectiveness completely. Small unit leaders should be left with the choice to allow their fighters to die in place or make a dash for the Euphrates, where along with other units, they should be consumed through a coordinated plan by Russian, Iranian, Iranian-led, and Syrian forces for annihilating any last ditch defense. Life should be made unlivable for ISIS in Syria.

Russian air assets could support raids and ambushes by spetsnaz units. Spetsnaz units should be issued portable GShG-7.62 rotary machine guns to give them the capability to kill ISIS fighters at a high rate in kill zones, raids, and ambushes as well as destroy any ISIS counterattacks. Spetsnaz units will likely need to operate vigorously at night when ISIS fighters might try to conceal movement. As directed by Moscow, individual spetsnaz units, in a special reconnaissance role, could continue to go into ISIS controlled areas, locate, and kill specific ISIS fighters from Russia, or when directed, take prisoners. Some spetsnaz must be dedicated to fighting other Islamic militant groups in Syria such as the Al-Qaeda affiliated Jabhat al-Nusra.

Russian, Iranian, and Syrian military planners and commanders likely recognize that beyond Palmyra, fights with ISIS could become more intense, as ISIS fighters observe their so-called Islamic Caliphate being reduced. This may be especially true for the battles of Deir Ezzor and Raqqa.   ISIS fighters will be desperate to hold on to their Caliphate and demonstrate the capabilities and will of their terrorist group. The effects of such intensified efforts must be mitigated.

Caliphate Redoubt in Syria?

Six months after US and United Kingdom forces landed in Normandy in June 1944 during World War II, it was thought by senior German military commanders and hypothesized by Allied military planners that the Nazi government would be moved to a mountainous area of southern Germany and Austria. From there, a determined force could hold out for some time, complicating the situation for any occupying force in Germany. Allied planners referred to that area hypothetical defensive zone as the National Redoubt. It was discussed among German military planners as the Alpenfestung. While the idea of the Alpenfestung was investigated, it was never created. Instead, rumors were deliberately spread by a special unit set up by the German Minister for Propaganda, Joseph Goebbels to keep a redoubt idea alive. Yet, not being complacent, Allied military commanders ordered bombing raids to reduce locations that would be critical to operating the redoubt. It is difficult to say what ISIS leaders would do if Raqqa and Deir Ezzor fell. While there are no mountain ranges on the line of march of Russia and its allies to set up an Islamic Caliphate redoubt in Syria as imposing as the one conjured up by both sides in Germany, luck might have it that Iraqi military commanders in ISIS might try to set up a “line of death” east of Deir Ezzor along the Khabur and Euphrates Rivers, and Syria’s border with Iraq. The goal of that theoretical defensive line would be to forestall the ultimate collapse of the Islamic Caliphate in Syria and to inflict as many casualties among Russian-led forces as possible with a suicide defense. Real luck would come if reinforcements were rushed in where available in Iraq. (Though, US-led, and Iranian-led, forces have caused ISIS inside Iraq considerable problems, making any effort to move units from there to reinforce a redoubt in Syria dubious.) If Russian-led forces observe a redoubt being formed, it would present them with the opportunity to deal a tremendous blow against ISIS from which it would never recover. With overwhelming firepower, using every means of combat support and reconnaissance and surveillance for targeting available, the entire ISIS force could be annihilated. All ISIS commanders, planners and fighters in the defense would need to be destroyed much as near entire Japanese forces were destroyed following island battles in the Pacific during World War II. Acribus initiis, incurioso fine. (Zealous at the commencement, careless toward the conclusion.)

Russian air assets, along with those of Russia’s allies, should engage in a feeding-frenzy against ISIS. ISIS fighting positions in front of the Russian allies must continue to be degraded with close air support as well as unrelenting artillery onslaughts. Airstrikes could be directed at diverting ISIS fighters of destroyed or displaced groups away from the frontlines to locations where “kill zones” could be established. Targets of opportunity in the desert should be destroyed. Russian air assets could support raids and ambushes by spetsnaz units.

The Way Forward

When Putin went into Syria in September 2015, he did so not only to fight ISIS, but to “stabilize the legitimate authority” of Assad. To that extent, he wanted to defeat ISIS or, at a minimum, reduce its presence in Syria to a size and strength incapable of forcing Assad from power, nor subsidize efforts of the Syrian Opposition Movement to maneuver with US and EU assistance to undercut Assad. So far in Syria, Putin has effectively left no doubt with the Russian people, but also the world, that he is a leader who is able to respond effectively to security issues and that Russia is a global power. The ejection of ISIS from Palmyra was a major achievement on top of all of its success in Syria. Russia was seen fulfilling its promise of defeating ISIS and supporting Assad. News of the event has garnered unenthused recognition from the Washington and European capitals.

Ad mores natura damnatos fixa et mutari nescia. (Human nature ever reverts to its depraved courses, fixed and immutable.) Some might speculate that Putin may choose to forestall backing the attacks on Raqqa and Deir Ezzor as the UN Talks in Geneva may reach a result that would keep Assad in power and serve Russia’s interest. However, Putin’s decision making manifests a sense of pessimism regarding human nature. Interactions with the West have been a struggle, Russia is still being sanctioned over Ukraine. Putin most likely expects to encounter some machinations from Western capitals that would cause Russia’s interests to be subordinated by their own. He very likely felt he had encountered something of that nature during UN Talks on Syria in Vienna on November 14, 2015 when Kerry is said to have proposed allowing all Syrians, “including members of the diaspora,” participate in the national elections. Kerry seemed to be betting that if Syrians around the world participated in the vote, Assad would never be able to remain in office. In part to counter such moves, Putin has sought to significantly shape the situation on the ground by supporting the combat operations of Syrian Armed Forces along with forces Iran has brought to, or organized in, Syria. Once all of Russia’s goals on the ground are achieved, Putin would seek to finalize some political arrangement for Syria. What may be shaping up is a race by the US-led and Russian-led anti-ISIS camps to take Raqqa and to establish their will in Syria.

Ukraine, Rebels Reach Preliminary Deal to Broaden Weapons Withdrawal; No Progress in Repairing US, EU Relations with Russia

Two pro-Russia, separatist fighters in Eastern Ukraine (above) hold their position in a gun battle. Ukraine is a main source of tension between the West and Russia. The US and EU accuse Russia of arming the separatists and sending troops to Ukraine. Russia says the US engineered a coup which led to the conflict. The US and EU placed restrictions on Russia’s trade and economic activities in reaction. Russia took “retaliatory, protective measures.”

