Roosevelt’s December 29, 1940 Fireside Chat: Inferences from Its Text on Likely Meditations That Helped Him Create Hope for a Country on the Brink of War

US President Franklin Delano Roosevelt customarily delivered his famous Fireside Chats from the Diplomatic Reception Room of the White House where he is seen (above) seated at a table before seven microphones and newsreel cameras to his front. Roosevelt began broadcasting Fireside Chats during his presidency on March 12, 1933. They initially served as a means for him to inform the public of what the government was doing to resolve the Great Depression. The December 29, 1940 Fireside Chat is famously known as the “Arsenal of Democracy Speech,” for it is recognized as being the moment Roosevelt declared the US “must be the great arsenal of democracy” for countries already fending off the Axis Powers–Nazi Germany, Fascist Italy, and Imperial Japan. The story provides a fitting historical example of the trials and tribulations that can beset a President who must lead his country to war. As a bridge to our days, the situation for countries fighting the Axis Powers in 1940 mirrored that of Ukraine in 2022. The Ukrainians, desiring peace, were torn from it by the aggressive actions of the Russian Federation. Under US leadership, an array of support from Europe and worldwide in response to the pleas of Ukrainian President Volodymr Zelensky for help. It would be interesting not only to look at what Roosevelt sought to communicate in his address, but discern deeper meaning in what he said. Presented is greatcharlie’s interpretation of what his inner thoughts might have been.

On December 29, 1940,  Fireside Chat, the sixteenth in a series of presidential radio broadcasts in the US, as well as Europe and Japan, 32nd President of the US, Franklin Delano Roosevelt, informed the people of their government’s plans to keep the country safe and secure. This particular Fireside Chat is famously known as the “Arsenal of Democracy Speech,” for it is recognized as being the moment Roosevelt declared the US “must be the great arsenal of democracy” for countries already fending off efforts.by the Axis Powers–Nazi Germany, Fascist Italy, and Imperial Japan–to conquer them. This vital part of Roosevelt’s story provides a fitting historical example of the trials and tribulations that can beset a President caused to lead his country to war, a task made more difficult when the priority of the people is maintaining the peace and avoiding overseas conflicts at almost all costs. New priorities had come to fore and had to be accepted. Dark days were ahead. Terrible challenges would need to be endured by the people. Their strength and fortitude would be tested. As a bridge to our days, the situation in 1940 mirrored that of Ukraine in 2022, mutatis mutandis. The Ukrainians, desiring peace, were torn from it by the aggressive actions of its neighbor, the Russian Federation. Under US leadership, an array of support from Europe and worldwide in response to the pleas of Ukrainian President Volodymr Zelensky for help. In Roosevelt’s case in 1940, he was relying principally on the United Kingdom to hold the line against the Axis Powers across its vast Empire and the Commonwealth. There was no country that the US to fall back on for support. The US was the final protective line of freedom, democracy, and civilization, itself.

Certainly, the December 29, 1940 Fireside Chat has been well trodden by historians and Roosevelt scholars for more than eight decades since its original broadcast. Still, greatcharlie thought it would be interesting not only to look at what Roosevelt sought to communicate in his address but what he, then age 57, pondered at the time when he was alone with his thoughts in an attempt to discern deeper meaning in what he said. In presenting its interpretation of what some of Roosevelt’s inner thoughts might have been, greatcharlie has stayed true to actual facts. Each consideration is informed by what was known to be the situation at the time in the US and rest of the world, particularly the United Kingdom. While sharing its impressions regarding Roosevelt’s complexity. greatcharlie has remained grounded in what was possible. Insights that historians and Roosevelt scholars have already presented are not regurgitated, yet support for its Inferences are drawn from historical examples provided in their works. Notions that have generally been discounted or dismissed in the context of the address are not included. Nothing is made too complex and greatcharlie does not pretend to have all of the answers. 

The text of the December 29, 1940 Fireside Chat is drawn from a transcript provided by The American Presidency Project of the University of California at Santa Barbara. Comparisons were made with the online typescript of the address published by the Franklin D. Roosevelt Presidential Library and Museum to confirm its accuracy. Here, the text is divided into 10 segments with headings to facilitate its examination.

Roosevelt’s December 29, 1940 Fireside Chat,

Roosevelt began broadcasting Fireside Chats during his presidency on March 12, 1933. The broadcasts initially served as a means for him to inform the public of what the government was doing to resolve the Great Depression. While Governor of New York State, Roosevelt had some success using Fireside Chats to inform state residents of the latest developments and steps being taken to provide some relief from the devastating effects of the crisis upon them. The first one he made as governor was on April 3, 1929. During the New Deal, Roosevelt gave a radio address around twice a year, informing the public one or two weeks beforehand with the hope of garnering a large audience. Typically, he would include in the address: aspects of government programs; criticisms of them and his responses; and, expressions of  optimism and encouragement. Roosevelt usually delivered his address from the Diplomatic Reception Room of the White House. Reportedly, he would arrive 15 minutes before air time to greet members of the newsmedia, including radio and newsreel correspondents.

Despite the severe nature of the threat posed by the Axis Powers, in his December 29, 1940 Fireside Chat, Roosevelt remained a paragon of sangfroid and equanimity in the face of it all. He was a gentleman at all times publicly. One would expect by reputation that he would be on his game on that day, and show well of his presidency, his country, and his own scruple. While offering answers to the dangers he highlighted, he spoke in an informal and relaxed style, his aim being to create a tone of familiarity and sense of forthrightness among listeners. That evening, Roosevelt was speaking to everyone in the US, including officials with whom he worked and conversed daily. At 9:30PM, Roosevelt began his address. It lasted 36 minutes and 53 seconds.

1. Sentences 1 through 11: The Country Faces a New Crisis Unlike the One Discussed in the 1933 Fireside Chat: It Is a Matter of National Security

Inferences

Peior est bello timor ipse belli. (Worse than war is the very fear of war.) A primary purpose of the December 29, 1940 Fireside Chat naturally was to assuage apprehensions on the rise within the US public concerning ongoing violent events in the world. Equally naturally, more than just explaining that everything would be alright, Roosevelt sought to provide hard facts on what was exactly happening in the world and what his administration was doing in response. To the good fortune of the US, at a time of such great crisis, there was an intrepid president in office of great creativity particularly on matters concerning defense and the armed forces. Indeed, he was correct in every particular. Roosevelt did not exaggerate one jot.

The Roosevelt administration’s isolationist policy, then in effect, assured a considerable degree of non-entanglement in international politics, particularly non-involvement in ongoing and burgeoning conflicts in Europe and Asia. The US took measures to avoid political and military conflicts across the oceans, it continued to quietly manage economic interests in China and Southeast Asia and actually expanded its economic interests in Latin America.

Through the isolationist policy, US citizens who were still suffering the effects of the Great Depression, could sense it was okay to focus onward on family sustainability, employment, and community in some cases. Roosevelt’s administration worked feverishly to resolve the situation. The people needed a bit more time to heal from the Depression’s ills and the isolationist policy allowed them the psychic space to do that.

Many isolationists among political and business leaders, scholars, national and grassroots non-interventionist organizations in the US in1940 surely wanted their country to stand fast, dignified and proud, in the face of provocations by Nazi Germany, Fascist Italy, and Imperial Japan. Aggressive external parties had a great say in how the US would act. The US could not just stand by as some impressive paragon, placid and imperturbable, while Hitler plotted its utter destruction and the enslavement of its people. Time was of the essence. By the end of 1940, for all intents and purposes, a war with the Axis Powers, for all intents and purposes, had essentially become unavoidable for the US. In 1940, that would have been a hard saying. It Is very likely that for the US, everything would have been lost if the US had failed to act as Roosevelt prescribed.

Roosevelt had to bring the people and many in the government, too, to understand not his truth but “the truth” about the situation the US was in. He had to do so realizing how difficult it was for people to unlearn what they have held true for a long time about their country being able to stay out of war abroad.

Sentences 1 through 11 of the Fireside Chat

“My friends:

This is not a fireside chat on war. It is a talk on national security; because the nub of the whole purpose of your President is to keep you, now, and your children later, and your grandchildren much later, out of a last-ditch war for the preservation of American independence and all the things that American independence means to you and to me and to ours.

Tonight, in the presence of a world crisis, my mind goes back eight years to a night in the midst of a domestic crisis. It was a time when the wheels of American industry were grinding to a full stop, when the whole banking system of our country had ceased to function.

I well remember that while I sat in my study in the White House, preparing to talk with the people of the United States, I had before my eyes the picture of all those Americans with whom I was talking. I saw the workmen in the mills, the mines, the factories; the girl behind the counter; the small shopkeeper; the farmer doing his spring plowing; the widows and the old men wondering about their life’s savings.

I tried to convey to the great mass of American people what the banking crisis meant to them in their daily lives.

Tonight, I want to do the same thing, with the same people, in this new crisis which faces America. We met the issue of 1933 with courage and realism.

We face this new crisis–this new threat to the security of our nation–with the same courage and realism.”

2. Sentences 11 through 21: The Threat

Inferences

Nazi Germany would serve as the best example to illustrate the clear and present danger the US faced. It was a danger that could not be ignored or avoided. Nazi Germany was on the rampage in the world abroad the most in the US knew or were from. It would need to be confronted. It would not be enough to dissuade or deter the Nazis. Nazi German Reichskanzler (Reich Chancellor) Adolf Hitler’s ability to make war had to be destroyed. There was no other option. No amount of coercive diplomacy would convince Hitler to dismantle his war machine. The time that idea might have had any validity as a suggestion had long since passed. France, Belgium, Luxembourg, Norway, Austria, Czechoslovakia, Poland, all under the control of the Nazis had to be freed. Hitler could not be allowed to feed off their respective resources and manpower of those countries to further build Nazi Germany’s strength and military prowess. The United Kingdom had to be protected. Surely, Roosevelt considered every possibility.

However, the situation in Europe was positively fluid. Just the year before the United Kingdom, France seemed to have answers to blocking Hitler’s plan to conquer the Continent. In the Low Countries–Netherlands, Belgium and even Luxembourg–had no intention of being open doors for a westward drive by Nazi Germany and took defensive measures. Norway was under threat but still free. By December 1940, the United Kingdom was standing alone. It had already fended off Nazi Germany in its skies, and knowing conquest was foremost on Hitler’s mind, it girded itself for an invasion that nearly everyone expected to come. All of that and more was going on at home while its armed forces were fighting furiously against the Axis Powers.

On May 22, 1932, Roosevelt, then New York Governor of New York State, received a Doctor of Laws honorary degree from Oglethorpe University in Atlanta, Georgia during a commencement ceremony. He gave a powerful address on the state of the country and the place of the youth in its future, the precepts of which founded his New Deal plan as US President. Roosevelt’s address also provides insight into his courageous approach to seemingly insurmountable problems. He explained: “The country needs and, unless I mistake its temper, the country demands bold, persistent experimentation. It is common sense to take a method and try it: If it fails, admit it frankly and try another. But above all, try something . . .We need enthusiasm, imagination and the ability to face facts, even unpleasant ones, bravely. . . .”

How the US could best take on the fight to defeat the respective Axis Powers while remaining neutral was the big question. In developing a concept for doing that Roosevelt seemed to find wisdom in the aphorism “an ounce of prevention would be worth a pound of cure.” Creating more time to prepare by keeping the aforementioned friendly countries, with which the US had not yet become formally allied, was the most appropriate course of action at that point. He would provide encouragement to countries fighting the Axis Powers to hold the line at all points in which the Axis Powers were active, but Roosevelt did not intend to stand by and wait to see how things would turn out. Rather than wait for what came next, he sought to influence what was transpiring to create favorable outcomes on those frontlines.

To the extent it could, the US responded to requests for weapons and resupply of equipment from “belligerents” at war with the Axis Powers. Time was of the essence. Action had to be swift. The window of opportunity to act as supportive as possible on multiple fronts while standing off from the fighting would remain open for only so long. Despite the assistance provided, many being assisted could still fall. That was the case with France.

Regarding the situation of United Kingdom specifically, in 1939, Prime Minister Neville Chamberlain in cooperation with his French Premier Edouard Daladier fell for a rather prosaic scheme organized by Hitler and his Nazi government, with Italian leader Benito Mussolini in tow, that evinced a frightfully transparent motive. The leaders negotiated to permit Hitler to take control of the Sudetenland in Czechoslovakia. The government in Prague had no role in the talks. Hitler recognized how the Western powers were willing to surrender the peace and territory of others to protect their own peace and well-being. Chamberlain appeared truly naive to those within his own political party in Parliament, the Conservative Party, byname Tories, and within the loyal opposition, the Labour Party. Labour forced a vote of no confidence which ended Chamberlain’s days as Prime Minister.

Sentences 11 through 21 of the Fireside Chat

“Never before since Jamestown and Plymouth Rock has our American civilization been in such danger as now.

For, on September 27, 1940, this year, by an agreement signed in Berlin, three powerful nations, two in Europe and one in Asia, joined themselves together in the threat that if the United States of America interfered with or blocked the expansion program of these three nations–a program aimed at world control—they would unite in ultimate action against the United States.

The Nazi masters of Germany have made it clear that they intend not only to dominate all life and thought in their own country, but also to enslave the whole of Europe, and then to use the resources of Europe to dominate the rest of the world.

It was only three weeks ago that their leader stated this: “There are two worlds that stand opposed to each other.” And then in defiant reply to his opponents, he said this: “Others are correct when they say: With this world we cannot ever reconcile ourselves. . . . I can beat any other power in the world.” So said the leader of the Nazis.

In other words, the Axis not merely admits, but the Axis proclaims that there can be no ultimate peace between their philosophy, their philosophy of government and our philosophy of government.

In view of the nature of this undeniable threat, it can be asserted, properly and categorically, that the United States has no right or reason to encourage talk of peace, until the day shall come when there is a clear intention on the part of the aggressor nations to abandon all thought of dominating or conquering the world.

At this moment, the forces of the states that are leagued against all peoples who live in freedom, are being held away from our shores. The Germans and the Italians are being blocked on the other side of the Atlantic by the British, and by the Greeks, and by thousands of soldiers and sailors who were able to escape from subjugated countries. In Asia, the Japanese are being engaged by the Chinese nation in another great defense. In the Pacific Ocean is our fleet.”

United Kingdom Prime Minister Winston Churchill at his seat in the Cabinet Room at 10 Downing Street, London, circa 1940.

3. Sentences 22 through 40: Hitler and the Axis Powers: What They Represent

Inferences

United Kingdom Prime Minister, Winston Churchill, was installed May 10, 1940. As Roosevelt correctly saw the United Kingdom as essentially the aegis of the US, he appeared to depend particularly upon Churchill to hold the line against Hitler as promised. In Churchill’s first speech before the House of Commons, three days after being installed on May 10, 1940 as Prime Minister, he powerfully stated regarding the war: “You ask, what is our aim? I can answer in one word: It is victory, victory at all costs, victory in spite of all terror, victory, however long and hard the road may be; for without victory, there is no survival.”

Roosevelt learned that holding the line would not be a mean feat for the United Kingdom. In a May 15, 1940 cable, Churchill revealed the truth of the dire straits his country found itself in to Roosevelt. He wrote: “The scene has darkened swiftly. The enemy have a marked preponderance in the air, and their new technique is making a deep impression upon the French. I think myself the battle on land has only just begun . . . The small countries are simply smashed up, one by one, like matchwood. We must expect, though it is not yet certain, that Mussolini will hurry in to share the loot of civilization. We expect to be attacked here ourselves, both from the air and by parachute and air borne troops in the near future, and are getting ready from them. If necessary, we shall continue the war alone and we are not afraid of that. But I trust you realize, Mr. President, that the voice and force of the United States may count for nothing if they are withheld too long. You may have completely subjugated, Nazified Europe established with astonishing swiftness, and the weight may be more than we can bear.”

By providing weapons to the United Kingdom, the capabilities of its armed forces would be enhanced and the chances of it holding out would be increased. However, Churchill had to be depended upon to hold the line at home, too. Churchill determined that the United Kingdom would fight on, but there were Members in his War Cabinet willing to sign a peace agreement with Hitler. 

With the hope that three parties would work together with the common aim of defeating Nazi Germany, Churchill created a War Cabinet in which two out of five members were Labour politicians, one was National and two were Conservatives.  Yet, despite the crisis, domestic political fighting was not restrained. In the Parliament, a series of crucial, often heated, discussions and debates took place in late May 1940. If anything had suddenly happened to Churchill, politically or physically, there was the danger that those willing to strike a deal with Hitler would follow through with their wrongheaded ideas. As well as bolster the United Kingdom’s ability to fight, US military assistance would prove to Churchill and those shaky Members of Parliament that the US was standing fast with them. By working together, Roosevelt and Churchill forged a sort of entente cordiale.

Sentences 22 through 40 of the Fireside Chat

“Some of our people like to believe that wars in Europe and in Asia are of no concern to us. But it is a matter of most vital concern to us that European and Asiatic war-makers should not gain control of the oceans which lead to this hemisphere.

One hundred and seventeen years ago the Monroe Doctrine was conceived by our Government as a measure of defense in the face of a threat against this hemisphere by an alliance in Continental Europe. Thereafter, we stood guard in the Atlantic, with the British as neighbors. There was no treaty. There was no “unwritten agreement.”

And yet, there was the feeling, proven correct by history, that we as neighbors could settle any disputes in a peaceful fashion. The fact is that during the whole of this time the Western Hemisphere has remained free from aggression from Europe or from Asia.

Does anyone seriously believe that we need to fear attack anywhere in the Americas while a free Britain remains our most powerful naval neighbor in the Atlantic? Does anyone seriously believe, on the other hand, that we could rest easy if the Axis powers were our neighbors there?

If Great Britain goes down, the Axis powers will control the continents of Europe, Asia, Africa, Australasia, and the high seas–and they will be in a position to bring enormous military and naval resources against this hemisphere. It is no exaggeration to say that all of us, in all the Americas, would be living at the point of a gun—a gun loaded with explosive bullets, economic as well as military. [The source of the transcript of the Fireside Chat utilized here notes that although the Franklin D. Roosevelt Presidential Library and Museum online typescript of the address includes “Australia” and not “Australasia,” a close review of an authentic recording has confirmed Australasia is correct. Praeterea qui alium sequitur nihil invenit, immo nec quaerit. (Besides, he who follows another not only discovers nothing but is not even investigating.)]

We should enter upon a new and terrible era in which the whole world, our hemisphere included, would be run by threats of brute force. To survive in such a world, we would have to convert ourselves permanently into a militaristic power on the basis of war economy.

Some of us like to believe that even if Britain falls, we are still safe, because of the broad expanse of the Atlantic and of the Pacific.

But the width of those oceans is not what it was in the days of clipper ships. At one point between Africa and Brazil the distance is less from Washington that it is from Washington to Denver, Colorado–five hours for the latest type of bomber. And at the North end of the Pacific Ocean, America and Asia almost touch each other.

Why, even today we have planes that could fly from the British Isles to New England and back again without refueling. And remember that the range of the modern bomber is ever being increased.”

4. Sentences 42 through 71: What the Axis Powers Are Capable of and Plan To Do; How They Think; Areas They Threaten; The US Plan of Action

Inferences

Every step of the way, Roosevelt had to be thorough in his analysis of matters, very calculating in his choices, and very measured in his actions. Surely, he often had to show restraint, perhaps knowing that certain bold advances would likely be most helpful, yet prohibiting himself to limited moves that would be most effective. No one was allowed to get in the way of those efforts. In greatcharlie’s humble view. the following words of the renowned Irish novelist, short-story writer and poet in “Chapter 9: Scylla and Charybdis” of Ulysses (1922) are apposite to Roosevelt: “His own image to a man with that queer thing genius is the standard of all experience, material and moral.”

Roosevelt was well aware that everyone in Washington had an opinion on how to proceed with regard to Europe and Asia. Roosevelt however, had his own opinions and did not need to pollinate them with theirs. What he wanted most from others were good, solid suggestions for lines of action.

Officials in the government, business, academia, his own political party as well as the ever-present pestiferous critics who were hardly acquainted with the actual facts must have appeared truly counterintuitive to Roosevelt for believing that Hitler would somehow choose to work diplomatically with the US or ignore it on his path to world conquest. He appears to have concluded that given technological advances, the Atlantic could be easily overcome by the massive Nazi war machine whereas others still had not.

As an objective of Roosevelt’s Fireside Chat was not arouse fears within the country but rather put its people on an even keel in a time of trouble, he could hardly explain that the Axis Powers would not forever tolerate robust actions from the US to undermine their respective plans for conquest, even though he likely believed Hitler would strike with some bold violent move soon enough.

For the War Department, the US was the only priority. There, calculations were assuredly being done all the time in 1940, focusing particularly on depleted supplies, weapons and ammunition due to cash-and-carry, which in the department was seen as a virtually unlimited stream of military assistance flowing out of US arsenals and military production plants into the United Kingdom. Cash-and-Carry was a creative program implemented by Roosevelt. Under the program the US could sell countries such as the United Kingdom and France as long as they paid cash and carried the war materials on their own cargo ships. Roosevelt managed to persuade the US Congress to allow the US the flexibility to take such a step just before the passage of the Neutrality Act on August 15, 1935 which imposed strict limitations on US interactions with “belligerent” countries.

Imagining that military commanders and war planners in Roosevelt’s War Department had occasionally turned their focus to classified “map maneuvers and “chart maneuvers” concerning the situation in Europe from the position of the Nazi German Armed Forces, they may have judged that Nazi Germany would easily recognize the United Kingdom, the British Empire and its Commonwealth, stood in the way of their line of march. Churchill actually presented that position as a statement of fact in his June 4, 1940 speech before the House of Commons, saying: “The whole fury and might of the enemy must very soon be turned on us. Hitler knows that he will have to break us in this Island or lose the war.” They may have concluded in the War Department that soon enough Hitler would want to mitigate that problem. Cutting the United Kingdom off from the US using U-Boats would very likely be Hitler’s solution.

Roosevelt was already keenly aware U-Boats could cause something close to insurmountable damage to merchant fleets operating in the Atlantic. Churchill once wrote that, “The only thing that ever really frightened me during the war was the U-boat peril.” As Assistant Secretary of the Navy, Roosevelt observed how they successfully performed before the US entry into World War I. He would surely find that conclusion logical. Given what had been demonstrated by Hitler to that point, Roosevelt most likely presumed the dictator would eventually seize the opportunity before him. The question left was exactly how much longer Hitler would tolerate the resupply and support from the US that kept the United Kingdom in the fight. 

Undoubtedly concerned with the timing of such a possibility, Roosevelt appeared compelled to increase the tempo of action and do the most possible while conditions were moderately favorable on the Atlantic. As it so happened, by 1940, German U-Boats had already achieved considerable success in sinking merchant ships on the way to the United Kingdom. However, Nazi Germany had not vastly increased their U-Boat arsenal and formed a fleet in such a way to deliver a decisive blow. It is now known that Konteradmiral (Rear Admiral) Karl Dōnitz, who at the start of World War II, served as the Befehlshaber der Unterseeboote (Commander of the Submarines), pushed for a German fleet that consisted almost entirely of U-boats. He fully believed that depriving Germany’s enemies vital supplies such as food and oil would be more effective than sinking enemy ships with the risk of combat. He claimed that given 300 of the Type VII U-boats, he could defeat the entire Royal Navy utilizing tactics that would later be named “wolfpacks”. 

Luckily, Hitler was not so clever. He gave the jobs of both Oberbefehlshaber der Kriegsmarine (Commander-in-Chief of the Navy) and Großadmiral, Oberkommando der Marine (the Naval High Command) Erich Raeder. Raeder was uninterested in Dönitz’s theories. Raeder was a traditionalist whose focus was surface warfare. Raeder also judged that Germany could not contest the Royal Navy for control of the sea. Even more, Raeder believed submarine warfare was cowardly. By 1941, although relatively small in number, U-boats under then Vizeadmiral (Vice Admiral) Dőnitz were threatening Allied shipping as far as the US east coast. However, the U-Boats were never used at a level to knock the United Kingdom out of the war despite having the genuine capability to do so.

Sentences 42 through 71 of the Fireside Chat

“During the past week many people in all parts of the nation have told me what they wanted me to say tonight. Almost all of them expressed a courageous desire to hear the plain truth about the gravity of the situation. One telegram, however, expressed the attitude of the small minority who want to see no evil and hear no evil, even though they know in their hearts that evil exists. That telegram begged me not to tell again of the ease with which our American cities could be bombed by any hostile power which had gained bases in this Western Hemisphere. The gist of that telegram was: “Please, Mr. President, don’t frighten us by telling us the facts.”

Frankly and definitely there is danger ahead—danger against which we must prepare. But we well know that we cannot escape danger, or the fear of danger, by crawling into bed and pulling the covers over our heads.

Some nations of Europe were bound by solemn non-intervention pacts with Germany. Other nations were assured by Germany that they need never fear invasion. Non-intervention pact or not, the fact remains that they were attacked, overrun; thrown into modern slavery at an hour’s notice, or even without any notice at all. As an exiled leader of one of these nations said to me the other day—”The notice was a minus quantity. It was given to my Government two hours after German troops had poured into my country in a hundred places.”

The fate of these nations tells us what it means to live at the point of a Nazi gun.

The Nazis have justified such actions by various pious frauds. One of these frauds is the claim that they are occupying a nation for the purpose of “restoring order.” Another is that they are occupying or controlling a nation on the excuse that they are “protecting it” against the aggression of somebody else.

For example, Germany has said that she was occupying Belgium to save the Belgians from the British. Would she then hesitate to say to any South American country, “We are occupying you to protect you from aggression by the United States”?

Belgium today is being used as an invasion base against Britain, now fighting for its life. And any South American country, in Nazi hands, would always constitute a jumping-off place for German attack on any one of the other Republics of this hemisphere.

Analyze for yourselves the future of two other places even nearer to Germany if the Nazis won. Could Ireland hold out? Would Irish freedom be permitted as an amazing pet exception in an unfree world? Or the Islands of the Azores which still fly the flag of Portugal after five centuries? You and I think of Hawaii as an outpost of defense in the Pacific. And yet, the Azores are closer to our shores in the Atlantic than Hawaii is on the other side.

There are those who say that the Axis powers would never have any desire to attack the Western Hemisphere. That is the same dangerous form of wishful thinking which has destroyed the powers of resistance of so many conquered peoples. The plain facts are that the Nazis have proclaimed, time and again, that all other races are their inferiors and therefore subject to their orders. And most important of all, the vast resources and wealth of this American Hemisphere constitute the most tempting loot in all the round world.”

US M3 Grant tank being loaded onboard a cargo ship bound for a war zone overseas.

5. Sentences 72 through 108: Plans of Axis Powers to Overcome the US and Explaining Why Opponents to US Assistance Are Wrong; A Struggle for Human Liberty and Freedom Is Underway

Inferences

In Napoléon: Ses Opinions et Jugemens sur les Hommes et sur les Choses (1838) by Jean-Joseph-Stanislas-Albert Damas-Hinard, an entry under courage is Correspondance de Napoléon avec le Ministre de la Marine, Lettre du 25 Mai 1805 states: “Rien ne donne plus de courage et n’éclaircit plus les idées que de bien connaître la position de son ennemi.” (Nothing gives more courage or better clarifies ideas than knowing accurately the position of one’s enemy.) In the prewar years as well as during the war, Roosevelt seemed to have a reliable intuition which he appeared to use to its fullest. Concerning Hitler’s very likely determination to invade the US, Roosevelt did not need to read about that in an intelligence report, or rely upon his intuition. If one could forgive greatcharlie’s frankness, as Roosevelt was an experienced politician from New York State and a learned man, he understood just how monstrous and vile the thinking of individuals as Hitler could be.

Yet, Roosevelt knew the value of intelligence and surely wanted to get a leg up on the Axis Powers however he could. He wanted to know what they were doing abroad, particularly throughout the northern and southern continents, and especially in the US. Rather than wait for the veils to lift, he charged the somewhat meager intelligence resources the US had at the time to break through them.

It is uncertain whether what sufficed for foreign intelligence services for the US at that time–the Special Intelligence Service of the Federal Bureau, of Investigation (FBI), the Office of Naval Intelligence, and the Military Intelligence Division—would have been aware in 1940 of any high-tech research and development planned or underway in Germany such as long-range rocket and ballistic missile programs and jet-powered aircraft. The FBI had developed ties with the United Kingdom’s MI6 foreign intelligence service and MI5 internal security organization and learned much from them in order to work more effectively on common causes.

An Interdepartmental Information Conference in 1939 brought all elements of the burgeoning US intelligence community together for the first time, to discuss creating a structure to handle the espionage threat to the US.  Rather than fight like a sack of wildcats, new linkages were created between the FBI and the US military, and partnerships were established with foreign services such as the Royal Canadian Mounted Police as well as Mexican and British intelligence officials.  The FBI’s General Intelligence Division was established to manage foreign counterintelligence and other intelligence investigations.  In 1940, US President Franklin Roosevelt signed a Presidential order allowing FBI director, J. Edgar Hoover, to begin wiretapping embassies and consulates.  Sizable failures, new initiatives, and the FBI’s education in managing the intricate details of counterespionage matters resulted in the surprise arrest of 33 German agents in 1941, effectively breaking the back of Abwehr (German military intelligence) in the US. To that extent, Roosevelt was made aware of Nazi Germany’s espionage activities in the US, and within certain parameters he could inform the US public of those efforts which were aimed at laying the groundwork for the conquest of their country.

Much as Churchill, Roosevelt seemed gripped by a strange fear about Hitler. He truly believed that it would be impossible to discuss anything with him. In Principalities and Powers: Spiritual Combat 1942-1943  (St. Augustine’s Press, 2013), reviewed in greatcharlie’s March 2, 2015 post, George Rutler explains that Roosevelt believed Hitler could very well have been the Devil Incarnate. Related to this Churchill recalled during a subsequent radio interview that before his discussion with Roosevelt began aboard the battleship HMS Prince of Wales at Placentia Bay off the coast of Newfoundland on Sunday, August 10, 1941, the two leaders attended a church service on the warship’s fantail. Churchill commented regarding the church service: “I felt that this was no vain presumption, but that we had the right to feel that we are serving a cause for the sake of which a trumpet has sounded from on high.”

Sentences 72 through 108 of the Fireside Chat

“Let us no longer blind ourselves to the undeniable fact that the evil forces which have crushed and undermined and corrupted so many others are already within our own gates. Your Government knows much about them and every day is ferreting them out.

Their secret emissaries are active in our own and in neighboring countries. They seek to stir up suspicion and dissension to cause internal strife. They try to turn capital against labor, and vice versa. They try to reawaken long slumbering racial and religious enmities which should have no place in this country. They are active in every group that promotes intolerance. They exploit for their own ends our own natural abhorrence of war. These trouble-breeders have but one purpose. It is to divide our people; to divide them into hostile groups and to destroy our unity and shatter our will to defend ourselves.

There are also American citizens, many of them in high places, who, unwittingly in most cases, are aiding and abetting the work of these agents. I do not charge these American citizens with being foreign agents. But I do charge them with doing exactly the kind of work that the dictators want done in the United States.

These people not only believe that we can save our own skins by shutting our eyes to the fate of other nations. Some of them go much further than that. They say that we can and should become the friends and even the partners of the Axis powers. Some of them even suggest that we should imitate the methods of the dictatorships. But Americans never can and never will do that.

The experience of the past two years has proven beyond doubt that no nation can appease the Nazis. No man can tame a tiger into a kitten by stroking it. There can be no appeasement with ruthlessness. There can be no reasoning with an incendiary bomb. We know now that a nation can have peace with the Nazis only at the price of total surrender.

Even the people of Italy have been forced to become accomplices of the Nazis; but at this moment they do not know how soon they will be embraced to death by their allies.

The American appeasers ignore the warning to be found in the fate of Austria, Czechoslovakia, Poland, Norway, Belgium, the Netherlands, Denmark, and France. They tell you that the Axis powers are going to win anyway; that all of this bloodshed in the world could be saved; that the United States might just as well throw its influence into the scale of a dictated peace, and get the best out of it that we can.

They call it a “negotiated peace.” Nonsense! Is it a negotiated peace if a gang of outlaws surrounds your community and on threat of extermination makes you pay tribute to save your own skins?

Such a dictated peace would be no peace at all. It would be only another armistice, leading to the most gigantic armament race and the most devastating trade wars in all history. And in these contests the Americas would offer the only real resistance to the Axis powers.

With all their vaunted efficiency, with all their parade of pious purpose in this war, there are still in their background the concentration camp and the servants of God in chains.

