Commentary: There Is still the Need to Debunk the Yarn of Trump as “Russian Federation Spy”

The current director of the Russian Federation’s Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR, Sergey Naryshkin (above). US President Donald Trump’s adversaries have tried endlessly to uncloak some nefarious purpose in his legitimate effort to perform his duties, which has been akin to seeking long shadows at high noon. Some in the opposition Democratic Party have gone as far as to offer dangerous fantasies that Trump and officials in his administration are operatives of the Russian Federation. The notion that Russian Federation foreign intelligence officers would not only approach, but even more, attempt to recruit Trump, is daylight madness. No one knows that better than Naryshkin and the directors of the other Russian Federation intelligence services. It is more than likely that in the 2020 US Presidential Election, the outcome will go Trump’s way. Unfortunately, many of the ludicrous allegations, having been propagated for so long and with prodigious intensity by his adversaries, will likely stick to some degree for some time.

From what has been observed, critics and detractors, actual adversaries of US President Donald Trump, within the US news media and among scholars, policy analysts, political opponents, and leaders of the Democratic Party, have exhibited a practically collective mindset, determined to find wrong in him as President and as a person. His presidency was figuratively born in the captivity of such attitudes and behavior and they remain present among those same circles, four years later. Trump’s adversaries have tried endlessly to uncloak some nefarious purpose in his legitimate effort to perform his duties, which has been akin to seeking long shadows at high noon. Many of those engaged in such conduct have garnered considerable notoriety. Specific individuals will not be named here. When all is considered, however, those notables, in reality, have only left a record littered with moments of absolute absurdity. That record might break their own hearts, if they ever took a look over their shoulders. In developing their attacks on Trump, his adversaries have built whimsy upon whimsy, fantasy upon fantasy. One stunt that became quite popular was to make an angry insinuation of Trump’s guilt in one thing or another, and attach the pretense of knowing a lot more about the matter which they would reveal later, in an childlike effort to puff themselves up. Ita durus eras ut neque amore neque precibus molliri posses. (You were so unfeeling that you could be softened neither by love nor by prayers.)

Of the many accusations, the worst was the claim, proffered with superfluity, that Trump and his 2016 US Presidential Campaign were somehow under the control of the Russian Federation and that he was the Kremlin’s spy. The entire conception, which developed into much more than a nasty rumor, a federal investigation to be exact, was daylight madness. (It is curious that anyone would be incautious enough to cavalierly prevaricate on hypothetical activities of the very dangerous and most ubiquitous Russian Federation foreign intelligence services in the first place.) Before the matter is possibly billowed up by Trump’s adversaries again in a desperate effort to negatively shape impressions about him, greatcharlie has made the humble effort to present a few insights on the matter that might help readers better appreciate the absolute fallaciousness of the spy allegation.

With regard to the yarn of Trump as Russian Federation spy, his adversaries sought to convince all that they were comfortable about accusing Trump of being such because they had the benefit of understanding all that was necessary about the tactics, techniques, procedures, and methods of the Russian Federation’s Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR, Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU, and, the Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB. However, it was frightfully obvious that the whole subject was well outside the province of those self-declared experts. Whenever they made statements concerning how Russian Federation foreign intelligence services operated, no doubt was left that they did not have a clue as to what they were talking about. It actually appeared that everything they knew about it all was gleaned from James Bond and Jason Bourne films, as well as streaming television programs about spying. That fact was made more surprising by the fact that Members of both chambers of the US Congress who were among Trump’s political adversaries actually can get facts about how everything works through briefings from the US Intelligence Community. They even have the ability to get questions answered about any related issue by holding committee hearings. Those on the House and Senate Intelligence Committees, in particular, can get themselves read-in on a good amount of available intelligence on an issue. The words and actions of many political leaders leaves open the real possibility that they were intentionally telling mistruths about Trump with the goal of deceiving the US public. That would simply be depraved and indefensible. As one should reasonably expect, there are stark differences between the banal amusements of Hollywood and the truths about spying.

Imaginably as part of their grand delusion, Trump’s adversaries would claim the reason why Russian Federation foreign intelligence would want to recruit him would be to establish an extraordinary, unprecedented level of access to, and influence upon, US policymaking, decisionmaking, and top secret information. In considering how Russian Federation foreign intelligence senior executives and managers would likely assess Trump as a recruitment prospect, purely out of academic interest, one of the first steps would be a genuine examination of his traits. Among the traits very likely to be ascribed to Trump that would obviate him as an intelligence recruitment target would include: his extroverted personality; his gregarious, talkative nature; his high energy; his desire to lead and be in command at all times; his oft reported combustible reactions to threats or moves against him, his family, or their interests; his strong intellect; his creativity; his curious, oftentimes accurate intuition; his devotion to the US; and his enormous sense of patriotism. To advance this point furthrr, if Russian Federation foreign intelligence senior executives and managers were to theoretically ruminate on just these traits while trying to reach a decision on recruiting him, they would surely conclude that an effort to get him to betray his country would fail miserably. Indeed, they would very likely believe that an attempted recruitment would more than likely anger Trump. They would also have good reason to fear that he would immediately contact federal law enforcement and have the intelligence officers, who approached him, picked up posthaste. If any of the lurid negative information that his adversaries originally alleged was in the possession of the Russian Federation intelligence services–all which has since been totally debunked–were used by Russian Federation intelligence officers to coerce him, Trump might have been angered to the point of acting violently against them. (This is certainly not to state that Trump is ill-tempered. Rather, he has displayed calmness and authority in the most challenging situations in the past 4 years.) Whimsically, one could visualize Russian Federation intelligence officers hypothetically trying to coerce Trump, being immediately reported by him and picked up by services of the US Intelligence Community or federal law enfiecement, and then some unstable senior executives and managers in Yasenevo would go on to publicize any supposed embarassing information on him. That would surely place the hypothetical intercepted Russian Federation intelligence officers in far greater jeopardy with the US Department of Justice. They could surrender all hope of being sent home persona non grataCorna cervum a periculis defendunt. (Horns protect the stag from dangers.)

Perhaps academically, one might imagine the whole recruitment idea being greenlit by senior executives and managers of the Russian Federation foreign intelligence services despite its obvious deficiencies. Even if they could so recklessly throw caution to the wind, it would be beyond reason to believe that any experienced Russian Federation foreign intelligence officer would want to take on an assuredly career-ending, kamikaze mission of recruiting Trump and “running” him as part of some magical operation to control the US election and control the tools of US national power. As a practical matter, based on the traits mentioned here, no Russian Federation intelligence officer would have any cause to think that Trump could be put under his or her control. Not likely having a truly capable or experienced officer step forward to take on the case would make the inane plot Trump’s adversaries have speculated upon even less practicable. Hypothetically assigning some overzealous daredevil to the task who might not fully grasp the intricacies involved and the nuance required would be akin to programming his or her mission and the operation for failure. (Some of Trump’s adversaries declare loudly and repeat as orbiter dictum the ludicrous suggestion that Russian Federation President Vladimir Putin was his intelligence “handler.” No one in the Russian Federation foreign intelligence mens sana in corpore sano, and as an existential matter, would ever suggest that Putin should involve himself in such an enterprise. The main reason for that being because he is Putin, and that means far more in the Russian Federation than outsiders might be able to comprehend.) One could go even a step further by pointing out that in order to make his adversaries’ notional plot work, Russian Federation foreign intelligence senior executives and managers conceivably involved would need to determine how to provide Trump with plenty tutoring along the way given that Trump had no experience whatsoever with the work involved in the sort complicated conspiracy as his adversaries have envisioned. Such notional work would require the impossible, Trump’s “obedience,” and even more, plenty of covert contact, thereby greatly increasing the chance that any Russian Federation foreign intelligence officers involved would be noticed and caught.

Politically, for Russian Federation foreign intelligence service senior executives and managers, there will always be a reluctance to make new problems for the Kremlin. If proper Russian Federation foreign intelligence officers under this scenario were actually caught attempting to recruit Trump, US-Russian relations would be put in a far worse place than where they were before the theoretical operation was executed. If the matter of recruiting Trump were ever actually brought up at either SVR or GRU headquarters, it would imaginably be uttered only as an inappropriate witticism at a cocktail reception filled with jolly chatter or during some jovial late night bull session with plenty of good vodka on hand. Even under those circumstances, experienced professionals would surely quiet any talk about it right off. Unquestionably, few on Earth could be more certain that Trump was not a Russian Federation operative than the Russian Federation foreign intelligence services, themselves. For the Russians, watching shadowy elements of the US Intelligence Community work hard to destroy an innocent man, the President of the US nevertheless, must have been breathtaking.

Information that may appear to be evidence for those with preconceptions of a subject’s guilt very often turns out to be arbitrary. One would not be going out on shaky ground to suggest that a far higher threshold and a more finely graded measure should have been used by the US Intelligence Community to judge the actions of the President of the US before making the grave allegation that the country’s chief executive was functioning as a creature of a hostile foreign intelligence service. Initiating an impertinent federal investigation into whether the US President was a Russian Federation intelligence based primarily on a negative emotional response to the individual, and based attendantly on vacuous surmisals on what could be possible, was completely unwarranted, could reasonably be called unlawful, and perhaps even be called criminal. Evidence required would imaginably include some indicia, a bona fide trail of Russian Federation foreign intelligence tradecraft leading to Trump. The hypothetical case against him would have been fattened up a bit by figuratively scratching through the dust to track down certain snags, hitches, loose ends, and other tell-tale signs of both a Russian Federation foreign intelligence operation and presence around or linked to him.

To enlarge on that, it could be expected that an approach toward Trump by Russian Federation foreign intelligence officers under the scenario proffered by his adversaries most likely would have been tested before any actual move was made and authentic evidence of that initial effort would exist. Certain inducements that presumably would have been used to lure Trump would have already been identified and confirmed without a scintilla of doubt by US counterintelligence services and law enforcement as such. To suggest that one inducement might have been promising him an election victory, as his adversaries have generally done, is farcical. No reasonable or rational Republican or Democrat political operative in the US would ever be so imprudent as to offer the guarantee of an election victory to any candidate for any local, state, or national office. Recall how the good minds of so many US experts failed to bring victory to their 2016 Presidential candidates, to their 2018 midterm Congressional candidates, and to their 2020 Democratic Presidential candidates. Anyone who would believe that the Russian Federation Intelligence Community would be more certain and better able, to put a candidate into national office in the US than professional political operatives of the main political parties would surely be in the cradle intellectually. Martin Heidegger, the 20th century German philosopher in What Is Called Thinking? (1952), wrote: “Das Bedenklichste in unserer bedenklichen Zeit ist, dass wir noch nicht denken.” (The most thought-provoking thing in our thought-provoking time is that we are still not thinking.)

Trump came to the Oval Office somewhat contemptuous of orthodox ways of doing things in Washington. He referred to those elements of the system in Washington that were shackled to traditional, politically motivated ways of doing things as “the swamp.”  Trump said he would do things his way and “drain the swamp.” To an extent, as US President, that was his prerogative. Trump was new to not just politics in general, but specifically national politics, new to government, new to foreign policy and national security making, and new to government diplomacy. (This is certainly no longer the case with Trump for he has grown into the job fittingly.) For that reason, and as their patriotic duty, directors and senior managers in the US Intelligence Community should have better spent their time early on in Trump’s first term, developing effective ways of briefing the newly minted US President with digestible slices of information on the inherent problems and pitfalls of approaching matters in ways that might be too unorthodox. More effective paths to doing what he wanted could have been presented to him in a helpful way. With enormous budgets appropriated to their organizations by the US Congress, every now and then, some directors and senior managers in the US Intelligence Community will succumb to the temptation of engaging in what becomes a misadventure. If money had been short, it is doubtful that the idea of second guessing Trump’s allegiance would have even glimmered in their heads. Starting a questionable investigation would most likely have been judged as being not worth the candle.

Sir Arthur Conan Doyle’s superlative sleuth, Sherlock Holmes, had occasion to state: “To a great mind, nothing is too little.” It should be noted that Russian Federation foreign intelligence and counterintelligence services almost certainly have kept their ears perked hoping to collect everything reported about the painstaking work of elements of the US Intelligence Community first to prevent, then to bring down, Trump’s Presidency. Indeed, they have doubtlessly taken maximum advantage of the opportunity to mine through a mass of open source information from investigative journalists, various investigations by the US Intelligence Community, the US Justice Department, and varied US Congressional committees, in order to learn more about how US counterintelligence services, in particular, operate. Strands of hard facts could be added to the existing heap of what Russian Federation foreign intelligence and counterintelligence services had already collected about the deplorable enterprise. Previous analyses prepared in the abstract on other matters were also very likely enhanced considerably by new facts. Indeed, Russian Federation foreign intelligence and counterintelligence services very likely have been able to extrapolate, make inferences about, and more confidently conceptualize what was revealed to better their understanding of the activities of the US Intelligence Community in their own country, both past and present. Sadly, that may have helped to pose greater challenges and dangers for US intelligence officers, operatives, and informants.

The illustrious John Milton’s quip, “Where more is meant than meets the ear, “ from “Il Penseroso” published in his Poems (1645), aptly befits the manner in which words and statements are often analyzed in the intelligence industry. When those senior executives and managers formerly of the US Intelligence Community who were involved in the plot against Trump and are now commentators for broadcast news networks, offer their versions of the whole ugly matter on air, there is always something for Yasenevo to gain. Despite the best efforts of those former officials to be discreet during their multiple on air appearances, there have doubtlessly been one or more unguarded moments for each when a furtive tidbit that they wanted to keep concealed was revealed as they upbraided Trump. Moreover, their appearances on air have surely provided excellent opportunities to study those former officials and to better understand them and their sensibilities. Such information and observations doubtlessly have allowed Russian Federation foreign intelligence and counterintelligence services to flesh out psychological profiles constructed on them over the years. (Although it seems unlikely, some could potentially return to government in the future. It has been said that “Anything can happen in cricket and politics.”) Moreover, Russian Federation foreign intelligence and counterintelligence services have also likely been allowed to use that information and observations, to put it in the bland language of espionage, as a means to better understand specific US intelligence and counterintelligence activities that took place during the years in which those errant US senior executives and managers involved in the plot against Trump were in their former positions.

To journey just a bit further on this point, Russian Federation foreign intelligence and counterintelligence additionally had a chance to better examine specific mistakes that they respectively made in their operations versus the US, using revelations from investigations into the plot against the Trump administration. That information would have most likely inspired audits in Yasenevo to better assess how closely its foreign intelligence officers, operatives, and informants have been monitored and how US counterintelligence has managed to see many Russian Federation efforts straight. Whether these and other lessons learned have shaped present, or will shape future, Russian Federation foreign intelligence operations in the US is unknown to greatcharlie. Suffice it to say that there were most likely some adjustments made.

Trump has absolutely no need to vindicate himself concerning the “hoax” that insisted he was in any way linked to the Russia Federation for it is just too barmy. Trump has the truth on his side. Nothing needs to be dressed-up. He has been forthright. Regarding the Russian Federation, Trump has stood against, pushed back on, and even defeated its efforts to advance an agenda against the US and its interests. Those who have tried to suggest otherwise are lying. The normative hope would be that Trump’s adversaries actually know the truth and for their own reasons are acting against it. In Lord Jim, Joseph Conrad wrote: “No man ever understands quite his own artful dodges to escape the grim shadow of self-knowledge.” It seems, however, that Trump’s adversaries, refusing to accept reality, have replaced it with a satisfying substitute reality by which they may never find the need to compromise their wrongful beliefs. In the US, one is presumed innocent until proven guilty, has a right to due process, and upholding the rights of the citizen is paramount. For the most part, US citizens understand these ideas and are willing to defend those rights. As such, there has actually been a very poor reaction among US citizens toward the aggressive posture Trump adversaries have taken toward him. It is more than likely that in the 2020 US Presidential Election, the outcome will go Trump’s way. Unfortunately, the many abominable, false stories of his wrongdoing will likely stick to him to some degree for some time. Opinionem quidem et famam eo loco habeamus, tamquam non ducere sed sequi debeat. (As for rumor and reputation let us consider them as matters that must follow not guide our actions.)

China’s Ministry of State Security: What Is this Hammer the Communist Party of China’s Arm Swings in Its Campaign against the US? (Part 1)

The Headquarters of the Ministry of State Security (above). China’s primary civilian intelligence service engaged in the political warfare struggle against the US is the Ministry of State Security (MSS). Yet, while fully involved in that work, MSS has adhered to its bread and butter mission of stealing national security and diplomatic secrets with specific regard to the US. It has also robustly enhanced another mission of grabbing intellectual property and an array of cutting-edge technologies from the US. This essay provides a few insights from outside the box on the MSS, the tactics, techniques, procedures, and methods, it believes, help to keep China secure and help to improve China’s capabilities and capacity to compete and struggle with the US.

There was a time not so long ago when discussion in US foreign policy circles concerning China centered on issues such as trade, Hong Kong, Taiwan, the South China Sea, North Korean denuclearization, and human rights. Now the primary focus of discussion is the coronavirus. China is where the virus originated and was surely ineptly handled, setting the stage for the current pandemic. How China has responded to the crisis turned pandemic has been a source of curiosity and absolute outrage globally. Despite preening about its own advances in science and medicine, China proved not to be up to the task of handling the outbreak that most experts agree more than likely began disastrously in a Wuhan laboratory. It is difficult to fully comprehend what on Earth went on in the minds of China’s leadership upon learning about their country’s coronavirus epidemic. Shutting down cities and restricting travel was among the means to control the spread among their own citizens but China’s government was quite derelict in ensuring the virus would not break out around the rest of the world. Worse, the Communist Party of China and the National Party Congress were unapologetic and frightfully defensive concerning all discussion of China’s role in what was happening. China very quickly became exercised with the US over the matter. They became particularly warm toward US President Donald Trump. The words of official spokespeople were certainly not seasoned in grace. Although it has found itself in an unpleasant, contentious relationship with the US as a result of its own doing, Beijing has nevertheless effectively doubled-down on the behavior that exacerbated the situation. China’s government spokespeople will most likely continue to assail the global media with waves of distortions. At the same time around the world, the number of people infected by the coronavirus continues to increase, the death toll rises, and the financial loss is being calculated in the trillions. Hopefully, People’s Republic of China President Xi Jinping is well-aware of what is transpiring and has set some type of guidance on just how far this whole cabaret put on by Beijing should go. Numquam enim temeritas cum sapienta commiscetur. (For rashness is never mixed together with wisdom.)

The figurative hammer of the foreign and national security policy apparatus swung by the arm of the Communist Party of China against the US is China’s intelligence services. They are the ones on the front lines of the political warfare struggle. Among those intelligence services, the primary element engaged is the Ministry of State Security (MSS). The Ministry of State Security is the embodiment of the logic that created the Chinese system’s intimidating, authoritarian order and for years has choreographed events to accomplish the Communist Party’s purposes. To that extent, the Communist Party of China has entrusted the defense of “their creation,” the modern Communist Chinese state, to this complex government organization. China has only offered soupçons about the MSS, and even less than that lately. Unless one is engaged in diplomatic, intelligence, defense, military, or law enforcement work, MSS is an elements of the Chinese government with which most outsiders when engaged in their normal business related to China, whether inside the country, in a country near by, or even at home, will have contact, but will often be completely unaware. The ostensible purpose and task of MSS is to defend China against external as well as internal threats. By performing its mission of collecting vital information about China’s friends, allies, competitors and adversaries MSS gives the leadership of the Communist Party of China time to make decisions and space to take action. To that extent, the MSS has adhered to its bread and butter mission of stealing national security and diplomatic secrets with specific regard to the US. However, it has also robustly enhanced another mission of collecting intellectual property and an array of cutting-edge technologies from the US. The Communist Party of China is surely counting upon it to successfully take on China’s adversaries in a large way with a small footprint. Interestingly though, there has been far greater discernment worldwide of MSS political warfare activities than Beijing might have imagined. The immediate implication of that has been the infliction of considerable damage to China’s reputation as a world leader. Veritas nimis saepe laborat; exstinguitur numquam. (The truth too often labors (is too often hard pressed); it is never extinguished.)

This essay does not focus on the political warfare effort by MSS, the nuts and bolts of which are somewhat straight forward, and compressed into summary form in the March 31, 2020 greatcharlie post entitled, “Commentary: Beijing’s Failed Political Warfare Effort Against US: A Manifestation of Its Denial Over Igniting the Coronavirus Pandemic”. It focuses on what the Ministry of State Security (MSS) is and what it does, day-to-day, for China. It is presented in two sections. This section, “Part 1,” provides greatcharlie’s insights from outside the box on the MSS and the tactics, techniques, procedures, and methods it believes both help to keep China secure and help to improve China’s capabilities and capacity to compete and struggle with the US. That discussion is buttressed by a few celebrated and trusted sources. “Part 2” continues that discussion and, without an ax to grind, greatcharlie calls attention to how, over recent years, a number of less-familiar, self-inflicted wounds have hindered the prosecution of a successful campaign by US counterintelligence services against the MSS as well as other Chinese intelligence services. The extent to which those same issues concerning US counterintelligence services have impacted the Trump administration is also touched upon. Without pretension, greatcharlie states that there is no reason for it to believe policymakers and decisionmakers in the White House and among US foreign affairs, defense, and intelligence organizations, would have a professional interest in its meditations on MSS intelligence operations in the US. However, it is greatcharlie’s hope that if given some attention, perhaps in some small way it might assist those who work on matters of gravity in this province improve their approach to defeating and displacing the MSS networks and operations as well as those of its sister organizations in the US. Bonus adiuvate, conservate popular Romanum. (Help the good (men) save (metaphorically in this case) the Roman people.)

People’s Republic of China Chairman Mao Zedong (left) and Kang Sheng (right). After the defeat of Imperial Japanese forces in China and prior to 1949, the Communust Party of China’s main intelligence institution was the Central Department of Socialism Affairs (CDSA). CDSA was placed under the control of Kang Sheng, a longtime political associate of Mao with a linkage from the past to Mao’s wife, Jiang Qing. With the Communist Party’s victory over Chang Kai-shek’s nationalist forces, CDSA became one among a full array of government intelligence organizations that were created to supplement Party-based intelligence services. CDSA would draw information from foreign news agencies and open sources. It was hardly a very rewarding business.

Chinese Intelligence Under the Communist Party: The Beginning

The foundation of the Chinese intelligence services was laid during the revolutionary period in which the Communist Party of China sought to establish its rule. In the early 1930s, two intelligence services existed. One was centered in Shanghai and the Communist Party, the other was based in the Chinese Communist government that existed in Shaanxi where Mao Zedong established his base after the Long March. The later intelligence service proved to be the stronger of the two. By the late 1930s, it was replaced by a newly created Social Affairs Department (SAD) within the Communist Party. Within the years of struggle against Imperial Japanese forces in China, there was the Yan’an Rectification, from 1942 to 1944, in which Mao consolidated his paramount role in the Communist Party of China. Yan’an was also the part of the ten year period in which: Mao established his premier role in the Party; the Party’s Constitution, endorsing Marxist-Leninism and Maoist thought as its guiding ideologies, was adopted (Mao’s formal  deviation from the Soviet line and his determination to adapt Communism to Chinese conditions); and, the postwar Civil war between the Communists and the Kuomintang. Prior to 1949, the Communist Party of China’s main intelligence institution was the Central Department of Social Affairs (CDSA). CDSA was placed under the control of Kang Sheng, a longtime political associate of Mao with a linkage from the past to Mao’s wife, Jiang Qing. With the Communist Party’s victory over Chang Kai-shek’s nationalist forces, CDSA became one among a full array of government intelligence organizations were created to supplement Party-based intelligence services. CDSA would draw information from foreign news agencies and open sources. It was hardly a very rewarding business.

The Ministry of Public Security was established as China’s principal intelligence service at the founding of the People’s Republic of China in 1949. It, too, was placed under the leadership of Kang Sheng. CDSA fell into the hands of Li Kenong, a deputy chief of staff to People’s Liberation Army (PLA) chief of staff Chou Enlai and a vice minister for foreign affairs. The main role of the MPS, as with all previous Chinese intelligence services, was to serve the interests of the Communist Party of China. However, as time passed, it was also officially given jurisdiction over counter subversion, counterintelligence, and conducting espionage in Macau, Hong Kong, and Taiwan. Overseas during the 1950s, most Chinese diplomatic missions accommodated the MPS with an Investigation and Research Office for intelligence collection staffed by CDSA personnel, with analysis performed by the Eighth Bureau, publicly known in 1978 as the China Institutes of Contemporary International Relations. In 1953, CDSA became the Central Investigation Department (CID). In China, the MPS presence was nearly ubiquitous, as it kept a watchful eye on China’s population. It was energetically engaged in monitoring Chinese who returned from abroad. To cope with what it determined to be errant citizens, MPS ran labor reform camps. MPS personnel were known for behaving harshly among its own citizens. That behavior was said to be reflective of the violent mentality of its initial leader, Kang. Despite his alleged romance with Mao’s wife, Kang was far from a charming man. Rather, he was known for being an absolute brute. He would move on to become a member of the Communist Party of China Political Bureau, and Li Kenong moved up to take command there. In 1962, the decision was made to move Ministry of Public Security counterespionage functions over to the CID.

The 1960s were a volatile time for Chinese intelligence services as with all military institutions in China. Li Kenong died in 1962 and in 1966 he was succeeded by Luo Quinchang, who had been adopted by Kang in 1958 and ushered into the MPS. However, the MPS became involved in the power struggles that embroiled the Communist Party during the Cultural Revolution. Mao, feeling his power base was threatened mainly as a result of his failed Great Leap Forward, implemented the “Four Cleans Movement,” with the objective of purifying politics, economics, ideas, and organization of reactionaries, led by a one time ally, Luo Quinchang of MPS. His staff files were seized and mined for candidates for criticism and banishment to the lao jiao prison system.

Kang Sheng (above). The Ministry of Public Security (MPS) was established as China’s principal intelligence service at the founding of the People’s Republic of China in 1949. It, too, was placed under the leadership of Kang Sheng. The main role of the MPS, as with all previous Chinese intelligence services, was to serve the interests of the Communist Party of China. As time passed, it was also officially given jurisdiction over counter subversion, counterintelligence, and conducting espionage in Macau, Hong Kong, and Taiwan. MPS personnel were known for behaving harshly among its own citizens. That behavior was said to be reflective of the mentality of Kang, who was known for being an absolute brute.

Most of the leadership of the CID was sent to the countryside for reeducation and the organization, itself, was abolished for a time. Its activities and assets were absorbed by the Second Department of the PLA’s general staff taking over its duties. The Second Department oversaw human intelligence collection to include military attachés at Chinese embassies overseas clandestine collection agents sent to other countries to collect military information, and the analysis of overt sources of information. Mao turned to Kang to ensure that his ideological and security directives were implemented. Kang, Mao’s wife Jiang, Wang Hongwen, Yao Wenyuan, Zhang Chunqiao, dubbed the “Gang of Four,” worked together in a campaign to renew China’s revolutionary spirit. With the assistance of the Red Guards, a mass student led paramilitary movement mobilized and guided by Mao from 1996 to 1967, the Gang of Four set out to destroy the “Four Olds” of society: old customs, old culture, old habits, old ideas. The Red Guards were particularly disruptive. Apparent moral confusion caused the base student army to rise and nearly wreck China by attacking senior Communist Party leaders such as Deng Xiaoping and by conducting mass executions. There were reports that the Red Guards cadres had engaged in cannibalism, eating students. They destroyed approximately 66 percent of China’s famous temples, shrines, and heritage sites. These included nearly 7,000 priceless works of art in the Temple of Confucius alone. The Red Guards would face resistance in major cities. Often the PLA was forced to violently put down their destructive attacks. The organization having fully flown off the rails, Mao instructed leaders of the Red Guards to end their movement.

Meanwhile, Kang had returned to the intelligence service from on high to assume responsibility for the CID cadres that remained left in limbo. Eventually, a new organization, the Central Case Examination Group, composed of CID cadres under Kang was created. That organization was instrumental in the removal of Deng Xiaoping from power. The CID was reestablished in 1971 following the death of Lin Biao and then again became entangled in another power struggle as Hua Kuo-feng and Deng Xiaoping vied for control of the party. By then, Kang had receded into the distance, viewed as too connected to the untidiness of the Cultural Revolution.

Following Mao’s death in 1976, the new leadership under Hua Guofeng initially tried to return to the pre-Cultural Revolution years and strengthen the CID. When Hua Kuo-feng and Wang Dongxing assumed power in 1977, they tried to enlarge the CID and expand the Communist Party of China intelligence work as part of their more general effort to consolidate their leadership positions. However, their hopes and dreams met their fate. Deng Xiaoping, having steadily ascended within the leadership ranks of the Communist Party of China, was uncertain of CID loyalties and his opinion of it was unfavorable. Circumstances indicated that he should order the shut down of all Investigation Offices in Chinese embassies. Although it remained part of the Chinese intelligence services, the CID was officially downgraded. According to Anne-Marie Brady in Making the Foreign Serve China: Managing Foreigners in the People’s Republic (Rowman & Littlefield Publishers, 2003), the impact of the CID’s downgrade was softened by the fact that its intelligence efforts  were being paralleled and to some degree occasionally outmatched by the extraordinarily secret International Liaison Department of the Communist Party of China, which became deeply involved in inciting and assisting international revolution by moving weapons, financial support, and other critical resources to numerous Communist and non-Communist insurgencies worldwide.

The emblem of the Ministry of State Security (above). In 1983, there was considerable frustration in the Communist Party of China with the high volume of secret information being leaked to the West. This was particularly true with regard to information about debates occurring within the Communist Party and reports of poor economic and social conditions within China. In reaction, counterespionage responsibilities were transferred from the MPS to the new Ministry of State Security (MSS). Known as the Guojia Anquanbu or Guoanbu, the MSS was stood up in July 1983 to rectify the deficiencies of the previous iterations of the intelligence function in the Chinese national security apparatus.

The Inception of the Ministry of State Security

The story of the Ministry of State Security (MSS) began thoroughly in July 1983. That year, there was considerable frustration in the Communist Party of China with the high volume of secret information being leaked to the West. This was particularly true with regard to information about debates occurring within the Communist Party and reports of poor economic and social conditions within China. In reaction, counterespionage responsibilities were transferred from the MPS to the MSS. Known as the Guojia Anquanbu or Guoanbu, the MSS was stood up to rectify the deficiencies of the previous iterations of the intelligence function in the Chinese national security apparatus. When the reorganization of the MPS was completed in 1983, it was temporarily left with only traditional police functions. Nevertheless, the change turned out to be quite positive as both organizations were allowed a new beginning so to speak. With its inception, MSS added new dimensions to China’s foreign intelligence scheme while freeing MPS to revamp existing capabilities and explore and adapt a new as well as more technological set of cards to play in the intelligence game so to speak. MSS represented a reimagination of the intelligence collection process abroad and the counterintelligence struggle against outside powers. The cleaning up of old ways of conducting its business, and a modernization of Chinese intelligence that was long overdue.

At its nascent stage, the ranks of the MSS were filled with longtime MPS who transferred over to the office. MSS provincial branches were often staffed with PLA and government retirees. Despite the declaration of its raison d’être as a foreign intelligence organization, the MSS was initially asked to do what its rank and file knew how to do best, which was to perform as police. For that reason, the most important task that it was given after its inception, focusing on students in both China and abroad after the Tiananmen Square protests, was a natural fit. Tiananmen Square, in addition to being frightfully embarrassing to the Communist Party of China leaders, caused them to remain greatly concerned over a possible follow on move by students. That concern was thoroughly evinced when Chinese authorities announced that some 200 Chinese had been accused of spying for the Soviet Union. One might say that the counterintelligence purpose of the assignment made giving it to the MSS plausible. However, MPS had the domestic counterintelligence mission covered. Redundantly taking on the assignment concerning the student–surely MPS was on it–was a turn in a wrong direction. The MSS would eventually develop into an authentic foreign intelligence service, but it would take time. It would be an evolutionary process.

An ocean of student protesters in Tiananmen Square in May 1989 (above). At its nascent stage, the ranks of the MSS were filled with longtime MPS who transferred over to the office. MSS provincial branches were often staffed with People’s Liberation Army and government retirees. Despite the declaration of its raison d’être as a foreign intelligence organization, the MSS was initially asked to do what its rank and file knew how to do best, which was police work. For that reason, the most important task that it was given after its inception, focusing on students in both China and abroad after the Tiananmen Square protests, was a natural fit. The protests, in addition to being frightfully embarrassing to the Communist Party of China leaders, caused them great concern regarding a possible follow-on move by students.

As aforementioned, a paucity of quality information exists publicly from the Chinese government about the present-day MSS in primary or secondary sources. No official Chinese government website exists for the intelligence organization. There have been no press releases distributed or press conferences held by the organization’s public relations department. Access to information from the organization is essentially nonexistent. No significant writings have been published  by security scholars in China on the MSS. Precious few defections from MSS have occurred, so little has been provided from an insider’s view. What is best known generally about MSS in the US has been superbly relayed in I.G. Smith’s and Nigel West’s celebrated Historical Dictionary of Chinese Intelligence (Rowman & Littlefield, 2012).

The MSS headquarters is located in Beijing in a large compound in Xiyuan, on Eastern Chiang’an Avenue, close to Tiananmen Square. Within the security perimeter is snowing apartment block, Qian Men, where many of the MSS staff and their families live. The MSS is a civilian intelligence service and operates independently from the People’s Liberation Army General Staff Second and Third Departments, which also conduct military intelligence and counterintelligence operations. Although it has a central headquarters, the MSS actually was not built up as a centralized organization. It is composed of national, provincial, and local branches much as the MPS from which it sprang. Even the initial CDSA and later CID units of the MPS operated domestically under a decentralized and autonomous structure throughout China that was supported by the Communist Party of China. Their structure somewhat resembles that of the erstwhile regional and Soviet republic KGB bureaus. The provincial, and local branches receive directives from headquarters in Beijing and are financed by National Security Special Funds. Yet, only to the extent that provincial and local branches receive “administrative expenses,” could they be considered accountable to headquarters. They are largely autonomous in reality, reportedly acting as essential adjuncts to the local administration. The formal chief of the MSS holds the title Minister of State Security. As of this writing, the minister is Chen Wenqing. However, from the national level to the local levels, the MSS and its subordinate departments and bureaus report to a system of leading small groups, coordinating offices, and commissions to guide security work while lessening the risk of politicization on behalf of Communist Party of China leaders. Initially, the most important of these was the Political-Legal Commission (Zhongyang Guoja Anquan Weiyuanhui). The Political-Legal Commission was chaired by a Politburo member at the Central level with the title Secretary, who serves essentially as China’s security czar. There are Deputy Party Secretaries at the lower levels. The lower-level commissions oversee all state security, public security, prisons, and procuratorate (judicial) elements for their levels. Currently, there is a Secretary of the Central Political and Legal Affairs Commission (Zhengfawei) who oversees China’s security apparatus and law enforcement institutions, also with power reaching into the courts, prosecution agencies, police forces, paramilitary forces, and intelligence organs  Xi announced the creation of the Central State Security Commission (CSSC) in the Third Plenary Session of the Eighteenth Party Congress in November 2013. The CSSC held its first meeting on April 15, 2014. The purpose of this new commission was twofold. First, it was intended to balance internal political power created by the expansion of the security services and their capabilities in the 2000s. Second, the commission orient’s the MSS and other security forces toward planning and preempting threats to the party-state. At lower levels, provinces, counties, and municipalities have state security leading small groups (Guoja Anquan Lingdao Xiaozu). The political-legal Commissions and State Security leading small groups overlap in personnel but not perfectly. They combine with defense mobilizations committees and 610 offices to create a kind of system of systems that oversees local security and intelligence work. Headquarters is surely kept apprised of what the provincial and local branches are doing. Each level reports to the next MSS level up and the Political-Legal Committee at that level. This florid arrangement of horizontal and vertical relationships often creates bureaucratic competition that encourages pushing decisions upward while hiding information from elements of equal protocol rank.

Intellect, will, and hard earned experience drove MSS leaders forward as they molded the MSS into a truly effective intelligence organization. What compelled the domestic focus of its initial work is further apparent in that process. The first two ministers, Ling Yun and Jia Chunwang, faced the challenge of turning a small Ministry with only a handful of outlying provincial departments into a nationwide security apparatus. The expansion occurred in four waves. In the first wave during MSS’ inaugural year, the municipal bureaus or provincial departments of state security for Beijing, Fujian, Guangdong, Guangxi, Heilongjiang, Jiangsu, Liaoning, and Shanghai were created. A second wave appeared shortly thereafter between 1985 and 1988, including Chongqing, Gansu, Hainan, Henan, Shaanxi, Tianjin, and Zhejiang. The third wave from 1990 to 1995 completed the expansion of the Ministry across at the provincial levels, bringing in Anguilla, Hunan, Qinghai, and Sichuan provinces. The fourth wave the provincial-level departments exoanded vertically, taking over local public security bureaus or established subordinate municipal or County bureaus. The MSS policy of expanding representative offices in most major towns and cities was reversed in 1997. Nevertheless, when MSS minister Jia left in 1998 for the MPS, the MSS was a nationwide organization at every level. Presently, the MSS’ thirty-one major provincial and municipal sub-elements. Interestingly, as MSS moved through each growth spurt, it did not ignite efforts to rename the organization, to divide it into pieces and parcel out some of its departments among other Chinese intelligence services, or to disband it altogether in the way CDSA and MPS suffered in the two previous decades. There seemed to be an understanding system wide that the need existed for a solid civilian foreign intelligence as well as counterintelligence capability.

The Wuhan Hubei National Security Office in China, home of the provincial Ministry of State Security Bureau (above). The expansion of MSS provincial departments occurred in four waves.  In the first wave, during MSS’ inaugural year, the municipal bureaus or provincial departments of state security for Beijing, Fujian, Guangdong, Guangxi, Heilongjiang, Jiangsu, Liaoning, and Shanghai were created. A second wave appeared shortly thereafter between 1985 and 1988, creating the Chongqing, Gansu, Hainan, Henan, Shaanxi, Tianjin, and Zhejiang bureaus. The third wave from 1990 to 1995 completed the expansion of the Ministry across at the provincial levels, bringing in Anguilla, Hunan, Qinghai, and Sichuan provinces. The fourth wave the provincial-level departments expanded vertically, taking over local public security bureaus or established subordinate municipal or County bureaus. Presently, the MSS has thirty-one major provincial and municipal sub-elements.

As relayed previously, MSS was initially staffed with personnel drawn largely from the MPS. Many local MPS officers transitioned overnight from being police to MSS officers. The MSS foreign intelligence capability was built up when intelligence cadres from the Communist Party of China were brought into its ranks. The new MSS was also funded in part by the MPS. The fact that MSS, in a similar way to MPS, established provincial offices, which operated under cover names, such as “Unit 8475,” has been completely uncloaked and was made fairly well-known courtesy of the Historical Dictionary of Chinese Intelligence. To help MSS take on its mission, MPS passed some networks to the new organization. Yet, with some uncertainty that existed as to the political nature of MSS, MPS was reportedly reluctant to make such transfers. Weariness and disappointment was also apparently felt among some of the old MPS professionals who opted to move to the MSS. While there were far greater opportunities for foreign travel, the financial side-benefits of working closely with industry were no longer available to them.

Employment on the MSS staff continues to hold considerable social status and is generally thought of as a desirable career. MSS intelligence officers are usually recruited before or during their university education, and a large proportion are graduates of the China Institutes of Contemporary International Relations (CICIR), the Beijing Institute of International Relations, the Jiangnan Social University, or the Zhejiang Police College. Those requiring technical skills usually attend the Beijing Electronic Specialist School. These establishments provide training for MSS recruits, who usually come from families with MSS links or otherwise are influential and beneficiaries of guanxi. Nevertheless, however well connected the candidates are, they will have to be dedicated and disciplined although not yet necessarily Party members. Guanxi is often exercised to facilitate entry into the MSS.

Promotions aee endorsed at both the bureau and headquarters levels. Senior branch positions require the approval of the local administration, although, in practice, the will of headquarters usually goes unchallenged. The quality of performance during the information war over the coronavirus pandemic will also likely play a considerable part in future promotion. Interestingly, although thoroughly part of the MSS, branch personnel are regarded as employees of the local government. More than half the MSS staff recruitment takes place in the region’s where the officers will be posted for the breath of their careers and where they have family links. Those family links are quite important. This structure enables the MSS to fulfill the increasingly large responsibility of ensuring social stability, considered a significant operational priority. There is no equivalent to this system in the West. Training takes place in the branches. There are no centralized, formal training academies, and new personnel are expected to learn their profession on the job by reading old and current operational files, by working with mentors, and attending occasional lecturers and conferences. Expectedly in the Communist country, during training, a heavy emphasis is placed on political indoctrination, and although probably less than 15 percent of MSS staff are women, they tend to be almost entirely Communist Party of China members. Internal transfers, and secondments are routine and occur mainly from the law and political departments of local government. There a tacit understanding that one could find a home in the MSS with all of the care and comfort imaginable during and after active service.

Mao (left) and Soviet Premier Joseph Stalin (right). Immediately following Mao Zedong’s Communist forces defeat of General Chang Kai-shek’s Kuomintang Nationalist forces, China and the Soviet Union stood as the two prominent Communist countries. Soviet Premier Joseph Stalin saw the victory in terms of Soviet interests, however Mao, saw the Communist Revolution in China as an achievement of the Chinese people. Despite reservations, Mao welcomed assistance from Moscow in the form of physical aid but experts and advisers. Soviet intelligence officers assisted the burgeoning Chinese intelligence service with the intention of creating a capable, parallel organization in a “brother” Socialist country, with hope of exploiting it to the greatest degree possible. However, cooperation that was established between Chinese and Soviet intelligence services ended with the split between Chinese and Soviet leaders.

Residual Impact of Soviet Intelligence Upon Chinese Intelligence?

Naturally, the once significant impact and influence of the Soviet intelligence service on Chinese intelligence has faded more and more with the coming of each new generation into the system. Yet, fragments from that past past still remain. Immediately following Mao Zedong’s Communist forces defeat of General Chang Kai-shek’s Kuomintang Nationalist forces, China and the Soviet Union stood as the two prominent Communist countries. Soviet Premier Joseph Stalin saw the victory in terms of Soviet interests, however Mao, saw the Communist Revolution in China as an achievement of the Chinese people, and to that extent was only interested in formulating the best path to Socialism for China. Mao had held reservations about overlaying China with the Soviet model, but nonetheless welcomed assistance from Moscow in the form of physical aid but experts and advisers. Nevertheless, an agreement was established between Mao and Stalin to have a Soviet advisory mission providing physical aid and significant guidance and advice on nearly all aspects of government. Concerning intelligence, Chinese and Soviet services liaised significantly and comfortably. Soviet advisers used their own service as a model to structure the organization, staffing, training, intelligence operations, and resources of Chinese intelligence services. In the end, Chinese intelligence services mirrored those of the Soviets. It became an effective tool for China’s security. What happened with the Chinese also happened with intelligence services of Eastern Bloc and other Communist governments’ intelligence services in the late 1950s. However, also much as in the Eastern Bloc, Soviet intelligence officers assisted the burgeoning Chinese intelligence service with the intention of creating a capable, parallel organization in a “brother” Socialist country that Soviet intelligence could exploit to the greatest degree possible.

Consequently, for decades after World War II, the Chinese intelligence service, even without Soviet direction, evinced some organizational and operational aspects similar to those of the Soviet intelligence services of the past. To that extent, the KGB has remained a fully useful yardstick from which one could measure, understand, and conceptualize the structure and functions of the Chinese intelligence services as they evolved. Interestingly, the period in which Chinese intelligence services received advice and closely liaised the Soviet counterparts was also a period of evolution of Soviet intelligence. As soon as one intelligence organization was opened for business in the Soviet Union, it was replaced by another with added responsibilities. Those organizations included: Narodnyi Komissariat Vnutrennikh Del (People’s Commissariat for Internal Affairs) or NKVD; 1938-1946, Narodnyi Komissariat Gosudarstvennoe Bezopasnosti (People’s Commissariat for State Security) and Narodnyi Komissariat Vnutrennikh Del (People’s Commissariat for Internal Affairs) or NKGB-NKVD, placing police and security functions under one chief; and, 1946-1953, Ministerstvo Vnuirennikh Del (Ministry for Internal Affairs) and Ministerstvh Gosudarstvennoe Bezopasnosti (Ministry for State Security) or MVD-MGB. Eventually, in 1954, all of the non-military security functions were organized in what was dubbed the Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or the KGB. It was under odd circumstances that Soviet intelligence services would identify themselves as models for those of other countries to follow. Interestingly enough, there was a lesson for the Chinese to take away from that period of the growing pains felt by Soviet intelligence services. In effect, the evolution of the Chinese intelligence services was inevitable if it was to meet the evolving needs of the leadership in a changing world. Without wanting to declare or insinuate some causality, or proffering that there was some curious act of imitation, it must be noted that Chinese intelligence services, following the years of close contacts with the Soviet counterparts, went through a similar period of near continuous organizational and name change.

Cooperation that was established between Chinese intelligence services and Soviet intelligence services could not survive the split between Chinese and Soviet leaders. The cause was gaping differences in outlook. Mao’s perception of the right relationship between the Soviet and Chinese Revolutions was influenced by his profound identification with the Chinese national tradition, which led him to reject conceptions and political lines not sufficiently suited to the mentality of the Chinese people and to their originality and creativity. Such were the sensibilities behind the “Great Leap Forward.” Not even quiet liaison through a virtual cross border masonry between field officers of the two intelligence services would have been allowed.  

Unlike its sister civilian intelligence service, the MPS, the MSS generally appears to have adhered to the non-politicization  of the service. MSS senior executives have evinced an acumen for being clever with politics. Occasionally, they have not been pristine in avoiding any mix up between their true task and purpose and extraneous political matters. Indeed, MSS elements, particularly at local levels, often have provided protection services for the business dealings of Communist Party of China officials or their well-connected friends. The purges of Beijing Party secretary Chen Xitong in 1995 and Shanghai Party secretary Chen Liangyu in 2006 were understood to have involved the ministry. Following the fall of Bo Xilai and Zhou Yongkang, the Beijing State Security Bureau chief Fang Ke and Vice Minister Qiu Jin were ousted in rather widespread purges as a consequence of their use of MSS resources to support certain leaders in their political tussles.

How MSS Is Organized

In terms of operations and functional (administrative) duties, a common understanding has been that MSS is divided into bureaus, each assigned to a division with a broad directive and each bureau is given a specific task. On a Weibo account, reportedly associated with the MSS, a suitable outline of the first 11 bureaus was posted in November 2016. A description of that organizational structure of the MSS is easy enough to find online. The bureaus on that list, along with an additional six bureaus, was discovered on the common yet only moderately reliable source, the online encyclopedia, Wikipedia: Confidential Communication Division: Responsible for the management and administration of confidential communications; International Intelligence Division: Responsible for strategic international intelligence collection; Political and Economic Intelligence Division: Responsible for gathering political, economic, and scientific intelligence from various countries; Taiwan, Hong Kong, and Macau Division: Responsible for intelligence work in Taiwan, Hong Kong, and Macau; Intelligence Analysis Division: Responsible for analysing and reporting on intelligence and collecting guidance on how to handle intelligence matters; Operational Guidance Division: Responsible for directing and supervising the activities of provincial level MSS offices; Counterintelligence Division: Responsible for gathering counterintelligence information; Counterintelligence Division: Responsible for monitoring, investigating, and potentially detaining foreigners suspected of counterintelligence activities. This Bureau is reported to primarily cover and investigate diplomats, businessmen, and reporters; Internal Security and Anti-Reconnaissance Division: Responsible for protecting the MSS from infiltration by foreign entities by monitoring domestic reactionary organizations and foreign institutions; External Security and Anti-Reconnaissance Division: Responsible for monitoring students and institutions abroad in order to investigate international anti-communist activities; Information and Auditing Division: Responsible for the collection and management of intelligence materials; Social Research Division: Responsible for conducting public opinion polling and surveying the population; Science and Technology Investigative Division: Responsible for managing science and technology projects and conducting research and development; Science and Technology Investigative Division: Responsible for inspecting mail and telecommunications; Comprehensive Intelligence Analysis Division: Responsible for the analysis and interpretation of intelligence materials; Imaging Intelligence Division: Responsible for collecting and interpreting images of political, economic, and military targets in various countries through both traditional practices and through incorporation of satellite imagery technologies; and, Enterprises Division: Responsible for the operation and management of MSS owned front companies, enterprises, and other institutions. (Additionally, In 2009, the MSS was reported by a former official to have a Counterterrorism Bureau.)

Since leaving the Central Intelligence Agency (CIA) where he was a highly-regarding analyst on China, Peter Mattis has published a number of superlative essays on Chinese intelligence and counterintelligence. Among a number of issues, Mattis expressed a view compatible with greatcharlie’s here in a 2012 article, “The Analytic Challenge of Understanding Chinese Intelligence Services” Studies in Intelligence Vol. 56, No. 3 (September 2012) 47, that “Protecting the integrity of US intelligence and policy processes is an important task for the US Intelligence Community, but clear understanding of Chinese intelligence serves more than the CI [counterintelligence] mission. At the core, analysis of Beijing’s intelligence institutions is about trying to understand systematically how the Chinese government uses information to inform its policy formulation, guidance to diplomats and security officials, and the execution of its policies.” Along with a former military intelligence officer and diplomat, Matthew Brazil, Mattis published Chinese Communist Espionage: An Intelligence Primer (United States Naval Institute Press, 2019), a book which is nothing less than brilliant. In covering the web of Chinese intelligence services that engage in intelligence operations, Mattis and Brazil present a great deal about the super secret MSS which one can be sure is cutting edge stuff. For many analysts in defense, foreign affairs, and intelligence worldwide, it presents nothing less than a treasure trove and should find a permanent place in syllabi in college and university courses worldwide for years to come. (Regular reference is made to Mattis’ writings in this essay.)

Mattis and Brazil share the view that MSS headquarters is organized into numbered bureaus. They further explain that it is spread across at least four compounds in Beijing. However, in their assessment, they believe MSS is organized a bit differently than in the outline of its departments aforementioned. They state that at the present, the MSS is believed to possess at least eighteen bureaus. Unlike the People’s Liberation Army  (PLA) where military unit cover designators offer a way to track units, MSS elements, they explain, are not so readily identified. In Mattis’ and Brazil’s own words, “The following designations are ones in which we possess a modicum of confidence”: First Bureau: “secret line” operations by MSS officers not under covers associated with Chinese government organizations; Second Bureau: “open line” operations by MSS officers using diplomatic, journalistic, or other government-related covers; Third Bureau: unknown; Fourth Bureau: Taiwan, Hong Kong, and Macau Bureau; Fifth Bureau: Report Analysis and Dissemination Bureau; Sixth Bureau: unknown; Seventh Bureau: Counterespionage Intelligence Bureau, gathers information and develops intelligence on hostile intelligence services inside and outside of China; Eighth Bureau: Counterespionage Investigation,  runs investigations to detect and apprehend foreign spies in China; Ninth Bureau: Internal Protection and Reconnaissance bureau, supervises and monitors foreign entities and reactionary organizations in China to prevent espionage; Tenth Bureau: Foreign Security and Reconnaissance Bureau, manages Chinese student organizations and other entities overseas and investigates activities of reactionary organizations abroad; Eleventh Bureau: China Institutes of Contemporary International Relations,  performs open source research, translation, and analysis. It’s analysts also meet regularly with foreign delegations and spend time abroad as visiting fellows; Twelfth Bureau: Social Affairs or Social Investigation Bureau, handles MSS contributions to the United front work system; Thirteenth Bureau: Network Security and Exploitation (also known as the China Information Technology Evaluations Center (Zhongguo Xinxi Anquan Ceping Zhongxin) may manage the research and development of other investigative equipment; Fourteenth Bureau: Technical Reconnaissance Bureau conducts mail inspection and telecommunications inspection and control; Fifteenth Bureau: Taiwan operations linked to the broader Taiwan Affairs work system. It’s public face in the Institute of Taiwan Studies at the China Academy of Social Sciences; Sixteenth Bureau: unknown; Seventeenth Bureau: unknown; and, Eighteenth Bureau: US Operations Bureau for conducting and managing clandestine intelligence operations against the US.

Chairman Deng Xiaoping (above). Under the Second Chairman of the Communist Party of China, Deng Xiaoping, China began authentic economic reform partially opening China to the global market. China’s economy grew rapidly soon afterwards. In a five-year economic plan 2006-2010, the Communist Party of China outlined that China must maintain fast and stable economic growth and support the building of a harmonious society. However, countries such as India and Vietnam had begun competing with China to offer cheap manufacturing bases for Western companies. Chinese industry needed to retain a competitive edge. Espionage has offered a relatively cheap, quick, and easy method to obtain information that could help Chinese companies remain competitive. Many of China’s largest companies are state owned, or have close linkages to the government. They receive intelligence collected by Chinese intelligence services. They undertake commercial espionage for their own benefit as well.

Intelligence Targets of Today’s MSS

Having created the space and acquiring the flexibility over the past few decades to allow the service to evolve into the elite, very capable intelligence service the Communist Party of China originally wanted it to be, it would seem MSS senior executives and managers have now figuratively declared “game on!” to China’s competitors and adversaries. The mission, as originally intended, has not changed much since 1983. Overall, it is now defined as collecting solid intelligence from the inner workings and the very top of foreign military, diplomatic, political, economic, financial, scientific, educational, media, communications, and social institutions. That is primarily what Beijing wants and that is what MSS is chasing after. Its tactics, techniques, procedures and methods are surely more refined. By conventional wisdom, one would proffer that as a priority, Chinese intelligence services target a broad range of US national security actors, including military forces, defense industrial companies, national security decision makers, and critical infrastructure entities. Infiltration of these operations by an adversary as China would certainly have far-reaching implications for US national security. Although the PLA would most interested in US military equities in its region and elsewhere in and around Asia, the MSS would expectedly support that work by collecting what it could on the instruments that the US uses to make conventional war and nuclear war. The intelligence threat China has posed to US national security further extends overseas, as China’s foreign intelligence service seeks to infiltrate the systems of US allies and partners. This particular aspect is seen as potentially having grave implications for US alliance stability and the security of US national defense information. Lately, the chief feature of the intelligence war between the US and China has been the economic front. Indeed, economic espionage, one might venture to say, holds perhaps a prominent place among the bread and butter activities of the MSS and is best known to industries around the world most of which could easily become one of its victims.

Deng Xiaoping and the Emphasis on Economic Espionage

Under the Second Chairman of the Communist Party of China, Deng Xiaoping, China began authentic economic reform partially opening China to the global market. China’s economy grew rapidly soon afterwards. In a five-year economic plan 2006-2010, the Communist Party of China outlined that China must maintain fast and stable economic growth and support the building of a harmonious society. The Communist Party of China’s aim was to raise the country’s gross domestic product by 7.5% annually for the next five years. In order to achieve such rapid economic growth, However, countries such as India and Vietnam had begun competing with China to offer cheap manufacturing bases for Western companies. Further, the increased demand for raw materials such as oil and iron ore, and new environmental and labor laws led to cost increases, making manufacturing in China more expensive which caused some factories to close. China sought to diversify its economy, for example, through the manufacture of better made high end products. However, that diversification of the economy required the Chinese to increase their knowledge of design and manufacturing processes. Espionage has offered a relatively cheap, quick, and easy method to obtain information that could help Chinese companies remain competitive. Many of China’s largest companies are state owned, or have close linkages to the government, and receive intelligence collected by Chinese intelligence services. Those firms have also proved to be capable of engaging in commercial espionage themselves.

During the administration of US President Barack Obama, economic espionage by Chinese intelligence gained real traction. Startled US government officials began to sound the alarm particularly over the destructive impact of Chinese commercial espionage upon US national security. Intrusions by Chinese actors into US companies and other commercial institutions harm both the individual companies and the overall US economy, to the benefit of China. Indeed, in July 2015, Bill Evanina, who was the National Counterintelligence Executive in the Office of the Director of National Intelligence, and remains in that position as of this writing, stated point blank, “Economic security is national security.” Nevertheless, the vociferous statements of those tasked with China’s operations had no real effect on the Obama administration’s course and Chinese intelligence activities steadily intensified. The leadership of the Communist Party of China has not concealed the fact that they recognize the link between economic and national security, and its commercial and national security espionage efforts function in tandem to exploit it.

US Attorney General William Barr (above). The present US Attorney General William Barr is both troubled and angered by China’s espionage efforts against the US and he intended to defeat those efforts. Barr insists China is working to supplant the US as the leader in technology in all areas, by literally stealing away the future of the US. He explains that to accomplish that, China has continuously sought, through a variety of clandestine ways, to grab whatever about US technologies,  developmental practices, and manufacturing practices. Barr wants the US business community to accept these realities and become part of the answer. In making deals with China, US businesses are often selling out their own long-term viability of us companies sold out for short term gain. As dangerous, China has been able to cultivate relationships with their employees and recruit them for spying.

US Attorney General William Barr, in a June 21, 2020 interview on FOX NEWS “Sunday Morning Futures,” proffered that the US for decades has been a leader in technology. China would like to overcome US dominance in the field. To that end, China has been stealing all us technologies developmental practices, manufacturing practices. Barr stated: “The way I look at is, this is a fundamental challenge to the United States. Since the late 19th century, our opportunity and our growth, our prosperity as a country has come from our technological leadership. We have been the technological leader of the world. In the last decade or so, China has been putting on a great push to supplant us, explicitly. They want to be the leader in all the future technologies that are going to dominate the economy. And so what’s at stake is the economic opportunity of our children and our grandchildren, whether we can continue to be the technological leader of the world. The Chinese have embarked on a very aggressive program during this time of stealing and cheating in order to overtake us. They have stolen our intellectual property. When they steal our secrets about future technology, they’re stealing the future of the American people.”

Barr left no doubt that China was quite some distance from competing fairly. He insisted that it was the intention of the Trump administration to put a halt to China’s very open efforts at robbery. Barr explained: “The Chinese efforts run the gamut from more traditional espionage of recruiting people to work for them, explicitly, to cultivating relationships that they are then able to use. And the people frequently are not completely attuned to the fact that they are being used as essentially stooges for the Chinese. So, it runs the gamut of things. And, sometimes, some of these programs, high-sounding programs, are used to the advantage of the Chinese.” Barr expressed concern over how educational programs have been used by Chinese intelligence services to penetrate US academic institutions and take away the knowledge, training, and research offered for use in China’s efforts to overwhelm the competitive edge the US possesses. Barr explained: “We are clearly cracking down on researchers and others that are sent over here to get involved in our key technological programs. And, by the way, this is not just weapons systems. This is agriculture. This is medicine. This is robotics. This is artificial intelligence and so forth. It’s the whole gamut of important technologies going forward.”

Dimensions of MSS Intelligence Collection

In its intelligence campaign against the US, EU Member States, and other advanced industrialized countries, the MSS has taken a multidimensional approach. Three more apparent dimensions include: illicit technology procurement, technical collection (cyber attacks), and human intelligence collection. Assuredly, the illicit procurement of specific technology by MSS is executed through the use of Chinese front companies. It is a relatively soft approach to intelligence collection, but it has had a devastating impact. According to Mattis in his 2012 article, “The Analytic Challenge of Understanding Chinese Intelligence Services” cited earlier here, FBI analysts reported that over 3,200 such companies had been quietly set up as fronts for intelligence collection purposes. Other relative short-cuts in espionage included tasking scholars, and scientists to purchase information before they travelled to countries that possessed targeted technologies. MSS has also encouraged Chinese firms to buy up entire companies that already possessed the desired technology.

With regard to the cyber attack, it is perhaps the most prolific type of attack against industry in the US, EU, and within other advanced industrialized countries. This dimension of Chinese intelligence collection is perhaps the most aggressive, and hackers locate doors that they can rapidly pass through and grab whatever might be within reach. It is by no means a supplemental or mere attendant method of espionage relative to running human agents. It is simply another dimension of China’s campaign. Moreover, countries such as the US provide such a target rich environment for the MSS, if human intelligence were the only focus, constraints on manpower resources would always be a big problem to overcome.

By far, the most complex and risky dimension of MSS intelligence collection are its human intelligence operations. Least challenging are MSS operations in China. No resource constraints hinder the MSS in terms of both manpower to use against foreigners there. The efforts of foreign counterintelligence services typically face great limitations in terms of ways and resources to stem Chinese efforts against their foreign intelligence colleagues on the ground. The close proximity of other countries in the Far East would appear to make operating in these countries easier, too! Difficulties begin when tries to take a bite out of more advanced industrialized countries in the region. Japan, for example, has historically been a difficult country for Chinese intelligence services to operate within. Against Japanese targets, attempts to cultivate operatives and informants still occur, but a greater reliance is surely placed on technical collection by MSS. Outside of its region, in target rich US, EU Member States, and other advanced industrialized countries, even the Russian Federation, Chinese intelligence services as a whole initially some difficulty figuring out how to go about approaching a target using officers. They would also naturally be concerned over facing considerably stiffer resistance from more adept counterintelligence services such as those of Japan. Interestingly, as time went on, they managed to find a number of sweet spots from which, and methods with which, they could conduct human intelligence collection operations with some degree of success. Lately, it seems to have been easy enough for Chinese intelligence services to establish networks of operatives and informants, and reportedly even sleeper agents, in the US, placing them in locations from which they could do considerable harm.

Collection through Front Companies and Operatives

As mentioned, a very quiet approach to intelligence collection is ubiquitous and pernicious form of inteloigence collection operations in the US. Most US citizen can look direct at the activities of what appear to be benign companies and not observe or discern that it is firm of foreign attack against their country. With little threat of being discovered, Chinese front companies set up where they can best acquire companies, technologies, brain power in the form of students, and even intelligence operatives and informants. Some US firms that have unwittingly linked themselves to seemingly innocuous, but actually nefarious institutions in China, business, academic, scholarly, or otherwise, that are tied to the government, particularly the Chinese intelligence services, may often have Chinese intelligence operatives working out of them, thus providing a convenient cover for their activities. In July 2019, a federal grand jury in Chicago indicted Weiyun “Kelly” Huang, a Chinese citizen, on fraud charges, charging her with providing fake employment verifications. A grand jury indicted her two companies, Findream and Sinocontech, on charges of conspiracy to commit visa fraud. The two companies incorporated by Huang did not exist, except on paper. Federal authorities allege the Findream and Sinocontech were front companies used to provide false employment verification for Chinese students, convincing immigration officials that they were here legally. Huang made use of a website based in China, chineselookingforjob.com, and the China-based “WeChat” platform, as well as Job Hunters of North America, to recruit for her companies. Court records explain that over 2,600 Chinese students declared themselves as employees for either Findream or Sinocontech from September 2013 to April 2019. In a bungling oversight Huang claimed to have employed so many young people that according to a 2017 US Immigration and Customs Enforcement list, Findream and Sincocontech ranked among the top US-based companies that hired students under the federal Optional Practical Training program. Findream ranked number 10, just behind Facebook. Sinocontech ranked number 25, just behind Bank of America. Surely, that served to call some attention from US counterintelligence services to its activities. Tragically, on LinkedIn, it is indicated that great numbers of graduates from schools from around the country wrote in their online biographies that they were employed by either Findream or Sinocontech as data analysts, web developers, consultants and software engineers. Huang compiled approximately $2 million from the alleged fraud scheme. Prosecutors state that the citizen of the Communist China indulged herself lavishly in Neiman Marcus, Louis Vuitton, Prada, Chanel, Hermes, and other luxury retail stores.

