The Wagner Group Rebellion: Insurrection or Staged Crisis? A Look Beyond the Common Wisdom (Part 1)

Yevgeny Prigozhin, the individual at the center of the Wagner Group Rebellion (above). The common wisdom concerning the Wagner Group Rebellion is that it represented the biggest threat to Putin in his more than two decades in power, exposing his weakness and eroding the Kremlin’s authority. It was apparently easy to find a simple explanation when considering the facts in their true context would surely lead to a more complex one. Few experts and observers stirred controversy by contesting the conventional wisdom on the matter, For some, it may have been the case that they were uninterested in any other answer. On the matter of the Wagner Group Rebellion, as has been the case with nearly all things Putin, there only needed to be the possibility for their wishes about it to be true for them to rush to judgment. From the start, greatcharlie had sought to stay out of the echo chamber of reports forecasting Putin’s imminent downfall, the downward spiral of the regime, and the end of Prigozhin, and the Wagner Group. It is greatcharlie’s contention that an alternate, somewhat more complex explanation of events is at hand.

On June 23, 2023, the government of the Russian Federation reportedly faced a crisis when what has been described as an armed insurrection was ignited by the private military corporation, ChVK Vagnera, popularly known as Gruppa Vagnera (the Wagner Group). At the center of events was the owner of the Wagner Group, Yevgeny Prigozhin. Although an intriguing figure in his own right, Prigozhin holds a level of standing with Russian Federation President Vladimir Putin which speaks volumes. Prigozhin is widely known in the Russian Federation by the cognomen “Putin’s chef” because of his catering businesses that organized dinners Putin hosted for foreign dignitaries. Prigozhin’s Wagner Group is well-known for its global paramilitary operations, particularly those in African hotspots, under the plausibly deniable auspices of the Russian Federation government. The Wagner Group was first called into action on a large scale in March 2014 during Russia’s annexation of Crimea. Nearly 1,000 members of the Wagner Group were also sent in to support ethnic-Russian separatists in the Donetsk and Luhansk Oblasts (Provinces). However, Prigozhin’s close relationship with Putin and the Russian Federation government was ostensibly put in jeopardy, and, according to Western some newsmedia outlets, has been destroyed, given what greatcharlie will refers to here as the Wagner Group Rebellion. Some might suggest that problems really began when Prigozhin was asked to move greater numbers of Wagner Group troops into Ukraine once the Russian Federation’s Spetsial’noy Voyennoy Operatsii (Special Military Operation) was launched, he complied, but right away the situation went awry.

Strategically, tactically and operationally, the special military operation was a disaster. Russian Federation commanders rarely displayed military acumen on the battlefield. Russian Federation troops and contractors as the Wagner Group regularly lacked sufficient supplies of critical gear and ammunition. The most troubling aspect was the wasteful expenditure of Russian Federation troops and contractors, but especially the lives of Wagner Group troops without accomplishing anything substantial. With graduated intensity, Prigozhin made his disappointments known publicly and exposed much of what was going wrong for the Russian Federation in Ukraine. However, there was little change or it was at best glacial. The Russian Federation Armed Forces desperately needs the help of the Wagner Group in Ukraine, but Prigozhin has had a belly full of the delinquencies, deficiencies, and ineptitude of the Russian Federation military leadership which his organization has been directed to work under. By 2023, Prigozhin unquestionably behaved as if he were frenzied, and perhaps justifiably and reasonably so, with the great injustice put upon Wagner Group troops in Ukraine as well as the troops of the Russian Federation Armed Forces.

However on June 23, 2023, Prigohzin shifted from simply accusing Ministr Oborony Rossijskoj Federacii (Minister of Defense of the Russian Federation) Russian Army General Sergei Shoigu and Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation), Russian Army General Valery Gerasimov of poorly conducting the then 16th month long special military operation when events took a graver turn. Prigozhin accused forces under the direction of Shoigu and Gerasimov of attacking Wagner Group camps in Ukraine with rockets, helicopter gunships and artillery and as he stated killing “a huge number of our comrades.” The Russian Federation Defense Ministry denied attacking the camps. In an act of daylight madness, Prigozhin then drove elements of the Wagner Group into the Russian Federation from Ukraine with the purpose of removing Shoigu and Gerasimov from their posts by force. His Wagner Group troops advanced to just 120 miles (200 kilometers) from Moscow. However a deal brokered by Belarus President Alexander Lukashenko was struck for the Wagner Group to halt. Prigozhin withdrew his forces to avoid “shedding Russian blood.” 

The common wisdom concerning the Wagner Group Rebellion is that it represented the biggest threat to Putin in his more than two decades in power, exposing his weakness and eroding the Kremlin’s authority. It was apparently easy to find a simple explanation when considering the facts in their true context would surely lead to a more complex one. Few experts and observers stirred controversy by contesting the conventional wisdom on the matter, For some, it may have been the case that they were uninterested in any other answer. On the matter of the Wagner Group Rebellion, as has been the case with nearly all things Putin, there only needed to be the possibility for their wishes about it to be true for them to rush to judgment. In reality the picture drawn indicating the Wagner Group’s action was designed to bring down Putin’s regime is circumstantial and thereby enough to be convincing for many. Without pretension, greatcharlie confesses that it is burdened by an inquisitive mind. From the start, it had sought to stay out of the echo chamber of reports forecasting Putin’s imminent downfall, the downward spiral of the regime, and the end of Prigozhin,and the Wagner Group. It is greatcharlie’s contention that an alternate, somewhat more complex explanation of events is at hand. In this two part discussion, the suppositions presented are not founded on wild speculation on what may have transpired but rather conclusions reached on the basis of evidence and reasoning. If greatcharlie might be allowed the liberty, it freely admits that it would hardly know with a high degree of certainty what the thinking among Putin and his advisers was before the Wagner Group Rebellion. If modesty permits, greatcharlie believes it possesses some instinct for deciphering the thinking and actions of the Kremlin on foreign and national security policy matters. At the same time it fully recognizes that one’s instinct for such given all of the nuances can occasionally play one false. 

Once it reached certain suppositions, greatcharlie freely admits delayed publishing this essay for although it was confident of its findings, events were moving so fast concerning the Wagner Group Rebellion that it believed aspects of this case would likely arise that it could hardly have anticipated. (Perhaps it is a singular comfort that can best be enjoyed by those editing small, independent blogs.) The decision was then made to publish even though events were still being played out with the aim of sharing its learning process and insights with readers, especially students with the hope to evoke a desire within them to consider with reason possibilities and ignite the development of their insights on what is known and ruminate upon potentialities from what is unknown. If greatcharlie might hope have any appeal to the community of foreign and national security policy analysts, in recent times it would be satisfied to merely be a stimulus to the policy debate of the Ukraine War.Omnia non properanti clara certaque erunt; festinatio improvida est, et cæca. (All things will be clear and distinct to the man who does not hurry; haste is blind and improvident.)

Prigozhin arrives with guards at funeral ceremony held in the Troyekurovskoye cemetery in Moscow, Russia, April 8, 2023. In this post, greatcharlie chronicles Prigozhin’s story–sine ira et studio–by assembling elements of various reports in a way that provides its readers with a bit of extra nuance which may appropriately give certain aspects of his past higher meaning. A few new ideas and insights are offered on his more recent statements and actions. Greater meaning is given to facts that are generally known. It is an effort to feel where Prigozhin is in his life, and understand not only what he has been doing but why. This is not intended to be some definitive examination of Prigozhin. However, it may assist many of greatcharlie’s readers in developing their own insights on the complex individual that is Prigozhin.

About Prigozhin

Since Prigozhin, as aforementioned, is at the center of all that has transpired, it seems appropriate to provide some background on the individual who allegedly took on Putin. An account of Prigozhin’s life has been widely circulated in the international newsmedia. Those biographies usually discuss certain elements of his life, typically offering a fragmented picture of Prigozhin story: other than average beginnings; potential as skier lost; imprisonment; release, family support and entry into food service industry; support from friends; entry into restaurant and gambling businesses; elite contacts and growth; Putin ties; catering and opportunities of a lifetime; and, business diversification to include internet business and the Wagner Group. Prigozhin’s story–sine ira et studio–by assembling elements of various reports in a way that provides its readers with a bit of extra nuance which may appropriately give certain aspects of his past higher meaning. A few new ideas and insights are offered on his more recent statements and actions. Greater meaning is given to facts that are generally known. It is an effort to feel where Prigozhin is in his life, and understand not only what he has been doing but why. This is not intended to be some definitive examination of Prigozhin. However, it may assist many of greatcharlie’s readers in developing their own insights on the complex individual that is Prigozhin.

Yevgeny Viktorovich Prigozhin’s life had the least promising commencement.  He was born on June 1, 1961 in Leningrad (now Saint Petersburg) in the Soviet Union, the son of a nurse, Violetta Prigozhina, and a mining engineer, Viktor Prigozhin. His father died when Prigozhin was a 9-year-old, leaving his mother to support him and his sick grandmother by working at a local hospital. During his school years, Prigozhin aspired to be a professional cross-country skier. He was trained by his stepfather Samuil Zharkoy, who was an instructor in the sport, and attended a prestigious athletics boarding school from which he graduated in 1977. However, due to an injury, he left the sport. Unfortunately, the criminal culture of St Petersburg drew him in.

There is an old saying directed at youth which greatcharlie paraphrases: “If one is around the wrong kind of people one will likely get involved with the wrong kind of things.” In November 1979, 18-year-old Prigozhin was caught stealing and given a suspended sentence. However, later in 1981, he and several accomplices, according to Meduza, were arrested for robbing apartments in upscale neighborhoods. He would be convicted on four charges to include robbery, fraud, and involving teenagers in prostitution. Id nobis maxime nocet, quod non ad rationis lumen sed ad similitudinem aliorum vivimus. (Is especially ruinous to us, that we shape our lives not by the light of reason, but after the fashion of others.)

In a five-page biography attached to an October 2021 email acquired by the Intercept from Capital Legal Services that appears to have been drafted by his attorneys, it was revealed that Prigozhin violated the terms of his confinement “on a regular basis” until 1985, when in solitary confinement, he started to “read intensely.” In 1988, the Russian Supreme Court reduced his sentence to 10 years, noting that he had “began corrective behavior.” In order to earn money, he requested to be transferred to a residential colony for timber work, which the document characterizes as “extremely hard labor.” After serving 9 years of his 13 year sentence, Prigozhin was freed in 1990. Immediately after his release, Prigozhin briefly returned to skiing, by working as a ski trainer at an athletics school in Leningrad, according to Novaya Gazeta, a Russian newspaper known for its critical coverage of the Kremlin. The newspaper also reported that Prigozhin in 1990 studied at the Leningrad Chemical and Pharmaceutical Institute–now the Saint Petersburg State Chemical Pharmaceutical Academy–but was expelled.

Food Service

Prigozhin would next move in a completely different direction which placed his life on an amazing trajectory. He set up a hot-dog stand in Leningrad with his mother and stepfather in the Aprashaka Flea Market. Prigozhin was essentially a street vendor, without much in the way of formal food service training or food service management. Yet, he clearly possessed a considerable knack for preparing and selling food to people. He apparently knew what they liked and knew what was right. He was quoted in an interview with the New York Times as stating: The rubles were piling up faster than his mother could count them.” After the collapse of the Soviet Union, Prigozhin followed the entrepreneurial spirit of the times and founded or became involved in many new businesses. Isthuc est sapere non quod ante pedes modo est videre, sed etiam illa quæ futura sunt prospicere. (True wisdom consists not in seeing that which is immediately before our eyes, but in the foresight of that which may happen.)

From 1991 to 1997, Prigozhin became heavily involved in the grocery store business. Eventually, he managed to become a 15 percent stakeholder and manager of Contrast, which was the first grocery store chain in St. Petersburg and founded by his former classmate Boris Spektor. In the 1990s, Prigozhin opened a fast-food cafe, which was followed by a series of food marts in the city. In 1995, when revenues of his other businesses began to fall, Prigozhin persuaded a director at Contrast, Kiril Ziminov, to open a restaurant with him. They opened their first restaurant in 1996, Staraya Tamozhnya (Old Customs House) on St Petersburg’s Vasilievsky Island. 


Boris Spektor (above). From 1991 to 1997, Prigozhin became heavily involved in the grocery store business. Eventually, he managed to become a 15 percent stakeholder and manager of Contrast, which was the first grocery store chain in St. Petersburg and founded by his former classmate Boris Spektor. In the 1990s, Prigozhin opened a fast-food cafe, which was followed by a series of food marts in the city. In 1995, when revenues of his other businesses began to fall, Prigozhin persuaded a director at Contrast, Kiril Ziminov, to open a restaurant with him. They opened their first restaurant in 1996, Staraya Tamozhnya (Old Customs House) on St Petersburg’s Vasilievsky Island. During those same heady years, Prigozhin entered the gambling business. Spektor along with another hard charging entrepreneur, Igor Gorbenko, brought Prigozhin on as CEO of Spektr (Spectrum) CJSC which established the first casinos in St Petersburg. The trio would jointly start many other enterprises in diverse industries in the 1990s, including construction, marketing research, and import-export. 

According to the Guardian, Prigozhin found Tony Gear, a British hotel administrator who had previously worked at the Savoy in London and was now at one of St Petersburg’s few luxury hotels. He employed Gear to manage first a wine shop, then the Old Customs House. Initially, the Old Customs House employed strippers as a way to drum up clientele, but oddly enough the restaurant’s food became the real draw for patrons and stripper operations were suspended. Gear marketed the Old Customs House as the most refined place to eat in a city that was only just discovering fine dining.

On its website, the Old Customs House is described on its website as one of the oldest restaurants in the city. Pop stars and businessmen liked to eat there, as did St Petersburg’s mayor, Anatoly Sobchak, who sometimes came with his deputy, Putin. Photographs of Prigozhin in his exclusive St. Petersburg restaurants typically depict him serving the elite of the Russian Federation and standing-by dutifully in the background, ready to respond to his very important patrons’ every need. Prigozhin does not display a scintilla of shyness now, and he was hardly shy during those early years of his restaurant ventures. One might imagine that Prigozhin had a gift for repartee which was most likely greatly appreciated by patrons.

 

Russian Federation President Vladimir Putin and US President George W. Bush with their spouses on board the New Island Restaurant. Prigozhin is standing by dutifully, back and to the left of Putin. Putin’s generosity toward Prigozhin began in full-bore in 2000, when the newly minted Russian Federation President, brought the then-Prime Minister of Japan, Yoshiro Mori, to a professional dinner at New Island out of sheer interest. The following year, Putin brought Jacques Chirac, then former President of France, to Prigozhin’s “buoyant” restaurant. He brought US President George W. Bush to the New Island in 2002. Prigozhin personally served food to Putin’s foreign guests. Imaginably, all of his guests left the New Island with appetites “keener” for Russian cuisine afterwards. Putin hosted his own birthday party at the New Island in 2003. Prigozhin assistance was clearly an integral part of whatever plan Putin had for foreign dignitaries. To that extent, Prigozhin was integral to Putin’s approach to handling foreign and national security policy issues with his visitors. The degree of Prigozhin’s connection with Putin was undeniable, frightfully apparent. Putin would go on to make use of Prigozhin’s assistance on many matters of the utmost importance to the Russian Federation and utmost importance to him. If greatcharlie is correct, he continues to do so today

During those same heady years, Prigozhin entered the gambling business. Spektor along with another hard charging entrepreneur, Igor Gorbenko, brought Prigozhin on as CEO of Spektr (Spectrum) CJSC which established the first casinos in St Petersburg. The trio would jointly start many other enterprises in diverse industries in the 1990s, including construction, marketing research, and import-export. Through his joint ownership of the gambling businesses, it has been suggested by Novaya Gazeta that Prigozhin may have first encountered Putin or at least began interacting with him on a professional level. Putin at the time had been chairman of the supervisory board for casinos and gambling since 1991. What started as a business acquaintance became a good friendship. Putin was reportedly intrigued by what could be characterized as Prigozhin’s rags-to-riches story.

In 1997, Prigozhin and Ziminov, founded a second restaurant, New Island, a floating eatery that became one of the most fashionable dining spots in the city. Inspired by waterfront restaurants on the River Seine in Paris, the two created the restaurant by spending $400,000 to remodel a rusting ferry boat on the Vyatka River. Prigozhin told the magazine Elite Society in 2008 that the new restaurant offered Russians something new and different from boring “cutlets with vodka.”

It was no mean feat to create a profitable restaurant in St. Petersburg with a potential clientele that represented a small percentage of the population and managed to get them through the doors every night, let alone open a second based on a concept alien to a good portion of that exclusive clientele. In 1998, he opened the New Island Restaurant on a boat, which one tourism website calls “St. Petersburg’s only floating luxury Restaurant-Ship.” The New Island Restaurant also became a favorite of Putin, who by then was the former deputy mayor of the city.

In Part 7, of his biography/memoir First Person: An Astonishingly Frank Self-Portrait by Russia’s President (Public Affairs, 2000), Putin explains that once his superior and political mentor, the Mayor of Leningrad Alexander Sobchak, lost his re-elect bid, he faced a lean and trying period as the erstwhile deputy mayor of the city. He was unemployed for a few months and sufficient money was not coming into the household. His mother was also in the picture. Putin was greatly concerned for his future. He was making calls, wearing out shoe leather, and knocking on all doors with the hope of securing something appropriate. As the story goes, Putin’s luck changed immensely. Putin would still visit Prigozhin’s popular St. Petersburg restaurant. That allowed Putin to keep in the mix of things, hobnobbing with elites. The gregarious Prigozhin most likely would have insisted that Putin dine “on the house”. Prigozhin was very likely a friend indeed at a time of need for Putin. If what has been surmised here truly was the case, it would do much to explain in good part why Putin was considerably generous toward Prigozhin in later years. (In its March 31, 2017 post entitled, “Book Review: Vladimir Putin, First Person: An Astonishingly Frank Self-Portrait by Russia’s President (Public Affairs, 2000)”, greatcharlie provides a review of Putin’s memoir/biography.)

Putin’s generosity toward Prigozhin began in full-bore in 2000, when the newly minted Russian Federation President, brought the then-Prime Minister of Japan, Yoshiro Mori, to a professional dinner at New Island out of sheer interest. The following year, Putin brought Jacques Chirac, then former President of France, to Prigozhin’s “buoyant” restaurant. He brought US President George W. Bush to the New Island in 2002. Prigozhin personally served food to Putin’s foreign guests. Imaginably, all of his guests left the New Island with appetites “keener” for Russian cuisine afterwards. Putin hosted his own birthday party at the New Island in 2003. 

Putin clearly displayed liking for Prigozhin before everyone. Meduza reported Putin welcomed him as “one of the boys.” To clarify, Prigozhin was neither Chekisty, the son or grandson of a member of the Soviet Union’s Narodnyi Komissariat Vnutrennikh Del (People’s Commissariat of Internal Affairs) or NKVD, an iteration of the security services during World War II, as Putin is, nor was he Siloviki, someone who had served in the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB as Putin and most of his close associates had. Current Russian Federation Vice President Dmitry Medvedev, who was an attorney in St.Petersburg when Putin met him, also falls into that “other than Chekisty or Siloviki” category. Prigozhin’s good relations with others among the Russian Federation’s elite also assisted in bring in lucrative catering contracts

Prigozhin attends to Putin during his inspection of a Concord Management and Consulting facility. By 2003, Prigozhin left his business partners and established his own independent restaurants. Concord Management and Consulting, a  company founded by Prigozhin in 1996, was awarded numerous government contracts. In 2007, under the National Education Project, the Russian Federation government sought to improve catering in educational institutions in fourteen of the country’s regions. They introduced a program titled “innovative on-board lunches” for Russian schoolchildren. In April 2008, a tender to provide “on-board meals” for 85 schools that had no cafeterias of their own was announced in St. Petersburg. Сonсord received the contract and began feeding St. Petersburg school children. To perform that task, Prigozhin opened a food processing plant outside St. Petersburg. Meduza reported that Putin attended the plant’s 2010 opening. He was awarded school catering contracts worth more than $177 million. Through companies affiliated with him, Prigozhin eventually began supplying food to schools beyond Moscow, to include: Krasnodar, Kaliningrad, Pyatigorsk, the Khabarovsk region, Yekaterinburg, the Zabaykalsky region, and the Yaroslavl region.

During those early stages of his growth in the business world, Prigozhin was known for being rather strict as a manager. However, he is not remembered as being one to complain about being wronged and suffering losses. He was hardly one who could be characterized as temperamental and thin-skinned. It would appear that any behavior that resembled such was truly left behind in prison. Seemingly, he very likely would have thought dwelling on such matters would have cost him too much time and energy; on the face of it, he likely believed his time would always be best spent on pursuing new, greater ventures. The profits from them surely surpassed any prior losses. Much as water down a stream, when Prigozhin encountered an obstruction, he would work around it rapidly to reach the next profitable objective. Beyond the immediate moment, there was always the potential for more ahead. (The indications and implications from this might be that his complaints concerning the Wagner Group’s treatment in Ukraine have been fostered by the realization that there are no prospects for advancing on to some satisfying new course upon which he could greatly improve his organization’s situation.) Good fortune seemed to stick on Prigozhin’s side. He could provide his family with pleasure and affluence.

Quam sæpe forte temere eveniunt, quæ non audeas optare. (How often things occur by mere chance, for which we dared not even to hope.) Over the course of the 2000s, Prigozhin grew even closer to Putin. By 2003, he left his business partners and established his own independent restaurants. One of Prigozhin’s companies, Concord Management and Consulting, founded in 1996, was awarded numerous government contracts. 

In 2007, under the National Education Project, the Russian Federation government sought to improve catering in educational institutions in fourteen of the country’s regions. They introduced a program titled “innovative on-board lunches” for Russian schoolchildren. In April 2008, a tender to provide “on-board meals” for 85 schools that had no cafeterias of their own was announced in St. Petersburg. Сonсord received the contract and began feeding St. Petersburg school children. To perform that task, Prigozhin opened a food processing plant outside St. Petersburg. Meduza reported that Putin attended the plant’s 2010 opening. In 2011, the parents of students began to protest the factory for providing their children with processed food packed with preservatives. According to Meduza, Prigozhin rather than succumb to the scandal, turned to Moscow, where he was awarded school catering contracts worth more than $177 million. Through companies affiliated with Concord, Prigozhin eventually began supplying food to schools beyond Moscow, to include: Krasnodar, Kaliningrad, Pyatigorsk, the Khabarovsk region, Yekaterinburg, the Zabaykalsky region, and the Yaroslavl region. There were further cases of poisoning and complaints about the food. In ten years, over 1,000 lawsuits for the total amount of $43 million were filed against his affiliate companies.

In 2012, Prigozhin was awarded a two-year contract to supply food orders for Russian Federation soldiers. It all began when he opened several catering points in the properties  of the Russian Federation Defense Ministry and Russian Federation General Staff. However, once the decision was made to privatize the military commissary in 2012, 90 percent of all orders in the sector went to the companies affiliated with Prigozhin. Leonid Teyf, former deputy general director of Voentorg (the company charged with contracting caterers for the military), assisted Prigozhin in securing the orders. of Voentorg’s assets related to food supply and army maintenance to Prigozhin. The total sum of the contract signed by Voentorg for 2013-2014 amounted to $999 million. The contract was signed by the director of Voentorg Vladimir Pavlov. Additionally, in 2014, companies affiliated with Prigozhin began servicing military towns by providing meals, cleaning, barracks maintenance, heating, and water supply. According to media outlet The Bell, from 2014 to 2019 the alleged volume of federal government orders on meal supplies to schools and hospitals, as well as services provided to the Russian Federation Defense Ministry, approximately amounted to $1.6 billion. It all went to Prigozhin’s companies.

Prigozhin (center) reaches the top! He stands close to both Putin (left) and current Russian Federation Vice President Dmitry Medvedev (right) During confidential conversation. In 2012, Prigozhin was awarded a two-year contract to supply more than 90 percent of all food orders for Russian Federation soldiers. It all began when he opened several catering points in the properties  of the Russian Federation Defense Ministry and Russian Federation General Staff. However, once the decision was made to privatize the military commissary in 2012, 90% of all orders in the sector went to the companies affiliated with Prigozhin. The total sum of the contract for 2013 to 2014 amounted to $999 million. Additionally, in 2014, companies affiliated with Prigozhin began servicing military towns by providing meals, cleaning, barracks maintenance, heating, and water supply. According to media outlet The Bell, from 2014 to 2019 the alleged volume of federal government orders on meal supplies to schools and hospitals, as well as services provided to the Defence Ministry, approximately amounted to  $1.6 billion. It all went to Prigozhin’s companies. As discussed in Part 2, Putin would oddly lay out the tie between Concord and the Russian Federation Defense Ministry in an address following the Wagner Group Rebellion.

Following that, Prigozhin signed several federal government contracts totaling at least $3.1 billion. Prigozhin is linked to the oil industry as well. His companies reportedly received a percentage of Syria’s oil revenue in exchange for protecting its oil fields from the virulent Islamic terrorist organization, ISIS. A portion of the profits from his contracts with the Russian Federation Defense Ministry are alleged to have been used to start and fund the Internet Research Agency.

It has been suggested that Prigozhin was somewhat likely advised by government sources to use his funds in this manner. The Internet Resource Agency, known also as Glavset, is a St. Petersburg-based technological company seeking to promote disinformation campaigns both domestically and abroad. In its initial operations, Glavset sought to put down domestic protests by creating counterfeit social media accounts that advocated on behalf of Putin and disparaged the actions of his primary opponent, Aleksei Navalny. However, its operations expanded to the point of interfering with elections internationally, including those within the US in 2016. Alleged evidence of Prigozhin’s involvement in the US election meddling is his meeting with Mikhail Bystrov, the appointed head of Glavset, several times between 2015 and 2016 to discuss work being performed. Considered notable among those certain of Prigozhin’s role in the matter is the fact that Glavset’s “Project Lakhta”, known to be a disinformation campaign, received approximately $1.2 million in funding from Bystrov in 2016 alone. A grand jury in the US federal court system, used the term “troll farm” to describe the Internet Research Agency and determined that it was used to meddle in the 2016 US Presidential Elections. A reward of up to $250,000 has been offered by the US Federal Bureau of Investigation for information leading to the arrest of Prigozhin. 

Three “cheerful” photos of Prigozhin (above) on a US Federal Bureau of Investigation “Wanted Poster”. Perhaps in the Russian underworld in which Prigozhin ostensibly has his hands somewhat dipped, the poster is a badge of honor, a sign that he had made it to the top! It has been suggested that Prigozhin was somewhat likely advised by government sources to use his funds in this manner. The Internet Resource Agency, known also as Glavset, is a St. Petersburg-based technological company seeking to promote disinformation campaigns both domestically and abroad. In its initial operations, Glavset sought to put down domestic protests by creating counterfeit social media accounts that advocated on behalf of Putin and disparaged the actions of his primary political opponent then, Aleksei Navalny. However, its operations expanded to the point of interfering with elections internationally, including those within the US in 2016A grand jury in the US federal court system, used the term “troll farm” to describe the Internet Research Agency and determined that it was used to meddle in the 2016 US Presidential Elections. A reward of up to $250,000 has been offered by the US Federal Bureau of Investigation for information leading to the arrest of Prigozhin.

Prigozhin and the Wagner Group

In 2014, Prigozhin invested a portion of his sizable wherewithal to develop a private military corporation, ChVK Vagnera, popularly known as Gruppa Vagnera (the Wagner Group). Although private military companies are not permitted under law in the Russian Federation, the organization and others were endorsed in April 2012 by Putin, then Russian Federation Prime Minister during an address to the State Duma. Headquartered in St.. Petersburg, the Wagner Group has engaged in actions externally in support of the Russian Federation’s overt and covert foreign and national security objectives. The Wagner Group is known to have deployed its units in the War in Donbas (2014–2022); Syrian Civil War, (2015–2016); the South Sudanese Civil War (2013-2020); the Central African Republic Civil War (2013-2014); the Second Libyan Civil War (2014-2020); the Sudanese Revolution (2018-2019); Venezuelan presidential crisis (2019-2023); and the Mali War (2012-present).

As explained in some detail in greatcharlie’s February 28, 2023 post entitled, “Commentary: The Utilization of Wagner Group Penal Units as Suicide Squads: A Callous Go-to Solution for Regimes Facing Intractable Military Situations”, from the time of the organization’s inception, it was widely believed that the organization was founded, owned and led by Dmitriy Utkin. Utkin is a veteran of the First and Second Chechen Wars. Until 2013, he served as lieutenant colonel and brigade commander of the 700th Independent Voyská spetsiálnogo naznachéniya (‘Special Purpose Military Detachment) of the 2nd Independent Brigade, a special forces unit of Glavnoe operativnoe upravlenie General’nogo štaba Vooružёnnyh sil Rossijskoj Federacii (the Main Operational Directorate of the General Staff of the Russian Federation) or GRU. However, in an August 2017, article in the Turkish newspaper Yeni Şafak, the suggestion was made that Utkin was only a figurehead for the company. Fingers pointed at Prigozhin as its true owner. Prigozhin went some distance to deny any ties to the Wagner Group. He even denied any communication with it. Prigozhin actually sued Bellingcat, Meduza, and Echo of Moscow for claiming he had links to the organization. In an interview in December 2018, Putin also denied allegations that Prigozhin had been directing the Wagner Group’s activities. However, in September 2022, Prigozhin relented and admitted to having created the group. Prigozhin claimed, “I cleaned the old weapons myself, sorted out the bulletproof vests myself and found specialists who could help me with this. From that moment, on May 1, 2014, a group of patriots was born, which later came to be called the Wagner Battalion.” As noted earlier, the Wagner Group was already operating in Ukraine,when the special military operation began. Wearing green uniforms without any unit patches or insignia, the received the name of “little green men” as they marched into Ukraine in 2014. In the Donbas, Wagner Group troops were directly engaged in the fighting. Prigozhin funded military bases there which greatly supported the Russian Federation’s efforts. 

At the organization’s core, Wagner Group troops are predominantly retired regular Russian Federation Armed Forces servicemen–veterans. They are typically aged between 35 and 55. Many served in the Russian Federation’s spetsnaz units, which as noted earlier, are near and dear to Putin’s heart. However, the Wagner Group also employs an international group of fighters. There are three main fighting units of the organization. The Rusich unit is predominantly ethnic Russian with a complement of international fighters. There is a Serbian unit built upon complement of former members of the Serbian Volunteer Guard–also known as “Arkan’s Tigers”–created by the deceased 1990s ethno-religious nationalist Serbian paramilitary warlord Zeljko Raznatovic’s–also known as Arkan. A relatively new unit in the Wagner Group consists of citizens of Scandinavian countries, particularly from Norway. It participated in the firefights on the Bakhmut front. The unit is referred to as the Níðhöggr“, sometimes also known as Nidhogg.

The delinquencies and deficiencies of the top commanders of the Russian Federation Armed Forces assured that their campaign in Ukraine would go sour almost immediately. They would either need to find a way to save themselves or hope against hope an ally might come to their rescue. Ready and able, the Wagner Group went into Ukraine in greater numbers, providing additional strength and combat power on the battlefield that the Russian Federation Armed Forces could not muster. It is well-known now that since July 2022, Prigozhin began recruiting inmates from Russian Federation prisons to increase the organization’s strength. However, it was not long before ratcheting up its work in Ukraine that everyone realized that the Wagner Group’s troops were caught in that same snare as their Russian Federation Armed Forces “comrades”. That could only have been expected as the same senior Russian Federation commanders that put their own troops in dire circumstances, controlled the placement and movements of Wagner Group troops.

Prigozhin, in a dark blue suit (second from right) attends a meeting involving top Russian Federation Defense Ministry and Russian Federation General Staff and members of Libya’s National Army in Moscow on November 7, 2018. Headquartered in St. Petersburg, the Wagner Group has engaged in actions externally in support of the Russian Federation’s overt and covert foreign and national security objectives. The Wagner Group is known to have deployed its units in the War in Donbas (2014–2022); Syrian Civil War, (2015–2016); the South Sudanese Civil War (2013-2020); the Central African Republic Civil War (2013-2014); the Second Libyan Civil War (2014-2020); the Sudanese Revolution (2018-2019); Venezuelan presidential crisis (2019-2023); and the Mali War (2012-present). The Wagner Group was already operating in Ukraine,when the special military operation began. Wearing green uniforms without any unit patches or insignia, the received the name of “little green men” as they marched into Ukraine in 2014. In the Donbas, Wagner Group troops were directly engaged. Fighting. Prigozhin funded military bases there which greatly supported the Russian Federation’s efforts.. 

According to initial statistics available after April 2022 an estimated 10,000 and 20,000 mercenaries were deployed to Ukraine by the Russian Federation Armed Force, to include the Wagner Group troops in the offensive in the Donbas. As noted, to increase the organization’s strength even further, new Wagner Group units composed mainly with violent convicts from prisons–gangsters, murderers, and rapists, were formed. The recruitment of prison inmates for service in the Wagner Group is nothing new. The organization reportedly recruited imprisoned UPC rebels in the Central African Republic to fight in Mali and Ukraine. They are reportedly nicknamed the “Black Russians”. It was the Wagner Group “penal units” in particular that suffered high-profile casualties. Callous Russian Federation commanders threw them into battle pell mell. According to the US, out of an initial force of nearly 50,000 Wagner troops, including 40,000 recruited convicts, more than 4,100 have been killed in action, and 10,000 have been wounded, including over 1,000 killed between late November and early December 2022. In a February 17, 2023 briefing White House National Security Council (NSC) spokesman John Kirby told reporters that the Wagner Group has suffered more than 30,000 casualties since Russia’s invasion of Ukraine, with about 9,000 of those fighters killed in action. He further explained the US estimates that 90% of Wagner Group troops killed in Ukraine since December were convict recruits. Prigozhin began publicly expressing concern that his troops’ display of courage, obedience to authority and acts of sacrifice had been looked upon with indifference by Russian Army commanders. Given the backgrounds of the Wagner Group prison recruits, the common wisdom is that they are desensitized to violence. They are depicted as fighting as if they have nothing left to lose. From the lens of the Kremlin, things certainly did not work out the way they were supposed to. 

It would later be revealed by the Wagner Group’s chief of staff, a senior commander known by the cognomen “Marx”, that  22,000 of the organization’s troops had been killed in action in Ukraine. In his statement, published by the Wagner Group’s Telegram channel, Marx further explained that another 40,000 were wounded in action. Of the 78,000 Wagner Group troops who served in what Marx referred to as “the Ukrainian business trip”, 49,000 of them were convicts. The Wagner Group has reportedly halted the practice of recruiting convicts in its ranks. Former convicts in the organization that survived service in Ukraine have been released from their contracts.

Prigozhin surely recognized early on that more than simply suffering under inept leadership of Russian Federation commanders, he and his organization were being pushed toward the precipice of losing everything by individuals seemingly more skilled in finding ways to defeat him than defeating their opponent on the battlefield. He certainly was not going to countenance that. An idea perhaps alien or incomprehensible to many readers is the possibility that Prigozhin was tolerant, at least up to a point, of the unpleasant set of circumstances under which he was caused to operate in an effort to demonstrate his loyalty and support for Putin. Homo antiqua virtute ac fide? (A man of the “ancient” virtue and loyalty?)

Particularly during the months-long battle for the Ukrainian coal-mining town of Bakhmut, senior managers and troops of the Wagner Group surely felt they were being thwarted, from keeping the Russian Federation in the fight, meeting their organization’s longstanding commitment to Putin and the Russian Federation, as well as meeting their personal and emotional promise to Putin not to leave Ukraine until the Russian Federation won the war. It is all very heavy stuff for a group of individuals whose top priority most would likely argue is profit. Based on his public comments, Prigozhin appears to believe victory is still possible under the right military leadership. It was during a crucial stage in the Bakhmut fight that Prigozhin expressed a desire to leave Ukraine not due to disloyalty or defeatism, but due to the attitudes and actions of the same Russian Federation Armed Forces senior commanders whose forces the Wagner Group jumped into Ukraine to support–or as Prigozhin would somewhat likely say, “to rescue.” Wagner Group units apparently were not receiving the military resources they needed to fight in a manner they preferred. (In meditating on Prigozhin’s position, Putin might want take into consideration the terrible outcome of the decision by Russian Federation commanders who were killing off their own conventional troops due a lack of so many necessary attributes for competent, military command on the present-day battlefield, to use his beloved spetsnaz units with their exquisite military capabilities to perform stealthy hit-and-run direct actions, special reconnaissance, counterterrorism, and covert operations, on the frontlines in conventional roles. the specialized units were over relied upon and consequently suffered devastating losses.)

Well known is the fact that Putin prefers to take as few people as possible into his confidence. Even with those lucky few he is doubtlessly frugal with his thoughts. Conceivably, Putin had spoken quietly with Prigozhin over the very public vocalization of his rage over the fundamental failures and gross mismanagement of the special military operation by the Russian Federation Defense Ministry and the Russian Federation General Staff since its start. Whatever may have been discussed in such a meeting it hardly concerned taking steps against Shoigu and Gerasimov that Prigozhin was insisting upon, but a solution of some kind may have been voiced by Putin that manifested his unique lens on matters. Note, Prigozhin has neither expressed dissatisfaction with Putin nor has he ever stated anything he believed deep in his heart was derogatory about him. He has always spoken of him in endearing terms. When originally coordinating the Wagner Group’s with Russian Federation Armed Forces, according to the Guardian, Prigozhin would refer to Putin in those meetings as “Papa” which served to reflect his closeness to him as well as his fealty. It is unclear how the Guardian came by this picture of Prigozhin’s meetings within the Russian Federation Defense Ministry. Prigozhin would unlikely have wished to foment dissent against “Papa,” his dear leader. That would never have been Prigozhin’s intention, nor will it ever be. This is stated by greatcharlie with the most recent events most firmly in mind. 

Prigozhin in Bakhmut (above). The delinquencies and deficiencies of the top commanders of the Russian Federation Armed Forces assured that their campaign in Ukraine would go sour almost immediately. They would either need to find a way to save themselves or hope against hope an ally might come to their rescue. Ready and able, the Wagner Group went into Ukraine in greater numbers, providing additional strength and combat power on the battlefield that the Russian Federation Armed Forces could not muster. It is well-known now that since July 2022, Prigozhin began recruiting inmates from Russian Federation prisons to increase the organization’s strength. However, it was not long before ratcheting up its work in Ukraine that everyone realized that the Wagner Group’s troops were caught in that same snare as their Russian Federation Armed Forces “comrades”. That could only have been expected as the same senior Russian Federation commanders that put their own troops in dire circumstances, controlled the placement and movements of Wagner Group troops.

Reality Check

Non mihi si linguæ centum sint oraque centum, ferrea vox, omnes scelerum comprendere formas omnia pœnarum percurrere nomina possim. (Not if I had a hundred tongues, a hundred mouths, and a voice of iron, could I repeat all the types of wickedness, and run over all the names of penal woes.)  The supercharged modality of Prigozhin’s expressions concerning the performance of Shoigu and Gerasimov was by no means been within normal parameters and such reproach and obloquy from anyone toward those immensely powerful government leaders and organizations would never have been expected before the special military operation began. In the Russian Federation, “discrediting the armed forces” carries a maximum 15-year prison sentence. Many of Prigozhin’s public statements about the situation in Ukraine are now famous worldwide.