The history of recent years proves that the shootings and the chains and the concentration camps are not simply the transient tools but the very altars of modern dictatorships. They may talk of a “new order” in the world, but what they have in mind is only a revival of the oldest and the worst tyranny. In that there is no liberty, no religion, no hope.

The proposed “new order” is the very opposite of a United States of Europe or a United States of Asia. It is not a Government based upon the consent of the governed. It is not a union of ordinary, self-respecting men and women to protect themselves and their freedom and their dignity from oppression. It is an unholy alliance of power and pelf to dominate and enslave the human race.”

Attendees of the August 22, 1940 Destroyer Conference at the White House. From left to right, US Attorney General Robert Jackson, US Secretary of War Henry Stimson, Acting US Secretary of State Sumner Welles and US Secretary of the Navy Frank Knox.

6. Sentences 109 through 123: The US Must Act; What the Failure to Support the United Kingdom Would Mean; Time Is of the Essence

Inferences

Given his objective of doing the most possible while conditions were moderately favorable on the Atlantic, Roosevelt likely reached the logical conclusion that many weapons still sitting in US arsenals, beyond what had already been sent abroad, would be put to far better use in the hands of the combat experienced fighting forces of countries already engaged in the struggle with the Axis Powers. He may have assessed that any additional weapons supplied to the United Kingdom and France while it was still in the fight, would have, what would decades later be dubbed, a “multiplier effect” on both the morale, capabilities, and possibilities of those forces. He clearly wanted the United Kingdom to have every chance of success.

In implementing his policy of assisting the United Kingdom with as much as the US could within safe parameters, Roosevelt had to cope with incessant virtual debates–virtual, as there was no room for a debating directly with the president on foreign and national security policy that he set in place and wanted action on–with top military officers and top bureaucrats in the War Department who believed they were presenting what could be characterized as “America First” arguments.

The US Armed Force opposed the diversion of its military supplies to the United Kingdom. At the nub of that position was the pessimistic belief of the Chief of Staff of the US Army General George Marshall that the United Kingdom would not be able to fend off Nazi Germany. (That assessment was frightfully off the mark.) As was the case when France fell, Marshall anticipated that when the United Kingdom surrendered, all of the US war materials that were being rushed there would fall into Nazi German hands. Marshall and others argued that the US national defense would not be served by clearing out its arsenals for others’ lost causes, but rather by retaining military supplies for the protection of the Western Hemisphere.

Yet as alluded to earlier, Roosevelt understood that moment, such thinking was too pessimistic, very limited, even defeatist. It has often been the case that only after a crisis has crossed its tipping point that the great value of a creative approach is recognized. However, in this case, if Roosevelt had waited for anyone to have some epiphany, the chance to have a positive impact would likely have been lost forever. If the US failed to try all options with real potential still available, it would tragically have little say in the final outcome which likely would have been dark. To that extent, Roosevelt, the Commander-in-Chief of the US Armed Forces, insisted top military and naval officers and senior bureaucrats in the War Department fix themselves to the task of finding ways to immediately implement his plans, rather than wait to simply hope they would see things his way.

While administering the Navy and working somewhat closely with the Army as Assistant Secretary of Navy during World War I, Roosevelt may have detected a parochialism among senior military and naval officers that colored thinking in planning. He may have also detected that among top commanders and planners, there was a certain piquancy in knowing all the right boxes were ticked and everything that was planned was accepted as being done in the correct way. Roosevelt understood what a liability such thinking would be in the country’s circumstances in 1940. For Roosevelt, the usual practices and perfunctory work had no place.

As noted earlier, Roosevelt would not respond to his advisers in toxic, hostile ways. He remained well-beyond that. Still, at times, senior leaders in the War Department, appearing uncertain, even distrustful of Roosevelt’s thinking, in their own way put extra pressure on him. If he reacted at all, his words would be more sardonic than cutting. In an intriguing December 29, 2015 article in Politico written on the 75th Anniversary of the Fireside Chat discussed here, historian Josh Zeitz wrote, unfortunately without citations, that Roosevelt would often brace and threaten to expel those who were hesitant to comply with his orders. This behavior was most apparent when on June 1, 1940, weeks before France fell to Nazi Germany, Roosevelt unilaterally declared enormous caches of military equipment “surplus” and ordered that they be shipped immediately to the United Kingdom. When the US Secretary of War Harry Woodring, an ardent isolationist, fired off a strong memo to the President voicing concern about the legality of the order, Roosevelt ordered him to comply or resign. (Roosevelt eventually had to demand his resignation when refused to release B-17 “Flying Fortresses” to the United Kingdom. He replaced him with a Republican from the administration of US President Howard Taft, Henry Stimson.) General Henry Arnold, Chief of the US Army Air Corps repeatedly expressed concerns that the order would have a deleterious effect upon the country’s readiness for war, Roosevelt reportedly told an aide: “If Arnold won’t comply, maybe we’ll have to move him out of town.” When the US Navy’s Judge Advocate General balked at sanctioning the transfer, Roosevelt instructed the US Secretary of the Navy, Charles Edison, to send the “sea lawyer” on a protracted vacation. Zeitz explains Edison refused, to which Roosevelt replied: “Forget it and do what I told you to do.”

A national leader must have a well-considered idea of what the objectives of a country’s military action will be and how that action should be prosecuted. Those choices are political, established in the country’s foreign and national security policy long before any choices are made, but often in history the need to fight has been existential. Top military commanders must remain obedient to the concept and intent expressed by the national leader. To that extent, war becomes a continuation of politics with other means much as the 19th military theorist, Prussian General Carl Philipp Gottfried von Clausewitz, suggested in his renowned book Vom Kriege (On War) published posthumously in 1832: “Der Krieg ist eine bloße Fortsetzung der Politik mit anderen Mitteln.”

As a highly developed individual, Roosevelt seemingly was able to keep perspective on almost everything. He did not appear to truly despair or fault those in the foreign and national security bureaucracies for furnishing patent answers they were long trained to provide and patriotically as well as emotionally compelled to make. Yet, he was also likely aware, well-ahead of most, that the circumstances of war with the Axis Powers would demand that many unlearn lessons from the past and open their minds up to new thinking on a global scale, transcending anything they might have considered or dared to imagine before. Nothing said ever caused Roosevelt to halt or even slow down the export of US military resources. In truth, more often, Roosevelt would receive answers and rapid responses from advisers much as he desired.

When Churchill asked Roosevelt for the loan of “forty or fifty of your older destroyers,” and warned that without them the United Kingdom would be unable to fight the “Battle of the Atlantic” against Nazi Germany and Italy, what followed was three-and-a-half months of negotiations. There were significant issues to sort out. Roosevelt’s first response disappointed Churchill. Roosevelt truthfully responded, “a step of that kind could not be taken except with the specific authorization of Congress and I am not certain that it would be wise for that suggestion to be made to the Congress at this moment.” Still, Churchill continued to do his part with regard to holding the line. On July 3, 1940, the Royal Navy was dispatched to bomb the French Navy at its base in northwestern Algeria with the purpose of at best destroying or at least disabling the French fleet to prevent it from being used by Nazi Germany. If the United Kingdom had even largely fallen to Nazi Germany, the naval assets of the French fleet, aggregated with Germany’s Kriegsmarine and the Italian Regia Marina (Royal Navy), the US would be left to fight an enormous armada of naval and air power. By August, talks between the US and the United Kingdom shifted from a loan or sale of the surplus destroyers to an exchange of the surplus destroyers for bases on British Territories in the North Atlantic and the Caribbean. Though he was reportedly not open to thoughts from some advisers on what should be accomplished, he was presumably open to thoughts on the best way to accomplish the “Destroyer-Bases Exchange.”

First, Roosevelt met with US Attorney General Robert Jackson to discuss the legal situation regarding his authority to provide surplus US Navy destroyers on that basis with the United Kingdom without further authorization from Congress. 

Second, on August 13, 1940, US Secretary of State Henry Stimson, US Secretary of the Navy Frank Knox, US Under Secretary of State Sumner Welles and US Secretary of the Treasury Henry Morgenthau, met with Roosevelt to outline the essential points of an agreement. Third, on August 15, 1940, Jackson advised Roosevelt that the Department of Justice definitely believed he did have authority to act without the consent of Congress as the destroyers to be transferred fell in the classification of obsolescent materials. All he needed was certification from naval and military authorities that the warships were not needful for the defense of the US. On September 2, 1940, President Roosevelt signed the Destroyers for Bases Agreement.

Sentences 109 through 123 of the Fireside Chat 

“The British people and their allies today are conducting an active war against this unholy alliance. Our own future security is greatly dependent on the outcome of that fight. Our ability to “keep out of war” is going to be affected by that outcome.

Thinking in terms of today and tomorrow, I make the direct statement to the American people that there is far less chance of the United States getting into war, if we do all we can now to support the nations defending themselves against attack by the Axis than if we acquiesce in their defeat, submit tamely to an Axis victory, and wait our turn to be the object of attack in another war later on.

If we are to be completely honest with ourselves, we must admit that there is risk in any course we may take. But I deeply believe that the great majority of our people agree that the course that I advocate involves the least risk now and the greatest hope for world peace in the future.

The people of Europe who are defending themselves do not ask us to do their fighting. They ask us for the implements of war, the planes, the tanks, the guns, the freighters which will enable them to fight for their liberty and for our security. Emphatically we must get these weapons to them; get them to them in sufficient volume and quickly enough, so that we and our children will be saved the agony and suffering of war which others have had to endure.

Let not the defeatists tell us that it is too late. It will never be earlier. Tomorrow will be later than today. Certain facts are self-evident.

In a military sense Great Britain and the British Empire are today the spearhead of resistance to world conquest. And they are putting up a fight which will live forever in the story of human gallantry.”

Chief of Staff of the US Army General George Catlett Marshall (seated center) with members of his general staff in November 1941.

7. Sentences 124 through 130: A No US Boots on the Ground Pledge; Addressing Naysayers; Integrating the War Needs of US and the United Kingdom

Inferences

In July 1940, the Democratic Party nominated Roosevelt for an unprecedented third term in office. His opponent, Republican nominee Wendell Willkie, agreed with Roosevelt that the US should lend active assistance to the United Kingdom. Yet, as the election drew closer, Willkie began to give speeches warning that a vote for Roosevelt was a vote for entering the war. As polls narrowed, Roosevelt sought to assure voters, stating: “We will not participate in foreign wars and we will not send our army, naval or air forces to fight in foreign lands outside of the Americas except in case of attack.” Ultimately, Roosevelt won reelection, and with that behind him, he perhaps believed he had more flexibility to make more decisive moves to support countries fighting the Axis Powers and prepare the US for war

On September 16, 1940. the US Congress approved the Selective Service and Training Act. The majority of Members of Congress, despite resistance from isolationists in the body, could see the writing on the wall with regard to the Axis Powers and war. The act, which instituted the first peacetime military draft in US history, required men between the ages of 21 and 36 to register for the draft. The number of selected draftees was capped at 900,000 men, who would be enlisted for one year of training and service, and could only serve in the Western Hemisphere or in US territories. Though there were anti-draft protests on college campuses nationwide, in December 1940, 78% of US citizens polled favored the military draft. Once the Selective Service and Training Act went into effect, the requirements for more weapons and supplies in the US would sharply increase. With conscripts starting to arrive for training in the armed forces, the War Department became concerned that those conscripts would be fully equipped. 

While the situation in Europe worsened, Marshall would repeatedly convey the concerns of the uniformed services in the War Department over his foreign military assistance efforts in his meetings with Roosevelt. Surely, Marshall may have felt he was doing his job with fidelity, speaking truth to power. He, too, was part of the aforementioned “cabal” that questioned the legality and Roosevelt’s decision to declare swathes of war materials surplus and ship them off post haste to the United Kingdom. Expressing caution based on the best ways one knows how to handle a situation was logical, and somewhat understandable. The War Department did have war plans that were dependent on those military resources. Marshall’s intent was to stockpile resources for a coming fight. This certainly would have been the position of top military leaders generally as it is what they had been trained to do. Moreover, it would become nearly impossible to make adjustments and firm up war plans and strategies without knowing what would be available, or better, what would be left, after weapons, surplus and new, from US arsenals were shipped around the world.

Marshall’s reaction to the near non-stop movement of such high levels of military resources to the United Kingdom might have been expected by Roosevelt. According to an anecdote drawn from Forrest Pogue’s George C. Marshall, Vol. 2: Ordeal and Hope, 1939-1942 (Viking, 1966), in the fall of 1938, when the threat of war loomed in Europe, Roosevelt called a White House meeting with key members of his administration in order to discuss his proposed defense plan, which primarily consisted of a rapid and dramatic expansion of US airpower. Marshall had been the Deputy Chief of Staff of the US Army for less than one month. As a new brigadier–one-star–general, he was one of the lowest ranking attendees of the meeting. During the course of the discussion, Roosevelt asked each attendee if they agreed with his proposal. All voiced agreement except Marshall who tactfully disagreed with Roosevelt’s concept. The other attendees noted that Marshall’s disagreement visibly startled Roosevelt. After the meeting adjourned, many of those present made it clear that they believed Marshall had effectively ended his career. Five months later, in a move that stunned most of Washington, Roosevelt asked Marshall to serve as the next Chief of Staff of the US Army. 

In another instance, during a meeting at the White House with Roosevelt, Marshall presented a chart that reflected the arrangement for dividing planes coming off the assembly line, particularly the US Army’s prized B-17 “Flying Fortress”, mentioned earlier, with the United Kingdom, particularly exhibiting the wide difference between orders and deliveries. Marshall reportedly asked pointedly whether the United Kingdom’s consignment should be computed as half of the planes scheduled for delivery or as half of those actually delivered. Roosevelt’s response to Marshall allegedly was: “Don’t let me see that chart again.” As the leader of the US Army, certainly, Marshall was aware of the indications and implications of that statement for him personally.

Perhaps it is bitter this but Roosevelt likely understood Marshall could hardly provide him with a forecast of what the situation would be in another year that would hold any degree of certitude. In other words, Marshall could not be certain how the world for which his planners had organized military strategic objectives, military plans, and military resources would Iook in a year. Roosevelt knew that the time to act was now. In a calibrated way, he could supply the United Kingdom and many others who were fighting the Axis Powers what they needed when they needed it the most. The US would be the one through such efforts to aggregate all of the power available for the fight immediately.

It is possible that in Roosevelt’s eyes, perhaps even for fleeting moments, he might have been irked. Roosevelt, after all, was only human.. In those imagined moments, he might have felt the attitudes and behaviors  that Marshall and other senior officials in the War Department as well as other foreign and national security bureaucracies was more akin to the type of rural or urban shopkeeper who was more focused with the fullness of the stockroom, orderly shelves, and keeping his or her portion of the sidewalk swept than selling inventory, making profits, and best serving his or her community: the recipe for ruin.

When Marshall argued against efforts to elevate the United Kingdom’s military capabilities at the expense of those of the US, perhaps he may have actually managed to create some degree of doubt, no matter how small, that the general was not the best strategic thinker and would not, as Chief of Staff of the US Army, be able to make the whole challenging and unfortunate trek he saw the country on. The general’s attempts to tactfully lobby Roosevelt perhaps would lead many today to think that every so often an afflatus would strike him. To be more frank, Marshall acted as if he viewed his president’s choices as something closer to whims than thoughtful, strategically sound decisions. Roosevelt may have held in mind, perhaps even had nightmares over the fact, that Marshall’s line of thinking somewhat resembled that of the Commander-in-Chief of the British Expeditionary Force in France, British Army General Lord Gort. He used his troops to construct the “Gort Line,” a 45 mile defensive line comprised of bunkers, pillboxes, and anti-tank traps along the France-Belgium border rather than build up mobility assets, firepower, and air power, and train his commanders and their units to integrate combined arms warfare with air power, and to use deception, speed, maneuver, and concentrate power. That approach, seemingly not too advanced for 1940, would have been more compatible with the British Army’s offensively-minded Dyle Plan, established as a response to a possible Nazi German invasion. When the invasion of France began in the Spring of 1940, Gort was unable to act decisively. While Churchill praised Gort in his June 4, 1940 speech before the House of Commons, his remarks about the disaster in France seemed to reveal that he felt Gort’s handling of the British Expeditionary Force may have hurt its chances of achieving greater success. 

Still, Roosevelt seemed to retain enough confidence and faith in Marshall and may have believed the general would come around to looking at things with a broader view that would parallel his own. To the extent that is accurate, it would mean Marshall was an exception. Roosevelt sympathies were always with members of the armed forces knowing how indispensable and difficult their work so often was yet very distant in the thoughts of most of those they defended. Marshall would serve as Chief of Staff of the US Army throughout World War II. Gloriosum est iniurias oblivisci. (It is glorious to forget the injustice.)

Sentences 124 through 130 of the Fireside Chat 

“There is no demand for sending an American Expeditionary Force outside our own borders. There is no intention by any member of your Government to send such a force. You can, therefore, nail, nail any talk about sending armies to Europe as deliberate untruth.

Our national policy is not directed toward war. Its sole purpose is to keep war away from our country and away from our people. Democracy’s fight against world conquest is being greatly aided, and must be more greatly aided, by the rearmament of the United States and by sending every ounce and every ton of munitions and supplies that we can possibly spare to help the defenders who are in the front lines. And it is no more unneutral for us to do that than it is for Sweden, Russia and other nations near Germany, to send steel and ore and oil and other war materials into Germany every day in the week.”

US Navy and Royal Navy sailors inspect depth charges aboard Wickes-class destroyers in 1940. In the background are USS Buchanan (DD-131) and USS Crownshield (DD-134). Both surplus warships were transferred to the Royal Navy on September 9, 1940.

Roosevelt and Churchill meet face-to-face for the first time for a secret meeting aboard the battleship USS Augusta at Placentia Bay off the coast of Newfoundland August 9, 1941.

8. Sentences 131 through 144: Replenishing US Arsenals; Building Greater Weapons for Defense; Taking Workers into Consideration; Expectations of Industry Leaders

Inferences

Looking back, one might suggest that rather than burden the president with his concern over stockpiles, Marshall should have developed for Roosevelt plans that would allow for the replenishment of what was old with new weapon systems with the latest capabilities and identified how that replenishment could have been performed rapidly with the existing US industrial base and a recommended expanded one.

When Roosevelt spoke of counsel from the military experts, he concealed the fact that he, himself, was such an expert. Roosevelt had acquired considerable experience maintaining the readiness of the US Armed Forces and preparing them for war long before becoming US President.

As only touched upon earlier, on March 12, 1913, Roosevelt, then a two-term state New York State Senator at age 31, received the nomination to become the US Assistant Secretary of the Navy in the administration of US President Woodrow Wilson. Confirmed unanimously by the US Senate, Roosevelt was the youngest Assistant Secretary of the Navy until that date. US President Theodore Roosevelt, his fifth cousin, had held the same post. It was more than fate that caused another Roosevelt to be selected for the same position. Roosevelt’s superior, US Secretary of the Navy Josephus Daniels focused on policy and Congressional matters, leaving him to handle personnel matters, operations, and contracting. Although new to naval affairs, Reportedly, Roosevelt had the energy Daniels required to get things done. Fortuitously for Roosevelt, Daniels was willing to serve as a mentor, which allowed him to learn valuable lessons in politics that would be useful to him for years to come.

Even before World War I began, Roosevelt worked to prepare the US Navy for his country’s entry into it. Then, much as in his future, many in government lacked his perspective. Some officials even dismissed the idea that the US would enter the war. Wilson’s doctrine of neutrality would actually thwart many of Roosevelt’s efforts to ready the Navy. Nevertheless, observing events in Europe Roosevelt kept pushing for the Navy’s preparation. Lessons learned on navigating through the administration, particularly with Daniels and Wilson, enabled him to eventually create some movement in the right direction. In late 1915, the US invested in a $600 million program to upgrade and expand the Navy. In the meantime, German U-boats began sinking hundreds of Allied ships. When they began unrestricted warfare on the oceans, Wilson went to Congress for a declaration of war. Congress obliged on April 6, 1917. In the meantime, during the war, Roosevelt placed great focus on mitigating the U-boat threat. He advocated for a plan to lay vast anti-submarine minefields in the North Sea. The mine project was an early sign of Roosevelt’s appreciation for creative solutions. Reportedly, by February 1918, 100,000 mines were prepared for deployment, but the war ended before the system could be fully tested, but the minefield is believed to have destroyed at least four U-boats

It was surely Roosevelt’s unequivocal concept and intent in 1940 to ensure commanders and planners in the US armed forces had as many advantages as possible and enhance the chance for victory, he wanted them to have a preponderance of weapons. It was a mistake for others to think anything otherwise. The war’s outcome bears that out. With an unrivaled wealth of newly minted military resources, their capabilities would be considerable and the possibilities for action would become nearly unlimited. How well US commanders and planners would use them remained to be seen.

Sentences 131 through 144 of the Fireside Chat

“We are planning our own defense with the utmost urgency; and in its vast scale we must integrate the war needs of Britain and the other free nations which are resisting aggression.

This is not a matter of sentiment or of controversial personal opinion. It is a matter of realistic, practical military policy, based on the advice of our military experts who are in close touch with existing warfare. These military and naval experts and the members of the Congress and the Administration have a single-minded purpose—the defense of the United States.

This nation is making a great effort to produce everything that is necessary in this emergency—and with all possible speed. And, this great effort requires great sacrifice.

I would ask no one to defend a democracy which in turn would not defend everyone in the nation against want and privation. The strength of this nation shall not be diluted by the failure of the Government to protect the economic well-being of its citizens.

If our capacity to produce is limited by machines, it must ever be remembered that these machines are operated by the skill and the stamina of the workers. As the Government is determined to protect the rights of the workers, so the nation has a right to expect that the men who man the machines will discharge their full responsibilities to the urgent needs of defense.

The worker possesses the same human dignity and is entitled to the same security of position as the engineer or the manager or the owner. For the workers provide the human power that turns out the destroyers, and the planes and the tanks.

The nation expects our defense industries to continue operation without interruption by strikes or lock-outs. It expects and insists that management and workers will reconcile their differences by voluntary or legal means, to continue to produce the supplies that are so sorely needed.”

9. Sentences 145 through 168: Refitting Manufacturing To Meet Growing Needs Now and Imagining the Future

Inferences

Roosevelt’s interest and emphasis on workers was well-established when he implemented the New Deal. In his addresses and public and private writings, he expressed a fondness for workers in his tone. He surely was glad his efforts had many back on their feet, but likely ambivalent over the fact that a further increase in employment would be the result of preparations for war. Roosevelt’s discussion of workers here, however, may have also been a manifestation of a concern over having sufficient manpower in the armed forces while also having enough manpower available for greatly increased industrial base. Meeting manpower requirements, based on War Department plans led to the aforementioned Selective Service and Training Act.

Considerations along those lines would likely require examining the degree to which isolationist zeal would cause many able workers to refrain from working in war plants. A sort of counterbalance might be the reality that hypothetical war plant jobs would draw those more concerned about steady work and providing for their families and themselves. Perchance when Roosevelt, not having foreknowledge of Pearl Harbor and its impact on the US psyche, contemplated the possibility of being forced by circumstance to declare war on Nazi Germany or Japan, he may have felt unsure of the public response to some degree. With some many US soldiers dying in 1918 alone and the deaths of troops due to influenza–Roosevelt, himself, caught influenza while returning to the US after a visit to the front lines–it is unclear how many able men would be willing to subject themselves possibly to the same for the sake of the Europeans or the Asians.

Surely Roosevelt wanted to duplicate, at a far greater capacity, the military production underway with urgency in the United Kingdom as Churchill described in his June 4, 1940 speech in the House of Commons. Churchill indicated that in such an emergency, industry and labor can find common ground. Churchill explained: “An effort the like of which has never been seen in our records is now being made. Work is proceeding everywhere, night and day, Sundays and week days. Capital and Labor have cast aside their interests, rights, and customs and put them into the common stock.” To that extent Roosevelt would mention that there was cooperation between the government, industry, and labor. He extolled industry and labor for their dedication to the effort to build up the “Arsenal of Democracy.” However, it was hardly close to the levels he understood would be needed to defeat the Axis Powers.

Sentences 145 through 168 of the Fireside Chat

“And on the economic side of our great defense program, we are, as you know, bending every effort to maintain stability of prices and with that the stability of the cost of living.

Nine days ago I announced the setting up of a more effective organization to direct our gigantic efforts to increase the production of munitions. The appropriation of vast sums of money and a well coordinated executive direction of our defense efforts are not in themselves enough. Guns, planes, ships and many other things have to be built in the factories and the arsenals of America. They have to be produced by workers and managers and engineers with the aid of machines which in turn have to be built by hundreds of thousands of workers throughout the land.

In this great work there has been splendid cooperation between the Government and industry and labor; and I am very thankful.

American industrial genius, unmatched throughout all the world in the solution of production problems, has been called upon to bring its resources and its talents into action. Manufacturers of watches, of farm implements, of linotypes and cash registers, of automobiles and sewing machines and lawn mowers and locomotives are now making fuses, and bomb packing crates, and telescope mounts, and shells, and pistols and tanks.

But all our present efforts are not enough. We must have more ships, more guns, more planes—more of everything. And this can be accomplished only if we discard the notion of “business as usual.” This job cannot be done merely by superimposing on the existing productive facilities the added requirements of the nation for defense.

Our defense efforts must not be blocked by those who fear the future consequences of surplus plant capacity. The possible consequences of failure of our defense efforts now are much more to be feared.

And after the present needs of our defenses are past, a proper handling of the country’s peace-time needs will require all of the new productive capacity—if not still more.

No pessimistic policy about the future of America shall delay the immediate expansion of those industries essential to defense. We need them.

I want to make it clear that it is the purpose of the nation to build now with all possible speed every machine, every arsenal, every factory that we need to manufacture our defense material. We have the men- the skill- the wealth- and above all, the will.

I am confident that if and when production of consumer or luxury goods in certain industries requires the use of machines and raw materials that are essential for defense purposes, then such production must yield, and will gladly yield, to our primary and compelling purpose.

So, I appeal to the owners of plants—to the managers—to the workers—to our own Government employees—to put every ounce of effort into producing these munitions swiftly and without stint. With this appeal I give you the pledge that all of us who are officers of your Government will devote ourselves to the same whole-hearted extent to the great task that lies ahead.

As planes and ships and guns and shells are produced, your Government, with its defense experts, can then determine how best to use them to defend this hemisphere. The decision as to how much shall be sent abroad and how much shall remain at home must be made on the basis of our over-all military necessities.”

10. Sentences 169 through 187: The Government Has the Matter Covered; It Is Taking Steps; and More Will Be Done

Inferences

Roosevelt committed the US in June 1940 to assisting belligerents in the fight against the Axis Powers with war material, he did so with the insistence, as required under US law, that recipients pay for purchases with cash. As aforementioned, in the summer of 1940, Churchill warned that his country would not be unable to continue paying cash for purchases. By December 1940, the worst had come to pass, and Churchill informed Roosevelt that the United Kingdom was no longer able to pay it for military supplies. Apparently prepared for such news, Roosevelt had ready a proposal for a new initiative that would be known as Lend-Lease. Under it, the US would provide or “lend” the United Kingdom with the war materials and other supplies it needed to fight Nazi Germany, and payments would be deferred. When payments were eventually made, the emphasis would not be on payment in dollars. Payments would primarily take the form of a “consideration” granted by the United Kingdom to the US.

Roosevelt reportedly garnered support for the lend-lease concept through use of the analogy of lending a neighbor your garden hose if his house was on fire and thereby keeping the fire from spreading to your own house. At a press conference held at the White House on December 17, 1940, at which he announced Lend-Lease, Roosevelt explained: “Suppose my neighbor’s home catches fire, and I have a length of garden hose four or five hundred feet away. If he can take my garden hose and connect it up with his hydrant, I may help him to put out his fire . . . I don’t say to him before that operation, ‘Neighbor, my garden hose cost me $15; you have to pay me $15 for it’ . . . I don’t want $15–I want my garden hose back after the fire is over. . . .”

On January 10, 1941, Roosevelt would introduce the lend-lease program to Congress. It would formally allow the US, via Congressional approval, to lend or lease war supplies to any nation deemed “vital to the defense” while keeping the country only indirectly involved in World War II. The Lend-Lease Act was passed on March 11, 1941. Roosevelt had more than sufficiently proved the concept and value of such an approach throughout 1940.

Sentences 169 through 187 of the Fireside Chat

“We must be the great arsenal of democracy. For us this is an emergency as serious as war itself. We must apply ourselves to our task with the same resolution, the same sense of urgency, the same spirit of patriotism and sacrifice as we would show were we at war.

We have furnished the British great material support and we will furnish far more in the future.

There will be no “bottlenecks” in our determination to aid Great Britain. No dictator, no combination of dictators, will weaken that determination by threats of how they will construe that determination.

The British have received invaluable military support from the heroic Greek army, and from the forces of all the governments in exile. Their strength is growing. It is the strength of men and women who value their freedom more highly than they value their lives.

I believe that the Axis powers are not going to win this war. I base that belief on the latest and best of information.

We have no excuse for defeatism. We have every good reason for hope—hope for peace, yes, and hope for the defense of our civilization and for the building of a better civilization in the future.

I have the profound conviction that the American people are now determined to put forth a mightier effort than they have ever yet made to increase our production of all the implements of defense, to meet the threat to our democratic faith.

As President of the United States I call for that national effort. I call for it in the name of this nation which we love and honor and which we are privileged and proud to serve. I call upon our people with absolute confidence that our common cause will greatly succeed.”

Roosevelt and Churchill meet face-to-face for the first time for a secret meeting aboard the battleship USS Augusta at Placentia Bay off the coast of Newfoundland August 9, 1941.

A Job Well Done

In 1940, Roosevelt and Churchill, although not having as yet met in-person, forged a personal bond, an entente cordiale, and more importantly, a bond between their countries that would further develop through the challenges of World War II into what would be called the special relationship. Such a union would have been deemed improbable 154 years before when the Founding Fathers of the US declared their country’s independence from the “United Kingdom of Great Britain”. While all things related to monarchy were surely anathema to Roosevelt given his firm adherence to the precepts of democracy and the US Constitution, yet it would seem the lyrics of George Frederick Handel’s coronation anthem “Let Thy Hand Be Strengthened” (1727) might have been quite an apropos felicitation for him as he led the US, the United Kingdom, and world forward against tyranny: “Let thy hand be strengthened and thy right hand be exalted. / Let justice and judgment be the preparation of thy seat! / Let mercy and truth go before thy face. / Let justice, judgment, mercy and truth go before thy face. / Allelujah.”

Roosevelt was a genius for his practicability, a talented leader superbly harnessed, and self-controlled. Still, taking all aspects of the crisis in daily, as he did, he must have occasionally felt a sense of vulnerability. Even if such intrusive thoughts were infrequent, they would likely have had some degree of influence on his work and his spirit. Alone in his thoughts, Roosevelt apparently was left to dig down deep and draw strength from within. He imparted that strength to the audience of his address in the US.

Roosevelt had an almost mystical, crystal clear perspective of what was happening in the world and what to do despite the atypical and overly generous appearance of his action. Too many advisors did not and seemingly could not gain that same perspective, and placed additional pressures on a President who had already been strained beyond the capacity of most around him. Fulfilling the work that he swore to do during two inaugurations, Roosevelt was faithfully executing the Office of President of the US, and will to the best of his ability, acting with the goal of preserving, protecting, and defending the Constitution of the US in the face of threat from the Axis Powers. The even harder work of leading a country engaged in what would be an horrendous and very costly war worldwide had yet to begin.

Roosevelt died during his fourth term in office on April 12,1945 and thereby did not see the results of his incredible efforts. The most important result was the unconditional surrender of the Axis Powers and total victory that back in 1940 Roosevelt said would come if war came. The Roman historian Titus Livius (59 B.C.-A.D. 17), known as Livy, provided in Greek, a history of Rome that begins with the earliest legends of Rome before the traditional founding in 753 B.C. through the reign of Emperor Caesar Augustus during his own lifetime. In the Preface of Book I of that history Ad Urbe Condita (From the Founding of the City) (c. 28 B.C.), Livy states about the study of history: “Hoc illud est praecipue in cognitione rerum salubre ac frugiferum, omnis te exempli documenta in inlustri posita monumento intueri; inde tibi tuaeque rei publicae quod imitere capias, inde foedum inceptu, foedum exitu, quod vites.” (What chiefly makes the study of history wholesome and profitable is this, that you behold the lessons of every kind of experience set forth as on a conspicuous monument; from these you may choose for yourself and for your own state what to imitate, from these mark for avoidance what is shameful in the conception and shameful in the result.)