In a September 2018 criminal complaint from the US Department of Justice, Ji Chaoqun, a Chinese citizen, was charged with one count of knowingly acting as an agent of a foreign power, China. While Ji was still in school in China, an intelligence officer from the Jiangsu State Security Department, a provincial bureau of the MSS, approached him at a recruitment fair. They recruited Ji and tasked him with gathering biographical information on eight naturalized, ethinc-Chinese, US citizens after he arrived in Chicago to begin his studies. Reportedly, Chinese intelligence wanted to recruit those individuals, most of whom “worked in or were recently retired from a career in the science and technology industry, including several individuals specializing in aerospace fields.” Ji performed the task of collecting the information. After graduating with a master’s degree in electrical engineering from the Illinois Institute of Technology in 2015, he remained in the US through a temporary work program known as Optional Practical Training. That program allows international students to stay for up to two extra years if they have earned degrees related to science, technology engineering and mathematics. After Ji graduated with a master’s degree in electrical engineering in 2015, he remained in the US through a temporary work program known as Optional Practical Training. The program allows international students to stay for up to two extra years if they have earned degrees related to science, technology engineering and mathematics. Ji stated that he was employeed as a software engineer for a company called Findream LLC. According to court records, Ji’s responsibilities included writing “well designed, testable, efficient code by using best software development practices.” Although Findream was advertised as a startup technology company based in Mountain View, California, the company did not exist, except on paper. In April and May of 2018, the FBI made clandestine contact with Ji via an undercover agent. During the May meeting, Ji revealed that he was first approached by the MSS. In October 2017, email and MSS messages exchanged between the MSS officer and Ji were uncovered by the FBI.

Technical Intelligence Collection and Cyber Attacks

MSS technical collection can include the use of high-tech tools covering phone calls and all forms of messaging to relatively low level actions against electronic equipment such as mobile phones and computer networks. While technical intelligence collection, cyber attacks by Chinese intelligence services upon targets in the US, have been deplorable, the skill displayed and their list of accomplishments has been impressive. What have essentially been standard targets of cyber attacks from Chinese intelligence services in recent years have been those levelled against US national security decision makers and government organizations, particularly during the Obama administration. The objective of that targeting has been to access any classified information they might possess. Through that information, MSS would surely hope to develop insight into highly sensitive US national security decision making processes. Several instances of such cyber attacks have been made public, among them: in 2010, China reportedly attempted to infiltrate the email accounts of top US national security officials, including then Chairman of the Joint Chiefs of Staff Admiral Mike Mullen and then Chief of Naval Operations Admiral Gary Roughead; in July 2015, the US Office of Personnel Management announced that hackers had extracted personnel records of roughly 22 million US citizens. The hackers were reportedly affiliated with the MSS. Some of the stolen files contained detailed personal information of federal workers and contractors who have applied for security clearances. Among the information extracted were the fingerprints of 5.6 million people, some of which could be used to identify undercover US government agents or to create duplicates of biometric data to obtain access to classified areas; and, in May 2016, the then Director of National Intelligence James Clapper stated there was indicia supporting a concern that foreign actors had targeted the 2016 US Presidential Campaigns with cyber operations. Those foreign actors plausibly included Chinese intelligence services, as well as actors in the Russian Federation and other countries. During the 2008 US Presidential Election, evidence existed that indicated China infiltrated information systems of the campaigns of then Senator Barack Obama and Senator John McCain. The experience gained and the lessons learned by MSS in those cyber operations primarily against national security and political targets during the Obama administration allowed for a rapid development of the organization’s cyber warfare capabilities and capacity. Rather than figuratively apply the law of lex talionis and a bit more to knock MSS back on its heels, defensive actions and push back by the Obama administration was so slow and so frightfully slight that the MSS was allowed the space and the time to even ratchet up its cyber game. An indictment unsealed in October 2018 revealed that US was made aware of at least a portion of MSS directed cyber operations aimed at swallowing up technologies researched and developed by firms in the US and other advanced industrialized countries.

In October 2018, the US Department of Justice unsealed charges leveled on 10 Chinese nationals, alleging a persistent campaign by Chinese intelligence officers and their recruits to steal aerospace technology from companies in the US and France. In a thoroughly complex operation, from January 2010 to May 2015 a provincial bureau of the MSS, the Jiangsu Province Ministry of State Security (‘JSSD”), headquartered in Nanjing, China, conspired to steal sensitive commercial technological, aviation, and aerospace data by hacking into computers in the US and other advanced industrialized countries. According the indictment, MSS officers managing the operation included Zha Rong, a Division Director in the JSSD, Chai Meng, a JSSD Section Chief, and other MSS officers who were not named. Both Zha and Chai supervised and directed human intelligence and activities by one or more members of the conspiracy aimed at hacking into the computers of targeted firms that were used in and affecting interstate and foreign commerce and communications, and steal information, to includie intellectual property and confidential business data, and to use these companies’ computers to facilitate further computer intrusions into other companies.

As for their computer savvy MSS operatives, Zhang Zhang-Gui, a computer hacker who operated at the direction of the JSSD, tested spear phishing messages and established and maintained infrastructure used in multiple intrusions. Zhang also coordinated hacking activities and shared infrastructure with Liu Chunliang, a fellow computer hacker who operated at the direction of the JSSD, and coordinated the activities of other computer hackers and malware developers, including Gao Hong Kun, Ma Zhiqi, and an identified unindicted co-conspirator (‘UCC-1″). Among his activities, Liu established, maintained and paid for infrastructure used in multiple intrusions, deployed malware, and engaged in domain hijacking in connection with the intrusion of a San Diego-based technology company. The hacker Gao Hong, who operated at the direction of Liu and was an associate of Zhang, engaged in the computer intrusions into Capstone Turblne, a Los Angeles-based gas turbine manufacturer and an Arizona-based aerospace company. Ma Zhiqi, also mentioned, a computer hacker who operated at the direction of LIU, was a personal acquaintance of Liu and UCC-1 as well. Zhuang Xtaowei, a computer hacker and malware developer, who also operated at the direction of Liu, managed malware on an Oregon-based aerospace supplier’s systems and stole the firm’s data from no earlier than September 26, 2014, through May 1, 2015. On February 19, 2013, one or more members of the conspiracy hacked into a second French aerospace company’s server affiliated with Liu, using credentials Liu had provided to Ma on December 14, 20L2. Gu Gen, the Information Technology Infrastructure and Security Manager at the French aerospace manufacturer with an office in Suzhou initially mentioned, provided information to JSSD concerning the firm’s internal investigation into the computer intrusions carried out by members of the conspiracy while under the direction of an identified JSSD intelligence officer. Tjan Xi, an employee of the same French firm who also worked in its Suzhou office as a product manager, unlawfully installed Sakula malware on a computer of the firm at the behest of the same unidentified JSSD Intelligence Officer.

In July 2020, the US Justice Department indicted two Chinese nationals, Li Xiaoyu and Dong Jiazhi (above), for participating in a decade-long cyber espionage campaign that targeted US defense contractors, COVID researchers and hundreds of other victims worldwide. Experience gained and the lessons learned by the MSS in those cyber operations primarily against national security and political targets during the Obama administration allowed for a rapid development of the organization’s cyber warfare capabilities and capacity. Rather than figuratively apply the law of lex talionis and a bit more to knock MSS back on its heels, defensive actions and push back by the Obama administration was so slow and so frightfully slight that the MSS was allowed the space and the time to even ratchet up its cyber game.

In July 2020, the US Justice Department indicted two Chinese nationals, Li Xiaoyu and Dong Jiazhi, for participating in a decade-long cyber espionage campaign that targeted US defense contractors, COVID researchers and hundreds of other victims worldwide, stealing terabytes of weapons designs, pharmaceutical research, software source code, and personal data from targets that included dissidents and Chinese opposition figures. The 27-page indictment alleges that both Li and Dong were contractors for the Guangdong State Security Department of the MSS. Prosecutors also allege that the MSS, prosecutors said, supplied the hackers with information into critical software vulnerabilities to penetrate targets and collect intelligence. The indictment mostly did not name any companies or individual targets, but The indictment indicated that as early as January 2020, the hackers sought to steal highly-valued COVID-19 vaccine research from a Massachusetts biotech firm. Officials said the probe was triggered when the hackers broke into a network belonging to the Hanford Site, a decommissioned US nuclear complex in eastern Washington state, in 2015. US Attorney William Hyslop in public statement on July 21, 2020 emphasized that there were “hundreds and hundreds of victims in the United States and worldwide.” Indeed, their victims were also located in Australia, Belgium, Germany, Japan, Lithuania, Netherlands, South Korea, Spain, Sweden and the United Kingdom. The MSS has been known to utilize contractors for its cyber espionage operations. Clearly, MSS is not adverse to putting its faith in the young hackers to compromise security and deeply penetrate US systems to steal untold amounts of information. Integrating contractors in its cyber espionage operations allows the MSS access a much desired wider pool of talent. Under China’s National Security Security Law, they obligated to serve the needs of the government of course with some remuneration, a point which will explained later in this essay. To some degree, it provides some plausible deniability of the hackers work against some countries, but as demonstrated by this case it provides MSS a limited shield from US capabilities. Li and Dong both studied computer application technologies at the University of Electronic Science and Technology of China, in Chengdu. As a modus operandi, Dong would research victims and find potential methods of remotely breaking into computer systems. Li would then compromise the networks and steal the information. The truth is rarely pure and never simple in the intelligence arena, so it remains uclear whether US counterintelligence, following the indentification of these hackers and their activities, has managed to neutralize them and set up satisfactory defenses to prevent further Interference by MSS hackers. Oddly enough, there was some benefit gained by Beijing, knowing or unknowningly the Communist Party of China, to the extent that the hackers are young and ingenious, making them relatable to contemporaries and even younger people fascinated by Internet technology inside and outside of China. Presumably, Li and Dong still reside safely in China.

MSS Human Intelligence Collection

As human intelligence collection in the field is perhaps the most complex dimension of MSS operations, it is presented here in greater detail than those aforementioned. It has been generally understood in the West for some time that the standard approach to human intelligence collection by MSS has been to co-opt low-profile Chinese nationals or Chinese-American civilians to engage in the acquisition of mid-level technology and data. Travellers businessmen, students, and visiting researchers are often approached to undertake intelligence tasks, and the MSS maintains control of them through inducements and personnel connections (guanxi) and the potential threat of alienation from the homeland. Members of the Chinese diaspora residing in Western countries, especially new émigrés, who possessed the requisite expertise and appropriate positions in a public or private organization and family members remaining in China, would be compelled to perform tasks and to steal information of interest that they came across for the intelligence services. This method of intelligence collection also followed the concept of keeping things simple. It is still being put to use.

In August 2020, Alexander Yuk Ching Ma (above), a 15-year veteran of the CIA and a former Chinese linguist in the FBI’s Honolulu Field Office, was charged with violating US espionage laws. It has been generally understood in the West for some time that the standard approach to human intelligence collection by MSS has been to co-opt low-profile Chinese nationals or Chinese-American civilians to engage in the acquisition of technology and data. This method of intelligence collection also followed the concept of keeping things simple. It is still being put to use.

In August 2020, Alexander Yuk Ching Ma, a 15-year veteran of the CIA and a former Chinese linguist in the FBI’s Honolulu Field Office, was charged with violating US espionage laws. According to court documents, twelve years after he retired from the CIA in 1989, Ma met with at least five MSS officers in a Hong Kong hotel room, where he “disclosed a substantial amount of highly classified national defense information,” including facts about the CIA’s internal organization, methods for communicating covertly, and the identities of CIA officers and human assets. After providing that information to MSS officers in March 2001, Ma and a relative that assisted him, also worked for the CIA, were paid $50,000. Prosecutors were not full aware of how much Ma was paid the MSS following the initial payment. They are aware, however, that Ma returned from one trip to China with $20,000 and a new set of golf clubs. In an effort to gain access additional sensitive information, Ma secured a position in 2004 as a contract Chinese linguist for the FBI. He used his new position and security clearance to copy or photograph classified documents related to guided missile and weapons systems and other US secrets and passed the information to his Chinese intelligence handlers. In 2006, Ma arranged for his wife to travel to Shanghai to meet with his MSS contacts and pass a laptop to them. (Interestingly, Mao’s wife was not named in the criminal complaint.) The FBI eventually saw Ma straight and according to court documents, special agents intercepted Ma using an undercover FBI employee posing an MSS officer conducting an audit of his case. The undercover operative also claimed to be tasked with looking “into how Ma had been treated, including the amount he had been compensated.” In a clandestine video recording a of a meeting with the FBI undercover operative, Ma is seen counting $2,000 in cash the operative gave his supposedly to acknowledge his work on behalf of China. Ma, who was born in Hong Kong, is recorded saying that he “wanted ‘the motherland’ to succeed” and admitted that he provided classified information to the MSS and that he continued to work with some of the same intelligence officers who were at the 2001 meeting. Prosecutors stated that the relative of Ma, who assisted him, is now 85-years-old and suffers from “an advanced an debilitating cognitive disease.” Given that mitigating circumstance, he was not charged.

In February 2019, Zhao Qianli, a 20-year-old Chinese national, pleaded guilty in court for taking photos of the US Naval Air Station Key West in Florida. He received a sentence of one year in prison. Zhao came to the US as an exchange student, however, the record of his activities indicates that the young operative was not in the US to just brush up his English. When Zhao was actually arrested in September 2018, investigators discovered photos and videos of government buildings and an antenna field on his digital camera and smartphone. Eyewitnesses saw Zhao ignore a sign clearly indicating the area was restricted and walk directly toward the antenna field and take photos. Although Zhao had actually studied in a summer exchange program that ended in September 2018, his is visa had already expired when he was arrested. In his defense, Zhao alleged that he was just a tourist who got lost. By successfully denying that he was engaging in espionage, Zhao avoided being expelled from the US, persona non grata, but that did not prevent his prosecution for taking photos in a prohibited place. Court documents indicate none of the photos and videos found on his cell phone and digital cameras were of any tourist attraction sites in Key West. Reportedly, Zhao was in touch with Chinese intelligence officers inside the US before he took photographs at the base. During his interrogation, Zhao told the FBI that he was the son of a high-ranking Chinese military officer and that his mother worked for the Chinese government. The fact that the young spy was tasked to take photographs at an extremely high security location with the great risk of being detained perhaps meant that there was a certain urgency to collect the information. (With so many internal political squabbles remaining largely unknown, it seems odd that the young man would be sent on a near Kamikaze mission into the figurative dragon’s lair, knowing that there was better chance than not that he would be caught, very likely causing some embarrassment for his father and mother.)

In February 2019, Zhao Qianli, a 20-year-old Chinese national, pleaded guilty in court for taking photos of the US Naval Air Station Key West in Florida. He received a sentence of one year in prison. Zhao came to the US as an exchange student. Travellers businessmen, students, and visiting researchers are often approached to undertake intelligence tasks, and the MSS maintains control of them through inducements and personnel connections (guanxi) and the potential threat of alienation from the homeland. Particularly with regard to students, Chinese intelligence agencies often use the “flying swallow” plan, whereby overseas Chinese students who serve as spies work with a single contact in China—just as swallows pick up only one piece of mud at a time to build their nests. The students do not have their personal files inside China’s intelligence system, so if they are caught, there is little information to be revealed.

As this approach has resulted in a reasonable degree of success, and MSS officers could continue to capitalize on a cultural and language affinity, a preconception had actually developed in the minds of interested parties in the US that the MSS would continue to take that course. Support could also found for that view looking at the success of MSS in Taiwan, with its ethnic Chinese population. Most recently, in May 2020, Taiwanese authorities detained Major General Hsieh Chia-kang, and a retired colonel, Hsin Peng-sheng, for allegedly passing classified defense information to China. Hsieh once served as the deputy commander of the Matsu Defense Command and had overseen the Air Defense Command when apprehended. He reportedly had access to the specifications for the US-made Patriot missiles as well as the Taiwanese Tien-kung III and Hsiung-feng 2E cruise missiles. Reported, Chinese intelligence officers recruited Hsieh’s comrade  Hsin with all of stops out while he was in China, leading a Taiwanese tour group. Hsin, a former colleague, allegedly first approached Hsieh about working for Chinese intelligence. According to the prosecutors, Hsieh traveled to Malaysia and Thailand to meet his handlers. The indications and implications of Hsieh’s pattern of travel are that he may have been working for Chinese intelligence since 2009 or 2010. In addition to collecting and passing classified materials, both Hsieh and Hsin agreed to assist Chinese intelligence in spotting and recruiting other sources.

In March 2010, Wang Hung-ju, who was arrested because of his connections to an espionage case. Wang was a former official in the Special Service Command Center in the National Security Bureau, and served for a short period as the bodyguard for Taiwanese Vice President Annette Lu before retiring in 2003. The Taiwanese press repeatedly reported that Wang was uncovered as part of the investigation of a Taiwanese businessman, Ho Chih-chiang. MSS intelligence officers, plausibly from the MSS bureau in Tianjin, recruited Ho in 2007 and used him to approach Taiwanese intelligence officials. Ho’s handlers instructed and empowered him to offer money and other inducements to recruit serving officials. Supposedly, Ho was in contact with Wang, which led to his travelling to China where he was recruited by the Tianjin State Security Bureau. Wang reportedly attempted to recruit two friends into his intelligence network, including an officer in the Military Police Command. While the shift to recruiting a broad base of foreign recruits in China was an important step in the evolution of Chinese intelligence, the process still had its limitations. Nearly all foreign-born operatives were recruited within China, rather than their home countries or elsewhere.

Retired Taiwanese Major General Hsieh Chia-kang (center) MSS officers continue to capitalize on a cultural and language affinity in the recruitment of ethnic Chinese worldwide. Most recently, in May 2020, Taiwanese authorities detained Major General Hsieh Chia-kang, and a retired colonel, Hsin Peng-sheng, for allegedly passing classified defense information to China. Hsieh once served as the deputy commander of the Matsu Defense Command and had overseen the Air Defense Command when apprehended. He reportedly had access to the specifications for the US-made Patriot missiles as well as the Taiwanese Tien-kung III and Hsiung-feng 2E cruise missiles.

However, while ostensibly being a satisfactory solution, MSS found itself simply working on the margins targeting ethnic Chinese as a priority. It proved too reserved, too limiting. Not wanting to confine themselves to a small set of targets for recruitment, the logical next step was to attempt the recruitment of operatives and agents from a variety of ethnic backgrounds. According to William C. Hannas, James Mulvenon, and Anna B. Puglisi in Chinese Industrial Espionage: Technology Acquisition and Military Modernization (Routledge, 2013), cases at the time of the book’s writing suggested that was exactly what Chinese intelligence services did as a whole. Tradecraft was observably broadened to include the recruitment non-ethnic-Chinese assets as well. MSS still uses this method. One can better estimate how active and well MSS officers and operatives are performing by who has been recently caught among their recruits and what they have been discovered doing.

In April 2020, Candace Claiborne, a former US Department of State employee, pleaded guilty to conspiracy to defraud the US. The criminal complaint against her alleges that Claiborne, having served in a number of posts overseas including China and having held a top-secret security clearance, failed to report contacts with suspected intelligence officers from a bureau of the MSS. Claiborne’s MSS handler used the cover of operating an import-export company with a spa and restaurant on the side. The MSS tasked with collecting and passing information on US economy policy deliberations and internal State Department reactions to talks with China. They more specifically told Clairborne that her reporting on US economic policy was “useful but it is also on the Internet. What they are looking for is what they cannot find on the Internet.” In accord with her instructions, prosecutors claim Claiborne provided copies of State Department documents and analysis. In return, Claiborne and a co-conspirator received “tens of thousands of dollars in gifts and benefits,” including New Year’s gifts, international travel and vacations, fashion-school tuition, rent, and cash payments.

In May 2019, Kevin Mallory was charged under the Espionage Act with selling US secrets to China and convicted by a jury last spring. In May 2020, sentenced to 20 years in prison; his lawyers plan to appeal the conviction. Mallory’s troubles began in 2017 when his consulting business was failing and he was struggling financially. In early 2017, prosecutors said, he received a message on LinkedIn, where he had more than 500 connections. It had come from a Chinese recruiter with whom Mallory had five mutual connections. That recruiter, Michael Yang, according to the LinkedIn message, worked for a think tank in China, the Shanghai Academy of Social Sciences and was interested in Mallory’s foreign-policy expertise. Mallory was deployed to China for part of his career and was fluent Mandarin. The message led to a phone call which led to Mallory boarding a plane for Shanghai to meet Yang. Mallory would later tell the FBI he suspected that Yang was not a think-tank employee, but a Chinese intelligence officer, which apparently was okay by him. Yang was an MSS intelligence officer. Mallory’s visit to China initiated an espionage relationship with the MSS by which he received $25,000 over two months in exchange for handing over government secrets. Reportedly, the FBI eventually caught him with a digital memory card containing eight secret and top-secret documents that held details of a still-classified spying operation.

Kevin Mallory (above). Mallory was charged in May 2019 under the Espionage Act with selling US secrets to China. In targeting ethnic-Chinese for recruitment, MSS found itself simply working on the margins. The method was too reserved, too limiting. Not wanting to confine themselves to a small set of targets for recruitment, the logical next step was to attempt the recruitment of operatives and agents from a variety of ethnic backgrounds. Tradecraft was observably broadened to include the recruitment non-ethnic-Chinese assets as well. In early 2017, prosecutors said,  Mallory received a message on Linkedin from a Chinese recruiter, who allegedly worked for the Shanghai Academy of Social Sciences and was interested in Mallory’s foreign-policy expertise. He was actually an MSS intelligence officer. Other communications led to Mallory’s visit to China and the creation of an espionage relationship with MSS. When the FBI eventually caught him, he possessed a digital memory card containing eight secret and top-secret documents with details of a still-classified spying operation.

In the wild kingdom, ambush predation, a behavior displayed by MSS officers in the instances just presented, works well instinctively for many animals, but it requires possessing an innate patience. The prey must enter a well-set trap of some kind. The haul of victories will be determined by how target rich the environment in which the trap set is with the prey the predator wants. Increasing the number of those targets would mean becoming proactive, going out a hunting that desired prey down. Thus, in the third and most recent step in the evolution of Chinese intelligence, MSS officers have become willing to recruit agents while abroad. The risk was greater, but the potential fruits would be greater, too! According to Mattis, the new approach was first identified by Sweden in 2008, when its intelligence services and law enforcement determined Chinese intelligence officers operating out of the Embassy of the People’s Republic of China in Stockholm, had recruited a Uyghur émigré to spy on fellow émigrés inside as well as outside of Europe. German intelligence and counterintelligence services identified a second instance in 2009, alleging the existence of a spy ring controlled by a Chinese intelligence officer operating out of the Consulate of the People’s Republic of China in Munich.

Once determined to go after even a broader pool, MSS naturally thought strongly about collecting intelligence with might and main throughout the US. A smattering of examples MSS operations a decade later uncovered by US intelligence and counterintelligence services and law enforcement provides an ample sense of that. Fast forward three years and one will discover how successful Chinese human intelligence penetration has been at some of the finest academic institutions in the US: in January 2020, the chair of Harvard’s Department of Chemistry and Chemical Biology, Charles Lieber, was alleged to have violated federal law by failing to disclose his involvement in China’s Thousand Talents Plan to Harvard administrators, who allegedly then passed along false information to the federal government. Lieber was reportedly paid more than $1 million by China in exchange for agreeing to publish articles, organize international conferences and apply for patents on behalf of a Chinese university; in December 2019, a Chinese Harvard-affiliated cancer researcher was caught with 21 vials of cells stolen from a laboratory at a Boston hospital; in August 2019, a Chinese professor conducting sensitive research at the University of Kansas was indicted on charges he cloaked his links to a university in China; and, in June 2019, a Chinese scholar at the University of California, Los Angeles was convicted of shipping banned missile technology to China. The National Counterintelligence Executive, Evanina, has explained, “A lot of our ideas, technology, research, innovation is incubated on those university campuses.” He further stated, “That’s where the science and technology originates–and that’s why it’s the most prime place to steal.” However, MSS does not limit itself to seeking big things from big places such as Harvard. Desired information on national security matters can be found just about anywhere in the US. Consider, in April 2016, a Florida woman was charged by the US Department of Justice, in an 18-count indictment for conspiracy to illegally export systems, components, and documents on un-manned underwater vehicles, remotely operated vehicles, and autonomous underwater vehicles to China.

Selecting Prospective Recruits

Visits to China by foreigners may be viewed by Ministry of Tourism as opportunity to display China’s cultural richness and advancements in all areas. The MSS would only characterize those visits by foreigners as intrusions into China. The foreigner, to them and their sister intelligence, counterintelligence and law enforcement organizations, will always represent a potential threat. MSS could only imagine exploiting the situation by seeing opportunities to recruit new operatives. Commonly acknowledged among experts in this province is that domestically, the MSS exercises responsibility for the surveillance and recruitment of foreign businessmen, researchers, and officials visiting from abroad. The MSS Investigation Department surveillance of dissidents and foreign journalists is often quite obvious. It is supported by more clandestine measures taken by state ministries, academic institutions, and the military industrial complex. The various Chinese intelligence services can identify foreigners of interest in China through a number of means such as trade fairs, exhibitions, and business visas. Once identified, an intelligence officer using a cover may try to develop a friendship or business friendship often using lavish hospitality and flattery. The Chinese intelligence services have also been known to exploit relationships such as sexual relationships and illegal activities to pressure individuals to cooperate with them. Sometimes efforts will be made via social media to spot potential recruits. A variety of ploys will be used to get to the target to travel to China where the meat and potatoes of the recruitment process will get underway.

In the current environment, US citizens especially will be closely investigated by a provincial MSS office. That kind of investigation would not be conducted with a view to recruit immediately. For the MSS, it was important to construct a psychological profile of a person, his political orientation, his attitude towards his home country and towards the country he was visiting for some reason. What is very clear about the recruitment of foreign operatives and informants by the MSS in China is that rigor is used in the selection process. The ostenibly way MSS to determine whether a foreign official should be targeted would be to investigate whether they ticked certain boxes through evaluating their actions and other information available. Among those boxes were likely the following examples: standing and influence within his organization, access to required information; standing and influence own people given position; standing and influence among specific people given position and access to decision making process and required information; and, the ability to provide secure access to information for MSS officers.

The likes and dislikes of the target and observed particular appetites of the target that may have left the door open to manipulation by seduction or blackmail are vigorously investogated. If a file secreted from the target organization can be collected by MSS agents in a position to grab it. It would be copied or stolen and included in the target’s file. A background that included an exceptional interest in China, left-leaning sympathies, and even affiliation with Socialist or Communist groups would make the target even more attractive for MSS to recruit for China’s case and the Communist Revolution. Particularly useless are observations and “insights” that merely verify generalizations, derivative, or even bigoted preconceived ideas about the target. After accumulating a sizable amount of material using plain observation, clandestine contacts and conversations, and use of a suite of technical tools for audio- and video-surveillance of the places of residence, all the information is analyzed and conclusions are reached on it. A decision is then made about transforming the investigation into a recruitment. The MSS officer who attempts the recruitment in China will exploit whatever has been collected about the target. Information acquired while the recruitment is underway will also be made available to the officer and his manager. The MSS officer will appeal to the target’s discretion. Ideally, the target wil be led to voluntarily agree to work for MSS. However, under exigent circumstances, compromising materials might be used, however, in this day and age it is hard to determine what behavior is recorded would qualify as compromising–”Goodness knows, anything goes!.”

The same rigorous selection process of operatives and informants would be used overseas as in China. By the time of their recruitment of a target, MSS would be fully aware of their recruits’ particulars. Productive operatives are a true sign of a successful recruitment. Sometimes, the prospective recruit will be asked to travel to another country where MSS officers will more formally bring in the target and introduce him or her to the world of espionage. Additionally as in China, the objective of an overseas recruitment may not always be collection. The goal can also be to educate a foreigner, conveying a favorable image of China and how it represents the best future for the world.

Within the Chinese intelligence services, the belief is that foreigners lack the strength of connection, patriotism, that Chinese have for their country is dogma. With ethnic Chinese émigrés, the belief is that the strength of their connection to China can be exploited. For decades the line emanating from Beijing has been that the people of the West for that matter are rich, sick, and filthy. With specific regard to the US, world’s chief superppwer, a guiding idea in China’s geopolitical and geostrategic struggle with it has been that the US is terminal empire. The belief that the US is collapsing from within flourishes despite the country’s decades long record of economic success and steady ascent. In current times, Beijing’s line has become nuanced to express the view that the US is spiraling downward under the weight of racism endemic to all institutions and neo-fascism. To that extent, the liberal democracy is suffocating on its own self-aggrandizement. China sees its quest for dominance over the US further aided by the fact that the US citizen, in the face of an ever encroaching China, would prefer to enjoy an easy life, a lazy existence, and would hardly be concerned with providing any resistence. So far, MSS has been able to add one successful recruitment after another to its tally.

The Minister of State Security, Chen Wenqing (above). The male MSS officer deployed from Beijing Headquarters or a provincial bureau who one might encounter in the US will not appear as a run of the mill joe. He or she will be well-spoken, well-mannered, well-minded, well-built, well-dressed, well-groomed, and well-knowledged, certainly leaving a target well-impressed. Their comportment resembles that of the MSS Minister Chen Wenqing, seen above. All of that is done to have an added impact among targets that they are dealing with someone special, becoming part of something special, and doing something special. However, shrewd MSS managers are aware that taking a “one size fits all” approach to doling out assignments to recruit and run agents in the field would be self-defeating. Managers, when resources are available will consider which officer on the team would best be able to recruit the target and complete the task at hand. While one target may respond well to the gun barrel straight male MSS officer with a commanding presence, another target may be assessed to be likely more responsive to a female officer with a lighter touch.

Some Specifics on How It Is Done: The MSS Officer on the Beat in the US

Based on information gleaned from defectors, MSS personnel are usually assigned overseas for up to six years, with a few remaining in post for 10 years if required. In most countries, the local MSS officers are accommodated by the embassy. In the US, there are seven permanent Chinese diplomatic missions staffed with intelligence personnel. Having stated that, it is also very likely that far greater numbers of MSS officers as well as officers from the PLA and Communist Party of China intelligence units are operating without official cover throughout the West. Instead of embassies and consulates, they operate out of nongovernmental, decentralized stations. More often than not, they operate out of front companies created solely for intelligence missions or out of “friendly” companies overseas run by Chinese nationals, “cut outs“, who are willing to be more heavily involved with the work of MSS and other Chinese intelligence services than most Chinese citizens would ever want to be. This approach may be a residual effect of pollination with Soviet intelligence in the past. There is a common misunderstanding about the Soviet KGB Rezidentura. While it is generally believed that all intelligence activity by KGB in another country was centralized through the Rezidentura in the embassy or consulate, under a Rezident with an official cover, as fully explained by former KGB Major General Oleg Kalugin in his memoir, The First Directorate: My 32 Years in Intelligence and Espionage against the West (St. Martin’s Press, 1994), there were also nonofficial Rezidenturas that operated away from Soviet diplomatic centers. Those nonofficial Rezidenturas had their own Rezident or chief of station, chain of command, missions, and lines of communication to Moscow. One might suppose that when the relationship during the Cold War was still congenial, had doubtlessly demonstrated to the Chinese, the benefits of operating two types of Rezidentura overseas, official and nonofficial.

Possunt quia posse videntur. (They are able because they appear able.) The MSS officer deployed from Beijing Headquarters or a provincial bureau who one might encounter in the US will not appear as a run of the mill joe. He or she will be well-spoken, well-mannered, well-minded, well-built, well-dressed, well-groomed, and well-knowledged, certainly leaving a target well-impressed. All of that is done to have an added impact among targets that they are dealing with someone special, becoming part of something special, and doing something special. MSS is results oriented, and that is always foremost in the minds of good managers. Actions taken will never be perfunctory, and situations should not be forced. In the field, operating against an opponent, nothing can be thought of as too trivial to disregard. After being read-in on reports, must let nothing escape a manager’s consideration. Every target for recruitment is unique, requiring some nuance. Thus, shrewd managers in MSS are aware that taking a “one size fits all” approach to doling out assignments to recruit and run agents in the field would be self-defeating and counterintuitive. Managers, when resources are available will consider which officer on the team would best be able to recruit the target and complete the task at hand. While one target may respond well to the gun barrel straight male MSS officer with a commanding presence, another target may be assessed to be likely more responsive to a female officer with a lighter touch. That might make the target more comfortable and easier to handle once the collection process begins. This is not any reference to sexual enticement or manipulation. Rather, the touch of a female officer may prove more effective. For some operatives, the female officer may be able to effectively take a “motherly approach,” comforting them and making them more responsive. Having stated that about female officers, in some cases, it may be discovered after the initial approach that a woman may prove to be, for a variety of reasons, too intimidating for a target and make the interaction difficult and likely unsuccessful. The target may simply hold a bias against women, and perhaps may find working for a woman disagreeable. Such are the realities of human interactions.

Among scientists, technicians and engineers, it may be the case that the target would be best approached by a more compatible, “bookwormish,” reserved and understanding officer, who can connect with the target not only on a professional level, being able to discuss technical details of information sought and the work in which the target may be engaged, but on a social level, perhaps having many of the same interests as the target. In every case though, the main pitch to the target would include something along the lines that Just as humanity has no nation, science has no nation. The line that would soon follow is how China would be the dominant power and be the country to lead humanity to excellence and so on.

As mentioned earlier, possessing a diverse team of male and female officers for operations is not likely to be the case for most MSS managers operating under either official cover or non-official cover. For this reason, it has become necessary for MSS to seek to the cooperation of scientists, technicians and engineers from other government branches or civilian enterprises who would be directed to attend lectures, conferences, conventions trade shows and the like, and make contact with targets and establish an interaction that could lead to passing the target of to an MSS officer or actually engaging in the tradecraft necessary to recruit the target and manage the target’s activities, use tradecraft to collect information procured and provide requirements collection and solutions to problems.

For an intelligence officer recruiting agents, speech is everything. Word choices must build confidence, create trust, console, assure, inspire, and comfort. To create compliant agents, the right word choice must be made every time. Some submission of operatives and informants to the words of the officer must take place, causing the operatives and informants to put aside what they may know or imagine and accept the new knowledge the officer puts before them. While of course in reality, all operatives and informants are being manipulated and corrupted by their foreign intelligence officer handlers, a relationship akin to a teacher and student or mentor and mentee is established in optimal cases. As in those sort of relationships, the operative or informant becomes the responsibility of the officer. Further, as in such relationships, it should be the hope of the officer that the operative or informant perfirms superbly and exceeds all expectations.

The less certain the recruit is about the objective truth, the more likely the individual will be drawn to a false reality. Many who are successfully recruited ultimately would believe that their actions were humanitarian contributions to peace. It is very unlikely that the operative will ever know the degree to which that furtive bit of information he or she is stealing will support any nefarious plans the officer and his country may have cooked up for the US or another country. That is always thrown into the bargain. The MSS officer’s relationship with the operative is only professional. Friendship is established due to necessity. All appearances will be false. Intriguingly, the intellects of the majority of recruits are unable to confound insincerity. Targets of MSS recruitment indeed often fail to realize that if it were not for the officer’s need to collect information from, or pass the Communist Party of China-line to, the operative, the officer would hardly have anything to do with anyone of such character that they would willingly betray their own homeland. The only reality for the recruit is that they are being molded, groomed to do nothing more than committing treason at the behest of a hostile intelligence service of a foreign country. It is all certainly not some childish parlor game. Quid est turplus quam ab aliquo illcieli? (What can be more shameful than to be deceived by someone?)

In a number of cases in the US in which economic espionage has occurred identified as having a Chinese nexus, indications were that nontraditional actors have been used in Chinese intelligence operations for quite some time. Just how many nontraditional actors are in a position and willing to serve the interests of the Chinese intelligence services could only be known based on intercepted information, informants working for US intelligence and counterintelligence and after they may be activated to collect information or materials. A conversation on the margins of a professional gathering that begins with innocuous banter. There could be a clandestine contact, an email or letter, sent to the target requesting to discuss a matter in the target’s field to assist with the writing of an article or book, to assist with academic or other scholarly research, or to discuss a grant or prize from an overseas nongovernmental organization of some type. The next contact, if any, might include leading comments or questions on technical matters or one’s work, might appear odd. That would be an almost sure sign that the inquisitive interlocutor, if not simply socially inept, was probing. If the target had even the slightest awareness of the efforts of Chinese intelligence services to recruit spies, it is at that point the individual should realize that he ir she is in a bad situatupion and break that contact immediately. If the MSS officer notices that the target realizes his or her the questions were compelled by more than a thirst for knowledge and does not run, the officer knows he may have hooked his fish.

As part of their tradecraft, MSS officers would prefer hole-in-corner meetings with prospective recruits in small, quiet locations such as cozy, dimly lit establishments, conversing over coffee or tea, perhaps a dash of brandy or even a bite to eat. It would be far better site for a furtive discussion than some crowded establishment or a spot nearby some busy thoroughfare. Other sites usually selected are hotel rooms, gardens, and parks. The MSS will also want to have an unobstructed view of passersby and other patrons to at least determine whether observable surveillance activity is being directed upon the meeting. The MSS officer will want to eliminate as many distractions as possible as he or she will want to focus wholly of communicating with the prospective recruit and have reciprocate with the same level of attention. The officer will want to analyze the individual close-up and personal and every response to his or her remarks. If a full-on recruitment effort is not made right away, everything will be done to establish a close association for the moment with the target. The figurative “contracted specialist,” will engage in similar activities, and much as the MSS officer, would also try to become a close associate of the prospective recruit. Much as an intelligence officer would be, the contracted agent would doubtlessly be placed under the close supervision of an MSS manager most likely operating under non-official cover, but potentially under officer cover. If a prospective “contracted specialist” left no doubt in the minds of MSS officer that he or she would be unable to perform the more hands-on job of recruiting operatives and informants, they might be called into service to “spot” experts at professional gatherings or even at their workplaces who MSS desires or to collect information from available databases and files there.

The Tianjin State Security Bureau (above). The thirty-one major provincial and municipal sub-elements of the MSS more than likely possess most of the officers, operatives, and informants and conduct the lion’s share of the operations, taking into account that they perform mostly surveillance and domestic intelligence work. These provincial and municipal state security departments and bureaus are now essentially small-sized foreign intelligence services. They are given considerable leeway to pursue sources. In Mattis’ view, that independence accounts for variation across the MSS in terms of the quality of individual intelligence officers and operations.

Overseas Espionage by the Provincial Bureaus: A Dimension within the Human Intelligence Dimension

It is important point out that although the bureaucratic center of gravity may reside in its Beijing headquarters, in a July 9, 2017 National Review article entitled “Everything We Know about China’s Secretive State Security Bureau”, Mattis explains that the MSS’ thirty-one major provincial and municipal sub-elements of MSS more than likely possess most of the officers, operatives, and informants and conduct the lion’s share of the operations, taking into account that they perform mostly surveillance and domestic intelligence work. These provincial state security departments and municipal state security bureaus are now essentially small-sized foreign intelligence services. They are given considerable leeway to pursue sources. In Mattis’ view, that independence accounts for variation across the MSS in terms of the quality of individual intelligence officers and operations. He further explains that unless specific units are referenced, reality will contradict general assessments. The indication and implication of this is that defeating MSS efforts in the US will require a broad-based strategy that accounts for the scale of the intelligence organization and compartmentation.

The Shanghai State Security Bureau (SSSB) has surfaced in several US espionage cases. The record its uncloaked operations leaves no doubt that SSSB is constantly looking for opportunities to collect foreign intelligence. It was actually SSSB intelligence officers that approached Clairborne and requested that she provide information on US economy policy deliberations and internal State Department reactions to talks with China. It was SSSB that recruited Mallory. It was SSSB that approached a freelance journalist focused on Asian affairs received SSSB requests for short, interview-based papers related to US policy in Burma, US contacts with North Korea, and US talks with Cambodia related to the South China Sea. Away from the US, in a case involving South Korean diplomats in Shanghai, a Chinese woman, in exchange for sex, requested and received telephone and contact information for senior South Korean government officials. Beyond government documents, the woman also used her influence to help Chinese citizens acquire expedited visa approvals to South Korea. SSSB reportedly blackmailed a Japanese code clerk working in the Japanese Consulate in Shanghai in 2003 and 2004 over his relationship with a prostitute. Allegedly, the illicit relationship began at a karaoke parlor that may have been owned by the SSSB and that catered to Japanese diplomats and businesspeople. Once the code clerk in the grips of the SSSB, its intelligence officers demanded background information on Japanese diplomats posted to the consulate and the schedule for diplomatic pouches going back to Tokyo. Counterintelligence plays a key role in SSSB efforts, too! When the SSSB blackmailed the Japanese code clerk, the organization reportedly asked him to name all of the Chinese contacts of the Japanese consulate in Shanghai.

Other evidence available indicates the SSSB is responsive to the global needs of the MSS and China’s central decision makers. A job announcement errantly circulated publicly around Shanghai universities in 2015, encouraged students who spoke English, Japanese, German, French, Russian, Taiwanese, or the languages of China’s recognized minorities to apply to the SSSB. Mattis proffers that the request for those specific language skills are suggestive of foreign-intelligence targets, counterintelligence coverage of foreigners inside China, and domestic intelligence work for monitoring the party-state’s internal enemies. The job announcement also emphasized that skills in information security, computer software programming and telecommunications as being desirable. In its recruitment efforts, SSSB benefits from a local pool that includes some of the best universities in China, including Fudan and Shanghai Jiao Tong. Shanghai’s universities, think tanks, businesses, and modern infrastructure draw a large, high-quality pool of foreigners from which the SSSB can recruit operatives. Shanghai Jiaotong University, one of China’s most prestigious universities, has been linked to military thefts in cyberspace, leaving open the possibility that such students also might seek work with state security. Admittedly, the job announcement did not describe whether such skills were required in technical support or operational positions. A recently-passed intelligence law prescribes “[combining] open work and secret work” in intelligence operations. Thus, SSSB capabilities very likely exceed human-intelligence operations to include computer network operations.

As the Historical Dictionary of Chinese Intelligence revealed it to be the pattern within the provincial departments  and municipal bureaus, the SSSB leadership appears to come from within the bureau or at least the MSS. The current bureau director is Dong Weimin, who has run the organization since 2015. Unlike the Beijing State Security Bureau’s leadership, service in the SSSB unlikely provides for upward mobility to other parts of the MSS. The directors of the Beijing State Security Bureau regularly move into the MSS party committee and become vice ministers. The most notable among these are Qiu Jin and Ma Jian. The only example of an SSSB director promoted upward in recent memory seemingly is Cai Xumin. He led the SSSB from 2000 to 2004, when he was promoted to MSS vice minister. Cai would return to Shanghai to serve as the city’s deputy procurator in late 2006.

Away from the economic espionage and technology theft in particular, MSS officers regularly have operatives engage in something akin to a Hollywood depictions of “secret agent spying” by taking photographs of restricted areas, gaining entry into restricted areas, and collecting documents, materials, and other property from a restricted area. Those types of activities are perhaps more commonplace that most ordinary citizens might believe. It is only after an MSS officer is captured, or officer of another Chinese foreign intelligence service such as the Second Department of the PLA, that they are made aware that such activity is taking place. Greater awareness that is occurring is the only chance of thwarting suspicious activity when it occurs. When Chinese nationals engaged in such activity are occasionally captured, usually found in their possession is a cache of surveillance equipment. There is typically so much that it evinces the agent believed, with a high degree of confidence that he or she would be able to act without relative impunity in or around a targeted restricted area. It may also very well have been the precedence of previous success spying on the site that helped fashion that notion. Despite the regularity of such activity, the use of MSS officers to recruit agents to do the dirty work of spying has been a fruitful approach.

MSS Informants: Motivations

Attendant to any discussion of the use of actual research scientists across the spectrum of advanced technologies as operatives, as surrogates for MSS officers in the field, would be the discussion of civilian informants and responsibilities of Chinese citizens under China’s National Security law. In the West there usually would be a variety of motivations for citizens to more than likely violate their own Constitution to engage in surveillance and higher levels of activity on behalf of US intelligence and counterintelligence services and law enforcement. Against a foreigner, they might see it as a Patriotic duty. To surveil another citizen might cause pangs of dismay anxiety for there would be the real possibility of violating the 1st Amendment and Fourth Amendment rights of a fellow citizen under the US Constitution. Sadly the motivations of money ideology, conspiracy, and excitement, as well as a healthy dose of indifference will often cure any anxieties or nervousness about another citizens Constitutional rights. Different from Western democracies, however, for the Chinese citizen, such motivations do not factor in such a decision to come to call of their country’s intelligence services. The law requires them to do so. If any motivations at all could be said to factor in a Chinese citizen’s decision to obey the direction of the intelligence service, expectedly the Communist Party of China would list faith and adherence to the ideals of the Communist Revolution, the Communist Party of China, patriotism, the homeland. Supposedly, revolutionary zeal drives the heart of China as one beating heart so to speak.

The National Security Law of the People’s Republic of China, as adopted at the 15th session of the Standing Committee of the Twelfth National People’s Congress declares under Article 9 that in maintenance of national security, priority shall be given to prevention, equal attention shall be paid to temporary and permanent solutions, specialized tasks shall be combined with reliance on the masses, the functions of specialized authorities and other relevant authorities in maintaining national security shall be maximized, and citizens and organizations shall be extensively mobilized to prevent, frustrate, and legally punish any conduct that compromises national security. Article 11 decrees that there will be no tolerance shown for the failure to meet one’s obligation to maintain national security. The article states: “All citizens of the People’s Republic of China, state authorities, armed forces, political parties, people’s groups, enterprises, public institutions, and other social organizations shall have the responsibility and obligation to maintain national security.” Authorities in China understand that extraordinary powers are entrusted in the hands of many, such as MSS officers, who work on national security matters. Contractors, and even informants, who might work on their behalf are placed under the same scrutiny. Those who have attempted to cross the Chinese government have faced stiff reprisals. The shadow of sudden death can hang over the head of any individual arrested for such betrayal. As stated under Article 13: “Whoever as an employee of a state authority abuses power, neglects duty, practices favoritism, or makes falsification in national security work or any activity involving national security shall be held liable in accordance with the law.” The article further declares: “Any individual or organization that fails to fulfill the obligation of maintaining national security or conducts any activity compromising national security in violation of this Law or any relevant law shall be held liable in accordance with the law.” The furtive work of Chinese citizens at home and abroad under the direction of the MSS does not need to be without guerdon. As explained under Article 12: “The state shall commend and reward individuals and organizations that have made prominent contributions to maintaining national security.”

On MSS Informants Overseas

The immediate impression created when one learns that China regularly makes full use of Chinese nationals to support the intelligence collection process is the mind boggling prospect of a multitude of adults from China’s population, which according to the World Population Review as of this writing is put at nearly 1,439,239,000. While there may very well be several Chinese national informants moving around Western countries on a given day, that number is certainly not in the millions. Certainly, not every adult in China will be directly asked to be an informant overseas. Seasoned members of the service have decades of experience approaching young Chinese travelers. Usually prospective informants are approached just before travelling overseas for busuness or tourism or early in their overseas education or career. The younger the informant more time they might have in place and more likely they might be responsive to an MSS officer’s entreaties to take on the job. It is not a matter of taking anyone who comes along. MSS officers are looking for a safe pair of hands; those with cool heads, who can comfortably kick around foreign parts. They must be the very soul of discretion and not easily rattled.

Glenn Duffie Shriver (above). Often in the recruitment of US operatives, as well as those of other countries, prospective targets will be approached who may not at the present time have much by way of an access but potentially could establish that access in time. The recruitment is conducted quietly and low-key to successfully avoid raising suspicion or pose concerns to anyone. The relationship between the MSS officer or contractor and the recruit, seemingly having no importance, will evolve gradually on a schedule set by observant, diligent, and patient MSS managers. A number of cases that conform to this type of recruitment have been made public. In a notable one, Glenn Duffie Shriver after graduating college decided to live in China after a short period of study there from 2002–2003. MSS officers convinced him to assist their efforts in the US for pay. Shriver reportedly received more than $70,000 from the Chinese intelligence to apply to the US Foreign Service and the CIA’s National Clandestine Service. In October 2010, pleaded guilty to conspiring to provide US national defense information to the MSS.

Recruiting Spies for the Long-Run: MSS Style

Often in the recruitment of US operatives, as well as those of other countries, prospective targets will be approached who may not at the present time have much by way of an access but potentially could establish that access in time. This was also a method that Soviet intelligence was famous for. To that extent, the recruitment process is conducted quietly and low-key to successfully avoid raising suspicion or pose concerns to anyone. The relationship between the MSS officer or contractor and the recruit, seemingly having no importance, will evolve gradually on a schedule set by observant, diligent, and patient MSS managers. As for the recruit, the motivation is typically emotional, somewhat ideological. For example, from the moment of contact with the MSS, they may sense that they are able to shape the fate of the world through their furtive activities. If the recruitment takes long enough, the target will even be passed on to another officer for development. When the recruit “matures” to the point of getting into position in a business, think tank, government organization, academic institution, or some other targeted location, the MSS officer handling the individual will begin full-fledged tasking. All forms of espionage and active measures will get under way full throttle. All in all, the speed differential with other forms of recruitment is not as critical as the depth of penetration by the recruit. What MSS gets from the effort is a highly prepared mole buried deep within the US foreign and national security policy apparatus.

A number of cases that conform to this type of recruitment have made public. In a notable one, in October 2010, Glenn Duffie Shriver pleaded guilty to conspiring to provide US national defense information to SSSB intelligence officer. Shriver, a recent US college graduate decided to live in China after a short period of study there from 2002–2003. Apparently finding Shriver to be a viable target, Chinese intelligence officers successfully pitched him the idea of assisting their efforts in the US for pay. Shriver reportedly received more than $70,000 from the Chinese intelligence to apply to the US Foreign Service and the CIA’s National Clandestine Service. If he managed to be hired by either, he would have been obligated to communicate classified US national defense information to their organization. The apparent intent of the SSSB’s was to collect a stream of reporting on US foreign policy. It was seemingly inconsequential that only some of a portion of it would have been directly related to Asia and particularly China.

Honey Traps

As noted in the discussion on the overseas intelligence operations of MSS provincial bureaus, Chinese human Intelligence officers have also been known to exploit relationships such as sexual relationships and illegal activities to pressure individuals to cooperate with them. Indeed, a bog-standard method of snagging traveling businessmen is the honeytrap. As defined more specifically in Henry S. A. Becket, The Dictionary of Espionage: Spookspeak into English (Stein & Day, 1986), a honey trap is a method of sexual entrapment for intelligence purposes, usually to put a target [such as Kalugin] into a compromising position so that he or she can be blackmailed. The approach would be made once MSS intelligence or counterintelligence managers believed enough had collected enough about the target and the target’s activities, that they understood how the foreign national thought, and whether he would respond favorably to an effort to make that sort of clandestine contact with him, the approach is made by a selected female or make operative.

According to Kalugin in First Directorate, to further the KGB’s mission, he loosed those alluring qualities his personal appearance and attributes and those of other handsome males and females as weapons very effectively against Western officials and especially secretaries working in key offices in the US foreign and national security policy apparatus when he believed something considerable could be gained by doing so. If lucky, the target may already have become in contact with a woman from a house of elegant pleasure, and the recruitment of the prostitute is what is required. However, there are cases in which the prostitute may not have the background to engage the target in a way that is best for the MSS to establish appropriate level of contact to move forward toward effectual recruitment.

Prospective MSS intelligence officers?: Freshmen of Nanjing Campus of China Communications University in military training in 2015 (above). The MSS has been known to exploit relationships such as sexual relationships and illegal activities to pressure individuals to cooperate with them. It is a bog-standard method known as the honeytrap. While prostitutes and “contractors” are often used for this purpose, female officers may be put in a position to take on a honey trap role. Insisting that female officers surrender themselves to act as lures for potential targets for recruitment is surely not in line with that goal. MSS officers, particularly to young female officers, have been forced to choose whether to engage in such behavior to support the MSS mission. The question is posed, “Which comes first, love of self and honor or love of country and dedication to the Communist Revolution?”

The true humanist by the Marxist definition, seeks to understand human nature with the notion that all can be brought into an ideal Communist World. Insisting that female officers surrender themselves to act as lures for potential targets for recruitnent is surely not in line with that goal. Nevertheless, when MSS officers, particularly to young female officers, are forced to choose whether to engage in such behavior to support the MSS mission, the question is posed, “Which comes first, love of self and honor or love of country and dedication to the Communist Revolution?” The female officer would certainly need to consider what her family would say and what her community would say about her taking on such an assignment. The final answer would be founded on the officer’s own self-respect, dignity, self-worth, conscience. In a system where the desires of the individual must be subordinated to the needs of the state, the only answer is to give primacy to love of country and support the Communist Revolution. That being the case, for the majority of female officers, engaging such work would still be simply outside the realm of possibility. Ad turpia virum bonum nulla spies invitat. (No expectation can allure a good man to the commission of evil.)

Discussion will be extended in Part 2, to be published later

Book Review: Oleg Kalugin, The First Directorate: My 32 Years in Intelligence and Espionage against the West (St. Martin’s Press, 1994)

In The First Directorate: My 32 Years in Intelligence and Espionage against the West, published in 1994, Oleg Kalugin, a former major general in the erstwhile Soviet Union’s KGB details the realities about the KGB foreign intelligence service and to a great degree provides a good framework for understanding what Russian Federation intelligence services are doing right now. It also provides a framework by which readers are enabled to peer into the future, with all of its mysteries, and better conceptualize what those intelligence services might do under the present leadership in Moscow. Most of all, First Directorate provides a look into the art that moved the mind of one of the most capable spymasters of the 20th century. Kalugin’s work surely earned him a place among the era-defining geniuses of the intelligence industry of the Eastern Bloc.

The First Directorate: My 32 Years in Intelligence and Espionage against the West is the memoir of Oleg Danilovich Kalugin, a former major general in the erstwhile Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB. The KGB was responsible for Soviet internal security, foreign intelligence, and counterintelligence during the greater part of the Cold War era. It is fairly well-understood now that the KGB was the embodiment of the Soviet systems intimidating, inhumane, authoritarian order. The book’s title First Directorate referred to Pervoye Glavnoye Upravieniye (First Chief Directorate) or PGU of the KGB which was the element responsible for foreign operations and intelligence activities. The manner in which Kalugin details the realities about the KGB foreign intelligence service in First Directorate provides a good framework for understanding what Russian Federation intelligence services are doing right now. To that extent, First Directorate better enables readers to peer into the future, with all of its mysteries, to better conceptualize what those intelligence services might do under the present leadership in Moscow. Most of all, the book provides a good look into the art that moved the mind of both a superlative foreign intelligence officer and a foreign counterintelligence officer. Kalugin was one among of a number of era-defining geniuses within the intelligence industry of the Eastern Bloc. Surely, he could be rated alongside luminaries such his mentor, former Chairman of the KGB and eventual Soviet Premier, Yuri Andropov, and the chief of the German Democratic Republic’s Hauptverwaltung Aufklärung (Main Directorate for Reconnaissance) or foreign intelligence service, Colonel General Markus Wolf. Based on information that has been made public from US intelligence services and law enforcement records since the end of the Cold War, Kalugin was viewed by them as an extremely clever antagonist. While Kalugin was on the beat, the US tried to play down the degree of damage Kalugin’s success had inflicted but it could hardly be denied that his efforts left US intelligence services limping back to the barn a bit. One would be completely off the mark if one expected a diatribe from Kalugin in First Directorate about his former US adversaries of the US Federal Bureau of Investigation (FBI) and Central Intelligence Agency (CIA). The US not only became the host of Kalugin and his family, but granted them US citizenship.

In First Directorate, Kalugin does not engage in an esoteric discussion of the strong-arm security apparatus of the Soviet Union, what 20th century US philosopher and political theorist, Hannah Arendt, best described as a totalitarian and authoritarian Communist regime in The Origins of Totalitarianism. Indeed, he discusses it in a manner easily perceived from a KGB-officers-eye-view, from junior worm up to the top of the heap, effectively illustrating how completely alien the KGB culture was to Western attitudes and inclinations. At the same time, Kalugin offers readers a reality a bit different from what are very common perceptions of the activities and inner workings of the KGB foreign intelligence service and to a large extent, present-day foreign intelligence service of the Russian Federation. He achieved much in terms of recruiting spies who were already well-placed in the US national security apparatus and collecting some the most secret information concerning the defense of the US and Western Europe. Although Kalugin considers fair the assessment notion among many Western experts of an ultra-labyrinthine structure and system that existed within the KGB that thwarted even officers’ understanding of how the organization worked, he knocks it down describing how it’s system worked with a certain simplicity and consistency, once one became accustomed to it. Condensed, everyone had a particular job, and knew their responsibilities. However, he notes that the manner in which some KGB officers performed their jobs would vary from what was expected. Therein lies the rub. Indeed, the peculiar behavior of some officers ignited a near catastrophic end to Kalugin’s career. It became an inflection point in his life story. While narrating a story, Kalugin explores such situations with readers and provides edifying answers. One might go as far as to state that he takes on the role of instructor, introducing nuanced details about certain matters in his lecture as if he were trying to impart the full benefit of his experience to nescient, young KGB officers at the erstwhile Yuri Andropov Training Center housed at Leningrad State University or Red Star in the Yasenevo District of Moscow, preparing them for what they might face on the beat overseas. Of course, he certainly is not part of that anymore.

After the collapse of the Soviet Union, there was a deluge of information put out about the KGB. Numerous books were written by the organization’s former intelligence officers. Given the quantity and quality of a big portion of what has been made available about Soviet and Russian Federation foreign intelligence services, it was surprising how many self-declared and presumptive experts on this subject, ignored or were blissfully unaware of the realities about such work that rather casually accused US President Donald Trump of being an agent for Moscow. (If the basis was his four visits to Moscow over a 25 year period, once for a beauty pageant, then potentially any US citizen could be vacuously accused of spying for any country they may have visited more than once for tourism, business, or any other Innocuous reason. All countries have intelligence services and all are interested in the US at all levels.) Surely, Trump’s accusers believed that they fully understood as much as they needed about the Russian Federation intelligence services to reach that conclusion. Surely, in all seriousness, that purported knowledge was augmented with what they may have extrapolated from James Bond and Jason Bourne films, as well as streaming television programs about spying. They are all banal amusements, mere jumped up versions of 19th century penny dreadfuls and “adventure stories for boys.” Even Members of both chambers of the US Congress among Trump’s political adversaries, who actually receive briefings from the US intelligence community, hold hearings in committees in order to get questions about any information answered, and are allowed access to intelligence, appear more influenced by such “data” from Hollywood. Such is the state of national politics and political discourse in the US today. A problem arising from it all is that many US citizens have been bewildered by such absurd propositions from supposedly reliable sources as Members of Congress. Argumentum ad veracundiam. (Argument from authority.)

In The Second Book of his work, The History of Britain, That Part Especially Now Called England, (1670), the great 17th century English poet and intellectual, John Milton, explains: “Worthy deeds are not often destitute of worthy relators; as for a certain fate, great acts and great eloquence have most commonly gone hand in hand, equalling and honoring each other in the same age.” As is the case with his memoir, Kalugin is a worthy relator of his own actions. Surely, with the benefit of hindsight, it is easy to enumerate all of the mistakes, the poor choices, Kalugin made. With regard to that, Kalugin clearly was willing in the text to consider the propriety of his choices and actions or at least at that point he seems to have begun that sort of post-mortem self-evaluation. That process takes place on paper as he candidly conveys his personal experience within the system that turned against him. As one learns about Kalugin through First Directorate, not creating his own record of what he did in the KGB, what KGB had done, and what the Soviet system was really all about, would have been tantamount to admitting to never having had a spark of dignity or decency.

In First Directorate, Kalugin creates a sense of immediateness to what he writes. He would often build tension on the book’s pages while doing that. Indeed, many anecdotes he relates, great and small, are truly edge of seat, nail-biting stuff. Of the cases that he selected to detail, each had its own set of intriguing complications, stirring and engaging the interests of the reader. As for what he shares, his style of presentation, his pace, Kalugin’s efforts are nothing less than brilliant, and greatcharlie has come across nothing better. He beautifully provides the mise en scène using crisp descriptions of surroundings. He marvellously constructs in the mind’s eye of readers a certain atmosphere and desired theatrical effect.

About the Author

Kalugin was born in Leningrad on September 6, 1934. He is of medium height, and for his age, which as of this writing is 85. He has maintained an excellent build, and was at least at one time, quite athletic. Even into his 60s and 70s was known to go on long distance ocean swims. In public, he keeps himself well-groomed, well-attired. Apparently, he is appreciative of a good suit. He has been also blessed with being handsome for a lifetime, possessing what would be popularly described as “manly good looks.” Indeed, it is hard to imagine how anyone would hire Kalugin as an intelligence officer, believing he would be able to avoid notice in public or fade into the background. However, by his countenance, one could immediately recognize his was not just “a pretty face.” Beyond his becoming smile, there has always been a discernable depth to Kalugin even during his earliest years. Nearly everyone who has met Kalugin has called him a charming man with a big and ready laugh and an attractive wit. In conversation, he is talkative, but does not dwell long on unpleasantries. In the US, Kalugin lived in a suburb north of Washington in Silver Spring, Maryland. His wife Ludmila was part of that life for 47 years. They fell in love in 1951, the same year that he made the firm decision to join the intelligence service. She saw Kalugin through all of the rough days of his career, particularly the false allegations, his demotion, the transfer to Leningrad, his stand against the KGB after retirement, his difficulties with Putin’s regime, and the self-imposed exile. His wife was also at his side in the US when she died of cancer in 2001. Doubtlessly, at least at some point, it was difficult for Kalugin to keep it together over her loss. Kalugin is known to entertain visitors to his home by showing off mementos of his intelligence career. When Kalugin first arrived in the US, he served as a lecturer at Catholic University. Since then, Kalugin has become a much sought out speaker, and has lectured at a multitude of venues, traveling his new homeland, from state to state “without papers,” enlightening audiences primarily on Putin’s Russia and the often stunning actions of his intelligence services. Currently, he is a professor at the Centre for Counterintelligence and Security Studies.

Kalugin’s connection with Soviet intelligence began at an early age. After graduating from high school in Leningrad in 1952, and completing his mandatory military service, Kalugin was admitted to study at the Institute of Foreign Languages in Leningrad run by the Ministerstvh Gosudarstvennoe Bezopasnosti (Ministry for State Security) or MGB, the precursor of the KGB foreign intelligence service. After graduation from there in 1956, with honors, he was sent as a young officer to study at the Higher Intelligence School No. 101 of the KGB in Moscow which actually fell under the USSR Council of Ministers. The KGB leadership selected Kalugin for assignment to the First Department of First Chief Directorate which concerned foreign intelligence operations in and against the US and Canada. In 1958, Kalugin, who was considered a graduate of the faculty of journalism, was deployed to New York to undertake journalism studies at Columbia University. After briefly returning home, he was deployed again to New York, working in the early 1960s as a journalist for Moscow Radio at the UN. Kalugin was very competent as a reporter. He was not just a spy, but a successful one. One might say that spying seemed to be Kalugin’s metier. His working habits as a KGB officer, as he describes in First Directorate, were to be envied. He was always honorable and discreet, using mental agility and memory, acting gradually and with a certain gentleness. Kalugin let nothing escape his examination. In 1964, due to the threat of being arrested, he was recalled to the Soviet Union, and assigned as press officer in the Ministry of Foreign Affairs. However, he was not in Moscow long. He was soon sent back to the US, on that occasion to Washington. There, Kalugin would serve as the equivalent of the deputy KGB station chief under the guise of a deputy press attaché of the Soviet Embassy. In 1971, according to Kalugin, he was suspected of treason, but the Chairman of the KGB, Yuri Andropov, knocked the matter down deciding the case in his favor. Andropov, as elaborated upon further later in this review, was a mentor for Kalugin and took an interest in his career trajectory. He was transferred to the external counterintelligence service. By 1974, at the age of 40, Kalugin received the rank of KGB Major General. It was at this stage that the Kalugin’s activities were more reflective of Soviet behavior that caused most to deem the country as an immoral, worldwide menace, and threat to global peace and security.

