Under Pressure Over Aleppo Siege, Russia Hints at Seeking Deal with US: Can Either Country Compromise?

US Secretary of State John Kerry (right) and Russian Foreign Minister Sergei Lavrov (left) are the central points of diplomatic interaction between the US and Russia. They have worked together on a variety of urgent and important issues concerning their countries. They are now slogging away trying to find a way for the US and Russia to jointly end the Syria War and establish peace. Kerry has proposed US-Russian military coordination with preconditions. However, to secure an agreement on it, Kerry must convince Putin, not Lavrov, to change Russia’s positions.

According to an August 15, 2016 New York Times article entitled, “Under Pressure over Aleppo Siege, Russia Hints at Seeking Deal with US,” Russia suggested that it was close to an agreement on a military collaboration with the US to attack ISIS fighters in Aleppo, Syria as part of a solution to the unfolding humanitarian disaster there. US officials had no immediate comment on that claim. That joint effort would represent a new level of cooperation between the two countries which seek an end to the five-year-old Syria War. They support opposing sides. The New York Times reported foreign policy analysts believe Russia was negotiating in an attempt to avoid the appearance of blocking humanitarian aid to civilians in war-torn Aleppo by its airstrikes in Syria, Russian Federation Foreign Minister noted however, “It is of utmost importance that terrorists would not be getting reinforced with militants, guns, and munition [sic] supplies under the humanitarian aid disguise.” Russian Federation Defense Minister Sergei Shoigu was the official who made the statement on the possible agreement. He explained in a measured way: “We are moving step by step closer to a plan—and I’m only talking about Aleppo here—that would really allow us to start fighting together to bring peace so that people can return to their homes in this troubled land.”

Russia and its Syrian, Iranian, and Iranian-led allies have faced significant setbacks on the battlefield as a result of their opponents’ abilities to capitalize on their inadequacies and mistakes. Russia will need to decide whether its actions will remain in the gap between contributing significantly to the efforts of allies fighting in support of the regime of Syrian Arab Republic President Bashar al-Assad and working with the US to act more effectively and more decisively against mutual Islamic militant opponents. The prospective agreement, to which Shoigu referred, would stem from military talks underway in Geneva. Those talks were set up as a result of a proposal proffered by US Secretary of State John Kerry to share intelligence with Russia and coordinate airstrikes against ISIS and other Islamic militant groups. However, Putin and senior Russian officials seem to view the proposal less from how it will help end the war than how it may present the chance to get compromise from the US on Syria and promote Russia’s immediate objectives there. Kerry’s proposal has been put forward as the administration of US President Barack Obama comes to a close. Still, after eight years of contacts, a inordinate amount of obloquy has recently been hurled back and forth from officials in Washington to Moscow. Failure to get an agreement on coordination will undoubtedly make it more difficult for Russia to get an agreement from the US on reconstruction and peace-enforcement which would be important for Russia to have. Reconstruction in Syria will be a decades-long, very expensive, reconstruction effort. Russia will need to gather partners to help with its costs and its execution. A peace-enforcement mission, perhaps under UN auspices, will likely be needed to ensure that peace would be given a chance to take hold. Russia should keep in mind that the US has proven to be an invaluable partner in such complex reconstruction efforts and peace-enforcement missions worldwide in past years.

Russian Federation President Vladimir Putin knows now that he has taken on a monumental task in Syria. The military situation in Syria is fluid given the many different forces and factors involved. Winning the peace in Syria will also be a colossal undertaking. The Obama administration is not enthused about working with Putin on Syria, but it seems to recognize that Russia, with its considerable military investment in Syria is crucial to the outcome of the Syria war. Moscow must recognize that much could be accomplished with US resources in both efforts. If Putin cannot recognize the good that it would bring at first glance or simply refuses to make mutual compromises with the US to gain its assistance, what is left for the US is to get him to understand via diplomacy. US Secretary of State John Kerry has slogged away seeking the right approach to make that possible. A few recommendations are offered here. The Syria War appears to be getting worse. Experience may make US and Russian officials averse to finding compromise on military coordination on Syria. Pride and ego can also harden attitudes. If such influences cannot be set aside, the two sides may remain locked into their relative positions for a long while. Praeterita mutare non possumus, sed futuraprovidere debemos. (We cannot change the past, but we can anticipate the future.)

Often poker faced in talks, US Secretary of State John Kerry, a statesman, speaks in a manner that is easy, comfortable, assuring, and logical. He is an agile thinker who seeks creative solutions to problems, often requiring him to be discreet. He worked well with Russian Foreign Minister Sergei Lavrov on the removal of chemical weapons from Syria in 2013. They worked on the same side during the Iran Nuclear Talks during two years of negotiations from 2013 to 2015. He may achieve similar success with Lavrov on Syria.

US Inaction Leads to Russian Action

Obama made it clear from the start that he was skeptical of using US military force in Syria. In a notable August 18, 2011 speech, Obama made the direct statement, “the time has come for President Assad to step aside.” Yet, there was also a fear to act. Within the Obama administration, it was truly believed that Assad would simply fall away, but that did not occur. That led the Obama administration in 2012 to provide the Syrian Opposition Movement with its support in the hope that Assad could be pressured to the negotiating table by Free Syrian Army advances and eventually agree to step down under a settlement. However, the US effort in Syria was viewed by many as work on the margins. Obama would begrudgingly authorize the creation of a US-led coalition to airstrikes against the ISIS juggernaut that ran through Iraq in 2014. Those operations against ISIS were expanded to include ISIS targets in Syria. Obama sent US special operations forces to Iraq to advise and train Iraqi Security Forces and Iraqi Kurd military formations. Still, there would be no US combat units sent to fight ISIS in Syria.

Putin, however, did what Obama said he never wanted to do in Syria. In September 2015, Putin took the option of solving the conflict in Syria on his terms using a strong military hand. He explained that Russian Federation forces were sent into Syria both to “stabilize the legitimate authority” of Assad and to fight ISIS. He put a limited number of troops on the ground to protect Russia Federation military sites, and to serve as advisers and instructors for Syrian Arab Army units and volunteer units loyal to the regime. He would join Syrian, Iranian, and Iranian-led ground forces in battle against opponents using Russian Federation air power. Putin’s actions were mulled over, well-plotted, and implemented as to apply a calibrated amount of pressure on opponents of the Assad regime using measured amounts of military resources and controlling expenses. He was willing to accept a certain amount of risk in operations and was prepared to contend with some loss of personnel. Russia’s succor has benefitted Syrian, Iranian, and Iranian-led forces fighting on the ground not only in terms of military resources but also through guidance in the use of them.

Russia’s intervention did not mean an end to US-Russia diplomacy on Syria. Russia has supported talks between the Syrian Opposition and the Assad regime. Even before Russia went into Syria, Lavrov engaged in talks with the US to episodically establish a variety of cease-fires, nationwide and in specific provinces and negotiate humanitarian corridors. When Russian Federation military operations began, Moscow initially sought cooperation with Washington on Syria, but it was sought, however, solely on Russia’s terms. Those terms, in line with Putin’s concept for intervening in Syria, included providing diplomatic and military shelter to Assad and attacking, not only ISIS, but Western-backed rebel groups of the Free Syrian Army that oppose the Assad regime. Obama and other Western leaders sought to bring Putin into a US-led coalition. However, that would occur with the understanding that the goal of the coalition was the removal of Assad from power. Given the disparity between their positions, on November 27, 2015, Dmitry Peskov, spokesman for Russian Federation President Vladimir Putin,  played down the idea of cooperation at a Kremlin press conference. That announcement was surprisingly slow in coming given that the Obama administration was unsupportive of Russia’s intervention from the get-go. On September 30, 2015, US Secretary of Defense Ashton Carter forecasted about Moscow’s military involvement in Syria, “The Russian approach here is doomed to fail.” Obama stated on October 2, 2015: “An attempt by Russia and Iran to prop up Assad and try to pacify the population is just going to get them stuck in a quagmire and it won’t work.” Interestingly, Kerry was still authorized and ordered by Obama to negotiate some arrangement in which the US and Russia would coordinate in the ISIS fight.

Russian Federation Foreign Minister Sergei Lavrov has prying eyes that rarely turn away.  He has masterfully used diplomacy to turn policy into action in accord with Russian President Vladimir Putin’s concepts and intent. At this point, the Lavrov and US Secretary of State John Kerry are well-versed on each other’s idiosyncrasies. They are able to gain insight from every inflexion, tone, and or change in voice.

Kerry-Lavrov Diplomacy

Diplomacy requires finding some middle ground, typically through some compromise, upon which an agreement can be reached and better relations can hopefully be built. Despite a divergence in interests, the US and Russia achieved early diplomatic success on Syria when an agreement was reached on a list of rules to ensure military aircraft from the US and Russia would not mistakenly run into or fire on one another as they conducted airstrikes. However, Kerry and Lavrov are the central points of diplomatic interaction between the US and Russia. Diplomatic success on Syria would eventually be achieved by them. They have worked together on a variety of urgent and important issues concerning their countries. They worked well together on the removal of chemical weapons from Syria in 2013. They worked on the same side during the Iran Nuclear Talks as the P5+1, the UN Security Council’s Permanent Five Members (the US, Russia, the United Kingdom, France and China) plus Germany managed to construct an agreement on the Iranian nuclear program after nearly two years of negotiations from 2013 to 2015.   Often poker faced in talks, Kerry, a statesman, speaks in a manner that is easy, comfortable, assuring, and logical. He is an agile thinker who seeks creative solutions to problems, often requiring him to be discreet. Lavrov has prying eyes that rarely turn away.   He has masterfully used diplomacy to turn policy into action in accord with Putin’s concepts and intent. At this point, the two diplomats are well-versed on each other’s idiosyncrasies. They are able to develop insight from every inflexion, tone, and or change in voice. In oculis animus habitat. (In the eyes their character lives.)

A product of efforts by Kerry and Lavrov to find common interests among the warring parties in order to stop the violence in Syria was the December 18, 2015 UN Security Council vote on Resolution 2254 on Syria. It called for a ceasefire and a peace process that held the prospect of ending the Syria War. The resolution was agreed upon unanimously, 15-0, but sharp differences remained between the US and Russian positions. Russia’s key demand was that Syrian President Bashar al-Assad be allowed to remain in power. It is a position also supported by China and Iran. Removing Assad from power in Damascus remained a US requirement. Yet, the resolution made no mention of whether Assad would be able to remain in power or run in any future elections. UN Security Council Resolution on Syria 2254 essentially called for the following: a ceasefire had to be established and formal talks on a political transition had to start in early January 2016; groups seen as “terrorists,” including ISIS and the erstwhile Jabhat al-Nusra were excluded; “offensive and defensive actions” against such groups, referring to US-led and Russia airstrikes, could continue; UN Secretary-General Ban Ki-moon was asked to report by January 18, 2016 on how to monitor the ceasefire; “credible, inclusive, and non-sectarian governance “ should be established within 6 months; free and fair elections” under UN supervision to be held within 18 months; and, the political transition should be Syrian led.

What followed Resolution 2254 was UN Security Council Resolution 2268, unanimously adopted on February 26, 2016. The new resolution, brokered by Kerry and Lavrov, called for an immediate “cessation of hostilities” in Syria upon which the Assad regime and the Syrian Opposition agreed.  Countries with influence on the parties agreed to press them to adhere to their commitments.. Then, on March 14, 2016, the Geneva Talks resumed. They were the first talks in two years and came at a time when a marked reduction in fighting was perceived. Still, what created real hope that the war might soon end was the surprise announcement by Putin on the same day as the resumption of the peace talks in Geneva that he was “ordering the withdrawal of the main part of our [Russia’s] military contingent” from Syria. Putin explained: “The effective work of our military created the conditions for the start of the peace process.” He continued, “I believe that the task put before the defense ministry and the Russian armed forces has, on the whole, been fulfilled.” Only the day before the announcement, Putin and Obama spoke by telephone, after which the Kremlin said the two leaders “called for an intensification of the process for a political settlement” to the conflict, but Assad’s future was not discussed. Putin’s decision pull his fprces put of Syria seemed to fall in line with that pledge. In addition to the withdrawal announcement, Russian Federation UN Permanent Representative Vitaly Churkin explained “Our diplomacy has received marching orders to intensify our efforts to achieve a political settlement in Syria.” Regarding what lied ahead in Syria for Russian Federation forces, Churkin noted, “Our military presence will continue to be there, it will be directed mostly at making sure that the ceasefire, the cessation of hostilities, is maintained.”

If a feigned retreat by Putin was synchronized with the “cessation of hostilities” and used to manipulate opponents of Russia and its’ allies, his move was effective. Islamic militant groups that were not included in the ceasefire agreement engaged in firefights and fired artillery across battle lines prematurely seeking to better position themselves to exploit expected advantages resulting from Russia’s departure. Ire over the shaky ceasefire and the Assad regime’s violations of it reportedly drove some moderate Opposition fighters over to ISIS and other Islamic militant groups.

Putin’s “Feigned Retreat?”

Russia Federation forces withdrew from Syria, but estimates are that only 10 to 25 percent actually left. Moreover, Russian activity in Syria increased. Reuters reported the “Syrian Express,” the nickname given to the ships that have kept Russian forces supplied via the Black Sea Russian port of Novorossiysk to the Russian naval base at Tartus, Syria. It shipped more supplies, equipment, and munitions into Syria in the two weeks following Putin’s withdrawal announcement than it had two weeks prior. Russian Federation Air Force and the Syrian Arab Air Force continued to destroy the opponent’s units, material, and command, control, communication and intelligence, training facilities, and other targets. The ground forces of Russia’s allies remained active and returned a good portion of Syrian territory back to the Assad regime. Kerry and Lavrov carried on with their diplomatic efforts, but the ceasefire did not hold.

The Obama administration seemed to view Putin’s withdrawal announcement as a type of feigned retreat. The feigned retreat is a military tactic said to have been introduced to the West in the 8th century by the Frankish Duke and Prince Charles Martel. Under it, an army would pretend to withdraw or behave as if it has been routed in order to lure an opponent into a position of vulnerability. It was a difficult tactic to execute, requiring the use of well-trained soldiers. Once the opponent presses into the withdrawing army, undisciplined troops would panic and lose coherence, and the rout would become genuine. Charles Martel used the feigned retreat to defeat the army of Chilperic II and Ragenfrid of Neustria at Ambleve in 716. He attacked their army as they rested midday, he then feigned retreat to draw them from their wooded defensive positions into open ground where the situation was reversed. Charles Martel used the tactic again to draw an invading Islamic army into attacking at Poitiers in 732 by leaving his defenses relatively open. He did not construct pits and other obstacles and positioned his horsemen in a way to convince the Islamic army that it would not be enveloped if it charged in. The feigned retreat reportedly was used with moderate success by William the Conqueror at the Battle of Hastings in 1066.

One might postulate that Putin’s feigned retreat included synchronizing his withdrawal announcement with the resumption of the Geneva talks, and while the “cessation of hostilities” in effect. In that environment, opponents of Russia and its allies were perhaps considered more apt to be manipulated. The maneuver, if actually executed, appears to have worked. Mainstream opponents of Assad were unable to control the actions of some Islamic militants some of which they were tenuously aligned. Islamic militant groups, not included in the internationally sponsored ceasefire, engaged in firefights and fired artillery across battle lines, apparently seeking to immediately exploit Russia’s departure. Accusations of ceasefire violations were heard from all sides around Syria. Ire over the shaky ceasefire and the Assad regime’s violations of it reportedly drove some moderate Opposition fighters over to ISIS, Jabhat al-Nusra, and other Islamic militant groups. A coalition of Free Syrian Army units, Islamic militant groups already existed in the form of Jaysh al Fateh. The ceasefire became untenable once Russian Federation Air Force and Syrian Arab Air Force jets provided air support for Syrian Arab Army units and pro-Assad regime allies in those exchanges. Putin’s feigned retreat also ostensibly allowed Syrian, Iranian, and Iranian-led units to rearm and resupply for offensive action toward Palmyra.

The Russian Federation armed forces and intelligence services use their own intelligence tactics, technique, procedures, and methods to meet the needs of Russian Federation commanders and planners. Russian Federation commanders and planners certainly would like believe that by intensifying their own intelligence gathering activities, they can achieve success, particularly by using air power, without US assistance. However, their concern over recent successes of their opponents and their failure to effectively respond to them indicates they are not so certain of their capabilities

Good Thoughts, Good Words, Good Deeds?

The perception of a feigned retreat of Russia from Syria did not make US-Russia diplomacy easier. US officials were already regularly reproaching Russia over its repeated airstrikes upon “moderate” anti-Assad groups while ostensibly seeking to attack ISIS. Obama’s disappointment could be discerned in his statements. On August 6, 2016, Obama admonished Putin over Russia’s actions in Syria by stating: “I’m not confident that we can trust the Russians or Vladimir Putin.” He continued: “Whenever you are trying to broker any kind of deal with an individual like that or a country like that, you have got to go in there with some skepticism.” Timeo danaos atque dana ferentes. (I fear the Greeks even when they bring gifts.)

Obama’s uncongenial words could be characterized as a shot across Russia’s bow and perhaps signaled fatigue over the diplomatic process with Russia had set in. However, in diplomacy, words and behavior matter absolutely. Kerry knows that diplomacy must be handled with a certain amiability and gentleness in order to create the environment for the development of mutual respect and understanding. In talks on Syria, he would hardly omit what some anonymous US officials have called “inconvenient facts” about Russian actions. He surely broaches such matters, but in way that avoids closing any doors and avoids igniting a negative exchange with Putin, Lavrov, or any official of the Russian Federation government. Regardless of any personal feelings he might have over an issue, he must maintain his balance in spite of them.

Russia will not be able to use its military wherewithal alone, at least in a limited way, to secure victory on its terms in Syria and “get out of Dodge.” Enough support exits for Islamic militancy in the world that a struggle over US and Russian interests in Syria is being overshadowed by the continuous rise of Islamic militant groups there. This was evident at Aleppo where Russia’s allies could not maintain their siege. Commanders of Islamic militant groups seem capable of constantly making adjustments and replenishing with fighters (as above) by the hundreds, creating a more vexing situation on the ground.

Kerry remains authorized and ordered to establish cooperation. Obama did indeed say with opprobrium, “The US remains prepared to work with Russia to try to reduce the violence and strengthen our efforts against ISIL [ISIS] and Al-Qaeda in Syria, but so far Russia has failed to take the necessary steps.” Kerry and Lavrov continued their diplomatic efforts, sponsoring the International Syria Support Group, a multinational effort seeking to create the conditions for peace talks. Moreover, remaining on the table was Kerry’s proposal offering to share US intelligence with Russia and coordinate airstrikes against ISIS and other Islamic militant groups, with the precondition that the Syrian Arab Air Force halt its airstrikes against mainstream Opposition military units. As mentioned earlier, senior US and Russian Federation military officials have been negotiating in Geneva over how they would coordinate under Kerry’s proposal as well as restore an overall ceasefire. The Russian Federation armed forces and intelligence services proudly use their own intelligence tactics, technique, procedures, and methods to meet the needs of commanders and planners. Russian Federation commanders and planners would certainly like to believe that by intensifying their own intelligence gathering activities, they can achieve success without US assistance. However, they have unquestionably been unsettled by the recent successes of their opponents and their failure to respond effectively to them. Beyond human intelligence collection—spies, the US gathers continuous signals and geospatial intelligence over Syria. Multiple streams could assist the Russian Federation commanders and planners in pinpointing ISIS and other Islamic militant groups on the ground even if they are dispersed. Air assets of the Russian Federation and its allies could destroy them, disrupt their attacks, and support ground maneuver to defeat them. In support of the proposal, Kerry and Lavrov have already agreed that a map could be drawn up indicating where Islamic militant groups are positioned. They also have agreed that US and Russian military personnel working in the same tactical room would jointly analyze the intelligence and select targets for airstrikes. Est modus in rebus. (There is a middle ground in things.)

Nevertheless, at this juncture, Kerry is not oriented primarily on drawing out compromise from Lavrov, Shoigu, or senior Russian military officials in Geneva. Indeed, Kerry knows he must convince Putin, himself, that it would be in Russia’s interest for him to change his position. Putin hardly believes that US assistance would have significant value to Russia. Regarding Syrian Arab Air Force airstrikes, Putin has said he has no control over what Assad does with his forces and has explained the Syrian leader does not trust the US. Much as Obama has negative impressions of Putin’s actions and intentions, Putin holds certain negative impressions of Obama. Putin may also feel uncertain about making any deals on Syria with one US leader now, only to face another in a few short months. Certainly, at the State Department, Defense Department, and other elements of the US foreign and defense policy establishment, legions of diplomats and officials are working on what was called in Ancient Rome a maremagnum, a complicated issue requiring the efforts of many to solve. As no approach has wangled compromise from Putin so far, new approaches are needed. Some alternative approaches are offered here.

The value of US assistance might be increased in Russian Federation President Vladimir Putin’s mind through a demonstration of US capabilities. The US could also demonstrate how US assistance would have value by using the intelligence resources it proposes to share with Russia in order to target and destroy a number battle positions of ISIS and other Islamic militant groups in Syria, and disrupt and destroy developing attacks and counterattacks against Russia’s allies. Russian Federation officials could also be given a US battle damage assessment.

Recommendations

To help Putin countenance Kerry’s proposal, Kerry could explain that cooperation on intelligence and an airstrikes against Syria will speed the end of the conflict. Russia may not be able to use its military wherewithal alone, at least in a limited way, to secure victory on its terms in Syria and “get out of Dodge.” Enough support exits for Islamic militancy in the world that the struggle by the US and Russian over their respective interests in Syria is practically being overshadowed by the continuous rise of Islamic militant groups there. Commanders of Islamic militant groups seem capable of constantly making adjustments and replenishing with fighters by the hundreds, creating a more vexing situation on the ground. That was evident at Aleppo where Russia’s allies could not maintain their siege. Indeed, Putin could be reminded that on July 28, 2016, after a month of negotiations and immense pressure from Qatari and Turkish representatives, Jabhat al-Nusra announced that it broke with Al-Qaeda and had officially changed its name to Jabhat Fateh al-Sham. Almost immediately, reinforcements for Jabhat Fateh al-Sham began to flow into Syria from the border with Turkey. At least 100 new fighters arrived in Aleppo each day, together with numerous convoys carrying arms, ammunition, and supplies. During the effort to break the siege, Opposition forces and Islamic militant groups were observed fighting side by side under the banner of Jaysh al Fateh. Even after the siege was broken, it was explained in a briefing at the Russian Federation Ministry of Defense, Russian Federation Lieutenant General Sergei Rudskoi that about 7,000 Jabhat Fateh al-Sham fighters were massing south-west of Aleppo for over a week and still being joined by new fighters. Rudskoi said the fighters had tanks, infantry fighting vehicles, artillery and vehicles with weapons mounted on them. Kerry could explain that the problem will grow exponentially over time as commanders of Islamic militant groups make further adjustments and reinforce by the hundreds, creating a new, more vexing situation on the ground. Kerry could point out that so far, Russian Federation Air Force has barely isolated the battlefield and has failed to deny their opponents reinforcements and supplies needed to win engagements. At best, its efforts could be measured by its contribution to the destruction in Syria to include civilian deaths and the obliteration of nonmilitary structures. As it was discovered after the destruction of the Abbey of Monte Cassino in Italy during World War II, Germans troops were afforded better concealment from Allied airstrikes and ground attacks in the structure’s debris. One might assume senior US military officers are discussing these matters with their Russian Federation counterparts in Geneva. However, these disconcerting facts about Russia’s Syria campaign may not have reached Putin.