According to a July 21, 2015 Reuters article entitled “Ukraine, Rebels Reach Preliminary Deal to Broaden Weapons Withdrawal,” the Contact Group involving Ukraine, Russia, and the pro-Russia separatist of the eastern Donetsk and Luhansk regions agreed to extend the pull back of weapons in East Ukraine to include tanks and smaller weapons systems. The meeting was held in Minsk, Belarus under the auspices of the Organization for Security and Cooperation in Europe (OSCE). More than 6,500 people have been killed in fighting which began in April 2014 between Ukrainian government forces and the pro-Russia separatists. Under the Minsk Ceasefire Plan of February 12, 2015, weapons under 100mm should have been withdrawn already. However, both sides accuse the other of continually using heavy artillery fire and report causalities almost daily. The Minsk Ceasefire Plan requires in part: an immediate ceasefire; a buffer zone separating heavy weapons of both sides, with a minimum buffer zone of 50km for 100mm artillery and up to 140km for rockets; effective verification by the OSCE; amnesty and release of all hostages and illegally detained people; restoration of government pensions and other welfare payments for civilians in the east; and, full Ukrainian control over the eastern border, after local elections under Ukrainian law and a constitutional deal on the future of Donetsk and Luhansk by the end of 2015.

Ukraine is a main source of tension between Russia and the West. The West has criticized Russia for annexing the Crimean peninsula and has accused Russia of arming rebels in eastern Ukraine. Russian opposition activists published a report, originally compiled by slain Russian statesman and politician, Boris Nemtsov, alleging that 220 Russian soldiers had died in two key battles in eastern Ukraine. However, Russia denies arming the rebels or sending troops there. Russian Federation President Vladimir Putin holds the US responsible for the conflict. He remarked, “They [the US] should not have supported the anti-constitutionalists’ armed coup that in the end led to a violent confrontation in Ukraine, a civil war in fact.” It was also seen as an effort to isolate Russia. As discussed in the July 16, 2015 greatcharlie post entitled “Russia Is Top US National Security Threat Says General Dunford; That Should Make It the Top Priority for US Diplomacy,” some European leaders made efforts to resolve issues with Putin. German Chancellor Angela Merkel, French President François Hollande, and Ukrainian President Petro Poroshenko worked with Putin to devise the February 12, 2015 Minsk Ceasefire Plan. Yet, they have made little significant progress otherwise regarding Europe. There have been intermittent contacts between US President Barack Obama and Putin, but relations seem best handled by their chief diplomats, US Secretary of State John Kerry and Russian Federation Foreign Minister Sergei Lavrov.

On May 12, 2015, Kerry spent four hours with Putin for what Kerry characterized as a “frank meeting” at the Russian Black Sea resort of Sochi. Kerry also spoke four hours with Lavrov. It was Kerry’s first visit to Russia since May 2013. Both sides, face to face, fully presented their positions. Lavrov said Russia was ready to co-operate with the US but only on an “equal basis” and without coercion. He commented on the Russian Foreign Ministry website that attempts to pressure Russia through sanctions would only lead to a “dead end.” Kerry said it was critically important that the Minsk Ceasefire Plan be fully implemented in eastern Ukraine. He stated that US and EU sanctions against Russia could only be scaled down “if and when” that happens.

It is uncertain whether full compliance will be reached. It seems almost equally uncertain resolution can be found soon to revive soured relations between Russia and the West. Making the best military preparations possible through NATO is necessary. Still, it may not be useful for the US and EU to pressure Russia militarily as options available to NATO fail to provide real advantages. Many Western political leaders seem unwilling to commit to a costly, long term, concerted military build-up to deter what NATO alleges are Russian plans to push westward. That almost assures limitations will exist in NATO ability to use its collective military power. Putin is aware of those limitations. The US and EU should place even greater emphasis on resolving problems with Russia through diplomacy. Pushing toward military action may create conditions for matters to escalate beyond any rationale actors’ liking. Ducunt volentem fata, no lentem trahunt. (Fate leads the willing soul, but drags along the unwilling one.)

Russian Federation President Vladimir Putin is seen here with German Chancellor Angela Merkel. European leaders have sought to resolve issues with Putin. Merkel, French President François Hollande, and Ukrainian President Petro Poroshenko forged the Minsk Ceasefire Plan with him, but little else has been achieved regarding Europe. Pressuring Russia militarily may not be useful. More emphasis must be placed on resolving issues diplomatically.

Causality for the Dispute Between the West and Russia

The Roman Emperor and Stoic philosopher, Marcus Aurelius Antoninus Augustus said, “We are too much accustomed to attribute to a single cause that which is the product of several, and the majority of our controversies come from that.” It may be mistaken causality to find some great plan in all that has occurred between Russia and the West. As explained, Putin insists that he is only acting in response to Western behavior toward Russia. Speaking at a conference in Moscow on April 16, 2015, Russian Defense Minister Sergei Shoigu explained: “The United States and its allies have crossed all possible lines in their drive to bring Kiev into their orbit. That could not have failed to trigger our reaction.” The Chief of the General Staff of the Armed Forces of the Russian Federation, General Valery Gerasimov stated at the same conference, “Considering themselves the winners of the Cold War, the United States decided to reshape the world to fit its needs.” He further explained, “It’s clear that measures taken by NATO to strengthen the bloc and increase its military capabilities are far from being defensive.” Nonetheless, nothing Russian officials might say could dissuade most in the US and EU from believing Putin is driving events forward.

After studying Putin’s actions in Ukraine, including his seizure of Crimea, the National Defense Academy of Latvia concluded that Russia’s ultimate aim is to introduce “a state of permanent war as the natural condition in national life.” The governor of Odessa, Ukraine, Mikheil Saakashvili, who was appointed by Ukrainian President Petro Poroshenko, has proffered: “There is no way that they [Russia] will not go into the Baltics next. There is no way they will not revisit Georgia or Azerbaijan. Putin is obsessed with the idea of testing NATO—this was clear in my long conversations with him.” NATO Supreme Allied Commander US Air Force General Philip Breedlove explained “there must still be a dialogue with Russia, but conversations with the country must be done from a position of strength.” In his view, Russia broke with a policy two decades long of cooperation and embarked on what he called “a far different course.” He described that course as one “that shifts the relationship between Russia and the West from strategic cooperation to one of strategic competition. This is not a temporary aberration, but the new norm, according to Breedlove. US Air Force Secretary Deborah James, in addressing Russian actions, said “The biggest threat on my mind is what’s happening with Russia and the activities of Russia.” She further stated, “It’s extremely worrisome on what’s going on in the Ukraine.”