For Kalugin, there was unlikely any real opportunity, in the midst of his work against the West, to view matters from a broader or humane perspective. Comparing Kalugin’s efforts side-by-side versus his opposite numbers in the West boil down to efforts to apportion wickedness. There was a balance of terror in the Cold War. Deception, subversion, and countersubversion was what it was all about. The 18th and 19th century French Emperor Napoleon Bonaparte was quoted as saying: “In war, as in politics, no evil–even if it is permissible under the rules–is excusable unless it is absolutely necessary. Everything beyond that is a crime.” It was easy enough in the West to understand that during the Cold War, intelligence services fought under the conundrum of knowing how much could be done to defend a free and decent society while remaining a free and decent society worth defending. The Soviet Union was governed under an authoritarian, Socialist and Marxist-Leninist system directed under the auspices of the de facto one-party rule of the Communist Party. As aforementioned, instrumental in maintaining order to allow for the implementation of revolutionary precepts was the KGB, which often in the performance of its domestic security mission showed little regard for the human rights of Soviet citizens. To that extent, its behavior observed domestically would be reflected in its foreign intelligence activities overseas. Yet, despite what may have been the concept and intent of KGB headquarters concerning the conduct of its officers, not all, but many performed, without ethics, without any moral creed. Certainly, Kalugin had well-served the Soviet Union and the Communist Movement. There was never any indication in First Directorate that Kalugin had a sense that he had sacrificed his own humanity during his career. In Kalugin’s mind, whatever he did for the service, even if it skirted what was morally questionable by his own ethics, was for the greater good, not to soothe his own ego. If Kalugin caused anyone any suffering through this process, he most likely would say it was regrettable but the best option at the time.

Facilis descensus Averni: Noctes atque dies patet atri ianua Ditis; Sed revocare gradium superasque evadere ad auras, Hoc opus, hic labor est. (The gates of hell are open night and day; Smooth the descent, and easy is the way: But to return, and view the cheerful skies, In this the task and mighty labor lies.) While there was a tacit understanding that a recruit could find a home with all the care and comfort imaginable during and after active service in the KGB, the Soviet government made no real promises that the link would be permanent through thick and thin. When things were going well, there was a duplicity between Kalugin and the KGB that he loved. That meant that he, as with others, would support and tolerate what he knew was wrong. When things were not going well, especially between managers and a staff or field officer, Kalugin demonstrates that the KGB could become a very brutal place internally for that officer. By the time Kalugin had been demoted and sent to Leningrad, long since renamed St. Petersburg following the collapse of the Soviet Union, he had become jaded by what he experienced on the front line of the Cold War. Alas, all of his efforts may have felt futile to him. Indeed, in the end, his struggles with the West, his extertions over the years, proved to be Sisyphean. Kalugin metaphorically was left standing alone on a dark and stormy night, apparently feeling abandoned by the Soviet government that he loved so dearly, to which he was loyal to the core. Due to all of this, Kalugin had to face the painful reality of many loyal Soviet citizens, which was that the hand of the Soviet state that they were taught early on, was benign, caring, comforting, encouraging, and infallible, as not always extended open palmed toward them and their needs. Kalugin had to lift his head above those of his adversaries. He would eventually recognize the need to make up for quite a sin of promoting such an organization. Kalugin retired from the KGB on February 26, 1990, and became a vocal independent critic of the Communist system. When one who lacks political power is unable to implement change, one can still voice opposition. Levels of success and failure will vary due to circumstances. It was Kalugin’s inability to stand by quietly that brought down upon him the full weight of the intelligence industry, the oppressive reputation of which he helped to build. Kalugin’s continuous attacks on the KGB garnered him notoriety and a political following. In 1990, Soviet President Mikhail Gorbachev was rash enough to sign a decree stripping Kalugin of his rank, decorations, and pension. If Gorbachev only had a hint of what was coming his way from the same KGB management that his decision supported, perhaps he most likely would have made another choice. Gorbachev would restore all that was taken from Kalugin in August 1991, after the coup attempt. Kalugin loved his homeland, Mother Russia and the Soviet Union, and presumably still does today. Certainly, he does not love the regime that controls it. After retirement, Kalugin served as a deputy in the Supreme Soviet, representing the Krasnodar region from September 1990 to December 1991. Kalugin ventured into politics to change the security apparatus, reform it. That was simply not in the cards. Doubtlessly, Kalugin never planned to become an expat, or more accurately, live in a self-imposed exile. He had little choice otherwise for existential reasons. He could not change his circumstances, so he had to change his perspective. Kalugin conquered the uncertainties of his life in Russia by leaving his homeland and embarking on a new journey in the US. It is from the US that he produced his memoir.

Nullius addictus lurare in verba magistri. (No master can make me swear blind obedience.) Vladimir Putin came on the scene ostensibly as a reformer, hand picked by Yeltsin. Apparently, Putin came highly recommended by other self-declared reformists and he managed to curry favor with President Boris Yeltsin of the nascent Russian Federation. Yeltsin, known for being earnest, was a bit too trusting. Putin ostensibly embraced the idea of a new beginning for Russia. At that point, it would have been counterintuitive for Putin to bemoan the Soviet Union’s collapse. What lurked beneath the surface would eventually set the path upon which he placed his country. Kalugin was able to see Putin straight. Alarm bells started to ring in his head, and he could see what was coming. By the time he wrote First Directorate, he was already feeling terribly apprehensive. Little was done directly by Kalugin to set himself up for what became a near David and Goliath schema of independent, capable man taking on the monstrous Evil Empire as well as its second-self, Putin’s Russia. Indeed, left in control of the Russian Federation by Yeltsin after 1999, Putin, rather than reform the system, gradually made it look more and more as the old Soviet one, particularly with regard to the intelligence services. Putin wanted all of the former KGB men, many of whom had become extremely popular among the Western think tanks, academia, the news media and law enforcement and intelligence services, to become Lotus Eaters. Much milk had been spilled concerning Eastern intelligence operations after the collapse of the Soviet Union and the dutiful Kalugin had been tasked one more time by his “former” masters in Moscow, to get some of it back into the bottle. Putin felt that there was a threat posed by revelations by KGB officers eager to please book publishers, magazine editors, and television producers than an effort to establish power over the intelligence service left over from Soviet times, including the old boy network of retirees. If any talking had to be done, Putin likely would have preferred pushing out a message strictly controlled by the Kremlin amounting to a curious sort of ventriloquism. Active measures had come home. Kalugin came to the personal attention of Putin himself. Kalugin from what was presented was the very soul of discretion. There was presumably nothing to fear from him. He was not snooping round corridors. However, there was an apparent sense of anger toward Kalugin in the Kremlin not only because he ostensibly traded in on his knowledge of the service, but that he told enough to stir a sense of betrayal. Among Kalugin’s former KGB colleagues who would eventually people Putin’s government, were the same adversaries from the organization who could not hold a candle to him in the industry. They did not have his stature, only reputations for wrongdoing, oppression. Thus, envy and jealousy were also the likely culprits for their odium toward Kalugin as much as anything else. Kalugin would be solely portrayed in a negative light by Putin and his senior aides and advisors. To hear Kalugin speak of Putin, it is clear that he became a perfect monster in his eyes. While Kalugin was lecturing in the US in 2002, he was put on trial for treason in absentia in Moscow, in part for certain revelations placed in First Directorate, and consequently sentenced to 15 years in prison. Kalugin now appears relatively serene. Through his words, one recognizes that he has come to terms with his role in an extremely dangerous and dynamic organization. Kalugin became a US citizen on August 4, 2003. Kalugin would insist that Putin would love to send a message to the US by harming him. At the present, with Donald Trump as US President, the harsh consequences of Moscow doing such would with assurity far outmatch any possible gain, psychic or otherwise.

Critiquing First Directorate

Perhaps it may be revealing too much, but without pretension, greatcharlie must admit initially feeling somewhat ambivalent about reviewing First Directorate, unsure of being knowledgeable enough to judge the written work of such an extraordinary professional as Kalugin. Suffice it to say that it must be left to readers of this review, who will hopefully also read First Directorate, to determine whether greatcharlie got it right. Seeking out Kalugin’s memoir, one might discover as greatcharlie did that his1994 book was published in English under two titles: First under First Directorate: My 32 Years in Intelligence and Espionage against the West published by St. Martin’s Press, as it is reviewed here; and, Spymaster: My 32 Years in Intelligence and Espionage against the West published by Smith Gryphon Publishers. In a 2009 revised edition of Spymaster: My 32 Years in Intelligence and Espionage against the West, rev. ed. (Basic Books, 2009), in which the text is enhanced with greater details about his cases. In a new Epilogue, discusses developments in his personal life since the book’s first publication. Upon examining the text of each edition, one cannot help but be impressed by the care invested in the creation of this work. As indicated on the cover of both titles, Kalugin completed the book with the assistance of the journalist and former head of theMoscow Bureau of the Philadelphia Inquirer, Fen Montaigne. Surely Montaigne’s contribution was useful and important. Still, anyone fortunate enough to have heard Kalugin speak publicly or review recordings of his many news media interviews and presentations at colleges, universities, think tanks, foreign policy associations and societies on YouTube, could attest that his command of the English language is superb. Indeed, he writes First Directorate in a way that is clear, concise, and flawless grammatically. Surely, Kalugin would have had little difficulty actually establishing himself as a novelist or nonfiction writer in the West if he had chosen to do so. Kalugin initially developed his proficiency in English to serve as an element of his tradecraft overseas. It did, as he used the unofficial cover in the US of Soviet journalist. He had to comfortably communicate with others and fully comprehend the world in which he was immersed. Kalugin was also proficient in German and Arabic.

Kalugin hangs what he provides In First Directorate’s 374 pages on two chronologies: the chronology of his career; and a historical chronology, neatly pairing events of his times and experiences he had which were directly connected to them. The titles of books chapters mark milestones of a life lived. They include: “A Stalinist Boyhood”; “Washington Station”; “The Spy Game”; and, “Exile”. Kalugin jumps into his story as early as the Prologue with an anecdote from his formative years as a KGB officer, working in the US under non-official cover. Indeed, Kalugin offers readers bits and pieces on the Cook case, which involved a US scientist from the US defense contractor, Thiokol, who became his and the KGB’s prize recruit. It proved to be a particularly important episode for Kalugin. He later discusses how the echoes of that case ultimately shaped the outcome of his career. Having set the reader off on that track, Kalugin then formally begins the memoir, allowing the reader to learn about his formative years. Readers are provided an understanding of how he came to accept Communism from top to toe in the traditional sense, how that shaped his worldview, his choice for a career, and how he got into the KGB. As he retraces his steps, he begins skillfully peopling the world in which he allows his readers. For instance, readers learned about his father and the psychic influence that he had on Kalugin due to his position in the the Narodnyi Komissariat Vnutrennikh Del (People’s Commissariat of Internal Affairs) or NKVD, a forerunner of the KGB. He provides enough about each personage, allowing for the creation of a full image of the individual in the reader’s mind. Having shared memories from his early years, Kalugin begins discussing his career in Soviet foreign intelligence. Interestingly, his connection to the intelligence service began as early as the years of his formal education. It all neatly blends together.

First Directorate is far from dull, plodding, or pedantic. As for the mechanics of his method, once Kalugin decided what he is going to offer, he did so with a pace that could be called a very smooth and normalized ejection fraction–stealing a term from the medical industry concerning the measure of blood pumped out with each heartbeat. The anecdotes told are the blood which keeps makes Kalugin’s story lively, informative, edifying, and satisfying. Kalugin does not simply unload ideas and hope the reader does not get lost in the weeds when they encounter what seems to be abstraction, due perhaps to a lack of in-depth knowledge about the spy business. One will discover that as the situations he describes evolve, characters evolve, and Kalugin evolves. Kalugin makes no assumptions about the reader’s ability to grasp all that is going on in the text in terms of tradecraft and the spy business. He does not take for granted how much the reader can absorb from what he teaches. Rather, he takes control of that process, apportioning how much of the story he feels would be appropriate. When he feels the reader should be ready for more, Kalugin increases quantity and complexity in his anecdotes. To that extent that he does all of this, Kalugin uses what could be best described as a pedagogy for developing the reader’s understanding of the world he is moving them through.

Kalugin creates a sense of immediateness to what he writes. He would often build tension on the book’s pages while doing that. Indeed, many anecdotes he relates, great and small, are truly edge of seat, nail-biting stuff. Of the cases that he selected to detail, each had its own set of intriguing complications, stirring and engaging the interests of the reader. As for what he shares, his style of presentation, his pace, Kalugin’s efforts are nothing less than brilliant, and greatcharlie has come across nothing better. He beautifully provides the mise en scène using crisp description of surroundings. He marvellously constructs in the mind’s eye of readers a certain atmosphere and desired theatrical effect. Unless greatcharlie is extremely mistaken, he paints with words in a way that will cause First Directorate’s readers to find themselves, at the same time while fortunately sitting in at some safe spot, feeling as if they are actually present on the scene that he describes, watching everything transpire perfectly through the mind’s eye.

It would be an understatement to say First Directorate did not have paeans written about in 1994 when published in the US. Indeed, Kalugin’s book was not really appreciated or welcomed. Through book reviews, one can pick up on a reviewer’s disposition generally, and can gain a good insight about a reviewer’s perceptiveness and thinking. (In that vein, readers can perhaps gain some degree of insight into how greatcharlie thinks given what is noted here as important about First Directorate.) Perhaps 1994 reactions were due to the proximity of the book’s publishing to the so-called end of the Cold War, marked with the collapse of the Soviet Union. Feelings within journalistic and literary circles about the Soviet Union and all connected to it were still decidedly negative, even hostile. It was likely those sensibilities that influenced the thinking of reviewers of First Directorate. The following is a sample of the reviews it received. In a October 13, 1994 review in the Washington Post, Amy Knight did little to conceal her disdain for Kalugin. Knight wrote: “Though he proclaimed himself a democrat in 1990 and denounced the KGB, Kalugin had spent more than three decades determinedly trying to undermine Western democracies. His book tells us a great deal about the KGB’s operations during the Cold War, but it also raises anew the question of how we should react to the confessions of erstwhile enemies.” Distrustful of his intentions in the foregoing statement, she evinced her concern over Kalugin’s integrity with the words: “Kalugin can hardly be criticized if he wrote this book simply to make money. After all, we in the West have been encouraging Russians to become entrepreneurs. But did he have another, darker purpose? Is it possible that Kalugin’s much-publicized denunciation of the KGB was stage-managed to give him credibility in the West, so that he would be believed when he told people that he knew of no KGB moles in the CIA?” In a December 25, 1994 review in the Baltimore Sun, entitled, “The Spy Who Loved It: Tales from a KGB Life”, Scott Shane begins by stating: “In ‘The First Directorate,’ written with the assistance of former Philadelphia Inquirer Moscow correspondent Fen Montaigne, Mr. Kalugin tells his engrossing story and tells it well. Focusing on Kalugin as KGB intelligence officer, he notes: “A spy lives by his powers of observation and memory, and they equally serve the autobiographer.” Shane reveals his suspicions of Kalugin, writing: “Mr. Kalugin, whose perpetually raised eyebrows give him a look that is at once untrusting and untrustworthy, nicely illustrates the habit of lying spies naturally develop. Indeed, Mr. Kalugin is so candid about the cheerful Iagoan malice with which he did his dirty work that his occasional, self-described twinges of conscience come across as unconvincing. As his story almost unconsciously makes clear, it was not the KGB’s brutality that turned him against the agency.” Having stated that, Shane completes his review somewhat positively, saying: “One need not wholeheartedly admire Mr. Kalugin, however, to enjoy his story. It is a reminder that in the wake of the Soviet collapse, we have learned a good deal more about the KGB than we have learned about the CIA and its sister agencies on the other side of the Cold War.” On November 9, 1994 in composite review of post-cold-war scholarship on Lenin, the atomic bomb, and KGB espionage in the Christian Science Monitor, Leonard Bushkoff stated about First Directorate: “After the beautifully crafted books by Holloway and Kapuscinski, there is a letdown in The First Directorate: My 32 Years In Intelligence and Espionage Against the West, the bureaucratic memoirs of Oleg Kalugin, a retired KGB major-general whose authoritative visage has graced American television. His book–written with Fen Montaigne–is filled with lively tidbits about operating in the United States, recruiting agents, roaming the world on this or that mission – and enjoying the perks. Bushkoff goes on the say: “The ideological disillusionment that Kalugin insists began in the 1980s is unconvincing in this ambitious career-minded official, who now presents himself as a liberal, democratic political figure.” Among professional reviewers, there seemed to be more of a willingness to beg off on uncoated expressions of suspicion over Kalugin’s intentions and actions, and even more, his character as with the foregoing. In Booklist, a book-review magazine that has been published by the American Library Association for more than 100 years, Gilbert Taylor wrote in August 1994: “After he had been cashiered from the KGB in 1990, Kalugin blazed into prominence as a critic of the pervasive spy empire. But oddly enough, he remains a professional loyal to the spook’s ethos: tell no tales out of school. Although frank about generalities, he ventures few blockbusting specifics that haven’t popped up elsewhere in the post-cold war wave of espionage books, but this memoir of a stellar career in the secret service is, nonetheless, engrossing for aficionados.” Taylor finishes his review noting: “Filled with anecdotes linked by personal journey from Stalinist true believer to champion democrat, Kalugin’s account of life in the secret world will haul in all spy buffs–a number to be augmented by a full-press publicity push.”

Given Kalugin’s former profession, spying, it would be fair to ponder whether the book relates truth, fiction, or something in between. Indeed, some readers may wonder whether one of the main elements of spying, promoting fraud, influenced his writing of First Directorate. As aforementioned, Kalugin has the skills to provide a colorful description of a man, and ascribing vibrant characteristics, impressive associations, and intriguing experiences to him. It also cannot be stated with absolute certainty by greatcharlie Kalugin actually loosed-off a full-frontal on himself as well as the KGB. However, greatcharlie is convinced that while there may very likely be certain omissions from his anecdotes, Kalugin presents the truth about himself in First Directorate. That truth about himself is rich enough, and would hardly require any embellishment. Although Kalugin’s intelligence career was amazing and his superb work in the KGB that made him more desirable to his new country’s government, there was more to Kalugin than his work. Some might feel Kaligin does quite a bit of preening in First Directorate. However, perhaps a second thought might be given to that idea backed by the consideration that among specialists, masters of a particular craft, there is typically a desire to look over their shoulders, to detail what has transpired, and to scrutinize themselves and their actions technically and tactically. Chronicling the past on paper, the convivial Kalugin also seemed to recount it all in his soul and spirit. As Kalugin dredges around himself, to discuss his contacts with people and memories of events, he willingly opens the kimono on his conscience. In the Preface of The Cenci: A Tragedy in Five Acts, the 18th century English romantic poet, Percy Bysshe Shelley, wrote: ”The highest moral purpose aimed at in the highest species of drama is the teaching the human heart, through its sympathies and antipathies, the knowledge of itself.”

The symbol of the KGB (above). It should not be overlooked that all that Kalugin discusses in First Directorate is actually couched in an overarching discussion of the operations of the giant Soviet state security service, the KGB. The KGB was gloriously called the Soviet Union’s ”Sword and Shield” and the “Vanguard of Communism.” Its  primary responsibilities of the KGB were: foreign intelligence; counterintelligence; operatives investigatory activities, protecting the Soviet border, protecting the leadership of the Central Committee of the Communist Party and the Soviet Government; organization and security of government communications; and combatting nationalism, dissent, and anti-Soviet activities.

What Was the KGB?

It should not be overlooked that all that Kalugin discusses in First Directorate is actually couched in an overarching discussion of the operations of the giant Soviet state security service, the KGB. At the risk of being perceived as tiresome to those who already know much on the subject, some of the basics about the behemoth Soviet security organization are laid out here by greatcharlie for those less-familiar with it. The KGB was gloriously called the Soviet Union’s ”sword and shield” and the “Vanguard of Communism.” Its  primary responsibilities of the KGB were: foreign intelligence; counterintelligence; operatives investigatory activities, protecting the Soviet border, protecting the leadership of the Central Committee of the Communist Party and the Soviet Government; organization and security of government communications; and combatting nationalism, dissent, and anti-Soviet activities. Headquartered at Lubyanka Square, 2 Moscow, the KGB was well-situated, well-equipped, to cope with external, foreign threats to the system, counterrevolutionaries and reactionaries internally, as well as organized criminals and the black market. Its manpower would steadily grow in parallel with its activities and influence, reaching a total of 496,000. A large portion of that number included the Pogranichnyie Voiska KGB CCCP (Border Troops of the KGB USSR), a defense against threats from land, air, sea to Soviet territory. In 1989, the organization’s strength was estimated at 230,000 covering 63,000 kilometers of the Soviet border. There were additional smaller formations and independent units. Its land air and maritime troops and sailors functioned under the Main Directorate of the Border Troops which was subordinated to the First Deputy Chairman of the KGB. The Vtoroye Glavnoye Upravleniye (Second Chief Directorate) or VGU was the Internal Security Service of the KGB. Among Soviet citizens at home and abroad, it was the KGB’s Second Chief Directorate in a paranoid search for Soviet enemies and never ending quest to maintain total control over the Soviet Union’s population that unnerved and struck terror in their hearts as they tried innocently going about their daily business. In Hollywood, a sure-shot way to create a dark, mystifying picture of life in the Soviet Union was to depict scenes in which ordinary Soviet citizens would occasionally be taken aside by the KGB and asked: “Show me your identity card” or, make the more polite request, “Identity card please.” It would capture the flavor of Soviet rule and have the chilling effect on audiences, accurately illustrating how alien and atrocious life was in the Soviet Union and under Communism in general. The KGB was to be avoided by the ordinary Soviet citizen as best as possible. During Kalugin’s time, the KGB truly had a grip on everything except the Communist Party organization. Even then, the KGB was also known to play an important part in the allocation of power and authority by Soviet leaders after Stalin’s death, being drawn into the arena of internecine conflict among them. Perhaps it could be said that all Soviet citizens sailed the same sea but KGB members did so in different boats. The nomenklatura in the Soviet Union, or high ranking management of government bureaucracies and Communist Party functionaries, reigned as the main authorities in the country, ironically becoming the de facto aristocracy in its society, and entitled themselves to opportunities and privileges unavailable to ordinary citizens. The apparatchiks, or government bureaucrats, who actually oversaw the KGB’s abhorrent work of keeping the Soviet people under the thumb of their government, saw themselves as being indispensable members of an indispensable Soviet instrumentality. Most generally believed that as a benefit of being a member of the KGB, there was little chance that the conditions which beset ordinary Soviet citizens would impact their circumstances until discovering otherwise. Nimia illæc licentia profecto evadet in aliquod magnum malum. (This excessive license will most certainly eventuate in some great evil.)

The history and organization of the KGB’s foreign intelligence service, which directly concerns Kalugin’s career, well reflected the nature of its global mission and how that mission was performed. In 1917, the post-Bolshevik Revolution Russian Soviet Federative Socialist Republic (RSFSR) secret police was founded and designated Vserossiyskaya Chrezvychaynaya Komissiya Po Borbe S Kontrrevolyutsiyey I Sabotazhem Pri Sovete Narodnykh Komisarov RSFSR (All-Russian Extraordinary Commission for Combating Counterrevolution, Speculation and Sabotage under the Council of People’s Commissary of the RSFSR) better known as the Cheka. It was Soviet Premier Vladimir Lenin, himself, who characterized the Cheka as the sword and shield of Communism. In those postwar years, Soviet internal security, foreign intelligence, and counterintelligence organizations went through a period of transformation donning an alphabet soup of titles. As outlined in Henry S. A. Becket, The Dictionary of Espionage: Spookspeak into English (Stein & Day, 1986), its various iterations included: 1922-1923, Gosudarstvennoe Politicheskoe Upravlenie (State Political Administration) or GPU; 1923-1934, Obedinennoe Gosudarstvennoe Politicheskoe Upravlenye (Unified State Political Administration) or OGPU; 1934-1938, Narodnyi Komissariat Vnutrennikh Del (People’s Commissariat for Internal Affairs) or NKVD; 1938-1946, Narodnyi Komissariat Gosudarstvennoe Bezopasnosti (People’s Commissariat for State Security) and Narodnyi Komissariat Vnutrennikh Del (People’s Commissariat for Internal Affairs) or NKGB-NKVD, placing police and security functions under one chief; and, 1946-1953, Ministerstvo Vnuirennikh Del (Ministry for Internal Affairs) and Ministerstvh Gosudarstvennoe Bezopasnosti (Ministry for State Security) or MVD-MGB. Eventually all of the non-military security functions were organized in what was dubbed the Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or the KGB. Founded upon the experiences of other iterations of Soviet state security, the new KGB had no need to shed baby fat as it were. It was populated by men and women made of the same solid stuff of those who around 20 years before defended Leningrad and Stalingrad and drove Germany and its allies eastward until they reached Berlin. However, things are seldom perfect in any organization.

KGB’s leadership included its Chairman, the First Deputy Chairman (there could be more than one), Deputy Chairman (as many as 4 to 6), a policy Collegium, which included a chairman, a deputy chairman, the directorate chiefs, and the KGB chairmen of the Soviet republics. As aforementioned, Pervoye Glavnoye Upravieniye (First Chief Directorate) or PGU of the KGB which was the element responsible for foreign operations and intelligence activities and concerned Kalugin’s work. As such, the First Chief Directorate would provide for the training and management of covert agents, intelligence collection administration, and the acquisition of foreign and domestic political, scientific and technical intelligence. According to Christopher Andrew and Oleg Gordievsky, Comrade Kryuchkov’s Instructions: Top Secret Files on KGB Foreign Operations, 1975-1985 (Stanford University Press, 1993), the KGB included the following directorates, services and departments during Kalugin’s years there. Included among the directorates and services were: Directorate R: Operational Planning and Analyses; Directorate S: Illegals (agents inserted into societies, blending in, but carrying out orders from Moscow.

Forged documents, establishes themselves as citizens of the host country.); Directorate T: Scientific and Technical Intelligence (collected scientific, technological, and military information through espionage. Targets were in the Western industrial sector.); Directorate K: Counter-Intelligence: (infiltration of all the foreign special service operations: intelligence, counter-intelligence, police forces worldwide); Directorate OT: Operational and Technical Support; Directorate I: Computers; Directorate RT: Operations in USSR; Directorate V: “Wet affairs” (track down traitors, sabotage, assist international revolution, terrorism, and act in time of war.); Service A: Active Measures (disinformation, propaganda, forgery; support of front organizations, underground movements, revolutionary insurgencies, criminal and terrorist groups; Service R: radio communications; and, Service A of the 8th Chief Directorate at the First Chief Directorate (the code section).

Operations broke down regionally and functionally in the following departments: First Department: US and Canada; Second Department: Latin America; Third Department: United Kingdom, Australia, New Zealand, Scandinavia, Malta; Fourth Department: East Germany, West Germany, Austria; Fifth Department: Benelux countries, France, Spain, Portugal, Switzerland, Greece, Italy, Yugoslavia, Albania, Romania; Sixth Department: China, Laos, Vietnam, Cambodia, North Korea; Seventh Department: Thailand, Indonesia, Singapore, Japan, Malaysia, Philippines; Eighth Department: non-Arab Near Eastern countries including Afghanistan, Iran, Turkey, Israel; Ninth Department: English-speaking Africa; Tenth Department: French-speaking Africa; Eleventh Department: liaison with Socialist states; Thirteenth Department: direct action, “assassination,” of enemies abroad and at home; Fifteenth Department: registry and archives, security of government installations; Sixteenth Department: signals intelligence and operations against Western code clerks; Seventeenth Department: India, Sri Lanka, Pakistan, Nepal, Bangladesh, Burma; Eighteenth Department: Arab Near Eastern Countries and Egypt; Nineteenth Department: Soviet Union Emigres; and, Twentieth Department: liaison with Third World states. It must be noted that special attention was given to the UN by the First Chief Directorate. The UN provided a peaceful, respectful, diplomatic forum for international dialogue, yet it was the site of extensive Soviet activities inside the UN during the Cold War. Impartial UN employees from Eastern Bloc also employed by KGB. Ideals and goals of the UN not followed. The orders that they would obey only came from KGB.

Beyond its own operations, the First Chief Directorate very successfully directed and controlled other Eastern Bloc intelligence services that were very often operating under the radar in many countries around the world. The officers of those aligned intelligence services certainly did not in any form akin to the Malgré-nous of the Alsace-Moselle performed for the German Waffen-SS during World War II. The product of many Eastern Bloc intelligence services actually far exceeded expectations as well as the capabilities of their Soviet task masters. Case in point was the Hauptverwaltung Aufklärung (the Main Directorate for Reconnaissance), the foreign intelligence service of the Deutsche Demokratische Republik (German Democratic Republic). Under the skilled leadership of Markus Wolf, its Western foes even had to acknowledge that it was probably the most efficient and effective such service on the European continent

The author as a teen (above). As a teen, Kalugin devoured the books of Arkady Gaidar, which included stories of young characters doing courageous and noble deeds for Motherland. It planted seed in Kalugin’s mind of becoming a secret service officer. Those feelings were intensified when he attended camp for children of secret police. He met with university students attending the Security Ministry’s Higher School. Kalugin saw them as confident, fun loving. Kalugin stated: “I wanted to be like those dashing officer trainees, and a career in the Intelligence Service beckoned.” At 17, he decided to join the intelligence service. With an English proficiency and strong academic capabilities, he was well qualified.

Kalugin’s Early Years and Career Choice

In illo viro, Tatum robur corporis et Naomi fuit, it quocunque loco Angus esset, Fortuna facturus. (In that man there was such oak-like strength of body and mind that whatever his rank by birth might have been, he gave promise of attaining the highest place in the lists of fortune.) As has been the case with previous reviews, greatcharlie most enjoys examining a memoir to understand what sort of individual develops into who the author became. In its review of First Directorate, greatcharlie explores how, from youth to his earliest years in the KGB, how Kalugin evolved into the man he is today.

At least from what he shares, his early life was entertaining, pleasurable to recall rather than filled with dissatisfaction, disappointment, and hard lessons. Indeed, Kalugin relates the days of his youth with a subtle humor, recounting the efforts of a young man trying to make his way through life. Kalugin was raised in a “sleeping district” outside of Leningrad, something akin to a French banlieue. His circumstances seemed relatively ordinary, however, his father worked for the NKVD. Kalugin’s father, Danil, was a dark haired, handsome man with facial features revealing a Tartar blood trace. He was not well educated, but by Kalugin’s description a solid man, who cared for his family. After serving In the Red Army in the 1920s, he sought work in Leningrad, and that is when he landed a job as security guard for the secret police, then known as the NKVD. When Kalugin grew up, his father was working at the Headquarters building in Smolny. (Interestingly, in the KGB, officers who were the children of officers and former officers of the security services are affectionately referred to as Chekisty (Chekists), a name derived from the first security service in Communist Russia mentioned earlier, the Cheka. Some would come from families whose “roots” go back to the beginnings of the Communist Party as Russian Federation President Vladimir Putin. Children raised in the Chekist community, attending schools and a university Chekists’ progeny typically attended.)

Kalugin’s mother Klavdia, came from a family of skilled factory workers from St Petersburg for more than a century. Based on the manner in which he described himself, Kalugin was clearly a bon garçon, born with a good soul, nourished by a fine family and appropriate associations in his youth. Unfortunately, he was born during a wave of terror in which 29 to 40 million Russians were killed, and a dark shadow hung over Russia. When Nazi Germany invaded Russia, Kalugin travelled wuth his mother to stayed in Omsk, Siberia. His father remained in Smolny, guarding Party elite. Kalugin and his mother returned to Leningrad after a 900 day siege. Only her sister survived the war. Other seven members among 27 million lost during war. This clearly had an impact on the young Kalugin. Dogma among Russians in the immediate postwar period was to say that Russia’s victory in the so-called Great Patriotic War proved Communist system was best. The defeat of the Nazis proved to Kalugin and his young compatriots that Soviet Union was invincible. Still, it went much further for Kalugin. He confirms in First Directorate that from the days of his youth he was absolutely subsumed by Communism; he was a true believer, and that perspective colored every decision he made. He yearned for the opportunity to defend his political ideals, defend his country, and fight on behalf of the Communist Movement. Kalugin’s political leanings did not make him a zealous firebrand.

Unless greatcharlie is terribly mistaken, as he grew, Kalugin appears to have been gentle in temperament, but at the same time a mature boy, not showy, but within possessing a burning ambition with an idea of where to place it. Kalugin undertook the path toward excellence as a Communist with a great sense of ritual. He joined the Young Pioneers at an early age, and in his teens, he became involved with Kommisol. These were the sort of activities that types such as Kalugin went for. One could posit that as a result of his indoctrination in the Soviet Union, Kalugin genuinely viewed Communism as a coherent ideology and provided a clear direction. For the Communist, too, hope supported imagination and drove the individual’s faith in the system. Faith supported and drove the individual’s action to achieve. Despite violent outcomes of KGB dealings with his fellow citizens, Kalugin would have likely confided that there was no reason to argue the point. In his heyday during Staliin’s era of Soviet Premier Joseph Stalin, Kalugin likely would have looked any Western accusers directly in the eye and declared it all as Western disinformation, compelled by their bourgeoisie sense of morality to falsely critique the “superior” Soviet system any way they can. Much of what Soviet citizens were told about their country’s government, its security apparatus, its leaders, and its place in the world was filtered out by Moscow leaving what was reasonably bad out. Given the Kremlin insistence on concealing the truth about the country, many indoctrinated adherents of the system would contribute to their misunderstanding of it by doing their own filtering. Thus, the rest of what was understood of the Soviet Union, typically shaped by the desire to create the best picture of their country as possible, was usually just conjecture. It also made reasonable sense to those as Kalugin, psychically bound to the Soviet system, that there would always be the occasional differences of opinion over how efficiently something was done or how the government might have handled a matter more effectively under the Socialist framework. Amabilis insania. (Fond illusion.)

As a teen, he devoured the books of Arkady Gaidar, which included stories of young characters doing courageous and noble deeds for Motherland. It planted seed in Kalugin’s mind of becoming a secret service officer. Those feelings were intensified when he attended camp for children of secret police. He met with university students attending the Security Ministry’s Higher School. Kalugin saw them as confident, fun loving. They sang songs in English and Russian to campers to younger students. Kalugin stated: “I wanted to be like those dashing officer trainees, and a career in the Intelligence Service beckoned.” Kalugin had never assumed that he would have an ordinary life. Kalugin saw possible work in the state security service as more than a job. For him, it was a grand opportunity to support and defend his political ideals. Kalugin and his cohorts believe they were born to be men of action. Each wanted to be a pride to his fellow countrymen. For Kalugin, as with most of his young colleagues, the KGB offered a solid basis for believing that the Soviet system could be protected and sustained. The KGB, as a central organ of the government, ostensibly had the know-how and the resources to prevent the Soviet Union, and the contiguous countries of the Eastern bloc that it led, from falling into a chaotic condition. There was a perspective once common in the Soviet Union, and perhaps holds a place today in the Russian Federation, that in an heroic way, Kalugin and his KGB comrades were making good on the sacrifices of the previous generation of Soviet citizens in the Motherland’s defense. Kalugin explained that at 17, he decided to join the intelligence service, then called the MGB. With an English proficiency and strong academic capabilities, he felt qualified. Kalugin’s father, Danil strongly objected. As he worked for the NKVD, his father knew only too well what happened in the Soviet Union under Stalin, and. Indeed, he witnessed first-hand–from the screams he heard as a jail guard to the countless Communist Party bosses he saw disappear during his days at Smolny–what the glorious security services were doing to the Soviet people. Danil Kalugin secretly told his son about what he had seen and heard in the security forces. He explained to Kalugin that was what the NKVD was really all about; violence, torture, death. He did not want his son involved with the dirty work of the NKVD.

Isthuc est sapere non quod ante pedes modo est videre sed etiam illa quæ futura sunt prospicere. (True wisdom consists not in seeking that which is immediately before our eyes, but in the foresight of that which may happen.) Strangely enough, Kalugin explains that his father’s stories made the life of a secret policeman seem even more intriguing. Kalugin put it this way: “After all, wasn’t the KGB on the front line of the battle against capitalism and world imperialism? The thought of dying for one’s country and the Socialist ideal stirred my blood. His talk of screaming prisoners didn’t sound nice, but I asked myself, What else can you expect in a bitter struggle with our enemies?” Kalugin was held captive by the idea and ideals of Communism and too easily overcome by the seeming prestige, the power, and the draw of it all. With his romanticized visions of a career in the state security service, he was too excited to look both ways, too young and inexperienced to intuit where it all might lead. While Kalugin’s very caring father did his level best to dissuade his son from joining the security service but  was not able to fully comprehend what he was telling him, that the security service was not something ideal, not an organization of “superheroes,” but a real place with real people, and certain unusual men worked in the state security service.  As he moved through the years at KGB, Kalugin would slowly come to realize exactly what his father told him about the security service’s horrors. Four decades later, Kalugin, more mature, more experienced, more insightful, explained to readers much as his father tried to explain to him what he unexpectedly experienced in the intelligence service. What Kalugin expresses sometimes plainly, but most often subtly, throughout in First Directorate, is that from his first days of training to the day of his retirement, some KGB personnel, not all, did not appear to be well-vetted psychologically to perform their function given the behaviors they displayed. Surely, among the KGB’s internal security elements, there were acts of undue severity and abominable cruelty committed, bordering, if not fully manifesting, sadism. Such monstrous individuals appeared absolutely unhinged from the reality that they were serving the Soviet government, not themselves, and that their authority came from the government, not themselves. Much of that was already well-known.

In the more elite KGB formations, officers were engaged in more complex and challenging tasks, were further vetted and had received extensive training However, Kalugin also gets across that problems similar to those that impacted the internal security section also existed among some employees of the more elite intelligence sections. (Examine the text very closely; such statements are really there!) Surely, this was a very important matter for Kalugin as he repeatedly makes a point of describing the many different personalities that he encountered in the KGB. His depiction of them left no doubt that they had no business being in the organization. As readers will discover late in the book, such individuals got the ball rolling in the right direction to lower the curtain on Kalugin’s career. The indications and implications of the insights Kalugin shares concerning the KGB’s organizational well-being were that a nexus existed between the decaying performance of the KGB and the eventual collapse of the Soviet system. True, KGB recruits were strenuously vetted through training, yet some who did not openly manifest any deficiencies while under the watchful eyes of instructors apparently got through. More than a few violent, overzealous, under motivated, dishonorable, and vengeful individuals, suffering from a wide range of other pathologies, would move up through its ranks. As the success of each directorate, department, and service of the KGB was dependent on the quality and consistency of the performance of individuals in their respective positions, these bad hires given their troubling actions and the ugly environment they would create, managed to have a damaging impact upon the organization over time. (The uneven thinking and anomalous behavior Kalugin reports was exhibited by some clearly misplaced KGB officers, is actually a phenomenon common to many large intelligence services. It is very possible that deep-seated emotional difficulties or disorders are stimulated and amplified in the individual working in an intelligence services due to the unique responsibilities of the job, rather broad authority one possesses, unusual and morally questionable activities required, and potent stressors that strain. The thinking and behavior noted here was recently evinced in the record of activities undertaken by members of the US Intelligence Community who vigorously sought to destroy reputations and the lives of several innocent individuals inside and outside of the Trump administration. It was an apparent venomous, mentally unbalanced quest to force the collapse of Trump’s presidency. The exact reasons for their behavior will likely be difficult to identify until facts about them and their actions are fully known. Unfortunately, honorable men and women in the intelligence services run up against such damaged individuals in their organizations more often than they should.)

After graduating from high school in Leningrad, Kalugin passed four entrance exams with high marks and qualified for service in the MGB. In 1952, Kalugin began his studies at the Institute of Foreign Languages ​​of the MGB in Leningrad. There was only one other school similar to it for MGB officer training in the Soviet Union, the Higher School in Moscow. As mentioned earlier, in the immediate postwar period, Ministerstvo Vnuirennikh Del (Ministry for Internal Affairs) and Ministerstvh Gosudarstvennoe Bezopasnosti (Ministry for State Security) were combined to form the MVD-MGB. Kalugin graduated from the Institute of Foreign Languages with honors. Kalugin notes that at time of his graduation, his father was suffering as a result of a sharp decrease in KGB wages ordered by Soviet Premier Nikita Khrushchev in an effort to reign in the heavy-handed security service and he was subsisting with partition employment offered by friends. Yet, despite his own situation and his expressed misgivings about his son’s career choice, Kalugin’s father told him that he was proud of his achievement. By then the MVD-MGB had become the KGB.  The next step for Kalugin was more specialized training at the KGB Higher Intelligence School No. 101 or Advanced Spy School in Moscow. At the Advanced Spy School–later renamed the Andropov Red Banner Institute by the KGB and now called the Academy of Foreign Intelligence–Kalugin was trained as an Arabist, and in the course of his education, he studied the Middle East in detail. Kalugin was trained in tradecraft and prepared for technical work in the field. He learned how to set up radio transmitters, to use and detect bugging devices, to make microfilm and how to conceal microfilm and microdots in household items, how to cultivate intelligence assets, coding/decoding and cryptology, location orienting when dropped into unfamiliar locations, how to use a gun, how to tail people invisibly, how to detect when being tailed, how to evade all kinds of surveillance, and how to pass a package without being noticed even when being tailed. As his training came to a close, the leadership identified him for distribution to the most complex and prestigious First Foreign Intelligence Department, which, as aforementioned, dealt with the US and Canada. He was also informed that he would be joining a group of young people to take a graduate course in the US. As he relates the early days of his career, Kalugin appears to be transported to a place of happiness. The 20th century US philosopher, psychologist, and educational reformer, John Dewey said: “To find out what one is fitted to do, and to secure an opportunity to do it, is the key to happiness.”

Kalugin (center right) with Soviet cohorts at Columbia University. Kalugin initially came to the US in September 1958 to attend the Columbia University School of Journalism as one of 17 ostensible students from the Soviet Union to arrive under the Fulbright exchange program. In reality, half of them, including the 24-year-old Kalugin, were officers from Soviet intelligence services. Before going to the US, Alexander Feliksov, Head of the KGB’s North American Department instructed Kalugin: “Just lay the foundation for future work. But don’t overstep the line. Now that you’ve been picked to go to America, make it your business to learn more about the country. Buy yourself good maps. Improve your English. Find out about their way of life. Communicate with people and make as many friends as possible.”

Kalugin’s First Visit to the US

Kalugin initially came to the US in September 1958 to attend the Columbia University School of Journalism as one of 17 ostensible students from the Soviet Union to arrive under the Fulbright exchange program that year, and the first Soviet citizens to study in the US since the end of World War II. In reality, half of them, including the 24 year old Kalugin, were actually representing Soviet intelligence services. He was already a lieutenant in the KGB. Before he left, Alexander Feliisov, the Head of the KGB’s North American Department instructed Kalugin: “Just lay the foundation for future work. But don’t overstep the line. Now that you’ve been picked to go to America, make it your business to learn more about the country. Buy yourself good maps. Improve your English. Find out about their way of life. Communicate with people and make as many friends as possible.” In New York, Kalugin came in contact with a culture alien to him. He tried to better understand it by experiencing as much of it as possible. Kalugin was impressed by Manhattan; the power, the beauty, the bustle. Other worldly creations, skyscrapers, the Empire State Building. He travelled throughout the city, no restrictions were placed on his movement. He would ride the subway for hours. He saw 100 films and visited clubs in Greenwich Village. Soon enough, the haunts and pleasures of the elite class became his stomping ground, too! He attended Broadway musicals, the Metropolitan Opera, and visited Manhattan’s many museums. Extremely impressive to Kalugin were giant department stores well stocked with a diversity of items and supermarkets with their abundance of fresh food, unheard of in the Soviet Union, known for shortages of everything and long breadlines. It is here, early on in the book that the reader has the opportunity to enjoy the vividness of Kalugin’s descriptions. One can imagine him taking in the sights, the sounds, the smells, the touch, the impact of the city on the young Soviet citizen. His level of thrill and enjoyment, though expressed on paper, is all made so palpable

Kalugin recognized that FBI operatives sought to make clandestine contacts with him at Columbia University, but did not experience such problems outside the school. At Columbia, he wrote for the school newspaper. He was elected to the Student Council. Kalugin curried enough curiosity by his presence in New York that the New York Times interviewed the young Fulbright Scholar for a human interest article which was given plenty of page space and garnered a lot of attention. Kalugin would venture outside of New York to Philadelphia, Chicago, New Orleans, and Washington. He also travelled through Iowa and Wisconsin. People were mostly very friendly to him. He admitted his happiness with all that was good gave him joy, but it also created a spark of doubt about his own world back home. His prescience, however, served him well as he kept his eyes wide open. He never took any experience to its furthest extreme to consider how he would fit into such a world. He would take note that the US had visible flaws. He noticed problems of poverty in Bronx Bowery, and Harlem. Kalugin also discovered endemic racial prejudice and ethnic and social discrimination. He learned about clashes over civil rights as well as voting rights and labor laws. He kept in his head that Soviet Union had a longer way to go, given what he saw in the US, but its vitality would overcome the US which would very likely stumble over its own deficiencies.

As his experience at Columbia University evinced, counterintelligence officers of the FBI and CIA likely had eyes on Kalugin as soon as he arrived in New York. What was akin to present-day FBI SSG surveillance teams and their typically maladroit surveillance contractors, would have been assigned to watch his every move. The insistence of his superiors that he remain untangled with anything before him was presumably based on their judgments on that strong likelihood. The alert sounded over FBI counterintelligence efforts was intriguing as it indicated that somber and astute KGB officers would heavily factor in FBI surveillance and attempts at clandestine contacts in all activities in the US to include mundane tasks of daily life such commuting, shopping, exercising, visiting museums, attending the opera, going to the movies and engaging in other recreational activities. Aa Kalugin goes on to explain, the rather heavy hand of FBI counterintelligence would prove most apparent at social events, receptions, dinners, cocktail parties, and gatherings in private homes.

While Kalugin’s contact with Soviet émigré named Anatoly that he gave the pseudonym Cook, who was a scientist at Thiokol has regularly been chalked up to luck, there is the possibility that it was not so unusual. Kalugin was not the only one involved in the recruitment; Cook had a say in the matter. There was an awareness in the US, especially among educated US citizens, as Cook–who it turned out was a Stalinist–that the Soviet Union was an authoritarian, Communust regime. As such, its citizens did not move freely overseas. Those travelling abroad with the approval of the regime would very likely be tethered to it via the KGB. Contact with a Soviet citizen visiting New York and attending an event on technology at the once famous New York Coliseum, would almost guarantee creating a potential link to the KGB. Kalugin’s level of success with Cook albeit was frightfully high. To borrow from cricketing parlance, Cook was a lolly, an easy catch. However, Kalugin did not struggle afterward to duplicate that first success. Rather than focus on trying to capture lightning in a bottle twice, he focused on simply doing his job as best he could. Esse quam videri bonus malebat; ita quo minus petebat gloriam, eo magis illum sequebatur. (He chose to be good rather than to seem good; and so, the less he strove for fame, the closer it followed after him.)

His First Deployment: New York

During his first full operational deployment, Kalugin went back into the US, returning to New York. From June 1960 to March 1964, operated out of the Rezidentura at the Soviet UN Mission, using the cover of Radio Moscow UN correspondent. Kalugin’s true purpose was political intelligence work. Kalugin  would send communications with information necessary for the leadership in Moscow under the pseudonym Felix. He spent time cultivating US citizens and diplomats and citizens of other countries at the UN and in New York, who he foresaw could supply the KGB with classified or unclassified information about US foreign and domestic policy. Those in contact with Kalugin were imaginably unaware that he was a KGB officer, collecting useful information from them. Kalugin would also utilize his contacts for active measures. Indeed, active measures activities were not something apart from, but integral to the KGB officer’s day-to-day efforts in the field. Paralleling efforts to determine the political leanings and the degree of compatibility and favorability toward the Soviet viewpoint was spotting, developing, assessing, recruiting and even handling agents. While engaged in active measures, KGB officers would reflexively spout “the party line” on issues of the day with those they encountered while making their social rounds. The intention of injecting the Soviet line and disinformation into conversations in this way was to infect the opinion making process in the US. New York was fertile ground for that activity as it was the center of publishing, newsmedia, writers and “agents of influence,” that would set the US political agenda. He, indeed, had conversations with luminaries in US society from all fields. Not every KGB agent performed this work well. Kalugin did. Indeed, in First Directorate, Kalugin provides an ample idea of how that work transpired in real terms operationally, bringing him triumph and bringing grief to adversarial US counterintelligence officers. Active measures, however, included much more than exchanges of knowledge and sharing news stories. More intense activities, as Kalugin recounted, would include paying for, and helping write, ads in the New York Times signed by prominent and unsuspecting political activists protesting the US involvement in Vietnam. The KGB sent racist letters, supposedly from US citizens, to African diplomats at the UN and has operatives paint swastikas on synagogues and desecrate Jewish cemeteries. Kalugin would visit the site of the vandalism and write reports for Radio Moscow on how anti-Semitism was sweeping the US.

What is particularly interesting about active measures is the double-edged impact the work may have had ultimately. Essentially, all of the information relentlessly propagated by the KGB in the US and the rest of the world, though ostensibly the Soviet line, was false information or disinformation. It was designed not to authentically inform but to shape thinking in a pro-Soviet direction or forment dissatisfaction and social and political unrest in the target country. To that extent, most likely consciously but perhaps subconsciously in the minds of the KGB officer engaged in such work was that the Soviet line, the same one Soviet citizens were hearing at home, was full of lies. Certainly KGB officers were worldly wise enough to know that no strategy should have been necessary to present the truth, for it stands for itself. Activities such as active measures were really being used to defend against or counter the power of the truth. Perchance it was never calculated or officially considered what type of destabilizing impact requiring KGB officers to engage in active measures might have on morale, esprit de corps, honor, loyalty. The impact of KGB officers’ sensibilities may have also played a role in decisions by some to defect. While the ultimate ends of active measure may have justified the means in Moscow Center, the collateral effects of the activity on its personnel may not have. (This causes one to consider what impact former senior and mid-level US intelligence and law enforcement officials who, every ten seconds wrongfully and repeatedly argued in the news media and elsewhere in public that Trump and members of his administration, in truth all guiltless, had colluded with the Russian Federation Government, but meanwhile testified under oath in US Congressional Committees that there was no evidence that they had actually seen that indicated such. In this instance, one could genuinely ruminate on whether one of the main elements of spying, promoting fraud, influenced their perjurious behavior. Ultimately, the conscience of each may by their undoing. In Act V, scene iii of William Shakespeare’s play The Life and Death of Richard the Third, King Richard, on Bosworth Field, confesses: “My conscience hath a thousand several tongues, / And every tongue brings in a several tale, / And every tale condemns me for a villain. / Perjury, perjury, in the high’st degree / Murder, stem murder, in the direst degree; / All several sins, all used in each degree, / Throng to the bar, crying all. Guilty! guilty!”)

In the ordinary sense Kalugin was not engaged in laborious toil as an foreign intelligence officer. Yet, surely, the work was strenuous, high-pressure, and anxiety-filled. The risks were never trivial. For his daily work, within the limitations of his cover assignment, Kalugin was on the street, working agents and performing technical intelligence tasks. From what can be ascertained from Kalugin’s description of his work in the US played out, generally, he, just as other officers, would handle four or five agents or targets under development. He was not expected to spread his range of intelligence activities further, although he was still encouraged to develop a large circle of casual contacts among whom he could conduct active measures and from whom a relatively small number of serious targets might be selected at some point. As Kalugin describes his work, he undoubtedly demonstrated his flexibility and adaptability, ensuring the collection of valuable information from sources reached his managers. There was a particular case in which Kalugin made the unconventional choice. He came into contact with a 25 year old Columbia University graduate student who held extreme left-wing political views. Thinking he could be motivated to work for Soviet Union to promote Socialist state. However, he could not deliver anything really of value. His parents, both of whom were Communist  told him to stop working with Kalugin because it was too dangerous. Kalugin was insistent but to no avail. Despite that breakdown, the young student’s father contacted Kalugin and asked him to leave his son alone and offered to help him instead. Kalugin, convinced he was genuine, told his manager at the UN Mission. When his manager contacted the Center, in a reply Kalugin was admonished not to deviate from procedure again but to continue with the recruitment. Further, the cable ended with the instruction: “Allowing for the initiative and courage shown by Comrade Felix–as aforementioned Kalugin’s codename, I suggest he be promoted to the rank of senior case officer.” The father turned out to be a good KGB asset, and was used on numerous occasions to run messages and deliver materials to agents outside the 25 mile city radius to which Soviet Mission staff were restricted. By Kalugin’s own admission, the Center displayed a considerable degree of patience over that move. It did not want Kalugin to be inventive. It wanted officers to strictly adhere to procedures. Yet, the Center also very much wanted good results. Ostensibly, while deviations from procedures were greatly frowned upon, apparently if no damage was done to a case and the efforts of the officer and his station were not detected or harmed in any other way, and success was achieved, nothing punitive beyond a bit of admonishment resulted. Indeed, KGB case officers were held strictly to account for the results of their actions. Yet, they were not expected to report on day-to-day developments to the Center. KGB officers were expected to be on the beat and usually did not spend much time at the desk writing reports, reading guidance from headquarters or maintaining his files. When he had a problem he took it up with his boss, but was supposed to know the difference between what he really needs consultation about and what he ought to be able to handle on his own. There was virtually no lateral distribution of communications and an extreme emphasis on compartmentation. His boss in turn has the responsibility of not only guiding the case officers that work for him, but of ensuring that vital information pertinent to the work of one case officer but acquired through another is made available. The custom that each officer prepares his own reports and kept them brief, made it possible for their reports to actually be read all the way up the chain.

Kalugin (center) on the beat in New York. During his first full operational deployment, from June 1960 to March 1964, Kalugin operated out of the Soviet UN Mission, using the cover of a Radio Moscow UN correspondent. Kalugin would send communications with information necessary for the leadership in Moscow under the pseudonym Felix. He spent time cultivating US citizens and diplomats and citizens of other countries at the UN and in New York, who he foresaw could supply the KGB with classified or unclassified information about US foreign and domestic policy. Within the limitations of his cover assignment, Kalugin was on the street, working agents and performing other intelligence tasks. Appreciation of Kalugin’s work by headquarters resulted in further promotions. From 1965 to 1970, he would be assigned to Washington as deputy rezident with the cover of deputy press officer, and then acting chief of the Rezidentura at the Soviet Embassy.

Recruiting KGB Spies

When tested by unexpected challenges in the field, Kalugin would assess the situation, then begin to act based on his training. A big lesson gleaned from Kalugin’s anecdotes is to “Trust your training.” Still, the most devastating weapon stored in Kalugin’s figurative armoire as a KGB intelligence officer was his mind. Kalugin possessed an intellect that stood out a mile (and still does now). There were never too many moving parts in a situation. What Kalugin could not see or confirm with his own eyes, he was clearly able to conceptualize better than most. Even more, Kalugin’s intellect was continuously animated concerning his work. To be successful at running agents in the field, an intelligence officer must know a lot about humanity. One must know a lot about human relationships. There are said to be certain secrets and knowledge of human existence, human circumstance. Whether Kalugin managed to acquire that hidden bit of information is unknown to greatcharlie. However, little doubt is left that Kalugin very much wanted to better understand, to put it sort of whimsically, “what made people tick.” Clearly, he successfully acquired that knowledge and experience as evidenced by all of his interactions recounted in First Directorate. Concerning prospective recruits, Kalugin would parse out all that is made available to him about the subject at hand. The minute Kalugin observes something, he knows what can happen. Kalugin would know the answer; he knows the usual result. Kalugin could feel a good recruitment on the tips of his fingers. As aforementioned, the Center left no doubt in its instructions and communiques to Kalugin that it was not looking for immediate success, dicey efforts. It repeated that guidance often. It may appear that the Center was figuratively hanging on Kalugin’s gun arm, but it certainly was not. The Center was adverse to chasing miracles. The Soviet intelligence service possessed a great deal of patience and determination to wait for years before the source, led along the way, would join the Department of State, the CIA, or some other entity, and attain a position useful to it. According to Kalugin some US recruits were approached even before reaching college. It was the understanding of KGB that US intelligence services were unable to wait that long. There were some US citizens apparently recruited for a long-term plan. For instance, in the event of war between the US and the Soviet Union, they would be directed to sabotage Washington’s power lines or poison drinking water sources.

Earlier here, greatcharlie mentions how Kalugin takes the reader to school concerning KGB spying, particularly running agents in the field. This was particularly true of his in-depth discussion of the recruiting process. One also learns from Kalugin in First Directorate that each recruitment effort is a little different.  There are always different triggering motives leading to cooperation with an intelligence service, especially, one from another country. The psychological contact of the intelligence officer with the prospective recruit is key. In recruiting agents, speech is everything. Word choices must build confidence, create trust, console, assure, inspire, and comfort. To create compliant agents, the right word choice must be made every time. To that extent, Kalugin could not conceal his ebullience, recalling occasions when all he collected about a prospective recruit would coalesce and he formulated, once again taking from cricketing parlance, a jaffa, a particularly good pitch. Whether a recruiting target signs something at the time of being recruited (using the KGB terminology) about cooperation or not, really depends on the preceding circumstances. A written agreement was required when a recruitment was based on some compromising materials. If there was a later refusal by an operative to cooperate, the agreement could be used for blackmail. Yet, despite how well Kalugin laid out his discussion of recruitment, the process was far from a simple matter or easy to do. When the Soviet Union looked like the wave of the future, its best spies came to its  intelligence services out of ideological convictions. In the 1930s, 1940s, and 1950s, their recruitment service among such individuals was counted upon. Kalugin posited that after 1956 when Khrushchev exposed the cruelty of the Stalin regime and showed that “ ‘Soviet achievements’ had been built on the bones of our own people,” true believers in the Communist Movement began to dry up and disappear. Kalugin explained further that after Czechoslovakia was invaded in 1968, “only the most fervor ideologue could hold any illusions that the Soviet Union was striving to build a Socialist utopia.”

Both directly and delicately, Kalugin indicated that what drove recruits to spy boiled down to four primary motivations: money; ideology; conspiracy; and excitement. Concerning those recruits interested in money, spying was little more than service offered through a business transaction. There were many such cases. Perhaps the most infamous was that of the notorious US Navy traitor, John Walker, who was able to spy for the Soviet Union for 19 years. His recruitment and handling was Kalugin’s greatest achievement at the Soviet Embassy in Washington. Walker was a walk-in, came to the Soviet Embassy with a treasure-trove of secrets. He was in it for the money. The entrepreneur spy included his son, brother, and best friend in his spy ring. He tried to bring in his daughter, but she refused. Walker needed no physical contact with his Soviet handlers, pep talks, and no hand holding. He in fact operated 10 years without meeting one. Nearly everything done after the initial set of meetings was done with dead drops. His wife finally reported his activities to authorities. There were others such as a CIA officer in Washington who claimed to have been recently fired. He made it clear from the start that he was looking for money. He would eventually pass a considerable amount of material. However, the most valuable document was a long paper entitled “Detection and Approaches to Psychologically Vulnerable Subjects of the Enemy,” which cited US efforts to recruit Soviets worldwide and painted a portrait of Soviet citizens most likely to become spies.

Regarding ideology, Kalugin indicated that when a recruits motivations were ideological, they were typically pro-Soviet, adherents of Socialism and the Communist Movement, fellow travellers. At other times, they were simply left-leaning in that era of protest. The Soviets could recruit such agents in the US and provide them no remuneration. Some even refused it. An example was that of left-wing publisher, M.S. Armoni, editor of a journal Minority of One, who would do the bidding of the KGB by publishing articles allegedly written by Kalugin. They were actually written by the KGB propaganda department in Moscow. The KGB supplied money for Armoni to run several ads in the New York Times criticizing the US involvement in  Vietnam and signed by leading liberals at the time. When Armoni had financial difficulties, Kalugin provided him with nearly $10,000 in funds for being “So faithful in presenting the Soviet view of world affairs.” The money broken down into smaller sums was falsely attributed by Armoni to anonymous US donors. Kalugin also gives the example of a diplomat at a Western European embassy who furnished the KGB with diplomatic cables, top secret reports, recording with the US State Department. The same diplomat was approached without immediate result when posted to Bonn, West Germany. Kalugin met with him in Washington under orders from the Center. He convinced the diplomat to provide classified materials for very little money. His motivation was ideological because he held leftist political leanings.

Relating to conspiracy, such recruits were most often vengeful toward the government, scientific, or technological organization that employed them. An extraordinary case was that of an FBI special agent with considerable access. He first approached the KGB station chief one day and said he wanted to help the Soviets. He immediately supplied the station chief with some information about FBI activity against several Soviet citizens in New York City. The KGB was suspicious, but the FBI man proved reliable. Through personal meetings and by mail, the FBI recruit sent other portions of information about the FBI’s counterintelligence work against the KGB. the mysterious FBI recruit, as Kalugin refers to him, never asked for money.

As to excitement, there were the sensation-seekers, driven by the excitement of spying, self-gratification, or amusement. Kalugin recalls a female diplomat from what Kalugin characterized as “a major European country,” who, after being posted in Moscow for two years and becoming involved with a KGB officer, made contact with Kalugin in Washington. She would supply information to him, as Kalugin suggested, to support the work of her romantic interest still in Moscow. Kalugin would meet with her frequently in restaurants and receptions. When asked to provide cables from  her Foreign Ministry, she refused but recited what was in those she read when they met. Kalugin would also gift her with jewelry, scarves, and other presents. Kalugin deduced that the woman likely knew he was a KGB officer, but enjoyed the sensation of meeting in cozy restaurants and being treated well by him. What the woman provided was valuable political intelligence. There was also the curious case of I.F. Stone, a well-known left-leaning Washington journalist. The Center had informed Kalugin that Stone had been a useful contact who broke off after the invasion of Hungary in 1956. It wanted Kalugin to reestablish the connection. Stone would meet with Kalugin a half-dozen times a year for lunch. During those meetings, he would share insightful views on the US political scene. Kalugin referred to Stone merely as a former “fellow-traveller. However, having meetings with someone he likely suspected was a KGB officer was undoubtedly intriguing to Stone. Stone abruptly ended their acquaintance, however, after the Soviet invasion of Czechoslovakia in 1968.

Big Promotions

Appreciation of Kalugin’s work by the Center resulted in further promotions. From 1965 to 1970, he would be assigned as deputy rezident at the Soviet Embassy in Washington, with the cover of deputy press officer, and then acting chief of the Rezidentura at the embassy. He was invited to serve in Washington initially by an eventual mentor of a sort, Boris Solomatin, who was taking over as rezident there. As defined in The Dictionary of Espionage, the KGB section of a Soviet Embassy was the Rezidentura. The ranking officer of the embassy was the rezident, who operated under diplomatic cover, and this had diplomatic immunity. The rezident’s equivalent in the US Embassy was the CIA chief of station. As the rezident would hold senior status in the KGB, his identity in the foreign intelligence service was known to Western intelligence services and law enforcement. To that extent, the rezident engaged in almost no espionage activities while deployed abroad. What is curiously noted in The Dictionary of Espionage is that some residents did roam the cocktail circuit where posted “for hard drinking seemed to be a prevalent trait.”