Ruminations on the Russian Federation’s Failure To Close the Door in Western Ukraine to Foreign Military Assistance as Part of Its Invasion Plan

US airmen and marines (above) load M777 artillery pieces marked for delivery to the Ukrainian Armed Forces on an US Air Force transport plane. Many weapon systems sent into Ukraine have had a multiplier effect on the battlefield. Firepower in the form of multiple launch rocket systems, self-propelled artillery, and heavy caliber guns, transported possibly along the now heavily traveled supply lines from both Poland and Romania enabled the Ukrainian Armed Forces to launch two highly-successful counteroffensives. Presented here are some ruminations on Russia’s failure to initially shut the door to the massive levels of military assistance to the Ukrainian Armed Forces from the US, other NATO Member States and the EU via Poland, Slovakia, Hungary, and Romania. Emphasis is placed on the likely reasons why Russia went into Ukraine militarily without addressing the potential impact of Western resupply of Ukrainian forces. To that extent, issues considered include: whether the Russian Federation General Staff was responsible for this considerable delinquency or was the Kremlin near criminally remiss for not heeding likely recommendations of the military chiefs and their war planners.

Intriguingly, Russian Federation President Vladimir Putin launched the Ukraine War lacking a strategy that took into consideration of what Vooruzhonnije Síly Rossíyskoj Federátsii (the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation Armed Forces) would come up against. What was seemingly completely missed or misunderstood was the degree of support from the US and NATO Member States that Kyiv would receive. No effort, that was apparent, was made to obviate the ability of the US and its NATO allies to supply Ukraine at will as part of the military strategy. From the start, conquering Kyiv was the focus as if Putin, his foreign and national security policy team at the Kremlin, and his senior commanders in the Russian Federation Armed Forces. Perhaps, for Putin, the conquest of Ukraine was a dream on which he could feast his imagination. That was at least until the matter was reduced to reality. If one might think of Putin at all as a rational actor, it would seem Putin has painted himself into a corner. That is quite unlike Putin. Some might say that after all the years of accomplishments and successes, and all the experience, he was bound to make one big mistake. It is a real head rubber.

Presented here are some ruminations on Russia’s failure to initially shut the door to the massive levels of military assistance to the Ukrainian Armed Forces from the US, other NATO Member States and the EU via Poland, Slovakia, Hungary, and Romania. Emphasis is placed on the likely reasons why Russia went into Ukraine militarily without addressing the potential impact of Western resupply of Ukrainian forces. To that extent, issues considered include: whether the Russian Federation General Staff was responsible for this considerable delinquency or was the Kremlin near criminally remiss for not heeding the recommendations of the military chiefs and their war planners; whether the door was left wide open between Poland Slovakia, Hungary, and Romania with Ukraine because they were hamstrung by Putin’s concept that a successful “lighting strike in Ukraine” could be achieved even though the idea was apparently developed in the abstract; and, whether they had little choice but to acquiesce to the manifestations of Putin’s sense of vulnerability over Ukraine’s close ties to the US, the EU, and NATO. Unless one was actually behind closed doors of conference rooms in the Kremlin and the national security bureaucracies in Moscow, or “reading someone’s mail,” one cannot know for certain how the decision concerning resupply from western Ukraine was made or maybe not made. The best informed guess would inevitably be an interpretation. While “ruminating”, greatcharlie sought to stay grounded within the realm of what would actually be possible in Putin’s regime given what is known about it. Insights offered here are occasionally supported with historical examples of timeless relevance that immediately came to mind or actually helped to generate ruminations. Causa latet, vis est notification. (The cause is hidden, the result is obvious.)

Chairman of the Joint Chiefs of Staff US Army General Colin Powell (above) at press conference at the Pentagon on January 23, 1991. When a military campaign is launched, often an objective becomes separating an opposing army from what gives it support and what allows it to continue to generate combat power. Acting in this manner against an opponent is referred to as acting decisively. During the Persian Gulf War, Operation Desert Storm, the concept of separating Iraqi forces in Kuwait from resupply as well as command and control from the Iraqi military and political leadership was expressed without ambiguity by then Chairman of the Joint Chiefs of Staff US Army General Colin Powell during a press conference at the Pentagon on January 23, 1991. He famously stated: “Our strategy to go after this army is very, very simple. First, we’re going to cut it off, and then we’re going to kill it.”

Why Is Resupply an Issue?

When sent to war, the purpose of an army is to use its trained troops to deliver calculated lethal violence in protection of their country and its values wherever they are ordered to go. Not to be forgotten, is the necessity that the army’s troops place their very lives on the line in that pursuit. Equally important to note, not all countries have the same values. The values of the Russian Federation, particularly those that compelled the invasion of Ukraine, are quite different, for example, from those of the United Kingdom, France, or Germany. As professionals, army commanders act to the best of their knowledge and experience, use their troop in accordance with their army’s doctrine and in obedience to the concept and intent laid out by the army’s senior leadership. When it is the case, the army leadership acts in fol)owing with the concept and intent of their country’s political leadership. Such was the case when the Russian Federation Armed Forces were directed by Putin and ordered by the Russian Federation General Staff to invade Ukraine.

Today, armies can deploy with a considerable amount of supplies, but supplies begin to deplete as soon as the fight is underway. Nevertheless, to keep the army going, long before it becomes engaged, considerations and arrangements are made by planners and logistical (supply) officers to transport supplies wherever they are needed. Losing the ability to be resupplied means an army can fight only until the point when it metaphorically and literally, as one element of resupply, runs out of gas. To that extent, the most extreme of human endeavors becomes an even greater challenge for troops in that army. Whether resupply is possible can more often mean the difference between victory and defeat. 

To be a useful, effective fighting force on the battlefield, critical items such as bullets, grenades, rifles, other small arms, Kevlar vests, phones, petroleum, oil lubricants, and all and elements as replacement troops, and troop medical evacuation must get up to where the fight is. As shortages become problematic, commanders must begin to economize, their ability to act will be reduced, and subsequently their army becomes far less effective. The commander of the opposing army, if a capable commander, will discern the change, recognize the advantage presented and seek to exploit it as best as possible. The decision would need to be made on whether the army with dwindling supplies should be withdrawn. If the situation reaches the point when the commander can no longer act to alter the army’s situation, his army is being battered, or his army is cut off and has no available means of egress, he may be forced to surrender. While this description is somewhat oversimplified, it lends support for the idea that when a military campaign is launched, often an objective becomes separating an opposing army from what gives it support and what allows it to continue to generate combat power. Acting in this manner against an opponent is referred to as acting decisively.

During the Persian Gulf War, Operation Desert Storm, the concept of separating Iraqi forces in Kuwait from resupply as well as command and control from the Iraqi military and political leadership was expressed without ambiguity by then Chairman of the Joint Chiefs of Staff US Army General Colin Powell during a press conference at the Pentagon on January 23, 1991 alongside the US Secretary of Defense Dick Cheney. In the hour-long briefing, which detailed the first week of operations of the 28-nation coalition against Iraq, Powell famously stated: “Our strategy to go after this army is very, very simple. First, we’re going to cut it off, and then we’re going to kill it. To cut it off, that began last week when we started to go after the nerve center, the brains of the operation, the command and control of the operation, and the lines of communication that come out of Baghdad and other places in the country.”

One might have expected that Russian Federation Armed Forces top commanders and planners, in a similar vein, might have taken a similar tack toward the Ukraine Armed Forces. It might have been expected that they would have recognized that resupply not so much from Ukrainian arsenals but from those of US, other NATO Member States, and other countries in the EU would need to be blocked, cut off in some way. Yet, nothing remotely similar to what Powell expressed in 1991 was heard from the Russian Federation Ministry of Defense, the Russian Federation General Staff, or from Putin, himself, about cutting the Ukrainian Armed Forces off from resupply. There were no feigned movements such as moving Russian Federation forces to points outside Ukraine from which a blocking operation could best be launched in order to signal the intention to cut the Ukrainian Armed Forces off from resupply. Nothing was done sufficiently enough to cause supporters of the government of Kyiv to second guess any planned efforts to resupply the Ukrainian Armed Forces. In view of the potential decisive impact from contributions by the 30 countries in NATO,  particularly the US with its military largess, it would seem some Russian Federation Armed Forces commanders and planners thinking logically would urge the Russian Federation General Staff to suggest scrapping the operation until the problem of the Western resupply threat was resolved. 

A near endless list of situations during wars in which resupply determined the outcome of battle or even the war, itself. For example, armies have often encountered difficulties in cutting off resupply on a strategic level when fighting a determined opponent. Occasionally political leaders and army commanders have been slow in recognizing the opportunity to act decisively to mitigate resupply efforts on a strategic level. Armies have faced difficulties on the tactical level against a smaller force of well-trained, well-organized, and well-led opposing troops, even during a siege, when sufficient resupply has been made available to them

Ho Chi Minh Trail

The Ho Chi Minh Trail (Đường mòn Hồ Chí Minh) was a supply system that provided support, in the form of manpower and materiel, to the Communist insurgency, Viet Cong, and the People’s Army of Vietnam (North Vietnamese Army) during the Vietnam War. It comprised a logistical network of roads and trails that ran from North Vietnam to South Vietnam through the kingdoms of Laos and Cambodia during the Vietnam War. Initially troops, pushing heavily laden bicycles, driving oxcarts, or carrying supplies on their backs, moved hundreds of tons of supplies along it. However, trucks would become the primary means of moving supplies and troops. By 1969, tgere was even a pipeline crossed the Lao frontier through the Mu Gia Pass and, by 1970, it reached the approaches to the A Shau Valley in South Vietnam. The plastic pipeline, equipped with numerous small pumping stations, managed to transfer diesel fuel, gasoline, and kerosene all through the same pipe. By the end of 1970, the number of pipelines entering Laos increased to six that year. As a whole, supply efforts through trail were quite effective, which no mean feat given US efforts to thwart effort through trail included attacks from a CIA-raised clandestine army and the most intense air interdiction campaign in history. Mitigating the effects of US operations to destroy the trail was an existential effort. One might say the Ho Chi Minh Trail was the “center of gravity” for the Communists. Its loss probably would have led to their defeat in the war. As long as supplies could get to the Viet Cong and North Vietnamese Army, their war effort could continue with vigor which complicated US-led efforts to secure South Vietnam for the government in Saigon. South Vietnam would eventually surrender to North Vietnam.

Battle of the Atlantic 1939-1945

During World War II, Germany acted robustly to prevent merchant ships from carrying food, raw materials, troops and their equipment from North America to the United Kingdom. If they had succeeded, the outcome of war might have been radically different. The United Kingdom might have been starved into submission, which would have been complete strain on the morale. Its forces and those of its allies worldwide likely would have been deeply impacted. The supply line from the US was essentially the beating heart, the center of gravity, of the United Kingdom’s war effort. The threat to the movement of ships across the Atlantic came in the form of German submarines, the “Unterseeboot” or U-boat. United Kingdom Prime Minister Winston Churchill once wrote that, “The only thing that ever really frightened me during the war was the U-boat peril.”

At the start of World War II, the Befehlshaber der Unterseeboote (Commander of the Submarines) was Konteradmiral (Rear Admiral) Karl Dōnitz. Dönitz pushed for a German fleet that consisted almost entirely of U-boats, claiming that depriving Germany’s enemies of vital supplies such as food and oil would be the most effective way to achieve victory. He claimed that given 300 U-Boats of the latest design, the Type VII, he could defeat the entire Royal Navy. He would utilize them in tactical formations that would later be called “wolfpacks”. Dőnitz’s  superior, Oberbefehlshaber der Kriegsmarine (Commander-in-Chief of the Navy) and Großadmiral, Oberkommando der Marine (the Naval High Command) Erich Raeder, was uninterested in his theories. Raeder was a traditionalist whose focus was surface warfare. Raeder also judged that Germany could not contest the Royal Navy for control of the sea. Even more, Raeder believed submarine warfare was cowardly. By 1941, although relatively small in number, U-boats under then Vizeadmiral (Vice Admiral) Dőnitz were threatening Allied shipping as far as the US east coast. By the end of 1942, U-boat “wolfpacks” were achieving considerable success in sinking merchant ships. By early 1943, the United Kingdom’s resources, especially oil, were running out, and it became a question of whether Allied shipyards could build merchant ships fast enough to replace the tonnage that was being sunk. 

Finally recognizing the value of then Admiral Dönitz concepts on the effective conduct of submarine warfare, in January 1943, German Führer und Reichskanzler Adolf Hitler saw to it that he was advanced to the rank of Großadmiral (Grand Admiral) and replaced Großadmiral Erich Raeder as Oberbefehlshaber der Kriegsmarine and Großadmiral, Oberkommando der Marine. Interestingly, he retained his post as Befehlshaber der Unterseeboote. Dőnitz was given the authority to act as he saw fit with German naval forces too late. At that juncture, Dőnitz had 200 operational U-boats. By April 1943, his U-boats were clearly struggling to make an impact. The Allies were sinking German submarines in greater numbers, with 45 being destroyed in the months of April and May. Aggressive Allied anti-submarine tactics were aided by the introduction of new technology. Long-range aircraft were equipped with centimetric radar and directed based on Ultra intelligence from intercepts of Kriegsmarine Enigma code communications. The mass production of Liberty Ships in US shipyards would ensure that the Allies would overcome attrition rates and win the Battle of the Atlantic. Without the victory, the Allies would not have been able to land forces ashore in the Mediterranean Theater or at Normandy.

In Operation Sonnenblume, in 1941, the German Afrika Korps‘ first offensive in North Africa, it sought to advance on Alexandria and Suez. In that advance, the capture of Tobruk was a priority as it was the only deep water port in Eastern Libya and would have provided the Germans with the closest supply port to the Egypt–Libya border. Of some significance is the fact that the one the renowned military commanders to emerge from the war led the attack on Tobruk: Generalleutnant (Lieutenant-General) Erwin Rommel. In 1940, Rommel commanded the 7th Panzer Division during the invasion of France where he demonstrated skill in the new tactic of blitzkrieg. He was a military officer who knew his business. When Rommel struck, he achieved complete surprise against British Army units in Libya’s eastern coastal region. The British Army was forced to retreat several hundred miles across the desert toward Tobruk. At Tobruk, the British Army and its allies held on. The Germans frequently bombarded the port. A blockade had been organized to thwart British resupply and reinforcement efforts. However, ships of the Royal Navy’s Mediterranean Station ran the blockade, and provided Tobruk’s defenders gunfire support, supplies, fresh troops and by ferrying out the wounded. The defenders of Tobruk received enough resources to keep up the fight. Rommel was stopped and the siege was lifted in December 1941.

Tobruk Siege 1941

In Operation Sonnenblume, from February 6, 1941 to May 25,1941, its first offensive in North Africa, the German Afrika Korps sought to advance on Alexandria and Suez in that advance, the capture of Tobruk was a main objective. Tobruk was the only deep water port in Eastern Libya and would have provided Rommel a supply port closer to the Egypt–Libya border than Benghazi, 900 kilometers or 560 miles west of the Egyptian frontier, which was within the range of Royal Air Force bombers; Tripoli was 1,500 kilometers or 930 miles to the west in Tripolitania. Of some significance is the fact that the one the renowned military commanders to emerge from the war led the attack on Tobruk: Generalleutnant (Lieutenant-General) Erwin Rommel. A veteran of World War I, from 1929 through 1933, Rommel served as an instructor at the Dresden Infantry School and from 1935 at the Kriegsakademie (German War Academy) at Potsdam. In 1940, Rommel commanded the 7th Panzer Division during the invasion of France where he demonstrated skill in the new tactic of blitzkrieg. He was a military officer who knew his business. When Rommel struck, his Afrika Korps achieved complete surprise against British Army units in Libya’s eastern coastal region of Cyrenaica. The British Army was forced to retreat several hundred miles across the desert towards Tobruk.

Recognizing that he had the opportunity to capture Tobruk before the British Army and its Allies had time to organize an effective defense, Rommel advanced aggressively to exploit it. The 9th Australian Division, dubbed “The Rats of Tobruk”, supported by British Army armor and artillery, repulsed initial German assaults on April 10, 1941 to April 14, 1941, and even when the fresh 15th Panzer Division was committed to the attack on April 30, 1941, the defenders held on. The Germans frequently bombarded the port with artillery and Luftwaffe (German Air Force) dive-bombers and medium bombers. A blockade had been organized to thwart British resupply and reinforcement efforts. However, ships of the Royal Navy’s Mediterranean Station–to include the Inshore Squadron–ran the blockade. Indeed, known as the “Tobruk Ferry Service”, Royal Navy and Royal Australian Navy warships provided gunfire support, supplies, fresh troops and by ferrying out the wounded. The defenders of Tobruk were provided enough resources to keep up the fight. The Royal Air Force flew defensive sorties from airfields far away in Egypt. The siege of Tobruk was the first occasion in the war that German Panzer units had been stopped. The siege was lifted in December 1941. It must be noted that via Operation Crusader, launched on November 27, 1941, Tobruk was relieved by the British Eighth Army which after September 1941, controlled British Army and other Allied ground forces in the Western Desert. It seems worthwhile to note the Fall of Tobruk occurred when Generalfeldmarschall Erwin Rommel  commanding Panzerarmee Afrika (Panzer Army Africa) which controlled the Afrika Korps and additional German units deployed to Africa as the 90th Light Infantry Division), as well as the Italian X Corps and XX Corps, attacked  on June 20, 1942 with massed air support, broke through a weak point on the eastern defensive perimeter, and captured the port. Although the garrison on the western perimeter had not been attacked, it was cut off from supplies and transport. Lacking the means to escape, the majority had to surrender; 33,000 prisoners were taken. Rommel had indeed learned lessons during the 1941 siege.

Être Voué à L’échec dès le Début

Even if everything else had been planned and arranged in the correct manner in every other aspect for the invasion, the viability of the entire plan would still rest on the ability of the Russian Federation Armed Forces to at best destroy, acceptably disrupt, or at the absolute minimum, delay resupply from the US, EU, and NATO. Without being able to control the movement of resupply in the West, the plan for the invasion should have been scrapped or the attack should have been postponed until that was nailed down. The reasoning behind such a decision has already been made abundantly clear looking at the circumstances of the handful of examples presented here already. As it was, the “special military operation” was launched, half-baked, and billions of dollars in military assistance has reached the Ukrainian Armed Forces via their country’s western border. Many weapon systems sent into Ukraine have had a multiplier effect on the battlefield. Firepower in the form of multiple launch rocket systems, self-propelled artillery, and heavy caliber guns, transported possibly along the now heavily traveled supply lines from both Poland and Romania enabled the Ukrainian Armed Forces to launch two highly-successful counteroffensives. On August 29, 2022, a counteroffensive was launched to eject Russian forces occupying the Kherson and Mykolaiv oblasts (provinces). On September 6, 2022, a counteroffensive was launched to eject Russian forces occupying the Kharkiv, Donetsk, and Luhansk oblasts. Given the unsatisfactory nature in which the Russian invasion was arranged and indeed, has been prosecuted, the decision to go into Ukraine was the sort that if made during an instance of saber rattling and war fever in a highly-industrialized democracy, would very likely lead to the impeachment of a national leader.

Ruminations

To set the record straight from the outset, greatcharlie believes that if Russian Federation forces were selectively positioned in Western Ukraine, the Ukrainian Armed Forces would have likely used their formidable and quite impressive drone arsenal to bombard them. They might have achieved the same relative success that they have achieved with Russian Federation forces in the east and south and around Kyiv. Once aptly prepared, Ukrainian special forces would likely do their part to hunt down and displace and destroy any Russian Federation troops settled in their country’s Western region. 

Commanders and planners in the Russian Federation Armed Forces would unlikely have known or believed any of that would have been possible before the invasion. One would need to consider other reasons for the omission of a mission to thwart, to an extent blockade resupply to the Ukrainian Armed Forces from the West.The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. The. Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine.

To the left of the above map are all countries situated on Ukraine’s western border. As Ukraine is looked upon in Europe as a very large country, perchance the area in western Ukraine that would need to be covered was judged by military commanders and planners in the Russian Federation General Staff as too large and deemed too difficult to control or monitor, surveil, and launch successful interdiction attacks and raids from. The Polish–Ukrainian border has a total length of 529 kilometers or 329 miles to 535 kilometers or 332 miles according to different sources. The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. The Slovakia-Ukraine border is 97 kilometers or a bit over 60 miles. The Hungary-Ukraine border is roughly 103 kilometers or 60 miles long. It its located in Hungary’s Tisza river valley of its northeast. The Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine.

Omission or De-emphasis?

Negligentia sempre habet infortunam comitem. (Negligence always has misfortune for a companion.) Imaginably, there is a moderately rational reason behind the decision to attack the second largest country in Europe, 603,500 square kilometers or 233,000 square miles, without being fully prepared. Ukraine is second largest in size to Russia, which is 17,098,246 square kilometers or 6,601,670 square miles. As Ukraine is looked upon in Europe as a very large country, perchance the area in Western Ukraine that would need to be covered was judged as too large by military commanders  and planners in the Glavnoe operativnoe upravlenie General’nogo štaba Vooružёnnyh sil Rossijskoj Federacii (the Main Operational Directorate of the General Staff of the Russian Federation) and commanders and planners at the lower level in Yuzhnyy Voyennyy Okrug (the Southern Military District) and the Zapadnyy Voyennyy Okrug (the Western Military District) and deemed too difficult to control or monitor, surveil, and launch successful interdiction attacks and raids into. The Polish–Ukrainian border is the state border between Poland and Ukraine. It has a total length of 529 kilometers or 329 miles to 535 kilometers or 332 miles according to different sources.

Concisely and admirably described by the Mission Opérationnelle Transfrontalière (Transfrontier Operational Mission), an association that was set up in 1997 by the government of France to resolve issues for entities concerned with cross border issues, the Poland-Ukraine border begins at the tripoint formed by the Ukrainian, Polish and Slovak borders, in the middle of the Eastern Carpathian mountains. The demarcation runs initially towards the east, arriving at the Ushok Pass and the source of the San River, whereupon it turns north-west to follow the river for around 50 kilometers or 31 miles. It subsequently leaves the river to take a north-easterly direction, crossing the region known as the “Przemyśl Gate”, where mountains meet lowlands. The border then crosses large swathes of agricultural land, to reach the Bug River, which forms the last third of its demarcation. It ends at the tripoint formed by the borders of Poland, Ukraine and Belarus. Poland is a NATO Member State and an EU border state.

The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. Again using a description from the Mission Opérationnelle TransfrontalièreThe Republic of Moldova separates the border into two segments. The first in the west, at the tripoint between the Hungarian-Romanian and Hungarian-Ukrainian borders. That segment then continues across the East Carpathian mountains and terminates at the tripoint formed by the Moldovan, Romanian and Ukrainian borders. The second segment begins at the second tripoint between the Moldovan, Romanian and Ukrainian borders, on the north bank of the Danube River, and terminates as it reaches the Black Sea. Romania is a NATO Member State and an EU border state. The Slovakia-Ukraine border is 97 kilometers or a but over 60 miles long. Slovakia is also a NATO Member State and an EU border state. The Hungary-Ukraine border is roughly 103 kilometers or 60 miles long. It is located in Hungary’s Tisza River Valley in the country’s northeast. As with the preceding three countries discussed, Hungary is a NATO Member State and an EU borderstate. The. Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine. Transnistria is an autonomous republic aligned since 1992 with the Russian Federation. Russian Federation Armed Forces units have also been garrisoned there since 1992. To that extent, anyone providing military assistance to Ukraine would hardly choose to move anything through Moldova as Russian Federation intelligence services posted in Transnistria would likely be able to position themselves to monitor such resupply activities. Moving through Moldova would very likely be deemed too risky, unsafe. To an extent, one might say any effort by Russian Federation Armed Forces to monitor resupply efforts for Ukraine would indicate commanders and planners were covering the matter. Perhaps the Russian Federation General Staff sold that notion to Putin. However, while a few things could be done from Transnistria, given the sheer size of its border with Ukraine, and its position south and toward the east with respect other bordering countries, it would unlikely be enough to make a real difference. It would seem Putin did not want to stir trouble over Transnistria issue. The Russian Federation Armed Forces there have remained relatively quiet, and the West has more or less left the autonomous republic alone. If covert monitoring has been transpiring along or across the Transnistria border, it is apparently not having an impact. Thus, the focus here is on resupply from Poland, Slovakia, Hungary, and Romania.

Russian Federation President Vladimir Putin (center), Russian Federation Defense Minister General Sergei Shoigu (right), and Chief of Staff of the Russian Federation Armed Forces General Valery Gerasimov (left). Commanders and planners in the Russian Federation Armed Forces apparently “wholeheartedly” accepted the idea that the Ukrainians would acquiesce as in 2014. Despite losses inflicted upon Ukrainian defenders and territorial gains, in eastern and southern Ukraine as well as Kyiv, the mission to completely snuff out the combat power and resolve of the Ukrainian Armed Forces and force a sort of mass capitulation was not achieved. The losses of the Russian Federation Armed Forces have been exponentially higher. It seems most apparent that the Russian Federation General Staff had moved forward without a satisfactory long-term plan for the invasion. Indeed, by results alone, one might infer that there were actually no contingency plans to draw upon for the invasion of Ukraine.

Folly, Doctor-Like, Controlled Skill

Commanders and planners in the Russian Federation Armed Forces apparently “wholeheartedly” accepted the idea–fiction–that the Ukrainians would roll over and play nice doggie à la 2014. Tomaten auf den augen haben. Despite losses inflicted upon the Ukrainian defenders and territorial gains, in eastern and southern Ukraine, the mission to completely snuff out the combat power and resolve of the Ukrainian Armed Forces and force a sort of mass capitulation was not achieved. In the end, the losses of the Russian Federation Armed Forces have been exponentially higher. It seems most apparent that the Russian Federation General Staff had moved forward without a satisfactory long-term plan for the invasion. Indeed, by results alone, one might infer that there were actually no contingency plans to draw upon for the invasion of Ukraine, with solutions for all conceivable challenges. Doing the “what-ifs” beforehand was probably viewed as walking out on thin ice “politically”. While the idea might be difficult for the reasonable to reconcile, it appears the massive enterprise was  truly undertaken by Moscow on the fly. 

Allowing the Russian Federation Armed Forces to perform in such a way would be very much unlike Putin given the record of his past behavior. True, over the past two decades, he has dropped some clangers. Even the most knowledgeable and experienced can make mistakes they learned to avoid long ago. That is human nature; the human element. Still, Putin’s actions are usually thoughtful, calibrated, well calculated, with the use of resources in a measured way to achieve the most favorable outcomes. Putin can surely tell the difference between real and unreal. He has not managed to stay in power since 2000 by engaging in Quixotic pursuits. This is something new. One wonders what could possibly come next for Ukraine and for the world.

Putin was oddly hooked on the idea that among the officers, men, and women of the Ukrainian Armed Forces, there was a lingering sense of Soviet unity equal to his own. This in itself was quite interesting as Putin was hardly known for truly displaying brotherly love toward former Soviet republics. He would create an environment of fear in his relationship with their respective leaders. After Euromaidan, the Ukrainians did not want any part of that. In his invasion day television broadcast of February 24, 2022, Putin would go as far as to implore the Ukrainian Armed Forces to submit to his will and allow Russian troops to again simply march into their country. There appeared to be a singular emotional commitment on his part to the ideas of Russian-Ukrainian unity and the fealty of the officers, men, and women of the Ukrainian Armed Forces to Moscow, to him. Putin “appealed” to members of the Ukrainian Armed Forces as follows: “I would also like to address the military personnel of the Ukrainian Armed Forces. Comrade officers! Your fathers, grandfathers and great-grandfathers did not fight the Nazi occupiers and did not defend our common Motherland to allow today’s neo-Nazis to seize power in Ukraine. You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people.” Putin continued: “I urge you to refuse to carry out their criminal orders. I urge you to immediately lay down arms and go home. I will explain what this means: the military personnel of the Ukrainian army who do this will be able to freely leave the zone of hostilities and return to their families.” If the matter were not so grave, his words might be looked upon as comical.

Putin seemed forgetful of, or totally oblivious to, the fact that he was responsible for the greatest humiliation of the Ukrainian Armed Forces when he ordered the “green men” of the Russian Federation Armed Forces into Crimea to seize Ukraine’s sovereign territory. Further, without firing a shot, the green men first corralled members of the Ukrainian Armed Forces much as sheep in their own garrison and then herded them out of Crimea. Knowing the Ukrainians as well as he claimed he did in the February 24, 2022 broadcast, Putin should have known the Ukrainians are not sheep. He should have been well-aware that there would be payback for what happened in 2014 and everything that has happened since. He surely knows that now.

In its ill-designed aspects influenced by the political leadership, the Russian Federation’s special military operation on a macro-level much resembles the failed German campaign, Operation Barbarossa, launched on June 21, 1941. Hitler provided empty assurances resulting from his baseless analyses to Oberkommando des Heeres (High Command of the Army) to the effect that “We have only to kick in the front door and the whole rotten edifice will come tumbling down.” Oberkommando des Heeres went along with Hitler’s concept that the campaign would be a short one, and that the Soviets would give in after suffering the shock of massive initial defeats. As a result, it did not develop a satisfactory long-term plan for the invasion.  The shock and awe of the initial Blitzkrieg was dissipated by the vast distances, Supply challenges could not be overcome. There was a lack of sufficient manpower resources. German losses could not be sustained. After initial contact, there was stiff resistance from Soviet forces. Despite the serious losses inflicted on the Soviet Army the mission to completely destroy Soviet fighting power and force a capitulation was not achieved by January 7, 1942, and the operation was terminated 20 kilometers short of Moscow. Interestingly enough,a number er of fitting comparisons between Putin and a national leader whose blunders came as a result of being closed to the recommendations and entreaties of his or her top advisers, are those made with Hitler.

Delinquency

There is the real possibility that commanders and planners in the Russian Federation Armed Forces, attempting to hastily organize the massive special military operation, were not even aware that the opportunity to destroy and disrupt the resupply effort for Ukraine was missed. Everything truly started off on the wrong foot from the get-go. By logic, at first glance this would seem unlikely. After all, the well-trained senior officers and planners of the Russian Federation Armed Forces would not be aware of the danger posed by Ukraine’s open western border. Perhaps there may have been some understanding among military planners that the situation there would be played-down in order to line up with thinking from the Kremlin. In the realm of conjecture, anything becomes possible. If such was the case, from that point onward, they could only hope nothing bad would come of that considerable  omission.

The US educator and organizational theorist, Russell Ackoff was a pioneer in the field of operations research, systems thinking, and management science. In a research article entitled “A Major Mistake That Managers Make” in Handbook of Business Strategy, volume 7, number 1, January 2006, pages. 225-227, Ackoff wrote: “Errors of omission, lost  opportunities, are generally more critical than errors of commission. Organizations fail or decline more frequently because of what they did not do than because of what they did.” Although the December 7, 1941 surprise attack of the Imperial Japanese Navy on Pearl Harbor was a tactical victory, it was also a strategic blunder, as the Japanese failed one of their most critical objectives: destroy the US aircraft carriers. Even worse, the Japanese failed to destroy the strategic oil reserves at Oahu, and the damage to docks and yards was slight. That oil reserve fueled the US Navy through the remainder of the war against Japan.

A well-intervaled column of German vehicles moves through the Ardennes Forest in 1940 (above). At the top of the list of historical causes for military blunders has been insufficient intelligence analyses as well as the failure of consumers to include valuable forecasts in their appraisals of situations. Consider for example how the military high command of France failed their government three times in 70 years by minimizing warnings about the intentions of Prussian and German Governments. In 1870, the Supreme Command of the French Imperial Army, with its attitude of debrouillez-vous (“We’ll muddle through somehow”), did not heed signaling that the Prussian Army would move via the Ardennes Forest through Belgium into France. In 1914, the French Grand Quartier Général (General Headquarters) did not heed indicia signaling that the Imperial German Army, to avoid French defenses on the Franco-German border, would move via the Ardennes Forest through Belgium into France. In 1940, the Anglo-French Supreme War Council, relying on the defenses of the Maginot Line, did not heed indicia signaling that the German Army would move via the Ardennes Forest through Belgium into France. Even with this history, in 1944, the Supreme Headquarters of Allied Expeditionary Forces in Europe ignored idicia signaling that the German Army might attempt to move via the Ardennes Forest into Belgium in an attempt to reach Antwerp and cut Allied Forces into two pieces. The result was the Battle of the Bulge in which US forces suffered an estimated 75,000 casualties.