While trying to formulate and implement approaches to the situation with Russia, US Secretary of Defense Ash Carter also decried Putin’s actions. Carter said, “One of [Putin’s] stated views is a longing for the past and that’s where we have a different perspective on the world and even on Russia’s future.” Carter declared, “The United States will not let Russia drag us back to the past.” Carter accused Moscow of trying to re-create a Soviet-era sphere of influence. He went on to state, “We’d like to see us all moving forward, Europe moving forward, and that does not seem to be his stated perspective.” Carter encouraged Europe to keep up the sanctions—which he called the best tool—for as long as it takes to change Russia’s calculations. Commune periculum concordian parit. (Common danger begets unity.)

Carter insisted that NATO “will not rely on the Cold War playbook,” citing instead a combination of military and non-military tools, including sanctions. Indeed, US officials say Ukraine has illustrated the importance of being able to counter “hybrid warfare”, the blend of unidentified troops, propaganda and economic pressure that the West says Russia has used there. In June 2015, Carter confirmed that the US would contribute special operations forces, intelligence and other high-end military assets to a new NATO Very High Readiness Joint Task Force (VJTF) as part of the 40,000 troop strong NATO Response Force (NRF). The VJTF will be a multinational brigade with up to five battalions, about 5,000 troops, supported by air, maritime, and special operations assets. Some elements will be able to move in 2 to 3 days based on warnings and indicators of a potential threat. The VJTF’s purpose, in part, is to deter any future actions by Russia. The US support would include intelligence, surveillance and reconnaissance assets—which can include drones or manned aircraft—as well as special operations forces, logistical expertise and high-end US military assets. Carter also said it would include airlift and precision joint fire capabilities, which could include anything from land-based artillery to air support or naval firepower.

In an ordered universe, one expects every action to have an equal and opposite reaction. Using life experience or empirical testing, one might predict reactions from certain actions. One expects to see patterns. Yet this is a world that is also bit off kilter. After alienating Putin by preventing him from further participation in the G-8, and hitting many of his close associates, their business interests, and Russian industries with sanctions, the US and EU expected him to back off of Ukraine and Eastern European states. Yet, those who believed sanctions and other coercive means, and deploying small sets of US forces to the Baltic States and Poland would modify Putin’s behavior are in the cradle intellectually. On the world stage, Putin will never allow Russia to be perceived as wilting before what he views as Washington’s effort to establish total dominance. He will resist and counter pressures. He wants the US and EU to take into account Russia’s interests on Ukraine and other issues. Soothing Putin’s ego cannot be the goal of talks. However, reestablishing normative behavior and positive relations by surmounting contentious issues must be. For talks to work, all issues must be tabled and hashed out.

On May 15, 2015, the Telegraph published a map of Russian incursions in NATO airspace and waters since September 2014. The map indicates Russia probed every approach to Western targets. NATO jets scrambled and warships sped to meet the intruders. The incursions are partly Putin’s response to support the US and EU has given Kiev, especially military assistance, and NATO’s deployment of forces in the Baltic States and Poland.

Hybrid Warfare and Other Russian Military Options

US officials say Ukraine has illustrated the importance of being able to counter “hybrid warfare,” the blend of unidentified troops, propaganda and economic pressure that the West says Russia has used there. Yet, it would be somewhat unlikely that Shoigu, Gerasimov, or senior officers of security organizations such as the Director of the Russian Main Intelligence Directorate, Lieutenant General Igor Sergun, in considering how to cope with the NRF and smaller VJTF, would again use the tactics seen in South Ossetia and Abkhazia in Georgia, and in Crimea, Donetsk, and Luhansk in Ukraine. It would be counter-intuitive for them to use the tactic which NATO is best organized to oppose. If instead of a hybrid attack, Putin ordered a Russian force, overwhelming in size and combat power, to quickly engage the VJTF on the ground, it might be futile for the VJTF or NRF to attempt to handle it, even if the absolute maximum amount of pre-positioned weapon systems and ordinance were made available.

In the best case scenario for NATO, Russia could rush into a neighboring country using with heavy armored and mechanized units, highly mobile infantry, combat service units, and combat service support units painstakingly massed along their mutual border. That approach would provide NATO with warning and sufficient time to react. Indeed, using time available, the VJTF could deploy to a NATO ally in advance of any significant Russian movement. The VJTF would be able to set up its defenses, making use of prepositioned systems and ordinance. Air power would be made available to support dynamic defensive actions and negate opportunities for Russian forces to overwhelm units. Preparations to move the NRF and reinforcements from all NATO allies would get underway. Putin would need to choose whether to clash with the VJTF or retreat unable to secure its objectives without displacing the NATO force. Perhaps his decision would rest on how soon the NRF and reinforcements would arrive to support the force before the Russians inflicted catastrophic losses upon it. Establishing surprise and minimizing resistance are among the main advantages of using hybrid warfare. To achieve those advantages again, Russia may not engage in a large, very visible build-up at its border and transport troops by truck. Instead, it might rapidly deploy forces from bases well inside Russia, prepped under the guise of military exercises, and fly them into a neighboring state, massing at key points.

Before NATO deployed the VJTF or NRF, political leaders among the Allies would need to decide in advance whether those forces would fire the shot to likely start World War III. Sending the VJTF into an ally’s territory to link up with local forces already engaged with Russian forces would guarantee NATO and Russian forces would clash. If the objective is to independently displace Russian forces from key points or to expel it, the VJTF will again be required to fight Russian forces. To get in country, the VJTF and NRF would need to hope Russian forces would not destroy air bases and other facilities upon which NATO fighter support and jet and helicopter transports deliver reinforcements and materiel. If the VJTF cannot get to the targeted ally’s territory first, Russia would likely try to destroy or displace the ally’s forces by massing numerically superior forces and firepower, quickly securing key points. Air cover and close air support for Russian troops could be flown in from the Russia. Russian reserve units and logistical support could also be brought in quickly from Russia.