Interestingly, KGB officers were promoted through the service on bicameral tracks. Being essentially a military organization, an officer was promoted from junior lieutenant up to lieutenant, senior lieutenant, captain, major, lieutenant colonel, colonel, and then, if fortunate enough, through the general ranks, major general, lieutenant general, colonel general, and general of the army. The KGB officer’s formal rank was largely based on his time in service up to lieutenant colonel. Concurrently,  the officer receives the classification as a junior case officer, case officer, or senior case officer, and then progresses further as a deputy rezident or rezident. Those operational designations were based on the officer’s experience and performance as an operator in an assigned field. The chain of command was determined by operational positions rather than rank. Indeed, a major could be reassigned from one part of the KGB to the First Chief Directorate and be designated as a junior case officer for lack of experience and be subordinate to a senior lieutenant who was a case officer or senior case officer. Pay was determined by where the officer was ranked in both hierarchies. Kalugin’s title at the Soviet Embassy was acting rezident, and not fully the official rezident. Kalugin explains that the cause for this was sensational editorial columns aimed at exposing Kalugin as a KGB officer. It was an act completely estranged from tradition among journalists in Washington. First, there was a Washington Post article referring to a Soviet intelligence officer’s work with a Greek agent. The name of the officer published was Victor Kraknikovich, the alias Kalugin used for the Greek case. The Center was informed. Kalugin suspected the story was fed to the Washington Post by the FBI and the beginning of a campaign. Then, Jack Anderson published an article naming Kalugin as a Soviet agent. The article’s opening paragraph stated: “His name is Oleg Kalugin, second secretary at the Soviet embassy. For some time, he has been trying to place a female acquaintance of his as his agent in the State Department. He also instructed an aide to cultivate a girl who works at the FBI. Neither attempt succeeded. Both girls have been leading him under the direction of the FBI.” Anderson followed up on the Kalugin story in his “Washington Merry-Go-Round” column, headlined “Soviet Spy Allowed To Remain in U.S.”, “His [Kalugin] undercover activities in this country are known to the FBI.” Anderson included: “But only the State Department knows the reason he is still here. Other spies caught in the act have been declared persona non grata and have been given 48 hours to leave the country.” On first impression, the Center took it all very calmly, telling Kalugin “Curb your activities just a bit but do not worry.” Nevertheless, the Center was concerned that Kalugin would be deported, a headache the KGB did not need. Kalugin was not deported. An intriguing reality was that KGB operations in the US were not solely dependent on the work of the rezident at the Embassy in Washington. As noted in the aforementioned The Dictionary of Espionage, along with the official rezident, an illegal rezident was deployed who lived abroad without any official cover, usually with an assumed identity, responsible for controlling subordinate illegal agents who worked in his area. The illegal rezident would have no contact with the Soviet Embassy or any of its personnel, and he maintained his communications with the Center. In terms of authority, the illegal rezident had the rank of the official KGB rezident. If the illegal rezident was arrested, the officer could not plead diplomatic immunity and would go to prison.

On the Threat of Defections

Once operating in foreign territory, a considerable concern regarding intelligence officers and their agents was the threat of betrayal. Concerns were almost always raised among Soviet citizens when anyone with whom they may have just met or were in contact for other reasons, suddenly showed an eccentric interest in them. One had to be resolute regarding personal and collective loyalty. There had to be a defined sense of what you owed to your country, what you owed to your own sense of ethics and morality. For some KGB officers, deployed overseas, even while facing-off with their Western counterparts, it often became the same old trudge day in, day out. Some of Kalugin’s fellow KGB foreign intelligence officers would struggle mightily to develop informants, find bona fide targets with access to considerable information to recruit, and get anything started from which they could develop concrete proposals for a foreseeable recruitment at their postings. Others figuratively shuffled along, hoping to go unnoticed and evade the behests of the Center along much as the theatrical comic relief of an aged butler seeking to avoid the master and mistress of the house hoping to keep his exertions to a minimum. Causality for such difficulties often resided in those KGB officers, themselves. Personal and professional inadequacies, having gone undetected during the vetting process and training, often found their way to the surface, and would provide an open door to inappropriate indulgences and improprieties. Embezzlement was a problem. There were those who would keep hundreds of dollars of payments intended for KGB operatives for themselves. A number would outrightly make personal use of KGB funds. Some had already displayed the most deplorable carnal behavior while still in the Soviet Union. Then deployed to Western countries, they would indulge in all that had to be offered. They would set aside their defensive training. In the end, a number of them would be caught flat footed in rather fatuous, fairly obvious honey traps set by US counterintelligence. They most likely were obliged to play the double-game against their bosses at Moscow Center. Kalugin explains that there was a particularly nasty problem in Canada in which a half dozen KGB personnel were left open to blackmail by the Royal Canadian Mounted Police and all were recalled and disciplined. (An individual is tracked by an intelligence or counterintelligence organization with the goal uncovering evidence for a case or investigation. To endlessly surveil an individual, or subject as one would be dubbed, using mountains of taxpayer dollars, with no real goal, is not just inept, it is malfeasance. The subject, who may not be guilty of anything, is essentially being harassed, and very likely some dishonorable individuals in the intelligence or counterintelligence organization violating their oath to the country and highly likely, in nasty surreptitious ways, attempting to build an extra pension for themselves. It happens in Intelligence services more than one might imagine.)

FBI counterintelligence, Kalugin’s main opponent in the US, engaged in near endless  attempts to intercept him and perhaps neutralize and recruit him, came in the form of clandestine contacts. Those attempts confirmed that he had actually been under surveillance as the FBI would only have undertaken such an effort if counterintelligence managers believed that special agents had collected enough about him and his activities that they were convinced he was a Soviet intelligence officer, that they understood how Kalugin thought, and that he would respond favorably to an effort to make clandestine contact with him. The method used by FBI counterintelligence to reach Kalugin was its bog-standard employment of women as honey traps. As defined in The Dictionary of Espionage, a honey trap is a method of sexual entrapment for intelligence purposes, usually to put a target [such as Kalugin] into a compromising position so that he or she can be blackmailed. Perhaps it would be enough to say Kalugin displayed restraint and elegance in the face of advances by the female FBI counterintelligence operatives. Indeed, as he describes his response, he displayed a sensibility akin to what the French call “bof” (whatever) to it all. One might simply chalk that up to Kalugin’s self-discipline, his Apollonian nature. In the field, Kalugin was always dedicated to his country, the Communist Movement, and his mission. He was laser focused on his responsibilities as a KGB officer to spot potential recruits, collect information, even passively, and report observations, engage in active measures, and not fall prey to the women used against him. Beyond consideration of Kalugin’s professional response to what to him were far less than enticing honey traps, consideration should be given to his response simply as an individual. There exists a line of thinking which notes unless one has already thought, deliberated, pondered, or meditated on certain behavior, one will be hardened to it. One would not be going out on a slender thread to presume Kalugin was neither ignorant of nor surprised by attempts at such manipulations, carnal behavior among adults. Perchance, he simply never considered getting involved with such nonsense  or pondered having anything to do with such women while on the beat.

Perhaps proof and precedence of previous successes with less capable, less adroit, or simply inept KGB officers, along with some likely unsupported, doctrinaire, Cold War era preconceptions concerning the Russian male libido, convinced FBI counterintelligence of the correctness and efficaciousness of that method of clandestine contact with Kalugin. The focus was on the physical, the carnal, not the intellectual. The underdeveloped mind can rarely get beyond physical facts. Even at the most basic level of decisionmaking on the matter, some recognition that a mental attraction, some cerebral connection between Kalugin and a female operative foisted upon him might be required. That was apparently ignored or disregarded by the FBI, presumably counting upon some id-explosion that would overwhelm him. It was a considerable oversight. Based on how he described the women involved, such a connection under any circumstance, would have been near impossible. In the intelligence game, nothing about making contact with an opponent in the field can be considered too trivial to disregard. under the leadership of FBI director J. Edgar Hoover, Special Agents in counterintelligence were genuinely tough. Kalugin admits to that in the book. Yet, they could hardly be judged as being socially conscious by current standards. Their record of responses on a variety of other issues, the Civil Rights Movement and Anti-War Movement for instance, indicates they were in fact quite the opposite. The use of honey traps and similar artifices by FBI Special agents, surveillance specialists or contractors, continues today.

Although as he recounts them, Kalugin indicates that he was cautiously amused by the FBI honey traps, but he also seemed to take a professional interest in why in US society in which there were far more better things to do, would a woman even entertain the idea of serving as a seductress for the FBI. Recognizing that the use of the method was a gauge, a manifestation of the thinking among serious US government intelligence and law enforcement officers, Kalugin very likely began at that time to contemplate how Soviet foreign intelligence in the US could effectively turn the ploy against them and other targets in the US. That is exactly what he did. Kalugin used his personal attributes and charm and those of other handsome males and females to further the KGB’s mission by loosening those attractive qualities as weapons against unsuspecting Western officials and especially secretaries working in key offices in the US foreign and national security policy apparatus, when he believed something considerable could be gained by doing so. The Ancient Greek comic and playwright, Aristophanes in The Birds (414 B.C.) wrote: “Men of sense often learn from their enemies. Prudence is the best safeguard. This principle cannot be learned from a friend, but an enemy exorts it immediately. It is from their foes, not their friends, that cities learn the lesson of building high walls and ships of war. And this lesson saves their children, their homes, and their properties.”

Kalugin (right) standing with Kim Philby (left). In reaction to increasing defections by KGB officers, Yuri Andropov, the Chairman of the KGB, ordered KGB foreign counterintelligence to develop a new program that would make defection to the Soviet Union attractive. He ordered that life for existing defectors made to be envied and to make certain to let the world know about it. Kalugin was directed to handle the matter. A defector that Kalugin devoted time to was Kim Philby, the United Kingdom MI6 traitor. Philby’s life in the Soviet Union was awful and Kalugin found him in a terrible state. He had faced considerable mistreatment, particularly psychological torture. Kalugin set forth on a genuine course to rehabilitate Philby. Yet, reversing the damage to those mistreated by intelligence and counterintelligence services is extraordinarily difficult. If anything, Kalugin salvaged the best of what was left of the Soviet spy. In the photo above, relative to Kalugin, Philby appears as if he had the Hell posted out of him.

At KGB Foreign Counterintelligence

In 1971, having returned from the US, Kalugin became deputy chief of the Second Service of First Chief Directorate, which meant a two-step increase in the hierarchy of the central intelligence apparatus. However, the counterintelligence service proved to be broken, unprepared, and understaffed. The counterintelligence function was pivotal to KGB operations and its mission, but it was not given the status and attention it truly required. Even housing made available for its officers was undesirable. Kalugin had a negative immediate impression of the director of the Second Service of First Chief Directorate, Vitaly Boyarov. However, his concerns were resolved over time. Concerning the other deputies Kalugin had nothing greater good to say. One was a chain smoking, profane man who constantly berated his subordinates. Kalugin described another deputy as a fussy, indecisive man who had “no business being in the KGB let alone in relatively high position.” Kalugin depicted the third as an “utter nonentity.” All three were at least a decade older than Kalugin. The decline for KGB foreign counterintelligence operationally was also apparent. In the 1950s and 1960s, foreign counterintelligence, according to Kalugin, had managed to penetrate deeply into the French, United Kingdom, and Italian intelligence services. Concerning the US, the KGB had Walker, their superspy. However, by the 1970s, it was clear to many that the Soviet Union really was not the model society of the future, both politically and socially, and the Soviet system could do nothing to reverse that impression. As disillusionment with the Soviet Union set in, the number of KGB defectors also began to skyrocket, further damaging its operations.

When Kalugin first started working in foreign counterintelligence in 1970, the KGB was only experiencing a trickle of defections from the ranks. However, the rate steadily increased. However, the defection of Oleg Lyalin of Department V, tasked with preparing contingency plans for sabotage and assassination in time of war, defected after working for the United Kingdom’s intelligence services for six months. The story of his activities as presented by Kalugin would surely be astonishing to any readers. His revelations resulted in the expulsion of 105 Soviets from the country, personal non grata. Visas for known KGB officers were denied. In reaction to Lyalin’s defection and the many others, Yuri Andropov, the Chairman of the KGB, ordered Kalugin’s director at counterintelligence, Boyarov, to develop a new program that would make defection to the Soviet Union attractive. He suggested using large amounts of money, fancy apartments and country homes, and complete freedom of movement in the Soviet Union and the Eastern Bloc. He also ordered that life for existing defectors made to be envied and to make certain to let the world know about it. Boyarov put Kalugin on the case. That led to perhaps one of the most interesting aspects of that period of Kalugin’s career, his contact with the infamous double agent Kim Philby, formerly of the United Kingdom’s MI6, Secret Intelligence Service. While Kalugin met with a number of the defectors, to include the infamous George Blake, also from the United Kingdom’s Secret Intelligence Service, and Donald Maclean, but Philby was the most interesting case. Suffice it to say, greatcharlie sense that it is going out on a slender thread in discussing the matter of Philby, but it is critical to the process of understanding and characterising Kalugin. Philby is a delicate and painful subject in some Western intelligence services even today. Harold Adrian Russell “Kim” Philby, was a member of “The Magnificent Five.” Others included two diplomats, Guy Burgess and the aforementioned Donald Maclean, and the former officer of MI5, the  domestic focused Security Service, and leading art historian, Anthony Blunt. The identity of the fifth member was never confirmed. The intelligence officer, John Cairncross, was suspected. All but the fifth member defected to the Soviet Union. Kalugin had heard rumors of Philby’s life in Moscow–”drinking, womanizing, hours of depression, and squalid existence.” Most of it proved to be true.

For Philby, defection to the Soviet Union did not pan out as he had hoped. It was nothing near the paradise he likely envisioned. He had a relatively decent apartment, but had few possessions in it worth having. The big problem he faced though was not so much being deprived of material things, but rather his treatment. Philby was subjected to repeated house arrests over regular suspicions of KGB as to his “activities.” His every movement, even in his home, was considered suspect. For instance, when he was heard writing over hidden microphones, it was determined that he was composing reports to pass to Western agents. The overall surveillance was ham-handed, guaranteed to harass and cause discomfort. The only element that was missing from his treatment was the rough stuff, physical torture, though there was plenty of psychological torture. The deep grief felt by Philby over the death of his image of a Soviet wonderland, coupled with his mishandling was likely made somewhat less painful by his daily practice of soaking himself in alcohol. For those in the KGB who were acting against him, that likely provided a sense of accomplishment. They were clearly the types. Philby’s behavior was rumored to have been questionable–”drinking, womanizing, hours of depression, and squalid existence,” but little was placed in official reports about his treatment. For this reason, Kalugin did expect to find what he did when he contacted him. As things were, there was no chance of showcasing Philby’s situation as reflective of that of defectors. If the truth of Philby’s actual treatment had gotten out to the rest of the world, it would have choked the Soviet voice on defections. A singer with fine pitch would notice something wrong with a note that an ordinary or amateur might not. However, everything Kalugin observed was plain as day, actually absolutely over the top. The inhumanity, illogica, and incompetence of Philby’s handling screamed out. As Kalugin described what those KGB officers involved in what had been done to Philby were further examples of how deep seated psychological issues of some officers would drive them to engage in odious acts. Kalugin set forth on a course of attempting to rehabilitate Philby. There was nothing superficial about his efforts. He essentially debriefed him again under calm, informal conditions. He began to visit him somewhat regularly. He then brought other friendly KGB officers to talk to him, ask his opinion on professional matters, tradecraft, trying to give him a sense of being useful, capable, and needed. Kalugin used the authority granted to him by Boyarov to involve Philby in KGB training. He brought him to the KGB Higher School to lecture young officers who were set to be deployed to Western countries. Philby would help with active measures by inserting sins poster passages in US State Department and CIA documents. Kalugin would genuinely ask Philby for input into programs being formulated for defectors and prospective recruits. For all in which Philby was becoming involved, Philby was amenable and did not want payment. Kalugin did what he could to remunerate him by boosting his ongoing payments. He had repairs made to his apartment and replaced the furniture. Kalugin would also arrange for Philby to travel outside of the Soviet Union to Socialist Countries in the Eastern Bloc and beyond to Cuba and Mongolia. In doing all of this, Kalugin followed his orders, but his noble and humane effort did credit to both his head and his heart.

The damage intelligence and counterintelligence services can do to an individual’s psyche is well understood to be grave and considetable. To paraphrase a recent remark by US Senator Charles Schumer of New York on the tactics, techniques, procedures, and methods of the US Intelligence Community, they can come at you six ways to Sunday. The soul and the spirit of the target of such efforts is typically seared. Surely, some having suffered similar harsh treatment from their own side as in Philby’s case, have been able to have renewal of mind. Yet, rehabilitating those mistreated by intelligence and counterintelligence services, reversing the damage, is extraordinarily difficult, if not impossible. That is a reality that is rarely understood or dismissed. Perhaps there is such a strong desire to believe otherwise by those who might engage in such efforts, that the mere notion, itself, that it can be done, becomes true. As for the individual, supposedly being rehabilitated, it is likely that when placed regularly under inhumane treatment, physical or psychological, a valiant effort is made to hold on to all of the many aspects of themselves. However, self-discernment would more likely cause them to face the reality that much has been lost after enduring such terrible experiences. Kalugin, at the time, appears unable to fully fathom that although he was interacting with someone who looked, sounded, and moved as original Philby, the zealous member of the Komintern, the Soviet spy, the proud defector, but that man was gone, no longer intact. The psychological capsule that Philby likely created to hold on to the remainder of himself, to protect himself, to survive, would never have been so easy to break open in an effort to find him. The original Philby may have had far more to offer. If anything, what Kalugin did was salvage the best of what was left. The trust that Kalugin sought to create was not really possible either. Doubtlessly, Philby noticed Kalugin, for whatever reason, was authentically trying to be congenial and helpful. Understanding that, he may likely have displayed an outward modification of attitude and behavior perhaps even to satisfy Kalugin. To that extent, he understood that Kalugin was the source of better things than before, and with the hope this does not sound indelicate, he responded to Kalugin, though not obsequiously, but much as stolid hound that recognizes its owner as the source of its nourishment and shelter. Perchance, there was much more in all of this. In an uncanny way, Philby’s situation foretold a similar future for Kalugin. Indeed, perhaps Kalugin had an extra sense, a presentiment that he might find himself in a similar boat in another country. Both men experienced somewhat similar types of betrayal by the same monstrous Soviet system and the same organization, the KGB, in which that they placed so much faith and for which were ready to surrender their lives. Luckily for Kalugin, when his day of reckoning came, he ran into individuals in the US possessing sensibilities much as his own, and not the sort that Philby dealt with upon arrival in the Soviet Union.

In March 1973 Kalugin became head of the Directorate KT, KGB Foreign Counterintelligence. In the process he became the youngest leader at that level in the KGB. In 1974, the 40-year-old Kalugin received the rank of major general, making him the youngest general in the KGB. A KGB officer was promoted from junior lieutenant up to lieutenant, senior lieutenant, captain, major, lieutenant colonel, colonel, and then, if for nature enough, through the general ranks, major general, lieutenant general, colonel general, and general of the army. The KGB officer’s formal rank was largely based on his time in service up to lieutenant colonel. Concurrently, the officer receives the operational designation as a junior case officer, case officer, or senior case officer, and then progresses further as a deputy rezident or rezident. Those designations were based on the officer’s experience and performance as an operator in an assigned field. The chain of command was determined by operational classification rather than rank.

In March 1973 he became head of the Directorate KT, foreign counterintelligence. In the process he became the youngest leader at that level in the KGB. In 1974, the 40-year-old Kalugin received the rank of major general, making him the youngest general in the KGB. Such career leaps, Kalugin believes, were primarily due to the personal patronage of Andropov. Kalugin refers to Andropov his “guardian angel”, and writes that “the relations of father and son” developed between them. Made aware of Kalugin’s success, as all of the most senior managers of KGB doubtlessly had, Andropov surely recognized that the KGB had a gem in their midst, a “bright red” carbuncle. Andropov was a rather intriguing player in the history of Soviet Intelligence. As it was detailed in Robert Pringle’s Historical Dictionary of Russian and Soviet Intelligence, 2nd ed. (Rowman and Littlefield, 2015), from the Historical Dictionaries of Intelligence and Counterintelligence series, much as Kalugin’s career at KGB, Andropov’s career moved up rapidly in Soviet political sphere. His advancement began after being appointed Soviet ambassador to Hungary in the Ministry of Foreign Affairs in 1954. While at that post, the November 1956 Hungarian Uprising ignited. A segment of the society demanded independence from the socialist state. The upright morphed into an armed conflict. Andropov called the uprising “counter-revolutionary, an anti-social riot” and informed the Kremlin that he supported the idea of sending Soviet troops to aid the Hungarian socialist government to quell the protesters. Andropov directly coordinated the activities of pro-Soviet forces in Hungary, which managed, with the support of Soviet forces, to keep all of Hungary socialist. More than 2,500 people died during the conflict.The Hungarian Uprising shaped Andropov’s thinking, after leaving his post in 1957, he reportedly kept on speaking about it. Soviet diplomat Oleg Troyanovsky remembered: “Andropov of 1956 in Hungary. He often said: ‘You can’t imagine what it is – hundreds of thousands of people flooding the streets, completely out of control’.” Troyanovsky believed that Andropov feared to see such a scene in the USSR – and did all he could to prevent it. Still, his advisors recall that when he led the department on relations with the socialist parties within the Communist Party’s Central Committee from 1957-1967, he was a “liberal leader.” According to renowned political scientist, Georgy Arbatov, Andropov would supposedly say: “In this room, we all can speak our minds, absolutely openly. But the second you leave it–play by the rules.” During Leonid Brezhnev’s tenure as Soviet leader from 1964 to 1982, Andropov, efficient and professional, became one of the most important figures for the regime. Named Chairman of the KGB in 1967, Andropov took on several urgent and important issues, with a predictable hardline approach, to include:  international crises in the Middle East; Czechoslovakia; Afghanistan; regional conflicts in the Soviet Union; and, suppressing Soviet dissident movements, putting dozens in asylums and deporting hundreds of others. On November 12, 1982, Andropov would become General Secretary of the Communist Party of the Soviet Union and on June 16, 1982, he became Chairman of the Presidium of the Supreme Soviet. However, he died on February 9, 1984, serving just under fifteen months in power.

Kalugin reasoned that Andropov trusted him. Still, knowing Andropov’s history, Kalugin knew exactly who he was dealing with. Developed from that understanding appears to have been an invaluable intuition about his own organizations’ moves on issues and regarding personnel. Anecdotes included indicate that he was able to intuit the decisions of managers and executives allowing him to think ahead to how he could satisfy their next steps, and new requirements. The very positive impression with Andropov enabled Kalugin, at least until late in his career, to survive the danger that KGB managers would pose to him. An eventual cause of problems for Kalugin was another protégé of Andropov, Vladimir Kryuchkov.

KGB Chairman and later Soviet Premier, Yuri Andrpov (above). Kalugin believes his career leaps were primarily due to the personal patronage of Andropov. Kalugin refers to Andropov his “guardian angel.” Made aware of Kalugin’s success, as all of the most senior managers of KGB doubtlessly had, Andropov surely recognized that the KGB had a gem in their midst. Kalugin reasoned that Andropov trusted him. Still, knowing Andropov’s history, Kalugin knew exactly who he was dealing with. From that understanding, he appears to have developed an invaluable intuition about his own organizations’ moves on issues. The very positive impression left with Andropov enabled Kalugin, at least until late in his career, to survive the danger that other KGB managers would pose to him. An eventual cause of great problems for Kalugin was another protégé of Andropov, Vladimir Kryuchkov.

The primary mission of the Soviet Foreign Counterintelligence Service was infiltration of all the foreign special service operations: intelligence, counter-intelligence, police forces all over the world. The primary target was the US. Second came NATO and Western European countries. As chief of counterintelligence, Kalugin had control of the most significant cases due to the possibility that potential success was merely pretense by the FBI. What appeared interesting may merely have been dangled before KGB with the hope of entrapment of its officers and their networks. The counterintelligence unit, Directorate K of the First Chief Directorate, would take charge of a case from the regular chain of command of the foreign intelligence service whenever an agent appeared to be doubled, compromised, or on track to be compromised. The field case officer may remain the same, but in Moscow the Counterintelligence Service assumes full authority for directing the case. Deception and some types of complex political action operations often were run directly by the headquarters element, Department A, that prepares the operation in Moscow. In such cases, of course, local assets of a Rezidentura may well be employed in support, but the operations are frequently run by specialists. In the Soviet Union, foreigners, especially, US citizens, were closely investigated by the local internal KGB office. That kind of investigation was not conducted with a view to recruit immediately. It was important to identify the psychological profile of a person, his political orientation, his attitude towards his home country and towards the country he was visiting for some reason. After accumulating a sizable amount of material (based on a whole array of undertakings: plain observation, audio- and video-surveillance of the places of residence, agency-level scrutiny, including “honey traps”), on the basis of the analysis, a decision is made about a transforming the investigation into a recruitment with appropriate conditions (such as through compromising materials or a voluntary agreement) or about wrapping up the whole thing by “educating” a foreigner in order to convey a favorable image of a country that investigated him, in his home country.

As his record at counterintelligence indicated, Kalugin could hardly have been judged as being too kind-hearted in his job. In 1975, Kalugin was directly related to the operation to abduct and rendition Nikolai Artamonov, alias “Lark,” to the Soviet Union. Unfortunately, Artamonov died along the way. Kalugin claimed that the reason was an error with the dosage of the anesthetic. Kalugin was one of only three men in a meeting in which the KGB sanctioned the assassination of Bulgarian dissident Georgi Markov in London in 1978. Kalugin explains that the KGB’s science and technology directorate had the weapon designed and constructed in Japan. It was an umbrella that fired a small dart into Markov’s leg. Kalugin would pass the orders from his KGB bosses along to subordinates to provide the poison-tipped umbrella used in the assassination. Kalugin would also organize and execute the 1981 bombing of Radio Liberty headquarters in Munich.

Kalugin indicated that his Foreign Counterintelligence Service was not organized to carry out assassinations. According to the KGB table of organization provided earlier, that dirty work was the shared responsibility of Directorate V and the Thirteenth Department. Work as a KGB foreign intelligence and counterintelligence officer, however, required an understood pledge to commit certain violent undertakings. It would be a leap to call Kalugin an ordinary cutthroat due to his obedience to facilitate that action. There is a classic expression heard in organizations: “One is either in or one is out.” Kalugin certainly was “all in.” Nonetheless, many in the KGB began to doubt that.

Reversal of Fortune

In a sudden pivot in his story, Kalugin’s luck would change at what was for so long his beloved KGB. Kalugin’s reporting of observed lawlessness and arbitrary rule and cronyism within the KGB created friction within its leadership. Shadows gathered. In response to his vocal disagreements with how the KGB was operating, the Center threw Kalugin a dip that caught him by surprise. Telling that part of his story, Kalugin positioned himself as the protagonist, and rightly so in greatcharlie’s humble opinion. Although acting with the best intentions, Kalugin incurred the worst. Soon enough, he found himself facing great difficulties. Despite his near impeccable record, Kalugin’s work was placed under “special scrutiny.” Senior executives of KGB, to whom Kalugin was loyal and obedient, loosed counterintelligence investigators, headhunters who relished ruthlessly destroying officers’ careers, even innocent ones, upon him. They were dishonorable individuals who willingly bore false witness on Kalugin and breathed out lies. Kalugin explained that at first he was a bit bemused by it all, then disgusted as his whole world seemed to come crashing down around him. Nothing would be the same again.

The 18th century French Enlightenment writer, historian, and philosopher François-Marie Arouet, known as Voltaire, wrote in a August 8, 1736 letter to the Prince Royal of Prussia who later became Frederick the Great: “Such is the destiny of great men that their superior genius always exposes them to be the butt of the enveloped darts of calumny and envy. “ Undoubtedly, there were quidnuncs in the KGB who would happily push out scuttlebutt on what was going on everywhere in it and occasionally exacerbating situations, despite all the secrecy and efforts at classification and compartmentalization. Employees within an intelligence service would surely understand the need to keep watch against efforts by adversaries to recruit spies among their organizations ranks. With the right manipulations and pressures, such breakdowns can often be forced. There is also the need to stand guard against the possibility of betrayal and defections impelled by a variety of reasons. However, stories of management’s undue suspicions of officers and internal investigations, seen and unseen, would have conceivably created apprehension within the organization as to what was actually transpiring within the KGB. Consequently, it also became more difficult for officers to know who to trust among their colleagues. Thus, in his career, Kalugin had to become expert in figuring out how to avoid garnering the negative attention of KGB managers who, due to nothing greater than their own disposition or paranoia, would occasionally see innocent officers as potential security risks. As aforementioned, due to his superb work, his good relations with KGB senior executives, he had no normal reason to feel his position was threatened. Aforementioned as well, Kalugin believed that he was close to Andropov, not only due to his official position, but simply because he trusted him. Yet, knowing all that he did about the organization’s quirky leaders, problematic officers in the ranks, doing his job right, and how to look good, it was only a matter of time before his fate would change. As long as Vladimir Kryuchkov, another Andropov protégé, was still Head of the First Chief Directorate, Kalugin had to keep his eyes open and ears pinned back. Kryuchkov had a reputation for acting against perceived rivals for power. Turning to Robert Pringle’s Historical Dictionary of Russian and Soviet Intelligence, 2nd ed. (Rowman and Littlefield, 2015) as a source on Kryuchkov, one learns that he initially began working not in the Soviet intelligence services, but rather in its justice system as a prosecutor’s assistant in Stalingrad. However, Kryuchkov began moving in the direction of foreign intelligence after graduating from the Diplomatic Academy of the Soviet Foreign Ministry and becoming a diplomat. Kryuchkov met Andropov in Budapest in 1955 while he was serving as the Soviet ambassador, and got to know him closely supporting his activities during the suppression of the 1956 Hungarian Uprising. From then on, Andropov became Kryuchkov’s main patron. He joined Andropov at the Department of Liaison with Communist and Workers’ Parties of Socialist Countries in 1959. When Andropov was selected as a Secretary of Communist Party’s Central Committee in 1962, he eventually brought Kryuchkov on from 1965 to 1967 as his aide. Then, when Andropov was selected as Chairman of the KGB on May 19, 1967, he brought Kryuchkov to Moscow with him to serve as Head of the Secretariat, KGB. He allowed Kryuchkov to gain experience with intelligence operations, including covert activities by placing him in charge of foreign intelligence operations under his tutelage starting in 1971. Then, in 1974, Andropov appointed Kryuchkov as head of the First Chief Directorate of the KGB, and he remained there until 1988. (In 1988, he would become Chairman of the KGB, where he would remain until the failed coup of 1991.) During Kryuchkov’s years in the KGB’s foreign intelligence service, it was involved in funding and supporting various communist, socialist and anti-colonial movements across the world, some of which came to power in their countries and established pro-Soviet governments; in addition, under Kryuchkov’s leadership the Directorate had major triumphs in penetrating Western intelligence agencies, acquiring valuable scientific and technical intelligence and perfecting the techniques of disinformation and active measures. At the same time, however, during Kryuchkov’s tenure, the Directorate became plagued with defectors, had major responsibility for encouraging the Soviet government to invade Afghanistan and its ability to influence Western European Communist Parties diminished even further.

Vladimir Kryuchkov, Head of the First Chief Directorate and later KGB Chairman (above). Having caused a stir by pointing out troubles in the KGB First Chief Directorate, fertile ground was created for Kalugin’s rivals to take him down. Vladimir Kryuchkov, the Head of the First Chief Directorate became Kalugin’s biggest problem. He suggested Kalugin was possibly a US spy. According to Kalugin, Kryuchkov’s reasons for wanting to destroy him was his strong relationship with Andropov. Kalugin said Kryuchkov likely thought that he would be sent somewhere, leaving him to become the head of the First Chief Directorate. Kryuchkov’s anxieties would manifest in the sort of unsettling hostile and destructive behavior that Kalugin repeatedly pointed out had rotted away at the soul of the KGB. Kalugin could not avoid problems by staying well back from him. Kryuchkov, after all, was his manager. Kalugin could not escape his fate.

Having caused a stir by pointing out troubles in the KGB First Chief Directorate, fertile ground was created for Kalugin’s rivals to take him down. Vladimir Kryuchkov, the Head of the First Chief Directorate became Kalugin’s biggest problem. He suggested Kalugin was possibly a US spy. According to Kalugin, Kryuchkov’s reasons for wanting to destroy him was his strong relationship with Andropov. Kalugin said Kryuchkov likely thought that he would be sent somewhere, leaving him to become the head of the First Chief Directorate. Consequently, Kryuchkov’s anxieties would manifest in the sort of unsettling idiosyncratic behavior that Kalugin repeatedly pointed out had rotted away at the soul of the KGB. Kalugin could not avoid problems by staying well back from him. Kryuchkov, after all, was his manager. He could not escape his fate. As part of Kryuchkov allegations, he claimed Kalugin was possibly instrumental in allowing the flow of what was characterized as dicey intelligence from a questionable source to the Center. He determined that an intelligence source, who was Cook from Thiokol, Kalugin’s earliest recruitment in the US, was a supposed means by which the US was enabled to channel chicken feed through the Soviet system. No one really cared about Cook who was arrested for possessing and selling foreign currency and making hostile statements about the Soviet regime. He was simply used as the predicate for taking the drastic step of insinuating that Kalugin had been compromised, despite a mountain of exculpatory evidence to the contrary. Wrongful preconceptions can always be supported by bent intelligence.

Kalugin explains that things were made far worse because the matter was investigated by General Victor Alidin, head of the Moscow KGB. Kalugin explained that Alidin was an abominable KGB officer, with a solid reputation for brutality and widely reviled. Yet, he was extremely close to Soviet Premier Brezhnev. In Washington, Kalugin had caught Alidin’s son-in-law embezzling hundreds of dollars of payments intended for KGB operatives. Kalugin recommended tough action, but Solomatin, his rezident, limited the response to a reprimand to avoid all of the trouble with Alidin that likely would have followed any stronger action. Alidin and his men, to whom Kalugin refers as “Alidin & Company,” set out to find spies! As Kalugin described how their reports on the case were written, they seemed as mad as March hares, concocting a bizarre parody of a nonexistent relationship between Cook and Kalugin. It emphasized the Cook’s job as a mole was to string the KGB along and make Kalugin look good. There were leading questions asked of Cook. Those questions  concerned Kalugin’s alleged recruitment by the CIA. Alidin & Company engaged in the worst possible behavior as investigators. Using their well-exercised nefarious stratagems, they were able to make right look wrong and good look bad. One might suppose that it was relatively easy for Kalugin’s adversaries to question that an officer, so early in his career, could stumble upon such a find as Cook. Many officers with far more years and experience never came close to such an achievement. To an extent, Kalugin’s success proved to be his undoing. After being surreptitiously interviewed formally by Alidin and his investigators under the guise that they were fact-finding and needed his help in investigating Cook of Thiokol, It did not take Kalugin long to figure out what they were driving at. Kalugin’s description of the moment when he became conscious of his KGB investigators’ plans against him was chilling. After twisting and turning facts, Kalugin’s rather sophomoric investigators were able to bear false witness against him, breathing out lies. As Kalugin depicted the matter, it all seemed surreal-to-the-point-of-silliness. Again, not a bit of evidence supposedly collected on Cook or Kalugin was conclusive. Certainly, the presumption of innocence was a principle alien in the Soviet Union. Erring on the side of liberty was not something done in its system. Kalugin’s treatment ostensibly could have been chalked up as a lesson to others that all intelligence activities were subject to scrutiny. Perhaps the real lesson was that in the KGB there was an ever-present danger of certain peccant officers, petty tyrants, who, having been provided with brief authority by the Soviet state, were willing to abuse it. Within such officers, there was typically a need through harsh and disruptive behavior to prove, mainly to themselves, that they have power over others and to soothe some uneasiness over what they may recognize as their own shortcomings. They were imaginative in their thinking but in all the wrong ways. Dead ends would only open doors to more illusions and thereby their pursuits were never exhausted.

As Kalugin related this whole tragic episode, there was a duality of emotions manifested in his words. Surely there was disdain, but there was also great pity. Kryuchkov had attained one of the most important positions in the KGB. Rather than relate to Kalugin as one his successful managers and display his competence to possibly take on the position KGB Chairman, he shrunk to reveal the idiosyncrasies of a paranoid KGB official, who could think only of his own personal interest and attempt to destroy two innocent men in the process. Ironically, Kryuchkov would become KGB Chairman in 1988. Unable to accept the ideals of perestroika and glasnost implemented by Soviet Premier Mikhail Gorbachev, he participated in  the 1991 coup attempt, the consequence of which was triggering the rapid dissolution of the Soviet Union. Kryuchkov was a major part of the problem that led to destruction of the KGB, and a major part of the problem that led to the Soviet Union’s collapse. If anything could be said about Kryuchkov’s nefarious plan to undo Kalugin, he was quite thorough leaving nothing to chance, even the likely response of his mentor, Andropov. He moved Kalugin out of the Center into what was then a relative nether region of the Soviet Union, Leningrad. He would become First Deputy Chief of the Leningrad KGB, second-in-command there. In what turned out to be their final meeting Andropov in a friendly manner: “You have stirred up too much dust here at headquarters. I just want you to go away until things settle down. You go to Leningrad and when things calm down, you’ll be back. I promise you. It will take a year or so. No longer than that. You’ll be back soon.” However, Andropov died in two years, and Kalugin remained in Leningrad for seven years.

Certainly, Kalugin knew that Andropov was quite shrewd, and made endless calculations in his decision which all had to be made in the context of Soviet politics. Kalugin was invaluable to Andropov when it came to being set straight on what was happening on the ground versus the West and what was happening among the rank and file on foreign intelligence inside the KGB. Yet, from where he was situated, Kalugin likely understood Soviet politics to a limited degree. The interplay between Andropov and Kryuchkov surely included efforts to discern the Communist Party political scene. Indeed, in the years following the 1956 Hungarian Uprising on which they worked together closely, Kryuchkov, the former prosecutor and diplomat, may have served as more than a loyal confidant who could provide bits of information, but an invaluable sounding board on political developments for Andropov. With his ears always pinned back, Kryuchkov surely had an appreciation of what was happening in the Communist Party and the Soviet system in general. His political awareness and sensitivity likely enabled him, much as that of an attorney to a client, to illuminate for Andropov, ways to finesse responses to Kremlin requests, particularly politically charged ones, to avoid any pitfalls, to ensure his survival and to create possibilities for his advancement within the political realm. Kryuchkov, while twenty years younger than Andropov, was ten years Kalugin’s senior, though he appeared about ten years additional, and spent more time observing senior Communist Party leaders and had more experience formulating nuanced responses to them, given their sensibilities. (Perhaps no better example existed Kryuchkov’s political savvy than the way in which he knocked the career of Kalugin, another Andropov protégé, completely off track while incurring no consequences for himself.) Andropov most likely thought that if he were moved up in the hierarchy and a choice had to be made for a new KGB Chairman, it would be good to have his protégé Kryuchkov to be in the running for the post. By interceding for a second time on Kalugin’s behalf, and thereby blatantly undermining Kryuchkov, Andropov may have sent the wrong signal concerning his confidence and impressions about him in the KGB and the Communist Party, potentially making Kryuchkov a weaker candidate for the top KGB post later. When Andropov was actually promoted to Deputy Chairman in 1978, Kryuchkov was not elevated to KGB Chairman but remained at the First Chief Directorate. (Kryuchkov eventually assumed that post on October 1, 1988, almost five years after Andropov’s death.) Again, Kalugin’s father warned him about the Soviet system, the state security service, the people within it.

Demoted from his post as head of KGB Foreign Counterintelligence, Kalugin was sent to the Leningrad KGB branch. There, Kalugin witnessed first-hand the true nature of the KGB’s activities as a domestic political police. He discovered that the KGB’s internal functions had precious little connection with state security but rather, benefitted corrupt Communist Party officials by keeping them in power. Indeed, from Leningrad, Kalugin could see more clearly the wretchedness of the Soviet system, and real socialism at its fullest. Further, he was authentically in touch with Soviet people for the first time and began to understand how they lived. Kalugin concluded the Soviet system was unworkable and needed to change.

At Leningrad KGB

In the end, Kalugin was demoted to serve as first deputy chief of internal security in Leningrad. Regardless of the circumstances, Kalugin did his job in his new post. One interesting case he was involved with in Leningrad was a counterespionage operation, the handling of a double agent. According to Kalugin, the KGB ran double agents to gather knowledge on hostile intelligence services. The KGB could learn a great deal by the kind of questions a hostile intelligence service was asking a double agent such as what kind of intelligence was required and what type of assignment it was giving to the double. To illustrate that point, he provides the theoretical circumstance of a CIA officer outlining what he was seeking from a Soviet agent. The officer might say a bit too much in explaining the matter and let slip some interesting information. Double agents could passively pick up valuable material just by being in the presence of hostile intelligence officers. Kalugin then gives a real life example of how a Soviet double agent grabbed a roll of microfilm that his CIA handler had forgotten. Dozens of intelligence documents, shedding light on the CIA Tokyo station were on that microfilm. Kalugin explains that the KGB also used double agents to plant disinformation and confuse hostile intelligence agencies. And running a double game could be extremely valuable in the propaganda battle with the West. On several occasions when the KGB was sure the CIA or other agency had been duped by its double, it would then nab the CIA agent for espionage. The KGB would then go about revealing details of the CIA’S spying operation, and expel the US case officer in a great fit of publicity.

Concerning the counterespionage case he became involved with while in Leningrad, the KGB elicited the cooperation of a Leningrad scientist named Pavlov who frequently traveled the world on a Soviet research ship. Ostensibly, he had access to information about Soviet science and the Soviet military industrial complex. Instructions were given to him to express dissenter views, engage in some black market operations, and do everything possible to attract the attention of the CIA and other intelligence services. For two years Pavlov was dangled at the CIA, doing everything that he was told. The KGB was surprised, for it expected the CIA to show interest in a man who had so much access. Then out of the blue, the KGB received a cable from the KGB’S station chief in Buenos Aires, Argentina stating that Pavlov had come to the Soviet Embassy and reported that the CIA tried to recruit him. He talked to the CIA agent, passed along some information, undoubtedly chicken feed, and agreed to meet him in Leningrad upon his return home. Kalugin said that his boss in Leningrad was skeptical, but the Center told them to go ahead with the meeting. And indeed such a meeting took place. Our surveillance people observed Pavlova and a diplomat from the US consulate in Leningrad–clearly a CIA case officer–rendezvous ingredients on a remote street in the city. Pavlov took money from the CIA case officer in exchange for scientific information. A second meeting was scheduled 25 miles outside of Leningrad. Pavlova was to give the CIA agent documents in exchange for another payment. As it turned out, however, the meeting came only days after the September 1, 1983 Soviet shoot down of Korean Airlines Flight 007. The Center made the decision not to continue to pursue the counterespionage operation. It ordered the arrest of the CIA case officer when he met with Pavlov and use of the incident to counter the storm of controversy that swept over the Korean Airlines fiasco. The CIA officer was caught red handed. He was expelled, but the incident while hyped did not make a dent in the bad publicity suffered over the shoot down. However, it also turned out that Pavlov was not being honest about the money he received from the US, pocketing more than he reported. As a result of suspicions over Pavlov’s honesty, his apartment was searched and the KGB found large sums of money proving he was pocketing payments. Pavlov confessed and was sentenced to 13 years in jail. He was granted amnesty in Yeltsin’s era.

In the Leningrad KGB branch, Kalugin also witnessed first-hand the true nature of the KGB’s activities as a domestic political police. He discovered that the KGB’s internal functions had precious little connection with state security but rather, benefitted corrupt Communist Party officials by keeping them in power. Indeed, from Leningrad, Kalugin could see more clearly the wretchedness of the Soviet system and appreciate real socialism at its fullest. Further, in Leningrad, he was authentically in touch with Soviet people for the first time and began to understand how they lived. Kalugin concluded the Soviet system was unworkable and needed to change. It was a conclusion from inside the Soviet Union and was not prompted by any outside ideas or reports. The disintegration of what were once considered the indestructible foundations of the KGB, as outlined by Kalugin, placed it on the road to destruction. In this segment, Kalugin provides a stark warning about what can happen to a state security organization that has lost its way. In vinculis etiam audax. (In chains yet still bold.)

Concerning the story of how his career ended, no one could be as sound on the details of the matter as Kalugin, himself. In the section of this review dubbed “About the Author,” may have been a bit of a spoiler, telling the story of how things progressed to the present very briefly. Kalugin was forced into retirement but seemed content to break free of the suffocating chains of the KGB bureaucracy, and daylight madness of a few power wielding superiors or equals in other departments. Kalugin then took a very active part in the rallies of Democrats. His disillusionment culminated in a sensational appearance at a political gathering in Moscow in the summer of 1990. He gave a speech from the abundance of the heart at the “Democratic Platform in the CPSU” conference. The former KGB general reports that he struggled to steady his voice and said: “Some people may think that I have jumped on the democratic bandwagon with evil intentions. I understand that there may be suspicions in your m8nds, but let me tell you that you’re wrong. I am from the KGB. I worked in that organization for more than thirty years, and I want to tell all of you how the KGB works against the best interests of democratic forces in this country.” Kalugin then describes an utter silence in the hall as he talked about himself and explained why the KGB must be radically reformed and the number of agents drastically reduced. He stated:  “We cannot begin a serious restructuring of society until we rid ourselves of the restraints imposed by an organization which has penetrated every sphere of our lives, which interferes with all aspects of state life, political life, the economy, science, arts, religion, even sports. Today, just as ten or twenty years ago, the hand of the KGB is everywhere. And any real talk of perestroika without reforming the KGB is nothing but a lie. All the much-ballyhooed changes in the KGB are cosmetic, a disguise upon the ugly face of the Stalin-Brezhnev era. In fact, all elements of the old dictatorship are still in place. The chief assistant and handmaiden of the Communist Party remains the KGB. In order to secure genuine changes in our country, this structure of violence and falsehood must be dismantled.” The speech was met with roars of approval, and a standing ovation. Requests for interviews and speeches followed in the weeks afterward. What also followed was a predictable KGB attack. A statement was released by the KGB press office declaring in effect: “The KGB is going to have its say about Kalugin, who he is and what he stands for.” Soviet Premier Mikhail Gorbachev dealt the heaviest blow, issuing a decree on July 1, 1991, stripping Kalugin of his rank of major general, revoking all of his KGB awards, and cutting off his pension. Kalugin persisted against the odds. He was soon elected People’s Deputy of the USSR from the Krasnodar Territory. He remained a very vocal independent critic of the Communist system. His continuous attacks on the KGB garnered him notoriety and a political following. Political courage had to replace physical courage in the field as a KGB officer, though the real threat of violence, his assassination, existed. Nevertheless, he continued to protest KGB abuses.

Following an attempted 1991 coup against Gorbachev led by Kalugin’s nemesis, Kryuchkov, along with seven others, a popular movement under the Mayor of Moscow Boris Yeltsin emerged to subdue coup supporters. Watching events transpire in Russia as the Soviet Union collapsed and failing to act in some way would have been tantamount to accepting and admitting that he never had a spark of dignity or decency. Kalugin manned the barricades, serving as an inspirational leader for protesters. He jumped on top of Soviet tanks to address protesters. It was Kalugin who supposedly persuaded Yeltsin to address crowds before the Russian White House and elsewhere.

The Collapse of the Soviet Union

Following an attempted 1991 coup against Gorbachev led by Kalugin’s nemesis, Kryuchkov, along with seven others, a popular movement under the Mayor of Moscow Boris Yeltsin emerged to subdue coup supporters. Watching events transpire in Russia as the Soviet Union collapsed and failing to act in some way would have been tantamount to accepting and admitting that he never had a spark of dignity or decency. Kalugin manned the barricades, serving as an inspirational leader for protesters. He jumped on top of Soviet tanks to address protesters. It was Kalugin who supposedly persuaded Yeltsin to address crowds before the Russian White House and elsewhere. In September 1991, Gorbachev restated Kalugin’s ranks along with all decorations and his  pension. Yeltsin took control of the Soviet Union from Gorbachev and dissolved it, breaking it down to constituent republics. It was widely seen as a change for the better for the Soviet people and the world.  Though the new and smaller Russian Federation filled the vacuum of the Soviet space and got off to a very rocky start, reformists such as Kalugin who followed Yeltsin could be satisfied that they at least put it on the right track with an energetic shove. Kalugin decided to become a part of the reconstruction. He believed that Russia could eventually meet its full potential. His sensibilities then were representative of those times. He became an unpaid advisor to reformist KGB Chairman Vladimir Bakatin. Bakatin became famous for issuing a pattern of listening devices at the US Embassy in Moscow. However, Bakatin was only able to dissolve the old system but not reform it. As time went on, he was wise enough to recognize that possibility had passed beyond his view.

It would be easy to say that it should not have been terribly difficult for an intelligent man to predict the future of an authoritarian regime that sought to crush the spirit of its people with deceptions, crimes, and evils. Long ago, as a child, he had reached one set of conclusions on those matters. However. his experiences and intelligence provided him with the capability to discern why his initial conclusions might not have been correct. As he collected more information and experienced more of the darker side of what the Soviet system had to offer, he found that he was able to refute his long held views. Thus, he could no longer press any of his ideals about Soviet Union, the Communist Movement, the Communist Party, Socialism and the geopolitical struggle with the West forward with a degree of confidence. There was nothing puzzling about it all to Kalugin as he made that transition in his thinking. The death of Kalugin’s life in Russia opened the door to a new life in the US. Arguably, to that extent, Kalugin in the long-run oddly benefitted from the wrath of his enemies, and in a way benefited from the collapse of the Soviet Union. The righteous was separated from the unrighteous.

Kalugin always remained resolute in disappointment. He never lost his way. In his mind, he organized and synthesized the conditions that beset him. He never resembled what has been whimsically called “spiritual roadkill.” He had his own ethics, buttressed by a creed of what is right and wrong, fair and unfair inculcated within his soul at home with his parents. Ethics without such a creed are only a hollow shell. Bereft of the Soviet system that was once his mighty and faithful, shining beacon of light, upon which he could place all of his hopes and dreams for his future and the future of the world, over a few short years, as mentioned earlier, Kalugin was forced to make a series of never before imagined, new choices about his future, and his family’s future. Even through that, his heart remained stout and strong. Still today, he has refused to concede defeat to his enemies back in Moscow. How poetry manages to connect is really its classic role in culture. It provides an emotional vocabulary, putting into words what one may be sensing. When thinking about Kalugin’s struggles, wanting to achieve much for his country and do the right things, Arthur Hugh Clough’s “Say not the Struggle nought Availeth” (1849) comes to mind. It connects well with Kalugin’s persistence in humility:

Say not the struggle nought availeth,

The labour and the wounds are vain,

The enemy faints not, nor faileth,

And as things have been they remain.

If hopes were dupes, fears may be liars;

It may be, in yon smoke concealed,

Your comrades chase e’en now the fliers,

And, but for you, possess the field.

For while the tired waves, vainly breaking

Seem here no painful inch to gain,

Far back through creeks and inlets making,

Comes silent, flooding in, the main.

And not by eastern windows only,

When daylight comes, comes in the light,

In front the sun climbs slow, how slowly,

But westward, look, the land is bright.

Kalugin always remained resolute in disappointment. He never lost his way. In his mind, he organized and synthesized the conditions that beset him. He never resembled what has been whimsically called “spiritual roadkill.” He had his own ethics, buttressed by a creed of what is right and wrong, fair and unfair inculcated within his soul at home with his parents. Ethics without such a creed are only a hollow shell. Bereft of the Soviet system that was once his mighty and faithful, shining beacon of light, upon which he could place all of his hopes and dreams for his future and the future of the world, over a few short years, as mentioned earlier, Kalugin was forced to make a series of never before imagined, new choices about his future, and his family’s future. Even through that, his heart remained stout and strong.

It is imaginable that greatcharlie’s enthusiasm over First Directorate may lead some to simply write this review off as a hopelessly oleagic encomium. However, nothing presented here is expressed with pretension. What one finds in First Directorate is of the highest quality and remains steady from beginning to end. Readers are also enabled to see the world through the lens of a man with years of experience in the world and a thorough understanding of humanity. Information from the text that is presented here, though it may wet the palate, only represents a mere fraction of what “things, wonderful things” the reader will find in First Directorate. In the genre of fiction and nonfiction spy stories, there is an artistic milieu in which writers seek to position themselves amidst. It cannot be denied that human nature instinctively finds entertainment more compelling than edification. While there is plenty in First Directorate to be entertained, in focusing on such, the depth of Kalugin, the man, might be missed. There is much that explains KGB tactics, techniques, procedures, and methods in First Directorate. When dealing with details as well as publishers and editors, one may likely find inconsistencies with previous accounts told by Kalugin of people and events. While there are many facts in First Directorate to scrutinize, in focusing on such, the mosaic of Kalugin, the man might be missed. Of course, readers should enjoy First Directorate as they wish. It is nice to get hold of a book that allows readers many ways to enjoy it. For greatcharlie, it was an absolute pleasure to read. As would be expected, greatcharlie wholeheartedly recommends First Directorate to its readers. It is definitely worth the read.

By Mark Edmond Clark

Commentary: With the Impeachment Results In, Foreign Capitals Can See Clearer How Their Relations with Washington Add Up

US President Donald Trump (above). With the results of the Impeachment Trial reached, many foreign capitals will likely be moved to go through a reevaluation process of their thinking on the Trump administration and try to understand with greater clarity how their relations with the US really add up. Before the results were in, many foreign capitals, feeling under pressure to protect their interests based on false claims and attacks heard from Trump’s adversaries, acted in ways that could potentially have had the effect of turning their respective countries’ relationships with the US into ruins. Foreign capitals should stay well clear of anything his adversaries produce. Trump’s acquittal should serve as a great demarcation point at which analyses of his administration, and its foreign policy in particular, shifted worldwide for the better.

From the start, US President Donald Trump has referred to the entire program of destruction through Impeachment  that his political opponents embarked upon as a hoax. All that was done in the impeachment process beared that out. The Articles of Impeachment produced from the US House of Representatives 78-day investigation were based on inappropriate interpretations, drenched in negative preconceptions, of Trump’’s telephone call with Ukrainian President Volodymyr Zelensky. They proved to be ignoratio elenchi, irrelevant conclusions. Boiling down what occurred, Trump’s political adversaries, Members of the Democratic Party who hold the majority in the US House of Representatives, aggressively lashed out against him, engineering a truncated process of investigation and hastily approving two malicious articles of impeachment. Their premise was that during a phone call that Trump had on July 5, 2019 with the Ukrainian President, Trump sought to coerce the foreign leader to initiate an investigation of an 2020 US Presidential Election opponent in return for the release of military aid that he was withholding. It put a faux complexion to the phone call given the official transcript of the call released by Trump indicated nothing of the sort. It was all initiated by claims of an alleged whistle blower who never heard the phone conversation. Supposed fact-finding hearings insisted upon by House Democrats lifted the veil on nothing but hearsay and alarmist presumptions.  All along, observers in foreign capitals only needed to be cognizant that there are two chambers of US Congress, the House of Representatives and the Senate. The US Senate, which, under the US Constitution, was tasked to vote on whether to convict or acquit Trump on the Articles of Impeachment, required a two-thirds supermajority to convict the US President. A two-thirds supermajority in the Senate is 67 out of 100 Senators.  The Senate at the time of the impeachment vote was firmly under the control of Trump’s Republican Party. Thus, one could say that the results of the impeachment process against US President Donald Trump were as inevitable as mathematics.

Observing events, greatcharlie hoped that the smallest spark of decency would have caused House Democrats to find some way to stop moving down their destructive path in their own chamber. Instead, they pushed through the two articles, accusing him of betraying the country for his own political benefit and obstructing a Congressional investigation into his actions. The Impeachment process is intended to be reserved for those circumstances in which the removal of the US President is imperative. Notably, the impeachment process must be correctly described as a partisan process. There was no special prosecutor or special counsel appointed to review matters surrounding the House Democrats so-called case against Trump. The process in the House impeachment Investigation was deliberately conducted without due process for Trump. His legal Representatives were not allowed to participate in the process. Trump was not allowed to call his own witnesses and cross-examine witnesses of House Democrats. House Democrats did include the testimony of 18 of their own witnesses in House Committee Hearings in their impeachment documents. (Notably, the witnesses were linked to only 17 submitted transcripts. The transcript of testimony of the Inspector General of the Intelligence Community was omitted.) Some renowned constitutional scholars in the US have gone as far as to label the entire impeachment process an abuse of power by House Democrats. To that extent, 52 Republican Senators, seeing how broken the process conducted by House Democrats was, voted on January 31, 2020 not to further the trial process in their chamber with new witnesses. On February 5, 2020, the Senate voted to acquit Trump on both Articles of Impeachment, never coming close to the supermajority required on either count.

With the results of the Impeachment reached, many foreign capitals will likely be moved to go through a reevaluation process of their thinking on the Trump administration and try to understand with greater clarity how their relations with the US really add up. Before the results were in, many foreign capitals, unnerved by what was occurring in Washington and felt under pressure to protect their interests, especially when they knowingly or unknowingly paid heed to all of Trump’s adversaries false claims and attacks. Under the influence of such information, some acted in ways that could potentially have had the effect of turning their respective countries’ relationships with the US into ruins. Understanding that many foreign leaders had been misled the impeachment drama and distorted reports in the new media, Trump remained patient with them. He used opportunities for direct talks with them to set the record straight. In doing so, he protect relations between the US and many of its closest allies and friends. Now, most foreign leaders are hardly responsive to the musings of Trump adversaries and if anything, they are filled with astonishment at their unrimmitimg rancor. Still, there remain some foreign leaders who have not landed on the matter this way.

Nil dictum quod non dictum prius. (Nothing has been said that has not been said before.) After four years of explaining why attacks made by Trump’s adversaries against the foreign policy efforts of his administration are absolutely incorrect and at times, balmy, it has become more difficult to be original. To promote the truth, greatcharlie’s has admittedly invested great effort into illustrating why each attack itself should have no bearing on any countries policies vis-a-vis the US. It can be stated without pretension that reasonable concern exists at greatcharlie that readers will begin to find our repeated discussions of the matter as a rather tedious penchant. Nevertheless, varied interpretations of the impeachment, and unbalanced interpretations of his successful work, only send mixed signals to foreign capitals. That consequently makes it far more difficult for some foreign governments to determine what is coming next, whether Trump is safe in his spot, and how to proceed in their bilateral relations with the US. So, once again greatcharlie takes a bite at the issue of the perceptions of foreign capitals of the Trump administration and events surrounding the very unconstructive, vacuous impeachment process in the US Congress. In his work, Orator, in 46 B.C., the Ancient Roman orator, poet, and statesman, Marcus Tullius Cicero, suggested the goals of rhetoric should be: docere, to teach; delectare, to delight; and, movere, to persuade. Mindful of the words of the the noble pagan, greatcharlie has pushed forward with this commentary. Isthuc est sapere non quod ante pedes modo est videre sed etiam illa quæ futura sunt prospicere. (True wisdom consists not in seeking that which is immediately before our eyes, but in the foresight of that which may happen.)

Trump displays Washington Post headline at White House Press Conference (above). Although a conclusion has been reached on Impeachment, it is certainly not a time to say: “All’s well that ends well”; or, “Let bygones be bygones.” In general, his adversaries now appear just as willing, perhaps even more determined, to strive further in their efforts to destroy Trump. An increase on attacks against him should be expected. The consequences of denying the truth about Trump’s efforts, particularly on foreign policy on Ukraine and issues concerning elsewhere in the world, have been severe and widespread internationally. Trump’s adversaries have sought to convince the world that his foreign policy is at sixes and sevens.

The Truth Is Stranger Than Fiction

In Book I of Paradise Lost, the masterwork of the great 17th century English poet and intellectual, John Milton, it is written: “The mind is its own place, and in it self / Can make a Heaven of Hell, a Hell of Heav’n.” Everything done against Trump by his adversaries has been driven much more than simply fallible human calculation. As a whole, Trump’s adversaries include harsh critics and detractors within the US news media as well as some angry scholars, policy analysts, political opponents, and leaders of the Democratic Party. For whatever reason, they have some inextinguishable, inexhaustible need to injure Trump. It is as if they have some score to settle with the US President. That is a matter which should alarm everyone. They appear too comfortable with expressing the most fanatical rebukes possible as opposed to constructive criticisms.

Although the curtain has fallen on the impeachment episode, it is certainly not a time to say: “All’s well that ends well”; or, “Let bygones be bygones.” In general, his adversaries now appear just as willing, perhaps even more determined, to destroy Trump. An increase in attacks against him should be expected. Trump’s adversaries mimic the mindset of those who once engage in primitive blood feud or vendettas in parts of Italy in the Middle Ages. The consequences of denying the truth about Trump’s efforts, particularly on Ukraine policy and urgent and important issues concerning elsewhere in the world, have been severe and widespread internationally. If possible, Trump’s adversaries would convince the world that all of his foreign policy efforts are at sixes and sevens. It is amazing that anyone in good conscience would repeatedly publicize assessments of the administration’s efforts that are so tragically off-balance. The falsity of his adversaries claims is proven everyday by Trump’s work product. Among the varied sources from which one can receive news in the US, there still exist sources willing to report the truth. However, in the agregate, stories that denigrate Trump far outweigh honest reports.. It is not the intent of greatcharlie to make inelegant characterizations of Trump’s adversaries. However, there are clearly those among them who can shed bits of their presumed sense of what is decent with some ease.

If any part of it all could be looked upon lightheartedly in spite of the grave and dangerous nature of what Trump adversaries have been trying to do, it would be the words of his political opponents in the US House of Representatives. The expressions of sheer hatred for Trump heard particularly from House Democrats have been so incongruous with norms of decorum, good discipline and statesmanship, that a juxtaposition was created between what one expected on terms of their behavior in the two chambers of Congress and what one observed. The best example is perhaps the comment from the Speaker of the House of Representatives Congresswoman Nancy Pelosi. Remaining defiant on February 6, 2020, the day after the Senate voted not to convict Trump on both articles, Pelosi stated in a vengeful tone: “He is still impeached forever.” It was clearly vain attempt to soothe her own apparent disappointment after her House Democrat impeachment cabaret failed to result in Trump’s conviction. It is hard to imagine what that statement actually does for her. On February 4, 2020, Pelosi shocked a worldwide audience as she tore up her official copy of the State of the Union Address that Trump handed to her before his presentation. She stated the next day that tearing up the address was “completely, entirely appropriate.” Her behavior could rightly be characterized as an unsightly tantrum in which her raw emotions overcame her intellect and wisdom. Chief Impeachment Manager and Chair of the House Intelligence Committee, Representative Adam Schiff, engaged in absolutely ludicrous behavior throughout the impeachment process. During closing arguments in the Impeachment Trial, he took the whole matter to the very heights of absurdity when he stated in all sincerity: “Trump could offer Alaska to the Russians in exchange for support in the next election or decide to move to Mar-a-Lago permanently and let Jared Kushner run the country, delegating to him the decision whether to go to war.”

Right up to those recent moments, not one comedic talent had ever engaged in mimicry of either Pelosi or Schiff to the extent that they would have behaved in such a way as he did during the Impeachment Trial in the Senate or as she did during the State of the Union. To utter such absurd statements as Schiiff or to portray Pelosi tearing up a copy of Trump’s State of the Union Address, would have doubtlessly been viewed as being “too far over the top” or “too absurd.” The aphorism of the renowned US author and poet Mark Twain obtains: “Truth is stranger than fiction.”

Interestingly, shortly after Pelosi first took the reigns as Speaker of the House of Representatives of the 116th Congress on January 3, 2019, Trump actually offered best wishes to her. In remarks in the White House Briefing Room that same day, Trump offered his congratulations for her “very, very great achievement” of returning as Speaker. He continued: “Hopefully we’re going to work together and get lots of things done, like infrastructure.” Trump further stated: “I think it will be a little bit different than people think.” However, Pelosi had no interest in getting chummy with Trump. It is crystal clear now that her intentions were the complete opposite. In her handling of the impeachment matter, Pelosi desperately sought gain and retain the US public’s attention, and drum the idea into the heads of the people that Trump was a corrupt man. This was especially important as the 2020 US Presidential  Election was only months away. To that extent, the whole process was a  vehicle for the Democratic Party. However, the whole effort sadly morphed into a masochistic form of exhibitionism. The failed impeachment obliterated her image as a shrewd leader. The kamikaze-like impeachment will forever remain a figurative tin can tied to her tail. Hers will always be the main name associated with the political attack launched against the US President. Only she is responsible for that. At some point, Pelosi may come to the realization that for years to come the Impeachment effort for Trump will stand as his “red badge of courage” for his valorous stand, upright, secure, determined, indefatigable, and with pride in the face of all the wrong that was hurled at him.