Was Faulty Intelligence to Blame?

Quis, quid, ubi, quibus, auxiliis, cur, quomodo, quando? (Who, what, where, with what, why, how, when?) Very pertinent here is the attendant influence of faulty intelligence in understanding the situation of an opponent, strengths and weaknesses, capabilities and possibilities in the development of the concept and intent of an operation in terms of supply. It becomes a factor of some magnitude in planning support operations. It is imprudent for political leaders and top military commanders to ignore information from intelligence services that confirms some action by an adversary is very likely, imminent, or has been taken. Well at the top of historical causes for military missteps has been insufficient intelligence analyses as well as the failure of consumers to include valuable forecasts in their appraisals of situations. 

Consider for example how the military high command of France failed their government three times in 70 years by minimizing warnings about the intentions of Prussian and German Governments. In 1870, the Supreme Command of the French Imperial Army, with its attitude of debrouillez-vous (“We’ll muddle through somehow”), did not heed signaling that the Prussian Army would move via the Ardennes Forest through Belgium into France. In 1914, the French Grand Quartier Général (General Headquarters) did not heed indicia signaling that the Imperial German Army, to avoid French defenses on the Franco-German border, would move via the Ardennes Forest through Belgium into France. In 1940, the Anglo-French Supreme War Council, relying on the defenses of the Maginot Line, did not heed indicia signaling that the German Army would move via the Ardennes Forest through Belgium into France. Even with this history, in 1944, the Supreme Headquarters of Allied Expeditionary Forces in Europe ignored idicia signaling that the German Army might attempt to move via the Ardennes Forest into Belgium in an attempt to reach Antwerp and cut Allied Forces into two pieces. The result was the Battle of the Bulge in which US forces suffered an estimated 75,000 casualties.

Referring again to the attack on Pearl Harbor, a newly discovered official US Government memorandum has revealed that intelligence collected about the activities of the Imperial Japanese Navy, led to assessments that Japan might attack the US on the West coast, the Panama Canal, and the US naval and military bases in Hawaii some time in December 1941. The Japanese Imperial Navy would eventually execute a devastating surprise, aircraft carrier-based, aerial attack and submarine attack on the US Naval Base and Headquarters of the US Pacific Fleet at Pearl Harbor, and aerial attacks against the US Army Base at Schofield Barracks and the US Army Air Corps Base at Hickam Field. Most US military commanders were bewildered by the successful attack which they never would have believed Japan could execute before it actually happened. By leaning into those beliefs, they were caught flat-footed by the attack. Their immediate responses were meager and ineffective.

In the case of Ukraine, it would seem Putin was provided faulty information. Some intelligence services apparently did more in the direction of providing fabrications than others.. From what can be gathered by newsmedia reports about its findings, the foreign intelligence service of Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsii (Federal Security Service of the Russian Federation) or FSB, known as the organization’s 5th service. The 5th Service is a division that was established in 1998, when Putin was director of the FSB, to carry out operations in the countries that were formerly republics of the erstwhile Soviet Union. Its mission was to help ensure those countries remained within Russia’s orbit. Apparently, the 5th Service laid it on thick. There were allegedly many unproven, torrid statements on the nature of Ukrainian society made concerning the destructive impact of the West on the culture, morality, spiritually, self-image of the people, ultranationalists, and the leadership in Kyiv, and the Ukrainian people’s willingness to stand fast against an invasion. 

Are Russian Federation Satellites Functioning?

One might imagine that there was a chance that intelligence, surveillance, and reconnaissance (ISR) capabilities by Russian Federation satellites could have assisted in covering the space and monitor and act against assistance efforts by supporting calibrated attacks on supply trains, especially readily observable ones  traveling along roads and rails. Intriguingly, only a few short years ago, there was great concern expressed in the US about formidable Russian Federation satellites that were interfering with US satellites. As discussed in greatcharlie’s July 6, 2017 post entitled, “Trump to Meet With Putin at G-20 Gathering: Trump Seeks an Authentic Relationship with Russia”, there was the belief that Russia was developing the ability to approach, inspect, and potentially sabotage or destroy US satellites while they orbited the Earth. 

Now, it seems, Russian Federation satellites must be able to provide a picture of the situation in Ukraine. True, as stated here, Ukraine is the second largest country in Europe, but, if many will pardon this expression, in greater terms, it is smaller than the State of Texas in the US, which has been regularly, intensely surveilled by the Russian Federation as it was before by the Soviet Union due mainly to the many massive US military and NASA bases and other facilities there. De quoi s’agit-il ici? It appears that a breakdown in Russian ISR capabilities from space much as its military, naval, and intelligence capabilities generally, had occurred long before the special military operation was launched.

Having been responsible for the preparedness of the Russian Federation Armed Forces, the Russian Federation General Staff had to have known something was awry. it had to have known whether they were up to the job in Ukraine. While the Russian Federation Armed Forces’ Zapad and Vostock exercises perhaps indicated that they were ready for war, surely the Russian Federation General Staff was fully aware of how numbers of troops, actions, reports were, to be frank, falsified. The most senior commanders may not have been sure themselves what the true capabilities of the Russian Federation Armed Forces were. If they were living in an illusion about how mighty their forces were, that  Illusion was destroyed in the face of reality.

Snapshot of the initial wave of Ukrainian refugees (above). There is the possibility the commanders and planners in the Russian Federation Armed Forces may have believed there was more to gain by having a great flow of refugees pouring out of Ukraine to create problems, chaos and confusion, hostile reactions from populations of countries inconvenienced by overflows of Ukrainian refugees, and frustration among NATO, EU Member State capitals. Conceivably, the thinking from the Kremlin and subsequently the Russian Federation Armed Forces that if the roads out of Ukraine to Poland, Slovakia, Hungary, Romania, and Moldova were clogged, potentially military assistance could not get through, at least not efficiently. By weaponizing refugee flows an invasion would cause, it may have been believed a way found to split the seam between two possibilities. However, even in the best case scenario, the refugee exodus would be a temporary problem. If Western powers could not resolve the matter, they would at least be able to mitigate its immediate effects. Once the invasion began, humanitarian and refugee organizations of almost every kind jumped in feet first. The West could do more with assistance to stem the crisis than the Russian Federation could do by creating a refugee overflow crisis. As it turned out, the refugee crisis as the Kremlin might have envisioned and hoped did not materialize.

The Pitfalls of Creative Thinking

There is the possibility the commanders and planners in the Russian Federation Armed Forces may have believed there was more to gain by having a great flow of refugees pouring out of Ukraine to create problems, chaos and confusion, hostile reactions from populations of countries inconvenienced by overflows of Ukrainian refugees, and frustration among NATO, EU Member State capitals. That belief would very likely have been in following with the concept and intent disseminated from the Kremlin. The impact of a refugee surge was witnessed while war raged in Syria. During the 2015 Syrian Refugee Crisis, an estimated 1.3 million refugees seeking asylum literally jammed roads leading to Europe. European countries, especially the first ones along the refugees route that encountered them, were unable to handle their numbers immediately. Some capitals panicked. Many political, social, financial, and security issues subsequently arose. The refugee flow eventually subsided. 

The Weaponization of Refugees

Conceivably, the thinking from the Kremlin and subsequently the Russian Federation Armed Forces that if the roads out of Ukraine to Poland, Slovakia, Hungary, Romania, and Moldova were clogged, potentially military assistance could not get through, at least not efficiently. By weaponizing refugee flows an invasion would cause, it may have been believed a way found to split the seam between two possibilities. Zwei fliegen mit einer klappe schlagen. However, even in the best case scenario, the refugee exodus would be a temporary problem. If Western powers could not resolve the matter, they would at least be able to mitigate its immediate effects. Once the invasion began, the UN with its many aid organizations as well as and other international and regional intergovernmental humanitarian and refugee organizations jumped in feet first. The US would work with capitals in Europe, especially Warsaw, and encourage through diplomacy and support with its wherewithal, a multilateral effort by government aid agencies. The EU acted in a similar way. The International Federation of Red Cross and Red Crescent Societies, CARE and other international and regional nongovernmental humanitarian and refugee organizations. Nongovernmental refugee and displaced persons organizations, and a variety of humanitarian organizations from around the world made their way to Poland, Slovakia, Hungary, Romania, and Moldova to get a handle on the problem. 

As things went, the Russi­an Federation’s special military operation triggered a “regional forced displacement crisis.” By September 30, 2022, seven months after the invasion began, 7,536,433 Ukrainian refugees were registered outside of Ukraine. Reportedly, Poland and Germany received the most refugees; more than a million each. The Czech Republic took in the next highest number 438,926, followed by the US, the United Kingdom, France, Turkey, Italy, and Spain, each of which accepted from 100,000 to 300,000 refugees. Smaller numbers escaped to Hungary, Romania, Slovakia, and Moldova. 

Interestingly, and doubtlessly to the consternation of the Kremlin and Russian Federation Armed Forces, not only is military assistance flowing freely into Ukraine from Poland but so are “returnees”. Clear data that documents how many of the 7.5 million Ukrainian refugees have returned home permanently, reportedly is unavailable. However as of September 20, 2022, over 6 million cross-border movements were made back into the country. Border crossing points in Poland as well as Romania are said to be receiving most of the returnees, with nearly 4.5 million crossings from Poland and nearly 1 million from Romania. In the aggregate, one might conclude that the West could do more with assistance than Russia could do by creating a refugee overflow crisis. In the end, the refugee crisis that the Kremlin may likely have envisioned and hoped for did not materialize. Vide et credere. (See and believe.)

Where Was the GRU?

As a military matter, intelligence on the situation in Ukraine to the extent it would impact the special military operation had to be of great interest specifically to Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU  The GRU could not have missed the potential problem of resupply routes into Ukraine from Poland, Slovakia, Hungary, and Romania being set up. Perhaps the GRU was unable to convince the Russian Federation General Staff of the necessity to close the door to assistance from the West. Maybe there was at first a thought to use the same act twice with “green men” in the Western Ukraine. However, GRU planners may have been concerned about being unable to redeploy or evacuate troops placed perhaps at border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on deep in Ukraine in large numbers if a major problem was encountered.

It was suggested in greatcharlie’s January 25, 2022 post, one could conceive that concerning Western military assistance, a special task force has been organized and assigned in advance, among other things: monitor the delivery, stockpiling of stinger, javelin, and other weapons systems to Ukrainian forces; maintain real-time knowledge of the distribution and location of those weapons; destroy those weapons systems; and, destroy or support actions by other Russian military units to destroy Ukrainian military units to which those weapons were distributed. That hypothetical task force would also likely be tasked to monitor–covertly monitor the intelligence activities and military operations of–Western countries as they relate to supplying Ukraine with special military capabilities. It would seem that suggestion made by greatcharlie then was well-off the mark. Maybe they were concerned about potential for great casualties and huge losses of materiel.

Where Was Spetsnaz?

Voyská spetsiálnogo naznachéniya (‘Special Purpose Military Units) or spetsnaz, a carry over from the days of the Soviet Union, are trained, and tasked as special forces units and fielded in wartime as part of the GRU. As is the case with special forces in most countries, the primary missions of spetsnaz are power projection (direct action), intelligence (reconnaissance), foreign internal defense (military assistance), and counterinsurgency. The GRU may have been unable to conjure up a viable plan to use spetsnaz in western Ukraine. Again, GRU planners may have been concerned about being unable to deploy or evacuate troops placed even on raids so deep without a solid means of egress. Even if it had been possible to monitor and act in the Western region from Belarus, again, distances that needed to be traversed may have been too great.

One might wonder whether the GRU had been aware that there was someone else in Western Ukraine, covert foreign forces from governments very friendly with Kyiv, already holding the most useful entrances and exits to and from Poland, Slovakia,, Hungary,, and Romania open in case of an attack. It is the sort of thing US Special Operations Units, the Special Activities Division of the US Central Intelligence Agency, the British Army’s Special Air Service, and the United Kingdom’s Secret Intelligence Service would be very capable of doing and would likely do, covertly. Surely, this idea is drawn from the realm of conjecture, however, it would be a smart move and their hypothetical presence would hardly be reported in the Western newsmedia. If, hypothetically, such forces had been there covertly since 2014, they may have been well-engaged in successful clandestine and covert activities in the region.

Perhaps what happened in Syria may have been an issue at all in GRU Headquarters. A battle between US Special Forces and Russian private military contractors from the infamous Gruppa Vagnera (Wagner Group) may have had a long-lasting educational effect in Yasenevo. Present in Syria as part of the campaign to destroy the so-called Islamic Caliphate created by the Islamic jihadist terrorist organization, the Islamic State of Iraq and Greater Syria (ISIS) that cut across iraq and Syria, US Special Forces, in self-defense at their own base, decimated a formation of Gruppa Vagnera that attacked them. Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.)

Even if commanders and military planners had been certain that spetsnaz could well-handle any foreign forces that hypothetically might have detected in the Western region of Ukraine, there imaginably would have been a wish in the Kremlin to avoid being seen as, and being accused of, attacking those foreign troops. In dubio abstinence. (When in doubt, sustain.)

Where Were the Russian Airborne Forces?

As for the Vozdushno Desantnye Voyska (Russian Airborne Forces) or VDV, surely the Ukrainians might have expected missions launched by them to hold territory in-depth. Yet, as with the GRU, commanders and planners in the VDV may have been concerned about being unable to redeploy or evacuate troops placed perhaps at border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on deep in Ukraine in large numbers if a major problem was encountered. Maybe they were concerned about potential for great casualties and huge losses of materiel. That happened without an operation to block Western assistance coming in from the West: 50,000+ killed. 

Surely, they were made more certain that the VDV would unlikely have been able successfully operate in the Western region of Ukraine after what transpired when its units attacked Hostomel Airport in the first days of the special military operation. The VDV faced considerable troubles there. One might view the capture of an airport a sort of bread and butter target for airborne units in armies worldwide

Russian Airborne Forces landing at Hostomel Airport (above). Russian Federation Armed Forces commanders and planners may have been concerned about the potential for huge losses if a blocking operation in the West were attempted. Surely, they were made more certain that the VDV would unlikely have been able successfully operate in the Western region of Ukraine after what transpired when its units attacked Hostomel Airport in the first days of the special military operation. After securing Hostomel Airport to the extent possible, the Russian Federation Army and VDV there tried to push into the nearby town and then  advance to Bucha and Irpin. Their poorly organized movement encountered ambushes in Hostomel and Bucha which resulted in significant losses of personnel and equipment. Those in command of the Russian Federation Army and VDV troops, decided to hold their positions, digging in on the roadsides to defend themselves against Ukrainian artillery and drone strikes. They also suffered heavy casualties from night attacks by special forces units of the Ukrainian Armed Forces. On March 29, 2022, the order was given for the Russian Federation forces at Hostomel to withdraw from the Kyiv oblast. Under continuous artillery fire from Ukrainian forces, the Russians damaged equipment that had to be abandoned and made a hasty retreat.

According to reports based on what was observed, the Russian Federation Armed Forces plan of attack against Hostomel Airport included its rapid occupation, with the intention of using it as an assembly area for Kyiv’s encirclement and capture. The airport is a bit over 6 miles north of Kyiv. The Initial February 24, 2022 assault on Hostomel Airport was a success, catching its Ukrainian defenders by surprise apparently due its speed. Mi-35 and Ka-52 attack helicopters operating out of Belarus struck the airport’s defenses and opened a way for helicopter-borne VDV units in Mi-8 transport helicopters that followed. However, despite being caught off guard by the initial assault by the attack helicopters, the attack itself was ineffective as the Ukrainian defenses were left largely intact.  Without any meaningful air support–it was very likely not included in formulation of the attack plan, VDV units on the ground faced counterattacks by Ukrainian forces almost immediately.

Luckily for the VDV troops struggling with Ukrainian forces for control of the airport, Russian Federation Army units originating in Belarus broke through Ukrainian defenses near Ivankiv and rapidly drove toward Hostomel. Although the advancing Russian Federation troops faced attrition from several Ukrainian ambushes en route, they reached Hostomel Airport and assisted the VDV in securing it on February 25, 2022. The Russian Federation Army units and the VDV sought to establish Hostomel into a forward operating base from which the larger push on Kyiv could be initiated. However, it was at this juncture that the special military operation began facing fierce resistance from the Ukrainians and became stalled. Logistical problems impacted operational tempo. The most visible sign was well-televised coverage of a 40-mile-long convoy that halted due to lack of fuel. Securing Hostomel Airport to the extent possible, the Russian Federation Army and VDV there tried to push into the nearby town and then  advance to Bucha and Irpin. Their poorly organized movement encountered ambushes in Hostomel and Bucha which resulted in significant losses of personnel and equipment. Those in command of the Russian Federation Army and VDV troops, decided to hold their positions, digging in on the roadsides to defend themselves against Ukrainian artillery and drone strikes. They also suffered heavy casualties from night attacks by special forces units of the Ukrainian Armed Forces. On March 29, 2022, the order was given for the Russian Federation forces at Hostomel to withdraw from the Kyiv oblast. Under continuous artillery fire from Ukrainian forces, the Russians damaged equipment that had to be abandoned and made a hasty retreat.

A Matter of Military Science

To the extent of everything mentioned here, perhaps a hypothetical concern over sending a relatively large sized force into Western Ukraine was a matter of Russian Federation commanders and military planners remembering what they learned while studying in military educational institutions. To that extent, they wanted to avoid the circumstance faced by Allied troops during Operation Market Garden during World War II.

The story of the Battle of Arnhem, part of Operation Market Garden, a massive Airborne ground assault in 1944 during World War II. remains fairly well-known, however greatcharlie will humbly seek to recount it to the extent that is pertinent here. Under the plan proposed by British Army Field Marshal Sir Bernard Montgomery, the Airborne assault would support a single drive north over the branches of the Lower Rhine River,which would  permit the British Second Army to bypass the Siegfried Line and attack the industrial Ruhr. US Airborne troops were dropped in the Netherlands to secure bridges and towns along the line of the Allied advance. Farthest north, the British 1st Airborne Division was dropped at Arnhem to capture bridges across the Nederrijn (Lower Rhine). Their assault was supported by the Glider Pilot Regiment and the 1st Polish Parachute Brigade. The British XXX Corps were assigned to reach the British-led contingent in two to three days. The division was told to expect only limited resistance from German reserve forces. However, information collected by the British Army’s 21st Army Group in Belgium and Dutch resistance that German armor units were present around Arnhem. That intelligence was supported by aerial reconnaissance. However, the commanding officer of 21st Army Group, dismissed the information. The Supreme Headquarters Allied Expeditionary Force was made aware that almost certainly two Panzer divisions were situated at Arnhem but received the information from Ultra intercepts so close to the Operation Market Garden’s launch that it chose to ignore it. Intriguingly, the First Allied Airborne Army was not made privy to information from Ultra.

The information was very accurate. German Army Generalfeldmarschall Walter Model, the commander of Army Group B, had moved his headquarters to Arnhem and was re-establishing defenses in the area and co-ordinating the reorganization of the scattered units. Thus, at the time of Operation Market Garden’s launch, several units would be present in the vicinity of Arnhem to oppose them. Most threatening among them were the II SS Panzer Corps comprising the remains of the 9th SS Panzer Division “Hohenstaufen” and  the 10th SS Panzer Division “Frundsberg”. It was the back Luck of the airborne force that both German SS divisions, during their formation, had undergone month-long anti-airborne exercises and had also spent the last 15 months studying how best to act against a parachute assault in classroom and field exercises.

As the story goes, the 1st Airborne Division was dropped a distance from its objectives and encountered unexpected resistance, mainly from elements of the 9th SS Panzer Division and the 10th SS Panzer Division. A small force managed to reach the Arnhem road bridge, but the advance of the main body of the division was halted on the outskirts of the town. As for XXX Corps, it was forced into a struggle at Nijmegen, and advance north was delayed. As a result, the British airborne troops were not relieved as scheduled. After four days, the small British force at the bridge was overwhelmed and the rest of the division trapped in a small pocket north of the river. Lacking reinforcement and resupply, remnants of the 1st Airborne Division, after nine days of fighting, were withdrawn in Operation Berlin. Without secure bridges over the Nederrijn and the front line stabilized south of Arnhem, the Allies were unable to advance further. The 1st Airborne Division lost almost three quarters of its strength. Battered and tattered, the division was not sent into combat again.

Concern over a Potential Panicked Response by Ukraine’s Neighbors

The Kremlin may have been uneasy about how the US, its NATO allies, and the EU would respond militarily if Russian troops landed in Western Ukraine, “danger close” to the Polish border. Even more, it may have been the case that  they were concerned political leaders in Poland, potentially panicked at observing Russian forces landing practically on its border, might have responded first by ordering Polish Armed Forces to unilaterally drive inside Ukraine border, take positions inside its Western region, and then refer the matter to NATO. Such hypothetical unilateral action might have included an armored and mechanized drive into Ukraine to create a buffer, and landing troops on border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on before they would all fall completely into Russian Federation hands. To that extent, they would likely go after the same targets in Ukraine that the Russian Federation Armed Forces would likely want. In the worst case scenario, Polish troops could have fired heavy artillery and launched missile attacks on targets to deter air landings by the Russian Federation Armed Forces.

Where Was the Russian Air Force?

Concerning Voyska Vozdushno-Kosmicheskoy Oborony, Rossijskoj Federacii (the Russian Federation Aerospace Defense Forces, hereinafter referred to as the Russian Federation Aerospace Forces), particularly the Voenno-Vozdushnye Sily Rossii, (the Russian Air Force) element, one might have presumed commanders and planners of the Russian Federation Aerospace Forces would have organized air power assets of the force to strike strategically and tactically to make a positive difference in the war effort. Strategically, disrupting its supply of weapons from external sources and destroying Ukraine’s ability to construct weapons would likely be a priority. Tactically, a priority would likely be coordinating efforts by Russian Air Force assets with ground forces as they advanced. One might have expected that with the support of the Russian Federation’s ISR capabilities, a plan would have been in prepared for the Russian Air Force to shut the door on the transport of supplies through Ukraine, interdicting supply lines as fast as they were organized. However, that has not been the case. As the situation stands in the Ukraine campaign, the Russian Air Force has been near nonexistent relative to its size, supposed power, and the expectations of military analysts worldwide. Its best fighters and fighter-bombers have been regularly blasted out of the skies by the Ukrainian Armed Forces using both pricey sophisticated air defense weapons systems provided to Kyiv by Western powers as well as javelins and stingers, shoulder fired rockets operated by individual soldiers in the field. In response to the Ukrainian air defense threat, Russian Federation warplanes are not evading by flying sorties at 15,000 to 20,000 feet as they had over Syria. Russian aircraft are often remaining above Russian airspace and firing air launched cruise missiles into Ukraine. Since aircrews cannot identify targets across the border, airstrikes are made in areas where air intelligence reports the enemy is located. In attacking urban centers, that will always result in collateral damage in the form of civilian deaths and injury and the destruction of nonmilitary structures.

The Unwillingness to Speak Truth to Power

Commanders in all branches of the Russian Federation Armed Forces are surely unwilling to speak truth to power and inform Putin of what needed to be done in the West and that they were uncertain that their forces could achieve such an objective. One might imagine that suffering Putin’s coup de gueule would be the least of their worries. It has been a symptom common among those in service of authoritarian regimes throughout history. Skilled commanders are eventually bled dry of their strength to speak out about ill-laid military plans conjured in the minds of tyrannical leaders who are convinced of the certitude of their ideas. Many have been willing to bring reprisals against those commanders, even their best, who, for the sake of the forces they command and country, might step forward to disagree with them. It causes greatcharlie to cast its mind back to the 1981 pop song Der Kommisar“, essentially a scare story originally performed in both German and English by the Austrian artist Falco (Johann Hölzel). In the penultimate chorus of the English version, are the lyrics: “Don’t turn around, wa-uh-oh (yeah-yeah) / Der Kommissar’s in town, wa-uh-oh / He’s got the power and you’re so weak / And your frustration will not let you speak / La la la la la la.”

Commanders in all branches of the Russian Federation Armed Forces were surely unwilling to speak truth to power and inform Putin of what needed to be done in Western Ukraine and that they were uncertain that their forces could achieve such an objective. One might imagine that suffering Putin’s coup de gueule would be the least of their worries. This has been a symptom common among those in service of authoritarian regimes throughout history. Skilled commanders are eventually bled dry of their strength to speak out about ill-laid military plans conjured in the minds of tyrannical leaders who are convinced of the certitude of their ideas. Many of those leadsrs have been willing to bring reprisals against those commanders, even their best, who, for the sake of the forces they command and country, have stepped forward to disagree with them.

The Military Assistance Misread

On a more political level, perhaps Putin, his Security Council, and the Russian Federation General Staff were certainly completely wrong in their most likely conclusions about the degree of assistance the West would provide, what type of weapons and the impact they would have on the battlefield. The US has committed billions of dollars in security assistance to Ukraine since February 24, 2022. Relative to what the Ukrainians would eventually receive, what they had been provided to that point would hardly have been viewed as impressive by the Russian Federation General Staff.

Much as it had been planned by the US during the days of the Cold War, much of what would be used to repel a Warsaw Pact rampage through Western Europe would be taken from prepositioned stocks of supplies or they would be flown in and shipped in. During the Cold War, from 1969 to 1993, the annual REFORGER (Return of Forces to Germany) Exercises rehearsed that reinforcement and resupply to a great degree. It seems apparent now that thinking along the same vein in the Pentagon may have driven planning for the support of Ukraine in event of an attack. This idea would very likely be a kick-in-the-head to Russian Federation Armed Forces commanders and planners who had not have recognized the parallels as yet, never foresaw the possibility that the US and its NATO allies would essentially come at them, via the Ukrainians, in a similar way.. How obvious it all might seem now.

A Miscalculation on the Political Will of the West

Perchance Putin, his Security Council, and the Russian Federation General Staff miscalculated with regard to the degree of political will in the administration of US President Joe Biden and the US Congress to support Ukraine. Mixed messages regarding US commitment. The “No US boots on the ground” talk came a tad too early perhaps. It probably was music to ears in Moscow. It may have very well created the impression the US was pulling away or could potentially abandon Kyiv if Russia invaded. It may reasonably seem a bit of an overreach to impute to Putin and his acolytes, but one would only need to look at the varying degrees of overreach they have demonstrated with regard to the Ukraine matter.

Maybe Putin and his advisers concluded that European countries could become rankled enough to lend military support to Ukraine but perhaps they were a bit better than less concerned with the quality and quantity of their potential assistance and financial giving. They would expect the US to have the matter well-covered.

Perhaps they considered that Western European resolve to be engaged robustly, wholeheartedly in Ukraine would hinge on the resolve of the US to back its NATO allies. As for the US, much as alluded to earlier, its resolve would hinge on the success or failure of Russian forces in Ukraine, which really meant the capabilities demonstrated by the Ukrainian Armed Forces. Thereby, as long as the Russian Federation Armed Forces performed well, robust military assistance beyond javelins and stingers would not be sent into Ukraine. (Based on that suspected line of thought, one might compare how that situation for Ukraine as the invasion got underway to a degree paralleled, mutatis mutandis, the situation of the fledgling US in 1777. The decisive Battle of Saratoga in which the Continental Army defeated the British Army gave the French government the confidence to sign treaties of alliance and trade with the US government and joined its war against Great Britain.  Both countries agreed to fight the war until the US was truly independent, and neither would agree to a separate peace.)

As the efforts of the Russian Federation Armed Forces became desultory, ineffective, and proved surprisingly lacking at Kyiv and Kharkiv, it became easier for the US to give more to an Ukrainian cause with the real potential for victory and convince other NATO Allies to do the same albeit to far lesser degree. Panicked efforts by Kyiv to muster support and acquire weapons were practically wasteful as they clearly had the matter covered.

Misperceptions on Zelensky: A Force To Be Reckoned With

Of likely concern for Putin’s advisers, if not Putin, was surely Ukrainian President Volodymyr Zelensky who in the months before the invasion was already burning a bit brighter than the Kremlin expected. There were hints that he potentially could display all the qualities ascribed to great leaders. Doubtlessly, it was hoped in the Kremlin that Zelensky would find himself cutting a figure not unlike Felicia Hemans’ “Casabianca” (1826), crying out for an answer, in Zelensky’s case from Washington, that would never come and his world would go up in flames. As it was, Zelensky proved to be a lion of a man, stalwart of the Ukrainian cause, and a force to be reckoned with once the Russian Federation’s special military operation began. Western government officials and news media commentators alike would view Zelensky as having galvanized the Ukrainian people to resist Russia’s effort to swallow up their country. Zelensky also impressed with his entreaties to the world to come to the aid of his fellow countrymen in the best ways that they could. One might safely assume that his efforts influenced how countries with the wherewithal to respond to the Ukraine in its time of need, worked with him, and rapidly developed and implemented plans to provide considerable support for his country. Indeed, such positive perceptions of Zelensky, his impact, helped to attract aid groups, humanitarian volunteers, foreign fighters, helpful weapons, and financial resources to support Ukraine’s cause.

Ukrainian artillerymen fire US made and gifted M142 HIMARS (High Mobility Artillery Rocket System) (above) at Russian Federation forces holding Ukrainian territory. On a more political level, perhaps Putin, his Security Council, and the Russian Federation General Staff were certainly completely wrong in their most likely conclusions about the degree of assistance the West would provide, what type of weapons and the impact they would have on the battlefield. The US has committed billions of dollars in security assistance to Ukraine since February 24, 2022. Relative to what the Ukrainians would eventually receive, what they had been provided to that point could hardly have been perceived as impressive by the Russian Federation General Staff. Much as it had been planned by the US during the days of the Cold War, much of what would be used to repel a Warsaw Pact rampage through Western Europe would be taken from prepositioned stocks of supplies or would be flown in and shipped in. The annual Reforger (Return of Forces to Germany) Exercises rehearsed that reinforcement and resupply to some degree. It seems apparent now that thinking along the same vein in the Pentagon may have driven planning for the support of Ukraine in event of an attack.

The Distorting impact of Putin’s Kyiv Obsession

Surely, Putin’s singular emotional wants and wishes beyond what was militarily and strategically logical what drove the planning of the operation or was it formulated to the best of the abilities of trained, experienced, informed military officers in the Russian Federation Armed Forces. To Putin, everything about the government in Kyiv was anathema. Recall as aforementioned that in a very perplexing way, Putin stated in his appeal to the Ukrainian Armed Forces in his February 24, 2022 broadcast: “You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people.” He would go on to say: “I want to emphasize again that all responsibility for the possible bloodshed will lie fully and wholly with the ruling Ukrainian regime.” The indication s and implications of such statement are that Kyiv was indeed an obsession. To that extent, among those wants and wishes was toppling the government in Kyiv. Accomplishing that apparently became a priority with Kyiv in the planning of the invasion or whatever sufficed for its planning that distorted the picture Putin, his Security Council, and the Russian Federation General Staff of the battlespace. When examined in the context of this situation, how apposite the second quatrain of William Shakespeare’s Sonnet 116 becomes: “What wretched errors hath my heart commited, / Whilst it had thought itself so blessed never! / How hath mine eyes out of their spheres been fitted / In the distraction of this madding fever!”

If one might imagine Putin was a bit more pragmatic in his thinking and approach on Kyiv, it might be believed Putin may have thought the quickest road to victory was to cut off the head, the government in Kyiv and the command and control Ukrainian Armed Forces General Staff, from their forces in the field. If that could be achieved, Putin likely believed the mass surrender of Ukrainian troops in the field would come next. If that was the case, and what has transpired in Ukraine evinces to some degree that it was, then quite a bit of creative thinking was clearly involved in the invasion’s planning. 

However, by the time of the invasion, the government in Kyiv under Zelensky was well-tied in with its Western supporters. Thorough plans to provide escalating levels of military and financial assistance were surely already in place. Even though Zelensky initially displayed a great degree of uneasiness concerning the way in which the needs of Ukraine in the crisis would be met, it might be the case that what has come Ukraine’s way has far exceeded what he might have been reasonably expected. The shortsightedness apparent in thinking that the Kyiv government could be decapitated is stark. An informed guess is that the Ukraine enterprise was not hashed out with the best foreign and national security thinkers in Russia. One would get the idea it all was the result of the thinking of one man, certain of its roundness. Such impetuous schemes and boldness are at first sight alluring, but are difficult to handle, and in the end result in disaster.