Regarding NATO’s reinforcement of the VJTF and NRF or efforts to retake territory, Russia would most likely create a non-permissive environment for that. It would be impossible for NATO to execute landings in Europe similar to those at Normandy during Operation Overlord in 1944. Although NATO air power might be used to destroy the Russian force, the Russians might also use air power and powerful conventional weapons to destroy the VJTF and follow-on NRF and interdict reinforcement from neighboring states. If NATO forces proved unable to halt and expel the Russian force, options other than retreat would be needed. As in the Cold War, the use of tactical nuclear weapons to destroy the Russian force—which is not being advocated here—might be considered. The VJTF could be publicly declared a trip wire to trigger their use. Protocols on using the weapons would need to be drawn up and approved by the Allies. Europe would again face the prospect of becoming a nuclear battlefield.

In pace, ut sapiens, aptarit idonea bello. (In peace, like a wise man, he appropriately prepares for war.) Since Washington has decided to cut 40,000 troops from the US Army’s ranks by 2017, the US will not be able to cover any gaps in NATO’s strength without earmarking a sizeable portion of its forces primarily for that task. There are 65,000 US military personnel from all branches of the armed forces in Europe; 38,000 are stationed in Germany. Those numbers continually drop. For the US Army, a drawdown of forces has already meant cutting 10,000 soldiers—including two brigade combat teams—from Europe. Another 1,700 soldiers will be cut over the next three years as part of the latest round of reductions, leaving about 30,000 soldiers forward stationed in Europe. US Army Chief of Staff General Ray Odierno has noted the deleterious effect that the new cuts will have on US forces in Europe which are already being reduced. Working apparently within parameters of what is politically feasible, Odierno developed plans to position an additional stockpile of heavy equipment in Germany large enough to supply one combat brigade. It would include tanks and infantry fighting vehicles. It would facilitate the deployment of US units in a crisis. The new stockpile would supplement the smaller sets of armored and mechanized equipment, self-propelled howitzers, and other gear—enough to arm one combat brigade also—that the US Defense Secretary pledged to position in Estonia, Lithuania, Latvia, Bulgaria, Romania and Poland. Carter said that equipment will be moved around Europe for training and exercises. Odierno also expressed the intent to designate the entire US 4th Infantry Division as a regionally aligned force for Europe. That would mean the division’s combat, combat support, and combat service support units would regularly deploy to Europe to engage in military exercises. The division’s intelligence officers would be able to focus on the actions and intentions and the relative strengths and weaknesses of Russian forces. The division’s planners would become more familiar with allied capabilities. Only one brigade, the 1st Armored Brigade Combat Team of the US 3rd Infantry Division is aligned to Europe.

Western military planners of a few decades past could have hardly imagined that against a potentially aggressive Russian force, sufficient armored and mechanized forces would not be based in Europe to meet it. During the Cold War, the US and its NATO allies stood ready to halt a Soviet and Warsaw Pact attack across the Inter-German border dividing the Federal Republic of Germany, the German Democratic Republic and Czechoslovakia.

In the 1980s, the NATO Alliance fielded 750,000 troops of which 200,000 were from the US Army. At that same time, the US AirLand Battle doctrine, emphasizing maneuver and mobility, air-ground coordination, and the attack in depth was introduced. To defeat Soviet and Warsaw Pact forces, new weapons were deployed in Europe to enhance US combat power and have a multiplier effect on the battlefield. NATO would fight to win.

Commitments from NATO Allies Remain Uncertain

As noted in a September 19, 2014 greatcharlie post, Western military planners of a few decades past could have hardly imagined that against a potentially aggressive Russian force, sufficient armored and mechanized NATO forces would not be robustly deployed in Europe to meet it. Throughout the Cold War, the US and its NATO allies stood ready to repel a Soviet and Warsaw Pact attack across the Inter-German border dividing the Federal Republic of Germany, the German Democratic Republic and Czechoslovakia. The US Army reached an all-time high in troop strength in Europe since the postwar period of 277,342 in 1962. Yet, the Soviets and their Warsaw Pact comrades held a constant numerical advantage over NATO in conventional forces, particularly in heavy armored and mechanized units. Under a long-held attrition-oriented forward defense strategy, NATO would fight with units based in Europe, and reinforcements from the US, to keep advancing Soviet and Warsaw Pact forces from driving west beyond Germany, perhaps forcing a stalemate. If NATO failed to halt that force, which was a likely scenario given their adversary’s size, power, and mobility, tactical nuclear weapons would be employed to prevent a breakthrough. The threatened use of strategic nuclear forces also purportedly served to dissuade Soviet and Warsaw Pact leaders from believing any successful advance would at all be tolerated and the US was fully committed to Western Europe’s defense. In the 1980s, the NATO Alliance fielded 750,000 troops of which 200,000 were from the US Army. In those years, the US AirLand Battle Strategy was introduced. It had an emphasis on greater mobility and maneuver, the use of attacks in depth, and use of new weapons systems as the Abrams tank, the Bradley infantry fighting vehicle, the Multiple Launch Rocket System, the Blackhawk helicopter, the Apache attack helicopter, and the A-10 and F-15 fighter jets. They served as combat multipliers, greatly enhancing NATO’s mobility, combat power and chances for success against its likely opponent. The battle would no longer be confined to the Inter-German border, but deep within Soviet and Warsaw Pact territory. Although Intermediate-Range Nuclear Forces Treaty eliminated nuclear and conventional, ground launched, intermediate range ballistic missiles and cruise missiles from Europe in the same period, tactical nuclear weapons could still be employed by other means to halt a possible breakthrough of advancing Soviet and Warsaw Pact forces. (Soviet and Warsaw Pact doctrine called for using chemical, biological, and nuclear weapons to support their conventional forces.)