Some in the mainstream Western newsmedia would lead their audience to believe Prigozhin’s regular public ravings about how the war was being managed was an indication that he may have an unhealthy mind. Res ipsa loquitur!  Bizarre reports of Prigozhin providing information on the positions of the Russian Army in Bakhmut appear equally faulty. They have only evinced a misunderstanding of Prigozhin’s relationship to Putin and what the very active private military contractor means to the Russian Federation President personally. From the moment any claim was made of Prigozhin’s betrayal, at least on the Russian Federation side, it was doubtlessly viewed as a comical yet nonetheless apocryphal rumor ginned up by his opponents. To that extent, it was surely rejected as fast as inane suggestions meant to bias the mind back in March 2022 that the extraordinarily violent and most loyal Putin subordinate, the chief of the Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB, Alexander Bortnikov, would possibly overthrow his president and take over the government and on a matter outside of the Ukraine War context, the very patriotic and extremely dangerous People’s Republic of China Vice Minister for counterintelligence of the Ministry of State Security, Dong Jingwei, had of all things defected to the US in June 2022. (The Dong Jingwei defection matter is treated in some detail in greatcharlie’s June 30, 2021 post entitled “The Defection That Never Was: Meditations on the Dong Jingwei Defection Hoax”.) These suggests were not clever, but rather crass. One could get the impression that those responsible for the US political warfare effort against the Russian Federation have been soliciting ideas from a group of local junior high school boys for the most immature suggestions possible. Surely, that would count as a bold attempt to exploit thinking from outside the US foreign and national security policy bureaucracies. Conscia mens recti famæ mendacia risit. (The mind conscious of integrity scorns the lies of rumor.)

Speaking plainly as he does, Prigozhin’s vocal expressions might at best send a clear signal to Wagner Group troops that they genuinely matter to him, but alone, his words do not appear to have accomplished too much. Prigozhin clearly recognized that as long as his organization’s troops remain in Ukraine, they will be “at the mercy” of what he clearly deems to be careless and inept top officials of the Russian Defense Ministry and top commanders of the Russian Federation Armed Forces General Staff. That does not bode well for them. If one might toss on top of everything Prigozhin’s contentious relationship with those officials and commanders, it becomes nearly impossible to foresee anything positive coming the way of those troops in the future. Such will likely remain a constant no matter how things fall, one way or another in the midst of Moscow’s Ukraine enterprise. Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.)

Prigozhin standing before rows of Wagner Group troops killed in action in Ukraine. According to the US, out of an initial force of nearly 50,000 Wagner troops, including 40,000 recruited convicts, more than 4,100 have been killed in action, and 10,000 have been wounded, including over 1,000 killed between late November and early December 2022. In a February 17, 2023 briefing at the White House, US National Security Council spokesman John Kirby told reporters that the Wagner Group has suffered more than 30,000 casualties since Russia’s invasion of Ukraine, with about 9,000 of those fighters killed in action. He further explained the US estimates that 90% of Wagner Group troops killed in Ukraine since December were convict recruits. Prigozhin began publicly expressing concern that his troops’ display of courage, obedience to authority and acts of sacrifice had been looked upon with indifference by Russian Army commanders.

The limited capabilities of Prigozhin’s organization as a military force also adds to his woes. Indeed, the Wagner Group is a one dimensional force: infantry with some potential to conduct special operations given the specialized military training and experience of many of its troops. As with everything else in which they were delinquent or deficient, the leadership of the Russian Federation Armed Forces moved to utilize the Wagner Group as part of their combat operations during the special military operation doubtlessly with preconceptions in their minds via existing intelligence reporting on how the Ukrainians were situated to fight. To name a few of the deficiencies likely imagined in Moscow, it was surely thought to be short of weapons, short of good leadership, and short of well-trained troops. Through international newsmedia reporting, the whole world was led to believe the same. (Irony of ironies, it was the Russian Federation Armed Forces that actually had shortages of everything, including gear, troops, and especially military acumen.) The Wagner Group, loaded with veteran fighters, was expected to have a multiplier effect on the frontline. They made the questionable choice to utilize their own spetsnaz units in the same way.

Carelessly unforeseen and unimagined by the Russian Federation Defense Ministry and the Russian Federation General Staff was the massive level of assistance that the Ukrainians would eventually receive from the Western powers and other countries. (That matter is examined in some detail in greatcharlie’s November 30, 2022 post entitled “Ruminations on the Russian Federation’s Failure To Close the Door in Western Ukraine to Foreign Military Assistance as Part of Its Invasion Plan”.)  That assistance has made the Zbrojni syly Ukrayiny (Ukrainian Armed Forces), even with its few remaining deficiencies, one of the more formidable military powers in Europe. Far more than just javelin and stinger shoulder fired weapons, small arms, and uniforms, the long list of assistance has included high-tech armaments as Patriot air defense systems and NASAMS (Norwegian (or National) Advanced Surface-to-Air Missile System) air defense systems, MLRS systems HIMARS systems, mobile and precision long-range artillery, anti-ship rockets, Abrams, Leopard, and Challenger tanks, MiG-29s, F-16s, helicopters, a variety drones, real-time intelligence, and loads of troop training. The Wagner Group could hardly have had a multiplier effect as the one dimensional force that it has been on a battlefield in which its opposition possessed such weapons and capabilities. 

For situations in which the Wagner Group would be asked to assist in Ukraine, at a minimum its units would have been far better off possessing far greater organic fire support for targets its commanders would independently select to support rapid maneuver beyond the front into the opponent’s rear, cutting lines of communication and destroying or disrupting the opponent’s desperately needed combat support and combat service support. A robust organic technical means to increase survivability of its assets would also have been helpful. Rapid transport assets to support a shoot and scoot capability for its firepower assets would also have been required for maneuver as well as ensure survivability. Rolling around in refurbished, dilapidated Russian Army trucks was not enough. Additionally, a robust, organic drone capability would be needed particularly for ISR, direct action, and psychological warfare operations to support the more effective planning and execution of missions. Given how the war in Ukraine has progressed, the new ways in which existing technologies are used and new ones are developed and introduced, new efficiencies in warfighting may render these few suggestions outdated. Still, the crux of what is presented here should be readily apparent. (Even the White Russian anti-Putin, pro-Ukrainian insurgent groups–the Freedom For Russia Legion and the Russian Volunteer Corps used rather pricey Western-made military vehicles to launch their May 2023 raid into Belgorod region of Russian Federation. The vehicles were reportedly supplied by an unknown source. Images appeared on social media allegedly displaying those vehicles. Reporting on the equipment it observed, the Oryx open-source weapons tracking group, stated that the Russian Federation forces captured two International M1224 MaxxPro MRAPs, two 2 M1151 HMMWVs-, and one M1152 HMMWV that was damaged.)

As for procurement, the Wagner Group might have effectively sought out Independent sources of military resources for the company not with regard to its service in Ukraine but more generally to supply itself as a fully autonomous, fully operational professional military contractor. It would be one more step in attenuating its reliance upon the largess of the fickle Russian Federation Defense Ministry and the Russian Federation Armed Forces. All of that being stated, interoperability of armaments procured with those in the Russian Federation inventory would likely be viewed as a requirement by Prigozhin, keeping in mind the possibility of needing to operate in cooperation with the country’s armed forces, especially if asked to do so by Putin. Without variance, any procurement efforts should only be made with a keen eye on working within the parameters of existing international sanctions concerning armaments and the Russian Federation. It would be useful for the Wagner Group to have its own supply of food, water, medical facilities, and petroleum and oil lubricants. As long as these relative inadequacies as well as others persisted, the Wagner Group as noted, would remain poorly situated to optimally serve in support of Russian Federation military operations in Ukraine. As long as they exist, Prigozhin’s demands for greater autonomy will remain something less than legitimate. No statements have been made or actions taken concerning the structure, strength, composition, or rearming of the organization that would indicate the situation would change anytime soon.

It is very possible–actually more likely–that Prigozhin may not have had any interest at all in making great changes to how his organization’s units were structured. To that extent, Prigozhin may have long ago accepted that there would be a strategy-resources mismatch that would prevent the Wagner Group from playing a greater and genuinely effective role in support of Russian Federation military objectives in Ukraine even if it had been given a feerer hand. Given the few actualities presented here and others, one option that evidence suggests clearly arose in the mind of Prigozhin was to mostly withdraw his organization from the field in Ukraine, while keeping a portion available in-country to serve as effectively as possible structured as it is. In that way, Prigozhin could then continue to put the Wagner Group to use elsewhere worldwide where it could serve more effectively and more successfully. Again, that is what Prigozhin appeared to have been doing or at least seemed to be what he wanted to do before the Wagner Group Rebellion “erupted.” (It is not possible for greatcharlie to confirm any of Prigozhin’s burgeoning actions were founded on reasons similar to those expressed here.)

Prigozhin assists his Wagner Group troops load up in trucks moving up to the front in Ukraine. The limited capabilities of his organization as a military force added to his woes. Indeed, the Wagner Group is a one dimensional force: infantry with some potential to conduct special operations given the specialized military training and experience of many of its troops. They possessed diminutive armor, mechanized, and firepower resources. For situations in which the Wagner Group would be asked to assist in Ukraine, at a minimum its units would have been far better off possessing far greater organic fire support for targets its commanders would independently select to support rapid maneuver beyond the front into the opponent’s rear, cutting lines of communication and destroying or disrupting the opponent’s desperately needed combat support and combat service support. A robust organic technical means to increase survivability of its assets would also have been helpful. Rapid transport assets to support a shoot and scoot capability for its firepower assets would also have been required for maneuver as well as ensure survivability. Rolling around in refurbished, dilapidated, second-hand, Russian Army trucks was not enough.

A Few Oscillating Ruminations on Prigozhin 

Serum est cavendi tempus in mediis malis. (The time for caution is too late when we are in the midst of evils.) It might have been plausible enough for many experts and observers to believe it would have been in the best interest of Prigozhin to do the heavy lifting politically to ensure that he and his unit commanders will play a greater role in decisionmaking on how Wagner Group capabilities will be integrated into the future planning of cooperative operations with the Russian Federation Armed Forces in Ukraine. That might have included insisting that the Wagner Group would always have a say on where they would be deployed, missions it would accept, and how they would perform them. In that vein, Prigozhin ostensibly could have made a genuine go at using his considerable political influence with Putin, speak truth to power and so on, and implore him to provide the Wagner Group with a greater say in how it will execute missions in support of Russian Federation Armed Forces. Yet, such a political move would have been tricky or if not a grave blunder. Prigozhin is savvy enough to know that if he forced Putin to choose between Shoigu and himself, he would very well have lost. True, despite the nature of professional relations between Putin and Prigozhin concerning the Wagner Group and military affairs, more important was their personal relationship. That relationship, recall, was at the crux and the apex of Prigozhin’s standing in the regime and in military circles as well as his sense of entitlement to issue criticism of the top military leadership of the Russian Federation and foist his cconvictionsupon everyone on how his organization could best be used in Ukraine.

Putin has shown considerable regard for Prigozhin bbutfor quite some time he has shown even greater regard for Shoigu professionally and personally (privately). Putin at one time would make regular recreational visits to Shoigu’s place of birth, the mystical land of Tuva. He would often invite foreign guests to come along. Putin’s conversations with Shoigu have always been a bit different than those with others. Putin needs a close confidant with a firm grip on the reigns of all matters of or pertaining to defense. In fact, for him, it is a priority. Shoigu is responsible for the management not only of the Russian Federation’s conventional forces but also its all important strategic nuclear triad and all of its supporting military elements. Militarily, a sine qua non for Putin is to possess without doubt, to believe with comfort, that the Russian Federation has the capability to successfully attack and destroy the US and its interests with nuclear weapons.

Omnia sunt hominum tenui pendentia filo; et subito casu, quæ valuere, ruunt. (All things human hang by a slender thread; and that which seemed to stand strong all of a sudden falls and sinks in ruins.) Competition for Putin’s attention surely comes in from all directions, and it is likely greater now than ever. He and his staff seem to be able to handle that. Prigozhin was surely well-aware that Putin really did not need at any point, for any reason, and especially during the flailing special military operation would have been an extra problem that from one angle might simply boil down to him as mere in-house bickering between two “closely ranked” associates. As noted in greatcharlie’s preceding June 1, 2023 post entitled, “Commentary: Will the Ukraine War’s Course Stir Putin to Alter His Thinking and Seek Novel Ways Either to Win or to Reach a Peace Deal?”, Prigozhin is conceivably someone well-able to discern how much pressure is being brought to bear on Putin, and see great risk in overburdening him on anything that is not quite an emergency. After all, in the Wagner Group, he has long-demonstrated that effectively dealing with, managing, and understanding strong-spirited and strong-willed men is his forte. A leader must be strong, but also. at the right time, compassionate.

If one might see some plausibility in greatcharlie’s discussion along this line about Prigozhin, one might be been able to accept or at least consider that on his own volition, he very unlikely would have pushed the matter of his struggle with Shoigu and Gerasimov to the point where his forces amassed for days in plain view on the border between Ukraine and the Russian Federation–even the US had then under surveillance by satellite–would after a very public announcement of rebellion, begin a military drive toward their offices. True, that is exactly how things appeared to have happened to many. Still, it was unlikely the case.

To gnaw a bit further on this point, there can be little doubt in greatcharlie’s mind that Prigozhin has greatly concern himself with what Putin has been facing in these very trying times for the Russian Federation following his decision to intervene in Ukraine. What Putin thinks is of the utmost importance to Prigozhin. For loyal subordinates such as Prigozhin, Putin is the priority. Discussing Prigozhin during an interview, political activist Aleksei Navalny stated: “[Prigozhin] didn’t invent anything, didn’t find buried treasure, didn’t win at the Olympics. He received his prize as thanks for serving the president well.” In the old-fashioned, out-moded sense, Prigozhin is under obligation to Putin. Yet, as a knock on to all of this, greatcharlie will go out on a limb and state that it is very hard to believe that Prigozhin, regardless of any likely sense of obligation, would ever act in a way to bring a shadow upon Putin’s life.

The Platters was one of the most successful vocal groups of the early rock and roll era. Their distinctive sound was a bridge between the pre-rock Tin Pan Alley tradition and the growing new genre. “Only You (And You Alone)” (often shortened to “Only You”) is a pop song composed by Buck Ram. It was originally recorded by The Platters in 1955. In the first verse of this song about true devotion and love which seem to greatcharlie to be befitting Prigozhin’s “frame of mind” on Putin are the words: “Only you can make all this world seem right / Only you can make the darkness bright / Only you and you alone can thrill me like you do / And fill my heart with love for only you.”

It is a wonder why Prigozhin, himself, has not gone absolutely mad given the extraordinary pressures that have relentlessly squeezed him once the Wagner Group became heavily engaged in the special military operation. Outwardly, Prigozhin is a strong man, with a hardened exterior, who leaves no doubt as to where he stands among other men. Photos of him on the frontlines in Ukraine well-depict that. There is an apparent dichotomy to his persona. It is most apparent with regard to his main business ventures. On the one hand, as aforementioned, he owns a hugely successful catering business and he is a restaurateur. That culinary work more or less has required Prigozhin to display a creative hand with a mind ensuring those who dine on his food receive nourishment of life and a beautiful dining experience. On the other hand, as a private military contractor his work has entailed destroying people and property. 

One might hazard to suggest that it is Prigozhin’s nourishing side which seeks to sustain his relationship with Putin and give him the support he needs to fortify his regime’s interests abroad. It is the destructive side of Prigozhin that Putin has exploited to achieve the ends of his expressed and secretive foreign and national security policies. Expectedly, some observers might dare say that Prigozhin’s desire to undertake such a morbid venture is part and parcel of some severe pathology. (Of course, similar private military contractors “could hardly thrive” in the socially and technologically advanced industrialized countries of the West.)

Perhaps somewhere at the confluence of the two modes of thinking deep within, there is a conflict. He has stood casually among piles of Wagner Group troops he recruited, many from Russian Federation prisons, piled in bags in storage rooms and laid out in fields. He openly admitted to the loss of 40,000 of those who joined his organization. The potency of it all is readily apparent. Prigozhin is still only human. There must be moments when he wonders what it is all amounting to. The US author Megan Devine provides words that may be apposite in this context in her bestseller, It’s OK That You’re Not OK: Meeting Grief and Loss in a Culture That Doesn’t Understand (Sounds True, 2017): “There are losses that rearrange the world. Deaths that change the way you see everything, grief that tears everything down. Pain that transports you to an entirely different universe, even while everyone else thinks nothing has really changed.”

There are those who would suggest Prigozhin has become bitter and disillusioned about the world around him, the Putin regime; essentially he is feeling jaded. Of course, it was the largesse of Putin’s regime that over the years  allowed him to become a billionaire. On a more specific level, it might be posited that Prigozhin has become jaded with regard to the Ukraine War. There may very well be scope to that idea. He has talked of moving on with his Wagner Group to better things. To that extent there may also be some materiality. It would be questionable to characterize Prigozhin as a cynic who is endlessly expressing his underlying distrust of everything. Yet, far from believing the Russian Federation’s situation in Ukraine cannot become better, Prigozhin appears determined to right wrongs by those he feels have failed Putin and the Russian Federation and snatch victory from the jaws of defeat somehow.

In greatcharlie’s January 31, 2023 post entitled, “Reflections on the Battle of the Crater in Relation to Russian Federation Casualties in Ukraine: Where Did All the Leaders Go?”, it was noted that there have been no reported incidents of members of different Russian Federation units murdering each other on the battlefield. However, it went on further to state: “It would seem joining Wagner Group troops with Russian Army troops would create an elevated risk for a blue-on-blue attacks, as Russian Federation Armed Forces commanders may be willing to do anything to thwart Wagner Group troops from showing-up their own.”

It is a wonder why Prigozhin, himself, has not gone absolutely mad given the extraordinary pressures that have relentlessly squeezed him once the Wagner Group became heavily engaged in the special military operation. Outwardly, Prigozhin is a strong man, with a hardened exterior, who leaves no doubt as to where he stands among other men. Photos of him on the frontlines in Ukraine well-depict that. There is an apparent dichotomy to his persona. It is most apparent with regard to his main business ventures. On the one hand, as aforementioned, he owns a hugely successful catering business and he is a restauranteur. That culinary work more or less has required Prigozhin to display a creative hand with a mind ensuring those who dine on his food receive nourishment of life and a beautiful dining experience. On the other hand, as a private military contractor his work has entailed destroying people and property. 

According to Ukrainian Armed Forces in April 2023, a shoot-out allegedly erupted in the settlement of Stanytsia Luhanska (Luhansk Oblast) between Russian Army soldiers and Wagner Group troops concerning which side is to blame for Russia’s failures amid the invasion of Ukraine. Those reports were not substantiated by Kyiv or confirmed by any sources in Moscow. On June 2, 2023, Prigozhin, writing on Telegram, alleged his troops had discovered 12 locations in rear areas where Russian Federation Defense Ministry officials had planted various explosive devices, including hundreds of anti-tank mines. He further reported that when he inquired with Defense Ministry officials as to why the charges had been set, they explained it was an order from their superiors. Prigozhin stated: “It was not necessary to plant these charges in order to deter the enemy, as it [the area in question] is in the rear area. Therefore, we can assume that these charges were intended to meet the advancing units of Wagner.” Prigozhin noted that none of the charges went off and no one was hurt. Still, he added: “We assume this was an attempt at a public flogging.”

The long absence of some firm public comment from Putin on the feud is deafening and profound. If Putin and Prigozhin have not as yet had an in-depth conversation about these issues, it is very likely that the Russian Federation President nevertheless has been giving his attention to the matter “covertly”–with all that imaginably would entail–for some time. Perchance Putin’s refusal or delay to take swift and decisive action on the discordance between Prigozhin and the duo, Shoigu and Gerasimov–despite how relatively noisy Prigozhin became and how aggressively Shoigu and Gerasimov behaved–seemed to provide evidence of the emergence of some new aspect of his character: Putin, the long-suffering?

If Putin had suddenly spoken out on the matter before the rebellion and in Solomonesque fashion, directed Prigozhin, Shoigu, and Gerasimov to work out an amicable plan to resolve their differences on the sustentation and upkeep of the Wagner Group and present their results to him, the respective loyalty and obedience of all three would have been put to the test. Shoigu and Gerasimov pretty much control the whole show which is essentially the problem to which Prigozhin has been calling attention. Under such a scenario, they would unlikely have been willing to brook any serious discussion of making the Wagner Group a stronger and far greater force. Prigozhin would most likely have remained flawlessly obedient to Putin’s orders to hash it out but deep down would hardly have been interested in putting too much time into butting heads with the leadership of the Russian Federation Defense Ministry and the Russian Federation General Staff. Prigozhin would probably see in advance that the most trying part of such a “confrontation” would be not be contending with the disdain of Shoigu and Gerasimov toward him, but their obsolescent preconceptions of military affairs and military science in general, which he might foresee would doubtlessly have caused them to filter his new ideas for the role of his organization through their archaic and prosaic ones. (It is possible that Shoigu and Gerasimov also had viewed the relationship of the Wagner Group to their organization’s as parasitical. Their actions concerning the combat support and combat service support of Wagner give force to that idea.) The only concession Prigozhin might have made under such circumstances would be to agree to keep his Wagner Group troops in Ukraine for the duration of the conflict and maintain its presence in-country at a certain strength. Shoigu and Gerasimov would have needed to make many concessions to satisfy Prigozhin based on past behavior. Still, even if some allegedly practical plans might be worked out and presented to Putin, in this hypothetical, what would be presented might better reflect what is possible than what will be. Nous sommes reconnaissant de votre considération et croyons que vous aurez du plaisir à être partenaire avec nous. Only the emergence of some exigent circumstance could have had the effect of shifting more power to one side or another on the “control” issue. Not to get too far ahead, but it would seem the Wagner Group Rebellion provided just such an emergency.

Russian President Vladimir Putin during the Supreme Economic Eurasian Council at the Grand Kremlin Palace in Moscow, May 25, 2023. The long absence of some firm public comment from Putin on the feud is deafening and profound. If Putin and Prigozhin have not as yet had an in-depth conversation about these issues, it is very likely that the Russian Federation President nevertheless has been giving his attention to the matter “covertly”–with all that imaginably would entail–for some time. Perchance Putin’s refusal or delay to take swift and decisive action on the discordance between Prigozhin and the duo, Shoigu and Gerasimov–despite how relatively noisy Prigozhin became and how aggressively Shoigu and Gerasimov behaved–seemed to provide evidence of the emergence of some new aspect of his character: Putin, the long-suffering? Perhaps something deeper was going in his remarkable mind.

Fun and Games, Quicks and Aberrations

As alluded to earlier, Prigozhin’s wailing has not solely been out of concern for his troops and troops in the Russian Federation Armed Forces. One might speculate that Prigozhin has been vocalizing a sense of disappointment quietly and sometimes not so quietly felt among many other elites and members of Putin’s inner circle at how remarkably bad the Russian Federation Defense Ministry and the Russian Federation General Staff have served their President and their country. In effect, he may have taken on the job of being a figurative release valve for pent up steam building within many significant individuals in his country. If taking on that sort of role was not part of some plan, it appears to be how things have turned out. 

Prigozhin’s shocking talk of a possible revolution expressed in early June 2023 were more than likely than not intended scare stories aimed at rattling many elites of the Russian Federation who find him to be anathema and not a forewarning of things to come. Perhaps making such nettlesome utterances helps to pass the time for those at the top of the food chain in Moscow. Prigozhin, himself, has made his thoughts on a mutual dislike between him and Russian elites living in the luxurious Moscow suburb of Rublyovka very public. Laughing off aforementioned reports that he had offered to reveal Russian troop positions to Ukrainian military intelligence in exchange for Kyiv’s withdrawal from Bakhmut. Prigozhin stated in an audio message posted on Telegram: “People from Rublyovka” could be behind the allegations.” He went on to state in his unique style: “Of course they will pour as much s*** on me as they can.” La leçon d’elegance de Yevgeny Prigozhin.

If Prigozhin’s original comments concerning a possible revolution in the Russian Federation actually was a manifestation of his brand of acidulous humor directed at antagonizing political and business elite at home, surely they were not appreciated among leaders of the FSB, especially since they came just before raids were launched along the Russian Federation’s borders by anti-Putin, pro-Ukrainian, ethnic-Russian groups. The eyes of FSB officials should have become strained after watching Prigozhin’s every more at that point. Given their reaction to events concerning the Wagner Group later in June, they would seem to have thrown little more than a few stray glances his way.

Intriguingly, the ultranationalist political figure Igor Girkin has alleged via a string of videos that Prigozhin’s public pronouncements concerning the military campaign in Ukraine as merely “a project” created by an influential group within Putin’s inner circle. Girkin, known among associates by the cognomen “Strelkov” (Shooter) is an anti-semite, and is likely unstable. He is a former officer in Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU. Girkin gained notice as an operative behind the Russian Federation’s 2014 invasion of Crimea. In the aftermath of the invasion, he became a prominent player in the effort to establish Nova Rossiya (New Russia) on the sovereign territory of Ukraine stretching from Kharkiv to Odessa. Girkin insists Prigozhin efforts are backed by Sergey Kiriyenko, Deputy Chief of Staff of the President of the Russian Federation, who Putin has appointed to oversee the occupied Ukrainian lands. Girkin has been quoted as saying: “Kiriyenko is openly at war with Shoigu, which is why Prigozhin attacks the Defense Ministry.” To that extent, Girkin claims Prigozhin is “not just a man whose eyes were suddenly opened and began speaking the truth.”

Girkin asserts further that “Kiriyenko is backed by the Kovalchuk brothers, people who are part of the President’s inner circle.” Yury Kovalchuk is the chairman and the largest shareholder of Rossiya Bank. According to the Ukrainian newspaper Zerkalo Nedeli (Mirror Weekly), together with his brother Mikhail Kovalchuk, as well as Mikhail Mishustin, chairman of the government of the Russian Federation, Andriy Turchak, the Secretary of the General Council of United Russia–Putin’s political party, Prigozhin, and others, he formed the influential Kovalchuk-Kiriyenko group.

It is important to note that Girkin emphasizes that Prigozhin is “not Russian by nationality,” more than insinuating that just as the “majority of Bolsheviks,” he is of Jewish origin and thereby poses a considerable threat to Russia. Ultimately, Girkin and all others similar to him–and there are many similar to him in the Russian Federation–are political figures that Putin must manage, not Prigozhin. Girkin, clearly a creature of the worst kind from the Russian Federation’s Intelligence Community, appears vindictive, passionate, ill-balanced, jealous, envious. The intelligence services of many countries–especially those in the US–have their fair share of Girkins. The utmost should be done to guard against them. That is not always the case: disco inferno!

Interestingly, so intense and focused had been the internecine quarreling between elites in Moscow that rarely heard publicly from them at the time was that old chestnut that the invisible hand of the US and its Western alter egos is behind all that has gone wrong for the Russian Federation and that is all part of a long-term plan destroy their country.

Prigozhin speaking on his media service channel on Telegram. One might speculate that Prigozhin has been vocalizing a sense of disappointment quietly and sometimes not so quietly felt among many other elites and members of Putin’s inner circle at how remarkably bad the Russian Federation Defense Ministry and the Russian Federation General Staff have served their President and their country. In effect, he may have taken on the job of being a figurative release valve for pent up steam building within many significant individuals in his country. If taking on that sort of role was not part of some plan, it appears to be how things have turned out.

Discussion will be extended in Part 2, to be published later.

Brief Meditations on the Role of Deception, Deceit, and Delinquency in the Planning, Preparations, and Prosecution of Russia’s Invasion of Ukraine

A T80BV tank of the Russian Naval Troops, featuring the distinctive “Z” marking and explosive armor (above), sits on the side of a road after being destroyed by Ukrainian forces in the Luhansk province in February 2022. Due to his confidence in the capabilities of his Russia’s armed forces and intelligence services, Putin unlikely believed Ukrainian forces would pose too much a problem. In a pinch, Putin perhaps believed there might be ingenious maneuvers and techniques that would see Russian forces through and thereby lead Russia to inevitable success. That would hardly be a reasonable schema, and indeed, perhaps the last thing one might consider. However, it may be the case that Putin was not thinking or acting reasonably before the invasion and perhaps he hoped to be covered by some miracle. Through this essay, greatcharlie has sought to briefly consider the thinking within, and actions directed from the top floors of the headquarters of the Russian Federation intelligence services and the general staff of the armed forces before the invasion and during to a degree. It highlights a few of the points at which leaders of those national security bureaucracies served Putin poorly.

While Russian Federation President Vladimir Putin’s February 24, 2022 televised address made just hours before the invasion of Ukraine was not a comprehensive expression of his ideas and theories to include subjects neo-Nazis and Ukrainian sovereignty called attention to here, although in declaring the right to move Russian forces into Ukraine, he plainly indicated that he did not recognize the sovereign rights of the country. He put before his audience a review of his sense of the threat to Russia from the West, more specifically the threat from the US. Looking back, one might argue that Putin cut a foolish figure, speaking so boldly about the actions and intentions of Russian forces and the notion that Ukrainian forces should lay down their arms. 

Putin surely had too much imagination to expect the Ukrainians not to respond to a Russian invasion the second time around. Certainly, Putin learned long ago that there are patterns one can discern that establish order in the human mind. Awareness of that should have factored into calculations on moving against Ukraine. Placidity should hardly have been expected of Kyiv by anyone thinking clearly in the Kremlin. Allowing Russia to walk into Ukraine the first time in 2014 doubtlessly had tormented leaders in Kyiv since, believing it was a gross error. For Kyiv to allow Russia to walk into Ukraine a second time would surely have been an historical act of gross negligence. Putin was always concerned with Western influence on Ukraine in essays, speeches, and interviews. Perhaps it could be said that Putin had too little imagination to recognize how much the West was involved in correctly preparing the Ukrainians for the possibility of a Russian invasion. In reality, the influence that the West had on Ukraine, something he was so concerned with, likely turned out be far greater than he ever imagined.

In setting unrealistic expectations, one sets oneself up for hurt. Never choose illusion over fact. Illusions disintegrate when confronted by reality, confronted by truth. A leader with unrealistic expectations regarding an enterprise can often be the cause of problems from the start. Presumably due to his confidence in the capabilities of Russia’s armed forces and intelligence services, Putin could not imagine Ukraine would pose too much a problem. In a pinch, Putin perhaps believed there might be ingenious maneuvers and techniques that would see Russian forces through and thus lead Russia to inevitable success. That is hardly a schema, and indeed, perhaps the last thing one might reasonably consider. However, it may be the case that Putin was not thinking or acting reasonably before the invasion. What proved to be truer than anything else was the aphorism that anything which can go wrong will go wrong. That is especially true when the lack of preparedness, readiness, and awareness are stark factors in an undertaking. To bend, to retreat back away from the matter of Ukraine is impossible.

Some questions do not have available answers, and one must learn to live with that. Through this essay, greatcharlie has sought to briefly consider the thinking within, and actions directed from, the top floors of the headquarters of the Russian Federation intelligence services and the general staff of the armed forces before the invasion and somewhat during. It highlights a few of the points at which leaders of those national security bureaucracies served Putin poorly. It hopefully provides readers with insights on what may be the tone within the meeting rooms of those bureaucracies and thinking somewhere deep inside top officials. Many of the latest public sources on prewar thinking in Moscow have been utilized for the discussion. However, much within the essay has been conceptualized in the abstract. In public statements, optimism, the best and most available elixir for defeatism, has been employed liberally. Yet, presumably, senior commanders of Russia’s armed forces and executives in the intelligence services concerned may be feeling a bit stuck and stagmating, clutching at straws, and listening to the wind. Given all that has transpired, perhaps those feelings are well-earned. Some current and former military commanders and military analysts in the West observing Russia’s situation must be able to appreciate the predicament of Russian officials given the experience their armies and national security bureaucracies recently in the Middle East and Southwest Asia. Omnia præsumuntur rite et solenniter esse acta. (All things are presumed to have been done duly and in the usual manner.)

Putin (above) in the Kremlin attending a meeting with his advisers. Putin, the final authority on all matters that concerned the invasion, the ultimate decisionmaker, believed assessments on conditions in Ukraine produced by the Russian intelligence services, Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR, Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU, and Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB augured well with regard to taking military action. Perchance, he never thought that much of it was faulty, perhaps even rubbish.

Blindness Bordering on Madness

In The Civil War, Book III, 68, the Roman Emperor Gaius Julius Caesar writes: Sed fortuna, quae plurimum potest cum in reliquis rebus tum praecipue in bello, parvis momentis magnas rerum commutationes efficit; ut tum accidit. (Fortune, which has a great deal of power in other matters but especially in war, can bring about great changes in a situation through very slight forces.) The undeniably disastrous initial results of Russia’s invasion of Ukraine appear to stem from challenges faced in the planning of the “special military operation.” As noted earlier, Putin, the final authority on all matters that concerned the invasion, the ultimate decisionmaker, believed assessments on conditions in Ukraine produced by the Russian intelligence services, Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR, Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU, and Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB augured well with regard to taking military action. He never thought that much of it was faulty, perhaps even rubbish. As he should have been aware, in the intelligence industry, the only truth unfortunately is that which those at the top declare it to be.

As for his military forces, Putin surely felt they were well-trained and well-equipped to bring vistory. To be fair, even to Putin, in practical terms, he mainly had the well-choreographed Zapad military and naval exercises to use as a measure of the Russian Federation armed forces effectiveness. The scenarios rehearsed in those exercises were apparently poor preparation for the invasion at hand. The scenarios rehearsed in those exercises were apparently poor preparation for the invasion at hand. There is also the issue that the Zapad exercises were not exactly all that they were made to appear to be in terms of demonstrating their true strength and capabilities of the Russian armed forces, as well as the possibilities for their use. The truth was likely concealed from Putin.

For his own part, he indubitably sought to glean as much as he could about Western actions and intentions by interacting with foreign leaders and officials, and applying that to calculations on probable responses to an invasion of Ukraine. (Without any intention of finger pointing, greatcharlie can only imagine what may have been said in camera and hope nothing uttered off-handedly had no influence in the wrong direction.) Putin was able to not only learn more about but confirm his understanding of what cards the West was holding to use against Russia in case he moved ahead with the invasion. He likely believed at that time that his intelligence services had provided him with a picture of Ukraine that indicated he could proceed with confidence and some assurance. The variable of intelligence seems to have been the weakest link of the chain given ceratin revelations, some discussed here.

The indications and implications of it all for Putin were that he could get all that he wanted. Putin could deal a devastating blow to what he perceived to be the expansionist plans of the US and West.  As important perchance would be having the opportunity to act as a sort of avenging angel of ethnic Russians in Ukraine, a protector of the Russian Orthodox church–a holy warrior, a defender the Russian people and all that is Russian. It is possible that Putin genuinely believes he serves in that role. Putin was so comfortable with the whole matter to the extent he left it to the world to see who he is and what he is doing, and how others might feel or respond was either of no concern or of little real interest to him.

Assumedly, the compounded impact of the intelligence failures and military blunders has doubtlessly had a chilling effect on the thinking of Gospodin Vladimir Vladimirovich with respect to political stimmung at home beyond the Ukraine matter. That likely in turn has added to Western anxieties concerning his mental state.

Putin (left) observes Zapad Exercise alongside Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov (right). As for Russia’s military and naval forces, Putin surely felt they were well-trained and well-equipped to bring vistory. To be fair to Putin, in practical terms, he mainly had the well-choreographed Zapad military and naval exercises to use as a measure of the Russian Federation armed forces’ effectiveness. The scenarios rehearsed in those exercises were apparently poor preparation for the invasion at hand. There is also the issue that the Zapad exercises were not exactly all that they were made to appear to be in terms of demonstrating their true strength and capabilities of the Russian armed forces, as well as the possibilities for their use.

The Intelligence Services

Qui ipse si sapiens prodesse non quit, nequiquam sapit. (A wise man whose wisdom does not serve him is wise in vain.) Perhaps Putin would been better of seeking assistance from an intuitive empath, who, allegedly with confidence bolstered by assistance from spirits, likely would have been better able to predict the response of the Ukrainians to a Russian invasion. Putin is far more than just familiar with the workings of Russian’s intelligence services. It is well-known that he achieved the rank of Lieutenant Colonel in the in the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB. Some commentators and analysts prefer to emphasize that his behavior is reflective of the nature of that erstwhile organization’s cold-blooded reputation, brutish methods, and the sinister mindset of its leadership. He was appointed by President Boris Yeltsin as director of the FSB, during which time he reorganized it and dismissed several top personnel. Yet, knowing that problems can exist not only with the behavior of personnel as well as the leadership of the intelligence services, and knowing that reporting from them should be examined with a fine-tooth comb, especially concerning a matter of utmost importance as Ukraine, he seemed to proceed, accepting whatever was handed to him with a blindness that bordered on madness. Whatever his inner voice may have saying, he closed his ear to it. 

Of course, there is the possibility that Putin, knowing what he knows, experienced as he is, wanted to be deceived because he so badly wanted to invade Ukraine and needed to show his decision could not be viewed as wreckless, but rather based in reason that would be generally accepted. Conceivably, Putin may have recognized that there would be no need for him to potentially light the fuse of a figurative political bomb by trying to explain why he took the risk of invading Ukraine knowing Russian forces might face considerable challenges where there were self-crafted patsys in the intelligence services that he could “learn” to be the cause for his “miscalculation.” A most trusted aviser could serve to uncover the malfeasance and identify the patsys involved and present the wrongdoer and the report of their crimes to Putin all tied with a neat bow. The many aspects that could potentially be part of such a line of analysis that cannot be broached in this brief essay. Indeed, greatcharlie is not absolutely certain it possesses the faculty to properly parse out, in the abstract, all of intricacies and psychological angles involved in the round. (Sometimes that sort of tricky approach suggested here works, sometimes it does not. Vice-Admiral Horatio Nelson, 1st Viscount Nelson, 1st Duke of Bronte, KB, also known simply as Admiral Nelson, the renowned 18th century British flag officer in the Royal Navy is best known for his victory at the Battle of the Trafalgar in 1805. However, he became a national hero long before then due to his prowess as a naval tactician. In 1801, Nelson destroyed the Danish Navy at the Battle of Copenhagen. During the battle he was sent a signal to break off action by the Admiral Sir Hyde Parker. Nelson supposedly put his telescope to his blind eye and told to his Flag Lieutenant, “You know Foley I have only one eye. I have a right to be blind sometimes. I really do not see the signal.” It is unlikely Nelson had a plan for covering himself in case his bit of jiggery-pokery failed.)

When directed by Putin to place greater emphasis on Ukraine, it may very well have been the case that intelligence collected prior to the capture of Crimea in March 2014 was recycled and used as a yardstick to parse out falsehoods on Ukraine. It would not be the first time that a sophisticated intelligence service of an advanced industrialized power engaged in such behavior and subsequently led to a large-scale military action that might have be averted otherwise. That is a hard saying. Perchance many other top officials in the Russian intelligence services never imagined Putin would invade Ukraine full-scale. As is the case, such ignorance often dissolves into tragedy.