Perhaps the real problem for Putin was not just that he relied on fortune, but was driven by blind rage and to a further extent blind ambition. Ukraine was one the bigger pieces he needed to pull together a respectable number of former republics into some simulacrum of the Soviet Union. While it may seem daylight madness for the reasonable to attempt that, for Putin, it makes perfect sense.

The Distraction of Covetous Thoughts?

As discussed in greatcharlie’s May 30, 2022 post entitled, “Putin the Protector of the Russian People or the Despoiler of Ukrainian Resources: A Look at War Causation and Russian Military Priorities in Ukraine”, long before he became the legendary Russian President that he is today, Putin was a doctoral candidate at Leningrad State University (now the University of St. Petersburg.) it was at the very end of his KGB service. (A fuller discussion of that period of Putin’s life can be found in greatcharlie’s March 31, 2017 post entitled “Book Review: Vladimir Putin, First Person: An Astonishingly Frank Self-Portrait by Russia’s President (Public Affairs, 2000)). The rector at the St. Petersburg State Mining University as of this writing, Vladimir Litvinenko, chaired the committee that awarded Russian President Vladimir Putin his doctorate in Economics in 1997. He recently stated that Putin’s thesis was titled “Strategic Planning of the Reproduction of the Mineral Resource Base of a Region Under Conditions of the Formation of Market Relations.” Putin’s economic studies, at what was then Leningrad State University, were most likely heavily doused in Marxian theory. Even more pertinent here, his research made him quite knowledgeable about the resources of countries that were formerly republics of the erstwhile Soviet Union. He would be very aware of Ukraine’s wealth in minerals, particularly in the eastern and southeastern regions. Indeed, Ukraine has a large supply of many valuable mineral and raw material resources. Ukraine in fact holds approximately 5 percent of the world’s mineral resources. Its significant mineral resources include: iron ore, coal, manganese, uranium ore, natural gas, oil, salt, sulfur, graphite, titanium, magnesium, kaolin, nickel, mercury. As for stocks of iron, manganese, titanium and uranium ore Ukraine is ranked first among European countries. As for mercury ore reserves, it is second only to Spain. Attendant to capturing sovereign territory in Ukraine, much as he grabbed Crimea eight year before, Putin may have wanted possession of its supply of many valuable mineral and raw material resources. Thinking in that direction may also have distorted his picture of what would be most important in invading Ukraine successfully. 

If this was Putin’s thinking and actions on this matter, at a more detailed level than discussed earlier, it would very much mirror that of Hitler during Nazi Germany’s invasion of the Soviet Union. As explained by the Imperial War Museum, industrialists in Germany most likely influenced Hitler’s decision to seize the Southern Caucasus in the Soviet Union and Stalingrad despite the concerns and entreaties of Oberkommando des Heeres with undertaking an operation of such distance from where the German Army was situated. As aforementioned, Operation Barbarossa, launched in June 1941, failed to achieve Hitler’s objective of decisively defeating the Soviet Union in a single campaign. German forces managed to occupy vast swathes of Soviet territory and industry. However, the audacious invasion finally ground to a halt in December 1941 on the forested outskirts of Moscow, the exhausted German Army stabilized its winter front in a line running roughly from Leningrad in the north to Rostov in the south. The strain of the harsh winter campaign upon the ill-prepared Wehrmacht, as well as the severe strain placed on the Luftwaffe in its prolonged efforts to air-supply the army’s string of city-bastions along the front, was tremendous. The Germans suffered a staggering 850,000 casualties. Interestingly, despite such considerable setbacks, the Germans believed the war was still going fairly well.

However, the following year, Hitler decided to go on the offensive. A decision by Hitler to launch a campaign in the Southern Caucasus region, south of the German front was spurred on by flawed information provided to him by economic advisers. They told Hitler that Germany would be incapable of sustaining the war without the resources in the Caucasus. North of the mountains was a center of agricultural production, which also held significant coal and metal reserves; to the south, was the region of Transcaucasia, a densely populated industrial center which produced some eighty percent of the Soviet Union’s annual oil production.Responsive to the wishes of the political leadership, by February 1942, the Oberkommando des Heeres was planning an offensive in the Caucasus region. 

On April 5, 1942, Hitler issued  Führerbefehle Nr. 41 (Fűhrer Directive No. 41), laying out the basic plan for the new offensive in the Soviet Union. The new plan would become known as Fall Blau (Case Blue). The main objectives were the major oilfields in the Caucasus and Transcaucasia: Maikop, Grozny and Baku. Senior German commanders were concerned about undertaking such a deep thrust into the opponent’s territory, fearing for the safety of their flank. Hitler’s remedy was to include in the plan the occupation of Stalingrad by Germany’s Italian, Hungarian and Romanian allies. The city would initially be taken by Germans. They would also establish a defensive line along the Don River and Volga River, which would be taken over by allies, too. Capturing Stalingrad would have the additional benefit of blocking all enemy traffic on the Volga, a crucial transport artery. To Hitler, the operation, which he deemed to be “of limited scope,” made perfect sense. Events proved otherwise.

A postage stamp from the erstwhile Deutsche Democratische Republik (German Democratic Republic, also known as the GDR or East Germany) circa 1963, that includes portraits of the Prussian military leader August Neidhardt von Gneisenau (left), Prussian field marshal Gebhard Leberecht von Blücher (right). In war, the value of a reliable, knowledgeable, skilled, and open-minded adviser who truly understands the concept and intent of his commander, cannot be underestimated. A model for interaction between a political leader or military commander with his advisers was the one between the renowned 18th century Prussian Army Marshal Gebhard Leberecht von Blücher with his chief of staff General August Neidhardt von Gneisenau. In Clausewitz: (Scarborough, 1979), author Roger Parkinson quotes von Blücher with regard to his relationship with his brilliant chief of staff as follows: “Gneisenau, being my chief of staff and very reliable, reports to me on the manoeuvres that are to be executed and the marches that are to be performed. Once convinced that he is right, I drive my troops through hell towards the goal and never stop until the desire goal has been accomplished–yes, even though the officers trained in the old school may pout and complain and all but mutiny.” Regarding an offer for von Blücher to receive an honorary degree at Oxford University following the Napoleonic War, Parkinson quotes him as saying: “Well, if I am to become a doctor, you must at least make Gneisenau an apothecary, for we two belong together always.”

Eyes Wide Shut

“A lion does not lose sleep over the opinion of sheep. ” is a quote often attributed to others, but it is very likely the words of Abū ʿAbdullāh Muhammad ibn Idrīs al-Shāfiʿī (28 August 767 — 19 January 820) was a Palestinian-Arab Muslim theologian, writer, and scholar, who was the first contributor of the principles of Islamic jurisprudence (Uṣūl al-fiqh). Often referred to as ‘Shaykh al-Islām’, al-Shāfi‘ī was one of the four great Imams, whose legacy on juridical matters and teaching eventually led to the Shafi’i school of fiqh (or Madh’hab). In his thoughts, Putin is surely completely alone. He appears indifferent to whether the rest of the world sees him as a bit out of touch or strange, apart from everything else. Outside of his super fans in Russia–many of whom have been unfortunate enough to meet their end, so very young, on fields, hills, and woods in Ukraine as questionably trained conscripts–certainly does not appear gallant or chivalrous. Putin is holding the course on Ukraine, not yielding in any way that might allow for authentic and substantive negotiations to end the conflict to begin. There still does not appear to be a line of talk available to even his closest advisers that could put a different complexion on the matter.

In war, the value of a reliable, knowledgeable, skilled, and open-minded adviser who truly understands the concept and intent of his commander, cannot be underestimated. A model for interaction between a political leader or military commander with advisers was the one between the renowned 18th century Prussian Army Marshal Gebhard Leberecht von Blücher with his chief of staff Prussian Army General August Neidhardt von Gneisenau. In Clausewitz: (Scarborough, 1979), author Roger Parkinson quotes von Blücher with regard to his relationship with his brilliant chief of staff as follows: “Gneisenau, being my chief of staff and very reliable, reports to me on the manoeuvres that are to be executed and the marches that are to be performed. Once convinced that he is right, I drive my troops through hell towards the goal and never stop until the desire goal has been accomplished–yes, even though the officers trained in the old school may pout and complain and all but mutiny.” Regarding an offer for von Blücher to receive an honorary degree at Oxford University following the Napoleonic War, Parkinson quotes him as saying: “Well, if I am to become a doctor, you must at least make Gneisenau an apothecary, for we two belong together always.”

An informed guess by greatcharlie is what has likely been a reliable intuition that had served him well along the way and allowed him a leg-up in giving subjects light were darkened with regarding parsing out the many aspects of this massive enterprise in Ukraine. Imagining Putin with his mind set on invading Ukraine come hell or high-water and refusing hear any suggestion that he delay until Russian forces were fully prepared to act, maximize every advantage and exploit the liabilities of Ukrainian forces to the fullest extent, and cope with all contingencies, if one might dare discuss such with him as noted earlier. 

One can only imagine Putin’s outward attitude and behavior at that time. The thought of it all curiously reminds greatcharlie a song sung by the renowned comic, Groucho Marx in the comedy film “Horse Feathers” (1932), not that there is anything remotely humorous about any aspect of the Ukraine War. When Marx’s  character, Professor Quincy Adams Wagstaff, is made the new head of Huxley College, and asked to offer some suggestions for his administration, the first verse of his musical response was: “I don’t know what they have to say / It makes no difference anyway / Whatever it is, I’m against it / No matter what it is or who commenced it / I’m against it.”

Putin Was Blinded by Rage

A dislike of Biden administration members inflamed the ardor of Putin and closest acolytes and they became determined to hurt Kyiv for siding with them. Imagining Putin’s mindset, he likely firmly believed before the invasion of Ukraine that he had a good understanding of the way many senior foreign and national security policy officials in the administration of US President Joe Biden, many of whom had held senior posts in the Obama administration, would respond to a move toward Ukraine. As discussed in greatcharlie’s January 25, 2022 post, Putin had experienced considerable dissatisfaction and disappointment in his dealing with Obama administration officials, particularly on Ukraine. As he may have perceived their actions in the past, they found it rather piquant to interact with him as if he were a lesser party, and given his positions and concerns no consideration. He likely believed they saw him as undeserving of respect. Communications were condescending, actions were often insulting. In an explosion of aggression, in part a response to his treatment, he grabbed Crimea with military force and fomented civil war in the Donbas. He engaged in other destabilizing efforts. Apparently, he was not completely satisfied with those actions, and held in his mind the idea of doing more. Seeing the appointment of many of those same officials in even higher posts in the Biden administration, most likely inflamed his sense with ardor to lash out violently. Everything those officials did in the Biden administration, Putin surely viewed with their past actions firmly in mind.

One might theorize that although he could not conventionally strike directly at those officials, Putin could reach the Zelensky government, members of which he may view as something worse than traitorous. He could well imagine the the fall of the Zelensky government would beset the Biden administration officials that he despised with a sense of loss and failure. Secondly, he would hope to cause torment and anguish among their “Ukrainian followers”. To that extent, perhaps it is not too fanciful to imagine that given current attitudes and behaviors of Putin, the invasion of Ukraine may also have been in part an opportunity for Putin to have a return engagement, a rematch, with former senior Obama administration officials serving in the Biden administration and settle an old score. 

Putin (seated left) during a Russian Federation Security Council meeting just days before the special military operation was launched. A dislike of senior members of the administration of US President Joe Biden likely inflamed the ardor of Putin and closest acolytes and they became determined to hurt Kyiv for siding with them. Imagining Putin’s mindset, he likely firmly believed before the invasion of Ukraine that he had a good understanding of the way many senior foreign and national security policy officials in the Biden administration, many of whom had held senior posts in the administration of US President Barack Obama, would respond to a move toward Ukraine. One might theorize that although Putin could not conventionally strike directly at those officials, he could reach the Zelensky’s government, members of which he may view as something akin to “traitorous”. He knew what anguish and loss the fall of Zelensky’s government would cause those US officials and secondly, their “Ukrainian followers”. To that extent, perhaps it is not too fanciful to imagine that given current attitudes and behaviors of Putin, the invasion of Ukraine may also have been in part an opportunity for Putin to have a return engagement, a rematch, with former senior Obama administration officials in the Biden administration and settle a score.

The Way Forward

It certainly appears to many reasonable people around the world since the Ukraine War began that currently there is a dearth of rational thinkers in the Kremlin. As is so often the case in the history of warfare, perception, better still, misperception, and not reality, drove the decisionmaking of Russian Federation Armed Forces commanders and war planners. Intriguingly, in parsing out the possibilities of this pivotal moment in the war’s planning, it would seem Putin’s special military operation did not necessarily have to turn out as it has.

Too many human lives have been lost in this war. The common wisdom is that the war never should have transpired, and no one should have died. No amount of gain in Ukraine would match the degree of loss in the cold terms of blood and treasure by Russia which started the war. Nevertheless, it will likely go on and plenty more dying will be done.

Conforming to the concept and intent of their political leader, Putin, senior commanders of the Russian Federation Armed Forces mistakenly thought that the campaign would be a short one, and that the Ukrainians would give in after suffering the shock of massive initial defeats. Being responsive to the concept and intent of their political leadership was, by their training and oath, the correct thing to do, but the very wrong thing to do at the same time. Res ipsa loquitur! Perhaps the only real hope for its end on the battlefield is Ukraine’s capture of every bit of sovereign territory, to include Crimea. As mentioned here, that is within the realm of possibility. Yet, Putin would hardly find that outcome satisfactory. If a satisfactory solution cannot be found for both sides on Ukraine, there will be good reason for the world to fear the worst from him. In the cavernous assembly halls of the Kremlin where Putin speaks before top officials of his government, the Russian Federation Duma, other key political leaders at the federal provincial and local levels–nationalists, ultranationalists, and Communists–prominent supporters of the United Russia Party, and business leaders, one will not spy happy faces, filled with optimism over the future ahead. There are mainly the morose visages of people who likely whisper among themselves that the genuine end to everything may be near. Perhaps Putin is equal to his rhetoric, and Russian Federation ICBM’s will make their way out of their kennels. His supporters would likely believe that. A solution to the Ukraine War must be found soon. Utere, non numera. (Use the hours, do not count them.)

George VI’s Royal Christmas Message of 1939: Words of Hope for Humankind in Tumultuous Times

George VI, King of the United Kingdom and the Dominions of the British Commonwealth, seated at a table before two microphones and wearing the uniform of the Admiral of the Fleet (above). The staged photo was taken on September 3, 1939 at the Royal residence at Buckingham Palace. It resembles a similar scene on December 25, 1939 at the Royal country house at Sandringham, when George VI delivered the Royal Christmas Message via radio. His message was so inspiring that it established the broadcast as an annual tradition. During his message, the King shared four lines from Minnie Haskins’ poem “God Knows” which since has been popularly referred to as “At the Gate of the Year” or “The Gate of the Year.”

King George VI of the United Kingdom and the Dominions of the British Commonwealth, never imagined being king nor had any ambitions to be monarch. Born Albert Frederick Arthur George, he was second in line to the throne to his brother, Edward Albert Christian George Andrew Patrick David. As a consequence of the decision of his brother, crowned Edward VIII, to abdicate on December 10, 1936 in order to marry Wallis Simpson, a US citizen and socialite, who was twice divorced. Despite his misgivings, George VI became the very king of that his people needed in the tumultuous years of World War II. He established himself as a true leader in broadcast speeches in 1939. Among the most memorable was his Christmas message in which he recited lines from the poem “God Knows” written by Minnie Haskins in 1908 and expanded in 1912. The poem has been popularly referred to since George VI’s 1939 message as “At the Gate of the Year” or “The Gate of the Year.” As all countries whether facing challenges from external or internal elements peering into the New Year, there must the same degree of hope, as expressed by George VI, that they will see their way through to a positive, prosperous, and peaceful 2020. In a post published on December 8, 2014, greatcharlie shared the lines spoken by George VI in the Royal Christmas Message, broadcasted in 1939. Cognizant that the people of many countries will continue to face crises from varied internal and external sources going into 2020 and desiring to offer words of comfort, greatcharlie is again presenting the lines from George VI’s Christmas message along with some background that will hopefully help put the speech in context.

Traveling back to the Fall of 1939, one finds Germany under Reich Chancellor Adolf Hitler already on the march in Europe, overwhelming neighboring countries. Through the Anschullus of March 12, 1938, Germany annexed Austria. Under Hitler’s threat to start a war with Czechoslovakia, United Kingdom Prime Minister Neville Chamberlain, French Prime Minister Édouard Daladier capitulated to Hitler’s whims and signed the Munich Agreement of September 29, 1938, allowing Germany to freely occupy Czechoslovakia’s Sudetenland from October 1, 1938 to October 10, 1938. The agreement sent all of the wrong signal to Hitler. In Hitler’s view, might made right. Will stood in place of reason. After seeing how easily the United Kingdom and France ceded to his will on the Sudetenland, he was convinced he could pursue his plans of conquest without real opposition from the other European powers. The Munich Agreement was a consequence of a dreadful policy of appeasement. The notion was that through diplomacy and agreements, Hitler could be contained. The main aim of the policy was to keep the United Kingdom out of harm’s way, out of another war, before Hitler’s pursuit of the sovereign territory of other countries truly got to a gallop. However, rather than mollify Hitler, he was emboldened by the appeasement policy and essentially encouraged him to pursue his ambitions.

The main proponents of appeasement in Parliament were the Tories, led by Chamberlain. However, there was divergence among political leaders on the manner in which to cope with Hitler. Although he too was a conservative Member of the House of Lords, Winston Churchill challenged Chamberlain’s assertions about Hitler. He saw Hitler as a positive serpent who would not adhere to any agreement that might be reached with him. From a bad mind only bad designs could be expected. Churchill suggested that an abundance of caution should be exercised with Hitler, and that considerable preparations should be made to deal with him militarily. Opponents of Churchill’s point of view, characterized him as a warmonger, and gratuitously reminded everyone that he was the mastermind of debacle at Gallipoli during World War I. The reality was that Hitler posed more than a danger to Europe, but an existential threat to civilization. Very publicly, Hitler expressed a belief that the German people were a special Aryan race, and thus superior to all others. Even darker and more foreboding was Hitler’s insistence that it was the German people’s destiny to rule over the lesser people of the world. He declared that the German people’s confinement to the limits of Germany frustrated their ability to flourish, and exercise their will and power. Up from the ashes of defeat after the World War I, Hitler promised that under his leadership, the German people would reach the height of their greatness to include world domination. Yet, despite this and more, Chamberlain, Edward Wood, Lord Halifax, who became his Secretary of State for Foreign Affairs in February 1938, Nevile Henderson, the United Kingdom’s ambassador to Germany, Horace Wilson, Chamberlain’s closest advisor and head of the British Civil Service, and many others, saw nothing but what they pleased. They failed to draw rational inferences from what Hitler was saying and doing.

Much as Churchill warned, Hitler proved too dodgy for Chamberlain and Lord Halifax to understand. Chamberlain’s diplomacy with Hitler failed. The remainder of Czechoslovakia was occupied by Hitler’s Army. With Germany’s invasion of Poland, the United Kingdom was plunged into war a very sinister adversary. Churchill would eventually assume the proud place as prime minister that his merits had won him on May 10, 1940. Yet, as 1939 ended, Chamberlain was still prime minister. Making amends for the sin of appeasing fascism proved impossible for Chamberlain. He would never be absolved of his responsibility for the crisis. Among the people of the United Kingdom, the prayer was that God by some gracious change would restore the situation to the condition it was in before Hitler and Germany went on the march.

Although Chamberlain and his following among Members of Parliament were left dazed and confused over events on the continent, George VI was determined to stand upright and with sangfroid in the face of danger. He was ready to bear whatever fate might bring with a firm and equal mind, resolved and confident. The radio broadcast of the Royal Christmas message was tradition had been started in 1932 by George V, the father of George VI. In his Christmas message in 1939, George VI raised his gaze toward what is most important to monarchs of the modern era, the people of the United Kingdom and across the Commonwealth. He would offer a message of reassurance and encouragement. He wanted them not to surrender to despair but rather to hold fast and stay strong. There was a potential obstacle to his aims. George VI suffered from a speech impediment, a stutter, and severe anxiety over public speaking. His struggle to overcome that problem was immortalized in the 2011 American Academy Award-winning film for Best Picture, “The King’s Speech.” Yet, on December 25, 1939, George VI rose to the occasion. The message was broadcasted from the Royal Residence at Sandringham, England. The King’s 5 feet 9 inch frame was immaculately dressed in the uniform of the Admiral of the Fleet as he sat before two microphones. While he could not be seen by listeners, on that day, in the minds of his subjects, George VI stood about 8 feet tall. He superbly united king and country in a common cause.

George VI began his nine minute Christmas message by explaining that while no one wanted war, others who sought conquest insisted upon tearing their country away from peace. He informed that they were at war with a very different enemy whose evil ideas were contrary to those of the civilized world. He stated: “it is the tragedy of this time that there are powerful countries whose whole direction and policy are based on aggression and the suppression of all that we hold dear for mankind.” On the point, he went on to say: “We feel in our hearts that we are fighting against wickedness, and this conviction will give us strength from day to day to persevere until victory is assured.”

Speaking to soldiers and sailors in France and across the Commonwealth, he offered words of inspiration reminding them that they in the thoughts of everyone. While so much was expected of them, the king let them know that he had confidence in them that the people were aware that they were serving with valor, and he knew those would soon face battle would do the same. George VI relayed: “The gallant Air Force, which, in cooperation with the Navy is our sure shield of defence. They are daily adding laurels to those that their fathers won.” He continued: “I would send a special word of greeting to the armies of the Empire, to those who have come from afar, and in particular to the British Expeditionary Force. Their tasks is hard.” On that point, he remarked further: “They are waiting, and waiting is a trial of nerve and discipline. But I know that when the moment comes for action they will prove themselves worthy of the highest traditions of their great Service.”

Speaking across the territories of the Commonwealth  creating hope but also tempering expectations. He explained: “I believe from my heart that the cause which binds together my peoples and our gallant and faithful Allies is the cause of Christian civilisation.” Going further, he urged the people to remain resolved to stand together no matter what comes. George VI entreated: “A new year is at hand. We cannot tell what it will bring. If it brings peace, how thankful we shall all be. If it brings us continued struggle we shall remain undaunted.”

Added at the end of his broadcast was its most memorable aspect when the King read lines from the Haskins poem. As the story is often told, his 13-year-old daughter, Princess Elizabeth, shared the poem with him. However, according to the Telegraph, contrary to popular belief, the poem was brought to the attention of the King by Queen Elizabeth. The lines were recited again at her own funeral 63 years later. The poem was from a collection, The Desert, published in 1908. Neither the poem nor its author were popular at the time. The few lines recited by the King were chosen to stand on their own. The remaining lines do not possess such a compelling quality.

George VI introduced the poem in his message by stating: “I feel that we may all find a message of encouragement in the lines which, in my closing words, I would like to say to you:

I said to the man who stood at the Gate of the Year,

‘Give me a light that I may tread safely into the unknown.’

And he replied, ‘Go out into the darkness, and put your hand into the hand of God.

That shall be to you better than light, and safer than a known way.’ ”

George VI concluded his speech with the blessing: “May that Almighty Hand guide and uphold us all.” Hopefully, the blessing of George VI has managed to echo through the years to our time, and it is greatcharlie’s wish to all of its readers in particular that all will be well and that all will receive the very best of everything in the new year.

Why Putin Laments the Soviet Union’s Demise and His Renewed “Struggle” with the US: A Response to an Inquiry from Students

When Putin occasionally grieves publicly over the Soviet Union’s demise and expresses pro-Soviet sentiments, some confusion usually ensues among listeners worldwide. Putin, just being himself, certainly does not make it easy for anyone to understand him. Still, he is not beyond human knowledge, comprehension, and speech. A group of university students in the US inquired with greatcharlie on Putin’s expressions concerning the Soviet Union following a lively seminar debate. It was decided that this post would be used to provide a response to their inquiry. Hopefully, what is at the root of Putin’s stance on the Soviet Union has been figuratively dug up for them to see.

In late-May 2019, greatcharlie received an intriguing message from some undergraduate students of a university in the US concerning recurrent comments of Russian Federation President Vladimir Putin, lamenting the Soviet Union’s demise. There had apparently been a very lively debate in their political science seminar on Putin’s “often public lamentations over the dissolution of the Soviet Union, his insistence that it had many positive attributes and that as a superpower, it played a valuable role globally.” The students’ solicitation of greatcharlie’s thoughts on the matter was flattering. It was even more stirring to see them express great interest in international affairs and Russian politics in particular. Another subject was selected for greatcharlie’s June post.  However, rather than simply suggest a few books and journal articles to supplement their seminar debate, it was decided that this post would be used to provide a response to the students’ inquiry. Undergraduate and graduate students represent a significant portion of greatcharlie’s audience. The hope of greatcharlie is that by responding in this way, these intrepid students and others reading the blog will be encouraged to further pursue their international affairs studies and to continue reaching out beyond their classroom lessons to augment their knowledge base.

Confusion over one’s thinking can often issue from imprudently offering enthusiasms on a subject. When Putin occasionally offers pro-Soviet sentiments, some confusion usually ensues among listeners. Putin, just being himself, does not make it easy for anyone to understand him. Yet, Putin is not beyond human knowledge, comprehension, and speech. It would be counterintuitive not to accept that when Putin acts at any level, he does so with purpose and that purpose can be uncovered. What is at the root of Putin’s nostalgic, pro-Soviet position is figuratively dug up for them to see from this somewhat informal, multidirectional examination. Hopefully, it discusses a few valuable points perhaps not covered in the inquiring students’ seminar. Further, from this examination, insights were generated on the Russian Federation President’s intentions and actions that will contribute to the foreign policy debate internationally. Nulla tenaci invia est via. (For the tenacious no road is impassable.)

What has been striking about those occasions when Putin spoke so fondly of the Soviet Union and lamented its collapse was the very public nature of his expressions. Even in those dire initial days in office, Putin rarely offered comments off the cuff that could possibly produce a marked impression. True, expressions of sentimentality as they related to feelings of patriotism were heard from him before. Still, he avoided uttering sentiments that stemmed from truly personal feelings. If Putin was at all comfortable with publicly bemoaning the demise of the Soviet Union, it was because he thought it was the best thing to do on each occasion.

Putin Has Said Some Interesting Things about the Soviet Union

When Putin first began publicly discussing his feelings about the Soviet Union, he provided a rare glimpse of how thoughts coalesced in his consciousness. Only a few years earlier Putin had become a full-fledged political man, a deputy mayor of St Petersburg, and then suddenly found himself at the very top, learning his way through the Kremlin jungle, domestic politics, and the larger world of global international affairs. Prior to his statements about the Soviet Union, Putin left no doubt that the essence of his thinking was akin to a “Russia First” concept. On August 16, 1999, the members of the State Duma, the Russian Federation’s Parliament, met to approve Putin’s candidacy of a prime minister. He was President Boris Yeltsin’s fifth premier in 16 months. In his speech to the Duma, Putin stated with spirit: “Russia has been a great power for centuries, and remains so. It has always had and still has legitimate zones of interest . . . We should not drop our guard in this respect, neither should we allow our opinion to be ignored.” Being Yeltsin’s choice, Putin was dutifully confirmed as prime minister without much been made in support of, or against, his nationalistic stance. His strong patriotic tone was heard again in a statement made in Part 5, “The Spy” of Putin’s memoir First Person: An Astonishingly Frank Self-Portrait by Russia’s President (Public Affairs, 2000) page 80. One of the interviewers preparing the book, notes that she asked him, “Did you suffer when the Berlin Wall fell?”, he explained: “Actually, I thought the whole thing was inevitable. I only really regretted that the Soviet Union had lost its position in Europe, although intellectually I understood that a position built on walls and dividers cannot last. But I wanted something different to rise in its place. And nothing different was proposed. That’s what hurt. They just dropped everything and went away.”

Even so, only after a few short months as acting president and as the elected president, Putin, with the apparent aim of keeping the Russian Federation a welcomed player on the international stage, began taking a nuanced approach in issuing statements. When Russian Federation President Boris Yeltsin departed in 1999, he left his young, hand-picked successor, Putin, with a rather dire situation economically, socially, and politically. Through strenuous efforts, Putin managed to halt what was once the country’s downward spiral toward abject ruin. Yet, after leveling things off, he hoped to move forward with plans and programs to improve living standards for average Russians and conditions around the country as a whole. At Kremlin press conferences, official government meetings and events, political rallies,  presentations at universities, policy think tanks, scholarly journals, and other institutions, Putin expressed his desire to create something better for the Russian people. Reading through Putin’s December 31, 1999 essay, “Russia at the Turn of the Millenium”, that appeared on the website of the Russian Federation on December 31, 1999, he clearly believed, boiled down to the bones, that the key to Russia’s progress would be a successful effort to maximize the performance potential of the Russian people. That became his stated aim. He would focus on those factors that have brought some level of success and advancement, and attempt to amplify them to create some change.

Putin also was interested in acquiring Western investment into his economically troubled country to provide the people with the support they needed. For a while, he seemed to stoke Western approval of the Russian Federation with his words. However, he also made a number of half-turns away from a pro-Western position that really evinced there was a duality in thinking. As an example, on March 5, 2000, Putin made a statement to the effect that he did not rule out having the Russian Federation join NATO. However, he stressed that it would only do so “when Russia’s views are taken into account as those of an equal partner.” After stating that he could not imagine Russia being isolated from Europe, Putin went further on NATO to state: “it is hard for me to visualize NATO as an enemy.” Putin’s nuanced language was apparent, too, when very publicly broaching the issue of the Soviet Union’s fall. He remarked: “Whoever does not miss the Soviet Union has no heart, whoever wants it back has no brain.” Putin’s efforts were successful to the extent that statements as these caused the West, if not to drop its guard, certainly to take a more relaxed view of him and his intentions. It would seem even then, that his true feelings and intentions would have readily identified him as a Russian nationalist. In that same vein, those pro-Western statements ran counter to the strong nature of his later statements of near adoration of the Soviet Union.

Soon enough, that nuanced bit of his statements that provided a touch of goodwill to the West was dropped. The collapse of the Soviet Union was publicly discussed by Russian Federation officials with the apparent goal of amplifying the message to world of how badly Russian people suffered as a result and that consideration might be given to increasing any efforts to invest in and generally assist their country. It also had the purpose of letting the Russian people know that their government was aware of their plight. No deception was being used then to hide deficiencies in the system which was the practice under Soviet rule. On April 25, 2005, Putin stated: “Above all, we should acknowledge that the collapse of the Soviet Union was a major geopolitical disaster of the century. As for the Russian nation, it became a genuine drama. Tens of millions of our co-citizens and co-patriots found themselves outside Russian territory. Moreover, the epidemic of disintegration infected Russia itself.” In process of repairing things, however, Putin encountered significant obstacles that primarily concerned the capabilities and capacity of the Russian people to get beyond only making changes here and there for the better, and get behind efforts at making real progress. The product of his efforts could be characterized as rather anemic. There was still an uneasiness in Russia when Putin began as president. Morale was low, fruitful activity was sparse, and new, useful ideas were absent. One might posit that faced with disappointment and discontent over immediate results of his own efforts over the years, he has been able to manage his greatest concern which is not to allow the country to roll backward. That was probably a nightmare that likely nearly suffocated him many nights at the time. In order to stabilize the situation, he apparently decided to turn toward something that felt familiar and safe. Eventually, Putin’s goal became to develop some simulacrum of the Union of Soviet Socialist Republics or the Soviet Union. Sustainability was less likely a concern given the exigent circumstance of a need for immediate answers. On March 2, 2018, Putin issued his most direct comment to date about the Soviet collapse. Taking questions from supporters in Russia’s European exclave of Kaliningrad, Putin was asked what Russian historical event he would like to change. Putin immediately answered, “The collapse of the Soviet Union.”

What has been striking about those occasions when Putin spoke so fondly of the Soviet Union and lamented its collapse was its very public nature. Putin has never been anything akin to some wandering preacher, expressing his convictions about matters. Even in those dire early days in office, Putin, who emerged from the secret world of Soviet intelligence, rarely offered comments off the cuff that could produce a marked impression. True, expressions of sentimentality as it related to feelings of patriotism were certainly heard from Putin before. Still, Putin is a man who has typically avoided uttering sentiments genuinely stemming from personal feelings, which in this case was his grief over loss of the Soviet Union. If he ever slipped up and revealed blithely his inner feelings on a matter, he would have moved quickly to preserve the confidentiality of such statements. If Putin was at all comfortable with publicly bemoaning the demise of the Soviet Union, it was clearly because he thought it was the best thing to do on each occasion.