To further encourage a change in Putin’s perspective on Kerry’s proposal, the US could increase the value of its assistance through an actual demonstration of US capabilities. That might be accomplished by providing Putin with a complete US military analysis of the setbacks Russia and its allies have faced in Syria, and the relative strengths and weakness versus their Islamic militant opponents. It might be demonstrated exactly how US intelligence resources it proposes to share with Russia and US military resources would have value to Russia by targeting and destroying a number battle positions of ISIS and other Islamic militant groups in Syria, and disrupt and destroy developing attacks and counterattacks against Russia’s allies. Putin could be shown via video how the unique capabilities of US weapons systems could enhance the quality of air strikes. He could also be provided with US military assessments of those attacks.

Kerry might also seek to connect with Putin by reminding him that leaving Syria without at least initiating some complex comprehensive plan for reconstruction and peace-enforcement would be a mistake. That would create ideal conditions for the resurrection of ISIS, Jabhat Fateh al-Sham, or the establishment of another Islamic militant group to fill the vacuum of power around the country. That was what occurred in Iraq after US forces departed, the problem in Libya with the removal of the regime of Muammar El-Ghaddafi, and it is a growing problem in Afghanistan. Putin must consider that cooperation between the US and Russia in the fight against Islamic militant groups would set the stage for close and effective cooperation between the two countries on a postwar reconstruction and peace-enforcement mission in Syria. Without it, Russia’s investment in Syria might amount to nothing in the end. In discussing postwar Syria, Kerry could give assurances on how the US will respond with regard to certain hot issues. For example, at a UN meeting in Vienna on November 14, 2015, Kerry proposed allowing all Syrians, “including members of the diaspora,” participate in national elections, betting that if Syrians around the world participated in it, Assad would lose. Putin was never going to standby for that and has used force, in addition to the fight against ISIS and other Islamic militant groups, to best shape the situation in Syria to secure Russia’s interests. Mending that fence may require a very hard decisions concerning Assad by the Obama administration. Further, Kerry could point to the international reconstruction effort launched in Bosnia in 1995 under the Dayton Peace Agreement and the creation of the multinational peace-enforcement force in support of the agreement’s implementation, I-FOR (Implementation Force). The US and Russia cooperated as members of that force and the follow-on force, S-FOR (Stabilization Force.).

By reaching an agreement now on Syria and conducting effective airstrikes against ISIS, Jabhat Fareh al-Sham, and other Islamic militant group, there would be a greater chance that US-Russian coordination would be preserved by the next US administration. Further, that military cooperation might influence a US decision to assist at some important level in reconstruction and possible peace-enforcement mission in Syria. US participation in those efforts could encourage participation from other countries.

Regarding Russian concerns over the future of US leadership, Kerry could explain that Russia should act quickly now with the assurance that the US will be working directly to destroy ISIS and other Islamic militant groups. An agreement will at least allow for a US-Russian working relationship for few months, putting tremendous pressure on ISIS, Jabhat Fateh al-Sham, and other Islamic militant groups from the air. Kerry could emphasize the reality that reaching an agreement now on Syria and coordinating effectively under that agreement would increase the possibility that US-Russian coordination at that level would be preserved by the next US administration. Further, that cooperation could greatly influence a US decision to assist at an important level in postwar reconstruction and a possible peace-enforcement mission in Syria. Russia has recently sought stronger ties with Arab countries, bolstering economic ties with Qatar, the United Arab Emirates, Oman, and Kuwait and diplomatic overtures with Algeria, Iraq, and Egypt. Russia’s hope is by courting those countries they would become more receptive to its’ calls for a political solution in Syria. It is also hoped those countries would become responsive to an eventual campaign by Russia to gain financial support for Syria’s reconstruction. However, US participation in those efforts may do much to encourage participation from those Arab countries and Western countries as well.

Kerry’s words alone may no longer have any impact on Putin. To provide a new perspective on the proposal, Kerry could try to bring third parties that have some standing with Putin into the negotiation process. There are no national leaders who could serve as independent third party to address Kerry’s proposal with Putin. However, Kerry could perhaps seek assistance from Pope Francis of the Roman Catholic Church or Kirill Patriarch of Moscow and Primate of the Russian Orthodox Church to speak to Putin. They could discuss the need to forgo placing primacy on national interests and focus on the global threat posed by ISIS and other Islamic militant groups, and the tragedy that has befallen the Syrian people. They cannot support war, but they can support collaboration between the US and Russia to halt the evil of Islamic militancy in Syria.

These approaches should not be presented as guesswork on the potential success US assistance may bring. Rather, they should be presented as hard facts to get Putin to see what is possible and change his perspective on cooperation. Finding success from the approaches presented here may be a long-shot. Kerry knows that you miss 100 percent of the shots you do not take.

Russian Federation President Vladimir Putin (above) and senior Russian officials are apprehensive over US actions and intentions on Syria. However, many US officials have been expressing concerns about coordination with the Russians. They doubt Putin will compromise. They believe that Putin cannot be trusted. On Syria, it may be best for the US and Russia to work as partners. Choice itself is not good. It is the right use of choice that counts. Nothing could be worse than thinking of what might have been if things had been done thusly. Hopefully, that will not be the case for the US or Russia on Syria.

The Way Forward

Tot capita, tot sententiae. (So many heads, so many opinions.) Putin and other Russian officials are quite apprehensive of US actions and intentions on Syria. However, many US officials have been expressing concerns about coordination with the Russians. They doubt Putin will compromise. Moreover, they believe Putin cannot be trusted. Trusting Putin may be difficult for them, but trust us not so relevant in this case. Senior US and Russian military officials would be working together on targeting and sending down missions to unit commanders in a joint operations room. If some shift in Russian behavior, no matter how slight, is discerned by the watchful eyes of senior US military officials, the entire operation could be halted immediately. Under Obama’s concept, what seems most important to him is that a good faith effort at coordination be made. Besides, doing the job of targeting ISIS and groups such as Jabhat Fateh al-Sham will be difficult enough as they are now intermingled with many mainstream Opposition units. Many US officials have expressed concern that sharing intelligence with Russia could result in revealing US intelligence sources, methods, and capabilities. Yet, deciding what to share and reveal is a puzzle that can be resolved. Putin seems attached to the Assad regime. However, given what has been reported on Kerry’s proposal, it does not include a precondition on Assad’s presidency.

The problem of Islamic militancy in Syria emerged during the struggle between Assad and the Opposition and given the international threat it poses, it is an urgent problem. US President Franklin Roosevelt did not easily accept Josef Stalin’s Soviet Union as an ally, but given the threat of Adolf Hitler’s Nazi Germany, the choice was clear. On Syria, it might be best for the US and Russia vraft an agreement to coordinate their efforts. Choice itself is not good. It is the right use of choice that counts. Nothing could be worse than thinking of what might have been if things had been done thusly. Hopefully, that will not be the case for the US or Russia on Syria.

Military Leaders Discuss Plans to Counter ISIS Beyond the Battlefield: While the West Plans, Russia Conquers ISIS in Syria

A Russian-built BM-30 Smerch multiple rocket launcher (above) fires on ISIS’ positions in Syria. Despite airstrikes from a US-led anti-ISIS coalition, the impact of Western countries on the ISIS fight has been limited. Since September 2015, Russia, Iran, and Syria have been driving the true ISIS fight on the ground. Given their progress, many capitals have sought to get in on the planning for the creation of political, social, and economic conditions in Syria that will allow for its rebuilding. Yet, before broaching those matters, ISIS still must be defeated militarily.

According to a July 20, 2016 New York Times article entitled “Military Leaders Discuss Plans to Counter ISIS Beyond the Battlefield,” officials from the US and its’ coalition allies in the ISIS fight hammered out details in how to stabilize and govern the cities of Mosul in Iraq and Raqqa in Syria, strongholds of ISIS, in the event that Iraqi and Syrian fighters retake the cities in the coming months. The French Defense Minister, Jean-Yves Le Drian, who was present at the meeting at Joint Base Andrews in the US state of Maryland, noted the many setbacks ISIS had suffered, pointing to its losses in Iraq as well as its loss of Qaiyara and Manbij in Syria. US Defense Secretary Ashton Carter stated, “We need to destroy the fact and the idea that there can be a state,” adding that battlefield success in Iraq as well as Syria was “necessary.” After those statements, US General Joseph Votel, the commander of the US Central Command, explained that discussion at the meeting mostly centered on how to stabilize Mosul in Iraq, assuming Iraqi forces can take it back from ISIS. Focusing on Iraq at the Joint Base Andrews meeting was reasonable given the efforts of the US and its allies there. The need to resolve struggles for power among Sunni, Shi’a, and Kurdish groups is pressing. However, focusing on what might be done in Syria is somewhat surprising given that the US and its allies, despite US-led coalition airstrikes, are not playing the main role in the ISIS fight there. The fight in Syria is being driven by a Russian-led coalition.

Since September 2015, Russia, along with its Iranian and Syrian allies, have destroyed ISIS units, material, and command, control, communication and intelligence and training facilities and has return Syrian territory back to the hands of Syrian Arab Republic President Bashar al-Assad. True, there are many foreign military forces operating in Syria, but the effort of Russia and its allies is a very visible, full-scale, multidimensional military operation. As its main objective, Russia seeks to shape events on the ground in Syria in order to “stabilize the legitimate authority” of Assad. Russia also seeks to defeat ISIS by annihilating its military formations in the field, eliminating its leaderhip, and eviscerating its so-called Islamic Caliphate to the extent that the organization will never be able to resurrect itself. Western complaints and commentary on Russia’s combat operations in Syria have been nonstop since its’ first sorties in country. The US and United Kingdom have constantly accused Russia of attacking mainly “moderate” anti-Assad groups, rather than ISIS. The EU’s High Representative for Foreign Affairs and Security Policy, Federica Mogherini, called Russia’s role a “game changer” and said “It has some very worrying elements.” Putin has ignored such insistent voices from the West. He would likely prefer Western governments saved their ministrations for their own operations on the margins in Syria.

Russian Foreign Minister Sergey Lavrov has engaged in multiple talks with US Secretary of State John Kerry on Syria. They have discussed the possibility of acting jointly against ISIS. However, on the ground in Syria, Putin has decided to get on with the matter rather than allow it to languish in the halls of inaction. Russia has been on the move, propelling Iranian, Iranian-led, and Syrian forces forward rapidly. Yet, most recently, Russian Federation commanders and planners have noticed that their allies have faced difficulties in responding to new challenges from ISIS on the ground. Russia must resolve that problem. Much as officials at Joint Base Andrews acknowledged, the end of the war in Syria has begun to take on defined features. Questions exist over what type of peace will take shape in Syria. Russian Federation President Vladimir Putin said that he fully grasps the challenges that lie ahead regarding the rebuilding of Syria. Putin explained, “We must act carefully, step by step, aiming to establish trust between all sides to the conflict.” He also explained that a new and effective government could be formed in Syria once such trust is finally built. Putin said that a political process is the only way to reach peace, and he claimed Assad “also agrees to such a process.” However, the war has not been won yet. Before fully broaching those matters, ISIS still must be defeated via the military operation and peace must be secured. Only then can the focus become creating political, social, and economic conditions that will allow for Syria’s rebuilding. Festinare nocet, nocet et cunctatio saepe; tempore quaeque suo qui facit, ille sapit.  (It is bad to hurry and delay is often as bad; the wise person is the one who does everything in its proper time.)

Disconcerting Breakdowns Among the Allies

Following the Battle of Palmyra, Russian, Iranian, Iranian-led and Syrian Arab Army units, were at a point of high morale on the battlefield. The scent of victory was in the air. However, in that positive atmosphere, there was the danger for troops among the allies to feel too strong, lose their heads, become undisciplined, and fail to perform in a military fashion. ISIS seemed to have found an advantage in this situation. Indeed, ISIS units have displayed a surprising new capability to organize effective counterattacks. Iranian, Iranian-led and Syrian Arab Army units were often unable to protect their forces.

Following the Battle of Palmyra, Russian, Iranian, Iranian-led and Syrian Arab Army units were at a point of high morale on the battlefield. The scent of victory was in the air. However, in that positive atmosphere, there was the danger that troops among the allies would begin to feel too strong, become undisciplined, and fail to perform in a military fashion in combat. ISIS seemed to find an advantage in this situation. ISIS began to display the capability to organize effective counterattacks which the allies were unable to beat them back.

In tranquillo esse quisque gubernator potest. (Anyone can hold the helm when the sea is calm.) The situation stood in great contrast to that in the days immediately after Russian, Iranian, Iranian-led, and Syrian forces captured Palmyra. The allies appeared to have coalesced as a team and it seemed possible that they would soon rush into Raqqa and Deir Ezzor. ISIS engagements units of the allies repeatedly developed into routs. ISIS showed no signs of having contingency plans for the loss of cities, towns, and villages in its so-called Islamic Caliphate. The allies did observe ISIS laying mines and setting booby traps on avenues of approach to their battle positions. However, counterattacks, which would be expected from a professional fighting force to regain territory or cover its’ withdrawal, were not seen. Since that time though, ISIS has learned how to retreat, and has repeatedly generated difficult situations for the allies.

Many of the top commanders and planners in ISIS are former officers of Saddam Hussein’s military or security services. In 2014, those Iraqis were behind the impressive capability of ISIS to move its units with a professional acumen. Their skills were seemingly brought to bear again when ISIS units came out of their battle positions all around Syria to push the allies back. There were even clashes with ISIS units around the main Jazal Field near Palmyra. Intense Russian Federation airstrikes were required to push ISIS back. Unexpected difficulties, friction, should be expected in any military operation. Yet, the problems that beset the allies to a large extent resulted from bad decisions and inadequate military moves. Syrian Arab Army commanders have been unable to avail themselves of Russian Federation air support and artillery. Iranian, and Iranian-led forces, specifically, continued to take a one-dimensional approach to ground maneuver in Syria much as it has in Iraq. Both forces had the ability to request support from Russian surveillance technologies, air power, and artillery, but those resources were not utilized to pound attacking ISIS units.

ISIS fighters (above) organize for an attack. As Russian, Iranian, Iranian-led, and Syrian forces began to take territory from ISIS, it seemed at first that the terrorist group had no contingency plans for losing territory in its so-called Islamic Caliphate. However, ISIS appears to have learned how to retreat. Many commanders and planners behind the movement of its’ forces across Iraq and Syria in 2014 were former officers of Saddam Hussein’s military or security services. Their acumen was brought to bear again when ISIS units came out of their defenses around Syria and pushed the allies back.

Shoigu Investigates

Experto credite. (Trust in one who has experience.) Russian Federation Defense Minister, General of the Army Sergei Shoigu arrived in Syria on June 18, 2016 to meet Assad and surely to examine the problem of increased ISIS infiltration and counterattacks. The added significance of Shoigu’s arrival was the fact that he is known as Putin’s “Do It” man. His ability to achieve success in almost any undertaking is the basis for what greatcharlie.com calls the “Shoigu factor.”  Once Shoigu allayed Assad’s concerns over ISIS’ new moves and Russia’s military cooperation with Syria, Shoigu likely discussed the problem in granular detail with the commander of the Russian Federation’s Military Expeditionary Group in Syria, Russian Federation Army Colonel General Aleksandr Dvornikov, and his air and ground commanders. Shoigu was concerned. He was well-aware that the allies would not be able to limp into Raqqa and Deir Ezzor while ISIS clawed their units to pieces with counterattacks.

Volo, non valeo. (I am willing but unable.) At first look,  Shoigu likely recognized how difficult it was for the three main allies perform with assorted forces under their control, each possessing varied degrees of size, strength, military capabilities, experience, and leadership. Regarding leadership, Shoigu likely discovered how much the acumen of militatry commanders among Russia’s allies differed. Those rdisparities and others should have been underscored and factored into planning, and when possible, compensated for. Instead, perhaps to promote goodwill and unity among the allies, they seemed to have been played down.   Indeed, there was probably plenty of head nodding in agreement in meetings between Russian, Iranian, and Syrian military officials when there was discussion on topics as how to win the war, the need to maximize advantages resulting from the inoperability of Russian-built weapons systems all of the allies used, the integration of ground and air capabilities, and the coordination of action against ISIS.

When Russian Federation military advisers and instructors began trainnig Syrian Arab Army troops in September 2015, they discovered that regular army units needed to be retrained from the squad, platoon, company, and battalion level. Shortages of competent officers and noncommissioned existed throughout the Syrian forces. Advisers and instructors did their best. However, deficiencies that were present before the Russians arrived, managed to resurface as ISIS began to put pressure on the allies via counterattacks.

Shoigu, himself, was likely part of a number of meetings of that type. As recently as June 9, 2016, Iranian Defense Minister Brigadier General (Sartip-e Yekom) Hossein Dehghan welcomed Shoigu, and Syrian Arab Republic Defense Minister and Chief of the General Staff of the Army and the Armed Forces Colonel General Fahd Jassem al-Freij for a meeting in Tehran. Shoigu stated prior to the meeting that topics discussed would include “priority measures in reinforcing the cooperation between the defense ministries of the three countries in the fight with the Islamic State” and Jabhat Al-Nusra. Yet, when ISIS applied pressure, infiltrating into areas retaken by the allies and by launching counterattacks, it was revealed that what was being proffered in theory at senior military meetings was not being translated into practice. Iranian, Iranian-led and Syrian Arab Army units could not act fully in a unified, coordinated way with Russian Federation forces in response to unexpected and creative maneuvers by ISIS. Effectively working alongside very sophisticated Russian Federation forces required an agility and flexibility in thinking that Syrian Arab Army commanders and paramilitary unit commanders did not possess. Unable to respond otherwise, they held fast to their own ideas for the command and control of their forces and their own plans and timetables for moving their forces against ISIS.

Interestingly when Russian Federation military advisers and instructors set out to train Syrian Arab Army troops in September 2015, they immediately discovered that regular army units, despite having a good amount of discipline and combat experience, needed to be retrained from the squad, platoon, company, and battalion level. Shortages of competent officers and noncommissioned officers existed throughout the Syrian Arab Army due to battle casualties and a large number of defections to both the Syrian Opposition forces and Islamic militant groups such as ISIS and Jabhat Al-Nusra. Platoons that supposedly held 20 to 30 troops held around 5 to 10 troops, the commander included. Even before the war, signalmen, gunners, engineers, and other military specialist for the most part were only assigned on paper. Russian Federation military advisers and instructors also discovered that there was the need to instruct Syrian Arab Army commanders on better coordinating actions at the brigade and division levels and among higher military authorities. Before Russian military advisers and instructors arrived, “maneuver” in Syrian Arab Army amounted to chaotic movements of companies, battalions, and paramilitary units. No single commander’s concept or operational plan guided them. Artillery and air units acted independently, ignorant of the positions or movements of friendly ground troops.

Troops of the pro-Assad paramilitary group, the Desert Falcons (above), are being addressed by their commanders. Military advisers and instructors not only trained Syria forces, but also distributed new field uniforms, flak vests, and protective helmets from their inventories. Before Russian military advisers and instructors arrived, “maneuver” in Syrian Arab Army amounted to chaotic movements of companies, battalions, and paramilitary units. Artillery and air units acted independently, ignorant of the positions or movements of friendly ground troops.

Regarding paramilitary units (shahibas) loyal to the Assad regime, it was observed that all of them needed to be retrained. That was a difficult task. Despite the fact that many troops in the paramilitary units had seen several years of war, few were aware of how to properly shoot and move on the battlefield. Few had any worthwhile physical training. Volunteer commanders were typically appointed by paramilitary unit members despite the fact that they had no training or experience in leading troops in battle, properly making appropriate decisions in complex military situations, as well as making decisions in everyday situations on the frontline. The discipline of paramilitary troops was a problem that reared its head when the paramilitary units manned checkpoints. A further problem was the unwillingness of paramilitary units to defend areas other than their hometowns. Paramilitary unit volunteers had to be provided basic training then instruction on fighting as part of part of a squad, platoon, company, and then the battalion. Iran, itself, had already deployed Iranian Revolutionary Guards Corps (IRGC)-Quds Force (special forces) officers and advisers to Syria. They have mobilized pro-Assad paramilitary units into the 70,000 strong National Defense Forces to fight alongside the Syrian Arab Army, brought in Shi’a volunteer brigades from Iraq and Afghanistan, and Hezbollah fighters from Lebanon.  Only Republican Guard and Special Forces units and a few mechanized brigades possessed satisfactory levels of readiness. Republican Guard units were well-equipped and staffed with professional soldiers and stood practically self-sufficient with organic artillery, airborne, and special purpose forces. Still, its units were only 70 percent manned at best.

Russian Federation military advisers and instructors, as well as those of the IRGC, and IRGC-Quds Force, were unlikely delinquent in their duty. They likely did their best to prepare Syrian Arab Army units for the fight to eject ISIS from their country given the troops and time available. Their solicitude extended to the distribution of new field uniforms, flak vests, and protective helmets from Russian inventories among the newly trained Syrian Arab Army units. Those units were also provided with new Russian vehicles to enhance their mobility. However, deficiencies that were present before the Russians arrived, resurfaced despite those efforts

Russian Federation Air Force Tu-22M3 bombers (above) strike ISIS targets in Syria. Russian Federation air power can hit ISIS hard, destroy its units, and delay and disrupt their movement. Iranian and Syrian forces must be able to fully avail themselves of that Russian military resource if the allies hope to defeat ISIS. When air power is synchronized with, compliments, and reinforces friendly ground movement, it can help drive friendly units forward.

Effects of the failure of Russia’s allies to avail themselves of Russian military resources included a decrease in the tempo of the allies’ offensive action and near loss of the initiative. It resulted in a need for more sorties during air support missions and increased firefights with ISIS, creating the potential for greater friendly casualties. Robust Russian Federation air power should have been used liberally all around Syria to delay and disrupt movement by ISIS units and when possible destroy them. Russian Federation air power should have been synchronized with, complimented, and reinforced movement by friendly ground forces.

Russian Federation commanders and planners are aware that in the fights for Aleppo, Idlib, and other urban centers, the ground forces of allies could do more than simply chisel away at enemy lines. Numerical advantages are rare on the frontlines in Syria, yet an attacker can economize in less active areas in order to develop local superiority at the point of his main effort. The attacker, after concentrating quickly, can strike hard at an unexpected place and time to throw the defender off balance. Once the attack is underway, the attackers’ chance of success can be improved if he moves fast, aggressively pressing every advantage, and if he capitalizes on opportunities to destroy the enemy’s forces and the overall coherence of his defense.

Russian Federation commanders and planners also know air power can greatly impact enemy moves in urban centers. If forced to move quickly in the face of Russian air power, an enemy commander would be allowed less time to ensure his unit’s concealment. It could cause him to move when conditions would not impede aircrews’ search of his unit. Rapid movement could also decrease the effectiveness of his air defense systems, allowing aircrews greater freedom to search for his unit, increasing the chance for it to be spotted. So far in Syria over 95 percent of Russian Federation Air Force sorties are flown at 15,000 to 20,000 feet primarily to evade enemy air defenses. When aircews cannot identify targets, airstrikes are made in areas where air intelligence reports the enemy is located. In attacking urban centers, that can result in collateral damage in the form of civilian deaths and injuring and the destruction of nonmilitary structures.