Je m’en fiche! When asked to provide assessments on the situation there, they apparently sought to simply placate Putin, responding to his sentiments on Ukraine. The benefit of taking such a risk would be to stay in his good graces. Thus, they substituted what they understood he believed to be true feeling Putin would brook anything else. It is possible that some took this step not out of delicacy toward him but rather due to contempt. To reach a position of such influence in Putin’s government, one would image such a flaw in character would have been twinkled out much earlier. Apparently, none of the intelligence services presented anything to contradict that information to the extent that it caused Putin any pause. Their assessments were illusions without substance, appearances only. The result was a catastrophe for all involved. The problem can by no means eased out of the way. There was no possibility to put the toothpaste back into the ttube. Those left at the top of their respective intelligence services know they serve at the pleasure of Putin and his whims. The best way for them to survive at this point is to look good, focus on the US, find moles, leaks, and seek help that might make a difference from allies as the Chinese. They know that it would be a mistake to show up at any National Security Council meeting in the Kremlin with nothing to say.

Alexander Bortnikov director of the Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB. Although it is not parsed out here, there is the possibility that Putin, knowing what he knows, experienced as he is, wanted to be deceived because he so badly wanted to invade Ukraine and needed to show his decision could not be viewed as wreckless, but rather based in reason that would be generally accepted. Conceivably, Putin may have recognized that there would be no need for him to potentially light the fuse of a figurative political bomb by trying to explain why he took the risk of invading Ukraine knowing Russian forces might face considerable challenges where there were self-crafted patsys in the intelligence services that he could “learn” to be the cause for his “miscalculation.” A most trusted aviser could serve to uncover the malfeasance and identify the patsys involved and present the wrongdoer and the report of their crimes to Putin all tied with a neat bow.

Carelessness or Conspiracy?

Some intelligence services apparently did more in the direction of providing fabrications than others.. From what can be gathered from newsmedia reports about its findings, the FSB foreign intelligence service seemed to have laid it on thick. There were allegedly many unproven torrid statements on the nature of Ukrainian society made concerning the destructive impact of the West on the culture, morality, spiritually, self-image of the people, ultranationalists, and the leadership in Kyiv, and the Ukrainian people’s willingness to stand fast against an invasion. 

According to Western newsmedia reports, the head of FSB foreign intelligence service, the organization’s 5th service, Sergey Beseda, was been placed under house arrest. Arrested with Beseda was his deputy and head of the operational information department, Anatoly Bolyukh. The 5th Service is a division that was established in 1998, when Putin was director of the FSB, to carry out operations in the countries that were formerly republics of the erstwhile Soviet Union. Its mission was to help ensure those countries remained within Russia’s orbit. Western commentators initially alleged the accusations were made against the officers because there was a search on in Moscow to find scapegoats to blame  for the “poor progress” of the Ukraine invasion. However, as the FSB is under the control of one of Putin’s most faithful and most dangerous officials, Alexander Bortnikov, it is more likely that the FSB head, himself, had determined that there were problems with the intelligence officials’ actions. Indeed, firstly, Beseda and Bolyuhk had been charged with the embezzlement of funds allocated for subversive and undercover work in Ukraine, as well as false information. Embezzlement is an ill that can plague even the most esteemed intelligence service at all levels. Some sardonically call it “creating a second retirement fund.” It was reported secondly that Beseda and Boyuhk had cooked up intelligence suggesting that Ukraine was weak, riddled with neo-Nazi groups, and would give up easily if attacked. Beseda and Boyuhk were apparently among those in the intelligence services who gambled that there would not be an invasion and lost. The criminal actions by the two intelligence officers were acts of madness. Rather than allowing Bortnikov to handle the matter in his usual fashion, Putin initially chose to have the officials placed under house arrest and allow for a fuller investigation of the matter. He likely wanted to determine the depth of the disloyalty and infidelity of Beseda and Bolyuhk and discover whether were acting on behalf of another country’s foreign intelligence service.

It could have reasonably be expected that within the FSB, some investigation was likely launched to identify any possible intelligence leaks that occurred before the invasion began. Some proposal surely would be made for the broader exploitation of whatever they might have discovered. Such an investigation would very likely start with a discrete look at those who may have put a foot wrong in the intelligence services. Presumably, there was no penetration by the West of a kind that any standard counterintelligence investigation might have the slightest potential to uncover immediately or identify clearly. Nevertheless, if some potential activity might have been discovered under such a hypothetical probe suggested here, it could potentially have been of enough significance to convince Moscow that it had some influence the initial outcome of the invasion and influence follow-on efforts by Russian forces in the field against Ukraine. 

To go a step further, delving into the realm of conjecture, there is the possibility that plans for the Russian invasion were captured by Western intelligence. However, given the performance of Russian forces so far, there was clearly a strategy and resources mismatch. Results in the field have spoken volumes about what Russian forces can and cannot do. The conquest of Ukraine was something Russian forces could not have accomplished, factoring in the tenacity and will of Ukrainian forces, even on their best day or should have even contemplated. Of course, the successes and movements of Ukrainian forces will have greater influence on how Russia forces proceed.

In the end regarding the FSB scandal, Putin engaged in the process of elimination in the truest sense of the term. Nearly 150 FSB officers were reportedly dismissed from the service, including Beseda and Bolyuhk who were already under arrest. The head of the department responsible for Ukraine was sent to prison. Gravis ira regum [est] semper. (The wrath of kings is always severe.)

Sergey Beseda, head of FSB foreign intelligence service, the organization’s 5th Service. The 5th Service is a division that was established in 1998 to carry out operations in the countries that were formerly republics of the erstwhile Soviet Union. Beseda and his deputy Anatoly Bolyuhk had been charged with the embezzlement of funds allocated for subversive and undercover work in Ukraine, as well as false information. It was also reported that Beseda and Bolyukh had cooked up intelligence suggesting that Ukraine was weak, riddled with neo-Nazi groups, and would give up easily if attacked. Beseda and Boyuhk were apparently among those in the intelligence services who gambled that there would not be an invasion and lost.

Looking Good Rather Than Being Good: Finding Work To Do

Leading up to the invasion, Washington supposedly plucked a spate of information from classified intelligence on the actions and intentions of Russian forces deployed near the border with Ukraine and inside Belarus and provided to newsmadia houses from reporting and offered in official government statements. By the time the invasion began, real-time reports of movements of Russian forces were being reported daily. The purpose of this step, among others, was to indicate to the world that an invasion was around the corner, Putin was acting aggressively, and the world needed to unite concerning sanctions and all other economic measures to make any action by Putin unprofitable. This schema of using real-time intelligence from exquisite technical collection capabilities of the US Intelligence services to forewarn of what was coming next was declared as a unique and skillful approach to information warfare by US newsmedia commentators friendly to the administration of US President Joe Biden. It ostensibly would serve to stymie the Kremlin’s ability to effectively calculate and establish plans, and stripped Putin of any chance of acting with surprise. The outcome of that effort is now quite clear for all to see.

Tanto est accusare quam defendere, quanto facere quam sanare vulnere, facilius. (It is just so much easier to accuse than to defend, as it is easier to inflict than to heal a wound.) Readers are asked to indulge greatcharlie as it moves further on this point. Surely, if that US effort had continued, as well as the relative peace, it is likely that the SVR and GRU, much as the FSB, among other things, would have tried to dress-up false pieces of information, chicken feed of a sort, moved it back and forth through channels of communication, through encrypted signals, to determine, off of a long list questions, what the US Intelligence Community and its Western partners are listening to, their preferred source, and what US cryptologists had broken into. Nonetheless, an investigation was doubtlessly launched.

More than that, the Russian intelligence services might look for and discover other secure channels were being monitored from the outside and the encrypted messages of their services were being read. If foreign penetration was not discovered authentically, it might even be fabricated. As alluded to earlier, other Russian intelligence services were apparently reporting nothing prewar that definitively contradicted what the FSB was reporting. Going further down the path of deception might appear counterintuitive. Surely, it is not a prescribed practice in any intelligence service. However, despite the risk, continuing to please Putin would possibly be seen as the best chance for survival. The hope of greatcharlie at this point is that its readers will remain willing to follow along, even stumble along, with its cautious discussion of this novel idea.

The discovery of some penetration, or a bit of fabrication about a penetration, would create the requirement to dig further. Imaginably, the alleged compromised channel or channels would not be shut down immediately. Chicken feed would likely be sent along the channel. Specific movements in the field might be ordered to confirm information was being pick-up on the outside or sent from within. To ensure they would grab attention, the movements ordered would be those of some importance to the overall Russian operation in Ukraine As things have gone, reports of Russian plans to move might appear in the Western newsmedia before they have even begun or have been completed. SVR and GRU counterintelligence services would likely also look at all communications made on particular channels and codes use, and among several Western actions, match them up with Western movements, statements, urgent communications between allies outside of normally scheduled ones, and if the capability actually exists, monitor collection requirements of Western intelligence officers in the field by exploiting counterespionage and counterintelligence successes. Any move by Ukrainian forces which SVR and GRU counterintelligence might discern was likely impacted by an awareness of Russian Federation plans and intentions would also be heavily reviewed. Russian intelligence services would not have been enabled to possibly take such steps if the West had not taken the tack of releasing publicly, freshly collected information and intelligence assessments that normally would have been marked classified. As suggested earlier, perhaps, something disturbing was found. 

On its face, at the full distance of the journeys of exploration by SVR, GRU, and FSB counterintelligence, for Putin it would be unpleasant and disappointing to find that US. Intelligence Community had successfully managed to penetrate the Russian intelligence services at such a high level. However, if SVR, GRU, and FSB counterintelligence hypothetically ran through all the intelligence dumps from the West on Russia’s plans for Ukraine and reviewed the aggregate of past communications sent and actions taken and some network or group of disassociated individuals providing information or making it accessible was uncovered, Putin, himself, would want to roll it up, hide and hair, as well as furtively exploit it for the maximum counterintelligence gain.

More than troubling technical defeat for Russian intelligence services, for Putin, the political implications of the possibility of a US operation to mislead Moscow about Ukraine would be considerable and perhaps work in Russia’s favor. Any US effort to convince the Kremlin that Ukraine was vulnerable to attack would  reveal the intention of the US to dangle the country as low hanging fruit for Russia to grab militarily. Kyiv might be reviled by the idea that the Ukrainian people were used as a goat tethered to a tree along the riverside as the lure for a blood-thirsty Russian tiger. To that extent, Kyiv might conclude that was calculated well-beforehand that if war came, the Ukrainian people would be intentionally used as fodder to wear Russian forces down. As it turned out, the Ukrainians fought admirably as the well-armed, well-trained proxies of the West. They have gnawed voraciously at Russian forces. Still, at the nub of the matter for Putin would be showing the Ukrainian that the war could have been avoided, he would insist that the war was sought by the US, and that there was no true intention by the West to pursue peace. Looking at all the devastation and destruction in the country, Kyiv would hardly be open to much that Putin might say. However, Putin might hope despite everything to a score political warfare victory and convince Kyiv not to stand so closely on the side of West. (Readers should note this partial analysis of the Ukraine war’s causation is not compatible with greatcharlie’s belief at all. The theory was certainly not offered with the intention by greatcharlie to speak against the national interest.)

 

People’s Republic of China Minister of State Security, Chen Wenqing (above). On a closely associated intelligence issue, there is the matter of Washington’s decision to share intelligence with Beijing on preparations by Russian forces for the attack on Ukraine and evidence supporting the likelihood of an attack which Washington shared with Beijing prior to the actual invasion. Washington was clearly groping for alternatives, given it was unable to see any good options. The Chinese would hardly have done anything to influence Russia’s position on the Ukraine as the US wished. The entire schema likely revealed to the Chinese the level of desperation in Washington to find answers to the Russian invasion threat. It may have been the case that Washington’s very apparent pre-invasion fears that Russian forces would rapidly overpower Ukraine stoked Putin’s unwarranted confidence.

Dealing With Beijing

On a closely associated intelligence issue, there is the matter of Washington’s decision to share intelligence with Beijing on preparations by Russian forces for the attack on Ukraine and evidence supporting the likelihood of an attack which Washington shared with Beijing prior to the actual invasion. Washington was clearly groping for alternatives, given it was unable to see any good options. It may have been the case that Washington’s very apparent pre-invasion US fears that Russian forces would rapidly overpower Ukraine stoked Putin’s unwarranted confidence. 

Washington should have understood that leaders of the Communist Party of China and People’s Republic of China Ministry of Foreign Affairs officials did not come in with yesterday’s rain and would vigorously review the information before doing anything with it. To confirm that the US was truly sharing valuable information–one cannot be so sure that Beijing was not already in possession of it, the Communist Party of China would  involve the best counterintelligence capabilities of the People’s Republic of China PLA Central Military Commission (CMC) Joint Staff Department Intelligence Bureau and Ministry of State Security. The head of MSS foreign counterintelligence, Dong Jingwei, a favorite of Xi, was once the subject of what his organization likely presumed to be an apparent US counterintelligence effort in which reports were leaked to the newsmedia that he had defected to the US along with his daughter. (See greatcharlie’s June 30, 2021 post entitled The Defection That Never Was: Meditations on the Dong Jingwei Defection Hoax.”) Imaginably, to the MSS foreign counterintelligence service, the potential benefits of the US Intelligence Community from promulgating false information on Dong would be clear. Top officials and managers in Beijing likely would have concluded that a goal could have been the breaking of morale among the alleged 25,000+ Chinese intelligence officers and operatives in the US. Hearing the false report of the MSS counterintelligence head’s defection might have stirred some disgruntled or disillusioned Chinese civilian or military intelligence officers and operatives to do the same. There might have been the presumption that the information was designed to unnerve a specific Chinese intelligence officer or operative that was being targeted by US counterintelligence services. Surely, the use his “good name”, putting his loyalty to China, to the Communist Party of China, and his comrades at MSS in question, enraged the infamous Dong. When the US presented its intelligence information on the build up and activities of Russian forces near Ukraine, Dong surely viewed it with skepticism and viewed the gesture as some ploy. His position on the matter would surely help shape the position the Communist Party of China’s leadership on the matter. The Chinese would hardly have done anything to influence Russia’s position on the Ukraine as the US wished. The entire schema likely revealed to the Chinese the level of desperation felt in Washington to find answers to the Russian invasion threat. 

Additionally, hardline Communist Party of China officials may have viewed the gesture as an effort to impress Beijing with the prowess of US intelligence capabilities, and to that extent issue a subtle warning. In the end, both PLA Major General Chen Guangjun, Chief of CMC Joint Staff Department Intelligence Bureau and Minister of State Security Chen Wenqing likely recognized the easiest and beneficial way to confirm the validity of the intelligence and enable China to better understand US intelligence human and electronic collection capabilities would be to share the information with their counterparts in Russia’s SVR, GRU, and FSB. Evidently, after the gifted US intelligence moved up through appropriate Communist Party of China channel, People’s Republic of China President Xi Jinping green-lit presentation of the information to Moscow. Getting Russian confirmation on the validity of the information would be important. 

Conceivably, Moscow believes that whatever China might have about the US is likely genuine. One might presume, there is some history of intelligence sharing has been established. Perhaps the greatest caveat for the Russians concerning what Beijing had to share would be the knowledge that officials in Communist Chinese foreign and national security bureaucracies absolutely detest the US and conclusions of Chinese intelligence services might very well be colored at certain points by such strong feelings. Yet, as important would be using the opportunity to strengthen China’s position at the intelligence table with its ostensible ally Russia, garner appreciation directly from the Kremlin, and perhaps encourage Moscow to provide a regular stream of information from its human and electronic intelligence sources concerning US military plans and activities in China’s area of interest. It would satisfying for Chinese intelligence to acquire information from Russia that could significantly add to what China already knows and is trying to keep track of. The Chinese also would not mind having the Russians eating out of their hands and the Russians would not put themselves in that position.

The Chinese, knowing what they seem to just know in some way about the daily inner workings of the US Intelligence services– the result of which their intelligence services seemingly operate with impunity and comfortably in the US supposedly in the tens of thousands–would presumably see the Russian intelligence service as just one big leaky ship. Surely, the respective headquarters of the MSS and the PLA’s Joint Staff Department Intelligence Bureau in Beijing would be hesitant to share anything with headquarters of the SVR Russian civilian foreign intelligence and GRU military intelligence services both based in Yasenevo that might be of the utmost importance to China’s security. One might safely wager that the Chinese were somewhat aware of the deficiencies of foreign intelligence service of the FSB Russia’s domestic security organization given any experiences with it. Beijing, knowing how tense the situation was regarding Ukraine, particularly as it concerned Putin, would have recognized that it would have been counterintuitive to do anything that might stir the pot, muddy the waters with regard to what the Kremlin understood about what the US was doing. Surely, Beijing has strived to avoid playing a part in bringing the world closer the nuclear Armageddon. That would be the rational choice.

The Wagner Group was first called into action on behalf of the Russian Federation government in March 2014 during Russia’s annexation of Crimea. They were among the “green men” who marched in the region unopposed. Nearly 1,000 members of the Wagner Group also supported ethnic-Russian separatists in the Donetsk and Luhansk provinces of Ukraine which have have since declared themselves the independent Donetsk People’s Republic and the Luhansk People’s Republic. Experts in Russian military affairs suggest that the Wagner Group is funded and directed by the GRU. The organization’s base is located in Mol’kino, in Southern Russia, within close proximity to a Russian Army base, perhaps to allow for better control and oversight.

Deflecting: An Possible Effort To Feed Into Kremlin Paranoia About the US

Additionally, it is very likely that some in the Kremlin, perhaps only in private thoughts, may have concluded by now that the Ukrainians could hardly have been so lucky against Russian forces on their own. They may have had intimations, that much of their success was really due to assistance from, and the “handiwork” of, the same well-trained folks who have done among many things, lent significant support to the forces of the late General Ahmad Shah Massoud of the Northern Alliance in their fight against the Taliban in Afghanistan, swept away the Taliban and Al-Qaeda in Afghanistan immediately after the September 11, 2001 terrorist attacks in the US, drove the campaign that destroyed the so-called Islamic Caliphate that cut across Syria and Iraq that was created by the ISIS terrorist organization, and while in that fight destroyed in self-defense, a formation of Russian private military contractors from the infamous Gruppa Vagnera (Wagner Group) in Syria as well. Without direct evidence, however, such imaginings, even in the Kremlin, can only have life in the realm of conjecture. Perchance the Russian Federation General Staff has the GRU investigating that foreign military advisers are covertly on the ground assisting Ukrainian forces, planning operations, controlling maneuvers and supporting attacks. The SVR would also likely reach out to its sources world wide to discover if any evidence or hints exist that such covert operations are underway. If the GRU and SVR are actually studying the matter, their conclusions, either confirming or refuting the possibility, would surely be startle consumers of the information.

The Wagner Group was first called into action on behalf of the Russian Federation government in March 2014 during Russia’s annexation of Crimea. They were among the “green men” who marched in the region unopposed. Nearly 1,000 members of the Wagner Group also supported ethnic-Russian separatists in the Donetsk and Luhansk provinces of Ukraine which have have since declared themselves the independent Donetsk People’s Republic and the Luhansk People’s Republic. Experts in Russian military affairs suggest that the Wagner Group is funded and directed by the GRU. The organization’s base is located in Mol’kino, in Southern Russia, within close proximity to a Russian Army base, perhaps to allow for better control and oversight. Reportedly, just before the invasion of Ukraine, the GRU directed the Wagner Group to conduct false flag operations in Eastern Ukraine to ensure such provocations would be available should Putin want to use one or more as a pretext for an attack on Ukraine. (To the extent that reports concerning an engagement between the Wagner Group and US special operations forces are true, the private military organization may be rushing to get to Ukraine not only for financial gain but with the hope of getting a possible rematch ostensibly with US operators defeated their units in Syria and leveled a severe blow to their egos given any real belief on their part that such US operators are indeed present on the ground. If there is a chance that conditions exist for a clash, it may very well turn out even worse than the first for the Wagner Group.)

“Kamerad, ich komm ja gleich!” On March 31, 2022, several hundred Syrian mercenaries arrived in the country, including soldiers from an army division that worked with Russian officers supporting the Assad regime. Russia has previously deployed Syrian fighters in Ukraine but in smaller numbers. In March 2022, Russian Federation Defense Minister, General of the Army Sergei Shoigu, announced that approximately 16,000 volunteers from the Middle East had signed up to fight on behalf of Russia in Ukraine. The same month, the Kyiv Independent reported that Ukrainian intelligence learned Russia had reached an agreement the Libyan commander Khalifa Haftar to recruit mercenaries. Official European sources have gone further to report that along with members of the Wagner Group.fighting in the Donbas, Russia has deployed as many as 20,000 Syrian and Libyan fighters there.

Ostensibly all Russian paramilitary units and foreign fighters operating in Ukraine or anywhere on behalf of the Russian Federation would be the province of the GRU. Indeed, the GRU would likely be responsible for their control, would be their link to Russian commanders and would be responsible for their oversight. much as with the Wagner Group. Handling the Wagner Group and foreign fighters would certainly provide plenty for GRU intelligence chief to report to Putin beyond counterintelligence efforts. Most of the reporting from the field about the Wagner Group and the foreign fighters would be good news, too. The GRU, of course, falls directly under the control of the General Staff of the Armed Forces of the Russian Federation.

The headquarters of the Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU in Yasenevo. On March 31, 2022, several hundred Syrian mercenaries arrived in the country, including soldiers from an army division that worked with Russian officers supporting the Assad regime. Russia has previously deployed Syrian fighters in Ukraine but in smaller numbers. In March 2022, Russian Federation Defense Minister, General of the Army Sergei Shoigu, announced that approximately 16,000 volunteers from the Middle East had signed up to fight on behalf of Russia in Ukraine. Ostensibly all Russian paramilitary units and foreign fighters operating in Ukraine or anywhere on behalf of the Russian Federation would be the province of the GRU. Indeed, the GRU would likely be responsible for their control, would be their link to Russian commanders and would be responsible for their oversight much as with the Wagner Group.

The Armed Forces of the Russian Federation: Expectations Versus Realities in Ukraine

On the eve of war, Russia’s invasion force was still considered formidable. Reportedly, this belief was based on the assumption that Russia had undertaken the same sort of root-and-branch military reform that America underwent in the 18-year period between its defeat in Vietnam and its victory in the first Gulf War. Prior to the Russian invasion of Ukraine, many analysts in the West speculated that the Russian operation would be something akin to a one act drama with an early curtain. The US Intelligence Community concluded that Kyiv would fall in days. Some European officials thought it might just hold out for a few weeks. 

However, starting on the first day of the of the invasion of Ukraine, all of the walls came down on the Russian Federation armed forces. Based on their overall performance in Ukraine, the forces that Russia sent into battle seemed almost counterfeit, poorly imitating what was expected by reputation. One could reasonably suggest  that in recent years their capabilities have been subject to hyperbole. Most wide-eyed observers might conclude that the General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation) is fortunate that they are not facing US forces. Copious amounts of supporting evidence for that argument has been presented on the battlefield daily in Ukraine. How the mighty have fallen. 

Mea culpa

From what greatcharlie could gather about the situation before the February 24, 2022 invasion, the US Intelligence Community has concluded that the Kremlin could be planning a multifront offensive involving up to 175,000 troops. An estimated 100,000 Russian troops have already been deployed near the Russia-Ukraine border. Satellite imagery has revealed a buildup of Russian tanks and artillery as well as other gear near the border, too. Reportedly, online disinformation activity regarding Ukraine also has increased in the way it did in the run-up to Russia’s 2014 invasion of Crimea. According to the New York Times, the most evident scenario given the scale of troop movements on the ground is a Russian invasion of Ukraine may not be to conquer the entire country but to rush forces into the breakaway regions around the cities of Donetsk and Luhansk, or to drive all the way to the Dnieper River. Purportedly at the Pentagon, “five or six different options” for the extent of a Russian invasion are being examined. Suffice it to say, Moscow calls such assessments of Russia’s intentions slanderous ravings. Russia denies it is planning an invasion and, in turn, accused the West of plotting “provocations” in Ukraine. Russian Federation Ministry of Foreign Affairs spokeswoman Maria Zakharova, who unfortunately does not exactly have a watertight record for tying her statements to reality, laid it on thick in the newsmedia, alleging Western and Ukrainian talk of an imminent Russian attack was a “cover for staging large-scale provocations of their own, including those of military character.” It is really disempowering to put out such a message. 

In the abstract, greatcharlie also had assessed that If Putin decides to go in, firepower, astronomically massed, from ground, air, and possibly the sea assets, would most likely be used to destroy Ukrainian forces in the field, and in depth as far back as units held in reserve or even on training bases. Relentless fire from air and ground would be utilized to support the movement of forces inside Ukraine. What might have been identified as the front line of Ukraine’s defense would figuratively become a map reference for Hell. Russian forces would most likely be deployed in a way to prevent the resurrection of Ukrainian forces in areas which Russian forces have captured. As for reinforcements or reserves, the rest of Russia’s armed forces would be right across the border in Russia. Imaginably, the main objective of the deployment of Russian forces would be to create a sufficient buffer in Ukraine between Russia and “ever expanding NATO forces.” In performing this task, Russian forces would ensure territory and forces that might remain in Kyiv’s control would be of less utility to NATO as potential a launching pad for a ground attack on Russia and could not be used as part of a larger strategy to contain Russia at its own border.

Highly motivated Ukrainian troops riding a BMP push forward against Russian forces in the Donbas. Starting on the first day of the of the invasion of Ukraine, all of the walls came down on the Russian Federation armed forces. Based on their overall performance in Ukraine, the forces that Russia sent into battle seemed almost counterfeit, poorly imitating what was expected by reputation. One could reasonably suggest  that in recent years their capabilities have been subject to hyperbole. Most wide-eyed observers might conclude that the General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation) is fortunate that they are not facing US forces. Copious amounts of supporting evidence for that argument has been presented on the battlefield daily in Ukraine. How the mighty have fallen. 

Delinquency Upon Delinquency

The renowned 19th century Irish poet and playwrite Oscar Wilde explained: “To expect the unexpected shows a thoroughly modern intellect.” Yet, during the Russia’s invasion hardly anything that might have been expected was seen. Russian forces moved oddly. Russian information warfare, technological strengths nowhere. Russian air power was not present where it should have been, for example, flying, over Ukraine preparing the battlefield, providing cover for mobile forces, attacking the opponent in depth. 

Russian forces were not organized for war with precision. Units were not ready for battle. Soldiers had no idea of what to expect. Ukraine was allowed use its strengths against Russian weaknesses. Ukraine’s smaller units was able to achieve relative superiority force on force initially in the field. One might have expected that occasionally good fortune would shine upon the relatively lightly-armed Ukrainian forces, and a Russian Army or Russian Naval Troops patrol rolling around or crossing into a danger zone might face ambush, a well-organized ambush, and losses would be suffered. With so many patrol ordered in the different avenues of attack by Russian forces, the greater the chance there would be losses. However, Ukrainian forces outrightly routed Russian units over and over on the battlefield and that line of successes would force Russia to adjust its strategy. This outcome was surely far greater than most military experts around the world could have imagined before February 24, 2022. The possibility of endsieg, victory against the odds, has become all the more real.

Some observers looking through the lens of history might reason that incurring high losses in attack are an aspect of Russian warfighting. Perhaps they might cite as statement allegedly made by Soviet Army Marshall Georgy Konstantinovich Zhukov to US General Dwight Eisenhiwer in 1945 as cited on page 207 in Robert Kaiser, Russia: The People and the Power (Atheneum, 1976): “If we come to a minefield, our infantry attacks exactly as it were not there.” Some might recall how Russian forces in the 2008 a war with Georgia had faced difficulties against the rather diminutive Georgian forces. True, Russia had achieved the goal of securing Georgia’s sovereign territory to pass on to the breakaway states of South Ossetia and Abkhazia. The many deficiencies of the Russia Army exposed during the fighting were stark. Russia troops utilized obsolete equipment, struggled to direct counterbattery fire at Georgian artillery, and the command and control of forces was inept. Still, in 2022, expectedly, everything would be done by commanders sending troops out to obviate that possibility, or mitigate it as best as possible by taking every reasonable precaution. The numbers and regularity of successful attacks on Russian troops would rationally lead one to think commanders have been careless.

The concept of fighting in three dimensionally, with ground forces receiving support from the air and ground receiving support from artillery fires and air and artillery, cross-communicating in real time, coordinating attacks to mass fires and airstrike with the objective of maximizing their impact, did not appear to be part of Russian Army battlefield tactics, at least not in practice. Somewhere on paper, something may be written. In modern armies, a those of the US and its allies, a synchronization matrix enables understanding of what everyone is doing at a particular time and which assets will be supporting which unit. Mission analysis identifies gaps in information required for further planning and decision making during preparation and execution. During mission analysis, the staff develops information requirements. Russian commanders forces clearly did none of this before they attacked. Amat victoria curam. (Victory loves preparation. [Victory favors those who take pains.])

Russian Federation Minister of Defense, General of the Army Sergey Shoigu conducts meeting with commanders of the armed forces. What has been discovered since the invasion began is that Russia had been running its military campaign against Ukraine out of Moscow, with no central commander on the ground to coordinate air, ground and sea units. Reportedly, that tack assists in explaining why the invasion struggled against an unexpectedly stiff Ukrainian resistance, and was plagued by poor logistics and flagging morale. In situations that require fexibility, improvisation, thinking through problems, armies whose unit commanders at the squad, platoon, company, and even battalion levels, advanced armies tend avoid being as unbending as the Russians. The failure and inability to effectively adapt in unfavorable situation once in contact will suffer considerably.

Calamity

Anyone trying to paint a picture of what was happening in the Russian command over the Ukrainian security operation would accurately produce an ugly daub. What has been discovered since the invasion began is that Russia had been running its military campaign against Ukraine out of Moscow, with no central commander on the ground to coordinate air, ground and sea units. Reportedly, that tack assists in explaining why the invasion struggled against an unexpectedly stiff Ukrainian resistance, and was plagued by poor logistics and flagging morale. In situations that require fexibility, improvisation, thinking through problems, armies whose unit commanders at the squad, platoon, company, and even battalion levels–the battalion being the main tactical formation of the a Russian Army–advanced armies tend avoid being as unbending as the Russians. The failure and inability of Russian forces to effectively adapt in unfavorable situation once in contact–since it is not taught and trained into Russian officers and nonconmissioned officers–would result in them suffering considerably. Often commanders of many units handled their troops and equipment as if they were participating in an exercise–parking companies and battalions of T-90 tanks and BMP armored personnel carriers on open roads without air cover or organic antiaircraft systems providing security–rather than moving in strength behind enemy lines in a shooting war. Disorganized assaults reportedly also contributed to the deaths of several Russian generals, as high-ranking officers were pushed to the front lines to untangle tactical problems that Western militaries would have left to more junior officers or senior enlisted personnel.

From what can be seen in broadcast and online videos albeit most provided by the Ukrainian Armed Forces and Ukrainian Ministry of Defense, no security was set up for units not in contact with their opposing forces in forward battle areas. There were visibly no pickets for armored and mechanized units while halting on roads, no moving pickets, no flank security, no air defense even watching the skies with heavy machine guns. This was the case despite foreknowledge that Ukrainian tank hunters with javelins and Turkish drones were lurking on the ground and in the air in their vicinities. Javelins and stingers provided to Ukraihian forces by the West were exploited to the point at which they had a multiplier effect on the battlefield. To that extent, a popular feature in the broadcast and online newsmedia on the Ukraine War are videos of formations of Russian T-90s and BMPs being identified and destroyed by Ukrainian drones or being hit by Ukrainian troops using javelins. Highways roads, and even trails were seemingly used as a means to locate Russian armored and mechanized units, which were naturally travelling in the direction toward Ukrainian lines on them. Suffice it to say, practically the whole world via the international newsmedia learned this was the situation in the field. No amount of spin by the Russian Federation Ministry of Defense could alter the truth of what was witnessed. Russian commanders at the company and battalion levels virtually sabotaged their units as a result of their repeated delinquencies. 

A term Russian armored and mechanized commanders seemed strangely unfamiliar with is “defilade.” Turning a tank into a static low caliber artillery piece, in a protected position while ostensbly awaiting new orders or resupply, is better than having whole companies travelling on roads much as a convoy of singing ice cream trucks. The lives of tank crewmen and mechanized troops were simply thrown away. There was just too much wrong going on for one even now to fully come to terms with the horror of it all. (Feeling dread over the circumstance of another human being should not be conflated with taking sides between warring parties. That is certainly not the case here. To conclude such about these comments would be wrong.)

Strangely, artillery fires have not been used, at least not effectively or robustly, to support movement by armor and infantry, it has not been used to divert, disrupt, and destroy targets on the axis of advancing units, or used for attacks in depth. Surely, these practices should have been rehearsed in military exercises and regular training. In a very archaic manner, artillery fires have at best been used whereas movement is concerned, to mitigate direct fire from opposing forces which was a regular practice during World War I. It would appear that artillery fires, if any are made available, have been lifted as armor and infantry made contact with the opponent allowing the opponent advantages in defense. Artillery has failed to play a dominant role in the field in Russia’s war. That is baffling. Apparently, Ukrainian forces are using artillery fires to support maneuver in their counterattacks and using them effectively to attack in depth. Counterbattery radar sets must have been left back in garrison by most Russian artillery units as Russian counterbattery fires have been ineffective, practically nonexistent.

To be forthright, greatcharlie senses that whatever was really going on at Zapad, the truth of the value of the exercises has come to the surface. In away not too different the director and deputy director of FSB foreign intelligence, military commanders simply went through the motions with elaborate displays of firepower and mobility with little to no concern about how it would all come together in real world situations. As alluded to earlier, it would seem the bigger and better Zapad exercises since 2017, lauded by the leadership of the Russian Federation armed forces, were simply full of sound and fury, signifying nothing. Putin, himself, had regularly observed the Zapad exercises and everything seemed fine enough, but it was not. In a way not too different the director and deputy director of FSB foreign intelligence, military commanders simply went through the motions with elaborate displays of firepower and mobility with little to no concern about how it would all come together in real world situations. To onlookers at the Zapad exercises, as Putin had regularly been, everything seemed fine enough, but things certain were not.

One NATO commander caught on to what had been happening at Zapad and other Russian military and naval exercises before the invasion and could predict Russian military action in Ukraine might prove for Moscow to be catastrophic. When he was commander of American naval forces in Europe and Africa, US Navy Admiral James Foggo had the duty to plan US military exercises recognized that planning the huge Russian exercises were enormous undertakings. As Russia was planning the Vostok exercises in September 2021 in Siberia, Russian Federation Defense Minister Sergei Shoigu, declared it would be the largest since the Soviet Union’s Zapad exercise of 1981. It would involve 300,000 troops, 1,000 aircraft and 80 warships. However, Foggo discovered there was quite a bit of deception involved. Rather than actually field large numbers of soldiers, sailors, airmen and marines, a company of troops (150 at most) at Vostok, for example, was inflated and counted as a battalion or even a regiment (closer to 1,000). Single warships were passed off as whole squadrons. Negligentia sempre habet infortunam comitem. (Negligence always has misfortune for a companion.)

How spectacularly did the illusion created by Russian Ground Force commanders disintegrate when challenged by reality! It is a sad lesson for commanders in all armies to learn from. The Russian Army of 2022 appears to mimic, albeit unintentionally, much of the Soviet Army of the 1980s. Without pretension, greatcharlie states that after reviewing what has transpired concerning the failures of Russian forces, for at least a fleeting moment, one might get the impression that Russian commanders want to lose. (Intriguingly, despite all that has been witnessed since February 24, 2022, the US Department of Defense continues to regard Russian Federation Armed Forces as an acute threat the US and its interests.)

Russian Federation Minister of Defense, General of the Army Sergey Shoigu (center) and Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov (left), and Russian Federation General of the Army Aleksandr Dvornikov,  who took command of military operation in Ukraine in April 2022 (right) hold a meeting aboard an aircraft. As a part of what the General Staff of the Armed Forces of the Russian Federation called the shift from Plan A and Plan B, it was announced that Russian forces would focus its special security operation in Ukraine on “liberating” the east.” A very folksy aphorism that greatcharlie has come across recently is, “There is no education in the second kick of a mule.” Being aware of past thinking, capabilities, and and practices, it seems almost fallacious to expect any novel maneuvers by Russian forces that may be nuanced or special in such a way to make a great difference in their performance in Ukraine.

Resurrection?

An army can not change over night.What Russian military commanders can do is ensure that the many parts of the Ground Forces, Aerospace Forces, and Naval Forces to their utmost in harmony to achieve success is what will change the course of things. Once more, greatcharlie ingeminates a most apposite quote, an old chestnut, from the renowned theoretical physicist Albert Einstein said: “Probleme kann man niemals mit derselben Denkweise losen, durch die sie entstanden sind.” (We cannot solve our problems with the same thinking we used to create them.)

As a part of a shift from “Plan A” to “Plan B”, the General Staff of the Armed Forces of the Russian Federation announced on March 25, 2022 that Russian forces would focus its special security operation in Ukraine on “liberating” the east.” According to the Chief of the Main Operational Directorate of the General Staff of the Armed Forces of the Russian Federation Colonel General Sergei Rudskoy, head of the General Staff’s main operations administration stated “The main tasks of the first stage of the operation have been carried out.” He further stated: The combat capabilities of the Ukrainian armed forces have been substantially reduced, which allows us to concentrate our main efforts on achieving the main goal: the liberation of Donbas.” On April 9, 2022, Russian Federation General of the Army Aleksandr Dvornikov was appointed commander of the special military operation in Ukraine.

This shift from “Plan A” to “Plan B” has left little doubt in the minds of observers outside of Russia that an apparent initial plan to move rapidly to capture major cities in Ukraine and replace the national government had failed or at least had not gone as planned. There was an attempt to spin the matter as a success. As aforementioned, a big part of that was to omit any discussion of the terrible costs in troops, materiél, and treasure for the military’s blunders. The focus of Rudskoy’s spin was an effort to convince that efforts to encircle key Ukrainian cities as Kyiv and making them subjecting them the multiple airstrikes and artillery onslaught was to pin down Ukrainian forces elsewhere in the country in order to allow Russian forces to focus on the east. 

Since the announcement of the new plan of attack was made, Russian forces have met with some greater success in southern Ukraine. Well reported have been itheir efforts to capture towns and cities such as Kherson, Mariupol, Kreminna, and making some gains in the east. Russian troops also displaced Ukrainian forces from Zarichne and Novotoshkivske in Donetsk as well as Velyka Komyshuvakha and Zavody in the Kharkiv region. Following the shift, Moscow announced that 93 percent of the Donbas region of Luhansk had come under the control of Russian-backed separatists. However, over 33.3 percent of the Donbas was already under the control of ethnic-Russian separatist control before the invasion. It is hard to determine just how well things are going for Russian forces by listening to Moscow’s reports. Only 54 percent of Donetsk province of the Donbas is actually under Russia’s control. While achieving some success in the Kharkiv region, Russia made little vigorous progress in capturing Kharkiv, Ukraine’s second largest city. It was essentially the same story witnessed in Kyiv, huge losses and meager results. Ukrainian forces were fighting so well in the region that Russian forces were eventually forced to withdraw from Kharkiv, so close to their own border, in order to protect supply line and Russian territory as well. There was a US assessment in March the stated that Ukraine could recapture Kherson.