Typically after hearing Putin’s worldview was shaped by his service in the KGB, the imagination runs wild among many in the West. Putin is more likely visualized as being still on the beat, working in the exotic and mysterious segment of the organization that engaged in kidnappings, harsh interrogations, relocations of citizens to prisons and internment camps, paramilitary operations, and assassinations. With tongue in cheek, Putin has fueled exaggerated Western characterizations of himself by posing in photos as a stern man of action, training his sights on targets with pistols, sniper rifles, and other weapons.

The KGB Factor

An immediate impression of Putin’s words might reasonably be that he and most likely many others who were part of the Soviet apparat continued to adhere to their “unique reality” about the Soviet Union. Indeed, his statements were true to life with respect to the commitment to the Soviet system by hardline, old guard, former apparatchiks, which includes Communist Party functionaries or government bureaucrats, nomenklatura or high ranking management, and dead-enders among former rank and file Soviet citizens. For all those from the same water in which Putin swam, each time anyone referenced the Soviet Union in such a positive manner, there would doubtlessly be agreement that it was the full version. For them, such words from Putin likely ring patriotic bells. It strikes greatcharlie as hopelessly derivative to remind readers that Putin’s decisions and actions have been influenced by his life in the Soviet Union’s Committee for State Security, initialized from Russian and better known as the KGB. It was Soviet agency responsible for intelligence, counterintelligence, and internal security. Nonetheless, it is a reality and an important factor that should be examined first.

A seemingly infinite number of primary and secondary sources exist on the KGB. However, an intriguing Cold War era description of the KGB that greatcharlie has referred to often is a concise November 13, 1982 New York Times article entitled, “KGB Praised By Some Feared By Many”. The article explained that the KGB was the most widely feared instrument of the Soviet Government. It measured the strength of the KGB at 90,000 or so staff officers inside the Soviet Union to guard against internal security threats and run the political prisons. Along the country’s borders, 175,000 of border troops patrol its 41,800 miles of frontiers. Outside of the country, the article noted that its scientific-technical operatives sweep Western countries seeking the latest secret inventions, while its ”illegals” try to penetrate foreign intelligence operations. The article explains further that the first Communist secret service, the All-Russian Extraordinary Commission for Combatting Counterrevolution, Speculation and Sabotage, mainly referred to under the acronym Cheka, virtually copied the Czarist secret police organization and even co-opted some of its more capable officers. The Cheka’s founder, Feliks Dzerzhinsky, was quoted as saying, ”Trust is good, but control is better,” and, in 1918, ”We stand for organized terror.” In its earlier years, the article states, the Soviet secret police acquired a reputation as an instrument of mass terror: beginning in the 1920s as the organizer and supplier at home of huge concentration camps where millions perished; in the 1930s as Soviet Premier Josef Stalin’s executor of huge purges of the party and the Red Army officer corps; and, in the late 1940s and 1950s, as the perpetrator of assassinations of opponents abroad. The latter killings were performed by a group specialized in what Soviet intelligence reportedly  called ”wet affairs”. In the immediate aftermath of Stalin’s death on March 5,1953, the KGB was accused of trying a coup in the Kremlin, using secret police troops. Its chief, Lavrenti P. Beria, was seized by his party comrades and executed. The article notes that it was not until 20 years later that the KGB recapture the degree of respect it once held in the Soviet Union when its director, Yuri Andropov, was elected to the Communist Party’s ruling Politburo.

Citing a common perspective of Western intelligence specialists then, the article states that the KGB, while retaining excellent abilities in traditional espionage was devoting greater resources to acquiring Western military and industrial technology. In fact, in the decade before the article was written, the KGB has acquired the plans of American spy satellites, advanced radar, computer source codes and conventional weapon innovations. It posits that those acquisitions could have been attributed to former KGB Chairman Yuri Andropov. It was under his supervision the KGB became a type of office for technology transfer from the West, in addition to its conventional tasks, such as penetrating the coderooms of the NATO alliance. The article further explains that the KGB, to the envy of foreign intelligence services, was able to retain key personnel for many decades, providing a kind of continuity particularly valuable in counterintelligence. The article quoted an assessment of the KGB by James J. Angleton, retired head of the CIA’s counterintelligence branch, a controversial figure, yet sacred cow US intelligence. Angleton simply stated: “I wish we had their continuity.”

Interestingly, the New York Times article’s treatment of the KGB had an almost prosecutorial tone. Still, there should not be any misunderstanding that among those who were or potentially could have been victims of the KGB in the Soviet Union and abroad, the organization was not by any means viewed as the “good guys”. its actions were not misunderstood. However, while it is a bit one-sided, the article manifests prevailing Western impressions of the KGB at the time, It hopefully allows one to gain a sense of the tension and tenor of the geopolitical struggle between East and West during the Cold War as late as the 1980s.

In First Person, Putin, himself, left little doubt that his service in the KGB was a crucial feature of his life. Having had a rather successful career in the renowned security organization, Putin certainly has memories of an existence quite different from most Russians in the Soviet Union. Indications are that members of the KGB managed to skirt many of tribulations most Soviet citizens endured as a result of his service. Moreover, they were able to enjoy certain privileges. Putin found great value in what the Soviet Union was able to provide for him in terms of a livelihood and in terms of self-respect. He has great reason to be thankful to it.

On Putin’s KGB Perspective

Ex umbris et imaginibus in veritatem. (Into the truth through shadows and images.) Typically after hearing Putin’s worldview was shaped by his service in the KGB, the imagination runs wild among many in the West. Putin is more likely visualized as being still on the beat, working in the exotic and mysterious segment of the organization that engaged in kidnappings, harsh interrogations, relocations of citizens to prisons and internment camps, paramilitary operations, and assassinations. While embellished to a considerable degree, that remains the “commercialized”, Hollywood version of the KGB officer, popular in the West during the Cold War. It was certainly a great departure from reality. Essentially, for Putin, they paint a portrait of someone who does not exist. Some appear so satisfied seeing Putin as such, they do not seem interested in getting the picture straight. With tongue in cheek, Putin has fueled exaggerated characterizations of himself by posing in photos as a stern man of action, training his sights on targets with pistols, sniper rifles, and other weapons. A fair appraisal of Putin’s career would be that he was good at his work and that he well-impressed his colleagues and superiors alike. Certainly, he could be dashing and audacious when necessary, but moreover he was honorable and discreet, using his wits and memory. He progressed gradually and fruitfully with agents he recruited. As a result of his many successes, he received promotions up to the rank of lieutenant colonel. Similar to most of his young colleagues, the KGB offered Putin a solid basis for believing that the Soviet system could be protected and sustained. The KGB, as a central organ of the government, ostensibly had the know-how and the resources to prevent the Soviet Union, and the contiguous countries of the Eastern bloc that it led, from falling into a chaotic condition.

Søren Kierkegaard, the Danish philosopher and theologian noted: “Our life always expresses the result of our dominant thoughts.”  In his bildungsroman, First Person. Putin, himself, left little doubt that his service in the KGB was a crucial feature of his life. The officers of the KGB were the tried and true protectors of the Soviet Union. The organization was praised by the Communist leadership as the country’s ”sword and shield”. The KGB certainly had the trust of its customers. At the same time, the KGB, was an indispensable instrumentality of the government to the extent it was the means through which it subjected the Russian people to terrible conditions believing that there was little chance that those conditions would fully effect its members. Indications are that KGB officers managed to skirt many of the tribulations most Soviet citizens endured as a result of his service. Moreover, they were able to enjoy certain privileges. Having had a rather successful career in the renowned security organization, Putin certainly has memories of an existence quite different from most Russians in the Soviet Union. Putin found great value in what the Soviet Union was able to provide for him in terms of a livelihood and in terms of self-respect. For those reasons alone, he has great reason to be thankful to it. In Part 3, “The University Student” of First Person, Putin states about himself: “I was a pure and utterly successful product of Soviet patriotic education.” Ubi bene, ibi patria.  (Homeland is where your life is good.)

It must be mentioned that Karen Dawisha, in Putin’s Kleptocracy: Who Owns Russia? (Simon & Shuster, 2014), insists that there was more than an emotional connection between former KGB officers and the Soviet Union. Dawisha explains that in the period after the collapse of the Soviet Union that the Chekists were asked to take control of the currency that the Communist Party had accumulated. There were Central Committee decrees ordering such activity. Dawisha cites an August 23, 1990 decree which authorized: “urgent measures on the organization of commercial and foreign economic activities of the party” and laying out the need for an autonomous channel into the Party cash box . . . the final objective is to build a structure of invisible party economics . . . a very narrow circle of people have been allowed access to this structure . . . .”  Dawisha makes the connection between this period when KGB officers heard the clarion call of the Communist Party to loot state coffers and Putin’s start in politics at the local level in his hometown of St. Petersburg. As head of the St. Petersburg Committee for Foreign Liaison, a job he received through KGB patronage, Putin began working with a tight knit circle of Chekists.  Grabbing money became their métier, and they worked hard at it. In St. Petersburg, Putin obeyed his patrons and proved himself to be reliable.  He also gained a solid understanding of the linkages between organized crime, which is of a special breed in Russia, bureaucrats, and former KGB officials. (While in St. Petersburg, he befriended an attorney named Dmitry Medvedev.) When his boss, Alexander Sobchak lost his bid for reelection as St. Petersburg’s mayor, Putin was out of a job. Yet, in the course of less than two years though, Putin rose from being an out-of-work deputy mayor to head of the FSB. A year later, Putin was the prime minister. Six months after that, he was Russian Federation President. On April 2, 2015, greatcharlie posted a review of Putin’s Kleptocracy. There is far too much to follow along that argument to unpack here. However, Dawisha does an excellent job of providing evidence to support her thesis. It could very well be an important part of the larger picture of Putin, the KGB, and governance in the Russian Federation.

Why a KGB Veteran Is Likely to Follow His Former Institution’s Line of Thinking

Surely, those who joined the KGB would say that they had answered the call to serve their nation in the security service. Some likely found a home, that offered employment security, a steady salary a place to belong to, a place where they will be taken care of, and an ordered life. That would not be considered irregular. The same could be said of those who have sought military careers or foreign service careers. Yet, as a result of more than a “collective consciousness” about defending the homeland, and given the unique nature of their work, a bond would form among KGB personnel and their families to the extent that a sort of mini society existed in the service. There may be some evidence that KGB officers, having an innate sense for being discreet, were mainly repressed people. Unable to express love within family or in close circles, the repressed have a habit of investing emotionally into larger organizations. Their love can be put into an institution, which in the case of Putin and his colleagues, was the KGB. The intelligence service, that closed off part of the intelligence officer’s life, becomes his family. For some, it becomes their raison d’etre. That type of linkage can lead to difficulties upon retirement and separation from organization. That makes associations of retired intelligence professional all the more important by creating links to the organization in which they served. The more contentment officers found in the KGB, the more settled and satisfied they became with their lives. Through the KGB, they got the picture of their lives straight.

Putin rose meteorically through the newly formed Russian Federation Government under Yeltsin almost as if his life had been mapped out by providence. He found support and guidance from former KGB colleagues from St. Petersburg which is both his hometown and where got his start in politics at the local level. Many have since become officials in Putin’s government, political leaders, and key business leaders with whom Putin remains in close contact. In the KGB, these former officers are affectionately referred to as Chekists. They come from a community of families whose “roots” go back to the beginnings of the Communist Party and its first political police known as the Cheka. Among the aforementioned cadre of government officials, political leaders, and business leaders with whom Putin has surrounded himself are men who came from Putin’s hometown of St. Petersburg were mostly Cheka. Putin’s own Cheka heritage includes both a father and grandfather who served in the security service. He was in fact raised in the Chekisty (Chekists) community, attending schools and a university Chekists’ progeny typically attended. With a loyal and effective team, Putin could stay ahead of troublesome political and business leaders that would disrupt his plans more often than not to the extent they would enable themselves to achieve their own self-aggrandizing, short term goals. However, by surrounding himself with like-minded Chekists of his “KGB family”, retaining his prevailing Chekist beliefs that aspects of the Soviet Union provides a good model for Russia to itself build upon has been made easier for Putin.

While it might be viewed as daylight madness in the West, some former Soviet citizens in Russia imagine the Soviet Union as a better place than it was. Moreover, these Russians, who miss the past, even crave it, warts and all, were not all from among those who were privileged in the Soviet system. Those who were not privileged seem to discount just how shabby the majority of their lives were under that system. According to a December 19, 2018 Levada Center poll, more Russians regretted the breakup of the Soviet Union then than at any other time since 2004.

Is Putin in Touch with His Fellow Russians Regarding the Soviet Union?

His KGB life aside, Putin must be able recall that the Soviet Union was not satisfying for all Russians. Even in First Person, Putin admits that housing conditions for his family in St. Petersburg were far less than perfect, nevertheless, they still lived better than many. For those not so enthusiastic with the Soviet system, Putin’s pro-Soviet sentiments likely reminded of the ugliness of a not so distant past. The majority of Russians were unable to obtain positions equivalent in prominence and power as Putin held. Surely, they did enjoy the relatively staid and secure life that came with it. While it was more “democratic” to claim that Soviet citizens had equal access to education, opportunity, housing, sustenance, health care, social welfare, and other programs, efforts by the Soviet system in that direction were more cosmetic than consequential in establishing the type of society to which they made claim. All of those services, while satisfying when made available and were of appropriate quality, hardly reflected an effort by the Soviet government to respond to the will of the people.

Under the authorized description of the Soviet system, it was a so-called classless society. However, it assuredly was economically stratified, and could be visualized in terms of concentric circles. The quality of life for citizens in the society would degrade sharply as one looks outward from the center all the way to those circles at the end where citizens struggled daily to survive. Those who occupied the center circle were the nomenklatura, the country’s leaders and power elites at the top. Those moguls lived in luxury relative to other citizens, and enjoyed the best things that Russia had to offer. Outside of the nomenklatura, the standard of living was passable for Soviet citizens from what would approximate “middle-class”. Those were usually the apparatchiks of the Soviet system, full-size functionaries of the Communist Party or the Soviet government apparat (apparatus). Apparatchiks were also those who worked in any bureaucratic  position or position of political responsibility. In many cases, they were lucky enough to be employed under the “self-management” concept positions, which required employees to evaluate the quality of their own productivity. However, that virtual middle-class was never completely comfortable for they , too, could suffer the effects of housing shortages, rationing, corruption, and other inconveniences. In some cases, they had to pay their superiors in order to keep their positions. This was even true in some parts of the military

Russian citizens living under a lower standard encountered those same problems and more with far greater intensity. They often suffered periods of rationing and privation. Some fell into a state of penury, a reality that the Soviet system desperately sought to conceal. They were forced to make the most of nothing. Those citizens emerged from the Soviet system holding a worldview, infiltrated by pessimism. They fully experienced the self-serving, self-enriching, behavior of national leaders for whom they were simply statistics.

Of the many Russians émigrés who escaped the Soviet Union during the Cold War, some who were activists or associated with activist organizations, were labelled anti-social elements when they lived there, and the Soviet government was likely happy to rid the country of them. There were some defectors, and some who managed to immigrate in order to take advantage of Western educational and professional training programs, getting away from the Soviet Union. What these groups typically had in common though, was the manner in which they spoke with disdain about of the Soviet system once they arrived overseas. They generally told stories with unmitigated rancor of an abominable government security apparatus that abused power, had neighbors spy on neighbors, obliterated all aspects of privacy, and made freedom something that could only be enjoyed in dreams. They could vividly recount their difficult lives in a manner that would bring the walls down. Very often, Soviet intelligence services would troll émigré communities in the West, to recruit and develop agents abroad using the threat of harming family members still living in the Soviet Union if cooperation was not provided.

Immediately after the Soviet Union’s collapse, tens of thousands of detailed facts, intriguing anecdotes, and classified debriefings collected on furtive actions taken by the KGB were collected from the archives (vaults) of what was once called 2 Fellx Dzerzhinsky Square Moscow, the headquarters and prison of the KGB. With that information, and insights such those discussed here, there is enough to assess today, as it had been at the time of the Soviet Union’s demise, that the inability of the government to find an efficacious way to meet its all important responsibility to provide for and ensure the well-being of its citizenry, that led to the country’s downfall. Despite all of the alleged promise and dogma uttered about the “great socialist system”, the results confirmed that the Soviet concept was never viable. Despite all appearances, the country for years was slowly being strangled by many ills from within. While not easily stirred by the transfer from one national leader to another, at some level, Russians surely had expected that the rather shrewd, worldly-wise young ex-KGB man, Putin, might be the elixir their country needed. Many may have hoped that he would be able to present a concept for change to overcome what was before. It certainly would not have expected that Putin main focus would be to use Russia as a platform from which the supposed splendor and the power of the Soviet Union could be reestablished

As Putin, himself, acknowledged, the average Russian citizen had little idea beyond the US and the European Union to find examples of what they quietly wanted to be after the Soviet Union collapsed. Even in that case, they had absolutely no idea what it would really take to reach such heights. They also had little knowledge of how to discern what would indicate a political leader has the qualifications or capabilities to put the country on a path to advance there successfully. Steps in that direction were made. Russia was made a member of what became the G8 and G20. It would become the key member of NATO’s Partnership-for-Peace and the Organization for Security and Cooperation in Europe. It participated in UN peacekeeping and peace-enforcement missions mandated by resolutions. After the 1990s, there was the image of Russia acquiring a place at the main table with the top industrialized countries despite its precarious situation economically, socially, politically, and militarily. As a policy, Russia sought to incorporate itself into the international system of regulating foreign economic operations, particularly the World Trade Organization. However, paying careful attention to Putin’s words when he was acting President, the impression is created that finding a true path toward comity with the West was not actually on his mind. Putin explained in his very revealing essay, “Russia at the Turn of the Millenium”: “Russia will not become a second edition of say the US or Britain, where liberal values have deep historic traditions. Our state and its institutions and structures have always played an exceptionally important role in the life of the country and its people. For Russians a strong state is not an anomaly to be gotten rid of. Quite the contrary, it is a source of order and the main driving force of any change.”

Do Russians Want to Go Back to Soviet Days?

In the West, one might expect that concerns or fears would be so universal among all Russian citizens over any wording that would even hint some form of the Soviet Union would be reanimated in Russia. That uneasiness clearly would not be based on unreason and paranoia, but rather upon the experience of having lived so shabbily under its system. Conceivably as a result of the experience many Russians had enduring dissatisfaction in the Soviet Union and living with the limitations and inconveniences of daily life in the Russian Federation, they had become expert in keeping a sense of proportion. The follow-on to the Soviet system was supposed to be the great Russian liberalization. However, that was not the case.

There are occasionally some significant grumblings about Putin’s governance. Protest rallies become considerably more intense than perambulating demonstrators near election dates. Flaps of clashes with police and the security services by more politically active segments of the population have been predicted by Western experts, and reported in the Western media, as spelling the beginning of the end for Putin. Nevertheless, Putin remains. Interestingly, Putin has been ridiculed and denounced in the news media. Further, there has been television programming in the Russian Federation that has lampooned Putin much to his dissatisfaction. However, he hardly dealt with any problems of considerable intensity from his core constituency or, relatively, from the majority of Russians countrywide. They have not really exhorted Putin to try harder. They keep within the margins. Perhaps the old adage “go with what you know” could be applied, for it best suits the situation for the Russian people regarding their country’s path and its leadership. To the extent that they will continue have any order in their country, average Russians believe that they can at best rely upon Putin. That begrudging sense of being somewhat satisfied has been just enough to bring Putin victory in election after election. One might say therein lies a sort of duplicity on their part. Still, in an even bigger way, the Russian people are really gambling on Putin’s mortality. The possibilities of who might come to power from other powerful political forces in Russia is hair raising. Via trita, via tuta. (Beaten path, safe path.)

While it might be viewed as daylight madness in the West, some former Soviet citizens in Russia imagine the Soviet Union as a better place than it was. Moreover, these Russians, who miss the past, even crave it, warts and all, typically are not all from among those who were privileged in the Soviet system. That is quite intriguing because those who were not privileged seemingly discount just how shabby the majority of their lives were under that system. They are the dead-enders. It is posited here that in some cases, such pro-Soviet elements apparently focus upon and magnify aspects of Soviet life that they may have enjoyed from the totality of their experiences and then determined that it was as a result of the benefits of being Soviet. To be more precise, it appears that as a result of some psychological transference, what defined their private existence somehow became what universally defined their existence under the Soviet system. Those positive, pleasant aspects of Soviet life may actually have been things such as good times had among family, friends and colleagues that in reality are common to people all over the world, transcending citizenship or nationality. Perhaps in Soviet terms, it could be chalked up to humanism. While being a Soviet citizen may have been a common experience, what they had even more in common was their humanity. It was the US philosopher, psychologist, and educational reformer, John Dewey, who stated: “Time and memory are true artists; they remould reality nearer to the heart’s desire.”

Statistical evidence of such pro-Soviet thinking among former rank and file Soviet citizens was provided by a poll published on December 19, 2019 by the Levada Center, a Russian independent, nongovernmental polling and sociological research organization. According to that poll, more Russians regret the breakup of the Soviet Union at that moment in time more so than any other since 2004. The poll was conducted between November 18, 2018 and November 28, 2018, surveyed 1,600 people nationwide. When asked whether they regret the 1991 Soviet collapse, 66 percent of respondents answered “yes”. That represented an increase of 58 percent from 2017, and is the highest proportion since 2004, the last year of Putin’s first term. Reportedly, 25 percent of respondents said they did not regret the Soviet breakup, the lowest proportion since 2005, and 9 percent said they could not answer. Interestingly, Levada found that Russians’ concerns about their economic security today were among the main reasons for the increase in the number voicing regret. Indeed, a Levada pollster explained that 52 percent of respondents named the collapse of the Soviet Union’s “single economic system” as the main thing they regretted. The peak of regret over the Soviet collapse came in 2000, when 75 percent of Russian polled by Levada answered “yes” to the same question. At the same time, 36 percent said they miss the “feeling of belonging to a great power,” and 31 percent lamented mistrust and cruelty in society.

US and Soviet armor units face-off at Checkpoint Charlie on the Friedrichstrasse in Berlin October 27-28, 1961 (above) For nearly 50 years, the West struggled against efforts by the Soviet Union and the Soviet Bloc countries to spread the Communist philosophy that underpinned their governments. An almost universal belief in the West was that the way of life on its side was elevated well-above the Communist world. The West always emphasized its moral superiority, but that never needed to be done in a sententious way. The tragic nature of the situation for the people in the East, revealed widely in West through newsmedia stories, spoke for itself.

The World Does Not Miss the Soviet Union

An examination of the Soviet Union’s position in the world cannot be made by only weighing how the government administered the domestic affairs of the country against the preferences of quondam citizens. Those who speak nostalgically before the world about their own positive version of the Soviet Union, such as Putin, typically engage in an act of omission by airbrushing its realities. The impression is given that its collapse was the result of some benign decision among its republics to succeed to pursue their own aims. They omit, albeit intentionally, that the failed country not only posed problems for its own citizenry, but particularly after World War II, it posed a threat to the world. To be frank, the history of Soviet behavior is atrocious. The people of countries that stand just outside of its sphere of influence but close enough to feel threatened, and the people of border countries that are former Soviet republics, many of which in some way have been victimized by Russian Federation transgression, would unlikely ever think or say anything positive about the Soviet Union. The haunting spectre of the departed Soviet Union has helped to form negative impressions of the Russian Federation. Surely, one should not, using a broad brush, condemn the people of a country for the acts of their government. It was the Soviet government that ruled by fear and terror and was the anathema. As for the Soviet people, they were most often appreciated around the world. Many significant contributions were made by the Soviet people to the arts, mathematics, sciences, engineering, philosophy,  that were remarkable. Some space could reasonably be granted for former Soviet citizens to wax about the loss of a homeland and those good days that existed. Still, looking at the pertinent facts, the greater realities about the Soviet Union cannot be denied.

Running through the basics of the Cold War, one would learn that in the postwar period, the Soviet Union essentially replaced Germany as occupiers large areas of Eastern Europe, to include Poland, Czechoslovakia, Hungary, Romania and Bulgaria. In a very powerful speech in Fulton, Missouri in March 5,1946, the then former United Kingdom Prime Minister Winston Churchill would say that those countries were locked behind an “Iron Curtain.” In those countries, a process of “Sovietization” began. Soviets operatives worked behind the scenes to establish puppet governments that would serve as an extension of Moscow’s rule. These governments had the initial appearance of being democratic but in reality were not. Local Communists were gathered into a coalition party then handed power, usually after coups or rigged elections. All political parties, other than the Communist Party, were dissolved. Leaders of the Soviet-dominated countries would lie about or deny realities about what was occuring in their societies. As a result of Soviet efforts, an “Eastern Bloc” and “Soviet Bloc” had been established. US officials agreed that the best defense against the Soviet threat was a strategy called “Containment” formulated by the US diplomat George Kennan. In his famous February 22, 1946 “Long Telegram” from Moscow outlining the policy, Kennan explained that the Soviet Union was “a political force committed fanatically to the belief that with the US there can be no permanent modus vivendi [agreement between parties that disagree]”; as a result, the only choice for the US was the “long-term, patient but firm and vigilant containment of Russian expansive tendencies.” US President Harry Truman agreed with Kennan and stated before the US  Congress on March 12,1947, “It [Containment] must be the policy of the United States to support free peoples who are resisting attempted subjugation . . . by outside pressures.” In his speech, Truman also asked Congress for $400 million in military and economic assistance for Greece and Turkey to counter Soviet meddling in those countries. The Containment Policy would shape US foreign policy for the next four decades.

Direct confrontation came when the Soviet Union cut all road and rail links to West Berlin, allegedly in response to a decision by the US, the United Kingdom, and France to merge their occupation sectors of the city. With no access to any sustenance, the US and United Kingdom flew in tons of food and supplies by air transports in what was known as the Berlin Airlift. Elsewhere in the world, North Korean forces, trained, equipped, and supported by the Soviet Union, invaded South Korea. Led by the US, UN forces collectively responded. The fighting was halted on July 27, 1953. Pro-Soviet Russians, might point to the fact that actions taken by Russia in the period capsulated here were the result of Stalin, who many Russians decry as a corrupt despot who sullied the grand ideals of the revolution. However, in the years that followed his death in 1953, the commitment of Moscow to the revolutionary and expansionist paradigm continued. Under Soviet Premier Nikita Khrushchev, the Soviet Union, despite calls for peaceful coexistence and desire to reopen ties with the West, firmed the Soviet Union’s grip over its empire and increased its support of Third World Communist movements. On May 14, 1955, the Soviet Union and seven of its European satellites sign a treaty establishing the Warsaw Pact, a mutual defense organization that put the Soviets in command of the armed forces of the member states. The military alliance was named the Warsaw Pact because the treaty was signed in Warsaw. Warsaw Pact countries included the Soviet Union, Albania, Poland, Romania, Hungary, East Germany, Czechoslovakia, and Bulgaria as members. Similar to NATO, by treaty, Warsaw Pact members were required to come to the defense of any member attacked by an outside force. The force was initially set up a unified military command under Soviet Army Marshal Ivan Konev.

Soviet efforts to maintain a tight grip over its empire were highlighted by the quelling of protests against Communist rule in 1956 culminating with Soviet tanks successfully taking control of Budapest on November 10, 1956. On August 15, 1961, the Soviet Union initiated the construction of a wall between East Berlin under Soviet control and West Berlin under US, United Kingdom, and French control. The border between East and West Germany were also sealed by fencing. A decision by Khrushchev to construct a Soviet intermediate range nuclear armed missile base in Cuba, led to a blockade of the island country and strenuous demands from US President John Kennedy that the missile be removed. As the US prepared to invade Cuba, negotiations between Khrushchev and Kennedy, initially through back channels, led to an October 28, 1962 agreement to remove the weapons.

Khrushchev’s legacy was not one of diplomacy, but rather brinkmanship the nearly led more than once to nuclear war. On October 15, 1964, Khrushchev was removed from office. His successor Soviet Premier Leonid Brezhnev led the Soviet Union for nearly two decades. Brezhnev also wanted to launch a new era of negotiation with the West, labeled détente by US Secretary of State and National Security Adviser Henry Kissinger in the administration of US President Richard Nixon. However, under his leadership, the Soviet Union never ceased its military buildup and pressed its efforts to expand Communism into Africa, Asia, and Latin America. From July 1965 to April 1975, the Soviet Union supplied North Vietnam and the Communist Viet Cong in South Vietnam with everything from rifles to fighter jets in war against the South Vietnamese government which the US and its Southeast Asia Treaty Organization allies supported with troops and materiél. The result was the intensification of fighting and prolonging the wreckage of human lives. On August 20, 1968, the Soviet Union invaded Czechoslovakia and crushed efforts by Czech President Alexander Dubcek to initiate reform programs, known as the “Prague Spring”. Dubcek was arrested when he refused to halt his efforts. On December 24, 1979, the Soviet Union invaded Afghanistan. On December 30, 1980, the Solidarność (Solidarity) Movement in Poland was crushed with the imposition of Martial Law. It was finally under Soviet Premier Mikhail Gorbachev, who in attempting to reform the Soviet Union under perestroika (restructuring) and glasnost (openness), destabilized it to the point of collapse.

For nearly 50 years, the West struggled against the Soviet Union and the Soviet Bloc countries to spread the Communist philosophy that underpinned their governments. Its defense against those Soviet ideals was simply referred to as anti-Communism. Societies in the West were somewhat disparate, with loosely associated forms of freedom, and democracy in most of its countries must have appeared disorderly from the East, with up roars over government decisions and actions, demands for justice and social progress, and political rivalries that played out publicly. Yet, they still took on an amiable form. Moreover, it was well-accepted by those in the West that their world and way of life was worthy of protecting. Militarily, the means was collective defense. Those who were part of that struggle, using the white hat black hat symbolism of the Western film genre of the 20th century, saw themselves as the white hats representing all that was good, admirable, and honorable and viewed the Soviet and Soviet Bloc operators as the black hats, the villains. One was either on the right side or the wrong side. Using familiar terms of today concerning human interactions in societies to explain Communism, it posed a threat to individual freedom, inclusiveness, and tolerance. An almost universal belief in the West was that the way of life on its side was elevated well-above the Communist world. The West’s moral superiority was always emphasized, but it never needed to be presented in a sententious way. The tragic nature of the situation for the people in the East, revealed widely in West when occasional newmedia stories told what was happening there, really spoke for itself. US President Ronald Reagan, getting to the root of the differences between East and West in his renowned June 12, 1987 “Remarks at the Brandenburg Gate” explained: “The totalitarian world produces backwardness because it does such violence to the spirit, thwarting the human impulse to create, to enjoy, to worship. The totalitarian world finds even symbols of love and of worship and affront.” (Attempting to boil down to the bones the Cold War to provide an accurate, comprehensive summary of ideas and events felt a bit Sisyphean. Too much occurred. There were too many episodes, too many flaps of diplomacy and periods of aggression and war, to synthesize. If a sense for the monumental geopolitical struggle was created, this synopsis has served its purpose. Hopefully, the information has also provided some factual counterbalance to pro-Soviet statements recounted here.)

Primarily through the state run media, Putin has created a public persona of being a caring and empathetic leader, a friend to animals, but more importantly, the tough and virile vanguard of the Russian people, land, and culture.  He established that image brilliantly through televised conversations with Russian citizens. Putin appears attuned to the concerns of average Russians especially through televised conversations. There is an art to being a man that one is not. Perhaps Putin has mastered that. Russians have never seen the coming of a new day, but rather an ongoing dark night, a black void they have stared into for decades.

What Has Putin Established in Russia?

Primarily through the state run media, Putin has created a public persona of being a caring and empathetic leader, a friend to animals, but more importantly, the tough and virile vanguard of the Russian people, land, and culture.  He established that image brilliantly through televised conversations with Russian citizens countrywide. Putin appears attuned to the concerns of average Russians especially through televised conversations. There is an art to being a man that one is not. Perhaps Putin has mastered that. Indeed, it would not be out of court to say that despite what one might perceive at first blush, Putin seems, in practice, oblivious to the economic realities those conversations revealed. If the Russian people were to take a careful look over their shoulders today, they undoubtedly might recognize that nothing spectacular has been accomplished at home on their behalf by his government. There is no interest in disparaging any of Putin’s exertions, but many Western analysts and other observers would agree that Russians never seen the coming of a new day in their country, but rather just the ongoing dark night, a black void which they have stared into for decades. It might be stated with confidence that in a general sense they are not content. The reality that their lives have hovered in an endless limbo seems to be suppressed by most.