Russian Federation Defense Minister Sergei Shoigu (above) arrived in Syria on June 18, 2016 to address the problems of increased ISIS infiltration and damaging counterattacks. In meetings with Russian Federation military commanders and planners, Shoigu surely explained that it was not feasible to wait for their Iranian and Syrian counterparts to communicate with them when they are on the attack or facing counterattacks. He undoubtedly directed them to better coordinate with their allies.

Shoigu’s Diagnosis

In his meetings with Russian Federation military commanders, Shoigu surely emphasized that it was not enough to simply stay in communication with Iranian and Syrian Arab Army commanders while they are on the attack or when they are facing counterattacks. Shoigu likely stressed that they had to maintain situational awareness, and authentically coordinate their actions with their allies and help them exploit opportunities created. There was also a shake up in the Russian Federation’s military command structure in Syria. Russian Federation Lieutenant General Aleksandr Zhuravlev replaced Dvornikov. Zhuravlev is known best for helping to plan the Palmyra offensive.

Chief of the Armed Forces General Staff of the Russian Federation, General of the Army Valery Gerasimov on March 28, 2016 stated Palmyra was “liberated thanks to the support of Russia’s air force and special operations forces.” It seems Russian Federation air power and spetsnaz will also be relied on to underpin the allies’ ultimate victory in Syria. Responding to the problem with resources available, Shoigu ordered increased air strikes and the increased deployment of Russian spetsnaz advisers among Syrian Arab Army units. The goal would be to improve the direction of artillery fires against ISIS counterattacks along the Syrian Arab Army’s axis of advance toward Raqqa and Deir Ezzor and in support of battle positions of allies all around Syria. Russia had already supplied Russian-built heavy artillery and multiple launch rocket systems to its allies, to include: 152-milimeter MTSA-B guns, BM-27 Uragan and BM-30 Smerch rocket launchers, and TOS-1A Solnitsa rocket launchers. Spetsnaz units could assist Syrian Arab Army units in coordinating ground assaults with air support and artillery fire, in building hasty defenses, and in improving unit security. By degrading enemy forces with fire in support of assaults, the goal is not to create attrition battles but to enable the successful, rapid maneuver of friendly forces.

Soon after Russian Defense Minister Sergei Shoigu made improvements in Syria, desired results seemed visible on the frontlines. The 60th Brigade of the Syrian Arab Army’s 11th Tank Division (above) supported by the 67th Brigade of the 18th Tank Division and the National Defense Forces were liberating points along the International Highway en route to the besieged city of Deir Ezzor. As they push forward, commanders of these Syrian units will be better able to coordinate with their Russian Federation counterparts and to avail themselves of Russian military resources.

Soon after Shoigu’s visit to Syria, improvements seemed visible on the frontlines. The 60th Brigade of the Syrian Arab Army’s 11th Tank Division supported by the 67th Brigade of the 18th Tank Division and the National Defense Forces were liberating towns and villages along the International Highway en route to the besieged city of Deir Ezzor. In Deir Ezzor’s Industrial District, the Syria Arab Army’s Special Task Force “Al Qassem Group” undertook the task of clearing the remaining ISIS fighters from the district’s streets. They joined the Republican Guard’s 104th Airborne Brigade and 137th Artillery Brigade of the 17th Reserve Division in the fight for Deir Ezzor. The Syrian Arab Army High Command also ordered a change in command of the 17th Reserve Division from Syrian Arab Army Major General Mohammed Khaddour to Syrian Arab Army Major General Hassan Mohammed.

Regarding fights in urban centers, it was reported from southern Aleppo that a mix of Iranian-led units, primarily Iraqi Shi’a militias such as Harakat An Nujba, Katayb Hezbollah, and Assaib Ahl Al Haqq — two of which are operating Russian-made T-90 main battle tanks acquired by the IRGC in early 2016 —launched repeated counterattacks against the Jaysh Al-Fateh coalition, and Free Syrian Army units. Allies loyal to the Assad regime to include private military companies such as Liwa Suqour As Sahra and Liwa Dir As Sahel, Shi’a militias such as Liwa Nussr Az Zawba’a and Quwwat Al Galilee as well as a Lebanese Hezbollah unit, have launched attacks in southern Aleppo. Meanwhile, the Russian Federation Air Force is engaged in a campaign in western Aleppo and targeting the towns of Hayyan, Anadan, Hreitan, Kfar Hamra and Ma’arat Al Artiq positioned along avenues of approach into northern and eastern parts of Aleppo city. Most recently, Russian Federation Air Force airstrikes have targeted Castello Road, the last route out of the Syrian opposition-held eastern part of the city. As for the Syrian Arab Air Force, it continues to hit targets in Idlib city, Ma’arat An Nauman and eastern Aleppo.

Russian Federation Defense Minister Sergei Shoigu led to questions about the progress of the Russian Federation Military Expeditionary Group in Syria. After his visit with Russian Federation commanders and planners, the decision was made to replace Russian Federation Colonel General Aleksandr Dvornikov with Russian Federation Lieutenant General Aleksandr Zhuravlev. Zhuravlev will oversee the allies’ capture of Raqqa and Deir Ezzor and the final destrustion of ISIS in Syria.

Retaining the Initiative to the End

In the April 6, 2016 greatcharlie.com post entitled, “How Russian Special Forces Are Shaping the Fight in Syria: Can the US Policy Failure on Syria Be Gauged by Their Success?,” it was stated that ISIS could potentially establish a redoubt east of Deir Ezzor along the Khabur and Euphrates Rivers, and Syria’s border with Iraq. The goal of that theoretical defensive line would be to forestall the ultimate collapse of the Islamic Caliphate in Syria and to inflict as many casualties among attacking forces as possible with a suicide defense. However, well-planned offensive action by Russia and its allies might serve to obviate that possibility. The military principle of offense prescribes that maintaining the initiative is the most effective and decisive way to dominate the battlefield. On the offensive, there must be an emphasis on the commander’s skilled combination of the elements of maneuver, firepower, protection, and intelligent leadership in a sound operational plan. The initiative must be retained. Moving forward, firepower, the allies’ greatest strength, must be used to its’ maximum advantage. Firepower can serve maneuver by creating openings in enemy defenses, but also destroy an enemy’s vital cohesion, his ability to fight, and effectively act. Indeed, one of the most important targets is the enemy’s mind. The allies should engage in actions that will sway moves by ISIS to enhance the opportunities to destroy it.

The drive against Raqqa and Deir Ezzor in a way resembles the circumstances in the 1973 Arab-Israeli War. The Israelis, after defeating the Syrians, pushed up to the Golan Heights at its northern border, and then executed an economy of force operation. Israel kept a portion of its forces on its border with Jordan, even though hostilities did not break-out between the two countries. Israeli forces in the Golan Heights conducted artillery attacks on Damascus with long range guns to give the impression that they were going to seize that city while sizeable Israeli forces were concentrated south against Egyptian forces in the Sinai Peninsula to their southwest. After concentrating against Egyptian forces in the Sinai, Israeli forces threw their strength at Egyptian weakness, the gap between the Egyptian Second and Third Armies. The Israelis subsequently encircled the Third Army eliminating it as a threat to Israeli territory,

Before the final push against them begins, Russian military spetsnaz units could be positioned in the gap between Raqqa and Deir Ezzor to perform the task of detecting and thwarting efforts by ISIS to establish lines of communication between the two cities. They could also be positioned to block ISIS infiltration into Syria from Iraq and territory now controlled by the Assad regime. Spetsnaz units could conduct raids, set up ambushes, and establish kill zones. They could operate vigorously at night when ISIS units might try to conceal their movement.

Much as with the Egyptian Second and Third Armies in the Sinai in 1973, ISIS units in Raqqa and Deir Ezzor, albeit in a limited way, could move units into territory controlled by the Assad regime. They could also become hubs for the reestablishment of lines of communication between ISIS in Iraq and Syria. By hunkering down in Raqqa and Deir Ezzor in the face of an onslaught from Russia and its allies, ISIS can claim that it held on to the capital of its Islamic Caliphate. Raqqa, in particular, would likely become a symbol of resistance and power for ISIS to a greater extent than it is now and its narrative on the city’s defense would become an invaluable recruiting tool for the organization. For Assad to claim that he has retaken control of Syria, he must control urban centers and the surrounding areas of Raqqa, Deir Ezzor and other cities such as Aleppo, Idlib, Latakia, Homs, Palmyra, Darra and certainly Damascus. For Putin to claim that it stabilizes the legitimate authority of Assad. Putin must destroy ISIS in Syria or, at a minimum, leave it scattered and tattered, reduced to a size and strength incapable of forcing Assad from power and unable to resurrect itself. If Raqqa and Deir Ezzor cannot be taken rapidly, Russia and its allies must encircle the cities. After assembling overwhelming force to direct against ISIS units, both cities could be attacked. Before that fight would get underway, spetsnaz units could be positioned in the gap between Raqqa and Deir Ezzor to perform the task of detecting and thwarting efforts by ISIS to establish lines of communication between the two cities. Spetnaz could also be positioned on known and suspected ISIS infiltration lanes into Syria from Iraq and lanes into territory now controlled by the Assad regime. They could block those lanes coconducting raids, setting up ambushes, and establishing kill zones for air strikes and artillery fire. Spetsnaz could operate vigorously at night when ISIS units might try to conceal their movement.

The loss rate of ISIS could be increased by having aerial platforms capable of stand-off attacks continuously engage ISIS defenses, and by stationing fighter jets and bombers in orbit 24-hours a day above ISIS locations identified by spetsnaz to engage in continuous strikes. They could also hit targets of opportunity identified by aircrews whenever they might be authorized to fly at lower altitudes.

The Way Forward

The Alexandrian Life of Aeschylus, explains that as they walked on stage during the first performance of Eumenides, the chorus of furies was so hideous and frightening in appearance that “they caused young children to faint, patriarchs to urinate, and pregnant women to go into labor.” ISIS, during its grand entry on the world stage, in Syria and Iraq, put on full display its very bloody, murderous side. ISIS mercilessly murdered hundreds of military prisoners, foreign hostages, and innocent civilians. ISIS left no doubt that it is not only a terrorist organization, but a pagan death cult. While concerned about the rise of ISIS, Putin was never impressed with the group. In a speech on his deployment of Russian Federation forces to Syria, Putin remarked on ISIS’ behavior in a disdainful tone, saying, “We know how they do such things; how they kill people; how they destroy cultural monuments. . . .” In that same speech, Putin explained that in the ISIS fight, Russia would provide Assad and other allies “the necessary military and technical support.” Russia has done that and ISIS may soon be defeated in Syria.

Omne initium difficile est. (Every beginning is difficult.) Once Russia and its allies squeeze the life out of ISIS in Syria, they must not allow ISIS to resurrect itself. A capable military presence must be set up in Syria to keep ISIS out or at least under control. The success of the joint military efforts of Russia and its allies may provide the foundation for a peace enforcement mission in Syria and an eventual reconstruction effort. With reconstruction costs in mind, the possibility exists that Russia and its allies would cooperate with the US over what remains of the ISIS fight in Syria and the US-led fight against ISIS in Iraq. Among other possibilities, Iranian and Iranian-led forces, in support of the Assad regime and their Syrian Arab Army allies, could coordinate actions with units of their comrades in Iraq. Both forces fall under the command of Iranian Revolutionary Guards Corps-Quds Force Commander General (Sarlashkar) Qassem Suleimani. Locking down the border will collaterally support the ISIS fight in Iraq. It was hypothesized in 2015 by the Middle East Institute that Syrian Kurds’People’s Protection Units (YPG) might be co-opted to help establish a security zone incorporating their own territory and some more along the border with Iraq to help keep ISIS out of the area and help maintain a sustainable peace. How Putin will proceed is uncertain, but right now, Russia is playing a central in Syria and he is free to decide as he pleases.

Russia Is Creating Three New Divisions to Counter NATO’s Planned Expansion: Does Shoigu’s Involvement Assure Success for Putin?

Russian Federation Defense Minister Sergei Shoigu (above) has the task of reinforcing his country’s western flank against NATO. Successful actions in Ukraine and Syria, along with other achievements, have earned Shoigu the reputation as Russian Federation President Vladimir Putin’s “Do It” man. Creating three new divisions and other measures will likely achieve what is intended: obviate NATO’s recent steps in its east and further shift the status quo between Russian Federation and NATO forces in Russia’s favor.

According to a May 4, 2016 Wall Street Journal article entitled “Russia Is Creating Three New Divisions to Counter NATO’s Planned Expansion along Its Eastern Flank,” Russian Federation Defense Minister Sergei Shoigu announced at a April 27, 2016 ministry meeting presented on state television: “The Defense Ministry is taking a series of measures to counter the expansion of NATO forces in direct proximity to the Russian border.” A central aspect of those measures is the creation of three new divisions—about 30,000 troops. Shoigu said the cause for the force increase was to counter NATO plans to boost its troop presence along its eastern flank with Russia, to include sending four battalions—about 4,000 troops—to Poland and the Baltic States. NATO Secretary-General Jens Stoltenberg explained at a news conference in Mons, Belgium that the intent of NATO’s planned troop build-up was defensive. He called the planned deployment a response to an assertive Russia that has shown the will to change borders with force as in Ukraine in 2014.

Beyond the debate over causality for the relative build-ups, it is more important for NATO to know that Shoigu has been given the task of reinforcing Russia’s western flank. Successful actions in Ukraine and Syria, along with other achievements, have earned Shoigu the reputation as Russian Federation President Vladimir Putin’s “Do It” man. Bean counting forces may be enough for some to make assessments on the relative strengths and weaknesses of Russian Federation and NATO forces. However, any assay of likely outcomes of Russia’s effort to form three new divisions west would be flawed if it did not give higher meaning to Shoigu’s direct involvement. Shoigu will likely achieve what is intended: obviate NATO’s recent steps in its east and shift the dynamic between Russian Federation and NATO forces in Russia’s favor. A look at Shoigu’s background explains why the “Shoigu factor” makes that a real possibility.

Political Ties That Bind Shoigu and Putin: In Brief

With an engineering degree from Krasnoyarsk Polytechnical Institute in 1977, Shoigu joined the Russian government in 1990. He participated in several successful construction projects. His success caught the attention of the Communist Party leadership in 1990. He was placed on the Architecture Committee, but then assumed the leadership of the Russian Rescuers Corps, a new corps of rescue workers. Emergencies in Russia include droughts, forest fires, Islamic militant bombings, and hostage dramas. The Russian Rescue Corps was formed by a directive decision of the Presidium of the Supreme Council of the Russian Soviet Federative Socialist Republic in the aftermath of the 1988 Armenian earthquake and the Chernobyl disaster. However, these big developments in Shoigu’s career as a rescue worker coincided with the momentous collapse of the Soviet Union.

During the collapse, Shoigu became a firm supporter of Boris Yeltsin. When things settled a bit, he continued performing his duties in the Russian Rescuers Corps. It was re-established as the State Committee for Extraordinary Situations, known EMERCOM internationally, responding to crises in the Soviet Union. Russia and the “near abroad,” to include mediating conflicts in South Ossetia, Chechnya, and in nearby Tajikistan. In 1994, the State Committee became part of the Russian Federation government as the Ministestvo po Delam Grazhdanskoy Oborony, Chrezvychainym Situatsiyam i Likvidtsil Posledstviy Bedstviy (Ministry of the Russian Federation for Affairs for Civil Defense, Emergencies and Elimination of Consequences of Natural Disasters Emergency Situations also known as the Ministry for Emergency Situations). Yeltsin, the Russian Federation President, made Shoigu its minister. In 1994, he made Shoigu a major general in the Russian Federation Army and a member of Russia’s Security Council. In the 1990s, Shoigu wanted to focus on his duties in the Russian Rescuers Corps, re-established as the State Committee for Extraordinary Situations (known as EMERCOM internationally). Yet, during Soviet Union’s collapse, Shoigu became a firm supporter of Boris Yeltsin. He later aided Yeltsin during an attempted coup d’etat in 1991, came to the rescue of Yeltsin in the constitutional crisis in 1993, and was part of Yeltsin’s successful re-election campaign in 1996. He was made leader of the pro-Yeltsin Unity Bloc in 1999.

Despite Shoigu’s desire to make emergency work his focus after the tumultuous events of 1990, those events became a starting point from which he was drawn further into national politics. Shoigu rushed to Yeltsin’s aid during an attempted coup d’etat in 1991. Shoigu also came to the rescue of Yeltsin in the constitutional crisis in 1993. Shoigu was part of Yeltsin’s successful re-election campaign in 1996. By 1999, Yeltsin became acutely aware that he was losing power in Russia, and his supporters were shifting to the opposition. Taking steps to ensure his legacy with less than a year left in office, Yeltsin, with the help of political allies, created a new party, with a new face, loyal to him: Unity. Shoigu, then Minister of Emergency Situations, was named the leader of the pro-president party. He was partnered with Alexander Karelin. Shoigu by then was seen as someone “who saves people” more than a politician. Karelin, a triple Olympic gold wrestling champion, was politically connected but also a symbol of Russian strength. Unity was promoted as a party of common sense, not political but honest and strong using that strength to help people in misfortune. Elements of Unity’s economic policy were akin to Thatcherism. It included, for example, the promotion of low inflation, the small state and free markets via tight control of the money supply, and privatization. That said, Unity also supported the reliance on powerful police and security structures and media control. After parliamentary elections in 1999, Unity took a commanding position in the Duma. Having secured some control of the Duma, Yeltsin sought a successor for the presidency. While he spoke of Shoigu as “our greatest star,” he chose Putin.

Yeltsin first saw promise in Putin when he selected him on July 25, 1998 to serve as head of the Federal’naya sluzhba bezopasnosti Rossiyskoy Federatsi (Federal Security Service) or FSB.   At the time, Putin was an unemployed deputy-mayor from St. Petersburg. He served at the FSB until August 9, 1999, when Yeltsin called him to the post of acting prime minister. Late that same month, there was a bomb blast in a luxury shopping mall by Red Square which was the first in a series of blast resulting in casualties. In September 1999, there were apartment bombings in Moscow, Buinaksk, in Dagestan, and Volgodonsk, in Rostov. They collectively killed 300 Russian civilians and wounded hundreds more that were reportedly the responsibility of Chechen Islamic militants. Putin acted forcefully against the mall bombing, the apartment immolations, and a bold Islamic militant incursion from Dagestan into Chechnya, led by Shamil Basayev. The first of 100,000 troops were sent to the northern Caucasus within weeks. In a famous September 24, 1999 speech, Putin spoke with determination in explaining his approach to defeating terrorism: “We will pursue the terrorist everywhere. If they are in an airport, then, in an airport, and forgive me, if we catch them in the toilet, then we will waste them in the outhouse . . . The issue has been resolved once and for all.” Putin marked his rise in power by acting viciously against terror. Shoigu’s Unity Party then served as the instrument for Putin’s rise to the presidency. The Unity Party eventually entered into an alliance with the Fatherland-All Russia political bloc. The Party later morphed into United Russia, the country’s current ruling party that rubber stamps Putin’s initiatives in the Duma. By 1999, Russian President Boris Yeltsin became acutely aware that he was losing power in Russia. Taking steps to ensure his legacy with less than a year left in office, Yeltsin, with the help of political allies, created a new party loyal to him: Unity Bloc. After parliamentary elections in 1999, Unity took a commanding position in the Duma. Having secured some control of the Duma, Yeltsin sought a successor for the presidency. While he spoke of Shoigu as “our greatest star,” he chose Vladimir Putin.

Mea mihi conscientia pluris est quam omnium sermo. (My conscience means more to me than all speech.)  Although he was Unity’s leader, Shoigu had no presidential aspirations. Given the tempestuous environment in Russia politically, economically, socially, and militarily at the time, it made sense. Putin was far better equipped to control, manipulate, and strong arm, seemingly endless groupings of political adversaries during that time of many sinful capers. Indeed, Putin was particularly well-equipped to deal with the likes of Vladimir Zhirinovsky of the far right Liberal Democratic Party of Russia, and Gennady Zyuganov of the Communist Party of Russia, men who better understood the lash than words of peace. Perhaps to signal the acceptance of his role, Shoigu gave Putin a black Labrador retriever, “Koni.” After ceding power to Putin, Shoigu gave even more. He became the model upon which Putin’s image as the new leader of Russia was formed. Gleb Pavlovsky, a former Kremlin adviser, told The Economist that the administration deliberately crafted Putin’s image in part on Shoigu’s: “Putin was supposed to be a rescuer, too.”

Putin was lornful over the Soviet Union’s collapse. As his presidency grew out of its infancy, Putin was determined to save Russia from further disintegration, and frustrate those he perceived as enemies aiming to weaken it. He would not be satisfied until Russia’s global power and influence was restored and the independent states of the former Soviet Union were brought back under Moscow’s political, economic, and military (security) influence. Putin believed that the greatest danger to Russia came from the West. He saw Western governments as being driven to weaken Russia, create disorder, and make their country dependent of Western technologies. He felt then and now that under former President Boris Yeltsin, the Russian leadership made the mistake of believing Russia no longer had any enemies. Often Putin would publicly lament about the collapse of the Soviet Union, under Western pressure, calling it the worst geopolitical catastrophe of the 20th Century. Russia’s economic collapse, in the view of many Russians, was worsened by the destructive advice and false philanthropy of Western business and economic experts. They believe Western suggestions on ways Russia should conduct its affairs domestically and internationally only served to cripple their country. Experts in the West spoke lightheartedly of Russia as a dying super power, lacking the wherewithal to do anything serious politically, economically, socially, or militarily. In The Guardian at the time, Russia was referred to as “an immature, fledgling democracy which in eight years has gone from one party politics to no-party politics, from communism to fantasy.” Yet, in the hallowed eyes of a so-called dying Russia, life was spying in the form of Putin and like-minded officials. Putin restored order after the internal chaos of the 1990s, becoming the face of the government. Once the heady events surrounding the Soviet Union’s collapse subsided, Shoigu focused on advancing the Ministry of Emergency Situations to achieve all possibilities. For nearly 22 years, Shoigu was present at all major and many minor disasters in Russia. His strong, almost stoic comportment at events, along with his precise, short orders and comments to the newsmedia, radiated a sense of confidence that Russians appreciated. He skillfully navigated Russia’s bureaucracy, accruing power, popularity without making real enemies.

While Putin advanced Russia’s interests his own way, both at home and globally, Shoigu made the most of his own capabilities and effectively advanced the Ministry of Emergency Situations to achieve all possibilities. His ministry became a service with many responsibilities. For nearly 22 years, Shoigu was present at all major and many minor disasters in Russia, standing stoically, with barely a muscle moving in his face. His comportment at events, along with his precise, short orders and comments to the newsmedia, radiated a sense of confidence that Russians appreciated. By skillfully navigating Russia’s Byzantine bureaucracy, he has accrued power and popularity without making any genuine enemies. Even former notables such as Boris Berezovsky appear to have respected Shoigu. Evgeny Minchenko, an analyst who studies the Russian elite, told The Economist: “There’s no one else like him in the ruling class.” He added, “It’s an absolutely unprecedented story. By the 2000s, the Ministry of Emergency Situations grew into a 350,000 strong operation with its own special forces.” Omnia mea mecum porto. (All that is mine I carry with me [My wisdom is my greatest wealth].)