A very folksy aphorism that greatcharlie has come across recently is, “There is no education in the second kick of a mule.” Being aware of past thinking, capabilities, and and practices, it seems almost fallacious to expect any novel maneuvers by Russian forces that may be nuanced or special in such a way to make a great difference in their performance in Ukraine.

A test launch of Russia’s Satan-2 (above) on April 20, 2022 at the Kura Missile Test Range in the Russian Federation’s Kamchatka region. While the intercontinental ballistic missile (ICBM) has been dubbed Satan 2 by NATO, it is officially known in the Russian armed forces as the RS-26 Sarmat.  The ICBM carries multiple warheads and has an estimated range of 6200 to 11,800 miles. Doubtlessly through Putin’s eyes, Russia, his world, would stand at the edge of doom if “the West” wins the war. If that occurred, in brief, he would be driven to consider the vulnerable position in which he would ostensibly leave Russia by allowing a well-trained, well-experienced, and well-equipped military force remain intact and powerful on its western border. Putin would surely choose to act as violently as possible now to protect Russia’s existence into the future. Additionally and importantly, all forms of conflict would be permissible in Russia’s defense, including the use of thermonuclear weapons. Putin has repeatedly expressed a willingness to use the crown jewels of his defense arsenal.

The Way Forward

As expressed in greatcharlie’s March 31, 2022 post entitled “The Russian Invasion of Ukraine: Brief Meditations on Putin and Small Suggestions That May Support Achieving Peace Through Diplomacy”, there are those who speak freely on taking on Russia in the nuclear dimension, and suggest mightily that Moscow be reminded that the US has a formidable thermonuclear arsenal and will respond fiercely with it if Russia uses its weapons. Such thoughts appear to have been expressed with a complete lack of regard for their own self-interests, the interest of the US. It is unlikely that those individuals have steeled themselves against the possible consequences. The possibility of a thermonuclear attack from Russia are actually more real, more likely, than they might imagine. Unusquisque mavult credere quam iudicare. (Everyone prefers to believe than to think.)

Additionally mentioned in greatcharlie’s March 31, 2022 post is the well-viewed exchange between Putin and Sergei Naryshkin, head of the Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR. Naryshkin, an absolute Putin loyalist, known for his aggressive anti-western statements, became visibly uncomfortable as Putin interrogated him on Ukraine. Among his very top advisers, there was likely a palpable sense that a fiery sea of anger, rage, and hatred was churning violently inside of him. Perhaps Putin’s exchange with Naryshkin might be considered a new context. It is possible the exchange between Putin and Naryshkin may directly relate to a plan Putin may have of far greater conception what has publicly postulated in the West so far.

As the scene was set, Putin was seated at a desk in a grand, columned Kremlin room with his advisers, seemingly socially distanced from him and each other. Putin asked his advisers to step forward to a podium to offer their respective views on recognizing Luhansk People’s Republic and the Donetsk People’s Republic. Putin was being very sharp with his advisers. When Naryshkin was asked to present his views, he appeared uncomfortable even initially as Putin interrogated him. Naryshkin stumbled with his words. Surely noticing his discomfort, Putin exorts Naryshkin to speak more directly. To hear Naryshkin speak, some might immediately be left to believe the matter at hand is far more complicated than the challenging matter of that moment, recognizing the Luhansk People’s Republic and the Donetsk People’s Republic.

Putin, impatient and insistent, pushes Naryshkin even further. He tells Naryshkin twice, “Speak directly!” Eventually, when he was able to get the words out, When he spoke, Naryshkin uttered that he supported “the LNR and DNR becoming part of Russia.” Putin told him that wasn’t the subject of the discussion; it was only recognition being weighed up. Naryshkin then stated that he supported attempting negotiations first. Putin responded that the discussion was not about negotiations. Finally, Naryshkin was able to state that he supported Putin’s plans. According to newsmedia reports, some Russia experts have suggested that the whole scene might have been a carefully scripted artifice to demonstrate to the West that other options might be available. However, it is Naryshkin’s genuinely flustered expression that does the most to convince much more might have been involved.

The post of director of the SVR, is not for the faint hearted. Naryshkin is understood to be a srurdy individual and good at his job. He is a Putin loyalist and regularly expresses hardline anti-Western views. It is difficult to fathom why he would be so nervous, clearly under stress, when reporting to Putin. Perhaps he was uncertain how it would all play out. Perhaps as greatcharlie has suggested here, reporting from SVR concerning Ukraine has not been as accurate as it could have been as aforementioned due to delicacy toward Putin and is concerned he will be called out on the quality of his organization’s product. Indeed, maybe he thought that he was being burned by Putin. Perhaps the moment has been scripted to serve Putin’s purposes and Naryshkin is nevertheless concerned things may not pan out as planned. Perhaps he has seen that happen to others.

Rationale enim animal est homo. (Man is a reasoning animal.) At the risk of being obvious, greatcharlie suggests that is unlikely that Putin would not have approved the broadcast of the video of the security council meeting, and particularly “the Naryschkin moment” unless he intended to convey a message. Much as a good attorney in court, he would not ask a question of anyone testifying unless he already knew the answer. So much else, was edited out of the Russian newsmedia coverage. Surely, one might have expected much of that segment, a relative confrontation of the Russian President as compared to other exchanges, would have hit the cutting room floor. The video clip, itself, amounted to something akin to a chamber piece in which the theme–though the notion was brushed of by Putin during the meeting–was thermonuclear war. It was expressed via the subtle reference to it in the exchange between Putin and Naryschkin. Indeed, the message was that thermonuclear war is more than just a potentiality in the security council but a part of planning as it concerns halting NATO expansion and perceived Western plans to push into Russia’s sovereign territory to despoil its riches in natural resources.

To that extent, it might be worthwhile to revisit the notion of Putin’s awareness of the danger of setting unrealistic expectations as well as the notion of Plan A and Plan B as it relates to Russia’s special security operation. He has seen the Russian Federation armed forces in action and likely recognizes there is a real chance he could lose the conventional war with Ukraine. Putin, the central focus West, must consider the mass psychological implications of losing a ground war on its border. That would be the bitter end. Some newsmedia houses in Europe have been willing to promulgate the apocryphal rumor that Putin is suffering from pancreatic cancer. It would be difficult to imagine how those sources would have come upon such information as the US Intelligence Community has indicated that the Kremlin remains what intelligence officials call a “hard target”–incredibly difficult to penetrate through traditional espionage.” CNN reported, based on information from an official source, that there has not been any new comprehensive assessment by the US Intelligence Community that indicates a particular change to Putin’s overall health. That being stated, the follow-on thinking would be that if Putin finds himself in deep trouble in Ukraine, he might take the murder-suicide route on an Apocalyptic scale. However, more realistically, other considerations would likely be involved. 

Doubtlessly through Putin’s eyes, Russia, his world, would stand at the edge of doom if “the West” wins the war. If that occurred, in brief, he would be driven to consider the vulnerable position in which he would ostensibly leave Russia by allowing a well-trained, well-experienced, and well-equipped military force remain intact and powerful on its western border. Perhaps as discussed in the preceding March 31, 2022 post, Putin has indeed considered what will he will leave for future generations of Russians to contend with. Perhaps he believes now is the time to confront not just Ukraine, but the West. He has stated many times that he believes the West wants to destroy Russia and strip it of its natural resources. In greatcharlie’s preceding post, it was also suggested that the next generation of Russians will most likely want a future that reflects their own choices, their own desires, not those of a dark past. Russia never became das land des lächelns under his leadership despite his “best” efforts, and it seems that it will never become so. Critics in the West might say that Putin has achieved nothing except create new forms of the old misery. It could very well be that in Putin’s mind, everything that can be done must be done now to make certain future generations of Russians will not be left with the worst choice possible, to give in to Western demands, or worse, possibly surrender to conventional military threat or action. To that extent, and with a lot more factored in, Putin would surely choose to act as violently as possible now to protect Russia’s existence into the future. Additionally and importantly, all forms of conflict would be permissible in Russia’s defense, including the use of thermonuclear weapons. Putin has repeatedly expressed a willingness to use the crown jewels of his defense arsenal. 

Conceivably, the use of such weapons was considered and plotted out as a contingency by Putin long before the eve of invasion. Perhaps the knowledge of that was being telegraphed through Naryshkin’s body language at the National Security Council meeting before the invasion. A hardliner, yet a thinking man and shrewd individual, it may have troubled Naryshkin to think that the situation was drawing closer to such a dire outcome. Surely, in his possession, as the head of foreign intelligence, were true assessments of what might happen in Ukraine and that possible result may have troubled him greatly given the end state scripted by Putin.

Praemonitus, praemunitus. (Forewarned is forearmed.) It has always been up to the respective masters of thermonuclear weapons to maintain peace and stability or use them to their full terrifying potential as weapons of mass destruction. For Putin, the underlying thought for every step at the moment may very well be that it is now or never. Here, greatcharlie will go out on a slender thread to state that in his position taking everything into the round, that if defeated in a conventional struggle with Ukraine Putin would feel left with no choice but to destroy Russia’s opponent by whatever nonconventional means he might see fit. Everyone does not think the same. Things do not always turn out the way one might hope. It was by any reasonable standard daylight madness for Putin to invade Ukraine. Using thermonuclear weapons, although a far more monstrous transgression, would fit well within the mindset of one who do the former.

Everyone knows how the Cold War ended and who won. The history is clear. This critical episode between the West and Russia will likely be much shorter in duration. At the time of this writing, however, Its outcome is still unclear. Perhaps the legacy of the former struggle, thermonuclear weapons, will play a role and put an end to matters once and for all. If the US and rest of West should begin to threaten Russia with their weapons to reign Putin in it would would unlikely have that impact. As aforementioned, for Putin, the underlying thought for every step may be that it is now or never. He will most likely attack them. Omnia jam fient, fieri quæ posse negabam; et nihil est de quo non sit habenda fides. (All things will now come to pass that I used to think impossible; and there is nothing that we may not hope to see take place.)

The Defection That Never Was: Meditations on the Dong Jingwei Defection Hoax

People’s Republic of China Vice Minister of State Security Dong Jingwei (above). Beginning in February 2021, Dong became the subject of a rumor alleging that he, along with his daughter, defected to the US. The possible implications of his supposed defection were staggering. It was eventually revealed and proved that the rumor was pure fiction.  Never before has Dong’s name, or any other Chinese counterintelligence official’s name, been bandied about in the US newsmedia or worldwide in the manner it has been lately. An attempt is made by greatcharlie to some degree how this all came about and what was the purpose of it all.

Rumors of the alleged defection of Dong Jingwei, a vice minister of the People’s Republic of China Ministry of State Security–China’s relative equivalent to the Central Intelligence Agency, were the subject of intense discussion in the US newsmedia and social media particularly in June 2021. Allegedly, Dong fled China in February 2021 and handed himself over to US intelligence officials. Dong would have been one of the highest-ranking officers from China’s Intelligence Community, and the Chinese government in general ever to defect to the US. Yet, alas, the rumored defection never occurred.

People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping, is now highly selective, positively picky, about those who serve in national security positions in his government. Considering what would be the most likely nature of the man or woman who would be able to serve as his Vice Minister at MSS for counterintelligence, it is hard to form a mental picture of where the rumor that Dong had defected to the US with his daughter, or who, or better, what organization, may have actually given it wings. It is harder to understand how those who ignited the rumor of Dong’s defection intended to benefit from its formulation and promotion. It is hardest to envision who among those with any knowledge of the Chinese government and the national security apparatus would believe, would ever consider defecting to the US no matter what the circumstances may be within the Communist Party of China or in his personal life. One could imagine Dong would be a deadender, sticking with the Party and his country until the rattle. There is always the possibility–though there are absolutely zero newsmedia reports anywhere that suggested some proceeding mental health episode had befallen him–that Dong may have been overwhelmed by some cacoethes. Barring that, there was no earthly reason to believe that he would defect, and to the US nonetheless. The puzzle now having been “resolved”–the whole truth is out there somewhere, greatcharlie gives a go at parsing out some of these issues hoping it does not come off as l’esprit de l’escalier. In that process, greatcharlie, albeit, steps out on shaky ground to present some unsolicited–and hopefully not unwanted–suggestions on how similar false reports in the future might be given appropriate consideration. Unusquisque mavult credere quam iudicare. (Everyone prefers to believe than to think.)

Some might conclude after noting the topic of this post that this is one more by greatcharlie on Chinese espionage in the US. Some, perhaps duly, might also grumble to the effect: “Now greatcharlie is all China, all the time!” While greatcharlie approaches the defection that did not happen out of academic interest, this examination, much as those of proceeding posts, is part of an ongoing effort by greatcharlie to give consideration of what it could offer to contribute to development more effective approaches to such hostile intelligence collection efforts against the US. Indeed, with the objective of being transparent, greatcharlie must disclose that on the matter of Chinese espionage in the US it is partisan, giving its complete support to the US, the homeland. Readers will likely discern facts are interpreted from that perspective. However, no information is skewed or bent with preconceived ideas or bias.

Who Is Dong Jingwei?

Dong was born on November 18, 1963. At the time of this writing, he is presently 57 years old. In China it would be of some significance to note that he is of Han nationality. As for his studies, he has earned a master of science degree. The only publicly reported member of Dong’s family is his daughter, Yang–also known as Dong HuaHua on social media, who as part of the defection hoax was said to have allegedly fled China with him. She is the ex-wife of Alibaba executive Jiang Fan, who now heads the company’s powerful e-commerce platforms, Tmall and Taobao. 

Dong is a member of the Communist Party of China. Highlights of his career include service as the Secretary of the Party Committee and Director of the State Security Department of Hebei Province from 2006 to 2017. He served as Director of the Pokitical Department of the Ministry of State Security from 2017 to 2018. He eventually became a Member of the Party Committee and Vice Minister of the Ministry of State Security and the Chief of MSS Counterintelligence. It was noted in the July 24, 2015 edition of Intelligence Online that Dong’s heading of the State Security Department in Guo’anbu in the Hebei Province was significant for him as that province has reportedly produced many of Xi’s “securocrats.” Loyalty to superiors, reliability, and regional background apparently put him in good standing with senior party officials under Xi. By 2015, Dong reportedly became part of the “Xi Jinping Clique”, one of the main political factions within the Communist Party of China. By 2018, Dong was close to Xi. Other important Communist Party of China titles and accolades provided to Dong include: Representative of the 18th and 19th National Congress of the Communist Party of China; and, Member of the 13th National Committee of the Chinese People’s Political Consultative Conference.

Zhōnghuá Rénmín Gònghéguó Guójiā Ānquán Bù (Ministry for State Security of the People’s Republic of China) or the MSS, where Dong is vice minister, is an intelligence service responsible for foreign intelligence, counterintelligence, and internal security as well. Their impact stems mainly from providing consumers in Beijing to include the Communist Party of China leadership, the Party’s key organs responsible for foreign and national security policy, and ministers and senior executives of appropriate ministries and organizations of the State Council, as the Ministry of Foreign Affairs, with data that may shape their decisions.

As noted in greatcharlie’s July 31, 2020 post entitled, “China’s Ministry of State Security: What Is this Hammer the Communist Party of China’s Arm Swings in Its Campaign against the US? (Part 1),” the primary targets of the MSS hands down are its chief competitor, the US, the Russian Federation, Australia and New Zealand. The advanced industrialized countries of Western Europe would also fall under its watchful eyes. In the countries of Eastern Europe, China has achieved some prominence in their space. China must equally measure its national interests, and particularly its national security against Japan, South Korea, Vietnam, Indonesia, Thailand, the Philippines, Malaysia, and Singapore. Taiwan, which Beijing declares is part of China, is a special case and a very important MSS target. The second rung of competitors would include India, Pakistan, Nepal, and Mongolia. India has doubtlessly garnered a bit more attention from MSS due to its ongoing border struggle with China. MSS has stepped up intelligence operations throughout Africa to support and facilitate its effort to extend its geopolitical influence and acquire oil, rare Earth minerals, and fish. Africa is estimated to contain 90 percent  of the entire world’s supply of platinum and cobalt, 50 percent of the world’s gold supply, 66 percent of the world’s manganese, and 35 percent of the world’s uranium. Africa accounts for almost 75 percent of the world’s coltan, which is a key mineral required for the construction of electronic devices, including cell phones. Well over 10,000 Chinese firms are operating on the continent with 25 percent located in Nigeria and Angola. China has also expanded its military presence in Africa, rivaling the level of US military equities there.)

In defining counterintelligence, James Olson, the former chief of Counterintelligence for the Central Intelligence Agency and author of To Catch a Spy: The Art of Counterintelligence (Georgetown University Press, 2019), which greatcharlie reviewed for its January 2021 post, states that it “consists of all the measures a nation takes to protect its citizens, secrets and technology from foreign spies.” The primary mission of MSS counterintelligence is the infiltration of all the foreign special service operations: intelligence and counterintelligence services, as well as law enforcement organizations worldwide. MSS shares the counterintelligence role with Zhōnghuá Rénmín Gònghéguó Gōng’ānbù (Ministry of Public Security of the People’s Republic of China) or MPS. MPS is an intelligence service under the State Council in charge of the country’s internal and political security and domestic intelligence.

The achievements of MSS in the US have certainly been no mean feat, and should not be underestimated. As discussed in the February 26, 2021 greatcharlie post entitled,”Suggestions for Resolving the Conundrum of Chinese Intelligence Operations in the US: Fragments Developed from a Master’s Precepts,” the tide of essentially unchallenged Chinese espionage has lapped up so much information, eroded so many formerly reliable defenses, that each day the situation moves closer to the tragic and the terrible. Hopefully, among possible dissenters, an interest, not solely due to exigency, will grow on the idea. Chinese intelligence services have hampered the work of US businesses, research and development firms, high-tech firms, academia, and the federal government itself. They have created spy networks within institutions critical to US economic security and defense. They have attempted to inconvenience the US in its efforts to improve bilateral and multilateral relations in under-developed, less industrialized countries and even long time friends of the in certain regions, and multilateral institutions that the US actually had a hand in creating. One might speculate that having achieved countless victories with near impunity inside the US, Chinese foreign intelligence services now very likely conduct counterintelligence exercises in the field, likely in a nondisruptive way vis-a-vis ongoing operations, to ensure that in their present state, their intelligence networks are free from US counterintelligence detection and interference and that no intelligence service from anywhere could play havoc with them.

Dong (above)  once headed the State Security Department in Hebei, a province which has reportedly produced many of Xi’s securocrats.” Loyalty to superiors, age and regional background apparently won him favor with senior party officials under Xi. He then became part of the “Xi Jinping Clique,” one of the main political factions within the Communist Party of China. By 2018, Dong was close to Xi. Other important Communist Party of China titles held by Dong include: Representative of the 18th and 19th National Congress of the Communist Party of China; and, Member of the 13th National Committee of the Chinese People’s Political Consultative Conference.

As with all other elements of the intelligence industry, counterintelligence work requires wisdom, reason, and logic to be performed well. It is not the nature of intelligence services to regularly use force and aggression to halt an opponent, shut down its networks, thwart its operations, and intercept its intelligence officers, operatives, and informants. The intellect is the tool used for doing so. It stands to reason that in order to be a successful vice minister for MSS counterintelligence. Dong must be a man who has a deep understanding of how people tick, how they fit in and feel where they live and work, and how they can get the ones they have targeted tangled up in their respective espionage enterprises.

In attempting to ascribe certain traits to Dong given his role at MSS, those considered by greatcharlie may appear to be mere abstractions. However, the few traits listed here along with a reliable intuition and challenging experiences within his own intelligence organization may very well have enabled Dong to perceive likely thinking, decision making, planned approaches, and actions within adversarial intelligence services. These same traits perhaps have also assisted Dong in successfully navigating the top rung of China’s national security apparatus and to perform well at the side of leaders of the Communist Party of China.

One might first postulate that Dong possesses the traits of clarity, purpose, and focus. Surely, Dong puts his intentions forward for the best outcome possible. Clarity would allow Dong to concentrate with intention on what is ahead, on what needs to be done. One might expect that Dong believes by now that serving in MSS, performing executive duties for counterintelligence is his purpose. To that extent, purpose was likely revealed to Dong when he discovered the ability to use intuition to understand what may not be clear to others. He would be able to focus on what truly matters, and understand what needs to be avoided, such as anything that might frustrate, seriously inconvenience, hamper, or inevitably destroy his organization’s efforts

Dong is an intelligence officer and political leader of great energy, enthusiasm, and creativity. That energy is transmitted through the MSS. In the US, it would be transmitted not only to officers in the field but to errant citizens and Chinese émigrés recruited to serve the purposes of the intelligence service. He would exude a positive attitude that encourages officers, operatives, and informants to do their utmost in the field. He would be able to find unlocked potential in situations and determine ways to uncover what may be hidden away

What Was Reported on Dong’s Alleged Defection

Relate retero. (I tell what I have been told.) Some simple falsehoods went some way to explain and support what was from the outset a questionable story. From what can be gathered about the episode, stories about Dong’s alleged defection initially emanated from conservative websites in the US. Newsweek points decidedly to a June 4, 2021 report from the conservative political commentary website, RedState, as a source of the rumor. Discussion within conservative circles reportedly became even more intense as days passed. There was considerable discourse on Dong’s defection found in Chinese-language, anti-Communist newsmedia outlets in the US and on Twitter.

Among those who reported on the defection, there was general acceptance of the sequence of events. The defection scheme as laid out was indeed mad-capped. Dong allegedly defected in mid-February, flying from Hong Kong to the US with his daughter, Dong Yang. Dong supposedly provided the US government with information about the Wuhan Institute of Virology that allegedly impacted the position of the administration of US President Joe Biden and Vice President Kamala Harris on the origins of the COVID-19 pandemic. According to Han Lianchao, a former People’s Republic of China Ministry of Foreign Affairs official who defected in the wake of the Tiananmen Square massacre, Dong’s defection was raised by the Director of the Central Foreign Affairs Commission of the Communist Party of China Yang Jiechi, and People’s Republic of China Foreign Minister Wang Yi at the US-China Summit in Anchorage, Alaska in March 2021. On June 16, 2021, Han, citing an anonymous source, alleged that in Anchorage, Yang and Wang demanded that the US return Dong to China, but US Secretary of State Anthony Blinken refused. Subsequent reports, coupled with analyses by China specialists continued as Dong’s precise whereabouts remained unknown. Speculation had even reached Chinese social media threads after Dong had not been seen or photographed for several weeks.

While preparing a story on the alleged defection, SpyTalk, an online news site offering reports on national security topics, with an emphasis on US intelligence operations, had sought comment from the State Department last week, however, it did not respond. In the first public clarification put out by the US government on the affair, a US official, speaking anonymously, “reached out” to say reports of Dong’s defection were not true. With regard to Dong’s whereabouts, he stated “We can’t confirm or deny where he is exactly,” but hinted he remained in China. The official refused to go any further. When SpyTalk asked why the Biden-Harris administration sought to knock down rumors of such a high level defection, an ultra-sensitive issue, the official reportedly stated, “that’s more of a policy question”and referred SpyTalk to the White House. Reportedly, the National Security Council did not respond to SpyTalk’s request for comment.

Notably, Newsweek reported on June 22, 2021 it was informed by a US government official that the reports about Dong’s defection “are not accurate,” without elaborating. A second US government source, also speaking on condition of anonymity, said the rumors were “absolutely untrue.” Yet, such reporting still did not cause those insisting on the defection to retreat back, away from the issue. It is always a capital mistake to reach conclusions before having all of the facts on a point at issue.

The Chinese government, itself, delayed publicly addressing the stories about his alleged defection. Then on June 23, 2021, officials of the People’s Republic of China Embassy in Washington informed that Dong made a recent public appearance despite rumors that he had defected to the US four months ago. According to minutes released by the Communist Party’s Central Political and Legal Affairs Commission, Dong was among five Chinese officials who attended the 16th meeting of the Security Council Secretaries of the Shanghai Cooperation Organization (SCO) Member States on June 23, 2021 Reports of the meeting were also shared on Weibo, China’s largest social media service.

Sources of the Hoax: Views on That in the Newsmedia

The Daily Beast quoted Robert Manning, a former top Asia specialist in both Republican and and Democratic administrations for more than 30 years as saying the decision of the Biden-Harris administration’s willingness to address such a normally highly secretive issue was “to excise an unnecessary additional irritant in the still downward-spiraling bilateral relationship” between the US and China. The Daily Beast also reported another possible motive was to beat back a Republican campaign to deflect blame for the COVID-19 pandemic in the US from the erstwhile administration of US President Donald Trump to China’s Wuhan Virology Lab and, by extension, Anthony Fauci, director of the National Institute of Allergy and Infectious Diseases, who has been critical of the former president’s response to the disease. In the same vein that the motivation may be domestic politics, the Daily Beast reported that a leading China watcher suggested the objective was to head off Republican accusations that the Biden-Harris administration was “hiding a defector who has info on the lab leak or [other] embarrassing stuff.” Essentially amplifying what was aforementioned here, the Daily Beast explained reports of Dong’s defection originated in conservative circles here and abroad that have been critical of the scientific consensus that the COVID-19 pandemic was transmitted from animals in Wuhan’s “wet market.”

On June 4, former Fox News reporter Adam Housley tweeted that “US intelligence has a Chinese defector with Wuhan info. and China is trying to produce variants that suggest it came from bats to cover up that coronavirus originally came from a lab.” Housley’s report was referenced by RedState, which alleged that “a person believed to be among the highest-ranking defectors ever to the United States from the People’s Republic of China has been working with the Defense Intelligence Agency (DIA) for months.” Citing anonymous sources “inside the intelligence community,” The Daily Beast further reported that Red State cautiously claimed “the defector has direct knowledge of special weapons programs in China, including bioweapons programs,” and that the alleged information had created “a sudden crisis of confidence in Dr. Anthony Fauci.”

In a June 24, 2021 Washington Times story, it was suggested by a former National Security Agency counterspy that the defection rumors were “part of a Chinese disinformation effort to distract attention from growing international concern over reports the coronavirus pandemic may have originated in a Wuhan laboratory.” If that intriguing possibility is true, it would seem that the other shoe dropped when Dong was seen at a meeting with the head of MPS later in the month. It might be said the some in the US newsmedia are so expectant and desirous of good news for the US on the Chinese espionage front, that some outlets were even ready to jump at a contrived one. he US Intelligence Community did not flinch in response to the defection reports at any point until,  as aforementioned, one US official spoke “just looking to correct the record.” 

Other Suggestions

One can only imagine–if he was actually unaware that the fiction of his defection, would be laid on so thick in the newsmedia worldwide–what Dong’s immediate reaction was when he received news that he was the subject of a farce that put his loyalty and honor in question. Dong was imaginably a little put out. It may have also caused him some embarrassment, some loss of honor. While the truth of Dong’s loyalty to the Communist Party of China and his country would eventually be made very clear, he would surely recognize that once his name was associated with he would indubitably feel was a damnable rumor, that taint would still stick, even if only to some small degree, long afterward. 

 Perchance that the defection rumor was contrived by MSS, then it would be accepted honorably as an unavoidable sacrifice he had to make with the aim of protecting China. Perhaps some monitoring should be done to see if somewhere along the line in the near future, there is some sudden mention of Dong awarded some high honor for his “service” from the Communist Party of China. Perhaps he would receive the award from Xi, himself. That may very well signal, and could help support the idea, that the defection story was indeed part of some nefarious MSS scheme.

Quis custodiet ipsos custodes. (Who watches the watchmen.) Dong has unlikely gotten lost in any hurt. Yet, one might speculate that perhaps somewhere, someone believes Dong pretends to have an inner strength, nerve, that he actually lacks. Though the true source remains publicly unknown, so far to greatcharlie’s knowledge, no one has been denounced at least publicly in China for having responsibility for igniting the rumor against Dong. One could hypothesize that if the source of the rumor was actually in China, it may have been the case that Dong recognized attempting to establish blame among any rivals for the episode would only be corrosive, and trying to reconcile with some sense his own guilt for leaving himself open to the of such a rumor would be self-defeating. In such a hypothetical case, an expression of such acrimony within days of the celebrations of the Centennial of the Communist Party of China taking place in Beijing on July 1, 2021, would unlikely be of any benefit to Dong politically, professionally, or personally. To that extent, in the eyes of Communist Party of China leaders, he likely would do himself much honor by deciding to hold his tongue at this time, if he even needed or desired to speak out at all.

Arthur Conan Doyle in “Adventure IV. The Boscombe Valley Mystery” of his twelve short stories in The Adventures of Sherlock Holmes published in the Strand Magazine (1891) had his main character, the damnably good detective Holmes, state the following which is apposite here: “Circumstantial evidence is a very tricky thing. It may seem to point very straight to one thing, but if you shift your own point of view a little, you may find it pointing in an equally uncompromising manner to something entirely different.”

Xi Jinping’s Counterintelligence Concerns

Xi has placed considerable focus on police, judges, prosecutors, public security, and state security officers as part of a new Communist Party of China drive against graft, abuses and disloyalty in their ranks. Xi has ordered China’s security forces to be loyal to the Party, serve the people and be impartial in law enforcement. Xi also demanded the police force forge iron-like discipline and conduct. In his address at the ceremony, Xi lauded the major contributions made by the Chinese police to safeguarding national security, social stability and people’s interests, He called them a mighty force that can be fully trusted by the Party and the people, and spoke highly of the major contributions made by the Chinese security forces to safeguarding national security, social stability and people’s interests. Xi also called upon the security forces to uphold the Party’s absolute leadership.

People’s Republic of China President Xi Jinping (above) has placed considerable focus on police, judges, prosecutors, public security, and state security officers as part of a new Communist Party of China drive against graft, abuses and disloyalty in their ranks. Xi has ordered China’s security forces to be loyal to the Party, serve the people and be impartial in law enforcement. Xi also demanded the police force forge iron-like discipline and conduct. Clearly, Dong has been mindful of Xi’s concept and intent and obedient to the new counter-espionage regulation that came into effect in April 2021.

Would Beijing Call It a US Counterintelligence Plot?

As discussed already here by greatcharlie and in previous posts, little progress has been made in halting it or even making a discernible dent in Chinese intelligence operations. Many minds in the US national security bureaucracies are certainly working fiercely on this matter of utmost importance, but it seems too few facts have been collected for them to run on to break new ground or produce anything worthwhile. Trails of espionage may lead to the MSS and PLA, directly in many instances, but those who commit the devilry of spying on Beijing’s behalf, in the US and from China, are seldom caught. With estimates as high as 25,000 Chinese intelligence officers, operatives, and informants on the loose in the US, it is difficult even the most partisan US observers such as greatcharlie to deny China has secured a massive advantage for itself. Publicly, there appears to be not much of anything comparable achieved to knock back Chinese espionage.

Dong’s team and counterintelligence executives and managers of the other Chinese intelligence services surely study the tactics, techniques, procedures, and methods of US foreign intelligence and counterintelligence services. They would seek to better understand and prepare for expectant future attempts to covertly insinuate operatives into the Chinese foreign and national security apparatus, including particularly both the clandestine posts and covert networks of civilian and military Chinese intelligence services and Communist Party of China organs operating overseas.

Dong and his counterintelligence managers at MSS doubtlessly understand the situation the US Intelligence Community has faced, scoring few victories and suffering many defeats in the intelligence struggle with China, and they very likely recognize that US foreign intelligence and services are anxious to turn the situation around and get some things going. They have likely concluded US foreign intelligence and counterintelligence services are under stress and are bound to take risks to score a victory or win the whole ball game. 

To that extent, one might imagine it could plausibly be claimed within MSS headquarters that whole episode was a US counterintelligence artifice, designed to twinkle out Chinese intelligence service officers and operatives based on the their reactions by some the following: movements–attempt to leave US; communications–sending communiques by codes and encryption to provincial departments and municipal bureaus to confirm rumors and see instructions on next actions; contacts–reaching out to network managers in distress or panic; and, email, text, call, and meet other intelligence officers to parse out situation as reported. Alternatively, also with a counterintelligence purpose, the US could be said to have attempted to smoke out prospective defectors among those officers and operatives, attempting to convince them that some “tower moment” for Chinese intelligence service operations in US had occurred and the moment had arrived to choose to remain part of Communist Chinese system or seek refuge in the US. 

Dong and his manager further parsing out the matter might have speculated that beginning in February 2021, he may have been out of pocket for an extended period or on medical leave for some illness. Such speculation could go further to suggest the US Intelligence Community became aware of the situation, which would have been a chilling prospect in itself for MSS counterintelligence, and sought to capitalize on it 

What might cause Dong and his managers some discomfort even though the whole defection story was revealed as a hoax, and if it was the actual source of the hoax, is that for a while at least there appeared to be good news about success against China. Even if proven false, it would be good to have such positive news reach the ears of the US public, and Beijing would not want that. Further, even though the truth is out, the belief may exist among many in the US public that the “super secret” US Intelligence Community may have truly scored the specified success, and now, for reasons unknown, want to conceal it. Among conspiracy theorists in the US, the imagination may have also been given fuel to run wild and the whole matter of the defection will linger for a while. Chinese intelligence services would likely hope that some sense of discouragement might reach into the psyche of the US public over how Chinese espionage in their country appears unstoppable, even though it may be an issue somewhat outside of the average citizen’s day-to-day concerns.

As for the Communist Party of China, propaganda elements might eventually seek to use the whole circumstance to an advantage against the US. The goal would be to embarrass the US by making it appear as if the US Intelligence Community conjured up a story of defection because that has had no real successes at all against China. What would then perhaps be called “the big US lie” or something to that effect would doubtlessly be denigrated by Beijing through declaring it as being too contrived, unsubtle, poorly executed, and further evidence of how little the US Intelligence Community knows about the Chinese intelligence services. Then again, there may just be silence from Beijing.

A Novel MSS Counterintelligence Tactic to Smoke Out “Disloyalty in the Ranks?”

It would appear Dong may have actually been expecting to face something out of the ordinary from US and other foreign counterintelligence services much as discussed here, and it factored into MSS calculations on operations against the US. According to a story in the June 18, 2021 edition of the South China Morning Post, a report on a seminar on a counter-espionage regulation that came into effect in April 2021 was posted on Changanjian, the social media account operated by China’s top law enforcement agency, the Central Political and Legal Affairs Commission of the Communist Party of China. At the seminar, Dong urged the country’s intelligence officers to step up their efforts to hunt down foreign agents and insiders who collude with “anti-China” forces. A read-out from the seminar quoted Dong as explaining: “The promulgation of such regulations provides us, the principal agents responsible for counter-espionage work, with the legal means to prevent, stop and combat criminal activities that would jeopardize our national security.” Dong went on to state: “This will reinforce our responsibility in counter-espionage work, and enable us to do a better job in organising and mobilising all social forces in waging ‘people’s warfare’ against espionage activities.”

In addition to Dong’s expressions on catching foreign spies, the actual report as posted stated that the intelligence officers must also go after “insiders” and “people who bankroll their activities behind the scene.” On that point, the report additionally noted: “At present, infiltration and spying activities by foreign intelligence agencies and hostile forces have increased significantly.” It went on to say, “In particular, there are individuals who have willingly become ‘insiders’ colluding with foreign intelligence agencies and hostile forces and engaging in anti-China activities.” The South China Morning Post story lastly noted the insistence in the report that “All state security agencies must stand firm … deepen and carry out our various counter-espionage work to safeguard our national security.”

Given what was stated by Dong at the June 18th seminar on the counter-espionage regulation that came into effect in April and the report on the event, it may be grotesquely improbable, yet all the same conceivable, that the defection hoax was actually an MSS loyalty test on a grand scale to as was suggested, to step up their efforts to hunt down foreign agents and insiders who collude with “anti-China” forces.

Attempting to look at thinking in MSS from the outside, trying to put moments and trifles from recent events in order and give them a deeper meaning, greatcharlie hypothesizes that Dong and his counterintelligence managers at MSS could not be certain of how the US Intelligence Community, and other foreign intelligence services for that matter, might apply pressure to its officers and operatives. For them, that is always the pinch. To do something more than just study the matter, they may have created a scenario that would likely shock MSS personnel in the field: the defection of the MSS Vice Minister, for counterintelligence nonetheless. That might explain why Dong’s good name was thrown into the mix of something so repugnant. Dong and his managers could test what may have been a working theory on the likely causality of some occurrence, in this case it would have been collusion with anti-China forces, and see if it could be confirmed by facts through investigation. Indeed, Dong and his managers would have wanted to see for themselves how officers and operatives in the field would respond to a very deceptive approach that perchance in their minds could have plausibly been attempted by US counterintelligence.

Many of the MSS foreign intelligence networks and operations in the US, and elsewhere overseas, are run by MSS Provincial departments and municipal bureaus. It would most likely be the case that foreign intelligence and counterintelligence managers of those departments and bureaus would have understood that there would be no reason to leave their locations or try to leave the US in the case of such a defection. It would stand to reason that their identities as spies would likely remain unknown for the time being and everything would be handled by Beijing to prevent their capture and keep them safe. That would likely be instilled in training and before deployments. Expectedly, as a result of training, loyalty and dedication, equanimity and sangfroid would be displayed by officers and operatives. However, through experience one might postulate Dong could have felt that there are patterns one can discern that establish order in the human mind. An unexpected blow to the MSS leadership as a defection of its chief of counterintelligence, which they depended upon for their very lives, might surprisingly elicit inordinate behavior among trained officers and operatives.

Dong might have conceptualized further that if one of his officers or operatives had even considered going over “to the other side” or perhaps might have already been in “friendly contact” with so-called “anti-China” force, the former might fear of being uncovered by an alleged defecting chief of MSS counterintelligence might impel them to act, the latter might want to use the situation to capitalize on the connection already made and go to the other side. (After reading what is presented here, perhaps some may accuse greatcharlie of having too much imagination, others may say, too little.)

A Thought about Future Defections by Foreign Intelligence to the US

As expressed in previous posts by greatcharlie, how the US handles every defection will surely shape decisions by officials to defect in the future.What US counterintelligence services do with defector would certainly have value for MSS to the extent that it could be used to discourage, plant in minds of officers and operatives that turning to the US would not be a wise choice. What prospective defectors might gather from the whole Dong business is that his or her defection could easily become a very public matter, very quickly in the US and eventually worldwide. It could be imagined by them that facts concerning who or what, when, where, how, and why would somehow be leaked to the news media. Rather than a serious concern, their defection might be presented and looked upon at least among some in the US as a banal amusement. Bookmakers in Las Vegas may very well have been taking bets on the outcome of it all: “Did he or did he not defect?, and “Will he stay in the US or be returned to China for one of our spies?” Regardless of the rank or position a prospective defector might be, he or she would hardly get the impression that the way Dong’s name was tossed about was nothing to signify, but rather unseemly. They would perhaps recognize that they would have little cause to expect any better treatment for themselves. None of this should be looked upon as exaggeration or fanciful if the Dong episode might be considered at all instructive. Using the backdrop of this episode as a gauge, one can only imagine what would go through the mind of an intelligence officer of adversarial country, wanting to defect when thinking about the treatment and well-being of his or her family members and himself or herself, how seriously their situation would be taken by the US, and what would be their final disposition. That may not portend well for the US Intelligence Community or prospective defectors. Hopefully, that will not be the case.