The 19th century author, poet, and playwright, Oscar Wilde, said “A cynic knows the price of everything and the value of nothing.” Some European political leaders appear skeptical about the threat Russia poses or at least a bit ambivalent about committing themselves to the costly and dangerous requirements of collective security. Despite the “Crimea-grab,” the alleged covert invasion of Ukraine, the looming threat to the Baltic States, threats made to use nuclear weapons, and Russian military air and naval incursions from Britain to Estonia, Secretary General Jens Stoltenberg explained in a speech reported by the Atlantic Council, overall defense spending among NATO allies declined in 2014. He explained that 5 allies were expected to spend 2 percent of GDP on defense and these allies are Estonia, Greece, Poland, the United Kingdom and the US. Of NATO’s 28 allies, 18 are expected to increase their defense spending in real terms, but even that is arguable. In the United Kingdom for example, The Times (of London) reports that while United Kingdom’s Defense Secretary Michael Fallon noted his country’s commitment was “comfortably over 2 percent,” a change in the way spending is calculated was the cause for some of that ‘comfortable’ margin. Stoltenberg admitted that overall, it was expected that total NATO defense expenditure would decrease in 2015 by 1.5 percent, which follows years of steady decline in defense spending especially among European NATO Allies. Although the NRF is now 40,000 strong, and the VJTF will field around 5,000 troops, if NATO Allies lack the political will to meet their spending commitments, perhaps it is possible they may lack the will to use the VJTF to block or engage Russian forces when the hour arrives. A Baltic state or Ukraine may face eminent threat of a Russian attack, but the VJTF and NRF may only be poised for “sitzkrieg,” making no effort against Russian moves. Sitzkrieg was a term that marked the period at the start of World War II when there was no military action by the United Kingdom and France in support of their ally, Poland, while Nazi Germany and the Soviet Union overran it. Putin could hardly do more to divide NATO as some allies, worried over military risks, budgets, and domestic political considerations, are quietly doing themselves. Cito enim arescit lacrima, praesertim in alienis malis. (A tear is quickly dried when shed for the misfortunes of others.)

Russian officials say they are retaliating against the US engineered coup in Kiev which helped ignite the separatist rebellion in Donbass, and the US-led eastward expansion of NATO that ignored Russian interests. Russian Defense Minister Sergei Shoigu (above) stated: “The United States and its allies have crossed all possible lines in their drive to bring Kiev into their orbit. That could not have failed to trigger our reaction.”

The Way Forward

Putin is a shrewd, seasoned national leader, who, though his actions, both good and bad, has evinced significant capabilities. Putin seems to direct Russia effortlessly, even though nothing Putin does is simple. Experts at anything, including national leadership, typically provide little indication of labor. After all, the greatest art is to appear to have no art. Conversely, the amateur displays great agony when attempting anything. Breedlove recently said NATO must challenge Russia’s current policies and demonstrate that Putin’s current approach will not be allowed to damage security. He further stated the alliance must also deter Russia “by carefully shaping Moscow’s choices and managing Putin’s confidence.” Breedlove was undoubtedly expressing his genuine view. However, while his words may soothe political leaders in European capitals, Putin may believe sufficient evidence exists to contradict them.

Committing to collective defense by deeds, not words, has been an agonizing process for some NATO Allies. Additionally agonizing has been Obama’s decision making on using US military power. Too many speeches and statements have been made by Obama on why US military power should be withheld in other situations. Putin likely doubts Obama would be willing to engage Russia militarily, particularly in nuclear exchange that would result in millions deaths and incalculable destruction. Putin could calculate that if he pushes hard enough, Obama might eventually back away from further tough talk and harsh economic actions. Yet, Putin also knows he would later need to interact with a new US administration in 2017. Its response to Russian moves may be more assertive. A Kremlin adviser once said Putin has a fundamental interest in trying to resume normal relations with the US. Perhaps the best answer for all sides is to find a diplomatic resolution to the dispute now. If not, all that is being done now may only be the run up to the nuclear holocaust that capable leaders have avoided for several decades.

Russia Is Top US National Security Threat Says General Dunford; That Should Make It the Top Priority for US Diplomacy

Pictured are Russian Federation President Vladimir Putin (2nd right), Minister of Defense Sergei Shoigu (left), Black Sea Fleet Commander Vice Admiral Aleksander Vitko (2nd left), and the Director of Russia’s Federal Security Service (FSB) Alexander Bortnikov.  Putin, rejects any criticism over Russia’s actions in Ukraine or anything else. He says Russia was targeted by the West with sanctions and he had to respond with retaliatory, protective measures.

According to a July 9, 2015 Reuters article entitled, “Russia Is Top US National Security Threat: Gen. Dunford,” US Marine Corps Commandant General Joseph Dunford says Russia is at the top of the list of security concerns for the US. Dunford was speaking at his US Senate confirmation hearing to become the next US Chairman of the Joint Chiefs of Staff. Reuters quoted Dunford as saying, “If you want to talk about a nation that could pose an existential threat to the United States, I’d have to point to Russia. And if you look at their behavior, it is nothing short of alarming.” Relations between Russia and the West have taken a sharp turn downward since Russia’s intervention in Ukraine. Political leaders among the NATO Allies are uncertain of what Putin is trying to achieve with his actions in Ukraine, his moves in the Baltic States, positioning of Russian rocket forces near Poland, or his considerable military build-up. The Supreme Allied Commander, Europe (the military commander of NATO), US Air Force General Philip Breedlove, told a US Congressional Committee in April 2015, “We cannot fully grasp Putin’s intent.” Breedlove further stated, “What we can do is learn from his actions, and what we see suggests growing Russian capabilities, significant military modernization and an ambitious strategic intent.” NATO conducted several exercises to show Putin its intent to respond to aggression.

Sanctions from the US and Europeans have put relations between Russia and the West, built largely on economic cooperation, at considerable risk and pose a serious economic threat to Russia despite any heroic claims otherwise by Putin. Repetitive threats of further sanctions from the US and EU could prompt Putin to consider means to shift the power equation. He may eventually feel his back is against the wall and do more than put his forces on parade or use his forces covertly despite his denials of doing so. The escalating war of words between US and Russian officials is also problematic. Words of anger, mockery, hate, and aggression, do damage that can be difficult to repair. The world has witnessed the vicissitudes faced by the Obama administration in foreign policy. The administration often fails to acknowledge how dire problems really are. It tends to settle upon bromides, with a seductive kind of superficiality, to very challenging situations, which later prove to be shallow entrapments. Some resolution must be found to current problems in relations with Russia. In order to respond diplomatically to Putin, the genuine motivation for his actions must be uncovered. Formal diplomatic talks could be established between the US and EU with Russia not in an attempt to mollify him, but provide opportunities for all sides to “clear the air” on those issues and others and work together to mutually satisfy interests. Negotiations can be based on the relative strengths of the positions and capabilities of all sides. The peace that can be achieved must be the focus not how much each side can destroy through warfare. In the US and in the EU, all other elements of foreign and defense policy must serve to effectively support that diplomacy. Good use must be made of time available before situations change. The door to opportunity might remain open for a brief period. O si sic omnia! (Oh would that all had been done or said thus!)