Shoigu As Adviser To Putin

Putin’s management style was likely shaped by his short term in politics in St. Petersburg as the protégé of Mayor Anatoly Sobchak. Putin became his deputy in 1994.   However, his style was surely most influenced during his initial career as an officer from 1975 to 1991 in the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) known better as the KGB—the agency responsible for intelligence, counterintelligence, and internal security. With a strong, self-assured, authoritative, no nonsense personality, most advisers’ interactions with him have varied. They may occasionally antagonize the overworked leader even with important or urgent situation reports. Shoigu, however, who was never in the KGB or along with Putin in St. Petersburg, has been able to make use of his own unique sensibilities to understand his leader’s thinking and feelings. Every word Putin has said, his reactions to statements, have informed Shoigu’s understanding of him. Every inflexion, tone, and change in Putin’s voice has provided Shoigu with some insight into what his president was sensing. Added to this is Shoigu’s humble, self-effacing persona and intellectual acuity. It should not be implied from this that Shoigu has not interacted with an “inclement” Putin. After facing Putin’s “larger” voice, he likely tries to salvage whatever may be constructive from such encounters. Surely at times, Shoigu may have his own strong feelings about situations. Nevertheless, as Carl Von Clausewitz, the 19th century Prussian military thinker perhaps would have explained, the ability to maintain his balance in spite of them is a reflection of Shoigu’s strength of character. Some may view Shoigu’s behavior as a manipulation. However, Putin has remained in power by confounding insincerity, and he does not suffer fools lightly. Having observed him closely, Putin obviously feels Shoigu well-serves his needs. Et monere at moneri proprium est verae amitcitiae. (It is a characteristic of friendship to give advice and to receive it.) During significant crises, it is very important for Putin, as much as any other national leader, to have an adviser who fully understands his needs. The encouragement of another, a paraclete, may prove comforting. When Putin and Shoigu talk, Putin perhaps feels free to “clear the air” with him over issues Russia is facing.

Critics at home and abroad whose obloquy should have distracted, disrupted, or diverted Putin, have mainly served as sandpaper to refine his positions. Since his initial rise to power, Putin has become skilled in implementing what critics have called “charm offensives,” explaining his ideas and actions in a manner that is easy, comfortable, assuring, and logical. Sometimes, however, such moves are not enough. Indeed, during significant crises, it is very important for Putin, as much as any other national leader, to have an adviser who fully understands his needs. The encouragement of another, a paraclete, may prove comforting. When Putin and Shoigu talk, Putin perhaps feels free to “clear the air” with him over issues Russia is facing. Of course, Putin would rather tell Shoigu what is to be feared than what he fears for always he is Putin. Shoigu has never used Putin’s confidence in him and strength of his position among advisers to become a haustyrann. Rather, Shoigu also has been able to understand the mood and reactions of Putin’s other capable cabinet members and policy advisers in certain situations, to ensure real cooperation and effective action. It likely accounts, in part, for Shoigu’s refulgence among them.

Shoigu, Tuva, and Paranoia

Shoigu, born on May 21, 1955, was raised in the town of Chadan in southern Siberia, near the Altai Mountains, in a little known Republic of Tuva. His mother was ethnic Russian and his father was ethnic Tuvan. He had a liking for sports, backyard brawls, and risky stunts, such as hopping the ice flows across the powerful Yenisei River. Such high jinks earned him the nickname Shaitan (Satan). Tuvans are among the ancient peoples living in Central Asia. The cultural roots of ancient Tuvans, Uigars, and Kyrgyzians form the basis of Tuvan culture. The traditional religions of Tuvans are Buddhism and shamanism. It is regarding shamanism that for some Russians discord obtains. Shamanism is a practice shrouded in darkness, in which mystery is emphasized and obscurantism is cultivated; as a result, it stirs up fear. Shoigu’s rearing in Tuva at best would only circumstantially suggest, against actual facts, that he might adhere to shamanism.

On May 9, 2015, during celebrations of the 70th Anniversary of the Soviet Union’s victory over Nazi Germany, Russian television cameras fixed on a black convertible carrying Shoigu into Red Square. Shoigu, in full-dress uniform, crossed himself as he passed beneath one of the Kremlin towers. The highly unusual gesture was seemingly designed to allay any questions about the half-Tuvan, half-Russian’s Christianity. Before that, in 2008, during an interview on the Ekho Moskvy radio station, Shoigu stated that he was baptized in the Orthodox faith at the age of 5. Questions over Shoigu’s faith are perhaps the only thing the very popular defense minister must countenance. Shoigu has never done anything to cause concern.  It is not a wish of greatcharlie.com to ignite a debate on concerns a modest few Russians might have on Shoigu’s faith. Delving deeper into the matter may appear as engaging a bit of apophasis (for one to say one will not say what one is going to say). However, Shoigu is a central figure in Russian politics. Ignoring this aspect of his background would weaken the discussion about him here.

An assortment of beliefs and practices claiming the ability to travel from the secular to the “spirit world” for the purpose of spiritual contacts is covered by the term shamanism. Those contacts can also supposedly be achieved through channeling and the use of spirits coming in the form of animals. It is further claimed that practitioners can take on those shapes themselves. Shamanism requires the use of the archaic techniques of ecstasy, developed independent of any religious philosophy. Ecstasy is a prophetic exaltation or rapture characteristic of shamanism and visionary states. Those states can be naturally induced with entheogenic plants and herbal concoctions. They can be artificially induced by breath control, fasting, meditation, drumming, and other shamanic and yogic practices. Entheogens come in many forms but most commonly from plants known as psychoactive drugs. The use of hallucinogenic plants and herbal concoctions can result for example in visions of demons, distant persons, landscapes, or detailed enactments of recent unsolved crimes. Shamanistic medicinal practices include the application of various ancient witchcraft techniques. Those treated with such can be drawn into deeper, darker occult practices. They can also open a door to evil spirit possession and other forms of occult bondage. Its rituals and methods can lead to intense physical pain and afflictions, temporary insanity, emotional depression, and powerful spiritual torment. How Shoigu’s alleged adherence to shamanism might tie into his role in government or as Putin’s adviser is uncertain.

Putin knows that there are those Russians who will do such things as react superstitiously toward Shoigu. He has vacationed in Tuva with Shoigu many times since. Putin would like Russians to replace any unfounded superstitions about Shoigu and Tuva with authentic truths and worthier ideas.

Putin knows that there are those Russians who will do such things as react superstitiously toward Shoigu. However, Putin has not been dismissive of the problem. He has taken on issues surrounding Shoigu’s Tuvan roots with some guile. Putin went on a fishing trip to Tuva with Shoigu and Prince Albert II of Monaco in 2007. He has vacationed in Tuva with Shoigu many times since. Putin would like Russians to replace any unfounded superstitions about Shoigu and Tuva with authentic truths and worthier ideas. Putin wants all Russian citizens to be part of their country’s rise to greatness. Divisions based on race, ethnicity, religion and origin hinder that.

Much as the orator, poet, and statesman, Marcus Tullius Cicero, concluded about his Ancient Rome, Putin similarly believes loyalty to the Russian Federation must take precedence over any other collectivity: social, cultural, political, or otherwise. As noted by Clifford Ando in Imperial Ideology and Provincial Loyalty in the Roman Empire (University of California Press, 2013) in the hierarchy of allegiances outlined by Cicero, “loyalty toward Rome occupied a superordinate position: her laws and her culture provided the normative fabric that would, to borrow a phrase of Rutilius Namatianus [Poet, Imperial Rome, 5th Century], ‘create from distinct and separate nations a single fatherland’.” Likewise, Russia’s laws and culture provide the normative fabric from which a united country is created from diverse peoples. Possession of citizenship should be the basis to cause individuals to identify with the concerns of others in widely disparate populations among Russia’s republics. Putin wants Russians to be in a “Russian state of mind,” a mental state created when diversity, creativity, and optimism coalesce. A citizen’s attitude, perspective, outlook, approach, mood, disposition, and mindset should stand positively Russian.

Shoigu As Defense Minister: The Shoigu Factor

Appointed on February 15, 2007, former Russian Federation Defense Minister, Anatoly Serdyukov launched a much needed reform effort to make the Russian Federation Armed Forces more effective. However, Serdyukov ran afoul of the defense industry and senior military commanders with failed procurement programs, efforts to import foreign weapons systems as the France’s Mistral aircraft carrier, and purges and unit reorganizations. In addition, there were a series of highly publicized corruption scandals in the ministry. On November 6, 2012, Putin tore Shoigu away from a very short stint as the elected Governor of Moscow Oblast that began on April 5, 2012 and put the armed forces in his hands.

Evidence of the “Shoigu factor” became apparent as soon as Shoigu started the job. While essentially preserving Serdyukov’s reforms, and harnessing expenditures, Shoigu improved military readiness. He created a new corps, the Airspace Forces. He created eight new operational task forces, twenty-five divisions, and fifteen new brigades. He improved the control system of the armed forces by creating the National Defense Control Center of the Russian Federation. Shoigu ordered soldiers to wear socks instead of cloth foot-wraps (portyaniki). He had Army commanders increase snap inspections and military exercises. Long-range Airspace Force bomber flights and Navy combat patrols steadily increased.  Morale in the armed forces picked-up as a result of these measures and others. Upon becoming Defense Minister, Shoigu improved the control system of the armed forces by creating the National Defense Control Center of the Russian Federation. Within the ranks, Shoigu ordered Army troops to wear socks instead of cloth foot-wraps (portyaniki). He had Army commanders increase snap inspections and military exercises. Long-range Air Force bomber flights and Navy combat patrols steadily increased. These and other measures enhanced military readiness and rejuvenated morale in the armed forces.

Quemad moeum gladis nemeinum occidit, occidentis telum est. (A sword is never the killer, it is a tool in a killer’s hands.) The views of Putin and Shoigu on “the threat” the West poses to Russia are in sync. Shoigu told the TASS news agency in October 2015, “Russia’s sovereignty, which is secured by its army and navy, will always be the obstacle against which during the 1,152 years of Russia’s existence many Western rulers have broken their teeth.” Russia’s strategy toward NATO is based on the premise its’ intent is hostile. Aerial and naval probes into NATO’s defense zones have wreaked havoc on the sense of security of some Member States. In Syria, Crimea and Eastern Ukraine, Russia has been able to boldly and effectively project power. In Syria, Russia Federation Armed Forces have used new weapons systems, including: the sea-based Kalibr 3M-14 cruise missile, launched from surface ships and submarines from as far as 1500 kilometers away from their targets; the air launched KH-101 cruise missile; and, the Sukhoi Su-34 strike fighter. On December 19, 2015, Putin stated: “We see how efficiently our pilots and intelligence agents coordinate their efforts with various kinds of forces—the army, navy, and aviation; how they use the most modern weapons.” Putin continued, “I want to stress that these are by far not all of our capabilities,” adding, “We have more military means. And, we will use them—if need be.” Other military means Shoigu is working on include: greater use of military spetznaz (special service troops) to train allies and support their combat operations, the RS-28 Sarmat Intercontinental Ballistic Missile (ICBM), the RS-26 ICBM, and the PAK-FA T-50. The spetsnaz unit of the Russian Airborne Troops and the Special Brigade of the Serbian Army (above) engage in a joint exercise in Serbia. Putin has discussed their presence in Ukraine. Spetznaz can provide a spectrum of military capabilities to include: advising Russian allies, providing airborne and special operations training, and directly supporting combat operations. Their capabilities have been displayed in Syria. Spetznaz have also provided training to Russian Federation allies in its near abroad.

Spetznaz can advise Russian allies through special operations training and during combat by assisting in the location and designation of targets for air strikes, and engage in direct action by locating, capturing or killing specific leaders and other specific personnel, destroying military facilities leaders and conducting raids and ambushes, and destroying military facilities, and infrastructure, as well as protecting Russian and allied facilities, assisting in providing medical services, and coordinating the distribution of equipment to allies. Their capabilities have been displayed in Syria. Putin has referred to their presence in Ukraine. Spetznaz have also provided training to allies of the near abroad as Abkhazia, South Ossetia, Transnistria, Moldova, Belarus, Armenia, Belarus, Kyrgyzstan, Kazakhstan, Tajikistan, Mongolia and as far west as Serbia. The RS-28 “Sarmat” is the newest heavy liquid-propelled ICBM under development for the Russian Federation Armed Forces. In 2018, the Sarmat will replace older Soviet R-36M (SS-18) missiles dubbed “Satan” by NATO, as the heavy silo-based component of the Russian nuclear forces. The Sarmat’s twelve heavy thermonuclear warheads will be infividually stearable during reentry.

The Russian Federation deploys an estimated 307 ICBMs which can carry approximately 1040 warheads. They represent only 40 percent of the country’s total arsenal of thermonuclear warheads. The RS-28 Sarmat is the newest heavy liquid-propelled ICBM under development for the Russian Federation Armed Forces. In 2018, the Sarmat will replace older Soviet R-36M (SS-18) missiles, dubbed “Satan” by NATO, as the heavy silo-based component of the Russian nuclear forces. The Sarmat will use the same silos as the Satan, but modified for its specifications. The silos would also be equipped with additional active anti-missile systems that would protect them from a pre-emptive strike. The Sarmat will have a dozen heavy thermonuclear warheads, each individually steerable during reentry. Those warheads are said to have advanced anti-missile countermeasures meant to beat the US Anti-Ballistic Missile Defense Shield. It is speculated that they would have a conventional variant similar to the US Advanced Hypersonic Weapon and could be used as a precision intercontinental weapon in a non-nuclear conflict.

Referred to as a “doomsday weapon”, the new road-mobile RS-26 ICBM (above) has a potential range of 11,000 kilometers. It can continuously change trajectory, and is far more accurate than current ballistic missiles. It’s four multiple independently targetable reentry vehicles (MIRVs) are supersonic and carry 300 kiloton warheads.

The RS-26 is a new road-mobile ICBM. It has a potential range of 11,000 kilometers. Its booster stage is down to under five minutes giving NATO little time to register its launch. Far more accurate than current ballistic missiles, the RS-26 travels along a continuously changing trajectory. Its four multiple independently targetable reentry vehicles (MIRVs) of the RS-26 carry 300 kiloton thermonuclear warheads and are supersonic. Once fired, they can continuously change course. In Russia, the RS-26 has been referred to as a “doomsday weapon”. Prior to 2010, no mobile Russian Federation ICBMs carried MIRVs. The Russian ICBM force is significantly smaller than the US force of 400 ICBMs. Yet, Russian military planners seek to compensate for this by ensuring all of their ICBMs carry MIRVs by 2020. The PAK-FA T-50 stealth fighter appears quite capable and is a big upgrade for the Russian Federation Airspace Force. The first production models of the stealth fighter will purportedly be put into service in 2016.

The PAK-FA T-50 stealth fighter appears quite capable and viewed in many Western defense circles a big upgrade for the Russian Federation Airspace Force. The first production models of the stealth fighter will purportedly be put into service in 2016. In addition to its stealth capability, PAK-FA will hold 12 types of missiles, some of which will be hypersonic and designed to fit into the fighter’s bays in order not to interfere with its stealth characteristics. It reportedly has the advantage of sensor data fusion along with very advanced avionics.The essence of the “Shoigu factor” is that once he is given a military mission, he never fails. Shoigu will surely have three new Russian Federation Army divisions set up before Putin meets the new US President. As power plays, rivalries and intrigues in the Kremlin are speculated upon in the West with enthusiasm, and as more pursue the practice dubbed “Putinology”, at the Kremlin, officials carefully watch the West and act, and on their faces, there are no smiles.

The Way Forward

In November 2013, a year after he took the helm of the Ministry of Defense, the state-run pollster VTsIOM conducted a survey on the attitudes of Russians toward Shoigu. At the time, 46 percent said that they respected him, 35 percent said that they trusted him, and 15 percent said that they sympathized with him. The poll was conducted among 1600 people with the margin of error not exceeding 3.4 percent. In fact, according to polls by the Independent Levada Center, for the last three years, Russians have named Shoigu “Person of the Year” behind only Putin. Last month, Shoigu took second place behind Putin in a rating of Russian officials and politicians in which respondents were asked to choose several names from a list as the most trustworthy leaders. Shoigu was chosen by 26 percent of respondents, ahead of Foreign Minister Sergei Lavrov, who was named by 21 percent. Putin was chosen by 60 percent of respondents. Polls were conducted among 1600 respondents with a margin of error not exceeding 3.4 percent.

Commentary on Shoigu in the Western media tends to include speculation over a nonexistent ambition to ascend to the pinnacle of power in Russia. Some journalists and pundits in the Western newsmedia seem to be projecting their own sensibilities upon Shoigu. Such stories are more entertaining than newsworthy. Shoigu is real, not some amusement. Despite his political capital and support from the Russian public, he has consistently stayed away from politics. He has never forgotten that he serves the Russian Federation and his president. The big story about Shoigu is that once given a military mission, he never fails. That is the essence of the “Shoigu factor.” He will surely have three new Russian Federation Army divisions set up before Putin meets the new US President. There is a popular misconception that Putin, Shoigu, and other Kremlin officials are “asking” for the West’s respect. On the contrary, they believe the West “needs” to respect Russia. As power plays, rivalries and intrigues in the Kremlin are speculated upon in the West with enthusiasm, and as more pursue the practice dubbed “Putinology,” at the Kremlin, officials carefully watch the West and act, and on their faces, there are no smiles.

Book Review: George William Rutler, Hints of Heaven: The Parables of Christ and What They Mean for You (Sophia Institute Press, 2014)

Above from left to right: Saint Demetrios, a senior officer in the Roman Army; Saint George, Commander of the Guard of Roman Emperor Diocletian; Saint Procopius, a commander in the Roman Army; and, Saint Artemius, a senior commander in the Roman Army. All were martyred for proclaiming and defending their Christian faith. Along with their faith and devotion to God, the Parables of Christ were a likely source of comfort for them as they endured persecution and torture. In many countries today, the Parables comfort military personnel, diplomats, policy analysts, and political leaders coping with turbulent situations.

In writings and public discussions about foreign and defense policy, often absent is consideration of what is an essential part of the lives of many military personnel, diplomats, policy analysts, and political leaders. That element is their faith, devotion to God. It may not be easily discerned, for they usually will not wear their faith on their sleeves. It was a factor most apparent in the thinking of Christianity’s warrior saints; Roman soldiers dedicated to their duties but dedicated more to God’s truth and defending Christianity. Among the first recognized were: Saint Demetrios of Thessaloniki, a high ranking officer in the Roman Army, who considered himself a soldier of Christ first and a soldier second. He was martyred in 306 A.D. by Emperor Maximian; Saint George of Lydda, who was a military officer, a Tribune, in the Guard of Emperor Diocletian. He denounced the persecution of Christians, defended Christianity was martyred by Diocletian for testimony to his faith in 303 A.D; Saint Procopius of Jerusalem, a commander in the Roman Army who turned away from the military and declared himself a soldier of Christ after defending the Christians of Alexandria and Jerusalem. He was martyred by Emperor Diocletian in 303 A.D.; and, Saint Artemius of Antioch, a general of the Roman Empire and Imperial Prefect of Roman Egypt. He was accused of persecuting pagans and demolishing pagan temples and idols in Alexandria, and was recalled and martyred by Emperor Julian the Apostate in 362 A.D.

In Hints of Heaven: The Parables of Christ and What They Mean for You (Sophia Institute Press, 2014), Father George William Rutler offers readers a chance to understand Christ’s teachings from the Gospels using His favorite vehicle, the parable. It was the profound spiritual advice of these teachings that provided those martyrs and multitudes, a guide for living, bringing them closer to God. The Parables comforted those Christians, helping them understand that despite persecution, the difficulties and trials of life, a road to heaven exists. That encouragement, along with the power of their faith and devotion to God, helped them summon the courage to triumph over the inhumanities put before them. To better understand how in many countries today the Parables comfort military personnel, diplomats, policy analysts, and political leaders coping with turbulent situations, and to acquire for oneself a different way to look at those situations, Hints of Heaven is the perfect book to read.

Reared in the Episcopal tradition in New Jersey and New York, Rutler was an Episcopal priest for nine years, and the youngest Episcopal rector in the country when he headed the Church of the Good Shepherd in Rosemont, Pennsylvania. However, in 1979, he was received into the Catholic Church and was sent to the North American College in Rome for seminary studies. A graduate of Dartmouth, Rutler also took advanced degrees at the Johns Hopkins University and the General Theological Seminary. He holds several degrees from the Gregorian and Angelicum Universities in Rome, including the Pontifical Doctorate in Sacred Theology, and studied at the Institut Catholique in Paris. In England, in 1988, the University of Oxford awarded him the degree Master of Studies. From 1987 to 1988 he was a regular preacher to the students, faculty, and townspeople of Oxford. Thomas More College and Christendom College awarded him honorary doctorates. For ten years he was also National Chaplain of Legatus, the organization of Catholic business leaders and their families, engaged in spiritual formation and evangelization. A board member of several schools and colleges, he is Chaplain of the New York Guild of Catholic Lawyers, Regional Spiritual Director of the Legion of Mary (New York and northern New Jersey) and has long been associated with the Missionaries of Charity, and other religious orders. He was a university chaplain for the Archdiocese. Rutler has lectured and given retreats in many nations, frequently in Ireland and Australia. Since 1988, EWTN has broadcasted Rutler’s television programs worldwide. Rutler has made documentary films in the US and the United Kingdom, contributes to numerous scholarly and popular journals and has published 18 books, referred to by some as classics, on theology, history, cultural issues, and the lives of the saints.

Rutler’s Hints of Heaven assembles the traditional count of twenty-four Parables of Jesus Christ found in the Gospels of the New Testament written by three of Christ’s Apostles: Matthew, Mark, and Luke. The Gospel written by the Apostle John presents metaphors, but no parables. Rutler defines a parable as a similitude, employing a brief narrative in order to reach a spiritual lesson. He wants readers to understand how special the Parables are. He notes they are unlike other Eastern parables, and certainly unlike what he calls “the lesser stuff” found in current “spiritual best sellers” as they are not exotic. They do not distort or exaggerate nature in the way fables do. He says: “Kings are kings, but not wizards, and rich men are rich, but not omnipotent.” Rutler emphasizes, however, that the Parables are what Christ said they are: hints of heaven. He says that because the glory of heaven is too great for us to bear just now, Christ uses parables as delicate, veiled indicators of “our true homeland.” Hints of Heaven is masterfully written. Rutler again displays his remarkable command of the English language.

In reviewing Rutler’s Hints of Heaven, greatcharlie.com recognized that to convey a sense of religiousness makes oneself spooky to some. Writing publicly, one of course opens oneself up to constructive criticism at best and obloquy at worst. Still, a discussion tied to faith might be feared by readers on its face as being one more expression of neurotic religiosity. The majority of greatcharlie.com’s readers are primarily interested in foreign and defense policy and that presents an extra challenge in discussing the Parables. In Hints of Heaven, Rutler presents the Parables in a way that value can be found in them, certainly as spiritual guidance, but also in a way that facilitates their use in examing current international affairs. That hopefully will create interest in Hints of Heaven among those who might not consider the book ordinarily or come across the Parables at all. Vocatus atque non vocatus Deus aderit. (Called or not called, God will be present.)