The Way Forward

Praeterea qui alium sequitur nihil invenit, immo nec quaerit. (Besides, he who follows another not only discovers nothing but is not even investigating.) Despite pronouncements of Communist precepts that are designed to allow the society to evolve socially, economically, and politically, declarations to maintain an orderly society though a system of justice demanding obedience and assurances from the Communist Party of China on the smooth running of the state and conduct of government affairs aimed at supporting a high quality of life for the people, visible and publicly released reports of scientific achievements in the medical field to high-tech, greater endeavor in the vast ocean and into space, and the notices of accomplishments externally on foreign affairs and guaranteed that the country cannot be threatened, bullied, or taken advantage of ever again, China is nonetheless a nontransparent society. What one knows about China is what Beijing says is true. Independent observations that defy its realities are anathema in Beijing, and can be responded to harshly. There is plenty of secrecy. The frugal release of information on the Wuhan virus is the latest best example of that. Beijing, without fail, will double down further in secrecy when it comes to national security. Yet, to discerning eyes, what the world observes China doing also speaks volumes about what is highly likely being decided behind the scene. That was especially true in this case when ostensibly a man viewed widely in the Communist Party of China as one of the country’s most loyal and dedicated servants, was accused of what could be called the unthinkable. 

While Dong’s name has never been bandied about in the US newsmedia or worldwide in any way close to the manner it has been in just days before thus writing. For those somewhat familiar with such matters, greatcharlie’s editor, himself, being simply an enthusiast and nonpracticioner, well-separate from the intelligence world, the notion that that he of all people in Chinese intelligence would defect would be a bombshell neatly as big if Alexander Bortnikov of the Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB, was said to have defected instead. That is simply unimaginable. 

Revenons à nos moutons. The hope of US counterintelligence should be “simply” to come into positive contact with an officer, operative, or informant with an albeit some leaning toward an idealistic vision of China as the dominant power and shape of the world for the future, but with reservations, serious reservations. Those sentiments would need to be worked on. The next best hope would be to find the officer, operative, or informant who is not doing things for an ideal, and whose reasons for turning on China would be venal. 

Given the peculiarities of the world of intelligence, this analysis should not be considered too extravagant. The desire of greatcharlie is that nothing in this post would be deemed too fanciful by readers and a bit of their curiosity on the topic at hand would be satisfied. Admittedly, it would be doubly satisfying to know what is presented here might  resonate with a few in US counterintelligence services grappling with the Chinese espionage conundrum. However, if greatcharlie has not achieved the latter, the 18th century French Enlightenment writer, historian, and philosopher, François-Marie Arouet, known by his nom de plume Voltaire, sums up its sentiment in Poème sur la Loi naturelle (1756), Quatrième partie: Je n’en dirai pas plus sur ces points délicats. / Le ciel ne m’a point fait pour régir les États, / Pour conseiller les rois, pour enseigner les sages.” (I will not say more on these delicate points./ heaven made me not to govern states, / To counsel kings, to teach wise men. Spero melior. (I hope for better things.)

Trump Delivers a Mixed Message on His National Security Approach: Judge His Strategy by Its Qualities and Results, Not Inference

US President Donald Trump (above). On December 18, 2017, US President Donald Trump presented the 2017 National Security Strategy.  It requires the US government to put “America First”. US borders will be fortified, unfair trade agreements will be voided, and US military power will be enhanced. Critics claim a disconnect exists between Trump’s discussion of the new strategy and the analysis in it, consequently confusing the US public and foreign governments over its meaning. Nevertheless, the document is a clear expression of Trump’s vision for his administration’s approach on national security.

According to a December 18, 2017 New York Times article entitled, “Trump Delivers a Mixed Message on His National Security Approach”, US President Donald Trump that day presented the 2017 National Security Strategy which warned of a treacherous world in which the US faces rising threats from China and Russia, as well as rogue governments such as North Korea. The December 18th article explains the new strategy requires the US government to put “America First”. US borders will be fortified, unfair trade agreements will be voided, and US military power will be strengthened. However, the December 18th article also proffered that there was a disconnect between Trump’s discussion of the new strategy and the analysis in the new document. The article insists that the breach between Trump’s speech and what is written in the new document attests to a broader challenge his national security advisers have faced in their struggle “to develop an intellectual framework that encompasses Mr. Trump’s unpredictable, domestically driven and Twitter-fueled approach to foreign policy.” Additionally, the article offers the opinion that “The same confusion has confronted foreign governments trying to understand Mr. Trump’s conflicting signals.”

As explained by the White House, the 2017 National Security Strategy builds on the first eleven months of Trump’s action to restore respect for the US internationally as well as renew the confidence of US public in their country. It is directly in line with Trump’s vision statement of “America First” which was first made during his presidential nauguration on January 20, 2017. The term encapsulates his belief that the US can still reach new heights, and is the idea that would guide his transformational initiatives by setting a defined direction for its growth. ”America First” has been explained by top administration officials as signaling “the restoration of American leadership and our government’s traditional role overseas—to use the diplomatic, economic and military resources of the US to enhance American security, promote American prosperity, and extend American influence around the world.” Administration officials had already commented that “the world is not a ‘global community’ but an arena where nations, nongovernmental actors and businesses engage and compete for advantage.” Trump’s declaration of “America First” was intended “to send clear message to our friends and partners: Where our interests align, we are open to working together to solve problems and explore opportunities.”

Quod cibus est aliis, aliis est venenum. (What is food to some is poison to others.) Although the 2017 National Security Strategy is a clear expression of Trump’s vision for his administration’s approach on national security, many questions have been asked about the document in the US and internationally. Much also has already been assumed, hypothesized, and surmised about it. As illustrated by the December 18th New York Times article, critics of Trump and his administration insist that the validity of the new strategy should be placed in question due to its inconsistency with Trump’s own words and actions on foreign and national security policy. That distorted picture of the new strategy is fully in line with perspectives and positions being propagated by a very emotional and sometimes irrational, counter-Trump milieu. It is presented with such dynamism and high spirit that it creates the impression among many in the US public and internationally that there is some movement forward in the effort to push Trump from office.  It has all become very ordinary, gewöhriche. For the better part of 2017, greatcharlie has been focused on the Trump and US foreign and national security policy. The intention of greatcharlie was not to become a blog that was ‘“all Trump, all the time.” However, US foreign and national security policy is of interest to the US public and is of great importance in all capitals worldwide. This assay looks at the new strategy in a constructive, more balanced, and fresh perspective of Trump’s concepts, intentions, and decisions. Hopefully, it may help, even if only bit by bit, to establish a more positive dialogue on the administration’s new strategy, and the overall foreign and national security policy debate. Post tenebras spero lucem. (I hope for light after darkness.)

US Secretary of State Rex Tillerson (left), US Secretary of Defense James Mattis (center), US Chairman of the Joint Chiefs of Staff US Marine Corps General Joseph Dunford (right). The 2017 National Security Strategy is the product of the collaborative process of Trump’s national security team. In Trump’s administration, interdepartmental cooperation is not insisted upon as a bromide for parochialism or for mere appearances. The collaborative process brings together the talents of the extraordinarily experienced leaders of the relevant departments and agencies to produce something better than any independent effort by one.

The Thinking Behind the 2017 National Security Strategy

Respice, adspice, prospice! (Examine the past, examine the present, examine the future!) In analyzing Trump’s thinking and decisions on foreign and national security policy, there is a usefulness in looking at the spiritual qualities of his efforts, the integration of mind and craft into his work. Trump possesses a certain mental agility. His strengths of flexibility, adaptability, and originality, are applied particularly on priority issues. Critics, however, frown upon Trump’s use of those strengths, and they would hardly dub any of his attributes as anything so lofty as “strengths”. Trump may make strong statements to figuratively shake the trees, rustle the reeds, and beat the bushes with the goal of testing a competitors’ metal and getting to the crux of his competitors’ thinking. He may take a stand on an issue off middle ground in order to drive competitors to offer better terms to bring the US back to a mutually satisfying path. Indeed, he has sought to shape his environment. Although he may have expected, and may have been willing to accept, complaints and rebuffs from foreign capitals in response to his efforts, he was undoubtedly taken aback somewhat by the harshness of attacks of critics from home. In many cases, they equalled or surpassed anything expressed by the worst foreign adversaries. An empirical analysis of comments of critics and statements emanating from US adversaries, side-by-side, would cause one to believe those adversaries are feeding off of the critics words. Critics of Trump, whose ranks include US newsmedia members, think tank scholars, other policy analysts, particularly former officials of the Obama administration, have developed a perceptible negative ideation about Trump. That ideation apparently impels them to insist that all reactions to his work, especially on foreign and national security policy, must be negative. However, critics have not stifled Trump’s dreams, his resolve, his will. With a face like thunder on occasion, he powers forward with a sense of zuversicht, a sense of confidence for all to see. His activities are high tempo. Critics often seem shocked by Trump’s pace. With audacity, and at times brashness, Trump is always looking up front, pushing forward, while being well aware of what is behind.

Nemo timendo ad summum pervenit locum. (No man by fearing reaches the top.) Typically on an issue, Trump starts lightly and then extends from his ideas, his moves, his unanticipated actions. He initially summarizes his ideas in speeches, and many times on Twitter, while administration officials may expiate on them a bit in statements, policy briefs, and even op-ed pieces. While taking action, or while engaged in action, he seeks counsel from his top advisers to ensure that there is an effective integration of knowledge and action. Working with them, he polishes those ideas much as marble. Administration policy makers have come to expect and make provision for his swift, decisive moves. Those in the administration who craft foreign and national security policies and strategies accept those strengths as an advantage and not as a drawback. Trump’s interaction with his advisers is akin to that of the renowned 18th century Prussian Army Marshal Leberecht von Blücher–a hero at Waterloo in close second to the Duke of Wellington–and his chief of staff General August Gneisenau. In Clausewitz: (Scarborough, 1979), Roger Parkinson quotes von Blücher’s explanation of his relationship with his brilliant chief of staff as follows:  “Gneisenau, being my chief of staff and very reliable, reports to me on the manoeuvres that are to be executed and the marches that are to be performed. Once convinced that he is right, I drive my troops through hell towards the goal and never stop until the desire goal has been accomplished–yes, even though the officers trained in the old school may pout and complain and all but mutiny.” Parkinson further quotes von Blücher noting that he said after being offered an honorary degree at Oxford University following the Napoleonic War: “Well, if I am to become an doctor, you must at least make Gneisenau an apothecary, for we two belong together always.”

US National Security Adviser US Army Lieutenant General H.R McMaster (above). To the extent that critics might find something false or misleading about the new strategy, perhaps greater assurance that it can be relied upon as an authentic, guiding document on US policy is the fact that McMaster was responsible for its construction. He is an exceptional military officer, who exudes the values of duty, honor, country. It could be said colloquially of McMaster that he is “As straight up as twelve o’clock!” To assert that anything produced by him would be some form of deception would manifest a mindset as distant from reality as east is to west.

Malum consilium quod mutari non potest. (It is a bad plan that cannot be changed.) When Trump acts on an issue, his goal is to exploit success, preserve his freedom of action on immediate matters, and reduce vulnerability from action by his competitors. He acts in a manner designed to gain advantage, surprise, and momentum over his competitors, achieving results that would normally require far more time and would be more costly to the US. Even more, Trump does it all avec brio, with a certain panache. This has been witnessed repeatedly in his interactions with foreign leaders. Trump’s discernment of events and situations as well as his planning and execution of actions against competitors greatly resembles what military thinkers define as maneuver. He rushes to place himself in superior position in order to overcome and defeat his opponents efforts. Trump’s approach is very similar to what was once taught at Germany’s Kriegsakademie (War Academy) in Berlin before World War II. It was emphasized that commanders needed a superior understanding of maneuver at all points to ensure they would always be stronger than an opponent at the decisive point, which they referred to as the Schwerpunkt. Military science scholars and historians may recall two classic examples of this being applied by German commanders during World War II: the Battle of Flanders during the German invasion of France in May 1940; and, the Battles of the Minsk and Smolensk Pockets during the German invasion of the Soviet Union in June 1941. One could surmise hints of a pattern of thinking and decision making from Trump similar to that of military commanders historically and a pattern of action from him a tinge in a military fashion on foreign and national security policy issues, has allowed current and former military commanders in the administration to enjoy better insight, a special edge, in understanding their president’s choices. Indeed, they can certainly see and discern far more than any of Trump’s critics.

The Construction of the 2017 National Security Strategy

The 2017 National Security Strategy is saturated with meaning and purpose. It reflects Trump’s concept and intent on formulating and implementing his administration’s foreign and national security policies and strategies, and his overall vision on US national policy. Indeed, in its published summary of the new strategy of December 18, 2017, the National Security Council explained that the document “articulates and advances the President’s concept of principled realism.” It was further explained: “It is realist because it acknowledges the central role of power in international politics, affirms that strong and sovereign states are the best hope for a peaceful world, and clearly defines our national interests. It is principled because it is grounded in advancing American principles, which spreads peace and prosperity around the globe.” With these ideas in mind, the administration seeks to authentically gain and retain the initiative in advancing its concept of principled realism while reestablishing a strong, positive image of the US worldwide.

Trump’s national security team at Camp David (above). Before taking action, or while engaged in action, on an issue, Trump seeks counsel from his top advisers to ensure that there is an effective integration of knowledge and action. Working with them, he polishes those ideas much as marble. Administration policy makers have come to expect and make provision for Trump’s swift, decisive moves. Those in the administration who craft foreign and national security policies and strategies accept those strengths as an advantage and not as a drawback.

Trump has a good idea of what is “out there in the dark” that might harm the US, its interests, and its allies. It would appear that Trump’s examination of those threats worldwide has been of biographical nature, with a focus on national leaders, political leaders, and nongovernmental actors such as terrorist leaders and organized crime bosses. Indeed, the National Security Council’s summary of the new strategy takes special note of: “regional dictators”; “jihadist terrorists”; and, “transnational criminal organizations.” While not mentioning Chinese President XI Jinping and Russian Federation President Vladimir Putin by name, the strategy notes “revisionist powers, such as China and Russia” present challenges to the US. He wants to cope with their past and present actions and threats posed by adversaries to the interests of the US and its allies. In a way, as US President, coping with the behavior of mankind has become Trump’s business.

The new strategy is the product of the collaborative process of Trump’s national security team. In Trump’s administration, interdepartmental cooperation is not insisted upon as a bromide for parochialism or for mere appearances. The collaborative process brings together the talents of extraordinarily experienced leaders of the relevant departments and agencies to produce something better than any independent effort by one. A density of knowledge, power of intellect was brought to bear during the strategy’s development given the participation of .senior officials such as US Secretary of State Rex Tillerson, US Secretary of Defense James Mattis, US Chairman of the Joint Chiefs of Staff US Marine Corps General Joseph Dunford, and US National Security Adviser Lieutenant General H.R McMaster, US Treasury Secretary Steven Mnuchin and White House Economic Adviser Gary Cohn. To the extent that critics might find something false or misleading about the new strategy, perhaps even greater assurance that the document can be relied upon as an authentic guiding document, is the fact that McMaster was responsible for its construction. In addition to his impeccable qualities and the amazing capabilities he brings to his job, he is an impressive individual, an exceptional military officer, who exudes the values of duty, honor, country. It could be said colloquially of McMaster that he is “as straight up as twelve o’clock!” To assert that anything produced by him would equate to some form of deception, a hoax, or a fig leaf, as some critics have, would manifest a mindset as distant from reality as east is to west. McMaster could be accepted as a measure to understand all other members of Trump’s national security team. Nullum saeculum magnis ingeiius clausum est. (No generation is closed to great talents.)

US Navy aircraft carriers USS Ronald Reagan (bottom), USS Theodore Roosevelt (center), and USS Nimitz (top) in the Pacific. The Trump administration’s National Security Strategy is not simply a long range plan for the development and use of US military power and other security elements. As crafted, the new strategy encompasses all tools of US power available and brilliantly integrates them into a seamless web with a single, defined goal: the advancement and prosperity of the country.

The Four Pillars of the 2017 National Security Strategy

The 2017 National Security Strategy is not simply a long range plan for the development and use of US military power and of other security and law enforcement elements. As crafted, the strategy encompasses all tools of power available to the US and brilliantly integrates them into a seamless web with a single, defined goal: the advancement and prosperity of the country. The new strategy identifies four vital national interests, or “four pillars” as: 1) “Protect the homeland, the American people, and American way of life”; 2) “Promote American prosperity”; 3) “Preserve peace through strength”; and, 4) “Advance American influence.”

1) Protect the Homeland

Patria et communis omnium parents. (Our native land is the common parent of us all.) The new strategy reiterates the administration’s determination to stand up for our people and our way of life. Trump has been unequivocal in declaring that the primary interest of the US government is the safety and security of its citizens.  Before the UN General Assembly, on September 19, 2017, Trump stated: “Our government’s first duty is to its people, to our citizens — to serve their needs, to ensure their safety, to preserve their rights, and to defend their values.” Administration officials believe that the display of that commitment deepens the respect of friends toward the US. Vital US interests will be protected and advanced while greater cooperation will be fostered, and relationships will be strengthened, with our allies and partners.

Under ”Protect the Homeland”, the National Security Council’s summary of the new strategy explains the following actions will be taken: “We will strengthen control of our borders and reform our immigration system to protect the homeland and restore our sovereignty. The greatest transnational threats to the homeland are: Jihadist terrorists, using barbaric cruelty to commit murder, repression, and slavery, and virtual networks to exploit vulnerable populations and inspire and direct plots. Transnational criminal organizations, tearing apart our communities with drugs and violence and weakening our allies and partners by corrupting democratic institutions. America will target threats at their source: we will confront threats before they ever reach our borders or cause harm to our people. We will redouble our efforts to protect our critical infrastructure and digital networks, because new technology and new adversaries create new vulnerabilities. We are deploying a layered missile defense system to defend America against missile attacks.”

US Treasury Secretary Steven Mnuchin (left) and White House Economic Adviser Gary Cohn (right). Senior Trump administration officials have emphasized that US economic prosperity is critical to the country’s national interests. They have explained that a strong economy will protect the US public, supports their way of life, and sustain US power.

2) Promote Economic Prosperity

Culpa par odium exigit. (The offense requires a proportional reaction.) Senior Trump administration officials have emphasized that US economic prosperity is critical to the country’s national interests. They have explained that a strong economy will protect the US public, support their way of life, and sustain US power. The administration has sought to breakout from under lopsided agreements and do some open field running, showing what it can really do and get not only fair but better deals. The country will come first, hence “America First”. Trump does not want the US to get bogged down on bumpy roads with competitors, mired in one slug fest negotiation after another in an attempt to rectify the bad deals made by the prior administration. In 2017, the administration secured defense investments that would strengthen regional and American security and create American jobs. Efforts to solidify relationships with other countries included getting them to stand firm against all unfair trade practices and foster a truly level playing field.

In its summary of the new strategy, under ”Promote American Prosperity”, the National Security Council stated that the administration would pursue the following: “We will rejuvenate the American economy for the benefit of American workers and companies, which is necessary to restore our national power. America will no longer tolerate chronic trade abuses and will pursue free, fair, and reciprocal economic relationships. To succeed in this 21st century geopolitical competition, America must lead in research, technology, and innovation. We will protect our national security innovation base from those who steal our intellectual property and unfairly exploit the innovation of free societies. America will use its energy dominance to ensure international markets remain open, and that the benefits of diversification and energy access promote economic and national security.”

A US Air Force B-2A “Spirit” Stealth bomber (above). The Trump administration has promised to greatly increase the capabilities and capacity of the US military. Additionally, it has sought to bolster US power by strengthening its alliances and its partneships with economically thriving partners. It has done so while ensuring  that those alliances and partnerships are based on mutual respect and shared responsibility.

3) Preserve Peace through Strength

Qui desiderat pacem praeparat bellum. (Who desires peace [should] prepare [for] war.) In 2017, the Trump administration explained that taking the lead internationally and advancing US military, political and economic strength is a third vital US interest. To that extent, the Trump administration has promised to greatly increase the capabilities and capacity of the US military. Additionally, it has sought to bolster US power by strengthening its alliances and its partnerships with economically thriving partners. It has done so while ensuring that those alliances and partnerships are based on mutual respect and shared responsibility. This approach was evinced when Trump reconfirmed the US commitment to NATO and Article 5. At the same time, he challenged NATO allies to share equitably the responsibility for our mutual defense. Regarding partnerships, in Israel, for example, Trump affirmed that a secure, prosperous and democratic Jewish state is central to US interests in the region. In an effort to be equitable, the administration also explained to the Palestinian authorities that it fully intends engagement in the pursuit of a historic peace deal between them and the Israelis. As for those countries that may choose to remain or become US adversaries and to threaten vital US interests, the US will become their worst foe.

In the National Security Council’s summary under, ”Preserve Peace Through Strength”, steps the administration plans to take were outlined as follows: “We will rebuild America’s military strength to ensure it remains second to none. America will use all of the tools of statecraft in a new era of strategic competition–diplomatic, information, military, and economic—to protect our interests. America will strengthen its capabilities across numerous domains–including space and cyber–and revitalize capabilities that have been neglected. America’s allies and partners magnify our power and protect our shared interests. We expect them to take greater responsibility for addressing common threats. We will ensure the balance of power remains in America’s favor in key regions of the world: the Indo-Pacific, Europe, and the Middle East.”

Trump (left) and Israeli Prime Minister Benjamin Netanyahu (right). Under the new strategy, US diplomatic and development efforts will compete to achieve better outcomes in all arenas–bilateral, multilateral, and in the information realm–to protect our interests, find new economic opportunities for Americans, and challenge our competitors. The US will seek partnerships with like-minded states to promote free market economies, private sector growth, political stability, and peace.

4) Advance American Interests

Clara pacta, boni amici. (Clear agreement, good friends.) The Trump administration would explain that the world is not a “global community” but an arena where nations, nongovernmental actors and businesses engage and compete for advantage. To that forum, the US brings unmatched military, political, economic, cultural and moral strength. Unlike the previous administration, the Trump administration embraces that reality, rather than deny this elemental nature of international affairs. The administration has already let adversaries know that the US will not only take their measure, but will deter conflict through strength, and will defend US interests and values. Still, at the same time, the US will look for areas of common interest that allow us to work together to solve problems and explore opportunities. Indeed, those countries that may prove to share our interests will find no friend more steadfast than the US. As two senior administration officials explained in a May 30, 2017 Wall Street Journal op-ed: “We engage with the world not to impose our way of life but to ‘secure the blessings of liberty for ourselves and our posterity.’ “

Under “Advance American Influence”, the National Security Council summary indicates the administration will act accordingly: “We must continue to enhance our influence overseas to protect the American people and promote our prosperity. America’s diplomatic and development efforts will compete to achieve better outcomes in all arenas–bilateral, multilateral, and in the information realm–to protect our interests, find new economic opportunities for Americans, and challenge our competitors. America will seek partnerships with like-minded states to promote free market economies, private sector growth, political stability, and peace. We champion our values–including the rule of law and individual rights–that promote strong, stable, prosperous, and sovereign states. Our “America First” foreign policy celebrates America’s influence in the world as a positive force that can help set the conditions for peace, prosperity, and the development of successful societies.”

Trump (right) and Chinese President XI Jinping (left). The Trump administration recognizes that the world is not a “global community” but an arena where nations, nongovernmental actors and businesses engage and compete for advantage. The US brings to that forum unmatched military, political, economic, cultural and moral strength. The Trump administration seeks to embrace that reality, rather than deny this elemental nature of international affairs as the previous administration had.

The Way Forward

In Act IV, Scene i of William Shakespeare’s play, The Life of King Henry the Fifth, Henry is at the English camp, before the Battle of Agincourt. Wrapped anonymously in a borrowed cloak and pretending to be an ordinary soldier, Henry sits by the common campfire,and talks with whoever wanders by. Eventually he encounters John Bates, Alexander Court, and Michael Williams at the campfire. Henry discusses with them the English troops’ odds in the coming battle. They also discuss the righteousness of the king’s cause, whether they should give consideration as to whether the king is right or wrong side of the war, and nature of their obedience to the king. Still disguised, Henry offered a defense of the king’s position. However, experienced in war and understanding what the experience of war can amount to in the hearts and minds of some soldiers in its aftermath, Henry states the following: “Every subject’s duty is the king’s; but every subject’s soul is his own. Therefore should every soldier in the wars do as every sick man in his bed, wash every mote out of his conscience: and dying so, death is to him advantage; or not dying, the time was blessedly lost wherein such preparation was gained: and in him that escapes, it were not sin to think that, making God so free an offer, He let him outlive that day to see His greatness and to teach others how they should prepare.” The 2017 National Security Strategy presented by the Trump administration is not the water and milk of the previous administration and does not merely regurgitate on paper what was useful from earlier strategies without real intent to implement provisions. The ideas within the new document are those to which one can take a firm grip upon and to which one can dedicate oneself. The strategy was developed by those who truly understand first hand what it means to execute actions required under the strategy, and have freely offered their own lives in service to their country. That priceless massing of wisdom and experience gives extra meaning to all of the strategy’s aspects. Those contributors want to ensure not only that the US is prepared and protected, but that those who are now asked to commit themselves to the country’s security know that their cause is righteous and not based on political expediency. In foreign capitals, it would behoove those stewards of their nations foreign and national security policy to take heed of what is actually provided in the strategy and to examine the plethora of negative critiques of the new document with caution, and even suspicion.

Qui nimium probation, nihil probat. (One who proves too much, proves nothing.) Interpretations of Trump by critics do not appear to be softening. Critics do not want to make Trump’s life easy. Yet,. having been proven wrong on occasion after occasion, critics have been left, time and time again, grasping at thin air. There will likely be frustration and despair for the majority of Trump’s critics in the end. Unless they decide to go as far as to believe some deus ex machina will be suddenly introduced that will provide a solution of their very liking to their insoluble difficulty, the grand illusion, that Trump somehow will be deposed, will be shattered. At some point, critics must take a comprehensive look at what has transpired so far. After placing so much emphasis on Trump’s defeat, destruction, and defenestration, critics must consider why their path has been one of confusion, bewilderment, and missteps and why Trump, as with time, marches on. They must examine their motives, and look into their own personal and private histories. The time has come for many to change their ways. In a recent essay, the Catholic priest and theologian Father George Rutler reminds that the famed US novelist George Orwell presented the idea of “doublethink”, which means holding out contradictory beliefs simultaneously and accepting both of them. The intolerance of Trump’s critics is called tolerance but it is the false kind of tolerance which, as the renowned English writer G.K. Chesterton said, is the virtue of the man without conviction. In changing one’s ways, one must go through a psychological transformation. In previous posts, greatcharlie has suggested that many of Trump’s critics consider changing their approach to him and his administration, not only because their efforts have brought little success–and have actually done some harm to US diplomatic efforts, and not to merely surrender, but to redirect their energies to the more positive pursuit creating positive change. They could try to offer real solutions—and not old, failed ones—that may be useful to the very dedicated officials of the administration. As Individuals, they must assume the responsibility of making things better. If they can work together, as a group, they can focus their combined energy to actually make things better. A wealth of goodness would certainly be created by constructive behavior bent on bringing success to the US via worthy endeavors as opposed to engaging in actions to defeat the administration’s efforts. The eminent US civil rights leader, Reverend Jesse Jackson, once said “Never look down on anybody unless you’re helping him up.” Spero melior.  (I hope for better things.)

Merkel, After Discordant G-7 Meeting, Is Looking Past Trump: But Trump Will Not Look Past Europe or NATO

German Chancellor Angela Merkel (left) made the stunning insinuation after meetings in Europe with US President Donald Trump (right) that he is not a reliable partner on which Germany and the Continent can depend. Months before, Trump’s cabinet members travelled to Europe and stress he is behind Europe and NATO and committed to Article 5, which requires all members to come to the defense of any country in the alliance that is attacked. When it comes to the trans-Atlantic relationship and NATO, any claim that the US cannot be counted upon is fallacious.

According to a May 28, 2017 New York Times article entitled, “Merkel, After Discordant G-7 Meeting, Is Looking Past Trump,” German Chancellor Angela Merkel, hailed as Europe’s most influential leader, made the stunning comment after three days of trans-Atlantic meetings that US President Donald Trump is not the reliable partner her country and the Continent can depend upon. The May 28th Times article quotes Merkel’s as stating: “The times in which we could rely fully on others — they are somewhat over,” adding, “This is what I experienced in the last few days.” Merkel went on to state: “We have to know that we must fight for our future on our own, for our destiny as Europeans.” Her strong comments represented a potentially seismic shift in trans-Atlantic relations, as she has concluded without reservation that the US is now less willing to intervene overseas. The Times article explains that Merkel was personally disappointed that Trump declined to publicly endorse NATO’s doctrine of collective defense or to agree to common European positions on global trade, dealing with Russian aggression or mitigating the effects of climate change. Supposedly, Merkel had been already somewhat unnerved as a result of her meetings in Washington with Trump March 17-18, 2017. Through her statements, which were made while on the campaign trail in Munich, Merkel seemingly called upon voters to get accustomed to Germany’s more active role in Europe and its greater involvement in crises on the Continent and global ones that can affect Europe’s future. Merkel is seeking a fourth term as Chancellor ahead of parliamentary elections in September 2017. The Times article elaborates that Trump campaigned on a platform of trade protectionism, nationalism and skepticism about multilateralism, and climate change, on which most European leaders disagree with him. The article also notes that Europeans rely upon NATO for their ultimate defense and are more concerned than Trump about an increasingly aggressive Russia.

Merkel’s comments were truly an expression of angst. Her words would lead one to believe that the current period, rather than being of change, and reinvigoration, is languid and dissolute. Yet, as a result of her statement, she may have also stirred concerns in the capitals of other NATO countries over how they will defend themselves against their most likely opponent, Russia, and handle other matters, without the US. They perhaps lack her confidence on how things will proceed. There may even be some speculation over what information Merkel really has on Trump’s commitment to Europe, thereby billowing rumors and suspicion within the alliance.  As the Trump administration is still relatively new, allowance could be made for caution among Merkel and her senior advisers. The advent of misunderstandings in bilateral and regional policy approaches is a recurring motif in burgeoning relations between two countries particularly when long-standing approaches to each other might change a bit and a new political leadership in one or both countries has taken power. However, some of Trump’s officials travelled to Europe months before his visit and stressed that he is fully behind Europe, NATO and committed to Article 5, which requires all members to come to the defense of any country in the alliance that is attacked. Clearly, their efforts were not completely effective. Despite any doubts that have been expressed in Europe, when it comes to NATO and the trans-Atlantic relationship, any claims that the US can no longer be counted upon are fallacious.

Merkel should have considered waiting a moment and taking inventory of what has transpired so far instead of turning so quickly in a negative direction. Upon the “heat and flame of her distemper,” Merkel should have “sprinkled cool patience.” Indeed, what has been apparent in Merkel’s contacts with Trump, at least from what she has said, is the existence of a personal struggle between leaders. The genuine job at hand for the Chancellor is to do what best serves the interest of the German people. Berlin should reorient on the matter actually at hand which is the relationship of Germany, and to an extent Europe, with the US. What has been apparent in Merkel’s contacts with Trump, at least from what she has expressed, is the existence of a personal struggle between leaders. Ways must be found for Merkel to respond and engage her country’s most powerful ally and cope with what she may view as the current US administration’s “unconventional” approach to policy matters concerning Europe. German policymakers, foreign policy analysts, and diplomats must find an explanation for these perceived anomalies. It may seem odd to state this about such long-time allies, but confidence-building measures and other efforts to build trust are really needed at this point. Resources should be diverted to that end. There is, in reality, nothing so mysterious about Trump that should have led Merkel to make what was tantamount to a concession statement about her failed efforts to create a linkage with Trump to her satisfaction. Merkel must work with Trump. For her, that may not be easy or pleasant, but it does not have to be. It must be, however, a task performed well. Cuiusvis est errare nullius nisi insipientes, in error perseverare. (To err is inherent in every man, but to persist in error takes a fool.)

Reacting to Trump as she did in the end may not provide the satisfying experience Merkel wanted. She may have difficulty with Trump, but that does not mean other leaders might wish to work with him and might appreciate his efforts to rejuvenate NATO. Suggesting the US would no longer be part of the European security structure very likely ignited fears within some NATO countries just west of Russia’s border that interestingly enough form a type of buffer zone between Russia and Germany. They may not feel confident about making a new security arrangement under Berlin’s leadership.

Merkel’s Decision to Speak Out

It is hard to see how so much discord could have possibly developed between Trump and Merkel given that the two leaders have barely interacted. The best evidence of Merlel’s attitude toward Trump can be found in her statements. Trump has also received glares from her. For his part though, Trump has repeatedly stated that he has had good conversations with the German Chancellor. One could hardly claim such words are traces of a combative dymamic. Merkel’s reaction to Trump could very well have been influenced to some degree by the ubiquitous counter-Trump milieu. That milieu has done much to distort perspectives of many in Europe and the US on Trump. In it, self-defined experts on the US presidency preach of what should be expected from Trump, how he should perform, and why he has done practically everything wrong, everyday. Similarly, self-defined experts on Trump offer false insights concerning his private life and his life as president. Included also in the milieu are sensational stories from the US newsmedia of alleged illegal activities by Trump and almost daily predictions that his administration is on the verge of collapse. The counter-Trump milieu propagates a cult of ugliness directed at Trump and the US. It inflames passions globally, appealing to the lower nature of individuals. Admonishing and castigating Trump, to the point of self-dehumanization, has become a commonplace practice. With many in Europe subsumed by the counter-Trump milieu, it might be expected and expedient for political leaders there to use ideas from that “popular source” in speeches about the US president. However, one must take care to whom one listens. Utilizing ideas and conclusions from that milieu, patronizing and demeaning national and international audiences with that material, resultingly drawing the eye away from the truth, is wrong. Generosus equus non curat canem latrantem. (The well-educated horse ignores the barking dog.)

Certainly, Merkel’s words disappointed many in Washington, as no one there believes the situation between the US and Germany, NATO, or Europe is balanced on a knife’s edge. If Trump were asked whether he thought NATO was necessary, he would say it is. (Relatedly, 80% of the US public supports NATO.) However, if one were to ask him three additional times afterward, he would unlikely give an answer. That is Trump. When Trump offers criticism about NATO, his intent is to be constructive, not destructive; he is not at all signalling that his support for NATO has diminished. A main criticism is Trump’s belief that NATO allies have been “coddled” by the US for too long, leading leaders of some NATO countries to feel comfortable about repeatedly missing the agreed spending target of 2% GDP on defense. Progress was made on that matter by the administration of US President Barack Obama in 2016. That year, a majority of delinquent countries spent their required share. It may very well be that Trump, being cautious with NATO allies, is concerned that efforts by them to pay their fair share may have been a gesture of goodwill for the moment, and efforts might fall off. Ever the businessman, Trump is undoubtedly keeping a ledger on contributions by NATO allies, but he means well.

If Trump were asked whether he thought NATO was necessary, he would say it is. However, if one were to ask him three additional times afterward, he would unlikely give an answer. That is Trump. Trump supports NATO, but he also believes the US has “coddled” it’s allies for too long, causing some to feel comfortable about missing the agreed spending target of 2% GDP on defense. In 2016, progress was made progress on the matter. Yet, Trump may be concerned efforts by allies to pay their fair share may have been a momentary gesture of goodwill and might fall off.

Major ignotarum rerum est terror. (Apprehensions are greater in proportion as things are unknown.) In the midst of a political campaign, Merkel most likely wanted to be heard taking a strong pro-Europe stance and create the optics of being the Continent’s leader by speaking about Trump and the US in such a shocking way. However, promoting the idea that the US under Trump’s leadership is not committed to Europe was a mistake and could have dire consequences. For example, Berlin may be certain of how Germany might respond in terms of its security without the US, but other European countries may not feel as confident about creating a new security arrangement under Berlin’s leadership. Merkel may have difficulty with Trump, but they might wish to work with him and might appreciate his efforts to rejuvenate NATO and members participate fully in the collective defense of Europe with his brand of leadership. Suggesting that the US would no longer be part of the European security structure may very well have ignited fears within some European capitals over the immediate threat they feel from Russian Federation forces. NATO countries just west of Russia’s border form a de facto buffer zone between Russia and Germany. Completely unable to face a massive Russian military juggernaut alone, they want the help of the US. Leaders of those allies would not even consider risking their countries’ security over Merkel’s disappointment and disapproval of Trump. Fear is a powerful emotion. Once generated, it can lead to increased suspicion and even rampant paranoia among NATO allies over Russia’s slightest moves. In the worst case scenario, it could lead to some countries to seek bilateral arrangements with Russia to protect themselves. Hopefully, it will not lead to the militarization of any countries. Germany and those countries that might line up behind It, do not have the equivalent military power of the US and would be unable to respond to Russia. They would unlikely be able to jointly develop such a capability or be very willing to jointly finance it either. The Kremlin is well aware of this. Hopefully, Russian Federation President Vladimir Putin is not as certain that US support for Europe and NATO is as shaky as Merkel insists.

The Roman Emperor and Stoic philosopher, Marcus Aurelius Antoninus Augustus was quoted as saying: “Because your own strength is unequal to the task, do not assume that it is beyond the powers of man; but if anything is within the powers and province of man, believe that it is within your own compass also.” Merkel and other European leaders who are concerned about Trump’s plans and the US commitment to Europe will find that they must demand greater patience from themselves at this juncture. Merkel can still take a step back to evaluate the situation and reshape her approach. Berlin should be willing to engage in a deliberate process of developing an amicable, constructive relationship with the new US leader. Merkel and Trump never had a personal relationship before he took office. An initial effort should have been made by Merkel to get to know the new US president better. Indeed, rather than have the Chancellor run up to Trump and begin pressing her positions, she could have simply talked with him in order to understand his positions in a granular way. By doing so, she would have developed greater insight on him. In support of the Chancellor’s efforts with Trump, analysts and policy makers in Berlin must dig deeper than the surface to understand where new linkages can be established. A conscious effort should be made to stay away from distortions brewed up in the counter-Trump milieu. If the Trump administration attempts to engage in confidence-building with Berlin, Merkel and her advisers should view it as an opportunity. Those occasions would be perfect time to discuss the common ground the exists between the two countries from Berlin’s perspective. Advisers of the two leaders must have frank discussions on the timing for presenting initiatives on issues before any bilateral talks. It would be the best way for the advisers to inform their counterparts of relative, sensitive, domestic politics tied to a situation. Very importantly, discreet matters discussed, must be kept discreet. Resolutions to troubling issues are less likely be found if they are contested over publicly. Parva scintilla saepe magnam flamam excitat. (The sparkle often initiates a large flame.)

What Is on Merkel’s Mind?