Whenever Putin now hears NATO threaten to use force against Russia, albeit defensively, he responds with an enigmatic face. Even though NATO took steps such as maneuvers or force redeployments were taken in response to Crimea or ostensibly a perceived Russian threat to Eastern Ukraine, the Baltic States, and Poland, Putin likely expected NATO Allies to continue making steep military cuts and fail to meet their military commitments.

Putin’s Response to the West

Putin and his advisers have heard explanations from the US and EU that sanctions were a means to halt its annexation of Crimea, its activities in Ukraine, a response to the downing of Malaysian Airline Flight MH117, and as a means to push all parties to the negotiating table. Putin, however, rejects any criticism of Russia’s actions over Ukraine or anything else. He explains that the deterioration of relations with the West was “not our choice.” He has proffered. “It was not we who introduced restrictions on trade and economic activities. Rather we were the target and we had to respond with retaliatory, protective measures.”

Having been a P5+1 partner with China as well as the main Western powers that levied sanctions against it, the US, United Kingdom, France, and Germany during the nuclear negotiations with Iran, Putin and his advisers have undoubtedly learned how to more effectively handle the West on issues as Ukraine. Observing the decision making of Western powers up close on Iran, Putin can likely better predict Western responses in certain situations. Beyond what Russia gleaned from the Iran talks, Putin has looked deeply at the US and Europe, discerning many flaws, weaknesses in the transatlantic defense. He has watched it decay due to Western political leaders’ lack the will to maintain it. After the Soviet Union’s collapse, NATO members became weary of investing financial resources in a deterrent force that faced no threat. Putin tested NATO, acting unabashedly in the face of the alliance by moving against countries that are part of Russia’s “near abroad.” In 2008, Putin forced Armenia to break off its agreements with the EU, and Moldova was placed under similar pressure. That same year, Putin invaded Georgia. Russian troops still occupy the Abkhazia and South Ossetia regions. Whenever NATO threatens to use force against Russia now, albeit defensively, Putin responds with an enigmatic face. Even though maneuvers and force redeployments were made and sanctions were imposed in response to Russian moves as in Crimea or a perceived threat to Eastern Ukraine, the Baltic States, and Poland, Putin expected Allies to continue making steep military cuts and fail to meet their NATO military commitments.

Tanquam ex ungue leonem! (From the claw we may judge a lion.) Since 2011, uniformed military manpower has declined in every Western nation, but Russian military manpower has increased by 25 percent to 850,000 between 2011 and mid-2014. Russia supposedly has about 2.5 million active reservists out of a total population of 143 million. It ranks second, behind the US, on the list of countries with conventional warfighting capabilities. Expenditures on defense, and the related category of national security and law enforcement, accounts for 34 percent of Russia’s budget which is more than twice in comparison with 2010. The US only spent 18 percent, or $615 billion of its budget in 2014 on defense and international security. Explaining his concept for achieving this growth, Putin told senior military commanders and defense industry executives at a meeting in Sochi on May 12, 2015, “We can and must do for the defense industry what we did for Sochi.” Putin was referring to the $50 billion spent in to host the 2014 Winter Olympics there. He went on to state, “All questions relating to adequate resource allocation have been resolved.” Putin has a penchant to display power. Most recently it has been lurid. With its conventional forces rejuvenated, Russia is on the march again, seizing territory in albeit a piecemeal fashion. Putin has likely assessed war with Russia is the last thing US and EU political leaders want. He has seemingly gauged his moves sensing just how far he can go with them. He may believe he can later legitimize acquisitions via talks with the West.

Putin emerged from the Communist system of the Soviet Union. Not to be impolitic, but those emerging from that system often hold a view, infiltrated by pessimism, that the world is filled with dangers and potential enemies. To Putin, only naiveté could cause one to believe relations with the West would always be congenial given the previous years of geopolitical struggle. Aspects surrounding his career in the Soviet Union’s KGB certainly reinforced that perspective.

Confabulating on Putin

Since the fall of the Soviet Union, Putin has been the authentic face of the Russian government. Putin restored order in his country after the internal chaos of the 1990s, reestablishing the power of the state. Putin emerged from the Communist system of the Soviet Union. Not to be impolitic, but those emerging from that system often hold a view, infiltrated by pessimism, that the world is filled with dangers and potential enemies.  To Putin,  only naiveté could cause one to believe relations with the West would always be congenial given the previous years of geopolitical struggle. Given its approach to Putin, there is every indication that many in the West believed positive relations with Russia would endure despite pushing Western demands its leaders. Putin style of management was undoubtedly shaped by his initial career as an officer from 1975 to 1991 in the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) known better as the KGB—the agency responsible for intelligence, counterintelligence, and internal security. He reached the rank of lieutenant colonel before retiring. However, his style was not shaped in terms of his use of KGB tradecraft. It was shaped as a result of his continued close association with a small group of men who served alongside him during his KGB career, particularly a few who served in the German Democratic Republic (East Germany) with him. They are called siloviki (power men). Finding siloviki, particularly retirees of the KGB, and the present day security service, Federal’naya sluzhba bezopasnosti Rossiyskoy Federatsi (Federal Security Service) or FSB, in high places in Russia is not unusual. At the pinnacle are men among them who came from Putin’s hometown of St. Petersburg. These men come from a community of families whose “roots” go back to the beginnings of the Communist Party and its first political police known as the Cheka. Putin’s Cheka heritage includes both a father and grandfather who served in the security service. He was raised in the Chekisty (Chekist) community, attending schools and a university Chekists’ progeny typically attended. That left an imprint on him. Putin got his start in politics at the local level in his hometown of St. Petersburg. As head of the St. Petersburg Committee for Foreign Liaison, a post he received through KGB patronage, Putin began working with a tight knit circle of Chekists.  Putin rose to deputy-mayor, but his work in St. Petersburg was halted after six years when his boss lost his bid for reelection. Yet, in two years, he rose from being an out-of-work deputy mayor to head of the FSB. A year later, Putin was the prime minister. Six months later, he was Russian Federation President.