Ralph Waldo Emerson has been quoted as saying: “What lies behind us and what lies before us are tiny matters compared to what lies within us.” For the spiritual, conscience is formed by God’s truth. God’s truth creates order. In addition to knowing God’s truth, one must embody His truth which is inspired by love. The truth is a great treasure, a beautiful and satisfactory explanation of the world and heaven that should speak to the individual. One should love God, love one’s neighbor, and remain virtuous by choice because it is the right thing to do. The worship of God raises one up to Him. Having faith should never mean simply succumbing to a series of obligations. Nothing seems more illogical at first to the minds of many who would consider themselves enlightened than God’s truth. They are unable to understand anything beyond familiar physical formulas. For many, God’s presence is obscured by tragic events and popular personalities boastful of their own appearance, abilities or worth who encourage the same behavior of others. Indeed, popular culture can interdict true worship by fashion and by pseudo-sophistication. Feeling empty, some individuals turn to a substitute, feel good religiosity that is easy, comfortable, and assuring. Illusions that approximate the truth, even fantasies, find acceptance. The German-American actress, singer, and agnostic, Marlene Dietrich, said during a London tour, “You can’t live without illusions, even if you must fight for them . . . .” Taking the wrong path in search of a way to worship has been said to create a neurosis, as one is deprived of what one is meant to do and to be. Causa latet, vis est notissima. (The cause is hidden, but the force is very well known.)

In the Catholic Church, leaders have indicated that far more is involved in the behavior just described than choosing to accept or reject God’s truth. Individuals are being influenced, inspired by evil.   Many among those who might consider themselves enlightened are disinclined to accept the existence of evil. Still, it exists. Saint Padre Pio of Pietrelcina explained “The evil spirits, because of their pride, anger, and envy, will attempt to turn your gaze away from God through their temptations or harassments, so that every thought and action you engage in might be in opposition to what the Lord desires for you.” Even if one accepts that evil exists, one needs to beware of its subtlety. Saint John Paul II explained: “Spiritual combat . . . is a secret and interior art, an invisible struggle in which [we] engage everyday against the temptations, the evil suggestions that the demon tries to plant in [our] hearts.”

Five months before the fall of Mosul in 2014, US President Barack Obama had dismissed ISIS in an interview with The New Yorker’s David Remnick as the ‘jay-vee’ squad of terrorists.” It is important that countries intervening against evil be certain of their motivations and intentions. Having the will to act is not enough. Accepting that good and evil, angels and demons, exist is also not enough. Evil can quiet all suspicions, making everything appear normal and natural to those with the best intentions.

Few national governments and other power centers today likely factor in evil when analyzing international events and formulating and implementing their foreign and defense policies. US President Franklin Roosevelt accepted spiritual combat between good and evil, angels and demons as a reality. He believed that World War II, which albeit began for mixed reasons, could only be understood in its essential dynamic as spiritual combat between forces of great good and palpable evil. He viewed German Reich Chancellor Adolf Hitler as a demonic force propelling the conflict. His plans were spelled out in Mein Kampf. Roosevelt found a like-minded partner in United Kingdom Prime Minister Winston Churchill. In Roosevelt’s mind, Allied forces would not fight as armies of conquest but as a force to defeat evil. Roosevelt’s belief that the war represented a battle against the forces of evil was well-expressed in his National Address and Prayer during the Invasion of Normandy, France by the Allies on June 6, 1944. Roosevelt prayed: “With Thy blessing, we shall prevail over the unholy forces of our enemy. Help us to conquer the apostles of greed and racial arrogances. Lead us to the saving of our country, and with our sister nations into a world unity that will spell a sure peace—a peace invulnerable to the scheming of unworthy men. And a peace that will let all of men live in freedom, reaping the just rewards of their honest toil.” Churchill many times before then had signaled his belief in the demonic nature of Hitler and his evil works. In his renowned “Their Finest Hour” speech of June 18, 1940, Churchill included the following: “Hitler knows that he will have to break us in this Island or lose the war. If we can stand up to him, all Europe may be free and the life of the world may move forward into broad, sunlit uplands. But if we fail, then the whole world, including the United States, including all that we have known and cared for, will sink into a new Dark Age made more sinister, and perhaps more protracted, by the lights of perverted science.”

US President Franklin Roosevelt accepted spiritual combat between good and evil as a reality. He believed that World War II, which albeit began for mixed reasons, could only be understood in its essential dynamic as spiritual combat between forces of great good and palpable evil. He viewed German Reich Chancellor Adolf Hitler as a demonic force propelling the conflict. Roosevelt found a like-minded partner in United Kingdom Prime Minister Winston Churchill. Roosevelt saw Allied armies as a force to defeat evil.

As Roosevelt understood, and it remains so today, the use of lethal force by countries, to fight wars, to halt evil actions or the infliction of evil upon people is not contrary to God’s truth. However, it is important that countries intervening against evil be certain of their motivations and intentions. Having the will to act is not enough. Accepting that good and evil, angels and demons, exist is also not enough. Evil can quiet all suspicions, making everything appear normal and natural to those with the best intentions. One must look deeper to discern flaws, to see what is lacking.

Following each Parable presented in Hints of Heaven, Rutler provides a short discussion. He explains their meaning and often explains how their lessons have surfaced in history. Readers can contemplate how the lessons of the Parables allow for their own assays of events in today’s world; the machinations and conduct of leaders and officials. Consider these assays of current events using Rutler’s presentation of the following Parables in Hints of Heaven: “The Wicked Husbandmen”; “The Unmerciful Servant”; and, “The Rich Fool”.

In the Parable of “The Wicked Husbandmen,” tenant farmers acted on the fantasy of taking possession of a vineyard, engaging in evil acts hold it from the owner. They were executed. European countries have kept their doors open to migrants seeking better lives. Yet, the migrant wave from the Middle East, North Africa, and Central and Southwest Asia have put that practice in question. Islamic terrorist attacks have heightened European concerns over migrants. Europe’s response has included measured steps on immigration. Future attacks may result in grave steps to ensure public safety.

The Wicked Husbandmen

“Hear another parable. ‘There was a house holder who planned a vineyard, and set a hedge around it, and dug a wine press in it, and built a tower, and let it out to tenants, and went into another country. When the season of fruit drew near, he sent his servants to the tenants, to get his fruit; and the servants took his servants and beat one, killed another, and stoned another. Again he sent other servants, more than the first; and they did the same to them. Afterward he sent his son to them, saying, ‘They will respect my son.’ But when the tenants saw the son, they said to themselves, ‘This is the heir; come, let us kill him and have his inheritance.’ And they took him and cast him out of the vineyard, and killed him. When therefore the owner of the vineyard comes, what will he do to those tenants?’ They said to him, ‘He will put those wretches to a miserable death, and let out the vineyard to other tenants who will give him the fruits in their seasons.’ Jesus said to them, Have you never read in the scriptures: ‘The very stone which the builders rejected, has become the head of the corner; this was the Lord’s doing, and it is marvelous in our eyes’? ‘Therefore I tell you, the kingdom of God will be taken away from you and given to a nation producing the fruits of it. And he who falls on this stone will be broken to pieces; but when it falls on any one, it will crush him.’ ”

Concerning this Parable, Rutler explains that as tenant farmers, the husbandmen gradually assumed proprietary airs over the vineyard. They acted on the fantasy becoming its owners. In the end, they were executed. For years, countries in Western Europe have kept their doors open to people seeking better lives for themselves and their families. Procedures exist for governments to handle all types of migrants, including asylum seekers, war refugees, and guest workers. Recognizing the plight of those people, European governments have been resolute about maintaining their countries immigration programs despite the mounting pressures of illegal immigration and the social and political backlash from some citizens. The recent wave of migrants from the Middle East, North Africa, and Southwest Asia, seeking to capitalize on Europe’s open doors, has created a crisis. Solutions have been sought including diplomacy with Turkey to help stem the tide of migrants. Recent terrorist attacks in Europe by the Islamic State of Iraq and Greater Syria (ISIS) have heightened public concerns. Having compassion toward migrants, it has been discouraging for the European public to discover that there are some, who, rather than expressing gratitude to the people of their adoptive countries, instead speak with invective about their new homes, new compatriots. Europeans must sadly accept that terrorists desperate to strike violently in their cities have infiltrated their countries by hiding among migrants. Those open to engaging in terrorist activities are a negligible fraction of Europe’s immigrant communities. Even so, such makes political leaders appear naïve and inept, and action has been demanded of them. European political leaders have acted with measured steps. Most European countries have joined the US-led, anti-ISIS coalition which is launching airstrikes against ISIS in Iraq and Syria, and training and equipping local forces in those countries contending with ISIS. Information sharing on terrorist groups among European intelligence and law enforcement entities has also increased. If more attacks such as those seen in Brussels, Paris, London, or Madrid should happen in Europe, a harder look will be given to immigration, not to harm migrants, but as a matter of public safety, to protect innocent citizens. Responses could include the suspension of Europe’s immigration programs, the termination of visas and citizenship for some, and possible deportations. Salus populi suprema lex. (The safety of the people is the supreme law.)

In the Parable of “The Wicked Servant,” a servant, whose lord forgave him of his indebtedness, refused to act similarly toward another servant indebted to him. The situation in Syria continues to shift in Syrian Arab Republic President Bashar al-Assad’s favor with the help of Russia and Iran. A deal allowing Assad to remain in power for some period in Damascus, once improbable, could become reality. That decision could be rationalized by the realization that Syria’s reconstruction must get underway. Still, if vengeance would likely color Assad’s reign after a deal is reached, it might be better not to enter into any agreement with him at all.

The Unmerciful Servant

“Therefore the kingdom of heaven may be compared to a king who wished to settle accounts with his servants. When he began the reckoning, one was brought to him who owed him ten thousand talents; and as he could not pay, his lord ordered him to be sold, with his wife and children and all that he had, and payment to be made. So the servant fell on his knees, imploring him, ‘Lord, have patience with me, and I will pay you everything.’ And out of pity for him the lord of that servant released him and forgave him the debt. But that same servant, as he went on, came upon one of his fellow servants who owed him a hundred denarii, and seizing him by the throat he said, ‘Pay what you owe me.’ So his fellow servant fell down and besought him, ‘Have patience with me, and I will pay you.’ He refused and went and put him in prison till he should pay the debt. When he fellow servants saw what he had taken place, they were greatly distressed, and they went and reported to their lord all that had taken place. Then his lord summoned him and said to him, ‘You wicked servant! I forgive you all that debt because you besought me; and should not you have had mercy on your fellow servant, as I had mercy on you!’ And in anger his lord delivered him to the jailers, till he should pay his debt. So should my heavenly Father will do to every one of you, if you do not forgive your brother from your heart.”

Regarding this Parable, Rutler says: “Forgiveness is not an easy platitude offered to the smug; nor is it an aggressive display of pacifism.” He goes on to state: “There is no reason to forgive anyone unless it is done with enough humility to inspire humility in the one who is forgiven.” Despite how impolitic it may sound, the easiest way to handle Syrian Arab Republic President Bashar al-Assad’s removal would be to eliminate him “covertly” as has been the case with key leaders of Al-Qaeda, ISIS, Khorasan, Abu-Sayyaf, Abu-Shabab, Hezbollah, and Hamas; the list goes on. Certainly, Assad is not immortal. However, as the elected leader of a sovereign state, Assad has been given an intriguing degree of recognition and respect. Military action against his regime by the US and European powers has been predominantly on the margins. The purpose of training and equipping of Syrian Opposition rebels forces and Kurdish forces in Syria was to push Assad to the negotiating table where it was hoped he would have agreed to step down. Until September 2015, that was beginning to look possible due to additional pressures Assad’s forces were feeling from Islamic militant groups such as ISIS and Jabhat Al-Nusra. However, in September 2015, the Russian Federation and Iran stepped up their assistance to Assad to include group troops and massive air support. The situation on the battlefield has been reversed seemingly obviating the need for Assad to concede anything at negotiations set up under UN Security Council Resolution 2254. Success on the battlefield may also help to shape the political situation in Syria enough to impact national elections envisaged under that resolution. If the situation continues to shift in Assad’s favor with the help of Russia and Iran, and an agreement allowing Assad to remain in power for at least some period in Damascus, once deemed improbable in the West, might become a possibility. That decision could be rationalized by the realization that Syria’s reconstruction must get underway. However, Assad’s predilection for violence against civilians landed him on a list of war crimes suspects that was handed to the International Criminal Court in 2014. If retribution and sheer vengeance colors Assad’s reign after peace is established, it might be better not to enter any agreement with him at all. Rather than influencing Assad from the battlefield, perhaps leaving him to rebuild Syria using his own devices and the wherewithal of his benefactors in Russia, Iran, and China, might do more to force him into new negotiations and concessions. In exchange for Western assistance, Assad could be required to take verifiable steps to alter his country’s political system. He may be forced to extinguish his appetite for violence against his people and depart earlier. Avarus animus nullo satiatur lucro. (A greedy mind is satisfied with no amount of gain.)

In the Parable of “The Rich Fool”, a wealthy man saw fit to build larger barns in which to store a bumper crop of grain never thinking to share with the needy. Immigration policies and programs of prosperous, industrialized Western countries demonstrate their goodwill and willingness to share in their success with the world. They have benefitted multitudes. Still, many citizens of those countries are angered that they have not shared in their countries’ success. Often, they are under paid, underemployed, worried about keeping their jobs, or languishing in hated jobs. They want political leaders to respond to them.

The Rich Fool

“The land of a rich man brought forth plentifully, and he thought to himself, ‘What shall I do, for I have nowhere to store my crops. And he said, ‘I will do this: I will pull down my barns, and build larger ones; and there I will store all of my grain and my goods. And I will say to my soul, ‘Soul, you have ample goods laid up for many years; take your ease, eat, drink, be merry.’ But God said him, ‘Fool! This night your soul is required of you; and the things you have prepared, whose will they be?’ ‘So is he who lays up treasure for himself, and is not rich toward God’.”

About this Parable, Rutler explains that the rich fool denies himself the happiness that comes from giving happiness to God, even though God does not need more happiness. Saint Augustine’s counsel helps one understand that the rich fool’s barns should have been “the bosoms of the needy, the houses of widows, the mouths of orphans and widows.”   In prosperous, industrialized Western countries, steady progress has allowed their citizens the chance to enjoy a standard of living most in other countries lack and desire. Immigration policies and programs of those Western countries demonstrate their goodwill and willingness to share in their success with the world. In recent years, multitudes have benefitted from those policies and programs. The high influx of legal immigrants has caused governments to continually consider ways to absorb them without straining services and infrastructure. Illegal immigrants have also strained those countries’ structures creating a debate among political leaders, domestic policy analysts, and law enforcement on how to act. Yet, an unsettling concern is the increased grumbling among citizens, the tax-payers of prosperous countries who, by any measure, have not enjoyed in their countries’ success. In the US, they have been dubbed “the disaffected.” Often, they are under paid, underemployed, worried about keeping their jobs, are a salary away from disaster, and languish in jobs they hate. Some feel that despite family ties, service and sacrifice in wars, and years of allegiance to their countries, they are being bypassed by newcomers. They want political leaders to respond to their needs, before responding to those of others abroad. A robust effort by US political leaders to resolve problems forestalling many citizens from sharing in their country’s success would well-exhibit the country’s goodwill toward its own people. On April 25, 2016, US President Barack Obama spoke on this issue in Hannover, Germany, saying: “Countries should not have to choose between responding to crises and investing in their people. So we need to pursue reforms to position us for long-term prosperity, and support demand and invest in the future. All of our countries, for example, could be investing more in infrastructure. All of our countries need invest in science and research and development that sparks new innovation and new industries. All of our countries have to invest in our young people, and make sure that they have the skills and the training and the education they need to adapt to this rapidly changing world.” Responding to the “disaffected” has also been a theme of candidates in the 2016 US Presidential Campaign. Candidates claim to have answers. Perhaps the one elected will respond to their needs. Divitiae effundendo magis quam coacervando, melius nitent: siquidem avaritia semper odiosos, claros largitas facit. (Wealth shines in spending, not amassing: to be close-fisted is hateful, to be open-handed splendid.)

A Very Satisfying, Very Valuable Read!

As mentioned initially, for greatcharlie.com’s readers, Hints of Heaven would not be a customary book selection as it does not directly concern foreign and defense policy. Still, reading Hints of Heaven will allow those primarily interested in international affairs to take a look at many urgent and important issues from a different and intriguing lens. This book is guaranteed to be an enjoyable respite, a very satisfying, very valued, read. There is nothing disappointing about it. Without reservations, greatcharlie.com recommends Hints of Heaven to its readers.

By Mark Edmond Clark

How Russian Special Forces Are Shaping the Fight in Syria: Can the US Policy on Syria Be Gauged by Their Success?

During the fight for Palmyra, Islamic State of Iraq and Greater Syria (ISIS) took a photo (above) from the cellphone of a Russian spetsnaz officer reportedly killed in combat and posted it on the internet, apparently attempt to shame Russian forces fighting in Syria or claim some type victory. Instead, by posting the photo, they gave the whole world a glimpse of a few of the courageous Russians who have been gallantly fighting the scourge of ISIS. At Palmyra, Russia was seen fulfilling its promise to defeat ISIS and support Assad.

According to a March 29, 2016 Washington Post article entitled, “How Russian Special Forces Are Shaping the Fight In Syria,” Russian special forces (spetsnaz) operating on the front have remained mostly out of the public eye, but with the seizure of Palmyra in the Eastern Homs Province that is no longer the case. The article asserts Russian spetsnaz have come to the forefront of Russia’s Syria narrative because the battle for Palmyra plays into the rhetoric that Russia intervened to fight the Islamic State of Iraq and Greater Syria (ISIS). Chris Kozak, an analyst at the Institute for the Study of War was quoted in the article as saying involvement of spetsnaz in Palmyra “looks great.” He further stated, “. . . their involvement against opposition groups in Aleppo or Latakia doesn’t fit the narrative.” The Washington Post reports it is unclear when Russian spetsnaz began operations in Syria, though prior to Russia’s intervention there, Russian troops had long helped advise and train Syrian forces. Michael Kofman, an analyst focused on Russian military operations at the Washington think tank, the Center Naval Analyses (CNA), told the Washington Post that Russia operates several spetsnaz units in Syria, to include Zaslon, KSO, and detachments of reconnaissance teams. Zaslon is a special purpose group of the Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR made up from former spetsnaz troops. For some time, Zaslon has been in Syria providing support for Russian military and diplomatic personnel and standing ready to extract people, documents, or technologies Russia would not want to lose if Syrian Arab Republic President Bashar al-Assad’s regime began to collapse. KSO or Special Operations Forces Command is the Russian Federation’s equivalent to the US Joint Special Operations Command.

As it was explained in November 30, 2015 greatcharlie.com post entitled “Russia Plays Down Idea of Coalition with West to Strike ISIS in Syria; An Agreement IS Needed on Assad,” use of special purpose forces, spetsnaz, would likely be critical to the Russian effort. Spetsnaz can advise Russian allies, locate and designate targets for air strikes, and engage in direct action against ISIS to include locating and killing specific Islamic State of Iraq and Greater Syria (ISIS) leaders and conducting raids and ambushes against ISIS units. Kofman says, “Russian special forces are doing a lot of the targeting for Russian airstrikes and a lot of advising for the Syrians.” He said they also provide most of the intelligence on the ground for Russian airpower and help run Syrian operations. Spetsnaz appear to be participating in combat alongside Syrian troops at the tactical level. Kofman told the Washington Post that spetsnaz and advisers on the front line have helped Syrian troops and Assad’s allies consolidate gains and take ground, despite the hype surrounding the detachment of Russian aircraft in the country. He called them the glue that is helping the Syrians fight as a much more capable army.

Dum tempus habemus, operemur bonum. (While we have the time, let us do good.) The massive presence of ISIS in Syria created a predicament for both the Assad regime and the Syrian Opposition. ISIS was eventually recognized internationally as a bloody, murderous terrorist organization, murdering military prisoners, foreign hostages, and innocent civilians. Although the Assad regime supported by Russia and the Syrian Opposition was supported by US, and work was being done on the margins, neither superpower appeared willing or able to do what is necessary to support their Syrian beneficiaries. That all changed in September 2015, when Russia, following Iran, intervened militarily support to Assad. Many worldwide discovered for the first-time that Russia, just as the US, has very capable airpower assets and special forces.   US President Barack Obama stated on October 2, 2015: “An attempt by Russia and Iran to prop up Assad and try to pacify the population is just going to get them stuck in a quagmire and it won’t work.” Yet, absent a robust US effort with the Syrian Opposition to counter Putin’s move, Russia and its allies found themselves with room for some real open field running in Syria. Indeed, Russia has been on the move, propelling Iranian, Iranian-led, and Syrian forces forward rapidly. The success of spetsnaz units and other Russian forces in Syria has pressed the US to try to mitigate the damage of the prospective “loss” of Syria and failed policy of containing Assad until he could be removed at the negotiation table. The success of spetsnaz provides an interesting measure to gauge the collapse of that policy on the ground.

The Russian state media highly publicized the return of Russian Federation Air Force jets from Syria after Putin’s surprise withdrawal order on March 14, 2016. A percentage of Russian Federation forces were withdrawn. However, Putin had no intentions of abandoning Assad. What occurred at Palmyra should have served to dispel such rumors. The “Syrian Express”, the nickname given to the ships that have kept Russian Federation forces supplied in Syria, shipped more equipment and supplies to the Russian naval base at Tartus in the two weeks following Putin’s withdrawal announcement than it had two weeks prior.

Russia Goes In

Russian Federation forces entered Syria under the leadership of Russian Federation Army Colonel General Aleksandr Dvornikov in September 2015. Dvornikov formerly held the post of First Deputy Chief of Staff of the Central Military District. Supposedly few in Moscow knew Dvornikov had been assigned to Syria and details of combat operations developed and executed under his command remain classified. In an official interview with Rossiyskaya Gazeta in March 23, 2016, Dvornikov explained the situation facing his Russian Military Group in Syria upon arrival in-country as follows: “The terrorists who numbered more than 60,000 occupied around 70 percent of territory of Syria. Gangs had seized control of the major cities of Idlib. Palmyra, and Raqqa. The terrorists controlled a large part of the suburbs of Homs and Damascus, conducted large scale offensives in the province of Latakia and were preparing to surround and capture Aleppo. And the key Damascus-Aleppo highway, joining the south and north of the country, was under constant threat of blockade by the militants. On top of that, the government troops were exhausted after 4 years of hostilities and were holding off the terrorist offensives with great difficulty. The population was leaving the country en masse.” In addition to gloomy Russian assessments, alarms were sounded by Russia’s ally Iran. Allegedly from July 24, 2015 to July 26, 2015, Iranian Revolutionary Guards Corps (IRGC)-Quds Force (special forces) Commander, General (Sarlashkar) Qassem Suleimani held numerous meetings in Moscow. More importantly, Suleimani met with Putin and Russian Federation Defense Minister Sergei Shoigu. According to accounts of the meeting in Reuters, Suleimani outlined the Assad regime’s crumbling situation in Syria. He explained that Syrian Opposition forces were advancing toward the coast, threatening the heartland of Assad’s Alawite sect and endangering Tartus, where Russia maintains its only Mediterranean naval base. This reportedly alarmed the Russians who already understood matters were in steep decline militarily for the Assad regime. Suleimani then placed a map of Syria on the table and explained why there was still time to reverse the situation. Ratio et consilium propriae ducis arte. (Reason and deliberation are the proper skills of a general.)