House Democrats, still key to the larger so-called resistance to Trump, are among his adversaries who have indicated a willingness to serve on as his tormentors as he moves toward a second term. They threaten a new impeachment process. Those planning new moves against Trump, however, must understand that the US President Trump, his aides and advisers, and honorable Congressional Republicans will certainly not sit still for that. Schiff, in particular, should give thought to the promise proclaimed in Wolfgang Amadeus Mozart ’s Le Nozze de Figaro: “Se vuol ballare, signor contino,/ il chitarrino le suoneró.” (If you want to dance little count, I will play the tune on my guitar.) Trump adversaries have not been able to bring him down. They have choked over and over again on their own lies and blind rage. It is fairly certain that they will never succeed in hurting Trump.

Trump (center), US Vice President Mike Pence (left), and Speaker of the US House of Representatives Nancy Pelosi (right) at State of the Union Address. Pelosi shocked a worldwide audience as she tore up her official copy of the State of the Union Address Trump handed to her before his presentation. Her behavior could rightly be characterized as an unsightly tantrum in which her raw emotions overcame her intellect and wisdom. The failed impeachment obliterated her image as a shrewd leader. The kamikaze-like impeachment will forever remain a figurative tin can tied to her tail. Hers will always be the main name associated with the political attack launched against the US President. Only she is responsible for that.

Expected Reactions in Foreign Capitals

Periculosum est credere et non credere; ergo exploranda est veritas, multum prius quam stulta prave judicet sententia. (It is equally dangerous to believe and to disbelieve; therefore search diligently into the truth rather than form foolish ideas that would pervert your judgment.) It is difficult to determine how many aides and advisers of foreign leaders have fallen prey to the musings of Trump’s adversaries. Undoubtedly, in spite of the truths available to investigate, there were numerous officials in various countries, particularly in the intelligence services, tasked to inform their respective governments of events in the US who followed a false path to the extent that the possibility of Trump’s conviction through a very emotional and very irrational hate driven Impeachment process was real. They most likely offered as their best advice to their leaders that a watchful eye needed to be kept on events in Washington and in terms of diplomacy with the Trump administration, it would be best for leaders talking to US senior officials and diplomats to hold their cards close to their vests.

From the manner in which some countries have communicated with, stated about, and behaved toward the Trump administration, one could best judge whether their leaders most likely had unfortunately been swayed by the arguments propagated by Trump’s adversaries. Foreign capitals able to discern the angry and hateful language of Trump’s adversaries for what it was, have managed to establish good relations with his administration and reach new, balanced agreements with US over the past three years. Good person-to-person communications between Trump and their respective leaders are enjoyed. Economic improvement, growth, and a greater sense of hope in their own countries can be seen.

Conversely, for those foreign leaders, acting on a false understanding of Trump founded on distortions propagated by his adversaries, it has been a different world. Indeed, particularly in the first year of the Trump administration, some foreign leaders would actually march into meetings with Trump, speaking and acting inappropriately toward him. Such behavior was even observed in one-on-one talks in the White House. In behaving that way, many forfeited far too much in the way of desire benefits and increased prosperity for their people. It is impossible to forget how German Chancellor Angela Merkel stormed into the White House with a countenance of lightning and the very awkward photo opportunity she had with Trump in the Oval Office following their first meeting. The relationship between the two leaders has been repaired since to a great degree.

It would not be too hard to imagine that among foreign leaders having superpower military capabilities, and some having already acted on misguided advice from aides and advisers to approve action against federal and state election systems in the US, would become quite concerned over the possibility of an abrupt leadership change incited by Trump’s adversaries or what professional minds in their intelligence services may judge are unseen hands furtively shaping events from within the US system. To be a bit more precise about what countries are being referred to, the Russian Federation would certainly be main one. Hearing ad nauseum during the Impeachment Trial about how threatening House Democrats view their country, one could imagine Russian Federation President Vladimir Putin and his aides and advisers in the Kremlin were not pleased with events as they were transpiring in Washington.

Chief Impeachment Manager and Chair of the House Intelligence Committee, Representative Adam Schiff (above). Schiff engaged in absolutely ludicrous behavior throughout the impeachment process. During closing arguments in the Impeachment Trial, he took the whole matter to the absolute heights of absurdity when he stated in all sincerity: “Trump could offer Alaska to the Russians in exchange for support in the next election or decide to move to Mar-a-Lago permanently and let Jared Kushner run the country, delegating to him the decision whether to go to war.”

As for those unmistakably antagonistic words aimed directly toward Putin, Schiff perhaps has mistaken him for a character in perhaps a streaming television series. He should be informed that Putin is very real and be informed of what that really means. Fortified behind the shield of US power, Schiff likely sensed little risk but a considerable courage over the statements he made. However, Schiff may not have been aware that the Russian Federation President rarely responds well to such statements, and he commands the capability and capacity to do harm to US interests. Truly courageous opposition groups, their leaders and ordinary citizens who join protests, in Moscow and elsewhere in Russia and not thousands of miles away in Washington, will attest to the fact that his responses to such criticism and challenges to his authority at home are usually extreme. Relations between the US and the Russian Federation certainly were not helped by Schiff’s comments. There is a great likelihood that Putin and his team sense that the US would be a far more threatening opponent, an existential threat, if the US government, through technical processes under the US Constitution using equivocations, outright falsehoods, deceit, or through some more aggressive means, fell into the hands of Trump’s adversaries. On a more grave note, if some unexpected change in US leadership were to occur, as a contingency, the Russian Federation may have plans to rapidly implement a horrific plan of decisive strategic military action before allowing any rogue elements to fully take the reigns of government. (Surely the Kremlin would calculate that it would not be at all safe for the Russian Federation or the world to stand by quietly while zealous megalomaniacs put Trump out of office and take over the government, especially in spite of all the tremendous things he is doing for the US. Drastic steps would most likely be taken.)

Bringing the Kremlin closer to such thinking has likely been the most significant consequence of the aggressive political moves Trump’s adversaries and their expression of hardline positions on the Russian Federation during the Impeachment process. Trump’s adversaries may want to take a look at reports of robust deployments of Russian Federation submarines in the Atlantic Ocean. Those deployments could be assessed as an “elementary precaution” taken by Moscow in light of what it has been witnessing. Doubtlessly, some may wrongly infer from this that Putin could potentially react to a hypothetical displacement of Trump due to some friendship or some sordid link that every possible effort has been made by his adversaries to prove exists between him and Putin when no relationship of the kind ever existed or ever could exist. Trump and Putin are competitors, and while not hostile toward one another, they are hardly friends. Those adults who still mistake the appearance of congeniality for friendship, if they could pardon greatcharlie’s frankness, are socially underdeveloped. It is difficult for competitors in any arena to be friends. In fact, it can be stated outright that Putin has absolutely no love for Trump or the US. To that extent, it may very likely be the slightest strain of conscience as an observant Russian Orthodox Catholic, and the reality that Trump, in response to a Russian Federation attack, would not for the slightest moment hesitate to launch the full retaliatory strategic nuclear capability at the Russian Federation, along with anything else he could pound that country with, that restrains Putin from dealing with US once and for all. Notions of some “Green New Deal” to save the planet are not being bandied about in the Kremlin conference rooms. As long as Trump is in the White House, Putin will continue to require that there be some aggressive predicate before making any fatal decision to attack.

A Russian Federation Delta-IV class ballistic missile submarine, capable of striking targets in the US with multiple nuclear warheads, lurks with an obscure purpose in open waters (above). If some unexpected change in US leadership were to occur, as a contingency, the Russian Federation may have plans to rapidly implement a horrific plan of decisive strategic military action before allowing any rogue elements to fully take the reigns of government. Bringing the Kremlin closer to such thinking has likely been the most significant consequence of the aggressive political moves Trump’s adversaries and their expression of hardline positions on the Russian Federation during the Impeachment process. Trump’s adversaries may want to take a look at reports of robust deployments of Russian Federation submarines in the Atlantic Ocean. Those deployments could be assessed as an “elementary precaution” taken by Moscow in light of what it has been witnessing.

A Distorted Picture Created by Trump’s Adversaries from the Start

Digging a little deeper, one finds that the vitriol of Trump’s adversaries, domestic as well as foreign, has been well-expressed since the first year minus one of his presidency. An apparent part of their mission has been to keep foreign capital uncertain and distrustful of Trump to thwart his efforts on behalf of the US. That reality was tough to come to grips with back then. Reviewing what has been seen from his adversaries since, greatcharlie cannot help but call attention to the fact that  everything appears to have turned out pretty much as it had forecast in early 2017. In a February 28, 2017 greatcharlie post entitled, “A Worried Europe Finds Scant Reassurance on Trump: It May Be Provided Outside the Counter-Trump Milieu”, it was written: “It may very well be that, albeit unintentionally, US foreign policy experts in discussing Trump with their European colleagues as well as with European leaders and officials, they may have had a deleterious effects on their perspective, morale, and performance. Leaders and officials may have been thrown a bit off-kilter, and delayed getting both involved and into a working rhythm with the Trump administration after learning of US news media reports and comments from the Obama administration in its waning days. Consider that from the start of 2016 Presidential Election, uncertainty was created about what a Trump victory would mean for Europe given some harsh campaign comments on NATO. It likely had a chilling effect on them. However, assurances also came from all quarters that former US Secretary of State Hillary Clinton would win the election. After the election there was more turmoil, and before the Europeans could formulate an approach to Trump, they encountered a flurry of reports detailing his inexperience and how unprepared he was to appropriately handle foreign policy decisionmaking. Doubts were expressed about his advisers’ perspectives and abilities.  Questions were raised about Russia’s influence on the election result and Trump’s campaign. Stories were told of a war between Trump and the US Intelligence Community, and rumors swirled that Trump might face impeachment.” (In 2017, greatcharlie frequently used the term, “counter-Trump milieu”, but alas, it failed to gain traction in the policy debate. The term concerning the very emotional and very irrational personal attacks Trump and against his presidency created by others that managed to stick was “Trump derangement syndrome.” So be it! At least greatcharlie gave it the old school try. )

What a few years earlier may have been considered impossible is the modality of the attacks on the US President in the US news media. It catches the eye. The news media never admired Trump. More seasoned, balanced, critics, have produced reports and commentary explaining that lots of things should be done, omitted, changed, and corrected by Trump. However, many other critics better skilled in unpleasantness than bon mot, deemed Trump unfit for the presidency even before his election victory. The words “not presidential” have been heard from them every time Trump speaks. Qui court les rues. Efforts by Trump of any kind have elicited a range of reactions by those engaged in the broad, piquant, counter-Trump discourse. There are other critics who apparently have found nothing desirable and everything loathsome about Trump. Trump’s efforts are explained as a cunning deceit, a dark tragedy. He is characterized as just another seductive tyrant, a demagogue. Imaginably, in time, one of Trump’s adversaries will declare him to be Beelzabub, Lord of the Flies! Perhaps one already has. There is so much being stated against Trump, it is difficult to keep up with it all.

As greatcharlie discussed in September 23, 2019 post entitled, “Commentary: Some Foreign Leaders Continue to Misstep in Approaching Trump: Yes, It Is Still Happening!”, it could be said that the US news media has not covered Trump as much as it has attached itself to him. They walk alongside him in order to discomfort and discourage him, increase the power of the blows against him. They do not want Trump to feel a sense of serenity, calmness, quietness, peace and joy as president for one moment. They would like Trump to feel a deep-seated frustration, anxiety, worry.  They seem determined to hurl Trump into loneliness and pain. Interestingly, their hope for glory in attacking and defeating Trump walks hand in hand with their own doom for the most of them live in the same country, the civilization that Trump is trying to improve.

In “Satan’s Monologue: Me miserable” from Book IV of Paradise Lost, Milton writes,  “For never can true reconcile mentioned grow/ Where wounds of deadly hate have peirc’d so deep.” The problem Trump’s adversaries have created is acute. Little doubt was left that those engaged in the effort to hurt Trump never fail to gratify themselves with their exertions. They could convince the most discerning among us all that they would be willing to spend the remainder of their lives speaking against Trump. However, with each disturbing new effort, in greatcharlie’s judgement, they rob themselves of their own humanity. Interestingly, perhaps hidden in the fanaticism if those very vocal adversaries of Trump is a certain doubt that becomes more and more difficult to ignore, resulting in a rage and attacks of ever-increasing intensity in an effort to tamp it out.

It is bitter this, but after examining all of this, greatcharlie has had to catch itself out, contradict its egalitarian sensibilities and surrender its once fond notion that deep down people understand the need to respect one another, have an innate sense of right and wrong, and care for the rights of others to think differently. Instead, greatcharlie is close to succumbing to an apparent reality that not everyone is cut from that cloth. There is no intention at all to encourage similar thinking among our readers. For greatcharlie, it is currently the subject of introspection and intense self-examination. Quid enim est stultius quam incerta pro certis habere, falsa pro veris? (What, indeed, is more foolish than to consider uncertainties as certain, falsehoods as truths?)

Since his inauguration, Trump has managed to have a fine effect on the progress of the US. His basic concept has been manifested in the slogans: “Make America Great Again” and “Keep America Great”. It would be true to state that one must be a certain age of life’s experience to authentically understand Trump. This is not an impolitic expression of reverse agism. Rather, it means one must have acquired experience that comes with years, aging. One must know a lot about humanity. One must know a lot about human relationships. Trump has that knowledge and experience, in spades. The minute Trump observes a situation, he knows what can happen. He knows the answer; he knows the usual result.

Our Insights on Trump in 2017 and Some of Our Insights Today

The object of all of Trump’s ambitions since his inauguration and even prior as during his campaign has been doing the best job he can as the US President. He has managed to have a fine effect on the progress of the US. His basic concept has been manifested in the slogans: “Make America Great Again” and “Keep America Great”. Convinced Trump possessed all of the necessary elements to be successful, greatcharlie also attempted to call attention of foreign capitals away from the noise of his adversaries and toward the truth of the matter using its February 28, 2017 post entitled, “A Worried Europe Finds Scant Reassurance on Trump: It May Be Provided Outside the Counter-Trump Milieu”. It was explained: “To better understand Trump and improve relations with the US, European leaders and officials must set aside their personal preferences. There are some solid reports that present positive perspectives on Trump. Those reports as well as any that may even appear feeble, must be examined. The analytical process in the current environment must be akin to a crucible in which irrelevancies are burned off and the result is the truth. If European leaders and officials could disassociate themselves from the mixed, very often negative, signals emanating out the political milieu in the US, they might recognize an intriguing duality about Trump. In business, Trump for decades engaged in high stakes negotiations and hefty transactions. He displayed talent as a planner, manager, and builder, a man who created things. The German philosopher Friedrich Wilhelm Joseph von Schelling said, “Architecture is music in space, as it were a frozen music.” The architecture of Trump’s buildings and music would have things in common such as rhythm, texture, harmony, proportion, and dynamics. For Trump, designing and constructing buildings was an art. He could become lost in it. That was Trump’s world, too. As a media celebrity, he lived a life of high drama while he entertained and bedazzled. During the 2016 Presidential Campaign, Trump’s varied capabilities and interests appeared to coalesce. On the surface, Trump was self-confident, audacious, brash, and bombastic–some might add boorish, yet in his planning, he was humble, meticulous, perceptive, and innovative. European political leaders might take special note of how Trump, facing constant waves of calumny and invective, dug deep inside himself and always found a way, leaving other candidates trailing in his wake. This stands in stark contrast to the notions of Trump’s alleged vacuity, which is more often deceitfully served up by a variety of angry, aggressive, envious, and ambitious sources camped in all directions.  They all certainly have reasons for their positions. The presidency represents a huge change for Trump and he continues to recurvate from being a very successful businessman and celebrity known worldwide to a more potent, more formal, and in many ways, more narrow role. Regarding all of the opprobrium, Trump has seen other winds and has faced other storms.  He has no reputation for faltering in adversity.”

With the focus remaining on foreign policy, it would be true to state that one must be a certain age of life’s experience to authentically understand Trump. This is not an impolitic expression of reverse agism. It does not at all mean one must have sensibilities of a past era. Rather, it means one must have acquired experience that comes with years. One must know a lot about humanity. One must know a lot about human relationships. Trump has that knowledge and experience, in spades. The minute Trump observes a situation, he knows what can happen. He knows the answer; he knows the usual result.

If one wants to contradict reality, one may free oneself to deny or ignore that Trump displays an extraordinary mix of talent and technique. Much as a successful jockey on a horse, that talent and technique moves as one creature through Trump. Trump has sought new ways of doing things. It has become cliché to make reference to Trump’s use of Twitter, but it is perhaps the most apparent manifestations of that search for new ways. Trump has the ability to find higher meaning in the tiniest bit of human circumstance. Once he observes it, he finds a way to make use of it. When considering individuals, Trump will sort through and parse out all of the characterizations of the subject presented to him and manage to find the authentic person. Even when assessing an individual in the abstract, and he has heard all that has been well-meaningly prejudged and preconceived, he can find the real person swimming in the middle of it all. Concerning international situations, longstanding and new, urgent and important, he will go through conventional recommendations of aides and advisers while simultaneously asking himself the question: “What is a missing piece?”; “What is the opening that cannot be immediately seen but provide a path to resolution?”; and “Why were prior efforts unsuccessfully in resolving the matter?” Foremost though, and perhaps superfluously stated, is his insistence upon putting “America First.” That idea, itself, was one of the elements that seemed to fortify him, and aided him through nearly four years of travails with his adversaries.

Further evidence of his ability to superbly harness his talents is Trump’s ability to not only ensure that policies are established from US values and interests, as well as Trump’s own concept and intent, but discern the distinct aspects and character of an issue while policy implementation is underway. Once he recognizes those special bits of an issue, he shares his thoughts about them with his team. That frees Trump and them to pursue each issue in its own special way keeping everything else important in mind, (Perchance it was that freedom to open one’s mind to consider varied roads and untried paths to achieve policy success that left the door open for those positioned in the administration’s policy making apparatus who were close-minded and averse to Trump’s presidency, to abuse an honor system and attempt to bend situations to their liking or simply hurt their President.)

Trump (right) with Chinese Vice Premier Liu He (left) raise up signed copies of Phase One trade agreement. Looking only at a few highlights from the catalogue of Trump’s foreign policy accomplishments since January 20, 2017, a reasonable thinker could only declare his output to be superb, extraordinary even. New trade agreements, seen in the context of foreign policy as much as economics, have been marvelously done. An impressive example of his achievements is his January 15, 2020 signing of the first phase of a reformed trade arrangement with China signalling a pause of a nearly two year trade war between the world’s two largest economies and laying the groundwork for talks for a broader agreement.

When a foreign policy accomplishment of the administration is revealed, many see a certain simplicity to it all. In perceiving simplicity in the Trump team’s work, however, one misses the toil, sweat, soul, will, and brain stretching efforts of the many brilliant minds at Trump’s disposal that accounts for such successes. They miss it much as some might miss the strokes of a fine brush on a master’s canvass. The honorable professionals in the administration want things to be right. Without reservations of any kind, they want the US to succeed and Trump to succeed. It is not lost to them that Trump won the 2016 US Presidential Election and it is through that victory his administration was created thus providing them with the tremendous opportunity to serve their country. It is that sense of appreciation in part which compels them to do their utmost for Trump. Such honorable individuals on the Trump team remain dedicated to an issue until the last piece of the puzzle is in place. They have no hidden purposes, no divergent opinions with the US President or some personal aesthetic of how US foreign policy should be carried out or appear. They know that the work they are doing is not about themselves.

This is not a minor point for a number of individuals who found their way into the foreign policy apparatus for one reason or another, have acted within the administration as if their thoughts about how policy should be handled mattered most. Some would state that due to recent US political trends, polarization and passion has made it more difficult to avoid separating what facts are true from what is relevant based on partisan convictions. This is slander for the job of foreign policy analysis, as well as intelligence and defense analysis, requires all efforts to be uncompromisingly honest. The manipulation or shading of truth for partisan political purposes is never acceptable. Those who find that they lack the self-discipline to refrain from such behavior should resign from the US government and find employment elsewhere.

Most ordinary observers are indeed completely unaware of all that is involved in the Trump administration’s foreign policy formulation and implementation. To that extent, it has been rather easy for those men and women who are distrustful, disloyal, and in some cases, dishonorable, former Trump administration employees. to shamefully mislead the US public and the worldwide audience about the hard work that is taking place in the administration. Through public statements, many have left no doubt that even before their first day of work in the administration they were Trump’s adversaries. Theirs has been nothing other than an ugly, willful effort, putting it crudely, to prey on ignorance. Very relevant to this are recent reports that the White House National Security Council (NSC) staff is being downsized sharply in a bid to improve efficiency within the policy coordinating body by consolidating positions and cutting staff. The Assistant to the US President for National Security Affairs (National Security Advisor) Robert O’Brien explained: “I just don’t think that we need the numbers of people that it expanded to under the last administration to do this job right.” However, a second, unspoken thrust of the overhaul is more than carving off some of the fat, but rather putting a hoped-for end to what many critics see as a string of politically damaging, unauthorized disclosures of sensitive information. Surely, mieux vaut prévenir que guérir.

Reportedly, officials holding an anti-Trump officials bias who remained in place in the White House after serving in the administration of US President Barack Obama are suspected of being the origin of leaks of Trump’s conversations with foreign leaders and other damaging disclosures. In the Obama administration, frightfully conceited NSC officials, wielded enormous power. It has been said that NSC staff members were known to telephone commanders in Afghanistan and other locations in the Middle East with orders. Military officials familiar with the calls have explained such behavior was a violation of the military’s strict chain of command. That sense of entitlement and power along with the continuous “anonymous ” leaks that have delivered blows to Trump’s foreign policy efforts, could be inferred as stronger evidence that the ultimate goal of anti-Trump holdovers from the Obama administration was to promote their own concepts of how US foreign policy should be formulated and implemented. Put plainly, their agenda was to resist and defeat Trump.

Trump using iPhone onboard Air Force One (above). Trump has created a style, actually feared by his more cerebral adversaries of being a new science, which they, themselves, would never be capable of applying. They criticize him for that and much more. One might more rightly examine his style as an art in which he has considerable command of what Trump, himself, dubbed: “The art of the deal.” He could be adored for that talent, and many do adore him. Genius is denied in things that are practical. In a self-deprecating manner, Trump might be dismissive this examination of his thinking-process and his approach to foreign policy. He would likely state that he sees himself just as being himself, nothing more.

Good Vibrations about Trump’s Foreign Policy Future

What Trump has established about his administration’s foreign policy is that he is getting things done, and the administration’s future on that front is bright. As greatcharlie has indicated in previous posts, Trump’s remarkable ability to imagine new, great accomplishments is a product of being the “imagineer in chief.” No matter what he is working on, Trump can recognize the all to familiar “sweet smell of success.” When he detects it, he moves toward his goal with an optimism and confidence that seems to cause his political adversaries to seeth. The policy issues that Trump has been tackling are very real, complex, challenging, and very dangerous. It is by no means something done for leisure. Despite distractions and background noise of specialists, a certain clarity allows him to see international situations as they really are. While occasionally being let down by insufficient analyses in the past, Trump, rather than dwell on those events, does the math to find the solution. Trump’s goal is to make the world a better place for the US, and for everyone else, despite a belief promoted by his adversaries, political and otherwise. This may have gone either unnoticed or ignored, but it is certainly under appreciated. Indeed, for creating so much real hope, a debt of gratitude is owed to Trump whether anyone wants to admit it or not. Fitting here are the last two lines of William Shakespeare’s Sonnet 116 which state: “If this be error and upon me proved, / I never wrote, nor no man ever lov’d.”

Looking only at a few highlights from the catalogue of Trump’s foreign policy accomplishments since January 20, 2017, a reasonable thinker could only declare his output to be superb, extraordinary even. New trade agreements, seen in the context of foreign policy as much as economics, have been marvelously done. The US-Mexico-Canada Agreement is a landmark trade agreement strengthening the interests of US businesses in their dealings with both North American neighbors. It is an achievement that previous US administrations would vie to list among their accomplishments. A remarkable trade agreement has been reached with Japan. South Korea is now open to a more equitable burden sharing arrangement with the US for its defense. The first phase of a reformed trade arrangement with China has been signed. US military forces in Syria have been successfully repositioned in relaxation to allies and adversaries in the country and the US posture in the region has been refined. NATO has been strengthened significantly under his leadership. Agreements were garnered from the Northern Triangle countries of El Salvador, Guatemala, and Honduras to judiciously ameliorate the flow of their citizens to the US border with Mexico, particularly in migrant caravans organized by criminal elements. The list goes on. There are literally far too many successes to unpack them all here.

Sume superbiam quæsitiam merits. (Assume the proud place your merits have won.) Trump has created a style, actually feared by his more cerebral adversaries of being a new science, which they, themselves, would never be capable of applying. They criticize him for that and much more. One might more rightly examine his style as an art in which he has considerable command of what Trump, himself, dubbed: “The art of the deal.” He could be adored for that talent, and many do adore him. Genius is denied in things that are practical. In a self-deprecating manner, Trump might be dismissive this examination of his thinking-process and his approach to foreign policy. He would likely state that he sees himself just as being himself, nothing more. It is true that Trump on many occasions can be candid, off-the-script, funny, and entertaining. (Many find what he says on those occasions as very charming.) However, he does it all not as banal amusement, but with the purpose of being a more effective communicator and more relatable to the US public. In fact, he is effective in both categories.

With regard to the continued use by foreign capitals of reports and commentaries from Trump’s adversaries in their analyses of his administration’s relations and policies concerning their respective countries and regions, greatcharlie has a suggestion: Stop! Such information has doubtlessly resulted in lively discourse in numerous conference rooms of government edifices worldwide. However, there is unequivocally nothing of true value that any other country’s foreign policy apparatus can infer or glean about Trump’s plans and likely actions from the suppositions that dominate the rhetoric of his adversaries. For the sake of promoting peace and security and better relations between countries, greatcharlie can only hope its suggestion to avoid it all is given careful attention.

The Way Forward

In Book II of Paradise Lost, Milton composed: “Long is the way and hard, that out of Hell leads up to Light.” A proper sense of humanity cannot help but cause one to feel apologetic over all of the difficulties and disappointment caused Trump, who was indeed innocent all along, as well as his family. Fortunately, the Senate has spoken, and in greatcharlie’s humble opinion it has spoken correctly. Trump adversaries have embarked on a program of destruction against him have proven to possess considerable expertise in the techniques of disinformation, political destabilization, and regime change or at least appear to be well-guided by those who do. It is clear that all of their efforts have been impelled by a belief that whatever is said or done in her cause is righteous. The latest sign of being in the cradle intellectually, some of Trump’s adversaries have concluded that the concept underpinning Trump’s efforts in foreign and national security policy is simply trying to be unlike Obama. Inherently by doing things better, honed by truth and reality and not preconception or colored interpretation of circumstances, he has been very much unlike Obama. One can conceptualize the image of Trump and his critics passing one another with Trump going up, reaching great heights, and his critics going down, weighted by their jealousy, envy, and hatred. With a particular focus on foreign policy, nearly everything has been marvelously done by Trump. From what has been witnessed, one can imagine that in the future, Trump will be viewed as a man of his time. He will be acknowledged as an outward sign of US culture, an expression of an awareness in the US of how the world is moving, and a symbol of the toughness the US still possesses. Without a shadow of doubt, he will be the subject of great admiration.

Relations and policies of all countries toward an influential power as the US will always be important. Given the outcome of the Impeachment process, greatcharlie has a suggestion with regard to the continued use by foreign capitals of reports and commentaries from Trump’s adversaries in their analyses of his administration’s relations and policies concerning their respective countries and regions: Stop! Such information has doubtlessly resulted in lively discourse in numerous conference rooms of government edifices worldwide and given that so much of it is amassed daily, foreign government officials have most likely found it easy to cherry pick from. However, there is unequivocally nothing of true value that any other country’s foreign policy apparatus can infer or glean about Trump’s plans and likely actions from the emotionally charged suppositions that dominate the rhetoric of his adversaries. The most stirring idea propagated about Trump, that he will be removed from office, is a red herring, a lie, simply nonsense. The unpleasant reality that must be accepted at this point is that any information taken from sources of that type has not enhanced, but has only polluted foreign analyses. Trudging through it will only lead to the continued gumming up their respective decisionmaking mechanisms. Even when brainstorming, reaching for whatever statements and views Trump’s adversaries offer would be a wasteful use of time, talk, and energy. Frankly, any organization still giving credence to the expressions of Trump’s adversaries would be better off using Chaldean Numerology! The noise coming from Trump’s adversaries should be properly characterized as extraneous matter. The normal discipline for professional minds is to ignore such extraneous matters and stick to the real matter at hand. Except among minds that are flaccid–and in any organization, discerning, frustrated eyes can identify those investigators, special agents, and case officers who have incomprehensibly risen to supervisory positions who lack real qualifications and appropriate capabilities, nothing should be so perplexing about the need within law enforcement, intelligence services, and diplomatic services, still utilizing information proffered by Trump’s adversaries, to change their thinking on the current US President and his policies.

Of course, il n’y pas plus sourd que celui qui ne veut pas entendre. The meditations of greatcharlie may be of no interest at all within any foreign capital. To that extent, greatcharlie is unaware if any government concerns itself with its work. Nevertheless, on the point about using Trump’s adversaries as sources of information on Trump and his administration, no truer words have been written on this blog. Stay well clear of anything his adversaries produce! For the sake of promoting peace and security and better relations between countries, greatcharlie can only hope its suggestion is given careful attention. Let Trump’s acquittal serve as a great demarcation point, a line at which analyses of his administration, and its foreign policy in particular, shifted worldwide for the better.  Nil intra est oleam, nil extra est in nuce duri. ([If this be not true] there is no pit in the olive, nor has the nut any shell.)

Amplifying the Truth about the Denuclearization Diplomacy to Counter Flawed Interpretations and Negative Expectations: A Response to Readers’ Comments

US President Donald Trump (left) and North Korean Chairman Kim Jong-un (right) at Panmunjom in June 2019. It is important to hear from our readers, and necessary to directly address their latest comments, especially when: they concern an issue much of our effort has been dedicated to in the past couple of years, in this case the US-North Korea denuclearization diplomacy. Although the diplomatic process has been long and there have been no big results yet, looking at the denuclearization issue, one notices a lot that is positive washes up on its shores. No reason has yet been found to subscribe to the idea that the diplomatic process is over. Hoping to provide greater clarity as to greatcharlie’s stand on the issue, a tour d’horizon from our prism is provided here.

Following the publishing of our December 12, 2019 post, “Commentary: A US-North Korea Denuclearization Agreement, If Reached, Must Not Be Left Open to Destruction by Others “, greatcharlie received a number of comments concerning its analyses of the US-Democratic People’s Republic of Korea (North Korea) diplomatic process on denuclearization. Perhaps the top five among those comments would be: discussions in posts are overly optimistic about the negotiations; discussions in posts are too supportive US President Donald Trump; discussions in posts are too understanding of North Korean Chairman Kim Jong-un; discussions in posts fail to provide enough information about what is going on inside North Korean foreign and national security policy institutions (a rather immoderate expectation); and, discussions in posts are too critical of using overt sources, specifically US news media broadcasts, publications, and online posts, to draw inferences about the Trump administration’s future actions. All comments on greatcharlie’s work product, with the exception of the churlish few, are welcome. It is important to hear from our readers. It is especially necessary to directly address the latest comments, especially when: they concern an issue to which several of our posts have been dedicated in the past couple of years (in this case, US-North Korea denuclearization diplomacy); they question the blog’s outlook; and, their comments arrive in considerable volume. Under the best circumstances, greatcharlie would like to be known for being a voice of common sense. The hope of greatcharlie is to earn its readers through the quality of our work. The hope also is to successfully act as a virtual listening post for our readers, discerning foibles from inside of governments, while being remote from it.

It stands to reason that many observers would have serious reservations about what is happening with the diplomacy on denuclearization and whether there is a genuine path to success under current circumstances. One could say there has been a lack of progress. Each summit between Trump and Kim, to include Hanoi, has been a “nearly but not quite” moment. Kim at first offered real hope that something positive could be constructed, it would be reasonable for some to sense now that he will provide in the end what he been best known for providing: disappointment and pain. To go further, one might presume that the North Koreans were never fully vested in the diplomacy and had not even tried to fully grasp the immense responsibility they shared with their US counterparts at this important point in their country’s history. One might be convinced that they simply sensed some prospect of exploiting, in some way, an opportunity that they still do not fully understand. (If they have surreptitiously taken that path, their greatest test may come soon enough when they must know what to say or do to prevent a war with an unbeatable opponent.) It has been said that a gentleman should know when to leave a party. Nonetheless, looking at the denuclearization issue, one notices a lot that is positive washes up on its shores. Struck by that, greatcharlie has not as yet found reason to subscribe to the idea that the diplomatic process is over. Optimism allows one to believe that there may still be some sort of eclectic masonry that Trump can build to create a link between the two countries. (Perchance this is the sort of optimism that some readers find so unsettling.) With the aim of providing greater clarity as to greatcharlie’s stand on the issue, a tour d’horizon from our prism is provided here. Dicamus bona verba. (Let us speak words of good omen.)

Kim (center) gesticulating as he talks with North Korean officials. On the diplomatic process on denuclearization, surely the rational and reasonable could recognize the benefits of what Trump has proposed. The clear choice for Pyongyang should be to accept his proposal in some form hashed out at the negotiation table. Pyongyang’s oscillation upward with Kim’s positive nature and relative openness toward Trump, downward to the rejectionist attitudes toward US proposals by the North Korean Foreign Ministry and negotiation team, and then upward again when Kim speaks measuredly or displays relative restraint (at least to discerning eyes), has been tedious. Wittingly or unwittingly, the North Koreans have been portraying themselves as lower tier players.

North Korean Diplomacy: Something Fairly Different from the Norm

On the diplomatic process on denuclearization, the rational and reasonable should surely recognize  the benefits of what Trump has proposed. The clear choice for Pyongyang should be to accept them in some form, hashed out at the negotiation table. Trump’s proposal would have positive implications for the North Korean people for generations. Kim’s delay in recognizing what could be gained is somewhat perplexing. There have not been mixed messages from US, or anything that could reasonably be interpreted as such, to confuse the North Koreans or throw them off their game. Pyongyang’s oscillation upward from Kim’s positive nature and relative openness toward Trump then downward to the rejectionist attitudes toward US proposals by the North Korean Foreign Ministry and negotiation team, then upward again when Kim speaks measuredly or displays relative restraint (at least to discerning eyes), has been positively tedious. If Pypngyang could forgive greatcharlie’s frankness, wittingly or unwittingly, the North Koreans have been portraying themselves, by all reasonable and accepted international diplomatic standards, as lower tier, Mickey Mouse players. Without knowing for certain, it would be wrongful to ascribe what is at the professional core of the North Korean negotiators and their managers in Pyongyang that might be the cause for what they have been doing in the diplomatic process. Parsing out their words and deeds, greatcharlie has been able to draw inferences as to why they have been acting in eccentric ways. (Perhaps policymakers in North Korea would be better labelled policy transmitters for Kim is the only policymaker in North Korea.)

Dissimilar to their US counterparts, who may likely be morally centered by a particular religion, Pyongyang’s policymakers and diplomats are centered by the official ideology of North Korea, that in a way mimics theology, known as juche. Translated from Korean, juche means “independent status of a subject” or simply “independence.” The concept was founded in the 1950s by Chairman Kim Il-sung, Kim’s grandfather, on the idea that Korea suffered for hundreds of years under foreign, specifically Chinese control, and it is determine forever into the future remain independent. To that extent, it will remain independent, North Korea, in nuanced ways has sought to distance itself from the influence of big Socialist powers, at one time, the Soviet Union and China still. Among the nuanced aspects of juche was the promotion of the cult of personality of the “quasi-divine” ruling Kim dynasty ensuring a monolithic leadership. That was officially adopted as the leader doctrine in 1980. Indeed, starting in their early years, North Koreans have been taught  to fanatically cling to the party line of Workers’ Party of Korea and place their faith in the party chairman, the Supreme leader, above all things. Ethnonationalism is also an aspect of juche. There is an emphasis maintaining and celebrating the purity and superiority of North Koreans. There are several other aspects, some equally disconcerting. While so much has been done to distinguish juche from Communists and Socialism, the underpinnings of those political ideologies in its system is clear. Despite any displeasure this comment might cause in Pyongyang, it could be said juche is essentially an avant-garde or disjointed simulacrum of a Communist or Socialist system as intended under the ideas of Karl Marx and Friedrich Engels. (To the disapproval and exasperation of many Northeast Asia regional experts and Korea scholars, in previous commentaries on North Korea, greatcharlie has simply labelled the country as being Communist. To clarify, the purpose for doing that was to provide an immediate point of reference to our readers to allow them to better understand how its bureaucracy operates. Further, leaving everything stated here about juche aside, the country that would develop from Kim Il-sung’s movement, North Korea, was originally girded by the sweat, blood, wherewithal, and guidance of Joseph Stalin’s Soviet Union and Mao Tse-tung’s People’s Republic of China. To that extent, far more similarities to both of those Communists countries still exist than differences. The intent of stating any of this is neither to extenuate greatcharlie’s choice, nor  offer a mea culpa.)

All members of the society are true believers in juche, and every move they make is colored by the precepts of juche. That certainly holds true for North Korean policymakers and diplomats working on the denuclearization diplomacy. For them, participating in the negotiations has been more than a job. It has been a grand opportunity to faithfully serve Kim and the Workers’ Party of Korea and vehemently support and defend North Korean political ideals. Making certain that their performances in the negotiations immaculately adhered to national ideals has very likely been a measure of success for North Korean diplomats. That being the case, likely ever present among them is the stress of potentially making an error politically. Avoiding that means always making certain there is no possibility for the misinterpretation of their actions. Looking toward the North Korean policymakers and diplomats to introduce an ingenious idea to propel the diplomatic process forward would be misguided. What one might expect from the North Korean policymakers and diplomats at best would be a spirited reflex defense of party ideals and expressions of a decades old hostile national bias against the US. As fate would have it, this is essentially what has been observed. Stirred in has been a heavy portion of negative sentiment and caprice toward the US in the public statements of the North Koreans. As much as part of a larger negotiation stratagem, periods of indignant silence from the North Koreans also appears to be a manifestation of the daily travail of officials not to say or do anything that might remotely skirt the party line of the Workers’ Party of Korea. When confronted with either behavior, their US counterparts, as expected, have exhibited classic diplomatic sangfroid and patience. Audi vide, tace, si vis vivere in pace. (Use your ears and eyes, but hold your tongue, if you would live in peace.)

There are issues of competence at play in the North Korean’s actions, too! They lack experience in authentically working with other diplomats or simply conversing with a diverse group of interlocutors Indeed, their limited range of diplomatic skill reflects the fact that they come out of a society alienated from the rest of the world, the so-called hermit kingdom. Diplomats of its UN Mission in New York might have opportunities to interact with their counterparts of other UN member states’ missions in committees. Diplomats in North Korea’s 25 embassies situated in as many countries have opportunities to interact with the outside world. However, they may seldom have the opportunity to authentically practice core skills such as confidence building and give and take in negotiations. Even their contacts with diplomats of a handful of friendly countries, while congenial and business-like, would expectedly be superficial as all important decisions have been normally been made directly between the capitals of those countries and Pyongyang. That being the case, having the experience of interacting with US diplomats has undoubtedly been a learning experience for the North Korean negotiating team whether they admit it or not.

Mindful that all authority to make foreign policy decisions resides in Kim, the North Korean negotiation team likely has no leeway to negotiate anything innovative at the table with the US. As that very likely is the case, the performance of North Korean officials and diplomats becomes kind of akin to cabaret. Feeling duty bound to do something even with imposed limitations, a certain amount of pretense might expectedly be reflected in their moves. (Hopefully, that pretense does not belie any artificial intentions of Pyongyang in the diplomacy on denuclearization in general.) In an odd way, that bit of pretense could be what in a way liberates them to act uncoventionally. It is not easy to know what is genuine with the North Koreans. It never has been. A pitfall of being frivolous, though, could be that their inexperience may not allow them to judge just how far off from what is decent they can go. There is a thin line between chaos and order. Potentially, the North Korean negotiators could spoil the entire diplomatic process, albeit unintentionally. Instances in which they seemed to have moved a bit far off the mark might be those occasions when North Korean negotiators have reportedly made platitudinous objections to US proposals. There have also been occasions when doses of pronounced immaturity, crudeness, and impertinence were included in official statements from the North Korean Foreign Ministry.

In North Korea, the government insists upon keeping a watchful eye over threats to its system and society. It is understood that the reactionary, the counterrevolutionary, most often “hiding in the shadows,” posed the greatest threat and was viewed as anathema. Given human nature there was always the threat that could arise from the unsuccessful education of citizens. The security services use techniques to create fear that rival those of the Erinyes in the poems of Aeschylus and are forever hunting for those who may fall short of what is expected or may be “foreign spies.” Citizens live as if plugged into an electric outlet, terrified of crossing the line. To that extent, North Korean policy approaches have been forged by analysts in an environment of fear, and implemented by terror stricken diplomats who in addition to adhering to the precepts of juche, are simply trying to stay around. Although well aware of the danger posed by their own government’s security services, it causes one to wonder why false promises from North Korean diplomats have been commonplace during their past 25 plus years of negotiations with the US. Perhaps it was the human element. Their egos got the best of them and they wandered off toward a bridge too far in the heat of the negotiations. There has not been any of that in the current process. One can be certain  that if something is stated at the negotiation table that billows up the slightest ire in Pyongyang, it will be walked back immediately. Quam multa injusta ac prava fiunt moribus! (How many unjust and improper things are authorized by custom!)

Under ordinary circumstances, one thinking in ordinary ways might expect that North Korean policy makers and diplomats would eventually recognize that there is a need for them to become climatized to a true international environment. The clear choice would be to try to tidy things up and to transition to a new line of not political, but professional thinking. However, expecting the North Koreans to catch the Holy Ghost and see the error in their ways would be out of court. Except for Kim, North Koreans, at least officially, do not engage introspection. The government believes it has provided them with a clear path to follow.

Kim’s sister, Kim Yo-jong (center), stands with the North Korean foreign policy officials at Panmunjom in June 2019. Mindful that all authority to make foreign policy decisions resides in Kim, the North Korean negotiations team likely has no leeway to negotiate anything innovative at the negotiating table with the US. As that very likely is the case, the performance of North Korean officials and diplomats becomes a bit akin to a cabaret. Feeling duty bound to do something even with imposed limitations, a certain amount of pretense might expectedly be reflected in their moves. Indeed, that bit of pretense could be what liberates them to act uncoventionally.

How North Korean Attitudes and Behavior Are Perceived

Surely interpretations of the antics displayed by the North Koreans have shaped perceptions of US officials on the denuclearization diplomacy. To some in the West, Pyongyang approaches have resembled some huge masquerade, performed as a way to avoid engaging in the authentic diplomacy of give and take. The North Korean’s aspiration appears instead to be wearing the Trump administration down and compel its acquiescence to a default agreement under which all key North Korean goals would be attained. Those goals would include retaining their nuclear weapons and delivery systems at level of their choosing and ending the economically devastating sanctions imposed by the US. There are likely others in the Washington who believe Pyongyang’s attitudes and behaviors have been quite predictable. To them, the same show that had been running for so many decades after the Korean War continues its run in the background in Pyongyang. Thoughts and deeds emanating from Pyongyang appear at best to be tinged by an anti-US bigotry and at worse scorched by it. (Those feelings seem well evinced by the hostile countenance of North Korean negotiators’ faces in the few publicly available photos of them. As opposed to concealing any gesture of internal thought, their faces betray an almost immeasurable anger that can barely be contained. One might also be led to believe that the North Korean negotiation team’s sullen and stoic faces might be the result of having had the Hell posted out of them at some point.)

Presumably, North Korean policy makers and diplomats could not care less about what their US counterparts think of their style. That is not exactly a perspective conducive to building confidence and forging a fruitful working relationship. If the North Koreans were to give it a moment’s thought, they would likely discover that far from being beguiled by their behavior, US negotiators on the other side of the table find coping with the whole cabaret they have been putting on during diplomatic process very unsatisfying to say the least. One might go as far as state that US negotiators may personally feel the process may no longer be worth the candle. Yet, being well-trained, imbued with true diplomatic acumen, exceptionally experienced, and just plain professional, they will remain figuratively strapped in place. They certainly will not walk away from the drawn out process that has featured dismal interactions with the North Koreans.

Pyongyang apparently never read, and accordingly never had the chance to heed, greatcharlie’s advisement not become distracted by the rants and ramblings on Trump’s foreign and national security policy in the US news media. It appears that this us precisely what they have done. From the North Korean’s repertoire verbal attacks against the US, one can discern similarities with US news media’s favorite criticisms of Trump administration. A top US news media criticism of the Trump administration’s effort at denuclearization diplomacy is that a well-thought out, reasonable negotiating strategy is absent. A parallel to that would be the statement of North Korean Foreign Minister Kim Myong Gil that whether Pyongyang breaks its self-imposed moratorium on nuclear and missile testing “entirely depends on the stance of the United States.” Perhaps a misplace patrician aesthetic has founded that absolutely absurd idea, endlessly presented by the US news media, is that in diplomatic settings, Trump is unaware of etiquette and unable to properly present himself as President of the US. Moreover, it is also frequently posited that Trump has displayed an alleged barbaric, “gangster mentality”, that has tainted his personal interactions and diplomatic efforts with European allies at G7, G20, and NATO summits. Echoing these preposterous sentiments, have been official statements emanating from the North Korean Foreign Ministry referring to the denuclearization diplomacy as the “sickening negotiations” and threats that talks will not be resumed unless Washington takes measures to ensure a “complete and irreversible withdrawal of the hostile policy toward the DPRK.” Additionally, what has become rather kitsch reaction is the US news media insistence upon declaring anything Trump is doing as being solely directed at supporting his reelection or personal gain. Not thinking, but simply mimicking that ludicrous idea, the North Korean Foreign Ministry accused Washington of “abusing the DPRK-U.S. dialogue for its domestic political events.” Quis nescit primam esse historic legem, ne quid falsi dicere audeat?; deinde ne quid veri non audeat? (Who does not know that it is the first law of history not to dare to say anything that is false?; and, the second not to dare say anything that is not true?)

Group photo of Kim (center) and his leadership team in Pyongyang. Surely interpretations of the antics displayed by the North Koreans have shaped perceptions of US officials on the denuclearization diplomacy. To some in Washington, Pyongyang’s attitudes and behaviors have been quite predictable. To them, the same show that had been running for so many decades after the Korean War continues its run in the background in Pyongyang. Thoughts and deeds emanating from Pyongyang appear at best to be tinged by an anti-US bigotry and at worse scorched by it.

Pyongyang’s Perceptions of Where Washington Is Headed

In news US media outlets today, bits of news about the efforts of an administration in office is highlighted or hidden by reporters depending upon whether they fit the narrative, positive or negative, that the outlet holds of that administration. To that extent, the news, as opposed to being reported in a fair and balanced way, is decidedly curated. As a staunch proponent of the right of freedom of speech as entitled under the First Amendment of the US Constitution, greatcharlie certainly believes critics of US government activities, particularly the press, the Fourth Estate, should have free hand to express themselves.  However, along with that right of free express comes a reasonable expectation that news media outlets, particularly in the arena of international affairs, will act prudently in presenting information. Professional ethics alone should guide behavior in news media outlets with regard to presenting information that is known to be false or cannot be substantiated. Even more, presenting questionable information that may have an undesirable, deleterious, and even destructive impact on their own country’s success must be avoided. Critics of Trump in the US news media, who, to be more forthright, are actually his adversaries, never fail to curate information that they make available to the public to fit their negative narrative on Trump. They also never fail to propagate commentary about him that may be based on conjecture at best or presumption at worse. Assuredly it has been done with a goal to bully and cause harm. It has been a problem from the first year minus one of his presidency.

Ex falsis, ut ab ipsis didicimus, verum effici non protest. (From the false, as they have themselves taught us, we can obtain nothing true.) Trump’s adversaries seem to feel a compulsive need to express from a soapbox overly simplistic views about him and his administration’s efforts to the point of extravagance. What was one of the worst direct allegations made by his adversaries in the news media was the shameful declaration that “Trump is a Russian spy.” For those willing to submit to reality, the final report of the Special Counsel to Investigate Russian Interference with the 2016 Presidential Election and Related Matters, Robert Mueller, known as the the Mueller Report, should have knocked down any concerns the fantastic allegation might be true. Anyone who understood what that falsehood would have entailed to be true would hardly have uttered such complete nonsense without feeling foolish or guilty. At the same time, many at very high levels inside and outside of government, most of whom had albeit possessed an untutored expertise in the subject matter, clearly believed it all. Strangely, it appears that vacuous pronouncements about “Trump’s espionage” were rooted in “facts” on how the “spy world” works from productions of the entertainment industry. Trying to make any sense of it, one might believe that instead of being concerned with foreign and national security policy, his adversaries were writing spy novels or novels of political intrigue. (Perhaps the intent among some of them is to publish a roman à clef on this period at some point down the line.)

Vigorous as ever are the endless exertions that Trump has done this or that lurid or generally inappropriate thing. Those pundits with the gumption to state such things publicly seem to have been provided an open invitation to flood broadcast, print, and online news media with their breathtaking, multi-layered rumors, cluttered with ambiguities and contradictions. To be blunt, one should always suspect that the stories they hear in the US news media are lies. Perchance, such views expressed on Trump reveal the limits of their intellectual power, and more sadly, the sensibilities of the times, banal and tasteless. Added to all of that, Trump clearly makes a satisfying target for the misguided passion of reporters and pundits. For those who can recall the degree of professionalism and intellectual acuity that journalists of those same news media outlets once displayed in an era not so long ago, it all becomes too heartbreaking to watch. Current journalists from those outlets now seem so completely estranged from that high-level of performance.

Trump’s adversaries have yet to learn the lesson that is dangerous to throw ugly rhetoric around. An international audience devours such information and has a penchant for reaching endless incorrect conclusions from the tiniest morsel. Some countries based their policy decisions on the many absurdities about Trump found in the US news media enough so that they brought their relations with the US perilously close to ruin. As aforementioned, questionable information from the news media has surely provided the push from behind to both flawed and completely incorrect inferences and judgments made in Pyongyang. To that extent, the US news media  has undoubtedly played a role in making efforts of the US negotiation team to establish an intimate relationship with the North Koreans more difficult.

Trump at his inauguration on January 20, 2017. Critics of Trump in the US news media, who are actually his adversaries, never fail to curate information that they make available to the public to fit their negative narrative on Trump. They also never fail to propagate commentary about him based on conjecture at best or presumption at worse. Assuredly it has been done with a goal to bully and cause harm. It has been a problem from the first year minus one of his presidency. Trump’s adversaries have yet to learn how dangerous it is to throw ugly rhetoric around. An international audience devours such information and has a penchant for reaching incorrect conclusions from the tiniest morsel.

Nodum in scirpo quærere. (To look for a knot in the rushes (I.e., to look for difficulty where none exists.) Trump’s political adversaries, Members of the Democratic Party who hold the majority in the US House of Representatives, aggressively lashed out against him, conducting a truncated process of investigation and hastily approving two malicious articles of impeachment against him. Their premise was that during a phone call that Trump had on July 5, 2019 with the Ukrainian President Volodymyr Zelensky, Trump sought to coerce him to initiate an investigation of an election opponent in return for the release of military aid he was withholding. It was very unusual interpretation of the phone call given the official transcript of the call released by Trump indicated nothing of the sort. It was all initiated by claims of an alleged whistle blower who never heard the phone conversation. Supposed fact-finding hearings insisted upon by House Democrats lifted the veil on nothing but hearsay and alarmist presumptions. (Res ipsa loquitor! If they truly do not understand that the world does not work in that way, how apparent it becomes that some officials from the US intelligence services, through their briefings, have failed to provide Members of Congress with a thorough understanding of intelligence work, particularly tradecraft.) Observing events, greatcharlie admittedly hoped that the smallest spark of decency would have caused House Democrats to find some way to stop moving down their destructive path. Instead, they pushed through the two articles, accusing him of betraying the country for his own political benefit and obstructing a Congressional investigation into his actions. That drastic step taken was more about House Democrats feelings about Trump than about his actual actions. Democrats in Congress, through their legislative action, have memorialized the schism between themselves and Trump.

To the extent that the behavior of House Democrats relates to the denuclearization diplomacy, it may indicate to observers in foreign capitals that Trump does not have Congressional support for his foreign policy initiatives. It may have already led some foreign capitals to consider whether it would be worth the candle to work with Trump on anything big. However, what observers in foreign capitals should actually note is that there are two chambers of Congress, the House of Representatives and the Senate. The US Senate, which also has a say in how US foreign policy is conducted, is controlled by Trump’s Republican Party which has fully supported his efforts and can continue to achieve much to support the US President without their Democrat counterparts in House. Those observers in foreign capitals should further note that Trump has actually acquired a remarkable record of success on a plethora of foreign policy issues. Still, most importantly, observers in foreign capitals should note that House Democrats, have not as yet recognized or acquiesced to the truth that they may have all been useful idiots in a larger, darker plan of dishonorable individuals within the government, and some outside, to force Trump from office. The true nature of the very apparent criminal conspiracy is currently under investigation by the highest ranking law enforcement officials in the US. They will twinkle out the conspirators of this abominable enterprise–hidden most likely within the intelligence services–and reveal the full nature of their heinous plans. More than just tge House Democrats, the news will undoubtedly perplex and unravel all those individuals who have been so certain of Trump’s guilt in all of the nonsense propagated. (There will most likely be a tidal wave excessive emotional outbursts, likely be akin to those unsightly ones seen in the camp of Hilary Clinton when was announced that she had lost the 2016 US Presidential Election.)

Trump’s political adversaries, Members of the Democratic Party, who currently hold the majority in the US House of Representatives, aggressively lashed out against him, conducting a truncated process of investigation and hastily approving two malicious articles of impeachment against him. To the extent that the behavior of House Democrats relates to the denuclearization diplomacy, it may indicate to observers in foreign capitals that Trump does not have Congressional support for his foreign policy initiatives. It may have already led some foreign capitals to consider whether it would be worth the candle to work with Trump on anything big.

Getting an Improved Grip on the Situation

Unlike a mystery, all challenges, much as puzzles, have solutions. They simply need to be found. As outlined earlier here, there are political, professional, and personal issues that doubtlessly preoccupy the North Koreans and stand as obstacles to constructive negotiations. However, there may indeed be a way make interactions between negotiating teams rewarding and thereby potentially useful to Kim in moving the diplomatic process on denuclearization forward. Right now the negotiations, ironically, have been a tool that has allowed Pyongyang to stall it, intentionally or unintentionally. If an issue takes one into deep waters, one must often dive deeper into it in order to develop a sound theory, to find solutions. Sometimes that can be done by making connections between a matter at hand with similar yet remote issues that already have answers. If Pyongyang can again forgive greatcharlie’s honesty, it must be stated that dealing with its foreign policy apparatus, and particularly its Foreign Ministry, seems akin to trying to interact with a young adult, just beginning to understand his or her place in the world.

The young adult, teenager to be more precise, may typically spend time and exert energy strongly protesting vehemently complaining, and tearfully fretting and frowning about one thing or another. However, whatever may actually be at the root of what irritating or pressuring them more often will not be articulated. The teenager will expect a responsible adult, to whom they may choose to express their feelings, to supernaturally possess some understanding of not only what is disturbing them, but it’s cause. Failure to do so will elicit the words that nearly every teenager may have stated or thought at some point, “You don’t get me!”

In order to get to the root of the problem means creating conversation, talking it out. That will usually responsible adult to try to hear them out while ignoring criticism and accusations mostly without merit. It would not be the proper time for ordinary repartee. When opportunities arise to get a word in edgewise, the adult can discuss similar situations from experience, and say things that will draw questions from the teenager. Discussing situations from which commonalities of  experiences can be recognized will also support communication. A conscious effort should be made by the adult to supply a vocabulary that the teenagers can incorporate to express their experiences thus supporting a more productive exchange. Further, by taking these steps, a figurative bridge might be constructed which may support other fruitful exchanges with the teenager in the future. Notably, if teenagers are not correctly mentored in a way that is right and proper by caring adults, they can very well fall prey to their contemporaries and other adult who will not have their best interests at heart. In a similar way, North Korea could fall prey to its northern neighbors, the Russian Federation and China, which only seek to promote their respective interests.

Conceptualizing along such lines, an approach might be developed that might potentially provide US negotiators with a way to work more effectively with the North Koreans. Of course, the North Koreans, themselves, must be open to any approach in the end. However, if US negotiators could convince them to share, without pretension, their bedrock concerns, things could really get started. Certainly, the North Koreans’ laser focus during negotiations will remain pursuing specific goals as instructed by Pyongyang. However, other than an all or nothing frontal assault, they may not have considered better ways to pursue those goals via talks. Demonstrating to the North Koreans at the negotiation table that there are alternative ways to mutually satisfy the aims of both countries may resonate with them. It could very well provide them with work product that they might be pleased to report back home. Virtus est vitium fugere, et sapienta prima stultitia caruisse. (To flee vice is the beginning of virtue, and the beginning of wisdom is to have gotten rid of folly.)

It is important to note that what is presented here does not infantilize the North Korean policymakers and diplomats. That is far from its intent. What is presented here acknowledges a pattern of behavior, identifies an instance of similar behavior unrelated to foreign policy from which an understanding of it can be furthered, and provides a starting point from which strategy for working constructively under such conditions might be more easily conceptualized. (One might muse lightheartedly on how much easier it would be for Washington to interact with Pyongyang, if US Secretary of State Mike Pompeo could staff the US negotiation team with clairvoyants and precognitive empaths!)

Some critics will likely interpret what is presented here as further evidence that it is the “vocation” of greatcharlie to evangelize for the Trump administration. True, greatcharlie supports the foreign policy efforts of the US President and wishes him well. However, greatcharlie does not subscribe to the view that expressing goodwill, siding with truth, and choosing what is universally right over wrong can be judged as a partisan political exercise. The purpose of greatcharlie’s efforts on the denuclearization diplomacy has been to bring the truth to the public by providing an accurate rendering of what is happening. Without affectation, greatcharlie believes it has been doing that job right.

The Way Forward

Confessedly, greatcharlie feels a certain piquancy about receiving comments for they serve as proof positive that readers take a real interest in what is posted on the blog. Equally pleasing is the thought that prior posts have stirred debate on the issue of diplomacy on denuclearization to some degree. Still, it remains a tad troubling to know that some critics will likely interpret what is presented here as further evidence that it is the “vocation” of greatcharlie to evangelize for the Trump administration. True, greatcharlie supports the foreign policy efforts of the US President and wishes him well. However, greatcharlie will never subscribe to the view that expressing goodwill, siding with truth, and choosing what is universally right over wrong can be judged as a partisan political exercise. The purpose of greatcharlie’s efforts on the denuclearization diplomacy has been to bring the truth to the public by providing an accurate rendering of what is happening with regard to the diplomacy of denuclearization. Without affectation, greatcharlie believes it has been doing that job right. Our intent is to keep gnawing at the subject of diplomacy on denuclearization. The hope is that our readers will continue to give our posts the concentration that is sought from them.

In composing this precis of greatcharlie’s thinking on the diplomatic process on denuclearization in response to readers’ comments, it became very clear that our readers have a fairly sophisticated understanding of the issue. Interestingly though, us-them arguments and hints of the rhetoric of good versus evil were common features of their responses. Questions were also frequently raised as to why the US would even want to negotiate with Pyongyang given its disobliging stance. Perhaps the best response to all of that would be that Trump did not stumble into the diplomatic process on denuclearization. He knew the history of US-North Korea relations and jumped in knowing that there would be a lot of hard work entailed without an immediate solution. The work may be challenging, but the prize of success is greater peace and security in Northeast Asia, and greater degree of peace and security in the world. That is certainly worth pursuing. Prudens futuri temporis exitum caliginosa nocte premit Deus; ridetque, si mortalis ultra fas trepidat. (God in His wisdom veils in darkness of night the events of the future; and smiles if a mortal is unduly solicitous about what he is not permitted to know.)

Commentary: A US-North Korea Denuclearization Agreement, if Reached, Must Not Be Left Open to Destruction by Others

North Korean Chairman Kim Jong-un with his country’s future, its children, at youth rally (above). Resolution of the decades long face-off between North Korea and the US, South Korea, and Japan may not assure peace Korean Peninsula. North Korea’s northern neighbors might react poorly to a denuclearization agreement. More specifically, the Russian Federation might view the new link between North Korea and the US as a troubling manipulation of Pyongyang, leading to a US encroachment toward its borders. Hypothetically in response, Moscow might create a buffer zone between the Russian Federation and the Korean Peninsula by grabbing North Korean territory. Without deterrent power, Pyongyang may not be able to prevent that. Those engaged in the denuclearization negotiations should give consideration to this possibility as such a scenario could bust everything they might achieve.

What US President Donald Trump wants from the Democratic People’s Republic of Korea (North Korea) is the same end product that was at the root of his decision to talk with North Korean Chairman Kim Jong-un in 2018: denuclearization, the end of long-range missile development, the continued return of US remains from the Korean War, and dependability. In exchange, Kim would be assured the mitigation of economic pressure, to include draconian sanctions implemented under a maximum pressure campaign, that has had a considerable deleterious effect not only upon North Korea’s economy but its existence. Additionally, Trump has assured that the prospective partnership with the US would be a long-term and a robust path toward economic vitalization, backed by the experience of Trump and the largess of the US. Indeed, the US would be prepared to support the economic transformation of North Korea, supporting not only the growth of its industrial capabilities and capacity, but introduce North Korean firms to new techniques and technologies for efficient and high quality production. Further, the US would encourage new investment in North Korea from other industrialized countries, to include its neighbors, South Korea and Japan, both of whom it currently views as adversaries. What is being presented to North Korea is the choice to be something other than a stranger, or worse, an outcast, to the rest of the world. Even so, throughout 2019, demurs and objections were heard from senior officials of the North Korean Foreign Ministry. Their comments appeared to echo a speech by Kim at the 1st Meeting of the 14th Supreme People’s Assembly, on April 12, 2019, during which he indicated a willingness to negotiate “on the condition that [the US] has the right attitude and seeks a solution that we can share.” Kim further stated at the Supreme People’s Assembly that he would “wait patiently until the end of the year for the United States to make a bold decision.” Kim’s words were uttered long before he and Trump met impromptu at the Demilitarized Zone (DMZ) in Panmunjom on June 30, 2019, but they nevertheless seem to have stuck within the North Korean foreign policy apparatus. In Washington, it all rings bells, reminding of the past and raising questions whether Pyongyang’s ways of thinking and doing things are trapped in amber. For the sake of the negotiations and their potential for enhancing global peace and security, one should hope that is not the case.