There is the possibility that Merkel’s response to Trump is a manifestation of not only her disappointment, but an unconscious disapproval of him as well. Merkel apparently feels that her inability to get along with Trump, is due to some flaw in him. To her, Trump is at fault. When she met with Trump, Merkel sought a number of guarantees and held certain expectations for their discussion. Naturally, the goal would be to shape circumstances so they would best favor her positions and Germany’s interests. Merkel has a good reputation for being able to bring foreign leaders and political leaders in her own country to her position using a mix of both straight talk and congeniality. It is a reputation she can truly be proud of. When those guarantees were not received and those expectations were not met, it was likely very disappointing and somewhat hurtful to her. Merkel then rather quickly decided to publicly declare Trump was taking the US in a new direction away from Europe and NATO. With authority, and albeit some vengeance, she sounded the alarm that Europe must be prepared to find its way forward without the US. Other European leaders with a more positive assessment of Trump, or even undecided about him, would somehow need to reconcile with Merkel’s vehement statements. Pride, a sense of self-regard, of self-importance, can cause one to take counsel of the lesser angels of one’s nature. Pride can block the truth. An egocentricity stemming from pride can lead one to believe one is at the center of everyone’s cosmos. One can become bound up with oneself. Not to be impolitic, but one should not make choices using a confused ego.

Although Merkel wanted to take a strong stance and create the optics of leadership, Germany and those countries that might line up behind It, do not have the military power of the US. At best, they would be unable do much successfully against a juggernaut of Russian Federation forces. Russia is well aware of that. Hopefully, Russian Federation President Vladimir Putin is not as certain that US support for Europe and NATO is as shaky as Merkel insists.

The discussion of Merkel’s decisions and actions regarding Trump here relates well with scientific research on the desire of individuals to retaliate, to punish others’ bad behavior, no matter how mild, and even at personal cost. Research shows how such desires can skew decision making. Current theories suggest there are two dominant systems people use to understand and assess risk: the “analytic system” and the “experiential system.” The “analytic system” involves conscious and deliberate cognitive processes that employ various algorithms and normative rules to produce logical, reason-oriented, behavior. In contrast, the “experiential system” uses past experiences, emotion-related associations, and intuitions when making decisions. The experiential system relies more on unconscious rather than conscious processes. Images and associations, linked by experience to emotion and affect (a feeling that something is good or bad), are depended upon. The experiential system represents risk as a feeling that tells us whether it is safe to walk down this dark street or drink this strange-smelling water. The independence of cognition and emotion, and the conflict between rational and emotional reasoning is the subject of continuous debate.

Paul Slovic, President of Decision Research and Professor of Psychology at the University of Oregon, suggests that these two systems must work in collaboration in order for the decision-maker to reach a rational decision. Most models of decision-making assume the process to be rational, which would exclude the possibility of emotion playing a role, other than of a hindrance. Other models take the valence-based approach and evaluate negative and positive effects on behavior, without specifying the emotion. This has led to a limited understanding of how specific emotions, especially those present in an individual in risky and uncertain situations, contribute to the decision-making process.

Using scanning devices that measure the brain’s activity, scientists have gotten a glimpse at how the different parts of our brain collaborate and compete when we make decisions. Brian Knutson, a neuroscientist at Stanford University, used a functional magnetic resonance imaging (fMRI) to watch subjects’ brains as they reacted to the prospect of receiving money in the Ultimatum game, an economic game evaluating decision-making under ambiguous circumstances  In this game, two players have the task of splitting a sum of money. The first player, the “proposer”, makes an offer of how to split the money. The second player, the “responder”, accepts or rejects the offer. If the responder accepts the offer, then the money is split in accordance with the proposal. However, if the “responder” rejects the offer, then neither one wins the game and neither one gets any money. The standard economic solution is that “some money is better than no money, so one should always accept the offer.” In reality, behavioral research has shown that low offers (20% of total) have a 50% chance of being rejected. Based on participant reports, they rejected low offers because of anger (negative emotion) felt due to the unfairness of the offer, and they wanted to punish the other player in some way. The unfair offers induced conflict between the cognitive motive to accept the offer and the emotional motive to reject the offer.

When she met with Trump, Merkel sought a number of guarantees and held certain expectations for their discussion. Naturally, her goal was to shape circumstances so they would best favor her positions and Germany’s interests. When those guarantees were not received and those expectations were not met, it was likely very disappointing and somewhat hurtful to her. Merkel then rather quickly and surprisingly decided to publicly declare Trump was taking the US in a new direction away from Europe and NATO. Her move was not inn the best interests of the West.

Alan Sanfey, a cognitive neuroscientist at the University of Arizona, and colleagues also used fMRI scans to look into people’s brains while they played the same Ultimatum game. Sanfey’s brain scans of people feeling vengeful in these games illustrate how (at least in part) a sense of moral disgust manifests in the brain. Indeed, Sanfey mapped what appeared to be a struggle between emotion and reason as each sought to influence the players’ decisions by tracking the activity of the anterior insula and the prefrontal cortex. As offers became increasingly unfair, the anterior insula, a part of the brain involved in negative emotions including anger and disgust, became more and more active, as if registering growing outrage. Meanwhile, an area of the prefrontal cortex involved in goal orientation–in the case, making money–was also busy assessing the situation. Sanfey’s brain scans indicated that when the disgusted anterior insula was more active than the rational goal-oriented prefrontal cortex—in a sense, when it was shouting louder—the players rejected the offer. When the prefrontal cortex dominated, the players took the money.

University of Zurich researchers Dominique J.F. de Quervain, Ernst Fehr, and colleagues successfully used medical technology twice to catch an engagement between the emotional and reasoning parts of the brain. During an Ultimatum-like game, they examined subjects with a Positron Electron Tomography scanner, a device that employs a radioactive substance used by cells, usually a sugar, to image activity in the brain. The researchers found certain reward circuits in the brain’s striatum activated when players anticipated, and then actually punished, ill-behaved partners. Even more, the greater the activation of the striatum, the greater the subjects’ willingness to incur costs for the opportunity to deliver punishment. At the same time, the researchers saw activation in the medial prefrontal cortex, the deliberative part of the higher brain that is thought to weigh risks and rewards. Interestingly, these same brain regions, the reward-seeking striatum and the deliberative prefrontal cortex, both of which are activated by the pleasing possibility of revenge, also light up when people anticipate giving rewards to partners who cooperate. Though the players’ behaviors are opposite, one set bestowing a reward versus the other set exacting punishment, their brains react in the same way in eager anticipation of a satisfying social experience. Decipimur specte recti. (We are deceived by the appearance of right.)

Reportedly, during his first visit to NATO on March 30, 2017, Tillerson won applause for morning and lunchtime remarks from allied ministers about the need for strength and unity in dealing with Putin. Tillerson statements included: “The US commitment to NATO is strong and this alliance remains the bedrock for trans-Atlantic security.” He also said: “We understand that a threat against one of us is a threat against all of us, and we will respond accordingly.” He added: “The president supports NATO. The US Congress supports NATO.”

Assurances to Europe from High Places

Trump’s Secretary of State, Rex Tillerson, Secretary of Defense, James Mattis, and National Security Adviser, H. R. McMaster are undoubtedly dismayed by the expression of doubt by a close ally of the US commitment to European Security and the trans-Atlantic partnership. In only a few short months, they have made numerous statements expressing the administration’s commitment to NATO and commitment Article 5. For the majority of their adult lives, Tillerson, Mattis, and McMaster have spent countless hours considering the status of Europe either militarily or economically. Mattis and McMaster were not only concerned with NATO but worked long and hard to develop ways, and rehearsed plans, to ensure its defense and deterrence of opponents. They have worked alongside NATO allies in it’s European security zone, Bosnia, Iraq, and Afghanistan. They are all aware of the occasional need for the hand holding of allies through tough issues. As life-long leaders, they could accept that bringing allied leaders to understand, despite to the contrary, that they can remain confident over the US commitment to NATO and Article 5 might require an amount of “hand-holding.” In doing so, it can be delicately said they have displayed compassionate empathy for their allies. Training, teaching, coaching, mentoring are skills they have honed to near perfection as business and military leaders. However, as life-long managers, they are also results oriented. After providing assurances of the US commitment to Europe repeatedly over a period of time, they too may become strained by the persistent voices of leaders of a few NATO countries who question it. One must quit drilling once oil has been struck.

Reportedly, during his first visit to NATO on March 30, 2017, Tillerson won applause for lunchtime remarks about the need for strength and unity in dealing with Putin. Tillerson, ever able as a communicator, reached the European ministers, who were skeptical of US intentions beforehand, with statements in the morning session such as: “The US commitment to NATO is strong and this alliance remains the bedrock for transatlantic security.” He went on to say: “The United States is committed to ensuring NATO has the capabilities to support our collective defense.” He added: “We understand that a threat against one of us is a threat against all of us, and we will respond accordingly.” He then definitely stated: “The president supports NATO. The US Congress supports NATO.” However, it was during a lunch that Tillerson received applause. During that session, one minister suggested that a two-tier approach might be taken with Russia, adding that “it takes two to tango.” In response, Tillerson said: “Sure, you can dance with Russia and you might also gain something out of it. But for sure you cannot tango with [Sergei] Lavrov because he is not allowed to dance that one.” The ministers present understood that implied there was only one man in charge in Russia. Explaining how Tillerson was received, one European NATO ambassador said: “With an ovation, I mean it literally. This is not metaphorically speaking. He actually got applause.” NATO Secretar General Jens Stoltenberg indicated Tillerson left no doubt that ties between European NATO members and the US were “rock solid.”

In a special May 28, 2017 CBS News broadcast of “Face the Nation”, US Sevretary of Defense James Mattis (above) was asked about Trump’s thoughts on the value of NATO, Mattis explained that in his initial job interview with the president, he brought up his questions about NATO. Mattis said his response was: “if we didn’t have NATO that he would want to create it because it’s a defense of our values, it’s a defense of democracy.” Mattis said Trump nominated him almost immediately after he spoke profoundly in support of NATO.

On March 21, 2017, Mattis and Stoltenberg met at the Pentagon to discuss the key role the alliance plays in trans-Atlantic security and to review preparations for the special meeting of NATO heads of state and government in May. Before his meeting with Stoltenberg, Mattis said the trans-Atlantic bonds built on a legacy of common commitments and common defense continue to get stronger. During the meeting, Mattis and Stoltenberg reportedly discussed ways to encourage allies to assume a more equitable share of alliance security and defense responsibilities. Stoltenberg expressed his gratitude to Mattis for the secretary’s “strong support for trans-Atlantic unity and trans-Atlantic bond and the NATO alliance.” He also stated: “I think we all understand that in times of turmoil, in times of uncertainty, the need for strong international institutions like NATO is even greater.” He continued: “so therefore we need to adapt, we need to strengthen NATO in response to the challenges and the unpredictability we see surrounding us today.” In a special May 28, 2017 CBS News broadcast of “Face the Nation”, Mattis also discussed NATO. When asked about Trump’s thoughts on the value of NATO, Mattis explained that in his initial interview for his post, Trump asked questions about the alliance him about the alliance. Mattis explained his response was: “if we didn’t have NATO that he would want to create it because it’s a defense of our values, it’s a defense of democracy.” Mattis recognized that Trump was very open to that view. Mattis was intrigued by the fact and said: “Obviously, he [Trump] had to make a decision about whether or not he was going to nominate me to be the Secretary of Defense. And although I immediately showed him that my view on that was rather profoundly in support of NATO, he at that point nominated me.”

At the end of the G-7 Summit in Sicily on May 27, 2017, McMaster explained with certitude that Trump backed NATO’s mutual defense doctrine. McMaster was being pressed by journalists on matter of allied disappointment over Trump failure to  make explicit reference to it during his visit to NATO Headquarters in Brussels. The US newsmedia has emphasized that Trump, during the 2016 US Presidential Campaign, appeared to called Article 5 into question by suggesting that NATO members who did not pay their fair share for the alliance may not deserve to benefit from it. McMaster added: “I think it’s extraordinary that there would be an expectation that the president would have to say explicitly that he supports Article 5. Of course he does.” McMaster then went on to say: “He [Trump] did not make a decision not to say it.” He continued: “It was implicit in the speech. There was no decision to not put it in there. It is a matter of fact that the United States, the president, stands firmly behind our Article 5 commitments under NATO.”

At the end of the G-7 Summit in Sicily, on May 27, 2017, US National Security Adviser H.R. McMaster explained with certitude that Trump backed NATO’s mutual defense doctrine. McMaster added: “I think it’s extraordinary that there would be an expectation that the president would have to say explicitly that he supports Article 5. Of course he does.” He also said: “It is a matter of fact that the United States, the president, stands firmly behind our Article 5 commitments under NATO.”

The Way Forward

In Act 2, Scene iii of William Shakespeare’s Othello, Iago, the Venetian General Othello’s ensign, having expressed hatred for his commander over a promotion, sets out to destroy his reputation and his marriage. He has included a willing young officer, Roderigo, in his plot. Roderigo is supposed to take Othello’s wife, Desdemona, away from him, but begins to doubt his ability to perform that task. Seeking to encourage Roderigo, Iago tells him the following: “How poor are they that have not patience! What wound did ever heal but by degrees? Thou know’st we work by wit, and not by witchcraft; And wit depends on dilatory time.” While Merkel’s statement that the US can no longer be depended upon by Europe may be superficially plausible, it is completely wrong. Surely, leaders in the capitals of all NATO countries do not feel as she does about Trump or the US commitment. Offering negative perspectives and proffering hostile words about both may have served to quench excitement and spirit for some of them about his administration. That was not very sporting of Merkel. There is a long obscured road for Europe to travel between wanting go it alone without the US and actually doing so. Europe may not be able to walk that path with the assured step as Merkel says. A lot of unpredictable and unpleasant incidents in terms of working together and coping with adversaries could occur along the way. The difficulty Merkel and others are having with regard to understanding and accepting that the Trump administration is committed to Europe and NATO calls attention to need for policy statements. They create a cogency and predictability about US intentions for working with allies and its intentions for responding to certain actions by adversaries. (That is something the administration might consider.) From her prism, Merkel may observe puzzling elements of Trump’s approach that are contradictory to her logic. However, all puzzles have their solutions for they are created by man and not true mysteries. No matter what the situation, saying anything that might initiate the erosion of the decades old trans-Atlantic collective defense structure cannot be justified. Videbat esse notitia bona id temporis. (It seemed to be a good idea at the time.)

Certainly, it would have been superb if Trump and Merkel, during their first meeting, had agreed on everything, and relations between the US and Germany moved along swimmingly. However, that did not happen. Merkel must accept working with the circumstances she has and not the circumstances that she would like to have. On the path to improving ties, confidence and trust between the Trump administration and Europe must be established. That work will not require that the two countries start from scratch, but it will be a new beginning. It will be work akin to that in which a product develops over time, albeit not too much time. By adding a good dose of patience from European capitals, faith in the trans-Atlantic partnership, and friendship, success is practically assured.

A Worried Europe Finds Scant Reassurance on Trump: It May Be Provided Outside the Counter-Trump Milieu

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US President Donald Trump has not projected the sort of geniality toward Europe that would relax its leaders. Insecurity over populism and Russian Federation President Vladimir Putin has overwhelmed European leaders, officials, analysts, academicians, and journalists, but Trump seems to worry them almost equally. They do not get him. Perhaps the best hope now would be for European leaders and officials to step away from the current environment and try to quietly examine Trump from a different angle for the sake of transatlantic relations.

According to a February 19, 2017 New York Times article entitled, “A Worried Europe Finds Scant Reassurance on Trump’s Plans,” diplomats, generals, policy experts, and security officials traveled to the 2017 Munich Security Conference from all over the world seeking clues to US President Donald Trump’s ideas and intentions on foreign and defense policy, but left without much reassurance. The highest ranking members of the Trump administration that attended the conference, held from February 17th to February 19th, were US Vice President Mike Pence and US Secretary of Defense James Mattis. Both addressed the conference, but reportedly adhered to prepared statements. Pence’s presentation, in particular, was eagerly awaited. In his address, he explained that he carried a direct message of reassurance from Trump, but his words received little approval from keen observers of Washington present. R. Nicholas Burns, a Harvard professor and former US Under Secretary of State gave Pence credit. Burns said, “The vice president said what he had to say, and I applauded.“ He went on to explain, “But there were very few specifics, and everyone noted that Mr. Pence did not once mention the European Union, which for most Europeans is the central institution, not NATO. Europe is going through a very tough time, and they expected a big public embrace of these institutions from the leader of the West, the United States.” Burns went on to explain, “They know that President Trump has repeatedly questioned the relevance of both NATO and the EU and has encouraged Brexit, and many Europeans fear he may work for a weakening of the EU itself.” He continued, noting, “All this ambivalence makes them very nervous, and it’s hard for Pence to overcome.” US Senator John McCain, referred to in the New York Times article as a conference regular, said that the administration was “in disarray,” and added,“The president, I think, makes statements and on other occasions contradicts himself. So we’ve learned to watch what the president does as opposed to what he says.”

Europe has managed to promote multilateral cooperation under difficult circumstances in the past 70 years. Perhaps the best example of that cooperation was the formation of NATO in 1949.  There was a sense of uncertainty, a degree of instability, and a real threat from the Soviet Union. Foreign policy and global strategy were not well-coordinated among Western capitals. However, with the leadership role of the US, but also with distinctive leading roles played by European countries, what is the now well-known as the Western perspective grew. Pragmatic and patient efforts were to coordinate the policies of Western European countries together with the US and Canada until a new system of European security was developed. Currently, there is increased anxiety in European capitals with regard to EU unity, a rise in populism, and the threat posed by Russian Federation Vladimir Putin and his armed forces. Uncertain of the new US administration’s intentions and plans regarding the support of Europe, European leaders and officials have been turning left and right, asking questions, searching for useful answers. Finding genuine, constructive answers in what could called a counter-Trump milieu has proven most difficult. Indeed, with all of the news media stories, and the nonstop rebuke of Trump by political opponents at home and pundits worldwide, there hardly seems space available in the current environment to introduce into the discourse other facts or evidence about the US president other facts or evidence about the Trump administration without obstruction.

Perhaps the best hope now would be for European leaders and officials to momentarily step back from the current discourse and during that pause, try to quietly examine Trump from a different angle for the sake of Europe. That reexamination might include new research and bilateral meetings with senior US officials. Europe must bridge the growing gap in relations with the US. False appearances and errors in judgment can be dispelled by the truth. To simply take the approach du jure, engage in groupthink, or succumb to the angry mob about Trump, is a misuse of intellect, a misuse of will. Demands cannot be so great, tied so much to the dignity of a nation or movement, or their own pride and ego, that European leaders and officials would allow themselves to become the impediment to finding a way to work with Trump. Aequam memento rebus in arduis servare mentem. (Remember when life’s path is steep to keep your mind even.)

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At the 2017 Munich Security Conference, US Vice President Mike Pence’s address was eagerly awaited. He offered reassurances from Trump. However, the Europeans wanted a public embrace of their institutions by the US, but they say it was not given. There hardly seems space available in the counter-Trump milieu in Europe for anyone to introduce other facts or evidence about Trump and his administration without obstruction.

Prominent Europeans’ Responses to Trump at Munich

Animus quod perdidt optat atque in præterita se totus imagine versat. (The mind yearns for what is gone and loses itself dreaming of the past.) National leaders are expected to project a certain geniality. In democracies, that geniality can boost a candidate’s appeal to the public in elections. Once in power, that geniality makes for great optics, and to a degree may still help shape public opinion, but the main task of a leader is to perform one’s duty and responsibilities well. Trump has not projected the sort of geniality toward Europe that would relax leaders in Brussels or any of the national capitals. There has been a tumultuous clamor in Europe over him. The most apparent causality for the Europeans are the ties of a few senior members of the Trump administration might have with the Russian president. Europe’s expression of  such irritation and concern exposed the considerable degree of insecurity, and to a degree, fear, that overwhelms the latest generation of European analysts, academicians, and journalists not only over populism, Putin, and Russian military power, but the US almost as much. They appear unable to read Trump and discuss him in a way that cannot seem to avoid use of obloquy. The nascent days of the Trump administration certainly contrast in this way with those of administration of US President Barack Obama. Obama seemed to specialize in studied ambiguity on foreign policy, speaking comfortable words to address urgent and important issues as well as outright provocations. It was in line with what then Vice President Joe Biden called “the new tone” of US foreign policy at the 2009 Munich Security Conference. The Obama administration held the promise of a kinder, more thoughtful US than was observed with the administration of his predecessor US President George Bush. Biden urged Europe to ramp up its efforts and partner with the US in an effort to re-establish a workable world order. Those early days with Obama in office appear sorely missed by the Europeans. However, waxing nostalgically about the Obama administration will not serve European leaders well. Moreover, with nostalgia, one more often remembers the best and filters out the worst. Some might recall that Europe voiced concern over how passively Obama responded to provocations such as Russia’s threat to deploy weapons against former Soviet republics and cut natural gas supplies to Europe, and Iran’s launch of a satellite and development enough uranium to fuel a nuclear bomb.  Now, concerns are being expressed about another US president’s response concerning European security.

When he addressed the 2017 Munich Security Conference, Wolfgang Ischinger, the former German ambassador to Washington who organizes the conference, queried whether Trump would: “continue a tradition of half a century of being supportive of the project of European integration, or is he going to continue to advocate EU member countries to follow the Brexit example? If he did that, it would amount to a kind of nonmilitary declaration of war. It would mean conflict between Europe and the United States. Is that what the U.S. wants? Is that how he wishes to make America great again?” French Foreign Minister Jean-Marc Ayrault expressed his displeasure with the fact that Pence had not sent a message of support for the EU, something Ischinger had suggested Pence provide before the conference. Elmar Brok, head of the foreign affairs committee of the European Parliament and a party ally of German Chancellor Angela Merkel stated, “Pence and Mattis and Tillerson can come here and talk about the importance of the transatlantic relationship and NATO–and that is all good.” However, Brok went on to state, “But we don’t know what’s coming on Twitter tomorrow morning.” Daniela Schwarzer, the director of the German Council on Foreign Relations stated without ornament, “People were not reassured.” She continued, “They think that Trump is erratic and incalculable. We all want to hear what we want to hear. But everyone knows that any Trump official could be gone tomorrow, or undercut in another tweet.” Still, Schwarzer intriguingly stated that words were also deeds. She explained, “What he says also changes reality.” In that vein, she proffered, “If you put NATO or the European Union into doubt, it changes their credibility and damages them.” Ulrich Speck, a foreign policy analyst at the Elcano think tank in Brussels, said the conundrum that former US Secretary of State Henry Kissinger evoked when he famously asked who he should call when he wanted to talk to “Europe” seemed to have been “turned on its head.” Speck continued, “Now Europe is asking who it should call if it wants to talk to the United States.” One unnamed European diplomat reportedly likened the challenge of figuring out who to listen to in the Trump administration to the task of “Kremlinologists” during the Cold War. Major ignotarum rerum est terror.  (Apprehensions are greater in proportion as things are unknown.)

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US Secretary of Defense James Mattis at the 2017 Munich Security Conference (above). No benefit will be derived from undermining the US leadership when a response from the US against Russia might prove crucial to Europe’s well-being. European leaders and officials must recall that the ties between the US and Europe have a long history. It is a bond which no US administration would genuinely desire to ignore or want to break. In time, Europe will likely understand that the relationship is still of great value to the US and is appreciated.

News Media Reports and Their Possible Impact on the Matter

When one is less certain about the objective truth, the possibility that one might be drawn elsewhere for answers increases. Lacking any formal statements from the the Trump White House or State Department to analyze US policies, it appears that some in European capitals have turned to the US news media interpretations of political events and decisions of the Trump Administration. In the US, the news media serves as a watchdog over government power and political activity. It is a source from which the public can inform itself on the decisions and actions of elected leaders and appointed officials. The news media is at its best when it can provide the public with a look inside government bodies and operations. Its role in the society is sacrosanct. “Freedom of the press” is one the Bill of Rights, the first ten amendments of the US Constitution listing specific prohibitions on government power. The implications of comments emanating from the Trump administration about the “fake news media” being the “enemy of the American people” are considerable. Ignoring the “fake,” Some have gone as far as to say that denunciation of the news media is the “greatest threat to democracy” they have seen. The news media, the unofficially recognized “Fourth Estate” or fourth branch of government given its importance to the democracy, is not the enemy of the US public. Such comments were unlikely fully considered before spoken, and eventually became fodder in an ongoing struggle between the Trump administration and certain US news media houses. It appears the aim of those grave words initially was to reject and certainly sting some in the news media in response to reports questioning the character of Trump administration officials, but not to be destructive, or to indict the news media as a whole. Events surrounding the Trump administration have gained increased attention. There is a reality that news media houses would like to present attention grabbing headlines to promote readership and viewership, which helps them fill advertising space and increases profit. Indeed, it must be noted that the news media, while a sentinel for democracy, is also a major industry, and managers in  houses seek to satisfy the appetites of their customer base. To patronize in order to connect with the customer is a business practice. In the case of reporting on Trump, most journalists in newspapers of record, to their credit, have written articles that are often measured in composition, providing ample qualifications alongside each postulation. Due to the doubts attached, it stands to reason that information presented in this way should neither be viewed as weighty nor reliable. Others have sought to convince readers that stories are bigger than they are. Such articles exaggerate the truth to the exclusion of it subtleties. Even more, some journalists’ judgments of matters they report about the Trump administration have often insinuated themselves into their articles. That approach on occasion has very likely served to inflame passions and appeal to the lower nature of many readers and viewers, domestically and internationally. What has been stated here may appear as a foray by greatcharlie into media criticism, but actually the intent is to highlight the current environment surrounding the US news media from which many European leaders and officials may be collecting information on the administration.

Recent examples of the type of reports described, include a February 16, 2017 Wall Street Journal article entitled, “Spies Keep Intelligence From Donald Trump on Leak Concerns,”  stated: “US intelligence officials have withheld sensitive intelligence from President Donald Trump because they are concerned it could be leaked or compromised, according to current and former officials familiar with the matter. The officials’ decision to keep information from Mr. Trump underscores the deep mistrust that has developed between the intelligence community and the president over his team’s contacts with the Russian government, as well as the enmity he has shown toward U.S. spy agencies.” The Wall Street Journal article further stated: “In some of these cases of withheld information, officials have decided not to show Mr. Trump the sources and methods that the intelligence agencies use to collect information, the current and former officials said. Those sources and methods could include, for instance, the means that an agency uses to spy on a foreign government.” However, within the article, the following qualification was provided: “A spokesman for the Office of Director of National Intelligence said: ‘Any suggestion that the U.S. intelligence community is withholding information and not providing the best possible intelligence to the president and his national security team is not true.’” Further clarity on the matter was provided in the article with the following: “It wasn’t clear Wednesday how many times officials have held back information from Mr. Trump. The officials emphasized that they know of no instance in which crucial information about security threats or potential plotting has been omitted.”

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German soldiers in formation (above). Lacking any formal statements from the the Trump White House or State Department to analyze US policies, some in European capitals may have turned to the US news media interpretations of political events and decisions of the Trump Administration. Some of those reports may served to inflame passions and convince them that their worst fears regarding US relations were being realized. That would include facing Russia alone.

In a February 14, 2017 New York Times article entitled, “Trump Campaign Aides Had Repeated Contacts with Russian Intelligence,” stated verbatim: “Phone records and intercepted calls show that members of Donald Trump’s 2016 presidential campaign and other Trump associates had repeated contacts with senior Russian intelligence officials in the year before the election, according to four current and former American officials. The New York Times article continued: “American law enforcement and intelligence agencies intercepted the communications around the same time they were discovering evidence that Russia was trying to disrupt the presidential election by hacking into the Democratic National Committee, three of the officials said. The intelligence agencies then sought to learn whether the Trump campaign was colluding with the Russians on the hacking or other efforts to influence the election.” The article created greater intrigue with the following: “The officials said that one of the advisers picked up on the calls was Paul Manafort, who was Mr. Trump’s campaign chairman for several months last year and had worked as a political consultant in Ukraine. The officials declined to identify the other Trump associates on the calls. The article went on to explain: “The call logs and intercepted communications are part of a larger trove of information that the F.B.I. is sifting through as it investigates the links between Mr. Trump’s associates and the Russian government, as well as the hacking of the D.N.C., according to federal law enforcement officials. As part of its inquiry, the F.B.I. has obtained banking and travel records and conducted interviews, the officials said.”

In a similar way to the February 16th Wall Street Journal article, the February 14th New York Times article provided qualifications on this intriguing information, explaining: “The officials interviewed in recent weeks said that, so far, they had seen no evidence of such cooperation.” The New York Times article also disclosed: “Mr. Manafort, who has not been charged with any crimes, dismissed the officials’ accounts in a telephone interview on Tuesday. ‘This is absurd,’ he said. ‘I have no idea what this is referring to. I have never knowingly spoken to Russian intelligence officers, and I have never been involved with anything to do with the Russian government or the Putin administration or any other issues under investigation today.’ He added, ‘It’s not like these people wear badges that say, ‘I’m a Russian intelligence officer.’” Additionally on the matter of contacts, the article continued: “Several of Mr. Trump’s associates, like Mr. Manafort, have done business in Russia. And it is not unusual for American businessmen to come in contact with foreign intelligence officials, sometimes unwittingly, in countries like Russia and Ukraine, where the spy services are deeply embedded in society. Law enforcement officials did not say to what extent the contacts might have been about business.” The article added: “The officials would not disclose many details, including what was discussed on the calls, the identity of the Russian intelligence officials who participated, and how many of Mr. Trump’s advisers were talking to the Russians. It is also unclear whether the conversations had anything to do with Mr. Trump himself. There was also mention in the article of an FBI effort to assess the credibility of information contained in a dossier that was given to the bureau last year by a former intelligence operative of the United Kingdom. The New York Times article stated: “The dossier contained a raft of allegations of a broad conspiracy between Mr. Trump, his associates and the Russian government. It also included unsubstantiated claims that the Russians had embarrassing videos that could be used to blackmail Mr. Trump.” However, that information came with a qualification, which stated: “The F.B.I. has spent several months investigating the leads in the dossier, but has yet to confirm any of its most explosive claims.”

Even the February 19th New York Times article that impelled the writing of this greatcharlie post projected a negative tone. Some unfavorable judgments of the Trump administration infiltrated the article’s description of European responses to remarks made by US officials. The articled noted: “An audience anxious for signals about the Trump administration’s stances on NATO, the European Union, Germany and the Russia of President Vladimir V. Putin, whom Mr. Trump so openly admires, was only minimally soothed. It mostly heard boilerplate assurances about United States commitments of the kind that previous American administrations had rarely felt the need to give.”

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A NATO meeting in Brussels (above). There are considerable incongruences between what is being assumed today about the Trump administration’s approach to Europe and what has been US policy over 70 years. Europe should be hopeful over its future with the US, not anxious or intimidated. Years of success should not be forgotten by Europe over the prospect of working with the new US president to firm up some aspects of the relationship. 

Demonization and Confirmation Bias

Poenam irae saepe videmus. (We often see the penalty of anger.) In the February 19th New York Times article, Artis Pabriks, a former Latvian foreign and defense minister and now a member of the European Parliament, was quoted as saying “The Cold War was won not just by weapons but by propaganda and soft power.” Pabriks then offered the observation, “And on German television, Trump is a joke for everybody. We’re concerned also about American prestige.” In Western media, particularly social media, sites that encourage or present hostile assessments of celebrities, political figures, or those who may have drawn the spotlight to themselves for one reason or another, grab more attention than all other. The attention and approval one can gain from engaging such commentary has made it may in part help make it commonplace.  Indeed, there is a tendency for many, perhaps even most, to demonize those with whom there is disagreement. Demonization has often morphed into hatred. This behavior was both very apparent and very virulent in the 2016 Presidential Campaign. Going back as far as the 18th century, many said worse. Often such hostile talk led to duels. Still, the intensity and sheer volume of exchanges and reports of exchanges that jammed social media and news media streams made what was expressed not only pervasive, but practically unavoidable. The environment has not improved, but perhaps has become worse since then. There is still the punch and counterpunch between political opponents, pundits, and the news media, itself, with the Trump administration. Disagreements seem to have become endless feuds. For European leaders and officials, the danger lies in stepping into this struggle, taking one side or another in the exchange in the US  about the Trump administration because they believe the status of the US president falls with their interests and their constituencies want to know where they stand on such a popular and controversial, yet also delicate matter.

There are considerable incongruences between what is being assumed today about the Trump administration’s approach to Europe and what has been US policy over 70 years. Europe should be hopeful over its future with the US, not anxious or intimidated. Years of success should not be chucked out by Europe over the prospect of working with the US to firm up some aspects of the relationship. There are insistent efforts to advertise Trump’s perceived weaknesses. Some news media houses have approved stories that include unwarranted extrapolations. Only European leaders and officials would know what moves them to believe one thing or another about Trump. It may be experience, intuition, or mores. Despite the importance of relations with the US, it could be hypothesized that some may harbor negative beliefs in general about their ally. In any event, confirmation bias can be a result of the direct influence of desire on beliefs. Confirmation bias suggests that individuals do not perceive circumstances objectively. An individual extrapolates bits of data that are satisfying because they confirm the individual’s prejudices. Therefore, one becomes a prisoner of one’s assumptions. If European leaders and officials want certain ideas about Trump to be true, they end up believing them to be true. Such an error could have lead them to cease collecting information when the evidence gathered at a certain point confirms the prejudices they may feel are true. After developing that view, for the most part, they would embrace any information that confirms it while going as far as to ignore or reject information that makes it unlikely.

Attempting to confirm beliefs comes naturally to most individuals, while conversely it feels less desirable and counterintuitive for them to seek out evidence that contradicts their beliefs. This explains why opinions survive and spread. Disconfirming instances must be far more powerful in establishing truth. Disconfirmation requires searching for evidence to disprove a firmly held opinion. With regard to their understanding of the Trump administration, European leaders and officials must appropriately verify their conclusions. One approach is to postulate facts and then consider instances to prove they are incorrect. This has been pointed to as a true manifestation of self-confidence: the ability to look at the world without the need to look for instances that pleases one’s ego. For group decision-making, one can serve a hypothesis and then gather information from each member in a way that allows the expression of independent assessments.

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United Kingdom Prime Minister Theresa May and Trump (above). Political and social pressures to conform to a counter-Trump outlook may exist in Europe, but relations with the US are too important for European capitals to allow the situation to deteriorate so acutely. European leaders must not embrace any information that confirms any individual biases or prejudices they might have about Trump. The thinking that may have caused them not to consider alternatives must be subtracted.

Groupthink in Europe on Trump

With all of the news media stories, and his nonstop rebuke by political opponents at home and pundits worldwide, an environment that would welcome an unobstructed examination or public discussion of other facts or evidence about Trump is practically nonexistent. Antipathy may strong enough in some European leaders and officials that they may be disinclined to take a second look at anything pertaining to Trump. Indeed, among them may be cynics who are uninterested in the truth. They may wrongfully view any effort rectify the situation as obsequiousness in the face of US power, placing political pressure on colleagues who may want reconsider some issues. Some may claim seeking to work with Trump would pose some moral dilemma. However, such could exist only when one knows the objective truth, disapproves of the course of events and is constrained from conforming to external demands. Enumerated here are many of the symptoms of groupthink. Groupthink occurs when a group makes faulty decisions due to group pressures lead to a deterioration of ”mental efficiency, reality testing, and moral judgment.” The term was coined by social psychologist Irving Janis in Victims of Groupthink: A Psychological Study of Foreign-Policy Decisions and Fiascoes (Houghton Mifflin, 1972). Groups affected by groupthink will tend to ignore alternatives and take irrational actions that dehumanize other groups. Groups become especially vulnerable to groupthink when members are similar in background, the group is insulated from outside opinions, and there are no clear rules for decision making.

The eight symptoms of groupthink documented by Janis include: the illusion of invulnerability which creates excessive optimism that encourages taking extreme risks; a collective rationalization, by which group members shrug off warnings and do not reconsider their assumptions; a belief in inherent morality by which members believe in the rightness of their cause and therefore ignore the ethical or moral consequences of their decisions; stereotyped views of “out-groups” or negative views of “enemy” make effective responses to conflict seem unnecessary; direct pressure on dissenters by which group members are under pressure not to express arguments against any of the group’s views; self-censorship which thwarts the expression of doubts and deviations from the perceived group consensus; the illusion of unanimity which creates the assumption that the majority view and judgments are unanimous; and, self-appointed “mindguards” who are group members that protect the group and the leader from information that is problematic or contradictory to the group’s cohesiveness, view, and decisions.

Decisions shaped by groupthink have a low probability of achieving successful outcomes.When the above symptoms, and such conditions by all indications exist to some degree among foreign policy officials in European capitals making decisions on the Trump administration, there is a reasonable chance that groupthink will happen. However, it does not need to be so. Groupthink occurs when groups are highly cohesive and when they are under considerable pressure to make a quality decision.  Within respective capitals that might be the case, but among countries cohesion is attenuated. The political and social pressures to conform to counter-Trump outlook may exist, but relations with the US relationship is too important for too many countries to inexcusably allow the situation to deteriorate so acutely.  European leaders and officials should drive themselves to realistically appraise courses of action available to them. Any carelessness and irrational thinking that led to the failure to consider all alternatives along the wrongful path to  groupthink must be subtracted.

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A US F-22 Raptor (above). Ensuring Europe’s well-being is in the interest of the US. If grave harm ever came to any US ally or partner in Europe, the impact in all quarters in Washington would be shattering. It would guarantee a devastating, immediate response by Trump.  Europe faces no danger of abandonment by the US despite how Trump or his senior officials may sound. Trump only speaks of pruning the leaves and branches of the tree, he does not want to poison the root.

European Leaders and Officials Must Act under Pressure

Diu in ista nave fui et propter tempestatem nubesque semper mortem expectabam. (I was on board that ship for a long while, and I was constantly expecting death on account of the storms and clouds.)  Among Trump’s immediate thoughts about Europe have been to make some changes with regard to security. The big issue is failure of some European countries to meet their financial commitments to NATO. In reality, some European countries have been remiss, consistently failing to meet a 2 percent GDP goal agreed to by alliance members. Trump wants to resolve that issue with the Europeans. However, Europe faces no danger of abandonment by the US despite how his words or those of his senior officials. To use a soft metaphor, Trump only speaks of pruning the leaves and branches of the tree, he does not want to poison the root. (Certainly, if Trump’s goal was to get Europe’s full attention with his statements, he has succeeded in that.) Yet, many in Europe have formed opinions that contrast with this reality. They may not be disposed to pursuing the truth, fearing what the truth may be. Worrying about US actions and intentions is a new type of stress, posing unfamiliar and unimaginable challenges.

University of Chicago Executive Vice Provost and Professor of Psychology, Sian Beilock, has spent years investigating how people perform under pressure and avoid failure. She has published more than 100 papers on the subject, and recently won the 2017 Troland Research Award from the National Academy of Sciences for her research. Her most recent book, How the Body Knows Its Mind (Simon & Schuster, 2015), discusses what scientists have learned about the influence of body movement on brain activity. It includes tips such as pacing around a room for a creativity boost. At the Human Performance Laboratory, where she is director, Beilock and her colleagues explore the physiological mechanisms by which people buckle under pressure. They have measured the amount of cortisol in a person’s saliva to gauge stress levels and have used neuroimaging to see which areas of the brain are activated during high-pressure situations. Beilock has found that individuals are capable of making just about anything become a stressful, high-stakes activity. She explained, “Some of the greatest chokes are on the Olympic stage, but they also happen when you can’t say eloquently what you want to say in a meeting.” Overthinking often trips people up. “It’s paralysis by analysis,” Beilock says. Individuals can get confused when they think too much, worry too much, about what they are doing.