After Russian Federation forces began operations in Syria, there was a change compared with things antecedent on the ground. In his Rossiyskaya Gazeta interview, Dvornikov outlined advances made by Russian, Iranian and Syrian forces: “Taking control of key regions of the northeast of the province of Aleppo seriously affected the militants’ supply lines and the transfer of reinforcements from Turkey through the corridor between Jarabulus and Azaz. This created the conditions for the crushing defeat of ISIS to the north of Aleppo. What do we have now? We have the liberation of the Kuweires airbase as well as a number of settlements that had been under terrorist control for more than three years. The militants have been completely driven out of the province of Latakia. Coastal areas, in which a significant part of the population of Syria is concentrated, have been cleansed of the terrorists.” With regard to the Hama, Homs, and Damascus provinces, Dvornikov told Rossiyskaya Gazeta: “These provinces are located in the central part of the country. And, for the most part they have been cleared of illegal armed groups. Now a most active process of reconciliation is going on there. From a military point of view, it is very important that the major roads in Syria are under the control of government forces. Generally speaking, during the military operation, Syrian troops—with air support—liberated 400 populated areas. The potential of terrorist groups was halved, they lost the initiative and the territory controlled by them was reduced by 10,000 square kilometers.” Per ardua, ad astra. (Through adversity to the stars.)

Russian Federation forces entered Syria under the leadership of Russian Federation Army Colonel General Aleksandr Dvornikov (above) in September 2015. Dvornikov formerly held the post of First Deputy Chief of Staff of the Central Military District. Supposedly, few in Moscow knew Dvornikov had been assigned to Syria. Dvornikov revealed in an interview that Palmyra’s capture would open up the road to Raqqa and Deir Ezzor, create conditions for reaching and controlling the border with Iraq, and re-establish control over three large oil and gas fields which had previously served as a source of income for ISIS.

The Palmyra Battle

The total number of troops involved in the fight for Palmyra from the Russian, Iranian, Iranian-led, and Syrian coalition of forces was over 5000. Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov has been diligent in the deployment of forces to Syria, maintaining a sizeable, capable reserve for operations elsewhere. Russian Federation forces have been deployed economically, to avoid being bogged down in support of its allies, but also to ensure ISIS could be destroyed and prevented from relocating and resurrecting itself. Russia deployed significant numbers of ground forces to work in coordination with air assets. Russian units operating TOS-1 and BM-30 Smerch heavy multiple rocket launcher systems as well as Mi-24 Hind helicopter gunships were utilized in support of operations to retake Palmyra.

The Russian state media highly publicized the return of planes from Syria after Putin’s surprise withdrawal order on March 14, 2016. It was not a hoax. Russian Federation forces were withdrawn however, as analysts informed AFP, the withdrawal was very limited, with estimates ranging between 10 and 25 percent of its forces in Syria. However, Russian activity seemed to have increased. Reuters reports the “Syrian Express,” the nickname given to the ships that have kept Russian forces supplied via the Black Sea Russian port of Novorossiysk to the Russian naval base at Tartus, has shipped more equipment and supplies to Syria in the two weeks following Putin’s withdrawal announcement than it had two weeks prior. Just before the assault on Palmyra, Russia publicly admitted, for the first time since it launched operations in Syria in September 2015 that spetsnaz were on the ground as part of the offensive.

Spetsnaz units have locating and designating ISIS targets for airstrikes in advance of contact with them by Russian, Iranian, Iranian-led, and Syrian ground forces. Russian attack helicopters, as well as spetsnaz serving as sharpshooters, serve as over watch for forces Russian allies, ensuring that even small, unorganized bands of fighters of ISIS would not be able to engage in independent actions to disrupt the ground operations. Dvornikov explained: “. . . Two thousand terrorists, originally coming from the Russian Federation—were destroyed on Syrian territory. Of these, 17 were field commanders.” By targeting Russian members of Islamic militant groups in Syria, Russian forces contributed immensely to the safety and security of their country and its citizens and the international effort against those Islamic militant groups as well. Chief of the Armed Forces General Staff of the Russian Federation, Valery Gerasimov on March 28, 2016 said Palmyra was “liberated thanks to the support of Russia’s air force and special operations forces.”

Offering an example of the type of fighting in which Russian forces have been engaged, a Russian spetsnaz officer, Aleksandr Prokhorenko, was killed while directing airstrikes upon himself when surrounded by ISIS fighters near Palmyra according to the Russian military on March 24, 3016. (He reportedly had been working in Syria for just a week.) ISIS took a photo allegedly from his cellphone and posted it on the internet in an apparent attempt to shame Russian forces fighting in Syria or claim some type victory. (The causality is really unknown. The thinking behind ISIS decisions is hard to decipher.) Instead, by posting the photo, the world was given a glimpse of a few of the courageous Russians who have been fighting gallantly against the scourge of ISIS in Syria. Certainly, most people in the world are united in thinking ISIS must be destroyed. Quem metuit quisque perisse cupit. (Everyone wishes that the man whom he fears would perish.)

Iran’s Supreme Leader Ayatollah Ali Khamenei appointed Iranian Revolutionary Guards Corps (IRGC) Brigadier General (Sartip-e Yekom) Mohammad Jafar Assadi (above) as the IRGC commander in Syria. Russian-Iranian military cooperation on Syria was established in July 2015. Iran has deployed several thousand (IRGC)-Quds Force (special forces) officers and advisers to Syria, mobilized pro-Assad shabihas (militias) into the National Defense Forces to fight alongside the Syrian Armed Forces, and brought in Shi’a volunteer brigades from Iraq and Afghanistan, and Hezbollah units from Lebanon.

Concerning Syrian forces, many of them, to include nearly 1000 Syrian Marines and National Defense Forces militiamen, were brought up to Palmyra from Latakia, Aleppo, Qunetta Provinces. This movement of troops was enabled by the “cessation of hostilities” that began on February 27, 2016 that stemmed from the Geneva III Peace Talks on Syria. Those forces linked-up with hundreds of fighters from Lebanese Hezbollah, Iraqi Shi’a militias, and even Afghan Shi’a Liwa al-Fatimiyoun. Iran deployed the IRGC to support coalition forces in the operation. Russian-Iranian military cooperation on Syria came into effect via an agreement in July 2015. Both countries agreed to inject support into the Syrian Armed Forces to counter Assad’s accelerating losses. Joint operations rooms have been set up to bring the allies together, along with the Iraqi Government, which is supportive of Iran’s actions in Syria. (One joint operations room is in Damascus and another is in Baghdad.) Iran, itself, had already deployed several thousand Iranian Revolutionary Guard Corps (IRGC)-Quds Force (special forces) officers and advisers to Syria. They have mobilized pro-Assad shabihas (militias) into the 70,000 strong National Defense Forces, to fight alongside the Syrian Armed Forces, brought in Shia volunteer brigades from Iraq and Afghanistan, and Hezbollah fighters from Lebanon. Many IRGC officers and advisers have been killed fighting alongside their allies in Syria. After a meeting in Tehran between Putin and Iran’s Supreme Leader, the Ayatollah Ali Khamenei on November 23, 2015, the decision was made to step up coordination between the two countries on Syria. A senior Iranian official told Reuters, “What was agreed was Iran and Russia would pursue one policy which will benefit Tehran, Moscow, and Damascus.” Reportedly, Khamenei appointed IRGC Brigadier General (Sartip-e Yekom) Mohammad Jafar Assadi as the IRGC commander in Syria. He is known as Abu Ahmad in Syria.

Large deliveries of Russian heavy artillery and multiple launch rocket systems also had an impact on the frontlines of the Syrian Army, Hezbollah, and the Shia militias. That equipment included: 152-milimeter MTSA-B guns, BM-27 Uragan and BM-30 Smerch rocket launchers, and TOS-1A Solnitsa rocket launchers.

The offensive proceeded as a three pronged frontal assault similar to previous regime directed operations against Palmyra in the Eastern Homs Province, displaying little to none of the sophisticated operational design that characterized the recent campaign in Aleppo Province. Dvornikov explained in his Rossiyskaya Gazeta interview that the capture of Palmyra would “open up the road to (IS strongholds) Raqqa and Deir Ezzor and create conditions for reaching and taking control of the border with Iraq.” Syria’s military on Sunday also confirmed that the battle for Raqqa—the de facto capital of the jihadists—is the plan. Dvornikov also noted that “control was re-established over three large oil and gas fields, which had previously served as a source of income for the terrorists.” As important, a barrier has been created for several critical regime-held oil and natural gas fields that provide electricity to Western Syria. Further, ISIS’ ability to project force into Western Syria from the Euphrates River Valley was reduced.

Russian, Iranian, Iranian-led, and Syrian forces have not been holding on anywhere. After Palmyra, they pushed onward toward Deir Ezzor province, an Islamic state bastion. They also pushed toward the so-called capital of the Islamic Caliphate, Raqqa, and other ISIS-held towns along the way.

Possibilities: Battle of Annihilation?

Despite laying mines and setting booby traps for advancing Russian-led forces, it seems learning how to retreat has been a difficult experience for ISIS. One might have expected counterattacks to cover its withdrawal. Assad regime troops have not been holding on anywhere and after Palmyra, they pushed onward toward Deir Ezzor province, an Islamic State bastion. They also pushed toward the so-called capital of the Islamic Caliphate, Raqqa, and other ISIS-held towns along the way. The day following Palmyra’s capture, a Syrian military source said “The army was concentrated around Al-Qurayatayn.”

Russian, Iranian, and Syrian military planners and commanders, of what is essentially a Russian-led coalition, must recognize that beyond Palmyra, fights with ISIS could become more intense as ISIS fighters observe their so-called Islamic Caliphate being reduced. This may be especially true for the battles of Deir Ezzor and Raqqa.  ISIS fighters will be desperate to hold on to their Caliphate and demonstrate their will to resist and the capabilities of their group knowing the world would watching. The effects of such intensified efforts must be mitigated.

Russian air assets, along with air assets of its allies, should engage in a feeding-frenzy against ISIS. ISIS fighting positions in front of the Russian allies must continue to be degraded with close air support as well as unrelenting artillery onslaughts. ISIS fighters must face certain death if they hold their positions or be killed or captured once driven out of their positions. In tandem with the hot pursuit of ISIS by Russian and allied forces on the ground, airstrikes could support efforts to divert fighters of destroyed or displaced ISIS units away from their lines to locations where “kill zones” could be established. The attrition rate of ISIS should be increased by having aerial platforms that allow for stand-off attacks with anti-personnel weapons remain in near 24-hour use on targeted defenses and targets of opportunity such as isolated ISIS units in the desert.

The tempo and volume of Russian air strikes targeting ISIS leaders—and other rogue Islamic militant groups when identified—should be increased exponentially. Command centers and any gathering places of ISIS leaders, must not be allowed to exist. If possible, they should be struck simultaneously to throw the groups into chaos and confusion and make it very difficult for them to regenerate. Locations hit by airstrikes where ISIS might attempt to recover anything equipment or gear must be hit again to halt those recovery efforts. The communications of ISIS should be either destroyed or disrupted by other technical means permanently destroying any surviving leaders’ abilities to control over their units. Known and suspected assembly areas and rally points for ISIS units must be attacked from the air. In units left rudderless, acting without coordination, hopefully unit cohesion will begin to suffer, and they will lose their effectiveness completely. Small unit leaders should be left with the choice to allow their fighters to die in place or make a dash for the Euphrates, where along with other units, they should be consumed through a coordinated plan by Russian, Iranian, Iranian-led, and Syrian forces for annihilating any last ditch defense. Life should be made unlivable for ISIS in Syria.

Russian air assets could support raids and ambushes by spetsnaz units. Spetsnaz units should be issued portable GShG-7.62 rotary machine guns to give them the capability to kill ISIS fighters at a high rate in kill zones, raids, and ambushes as well as destroy any ISIS counterattacks. Spetsnaz units will likely need to operate vigorously at night when ISIS fighters might try to conceal movement. As directed by Moscow, individual spetsnaz units, in a special reconnaissance role, could continue to go into ISIS controlled areas, locate, and kill specific ISIS fighters from Russia, or when directed, take prisoners. Some spetsnaz must be dedicated to fighting other Islamic militant groups in Syria such as the Al-Qaeda affiliated Jabhat al-Nusra.

Russian, Iranian, and Syrian military planners and commanders likely recognize that beyond Palmyra, fights with ISIS could become more intense, as ISIS fighters observe their so-called Islamic Caliphate being reduced. This may be especially true for the battles of Deir Ezzor and Raqqa.   ISIS fighters will be desperate to hold on to their Caliphate and demonstrate the capabilities and will of their terrorist group. The effects of such intensified efforts must be mitigated.

Caliphate Redoubt in Syria?

Six months after US and United Kingdom forces landed in Normandy in June 1944 during World War II, it was thought by senior German military commanders and hypothesized by Allied military planners that the Nazi government would be moved to a mountainous area of southern Germany and Austria. From there, a determined force could hold out for some time, complicating the situation for any occupying force in Germany. Allied planners referred to that area hypothetical defensive zone as the National Redoubt. It was discussed among German military planners as the Alpenfestung. While the idea of the Alpenfestung was investigated, it was never created. Instead, rumors were deliberately spread by a special unit set up by the German Minister for Propaganda, Joseph Goebbels to keep a redoubt idea alive. Yet, not being complacent, Allied military commanders ordered bombing raids to reduce locations that would be critical to operating the redoubt. It is difficult to say what ISIS leaders would do if Raqqa and Deir Ezzor fell. While there are no mountain ranges on the line of march of Russia and its allies to set up an Islamic Caliphate redoubt in Syria as imposing as the one conjured up by both sides in Germany, luck might have it that Iraqi military commanders in ISIS might try to set up a “line of death” east of Deir Ezzor along the Khabur and Euphrates Rivers, and Syria’s border with Iraq. The goal of that theoretical defensive line would be to forestall the ultimate collapse of the Islamic Caliphate in Syria and to inflict as many casualties among Russian-led forces as possible with a suicide defense. Real luck would come if reinforcements were rushed in where available in Iraq. (Though, US-led, and Iranian-led, forces have caused ISIS inside Iraq considerable problems, making any effort to move units from there to reinforce a redoubt in Syria dubious.) If Russian-led forces observe a redoubt being formed, it would present them with the opportunity to deal a tremendous blow against ISIS from which it would never recover. With overwhelming firepower, using every means of combat support and reconnaissance and surveillance for targeting available, the entire ISIS force could be annihilated. All ISIS commanders, planners and fighters in the defense would need to be destroyed much as near entire Japanese forces were destroyed following island battles in the Pacific during World War II. Acribus initiis, incurioso fine. (Zealous at the commencement, careless toward the conclusion.)

Russian air assets, along with those of Russia’s allies, should engage in a feeding-frenzy against ISIS. ISIS fighting positions in front of the Russian allies must continue to be degraded with close air support as well as unrelenting artillery onslaughts. Airstrikes could be directed at diverting ISIS fighters of destroyed or displaced groups away from the frontlines to locations where “kill zones” could be established. Targets of opportunity in the desert should be destroyed. Russian air assets could support raids and ambushes by spetsnaz units.

The Way Forward

When Putin went into Syria in September 2015, he did so not only to fight ISIS, but to “stabilize the legitimate authority” of Assad. To that extent, he wanted to defeat ISIS or, at a minimum, reduce its presence in Syria to a size and strength incapable of forcing Assad from power, nor subsidize efforts of the Syrian Opposition Movement to maneuver with US and EU assistance to undercut Assad. So far in Syria, Putin has effectively left no doubt with the Russian people, but also the world, that he is a leader who is able to respond effectively to security issues and that Russia is a global power. The ejection of ISIS from Palmyra was a major achievement on top of all of its success in Syria. Russia was seen fulfilling its promise of defeating ISIS and supporting Assad. News of the event has garnered unenthused recognition from the Washington and European capitals.

Ad mores natura damnatos fixa et mutari nescia. (Human nature ever reverts to its depraved courses, fixed and immutable.) Some might speculate that Putin may choose to forestall backing the attacks on Raqqa and Deir Ezzor as the UN Talks in Geneva may reach a result that would keep Assad in power and serve Russia’s interest. However, Putin’s decision making manifests a sense of pessimism regarding human nature. Interactions with the West have been a struggle, Russia is still being sanctioned over Ukraine. Putin most likely expects to encounter some machinations from Western capitals that would cause Russia’s interests to be subordinated by their own. He very likely felt he had encountered something of that nature during UN Talks on Syria in Vienna on November 14, 2015 when Kerry is said to have proposed allowing all Syrians, “including members of the diaspora,” participate in the national elections. Kerry seemed to be betting that if Syrians around the world participated in the vote, Assad would never be able to remain in office. In part to counter such moves, Putin has sought to significantly shape the situation on the ground by supporting the combat operations of Syrian Armed Forces along with forces Iran has brought to, or organized in, Syria. Once all of Russia’s goals on the ground are achieved, Putin would seek to finalize some political arrangement for Syria. What may be shaping up is a race by the US-led and Russian-led anti-ISIS camps to take Raqqa and to establish their will in Syria.

The Pivot to Asia: The Policy Shift That Called Putin’s Attention to Europe’s Unlocked Doors

For the administration of US President Barack Obama, the reset with Russia was a major foreign policy initiative. For three years, a business-like tenor existed in relations, making the administration comfortable enough in 2011 to turn its attention toward Asia under what it called the “pivot to Asia.” Its hopes were dashed when Vladimir Putin returned as Russian Federation president in 2012, seeking to restore Russia’s power and influence. Soon after, there were numerous disagreements between Obama and Putin particularly over Europe. Relations deteriorated, and Europe again faced a threat from Russia.

What is most noticeable about US-Russia relations today is the uncongenial relationship between US President Barack Obama and Russian Federation President Vladimir Putin. While that relationship may seem in perpetual retrograde, there initially was real potential for positive ties and real progress on a variety of issues if the interests of both countries were considered. The Obama administration approached Russia with the idea the relation between the two countries could be “reset.” The reset with Russia was one of the administration’s major foreign policy initiatives. Relations with Russian Federation President Dimitry Medvedev were positive. For three years, a relatively smooth and business-like tenor existed in relations with Russia. That contrasted with the contentious relations that followed the Georgian War in 2008 while Putin served as president. It boded well for Obama’s legacy over which White House officials publicly admitted being absorbed. With its Russia policy on track, the administration was comfortable enough to turn toward an even greater priority at the end of 2011 which was referred to as the “pivot to Asia.” Then US Secretary of State Hillary Clinton explained it all in an edifying discourse in the October 11, 2011 edition of Foreign Policy magazine.

In her essay entitled “America’s Pacific Century,” Clinton wrote: “In the next ten years, we need to be smart and systematic about where we invest time and energy, so that we put ourselves in the best position to sustain our leadership, secure our interests, and advance our values. One of most important tasks of American statecraft over the next decade will therefore be to lock in a substantially increased investment—diplomatic, economic, strategic, and otherwise—in the Asia Pacific region.” Bringing to memory the historic US commitment to Europe after World War II, Clinton declared: “At a time when the [Asia-Pacific] region is building a more mature security and economic architecture to promote stability and prosperity, [the] U.S. commitment there is essential. It will help build that architecture and pay dividends for continued American leadership well into this century, just as our post-World War II commitment to building a comprehensive and lasting transatlantic network of institutions and relationships has paid off many times over—and continues to do so. The time has come for the United States to make similar investments as a Pacific power, a strategic course set by President Barack Obama from the outset of his administration and one that is already yielding benefits.” The administration’s plans were ambitious and admirable, but its hopes for a benign pivot to Asia were soon dashed. Europe once again faced a threat from Russia. There were numerous actions and reactions by Obama and Putin particularly concerning Europe. Relations deteriorated. Omnia iam fient quae posse negabam! (Everything which I used to say could not happen, will happen now!)

Candidates in the 2016 US Presidential Campaign, perhaps already considering how to deal with Putin and formulating policy approaches for Russia for their possible administrations, should get beyond us-them simplicities and avoid conceptualizing prospective relations solely on where they are at this moment in time. Rather, the course of the collapse of US-Russia relations and how to repair, and avoid, policy missteps witnessed over the past eight years should be anatomized. Part of that process would entail fully understanding those mistakes. Some of them are reviewed here. Further, it is important to genuinely understand the thinking of Putin and his advisers on Russia’s relations with the US. A truncated analysis, in the abstract, of such thinking inside the Kremlin is also presented here.

Igniting Putin: A New Russian Threat Excites Europe

From 1945 to 1989, US geo-strategists assessed that if a new world war were to occur, the battleground would be Europe. However, in the first term of the Obama administration, it was assessed that Europe had become more tranquil. There was a crisis in the eurozone, but Europe remained the most prosperous and peaceful parts of the world. The threat from China was the new focus of geo-strategists. That threat was ostensibly the underlying rationale for the pivot to Asia. In Europe, the announcement of the pivot to Asia was greeted with ambivalence, even alarm. The Europeans understood the renewed commitment to Asia would come at their expense. Obama administration officials tried to prove that was not the case at the time. However, with planned defense cuts of $500 billion over the next decade and the expressed intent to avoid reducing expenditures in Asia, Europe would be the only place to make cuts. The costs were conceivably higher given the possibility budgetary pressures would increase. Key defense commitments in Europe at the time included a missile defense system being developed with a possible nuclear Iran in mind. The administration had already announced that it intends to withdraw two of the four US Army brigades deployed to Europe—with overall military spending on Europe set to decline by 15 percent. Yet, US Army units stationed in Germany were considered in the context of rotations to the Middle East or Africa, not combat in Europe. There remained the potential threat of a breakdown in relations with Russia which would put Europe’s security at risk, but it was practically considered de minimus, negligible. The Obama administration considered the possibility that if Putin returned to Russia’s presidency, he would seek to exert pressure against the West where and when he felt it would pay dividends. It is unlikely the administration foresaw things would go so badly.

Obama was at ease with Medvedev. He went as far as to declare a new era between the two former Cold War adversaries existed. He seemed to measure all possibilities on relations with Russia on his interactions with him. However, maintaining a constructive relationship with the Russian leader is not a personal matter; it is part of the business of being president. Both the US and Russia possess the unique and mutual capability to annihilate one another, and the world, with their nuclear arsenals. Talks between the leaders of the two countries build confidence, eliminate ambiguities about positions, and prevent guessing over actions, intentions, and motives. Talks allow leaders to “clear the air” regarding any personal concerns they had within their own high-level relationship. A strong personal bond between leaders can develop, but it is not essential. When Putin began his third term as Russia’s president on May 7, 2012, the low yield of the reset and the underestimation of Russia as a potential threat became apparent. Putin returned to the Kremlin on a mission to restore Russia’s global power and influence. He was not interested in anything that might diminish or prevent that effort. Perhaps as a consequence of that, old ills that were part of US-Russian relations began to resurface, and new ones arose with frequency. Some included: Putin’s decision to allow US National Security Agency whistleblower Edward Snowden to reside in Russia; ongoing espionage efforts between Russia and the US, including the activities of Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR officer Anna Chapman and other Russian “illegals” captured by the Federal Bureau of Investigation in 2010, and the allegations of US spying on Russia revealed by Snowden and Wikileaks; and the US admonishment of Russia on human rights issues. Putin fumed over Operation Unified Protector, during which multinational forces including the US, were placed under NATO command and imposed a no-fly zone and destroyed government forces loyal to then-Libyan President Muammar Gaddafi. Putin felt NATO-led forces went beyond UN Security Council Resolution 1973’s mandate by helping local forces overthrow Gaddafi. Gaddafi, who had been a friend of the Soviet Union and Russia, was killed. The world saw how poor the relationship between Obama and Putin was after observing their body language when they met in Northern Ireland on June 17, 2013.

Chief of Staff of the Presidential Executive Office and Sergei Ivanov (above). Ivanov is an anti-US ideologue. He believes the US has taken a foreign policy course aimed at holding on to US leadership in the world by means of the strategic containment of the growing influence of the Russian Federation and other centers of power.