Resolution of the decades long face-off between North Korea and the US, South Korea, and Japan, however, may not assure peace on Korean Peninsula. North Korea’s neighbors immediately to its north, China and the Russian Federation, may not react well in the wake of a denuclearization agreement. Based on what it has declared to be its strategic interests, the Russian Federation in particular, might view the new link between North Korea and the US as a threat, and that Washington was simply manipulating Pyongyang in order to move closer to the Russian Federation’s borders. Hypothetically, Moscow might decide to create a buffer zone between the Russian Federation and the Korean Peninsula by grabbing North Korea’s sovereign territory to halt any perceived encroachment by the US. Without deterrent power, it is hard to see how Pyongyang on its own could keep the Russian Federation off its land. Under President Vladimir Putin, the Russian Federation has displayed a propensity for maligned behavior. There is still a chance fate will bring a denuclearization agreement as envisioned by Trump, all of North Korea’s neighbors will put down the shutters and accept the new development, and the Russian Federation, in particular, will show restraint. That would be ineffable. Nevertheless, if there is a chance that everything might not land quietly and gracefully, requisite caution must be shown now by the negotiating parties. Trump must be on guard.

This is the ninth in a line of occasional commentaries concerning the Trump-Kim diplomacy on denuclearization published by greatcharlie since August 2017. An enchantment on the matter and support and enthusiasm for the effort has stimulated the preoccupation. Through its commentaries, greatcharlie has sought to put together the arithmetic of what both sides, the US and North Korea, are doing on the matter. In this commentary, greatcharlie emphasizes that realism must be a key ingredient to the diplomatic process on denuclearization. Nothing discussed here should sound extravagant in today’s world. Together the US and North Korea must open the figurative box from which all the essential qualities and ingredients for a longstanding, sustainable peace are released, and at the same time avoid releasing the makings of conflict from another direction. Both sides must really look at the situation diligently, not dismissing unpleasant possibilities, to ensure negotiators do not construct an agreement that may not serve either side’s purposes in the long-run. Through such a reflective approach, greater unity of purpose and action can grow between the negotiating parties, and the viable and sustainable peace sought more likely will be found. Certum est quod certum reddi potest. (It is certain, whatever can be rendered certain.)Chinese President Xi Jinping (left) and Russian Federation President Vladimir Putin (right). China and the Russian Federation for the moment may reasonably assured that they can cause Kim to shy away from a denuclearization agreement with the US would not pose difficulties. From what has been seen from the surface so far In terms of its economic well-being, Pyongyang has displayed a curious sort of faith in Beijing and Moscow. Despite sanctions, embargoed financial, energy, and other industrial resources mainly come into the country through various schemes set up by Kim’s Chinese and Russian friends. Putin and Xi control North Korea’s links to the outside world to the extent that its people’s very survival already rests in their hands. Kim can allow that to go on, or seek a better path for his country.

A Concern from Outside the Box or from Left Field?

One might conclude that there is an almost inherent connection, a natural affinity, between North Korea, China, and the Russian Federation. The defunct Soviet Union, the original, unholy bastion of Communism, Marxist-Leninism, and Socialism, was the model from which North Korea structured its government. As it is the first and largest Communist government in Asia, there is much that North Korea has mirrored in a cultural sense from China. In support of Kim’s grandfather and hero, Kim Il-sung, the Soviet Union provided not only weapons, equipment and training for North Korean forces during the Korean War, but also provided Soviet soldiers and airmen to engage covertly in combat operations. The Russian Federation, a former Soviet republic, was at the center of the collapsed superpower, and to a degree has taken on from the Soviet Union the image of caretaker for North Korea. Nevertheless, China’s commitment to its North Korean ally during the war was even greater than that of the Soviet Union in terms of blood and treasure. China has really been the country’s steward and economic lifeline.

Alieno more vivendum est mihi. (I must live according to another’s whim.) China and the Russian Federation for the moment may reasonably assured that it would not pose difficulties to cause Kim to shy away from a denuclearization agreement with the US. Indeed, If Kim possesses any doubts that an agreement would not lead to North Korea moving up and away from the status quo, one might assume the two countries can quietly interfere and exert influence on Kim. From what has been seen from the surface so far In terms of its well-being economically, Pyongyang has shown a curious sort of faith in both Beijing and Moscow. Despite sanctions, embargoed financial, energy, and other industrial resources apparently can still slip into the country through various schemes set up by Kim’s Chinese and Russian friends. Russian Federation President Vladimir Putin and Chinese President Xi Jinping control North Korea’s links to the outside world to the extent that its people’s very survival pretty much rests in their hands. Kim can allow things to go on as they are and bend to the will of China and the Russian Federation, or seek a far better path for his country. It would reasonable for him to prefer the later. Having ambition is not an offense.

To the extent that officials in China and the Russian Federation feel North Korea is their ball to play with, an agreement that would create firm, lasting ties of friendship between the US and North Korea would likely stick in their throats. If unable to disrupt, divert, and displace Trump’s efforts with Kim before an agreement is signed, one or both may decide to pose a threat to the agreement afterward. China may just desire to make things a bit more difficult for Kim if he moves alongside the US. However, Beijing knows where to draw the line. The Russian Federation might do far more, which is the point of interest here. As alluded to earlier, at some point, Putin might order Russian Federation forces to move into North Korea’s sovereign territory with the objective of creating a buffer zone between the Russian Federation and the Korean Peninsula. The goal would be to set a limit to the likely perceived encroachment by the US. After its nuclear arsenal might potentially be evacuated under the terms of a denuclearization agreement. North Korea would lack the deterrent power to scare away a Russuan Federation move onto its territory, and could become the victim of just that. A conventional response might also be less feasible as the bulk of North Korea’s conventional forces may continue to face south near the DMZ for a while even after a denuclearization agreement is reached. Korean People’s Army forces of sufficient power are not presently deployed north in a manner to fend off an attempted land grab by the Russian Federation.

The prospective area that might be targeted by Putin for capture is the Hamgyöng Bukto (North Hamgyong) Province. It borders the Russian Federation along approximately 29 kilometers of the Tumen River. The province borders China to its northwest and to its east is the Sea of Japan. A rocket launching site is located at Musudan-ri. The Hoeryong concentration camp is also located in the province. It has some value as a line of access by rail to Russia. However, since no customs area exists there, most bilateral trade between North Korea and the Russian Federation moves first through China, raising costs. Ironically, the border with the Russian Federation, having no huge benefit to Pyongyang for years, could become a liability as a point from which hostile forces could seize the province. The Russian Federation Navy could land significant numbers of forces at Chongjin. The capability and capacity of the Russian Federation armed forces to conduct such an operation was well-demonstrated during their Zapad 2017, Vostok 2018, and Tsentr 2019 exercises.Russian Federation President Vladimir Putin (above). Observing Washington getting cozy with Pyongyang has doubtlessly stirred a some sense of trepidation in the Kremlin. Putin has already demonstrated how he responds when he feels a country formerly in the Soviet orbit, is being entertained by the West.  Putin does not want any country friendly with US sharing the Russian Federation’s border without creating some type of buffer zone within that country, if it can. It does not seem too far off from a truism to state that Putin has a penchant for placing Russian Federation forces in other countries, even without welcome. Considering the possibility of an extreme reaction, a military incursion by the Russian Federation into North Korea, would not be out of court.

The View from Russia

Observing Washington getting cozy with Pyongyang has doubtlessly stirred a some sense of trepidation in the Kremlin. If Pyongyang turned toward Washington, Putin might feel Moscow had been figuratively stabbed in the back after having provided North Korea with assistance and support for decades. In terms of his personal relationship with Kim, Putin may feel a deep sense of betrayal. Putin has shown how he will respond when he feels a country formerly in the Soviet orbit, is being pulled toward the West.  Putin does not want any country friendly with US either sharing, or even touching the Russian Federation’s border without creating some type of buffer zone within that country, if it can. (Estonia, Latvia, and Lithuania are lucky that NATO got on top of their situation right away!) Kim and the Workers’ Party of Korea would have the North Korean people believe that their country is a fortress from south to north. A robust, whirlwind of an attack by Russian Federation forces by air, land, and sea, would very likely be able to rapidly displace or destroy any North Korean forces much as a whirlwind has the ability to uproot the staunchest oak tree. On the other hand, if Russian Federation forces are able to act with sufficient stealth and surprise, and–as was the case with Crimea–without any “bang and boom”, they may be able to capture North Hamgyong Province without a struggle. As with Crimea, they may be able to “accommodate” Korean People’s Army troops deployed in the province, perhaps even taking them back to the Russian Federation “to ensure their safety.” Mala mens, malus animus! (Bad mind, bad designs!)

Putin would likely offer some pretense that would “legitimize” the hypothetical incursion. For example, he could conceivably declare that North Hamgyong Province is the territory of the Russian Federation granted by some long-held document signed by Kim Il-sung that was sitting inert in some Russian Federation Foreign Ministry file. Alternatively, Putin might outline how records indicate a monumental, decades old debt is owed to the Russian Federation by North Korea. Alternatively, by entering North Hamgyong, Putin may claim the Russian Federation has taken an in-kind repayment territory of what it calculates should cover the outstanding balance. Then again, Putin might attempt to claim a Russian Federation incursion into the area was executed for humanitarian reasons, shocked by what was being said by former detainees in Moscow about atrocities taking place in the infamous Hoeryong concentration camp. If former detainees are not available, Moscow would find some. Under the second and third scenarios, Putin could leave the door open as to whether the Russian Federation land grab was temporary or permanent.

Long before Trump declared his intent to campaign for the US Presidency, the Russian Federation was concerned with the figurative noose being placed around it by US bilateral relationship building with countries on its borders. That thinking is reflective of the Russian Federation’s defense doctrine as articulated by Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov. Recall that on February 14, 2013 at a conference entitled “Russia’s Military Security in the 21st Century,” Gerasimov provided the first glimpse of Russia’s official assessment of future wars it may face as outlined in the top secret Plan of Defense of the Russian Federation. The clever boots on the Russian Federation General Staff assessed that future conflicts will be “Resource Wars.”  Indeed, they concluded the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause prices to steeply rise. Russia’s senior military leaders proffered that outside powers, primarily the US and its allies, may actually invade the Russian Federation from different directions to physically grab its territory and resources. Putin signed the Plan of Defense of the Russian Federation into law on January 29, 2013. That plan, and later variations of it, have guided Russia’s thinking on defense and defense spending since 2016, during which it exceeded 6 percent of Russia’s GDP, and on other national security related and federal law enforcement budgets totaling an additional 3 percent. Further, the 2016 plan has guided the Russian military build-up in the Arctic, the Pacific, the Baltic, in Crimea and on its border with Ukraine. The Russian Federation’s Syria operation is also part of that picture.The prospective area that might be targeted by Putin for capture is the Hamgyöng Bukto (North Hamgyong) Province. Enlarging the map above, one can see the province in the northeast corner of North Korea. It borders the Russian Federation along 18 miles of the Tumen River. The province borders China to its northwest and the Sea of Japan to its east. The border with the Russian Federation could become a key point from which Russian Federation forces could seize the province. The Russian Federation Navy could also land significant numbers of troops at Chongjin. The Russian Federation armed forces’ capability to conduct such an operation was demonstrated by their Zapad 2017, Vostok 2018, and Tsentr 2019 exercises.

Putin Will Take Risks

The hypothetical offered here should have a realistic feel because history has been used as a guide to develop it. Rational inferences are made from what Putin has been saying and doing. For example, with regard to Ukraine, what cannot be forgotten is the text of a lengthy call that Putin had with US President Barack Obama on March 6, 2014, Putin said Ukraine’s government came to power as the result of an “unconstitutional coup” and was “imposing an entirely illegitimate decision onto Crimea and the eastern and southeastern regions of Ukraine. Russia cannot ignore calls for help on this matter and is responding accordingly in full compliance with international law.“ On another occasion, Putin insisted that he was only acting in response to Western behavior toward Russia. When speaking about Ukraine at a conference in Moscow on April 16, 2015, Russian Defense Minister Sergei Shoigu explained: “The United States and its allies have crossed all possible lines in their drive to bring Kiev into their orbit. That could not have failed to trigger our reaction.” It does not seem too far off from a truism to state that Putin has a penchant for placing Russian Federation forces in other countries, even without welcome. For that reason, despite the drain on its defense budget, the Russian Federation currently has its troops sitting in the sovereign territory of others, to include: Armenia; Belarus; Georgia; Kazakhstan; Kyrgyzstan; Moldova; Syria; Tajikistan; Vietnam; and, at least a far as Kiev is concerned, Ukraine. Among the countries on that list who have reluctantly accepted the Russian presence or who have very publicly and vigorously demanded that Russia leave their territory are: Moldova, Georgia, Ukraine, and Belarus. Belarus has grumbled about its Russian “guests”. Thereby, as denuclearization agreement would mean Pyongyang was moving closer to Washington, North Korea could definitely meet the same fate as the countries mentioned. Thus, conceptualizing a possible military incursion into North Korea by the Russian Federation is not out of court.

The Russian Federation is not the only country that has insisted upon placing its troops in another country without welcome in order to shape the situation within it. Turkish President Recip Tayyip Erdogan had a near ravenous desire to carve out a 32 kilometer deep and 480 kilometers wide buffer zone along the entire Turkish border with Syria. Through Operation Peace Spring, Erdogan hoped to establish a safe area in his planned buffer zone for millions of Syrian refugees in Turkey. He also planned in undertaking what he declared to be a counterterrorism operation. Once Turkish forces moved into the autonomous Kurdish territory in Syria, understanding that there would be heavy fighting with the Syrian Kurd People’s Protection Units, militias affiliated with the sworn enemy of the Turkish government, the Kurdistan Workers Party which has been at war with Turkey for decades. Turkey amassed nearly 15,000 Turkish forces along with 14,000 fighters of the Syrian National Army attacked Syria on October 9, 2019. Recall that on December 19  2003, then Libyan leader Muammar Gaddafi agreed to voluntarily eliminate his country’s weapons of mass destruction programs, to include its nuclear weapons program which was initiated in 1969 when he took control of Libya’s government. He also agreed to limit Libyan missiles to range no greater than 300 kilometers. US President George Bush stated at the time: “With today’s announcement by its leader, Libya has begun the process of rejoining the community of nations. And Colonel Gaddafi knows the way forward Libya should carry out the commitments announced today.” However, from March 19, 2011 to October 31, 2011, under the mandate of UN Security Council Resolutions 1970 and 1973, the Obama administration led NATO forces and those other countries under Operation Unified Protector against Gaddafi regime. The multinational force imposed a no-fly zone over Libya and destroyed government forces loyal to Gaddafi in support local fighters that eventually overthrew Gaddafi and killed him on October 20, 2011 alongside a road. (In just mentioning Libya’s elimination of its nuclear weapons, greatcharlie feels it is stepping out on shaky ground. On May 13, 2018, the matter was publicly discussed by the former US National Security Adviser John Bolton while details of the June 12, 2018 Trump and Kim Singapore Summit were still being negotiated by US Secretary of State Mike Pompeo. Indeed, Bolton made the unhelpful suggestion that the “Libya model” of denuclearization could be applied to North Korea, which would require it to eliminate all of its nuclear weapons before it receives economic sanctions relief and other support for it economic vitalization. Much to the dismay of Trump, Bolton’s public suggestion placed the summit in jeopardy somewhat.)

Without reservation, greatcharlie believes that nuclear nonproliferation is the correct direction in which the world should move. Having stated that, and with no intention of being whimsical about the matter, perhaps if Gaddafi had hypothetically retained his nuclear program, even at the aspiring stage it was in when he surrendered it, he would still be alive and in power in Tripoli. In that same vein, one might let oneself go and suggest if Kiev by chance had kept nuclear weapons under its control, Crimea would unlikely have fallen and the Donbass would be less of a mess. Outlining how hypothetically Ukraine could have plausibly retained those weapons would require adding a complicated coda to this section, completely unsuited in size for this commentary. What actually occurred is Ukraine agreed to divest itself of all nuclear weapons and nuclear infrastructure in accord with the Lisbon Protocol In 1992, along with considerable diplomatic effort and political maneuvering, By 1996, Ukraine had returned all of its nuclear warheads to Russia in exchange for economic aid and security assurances, and it became a non-nuclear weapon state party to the 1968 Nuclear Nonproliferation Treaty. The last strategic nuclear delivery vehicle in Ukraine was eliminated in 2001 under the 1991 Strategic Arms Reduction Treaty. At the time it declared its independence from the Soviet Union in 1991, Ukraine held the third largest nuclear arsenal in the world, including an estimated 1,800 strategic warheads, 176 long-range ballistic missiles, and 42 strategic bombers.A transit map of North Korea’s North Hamgyong Province (above). In a scenario involving a Russian Federation land grab, Kim might turn toward Beijing to encourage Moscow to withdraw and initiate diplomacy on the matter. However, China would unlikely want to tear itself away from peace over a situation facing North Korea. Indeed, China would likely insist that Pyongyang created the hypothetical situation with Moscow by establishing a relationship with the US. China may not be tied to any strategic alliance with the Russian Federation, but it still has a defense and security partnership of a sort with it. Although that cooperation may not be tied to fixed shared interests, in this hypothetical instance, what is good for the Russian Federation–keeping the US off its border and knocking down the denuclearization agreement–would be good for China, too!

Preparing for the Worst

Kim has always had much to worry about from Putin. It stands out a mile. For that reason, North Korea and its prospective US partner should at least consider the potential of a very aggressive Russian Federation reaction as an important “what if”. The matter merits treatment. Ways to prevent it from happening should be considered, and plans should be developed on how to use means available in response. The lack of right discernment on this hypothetical matter could lead to untold suffering. Unless greatcharlie is extremely mistaken, as far as Pyongyang might be concerned, the most plausible way to cope with the matter, would likely be to maintain some level of deterrent nuclear capability. Washington would hardly want to hear anything of the kind. Nevertheless, North Korea’s nuclear weapons and medium-range nuclear capable missiles alone are military equities it possesses that Moscow may want no part of. Readying those systems for launch could coincide with any discernible build up of Russian Federation forces near or along the northern border. That may have a deterrent effect. If some means to make a Russian incursion impossible or unprofitable is not available, attempting to respond before or after an attack has begun will unlikely amount to much

As has been witnessed, the best available option for the US after the fact in response to the Russian Federation’s incursion into Ukraine has been to train Ukrainian government forces and equip them with a limited set of weapons, mainly anti-tank javelin systems. That effort could only attenuate the considerable tactical advantages that Donetsk and Luhansk secessionist forces possessed as a result of being fully supported by Russia. Indeed, the tank-busting javelins along with tactical training from both US and European military advisers may have enhanced the chances of survival for the Ukraine government forces on the battlefield, but they have not allowed Kiev to successfully defeat or eject Russian and Russian-backed forces from the Donbass. Crimea remains firmly in the Russian Federation’s hands.

There is the possibility that preemptive diplomacy, right now, could successfully assuage concerns about a potential Russian Federation military incursion into response to a denuclearization agreement. That would not mean including Moscow in the diplomatic process of denuclearization to prevent it from engaging in malicious behavior. Although there is plenty available from which one can make inferences, Moscow has not as yet said or done anything directly that would indicate an intention to move into North Korea and create a hypothetical buffer zone across their mutual border. In fact, Russia may never do anything of the sort in the end. Still, there is no reason to wait and see on a matter that could potentially keep an agreement from being fully realized. Accordingly, as a reasonable precaution, Washington may want to broach the matter with Moscow, explaining that its concerns stemmed from its past actions.

The US-North Korea relationship might very well grow into something very special. Still, it is unlikely that in a time soon after the signing of a prospective denuclearization agreement that the Communist regime in Pyongyang, with its self-reliant identity, would seek recourse from Trump and the US to find the answer to a hypothetical Russian Federation military incursion into North Hamgyong. On a personal level, Trump undoubtedly would want to see Kim through his troubles. However, if North Korea is unable to fend off a land grab north, it is unclear what exactly the US could do effectively to repair the situation after the fact. Attempting to drive Russia out of North Korea with economic sanctions in response to a hypothetical incursion may not prove fruitful. That tack has not worked most obviously with its incursion into Ukraine. Pointing out what is obvious, a decision by the US to go toe to toe with Russia with thermonuclear weapons over North Korea would be daylight madness. That would hardly be a genuine option. The chance that any US President would alternatively throw US forces into a conventional fight with the Russian Federation over North Korea’s North Hamgyong Province is less than zero.Imagery of the Russian Federation-North Korea border along the Tumen River with an area of detail showing a railroad bridge across the river (above). Conceivably, Putin may find reason to declare North Hamgyong Province is the territory of the Russian Federation as granted by some document signed by Kim Il-sung that was sitting inert in some Russian Federation Foreign Ministry file. Alternatively, Putin might outline how records indicate a decades old debt is owed by North Korea to the Russian Federation. Putin may claim by entering North Hamgyong, Moscow had taken an in-kind repayment in territory of what it calculates should cover the outstanding balance. Then again, Putin might also attempt to claim an incursion into the area was for humanitarian reasons, given the infamous Hoeryong concentration camp is located in the province.

For Kim, a scenario involving a Russian Federation land grab would be a nightmare. It would also likely be the first occasion when Kim would have a palpable sense of separation from Moscow, and plenty of anxiety would come with that. Kim would never consider capitulation to whom would then be an erstwhile ally. However, dazed and confused by an inundation of likely negative reports about the situation in North Hamgyong, Kim may initially run toward what is familiar. Kim might turn toward Beijing and press it to encourage Moscow to withdraw and initiate diplomacy on the matter. Under such a scenario, China certainly would not want to tear itself away from peace over a situation facing North Korea. Indeed, Beijing would likely take the position that Pyongyang created the hypothetical situation with Moscow by establishing a historic, new relationship with the US. Thus, unwilling to knock on Putin’s door on behalf of its close ally, Beijing’s advice to Pyongyang would likely be “Talk to Moscow!” China may not be tied to any strategic alliance with the Russian Federation, but it still has a defense and security partnership of a sort with it. Although that cooperation may not be tied to fixed shared interests, in this hypothetical instance, what is good for the Russian Federation–keeping the US off its border and knocking down the denuclearization agreement–would be good for China, too! Understanding Putin, Beijing would likely have parsed out the whole matter early on, imagining Putin getting his nose out of joint about a denuclearization agreement, and never ruling out a military incursion. China would likely find it quite imaginable under such a hypothetical that Moscow would expect Pyongyang to rush to the negotiation table despite any fighting that may be underway. To prevent an unanticipated response from China, in such a hypothetical scenario, Moscow presumably would quietly inform Beijing of its planned action and intentions just before any prospective military operation began. Beijing would also undoubtedly place the People’s Liberation Army and People’s Liberation Air Force units near North Korea’s North Hamgyong Province on alert just in case Moscow’s operation went beyond its expressed purpose and scope. From those who have proven to be false one can rarely obtain anything true.

Tu si hic sis, aliter sentias. (If you were in my place, you would think differently.) Pyongyang would hardly be concerned with keeping any prospective new US-North Korea relationship intact if the most senior officials there were convinced the denuclearization agreement was the fillip for a Russian Federation attack. Indeed, a possible consequence of a Russian Federation incursion might be that Pyongyang would turn its back on the US. Under tremendous stress and not thinking clearly, Kim may very likely wonder whether Trump had considered the contingency. Moreover, Kim might conclude that Trump may have actually predicted what would issue with Putin following a denuclearization agreement and sought the agreement knowing North Korea would eventually be left open to attack. If that were to become his mindset, potentially, Kim might even begin to behave once again in a belligerent manner toward Trump, and might once again begin using over-the-top language. That would most likely signal the point at which Kim will have made the decision to negotiate with Moscow on terms for the withdrawal of Russian Federation forces from North Korea’s northern province. With a dodgy leader as Kim, anything might be possible in such a situation.

One could imagine under the hypothetical here that Putin might plan to use force only temporarily in order to drive officials in Pyongyang to quickly resolve the matter to the negotiating table. At the table, Putin’s goal would be to thoroughly destroy the denuclearization agreement and have North Korea make amends for its sin by cutting the cord with the US. Perchance as an artifice, Putin may insist upon a multilateral effort to deal with the North Korean nuclear program. That would likely mean putting the matter before the UN Security Council. Note that using military force to drive countries to the negotiating table was also a favored stratagem of the Obama administration. If Moscow and Pyongyang might have an inkling that they could get away with it, to quell international condemnation of the Russian Federation over a hypothetical military incursion, they might offer a story about some mix-up in timing occurred over a movement by Russian Federation troops to North Korea for a planned joint exercise. They would deny any disharmony existed. In that vein, Pyongyang would probably keep the North Korean people in the dark about the hypothetical incursion. Pyongyang would very likely refrain from making any official reports of the embarrassing episode, hoping it could resolve the matter quickly, and make the whole thing go away.

One could imagine further, under the hypothetical put forward here, that Putin, the maestro himself, might calculate an incursion into North Hamgyong would create political confusion and disarray in Pyongyang. Prospective talks with Moscow in such a situation might take place with or without Kim at the helm in Pyongyang. Kim might even have the courage or insanity to throw the Korean People’s Army into fight with Russian Federation forces. Nevertheless, likely being incapable of ejecting the invaders from the sovereign territory of North Korea, Kim would live under a frightful cloud. He would unlikely be absolved of responsibility for the possible crisis. He could possibly be seen within the Central Committee of the Workers’ Party of Korea as inciting the Russian Federation’s action with his denuclearization agreement. A scenario can be imagined in which Kim would no longer be considered fit to serve as the North Korean Communist Movement’s figurative lodestar. The Workers’ Party of Korea might decide to replace him. That would be harder to conceal, but if they did so, they would try to present a plausible reason for the change. Surely there are those in Pyongyang with designs on Kim’s spot. (Note that no matter how things fall, war, peace, or a leadership change, both the Russian Federation and China would be beneficiaries of the success of the US in getting North Korea to denuclearize.)Russian Federation President Vladimir Putin (above). Unable to do anything to rectify the hypothetical situation proffered here, Pyongyang would hardly be concerned with keeping any prospective new US-North Korea relationship intact if it indeed was the cause for a Russian Federation attack. One could imagine under the hypothetical proffered here that Putin might plan to use of force only temporarily in order to drive officials in Pyongyang to quickly resolve the matter to the negotiating table. At the table, the goal would be to thoroughly destroy the denuclearization agreement with the US. Perhaps as an artifice, Putin may insist upon a multilateral effort to deal with the North Korean nuclear program.

Matters Pyongyang Should Address in the Diplomatic Process on Denuclearization

Abundans cautela non nocet. (Abundant caution does not harm.) Policymakers and negotiators from the US and North Korea can use available time to think through what to do in such a hypothetical North Hamgyong-grab by Russia. It would seem akin to daylight madness to ignore what might very well knock down whatever might be constructed. Pyongyang supposedly understands Moscow. Therefore, it surely understands that Moscow only sees it as a junior partner, not equal to it. If Pyongyang truly intends to move in the direction of the US, it is hard to imagine North Korean officials would not expect some problems from Moscow. It is unknown to greatcharlie whether North Korea has broached the possibility of a military incursion by the Russian Federation at the table with US negotiators or Pompeo. There has not been any news media reporting concerning the matter. If they have not broached such an important issue, the indications and implications may be that Pyongyang was being disingenuous about its interest in denuclearization and North Korea’s economic vitalization. What their real intentions are, might be put into question. On the other hand, it is imaginable that North Korean foreign and national security officials possibly may not be cleared to discuss what may very well be a sensitive matter for Pyongyang: the Russian Federation’s reaction to a denuclearization agreement! It may be a matter, a secret, only for the purview of Kim and members of the Central Committee. The thing about secrets is that outsiders very rarely know what they are. If US negotiators are not willing to broach and fully address this matter with their North Korean counterparts, they may be setting the stage for failure, taking a huge gamble with something extremely important. There would exist an element of superficiality to the negotiations. If the North Koreans clam up in response to their inquiry, US negotiators could respectfully request that their counterparts seek clarification and instructions on the matter from Pyongyang. It may turn out that the matter would need to be broached at the highest level: Trump and Kim.

If ever North Korean negotiators are queried about their country’s concerns over an aggressive Russian Federation reaction to Kim signing a denuclearization agreement with the US, and they are willing to respond, common sense would demand that they completely outline security concerns Pyongyang feels the new situation might create. It would be the best time to explain any concerns that voiding themselves of nuclear weapons to the point in which they would not have any deterrent nuclear power at all would inherently dangerous, having China and the Russian Federation as neighbors. At that point, US negotiators must be able to offer real solutions to mitigate the North Koreans concerns. If North Korean negotiators, once queried, fail to speak forthrightly, and answer “Who is this Putin fellow to whom you keep referring?” or something to that effect, US negotiators would be provided with a real sense of Pyongyang’s genuineness. North Korean Chairman Kim Jong-un observes weapons test (above). If Pyongyang truly intends to move in the direction of the US, it is hard to imagine North Korean officials would not expect some problems from Putin. It is unknown to greatcharlie whether North Korea has broached the possibility of a military incursion by the Russian Federation at the table with US negotiators or Pompeo. There has not been any news media reporting concerning the matter. Policymakers and negotiators from the US and North Korea can use available time to think through what to do in such a hypothetical North Hamgyong-grab by Russia. It would be daylight madness to ignore what could knock down whatever might be constructed.

Suggestions

Quoniam id fieri quod visit non potest, velis id quod possit. (As that which you wish cannot be effected, you should wish for that which may be obtained.) A desire by Kim to retain the ability to deter any sudden, rogue moves by China or Russia, would be the most plausible reason he could offer for retaining his existing nuclear arsenal. If maintaining a portion of its nuclear arsenal as a deterrent becomes a sticking point, one option may be to allow a phased reduction of North Korea’s nuclear arsenal that will eventually result in its complete elimination. (The immediate elimination of North Korea’s long-range missile program must remain a US stipulation.) At the same time, an alternate means for North Korea to secure its northern border could be phased in place. A demonstration of unity might include an offer to have US, South Korean, and Japanese forces of sufficient size and capability to participate in a type of “peace force” that would accompany Korean People’s Army on patrols North Korea’s northern border. While the international troops may not serve as a deterrent to a Russian Federation incursion, they would make a swift, stealthy move far more difficult. Alternatively, Washington could reach an agreement with Pyongyang, under which it would share intelligence on any developments in the Russian Federation that may indicate some ominous military and naval deployments were under way. That alternative would most likely be far more palatable to the North Koreans. While that would be happening, some US and South Korean in phases and at a deliberate pace, could move away from the DMZ, much as Russian Federation forces withdrew from Germany after reunification. US forces could be reallocated to other points in South Korea from which they could continue to reassure allies of the US commitment to their defense and continue to effectively preserve Northeast Asian peace and security.

As aforementioned, nuclear nonproliferation is the correct way for the world to go. Another option that may be very off-putting to US officials would be to allow North Korea to retain a portion of its nuclear arsenal after a phased reduction to serve as a deterrent. That deterrent power must be specified publicly to ensure that the small number of weapons retained would have a deterrent effect. In Washington, there would likely be a political backlash over walking back from the initial demand for the total elimination of all nuclear weapons in North Korea. To ameliorate concerns about that in a practical way, some additional specific steps that could be taken. If the North Koreans could put their suspicions and distrust aside, on-site joint US, North Korean, South Korean, and Japanese inspection teams could be deployed where the nuclear deterrent would be kept in North Korea. As part of the larger denuclearization agreement, military liaison offices could be created in North Korea, South Korea, and Japan for military officers of all countries involved in maintaining peace and security on the Korea Peninsula which would facilitate the deployment of those inspection teams. The prospective North Korean military liaison officers would also have the right to make escorted visits to one another’s bases in the region. An open skies arrangement with regard to flyovers by aerial reconnaissance and surveillance satellites of all sides should be agreed to in additional to physical inspections by prospective military liaison officers. As suggested in the first option, it could also be proposed that US, South Korean, and Japanese forces of sufficient size and capability  serve as a type of “peace force” to patrol the North Korea’s northern border in cooperation with the Korean People’s Army. As an alternative here too, Washington could reach an agreement with Pyongyang, under which it would share intelligence on any developments in the Russian Federation that may indicate some odd, threatening military and naval deployments were under way. With high expectations about their inventiveness, negotiators could certainly devise additional steps to create a more secure situation.

A third option might be for the US to provide Pyongyang with an assessment of the likelihood that the Russian Federation might seek to establish a buffer zone on North Korean territory in reaction to a denuclearization agreement. In following, the suggestion might also be made to Pyongyang that in conjunction with eliminating nuclear weapons from its arsenal, military equities once organized to defend against an attack from the south should be moved north. It was stated in a publicly available portion of 1995 US Defense Intelligence Agency report published by the Federation of American Scientists that North Korea has deployed over 10,000 artillery systems (mostly multiple rocket launchers and self-propelled artillery systems) near the DMZ.  They most likely have many more deployed now. Once those forces begin moving north, they could be kept in cantonments, while fighting positions could be constructed where they could be immediately deployed in an emergency on the northern border. Of course, under this hypothetical scenario, Moscow may declare the redeployment of Korean People’s Army forces as threatening. In response, North Korea could make clear diplomatically that the redeployment is part of comprehensive change in its national defense strategy. It might appear impolitic but it would be truthful for Pyongyang to declare the redeployment as necessary given the Moscow’s pattern of creating buffer zones in its neighbors’ sovereign territory to provide a theoretical bulwark against US and European encroachment toward its border. Moscow may also decide to deploy its own forces near or on the northern border under such a scenario. However, if the North Koreans bring sufficient power to bear, the threat of a possible Russian Federation attack aimed at grabbing territory should be stemmed. While that is happening, some US and South Korean forces could be redeployed to other points in South Korea from which they could continue to preserve Northeast Asian peace and security vis-a-vis China and Russia, who would ostensibly remain as regional adversaries. With Tokyo’s consent, there could potentially be some redeployments to Japan. The DMZ, North Korea-South Korea relations, and the whole unification issue would left to bilateral talks between the two countries. The US could play a supporting role, if asked. Pyongyang may view the proposed assessment and suggestion to redeploy its forces as a manipulation, a ploy to have it drop its defenses south and open the door to a joint US and South Korean invasion. It would be the task of US negotiators to convince their North Korean counterparts by words and deeds that such is not the case.US, South Korean, and North Korean troops handling a US soldier’s remains from the Korean War (above). If maintaining a portion of its nuclear arsenal as a deterrent becomes a sticking point, one option may be to allow a phased reduction weapons that will eventually result in its complete elimination. In tandem with that, an alternate means for North Korea to secure its northern border could be put in place. A demonstration of support and unity might include an offer to have US, South Korean, and Japanese forces of sufficient size and capability to participate in a type of “peace force” that would accompany the Korean People’s Army on patrols of North Korea’s northern border. While the international troops may not be a deterrent to an incursion, they would make a swift, stealthy move far more difficult.

After reaching a denuclearization agreement, North Korea should no longer think solely about directing its military equities at the US, South Korea, and Japan. Pyongyang must be assured and understand that their military equities would be directed at North Korea. As explained here, the sizable and capable armed forces of China and the Russian Federation would still pose threats to their security, and possibly North Korean security. Training exercises and testing of weapons for self-defense is a right and even necessity that should not simply be stripped from any country in the region. One must also consider practical issues, for example, the metal of armored and mechanized weapons tends to fatigue when sitting idle. However, the agreement might support a move away from extempore tests and exercises and toward greater transparency among military forces. Countries in the region could agree to engage in limited exercises and testing during scheduled dates and times determined via discussions among senior military and diplomatic officials. Critical to maintaining peace and security following a prospective agreement would be the construction of some means for the US, South Korea, Japan, and North Korea to monitor developments, tests, deployments, and other activities as partners to ensure peace.

To create firm channels of communication that will strengthen confidence and dissipate distrust, there must be regular interactions between non-military government officials working on North Korea’s economic vitalization. Interactions should move from likely being stolid and officious to more personable yet still professional. Advisory teams from all governments could interact very closely to guarantee internationals in North Korea are well-informed of the laws under which they must operate, and informed of culturally expected behavior by guests in North Korea. This will help eliminate mysteries about the country which was mostly closed to outsiders, and allow visiting officials and businessmen proceed with their work with confidence and walk with an assured step. The influx of well-trained and acculturated business people, experts on North Korea, will hopefully facilitate that. Success might be measured empirically by the number of congenial linkages created between US and North Korean firms. Eventually, US firms might receive contracts to provide supplies and perform services.US President Donald Trump (left) and Chairman Kim Jong-un (right) at the DMZ. The entire diplomatic process on denuclearization might seem much as a rabbit hole to Kim, given the many facets and angles that he needs to keep track of and consider as they evolve, One might have expected Kim at some point might have thrown his hands up over the whole denuclearization matter because it was all too rich for his blood. Again, Trump must be given credit for providing strength, confidence, and friendship, and assuring Kim that he will standby him before and after any denuclearization agreement is reached. Further, he assured Kim that he will go as far as he can to buttress the economic vitalization of North Korea. The situation is challenging, but it has a handle.

The Way Forward

It is burdensome to hold on a hope that has not yet been fulfilled. Impatience, however, can poison diplomacy, and is rarely viewed as sensible by those in foreign services worldwide who instead extol statesmanship and sangfroid. To that extent, the US Secretary of State Mike Pompeo and US negotiators have responded to maximalist North Korean demands and cavilling with anodyne statements. In seeking to create a sustainable peace in Northeast Asia, Trump has demonstrated once again that he is willing to take on situations that are not easy. While negotiations appear to still be moving through the confidence building stage between negotiating parties, defusing old animus, the fact that everything has actually reached this point must be credited to Trump. With the many facets and angles that Kim needs to keep track of and consider as they evolve, the entire denuclearization process might seem much as a rabbit hole to him. One might have expected Kim at some point might have thrown his hands up over the whole denuclearization matter because it was all too rich for his blood. Again, Trump must be given credit for providing strength, confidence, and friendship, and assuring Kim that he will standby him before and after any denuclearization agreement is reached. Further, he assured Kim that he will go as far as he can to buttress the economic vitalization of North Korea. The situation is challenging, but it has a handle.

What has been presented here are aspects of a hypothetical scenario in which a denuclearization agreement could ironically open another door to a conflict on Korean Peninsula. In that struggle, North Korea would not be pitted against the US, South Korea, and Japan. Rather, North Korea might find itself struggling against its longtime companion, the Russian Federation. Policymakers and negotiators on both sides must consider the situation on the Korean Peninsula both as it is now and how it might appear after an agreement is reached. Likely threats to a prospective denuclearization agreement must be sorted out with a similar level of interest as sanctions relief is for one party and the drawdown of the nuclear arsenal and long-range missiles is for the other. While impatience may poison for diplomacy, superficiality is its bane. Policymakers and negotiation teams may need to take a new, diligent look across all aspects of the situation, paying as close attention as possible to potential unpleasant developments that may arise once an agreement is reached. If a denuclearization agreement that is genuinely viable and sustainable cannot be found due to new wrinkles, perhaps an agreement somewhat short of what was originally sought, could be considered. In the extreme, the undesirable and regrettable decision to stop seeking an agreement altogether may need to be made. The collapse of the process would not at all be a blot on Trump’s escutcheon. However, the curtain has not fallen yet. Hopefully, both sides can come up with a smart solution for this important issue. Omnia prius experiri, quam armis, sapientem decet. (It becomes a wise man to try all methods before having recourse to arms.)

Book Review: Markus Wolf, Man without a Face: The Autobiography of Communism’s Greatest Spymaster (Times Books, 1997)

On March 30, 2019, Chinese national Yujing Zhang (above) was twice caught slipping into US President Donald Trump’s Florida residence, Mar-a-Lago. When caught the second time, found on her were two passports, four cell phones, one laptop, an external hard drive, and a thumb drive. While detained and at trial, Zhang sought to confuse authorities as to her purpose. Creating doubt to elude suspicion as to their purpose was a tactic used by a legion of deep cover spies the chief of German Democratic Republic’s foreign intelligence service, Markus Wolf, unleashed into the West during the Cold War. His spies penetrated key political offices, government agencies, business concerns and more. In 1997, Wolf published Man without a Face, revealing intriguing facts on his 35 year intelligence effort against the West.

Markus Johannes Wolf, the author of Man without a Face, was senior government official of the erstwhile Deutsch Demokratische Republik (German Democratic Republic) or GDR. The GDR was created as a self-described Socialist workers’ and peasants’ state and a satellite state of the Soviet Union on October 7, 1949 and eventually reunified with the Federal Republic of Germany (West Germany) on October 3, 1990. Wolf worked for nearly four decades in the GDR’s Ministerium für Staatssicherheit (The Ministry for State Security) or MfS. MfS was also known as the Staatssicherheitsdienst (State Security Service) or SSD. However, it was universally referred to as the Stasi. The Stasi was not just another repressive security service of an Eastern Bloc government. The Stasi has been evaluated as the most effective and repressive intelligence and secret police agency ever to have existed. In a similar way, Wolf was not some ordinary senior bureaucrat in the Stasi. As chief of the GDR’s foreign intelligence service Hauptverwaltung Aufklärung (the Main Directorate for Reconnaissance), commonly referred to as the HVA, for many he embodied the frightening efficiency and domineering power of the Stasi and the overarching freedom crushing nature of GDR Communist system. Even more, Wolf held a unique reputation not only in the GDR, but everywhere else in the Eastern Bloc, during the shadowy intelligence struggle with the West. In Man without a Face, the reader learns exactly who he was and what his job was all about.

Markus Wolf (above). Those who knew Wolf universally described him as strikingly handsome and endowed with great charm. Possessing a tall, athletic build, he was quite the opposite in appearance and demeanor to the common Western image of a Communist security official as a sedentary, somewhat overweight, granite faced apparatchik with the will to enforce Socialist ideals with an iron fist. Although a devout Communist, he admitted a fondness for well-cut suits, elegant diplomatic gatherings, and music. One can discern from the text of Man without a Face that Wolf was a cultured man and possessed scholarly intellect.

The Author

Born on January 19, 1923, Wolf lived a very extraordinary life until age 83, passing on November 9, 2006. His memoir serves as a testament to that. Those who knew Wolf universally described him as strikingly handsome and endowed with great charm. Possessing a tall, athletic build, he was quite the opposite in appearance and demeanor to the common Western image of a Communist security official as a sedentary, somewhat overweight, granite faced apparatchik with the will to enforce Socialist ideals with an iron fist. Although a devout Communist, he admitted a fondness for well-cut suits, elegant diplomatic gatherings, and music. Indeed, one can discern from the text of Man without a Face that Wolf was a cultured man and possessed scholarly intellect. University educated as an aeronautical engineer, his main employment experiences were as a propagandist, journalist, diplomat, intelligence analyst, and spymaster. Reportedly, Wolf possessed an understanding and empathy for others. How that manifested itself with regard to the suffering of the people of the GDR remains an issue if some controversy.  An almost universal criticism of Wolf concerned his political quietism in the response to the hardline approaches of GDR regime and his willingness served as a vital part of a government machine that would crush the souls of its own citizens. Yet, with regard to his work, those sensibilities allowed him to display a personal warmth and concern for his chers collégues. Those assigned to Wolf’s HVA, with the exception of those few who defected during the early years, were unshakable in their loyalty to him and a certain esprit developed within their number. In his efforts  to manipulate and exploit adversaries via the HVA, his particular interpersonal gifts proved useful. It has been posited that many double agents recruited from West felt somewhat comfortable turning to Wolf’s side as he had acquired a reputation for being a very capable spymaster with whom, oddly enough, they could feel secure.

In terms of how he comported himself, Wolf recognized both in his work and in his personal life, the importance of patience, nuance, open mindedness, and the full exploitation of information available. Away from official meetings and formal functions in the GDR or in the Soviet Union, Wolf lived a life in relative obscurity, brilliantly concealing his presence and the footprint of his organization as both operated against the West. Interestingly enough, the memoir’s title, Man without a Face, was a direct reference to the fact that at one point, Western intelligence services only had a blurred photograph of Wolf while he attended the Nuremberg Trials from which elements within the Central Intelligence Agency (CIA) managed to identify him in 1959. Unable to collect an up-to-date photograph from which to identify Wolf, for a long-time he was referred to among Western intelligence services as the “man without a face.” As the story goes, only after a GDR defector, Werner Stiller, identified Wolf in a photograph in 1979 for the counterintelligence element of West Germany’s Bundesamt für Verfassungsschutz (Office for the Protection of the Constitution) did that change. The photograph of Wolf was captured by Säpo, Sweden’s National Security Service, during a visit he made with his wife to Stockholm in 1978. Within the Stasi and GDR government as a whole, the HVA would garner considerable power and influence. From its beginnings on a shoestring budget that left Wolf urging his government superiors for more resources, the HVA eventually had a hard currency budget of 10 million Deutschmarks a year. By the mid-1980s, only the KGB exceeded the HVA in manpower among the Eastern Bloc foreign intelligence services. At the same time, Wolf’s HVA was a prime source of intelligence for the KGB. Wolf would explain that his organization’s greatest contribution was helping to maintain peace between East and West by reducing the element of surprise with the information his spies collected.

Wolf did not follow the times with regard to intelligence tactics, techniques, procedures, and methods. He consciously stayed a step ahead of them. His operations enjoyed a level of security that intelligence services today have good reason to envy. Toward the end of his reign at the foreign intelligence service, Wolf excited further interest in the West when he backed the glasnost and perestroika policies of the Soviet leader Mikhail Gorbachev. Wolf explains in Man without a Face that he was planning to retire at the rank of Generaloberst (Colonel General) in 1985. There were alternative explanations for his retirement accepted in the West. It was said that Wolf retired at in 1986 “owing to serious health problems.” There was also the belief that Wolf was forced into retirement, strangely enough, when GDR officials learned that he had decided to divorce his second wife, Christa Heinrich, and marry his mistress Andrea Stingl. After unification, Wolf was convicted of treason by the Federal Republic government and sentenced to six years imprisonment. After an appeal, the charge and sentence were dropped on the basis that he had only been acting as a loyal government servant for the GDR, his erstwhile country.

Through Man without a Face, the reader is provided with the opportunity to discover how a master craftsman performed his work in his own words. In its review of Man without a Face, greatcharlie explores what sort of individual becomes Wolf, what the earliest years of Wolf’s odyssey informs the reader of the man, and what one can learn about his thinking process from what he provides in the text. To the extent that Man without a Face might interest those flirting with Socialism in the West today, the review calls attention to Wolf’s history as a defender of Socialism and the Communist Movement and his ultimate disillusionment and disappointment with the GDR government.

Previous Reviews of Man without a Face

Surely for those thrilled by spy novels, there was enough provided by the great spymaster to allow them to live vicariously through his anecdotes. Among the 365 page book’s 17 chapters are alluring titles such as: “Spying for Love”; “The Chancellor’s Shadow”; “The Poison of Betrayal”; “Active Measures”; and, “Enemy Territory ”. In his October 30, 1997 review for the London Review of Books, David Blackbourn remarked: “Espionage junkies will enjoy bits of tradecraft scattered through the book: dead-ender drops, fullbacks, couriers, phoney brothels, false bottomed deodorant bottles left in the lavatory cistern of the night train.” However, at the time of its publication in 1997, hopes generally ran high that Man without a Face might also reveal much about the inner workings of a man such Wolf. To their chagrin, Wolf, with the assistance of Anne McElvoy (then a newspaper editor and columnist from the United Kingdom), did not write Man without a Face in a way to make the inner Wolf easily accessible. As a result, many previous reviewers expressed disappointment, feeling unfulfilled, after reading Man without a Face. The intelligence scholar and author, David Wise, in his July 13, 1997 review in the New York Times, explained: “Throughout his account, Wolf has a great deal of difficulty coming to terms with his own actions, and with the Stasi’s Orwellian, police-state methods and its murky operations. He defends his own role by drawing a distinction between his foreign intelligence service and the Stasi branch that acted as East Germany’s own Gestapo. But the lines were often blurred.” In the November/December 1997 edition of Foreign Affairs, Eliot Cohen stated more forcefully: “Wolf’s selective memory, continual attempts at self-exculpation, and specious resort to the argument that the West behaved as badly as the communists are neither convincing nor appetizing.” Some actually expressed anger over the fact the Wolf did not present an absolute “tell all” about life in the Stasi. The remuneration for publishing the memoir would hardly be enough to stimulate Wolf to open the kimono and unload a trove of furtive information which he had held tightly for years. (In the Independent on September 15, 1996, Leslie Colitt revealed in a synopsis of his book on Wolf entitled Spymaster, that Wolf was preempted with a contract to produce three books for more than $400,000.) In a July 17, 1997 review of Man without a Face in the Economist, it was stated: “Readers with the stamina to compare the English and German versions of Mr Wolf’s tome are likely to be struck by two things. One is how much the accounts vary, not just in substance (a lot more in English, for instance, about how East Germany gave succour to fleeing West German terrorists) but also in tone. Which reveals the true Mr Wolf? A silly question really. The other thing of note is how few of Mr Wolf’s revelations are new. Is that because he has nothing much new to say; or is he keeping in reserve some potentially explosive material about treachery practised by some of the good and the great in the West? Just as insurance, of course, against any western pressure. You can’t be too careful.”

Those who may have had only a passing or no interest in what the High Priest of the GDR intelligence service had to say, but familiar enough with the GDR, might have reasonably presupposed before reading the book that they would come across nothing more than a complete whitewash of the activities of the country’s security apparatus, the intelligence service specifically, and the afflictions and wounds of a society that was crushed under the heel of the government’s figurative iron boot. Gilbert Taylor of The American Library Association’s Book List Magazine stated in a May 15, 1997 review: “Wolf still believes in communism, even oddly describing a “semimystical aspect” to his memories about Stalin, whom he once met and regarded as a demigod. If he still holds onto his political dreams, Wolf is too worldly not to criticize (mildly) its failures; although in the spy game, rather than question the communist enterprise, he applied his worldliness to the exploitation of human nature. In that, at least, he was very good.”

Looking at Man without a Face today, knowing fully who Wolf was and void of Cold War bias, it appears that such critical assessments were off-base from the get-go. To be honest, anyone knowing much about Wolf might agree that writing Man without a Face in such an unimaginative, predictable way would be un peu trop classique pour son style et à ses goût. It may very well be that Wolf assessed that for those who may excavate through the book and thoroughly consider points of exposition concerning both himself and activities in which he was engaged, his work would be substantially edifying. To that extent, criticisms that insist Man without a Face is lacking, in the humble judgment of greatcharlie, are wrong. Through Man without a Face, the reader is provided with the opportunity to discover how a master craftsman performed his work in his own words. In its review of Man without a Face, greatcharlie explores what sort of individual becomes Wolf, what the earliest years of Wolf’s odyssey informs the reader of the man, and what one can learn about his thinking process from what he provides in the text. To the extent that Man without a Face might interest those flirting with Socialism in the West today, the review calls attention to Wolf’s history as a defender of Socialism and the Communist Movement and his disillusionment and disappointment with the GDR government.

The symbol of the German Democratic Republic’s Staatssicherheitsdienst (State Security Service), referred to universally as the Stasi (above). The Eastern Zone of Allied Occupied Germany after World War II eventually became the GDR in 1949. The Communist leaders of the new country would lie about or deny realities about what was occuring in their society. Control of the population was aided by the government’s insistence that the people keep a watchful over threats to the new system. It was understood that the reactionary, the counterrevolutionary posed an internal threat and had to be destroyed. In the performance of that mission, the Stasi earned a reputation for being the odious, oppressive instrument of the authoritarian regime.

For Those Unfamiliar with the Defunct GDR

Given the reality of the monstrous treatment that the people of the GDR received from their government, it would be reasonable to expect most of its former citizens to have an emotional response to Wolf’s book. Man without a Face could only have been prejudged as a distorted chronicle of the GDR’s governance as observed from the warped lens of a man who was among the masters of the nightmare in which the people lived. To many of them, it was also very likely thought to be one more occasion in which the moribund GDR regime sought to reach out from the grave to fire a parting shot in defense of Communist hypocrisy. For those too young to be sufficiently aware of the history of the long since gone GDR, one must go back to the end of World War II, during which the Soviet Union held in its tight grip the Eastern Zone of the four zones of Allied Occupied Germany and East Berlin. Three countries, the US, United Kingdom, and France, had control over what was the more well-heeled Western Zone and West Berlin. In the Eastern Zone and East Berlin, the Soviets took responsibility for the reconstruction of cities, towns, and villages destroyed by Allied bombers or its own advancing forces, building countless new residences for German refugees and displaced persons. There were massive infrastructure projects and governing bodies at the national, provincial, and local level. Yet, the Soviets also worked behind the scenes to establish a puppet government in Eastern Zone of Allied Occupied Germany set in East Berlin that would serve as an extension of Moscow’s rule. That government would have the initial outward appearance of being democratic but in reality was not. Local Communists were gathered into a coalition party then handed power after rigged elections. All political parties, other than the Communist Party, were dissolved. The Eastern Zone of Allied Occupied Germany eventually became the GDR in 1949. The leaders of the new country would lie about or deny realities about what was occuring in their society. Control of the population in the burgeoning Communist government was aided by its insistence that the people keep a watchful over threats to the new system. It was understood that the reactionary, the counterrevolutionary, most often “hiding in the shadows,” posed the greatest threat and was viewed as anathema.

Ostensibly, the response had to be strong enough to match “the severity of the disease”. It was in the performance of that mission that the Stasi earned a reputation for being the horrifically oppressive instrument of the authoritarian regime. The Stasi interfered in the interactions and relationships between citizens, ordered citizens to spy on their fellow citizens, demanded that they betray one another, regularly performed intrusive and demeaning searches of citizens’ person, homes, and workplaces. There were arrests of many innocent citizens, accompanied by abusive and endless interrogations. Untold numbers of GDR citizens were sentenced by kangaroo courts to lengthy imprisonments in dark and dank gaols. There was also the Stasi technique of psychological harassment of perceived enemies known as Zersetzung, a term borrowed from chemistry which literally means “decomposition”, but involved the disruption of the victim’s private or family life. Zersetzung was designed to side-track and “switch off” perceived enemies so that they would lose the will to continue any “inappropriate” activities. For those unfamiliar with the technique, it would likely be hard to imagine just how abominable cruel it was. Any foreigners which had contact with GDR citizens, or any visiting foreigners visiting the GDR were tracked by the Stasi. Essentially all of it was documented as a result of the GDR government’s neurotic practice of endless record keeping on everyone and everything. Records showed that the Stasi had over 90,000 employees and used well over 170,000 Inoffizielle Mitarbeiter or informants. The people of the GDR lived in an environment of fear created by their government. Michel de Montaigne, the 16th century French-Occitan philosopher stated: “A man who fears suffering is already suffering from what he fears.”

The society that would develop in the GDR, with its repressive, authoritarian underpinnings, could best be called a human tragedy. The terms austereness, sternness, dourness, grimness, sombreness, unfriendliness, and coldness all fittingly describe its tenor. The strictures of its laws amplified the government’s intention to limit freedom, experiment with social engineering, promote a collective consciousness, reject individualism, and demand a conformist posture of all citizens at all times. Yet, from the moment the GDR government subjected the German people to terror and horrific brutality through the State security apparatus, it condemned his country to a form of arrestment and its people to soul crushing heartache and despair, and that situation stood until the fall of the Berlin Wall. Germany finally came into port after a rough sea.

Leben heißt nicht zu warten, bis der Sturm vorbeizieht, sondern lernen, im Regen zu tanzen. (Life is not about waiting for the storm to pass, but about learning to dance in the rain.) For the sake of providing a balanced perspective of GDR life, one could still say that most East Germans did not live in misery every minute of every day. Basic needs and services were provided to the people by the government to the extent possible. That allowed for some degree of satisfaction. Citizens of the GDR, as Germans, had a long storied history. They also had a rich culture to which they could adhere. By enjoying German traditions that had not been co-opted by the Communists, they could find some authentic satisfaction, joy, and happiness. Pleasant aspects of life in the GDR may have been things such as good times had among family, friends and colleagues (albeit, they may have been surveilling each other for the Stasi.) Luckily, that whole era is dead. (One can visit the Stasi Museum Berlin located in House 1 on the former grounds of the headquarters of the GDR Ministry for State Security and ”Runde Ecke” Memorial Museum and the Stasi Bunker Museum located at Dittrichring 24 in Leipzig, Germany to discover the actual horrors that the Stasi unleashed upon GDR citizens and how it all worked.)

Looking back, relatively widely-held notions from the past of a new world order based on Communism seem barky, but that certainly was once promoted as a philosophy that offered a better life for all. As decades have passed since the end of the Cold War, marked with the collapse of the Soviet Union, a new line of thinking would emerge on the erstwhile geopolitical struggle between East and West and all of the people and events associated with it. Unimaginable a few decades ago, today certain impulses in support of Socialism, apparently untutored by anyone truly knowledgeable on the matter, has manifested itself very publicly on the US political scene. For some, it may be invigorating to read through and adhere to sterilized tenets of Socialism discussed in the abstract in texts of scholars and academics. However, such studies are certainly isolated from the realities endured by earlier generations in the Eastern Europe. Those excited by Socialism today are actually attracted to the best possibilities of a pastiche of the political and economic theory. Their thoughts manifest the vanity of the mind. They need to know the real history of people who suffered under that system.

Konrad Wolf (left), Markus Wolf (center) Friedrich Wolf (right). From Wolf’s account of his childhood in Man without a Face, there is no way to know whether it was a happy one. What is presented on that aspect of his life in the book is a complex story with a lot of backstory. Wolf’s father, Fredrich Wolf, was a prominent physician, well-known playwrite, pro-abortion advocate, and devout, active Communist. His mother, Else Wolf, was a teacher and also a staunch Communist. Wolf’s only sibling was a brother, Konrad Wolf, who was two years younger.

Excavating Wolf’s Inner Workings

Wolf was born on January 19, 1923 in Hechingen, Germany. From the account of his childhood in Man without a Face, there is no way to determine whether it was a happy one. What is presented on that aspect of his life from Chapter 3 is a complex story with a lot of backstory. Wolf’s father, Fredrich Wolf, was a prominent physician, well-known playwrite, and pro-abortion advocate. He rejected Orthodox Judaism to become a devout and active member of the Kommunistische Partei Deutschlands (Communist Party of Germany). Among the plays his father wrote was “Professor Mamaluke,” which dealt with the oppression of Jews in Germany.  His mother, Else Wolf, was a teacher and also a staunch Communist. Wolf described her as follows: “My mother was quiet and gentle but a person of great courage, whether undergoing the Nazis’ rough house searches or those of the secret police in Stalin’s Russia.” He also stressed: “It was our mother who raised us during our father’s long romantic or political absences.” Wolf’s only sibling was a brother, Konrad Wolf, who was two years younger. Konrad would later become a film director. Wolf affectionately mentions him by his nickname “Koni” at various points in the book. The Wolf family lived comfortably in a large Bauhaus-designed home in Stuttgart. As both of his parents were Communist, Wolf says in Chapter 2 that from them he “came to perceive Stalin as as a wise and distant figure, like the benevolent magician in the fairy tales.” From his father specifically, he received considerable tutorial on Communist Movement as well as naturism. Wolf and his brother would become members of the Communist youth organization, Young Pioneers. However, as Adolf Hitler and the Nationalsozialistische Deutsche Arbeiterpartei (National Socialist German Workers’ Party better known as Nazis (Ehrlich! Hitler was a self-styled Socialist!)) took control of Germany, Wolf’s family would eventually rush to resettle in the Soviet Union in 1933.

Readers learn from Chapter 3 that during their exile in Moscow, Wolf’s family lived in a cramped apartment. Wolf adapted well to his new environment, acquired the local slang. He acquired the nickname, “Mischa”. As for his education, Wolf first attended the German Karl Liebknecht School and later a Russian school. Having been primed by his father’s teachings and his experience in the Young Pioneers, Wolf was immediately subsumed by Communism in school. There, Wolf’s understanding of all arguments in favor of the movement and the system were topped off. The beliefs he acquired then likely stood unaltered from that time onward. Any misgivings that he may have had were shucked off. He professed to all his fierce loyalty to Soviet Premier Joseph Stalin. Interestingly enough, the Wolf’s family was present in the Soviet Union at the time of Stalin’s Purges, but it did not affect them directly, although Wolf indicates in the book that he was aware of what was happening. In 1936, at the age of 13, Wolf obtained Soviet identity documents. The Communist Party became aware of his attitudes and attributes and while a student selected him to be a member of the nomenklatura, the high ranking management of the apparat, the Communist Party or government bureaucracy. In his youth, Wolf could hardly discern that the virtues, that his political mentors asserted the system had, were never practiced fruitfully anywhere in which the Communist Movement took root. Having that new attachment to Communism and the Communist Party was crucial at that point because in 1938, his father, central to his life to that point, had a reduced presence. Very telling of his father’s mentality toward family, in 1938 Wolf’s father made his way to Spain to work as a doctor in the International Brigades. However, he was arrested in France and interned in the concentration camp at Le Vernet. In 1941, he gained Soviet citizenship and returned to Moscow where he became a member of Nationalkomitee Freies Deutschland (National Committee for a Free Germany), an anti-Nazi, paramilitary organization formed in 1943. He had affairs with other women, producing what Wolf called a “small brood of children.”

Wolf insists that despite his absences, his father remained the strongest political influence on his life. Whenever he was away, he would send letters “full of advice of how to be correct and honorable socialists and human beings.” Perhaps his departure was also made less disruptive by the fact that by that as Wolf grew older, he came to terms with his own life. In fact, Wolf apparently did not go through a vulnerable age, perhaps because did not really have the opportunity to do so. Indeed, Wolf never gave the indication at any point in the book that he was an uncomfortable person. Still, there is the possibility that lack of  permanence in his family relationships due to his father’s competing dedication to the Communist Party had a significant impact in another way. What he may have acquired from observing and internalizing his father behavior may very well have been how individuals can weave themselves into the lives of others and untangle themselves to find a way out and how natural it all can be. (Wolf’s father, by the end of World War II was thoroughly off on his own. He was in the Eastern Zone of the Allied Occupation, where Wolf would also arrive, active in literary and cultural-political issues. From 1949 to 1951 he was the first ambassador of East Germany to Poland. He died in his personal office in Lehnitz in 1953.)

Wolf would enter the Moscow Institute of Airplane Engineering (Moscow Aviation Institute) in 1940. The school was evacuated to Alma Ata, Kazakhstan after Nazi Germany’s  attack on the Soviet Union. Wolf and his mother and brother arrived there on the Writers’ Union train. While there, he was told to join the Comintern, where he and others were prepared for undercover work behind enemy lines. He would ultimately be assigned as a newsreader for German People’s Radio after dissolution of Comintern from 1943 until 1945. Contact with the Communist Party in Germany and a life lived early enough within the authoritarian Soviet Union very likely enabled Wolf to better understand and accept personal and group interactions under the control of others and learn or attain by unconscious assimilation the level of caution required to survive and thrive rather than bother considering notions of freedom of choice and the exercise of free will.

Wolf the journalist (above). In his first position in the Eastern Zone of the Allied Occupation, Wolf directed Berlin Radio in the Soviet Zone of occupation and worked as a journalist. He was among the journalists from the East who observed the entire Nuremberg Trials against the principal Nazi leaders. From 1949 and 1951, Wolf worked at the GDR Embassy in the Soviet Union, but even more importantly in 1951, he also joined the Stasi. He was assigned to its nascent foreign intelligence service. Although Wolf  presents that moment  as a simple anecdote among others, it is actually an inflection point in his life.

Inflection Point: Wolf’s Start in the World of Intelligence

In Chapter 3, readers discover that Wolf, in 1945, just married to Emmi Stenzer the year before and only 22 years old, was sent to postwar Berlin with the Ulbricht Group, led by one of the founding members of the Weimar era Communist Party of Germany, Walter Ulbricht. During the Nazi regime in Germany, Ulbricht lived in exile in France and in the Soviet Union  Although Wolf was actually coming home, the most formative part of his youth was rooted in the Soviet Union. Under such circumstances, even though German, he felt that he was being transplanted into a foreign land. As he states in Chapter 3, Germany was his “Heimat” (heartland) but he felt “a pang of homesickness” for Moscow.