Beilock also tests subjects’ reaction times and accuracy at the Human Performance Laboratory to understand performance failure. She often includes golfers in her research. Many golf pros claim the sport is 90 percent mental making it an ideal forum for her research. At the professional level, some golfers fail to perform well in front of spectators. Beilock has found golfers easily become stressed when caused to think about the technical aspects of their swing. She explained,  if you really want to mess with a golfer’s game, you could just say, “That was a great shot! What were you doing with your elbow?” On her blog, Beilock calls attention to Bruce Ollstein, a former drill instructor and US Army Psychological Operations officer, who delved into the effects of stress on golfers in his book, Combat Golf: The Competitor’s Field Manual for Winning Against Any Opponent (Viking, 1996). Ollstein explains that a few choice words will typically have a deleterious effects on a golfer’s morale and performance. Among those methods, Ollstein listed: hand out some “gimmies”; plant seeds of doubt; leave them “hanging”; and, silence is golden.

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German Chancellor Angela Merkel and US Vice President Mike Pence (above). European leaders and officials must no longer fall prey to attention grabbing news stories about Trump, some of which have supported very wrong notions in Europe about his plans. They must be wary of experts who postulate on very important matters from the abstract. Additionally, they must guard against self-deception.

It may very well be that, albeit unintentionally, US foreign policy experts in discussing Trump with their European colleagues as well as with European leaders and officials, they may have had a deleterious effects on their perspective, morale, and performance. Leaders and officials may have been thrown a bit off-kilter, and delayed getting both involved and into a working rhythm with the Trump administration after learning of US news media reports and comments from the Obama administration in its waning days. Consider that from the start of 2016 Presidential Election, uncertainty was created about what a Trump victory would mean for Europe given some harsh campaign comments on NATO. It likely had a chilling effect on them. However, assurances also came from all quarters that former US Secretary of State Hillary Clinton would win the election. After the election there was more turmoil, and before the Europeans could formulate an approach to Trump, they encountered a flurry of reports detailing his inexperience and how unprepared he was to appropriately handle foreign policy decisionmaking. Doubts were expressed about his advisers perspectives and abilities. Questions were raised about Russia’s influence on the election result and Trump’s campaign. Stories were told of a war between Trump and the US Intelligence Community, and rumors swirled that Trump might face impeachment.

At Munich, US  foreign policy experts were reportedly making statements that perhaps may have unwittingly done even more to plant seeds of doubt and undermine the confidence of European leaders and officials in their abilities to reach out to, or work with, Trump. Consider the comments by Julianne Smith, a former principal Director of European and NATO Policy in the Office of the Secretary of Defense and Deputy National Security Adviser to former US Vice President Joe Biden in the February 19th New York Times. Smith reportedly explained people would be reassured “for about five hours, or maybe through the weekend.” What remains unresolved, she said, is who will come out on top in what she called a battle among the three centers of power in the White House: Trump, Bannon and White House Special Adviser Jared Kushner, Trump’s son-in-law. On Pence, Derek Chollet, a former Assistant Secretary of Defense for International Security Affairs in the Obama administration, who is now with the German Marshall Fund of the United States, proffered, “His [Pence’s] mission was always going to be hard, but it was made even more so by the questions about his lack of influence inside the White House.” As for beginning a story that has no end, and letting one “hang,” doubt was left by US experts at Munich left as to what lies ahead with the Trump administration.   Smith went on to explain in the New York Times that Europeans were disturbed when retired US Navy Vice Admiral Robert Harward turned down an offer to replace Trump’s former National Security Adviser Michael Flynn because he would not be given autonomy over his staff.  She said, “Our allies don’t know who is their interlocutor and what phone number to call.” She went on to state, “And talk of hedging NATO commitment on financial contributions did rattle the alliance,” even if European members acknowledge that they need to pay more for collective defense. As for convincing the Europeans that Trump has basically been silent on his intentions and letting them dwell on their inabilities, anxieties, US experts explained to them that they were not told enough in Munich still to understand or plan for relations with the administration. The US historian and foreign policy commentator Robert Kagan dismissed Pence’s address in Munich as a “robotic salute to the man in power.” Although Pence tried to tackle the doubts of European leaders and officials head-on by explaining at the start that he was speaking for Trump, Kagan reportedly noted disapprovingly that he went on “to mention the president 19 times in the course of the 20-minute speech.”

U.S. President Donald Trump listens to a translation during a joint news conference with Japanese Prime Minister Shinzo Abe at the White House in Washington

With a second look at Trump, European leaders and officials may recognize an intriguing duality. In business, he engaged in high stakes negotiations and hefty transactions, but also displayed talent as a builder, a man who created things.  Designing and constructing buildings was an art for Trump. As a media celebrity, he lived a life of high drama while he entertained. During the 2016 US Presidential Campaign, Trump’s capabilities seemed to coalesce in an interesting and effective way.

Knowing the Real Trump

Quid enim est stultius quam incerta pro certis habere, falsa pro veris? (What, indeed, is more foolish than to consider uncertainties as certain, falsehoods as truths?) The renowned 19th century Prussian statesman, Otto von Bismarck said “Politics is the art of the possible.” To better understand Trump and improve relations with the US, European leaders and officials must set aside their personal preferences. There are some solid reports that present positive perspectives on Trump. Those reports as well as any that may even appear feeble, must be examined. The analytical process in the current environment must be akin to a crucible in which irrelevancies are burned off and result is the truth. If European leaders and officials could disassociate themselves from the mixed, very often negative, signals emanating out the political milieu in the US, they might recognize an intriguing duality about Trump. In business, Trump for decades engaged in high stakes negotiations and hefty transactions. He displayed talent as a planner, manager, and builder, a man who created things. The German philosopher Friedrich Wilhelm Joseph von Schelling said, “Architecture is music in space, as it were a frozen music.” The architecture of Trump’s buildings and music would have things in common such as rhythm, texture, harmony, proportion, and dynamics. For Trump, designing and constructing buildings was an art. He could become lost in it. That was Trump’s world, too. As a media celebrity, he lived a life of high drama while he entertained and bedazzled. During the 2016 Presidential Campaign, Trump’s varied capabilities and interests appeared to coalesce in an interesting and, albeit, effective way. On the surface, Trump was self-confident, audacious, brash, and bombastic–some might add boorish, yet in his planning, he was humble, meticulous, perceptive, and innovative. European political leaders might take special note of how Trump, facing constant waves of invective, even calumny, dug deep inside himself and always found a way, leaving other candidates trailing in his wake. This stands in stark contrast to the notions of Trump’s alleged vacuity, which is more often deceitfully served up by a variety angry, aggressive, envious, and ambitious sources camped in all directions. They all certainly have reasons for their positions. The presidency represents a huge change for Trump and he continues to recurvate from being a very successful businessman and celebrity known worldwide to a more potent, more formal, and in many ways, more narrow role. Regarding all of the opprobrium, Trump has seen other winds and has faced other storms.  He has no reputation for faltering in adversity.

When Trump stated “America First” during his inaugural address on January 20, 2017, he was presenting the term as a concept, a guiding principle indicating that his administration would consider the interest of the US over anything else. Trump will unlikely be disposed to subordinating the interests of the US to the wishes of any country. However, ensuring Europe’s well-being is in the interest of the US. If grave harm ever came to any US ally or partner in Europe, the impact in all quarters in Washington would be shattering. It will guarantee a devastating, immediate response by Trump. The Trump administration continues to evolve. Recently, US Army Lieutenant General H. R. McMaster, a renowned military strategist and national security expert, became Trump’s new National Security Adviser. Looking toward the future with optimism, the US president will most likely find his stride very soon on relations with Europe. A new balance may be observed and perhaps many European leaders and officials will appreciate Trump’s very formidable, comprehensive capabilities. After all that has been said and done, some Europeans remain optimistic. Thomas Matussek, a former German ambassador to the United Kingdom and the UN, said that “people will be reassured to some degree, because they want to be.” He contrasted Trump and White House Special Adviser Stephen Bannon: “Trump’s not an ideologue, like Bannon, but pretty pragmatic and innovative, subject to discussion.” Robin Niblett, the director of Chatham House, a London-based research institution, expressed optimism saying: “Trump does not come in with a fixed foreign-policy agenda on many issues, so there is contested space and room for influence and maneuver.” Niblett recalled Trump’s early “flip-flops” on Israel and NATO, but then explained: “Trump’s fixated on certain things, like trade and jobs and America’s place in the world, but there seems to be room for influence.” Artis Pabriks, a Latvian member of the European Parliament mentioned earlier, said that he trusted Mattis and McCain, and applauded the recent introduction of US and other NATO troops into the Baltic States and Poland.  He expected Trump will keep that policy approach in place.

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The Trump administration continues to evolve. Recently, US Army Lieutenant General H. R. McMaster (above), a renowned military strategist and national security expert, was named Trump’s National Security Adviser. Looking toward the future with optimism, Trump will likely find his stride soon on relations with Europe. A new balance may be observed and European leaders and officials may come to appreciate him. Many times, from bad beginnings, great friendships have sprung up.

The Way Forward

In Act I, Scene iv of William Shakespeare’s play, Measure for Measure, Lucio, a man living the “sporting life” in Vienna, was urged to speak with Isabella, a St. Clare nun, about her brother Claudio’s arrest by Angelo, the very officious, upstanding acting executive of the city.  Lucio sought to convince Isabella that she could successfully use her wit and influence to have her brother released. In that effort, Lucio speaks to famous lines to Isabella: “Our doubts are traitors and make us lose the good we oft might win by fearing to attempt.” Man-made dilemmas are not mysteries, but puzzles. While one may be confused, or tested by a puzzle, they have solutions. For now, the solution to strengthening Europe’s relationship with the US is temporarily hidden, temporarily misunderstood. Talk about Trump in Europe has absorbed not only regional and national leaders and other officials, but the public’s attention in every country of the continent. Due to what will eventually be recognized as misunderstandings, there have been some bouts of words, albeit a bit attenuated, which have created some disturbance, hurt some feelings, caused some wounds, on both sides of the Atlantic, but they must be soothed and healed. European leaders and officials must act before a numbness sets in, before Europe is inured by the idea that it cannot work with the Trump administration, that it must face challenges such as a resurgent Russia alone. With obstinacy, they must seek to regularly engage with Trump and administration officials in rational, concrete discussions to find agreement or a satisfactory middle ground on issues.

The process of changing the current environment should begin with the application of the objective truth to analyses of the new US administration. Europe must reexamine what it knows about Trump. Being readily available, the US news media should naturally be seen as an open, overt source of information on Trump and his administration. However, not all news media houses produce news the same way. Mistakes are also made. While it albeit serves as a watchdog for the democracy, admittedly, some US news media have  propagated very negative perspectives of the Trump administration. European leaders and officials must not fall prey to attention grabbing lines about Trump, some of which have supported very wrong notions in Europe about his plans. They must also be wary of experts who postulate on very important matters from abstractions. Additionally, they must guard against self-deception. All of the plans and actions of European leaders and officials must be directed toward benefiting the lives of their people. Certainly this prescription cannot be more grievous than the danger of poor relations with the US.

Many times, from a bad beginning, great friendships have sprung up. Until Europe sets forth to establish firm ties with the Trump administration, there is only the prospect of receding into a gloomy world, in which the potential of the transatlantic relationship will be frozen. To escape from it, some might deny reality and create a substitute reality in which they might concede that the only prospect for peace is a concordance with their most likely adversary, Russia. The idea of wanting to turn desperately to false reality reminds of the poem Ode to a Nightingale by the English poet, John Keats. In this 1819 ode, Keats emphasizes the difference between the gloomy physical world and the dreamlike, spiritual world of the nightingale. In the fifth stanza, Keats stimulates the reader’s senses by describing that very fragrant, floral, gossamer imitation of reality: “I cannot see what flowers are at my feet, / Nor what soft incense hangs upon the boughs, / But, in embalmed darkness, guess each sweet / Wherewith the seasonable month endows / The grass, the thicket, and the fruit-tree wild; / White hawthorn, and the pastoral eglantine; / Fast fading violets cover’d up in leaves; / And mid-May’s eldest child, / The coming musk-rose, full of dewy wine, / The murmurous haunt of flies on summer eves.”

Unintentional Human Error Led to Airstrikes on Syrian Troops, Pentagon Says: Greater Care Is Required in Many Areas

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The US Central Command (CENTCOM) Combined Air Operations Center (CAOC) at Al-Udeid Air Base, Qatar (above). It is comprised of a joint US military and Coalition team that executes day-by-day combined air and space operations and provides rapid reaction, positive control, coordination, and deconfliction of weapons systems. On September 17, 2016, CAOC was monitoring a Coalition airstrike over Deir Ezzor when Russian Federation forces informed it that the attack was hitting a Syrian military position. The attack impacted a US diplomatic effort with Russia on Syria.

According to a November 29, 2016 New York Times article entitled, “Unintentional Human Error Led to Airstrikes on Syrian Troops, Pentagon Says,” the US Department of Defense identified “unintentional” human mistakes as the causality for the US-led airstrikes that killed dozens of Syrian government troops in September 17, 2016. The strikes occurred as a deal to ease hostilities in Syria, brokered by the US and Russia, was unraveling. They particularly undercut US Secretary of State John Kerry’s diplomatic efforts with Russian Federation Foreign Minister Sergei Lavrov to coordinate the US and Russian air campaigns over Syria. Russian Federation military units, which were working closely with the forces of Syrian Arab Republic President Bashar al-Assad to fight ISIS and other rebels, said the attack had killed 62 Syrian troops and wounded more than 100. The attack marked the first time the US had engaged the Syrian military since it began targeting the ISIS in Syria and Iraq two years ago. It was determined as result of the investigation, led by US Air Force Brigadier General Richard Coe, that the attack was conducted under the “good-faith belief” that the targets were ISIS militants. It also concluded that the strikes did not violate the law of armed conflict or the rules for the US military. Danish, British and Australian forces also participated in the airstrike. Coe said, “In my opinion, these were a number of people all doing their best to do a good job.”

As Kerry was engaged in a crucial effort to persuade Russia to coordinate its air campaign in Syria with similar US efforts when the airstrike occurred, greatcharlie has been fogged-in over why the risky attack was ever ordered. In a previous post, greatcharlie stated that Russian Federation military commanders could benefit greatly from working alongside US air commanders and planners. It was also suggested that the US might provide a demonstration of its targeting and operational capabilities to encourage Russia’s cooperation. However, the errant attack was certainly not the sort of demonstration greatcharlie had in mind. On better days, US air commanders and planners have demonstrated a practically unmatched acumen in using air assets of the US-led coalition’s anti-ISIS air campaign to shape events on the ground in support of the goals of US civilian leaders. US air commanders and planners have very successfully conducted No-Fly Zones and sustained air campaigns over the past three decades, in Bosnia, Yugoslavia, Kosovo, where political goals endured, and in Iraq, Afghanistan, and Libya.

Those experienced enough in life fully understand that it has its promises and disappointments. Whether events go well or negatively for one, an authentic truth is revealed in the outcome from which valuable, edifying lessons as well as new ideas can be extrapolated. The errant bombing of September 17, 2016 and findings of the investigation of it have come late in the administration of US President Barack Obama. Too little time is really available for lessons from the incident to influence any remaining decisions that the administration might make on Syria or military coordination and cooperation with Russia. The subsequent collapse of the negotiations on military coordination may have assured such decisions would not be required. Yet, for the incoming US administration, they may offer some useful hints on negotiating military coordination and cooperation with Russia on Syria or other countries on other issues if the opportunity arises. A few of those lessons are presented here with the hope they might mitigate the potential of an unfortunate military incident as witnessed in Syria that might also derail a crucial diplomatic effort. The overall hope is that the next administration will be tended by an honorable peace. Quidquid ages, prudenter agas et respice finem! (Whatever you do, do cautiously, and look to the end!)

Russian Foreign Minister Sergey Lavrov and U.S. Secretary of State John Kerry leave after their bilateral meeting at the APEC Ministers Summit in Lima

The airstrike undercut US Secretary of State John Kerry’s (right) diplomatic effort with Russian Federation Foreign Minister Sergei Lavrov (left) to coordinate the US and Russian air campaigns over Syria. Bringing Russia over to the US view was already dicey. A few days before the incident, the US and Russia exchanged charges of noncompliance with a ceasefire agreement reached on September 12th in Geneva.

This Was Not the Demonstration of US Capabilities Imagined

The Obama administration may not have actually been enthused about working with Russian Federation President Vladimir Putin on Syria, but it recognized that Russia, with its considerable military investment in Syria, can play an important role in ending the war. To that extent, it sought to have Putin agree to have agreement crafted by Kerry and Lavrov to cooperate militarily. The agreement called for formation of a US-Russia Joint Implementation Center to coordinate strikes against ISIS as well as Al-Qaeda affiliated Islamic militant forces after there had been seven consecutive days of reduced violence in the civil war and humanitarian aid had begun to flow to besieged communities in Syria. Bringing Russia over to the US view was already dicey enough. A few days before the incident, the US and Russia exchanged charges of noncompliance with the ceasefire agreement that Kerry and Lavrov reached on September 12, 2016 in Geneva.

On August 20, 2016, greatcharlie suggested the US could increase the value of its assistance through an actual demonstration of US capabilities to further encourage a change in Putin’s perspective on Kerry’s proposal on military cooperation. Included among recommendations was providing Putin with a complete US military analysis of the setbacks Russia and its allies have faced in Syria, and the relative strengths and weakness versus their Islamic militant opponents. The exact manner in which intelligence resources the US proposed to share with Russia and US military resources would have been of value to Russia could have been demonstrated by targeting and destroying a number battle positions of ISIS and other Islamic militant groups in Syria. Where possible, US airstrikes could have disrupted and destroyed developing attacks and counterattacks against Russia’s allies. Through a video of the attacks, Putin could have been shown how the unique capabilities of US weapons systems could enhance the quality of Russian airstrikes. He might also have been provided with US military assessments of those attacks.

The US Central Command (CENTCOM), which oversees US military operations in the Middle East, told the Russians in advance about the planned strike on an airfield in Deir Ezzor Province, calling it a “professional courtesy.” A senior US official said the Russians had acknowledged the message, thereby assuring they would the audience for the US attack. However, after the attack, the Russians had no reason to express appreciation or compliments to CENTCOM. The strike began in the early evening of the next day. According to Russia, two A-10s, two F-16 fighters, and drones of the US-led Coalition were deployed to attack the airfield. They began hitting tanks and armored vehicles. In all, 34 precision guided missiles were erroneously fired on a Syrian Arab Army unit. The attack went on for about 20 minutes, with the planes destroying the vehicles and gunning down dozens of people in the open desert, the official said. Then, an urgent call came into CENTCOM’s Combined Air Operations Center (CAOC) at Al-Udeid Air Base in Qatar, which provides command and control of air power throughout Iraq, Syria, Afghanistan and 17 other nations.  The Russians relayed to the CAOC the disappointing news that the US strike was hitting Syrian forces. Four minutes later, the strikes were halted.

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A “bombed up” A-10 Thunderbolt II fighter (above). In the early evening of September 17, 2016, two pairs of Coalition A-10 and F-16 fighters along with drones were deployed to attack an airfield in Deir Ezzor. They began hitting tanks and armored vehicles. In all, 34 precision guided missiles were erroneously fired on a Syrian Arab Army position. The attack lasted about 20 minutes, with the fighters destroying the vehicles and gunning down dozens of Syrian troops in the open desert. If not halted, the entire Syrian unit might have been wiped out.

In Syria over 95 percent of Russian Federation Air Force sorties are flown at 15,000 to 20,000 feet primarily to evade enemy air defenses. As aircrews cannot identify targets, bombs are dropped in areas where air intelligence reports the enemy is located. In attacking urban centers, that can result in collateral damage in the form of civilian deaths and injuries and the destruction of nonmilitary structures. US Permanent Representative to the UN, Samantha Power pointed to the issue of targetting by Russian Federation Air Force and Syrian Arab Air Force jets.  On September 17, 2016, Power stated the Syrian government, assisted by Russia, has tortured and bombed its people. She added, “And, yet, in the face of none of these atrocities has Russia expressed outrage, nor has it demanded investigations, nor has it ever called for . . . an emergency meeting of the Security Council” on a Saturday night or any other night.

Air intelligence provides commanders with information on enemy targets to the extent that visual searches of enemy targets is no longer required. Given the speed of fighters and the need to protect aircrews and aircraft from anti-aircraft weapons and other arms, flying at lower altitudes with the goal of identifying targets by visual search is no longer feasible. Even friendly forces are often required to mark targets with flags or smoke for their own safety. US air commanders ordered the attack in the proximity of Syrian forces, calculating that the conclusions of air intelligence about the target were accurate. Informing aircrews that they would be operating in close proximity to Syrian troops did not create any requirement for them to engage in a time consuming, very hazardous, visual search of the target before going into their attack. Nevertheless, as US Air Force Lieutenant General Jeffrey Harrigian, the commander of US Air Forces and Combined Forces Air Component in CENTCOM aptly explained, “In this instance, we did not rise to the high standard we hold ourselves to, and we must do better than this each and every time.”

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The Russian Federation armed forces and intelligence services use their intelligence tactics, techniques, procedures, and methods to meet the needs of air commanders and planners. However, over 95 percent of Russian Federation Air Force sorties in Syria are flown at 15,000 to 20,000 feet primarily to evade air defenses. Bombs are dropped where air intelligence reports state the enemy is located. Attacks in urban centers have resulted in civilian deaths and injuries and the destruction of nonmilitary structures.

Intelligence Analysts Erred

The Russian Federation armed forces and intelligence services proudly use their own intelligence tactics, techniques, procedures, and methods to meet the needs of commanders and planners. Russian Federation commanders and planners would certainly like to believe that by intensifying their own intelligence gathering activities, they can achieve success without US assistance. However, the summer of 2016 proved to be particularly difficult for Russian Federation forces and their allies as progress eastward toward Raqqa and Deir Ezzor was slowed. ISIS was able to apply pressure, infiltrating into areas retaken by the allies and launching counterattacks. The fight for Aleppo became a greater strain than anticipated. Beyond human intelligence collection–spies, the US gathers continuous signal and geospatial intelligence over Syria. Those multiple streams of intelligence could assist Russian Federation commanders and planners in pinpointing ISIS and other Islamic militant groups on the ground even if they are dispersed. Air assets of the Russian Federation and its allies could destroy them, disrupt their attacks, and support ground maneuver to defeat them. In support of the proposal, Kerry and Lavrov already agreed that a map could be drawn up indicating where Islamic militant forces are positioned. They also agreed that US and Russian military personnel working in the same tactical room would jointly analyze the intelligence and select targets for airstrikes.

Reportedly, US surveillance aircraft had been watching the erroneously-labelled Syrian unit for several days. According to a redacted copy of a report that summarized the investigation, a drone examined an area near an airfield in Deir Ezzor Province in eastern Syria on September 16, 2016, identifying a tunnel entrance, two tents and 10 men. The investigation found that those forces were not wearing recognizable military uniforms or identification flags, and there were no other signs of their ties to the Syrian government. On September 17, 2016, a CENTCOM official, who at the time requested anonymity because the incident was still being investigated, said military intelligence had already identified a cluster of vehicles, which included at least one tank, as belonging to ISIS. Coe stated, “In many ways, these forces looked and acted like the Daesh forces the coalition has been targeting for the last two years,” using the Arabic acronym for the Islamic State.

In a statement on the investigation of the incident, CENTCOM outlined a number of factors that distorted the intelligence picture for the airstrike. Included among them were “human factors” such as “confirmation bias”; “improper labelling”; and invalid assumptions. The Syrian Arab Army unit observed at Deir Ezzor was wrongly identified or labelled as ISIS early in the analytical process. CENTCOM’s statement indicated that incorrect labelling colored later analysis and resulted in the continued misidentification of the Syrian unit on the ground as ISIS. Further, the statement laid out a series of changes to the targeting process that the Defense Department has already made to include more information-sharing among analysts. The US Air Force has independently placed its process for identifying targets under review.

Qui modeste paret, videtur qui aliquando imperet dignus esse. (The one who obeys with modesty appears worthy of being some day a commander.) What appears to have been needed at the time beyond issues concerning tactics, techniques, procedures and methods for conducting air operations was better coordination of its own diplomatic and military activities regarding Syria. As a sensible precaution, US air commanders and planners should have been informed that operations conducted at that time could have considerable positive or negative impact on US diplomatic efforts in Syria. (The publicized record of the investigation does not touch on this point.) The delicate nature of diplomacy would have been factored into planning, not shrugged off. Interference by civilian leaders in military units’ tactical operations is surely not desired by commanders. Yet, by failing to call attention to the unique political and diplomatic environment in which they were operating over Syria, the matter was left open to chance.

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MQ-1 Predator drone (above). Reportedly, US surveillance aircraft had been watching the erroneously-labelled Syrian military position for several days. A drone examined an area near an airfield in Deir Ezzor Province on September 16, 2016, identifying a tunnel entrance, two tents and 10 men. The investigation found that those forces were not wearing recognizable military uniforms or identification flags, and there were no other signs of their ties to the Syrian government.

Confirmation Bias and Hormones: Decisionmaking on the Airstrikes

Decipimur specte recti. (We are deceived by the appearance of right.) In the conclusions of the US Defense Department’s investigation, causality for the incident was found to be in part the thinking of US air commanders and planners. It was determined to have been a bit off-kilter and confirmation bias was pointed to specifically. Confirmation bias is a result of the direct influence of desire on beliefs. When individuals desire a certain idea or concept to be true, they end up believing it to be true. They are driven by wishful thinking. This error leads the individual to cease collecting information when the evidence gathered at a certain point confirms the prejudices one would like to be true. After an individual has developed a view, the individual embraces any information that confirms it while ignoring, or rejecting, information that makes it unlikely. Confirmation bias suggests that individuals do not perceive circumstances objectively. An individual extrapolates bits of data that are satisfying because they confirm the individual’s prejudices. Therefore, one becomes a prisoner of one’s assumptions. The Roman dictator Gaius Julius Caesar has been quoted as saying “Fene libenter homines id quod volunt credunt,” which means, “Men readily believe what they want to believe.” Under confirmation bias, this is exactly the case.  Attempting to confirm beliefs comes naturally to most individuals, while conversely it feels less desirable and counterintuitive for them to seek out evidence that contradicts their beliefs. This explains why opinions survive and spread. Disconfirming instances must be far more powerful in establishing truth. Disconfirmation requires searching for evidence to disprove a firmly held opinion.

Cogitationem sobrii hominis punctum temporis suscipe. (Take for a moment the reasoning of a quiet man.) For the intelligence analyst, appropriately verifying one’s conclusions is paramount. One approach is to postulate facts and then consider instances to prove they are incorrect. This has been pointed to as a true manifestation of self-confidence: the ability to look at the world without the need to look for instances that pleases one’s ego. For group decision-making, one can serve a hypothesis and then gather information from each member in a way that allows the expression of independent assessments. A good example can found in police procedure. In order to derive the most reliable information from multiple witnesses to a crime, witnesses are not allowed to discuss it prior to giving their testimony. The goal is to prevent unbiased witnesses from influencing each other. US President Abraham Lincoln intentionally filled his cabinet with rival politicians who had extremely different ideologies. At decision points, Lincoln encouraged passionate debate and discussion.

At the University of Pennsylvania’s Wharton School of Business, research is being done to better understand the biological basis for decisionmaking using lab experiments and biological data. Some of the findings of research scientist, Gideon Nave, who came to Wharton from the university’s neuroscience department, prove as relevant to this case as much as confirmation bias. Nave explains that the process of decision-making is influenced by their biological state. Factors that can influence that biological state naturally include hunger, sleep deprivation and stress. However, Nave is also looking deeper at the influence of hormones on decision-making. In dominant situations, different hormones fluctuate in people. For example, stress creates a clearly measurable biological stress response that consists of elevation of several hormones in our body. Nave has focused on noradrenaline and cortisol. Cortisol specifically affects decisionmaking.

In examining decisionmaking, Nave recognizes that people trade-off by people accuracy and speed when making decisions. Cortisol, Nave has found, influences people’s will to give the simple heuristic, or “gut answer” faster, as if they were under time pressure. There is a simple test Nave uses through which one can observe their own responses. It come in the form of a math word problem. There is a bat and a ball for the US sport baseball. Together, they cost $1.10. Now, the bat costs a dollar more than the ball. What’s the price of the ball? More often than not, individuals tested will give their intuitive answer. Indeed, as the ball is 10 cents, and the bat is $1 more, they typically believe it means that the bat is $1.10, so together the bat and ball would be $1.20. However, that would be incorrect. The correct answer is 5 cents and $1.05. When the answer 10 cents is given, it usually has not been thought through. There is no time limit set for providing an answer. There is no incentive offered by the tester for answering with speed. It seems the only real pressure is the desire of an adult, who may be paid for being correct at his or her job, and may be achievement oriented, to correctly answer what is an elementary school-level math woth word problem with speed and confidence.

In analysis at the tactical level, target identification can require splitting-hairs. Much as a bank teller dispensing cash, a mistake by an intelligence can lead to a crisis. Doubt and uncertainty can be mitigated with sufficient, timely redundant assessments. In a sensitive political and diplomatic environment as the one faced in Syria, the slightest uncertainty should have been cause enough to deliberate and think through a target’s identification. While normally action-oriented, in a sensitive political and diplomatic environment, the commander, for that brief period, could order unit commanders and planners exercising caution in targeting and launching attacks.

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In anew initial statement (above), CENTCOM, still uncertain, recognized the possibility that Syrian forces were hit in Deir Ezzor. For the intelligence analyst, verifying one’s conclusions is paramount. One approach is to postulate facts and then consider instances to prove they are incorrect. It requires the ability to look at the world without the need to look for instances that pleases one’s ego. For group decision-making, one can set a hypothesis and gather information from each member, allowing for the expression of independent assessments.

Ensuring the Right-hand and the Left-hand Know What the Head Wants

Perhaps civilian leaders in the Obama administration failed to fully consider or comprehend issues concerning measures used to identify and decide upon targets. Perhaps they were unaware that it was more important in that period of intense negotiations with Russia to minimize or simply avoid attacks on targets in close proximity to the forces of Russia and its allies. Under ordinary circumstances, the matter could reasonably be left for Russia commanders in the field to handle without concern for any implications in doing so. If in the future, an effort is made to demonstrate to Russia the best aspects of US capabilities and the benefits enjoyed by US-led Coalition partners in operations against ISIS and Al-Qaeda affiliated Islamic militant forces, some guidance regarding urgent political goals for that period, and the need for enhanced diligence and perhaps restraint in the conduct of operations must be issued. It was either determined or no thought was given to reviewing and approving relevant procedures and initiatives at a time when crucial diplomatic efforts needed to be, and should have been, supported.

Historia magistra vitae et testis temporum. (History is the teacher and witness of times.) During the 1962 Cuban Missile Crisis, civilian leaders recognized the need for enhanced diligence and perhaps restraint in the conduct of a Naval blockade of Cuba. The effort US Secretary of Defense Robert McNamara to inform US Chief of Naval Operations Admiral George Anderson of that resulted in a renowned angry exchange between them. The sources on which Graham Allison relied upon in the original edition of his seminal work on the crisis, Essence of Decision: Explaining the Cuban Missile Crisis (Little, Brown and Company,1971), claimed that the US Navy failed to implement the President John Kennedy’s orders to draw the blockade like we closer to Cuba ostensibly to give the Soviet Union’s calculating Chairman of the Council of Ministers, Nikita Khrushchev, more time to decide to half Soviet ships, and that Anderson resisted explaining to McNamara what procedures the Navy would use when intercepting the first Soviet ship to approach the line.

According to Allison’s account of the confrontation between McNamara and Anderson, US President John Kennedy was worried that the US Navy, already restive over the controls imposed on how the blockade of Cuba was to be executed, might “blunder into an incident.” McNamara was closely attuned to Kennedy’s worries and resolved to press the Navy leadership for additional information on its modus operandi. Confronting Anderson, McNamara minced no words: “Precisely what would the Navy do when the first interception occurred?” Anderson told him that he had already covered that same ground before the National Security Council, and the further explanation was unnecessary. This answer angered McNamara, proceeded to lecture Anderson on the political realities: “It was not the President’s design to shoot Russians but rather to deliver a political signal to Chairman Khrushchev. He did not want to push the Soviet leader into a corner; he did not want to humiliate him; he did not want to risk provoking him into a nuclear reprisal. Executing the blockade is a an act of war, one that involved the risk of sinking a Soviet vessel. The sole purpose of taking such a risk would be to achieve a political objective. But rather than let it come to that extreme end, we must persuade Chairman Khrushchev to pull back. He must not be ‘goaded into retaliation’.” Getting the feeling that his lecture did not sink in, McNamara resumed his detailed questioning. Whereupon Anderson, picked up the Manual of Naval Regulations, waved it in McNamara face and shouted, “It’s all in there!” McNamara retorted, “I don’t give a damn what John Paul Jones would have done. I want to know what you are going to do, now!”

Other sources that Allison utilized claimed that civilian leaders believed US antisubmarine warfare operations included using depth charges to force Soviet submarines to surface, raising the risk of inadvertent war. According to Richard Betts in American Force: Dangers, Delusions and Dilemmas in National Security (Columbia University Press, 2011). Subsequent research indicated that these stories were false. Indeed, Joseph Bouchard explains in Command in Crisis: Four Case Studies (Columbia University Press, 1991) that McNamara actually ordered antisubmarine procedures that were more aggressive than those standard in peacetime. Harried civilian leaders may not have fully comprehended the implications of all these technical measures, or may have had second thoughts. Nevertheless, the relevant procedures and initiatives did not escape their review and approval.

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US President John Kennedy (left) with US Secretary of Defense Robert McNamara (right). During the 1962 Cuban Missile Crisis, civilian leaders recognized the need for enhanced diligence in the conduct of a Naval blockade of Cuba. McNamara’s effort to inform the US Navy of that resulted in a renowned exchange between himself and the Chief of Naval Operations, US Navy Admiral George Anderson. Well before the errant Syria airstrike, civilian leaders should have told US air commanders and planners of their operations’ potential to impact crucial, ongoing US diplomatic efforts.

The Way Forward

In William Shakespeare’s comedy, The Tempest, Prospero, the rightful Duke of Milan, although forced to take refuge on an island for twelve years after his brother Antonio seized his title and property, refused to use his extraordinary powers, magic, to take revenge when the opportunity presented itself.  Prosperous remarks, “The rarer action is in virtue than in vengeance.” The best definitions of virtue can be found among teachings of various religions. However, to avoid being impolitic by choosing one religion and its tenants over others, its definition can be drawn from philosophy. From a philosophical perspective, virtue is well-defined by the “Golden Mean” proffered by Cleobulos of Lindos, one of the Seven Sages of Greece. The Golden Mean manifested an understanding that life is not lived well without following the straight and narrow path of integrity. That life of moderation is not what is popularly meant by moderation. The classical Golden Mean is the choice of good over what is convenient and commitment to the true instead of the plausible. Virtue is then the desire to observe the Golden Mean. Between Obama and Putin, no confidence, no trust, no love existed, and relations between the US and Russia have been less than ideal. Regarding the errant Syria airstrike, the Permanent Representative of the Russian Federation to the UN, Vitaly Churkin, said it perhaps served as evidence of US support for ISIS and an al-Qaeda affiliate fighting the Syrian government which the US sought to remove. Churkin’s statement could be viewed as indicaing that insinuated into his thinking was the notion commonly held worldwide of the US as virtuous country, a notion proffered, promoted, and purportedly fashioned into its foreign policy. It appears that he, too, would have liked to believe US actions and intentions are guided by virtue. Yet, it would seem that was a hope unfulfilled as a result of the bombing Syrian troops, coupled with all the disagreements and disputes, trials and tribulations between the US and Russia, and led to his expression of so much disappointment and discouragement. Nihil est virtute pulchrius. (There is nothing more beautiful than virtue.)

The US must be a role model, a moral paragon as the world’s leader acting as virtuously as it speaks. The US leaders must act virtuously not just because others worldwide expect it, but rather because they should expect it of themselves. Diplomatic relations with Russia must be transformed in line with a new policy necessitating efforts to end misunderstandings and to exploit opportunities in which the two countries can coordinate and cooperate. However, achieving that will require the effective stewardship of US diplomatic, military, political, and economic activities by US leaders. Micromanagement can often result in mismanagement in certain situations. Still, in the midst of on-going efforts  to resolve urgent and important issues, US leaders must take steps to ensure that all acting on behalf of the US. They must thoroughly understand the concept and intent of the president, the implications of any actions taken individually or by their organizations, and perform their tasks with considerable diligence. All must make a reasonable effort to ensure errant actions are prevented. Melius est praevenire quad praeveniri. (Better to forestall than to be forestalled.)

Iraq’s Premier Narrows the Divide, but Challenges Loom: Will Abadi Take a Path Being Created by Iran?

Iraqi Prime Minister Haider al-Abadi (left) is pictured in an October 2014 meeting with Iran’s Supreme Leader Ayatollah Ali Khamenei (right) in Tehran. Abadi has been successful in mitigating sectarian tension in Iraq. However, with some prodding from Tehran, Abadi now seems to be leaning toward Iran and challenging the administration of US President Barack Obama on its support and commitment to his government.

According to a December 15, 2014 New York Times article entitled “Iraq’s Premier Narrows the Divide, but Challenges Loom”, in nearly every way, Iraqi Prime Minister Haider al-Abadi has so far been a different leader than his predecessor, Nuri Kamal al-Maliki, despite their common Shi’a political bloc. Although the obstacles facing his government are considerable and he faces political challenges within his own party, Abadi’s early performance has encouraged many Western officials. In his first months in office, Abadi has already appeared three times before Parliament which Maliki only did twice in eight years. Abadi has fired incompetent and corrupt military commanders appointed by Maliki and rooted out 50,000 so-called ghost soldiers; no-show troops for whom commanders nevertheless collect salaries. The December 15th New York Times article quoted Gyorgy Busztin, the Deputy Special Representative for the United Nations in Iraq, as saying “He [Abadi] is doing all the things we feared he wouldn’t be doing.” While many officials credit Abadi’s conciliatory style for the improved political environment, they say the changes also point to a new sense of urgency in Baghdad that Iraq might finally break apart in the face of the threat from the Islamic State of Iraq and Greater Syria (ISIS).

Abadi’s greatest test to date came when an Iraqi court sentenced a prominent Sunni politician to death. It was panning out to be an unmitigated disaster for the country’s new prime minister. The verdict, on capital murder charges brought by the previous government against the politician, Ahmed al-Alwani, prompted the defendant’s Alwani tribe to threaten the termination of its coordination with the Iraqi government in the fight against ISIS. However, Abadi moved quickly to mitigate the problem. He immediately contacted Sunni officials and Alwani tribe members, assuring them that there would be no execution. He urged them to solve the matter by the tribal tradition of paying “blood money” to the families of the two soldiers who were killed in a gun battle when commandos came to arrest Alwani last year.