Chekists share a view that the greatest danger to Russia comes from the West. They believe Western governments are driven to weaken Russia, create disorder, and make their country dependent of Western technologies. They feel that under former President Boris Yeltsin, the Russian leadership made the mistake of believing Russia no longer had any enemies. As heard in Putin’s public statements, Chekists consider the collapse of the Soviet Union, under Western pressure, as the worst geopolitical catastrophe of the 20th Century. Putin says that he is determined to save Russia from disintegration, and frustrate those he perceives as enemies that might weaken it. He also wants to bring the independent states of the former Soviet Union back under Moscow’s political, economic, and military (security) influence. Putin does not hesitate to let the leaders of those states know his intentions either. Although Putin managed to restore order from turmoil in Russia, many would note that he accomplished this with little regard for human and political rights. There is a significant opposition movement to Putin in Russia, lead by individuals such as the slain statesman and politician, Boris Nemtsov. Yet, Putin’s words have also resonated with many Russians. Convinced Russia is in a struggle with the US, the Economist states 81 percent of Russians see the US as a threat. The EU is also viewed as such.

When Putin began his third term as Russian Federation President, the Obama administration responded to him as if he were the neophyte, not a seasoned leader. Old ills that were part of US-Russian relations resurfaced and news ones arose. A series of deliberate public rebuffs to Putin sullied ties further. Putin’s anger metastasized. Soon enough, regular intrusions by Russian military aircraft in NATO airspace and Russian warships in NATO waters began.

The Downturn in Relations Began Well Before Ukraine

Dimitry Medvedev was Russian Federation President when Obama came to office. Obama seemed to measure all possibilities on relations with Russia on his interactions with him. So comfortable was Obama with Medvedev that he went as far as to declare a new era between the two former Cold War adversaries existed. Senior Russia analysts in the US government could have confirmed that Putin, who at the time was serving as Russia’s Prime Minister, was the real power in Moscow. Yet, that truth was given little consideration. Instead, Putin was treated by Obama as the “odd man out”. Little was done to build a relationship with him. When Putin began his third term as Russia’s president on May 7, 2012, the Obama administration responded to him as if he were a neophyte and not a seasoned national leader. Old ills that were part of US-Russian relations resurfaced, and new ones arose, to include: Putin’s decision to allow US National Security Agency whistleblower Edward Snowden to reside in Russia; ongoing espionage efforts between Russia and the US, including the activities of Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR officer Anna Chapman and other Russian “illegals” captured by the Federal Bureau of Investigation in 2010, and the allegations of US spying on Russia revealed by Snowden and Wikileaks; and the US admonishment of Russia on human rights issues. Putin was still fuming over Operation Unified Protector, during which in 2011, multinational forces including the US, were placed under NATO command and imposed a no-fly zone and destroyed government forces loyal to then-Libyan President Muammar Gaddafi. Putin felt NATO-led forces went beyond UN Security Council Resolution 1973’s mandate by helping local forces overthrow Gaddafi. Gaddafi had been a friend of the Soviet Union and Russia. The world recognized how poor the relationship between Obama and Putin was after observing their body language during a June 17, 2013 meeting in Northern Ireland. A spate of public rebuffs to Putin sullied ties further.

Positive signals from Obama’s discussions on nuclear arms reductions with Medvedev likely gave administration officials the idea that Putin would also consider proposals on it. Putin firmly expressed disinterest, but administration officials smugly insisted that Putin agree to reductions in both nations’ nuclear arsenals. Putin then out rightly rejected their proposals. Obama administration officials were unprepared to receive Putin’s final rejection of the proposals and reacted poorly. Putin’s decision was viewed within the Obama administration as ending the president’s “signature effort to transform Russian-American relations and potentially dooming his aspirations for further nuclear arms cuts before leaving office.”   With the apparent goal of retaliating against Putin over his decision on its nuclear proposals, on August 7, 2013, the White House cancelled a September summit meeting in Moscow for Obama and Putin. It was a trite, and amateurish response. Administration’s officials explained their decision to cancel behind lightweight rhetoric regarding the effective use of the president’s time. An August 8, 2013 New York Times article quoted US Deputy National Security Adviser Benjamin J. Rhodes as stating, “We weren’t going to have a summit for the sake of appearance, and there wasn’t an agenda that was ripe.” Commenting on his rejection of the proposal, Putin was likened to l’enfant terrible. An unidentified source told for the same August 8th article stated, “We just didn’t get traction with the Russians. They were not prepared to engage seriously or immediately on what we thought was the very important agenda before us.” That source went on to state, “this decision was rooted in a much broader assessment and deeper disappointment.” Putin and his advisers were further convinced that the US and EU did not respect Russia as a power, even militarily. Aching to be taking seriously in the US public, among other reasons, Putin soon after wrote a September 11, 2013, op-ed in the New York Times entitled, “A Plea for Caution”. He challenged popular views on foreign policy and national-identity held in the US.

There were other public affronts. The next year, during preparation for the 2014 Winter Olympic Games in Sochi, there was a constant drum beat of doubt expressed by US security experts on the capability of the Russian security services to protect Sochi from terrorism. US officials were highly critical of security measures taken by the Russians for the Games and the level of cooperation officials from Russian security service officials showed toward counterparts from US security organizations. There were endless dalliances into clairvoyance evinced by predictions of terrorist attacks. It smacked more of fear mongering than anything else. Obama administration and other US officials knew the Winter Olympics would have been a proud occasion for Putin and the Russian people. Sochi provided Putin the chance to present his resurgent Russia in the best light possible. The Russian people would have the opportunity to tap into the power of Russia’s renewed greatness. Putin displayed great patience in the face of mordant criticisms leveled against the Games’ organization and even personal rebuffs to him. Putin achieved his objective, and Sochi was safe and secure. However, what occurred was not forgotten. Empta dolore experientia docet! (Experience teaches when bought with pain!)