Die Qual der Wahl haben. (To be spoiled for choice.) In his first position in the Eastern Zone of the Allied Occupation, Wolf directed Berlin Radio in the Soviet Zone of occupation and worked as a journalist. He was among the journalists from the East who observed the entire Nuremberg Trials against the principal Nazi leaders. From 1949 and 1951, Wolf worked at the GDR Embassy in the Soviet Union, but even more importantly in 1951, he also joined the Stasi. He was assigned to its nascent foreign intelligence service, operating as the Institut für Wirtschaftswissenschaftliche Forschung (Institute for Economic Research) under Anton Ackermann. Although Wolf presented that job change as a simple anecdote among others, it was the inflection point of his life. He joined a small cell alongside young Stasi officials as himself. Although Ackermann was the chief of the Institute for Economic Research, it was guided under the stewardship of Ulbricht. Ulbricht was already in control of the GDR, and remained so from 1950 to 1971, as the First Secretary of the Sozialistische Einheitspartei Deutschlands (Socialist Unity Party of Germany). Wolf made it clear that he was not exactly a fan of Ulbricht. In describing the GDR’s chief decision maker, Wolf stated that he was hard-line, ruthless, authoritarian, pig-headed and heavy-handed. Displaying a bit of patrician aesthetic, Wolf added that Ulbricht, who was from Leipzig, spoke with a “provincial Saxon accent.” Ulbricht’s continuous purges of senior leaders was a sign of his insecurity and unsteady leadership. (In addition to being First Secretary of the Socialist Unity Party of Germany, Ulbricht took on the role as GDR head of state from 1960 until his death in 1973. From 1971 to 1973, he only held the title of Honorary Chairman of the Socialist Unity Party, being succeeded in the actual position in 1971 by Erich Honecker, who ruled in the GDR until German Unification in 1989.)

Wolf’s first assignment in the foreign intelligence service was to serve as the deputy to the chief of analysis, Robert Korb. Korb had already worked with Wolf at Radio Moscow. Wolf’s work alongside of Korb did much to elevate his professional capabilities in foreign intelligence work. Wolf described how important Korb was to his development in Chapter 3. He stated: “Korb had profound political knowledge and an enormous command of facts and breadth of learning. I learned a great deal from him about things that had nothing to do with our work, such as Islam, the complicated background of Israel, and the religious conflicts of the Indian subcontinent. He was a brilliant analyst who taught me to regard field reports with skepticism, and we soon came to conclusion that a careful reading of the press could often produce results far superior to secret reports of agents, and that our own analysts should draw independent conclusions from diverse sources in order to evaluate raw intelligence material. This insight has remained with me ever since.” (Using the news media as an overt source of intelligence is not as feasible today as it was in Wolf’s time. The mainstream news media rarely acts as an unbiased, balanced reporter of events. The misguided extrapolation of information from news media sources is a subject that greatcharlie has dedicated considerable discussion.) Engaging in diligent, granular analysis as he learned at Korb’s side was undoubtedly beneficial to Wolf in his interactions with Ulbricht. Ulbricht was a longtime Communist Party operative, savvy about political intrigue. Once in the thick of things as head of the GDR, he apparently kept his head on a swivel so to speak, keeping everyone on edge, wary of his designs. Wolf’s well-managed interactions with Ulbricht may have resulted in part with Wolf becoming integral in the founding the HVA in 1953.

Starting out, Wolf’s HVA was certainly a weak child among the more mature and experienced Western and Eastern intelligence services. Reportedly as many as 80 intelligence services operated on the beat in postwar Berlin. Under its chief at the time, Ackermann, the HVA encountered a number of setbacks at the hands of the Western foreign intelligence services which were up and running well after World War II. There were great concerns regarding loyalties of GDR agents, the viability of networks, the ties to the intelligence service of the Communist Party of Germany. It was discovered through the Stasi’s arrest of an agent codenamed Merkur on the charge of being a double agent, that far more was known about the GDR spy networks outside of headquarters than any at HVA would have hoped. To better understand the situation, Wolf, then deputy chief of analysis, drew a diagram of the connections and choose connections among the existing intelligence networks, which began to look like a huge web. He attributed his capability to map out such fine details of the spy network to his training as an aeronautical engineer. He described his effort as follows: “On the diagram I connected all of the couriers, safe houses,  and the like. I colored suspected double agents red, sources blue, and residents green. The lines and boxes also identified personal and professional relationships. Special symbols marked suspicious circumstances or suspected contacts to opposing services. To the uninitiated, the diagram would have meant nothing, but to my eyes, it began to take on a clear outline indicating possibilities for expanding and deepening our work. It was also a clear picture of how deeply this service had been penetrated from the outside.” The conclusion for action that Wolf reached was rather prodigious. Recognizing that Western secret services could easily liquidate the whole network if they wanted to do so, Wolf decided to liquidate the network himself, and abandon all HVA contacts with Communists in West Germany. Ulbricht approved the decision. In 1952, the HVA recalled all of its agents, and even the most loyal Communists were placed in isolation under a sort of “villa arrest” and subjected to tough questioning.

Wolf provided an extraordinary description of how the HVA questioned its own agents, perfectly reflecting the nature of the GDR’s brutal, authoritarian regime. Wolf explained: “It was based on psychological pressure against men and women accustomed to drawing their sense of identity and self-esteem from membership in a group of like minded people. When that trust is suddenly withdrawn, the psychological pressure on them becomes acute. There was no need to threaten them or issue formal warrants of arrest. Addressing them as suspects and monitoring their replies was enough to convince us that they were innocent and that we had found no more double agents. Of course, there was no question of deployment in the West. They were warned not to talk about what happened. All of them kept their word about thus, as good comrades do.” It all seems quite intriguing and horrifying at once.

When Ackermann was removed as chief of the foreign intelligence service by Ulbricht. ostensibly because he was caught having an adulterous affair. Wolf, only 30 years old at the time, and only had 16 months of experience in the foreign intelligence service, was given the position. According to Wolf in Chapter 4, he was summoned to Ulbricht’s office and told: “We are of the opinion that you should take over the service,’ said Ulbricht. That was a royal’we–or, more precisely, ‘we’ meant the Party leadership. He did not ask me whether I thought I was up to the job, nor did he invite further discussion.” The HVA remained directly under the watchful eyes of Ulbricht until he was appointed as head of the Stasi, a member of the politburo, Wilhelm Zaisser, who he could rely upon. Wolf recalled that Zaisser was less concerned with the intelligence product HVA produced and focused more on his editing of a new German edition of Lenin’s collected works. Wolf, left to his own devices by Zaisser, worked hard daily to better understand the craft of intelligence. Despite his concerns about Ulbricht, Wolf acknowledged in Chapter 4 that he was provided ample opportunity by him to acquit himself well as the leader of the new intelligence service. That was a rather unique, positive response from Ulbricht. Nevertheless, in Chapter 3, Wolf recounts that he was often disappointed in the early years by the actions of Ulbricht. With regard to the uniforms worn by GDR officials that in Western mind came to symbolize the government’s Godless, authoritarian nature, Wolf noted: “One the odder ideas the Ulbricht espoused during the period was a return to military symbolism–a distinct about face given that we had criticized the West Germans for continuing the military nationalist traditions of Hitler’s Wehrmacht. Traditional military music was also revived . . . Like many Communists who had been brought up to view this blend of militarism and music as having prepared the ground for Nazism, I found this disturbing.” The early years of the GDR mark the time when the country began shaping up to be something far less than what motivated, young Communists had hoped. The direction that Ulbricht decided to take the GDR, according to Wolf, was driven by his uncompromising ideology and his desire to appeal to hardline Stalinists in Moscow. Upon Stalin’s death in 1953, Wolf felt that Ulbricht had leaned too far right, gambling that the Stalinist would emerge on top in a power struggle at the Kremlin and went out of his way to impress them with a policy of “accelerating socialism.”  As Wolf explains in Chapter 4: “Large firms and agricultural companies suffered under the sudden drive to perfect the Socialist economy. The activities of the Church were further curtailed.” Ulbricht bet on the wrong horse. Nikita Khrushchev came to power, famously recognizing the wrongs Stalin had inflicted upon the Soviet people. Ulbricht continued doing things his way nevertheless. A change at the top at Stasi would eventually result in Ulbricht settling on Erich Mielke. Wolf referred to him as Ulbricht’s “watchdog,” and would remain in charge at Stasi until 1989. Perhaps the most telling description of Mielke by Wolf was his statement in Chapter 4: “Mielke was a warped personality even by the peculiar standards of morality that apply in the espionage world.” He set the tone for the Stasi as Wolf further explained: “He [Mielke] was afflicted with an obsession for collecting data, not only on suspected dissidents, whom he ordered to be placed under round-the-clock surveillance, but on his own colleagues.” Such was the environment in which Wolf worked.

Wolf, the young HVA chief, in uniform (right). Wolf recounts that he was often disappointed in the early years by the actions of the GDR leadership. With regard to the uniforms worn by GDR officials, which in Western mind came to symbolize the government’s Godless, authoritarian nature, Wolf noted: “One the odder ideas the Ulbricht espoused during the period was a return to military symbolism–a distinct about face given that we had criticized the West Germans for continuing the military nationalist traditions of Hitler’s Wehrmacht. Traditional military music was also revived . . . Like many Communists who had been brought up to view this blend of militarism and music as having prepared the ground for Nazism, I found this disturbing.”

Inter bellum et pacem dubitabant. (They were hesitating (wavering) between war and peace.) The Cold War was a time of considerable intelligence activity. Intelligence studies and intelligence tradecraft are disciplines unknown in the minds of most observers. What is generally understood about it all is unfortunately gleaned from banal amusements propagated about spying, particularly the commercial product, James Bond. Through Bond, observers are inculcated with the idea that in spying, the mundane day-to-day can become exciting at any moment by expulsion or surprise attack! An everyday item can magically become a telephone, microphone, or weapon. In Chapter 4, Wolf stated that a song, that he helped compose, aided in reminding him that he was fighting an intelligence war on “The Invisible Front.” Still, some aspects of it were not so invisible. For the most part, foreign diplomatic services become a shell for the real Cold War being fought. Yet, while there was an understanding that all sides were engaged in such activity and it appeared to be an orderly world, it was actually anarchic. Both East and West were sending intelligence officers and running agents behind enemy lines was perilous undertaking in which one had to be thoroughly prepared. All agents were armed with a catalogue of proscribed practices. Collecting and disseminating was done under a pall of suspicion from all sides.

Those today who gleefully explore and promote the idea of creating Socialist systems, may be unable to view events of the Cold War as the Communist revolutionaries and anti-Communist forces who battled against one another across their respective borders and worldwide. Communism was indeed an aggressive revolutionary political system dedicated to the destruction of the West. Without having lived through the stand-offs between forces, the proxy wars, and incidents that had the two sides teetering between peace and war, one may be easily taken in by curious assessments of the Cold War that characterize it as an episode that was something less than one of the defining moments of the 20th century. It is instead characterized as something more akin to a mere “dust up” between the East and West. Those assessments of the decades long struggle are wrong. It was a collision between to world during great damage was done, and in the end, the West won. As the French Emperor Napoleon Bonaparte explained: “Between a battle lost and a battle won, the distance is immense and there stand empires.” There was no mildness, leniency, or geniality. In the West, Communism was seen as a danger to mitigate and eventually defeat. As Wolf’s opponent declared itself anti-Communist and he became subsumed by the effort to defeat it.

Personnel; Plans and Training

Wolf tried to take the bull by the horns at the HVA and learned with some difficulty how he could best to set about accomplishing things. Being admitted to the top of the intelligence service so quickly by Ulbricht put Wolf, in terms of the theater, downstage center. However, it meant that Wolf never would have the opportunity to see the work of the intelligence service through the lens of a junior worm, upstage, off to the side. At the bottom, realities are more apparent, poor decisions from the top are often felt more personally, and nuance is learned. One becomes aware pitfalls to be avoided. The going was somewhat rough. It was not long before Wolf dealt with what he called his first “bombshell”. Gotthold Klaus, who served in the HVA’s economic intelligence unit, became the first defector. Wolf explained that it took a heavy toll on him personally and made him realize that his young service was far from secure. Klaus had disappeared during the holiday weekend and his absence was not detected for several days. In that short period of time, West German intelligence extracted everything he knew about the GDR agents. Six were arrested before there was even the possibility of calling them back. The incident became known as the Vulkan affair. Interestingly, Wolf noted: “Franz Blücher, the vice chancellor of West Germany, announced at a press conference that thirty five agents had been arrested as a result of Vulkan information. This was an exaggeration; no officer never would have been allowed to know the identity of so many agents operating in a hostile country. It turned out the West German counterintelligence,  overexcited by their first big coup, caught in its net a number of innocent businessmen who did deals in the East but were certainly not spies.”

To his good fortune after that first set back–as well as few other initial failures, Wolf did not put his head completely underwater. He admits to being gently reproved by the head of Stasi, Zaisser, who said: “Mischa, you have to learn more and more about many things.” In the end, despite what occurred, Wolf was kept on board at Stasi. Fortunately for Wolf, at the very top, there was an apparent delicacy toward him. The individual watching over him was none other than Ulbricht. He was responsible for Wolf’s appointment as chief of the HVA, and he had considerable confidence in his capabilities. Presumably, he acknowledged that was operating with a blind spot concerning operational security that did not allow him to see straight about what was really happening. He failed to fully grasp the full measure of the operational prowess of his opponent. Still, Wolf kept his composure. He stated in Chapter 4: “The following months were spent reorganizing our whole operation along more efficient lines. Wolf might have pondered how can he be sure what is genuine anymore after that initial disaster. Surely, he did not want to fall victim to the same lapses again. Wolf’s diagnosis was to better control his organization’s activities, to deploy his agents throughout the West, ensuring that they were allocated wherever they might have a chance to identify and maximally exploit opportunities to collect critical information and links with key players in military, diplomatic, political, economic, social and business decision making. It was akin to sowing seeds across an open field and monitoring their growth. The concept behind it was known as the “principle of patience” in long-term operations. Along the way, Wolf would massage, through controllers,  the infiltration efforts of his agents. Wolf was given a chance to make tomorrow better than today. Wolf developed a sophisticated, intensified plan to place and service illegal agents in deep cover in the West. Surely, he was already engaged in that process at some level.  However, under the new strategy, his long-term “sleeper” agents introduced into the stream of East German refugees entering the West, but they would remain patient for years, sometimes decades, while they would carefully work their way into key positions.  One the innermost secrets of the “class enemy” were in their reach, they would begin to supply as much as they could back home.

Walter Ulbricht (left) and Markus Wolf (right). As First Secretary of the Socialist Unity Party, Ulbricht controlled the GDR from 1950 to 1971. Wolf made it clear that he was not exactly a fan of Ulbricht. In describing the GDR’s chief decision maker, Wolf stated that he was hard-line, ruthless, authoritarian, pig-headed and heavy-handed. Displaying a bit of patrician aesthetic, Wolf added that Ulbricht, who was from Leipzig, spoke with a “provincial Saxon accent.” Once in the thick of things as head of the GDR, he apparently kept his head on a swivel, keeping everyone wary of his designs. Ulbricht’s continuous purges of senior leaders, Wolf assessed, was a sign of his insecurity and unsteady leadership.

An effective practice for selecting Individuals for recruitment was established at HVA after a lack of diligence and breakdowns were discovered in the process following the Vulkan affair. Wolf had to be a very effective talent-spotter. He explained: “The search for suitable candidates was difficult and costly. Checking their political reliability, their personal ties, and their character took time. We sought young, politically motivated citizens, convinced socialists who believed in serving our country and cause. We were not concerned if candidates to be agents had relatives in the West, in contrast to our policy for potential officers at headquarters, who were barred from employment if they had any. In fact, Western relatives could be quite useful in helping an aspiring agent bypass refugee camps and enter the Federal Republic. Undoubtedly, after studying individuals, Wolf ostensibly knew more about them than they knew about themselves. After looking at the individual over and Wolf and his people liked the “cut of his jib”, the recruitment process would begin in earnest. Recruitment in some services can often be a very imperfect process. In recruiting for his bigger and better intelligence service, Wolf was exceptionally careful at every point. Even for a task as surveillance, care was placed in the selection. The HVA would need to rely heavily on the competence of observers, reports they produced, and even their immediate impressions, all of which would impact data extrapolated and inferences made. It would certainly be daylight madness to hire operatives off the street for an intended clandestine operation that is supposed to be finely calibrated. Nevertheless, that very practice of taking anyone off the street to engage in surveillance for remuneration is apparently accepted among some intelligence services in the US today, as well as crude, money hungry contractors, with whom Wolf never would have considered working with in a million years, to which such work is often outsourced by those services. Ostensibly, the grand thought behind the practice is that the more eyes, even nonprofessional, untrained eyes, are placed on the target the better. Yet, the result of that is simply the accumulation of several observations, varied in accuracy and quality. False observation can often be provided by nonprofessionals in an ordinary case seeking to puff themselves up, as if to say: “Hey, look at me! I am a real spy!” This lesser form of “spying” may bestow a certain dignity to the mixed bag engaged in it, but once made aware of those individuals and the sloppy work they are doing at that level, often it can make the work of many in the same intelligence service who are doing far greater things feel less dignified.

If readers would please allow greatcharlie to digress a bit further, given the potential for dishonor that it creates–not all names on a list of impromptu hires may be genuine–it leaves open the question as to who might benefit by collecting the recompense of such nonexistent operatives. Somber and astute counterintelligence officers or investigators might hypothesize that such hiring could be beckoning initial indicia of someone trying “to give themselves a pension.” Wolf clearly understood that efficacious work at the most basic level would determine the success of his operations. Surely, adversarial intelligence services, by insinuating their operatives with little or no vetting into any surveillance element of the US intelligence service or contractors performing such work, would acquire the capability of knowing when the US was monitoring their own people. They might even attempt to move their operatives closer to whomever was managing the whole cabaret. One might suppose that this may have happened more than once.

Wolf’s preparation of his agents was never slipshod. HVA training was originally in the classic tradecraft of intelligence. It was after all the second oldest profession and there were well-known tactics, techniques, procedures and methods that the organization could utilize. However, after Vulkan, there were clearly many lessons learned that Wolf wanted brought to bear in the training process, and thereby, it became more nuanced. Wolf’s summary of how agents were trained to penetrate security screening and penetrate specific targets is something advanced technology and other firms in the US should pay close attention as present day intelligence services, aware of Wolf lessons, might seek or have already managed to infiltrate their staffs. Wolf recounted in Chapter 4: “Each agent’s training was personally supervised by the man who would be running his operation, and special training was added if there was a scientific or technical objective. Once accepted in West Germany, agents usually began their assignments with an inconspicuous period of manual labor to help overcome the bureaucratic barriers of getting established in the West. We therefore preferred candidates with craftsman’s skills or practical experience in a professional. Almost every one of the students and budding scientists who emigrated in the early years found employment in research facilities or companies of interest to us–the Federal government’s nuclear research facilities in Julich, Karlsruhe, and Hamburg; the Batelle Institute in Frankfurt-am-Main, which had been set up by the United States; Siemens, Germany’s largest electronics company; and IBM Germany or the giant German chemical companies BASF, Hoescht, and Bayer. Because we assumed that Germany’s traditional arms manufacturers would–after the storm over German militarization died down–eventually resume military production, we also placed people in companies such as Messerschmidt and Bölkow.” With specific regard to the controllers, they were not mere handlers of spies in the West but expert psychologists who prided themselves on their close personal ties to their charges on the “invisible front”.

As mentioned previously, West Germany was Wolf’s main target. He explained in Chapter 10: “Department 9, responsible for penetrating the West German intelligence institutions, was the second largest in the service, after the Scientific and Technological Sector was one of the busiest. It was the department to which I felt most closely attached.” Fortunately for him, the West was easily accessible to his spies and couriers, who, given new Western identities, were indistinguishable from West Germans. Wolf was also well-equipped to recruit West Germans as his sleeper agents and deep cover assets. He claimed to have a firm understanding of the habits and mentality of middle to upper middle class Westerners and above all their weaknesses as those were his prewar origin. Confident of being able to collect information at the human level, human intelligence played an outsized role as compared with electronic and technical intelligence gathering done at Sektor Wissenschaft und Technik (the Sector for Science and Technology) or SWT.

It has typically been enough to state that for the intelligence officers, the goal is to compel actions by another collect information or act in any way that would promote the interests of the officer’s country. The officer will seek primarily to penetrate organizations, institutions, and communities, and insinuate themselves in the lives of others. After having maneuvered, with Berliners guidance into a position close enough to the target, they would use their tradecraft to attempt to compel a target through seduction or some other form of manipulation. At a more advanced level, it is less akin to police work to the extent that police are typically required to obtain immediate results more often through stressful even harsh interrogations, threats, and offers of protection. Still, there are occasions when the obligation of meeting requirements to satisfy consumer of intelligence, national leaders has required the use of coercive actions, to include torture. In Chapter 4, Wolf made clear that this was his concept for using his intelligence service. Still, to conceptualize further, the intelligence officer’s main task is to open doors. Whether by their own hands or using the hands of an agent, they must very often find the doors of file rooms, code rooms, vaults, and unprotected and protected computers and open them. However, there is an additional effort made to open doors of the officer’s contacts and targets for recruitment. Before the officer is a figurative wall, a barrier to the inner thinking of the target that may be underpinned by patriotism, an honor code, religious beliefs in good and evil, right and wrong, a political philosophy, loyalty to his service and his comrades. The list is exhaustive. Yet, the intelligence officer’s must get through. Smashing through the wall or hoping to get up and over it may be accomplished through those law enforcement tactics of interrogation and carrots and sticks would represent failure. A pitfall would occasionally be betrayal down the road by the same target as he may be intercepted, neutralized, and recruited or re-recruited by his own side as counterespionage agent. He may simply betray the intelligence officer’s with not just chicken feed, but false information that may arouse the officers managers and stall, paralyse, or disastrously distract and divert activities to bring what may once have been a viable operation to its knees. The intelligence officer must believe that there is a door to the inner thinking, soul of the target, which the officer, if experienced and skillful enough, will manage to open.

The Evolution of Recruitment and Training

In Chapter 5, Wolf explained: “The early years of a new espionage undertaking are always prone to the workings of Murphy Law, and scientific technical activity offered abundant potential for errors and misjudgement.” Wolf made adjustments his initial methods. Concerning penetration into the West, he noted that during the 1950s, thousands of the GDR’s citizens streamed across the then practically open borders into West Berlin and West Germany. Those numbers, according to Wolf, increased considerably after a June 1953 uprising in the GDR. Nearly 500,000 of the nation’s 18 million people fled in the following three years. Those considered to be of suitable material, were still being sent along that stream, and they, Wolf says, “laid the cornerstone for many of our later successes.” When they were picked up and questioned in the refugee camps once they got to the West, and the usually were, they still had a good chance of blending in with the mass of refugees. The HVA would equip them with a viable cover story. The declared wish to join relatives in the West was useful. However, HVA diversified the pretexts for to move West. Wolf explained: An agent might say that he had been caught trying to hide his past membership in the Nazi Party or the Waffen SS, or that he made negative comments about our government’s policies.” Diligence in assuring those pretexts were strong, caused him to have HVA place what he referred to as “stains” into personnel files kept on these agents maintained at other ministries to ensure the charges had credibility if perchance BfV somehow got hold of their file. Concerns over the actions of BfV became great enough that Wolf shied away from staffing the HVA with individuals who had relatives in the West. Wolf reasoned that Western intelligence services, particularly West Germany’s Bundesnachrichtendienst (Federal Intelligence Service) or BND, could more easily penetrate us-as we did them–through family links and pressures. Wolf also noted that whereas sending our agents into West Germany, a country with the same language and culture, was clearly an advantage, as the two German countries grew apart, such infiltration became more difficult. The building of the Berlin Wall created even greater problems. Wolf said that it “cut to a trickle the heavy flow of émigrés in which we hid our agents.” Concerning pretexts for moving West, Wolf noted: “This meant cover stories had to become even more foolproof.”

Regarding training and control upgrades, Wolf displayed a firm sense of what he needed from his agents. Wolf stated: “For each person we sent across we had a predetermined mission, and each agent was trained by a staff handler responsible for the mission. We limited training to the elementary rules of espionage and tips on acquiring the information we wanted. It made no sense to train these agents in subjects and skills that did not concern them; in some ways, it would make the operations more risky by unnecessarily complicating their mission. In some cases, we retrieved agents from the West and brought them back to the GDR for additional training when the appropriate time came.” Interestingly, so ubiquitous and ever industrious were Wolf’s spies that they would often encounter each other without knowing due to compartmentalization they were both working for HVA. As a result, there were occasions, those with access to their true identities at headquarters would be tickled on those occasions when they would respectively submit reports on one another suggesting each had useful qualities and would go as far as to recommend one another for recruitment.

In examining the HVA’s success in recruiting West Germans, Wolf recognized that varied, special motives drove them. Wolf explained that among many issues, some felt a conservative distaste for West German Chancellor Konrad Adenauer’s “Americanization”, and other disgust over the top leadership roles former Nazis, Chief of Staff of the German Chancellery Hans Globke, President Karl Heinrich Lübke, and Chancellor Kurt Georg Kiesinger, all of the Christian Democratic Union, managed to play in Federal Republic politics. Many HVA recruits in West Germany believed that their actions were humanitarian contributions to peace. Wolf’s network of spies, sleepers, informers and instructors in West Germany, today estimated to have numbered as many as 20,000 at the height of the Cold War. It should also be noted that Wolf’s agents often sailed under the “false flag” to appeal to the thirst for adventure of potential traitors in the West. At times, they posed as KGB agents. The thinking was that spying for the Soviet Union would sound more exciting for West Germans than spying for the GDR. It worked in many cases. There were times when HVA agents would pose as agents of Western intelligence services under the guise of trying to understand what their West German allies were doing or determine whether West German operations were secure.

Additionally, recruitment and collection was facilitated by the use of so-called “Romeo agents”. Sex has been used to gather intelligence since ancient times. Typically, the female spy would seduce her male victim to obtain secrets. The HVA did not hesitate to use loyal GDR women as well as suitable prostitutes in that capacity. Yet, Wolf’s thinking would go beyond the usual in the sense that he imagined reversing roles to have male agents seduce female targets. To Wolf, it appeared easier for determined agents to ensnare the secretary of a high-ranking Western official than the official himself. In reality, she would often have the same access to confidential information as her boss. He established special team of “women hunters” with the mission of seducing secretaries in West German government offices, turning them into informants. The scores of lonely women that Wolf’s Romeo spies seduced were referred to by the HVA as “Juliets”. Ostensibly, spotters would watch targets, and through observation determine the individual’s needs, desires, strengths, and weaknesses. Wolf’s Romeos would happily waste their substance on lonely women in Bonn government offices and the NATO headquarters in Brussels targeted by HVA.

Within the Eastern intelligence services, the HVA would be known for having a committed visionary at its helm. Whenever Wolf’s spies and others came to light in the West, the event would feed into a paranoid doctrine that all foreign intelligence services were penetrated by Communist spies and intelligence victories were actually their victories. Within the Eastern intelligence services, the HVA would be known for having a committed visionary at its helm.In the West, Wolf was looked upon as a threatening spectre, and he knew it. To quote Wolf from the Introduction of Man without a Face, “As even my bitter foes would acknowledge, it was probably the most efficient and effective such service on the European continent.” Managers in the counterintelligence departments of Western intelligence services would wake up every morning pondering : “We know Wolf has been doing something. What could it possibly be?” Too often, they found themselves chasing shadows. Ironically, a spotlight was placed on a spy chief and his clandestine operations, both of which could not be seen. Der unbestrittene Meister schien unbesiegbar. (The undisputed champion seemed invincible.)

Interestingly, Wolf did not particularly stress the presence of NKVD intelligence officers whose job was to guide members of the burgeoning intelligence service into an effective tool for the GDR’s security but more importantly for exploitation by Soviet intelligence. He would only mention that reality here and there, somewhat higgledy-piggledy, in the text. When the “Institute for Economic Research” was stood up, it actually functioned under the control of the Soviet intelligence. In those same postwar years, Soviet organization of its intelligence, counterintelligence, and internal security functions went through its own period of transformation donning an alphabet soup of titles from the GPU, to OGPU, to GUGB/NKVD. to NKGB, to MGB. In 1954, the service eventually landing on the title, KGB. The KGB or the Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) would be praised by the Soviet Union’s leadership as the country’s ”sword and shield” and the “Vanguard of Communism”. The organizations and intelligence operations undertaken by the Stasi and other Eastern Bloc intelligence services essentially duplicated of those of the Soviet KGB. Their role was made more important due to attention the KGB to Moscow’s chagrin  garnered on the world stage. After only a few years of operation, the KGB became a renowned, albeit dangerous, feature in international affairs. Looked upon as curiosities and celebrities, in foreign policy circles of many capitals, there was considerable, often banal speculation as to who among diplomats at Sovist embassies, consulates, and cultural centers were KGB officers. In certain countries, Moscow determined that was too high profile to use discreetly in the recruitment of agents. The alternative was to make use of other Eastern Bloc intelligence services that were very often operating under the radar in many countries around the world. That effectively took some pressure off the KGB. However, the KGB would insist on maintaining a tight grip on the reigns of all operations of other Eastern Bloc intelligence services. Eastern Bloc intelligence operations directed and controlled by the Chief Directorate of the KGB. The consequence of disobedience to their Soviet masters was well-understood. There is a common belief that those who rise so quickly, much as shooting star, tend to flame out just as fast. Wolf rise was fast, even a bit unsettling for him. Luckily, he and all around him soon discovered that he was a natural at the craft of intelligence. Nevertheless, it would seem he was not out in the world alone when his efforts at HVA first took flight.

Wolf (center) stands in his dress uniform with colleagues at an official event. Within the Eastern Bloc intelligence services, the HVA would eventually be known for having a committed visionary at its helm. In the West, Wolf was looked upon as a threatening spectre. Managers in the counterintelligence departments of Western intelligence services would wake up every morning pondering : “We know Wolf has been doing something. What could it possibly be?” Too often, they found themselves chasing shadows. Der unbestrittene Meister schien unbesiegbar. (The undisputed champion seemed invincible.)

Action and Adventure!

Wolf’s discussion of the various adventures of his agents has been thoroughly recounted in previous reviews of Man without a Face as well as various scholarly studies, books and articles on Wolf in which his memoir was used a source. Much as a previous reviewer noted, espionage enthusiasts would certainly find what Wolf laid out concerning the adventures of his agents is spine-tingling stuff. Some of the more popular stories concerning his actions and the adventures of his agents are still very much worth reading. Among those that greatcharlie found most edifying are: the Gunter Guillaume case; the Kuron walk-in case; and, the Tiedge walk-in case.

1. Gunter Guillaume Case

Gunter Guillaume was a HVA sleeper agent who navigated his way up to become a top staff assistant to West German Chancellor Willy Brandt, a member of the Social Democratic Party (SPD) and a liberal whose Ostpolitik, looking toward reconciliation of the two Germanys, made him GDR’s favorite West German Chancellor. Wolf admitted that he was somewhat surprised by Guillaume’s success. As he explained in Chapter 9: “We never lost hope of penetrating the heart of Bonn, but no one expected to get so close to the top man. Nor would I have bet on Guillaume, who we codenamed Hanson, to be the one to accomplish this historic espionage coup.” Guillaume and his wife, Christel, were a husband and wife team, just two of the hundreds of potential spies, sent into the West in the 1950s. Guillaume was recruited from an East German publishing house with fairly well-known links to the Stasi. The couple was sent to Frankfurt-am-Main, where Christel’s mother ran a tobacconist’s in the mid-1950s. They opened a small copying business and joined the local Social Democrats. His efforts in SPD politics and his contact with Leber really got the ball rolling for Guillaume. In praise for Guillaume, Wolf recounted: “His discipline and dedication never faltered. He rose to become a member of the Frankfurt-am-Main city council and head of its SPD group. Guillaume’s organizational abilities, along with his staunchly conservative position at a time of great ideological upheaval in the SPD, caught the eye of George Leber, the leader of the building workers’ Union and later minister for transport in the grand coalition of 1966-1969 between the SPD and the Christian Democrats.” Eventually, Guillaume was offered a job in Leber’s office and gained access to a number of secret NATO and Federal Republic documents. These were carefully copied by Guillaume and passed to his controller in empty cigar cases “sold” to the East German intelligence officer in his mother-in-law’s tobacconist’s shop.

Wolf went on to explain that when the SPD became the leading party in West Germany in 1969, the HVA ordered Guillaume and Christel “to play a waiting game and not push for personal advancement in the new administration.” Wolf believed that since the record indicated that Guillaume former worked in East Berlin publishing, if he tried to move into a government job, red flags would be raised. Indeed, Wolf would discover the following: “Herbert Hellenbroich, later the head of West German foreign intelligence (Bundesnachrichtendienst), confirmed that Guillaume had been investigated like no one else before him–but without turning up anything. There had, however, been two vague tips from the evaluators in West Germany’s counterintelligence (Office for the Protection of the Constitution, Bundesamt fur Verfassungsschutz–BfV) and Horst Ehmke, the head of Brandt’s office and thus responsible for personnel there, decided to confront Guillaume headlong with these suspicions.” Guillaume brilliantly dealt with all of the suspicions coming his way. With the rare use of a first name, Wolf praised his covert agent, writing: “Gunter’s reactions and his overall demeanor as he explained away his work at the Volk and Welt publishing house seemed so natural, as a stunned Ehmke would say later, that all doubts were put to rest.” (A hidden hope among West German counterintelligence specialists, that such a deep penetration into their country’s political arena was not probable, may have led to a preconception of Guillaume’s innocence that in turn colored their investigation. Such is always a danger. Intensified, thorough research, more interviews, in an effort to find the missing pieces of the figurative ring is the answer, certainly not spurious over compensation in the opposite direction.) When HVA agent, Willy Gronau, one the intelligence service’s oldest sources, was arrested in West Berlin there was concern that suspicion about his concept acts would placed Guillaume in jeopardy. Gronau and Guillaume had maintained professional contact as part of their jobs. However, it was one of those occasions in which neither knew the other’s true identity as an HVA agent. The BND and BfV were never caused to think any similar issues of spying existed among both.

The political world, being complex and often confused, required Guillaume to sift through whatever he came across for golden nuggets. While stuck to the matter at hand, for his own security, he also had to be aware of everything happening around him. Seemingly  extraneous matters were not out of court. In November 1969, Guillaume was offered the post of a junior aide to the newly elected Social Democrat Chancellor Willy Brandt. Guillaume methodically made his way up through the hierarchy of the Chancellery, steadily passing intelligence to East Berlin. Eventually, he became one of Brandt’s top aides. Guillaume’s mission was essentially a political job, monitoring the Brandt administration. Guillaume was able to provide the HVA and hence the KGB with details of divides among NATO members US President Richard Nixon and US Secretary of State Henry Kissinger  sought greater control over the alliance. However, sex would play a part in Guillaume’s work, too! Brandt was a womanizer. According to Wolf, Guillaume procured women for him.

A CIA counterintelligence officer looking into suspicions that there was a spy within the Chancellery remembered a clue from the late 1950s. The East Germans sent messages to their many agents in the West using a five-figure cipher broadcast read out by a female broadcaster who in western intelligence circles was nicknamed “Magdeburg Annie”. The codes were cracked by US computers; one was to an agent in West Germany known as “G” who was active in the SPD. As it was described by another previous reviewer of Man without a Face, with Teutonic precision, the Stasi remembered to radio birthday greetings to its agent. He was also  important enough to be congratulated on the birth of his son. That untidy behavior proved disastrous. The radio traffic was analyzed by the BfV who eventually figured it out. The known details of the agent, and, crucially, the date of the boy’s birth, matched those of Guillaume and his son, and he and his wife were put under surveillance. Guillaume was arrested on April 24, 1974. Brandt resigned ten days later. While the penetration was looked upon with amazement, Wolf lamented that it was all in all a defeat. Wolf, expressing the sense that he had only achieved a bit of a Pyrrhic victory,  explained in Chapter 9, “Our role in bringing down Brandt was equivalent to kicking a football into our own net,” He also stated: “We never desired, planned nor welcomed his political demise. But once the chain of events had been set in motion, they had their own momentum. Where was I supposed to have yelled stop?” Brandt was the architect of Ostpolitik, West Germany’s opening of relations toward the GDR and remainder of the Eastern Bloc beginning in 1969 and the German Basic Treaty of 1972,  setting the basis of relations between West Germany and the GDR. Moreover, the GDR secretly supported and encouraged Willy Brandt’s Ost-politik policy of rapprochement with the East German government. than the former chancellor. His successor as Chancellor, Helmut Schmidt, was less committed to the “Eastern” policy.

West German Chancellor Willy Brandt (right) and Gunter Guillaume in tinted glasses (left). Gunter Guillaume and his wife, Christel, were a husband and wife team, two of the hundreds of sleeper agents set up in West Germany by the HVA in the 1950s. Guillaume managed to navigate his way up to become a top staff assistant to West German Chancellor Willy Brandt. Guillaume dealt well with all of the suspicions that came his way. Wolf admitted that he was somewhat surprised by Guillaume’s success. As he explained: “We never lost hope of penetrating the heart of Bonn, but no one expected to get so close to the top man. Nor would I have bet on Guillaume, who we codenamed Hanson, to be the one to accomplish this historic espionage coup.”

2. Klaus Kuron Walk-in Case

There were occasions fortunate for Wolf when his intelligence officers came across the “walk-ins”, those who on their own volition turn toward and even work for the East. Among those stories is that of the spectacular recruitment of Klaus Kuron, deputy chief of the BfV. Wolf stated in Chapter 10: “ This was exceptional, even for the entanglements of the spy business.” The Kuron walk-in began with a tug of war between HVA and BfV over one of Wolf’s sleeper agents, Joachim Moitzheim. Moitzheim had been caught by BfV attempting to recruit the man who operated the counterintelligence computer named Nazis. Once intercepted by the chief and deputy chief of the BfV, respectively Hansjoachim Tiedge and Klaus Kuron, neutralized him with the threat of a lengthy  imprisonment and recruited him to work as a double agent for them. Moitzheim agreed, but informed Wolf and  his superiors at HVA  of the recruitment effort. The verdict was that Kuron, who was not seen as a threat to the GDR should be function as a triple agent for the HVA. Having been in contact with BfV officials. Moitzheim was asked if he could take a look at a letter anonymously dropped off at the GDR Embassy in Bonn in 1981. The letter written by an individual Wolf believed knew the structure of HVA well, offered to provide a high degree of inside intelligence for a one time payment of 150,000 Deutschmarks. In the letter, Wolf beloved as an effort “to whet our appetites,” by informing in the letter that there was an effort to recruit an official at HVA’s SWT, the unit responsible for technological espionage. To Wolf’s astonishment, Moitzheim identified the handwriting on the letter as Kuron, the deputy chief at BfV with whom Wolf had struggled in the intelligence war. Kuron communicated again by telephone call during which a meeting was arranged in Vienna.

Wolf noted that Kuron “was unembarrassed by his treachery” as he described his situation at BfV. Kuron who came from modest beginnings worked his way  lacked a university degree and was regularly passed over for more senior positions at higher salary levels. Wolf quoted Kuron directly: “It has been a struggle . . . Everyone knows how good I am, but I’ll never go any further.” Noting the bitterness of Kuron’s tone, Wolf quoted him further as saying: “In the West, they say that there is freedom and an equal chance for everyone to achieve their potential. I do not see it like that. I can work till I drop and still end up being treated as a drone. Then they bring along some half-wit bureaucrat whose daddy has paid his way through school and has a glittering path ahead. I can’t bear it any longer.” Wolf saw Kuron as being worth every penny. He noted that for six years, “Kuron did sterling work for us. With the innocent help of his teenage son, who thought he was just doing a favor for his dad for work, . . . . “ Wolf also noted that Kuron took professional pride in his work for the HVA, often helping with projects that fell outside of his agreed contract. While acting for the GDR within the BfV as a figurative predator in the forest, Kuron also had to have an awareness of his surroundings much as prey. Wolf recounted what that entailed. The HVA achieved successes with Kuron, undetected, right up until the fall of the Berlin Wall. For the most part, defections of Kuron’s type were typically driven by such unbalanced ambition. While the overwhelming majority of officers will find the intelligence service to be an acceptable way of life. Evaluations from his supervisors and managers reflect not only the officer’s performance and work product, but attitudes and behavior as observed. When the officer cannot come to terms with the job and the system, a resulting decision may be to escape it. The worst possible impulse would be to take on the defectors cloak and strike against the institution that tried to embrace the officer. The impulse to conquer the institution was equally powerful. It was certainly more than a lack of good judgment. The problem is the insufficiency of the individual.

3. Hansjoachim Tiedge Walk-in Case

As aforementioned, It was Hansjoachim Tiedge’s job as chief at BfV, to intercept, neutralized, and when possible, recruit GDR spies to work as double agents for the Federal Republic. It was believed by many at BfV that Tiedge addicted to the bottle. Tiedge’s condition was more than corridor gossip at the BfV. He could scarcely drag himself through the working day. On the day that Tiedge defected to the GDR, as Wolf thoroughly details in Chapter 10, he used tradecraft. In the summer of 1985, Tiedge reportedly came to the Magdeburg section of the Inter-German Border that a man identifying himself as “Mr. Tabbert” had arrived, demanding to speak to a representative of the foreign intelligence service. Wolf, who was preparing to go on summer vacation in Hungary, was called. According to Wolf: “Throughout Kuron we knew that Tabbert was Tiedge’s code name.” Wolf ordered to quickly pass him through without further questioning, and be treated well. Wolf also directed Karl-Christoph Grossmann, who ran Department 9 and handled Kuron’s first approaches, pick him up on the Autobahn junction leading to Berlin. Once stirred in a safe house outside of Berlin, Tiedge asked to speak with Wolf directly, but he declined to leave the matter to Grossmann. Wolf claimed that he was already planning to retire and decided continuity in terms of his handling was important given all of the ramifications.  After identifying himself to Grossmann, Tiedge reportedly stated: “I’ve come to stay. You are my last chance.” Then the full measure of Tiedge’s dilapidated state became known. Tiedge confirmed that he was a heavy gambler and drinker. His wife died in an accident at home after he had been involved in a drunken fight with her. Investigated for manslaughter, the verdict was death by misadventure. His children were unruly, never forgiving him for their mother’s death. His lifestyle had led to disciplinary proceedings. Tiedge believed he was being kept on at BfV as a means for his superiors to keep an eye on him. Wolf assessed his situation as follows: “Here was a man who had descended into such a psychological hell that he could see two possible escapes, suicide or defection.”

Wolf said regarding Tiedge’s arrival: “It was a much a surprise to me as to everyone else. I had some inkling that he might wash up on our shore if things got much worse for him in Cologne, but we did not seek contact with him.” Wolf used Man without a Face to categorically deny that Tiedge had been HVA’s agent before his defection. Based on what has been made public, Tiedge was very likely Wolf’s greatest catch. Outlining the benefits that Tiedge brought to HVA, Wolf noted: “Tiedge had a memory like a computer for names and connections and filled in a lot of blanks for us, though not as many as he thought, since he was unaware that his colleague Kuron was in our pay.” As the story goes, away from the book’s text, due to Tiedge’s defection, the West German intelligence community was at sixes and sevens, trying to determine what would happen next, who was who, what was real and what was not. His betrayal was called the most damaging of the Cold War for the Federal Republic. It resulted in the recall of numerous West German agents still in the field. In that period, the East Germans captured 168 West German spies. Wolf stated in Chapter 10: “We rubbed our hands in glee at the turmoil.” However, there would soon be a bit of irony to befall HVA as Grossmann, the man entrusted with handling both Kuron and Tiedge, two days after German Unification, accepted an offer to help track down HVA agents. Overall, Wolf believed that the successful recruitment of officials and the collection walk-ins from his adversaries confirmed his notion that intelligence work never simply rests upon technology. It rests upon what cannot be bought, the human element, the mind, thoughts, emotions, conscience and will. Wolf stated in Chapter 10: “Our successes right up to 1989 indicate a technological superiority is of limited usefulness if the basics of the service are mishandled. That kind of expertise can be bought, but good organization, tight discipline, and the right instincts are not commercially available.”

Hansjoachim Tiedge (above) was very likely Wolf’s greatest catch. As chief of West Germany’s Bundesamt fur Verfassungsschutz (Office for the Protection of the Constitution) or BfV, Tiedge’s job was to intercept, neutralized, and when possible, recruit GDR spies to work as double agents. His betrayal was called the most damaging of the Cold War for the Federal Republic. It resulted in the recall of numerous West German agents still in the field. In that period, the East Germans captured 168 West German spies. Wolf believed that the successful recruitment of officials and the collection walk-ins from his adversaries confirmed his notion that intelligence work rests upon the human element, the mind, thoughts, emotions, conscience and will, and never technology alone.

A Thought about Wolf and the German People

It is not difficult to imagine that Wolf firmly believed that through reeducation and practice, the German people would appreciate the Communist Movement’s benefits and the promise that the Socialist system brought for the GDR’s future. He would work toward the cause of establishing a proletariat paradise. Although Communism had been present as a political movement in Germany, it was never an idea universally accepted by the German people. Before World War II, the German people faced the dilemma of choosing between what were considered two undesirable options: Adolf Hitler and the Nazis and the Communist Party of Germany. The two parties engaged in a tumultuous and very violent struggle for political control of the country. Through the efficacious application of force and a more effective political strategy, the Nazis gained the upper hand. Once Hitler and his Nazis came to power, the Communist Party was eviscerated and banned. The road was left open for German people to fall under the spell of Hitler and to be overcome by the false promises and manipulations of the Nazi Movement. It all seemed inspired by ingenious telepathy from Hell. Nazi Germany was an abomination. Under the Nazis, the German people suffered loss beyond imagination. They were plunged into endless depths of despair, anguish, and agony.

For centuries, the German people had been steeped in Western religious traditions and a spiritual link to God. To that extent the laws of Western societies were generally an amplification of Divine law or biblical law. Much as expressed in Ephesians 4:18, under the Nazis, the German people were alienated from the life of God through the ignorance that was in them, because of the blindness of the heart. Postwar, the Communist finally had their chance to rule in Germany. With their country literally fractured by the war and the majority living in privation, the people of the GDR were subsumed by Communism as pressed upon them by their Soviet occupiers. Unlike their fellow countrymen in West Germany, they had to survive what became “Part 2” of a dark, bitter authoritarian epoque in German history. Once again, Germans in the East found themselves in a far country, which is anywhere outside the will of God. The Communist made certain that the people of the GDR were more thoroughly torn from their spiritual underpinnings. Under the Communists, the mystery of the covenant between God and man and His creation was reduced to a mere human puzzle whose pieces can be arranged according to limited human intelligence. Much as Wolf became an albeit willing victim of institutionalized atheism, which the Communist world’s Soviet masters called “gosateizm”, the same requirement to believe in unbelief was imposed on the people of the GDR.

As a true believer in the Communist movement, Wolf acknowledged feeling somewhat unnerved when he observed how the GDR’s society began to vibrate in response to the benefits of the opening and opportunity created by glasnost and perestroika. Suppressed no longer was the desire by the people of the GDR to have for a better life, a better world, better existence. The people of the GDR also heard a message from the West that resonated. French Emperor Napoleon Bonaparte has also been quoted as saying: “There are only two forces in the world, the sword and the spirit. In the long run the sword will always be conquered by the spirit.”

It is not difficult to imagine that Wolf firmly believed that through reeducation and practice, the German people would appreciate the Communist Movement’s benefits and the promise that the Socialist system brought for the GDR’s future. He would work toward the cause of establishing a proletariat paradise. However, as a true believer, Wolf acknowledged feeling somewhat unnerved when he observed how the GDR’s society began to vibrate in response to the benefits of the opening and opportunity created by glasnost and perestroika. Suppressed no longer was the desire by the people of the GDR to have for a better life, a better world, better existence.

In Man without a Face, Wolf apparently sought to present himself as the man he believed himself to have been throughout his career, doing his job for his country as best he could. Through all the years of official secrecy and darkness, he saw himself as a normal man. Surely, normal and fine could be considered relative terms when it comes to Wolf, but letting the world know that he felt that way seems to have been an important point of the book. To that extent, Man without a Face is even more a very personal human story. Of course, everything discussed in Man without a Face is open to interpretation by the reader. One is certainly entitled to form their own opinion of Wolf and his work. To encourage that, greatcharlie suggests its readers take a look at the book give it the old school try! Without hesitation, greatcharlie highly recommends Man without a Face to its readers. Find a copy! For those who have already read it, take a second look. It is truly worth the read!

By Mark Edmond Clark

Commentary: Some Foreign Leaders Continue to Misstep in Approaching Trump: Yes, It Is Still Happening!

US President Donald Trump (center right), French President Emmanuel Macron  (center left) and other G7 leaders in Biarritz, France. Problems have obtained on the international scene because some foreign leaders have used flawed stories from the US news media about Trump as a basis for their decisions concerning the US. It is surprising that nearly three years into Trump’s first term, many foreign leaders remain uncertain about what he is doing and how to approach him. More national leaders must engage in a bit of self-intervention and halt what may be their respective governments’ self-destructive approaches toward the US President.

The renowned Ancient Roman Emperor Gaius Julius Caesar has been quoted as saying: Libenter homines id quod volunt credunt. (“Men freely believe what they want.”) Much as that centuries old adage obtains, critics in the US news media would have the world believe that Trump came to the G7 Summit in Biarritz, France on August 24, 2019 with a whip, so to speak, and the other leaders struggled to pull it away from him. The Economist summarized remarks made prior to the meeting in the following way: “the G7 summit in the seaside resort of Biarritz, an event many expected to be wrecked by conflict and theatrics.” However, there was in fact hardly anything that could be called conflict or uncongenial behavior in any form among leaders at the G7 Summit. Courtesy abounded. The leaders of the world’s economic powers were cozy enough as they figuratively shared the same tea trolley. There may have been some friendly, strong discussion among the members. There was also a very apparent misstep made by the host, French President Emmanuel Macron, with Trump. Still, each left with a better understanding of one another’s positions and better conception of how they can all work together on a variety of issues. During his remarks at an August 26, 2019 joint press conference with Macron at the close of the G7 Summit, Trump stated: This is a truly successful G7. There was tremendous unity. It was great unity.” He went on to say: “Nobody wanted to leave. We were accomplishing a lot. But I think, more importantly, we were getting along very well–seven countries. And it really was the G7.”  

Within reason, one could attempt to substantiate that misguided supposition propagated by many in the US news media that the G7 would by a disaster by noting that the agendas of foreign governments are usually single-minded. Coming almost naturally to them as politicians, foreign leaders meeting with Trump would certainly want to push the agendas of their countries forward. Some partners, much as competitors, pushed so hard with their respective agendas that the result was heated exchanges. However, the promotion of their respective countries’ agendas was not at the source of Trump critics’ expectations that there would be contentious interactions between him and other national leaders. Rather, those thoughts from Trump’s critics in the US news media were a manifestation of a personal dislike of the US President that echoes the established position of management in the various news media houses toward him. Their version of Trump has never been complimentary. They see no grace, creativity or intellect, in ways he has addressed foreign policy issues. They insist a dictatorial mayhem exists in the Trump administration that ensures only the worst decisions possible flow from it. Trump’s critics, while offering sentiment as reality, cannot be begrudged free expression. Yet, problems still arise on the international scene because some foreign leaders continue to use extrapolations from flawed stories from the US news media about Trump or make inferences from them to base their decisions concerning the US. The inability of Macron to grasp how Trump’s unique, successful, style of diplomacy that led to an aforementioned misstep with him at the G7 was very likely due in part to his use of faulty information from the US news media.

It is somewhat surprising that nearly three years into the first term of the Trump administration, many foreign leaders are still uncertain about what the US President is doing and how to approach him. Trump has been discussed by greatcharlie on previous occasions in its posts. Further, since 2017, greatcharlie has taken the opportunity to express its concerns about the US news media’s antagonistic treatment of Trump, initially in response to the heavy skepticism expressed about the nascent Trump administration and what was ostensibly an inchoate foreign policy. The hope then was that at least a few foreign leaders might heed advisories from greatcharlie cautioning against an over reliance on the US news media to collect “useful” information on Trump administration intentions and actions on foreign policy and diplomacy. During a January 21, 2018 CBS News “60 Minutes” television interview, the great novelist John le Carré, reflecting on his immediate work, explained that “Each book feels like my last book.” He wittily went on to say, “And then I think, like a dedicated alcoholic, that one more won’t do me any harm.” With regard to each essay it has produced on foreign leaders’ misunderstanding of Trump, greatcharlie feels similarly. The level of misunderstanding displayed in one situation or another always manages to prompt just one more essay on the matter. The hope now is that at least a few more foreign leaders might be egged on to engage in a bit of self-intervention and halt their respective governments’ self-destructive approaches toward the US President. Concordia res parvae crescent. (Work together to accomplish more.)

Trump’s Diplomacy: It Comes from the Heart

Watching Trump negotiate is akin to attending a master class on the subject. Trump has essentially been the administration’s metaphorical talisman on bilateral diplomacy, trade talks, essentially every kind of dealmaking. He will apportion his energy on foreign policy and diplomacy with an economical balance to each urgent, important, and not so immediate issue, as reasonably necessary. In doing things a bit differently on a variety of issues, Trump presents possibilities for getting many new, better things done. Perhaps by the manner in which Trump goes about doing things, he does display a bit of magic, so to speak. He can see a clear way to do things, sorting out the extraneous and sticking to the matter at hand. Some might describe what often emerges as a peculiar variety of diplomacy. Yet, there is in reality a clear logic to it all. Critics and opponents of Trump will likely find all of this hard to fathom. Henry Ford the US industrialist and inventor and Edward Everett Hale, a US author, poet, historian, and Unitarian minister have both been attributed to the quote: “Coming together is the beginning. Keeping together is progress. Working together is success.” It could be said reasonably that Trump’s thinking on diplomacy runs along that same track.

Despite what might be a history of war, aggression, and strong animus with an adversaries and opponents, or coruscating flashes of disagreement on defense, trade, and even climate change with allies and partners, to Trump, diplomacy, all talks, must start with “coming together”. For Trump, coming together is the beginning of any successful human interaction. To that extent, Trump always insists that he is ready to talk, even to adversaries. Since he knows that the process of creating a connection between countries can only begin with one side expressing itself to the other, Trump has often very publicly taken that first step. He sees an opportunity to initiate a form of personal diplomacy with almost everyone. What is necessary is having a foreign counterpart who is willing to listen and understand what Trump is saying. In establishing terms for interaction, differences between the two leaders, which on a very basic level could include political orientation, age, work experience, prestige, power, must set aside or overcome. On a personal level, there may be differences in styles of communication and certain sensitivities. Trump, will usually straightaway engage a foreign leader by looking beyond outward appearance, seeking to discover what is in his heart. Ex abundancia cordis, os loquitor. (From the abundance of the heart, the mouth speaks.)

From the beginning of a diplomatic process with a foreign leader, Trump will insist through his own cordial actions, that mutual respect shown and understanding given to positions expressed. Trump will rely upon soft sensory abilities, using intuition and intimations, to facilitate discussion on issues and all aspects that are important to both leaders. As communication develops, he will desire to create a sense of “oneness” with his interlocutor on the matter at hand. Smooth interactions creates opportunities for fulsome talks more desirable and usually results in them becoming more frequent. In talks, Trump knows there will be moments when both sides must reconcile with dissonant components of one another’s thinking on the spot. Thinking ahead in order to cope with an issue that could develop into a major obstacle, Trump will lay the groundwork for handling those moments by ensuring that an open and friendly atmosphere exists in all interactions. He will promote that positive atmosphere without effort or pretentiousness and mainly through a natural discourse with foreign leaders. There is apparently no disproportion between what is observed publicly in Trump’s interactions with foreign leaders and what occurs between them behind closed doors. Another bit of nuance to Trump’s approach is to take into account emotional responses of his foreign interlocutor. Trump will regularly and earnestly express an interest in a foreign leaders well-being and what he was thinking. As US President, he understands the harness in which other national leaders often feel strapped. That harness can become a yoke for some. Being able to mutually see the world through that lense provides an excellent basis for commonality and understanding in which he and his interlocutor can find comfort, and to an extent, relief.

Once Trump has the US “working together” with another country on a matter as agreed, success has been achieved. His vision would typically entail both sides engaged in various levels of communication communicating, working together, and making equal contributions all along the lines of excellence. That type of shared contribution has been called the art of working as one. Trump spends time daily as chief imagineer of the US, engaged in forward thinking, considering new types of partnerships, largely economic, that would serve mutual interests, ensuring what is best for the US. What he will hope and expect is that those with whom he is negotiating will be accepting of change and a new path forward. What will typically be seen as a result by other countries when it comes to trade is a mutually robust path toward economic growth or even renewal backed by the experience of Trump and the largess of the US. Trump has not displayed any interest in subsuming the interests of another country just to gain advantages. He knows that will only set the stage for a build up of animus and likely future contentious interactions over the unfairness of the relationship. Trump is not in the business of kicking the can down the road, leaving problems for the US President that would follow his second term.

Hardly anything is all peaches and cream. When meeting with foreign leaders face-to-face, Trump’s eyes are always wide-open. He knows that even when it is easy enough for others to be supportive, to do the right thing, they will often choose the opposite. As he is no longer a novice US President, no longer seen from him are any mistaken assumptions about the loyalty, honor, capabilities of others, particularly among longtime political leaders of his own Republican Party. Indeed, Trump has honed his ability to see straight through just about anyone he encounters in both politics and diplomacy. In that vein, what is presented to him by foreign leaders is not accepted at face value. In addition to being able to see through the false face, he can discern true intention and position. Having this ability does not make Trump dismissive of them. There is no turn to being condescending. Interestingly, he will do his best not to let on to what he is thinking and feeling in those situations.

While it can be reasonably stated, as mentioned here, that Trump actually does things a bit differently in diplomacy, it would also be correct to state that he has not engaged in a variety of diplomacy so peculiar that foreign leaders and their aides and advisers would need to bang their heads on the tables, attempting to understand it. (If that is truly the case anywhere, greatcharlie respectfully suggests that those leaders find new, more effective aides and advisers.) What foreign leaders may characterize as vagarities, unexpected actions, in fact is a certain nuance which has been Trump’s style on foreign policy and diplomacy since day one and should have been better understood and have become part of a reliable calculus concerning him long since. He never makes himself ordinary, and he should be treated as such, nor should his thinking be considered such. (On immediate impression, perhaps what has been presented may appear quite evident and to a degree, common wisdom, however, negative preconceptions and false assessments of Trump so dominate the world scene, it becomes necessary to lay it out when discussing perception versus the realities about him.)

Macron’s Surprising Misstep with Trump at the G7

Periclum ex aliis facito tibi quod ex usu siet. (Draw from others the lesson that may profit yourself.) When efforts are made by foreign leaders to connect with Trump by taking manipulative steps designed to find advantage over his way of thinking, they typically fall flat. Perchance, those failed efforts reflect much more about the foreign leader making an assumption or basing a decision concerning Trump on mere conjecture. A recent example of this was Macron’s effort to bring Trump and Iranian Foreign Minister Mohammad Javad Zarif together at the site of the recent G7 Summit. Apparently, Macron saw promise in the effort based on what Trump accomplished at the DMZ at Panmunjom with North Korean Chairman Kim Jong-un. It appears that based on information he was provided by aides and advisers, and one might presume even his own research, Macron comprehended only on a superficial level what Trump had done with Kim. He unfortunately drew all the wrong lessons from Trump’s inspired move.

It has been suggested that Macron seeks to exert greater influence on the world stage. He is seen as growing into a role as a European leader who is “prepared to take risks, push new ideas, and try to use the multilateral system to ease tensions and defend the liberal order.” For Macron, organizing an impromptu US-Iran meeting turned out to be far more challenging and riskier than he could ever have imagined, particularly as it created the image of him among US officials and scholars, not as a European leader, but more as Europe’s busybody. When one does a comparison between what Trump accomplished at the DMZ between the two Koreas and what Macron attempted, similarities can be seen, but great differences become most apparent. In those differences can be found reasons why Macron’s venture went wrong. Further, Macron may have wanted to create something akin to Trump’s extempore meeting with Kim at the DMZ when he brought Javad Zarif to G7 Summit site, but the matter was clumsily handled. It may not have been a stunt, but it reasonably appeared as such. Some effort was made by some mainstream European news media houses to dress up what occurred as something positive. The Economist claimed that Macron managed “to avert disaster, keep America’s Donald Trump happy, ease trans-Atlantic tensions over a French tech tax and win a pledge from Mr Trump to talk to Iran’s President Hassan Rouhani.” Yet, alas, the effort was a failure.

The DMZ meeting was part of an ongoing effort to solidify the mutual respect,  understanding, and trust between Trump and Kim. As already explained, Trump and Kim demonstrated to each other that they equally understood the importance of “keeping together for progress.” They managed to indicate to each other that they were both interested in securing an agreement as things progressed. For Trump, in particular, it was part of an effort that greatcharlie has dubbed the ”maximum defusion campaign”. Further, Trump was also paying a visit to a new friend while “in the neighborhood” of his country as that is what real friends do! Having Kim respond to his invitation and come with a smile and outstretched hand to the DMZ was a tremendous success for Trump. Kim was willing to talk and follow-up on past meetings and letters. In the end, there were meetings that day in Panmunjom that resulted in a decision to bring teams of US and North Korean negotiators to hash out irritating issues. The entire venture was born out of Trump’s life experience. Experience is something that one has and can be tapped into. Experience cannot be simulated.

Looking at the idea of bringing Trump together with Zarif in the manner that Macron should have, many things become apparent. Zarif was sanctioned by the US. Trump has doled out a number of hard hitting sanctions against Iran and Iranian officials following his administration’s withdrawal from the 2016 Joint Comprehensive Plan of Action negotiated by the US, Russia, China, France, the United Kingdom, and Germany, suspending the Iranian nuclear program for a short 10-year period. There had been no previous meetings between them, no positive relationship, not even a noncommittal plan for interaction preexisted between the Trump administration and the Iranian regime to build upon. Zarif has made more than a few dismal remarks, garden-variety disparagements about Trump and his administration. One comment that stands out is his mocking reference of the Trump administration as the “B team,” which may indicate his gross misunderstanding of the political scene in the US. It is difficult to understand how and why in Zarif’s mind that the Trump administration would not constitute the “A team”. Maybe Zarif uttered the phrase only as means to entertain the lessen lightened at home with some banal amusement. In the spirit of full-disclosure, Trump also said a few uncongenial things about Iran, particularly about it being a state-sponsor of terrorism and its distabilizing activities throughout the Middle East and beyond. That view has been repeated by the US Secretary of State Mike Pompeo. The big difference between what they have said versus Zarif’s comments is that all of their comments have been accurate.

Regarding Trump’s decision to meet impromptu at the DMZ, it certainly was not a decision based on preference or predilection toward meeting in that fashion. Rather, it was more about recognizing the potential in a particular circumstance and creating an opportunity. Thus, there was no reason whatsoever to duplicate such extempore circumstances in Biarritz. Further, it is difficult to understand why Macron would think Trump should meet with the sanctioned foreign minister of Iran and not the president. Kim is the Chairman of the Workers’ Party of Korea, the leader of North Korea. It would only be fitting for Trump to meet with Iran’s Supreme Leader Ayatollah Ali Khamenei or at a minimum, Hassan Rouhani, the President of Iran. Under the circumstances, it is Zarif and his Foreign Ministry that could be called the “B team”. He is hardly eligible to meet with the US President.