However, the December 15th New York Times article also explained that Abadi faces constraints from hard-line factions within his own Shi’a constituency. For example, Iraqi Vice President Osama al-Nujaifi said that even though Sunni officials were optimistic about Abadi’s intentions, they remained worried about the “old guard,” a reference to Maliki and his cronies, who many believe are working behind the scenes to undermine Abadi. Maliki had already been accused of inflaming sectarian hostility. It was a made cause for the US push for his removal. His reputation was made worse by his open opposition of a deal to share oil revenue with the Kurds. He called the fall of Mosul to ISIS in June a conspiracy orchestrated by the Kurds. It is believed that ISIS’ march over a vast swath of Iraq has been aided by sectarian hostility which Maliki’s rule inflamed. Maliki warned against arming Sunni tribes to fight ISIS. His lack of support for Abadi has also been evinced by his refusal to vacate his prime minister’s offices and palace in Baghdad’s Green Zone. There is the possibility that Maliki is driven purely by his own political objectives and the hope that he might return to power sometime in 2015.

However, it may also be that Maliki’s actions have been driven by Iran. Tehran may be using Maliki both as leverage with Abadi and as a possible replacement, should he take what Iranian leaders in Tehran might view as an overly conciliatory approach toward other sectarian groups in Iraq and move too close to the US. Part of that effort also appears to include having Maliki maintain close linkages with Iran’s Shi’a partners in the region, including groups such as Hezbollah. Abadi must remain concerned with reactions from his Shi’a political base to his bona fides as leader of Iraq’s Shi’a community upon which his political survival depended. Indeed, it appears Iran’s approach is working. True, Iraqi leaders have always visited Iran since the 2003 invasion by the US-led coalition. Yet, recent visits by Abadi and other senior Iraqi officials indicate Iran still holds considerable influence with them. There is palpable feeling in the air that renewed linkages between Iraqi Shi’a political leaders and Tehran has been created. It has been firmed by Iran’s efforts and sacrifice in defense of Iraqi cities, towns, and citizens from ISIS.

Doubts Arise about Abadi in the US

When the ISIS blitzkrieg began in Iraq on June 9, 2014, the response of the administration of the US President Barack Obama included pushing then Iraqi Prime Minister Nuri Kamal al-Maliki to establish a representative government, to include Sunnis and Kurds. It was seen as an effort to heal the rifts being exploited by the insurgents. The militants captured large parts of the country’s western and northern provinces in their June offensive after Sunni residents threw their support to the group after the Maliki government stopped paying the Sunni tribal fighters who had earlier helped battled the ISIS’s precursor, Al-Qaeda in Iraq (AQI). Obama went as far as to insist that no US military help will be forthcoming unless Iraqis make an effort to bridge their divisions. US Secretary of State John Kerry, in talks with Maliki, tried to make headway on the issue. After a protracted political crisis, the Iraqi Parliament voted to have Maliki step down in August, and Abadi took over with a mandate to establish a new government more representative of Iraq’s ethno-religious groups and gain the trust of Iraq’s disaffected Sunnis so they would fight ISIS rather than support it. His early performance encouraged many US and Iraqi officials.

In support of Abadi’s government, the US deployed 1,700 US troops to Iraq with the mission to help train and reorganize the highly fractured Iraqi Army. It had dwindled to nearly half its size from the 50 brigades it had when the US forces left in 2011. US military troops would also prepare the Iraqi Army for a ground offensive against the ISIS. A fight to retake Mosul was being planned for the spring of 2015. Obama announced in November that the US would send 1,500 additional troops as part of a $1.6 billion effort to train and equip nine Iraqi brigades and three Kurdish brigades for a renewed push against ISIS. Obama also sought to support plans to create as many as three brigades of Iraqi National Guard units drawn from members of Sunni tribes in the Anbar province to fight AQI. Those tribal militias were a vital part of the “Sunni Awakening” that began in August 2006, during which Sunni fighters turned against AQI. The tribal militias cooperated with US troops in killing large numbers of AQI militants and in pushing the group out of its longtime stronghold in Anbar province. ISIS’s June offensive was launched from Anbar, and it has been consolidating its control over the province.

Alistair Baskey, a spokesman for the US National Security Council, stated for the New York Times in an email that Abadi and the Iraqi government “have made clear that Sunni tribal forces are going to have to be a part of the effort to defeat ISIL [ISIS] and for the security of their provinces.” Baskey went on to comment on Abadi’s participation at a December 3, 2014 Counter-ISIL Coalition Ministerial in Brussels. He stated that Abadi “once again acknowledged that military action alone will not defeat ISIL [ISIS] and that positive steps toward governmental reform, national reconciliation, and economic and social reconstruction will be needed in this fight. This process will take time but it is now underway. The new government is working to integrate tribal fighters into the Iraqi Security Forces.”

However, Abadi, during a December 9, 2014 meeting with US Secretary of Defense Chuck Hagel, reportedly made a strong push for more weapons and expressed doubts about reconciling with Sunni tribes. According to a December 14, 2014 ForeignPolicy.com article, Abadi’s approach caused US and European officials to worry whether the US-led coalition was rushing to train and rebuild Iraq’s military forces without getting a matching commitment from the Iraqi government to make peace with its Sunni tribes. Talk began of holding back the deployment of the additional 1,500 US troops as a way to indicate US displeasure at Abadi. However, it was recognized that any slowdown or hesitation on the part of the US to execute its plan to train and equip the Iraqi military as well as support for the formation of national guard units will have far-reaching consequences. An anonymous US official was quoted in the December 14th ForeignPolicy.com. article as stating if the US waits to deploy additional forces “or if we look like we are starting to wobble in our commitment to Iraq we’ll pay for that inside the coalition and we’ll pay for that with our Arab partners.” Sedit qui timuit ne non succederet! (He who feared he would not succeed sat still!)

Iran Seeks to Guide Abadi’s Way

It is difficult to imagine a scenario in which Iran would tolerate any reduction of its influence or surrender its interests in Iraq as a result of the Obama administration’s actions. Knowing that the type of representative government the US sought to construct for Iraq could not be designed easily, Iranian leaders seemed to believe the US would fail to create it. Khamenei, on June 23, 2014, stated: “We vehemently oppose and disapprove the interference of the Americans and others in Iraq’s domestic matters. We believe that Iraq’s government, people, and the senior clergy are capable of ending this sedition. God willing, they will end it.” After some political horse-trading, Maliki was pushed out and Abadi was brought in. However, Iranian leaders did not concede that the US was better able to manage Iraqi politics. In response, Iran committed itself heavily to Iraq expecting to acquire even greater influence in the country and with Abadi.

Tehran eventually expressed support for Abadi, but it was reserved. It came in the form of congratulations from the Secretary of Iran’s Supreme National Security Council, Rear Admiral (Daryābān) Ali Shamkhani. On August 12, 2014, Shamkhani offered congratulations to the Iraqi people and their leaders for choosing Abadi as their new prime minister. He also stated that Iran supported “the legal process for choosing the new Iraqi prime minister.” Yet, the Iranian leadership’s authentic sentiments on the matter were best expressed by Senior Foreign Policy Advisor to the Supreme Leader and Head of the Expediency Discernment Council Strategic Research Center, Ali Akbar Velayati. On June 19, 2014, Velayati explained, “[Nouri Maliki] is the best figure among existing Iraqi politicians to lead. I say this because I know Iraq. I have cooperated with everyone who is managing Iraq, even before the victory of Iran’s Islamic Revolution.” In following with that sentiment, during Abadi’s first visit to Iran as prime minister on October 20, 2014, Khamenei reservedly expressed appreciation over his formation of the new Iraqi government. Khamenei stated, “Iraq is a big, important, and influential country in the region that can play a (major) role once security and conditions return to normal.” He told Abadi, “We stand by you and will defend your government just as we seriously defended the former administration.” Yet, in Abadi’s presence, Khamenei lauded the performance of Maliki in resolving the problems of the Iraqi people and maintain security in the country. It was not difficult for Abadi to perceive that in Tehran, Maliki’s standing was higher than his own. Press TV reported Khamenei heaped further praise on Maliki when he visited Tehran on November 10, 2014 by saying his approach prevented “chaos” and “instability” in the country. Khamenei rated what he called “Maliki’s approach to help the new government of [prime minister] Haider al Abadi and efforts to establish unity among different Iraqi forces” as “very good.”

By late 2014, Abadi began to publicly lean toward Iran and challenge the US regarding its level of support despite his successes in Iraq. The cause for his change in perspective may have been a combination of weariness from political infighting in Baghdad, the struggle to balance his ties to sectarian groups, pressure from his own Shi’a community, or Iran’s efforts on the battlefield. Abadi may have simply begun to question the Obama administration’s will to engage long-term in the fight against ISIS. His rebellious attitude toward the US was evinced in a December 1, 2014 interview with the Lebanese-based Al-Mayadeen Television. Abadi reportedly stated, “While the United States was hesitant to help Iraqi armed forces amid security threats to Baghdad, Iran was swift to provide assistance to its crisis-torn Arab neighbor.” Abadi went on to express his appreciation to Iran for standing with Iraq in its battle against ISIS. He also explained that Baghdad was determined to maintain friendly relations with Tehran. Abadi stated that the two neighboring nations share common interests, adding Iraq would not sever its relations with the Iran simply because others might ask Baghdad to do so. Given the views he proffered in his December 1st interview, the approach taken by Abadi during his December 9th meeting in Baghdad with Hagel should not have come as a surprise. 

To Abadi, US officials have approached the anti-ISIS fight as a policy issue, but for him that fight is an existential issue. As a neighbor, Iran displays a mutual sense of danger, and its leaders have assured Abadi that as neighbors, they are open to helping his government face many critical issues.

Impact of Iranian Military Support

During a September 25, 2014 meeting with Abadi, Iranian President Hassan Rouhani stated, “Tehran considers Iraq’s security and stability as its own security and stability.” If the Iranians manage to shape the military situation on the ground in Iraq, they will have much to gain.  Iran’s position as the dominant power in the region would be furthered. As Velyati explained, “The majority of [Shi’as and Kurds] and their leaders have very close relationships with Iran. Some Sunni Arabs have cordial relations with us as well. We can therefore make our most effort to gather the aforementioned [individuals].” Iranian Revolutionary Guard Corps commanders certainly believe they are close to achieving that goal. The Iranian Students News Agency quoted IRGC Brigadier General (Sartip-e Dovom) Yadollah Javani, the Senior Adviser to the Representative of the Supreme Leader to the IRGC as stating that the two factors in the successful liberation of Amerli and Mosul were the matjas [religious authorities]’ fatwas, especially that of Grand Ayatollah Ali Sistani. He further noted that according to his [Sistani’s] own words, “General [Qassem] Suleimani has exported the culture of the Sacred Defense [Iran-Iraq War].” Javani continued by explaining, “Today in Iraq and Syria, the great banner of General Suleimani has been installed, with the caption beneath it, ‘Savior of Iraq;’ this is a great source of pride.”

Some IRGC boasts have derided US efforts in Iraq. Senior Military Adviser to the Supreme Leader, IRGC General (Sarlashkar) Yahya Rahim Safavi explained that Iran, Syria, and Iraq make up the strongest coalition against ISIS, with millions of people willing to defend sacred shrines. He further stated the US-led anti-ISIS coalition is ineffective and has already failed.

The Way Forward

It has been proffered by US officials anonymously that the Abadi government is still in its nascent stages and the US and its coalition partners need to “resist making major assumptions about the trajectory of the situation in Iraq based on anecdotal information or a few data points.” If the decision is made to wait to see how Abadi will behave before investing further militarily in Iraq, it is believed the Iraqis will most likely delay in organizing their security forces. Soon enough, everyone will be waiting to act except ISIS. That has been referred to as “a losing proposition.” Iran heavily committed itself to Iraq with the expectation that it will acquire even greater influence over it.  With greater control over the Shi’a community and increased influence with the Kurds, not through political operations, but its military efforts, it is difficult to see how Iran would not be able to shape the political, economic, and social situation in Iraq for years.  As for the sectarian struggle, Iran is confident it can handle the matter.

In many places, the Iraqi people have coped with unspeakable sufferings, injustice in violent forms, and corruption among officials. Given Abadi’s progress, hope was created that the light of his success would shine amidst such darkness, and the darkness would not be able to overpower him. Yet, no matter how capable Abadi may appear to be, he cannot be expected to find his way in that darkness without help. Iran is creating a road for Abadi. It may be either a path toward a stable, secure and unified Iraq, with a representation government or a blind alley which will lead to greater sectarian violence. If Iran’s efforts concern the Obama administration, it should consider how the US can create a straight path for Abadi to travel. It is not a matter of simply pushing him from behind with demands. It means leading the way with concrete steps and working closely with Abadi, as a partner, to accomplish all things.

Obama Signs Bill That Bars Iran’s UN Envoy: Hopefully, the Rejection of Abutalebi Hasn’t Jeopardized the Nuclear Talks

The bill that US President Barack Obama signed into law on April 18th blocks any individual from entering the US, including a Member State’s appointee to the UN, who has been found to have been engaged in espionage or terrorist activity against the US and its allies or if that person may pose a threat to national security.

According to an April 18, 2014 New York Times report entitled, “Obama Signs Bill That Bars Iran’s Envoy,” US President Barack Obama signed into law the bill that prevents the granting of a US visa for Iranian diplomat Hamid Abutalebi.  The bill, itself, was unanimously passed by US House of Representatives and approved by the US Senate on April 10th.  The vote in Congress was supposed to send what sponsors called a blunt rejoinder to the Iranian government for having selected a nominee who played a role, however minor, in the 1979 American hostage crisis in Tehran.  Iranian officials have said Abutalebi’s appointment was decided months ago, but it is still believed by US experts that hardliners in Iran urged Abutalebi’s appointment as Iran’s UN permanent representative to create controversy, snuff out reconciliation efforts, and halt the nuclear talks.  Compassion and sympathy should be felt toward the former embassy staff members who suffered during the hostage crisis.  Yet, while Iran might decide upon a candidate based on domestic political considerations, it is not useful for the US officials to reject an Iranian candidate based on domestic political considerations.  Given all that has been articulated so well by the Obama administration the possibilities that could come from newly established diplomatic engagement between the US and Iran, his decision to block the visa does not appear rise up to that same positive spirit.  Obama’s support for the Congressional legislation, that banned Abutalebi and dredged up the many visceral issues associated with the hostage crisis, makes the administration’s statements in support of building better ties seem more as mere lip service to the process rather than a genuine effort. 

What remains to be seen is whether a strong enough communion exists among US and Iranian officials that would allow them to overcome such stumbling blocks as a disputed appointment to the UN.  Unless Iran can use legal means and negotiations with the US to reverse the decision on Abutalebi, the ship has likely sailed on the issue of his appointment.  Before Obama signed the Congressional bill, an April 10th New York Times article informed that some US specialists on Iran said optimistically that despite the sharp language, they did not forsee the dispute over Abutalebi sabotaging the broader efforts at achieving a nuclear agreement.  Cynics, waging a “legislative war” against Iran, are unable to see the value of the improved relations and idealist are unable to discern the capability of provocative statements and acts to effectively derail the nuclear negotiation process. Yet, perhaps this might be a case when cynics and idealists alike in the US are unable to fully discern the situation before them.  In the end, to avoid war and to ensure greater confidence that what is happening both in Iran and the US is known, both cynics and idealists must oddly come together, along with pragmatists, to help establish a sustainable agreement satisfactory to all.  Such steps taken now will facilitate efforts to maintain the agreement by its future stewards.

The Concerns Over Abutalebi

This episode regarding Abutalebi is not the case of one hand not knowing what the other is doing.  In Iran, the selection of Abutalebi to replace the current permanent representative of the Islamic Republic of Iran to the UN, Mohammad Khazee, hardly could have been made without input from the Supreme Leader, Ayatollah Ali Khamenei, Iranian President Hassan Rouhani, and Iranian Foreign Minister Javad Zarif.  It was undoubtedly tacitly supported by the Iranian Revolutionary Guards Corps (IRGC) and hardline political and religious leaders.  However, when the selection of Abutalebi was made in Tehran, even if months ago, it had to be recognized then, as it is quite apparent now, that his selection would cause a strong response within official Washington, given his connection to the infamous capture of the US embassy in Tehran in 1979. In the US, the decision to withhold a visa from Abutalebi gained impetus in the US Congress after legal representatives of the 52 embassy staff members of the captured US embassy in Tehran reported that he was among the revolutionaries, some of whom engaged in acts of mental and physical abuse against many of them during the 444-day hostage crisis.  Misgivings about Abutalebi rapidly built among Members of Congress and were manifested in a bill to prohibit him from entering the US.  Given the significant progress made in the P5+1 negotiations with Iran on its nuclear program both in Geneva as well as back channel talks between US and Iranian officials, it was incumbent upon Obama to fully weigh blocking one Iranian diplomat, albeit with a problematic history, against paving a smooth course toward an historic agreement with Iran before placing his signature on it.

Abutalebi is a veteran diplomat who began working in the Iranian Foreign Ministry in the early 1980s.  He has held key European postings in the past.  He served as Iran’s ambassador to Italy, Belgium, and Australia. Abutalebi is said to be connected to circles close to Rouhani as well as former President Akbar Hashem Rafsanjani.  In September 2013, Abutalebi was appointed as deputy director of Rouhani’s political affairs office.  He also headed the Central Asian branch at the research center of the Expediency Council lead by Rafsanjani.  Abutalebi is said to be close to former President Mohammad Khatami, a reformist.

Abutalebi stated that while he was a part of the Muslim Student Followers of the Imam’s Line, the student group that occupied the US embassy in November 1979, he was not among the core group of student activists and was not inside the embassy during the crisis.  Nothing stated or reported indicates Abutalebi’s actions 35 years ago were of an egregious nature.  In fact, Abutalebi claims he was Ahvaz during the occupation of the US embassy.  It was only when he came back to Tehran that he was asked to help with some translation and he accepted to do it.  Abutalebi was quoted on the Iranian Khabaronline website as stating “I did the translation during news conference when female and also African-American employees of the embassy were released.”

Yet, Abutalebi’s explanation of his involvement in the embassy seizure was never relevant to US officials.  A spokesman and attorney from the legal team representing former hostages who have made compensation claims, Alan Madison, admitted that very little concrete information was available about Abutalebi’s role in the hostage-taking. Madison stated, “After 34 years, it’s difficult to say this was a central character or this was a tangential character. But he was there, and it’s our understanding that having been a participant, he still has some political credibility with some of those folks in Iran.”  Madison also presented a statement from former hostage, Barry Rosen that explained, “It’s a disgrace if the USG (U.S. government) accepts Abutalebi’s Visa as Iranian Ambassador to the U.N.”

The Abutalebi Case Shows US-Iran Relationship Requires Far More Work

Relations between the US and Iran remain far from perfect, however they are at a new stage as a result of the nuclear negotiations.  The talks have provided a unique opportunity for US officials and their Iranian counterparts, through close contact, to acquire a better understanding of each other.  Much of what has been learned since surely contradicts Iranian leaders’ prior assessments of capabilities and possibilities regarding the US.  For the US and Iran, the improved understanding of mutual positions was further strengthened by back channel talks, some conducted by officials from the US National Security Council. Indeed, progress has been made of the nuclear issue and sanctions.  Key Iranian leaders at this point may be able to see, even with the most powerful revolutionary slogans in mind, the real possibilities of a final agreement. US Secretary of State John Kerry, the senior US authority on diplomacy, admits that Iran has kept its end of a deal reached on November 24, 2013.  On February 24, 2014, Kerry stated Iran had reduced its stock of 20 percent enriched uranium, not enriching uranium above a purity of 5 percent and not installing more centrifuges in addition to other things.  Kerry explained that “They [the Iranians] are in the middle of doing all the things that they are required to do.”

However, cynics ignore such truths.  The truth, itself, is seemingly viewed as treason for those against the change in relations between the US and Iran.  Despite progress, enough US and Iranian leaders have not moved forward at all in their thinking and they seem determined to have a negative impact on the negotiation process.  As the IRGC General (Sarlashkar) Mohammad Ali Jafari has stated, “Anti-Westernism is the principle characteristic of the Islamic Republic.”  On the Geneva talks, Khamenei from the beginning made statements such as: “We had announced previously that on certain issues, if we feel it is expedient, we would negotiate with the Satan [US] to deter its evil.” In the US, it remains dogma among policy analysts and think tank scholars to view Iran as determined to pursue nuclear weapons through its nuclear program.  The idea that nuclear talks may be the path for new, positive relations between the US and Iran, probably will not gain acceptance among cynics until a final agreement is achieved.  Even then, some will cling to doubts.

Given emnity that surfaced in both Tehran and Washington over the matter of Abutalebi’s selection as Iran’s permanent representative to the UN, it is clear that hardliners in Tehran or Members of Congress persist in viewing policy goals and approaches giving primacy to information developed in the abstract long before the negotiations began.  A new understanding of each other’s ideas on issues and intentions should have been developed given the months of talks between the US and Iran.  If a more positive understanding of respective concepts and intentions is not reached soon, the failure of the direct talks will practically be ensured.  Moreover, with a limited understanding of a counterpart’s thinking, cynics significantly lessen the possibilty of achieving their own policy goals.

The Way Forward

Despite what idealist may hope, how Obama handled this matter will determine what type of confidence he builds among leaders in Tehran.  Having stood with what Iranian officials see as the banality of Congress’ rejection of Abutalebi over his nearly indiscernible role in the US embassy seizure, Tehran may use the signing of the bill to gauge whether Obama would challenge Congress on other issues concerning US-Iran relations, to include the nuclear talks.  Although Obama cannot prevent Congress from passing sanctions or force Congress to remove them, he could greatly curtail or remove sanctions over the nuclear program under a final deal by waiving them until he leaves office if he chooses.  The Iranians probably recognized that was the most they could expect.  Now, even that outcome has been put into question.

At the UN, Secretary-General Ban Ki-moon, other senior officials, and even UN Member States most friendly with the US, would unlikely require or expect Iran to repeatedly present candidate after candidate until one would finally be found acceptable to the US.  Some of those friendly states have already accepted Abutalebi as an ambassador in their capitals.  The bill that Obama signed into law blocks any individual from entering the US who has been found to have been engaged in espionage or terrorist activity against the US and its allies or if that person may pose a threat to national security.  From the information that has been presented about Abutalebi so far, it does not seem that by his mere presence in New York City as Iran’s UN permanent representative, he poses any threat to the US.  Interestingly, Abutalebi’s actions during the embassy takeover were undoubtedly far less egregious than that of some diplomats past and present from states whose forces have engaged in combat against the US military since World War II, including China (The Korean War 1950-1953), Vietnam (The Vietnam War 1964-1973), Cuba (Grenada, Operation Urgent Fury  1983), Serbia (Operation Allied Force, 1999), Montenegro (Operation Allied Force, 1999), or Iraq (The Gulf War 1991 and The Iraq War, 2003-2011).  Except in the case of Cuba, the US has normalized relations with those states.  There is plenty of literature available that explains known or detected members of the intelligence services in the UN Missions, embassies, or consulates of states such as Russia, China, or the North Korea are, more often than not, granted visas and not expelled from the US as persona non grata.  Perhaps it should be considered by Congress that if Abutalebi is kept from assuming his post as Iran’s UN permanent representative, perhaps out of spite and due to extraordinary pressure from hardliners, Tehran might just send a new appointee, a very capable government official outside of the Foreign Ministry, who may have a less obvious profile but later may be discovered to have committed acts against the US and interests.

Rather than just deciding on whether to accept or reject the Congressional bill on Abutalebi, Obama could have used the situation as an opportunity to demonstrate what good things can come from thoughtful, direct presidential involvement in foreign policy efforts.  His personal involvement in US policy on Iran should always result in the injection of fresh thinking to the process to keep things moving forward.  The same should be expected of Rouhani.

The nuclear negotiations have meaning for present and future US-Iran relations.  Will and intellectual power is required to recognize the benefit of constructing a satisfactory and sustainable agreement.  True, a healthy dose of cynicism must exist in the process despite the best intentions.  However, the cynics must not be allowed to win the day.  For them, relations between the US and Iran appears to boil down into a competition over who has the upper hand in the relationship outside of the military sphere. Idealists would likely agree that a deal can be reached without the assistance of Iranian hardline political and religious leaders and the US Congress, yet it cannot be successfully concluded without their help.  Perhaps a focus could be placed on encouraging cynics on both sides.  As a result, they just might be helped to see, in a new way, the possibility of an agreement, and appreciate its value would be akin to that of a pearl of great price.

Book Review: Robert Gates, Duty: Memoirs of a Secretary at War (Alfred A. Knopf, 2014)

Former US Secretary of Defense Robert Gates (above) wrote Duty not to tritely vent anger and disappointment over his recent experience in the US government, but to engage in a sincere effort to improve the government’s handling of defense and foreign policy issues. 

In a March 25, 2014 Wall Street Journal editorial entitled, “Putin’s Challenge to the West,” former US Secretary of Defense Robert Gates wrote: “Mr. Putin aspires to restore Russia’s global power and influence and to bring the now independent states that were once part of the Soviet Union back into Moscow’s orbit. While he has no apparent desire to recreate the Soviet Union (which would include responsibility for a number of economic basket cases.), he is determined to create a Russian sphere of influence—political, economic, and security—and dominance. There is no grand plan or strategy to do this, just opportunistic and ruthless aspiration. And patience.”  Gates, an American statesman, a former cabinet member of two administrations, patriotic and dedicated to his country, now out of government, sought to contribute to the US policy debate on Russia by writing this assessment of Putin’s moves in Ukraine.  Much as he was compelled to use his experience as a national security official, and expertise on the former Soviet republics to write his editorial, Gates was inspired to write his latest book, Duty: Memoirs of a Secretary at War (Alfred A. Knopf, 2014).

Some reviewers have referred to Duty as a tell-all, arguing Gates was motivated write it by the urge to settle scores.  They point to the fact that it would seem impossible for any future president to hire Gates for a cabinet post.  However, Gates intentions were not so banal, and at 70, he certainly is not concerned with gaining a post in any future administration.  Just as when he decided to leave civilian life to take the position of Secretary of Defense in the Bush administration in 2006, Gates saw the possibility of sharing today the benefits of his experience, lessons he learned, and mentoring from those who selflessly protected the US for decades under far more demanding, dangerous circumstances.  As the US heads into dark territory with Russia and perhaps Iran and North Korea, his comments in Duty will prove significant to those who need to know what to do. Never wanting to see his country or president fail, writing Duty, with great passion and candor, was a way for Gates to ignite positive change and improvement.  Undeniably, he has managed to reach administration officials and Members of Congress, many of whom were unwilling to listen to his advice while he was serving in government.  In using this method to reach official Washington, calling attention to what he saw as the error in its ways, Gates put much at risk. Yet, in that way, Duty is truly an articulation of Gates’ generosity.

Some reviewers have found it enough to say Gates rose from the ranks at the Central Intelligence Agency (CIA), joining in 1967 via the US Air Force, but that is not enough to help readers understand the prism through which he views service in government.  The CIA of the Cold War years was different in many ways for the Agency today.  As he moved through numerous major events in his early career, Gates worked effectively as yeast within wheat flour, quietly, perhaps initially undetected.  Yet, over time, he was seen as having a positive impact through his work, eventually recognized as being part of the process of moving things forward.  He was never the sort to be negative or appear disgruntled.  During his career, Gates likely came in contact with CIA officers such as, Donald Gregg, Robert Ames, Gary Schroen, Jack Devine, Dewey Clarridge, Claire George, James Lilley, William Buckley, James Delaney, William Colby, Richard Helms, and Vernon Walters, with whom dozens of stories of ingenuity, courage, sacrifice, and patriotism are coupled.  Contacts with such associates and a multitude of others helped Gates develop a greater understanding of the world and other ways of thinking, on top of all he was learning directly through his duties as an analyst on the Agency’s Directorate of Intelligence.

As Gates reached the senior ranks of the organization, especially the job of Deputy Director of CIA, his work at headquarters was supplemented by travels worldwide, to establish or ensure understandings and agreements the Agency had with foreign personalities, some with whom most professionals and the average person would never wish to come in contact.  By that time, Gates was also made very familiar with the more esoteric, advanced, and somewhat frightening aspects of the US intelligence community’s activities.  Outside of CIA, he worked closely with Brent Scowcroft, as well as with Colin Powell and James Baker, legends in the world of US foreign and defense policy.  He was Deputy National Security Advisor during the fall of the Soviet Union.  Eventually he would become the Director of CIA. Gates’ counsel was highly valued among senior foreign and defense policy officials and presidents.

Before Gates came back to Washington to serve as Secretary of Defense, he served as President of Texas A&M University and a member of several corporate boards. He moved away from the worries of national security, leaving the job to the capable hands of others.  While developing the minds of young men and women was the concept and intent behind his service at Texas A&M, he also had a chance to reflect on his life and career.  That time of calmness and peacefulness allowed him to sharpen his discernment and see what is really inside himself.  It was likely in that period, that Gates recognized the importance of being candid and forth-right with associates.  Being polite is a virtue; silence is golden. However, remaining silent when change or action is necessary is wrong.  When the flock has strayed, remaining silent is failure.  Having developed a reputation for nearly a century for being discreet, Gates, with Duty, seemingly put the concept of being forthright in full effect in order to repair matters.  He is honest about his associates, appropriately self-critical of his own judgments, and candid in reflecting on issues that might have been handled better.

With much attention being given to Gates criticisms, the fact that Duty is an interesting history of his work as secretary is nearly lost. Gates feels that he met the job’s challenges to include: managing the activities of the armed forces globally; developing the department’s budget, overseeing the research, acquisition, and procurement process for new systems; directing the Defense Department’s relations with allies and partners overseas, managing relations with other departments such as State, Energy, Homeland Security; directing the relationship of his department with the White House and the Congress; and, managing the relationship between the military services and the president.  When Gates arrived at the Defense Department, its bureaucracy was comfortable and resisted pressure to shift to a wartime footing, dragging its feet on urgent military needs as well as neglecting to adequately care for wounded warriors.  Gates explains how he assured $16 billion was in a supplemental budget to get thousands of much needed MRAP troop-carriers built and sent quickly to Iraq and Afghanistan, against objections from the service chiefs.  He produced a budget in the first year of the administration of US President Barack Obama that cut or curtailed 33 weapons programs, including the F-22 stealth fighter.  He changed the Army’s promotion board and thus allowed some of the most creative colonels, whose careers had been thwarted, to advance to the rank of general.  When he discovered the horrors at Walter Reed Army Hospital, he fired the Secretary of the Army and fixed the situation immediately.  He also fired the Air Force Chief of Staff for slowing down production and delivery of reconnaissance drones, which in Iraq helped the troops spot roadside bombs and track down the insurgents who planted them.  In agreement with just about all other reviewers, Gates’ descriptions of how he managed to successfully lead and effectively direct the Defense Department with a combination of cooption and coercion, tempered by decades of government service at the senior level, makes Duty a book that should be read by every future US Defense Secretary, as well as political and business leaders, and defense and foreign policy makers in any country.

Yet, the history of his tenure as Defense Secretary served as background to all of his appraisals of behavioral and attitudinal changes among officials and officers in the government since he left in 1993.  Gates clearly saw it as emblematic of a degraded quality of service to the US.  That apparently startled him the more than anyting else.  At the lower levels, Gates found the behavior of young members of the National Security Council staff unsettling.  The National Security Council (NSC) staff was dominated by young congressional and campaign staffers who had little or no experience in foreign policy.  Gates explains the young staffers would engage in meddling to include making calls to four-star generals.  Having served in similar positions under four previous presidents Gates says such actions would have constituted “a firing offense” in previous administrations.  There was apparently no model for the young staffers to follow that remotely resembled what Gates had known in the past.  Rank and title had lost its meaning.  Perhaps the assumption was made by younger staffers that all were equally finding their way as students in school.  They were likely never told and never consiered  that most older, senior professionals possessed a depth of knowledge tha coiuld have been useful to them.  Interestingly, during the Cold War, the KGB and GRU likely would have avoided any attempt to contact such young staffers as described by Gates, judging them as too erratic, possessing a far greater sense of importance than deserved, and displaying questionable judgment.

While former Secretary of State, Hillary Clinton was praised by Gates, characterizing her as cooperative and capable, many other senior officials at the White House also drew criticism from him.  Gates appraised Tom Donilon, the second National Security Advisor in the Obama administration as suspicious and distrustful of the uniformed military leadership to the point of stating in a meeting that it was “insubordinate” and “in revolt” against the White House.  At one point in an Oval Office meeting, Donilon was so argumentative about military operations that Gates contemplated walking out of the room in anger.  “It took every bit of my self-discipline to stay seated on the sofa.”  Gates referred to former White House Chief of Staff Rahm Emanuel, as “hell on wheels” and “a whirling dervish with ­attention-deficit disorder.”

Gates’ criticism of US Vice President Joe Biden has received considerable note in the media.  He depicts Biden as being loud and garrulous and a comical “motor mouth,” obsessed with politics over substance.  At the same time, he says Biden is “simply impossible not to like.”  Gates explains how Biden presumes to know more about counterterrorism than an experienced Special Operations general.  However, Gates only assessed that as an aspect of Biden’s “relentless attack” on “the integrity of the senior military leadership.”  Gates noted that Biden “has been wrong on nearly every major foreign policy and national security issue over the past four decades.”  What he faults Biden most about is poisoning Obama’s relationship with his generals.  Gates stated, “I thought Biden was subjecting Obama to Chinese water torture, everyday saying, ‘the military can’t be trusted.’ ”

Regarding the presidents he served as a Defense Secretary at war, Gates explains President George W. Bush and his aides squandered the initial military victories in both wars by mistakes and short-sighted policies.  He expressed dislike for Bush’s “freedom agenda” as “too simplistic” and his objectives in Afghanistan as “embarrassingly ambitious (and historically naïve).”  He believes that the invasion of Iraq and the revelations about renditions, Abu Ghraib prison, and Guantánamo “fueled further anti-American feeling.”  Yet, Gates admits admiring Bush as “a man of character, a man of convictions, and a man of action.”   Readers may find an incongruity in these statements, Gates understands that presidents also have feelings, make errors, but have the right to be treated respectfully.  Errors on the other hand do not have rights and errors made by authorities should be given attention. Gates successfully managed to assist Bush by accelerating the isolation of Vice President Dick Cheney with a number of political maneuvers.  He clearly saw Cheney’s advice as questionable.  Before he left office, Gates reveals that Cheney advocated bombing both Syria and Iran. Gates explained that he almost singlehandedly kept Bush following through on that suggestion regarding Iran.

Gates served Obama well, encouraging and supporting him.  Gates clearly understood there were enormous gaps in Obama’s background, knowledge, and understanding with regard to national security.  Coming into the administration, Gates let the president know that he would be with him and would stand by him.  He asked Obama to trust him, and promised not to fail him.  Gates hoped there would be a process by which he could impart the best of what he knew for the president to absorb.  Indeed, the president spoke in confidence with Gates, often seeking out his counsel.  For Obama the policy making process on Afghanistan was agonizing and left him wary of his generals.  Concerned over being disrespected by them, Obama asked Gates, “Do they think because I’m young that I don’t see what they’re doing?”  However, Obama eventually became non-receptive to certain reasoning. Gates indicates that was perhaps due to competing messages from Biden and others.  Such competing voices, even worse, were further confusing the situation.  Some officials misunderstood what Gates had learned long before that the weight only falls on the president’s shoulders.  Clarity of thought is especially critical on tough issues.

Gates explains a break occurred with Obama in April 2011, just he was departing the administration.  Obama had previously agreed that Gates would restructure the defense budget but that its size would not be altered. In the face of midterm elections and fiscal pressures across the board, White House Chief of Staff, William Daley, informed Gates that he would need to cut the budget by another $400 billion over the next 10 years. Gates explained “I was furious.”   He writes. “I pointed my finger at Daley and said, ‘This White House’s word means nothing!’ ”  True, the president’s job is to set national priorities, and political changes unavoidably alter those settings; it’s the Defense Secretary’s job to devise the best strategy given his limited resources.  Yet, Gates, well aware of that, perhaps is not recounting the whole story of the agreement.  Perhaps it included a quid-pro-quo that was reneged upon.  Gates disappointment also could have been due to what he recognized as a pattern of mistrust and suspicion plaguing the White House’s relations with the Defense Department since 2009.  Gates already had a deep distrust of Obama’s staff, feeling betrayed on major promises made about the defense budget and about the process of allowing gay soldiers to serve openly in the military.  On top of that, Gates explained being in the White House Situation Room and thinking that “the president doesn’t trust his commander, can’t stand [Afghan President Hamid] Karzai, doesn’t believe in his own strategy and doesn’t consider the war to be his.  For him, it’s all about getting out.”

If there was a point in the book where Gates could be said to have been aggressive and questionably constructive, it is in his discussion of the US Congress.  Gates sensed a superficiality about Congressional efforts, in which Members were not thinking deeply in the long term interests of US.  He witnessed a senselessness among those seemingly addicted to the insignificant.  He calls Members of the Senate “hypocritical and obtuse” and is angered by the “kangaroo-court environment” in committee hearings.  Gates states that the House of Representatives has “more than its fair share of crackpots” and “raving lunatics.”  He points to “rude, insulting, belittling, bullying, and all too often highly personal attacks” by Members.

Perhaps the real window into Gates soul was his thinking about the troops.  Gates really cares.  He was essentially traumatized by his role in sending US soldiers overseas to fight in Iraq and Afghanistan.  He admits to crying over letters of condolence that he signed, later mulling over in bed the lives of those killed or wounded.  His emotions are genuine.  At one point Gates writes “I did not enjoy being secretary of defense.”  At another, he recalls telling a friend in an email, “People have no idea how much I detest this job.”  He reveals in Duty’s conclusion that he has requested to be buried in Section 60 of Arlington National Cemetery, the resting place of many of those killed in Iraq and Afghanistan.

The 19th century Hanoverian military thinker, Carl von Clausewitz stated, “Strength of character does not only consist of having strong feelings, but maintaining one’s balance in spite of them.”  Duty is not part of an effort by Gates to angrily vent disappointment over the government, but a sincere effort to improve US national security.  Too many have looked at the work from the wrong perspective. Gates understands that US strength was created through patriotism, dedication, hard work, and real sacrifice.  He has asked that those serving in the government now perform in that manner.  For that reason, Gates saves his criticism especially for those professionals and officials who set the example and standard for the young staffers.  With a sense of respect and collegiality toward his president and his associates, Gates was quiet while in government, but silence does not obviate intellectual inquiry or activity of the spirit and of the soul.  Now, Gates has voiced his thoughts.  Hopefully Gates will continue to speak out as loud as he can.  Without question, greatcharlie.com highly recommends Duty to all of its readers.  In time, it will be viewed as one of the greatest Washington insider memoirs ever.

By the way, Gates did more than assess the situation with Russia over Ukraine in his March 25th Wall Street Journal editorial.  He also offered a way forward worth considering. He explained: “The only way to counter Mr. Putin’s aspirations on Russia’s periphery is for the West also to play a strategic long game. That means to take actions that unambiguously demonstrate to Russians that his worldview and goals—and his means of achieving them—over time will dramatically weaken and isolate Russia.” If negotiations betwee the US ad Russia over Ukraine fail, we shall see if his advice is taken, and see how it goes!