By 2014, Putin’s anger toward the US as well as the Europeans metastasized. In his March 18, 2014 speech declaring Russia’s annexation of Crimea, Putin enumerated some Western actions that fostered contempt in Moscow. He mentioned: Russia’s economic collapse, which many Russians recall was worsened by destructive advice and false philanthropy of Western business and economic experts that did more to cripple their country; the expansion of NATO to include members of the Soviet Union’s own alliance, the Warsaw Pact; the erroneous Russian decision to agree to the treaty limiting conventional forces in Europe, which he refers to as the “colonial treaty”; the West’s dismissal of Russia’s interests in Serbia and elsewhere; attempts to bring Georgia and Ukraine into NATO and the EU; and, Western efforts to instruct Russia on how to conduct its affairs domestically and internationally. Soon, there were regular incursions of Russian bombers and fighters in NATO airspace and Russian warships in NATO waters.

No Immediate Military Solution

At the NATO Defense Ministers Meetings on June 24, 2015, participants decided on air, maritime, and special forces components of an enhanced 40,000 strong NATO Response Force (NRF). Ministers took measures to speed up political and military decision-making, including authority for NATO’s Supreme Allied Commander, Europe to prepare troops for action as soon as a political decision is made. Ministers approved a new concept of advance planning. They also finalized details on the six small headquarters being set up in Bulgaria, Estonia, Latvia, Lithuania, Poland, and Romania. NATO Secretary General Jens Stoltenberg said, “They will each consist of around 40 people, and will play a key role in planning, exercises, and assisting potential reinforcement.” Ministers additionally decided to establish a new Joint Logistics Headquarters, to facilitate the rapid movement of forces when necessary.  Directly on Russia, Stoltenberg stated, “We are carefully assessing the implications of what Russia is doing, including its nuclear activities.” He added that NATO is working on how to deal with hybrid threats, including through close cooperation with the European Union. To avoid misperceptions of NATO’s actions, Stoltenberg explained, “We do not seek confrontation, and we do not want a new arms race.” He stressed, “we want to keep our countries safe… this is our job.”

However, despite promises, Allies must have the requisite political will to give meaning to those words and any plans. The reality is that US outlays on security are three times that of the other 27 partners combined, even though the US gross domestic product (GDP) is smaller than their total GDP. The disparity in burden threatens NATO’s integrity, cohesion and capability—and ultimately, both European and transatlantic security. Since Washington has decided to cut 40,000 troops from the US Army’s ranks by 2017, the US will not be able to cover any gaps in NATO’s strength without earmarking a sizeable portion of its forces primarily for that task. Although the NRF is now 40,000 strong, the political will of NATO Allies to use it to block or engage Russian forces must exist. While a Baltic state or Ukraine may face the eminent threat of a Russian attack, the NRF may only be poised for “sitzkrieg”, taking no aggressive action and making no effort to even deter potential Russian action. If instead of a hybrid attack, Putin ordered a Russian force, overwhelming in size and power to the NRF, to attack a target, it might be futile for the NRF to try to halt it, even with the maximum amount of pre-positioned weapon systems and ordinance available. The NRF might try to survive against the Russian leviathan until more NATO forces arrived to reinforce it and ideally expel Russia from the country under attack. However, Russia would not make reaching the NRF easy. A Normandy style landing to reinforce the NRF would hardly be possible. NATO air power might be able to stave off the Russian force, but air, land, and sea elements could mass from bases in Russia and use powerful conventional weapons to destroy forces engaged and reinforcements.

The path to the repair of US-Russian relations perhaps can be created by Kerry and Lavrov. Both men have the confidence of their respective presidents. Both have a strong interest in improving ties. Indications are that they have an ongoing dialogue on a variety of issues and have formed a good relationship. The US and the EU must continue work to directly with Russia, not shun it, to forge better ties and tackle hard issues.

The Way Forward

This is not greatcharlie’s first descant on Putin. Unlike other handschuhschneeballwerfer who have scrutinized Putin from a safe distance, the intent here is not to abuse. The goal has been to objectively examine thinking behind Putin’s actions to construct ways to engage with him. If what Putin says is true, and his continued aggressive moves have been spurred by Western responses, there may be room for the resolution of this dispute. Negotiating with Putin certainly would not be an indication of timidity, fear, or duplicity. Indeed, when speaking to Putin, the US and EU must demand respect for their positions and the rights of sovereign states. However, the views and rights of Russia must also be equally acknowledged and respected. Equity and some degree of equanimity among all sides to any talks must be promoted. There must be the will to act fairly and justly toward each other, to include an immediate cessation of hostile acts. That would mean halting Russian intrusions into NATO airspace, flyovers and buzzing by military jets, interceptions at sea and other harassing actions in NATO waters. Further deployments of NATO land forces must be paused. Negotiating requires setting aside anger over what has transpired, but does not obviate the need to discern one another’s actions to avoid deceit or trickery.

Some European leaders have made contact with Putin and tried to resolve some issues with him, but they have had little success. There have been intermittent congenial contacts between Obama and Putin. For example, on July 4, 2015, Putin called Obama to mark Independence Day and express his confidence in US-Russia relations. On June 25, 2015, Putin called Obama reportedly to discuss the P5+1 nuclear negotiations with Iran, but Obama also voiced concern over Russia’s support for separatists operating in eastern Ukraine. On February 10, 2015, Obama called Putin to urge him to accept a diplomatic peace plan for Ukraine presented by France and Germany in Belarus. Nevertheless, a more substantial contact between the US and Russia occurred on May 12, 2015 when US Secretary of State John Kerry held four hours of talks with Putin in addition to four hours talks with Russian Foreign Minister Sergei Lavrov at the Black Sea resort of Sochi.  In what Kerry characterized as a “frank meeting” with Putin, the Russian president gave detailed explanations of Russia’s positions. Their talks covered Iran, Syria, Libya, and Yemen. The eight hours of talks were a welcome development. It was Kerry’s first visit to Russia since the Ukraine crisis began in early 2014. Kerry stated on Twitter, “it was important to keep the lines of communication open between the US and Russia as we address important global issues such as Syria and Iran.” Lavrov said the talks helped Russia and the US improve mutual understanding.  Perhaps a path to repairing relations can be created by Kerry and Lavrov. There is no intrinsic guarantee diplomacy will work. However, both men have the confidence of their respective presidents. Both have a strong interest in improving US-Russia relations, and Russia’s overall relationship with the West. Indications are that they have an ongoing dialogue on a variety of issues and have also formed a good relationship. The US and the EU must continue work to directly with Russia, not shun it, to forge better ties and tackle hard issues.