It may very well be that by the time Putin reached the top of the power pyramid, such people skills, his ability to understand others he is not associated with became a bit seared. Perhaps proper focus has not been placed on the people’s thinking and the ability to perceive their needs. Even his intuition regarding experiences of other Russians and where many were at a given moment seem darkened from disuse. A gentleman must always adapt to his circumstances. To a great degree, what has emerged in the Russian Federation is indeed Putin’s version of the Soviet Union. Although the struggle to establish global Communism is absent, Putin certainly has included imagery from the Soviet Union in his new Russia. It would seem that some methods well-used during the Soviet era to maintain social order and population control, were implemented by Putin in response to the fragility of the society and that the Russian Federation remains vulnerable to collapse. It is also assured that many of Putin’s former KGB colleagues would find ample opportunities to make use of their dark and unusual skill sets.

Once again, the old adage “go with what you know” seems to fit well, in this case with the Putin’s thinking. Of course, such explanations do not provide an excuse or a defense for his actions. The following list includes only a few of those elements: utilization of prison camps, “gulags”, in Eastern Russia, to detain reactionaries and other undesirable elements; the suppression of political opposition; assassinations of political opposition leaders; assassinations of journalists; the padlocking of media houses, newspapers the broadcast, publish, and post stories exposing what they perceive as questionable or even corrupt activities of Putin’s administration; and, the expulsion of “undesirable organizations” such as foreign and international religious, human rights, and civil society organizations and termination of their programs. There are also: massive military parades before the Russian Federation’s leadership; fiery anti-Western speeches at rallies; military deployments into other countries (e.g., Ukraine, Syria, Venezuela, Moldova, Georgia, and Belarus) the occupation and annexation of the territories of sovereign neighboring countries; the sudden death, murders, suicides of senior diplomats, senior military officers, senior intelligence officials, senior law enforcement officials, and senior officials of other security related services; the arrest and prosecution of Russians who are international business elites, known better as oligarchs, who have fallen into disfavor with the Kremlin; regularly renaming and repeating policy conferences, trade shows, and exhibitions of technology created to highlight Russian intellect, ingenuity, and advancements; the hosting international amateur sporting tournaments in Russia as a means to showcase the country; and, reported violations by Russian Federation national sports teams of rules and regulations of international sporting associations, including the International Olympic Committee. Ad mores natura recurrit damnatos fixa et mutari nescia. (Human nature ever reverts to its depraved courses, fixed and immutable)

Being the solitary decider in Russia, and being in the harness leadership for so long, one might theorize that speaking so nostalgically of the Soviet Union might be part of the process of Putin imagining an easier existence. Surely, searching for an efficacious way to meet the needs of all Russians has doubtlessly been a considerable psychic drain along with the stresses and anxieties of other matters in which he has been engaged daily. He may never have publicly exhibited strong emotions when looking at the unappealing conditions in which many Russians live, yet as Russian Federation President, he must maintain his balance in spite of them.

Putin Knows How Much Progress Is Really Possible in the Russian Federation

There is rarely a single reason for anything, and that certainly applies to Putin’s claims about the Soviet Union. With no intention of being whimsical, it might be worthwhile to consider that theories on what may have influenced Putin other than his KGB background, can also be joined by others built on his additional dimensions. It should not be thought that analysis from another direction might even compromise theories already proffered on Putin’s pro-Soviet comments. After all, the hope and primary goal of this examination remains reaching the actual state of the matter. Putin may not necessarily be so dedicated to other foreign and domestic matters that he has not tried to develop a clearer vision for Russia and has not sought to respond at all to the echoes of those suffering economically in his country. It might be reasonable to doubt that Putin would be completely unable to see the world through the prism of average Russians. That would run counter to expectations of what should be among the suite of skills possessed by a KGB officer in the field. Interestingly, in Part 3, “The University Student”, a close friend notes that he once asked Putin about his work in the KGB. Putin cleverly replied, “I’m a specialist in human relations.”

There is rarely a single reason for anything, and that certainly applies to Putin’s claims about the Soviet Union. With no intention of being whimsical, it might be worthwhile to consider that theories on what may have influenced Putin other than his KGB background, can also be joined by others built on his additional dimensions. It should not be thought that analysis from another direction might even compromise theories already proffered on Putin’s pro-Soviet comments. After all, the hope and primary goal of this examination remains reaching the actual state of the matter. Putin may not necessarily be so dedicated to other foreign and domestic matters that he has not tried to develop a clearer vision for Russia and has not sought to respond at all to the echoes of those suffering economically in his country. It might be reasonable to doubt that Putin would be completely unable to see the world through the prism of average Russians. That would run counter to expectations of what should be among the suite of skills possessed by a KGB officer in the field. Interestingly, in Part 3, “The University Student”, a close friend notes that he once asked Putin about his work in the KGB. Putin cleverly replied, “I’m a specialist in human relations.” Putin would likely reject the idea that serving in the KGB seared his conscience and left him indifferent toward the situation of fellow Russians or caused him to disregard their well-known plight. Moreover, he would likely reject the idea that members of the KGB thought to help the Soviet government subject the Russian people to “unappealing conditions.” It may very well be that a heartbreaking value judgment was made. 

Putin may view it as unconstructive to turn his attention fully in the direction of the troubled state of affairs of the Russian people because his ability to be fruitful is simply too limited. From the start, he knew that the job of Russian Federation President involved achieving monumental tasks. So much wrong had to be made right. Being a solitary, main decisionmaker in Russia, and being in the harness of leadership for so long, Putin might often imagine an easier existence. Surely, the search for an efficacious way to meet the needs of all Russians has been perchance beyond a considerable psychic drain in tandem with the stresses and anxieties caused by other matters in which he has been engaged daily. Psychologically, the aggregate disappointment and agony could easily have become so magnified in his mind and everything would become unmanageable. Being the true professional that he is, Putin knew from day one of his presidency that he must stay focused on the larger picture. He has to avoid losing himself in the labyrinth. He must never allow himself to be over matched by difficulties. He has never publicly exhibited strong emotions when looking at the unappealing conditions in which many Russians live. When visiting the neighborhoods of average Russians, he has maintained his balance in spite of them

The Russian Federation government’s limited capabilities and capacity to resolve those domestic problems for some time is not the result of Putin being remiss. Certain inadequacies that have hampered output, seem to be intrinsic to the Russian system. Among them are: unreliable governance at the republic, krai, and oblast levels, poor execution of economic policies, banking and financial disarray, low morale in the workplace, alcoholism, drug abuse, mismanagement, corruption, and criminality. While focus has been placed on Putin’s efforts to extol cherry picked “virtues” of the Soviet Union, little attention is given to other comments that he made during his first months of service as a national leader. He often spoke the truth about the ills of collapsed superpower, and often explained that lingering problems from the Soviet era made getting the Russian Federation moving forward very difficult, if not impossible. A statement to this effect from Putin can also be found in his December 31, 1999 essay, “Russia at the Turn of the Millenium”. He stated: “We had to pay for the Soviet economy’s excessive focus on the development of the raw materials and defence industries, which negatively affected the development of consumer production and services. We are paying for the Soviet neglect of such key sectors as information science, electronics and communications. We are paying for the absence of competition between producers and industries, which hindered scientific and technological progress and prevented the Russian economy from being competitive in the world markets. This is the cost of the brakes and the bans put on Russian initiatives and enterprises and their personnel. Today we are reaping the bitter fruit, both material and mental, of the past decades.” It is hypothesized in a January 31, 2018 greatcharlie post entitled, “Trump Wants Good Relations with Russia, But if New Options on Ukraine Develop, He May Use One”, that the type of success Putin really wants for Russia out of his reach, not by some fault of his own, but rather because it’s problems are so heavy, and may run too deep. He may have run out of real answers to put the Russian Federation on real upward trajectory given the capabilities and possibilities of the country using all tools available to him.

Even militarily, Russian Federation efforts to create an aura of technological modernity have fallen short. Its latest high tech, 5th generation fighters and hypersonic missile reflect the measure up only to the latest developments in the West nearly two decades past. The US move to lasers, 6th generation fighters that hardly resemble anything the world has seen before, and hypersonic systems that it has already has been developing almost the point of deployment, ensure that the Russian arsenal will pale in comparison with the US for some time to come.

Given all of that, it is very likely that Putin arrived at the conclusion that he had little choice but to simply do things as he saw fit with available resources to create the best circumstances possible. Unable to move steadily and safely in a new direction, Putin apparently saw the best option as creating a copy of the old order, mutants mutandis, with all of its power and prestige. As aforementioned, sustainability was not at issue. He likely took this step originally as a temporary measure, to allow him time to construct something better. That would certainly be in accordance with Putin’s modus operandi. However, in the end, in spite of many improvements, the conditions that would support change did exist and the country moved so much in the direction of the old order, the familiar for the Russian people, that it became difficult to transition from without creating chaos and instability, and worst of all, insecurity. One thing P surely utin learned during his service in the KGB was that sacrifice is required in nearly every important endeavor. Putin knows many Russians have failed to benefit from his efforts. They surely feel that they have been left twisting in the wind. Indeed, there is a tendency for some to suffer while others benefit plenty. Yet, those who continually fail to benefit have unlikely been forgotten by him. Imputing the best intentions on Putin, he may one day use his full powers as president to make amends to them at some point, if time and opportunity will allow. Si sapis, alterum alteri misce: nec speraveris sine desperatione nec desperaveris sine spe. (If you are wise, mingle these two elements: do not hope without despair, or despair without hope.)

US President Donald Trump (left) and Putin (right) in Helsinki, July 16, 2018. The vengeful thinking which prevailed during Russia’s struggles with the Obama administration likely initially insinuated itself into the Kremlin’s planning and actions concerning the Trump administration. However, the situation had clearly changed. Trump explained that he wanted to work with Putin to achieve things globally that could best be done jointly. In response, Putin has insisted upon playing a version of the great power game with the US mirroring the geopolitical struggle between it and the Soviet Union. He has promoted what greatcharlie has labeled un grand défi, a grand challenge against the Trump administration.

Troubling Manifestations

It is important here to point out a unique aspect of Putin’s KGB world. Enlarging on a point made earlier about Chekists, they share a view that the greatest danger to Russia comes from the West. They believe Western governments are driven to weaken Russia, create disorder, and make their country dependent of Western technologies. They feel that under former President Boris Yeltsin, the Russian leadership made the mistake of believing Russia no longer had any enemies. As heard in Putin’s public statements, Chekists consider the collapse of the Soviet Union, under Western pressure, as the worst geopolitical catastrophe of the 20th Century. Fully xenophobe and suspicious, Putin was determined to save Russia from disintegration, and frustrate those he saw as enemies that might weaken it. In many respects, Putin has conformed to what might be expected of a Chekist. Although he would seem to be much more than average, he appeared to have been poured into same mold as all the others. Putin has actually stated publicly that the greatest danger to Russia comes from the West. While on his way to the top of the political heap in the new Russian Federation, Putin saw how mesmerising “reforms” recommended to Yeltsin’s government by Western experts unmistakably negatively impacted Russia’s economy in a way referred to somewhat euphemistically by those experts as “shock treatment.” Yeltsin was unaware that Western experts were essentially “experimenting” with approaches to Russia’s economic problems. His rationale for opening Russia up to the resulting painful consequences was not only to fix Russia’s problems but ostensibly to establish comity with the West. The deleterious effects of reform recommended by Western experts’ could be seen not only economically, but socially.  In another statement made while he was acting President in 1999, Putin diplomatically explained the consequences of relying upon foreign experts for assistance. He stated: “The experience of the 90s demonstrates vividly that merely experimenting with abstract models and schemes taken from foreign textbooks cannot assure that our country will achieve genuine renewal without any excessive costs. The mechanical copying of other nations’ experience will not guarantee success, either.”

Some Have Said Putin’s US Policy Manifests His Revanchist Mindset

When character and behavior are brought together, one uncovers motivation. In the summer of 2013, the EU Council sharply condemned Russia’s mounting pressure on members of the EU Eastern Partnership, countries with association agreements with the EU. In 2012, the EU accounted for 52 percent of Russia’s exports, 68 percent of which consisted of fuel and energy. Following the annexation of Crimea in March 2014, the EU suspended virtually all cooperation. Still, Putin’s thinking on the EU was not positive even before the Ukraine crisis. Putin saw the EU as a project of deepening integration based on norms of business, law, and administration at variance from those emerging in Russia. Putin was also concerned that EU enlargement would become a means of excluding Russia from its “zones of traditional influence.” Certain Russian actions, to include election meddling, indicate Moscow actively seeks to encourage members to withdraw from the EU sphere and discourage countries joining it. Joint projects with European countries reportedly allowed Russia to exploit their differences on political, economic and commercial issues creating a discordant harmony in the EU. As much as making money, a goal of such efforts has been to undermine EU unity on sanctions. The Nord Stream-2 gas pipeline, for instance, has provided Putin with the means to disrupt, and potentially weaken, European unity. A murmur exists in Europe that solidarity ends at the frontiers of some countries.

Regarding NATO, in an interview published on January 11, 2016 in Bild, Putin provided insight into his thinking then and now. During the interview, Putin quoted West German Parliamentarian Egon Bahr who stated in 1990: “If we do not now undertake clear steps to prevent a division of Europe, this will lead to Russia’s isolation.” Putin then quoted what he considered an edifying suggestion from Bahr on how to avert a future problem in Europe. According to Putin, Bahr proffered: “the USA, the then Soviet Union and the concerned states themselves should redefine a zone in Central Europe that would not be accessible to NATO with its military structure.” Putin claimed that the former NATO Secretary General Manfred Worner had guaranteed NATO would not expand eastwards after the fall of the Berlin Wall. Putin perceives the US and EU as having acquitted themselves of ties to promises to avoid expanding further eastward, and arrogating for themselves the right to divine what would be in the best interest of all countries. He feels historians have ignored the machinations and struggles of people involved. Putin further stated: “NATO and the USA wanted a complete victory over the Soviet Union. They wanted to sit on the throne in Europe alone. But they are sitting there, and we are talking about all these crises we would otherwise not have. You can also see this striving for an absolute triumph in the American missile defense plans.” Felix qui potuit rerum cognoscere causas. (Fortunate is he who understands the causes of things.)

Putin did not stand by while the EU and NATO expanded. One might agree with the supposition that Putin has a revanchist mindset, his decision to attempt to pull independent countries that were once part of the Soviet Union back into Russia’s orbit would surely support that idea. To accomplish that, Putin had to create something that did not preexist in most near abroad countries: ethnic-Russian communities forcefully demanding secession and sovereignty. That process usually began with contemptuous murmurs against home country’s identity, language, and national symbols and then becomes a “rebel yell” for secession. It was seen in Nagorno-Karabakh in Azerbaijan, South Ossetia and Abkhazia in Georgia, Transnistria in Moldova, and more recently in Crimea, the Luhansk and Donetsk in Ukraine. Each time an ethnic-Russian space is carved out of a country, Putin gains a base from which he can exert his influence in that country.

A greater part of the foreign policy matters upon which Putin, seemingly in revanchist mode, felt cause to be laser focused was the geostrategic competition with the US. By the time his third term as Russian Federation President began, Putin left little doubt that the Russian Federation would assert itself in the world and he would ensure that Russia would never fall victim to business and financial experts and multinational corporations. Hostile feelings toward the US seemingly came to a head during the administration of US President Barack Obama. The details that contentious period are too sizable to unpack here (The most recent posts in which greatcharlie has outlined those many episodes in detail include: “Commentary: Trump and Putin: A Brief Look at the Relationship after Two Years”; Building Relations between Trump and Putin: Getting beyond the “Getting to Know You” Stage; “Trump Achieved More at Helsinki than Most Noticed: Putin Is Not a Challenge for Him”; and “Ties Fraying, Obama Drops Putin Meeting; Cui Bono?”.) Crimea was likely just the first step among what would likely have been far worse actions leading even to war had the interregnum between Democrat and Republican administrations had not occurred in 2016.

Un Grand Défi

One might theorize that the sort of vengeful thinking which prevailed during the Russian Federation’s struggles with the Obama administration, initially insinuated itself into the Kremlin’s planning and actions concerning the Trump administration. However, the situation clearly changed with the arrival of the Trump administration. Putin and his aides and advisers should have recognized that. It was never the stated intention of the Trump administration to engage in a protracted, geostrategic competition with Russia. That is still the case despite the entreaties of some advisers. It was the expressed intention of candidate Trump during the 2016 Presidential Campaign to improve relations with Russia. As US President, Trump made it clear that he wanted to try to work with Putin and achieve things globally that could best be accomplished jointly. Trump has been graceful in his overtures to the Russian leader, focusing on finding ways to connect with Putin on issues, creating a unique positive connection as leaders of nuclear superpowers, and finding a chemistry between them.

Clearly, the Russian Federation has not been threatened by any unprovoked aggressive or outright hostile offensive actions on the geostrategic landscape by the Trump administration. In reality, with the current political environment in the US, sounding the alarm over what might be identified as revanchist behavior by Putin might have served Trump well in at least an attempt to mollify critics and detractors. Nonetheless, without such provocation, Putin, has insisted upon playing a version of the great power game with the US that would mirror the geopolitical struggle between it and the Soviet Union. Accordingly, he has propagated what greatcharlie is labeling un grand défi, a grand challenge against the Trump administration. The benefit from un grand défi that Putin stands to gain is that it helps him create the appearance that the Russia Federation is a world leader and superpower. Indeed, despite all of Putin’s other maneuverings, the Russian Federation is only able to seen as a superpower when it is interacting with the US or measured against it. Correspondingly, as long as the Russian Federation is competing geostrategically in a discernable form of rivalry with the US, it can retain a strong place for itself at the grand table of military superpowers, although it stands a far off second to the US. Further, from what is detectable, that military tie in Putin’s mind also allows the Russian Federation, by a slender thread, to set a place for itself among the world’s economic powers, although it is not one. (As a measure of goodwill from the West, Russia was once welcomed on the G7. Putin wrecked that by conquering Crimea.) Alas, any unvarnished assessment would confirm that without tying itself to the US, any claims by Moscow of being a true world leader would simply appear self-styled, and could not be substantiated. Unless there is something or someone who could change Putin’s mind otherwise, doubtlessly as a matter of policy, he will continue to create a competitive environment with the US, leaving US Presidents with little choice but to meet any challenges posed by the Russian Federation. Curiously, it may very well be that Putin, living the Judo Ichidai, likely appreciates being in a “struggle” with the US. Odimus accipitrem quia semper vivit in armis. (We hate the hawk because he always lives in arms.)

Thus far, Putin has shown himself to be very intelligent man. All of the factors pulling him away from positive relations with the US seem to have caused Putin to metaphorically miss his exit along the road of diplomacy. The truth about the Trump administration and its good intentions should have reached Putin and made an impression, if only subconsciously. It is difficult to believe that Putin genuinely does not understand what Trump has been doing and that he does not recognize the great opportunity that lies before him to let Russia do some good in the world. By now it should be clear to Putin that Trump will not rise to grab the bait and begun some contentious back and forth between Washington and Moscow. As a consequence of  un grand défi he purposefully designed and promoted to compete as a soi-disant “superpower” with the Trump administration, Putin must contend with the missed opportunities for progress and advancement of the Russian people by insisting the two countries remain essentially divorced from each other. Those realities seemingly make Putin’s own effort at keeping Russia on top both counterintuitive and somewhat Quixotic.

It does not appear possible to ascribe any basis for objectivity for Putin’s view that the collapse of the Soviet Union represented a great loss for him, the Russian people, and the world. His coruscating flashes of pro-Soviet sentiment have naturally confounded to the world given that the Soviet Union was a country that failed its people and its collapse was nothing less than fated. It may very well be that through such recurring statements about the Soviet Union, Putin is not revealing any deeply personal feelings. His statements appear to have served a purpose in terms of his leadership, governance, and national image.

The Way Forward

By approaching the matter of Putin’s nostalgia romanticising of the Soviet era from a couple different directions and arguing matters from varied angles, it is hoped that the undergraduates who contacted greatcharlie, it has provided an edifying journey of exploration on their inquiry. It is also hoped that this essay was also satisfying for greatcharlie’s other regular readers. The purpose of greatcharlie’s examination was to simply consider Putin’s reiterative statements of praise for the Soviet Union. It does not appear possible to ascribe any basis for objectivity for Putin’s view that the collapse of the Soviet Union represented a great loss for him, the Russian people, and the world. His coruscating flashes of pro-Soviet sentiment have naturally confounded to the world given that the Soviet Union was a country that failed its people and its collapse was nothing less than fated. It may very well be that through such recurring statements about the Soviet Union, Putin is not revealing any deeply personal feelings. His statements appear to have served a purpose in terms of his leadership, governance, and national image. Patriotism, national identity, national pride, history, and culture are powerful ideas to organize a country’s population around. Focus upon them, often allows tricky leaders to distract from the internal with external The argument is made that the cause of Russia’s problems is the outside world, not internal difficulties, lack of capabilities, mismanagement, corruption, criminality, and so on. Nemo mortalium omnibus horis sapit. (Of mortal men, none is wise at all times.)

For the past two decades, great wells of anger have stored up among Putin and senior Kremlin officials toward the US for a variety of reasons. That has made finding a moderate path more difficult.  At the same time, as a practical matter, the Russian Federation’s contentious interactions with the US create a tie to it that could imaginably support the claim that a superpower competition exists. As greatcharlie posits here, without interacting with the US or being measured against it on a geopolitical matter for example, the Russian Federation would simply appear as a self-styled superpower, unable to substantiate the title in any way except by ostensibly harkening back to historical examples of the superpower rivalry between the US and the Soviet Union. Indeed, the Russian Federation can only steal a modicum of the “superpower light” radiating from the US. It has precious little ability to generate any light of its own in that respect. Thereby, negative interactions need to be regularized and promoted by Putin. Under such circumstances, engaging positive interactions with the Russian Federation will prove very difficult for the Trump administration. However, Putin should not believe that he has found some sweet spot from which he can take on the US without any real consequences. There are also inherent dangers that stem from un grand défi Putin has inflicted upon the US. It could very well open the door to unmanageable disagreements and potential clashes. Fortunately, the Trump administration has shown little interest in rising to take Putin’s unappetizing bait. Whenever Trump feels he needs to act in response to Putin’s moves, it will be at a time, at a place, in a manner of his choosing, most likely with some degree of impunity, and when necessary covertly with plausible deniability. In that respect, although he has promoted un grand défi, Putin has in reality only established pas de problème, or no problem at all.

Things could certainly be better for the Russian people. The “golden mean”, a middle way, could very likely be found to create positive relations with the US that would bring real benefits to the Russian Federation. Moving in that direction would certainly mean doing more than just putting a toe in the water. Still, as long as the Russian people are satisfied, as a few polls and studies indicate, attempting to judge from the outside what would be best for them seems unmerited. Putin’s actions appear to illicit some uniquely Russian reactions. Putin does not need to turn back the clock and resurrect the Soviet Union because it has not really moved too far away from what was in a functional sense. Actions that have resulted in economic sanctions and have prevented the Russian economy from participating in competitive world markets, attendantly hinder genuine scientific and technological progress. The potential of Russian enterprises and people consequently remains locked in. It is almost assured that bitter fruit will be reaped in the future by moving forward in such a troubled way. Occasio aegre offertur, facile amittitur. (Opportunity is offered with difficulty, lost with ease.)

Book Review: George William Rutler, Hints of Heaven: The Parables of Christ and What They Mean for You (Sophia Institute Press, 2014)

Above from left to right: Saint Demetrios, a senior officer in the Roman Army; Saint George, Commander of the Guard of Roman Emperor Diocletian; Saint Procopius, a commander in the Roman Army; and, Saint Artemius, a senior commander in the Roman Army. All were martyred for proclaiming and defending their Christian faith. Along with their faith and devotion to God, the Parables of Christ were a likely source of comfort for them as they endured persecution and torture. In many countries today, the Parables comfort military personnel, diplomats, policy analysts, and political leaders coping with turbulent situations.

In writings and public discussions about foreign and defense policy, often absent is consideration of what is an essential part of the lives of many military personnel, diplomats, policy analysts, and political leaders. That element is their faith, devotion to God. It may not be easily discerned, for they usually will not wear their faith on their sleeves. It was a factor most apparent in the thinking of Christianity’s warrior saints; Roman soldiers dedicated to their duties but dedicated more to God’s truth and defending Christianity. Among the first recognized were: Saint Demetrios of Thessaloniki, a high ranking officer in the Roman Army, who considered himself a soldier of Christ first and a soldier second. He was martyred in 306 A.D. by Emperor Maximian; Saint George of Lydda, who was a military officer, a Tribune, in the Guard of Emperor Diocletian. He denounced the persecution of Christians, defended Christianity was martyred by Diocletian for testimony to his faith in 303 A.D; Saint Procopius of Jerusalem, a commander in the Roman Army who turned away from the military and declared himself a soldier of Christ after defending the Christians of Alexandria and Jerusalem. He was martyred by Emperor Diocletian in 303 A.D.; and, Saint Artemius of Antioch, a general of the Roman Empire and Imperial Prefect of Roman Egypt. He was accused of persecuting pagans and demolishing pagan temples and idols in Alexandria, and was recalled and martyred by Emperor Julian the Apostate in 362 A.D.

In Hints of Heaven: The Parables of Christ and What They Mean for You (Sophia Institute Press, 2014), Father George William Rutler offers readers a chance to understand Christ’s teachings from the Gospels using His favorite vehicle, the parable. It was the profound spiritual advice of these teachings that provided those martyrs and multitudes, a guide for living, bringing them closer to God. The Parables comforted those Christians, helping them understand that despite persecution, the difficulties and trials of life, a road to heaven exists. That encouragement, along with the power of their faith and devotion to God, helped them summon the courage to triumph over the inhumanities put before them. To better understand how in many countries today the Parables comfort military personnel, diplomats, policy analysts, and political leaders coping with turbulent situations, and to acquire for oneself a different way to look at those situations, Hints of Heaven is the perfect book to read.

Reared in the Episcopal tradition in New Jersey and New York, Rutler was an Episcopal priest for nine years, and the youngest Episcopal rector in the country when he headed the Church of the Good Shepherd in Rosemont, Pennsylvania. However, in 1979, he was received into the Catholic Church and was sent to the North American College in Rome for seminary studies. A graduate of Dartmouth, Rutler also took advanced degrees at the Johns Hopkins University and the General Theological Seminary. He holds several degrees from the Gregorian and Angelicum Universities in Rome, including the Pontifical Doctorate in Sacred Theology, and studied at the Institut Catholique in Paris. In England, in 1988, the University of Oxford awarded him the degree Master of Studies. From 1987 to 1988 he was a regular preacher to the students, faculty, and townspeople of Oxford. Thomas More College and Christendom College awarded him honorary doctorates. For ten years he was also National Chaplain of Legatus, the organization of Catholic business leaders and their families, engaged in spiritual formation and evangelization. A board member of several schools and colleges, he is Chaplain of the New York Guild of Catholic Lawyers, Regional Spiritual Director of the Legion of Mary (New York and northern New Jersey) and has long been associated with the Missionaries of Charity, and other religious orders. He was a university chaplain for the Archdiocese. Rutler has lectured and given retreats in many nations, frequently in Ireland and Australia. Since 1988, EWTN has broadcasted Rutler’s television programs worldwide. Rutler has made documentary films in the US and the United Kingdom, contributes to numerous scholarly and popular journals and has published 18 books, referred to by some as classics, on theology, history, cultural issues, and the lives of the saints.

Rutler’s Hints of Heaven assembles the traditional count of twenty-four Parables of Jesus Christ found in the Gospels of the New Testament written by three of Christ’s Apostles: Matthew, Mark, and Luke. The Gospel written by the Apostle John presents metaphors, but no parables. Rutler defines a parable as a similitude, employing a brief narrative in order to reach a spiritual lesson. He wants readers to understand how special the Parables are. He notes they are unlike other Eastern parables, and certainly unlike what he calls “the lesser stuff” found in current “spiritual best sellers” as they are not exotic. They do not distort or exaggerate nature in the way fables do. He says: “Kings are kings, but not wizards, and rich men are rich, but not omnipotent.” Rutler emphasizes, however, that the Parables are what Christ said they are: hints of heaven. He says that because the glory of heaven is too great for us to bear just now, Christ uses parables as delicate, veiled indicators of “our true homeland.” Hints of Heaven is masterfully written. Rutler again displays his remarkable command of the English language.

In reviewing Rutler’s Hints of Heaven, greatcharlie.com recognized that to convey a sense of religiousness makes oneself spooky to some. Writing publicly, one of course opens oneself up to constructive criticism at best and obloquy at worst. Still, a discussion tied to faith might be feared by readers on its face as being one more expression of neurotic religiosity. The majority of greatcharlie.com’s readers are primarily interested in foreign and defense policy and that presents an extra challenge in discussing the Parables. In Hints of Heaven, Rutler presents the Parables in a way that value can be found in them, certainly as spiritual guidance, but also in a way that facilitates their use in examing current international affairs. That hopefully will create interest in Hints of Heaven among those who might not consider the book ordinarily or come across the Parables at all. Vocatus atque non vocatus Deus aderit. (Called or not called, God will be present.)

Ralph Waldo Emerson has been quoted as saying: “What lies behind us and what lies before us are tiny matters compared to what lies within us.” For the spiritual, conscience is formed by God’s truth. God’s truth creates order. In addition to knowing God’s truth, one must embody His truth which is inspired by love. The truth is a great treasure, a beautiful and satisfactory explanation of the world and heaven that should speak to the individual. One should love God, love one’s neighbor, and remain virtuous by choice because it is the right thing to do. The worship of God raises one up to Him. Having faith should never mean simply succumbing to a series of obligations. Nothing seems more illogical at first to the minds of many who would consider themselves enlightened than God’s truth. They are unable to understand anything beyond familiar physical formulas. For many, God’s presence is obscured by tragic events and popular personalities boastful of their own appearance, abilities or worth who encourage the same behavior of others. Indeed, popular culture can interdict true worship by fashion and by pseudo-sophistication. Feeling empty, some individuals turn to a substitute, feel good religiosity that is easy, comfortable, and assuring. Illusions that approximate the truth, even fantasies, find acceptance. The German-American actress, singer, and agnostic, Marlene Dietrich, said during a London tour, “You can’t live without illusions, even if you must fight for them . . . .” Taking the wrong path in search of a way to worship has been said to create a neurosis, as one is deprived of what one is meant to do and to be. Causa latet, vis est notissima. (The cause is hidden, but the force is very well known.)

In the Catholic Church, leaders have indicated that far more is involved in the behavior just described than choosing to accept or reject God’s truth. Individuals are being influenced, inspired by evil.   Many among those who might consider themselves enlightened are disinclined to accept the existence of evil. Still, it exists. Saint Padre Pio of Pietrelcina explained “The evil spirits, because of their pride, anger, and envy, will attempt to turn your gaze away from God through their temptations or harassments, so that every thought and action you engage in might be in opposition to what the Lord desires for you.” Even if one accepts that evil exists, one needs to beware of its subtlety. Saint John Paul II explained: “Spiritual combat . . . is a secret and interior art, an invisible struggle in which [we] engage everyday against the temptations, the evil suggestions that the demon tries to plant in [our] hearts.”

Five months before the fall of Mosul in 2014, US President Barack Obama had dismissed ISIS in an interview with The New Yorker’s David Remnick as the ‘jay-vee’ squad of terrorists.” It is important that countries intervening against evil be certain of their motivations and intentions. Having the will to act is not enough. Accepting that good and evil, angels and demons, exist is also not enough. Evil can quiet all suspicions, making everything appear normal and natural to those with the best intentions.

Few national governments and other power centers today likely factor in evil when analyzing international events and formulating and implementing their foreign and defense policies. US President Franklin Roosevelt accepted spiritual combat between good and evil, angels and demons as a reality. He believed that World War II, which albeit began for mixed reasons, could only be understood in its essential dynamic as spiritual combat between forces of great good and palpable evil. He viewed German Reich Chancellor Adolf Hitler as a demonic force propelling the conflict. His plans were spelled out in Mein Kampf. Roosevelt found a like-minded partner in United Kingdom Prime Minister Winston Churchill. In Roosevelt’s mind, Allied forces would not fight as armies of conquest but as a force to defeat evil. Roosevelt’s belief that the war represented a battle against the forces of evil was well-expressed in his National Address and Prayer during the Invasion of Normandy, France by the Allies on June 6, 1944. Roosevelt prayed: “With Thy blessing, we shall prevail over the unholy forces of our enemy. Help us to conquer the apostles of greed and racial arrogances. Lead us to the saving of our country, and with our sister nations into a world unity that will spell a sure peace—a peace invulnerable to the scheming of unworthy men. And a peace that will let all of men live in freedom, reaping the just rewards of their honest toil.” Churchill many times before then had signaled his belief in the demonic nature of Hitler and his evil works. In his renowned “Their Finest Hour” speech of June 18, 1940, Churchill included the following: “Hitler knows that he will have to break us in this Island or lose the war. If we can stand up to him, all Europe may be free and the life of the world may move forward into broad, sunlit uplands. But if we fail, then the whole world, including the United States, including all that we have known and cared for, will sink into a new Dark Age made more sinister, and perhaps more protracted, by the lights of perverted science.”