How Relations with Putin Went Wrong Way

Perhaps the administration did not fully grasp just how poorly things were going with Putin. The Obama administration was confident enough to push agendas for nuclear arms reductions with Russia and EU and NATO expansion in Europe just as the administration of US President George W. Bush, his predecessor had. The administration referred to its effort to attain further nuclear arms cuts before leaving office as a “signature effort.” The reduction of nuclear forces and reductions in conventional forces have been issues US and Russian leaders have dealt with for decades, but Obama was not going to resolve any nuclear issues with Putin. Russia’s strategic nuclear forces are not a mere policy issue or bargaining chip for Putin, but a means of survival for Russia. Putin had no intentions of acceding to proposals for deep cuts in its nuclear arsenal repeatedly sent to Moscow by the administration. It was at this point in 2013 that relations with Putin and Russia truly began to collapse, falling to a very low point when the Obama administration cancelled a September summit meeting between Obama and Putin. The cancellation was in retaliation over Putin’s decision to reject the administration’s nuclear proposals. Administration officials lamented that Putin’s decision ended the president’s “signature effort to transform Russian-American relations and potentially dooming his aspirations for further nuclear arms cuts before leaving office.”

There were other very public affronts. The next year, during preparation for the 2014 Winter Olympic Games in Sochi, there was a constant drum beat of doubt expressed by US security experts on the capability of the Russian security services to protect Sochi from terrorism. A leader’s public declaration of his decision not to attend has practically been a tradition among US and Russian leaders during a period of disagreement in international affairs. In addition to the Olympics, Obama would later decide not to attend the 2015 Moscow Victory Day Parade commemorating the 70th anniversary of Nazi Germany’s surrender to the Allies, ending World War II in Europe. The celebration, hosted by Putin, was a time to recall the legacy of cooperation established during the war and a real example of what US-Russian cooperation could be in a common cause. It offered a chance for Obama to privately address his dispute with Putin. It was the best time for him to say that as with the alliance between their countries in World War II, relations between their countries now were important, bigger than both of them. Attending would have required Obama, as Rudyard Kipling would say, to “bite the bullet,” in terms of personal pride, but not in terms of his role as US president. By being absent, that day became one more reminder of the two leaders differences and their uncongenial relationship. Occasio aegre offertur, facile amittitur. (Opportunity is offered with difficulty, lost with ease.)

Between those years, the US and EU took Putin to task for his annexation of the Crimea. Harsh sanctions were levied and Russia was cast out of the Group of 8 industrialized democracies. Even tougher sanctions against Russian interests were threatened by the US if aggression against Ukraine escalated. Putin responded to it all with sanctions against US and EU products. In a March 18, 2014 speech declaring Russia’s annexation of Crimea, Putin vented his anger at the US and EU, enumerating some Western actions that fostered contempt in Moscow. He mentioned: Russia’s economic collapse, which many Russians recall was worsened by destructive advice and false philanthropy of Western business and economic experts that did more to cripple their country; the expansion of NATO to include members of the Soviet Union’s own alliance, the Warsaw Pact; the erroneous Russian decision to agree to the treaty limiting conventional forces in Europe, which he refers to as the “colonial treaty”; the West’s dismissal of Russia’s interests in Serbia and elsewhere; attempts to bring Georgia and Ukraine into NATO and the EU; and, Western efforts to instruct Russia on how to conduct its affairs domestically and internationally. Incursions of Russian bombers and fighters in NATO airspace and Russian warships in NATO waters were regularized. The only public bright spot in US-Russia relations was diplomacy between US Secretary of State John Kerry and Russian Federation Foreign Minister Sergei Lavrov, mainly on Syria and Iran. Still, that activity was more reflective of their countries’ roles on the UN Security Council, not the tenor of relations between Obama and Putin.

Russian Federation Defense Minister Sergei Shoigu (above). In response to what Russian officials refer to as “NATO’s preparations along our borders,” Shoigu announced on January 12, 2016 that there would be a major military build-up along its border with Ukraine.

Putin’s Pushes Westward

The poor US relationship with Russia, just as much as the Ukraine crisis, affected Europe’s relationship with Russia concerning business, economics, and security. In the summer of 2013, the EU Council sharply condemned Russia’s mounting pressure on members of the EU Eastern Partnership, countries with association agreements with the EU. In 2012, the EU accounted for 52 percent of Russia’s exports, 68 percent of which consisted of fuel and energy. Following the annexation of Crimea in March 2014, the EU suspended virtually all cooperation. Still, Putin’s thinking on the EU was not positive even before the Ukraine crisis. Putin saw the EU as a project of deepening integration based on norms of business, law, and administration at variance from those emerging in Russia. Putin was also concerned that EU enlargement would become a means of excluding Russia from its “zones of traditional influence.” Certain Russian actions indicate Moscow actively seeks to encourage members to withdraw from the EU sphere and discourage countries joining it. Joint projects with European countries have allowed Russia to exploit their differences on political, economic and commercial issues creating a discordant harmony in the EU. As much as making money, a goal of such efforts has been to undermine EU unity on sanctions. The Nord Stream-2 gas pipeline, for example, has provided Putin with the means to disrupt, weaken European unity. A murmur exists in Europe that solidarity ends at the frontiers of some countries. Ad mores natura recurrit damnatos fixa et mutari nescia. (Human nature even reverts to its depraved courses, fixed and immutable)

Regarding NATO, in an interview published on January 11, 2016 in Bild, Putin provided insight into his thinking then and now. During the interview, Putin quoted West German Parliamentarian Egon Bahr who stated in 1990: “If we do not now undertake clear steps to prevent a division of Europe, this will lead to Russia’s isolation.” Putin then quoted what he considered an edifying suggestion from Bahr on how to avert a future problem in Europe. According to Putin, Bahr proffered: “the USA, the then Soviet Union and the concerned states themselves should redefine a zone in Central Europe that would not be accessible to NATO with its military structure.” Putin claimed that the former NATO Secretary General Manfred Worner had guaranteed NATO would not expand eastwards after the fall of the Berlin Wall. Putin perceives the US and EU as having acquitted themselves of ties to promises to avoid expanding further eastward, and arrogating for themselves the right to divine what would be in the best interest of all countries. He feels historians have ignored the machinations and struggles of people involved. Putin further stated: “NATO and the USA wanted a complete victory over the Soviet Union. They wanted to sit on the throne in Europe alone. But they are sitting there, and we are talking about all these crises we would otherwise not have. You can also see this striving for an absolute triumph in the American missile defense plans.” Felix qui potuit rerum cognoscere causas. (Fortunate is he who understands the causes of things.)

Deputy Chief of Staff of the Presidential Executive Office and Foreign Policy Adviser Yuri Ushakov (above). Ushakov, much as Ivanov, is not a fan of the US. He was present at former US Secretary of State Henry Kissinger’s meeting with Putin. Kissinger seemed to confirm many of the worst notions Putin and his advisers held on US thinking.

In the years after the Soviet Union’s collapse, many European countries cut their defense spending, allowed their military preparedness to drop, and reduced the NATO footprint in their own territories and in countries east to occasional drills and small exercises with former Warsaw Pact members. They stood unprepared to confront Russia. Some allowed fear and resignation to infiltrate their perceptions of the matter. They sought to veil the fact that they were intimidated by Putin, and seemingly tried to mollify him, speaking skeptically about the clear threat Russia posed. Others seemed to fear signaling a military reaction to Putin. Yet, they signaled insecurity by appearing ambivalent about committing to the costly requirements of collective security despite: the “Crimea-grab”; the Russian push in the Donbass; a looming threat to the Baltic States; Moscow’s threats to use nuclear weapons; and, Russian military air and naval incursions from Britain to Estonia. (It would be unconstructive to name specific countries regarding this point.)

Putin did not stand by while the EU and NATO expanded. He has sought to pull independent states that were once part of the Soviet Union back into Russia’s orbit. Accomplishing that required Putin to create something that did not preexist in most near abroad countries: ethnic-Russian communities forcefully demanding secession and sovereignty. That process usually begins with contemptuous murmurs against home country’s identity, language, and national symbols and then becomes a “rebel yell” for secession. It was seen in Nagorno-Karabakh in Azerbaijan, South Ossetia and Abkhazia in Georgia, Transnistria in Moldova, and more recently in Crimea, the Luhansk and Donetsk in Ukraine. Each time an ethnic-Russian space is carved out of a country, Putin gains a base from which he can exert his influence in that country.

Secretary of the Russian Federation Security Council Nikolai Patrushev (above). Patrushev is Russia’s most senior intelligence official. He asserts that the US has always sought to have levers of pressure on Russia by making use of NATO on its own terms and using its political and economic pressure to prevent vacillations by allies and partners.

Inside the Kremlin: Putin’s Advisers Speak

Audiatur et altera pars! (Let us hear the opposite side!) In February 2016, a doyen of US foreign policy, archetypal Cold Warrior, and master architect of détente, former US Secretary of State Henry Kissinger, visited Russia in order to speak at the Gorchakov Foundation. While in Moscow, he met at the Kremlin with Putin, the Chief of Staff of the Presidential Executive Office and Sergei Ivanov and the Deputy Chief of Staff of the Presidential Executive Office and Foreign Policy Adviser, Yuri Ushakov. Ivanov and Ushakov are anti-US ideologues. In his Gorchakov Foundation speech and his meeting at the Kremlin, Kissinger, albeit unintentionally, confirmed many of the worst notions Russian officials held on US thinking. Kissinger stated that “Russia should be perceived as an essential element of any new global equilibrium, not primarily a threat to the United States.” Noting that “divisive issues” existed, Kissinger suggested that rather than establish its own sphere of influence near its border, Russia should share influence in its’ periphery with the West to avoid raising alarms around it. For example, he asserted that “Ukraine needs to be embedded in the structure of European and international security architecture in such a way that it serves as a bridge between Russia and the West rather than an outpost of either side.” To Putin and his advisers, Kissinger’s ideas were hardly acceptable. Enough examples of Moscow’s behavior exist to challenge the suggestion that some sea change in thinking at the Kremlin could occur. Consider the beginning of the Ukraine crisis. In a March 6, 2014, BBC.com article entitled, “Ukraine Crisis: Obama Urges Putin to Pursue Diplomacy,” it was reported Obama told Putin in a phone call that there was a solution available that suited all parties, involving talks between Kiev and Moscow, international monitors in Ukraine, and Russian forces returning to their bases. Yet, Putin would never entertain a solution that would “suit all parties.” What suits Russia in the near abroad was, and remains, Putin’s only concern.

When Kissinger went on to state that there must be a willingness “to move beyond the grievances and sense of victimization . . . ,” Putin and his advisers sat unruffled, but were surely irritated. They likely perceived Kissinger was being dismissive of their strong concerns over EU and NATO expansion eastward. His statement likely supported their perceptions that US officials have an instinctive need to assert moral authority over Russia.

Russian Federation Prime Minister Dimitry Medvedev (above). Obama was put at ease when Medvedev was Russia’s president. Obama went as far as declaring a new era existed between the two former Cold War adversaries. Now Medvedev states: “NATO’s policies related to Russia remain unfriendly and opaque—one could go as far as to say we have slid back to a new Cold War.” Medvedev is not a friend of the US. He is Putin’s comrade.

During the final plenary session at the 12th Annual Meeting of the Valdai International Discussion Club in Sochi, Russia on October 22, 2015, Putin mentioned the 1973 comedy, science-fiction film from the Soviet Union, “Ivan Vasilyevich Changes Profession.” Putin quoted one of the film’s characters as saying to another: “How am I supposed to understand what you’re saying if you don’t say anything?” Senior Russian political leaders and foreign and defense policy officials have recently made some unambiguous public statements about US, EU and Russian relations. Clearly, their statements were biased by the view that US holds an unyielding hostility toward Russia which is manifested in its policies and actions. Speaking at the Munich Security Conference on February 13, 2016, Russian Federation Prime Minister Dimitry Medvedev, Putin’s political comrade, accused NATO of restarting the Cold War amid increased military maneuvers and troop deployments to Russia’s neighbors. Medvedev told the meeting of national leaders, senior defense officials, and top diplomats that sanctions imposed after Russia’s 2014 annexation of Crimea and new moves by NATO “only aggravate tensions.” He argued: “NATO’s policies related to Russia remain unfriendly and opaque—one could go as far as to say we have slid back to a new Cold War.” He went on to state: “On an almost daily basis, we’re called one of the most terrible threats either to NATO as a whole, or Europe, or to the United States.” Medvedev called for lifting sanctions imposed on Russia concerning Crimea, saying they are “a road that leads nowhere.” He suggested the West would only harm itself if it did not lift the sanctions soon. He warned: “The longer the sanctions continue, the more chances fade for Europeans to keep their positions in Russian markets as investors and suppliers.”

In his meeting with Putin, Ivanov, and Ushakov, Kissinger stated that Russia should be perceived as an essential element of any new global equilibrium concerning what he dubbed “divisive issues” such as Ukraine. He suggested Russia should share influence in its declared near abroad with the West. He also explained there must be a willingness to move beyond grievances and sense of victimization. Putin and his advisers sat unruffled, but were surely irritated by his statements.

In an interview with the official government newspaper, Rossiskaya Gazeta, the Secretary of the Russian Federation Security Council, one of Putin’s most important advisers and most senior intelligence official, Nikolai Patrushev, proffered: “. . . Washington has always sought to have levers of pressure on Russia. Thus, in 1974 the famous Jackson-Vanik Amendment was adopted, restricting trade relations with our country. It appeared to have completely lost its relevance immediately after the breakup of the USSR, but it was still in force right up to 2012, when the so-called “Magnitsky List” was promptly adopted in its place.” Referring to current US and EU sanctions against Russia, Patrushev explained: “The current sanctions are in the same category. The US administration’s activity in the Ukrainian sphere is taking place within the framework of an updated White House foreign policy course aimed at holding on to American leadership in the world by means of the strategic containment of the growing influence of the Russian Federation and other centers of power. In this context Washington is actively making use, on its own terms, of NATO’s potential, seeking to use political and economic pressure to prevent vacillations on the part of its allies and partners.”

In response to what Russian officials refer to as “NATO’s preparations along our borders,” on January 12, 2016, Russian Federation Defense Minister Sergei Shoigu announced that there would be a major military build-up along its border with Ukraine. Shoigu reportedly stated: “the task of utmost importance for us this year is to form three new military divisions in the western direction.” Shoigu stressed that it was not only a necessity not just to form the bases but also to re-equip locations for permanent deployment, create appropriate training grounds, storage space for equipment and accommodations for personnel. Shoigu further explained that “special attention should be paid to monitoring and analysis of the military-political situation in the world, as well as timely responses to its changes.” One base is being constructed in the town of Boguchar in the Voronezh region, located 45 kilometers from the border of Ukraine’s Luhansk province, now the self-declared, independent Luhansk People’s Republic. The base would accommodate at least 5,000 troops and would be able to house 1,300 pieces of military equipment. A similar base will be constructed near the settlement of Valuiki in the Belgorod region, approximately 20 kilometers from Luhansk.

For the Obama administration, the end is closer than the beginning. Only so much can be done in the amount of time left to halt the trend downward, much less, turn things around with Putin or its Russia policy. The challenge of improving US-Russia relations will likely be left to the next US President. O si sic omnia. (Oh, would that all had been done or said thus.)

The Way Forward

A little more than four years after Clinton provided her 2011 discourse on the pivot to Asia, General Breedlove essentially assessed the path had not been paved for Europe to go without a US presence, US leadership, and significant US support. In the US European Command Posture Statement 2016 presented on February 25, 2016, Breedlove explained: “I cannot emphasize how important European nations, in particular our NATO Allies and Non-NATO Partners, are to ensuring America’s security and safety. Many of our most capable and willing allies and partners are in Europe, playing an essential role in promoting our vital interests and executing a full range of military missions . . . Europe is not the same continent it was when I took command, as new threats and challenges continue to emerge.” The grand notion of pivoting away from Europe to focus more on Asia withered once the clashes between Putin and Obama began. Some may parse out the collision of Obama and Putin as representing the natural balance of things as their worldviews are so divergent. Even if true, some syncretistic existence should have been established for the benefit of their countries and their people. Authentic geopolitical thinking was subsumed by a satisfying substitute for reality concerning long-term US-Russia relations. Indeed, decisions in the Obama administration on Putin and Russia were based on relations with Medvedev early-on and what was best for Obama’s legacy. That got the administration into trouble with Putin from the get-go. Relations languished in misunderstanding.

Discord obtains when things get mixed up. One might speculate, with levity, that Russia experts at the State Department, the Defense Department, and CIA, who understood Putin, were seemingly exiled to isolated garrets on the top floors of their headquarters buildings by the administration to keep their impressions out of the way. Hopefully, there is not an irreversible trend downward for US-Russia relations. Yet, the end is closer than the beginning for the Obama administration. Only so much can be done with time available to halt the slide, much less, turn things around. Improving US-Russia relations will be a challenge left for the next US administration. Kissinger suggested Russia should be perceived as an essential element of any new global equilibrium. However, creating that global equilibrium will be tough as Russia will likely remain intransigent over its interests in what Putin calls the near abroad. Some recognition of Russia’s positions would be required to improve relations (although creating an arrangement in Europe that would satisfy Russia may not be possible at this point). Resetting relations would also require a new administration to recognize the limits of US power projection. How much the US will be able to handle in its sphere of influence in the future must be determined through a hard-headed assessment of possibilities based on capabilities both available and in development.

A Look at Stephen Marrin’s “Improving Intelligence Studies as an Academic Discipline” and Remembering a Professor and Friend, Roger Hilsman

Stephen Marrin says literature in intelligence studies must be compiled and evaluated in a structured way for it to become aggregated and made cumulative as the literature of other academic disciplines. Intelligence studies writers today often overlook past practitioners’ works. Marrin says contributions by Roger Hilsman (above) are among those overlooked. Hilsman was this author’s professor, faculty advisor, and friend during undergraduate and graduate study. Due to the fact it is edifying and thought provoking, and due to sentiment over a generous professor, greatcharlie.com has presented Marrin’s article to its readers.

In February 2016, Routledge, part of the Taylor & Francis Group, provided free online access to an article from Intelligence and National Security entitled “Improving Intelligence Studies as an Academic Discipline.” The article, by Stephen Marrin, a former Central Intelligence Agency (CIA) analyst and General Accounting Office analyst and current associate professor at James Madison University, considers whether the body of intelligence studies scholarship is sufficient as a basis for the development of intelligence studies as an academic discipline. In the article, Marrin notes that in the 1950s, there was concern that the lack of literature on the intelligence profession. Ensuring that knowledge about the intelligence business would be captured and made accessible to others was uncertain. He says that paucity has been resolved as both government and academia have been contributing literature to advance knowledge in the field. However, he argues intelligence studies literature has not been compiled, evaluated, and aggregated in a structured process yet. Marrin illustrates this by reviewing the discourse on the view of Sherman Kent, the renowned Office of Strategic Services (OSS) and CIA intelligence analyst, that the “integrity” or independence of the analytic function had to be retained outside the direct line authority of the decision maker. For the counterargument, researchers often turn to Kent’s contemporary, Willmoore Kendall, who suggested that if this were done the contribution from intelligence analysts would be marginalized in the decision making process.

Marrin is convinced that Roger Hilsman’s 1952 writings are as good as or better than Kendall’s in challenging some of Kent’s ideas. Nevertheless, he says Hilsman’s work is usually overlooked. Marrin further discusses Hilsman’s strong case for a closer relationship between intelligence analysis and decision making. Hilsman argued, “a more effective integration of knowledge and action”—or intelligence analysis and decision making—will require intelligence analysts to become more policy-oriented. Hilsman also argued that in order for intelligence to be “useful and significant,” it “should be frankly and consciously concerned with policy” and that its practitioners should have “a frame of mind which is … instrumental, action-conscious, policy-oriented. The major task before the researchers is one of recasting their thought to the context of action, and adapting their tools to the needs of policy.” Marrin believes the rediscovery of Hilsman’s work and those of others will result in a much more substantive debate about the respective roles and functions of intelligence analysis vis-à-vis decision maker assessment. Marrin later proffers that intelligence studies should emulate the key practices that enable any field of knowledge to become cumulative and in doing so become its own coherent academic discipline. In reviewing the need to evaluate intelligence studies for gaps or holes as a step to become more cumulative, Marrin discusses Hilsman’s evaluation of “the academic observers” in Strategic Intelligence and National Decisions (The Free Press, 1956)). Marrin’s article is edifying, thought provoking, and another valuable contribution by him to the body of intelligence studies scholarship.

What is most interesting to this author is Marrin’s reference to Roger Hilsman’s work. Hilsman was this author’s professor, independent study advisor, faculty advisor, and friend during undergraduate study at Columbia College, Columbia University, and mentor during graduate study at Columbia. Hilsman was a phenomenal educator. Discussions on policymaking and analysis that he had with students during seminars held at his residence were marked not only by the inspiration and encouragement he would give to students in their research and career plans, but also by a frankness and realism that would give them a leg up in future endeavors. The reminiscences Hilsman would share directly with this author during office hours were from those periods of his life that are perhaps the most intriguing in his biography. That included: studying at West Point; service in Merrill’s Marauder’s and command of an OSS guerilla warfare battalion both in Burma in World War II; work as a military planner for NATO and the Supreme Headquarters Allied Powers Europe; service in the administration of US President John Kennedy as Director of the Bureau of Intelligence and Research for the US Department of State; and, service as Assistant Secretary of State for Far Eastern Affairs in the administration of US President Lyndon Johnson. During lectures, he would always provide a riveting anecdote from his experiences during the 1962 Cuban Missile Crisis to accompany his “pearls of wisdom”. Perhaps one of the most interesting aspects of what he proffered on intelligence analysis and “the politics of policymaking” was the need not only to gather and analyze intelligence to understand key actors among ones’ opponents and to formulate policy, but to understand the relevant actors in the US policymaking process to understand how to promote, formulate, and implement viable policy approaches. Due greatly to the insights and lessons, and due in part to nostalgia and sentiment for a generous professor, greatcharlie.com has decided, with permission from Taylor & Francis Online, to present Marrin’s article to its readers. Quod enim munus rei publicae ad ferre maius mellusve possumus, quam si docemus atque erudimus luventutem? (What greater or better gift (or performance of duty) can we bring to the state than if we teach and instruct youth?)

Stephen Marrin, “Improving Intelligence Studies as an Academic Discipline,” Intelligence and National Security 31, no. 2 (February 2016): 266-279.

Abstract

As the field of intelligence studies develops as an academic complement to the practice of national security intelligence, it is providing a base of knowledge for intelligence practitioners to interpret their past, understand their present, and forecast their future. It also provides the basis for broader understanding of intelligence as a function of government for other government and security officials, academicians, and the general public. In recent years there has been significant growth in the numbers and kinds of intelligence-related educational and training opportunities, with the knowledge taught in these courses and programs derived from the body of intelligence studies scholarship. The question posed here is: to what extent is this body of knowledge sufficient as a basis for the development of intelligence studies as an academic discipline?

Intelligence studies is an academic complement to the practice of national security intelligence; the contribution that higher education makes to interpreting its past, understanding its present, and forecasting its future. It forms a body of knowledge that is academic—frequently embedded within broader studies of government and foreign policy—yet also useful for the intelligence professional. As the literature grows and entire academic degree programs, departments, and even colleges are dedicated to the study and teaching of intelligence, it is becoming more established as an academic discipline.1 At the same time, there are significant gaps in the literature due to a generalized failure to ensure knowledge accumulation and aggregation over time. Improving intelligence studies as an academic discipline will require reinforcing best practices that exist in academia by identifying, acquiring, storing, creating, and disseminating new knowledge.2 More effective implementation of these practices will strengthen the coherence of intelligence studies as an academic discipline while at the same time increasing its impact on broader scholarship, public understanding, and government practice.