Trump was unlikely pleased to discover that Macron completely failed to understand the DMZ meeting, that he was confused about what occurred, and even more, that Macron really did not understand him so well. However, in the face of it all, Trump displayed sangfroid and statesmanship. At the April 26, 2019  joint press conference with Macron at the G7 Summit’site end, Trump tried to tidy up the mess that the French President made with invitation to Zarif. Trump let Macron off the hook to a degree by stating that the French President had informed him of the “surprise move” with Zarif. Trump even agreed to meet Rouhani, with the condition of Iran becoming a good player in its region and on the world stage, but that accommodation fell flat. Rouhani absolutely rejected the idea of meeting with him unless sanctions imposed by his administration were lifted. That was an unrealistic condition insisted upon. Rouhani further stated incredulously that the US would also need “to bow its head in respect to Iran as an equal.” There is absolutely nothing that the US should have appreciated about Macron’s intercession into the current diplomatic difficulties between the US and Iran. Surely the impromptu venture was worth its candle enough that Macron should have been willing to go farther into the woods to consider all of its aspects, all of its possibilities, positive and negative. One might offer the conjecture that what was most importantly really revealed by the whole affair was a better understanding of Macron thinking on foreign policy and diplomacy. Smart, confident people can find real resolutions to difficulties. As a result of how the matter was handled by Macron, nothing good stemmed from it. If officials in the Palais de l’Élysée could please pardon greatcharlie’s frankness, the whole venture cobbled together by Macron was not particularly clever. Ornat haec magnitudo animi, quae nihil ad ostentationem, omnia ad conscientiam refert recteque facti non ex populi sermone mercedem, sed ex facto petit. (To all this, his illustrious mind reflects the noblest ornament; he places no part of his happiness in ostentation, but refers to the whole of it to conscience; and seeks the reward of a virtuous action, not in the applause of the world, but in the action itself.)

Examples of Recent and Past Failure by Foreign Government’s to Understand the US

This sort of ill-conceived approach not only to understanding of every new US President, but US society as a whole, tends to be a common problem in the decision making centers of foreign capitals. Perchance, even before the end of the first year of Trump’s first term, it became apparent to most foreign leaders that they could not rely on the intellectual support of their respective  subordinates when it came to dealing with Trump and the US, yet many continued to do so. Even Russian Federation President Vladimir Putin, at the dawn of the Trump administration, appears to have been egged on by certain aides and advisers in his cabinet who harbored strong anti-Western sentiments and believed Trump could be pressed on certain issues. It was likely such skewed thinking and a desire of aides and advisers to create the impression that they had an easy handle on things that led to the continued execution of an election interference campaign in the US that began during the administration of US President Barack Obama. That operation, now well-exposed, indeed left little doubt that over the years that officials in Moscow have not learned much about the actual multifaceted inner workings of the US government and the dynamics of US politics. That misunderstanding of how the system worked in the US surely led officials there to believe that they could ever influence a US presidential election. With the considerable interests of so many in the US staked on the 2016 election’s outcome, there was hardly a chance that a rather weighty level of influence activity stemming from an odd, unexpected direction would not be detected in many quarters. Moreover, US intelligence services and law enforcement agencies were watching over everything. When the covert operation was uncovered, the US responded with expulsions of diplomats and closures of Russian Federation facilities in the US. So much was discovered about the operation that Putin was left with little ability to plausibly deny his knowledge of those particular activities of Russia’s intelligence services.

As explained in greatcharlie’s January 14, 2019 post entitled, “Trump Uses Prior Experience, Flexible Thinking, and Even Empathy, to Make Foreign Policy Decisions Fit for Today’s World”, the unique qualities and character of each US President in great part impels the US public to select them on election day. As chief executive of the US Government requires the president to take certain positions and actions in accord with US values and interests. Yet, it is the unique qualities and character of each which causes the choices of each to diverge a bit or a lot from those of their predecessors. How a president will act on certain foreign and national security policy issues will typically be outlined during an election campaign for the public to read and hear. From what is enumerated, the public will form an opinion on a candidate. There must be the belief that the candidate will make a positive difference in their lives personally such as making them financially better off and more secure, allowing for improvement to their communities by making more services available and life better in general, and in the country by improving its condition, guiding it in a positive direction, and ensuring its status as a world leader and force for good. Negative ideas that might to orbit around a preferred candidate and even a rival candidate, while seemingly important in campaign efforts–every campaign has elements that focus on those matters and to an extent promulgate negative information on an opponent–and in news media stories broadcasted, published, and posted, may remain correlative, even de minimis, in the minds of many voters. In the end, it is not what is wrong with a candidate that sticks in the mind of a voter that is so important. It is what is right for the voter which makes the difference. The thinking of the US public generally moves in that direction. To the extent that negative information about a preferred candidate might have an impact, it may drive voters to the polls to ensure their candidate wins. However, an influence operation that would ensure such behavior in sufficient numbers to manipulate an election results would need to be nuanced to a degree that would be nearly impossible to carry out. (At a minimum, a full-fledged shadow campaign, with a multitude of operatives on the ground, would be needed to be successful. Moscow carried it out its 2016 interference relatively on the cheap!) Basing the interference operation on a failed interpretation of US political activity, meant it was doomed from the start. Essentially, it was sabotaged by ignorance.

During the Cold War, within the furtive decision making centers of the Soviet Union, there was a similar half-baked understanding of race in US society. It was seen as a matter in which their intelligence service could insulate themselves and exploit. To be more specific, the hope of the Soviet intelligence services was to exploit the disaffection of ethnic communities, particularly African-Americans, toward the US Government as part of its mission. Conjecture, more than anything else, was used to develop some official understanding of the racial strife in the US. They simply needed to create some basis to conduct operations to exploit it. When it was expedient, they undoubtedly substituted revolutionary ideals of the Communist Movement as a framework for understanding the civil rights efforts of the African-American community where they lacked an authentic understanding of the many dimensions of the race issue. (There was apparently a penchant toward that type of projection by the Soviet and Eastern Bloc intelligence services.) The operations of the First Department of the Soviet Union’s intelligence service at the time, Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) better known as the KGB, covered the US and Canada. A target of the First Department among others, was the African-American community, particularly African-American radical groups. The task was to fund and support the radical groups in preparation for direct action, attacks on government facilities. However, they should have only expected to achieve results. If the KGB had looked deeper into the matter, it might have discovered that despite the contentious, aggressive, and violent exchanges on race that were taking place during the Civil Rights Movement and afterward, for African-Americans there was certainly no desire to fight the US Government. Extremist elements with that in mind or something similar, promoting a divide between people, were few and far between. Further, despite any likely projection by Moscow of its own Socialist and Communist thinking in Moscow on the African-Americans community, the Civil Rights Movement was never about any of those political ideas. Respect and love for the US, and a sense of patriotism was present and apparent in most African-Americans despite incredible difficulties they faced in society. The goal of the Civil Rights Movement was not to tear down, destroy, transform the system as it stood, but integrate more fairly society. The goal was to ensure the recognition of the rights of the African-American their community as due under the US Constitution and inclusion of members in all that was the US. The culture, attitudes, behavior, thinking, and laws had to be changed to allow and support the equal opportunity of African-Americans to enjoy those rights. Important to the struggle was getting the majority in the society to value the lives of others, to value the lives of their fellow country regardless of race. Logic and wisdom had to conquer the sentiment and traditions of the past. For years, these elements were righteously insisted upon. Due to a willingness to accept change for the better and new federal laws passed, some progress was eventually made.

Intriguingly, a similar degree of skewed thinking on race in the US has been displayed by the Russian Federation Government today. According to The Atlantic, a spate of recent reports, accounts tied to the St. Petersburg-based Internet Research Agency—a Russian “troll factory”— used social media and Google during the 2016 electoral campaign to deepen political and racial tensions in the US. Indeed, as explained on the Russian TV network TV Rain, those trolls were directed to focus their tweets and comments on socially divisive issues, such as guns, but another consistent theme has been Russian trolls focusing on issues of race. Russian ads placed on Facebook apparently placed emphasis on Ferguson, Missouri and Baltimore, Maryland, which were the sites of considerable and extended protests after police killings of unarmed African-American men. Another Russian ad showed an African-American woman firing a rifle. Other ads played on fears of groups such as Black Lives Matter.

Should Foreign Leaders Blame Their Intelligence Services for the Failure to Understand Trump?

When national leaders do not grasp what is happening on an issue and cannot get a handle on a situation in a satisfying way, anxiety, a sense of panic, can ensue. To fill those gaps in information, they make use of their intelligence services. The information that the intelligence service may provide may not necessarily be collected through agent running in the field or technological means. Whatever might have already been gathered by intelligence professionals from clandestine operations and perhaps covert sources of collection, may be supplemented and even complemented by overt sources. Indeed, among the tactics, techniques, procedures, and methods of many intelligence services of countries of various sizes and power, is to have analytical units mine for information through overt sources of intelligence, traditionally newspapers, magazines, books of certain authors. Now certain websites, blogs, and social media are also commonly raked through.

Using such overt sources, however, can be risky. Analysts can easily become victims of faulty reports, misleading stories, and politicized commentary. There is no assurance that the information is true. Without the means for verifying and confirming whether it is true, intelligence service must proceed with caution. Presently, overt sources can pose nearly as much danger as information that might be dangled before collectors by adversaries. When the wrong information is collected and presented to consumers, things can go terribly wrong. Policy and decision makers demanding intelligence, may not ask or give a cursory look at how and from where the information available was collected. Depending on how bad the situation is, those officials directly advising or supporting key leaders, rather than sit palms up due to detected discrepancies, questionable findings, and intimations, will pass it along as work product, demonstrating that they possess some type of control, a handle on the situation. Those consumers might be pleased to receive verification of their ideas. Those ideas, strengthened with the support of new data, no matter if they are dead wrong, can often become facts and make their way from consumer to consumer as such.

What Foreign Leaders Should Keep in Mind about the US News Media

With regard to news related to foreign affairs and diplomacy, national security and defense, international and national, the news media serves as the eyes and ears of the US public in realms that are generally inaccessible. What is immediately apparent in the way in which stories are being reported and commented upon lately is the great degree that it deviates from well-established standards of professional practice of the past. That would include informing truthfully about people and events, reporting facts and not simply offering opinions. In particular, the quality of mainstream news media efforts devoted to foreign affairs and diplomacy, national security and defense, has degraded significantly.

US news media houses sell papers and magazines, but more importantly, advertising space when they express and act on such sentiment. The so-called “Information push” drives the mad grab for stories and a source, almost any source, that will provide information to corroborate what is going out over the air, on paper, and online. Misguided speculation by the US news media can make stories seem more exciting, even lurid. Human nature is fascinated by what sounds exceptional and scandalous. When foreign leaders are drawn to such stories, they most often suffer the consequence of losing opportunities for their respective countries.

It is important to know that since the first days of the Trump administration, there has been an “us-them” approach taken by the majority of the US news media toward anything it does. Reporters and pundits in the broadcast media have gone beyond the point of being gadflies. Primacy is given to an effort to shape the thinking of the public against Trump, as well as provoke the US President, with daily stories that harshly criticize him, gainsay his administration’s decisions and actions, and chastises administration personnel from senior advisers to middle level staff. Words used are beyond hostile and aggressive. The distance that many journalists are willing to travel away from past norms is unknown. Into the second year of his first term in office, the news media remains all Trump, all the time. Journalists discuss hypotheticals sometimes with only a tenuous connection with the realities to ongoing events instead of informing the US public of facts from solid reporting and analysis based on studied patterns of decision making. The facts offered are more often bleached to the point of being superficial. Deeper dives into facts are avoided, and gaps are filled with opinions. Journalists will even seek to capitalize on Trump’s criticism of their stories whenever he decides to get involved with them.

The modality of the attacks on Trump from the news media catches the eye. Many critics have proven better skilled in unpleasantry than bon mot.  The attacks have been meted out in gradations of intensity. None of it represents healthy, objective, traditional reporting and commentary. It is defined by a supercilious, holier-than-thou perspective of the US President, that they believe gives the free reign to be arrogant and rude toward him without regard for the fact that he is still a human being, and in an honored position that, itself, should garner respect. A type of patrician aesthetic has led some critics to put themselves in a position high enough to judge whether Trump is “presidential enough” for their liking. The words “not presidential” were heard every time Trump spoke. Efforts by Trump of any kind elicit a range of reactions by those engaged in the broad, piquant, counter-Trump discourse. From what has been observed, critics and detractors within the US news media as much as some angry scholars, policy analysts, political opponents, and leaders of the Democratic Party, have essentially exhibited a collective mindset, determined to find wrong in Trump. They have tried endlessly to uncloak some nefarious purpose in his legitimate effort to perform his duties.

On a secret recording made at a staff meeting on August 12, 2019, Dean Baquet, the executive editor of the New York Times, was heard making comments to the effect that the newspaper saw its job as imposing a “narrative” on the world rather than listening to what the world teaches. In that vein, Baquet seemed more concerned that in the Times coverage of the Russian collusion story concerning Trump and the 2016 US Presidential Election, it failed to deliver “the Russia story its readers wanted.” As Baquet stated: “Our readers who want Donald Trump to go away suddenly thought, ‘Holy [bleep], Bob Mueller is not going to do it.’ ” Baquet went on to explain that despite the fact that the newspaper covered an unsubstantiated story, he was satisfied with its work. He said, “We set ourselves up to cover that story. I’m going to say it. We won two Pulitzer Prizes covering that story. And I think we covered that story better than anybody else.” Baquet additionally indicated that the newspaper was not through with Trump yet. He suggested that the Times next needed to deliver the narrative that Trump is a racist, insisting that the Trump racism story is the one the newspaper’s readers want. He stated: “How do we cover America, that’s become so divided by Donald Trump? How do we grapple with all the stuff you all are talking about? How do we write about race in a thoughtful way, something we haven’t done in a large way in a long time? That, to me, is the vision for coverage. You all are going to have to help us shape that vision.” Baquet’s comments would have been considered unimaginable a few years earlier. Such is the state of the mainstream US news media today.

An Element of “Monkey See, Monkey Do” Overseas?

As greatcharlie discussed in its May 31, 2018 post, “An Open Mind and Direct Talks, Not Reports Developed from Overt US Sources, Will Best Serve Diplomacy with Trump”certainly, officers in topflight intelligence services around the world are carefully watching the drama being played out between Trump and the US news media. Interestingly, if any reports being produced by an intelligence service are still using the product of the US news media in their intelligence analyses of Trump, then those services are truly being remiss in their duties. Yet, maybe there is an element of “monkey see monkey do” that might drive such behavior.

During the testimony of the Special Counsel to Investigate Russian Interference with the 2016 Presidential Election and Related Matters, Robert Mueller, on July 24, 2019 before the House Judiciary Committee, Congresswoman Debbie Lesko (R-AZ) pointed out that in the final report of his office, entitled “Report On The Investigation Into Russian Interference In the 2016 Presidential Election” and known commonly as the Mueller Report, cited numerous media stories. Indeed, in Volume II of the Mueller Report, commonly referred to as Part 2, much of the supporting evidence used was from the US news media and not interviews or collected documents. Lesko asked Mueller directly: ““I think you relied a lot on media. I’d like to know how many times you cited The Washington Post in your report?” Lesko also asked Mueller how many times the report cited the New York Times or Fox News. Lesko then told Mueller that he cited the Washington Post “about 60 times,” the New York Times “75 times,” and Fox News “about 25 times.” She went on to state: “I’ve got to say, it looks like volume two is mostly regurgitated press stories. Honestly, there’s almost nothing in volume two that I couldn’t already hear or know simply by having a $50 cable news subscription.”

While the research as presented in Part 2 of the Mueller Report, analyses may have resembled authentic collection by intelligence and law enforcement officers, in reality it was a superficial mockery that fell far short of any professional standards. Perhaps foreign intelligence services, a bit more familiar with the practices of the US intelligence community, may be taking a lesson from it. However, that particular practice, if it is indeed a common practice of the US intelligence community, certainly it would behoove foreign intelligence services not to allow that method to serve a model for what they should be doing to fulfill the requirements created by their consumers.

The Way Forward

Understandably, foreign leaders have great interest in successfully interacting with Trump. However, the use of information gleaned from the US news media is certainly not a way to accomplish that. To that extent, greatcharlie has been thoroughly critical of foreign leaders efforts in that direction. So scarcely can it be said that what appears in the US news media about Trump are  accurate facts that it would behoove foreign leaders to be more than circumspect of information they receive that has arrived out of its stories. Moreover, they should perhaps avoid such information, regardless of their own respective intelligence services procedures for using it as an overt source, altogether. As for alternatives, alas, greatcharlie’s not in the business on telling foreign how best to understand the US President’s intentions and actions. Yet, lessons for anyone on the matter can be drawn from the approaches taken by Trump aimed at affecting change in the foreign and national security policy decision making of other countries in his first term while working outside the auspices of international institutions. There might be some disagreement with this suggestion, but very often from what critics might declare as crises, Trump has managed to create starting points for new beginnings in relations with other countries. Trump sees potential in everything. As a result, if he sees a better way, an easier route to put the figurative golden ring in his reach. His critics and detractors insist that there are strictures on foreign and national security decision making to which he must adhere as US President. However, Trump, having been engaged in international business for years, has had time to examine the world using his own lens, and not a political or bureaucratic prism. He came to office confident that he could maneuver well among the galer of national leaders, each with his or her own ideas, goals, ambition, will, and predilections. There will occasionally be surprise shifts in his approaches. Indeed, he exhibits the type of flexibility of thinking and action that an accomplished general would hope to display in war. It is possible that he has by instinct the methodology to do it all well.

Additionally, greatcharlie has neither the intent nor the wherewithal to insist the leaders in foreign capital to accept its explanation of how far off-base many of their analyses of Trump must be and that they must immediately change their perspective. It would seem that some might prefer to continue onward in that way given a degree of comfort has been found in believing the situation truly is as they see it. It would only hope that with a record of being unable to find a pathway to understanding what will most likely be a two-term US President, that all would adopt a perspective on Trump in line with reality. Laudem virtutis necessitati domus. (We give to necessity the praise of virtue finding the benefit in what is needful.)

Commentary: With His Concerns About Kim’s Health Allayed, Trump Presses on with Denuclearization Diplomacy

US President Donald Trump (left) and North Korean Chairman Kim Jong-un (right). A benchmark of progress in the diplomatic process on denuclearization was the highly impressive meeting between Trump and Kim at the Demilitarized Zone at Panmunjom on June 30, 2019. The day after, Trump posted a message on Twitter about the meeting, curiously offering an assessment of Kim’s health. Proposed as part of a denuclearization agreement is the robust US investment in North Korea to support its rapid economic development. Trump must consider what it will take from start to finish to achieve success. Kim’s continual leadership of North Korea is critical to that success, making his health of great importance to Trump.

Using the bond of a newly formed friendship once essentially considered forbidden between a sitting US President and a Chairman of North Korea as a conduit, US President Donald Trump and the Democratic People’s Republic of Korea  (North Korea) Chairman Kim Jong-un have embarked on an energetic diplomatic process to create a sustainable, mutually beneficial peace between the US and North Korea. Such a quantum leap through diplomacy would have the attendant impact of creating peace, security, and stability in Northeast Asia. The highly impressive extempore meeting between Trump and Kim at the Demilitarized Zone (DMZ) at Panmunjom on June 30, 2019 was a benchmark of the significant progress being made in building relations between the two leaders and the two countries. A day after that historic meeting on July 1, 2019, Trump posted an intriguing message on Twitter. Noteworthy was his mention of the condition of Kim’s health. Trump stated: @realDonaldTrump “It was great being with Chairman Kim Jong-un Union of North Korea this weekend. We had a great meeting, he looked really well and very healthy – I look forward to seeing him again soon . . . .”

Trump’s assessment of Kim’s health was not some throw away line provided with some banal intent to jostle the curiosity of spectators in the US news media and among his political opponents. It was a public expression that manifested his concern about a matter critical to the long-term success of Trump’s diplomatic process on denuclearization: Kim’s uninterrupted leadership of North Korea. As mentioned in a July 23, 2019 greatcharlie post entitled, “Commentary: Trump and Kim at the DMZ: Is a Virtual “Maximum Defusion Campaign” Helping Trump Prompt Denuclearization?”, the fulcrum of the whole diplomatic initiative has become a commitment between to leaders. Much of what Trump has been doing relies heavily on Kim’s continued leadership in Pyongyang. To similar degree, Kim is doubtlessly concerned whether the terminus of Trump’s presidency will be in 2020 or 2024. In that vein, the 2020 US Presidential Election is very likely factoring into Kim’s decisionmaking on denuclearization. Trump, after all, is the one who would be best able to deliver on his promise of a North Korean economic renaissance, so to speak. With regard to Kim, a health condition, which many suppose that he has, could limit the period of his leadership and might spell disaster for Trump’s efforts. Illud autem ante omnia memento, demere rebus tumultum ac videre quid in quaque re sit: scies nihil esse in istis terribile nisi ipsum timorem. (Remember, however, before all else, to strip things of all that disturbs and confuses, and to see what each is at bottom; you will then comprehend that they contain nothing fearful except the actual fear.)

On medical matters, greatcharlie admits being out of its province. Yet, without pretension, greatcharlie states that it has no intention of being waggish in considering the matter. In its assays of the diplomatic process on denuclearization, the goal has been to better understand Kim’s behavior, to better forecast the course of the diplomatic process. The intention is to stick with the primary problem instead of rooting around at extraneous matters. That has required selecting what particular strands to pull out from a mass of information. Neither Kim’s health, nor that of Trump, falls into the extraneous category Rather, the life of the diplomatic process on denuclearization essentially depends on their lives. Indeed, it seems fitting in this case for it to engage in a foray into concerns, in this case, about Kim’s health no matter how inelegant it may appear.

Surely, it would be tough to accurately conclude what would be the outlook for North Korea should Kim fall ill or leave the scene completely. As addressed in both Article 2, Section 1, Clause 6 as well as Section 2 of the 25th Amendment of the US Constitution, the immediate Line of Succession from the President is the Vice President, the Speaker of the US House of Representatives, and then the President pro tempore of the US Senate. However, who in the Workers’ Party of Korea (WPK) would eventually take control of North Korea after Kim and how he or she may may view the diplomatic process on denuclearization is unknown. Under the by-laws of the Charter of the WPK, the Chairman of the WPK is elected by the Central Committee of the WPK. Members of the Central Committee are not seated permanently. They are elected by the Congress of the WPK, therefore, one would stand on a slender thread in attempting to predict the membership of the Central Committee at the moment of Kim’s hypothetical demise. (Surely, the Russian Federation and China would want to have some influence on the matter. Their respective interests regarding North Korea certainly do not mirror those of the US. Perchance it might be decided in the capital of one of those countries that decapitation of the North Korean leadership might be the best way to halt Trump’s progress if it all becomes too threatening to its interests.)

Verbum semel emissum volat irrevocabile. (A word once sent forth (uttered), flies forth irrevocable (irrevocably)) It seems reasonable for Trump to feel the need to address well-being of a critical element of the diplomatic process on denuclearization: Kim. Perchance his intent was to allay the worries and fears of others perhaps in the US Congress, in foreign policy circles in Washington, and in the US public. One might posit that Trump’s surprising discussion of Kim’s health on Twitter mostly evinces the extent to which it was a matter of considerable importance to him. Agreeing to work with North Korea on its rapid economic development will require enormous investment from the US. Trump had to consider early on in the diplomatic process on denuclearization how he expects the situation in Northeast Asia to look many years ahead given relative capabilities and possibilities on the US and North Korea. However, he must also consider how things could look if things go wrong at certain points and determine what it will take to make it beneficial for the US from start to finish. A happy fact is that in his comments, Trump stated without reservations that he found Kim mens sana in corpore sano. That clearly indicates that he feels it would be prudent for him to continue with his efforts.

Without being assured of success at any step or being assured of a successful outcome long-term through the diplomatic process on denuclearization, every push forward into that unknown entails significant risk, calculated as best as possible. For Trump, effective calculation of that risk requires being read-in on as thoroughly as possible on every new report produced by government agencies, particularly the intelligence services–despite alleged hostile claims found in the news media made by disgruntled, unknown, or former Trump administration officials. It also requires opening his consciousness to what is happening in the process, to know what and when steps must be taken, to recognize what must be in place for the process to advance and to assess the possibilities for varied moves by Kim and aides and advisers. Interestingly, it could be ascribed as part of Trump’s personality that as an optimist, he will always look for ways to move a promising situation forward. He will try to identify issues on which he might be able to do some real open field running to advance his cause. Trump would then look within himself to design the next best steps he would  take with the North Korean leader, steps with which he would feel most comfortable. type of thinking led to his decision to invite Kim meet impromptu at the DMZ. So far, Trump has provided a conductor’s performance of exquisite diplomacy.

Throughout the diplomatic process on denuclearization, it cannot be denied that Trump has been very understanding of Kim’s position in Pyongyang. For many in North Korea, the idea of any agreement with the US remains inimical to their beliefs regarding the Communist Movement and Anti-capitalism. At the time of this writing, North Korea still refuses to sign a formal peace agreement to mark the end of the Korean War. The war ended on July 27, 1953. Trump has taken timing into consideration the timing of his meetings with Kim. Along that line, Trump has presumably incorporated into his own decision making Kim’s evaluations through letters of when it might best to proceed without creating too much shock at home over his interactions with the US President. Trump has also displayed a deep respect for the politics of Kim’s situation. For example, he seems to recognize that Kim’s launching of short-range rockets and fiery speech toward South Korea as an effort to mollify military and security elites who might believe he has become too congenial toward the US. Yet, on top of those considerations, there is no doubt that Trump has a good sense for what Kim may be feeling as a young leader confronted with a particularly tough, challenging matter. He has also taken into account the meaning of the denuclearization diplomacy to Kim, and his emotional responses to it. From the beginning of his administration, Trump spoke of the heavy responsibilities that had been laid on Kim’s shoulders in almost an avuncular way. Interestingly, Trump to an extent has tried to minimize unnecessary stresses directly upon Kim during the denuclearization diplomacy. Looking at it all as a human process, both Trump and Kim are both strapped tightly into the harness of leadership, which in dealing with certain matters, can feel more as a yoke. Amicus certus in re incerta cernitur. (A sure friend is discovered in an unsure (risky) situation.)

Despite all that was apparent about Trump’s concern over Kim’s physical and emotional and emotional well-being, within the US news media, his sudden discussion of Kim’s health was generally viewed as mysterious and confounding. Broadcast, published, and posted reports from the US news media have more often been critical of the Trump administration’s handling of the diplomatic process on denuclearization than not. Many insist that Kim has gone along with Trump to build a friendship in order to score a devastating blow to the US President by destroying the relationship and the diplomatic process through betrayal. (Even Kim should be well-aware at this point that the consequence of insincerity and deception would be dreadful for North Korea.) Second to the preconception that Trump lacks the faculties to navigate through the diplomatic effort with the so-called wiley Kim, the news media emphasizes that conversations between the US President and the North Korean Chairman are shrouded in mystery. Indeed, the argument has been made that it should not be so difficult for anyone from outside the diplomatic process to understand or judge exactly what was actually going on. Unfortunately, unlike the way movies, television, novels, there is no one available to explain things, to cheer everyone up. In covering the delicate and discreet process of diplomacy on denuclearization, it would behoove the news media to focus less on the melodramatic and more on the intellectual.

Without the intent of contradicting the US President regarding Kim’s health, greatcharlie would like to suggest that its readers nonetheless take a good look at Kim’s bearing in Vladivostok on April 25, 2019. As noted in a May 19, 2019 greatcharlie post entitled, “The Putin-Kim Summit: An Uneasy Episode in Kim’s Introduction to a Brave New World”, one could reasonably state that he appeared to be having health problems. Apparently exceeding his appropriate weight range and being a smoker, it could be expected that Kim would be dealing with dome underlying health issues. However, in Vladivostok, Kim simply looked unhealthy. Kim breathed laboriously as if he had anything from a very bad cold, bronchitis, asthma, or pneumonia, to something much worse, such as a pulmonary edema, a pulmonary embolism, or some other pulmonary episode. A far lesser possibility now, but one worthy of consideration at the time of the Vladivostok meeting is that Kim was suffering from a myocardial infarction (heart attack) of a Type 2 diabetic, slowly dying in discomfort, without appropriate care.

Kim appeared pale, shuddering, breathless. At times he additionally appeared disoriented, uncertain, uncomfortable, anxious, even jumpy. This uneasy behavior was not observed in Kim in Singapore, Hanoi, or Beijing. Thinking in a way similar to greatcharlie, Eric Talmadge of the Associated Press, stated in his article published in Time magazine on April 26, 2019: “What caught the attention of many outside observers Thursday wasn’t the scene, but the sound — of Kim’s loud breathing. Clips of the introductory encounter were quickly tweeted around the world, many with comments about the leader’s audible breathlessness. South Korea’s media, meanwhile, speculated that it could be a sign of Kim’s poor health. He is, after all, overweight and a notoriously heavy smoker.” According to Talmadge, Kim has evinced similar health problems at previous high-level meetings. Some may recall that in April 2018, on the occasion of his first summit meeting with South Korean President Moon Jae-in, Kim looked out of breath as he signed a guestbook following a short walk.

It was the English mathematician and philosopher Alfred North Whitehead who explained: “Simple solutions seldom are. It takes a very unusual mind to undertake analysis of the obvious.” When Trump entered the diplomatic process on denuclearization with Kim, he set aside the preconceived ideas of others about him. He did not simply accepted as accurate information available that ticked enough boxes to confirm “bad man” and attempting to work with him would be hopeless. In the US news media, much was reported about Kim that has supported such views. However, the reality was that very few Western journalists had ever met him, nor had they ever seen him up-close until the Singapore Summit in June 12, 2018. Regarding Kim’s health in particular, except from what journalists may have gleaned from reading reports in the abstract about Kim, there was no baseline on Kim’s normal functioning or responses in specific situations from which they could compare or appraise Kim’s behavior. Trump was determined to explore the matter. So thorough has been his examination, as is known now, he even engaged in his own evaluation of Kim’s health.

Most important concerning Trump’s evaluation of Kim as they both move through the diplomatic process has not been his judgments on the North Korean leader’s  health. Rather, his judgment that there is a certain humanity in him that critics doubt he has. Trump seeks to use that humanity he believes that he has found in Kim to accomplish big things. Assuredly, the two leaders are energetically engaged in tandem to resolve what was once a nuclear crisis. Pragmatism and practicalities make instant gratification through the denuclearization diplomacy improbable. Still, those who have been following the diplomatic process very closely likely have the same positive intimations, a certain sense of impending success that will be achieved over the long-term. In the meantime time, the opportunity exist to address troubling issues and sew together the threads that will result ultimately in diplomatic triumph for both countries. Ornat haec magnitudo animi, quae nihil ad ostentationem, omnia ad conscientiam refert recteque facti non ex populi sermone mercedem, sed ex facto petit. (To all this, his illustrious mind reflects the noblest ornament; he places no part of his happiness in ostentation, but refers the whole of it to conscience; and seeks the reward of a virtuous action, not in the applauses of the world, but in the action itself.)

Commentary: Trump and Kim at the DMZ: Is a Virtual “Maximum Defusion Campaign” Helping Trump Prompt Denuclearization?

US President Donald Trump (left) and North Korean Chairman Kim Jong-un (right) walk side by side toward South Korea following Trump’s historic June 30, 2019 crossing of the Demilitarized Zone (DMZ) into North Korea. It appears that attendant to the Trump administration’s maximum pressure campaign of economic sanctions, a virtual “maximum defusion campaign” designed to mitigate lingering distrust and cauterize tension is being directed at North Korea through Trump’s interactions with Kim. A genuine friendship has developed between the two leaders. Hopefully, Kim will further open his consciousness to see the great possibilities Trump’s denuclearization proposal will create for North Korea and finally accept it.

The immediate impression of supporters, critics, and detractors of US President Donald Trump over his suggestion that he and the Democratic People’s Republic of Korea (North Korea) Chairman Kim Jong-un visit the Demilitarized Zone (DMZ) at Panmunjom was surprise, skepticism, and apprehension. Yet, on June 30, 2019, the meeting occurred, and the results were excellent. To Trump’s credit for inviting Kim to meet at the DMZ, and to an extent to Kim’s credit for accepting his invitation, the diplomatic process, which appeared to be moving somewhat slower after their last summit has been invigorated. The parties have now taken the step to organize teams of officials from both countries that will form working groups on the denuclearization matter. Many observers are still struggling to understand how Trump managed to get the US relationship with North Korea to this point. The situation is surely a long way from the flap early in the Trump administration during which there were reports every ten seconds about some vituperation he or Kim had hurled at the other. The situation in Northeast Asia seems an even longer way from the formerly atrocious condition of relations between their respective countries since the end of the Korean War. Generally, contentious relationships as that which existed between the US and North Korea do not recurvate so quickly. The surprisingly fast change in this case started from the moment Trump opened to the door to talks with Kim. Nearly all foreign and national security policy circles in the US were skeptical that Trump’s entreat to Kim to enter diplomatic talks on denuclearization would amount to anything worthwhile. However, Trump clearly understood that the time for the two leaders to meet, far more than just face-to-face, but one-on-one, eye to eye, head-to-head, brain-to-brain, had come. The improved environment resulting from the burgeoning relationship between the two leaders through their meetings in Singapore on June 12, 2018 and in Hanoi, Vietnam from February 27, 2019 to February 28, 2019, and in satisfying communications through diplomats and letters, surely encouraged both Trump and Kim to meet extempore at the DMZ. Both men, thinking in harmony, saw something attractive, constructive, and very positive, in the opportunity.

The diplomatic process on denuclearization is a devilishly complex undertaking. For that reason, many less discerning eyes, looking for some dramatic advancements, continually report that Trump and Kim are accomplishing little to nothing through their interactions. Yet, in reality the indications and implications are that much has been achieved. They are unaware that Trump has not only taken a real step away from war, but he has also been engaged in a virtual “maximum defusion campaign”. That diplomatic campaign has been running parallel with his maximum pressure campaign. Perhaps greatcharlie is going out on a slender thread by positing that Trump has been engaged in some unannounced and nowhere else expressed diplomatic campaign. However, the world can see for itself how much attention and energy Trump has given to what has been a masterful, statesmanlike diplomatic effort, uniquely shaped by his bold and self-assured personal style to encourage Kim to move toward denuclearization. His maximum defusion campaign has required a considerable, dedicated effort to do what is necessary to reduce, relieve, alleviate, moderate, and mitigate rough spots and tackle some nagging issues most present to mind between the US and North Korea that might preclude the reaching of an agreement on denuclearization. The meeting at the DMZ was a very visible manifestation of the positive, forward thinking mindset that has developed between Trump and Kim via the maximum defusion campaign.

Admittedly, in 2019, greatcharlie has been somewhat focused on the Trump-Kim diplomacy on denuclearization. Its enchantment with the matter is stimulated by its support of the effort. Through this essay and others it has written on the topic, greatcharlie, using the faculties it has on US and North Korean foreign and national security policy decisionmaking, has sought to put together the arithmetic of what Trump nas been doing. His prosecution of a so far successful virtual maximum defusion campaign is outlined. Interestingly, the diplomatic process on denuclearization can be seen as a vessel in which all of the strengths attitudes and varied aspects of Trump’s diplomacy can be found. Perhaps it could said that the diplomacy on denuclearization is a metaphor for Trump administration diplomacy in general. Through a closer look by greatcharlie at the diplomatic process, to some extent, a better understanding of the Trump administration’s approach to foreign and national security policy is provided. Non viribus celeritate corporum magna gerimus, sed sapientia et sententia et arte. (We accomplish important things not with the strength and quickness of our bodies, but by intelligence and thought and skill.)

The Virtual “Maximum Defusion Campaign”

With regard to the word “defusion” as used in the term “maximum defusion campaign”, it is defined as an effort to improve a difficult or dangerous situation, for example by making people less angry or by dealing with the causes of a problem.  A tame double entendre can be found in the term “maximum defusion campaign” when effort is interpreted as having the purpose of deactivating, disarming, and disabling North Korea’s nuclear weapons and long-range range missiles programs to make the region and the world safer. Assuredly, the maximum defusion campaign has meant far more than peppering his interactions with Kim with simple acts as using humor or a slap on the back to lessen tension at severe moments. The maximum defusion campaign could best be described as a nondestructive method of conflict resolution. It has been an effort in which Trump, through face-to-face diplomatic exertions and other direct forms of communication such letters, has sought to create a genuine, personal connection with Kim. Through that connection, Trump would hopefully would be able to encourage a change in Kim’s conception of denuclearization and make the idea of a US assisted economic renaissance in North Korea more comfortable for him. The two leaders would be energetically engaged in tandem to resolve was once a nuclear crisis.

Among obstacles to finding a peaceful path between the two countries was the great animus existed between them for many years following the July 27, 1953 armistice ending a horrific three year war on the Korean Peninsula. They were a time of anger, aggression, deception and betrayal between the US and North Korea. For the US, the thrust of its dislike of North Korea was anti-Communism. Its main goal was containment of the Communist threat there as well as everywhere else in the world. Communism was correctly characterized then as an aggressive revolutionary political system dedicated to the destruction of the West. That anti-Communist posture morphed in the 1990s to the extent in which the uncertainty and instability that North Korea posed in the region to primacy over the geopolitical threat. In North Korea, there was an almost anti-US underpinning to the country’s development, that was perhaps not as strong as, but almost equally significant as its Communist movement. Out of all three potential adversaries in the Northeast Asia, North Korea, not the Russian Federation or China, posed the greatest threat to US allies in the region despite the existence of the US nuclear umbrella that provided was designed have a deterrent effect. That type of de facto bigotry in thinking on both sides colored personal and institutional perceptions, doubtlessly insinuating itself into studies, observations, and other various reports. This was particularly so in the military, the intelligence services. Lest we forget, for 65 years, tens of thousands of troops on both sides of the DMZ have remained heavily armed and on alert in a stand-off.

The process of creating a connection between the US and North Korea could only begin with one side expressing itself to the other. It was Trump who took the first step. He saw the opportunity to initiate a form of personal diplomacy with Kim. Fortunately, Kim was willing to listen and understand, albeit cautiously, to what Trump was saying. In establishing terms that interaction, there were very apparent and essential differences between the two leaders that could have become hurdles for them to overcome. On a very basic level, they included: political orientation, age, work experience, prestige, power. Trump, however, decided straightaway to engage Kim by looking beyond outward appearance, seeking to discover what is in his heart, and grasping the realities of his position as a young leader. As the personal diplomacy evolved, to some degree it has also entailed an unspoken reliance upon soft sensory abilities, using intuition and intimations, exploiting all of their human potential. Ever since those surprising beginnings of the diplomatic process, there has been a seemingly irreversible mutual respect exhibited between Trump and Kim. All along the way, an authentic effort has been made by both leaders to be understanding toward the positions expressed by one another in their negotiations.

No precondition of creating some faux parity in status between the US and North Korea as countries was insisted upon before the talks began. Big concerns about that still have not been raised since by North Korea. An equilibrium in power and prestige did not need to be feigned between Trump and Kim. Conversely, there was not an insistence by the Trump administration that Kim recognize Trump’s greater standing as President of the US. Although the talks could not be honestly described as “a meeting between equals”, they could certainly be called an “exchange between friends.” Trump has kept his promise to work directly with Kim on the diplomacy, although it would unlikely have gone any other way. Trump has essentially been the administration’s metaphorical talisman on bilateral diplomacy, trade talks, essentially every kind of dealmaking.

In the talks, surely there have been moments when Trump and Kim have been required to reconcile with dissonant components of one another’s thinking. Steps taken by Trump to cauterize tension would certainly fall under the rubric of Trump’s virtual maximum defusion campaign. Among the culprits that have likely elicited such dialogue between the two leaders are: joint military exercises; ship seizures, missile launches, and delays or deception concerning the dismantling and destruction of nuclear weapons and long-range missile development facilities. Whenever matters have needed to be smoothed out, rather than loose ground, Trump turned those occasions into opportunities to propel the conception of denuclearization forward with Kim. To be certain, whatever Trump has discussed has not exceed what is decent. Indeed, what he has said and has offered would only be congruent with the interests and values of the US. The same has most likely been seen from Kim. The extent to which the leaders have been successful in handling controvertible issues is evident to all that Kim and North Korea appear far less the threat that deservedly made headlines in 2017 when the administration began.

The maximum defusion campaign has required Trump to create une atmosphère ouverte et amicale, an open and friendly atmosphere, when engaged with Kim that will ensure forward thinking must be dominant in all interactions. That positive atmosphere has been promoted without effort or pretentiousness, and a natural discourse between them has resulted. That undoubtedly accounted for the warm interaction was observed by the whole world at the DMZ. It is essentially what has been publicly observed from Trump since his first meeting with Kim in Singapore. Further, there is apparently no disproportion between what had been seen publicly and what has been happening behind closed doors between Trump and Kim. Reportedly, from small bits and pieces overheard when their meetings have started, Trump and Kim have spoken to each other in a very friendly, very natural manner. Their conversations have unlikely been fraught with technical matters, unless the discussion migrated into issues concerning land development, architecture, engineering, and construction and Trump’s enthusiasm got the best of him. It certainly seems that Trump has accurately claimed that he has a friendship with Kim, and certain chemistry exists between them.

In their conversations, both Trump and Kim have surely been exposed to considerable amounts of unsynthesized intelligence that has come from one another. That would be a natural result of negotiating truthfully and in good faith. That has required both leaders to evaluate what is heard, select what is important, and advance the dialogue by incorporating in their decisionmaking. That process of selecting what should be given their attention is aided by experience and a strong sense of priority, a clear focus on ones goal. It would appear it has all gone well because the two leaders have made progress and a good rapport has apparently developed between them. Further, both Trump and Kim have proven respectively that they can been discreet. Nothing of substance has leaked from their furtive talks. That may be doing much to further build confidence between the two leaders.

Maximum Defusion May Aid Trump’s Efforts to Encourage Denuclearization Nearly as much as Maximum Pressure

The maximum pressure campaign has been centered on the entirety of North Korea’s world so to speak. However, the virtual maximum defusion campaign has been centered on Kim. In all fairness, it was Trump who managed to awaken the curiosity of Kim, and moved him to consider the prospect of working, of all things, alongside the US President. As explained in a February 4, 2019 greatcharlie post entitled, “The Second US-DPRK Summit: A Few Additional Things Trump and Kim Might Consider ”, the connaissance suffisante that they acquired of one another then has served as the basis upon which continued communications between them were comfortably founded. Those communications were conducted by using their top officials as envoys and letters. What they truly understand about each other, their chemistry, will be verified by the results their meetings. It is very likely that at the DMZ, they were no longer appeared exactly the same to one another as they had in Singapore or Hanoi. Surely, Trump may feel Kim has evolved in terms of his thinking on the US and on the possibility of transforming his country. Kim has displayed an awareness that since June 2018 his relationship with Trump has been moving through a process of growth. As important, he has likely recognized how Trump has grown into the job of US President.  Regarding his own maturation, Kim has likely developed a greater sense of what could be done for North Korea with Trump. Perchance he has already noted just how beneficial everything Trump has proposed would be for North Korea. He may finally decide to grab what Trump is offering, the best path possible for his country’s future. Concordia res parvae crescent. (Work together to accomplish more.)

As a critical element of personal diplomacy, there must be trust and there should be a palpable sense that it is always evolving, always improving. Trump must be able to trust Kim. Kim must be able to trust Trump. Each must believe what the other says, and say what they really mean. It appears at this point that they trust one another to a certain degree. Coming across the DMZ at the invitation of Trump  was a firm, physical expression of trust in the US President. For Trump, going across the DMZ at the invitation of Kim was far more than quid pro quo, tit-for-tat. Rather, it was a reciprocal firm, physical expression of trust in the North Korean leader. All in all, their mutual crossing of the DMZ could be categorized as an historic confidence building exercise, a very visible symbol of the mutual trust that exists between Trump and Kim.

As aforementioned, Trump without question created a comfortable atmosphere for Kim at the DMZ, as well as in all previous meetings. Kim has apparently tried to create a similar comfortable for Trump. At the DMZ, Kim was successful to the extent that Trump was willing to come into North Korea. Through a brief discussion in a conference room on site, it was jointly determined that the parties would move to the next step which is establishing teams of officials from both countries to form working groups on the denuclearization matter. As Trump explained in his own words on July 1, 2019 on Twitter, “@realDonaldTrump: . . . . In the meantime, our teams will be meeting to work on some solutions to very long term and persistent problems. No rush, but I am sure we will ultimately get there!” Petit a petit, l’oiseau fait son nid.

Away from the negotiation table, the maximum pressure campaign goes on. Trump has kept all economic sanctions in place. Still, some military exercises have been suspended. There have been no flyovers of formations of US bombers and stealth jets, and Japanese and South Korean fighter-bombers. For his part, Kim has not test launched any long-range missiles, and no nuclear tests have been conducted. US warfighters reported missing in action during the Korean War have been returned. Cyber activity against the US is below the threshold that would illicit a concerted response. There have been no revelations on cyber activity by North Korea against the US. Valuable talks, positive conversations with good exchanges of ideas, have taken place between diplomatic officials of both countries. Letters have moved back and forth between Trump and Kim. Right on the heels of the Hanoi Summit’s closing, Trump held a unilateral press conference in Hanoi on February 28, 2019, Trump expressed the belief, “I think we’ll end up being very good friends with Chairman Kim and with North Korea, and I think they have tremendous potential.” He insisted that the US despite the outcome had not “given up on anything.” His sense that progress is being made on denuclearization was bolstered by the fact that Kim even had an interest in closing down parts of the nuclear program. Additionally, Trump reminded that, “There’s no more testing. And one of the things, importantly, that Chairman Kim promised me last night is, regardless, he’s not going to do testing of rockets and nuclear. Not going to do testing.  So, you know, I trust him, and I take him at his word.  I hope that’s true.”

Trump, Unlike Others, Is Kim’s True Friend

Publicly, the historic meeting between Trump and Kim at the DMZ was initiated with a Twitter message from the US President to the North Korean Chairman that stated: “After some very important meetings, including my meeting with President Xi of China, I will be leaving Japan for South Korea (with President Moon). While there, if Chairman Kim of North Korea sees this, I would meet him at the Border/DMZ just to shake his hand and say Hello(?)!”

Writing in that manner, Trump indicated clearly that while the message was ostensibly a short note on the progress he made with other countries during the G20 Summit in Osaka, the exertion even more was directed at getting the attention of the North Korean leader. From that perspective one can begin to find more underlying meaning in those other portions of the message that Trump also wanted Kim to notice. Indeed, very conspicuous was the emphasis Trump’s placed on his meeting with Chinese President Xi Jinping, who he considers to be a friend and with whom his administration is engaged sensitive  negotiations on trade and sorting out the matter of tariffs. It was as if Trump wanted to remind Kim that the Chinese have created a very successful, evolving economy while being a Communist country. Although moving toward a similar path alone would be incredibly challenging, it is along a similar course that Trump would like to see Kim take and would like to support.

However, almost as conspicuous in Trump’s tweet was the absence of any mention of Russian Federation President Vladimir Putin. It could be supposed that Putin was mixed in with names other leaders that Trump met under label “world leaders”. However, doing so meant not giving Putin any special recognition as the leader of a superpower which Putin craves. There was no recognition of their talks as a meeting of eagles. (Given the childlike taunts heard from the Russian Federation news media over the Fourth of July Celebration hosted by Trump, one cannot help but sense that there was no feeling that at the G20 in Osaka, Putin had once again failed to have Trump “eat out of his hand” as critics and detractors in the US have repeatedly suggested he could. In fact, the very telling attitudes and behavior displayed within the Russian Federation media very likely manifested an attitude of dissatisfaction that perchance has trickled out from the corridors of the Senate Building of the Kremlin over the outcome of his meeting with the leader of the world’s only superpower.)

With certain domestic political troubles facing Trump in mind, US commentators would likely make the case that Trump refrained from mentioning Putin in his Twitter message to avoid triggering commentaries from critics and detractors in the US news media and political opponents who, incredulously, are still holding on to the belief that Trump has some secretive tie to Putin concerning his 2016 Presidential Election. Such commentaries regarding Putin had emerged, they could have obscured what Trump was trying to communicate concerning a possible meeting with Kim. Trump is aware of what greatcharlie, in a June 18, 2019 post entitled, “Why Putin Laments the Soviet Union’s Demise and His Renewed ‘Struggle’ with the US: A Response to an Inquiry from Students”, referred to as un grand defi, a great challenge, promoted by Putin, pitting the US against Russia, to a large extent, in order to raise Russia’s profile as a superpower. Trump will not lend any credence to the idea that there is some all-encompassing geopolitical and geostrategic struggle between the US and Russian Federation. What Kim possibly read into it is that Trump, who is the main player on the world stage, mentioned him before Putin. Moreover, Kim was presumably struck by the fact that Trump gave special attention, put considerable thought into meeting with him.

Kim may be ruminating over side-by-side comparisons between his treatment from Trump with that from Putin and Xi. North Korea has a long history with the Russian Federation and China, but the matter at hand is the country’s future. It is a fact that Putin, Xi, and others did not stop by the Korean Peninsula to see Kim on their way home or ever before when they have been in the region. Neither at least publicly suggested doing anything of the kind. In Trump’s ostensible campaign of maximum defusion, it is always the thought that counts. Throughout the diplomatic process on denuclearization, Trump has taken into account Kim’s emotional response to the process, its meaning, and enormity. If Kim has engaged in an honest comparison of treatment by the three leaders, Trump presents Kim with something absolutely different than Putin and Xi. Trump offers Kim the opportunity to break free of the status quo which has locked Kim in as the very junior partner in its relations with both the Russian Federation and China. Those ties established many decades ago through revolution and war have become de facto chains for the North Korean people. Trump offers Kim the opportunity to escape the bondage of his ties with the Russian Federation and China and find a path to a greater future than the one they have essentially engineered for his country. Whether Putin and Xi are willing to admit it or not, they have both treated North Korea as if it held some second-class status. If one would allow greatcharlie to say, Kim is treated as a junior worm in their de jure tripartite partnership. Perhaps due to habit or simply a manner of thinking, they could not bring themselves to interact with Kim in any other way. Iniqua nunquam regna perpetao manent. (Stern masters do not reign long.)

However, while their approach to Kim and North Korea may feel right given his power and his country’s diminutive size and output relative to theirs, Kim certainly does not see the world from a worm’s eye view. With respect to that, Kim may have come to the realisation that the foreign and national security steps he has taken since coming to power have supported the existing paradigm between North Korea and its powerful allies in Asia. Those steps have greatly served their interests. To that extent, the Russian Federation and China have commodated North Korea in the development of many aspects of its military equities, although they both vehemently deny assisting Pyongyang in any way with it nuclear weapons program or long-range missile program. Surely, the nuclear weapons and long-range missile programs provide directly for North Korean defense. Yet, from where one sits, whether in Moscow, Beijing, or Pyongyang, the relative value of those weapons can be determined. From Moscow and Beijing, surely, at least initially, they supported North Korea in its role as a buffer to the US and its allies in the region.

Intriguingly, it would appear from what has been seen from the surface so far In terms of its well-being economically, Kim and North Korea must have a curious sort of faith in Russia and China. Despite sanctions, embargoed financial, energy, and other industrial resources can still seep into the country primarily through various schemes set up by Kim’s friends in Moscow and Beijing. North Korea is so reliant upon such resources that beyond any threat that its powerful neighbors might pose to it militarily, at the present, Putin and Xi can control its links to the outside world to the extent that its people’s very survival essentially rests in their hands. Kim has a choice to allow that to go on as it is, or to seek a far better path for his country. Being who they are as leaders and as individuals, Putin and Xi would hardly accept a similar existence for themselves or their respective countries. To the extent that the picture presented here is on target, it is possible that the initial overly aggressive stance that Kim took toward the Trump administration in some part may have also been a manifestation, or even a projection, of his angst over being boxed in by his purported friends in Moscow and Beijing.

In vinculis etiam audax. (In chains, yet still bold.) It is hard to imagine that since he came to power following the death of Kim Jong-il, that officials in Moscow and Beijing believe they have managed their relative relationships with Kim well. It could be supposed that the coming of a US President such as Trump, and his authentic and energetic efforts to connect personally with Kim and forge some sustainable agreement regarding peace and security between their countries, was never a factor in their geostrategic forecasts. That despite the ruffling of feathers and some saber rattling, the situation in the region would remain pretty much the same for some time to come. Everything that has occurred so far between Trump and Kim has no doubt been disturbing for Putin and Xi to watch, and for them it may pose terrifying prospects. Likely among his own reflections, Trump has considered and weighed the possible impact of any complicity by Putin and Xi in delaying Kim’s movement on denuclearization and outright efforts by them to undermine the diplomatic process. Streams of intelligence from the US intelligence services more than likely indicate that any negative impressions he might have were not limited to being just a hunch. Trump, however, would want to get a picture from Kim on the relative roles of Putin and Xi. Whether Trump would ever broach the matter with Kim is uncertain as it is a delicate area. Still, it may be an area that needs speaking to at some point because with the assistance of the US, Kim could be put in a better position to fend off efforts by the Russian Federation and China to spoil any efforts to economically develop North Korea that might get underway.

The Importance of Empathy

Throughout the diplomatic process on denuclearization, Trump has taken into account Kim’s emotional responses, the full meaning of the diplomacy to him, and his reaction to the enormity of the matter. Indeed, from the very beginning, Trump regularly expressed publicly an interest in Kim’s well-being and what he was thinking. Developing that understanding has likely been somewhat difficult to muster given the singularity of Kim’s emotional responses. If Pyongyang could pardon greatcharlie’s frankness, it cannot be denied that Kim has certainly made some dreadful mistakes in the treatment of his people and in international affairs that would reasonably cause pause. Trump has faced criticism for speaking only somewhat elliptically about that. However, no one should not get that idea that Trump is in the least bit dewy-eyed over building relations with the North Korean leader. Indeed, as greatcharlie has repeatedly explained, he is very aware of Kim’s maliferous leanings and outright violent acts against North Korean officials, friends, family, and ordinary citizens. Looking at the greater picture of Northeast Asian and global security and for the purpose promoting dialogue, Trump has focused upon Kim as a national leader who still has promise and is a work in progress. Trump has sought to find the humanity in Kim, to convince him to work for good, to stir the better angels of his nature. He has placed his attention to bringing Kim along to share his vision of North Korea path. Trump wants to walk with Kim to what could colloquially be called “a good place”. Trump hopes reports of Kim’s past negative behavior will eventually become simply an unfortunate record “from his past”, and not describe a potentially far more evolved “Kim of the future”. Given the great opportunity put before Trump, to be certain, it would be absolutely counterintuitive for Trump to splice the budding communications link with Kim by belaboring the matter.

The G20 in Asia, Northeast Asia, brought the major regional powers to the table except Kim. Trump arranged to meet bilaterally with Moon Jae-in in Seoul afterward. Kim and North Korea, although situated geographically in the middle of things, were left on the outside. True, Putin had a summit with Kim in Vladivostok on April 25, 2019. Xi met with Kim for a secret three-day meeting in Beijing, China, from March 25, 2018, to March 28, 2018; in a surprise two-day meeting from May 7, 2018 to May 8, 2018 in Dalian, China; in a one day meeting in Beijing from June 19, 2019 to June 20, 2018; in another three-day meeting in Beijing from January 7, 2019 to January 10, 2019; and, in a two-day visit to Pyongyang, North Korea from June 20, 2019 to June 21, 2019. Yet, while they were on the world stage, when all were present, Kim was clearly not at the forefront of the minds of his Russian and Chinese partners. They left him off the international stage. Trump, on the other hand was thinking about Kim, and wanted him to have a palpable sense of the possibilities for his future and North Korea’s future. To do that, he set up an impromptu meeting with Kim at the DMZ. Kim was given time on the international stage. Kim might consider that this action was a sample of what Trump wants to bring to him. Trump was to end North Korea’s existence in the shadow of other nations, to tear the label hermit kingdom off of it. Trump’s visit to the DMZ was in a way a gift to Kim. Surely, it was not some small coin of a certain age and value exchanged as a supposed symbol of friendship. Trump shared his own moment in the spotlight with Kim. Just the thought by Trump, at that moment in time of attempting to connect with Kim, well-expressed his goodwill and positive intentions. Through his actions, Trump essentially seemed to speak the words: “I promised to support your ascendency on the world stage and here we are. You can count on  my word, my promise, my efforts!”

How it all has actually registered with Kim, though, is unknown. How anything Trump has done for Kim remains uncertain. Only Kim really knows. Perchance, it has all been authentically expressed sublimely in Kim’s letters to Trump. To go a step further, perhaps Kim’s thinking may have been evinced by his decision to meet with Trump on June 30, 2019. Indeed, what has certainly been left out of most media commentaries is how big a decision it was for Kim to drop everything and immediately visit the DMZ. Reportedly, Trump was uncertain Kim was even in North Korea at the time he sent his invitation on Twitter. As fate would have it, he was there. Apparently sanguine about the meeting, Kim got his aides and advisers to clear his schedule and get all of the necessary logistics done to bring him securely to his country’s southern border. Doubtlessly, the cost of the unexpected trip was no small amount. From what was observable publicly, Kim appeared travelled to the DMZ to interact with Trump alone. There was no visible official entourage hanging on Kim except a bevy very adept security men, a troupe of photographers who displayed the dexterity of small bees, and a dutiful interpreter. Staying in the background was the First Vice Director of the Central Committee of the Workers’ Party of Korea of Korea, who is Kim’s very handsome sister, Kim Yo-jong. Kim seemingly holds her in high regard and whose counsel he appeared to appreciate at one time. She was accompanied the North Korea’s negotiation team. As he reportedly having fallen into disfavor with Kim after the Hanoi Summit, no one would have expected to see Kim Yong-chol, once Vice Chairman of the Workers’ Party of Korea, a foreign policy doyen, and sacred cow of the North Korean intelligence industry.

A Diplomatic Process between Leaders

Clara pacta, boni amicitiae. (Clear agreements, good friends.) Many critics and detractors of Trump have a tendency to view the diplomatic process on denuclearization from the mindset of a bureaucrats and bean counters, judging every step, wanting to set their own their measurables all along the way. They insist that a genuine agreement of some type should be immediately printed on paper, put on the table, and signed, even though Trump and Kim are only moving through the first phase of a multi-step process. Undeniably, progress needs to be gauged. At some working level, there must be immediate, quantifiable measurable must be created There should be timelines. However, Trump and Kim are not bureaucrats. Oddly, enough, the manner in which they relate to each other is a very “human process”.  While fully aware of what steps are necessary to accomplish tasks, as leaders they must conserve their energy and psyche for examining the bigger picture. Leaders must be the chief imagineer, and decide what course to follow, and pass down their concept and intent for moving in a determined direction. Through their talks, getting thoughts and words of both leaders to closely connect, perhaps not seamlessly, but at a sufficient number of points to have a mutually acceptable agreement is their main job. The two parties are not there yet, but moving closer. Communications between Trump and Kim are most fruitful when they relate at the level of leaders, not as bureaucrats. Once they reach that point in which they are in mutual agreement, it will be the job of subordinates to complete the background work and hammer out documents for them to sign.

Assurément, Trump is not simply going through the motions of talking with Kim. He too expects results, measurable, even if he is not in a rush. In the February 23, 2019 greatcharlie post entitled, “Commentary: Will the Trump-Kim Summitt Yield an Agreement That Is Cosmetic or Consequential?”, it was explained: “What Trump wants in return for a prospective partnership is the same prize that was at the root of his decision to talk with Kim: denuclearization, the end of long-range missile development, the continued return of US remains from the Korean War, and dependability. In exchange, Kim would be assured that economic pressure to include sanctions would be mitigated, and a robust path toward economic renewal, backed by the experience of Trump and the largess of the US would be initiated.” Recall again that Trump, firm about getting what he wants, without animus, walked away from an agreement the North Koreans sought in Hanoi for a relaxation of sanctions in exchange for partial denuclearization.

A Few Things Trump and Kim Might Consider Moving Ahead

1. Trump Might Include the US Congress in the Diplomatic Process

Realistically, the long-term process of ensuring denuclearization is sustained and North Korea’s economic development will go beyond Trump’s possible years in office. The mission of ensuring that North Korea never becomes a nuclear threat again and ensuring North Korea would be successfully transformed economically would be transferred to future US administrations. Although Trump has emphasized that he has an exceptionally good relationship with him, he should also consider Kim’s possible concern that perchance, relations between himself and another US President soon to follow may not be as positive. If that turned out to be the case, rash behavior might once again be seen from Kim. Indeed, the need to break any perceived “chains” of Western economic and financial subjugation, and the need to regain full control of its destiny, may impel the most aggressive responses possible by Pyongyang. A mechanism must be established to make sure that the US-DPRK relationship will continue to be handled with empathy and nuance.

To accomplish that, Trump might turn to the US Congress. Pyongyang may be aware at this point all US Presidents make policy in the world of politics. Certainly Trump as the chief executive is the top decision maker on foreign and national security policy. However, as it was noted in a February 18, 2019 greatcharlie post entitled, “Commentary: Trump and Putin: A Brief Look at the Relationship after Two Years”, government powers concerning foreign and national security policy also reside in the Congress. Members of the US Congress, who also represent the citizens of the US, their electorate, will review administration initiatives, relations with other countries and on its own judge behaviors of other national leaders. Often Congress will take action through legislation, that will impact the shape of US policy. It will do assuring that it has support from enough Members to prevent action by the President to halt it. Further, no matter what direction either takes on policy, both the President and Congress must take actions that connect with the US public.

It might be worthwhile to have a US Senate delegation led by US Vice President Mike Pence very briefly visit Pyongyang. The purpose would not be to negotiate. Among the things that might be accomplished through such a visit is: to allow Kim a chance to meet Members of Congress; to allow Members of Congress to meet Kim; to allow Members of Congress to demonstrate the goodwill of the US; to allow Members of Congress to see North Korea and assess for themselves its potential to become another economic power in the region; to allow Kim to ask questions of the Members of Congress and hear about their desire to see denuclearization and bring vigor to North Korea’s economy; to allow Kim to especially hear the enthusiasm of some Members of Congress who are fully onboard with Trump’s ideas for supporting North Korea’s economic development; to allow Members of Congress express the concerns of their constiuents regarding North Korea and its nuclear program and long-range missile development program; to allow Members of Congress to hear Kim’s thoughts on denuclearization; to allow the visiting Members of Congress to personally extend an invitation for Kim to visit Capitol Hill attendant to an invitation from Trump for him to visit Washington.

A decision by Trump to include the US Congress at this stage in the diplomatic process on denuclearization may not be enough to assure Kim that US is trustworthy, but it could help further build his confidence in the process and add to the forward momentum that exists. Indeed, involving the Congress in the interaction between the US and North Korea in this manner might prove crucial to its outcome. The main hope would be that the brief visit would display to Kim that Congress has an interest in, and a positive view of, the diplomatic process on denuclearization. Concomitantly, the visit may serve to gird support within the Congress on the diplomatic process. Surely, it would be worth the candle for Trump to make a go at it.

US President Woodrow Wilson faced a similar decision on whether to include the Congress in perhaps his most important diplomatic effort. Wilson refused to include US Senators among the negotiators accompanying him to the Paris Peace as suggested by his rival, Republican Majority Leader and Foreign Relations Committee Chairman Henry Cabot Lodge. Wilson needed Lodge’s active support to ensure Senate approval of the Treaty of Versailles.  As a result of that “offense”, and Wilson’s refusal to negotiate with Lodge on the treaty, Lodge gave little support to the Treaty of Versailles. In the end, on November 19, 1919, for the first time in its history, the Senate rejected a peace treaty.

2. Kim May Ask Trump: “Prove That You Really Trust Me”

There are likely other North Korean concerns regarding the longevity of a prospective with the US. Kim may not has posed the question but certainly must be wondering whether Trump trust Kim enough now to let him keep weapons that he has. What would be acceptable limits of nuclear capability under trust. If Trump does not trust Kim to that extent, some explanation must be given as to why. Presently from the US perspective, denuclearization is defined as the eradication of all elements of North Korea’s nuclear weapons program as well as it long-range missile program. It is e