US President Franklin Roosevelt accepted spiritual combat between good and evil as a reality. He believed that World War II, which albeit began for mixed reasons, could only be understood in its essential dynamic as spiritual combat between forces of great good and palpable evil. He viewed German Reich Chancellor Adolf Hitler as a demonic force propelling the conflict. Roosevelt found a like-minded partner in United Kingdom Prime Minister Winston Churchill. Roosevelt saw Allied armies as a force to defeat evil.

As Roosevelt understood, and it remains so today, the use of lethal force by countries, to fight wars, to halt evil actions or the infliction of evil upon people is not contrary to God’s truth. However, it is important that countries intervening against evil be certain of their motivations and intentions. Having the will to act is not enough. Accepting that good and evil, angels and demons, exist is also not enough. Evil can quiet all suspicions, making everything appear normal and natural to those with the best intentions. One must look deeper to discern flaws, to see what is lacking.

Following each Parable presented in Hints of Heaven, Rutler provides a short discussion. He explains their meaning and often explains how their lessons have surfaced in history. Readers can contemplate how the lessons of the Parables allow for their own assays of events in today’s world; the machinations and conduct of leaders and officials. Consider these assays of current events using Rutler’s presentation of the following Parables in Hints of Heaven: “The Wicked Husbandmen”; “The Unmerciful Servant”; and, “The Rich Fool”.

In the Parable of “The Wicked Husbandmen,” tenant farmers acted on the fantasy of taking possession of a vineyard, engaging in evil acts hold it from the owner. They were executed. European countries have kept their doors open to migrants seeking better lives. Yet, the migrant wave from the Middle East, North Africa, and Central and Southwest Asia have put that practice in question. Islamic terrorist attacks have heightened European concerns over migrants. Europe’s response has included measured steps on immigration. Future attacks may result in grave steps to ensure public safety.

The Wicked Husbandmen

“Hear another parable. ‘There was a house holder who planned a vineyard, and set a hedge around it, and dug a wine press in it, and built a tower, and let it out to tenants, and went into another country. When the season of fruit drew near, he sent his servants to the tenants, to get his fruit; and the servants took his servants and beat one, killed another, and stoned another. Again he sent other servants, more than the first; and they did the same to them. Afterward he sent his son to them, saying, ‘They will respect my son.’ But when the tenants saw the son, they said to themselves, ‘This is the heir; come, let us kill him and have his inheritance.’ And they took him and cast him out of the vineyard, and killed him. When therefore the owner of the vineyard comes, what will he do to those tenants?’ They said to him, ‘He will put those wretches to a miserable death, and let out the vineyard to other tenants who will give him the fruits in their seasons.’ Jesus said to them, Have you never read in the scriptures: ‘The very stone which the builders rejected, has become the head of the corner; this was the Lord’s doing, and it is marvelous in our eyes’? ‘Therefore I tell you, the kingdom of God will be taken away from you and given to a nation producing the fruits of it. And he who falls on this stone will be broken to pieces; but when it falls on any one, it will crush him.’ ”

Concerning this Parable, Rutler explains that as tenant farmers, the husbandmen gradually assumed proprietary airs over the vineyard. They acted on the fantasy becoming its owners. In the end, they were executed. For years, countries in Western Europe have kept their doors open to people seeking better lives for themselves and their families. Procedures exist for governments to handle all types of migrants, including asylum seekers, war refugees, and guest workers. Recognizing the plight of those people, European governments have been resolute about maintaining their countries immigration programs despite the mounting pressures of illegal immigration and the social and political backlash from some citizens. The recent wave of migrants from the Middle East, North Africa, and Southwest Asia, seeking to capitalize on Europe’s open doors, has created a crisis. Solutions have been sought including diplomacy with Turkey to help stem the tide of migrants. Recent terrorist attacks in Europe by the Islamic State of Iraq and Greater Syria (ISIS) have heightened public concerns. Having compassion toward migrants, it has been discouraging for the European public to discover that there are some, who, rather than expressing gratitude to the people of their adoptive countries, instead speak with invective about their new homes, new compatriots. Europeans must sadly accept that terrorists desperate to strike violently in their cities have infiltrated their countries by hiding among migrants. Those open to engaging in terrorist activities are a negligible fraction of Europe’s immigrant communities. Even so, such makes political leaders appear naïve and inept, and action has been demanded of them. European political leaders have acted with measured steps. Most European countries have joined the US-led, anti-ISIS coalition which is launching airstrikes against ISIS in Iraq and Syria, and training and equipping local forces in those countries contending with ISIS. Information sharing on terrorist groups among European intelligence and law enforcement entities has also increased. If more attacks such as those seen in Brussels, Paris, London, or Madrid should happen in Europe, a harder look will be given to immigration, not to harm migrants, but as a matter of public safety, to protect innocent citizens. Responses could include the suspension of Europe’s immigration programs, the termination of visas and citizenship for some, and possible deportations. Salus populi suprema lex. (The safety of the people is the supreme law.)

In the Parable of “The Wicked Servant,” a servant, whose lord forgave him of his indebtedness, refused to act similarly toward another servant indebted to him. The situation in Syria continues to shift in Syrian Arab Republic President Bashar al-Assad’s favor with the help of Russia and Iran. A deal allowing Assad to remain in power for some period in Damascus, once improbable, could become reality. That decision could be rationalized by the realization that Syria’s reconstruction must get underway. Still, if vengeance would likely color Assad’s reign after a deal is reached, it might be better not to enter into any agreement with him at all.

The Unmerciful Servant

“Therefore the kingdom of heaven may be compared to a king who wished to settle accounts with his servants. When he began the reckoning, one was brought to him who owed him ten thousand talents; and as he could not pay, his lord ordered him to be sold, with his wife and children and all that he had, and payment to be made. So the servant fell on his knees, imploring him, ‘Lord, have patience with me, and I will pay you everything.’ And out of pity for him the lord of that servant released him and forgave him the debt. But that same servant, as he went on, came upon one of his fellow servants who owed him a hundred denarii, and seizing him by the throat he said, ‘Pay what you owe me.’ So his fellow servant fell down and besought him, ‘Have patience with me, and I will pay you.’ He refused and went and put him in prison till he should pay the debt. When he fellow servants saw what he had taken place, they were greatly distressed, and they went and reported to their lord all that had taken place. Then his lord summoned him and said to him, ‘You wicked servant! I forgive you all that debt because you besought me; and should not you have had mercy on your fellow servant, as I had mercy on you!’ And in anger his lord delivered him to the jailers, till he should pay his debt. So should my heavenly Father will do to every one of you, if you do not forgive your brother from your heart.”

Regarding this Parable, Rutler says: “Forgiveness is not an easy platitude offered to the smug; nor is it an aggressive display of pacifism.” He goes on to state: “There is no reason to forgive anyone unless it is done with enough humility to inspire humility in the one who is forgiven.” Despite how impolitic it may sound, the easiest way to handle Syrian Arab Republic President Bashar al-Assad’s removal would be to eliminate him “covertly” as has been the case with key leaders of Al-Qaeda, ISIS, Khorasan, Abu-Sayyaf, Abu-Shabab, Hezbollah, and Hamas; the list goes on. Certainly, Assad is not immortal. However, as the elected leader of a sovereign state, Assad has been given an intriguing degree of recognition and respect. Military action against his regime by the US and European powers has been predominantly on the margins. The purpose of training and equipping of Syrian Opposition rebels forces and Kurdish forces in Syria was to push Assad to the negotiating table where it was hoped he would have agreed to step down. Until September 2015, that was beginning to look possible due to additional pressures Assad’s forces were feeling from Islamic militant groups such as ISIS and Jabhat Al-Nusra. However, in September 2015, the Russian Federation and Iran stepped up their assistance to Assad to include group troops and massive air support. The situation on the battlefield has been reversed seemingly obviating the need for Assad to concede anything at negotiations set up under UN Security Council Resolution 2254. Success on the battlefield may also help to shape the political situation in Syria enough to impact national elections envisaged under that resolution. If the situation continues to shift in Assad’s favor with the help of Russia and Iran, and an agreement allowing Assad to remain in power for at least some period in Damascus, once deemed improbable in the West, might become a possibility. That decision could be rationalized by the realization that Syria’s reconstruction must get underway. However, Assad’s predilection for violence against civilians landed him on a list of war crimes suspects that was handed to the International Criminal Court in 2014. If retribution and sheer vengeance colors Assad’s reign after peace is established, it might be better not to enter any agreement with him at all. Rather than influencing Assad from the battlefield, perhaps leaving him to rebuild Syria using his own devices and the wherewithal of his benefactors in Russia, Iran, and China, might do more to force him into new negotiations and concessions. In exchange for Western assistance, Assad could be required to take verifiable steps to alter his country’s political system. He may be forced to extinguish his appetite for violence against his people and depart earlier. Avarus animus nullo satiatur lucro. (A greedy mind is satisfied with no amount of gain.)

In the Parable of “The Rich Fool”, a wealthy man saw fit to build larger barns in which to store a bumper crop of grain never thinking to share with the needy. Immigration policies and programs of prosperous, industrialized Western countries demonstrate their goodwill and willingness to share in their success with the world. They have benefitted multitudes. Still, many citizens of those countries are angered that they have not shared in their countries’ success. Often, they are under paid, underemployed, worried about keeping their jobs, or languishing in hated jobs. They want political leaders to respond to them.

The Rich Fool

“The land of a rich man brought forth plentifully, and he thought to himself, ‘What shall I do, for I have nowhere to store my crops. And he said, ‘I will do this: I will pull down my barns, and build larger ones; and there I will store all of my grain and my goods. And I will say to my soul, ‘Soul, you have ample goods laid up for many years; take your ease, eat, drink, be merry.’ But God said him, ‘Fool! This night your soul is required of you; and the things you have prepared, whose will they be?’ ‘So is he who lays up treasure for himself, and is not rich toward God’.”

About this Parable, Rutler explains that the rich fool denies himself the happiness that comes from giving happiness to God, even though God does not need more happiness. Saint Augustine’s counsel helps one understand that the rich fool’s barns should have been “the bosoms of the needy, the houses of widows, the mouths of orphans and widows.”   In prosperous, industrialized Western countries, steady progress has allowed their citizens the chance to enjoy a standard of living most in other countries lack and desire. Immigration policies and programs of those Western countries demonstrate their goodwill and willingness to share in their success with the world. In recent years, multitudes have benefitted from those policies and programs. The high influx of legal immigrants has caused governments to continually consider ways to absorb them without straining services and infrastructure. Illegal immigrants have also strained those countries’ structures creating a debate among political leaders, domestic policy analysts, and law enforcement on how to act. Yet, an unsettling concern is the increased grumbling among citizens, the tax-payers of prosperous countries who, by any measure, have not enjoyed in their countries’ success. In the US, they have been dubbed “the disaffected.” Often, they are under paid, underemployed, worried about keeping their jobs, are a salary away from disaster, and languish in jobs they hate. Some feel that despite family ties, service and sacrifice in wars, and years of allegiance to their countries, they are being bypassed by newcomers. They want political leaders to respond to their needs, before responding to those of others abroad. A robust effort by US political leaders to resolve problems forestalling many citizens from sharing in their country’s success would well-exhibit the country’s goodwill toward its own people. On April 25, 2016, US President Barack Obama spoke on this issue in Hannover, Germany, saying: “Countries should not have to choose between responding to crises and investing in their people. So we need to pursue reforms to position us for long-term prosperity, and support demand and invest in the future. All of our countries, for example, could be investing more in infrastructure. All of our countries need invest in science and research and development that sparks new innovation and new industries. All of our countries have to invest in our young people, and make sure that they have the skills and the training and the education they need to adapt to this rapidly changing world.” Responding to the “disaffected” has also been a theme of candidates in the 2016 US Presidential Campaign. Candidates claim to have answers. Perhaps the one elected will respond to their needs. Divitiae effundendo magis quam coacervando, melius nitent: siquidem avaritia semper odiosos, claros largitas facit. (Wealth shines in spending, not amassing: to be close-fisted is hateful, to be open-handed splendid.)

A Very Satisfying, Very Valuable Read!

As mentioned initially, for greatcharlie.com’s readers, Hints of Heaven would not be a customary book selection as it does not directly concern foreign and defense policy. Still, reading Hints of Heaven will allow those primarily interested in international affairs to take a look at many urgent and important issues from a different and intriguing lens. This book is guaranteed to be an enjoyable respite, a very satisfying, very valued, read. There is nothing disappointing about it. Without reservations, greatcharlie.com recommends Hints of Heaven to its readers.

By Mark Edmond Clark

Book Review: George William Rutler, Principalities and Powers: Spiritual Combat 1942-1943 (St. Augustine’s Press, 2013)

Above is what remains of the tomb of the prophet Jonah of the Old Testament and tthe mosque that held it, in Mosul, Iraq. The Islamic State of Iraq and Greater Syria (ISIS) destroyed it. Western governments are greatly interested in what is driving ISIS’ campaign of religious and ethnic bigotry, murder, and destruction in territory that it controls in Syria and Iraq. In Principalities and Powers, George William Rutler discusses the role evil played in World War II. His book may help Western leaders better understand ISIS and how to proceed against it.

The world’s response to Islamic State of Iraq and Greater Syria (ISIS) initially was reminiscent of the late 1930s when war came to Europe, and so many turned a blind eye as countries were conquered and countless innocent civilians killed in aerial bombardments, artillery fire, tank guns, and small arms. Lamentations heard from numerous innocent civilians, including children, in Iraq, Syria, and Libya by beheading, crucifixion, and forced exile from their ancient homelands are chillingly enough to remind not only of the fighting in World War II, but also of the cries heard from ghettos and concentration camps resulting from the vile anti-Semitism and crimes of German Reich Chancellor Adolf Hitler and his National Socialist Party (Nazis). Anti-ISIS governments must acknowledge today what governments fighting the Nazis recognized. The fight against ISIS is a fight against evil.

In Principalities and Powers: Spiritual Combat 1942-1943 (St. Augustine’s Press, 2013), George William Rutler illustrates that World War II, which began for mixed reasons and was fought on many fronts, can only be understood in its essential dynamic as spiritual combat between forces of great good and palpable evil.  Rutler explains that from his book, readers should gain an understanding of how “the same moral dilemmas of an old war, in their display of human dignity and the anatomy of cruelty, are background for the same realities in our own day.” Given the evil that ISIS poses, Principalities and Powers is an exceedingly relevant book to read right now.

Reared in the Episcopal tradition in New Jersey and New York, Rutler was an Episcopal priest for nine years, and the youngest Episcopal rector in the country when he headed the Church of the Good Shepherd in Rosemont, Pennsylvania. However, in 1979, he was received into the Catholic Church and was sent to the North American College in Rome for seminary studies. A graduate of Dartmouth, Rutler also took advanced degrees at the Johns Hopkins University and the General Theological Seminary. He holds several degrees from the Gregorian and Angelicum Universities in Rome, including the Pontifical Doctorate in Sacred Theology, and studied at the Institut Catholique in Paris. In England, in 1988, the University of Oxford awarded him the degree Master of Studies. From 1987 to 1988 he was regular preacher to the students, faculty, and townspeople of Oxford. Thomas More College and Christendom College awarded him honorary doctorates. For ten years he was also National Chaplain of Legatus, the organization of Catholic business leaders and their families, engaged in spiritual formation and evangelization. A board member of several schools and colleges, he is Chaplain of the New York Guild of Catholic Lawyers, Regional Spiritual Director of the Legion of Mary (New York and northern New Jersey) and has long been associated with the Missionaries of Charity, and other religious orders. He was a university chaplain for the Archdiocese. Rutler has lectured and given retreats in many nations, frequently in Ireland and Australia. Since 1988, EWTN has broadcasted Rutler’s television programs worldwide. Rutler has made documentary films in the US and England, contributes to numerous scholarly and popular journals and has published 16 books, referred to by some as classics, on theology, history, cultural issues, and the lives of the saints.

Principalities and Powers is a history of the pivotal years of World War II: 1942–1943. In its discussion, Rutler, as expected, devotes attention to well-reported events of the period. Yet, the discussion of those events is used primarily to couch a recounting of the efforts made by a diverse set of individuals to confront the enemies of humanity. Admittedly, there is a predominant focus on the resistance of priests and officials of the Catholic Church to evil, including the papacy’s direct activities against atheistic totalitarian governments. However, that history helps to fill the book with loads of drama and intrigue. Many of the individuals mentioned are forgotten today and little was known of some even then. (The book’s “Index of Names” has 277 entries.) Several of them did not survive the war. Rutler explains that events of this period demonstrate human nature never changes. Heroes and cowards, and saints and sinners are revealed. To write Principalities and Powers, Rutler drew from a collection of actual letters, newspapers, and journals of the period. He skillfully used those resources to provide a profound discussion of events. (The information might well have been lost as most of these documents were printed on rationed paper and are deteriorating.) Previously, greatcharlie reviewed and highly recommended Rutler’s book, Cloud of Witnesses: Dead People I Knew When They Were Alive (Scepter, 2010). Rutler has amazed greatcharlie again with Principalities and Powers.

At the start of World War II, no one could be certain about its outcome. The situation was touch and go. Rutler notes that defenders of humanity had the good fortune of having the right leaders in place at the right time. Winston Churchill was not well-liked within circles of power. He was a harsh critic of Prime Minister Neville Chamberlain’s appeasement of Hitler. At the outbreak of the war, King George VI appealed to Lord Edward Halifax, the Foreign Secretary of the United Kingdom and Viceroy of India before that, to take on the post of Prime Minister. However, after France fell, the invasion of the United Kingdom was viewed as certain. Art from the National Gallery was removed. The Royals’ bags were packed. Halifax would decline the prime minister’s post, perhaps concerned as many other leaders over how the Nazis would respond to them if the United Kingdom fell. Churchill, serving as First Lord of the Admiralty, was available, was willing, and was begrudgingly selected. US President Franklin Delano Roosevelt was another fortuitous placement. Roosevelt, known as a deal maker, aligned completely with the United Kingdom. Rutler explains that Roosevelt, as Churchill, viewed Hitler as truly evil. Hitler spelled his plans out in Mein Kampf and executed them. Despite the US public’s overwhelming support for neutrality and the Neutrality Act of 1939, the Lend-Lease Act was passed in the US Congress in March 1941. The US received leases for a chain of British islands guarding the Caribbean for the loan of US ships and other material support, committing the US to the United Kingdom’s defense. The Atlantic Charter of August 1941 affirming the solidarity between the two countries. Churchill was certainly uneasy with Roosevelt’s deals with the General Secretary of the Central Committee of the Communist Party of the Soviet Union, Josef Stalin, who he viewed as no-less evil than Hitler. He never reconciled with the division of postwar Europe and remained concerned over Soviet plans for global Communist domination.

From right to left are Churchill, Roosevelt, and Stalin, on the portico of the Russian Embassy during the Tehran Conference in 1943. Roosevelt and Churchill jointly held the view that Hitler was evil and had to be approached as such. Churchill, however, was uneasy over deals eventually made with Stalin that established the postwar division of Europe.

Rutler notes that during its ascent, Nazism was essentially ignored by European governments for what it truly was, they paid a high price. The delusion of European leaders that Hitler could be managed, contained, or controlled, fostered an environment for the growth of Nazi power. From the very beginning, it was clear that the founding principles of Nazism were inimical to Western ideals. As Rutler explains, Nazism was more than a political movement, it was a religion, possessing its own ceremonies and rituals. The Nazis created their own pagan gods for their religion and used Norse pagan gods. Having created an artificial church, the Nazis sought to disband existing religions. Having prevented the people from believing in the true God, they submitted to a cult of personality. They worshipped Hitler. Hitler copied all of the trappings of fascism from Italian Duce and Prime Minister Benito Mussolini, but Hitler’s abilities as an orator put him in a special class. While the great orator among the defender’s of civilization, Winston Churchill, spoke to convince people that they could do anything. Hitler spoke to convince people that he could do anything. The Judgment of the Nations was a work published in 1942 by the Catholic historian Christopher Dawson, but it began to get significant attention only in the early months of 1943. “The old landmarks of good and evil and truth and falsehood have been swept away and civilization is driving before the storm of destruction like a dismasted and helmless ship.” Dawson saw proof in world events that “evil too is a progressive force and that the modern world provides unlimited prospects for its development.” He believed what accounted for this was that things spiritual had been invaded by the secular state. Through that arose the totalitarian state, which imposed “total control of all human activities and all human energies, spiritual as well as physical . . and their direction to whatever ends are dictated by its interests, or rather the interests of the ruling party or clique.” From 1942 and 1943, it was clear that evil was rising all around Europe, seemingly transmitted by the Nazis as they gained territory and authority over Europe’s peoples. An incredible number of atrocities were being committed by governments across the continent. Villains that may be more memorable include Vichy French Prime Minister Pierre Laval, whose cruelty amazed even many Nazis. He reportedly stated: “Cardinals and bishops have intervened, but everyone is a master of his own trade. They handle religion. I handle government.”  Rutler indicates that evil even managed to consume some officials of the Catholic Church. A priest, Monsignor Josef Tiso, as puppet president of the Slovak State, paid the Germans to deport 60,000 Slovak Jews for extermination in Auschwitz, making Slovakia the only country to subsidize such deportations.  Pro-Ustashe Archbishop Sarić of Sarevejo penned an ode to the leader of the Ustashe government of Croatia, Ante Pavelić. Croatia had the highest rate of genocide, in proportion to population, of any European country. After the war he fled to Spain, while Pavelić was hidden by Jesuits near Naples and eventually settled in Argentina. In Yugoslavia, Bishop Alojzije Mišić of Mostar expressed horror at the massacres of Serbs with the complicity of Herzegovinian Franciscans residing in Široki Brijeg near Medjugorje. Bishop Mišić described hundreds of women and children and elderly men thrown alive into ravines at Surmanci.

In Belgium, the University of Louvain was purged of its Catholic faculty and Mass was forbidden. In Poland, the Germans suppressed all patriotic hymns, litanies, and prayers and took particular umbrage at the practice of hailing the Virgin Mary as “Queen of the Crown of Poland.” Dr. Mutz, Chief of the Department of Internal Administration, abolished all mentions of the Polish State, “which no longer exists.” May 3rd would no longer be celebrated as the day of the Beatae Mariae Virginis Patronae Rei Publicae Poloniae. The August 15thActio gratiarum pro Victoria super Bolshevicos 1920″ was forbidden, along with the thanksgiving for the victory at Chocim on October 10th and all services on November 11th commemorating the rebirth of the Polish Republic. Outside of Europe, in Syria, the Nationalist Socialist Party hailed Hitler as “Abu Ali” and the Young Egypt Party called him “Muhammed Haidar.”  The Grand Mufti of Jerusalem, Haj Mohammed Effendi Amin el-Husseini visited Hitler, secured the deportation of 5,000 Jewish children to death camps, and obtained a promise from Hitler to liquidate the Jews of Palestine after a Nazi victory.

On the far left is Ante Pavelic, leader of the Ustashe government of Croatia, making a Nazi salute in the presence of a prayerful Monsignor Alojzije (Aloysius) Stepinac on the far right. Under Nazi influence in World War II, Croatia had the highest rate of genocide, in proportion to population, in Europe.

The resistance to evil was strong. Included among the thousands of individuals who, as Rutler says, “attained virtue on a heroic scale,” is the pioneer of pan-Europeanism, the Austro-Hungarian Count Richard Nikolaus von Coudenhove-Kalergi. The character Victor Laszlo in the film Casablanca was based on him the Count. Although he was a professor at New York University in 1943, Hitler still loathed him as “everybody’s bastard.” He was, however, admired by Archduke Otto von Habsburg, Aristide Briand, Albert Einstein, Horace Mann, Sigmund Freud, and later by Winston Churchill and Charles de Gaulle; he was an anti-Nazi and foe of anti-Semitism (like his Catholic father, who annually walked out of Good Friday services at the mention of the “perfidious Jews”).  Rutler mentions the Foreign Minister of Generalismo Francisco Franco’s Spain, Count Francisco Gomez-Jordana, who helped make his country a haven for Eastern European Jews, especially Sephardic Jews from Hungary. German Army Colonel Claus von Stauffenberg, a well-known conspirator in the plot to assassinate Hitler, is mentioned. However, Rutler also discusses the lesser-known assassination attempt against Hitler by German Army Colonel Rudolf von Gersdorff, chief of intelligence for German Army General Gunther von Kluge. Further, Rutler mentions the attempted protests by students at universities in the Netherlands against the Nazi revision of their syllabus, and protests by students at the Sorbonne and Grand Paris Ecoles. Rutler includes their letter to Vichy French Chief of State Philippe Petain which stated: “For more than two years, forgetting their rowdy traditions, the students of the University of Paris have abstained from demonstrations. But our silence has never implied acceptance of events of which we were the distressed observers. Above all, the brutal deportation of thousands of French workers has provoked our indignation.”

For Rutler, the strong role of the clergy in the resistance to tyranny was natural given their sense that the barbarity unleashed by the war was in reality a manifestation of evil and the presence of the devil. Rutler points to leaders such as the bishop of Berlin, Johann Konrad Maria Augustin Felix Graf von Preysing Lichtenegg-Moos, who stated when the Nazis had first come into power, “We have fallen into the hands of criminals and fools.” Bishop von Preysing exhorted in his Advent message of December 12, 1942, “Every departure from right and justice will sooner or later be broken against these foundations of God’s Dominion.” He explained the world’s present miseries were the result of human contempt for natural and divine law: “Resistance to God’s sovereign rule was a product largely of the eighteenth century—the century which proclaimed the primacy of human intelligence, the individual as an autonomous being and as his own sole judge, and which declared that all right was to be derived from this intelligence independently of God’s law.” The state had imposed itself as the very incarnation of God, replacing justice and right with power and profit. The Bishop’s appeal was stark: “My dear Brethren: ‘Repent,’ and change your mode of thinking. This is my appeal to you.” The pro-Nazi newspaper Vooruit of Ghent rued the pastoral letter of Jozef-Ernest Cardinal van Roey, who opposed forced labor. At the same time, the primate of Hungary, Jusztinian Cardinal Seredi, told representatives of the Hungarian Catholic press that “all States have equal sovereignty” and so “the Hungarian nation has a birthright to claim—freedom, autonomy, and national independence.” Reverend R. H. W. Regout, professor of international law at the Catholic University of Nijmegen, died at the age of 46 in Dachau, where he and three other professors had been sent shortly after the occupation of the Netherlands. The “priest block” in that concentration camp held 2,579 priests over the war years, 1,785 of them Polish, more than a thousand of whom perished there. By February1943, 34 Italian chaplains had been killed in active service.

On April 19, 1943, the Swedish Svenska Dagbladet printed a letter from the archbishop of Zagreb, Monsignor Alojzije (Aloysius) Stepinac, to the Italian ambassador to the Croatian puppet state. The Italians had been exploiting conflicts between Croats and Serbs to make them seem ideological rather than ethnic: “I must protest energetically against the incredible atrocities committed by Italian troops against the defenceless populations in the districts of Krasic, Vidovina and Brovac, where several villages have been burnt down. . . . Even if some Communists should have succeeded in taking refuge there, I can vouch that there were not, and are not now, any Communists among the village population.”

Pope Pius XII ( center) meets with members of what Rutler calls the forces of “great good,” in this case the Canadian Royal 22nd Regiment, following the liberation of Rome in June 1944. Pius XII refrained from directly rebuffing Hitler and Mussolini and kept channels open to their regimes. Yet, he understood that Hitler, in particular, represented true evil.   While remaining neutral, he did as much as he could to mitigate suffering in World War II.

In France, the activities of the Catholic Church against the Nazis were so significant that the editor of a Protestant French newspaper wrote: “The militant Catholics in our country have taken a place which is important and, we do not fear to say, preponderant, at the head of the movement of resistance in which, very often, they have taken the initiative, and of which they remain the inspiration.”   The 81-year-old Auxiliary Bishop of Paris, Emanuele-Anatole-Raphael Chaptal de Chanteloupe wore a Star of David in protest again the deportation of Jews, and soon was buried wearing it. The collaborationist Vichy radio mocked Cardinal Gerlier of Lyons for hiding Jews and resistance fighters: he was “an ex-lawyer who late in life became an archbishop more as a result of the omnipotent grace of the House of Rothschild than to the laws of Holy Mother Church.”  When German officials ordered the Jews of Beauvais to register at the municipal headquarters, Bishop Felix Roeder claimed a distant Jewish antecedent and was the first to register, processing through the street in full pontifical vestments, and preceded by an acolyte carrying the Cross.

Rutler notes that in the war’s distress, increasing appeals were being made to the Pope for help and advocacy. L’Osservatore Romano published an article on the history of papal diplomatic prerogatives by General Francois de Castelnau, president of the French Federation National Catholique. He pointed to the irony by which the European powers in the 19th century had threatened to exclude the Pope from their deliberations, while turning to him in crises. Seemingly debilitated by the loss of the papal states in 1870, the papacy ironically took on a new prestige when its loss of temporal power gave it a grander kind of neutrality. In 1885, Bismarck, only ten years removed from the Kulturkampf, had asked the Pope to arbitrate between two nations, Spain and Germany, for the first time in three centuries. In 1890, the Pope was asked to mediate between Great Britain and Portugal a matter of navigation on the Zambesi. That same year, US President Grover Cleveland desired a papal arbitration between Venezuela and Great Britain to define the frontier between Venezuela and Guyana. Five years later Cleveland asked Pope Leo XIII to do the same for Haiti and Santo Domingo.   However, the Nazis had contempt for the appeal to neutrality, and the pontiff’s ability to intervene on issues was more constrained. In February 1942, the Ashkenazi Chief Rabbi of Palestine and former Chief Rabbi of Ireland (1921 to 1936), Dr. Yitzhak Halevi Herzog, published a statement saying that he had appealed to the Pope to intervene with the combatant powers on behalf of European Jewry. Without out noting specifics, the Holy See replied that “the Pope is doing everything in his power on behalf of the persecuted Jews of Europe.”  It was telling that Rabbi Herzog, who remained as Chief Rabbi until 1959, would eventually remark about the Pius XII, “The people of Israel will never forget what His Holiness and his illustrious delegates are doing for our unfortunate brothers and sisters in the most tragic hour of our history, which is living proof of Divine Providence in this world.”

Pius XII’s message on the Vatican radio on the Feast of the Transfiguration in 1942, broadcast in German, said: “God’s ship is destined to reach port safely. She will not sink, for Christ is the helmsman and the gates of hell, the onslaught of the wildest waves and of the spiritual U-boat action (“Geistige U-boot Arbeit”) of godless neo-paganism will not harm her… For while paganism cannot build up, still less can neo-paganism, which lacks even that nobility of mind and true humanity which was found in the old pagans.” When Christmas came in 1942, The New York Times said Pius XII “is a lonely voice crying out of the silence of a continent.”

There is much more in Principalities and Powers. After starting it, the book is hard to put down.

Causa latet, vis est notissima! (The cause is hidden, but its force is very well known!) Rutler views the test of character in the struggles of the world’s greatest war as a litmus for how the present generation should and should not behave in the face of challenges. Australian Prime Minister Tony Abbott well-described ISIS as a “death cult,” but the imbalanced, barbaric behavior of ISIS has flummoxed Western governments wanting to categorize the organization and appropriately respond to it. As Rutler shows in Principalities and Powers, the starting point for understanding ISIS or any similar organization that might arise is its main characteristic, which is evil. Principalities and Powers may support the development of a better understanding of ISIS, what it represents, and the devising of new approaches to defeat it. As it is greatcharlie’s mission to provide commentary and advice for foreign and defense policy makers, political and business leaders, and policy aficionados worldwide, we enthusiastically recommend Principalities and Powers to our readers.

By Mark Edmond Clark