Intelligence Studies Literature: Large and Growing

The intelligence studies literature is quite large, and growing. This was not always true, however. In 1955, Sherman Kent observed that the intelligence profession lacked a literature and as a result was unable to ensure that knowledge about the intelligence business was captured and made accessible to others.3 To address this inadequacy, Kent strongly argued for the self-conscious development of a professional literature. Soon after, in 1957 Washington Platt observed that: “the literature dealing specifically with the principles of strategic intelligence is scant, and does not reflect even the best of what is now known.”4 Platt attributed this to “the newness of the systematic pursuit of strategic intelligence, and in part to the lack of graduate courses and graduate students” as well as the general paucity of researchers on the subject.

Many of the problems of the 1950s and the early years of intelligence studies have been fixed as both government and academia have contributed to knowledge advancement in the field. The US government has traditionally participated in this process through CIA’s Center for the Study of Intelligence, and National Intelligence University’s Center for Strategic Intelligence Research.5  Other governments such as Britain, Romania, Turkey, and Spain have also begun to support intelligence studies research, especially through intelligence studies associations. At the same time, academia has contributed to intelligence studies through the development of a cadre of intelligence studies specialists primarily in political science and history departments. They tend to come together in conferences organized by various academic and professional associations where a good part of the intelligence studies scholarship is developed and presented. Foremost among these are the Intelligence Studies Section portion of the annual International Studies Association conference, the British Study Group on Intelligence and Security and Intelligence Study Group, the Canadian Association of Security and Intelligence Studies, and the Australian Institute of Professional Intelligence Officers, though many others also support intelligence studies research and scholarship.

Once it has been developed, new contributions to the intelligence studies literature are then published in a handful of dedicated journals including the peer-reviewed journal Intelligence and National Security, the more policy-oriented International Journal of Intelligence and Counterintelligence, and the widely-referenced CIA journal Studies in Intelligence, in addition to more specialized journals generally produced by various intelligence-related organizations and associations.6 While most of the intelligence studies literature exists in the form of journal articles, book publishers have also gotten involved, with Routledge’s Studies in Intelligence book series focusing on the research market, Rowman and Littlefield’s Professional Intelligence Education Series focusing on the practitioner market, and Georgetown University Press and CQ Press focusing on the academic market. The growing literature makes up the body of knowledge in the field. The accumulation of the literature has become so notable that in 2009 the Chronicle of Higher Education published a profile of intelligence studies as a growing academic discipline.7

When one surveys the extensive intelligence studies literature in all its variety, the literature can appear to be quite large indeed. Scholars who have evaluated the intelligence studies literature have focused on general overviews or the state of the literature in specific countries.8 Some of these evaluations have even focused on the importance of learning from history, both for its own sake as well as for improving practice in the future.9 This is, essentially, the contribution that scholarship can make to practitioner-oriented efforts to learn from past experience in various history and lessons learned centers which are dedicated to avoid the Santayana admonition that “those who cannot remember the past are condemned to repeat it.”10

At the same time, there are some significant problems with the intelligence studies literature which is impeding the field from developing as a coherent academic discipline. In general the intelligence literature is rich in history but both insular and theoretically thin perhaps because of a generalized failure to ensure knowledge accumulation and aggregation over time.

Failing to be Cumulative

The primary problem with the intelligence studies literature specifically is that it is anything but cumulative regarding its own intellectual history. Intelligence studies as a field of knowledge has books and journals to document “lessons identified” but it does not have a structured process for compiling and evaluating the literature so that it is aggregated and made cumulative.

Referencing prior work on the same or similar subjects, a technique used to layer new knowledge on top of old as a way to ensure knowledge is cumulative, is infrequently done by intelligence studies’ authors. Even those who should cite relevant contributions from the three core journals in the field frequently fail to do so. The end result is the repetition of ideas and knowledge rather than the creation of new knowledge. To mix a couple of metaphors, instead of standing on the shoulders of giants and creating an academic discipline, intelligence scholars seem to be re-inventing the conceptual wheel every 15 years or so without really making advances in terms of disciplinary knowledge. While this kind of conceptual repetition occurs in other academic fields as well, frequently characterized by the phrase “old wine in new bottles”, it is especially noticeable in the intelligence studies domain.

Failing to Learn from Sherman Kent

This is not to imply that past knowledge has been forgotten completely. For example, over the past 25 years Sherman Kent has been established as one of the giants in the field partly due to the efforts of Jack Davis, who has raised Sherman Kent’s profile significantly through his writings.11 This higher profile helps in the knowledge aggregation process because it provides a touchstone in the literature that later scholars and practitioners can refer back to. They can then use it as a jumping off point to make additional observations and contributions to the body of knowledge. But even then, sometimes key ideas fail to be picked up by modern scholars.

As an example, Sherman Kent’s 1949 distinction between intelligence and strategic intelligence is not widely referenced in the literature.12 As Kent put it: “Intelligence is a simple and self-evident thing. As an activity it is the pursuit of a certain kind of knowledge. In a small way it is what we all do every day . . . But no matter whether done instinctively or with skillful conscious mental effort intelligence work is in essence nothing more than the search for the single best answer.”13 Kent then goes on to distinguish this definition of “intelligence” from “strategic intelligence” which he says is “knowledge vital for national survival” and what he considers to be unique problems related to this effort.

Yet modern efforts to define intelligence do not include Kent’s 1949 distinction between intelligence and strategic intelligence. In fact, there is as of yet no consensus on the definition or purpose of intelligence. Perhaps a consensus is not required; other fields do not have unanimity on core concepts either. But the development of schools of thought around different kinds of definitions would provide taxonomies of concepts that could be used to evaluate each definition against the others, and greater understanding of the variation in perspectives embedded within this discussion of definitions.

This failure to be cumulative in terms of the definition of intelligence has also limited the development of theories of intelligence. The disagreements over definitions frequently reflect different assumptions about what the purpose of intelligence is. Definitions can be conceived of as static representations of the underlying vision of purpose, and articulating the variety of visions of purpose may be more important than achieving consensus on definitions. So rather than argue over which words to use in a definition, it would be more effective for knowledge development purposes to address what the different purposes of intelligence are, create schools of thought around them, and then foster structured debates between the respective schools of thought. Knowledge manifestly increases when the formal articulation of conflicting perspectives leads to intellectual debate as the proponents of one school of thought take on the proponents of another in a collegial debate. The development of an academic discipline is at least partially contingent on its ability to create productive debates between different schools of thought, and then grow knowledge cumulatively as the debate continues. While there has been recent progress on developing different kinds of intelligence theory, intelligence studies has not yet effectively created schools of thought or fostered these structured debates.14

Forgetting Roger Hilsman

Even when key ideas from early writers such as Kent are identified and retained in working scholars’ memories, sometimes key contemporaries are forgotten. For example, Kent argued for retaining the “integrity” or independence of the analytic function outside the direct line authority of the decisionmaker.15 The end result would be independent, objective intelligence analysis for national security decisionmakers. This concept of an independent analytic corps was subsequently challenged by Kent’s contemporary, Willmoore Kendall, who suggested that if this were done the contribution from intelligence analysts would be marginalized in the decisionmaking process.16 Instead, Kendall preferred to see a closer relationship between intelligence and decisionmaking in which “the intelligence function (helps) the policymakers ‘influence’ the course of events by helping them understand the operative factors on which the US can have an impact.”17 When scholars reference the purpose of intelligence and the relationship between intelligence and policy, they now cite Kent followed almost immediately by Kendall as a way to identify two early schools of thought on the subject.

But Roger Hilsman’s mostly-forgotten 1952 writings are as good as or better than Kendall’s as a challenge to some of Kent’s ideas. Hilsman made a strong case for a closer relationship between intelligence analysis and decisionmaking, arguing that “a more effective integration of knowledge and action”—or intelligence analysis and decisionmaking—will require intelligence analysts to become more policy-oriented.18 Hilsman directly questioned Kent’s conception of a separation of intelligence from decisionmaking by asking “whether this division of labor is a wise or even a valid one”19 and he ended up concluding that it was “both arbitrary and awkward.” Hilsman goes on to say that in order for intelligence to be “useful and significant” it “should be frankly and consciously concerned with policy” and that its practitioners should have “a frame of mind which is . . . instrumental, action-conscious, policy-oriented. The major task before the researchers is one of recasting their thought to the context of action, and adapting their tools to the needs of policy.”20

In other words, Hilsman disagreed with Kent, and believed that intelligence analysts should work in close cooperation with decisionmakers. Intelligence studies scholars know what Kent said about the intersection between intelligence analysis and decisionmaking and they also know about Kendall’s challenge, but they seem to have forgotten Hilsman even though his ideas have as much relevance as anything else written about the subject over the past 60 years.

The potential value of rediscovering Hilsman is a much more substantive debate than that which currently exists about the respective roles and functions of intelligence analysis vis-à-vis decisionmaker assessment. As an example, at one point a solution had been found which approximates Hilsman’s working relationship of knowledge and action. It was known as the National Security Studies Memorandum (NSSM) in the Nixon and Ford Administrations and the Presidential Review Memorandum (PRM) in the Carter Administration, and received a fair amount of praise for being an effective way to bridge intelligence and policy.21

Unfortunately, the PRM/NSSM product line was disbanded in 1980 and appears to have been completely forgotten by both academia and government.22 With a couple of exceptions, it has not been referenced in the literature for almost 30 years, and current long-serving members of the national security community are not aware that it used to exist. Yet some have begun to recommend and implement various mechanisms for doing exactly what the PRMs and NSSMs were built to do. For example, former Deputy National Security Advisor James Steinberg called for the National Security Council to play a more direct role in facilitating a better working relationship between intelligence producers and consumers.23 In addition, senior intelligence professionals Josh Kerbel and Anthony Olcott recommended a much closer relationship between intelligence and policy.24 If implemented, these suggestions would essentially recreate the old PRM/NSSM product decades later. But this reinvention of the wheel was not necessary. Instead, all that was needed was better utilization of the ideas that were already in the intelligence studies literature.

Ignoring Platt, Knorr, and Hughes

Another example of forgotten intelligence studies scholarship is Washington Platt’s 1957 book Strategic Intelligence Production: Basic Principles. The titles of Platt’s chapters speak to the very interests of intelligence scholars and practitioners today: Principles of Intelligence Production; From Information to Intelligence; Intelligence Production: An Act of Creative Thinking; Help From the Social Sciences; Probability and Certainty; Forecasting; Characteristics of the Intelligence Profession. All of these chapters could make contributions to the ongoing discussions regarding analytic process, utility of the social sciences, increasing imagination, futures work and forecasting, and professionalization. But Platt’s work has also been forgotten, even though it contains some important ideas that current scholars and practitioners would find quite interesting.

Finally, other forgotten scholarship includes some of the best work on intelligence analysis as a social science and the relationship between intelligence producers and consumers. Klaus Knorr’s 1964 monograph “Foreign Intelligence and the Social Sciences” contains the best evaluation of how analysts use social science methodology in the entire intelligence literature, yet is rarely cited or referenced in most work on intelligence analysis.25 In addition, Thomas Hughes wrote a short monograph in 1976 on the relationship between intelligence and policy that is one of the best treatments of the subject, but there are very few references to it in the literature.26

In their treatment of these subjects, current scholars are ignoring insights from prior works and are instead rebuilding the wheels that were built decades ago. It is necessary to know who the giants are in order to stand on their shoulders and right now it does not appear that the intelligence studies field as a whole possesses sufficient understanding of who those giants are or what can be learned from them.

Two Steps Forward, One Step Back

Some scholars conduct more thorough literature reviews than others, and there have also been efforts to remind current scholars and practitioners of those who blazed the trails before them. For example, intelligence studies literature reviews began as early as Hilsman’s evaluation of “the academic observers” in his 1956 book chapter reviewing the works of George Pettee, Sherman Kent, and Willmoore Kendall.27 A set of reviews organized by Roy Godson in the 1980s also provided a review of what had been published up to that point.28 But then these reviews are forgotten, and have to be rewritten for a new generation.

A recent example of this is Anthony Olcott’s evaluation of the writings of Sherman Kent, Willmoore Kendall, and George Pettee that compares and contrasts their differing perspectives and approaches to strategic intelligence analysis.29 This is a valuable contribution to the literature because it reminds other scholars of these authors’ writings. It also reminds them that to understand where the literature is today it is necessary to go back and understand the perspectives of those who helped build it into what it is today. Unfortunately, Olcott’s contribution does not reference Hilsman’s 1956 book chapter which evaluated the very same authors that Olcott did with the very same goal in mind: to evaluate these early writings in order to compare and contrast their different perspectives and approaches to intelligence analysis. This is not intended as a criticism of the author, because most every scholarly contribution fails to address some significant prior work. Instead, it is being flagged here because it is symptomatic of a broader problem in the intelligence studies literature related to the limitation of knowledge accumulation in the field.

Academicians and scholars document, store, and disseminate existing knowledge as well as grow new knowledge. So why have scholars failed to learn from their own history? Because there has not been sufficient emphasis placed on the infrastructure which facilitates knowledge production in the field. In the field of security studies, for example, Stephen Walt has recommended that scholars focus on the relationship between academia and practice in ensuring healthy evolution of knowledge over time.30 He also identifies research support as well as prevailing norms and ethos of the security studies community as mechanisms where improvements can be made to knowledge production in the field. Unfortunately, the kind of emphasis that Walt put on the knowledge infrastructure in the security studies field does not have an equivalent in intelligence studies. But this lack of emphasis in the past presents us with an opportunity to build that infrastructure with an eye to the future.

Developing Intelligence Studies as an Academic Discipline

To become more cumulative, intelligence studies should emulate the key practices that enable any field of knowledge to become cumulative and in doing so become its own coherent academic discipline. This involves establishing formalized processes for creating, documenting, storing, and disseminating knowledge in such a way as to ensure that future generations of scholars and practitioners can benefit from it.31 The steps involve: (1) documenting what is known; (2) evaluating it for gaps or holes; (3) working to fill those gaps in knowledge; (4) distributing this knowledge to those who need or want it; and (5) institutionalizing these efforts.

In most academic disciplines, scholars articulate important ideas which are then evaluated and critiqued by others in the field. This leads to the development of competing schools of thought, with individuals representing those schools. But even if the idea is debunked, that discussion remains in the literature for later generations of scholars to learn from. So there also needs to be a tradition of critiquing previous interpretations, and building secondary and tertiary arguments off of the arguments of the main proponents of each school. It is from this process of evaluation and critique that the giants in the field are identified and their insights transferred to new scholars, leading to longer and deeper intellectual histories. To support this, there also needs to be a heavy emphasis on citation and footnotes in order to link current ideas back to the ongoing scholarly debates. More effective implementation of these academic best practices will strengthen the coherence of intelligence studies as an academic discipline while at the same time increasing its impact on broader scholarship, public understanding, and government practice.

The first step in improving the body of knowledge is to document what is known. This has to be a dynamic rather than static process; perhaps an annualized bibliographic book series. This is labor intensive and probably not something that most scholars would choose to do on their own. The closest working approximation to what is required is the online Muskingum College intelligence bibliography compiled by J. Ransom Clark, which is a tremendously valuable resource for both intelligence studies scholars as well as students of intelligence.32

Other efforts are either limited to specific subject matter topics, or have not been updated recently.33 To continue developing this kind of working bibliography, governments and professional associations interested in ensuring that intelligence studies remains an active academic discipline may have to collaborate on this kind of project.

The second step in improving the body of knowledge is to evaluate what is known; the literature that has already been developed. This would involve a variety of literature reviews oriented towards identifying the research questions that have been explored sufficiently, others that still require some work, and yet still others that have not yet been answered. The Intelligence Studies Section (ISS) at ISA has implemented something like this as its contribution to the International Studies Encyclopedia.34 ISS broke the intelligence studies literature down into 20 different topics, and lined up authors to write literature reviews on each of those topics. These topics include those of interest to practitioners, such as analytic methods, organizational structures and processes, training and education, and so forth. In published form, the end result provides current and future scholars and practitioners with a starting point for understanding the current state of that segment of the literature.

This kind of evaluative literature review is also being done through the Guide to the Study of Intelligence being developed by the Association of Former Intelligence Officers (AFIO). The purpose is to provide high school, college, and university instructors with “a literature review of significant works useful for educators” in order to help them with course development.35

The subject matter is wide ranging, and covers many specialized topics within the intelligence studies literature. Additional efforts like it and the one by ISA’s Intelligence Studies Section would improve the intelligence literature by ensuring that both scholars and practitioners were able to evaluate the existing state of knowledge in order to know where the gaps in knowledge are.

The third step in the process is to begin filling in the gaps in the literature identified in the evaluations. There are a variety of ways to do this, including by developing a dedicated (and funded) research agenda akin to the Army War College’s Key Strategic Issues List to back-fill gaps in knowledge. Another way to fill in gaps in knowledge is through themed conferences and symposia. Alternatively, open calls for papers for paper-based conferences on various intelligence-related themes could lead to some interesting new contributions to the literature. A model for this kind of activity could be the 2005 International Conference on Intelligence Analysis that Mitre coordinated on behalf of Mark Lowenthal, the then-Assistant Director of Central Intelligence for analysis and production. This conference was modeled on an academic conference, with a paper requirement and proposals open to the public. It also led to the presentation of papers which have since made their own contributions to on-going discussions in the scholarship.

Funding and content for these conferences could come from consortia made up of experts from government, academia, professional associations, and private industry; together they should have the infrastructure, contacts, and knowledge necessary to successfully implement this kind of venture. Associations could provide a focal point for acquiring and coordinating the kinds of knowledge that would be helpful in terms of outreach to the academic community. For example, the Office of the Director of National Intelligence has partnered with the Intelligence and National Security Alliance (INSA) on events related to analytic transformation, but other associations such as ISA’s Intelligence Studies Section or the International Association for Intelligence Education (IAFIE) would both be good partners for those wanting to engage academia. The broad point is to find appropriate collaborative partners for these sorts of knowledge-building initiatives.

The fourth step in the process would be to disseminate the new knowledge to those who can use it, including current and future intelligence scholars and practitioners. That could involve better communications between those who research and write about intelligence and those who teach it, so that a feedback loop is established to maximize learning. The students could be those in academia in intelligence studies or intelligence school programs, or those in governmental training courses. The Harvard University Intelligence and Policy Program also provides a potential model for those who want to establish a form of continuing education in the field devoted not to practitioner proficiency per se, but rather broader understandings of purpose and how best to manage the enterprise.36

Finally, the last step in the process would be to institutionalize these efforts. One kind of institutionalization would be through academic Intelligence Studies centers; academic equivalents to CIA’s Center for the Study of Intelligence or NIU’s Center for Strategic Intelligence Research.37 Such programs can centralize knowledge about the theory and practice of intelligence as a profession, and can provide this knowledge to government, other parts of academia, the news media, and segments of society in a more structured way than has been done in the past. The knowledge resident in these departments in the form of faculty, staffs, libraries, and the other infrastructure can provide the optimal educational environment for those who want to learn more about intelligence studies.

Another way to institutionalize these efforts would be to encourage Ph.D. students to specialize in intelligence studies. Intelligence studies has not developed a cumulative tradition of scholarship partly because there are relatively few intelligence studies Ph.D.s. This means that there are not many scholars who look at the body of knowledge in a longitudinal sense; how it has grown and changed over time. The Ph.D. is not a static representation of knowledge and it cannot be evaluated based on that criterion. Instead, one must evaluate the Ph.D. based on the ability of the bearer to create new knowledge. In this case, that means relevant contributions to our understanding of intelligence. To make that contribution to knowledge, the Ph.D. student first has to survey and evaluate the current state of existing knowledge before deciding precisely how to contribute to new knowledge.

More Ph.D. students studying more intelligence-related subjects will enable the literature to become more cumulative than it ever has been, identify where cumulative progression of knowledge has stalled, and contribute to the institutionalization of footnoting and other practices that would be indicative of greater scholarly rigor. The most effective way to encourage more doctoral students is to provide them with funding. This funding could come in the form of fellowships which bring junior scholars into academic institutions where they would add to the creativity and learning of that institution by managing different projects or developing new courses. This kind of fellowship could be funded by governments in the same way that they fund other kinds of Ph.D.s, the private sector which would benefit from the knowledge created, or professional intelligence associations in their efforts to support related educational activities.

Finally, a push to make the intelligence studies literature more cumulative would also be to make it more professional, more structured, and more disciplined which will increase its impact on broader literatures as well as among intelligence professionals. Currently intelligence studies as a field of knowledge is subordinate to other more traditional academic disciplines including political science, history, anthropology, sociology, psychology, and communications disciplines. Unfortunately, while the intelligence studies literature itself is extensive, many mainstream scholars do not sufficiently incorporate its knowledge and insight into their work.38

As a result, both conventional academic scholars and by extension the general public do not incorporate the extensive nuance reflected in the intelligence studies literature and instead frequently rely on broad brush generalizations and mischaracterizations. Improving the coherence and rigor of intelligence studies as an academic discipline will highlight the breadth and depth of the literature to those who were previously unaware of it.

Intelligence studies as an academic discipline was in its formative stages for about 20 years, from the mid-1980s through to the early 2000s. It then entered a form of adolescence resulting from the flow of interest and money in its direction after the 2001 terrorist attacks. Through the 2000s the literature has grown in terms of sophistication and abstraction, with much additional emphasis on key intelligence concepts and theories. As the field continues to mature, improving intelligence studies as an academic discipline will require a return to scholarly fundamentals and best practices in order to create a cumulative, comprehensive, and influential body of disciplinary knowledge for future scholars and practitioners to learn from and contribute to.

Notes

1 For a recent discussion of intelligence studies as an academic discipline, see Loch Johnson and Allison Shelton, “Thoughts on the State of Intelligence Studies: A Survey Report”, Intelligence and National Security 28/1 (2013) pp.109–20.

2 These recommendations are derived in part from remarks given at the Conference on Learning the Lessons of All-Source Intelligence Analysis sponsored by State Department’s Bureau of Intelligence and Research and the Office of the Director of National Intelligence’s Intelligence Community Lessons Learned Center, Washington, DC, July 2008.

3 Sherman Kent, “The Need for an Intelligence Literature”, Studies in Intelligence Spring (1955) pp.1–11.

4 Washington Platt, Strategic Intelligence Production: Basic Principles (USA: Praeger 1957) pp.133–4.

5 Russell G. Swenson, “Meeting the Intelligence Community’s Continuing Need for an Intelligence Literature”, Defense Intelligence Journal 11/2 (2002) pp.87–96.

6 For more on the value of the International Journal of Intelligence and Counterintelligence for conventional scholars and practitioners, see Jason Vest, “Artificial Intelligence”, Foreign Policy, 4 January 2006.

7 Peter Monaghan, “Intelligence Studies”, The Chronicle of Higher Education, 20 March 2009.

8 Loch K. Johnson, “An Introduction to the Intelligence Studies Literature” in Loch Johnson (ed.) Strategic Intelligence (Westport, CT: Praeger 2007) pp.1–20; Kenneth G. Robertson, “The Study of Intelligence in the United States” in Roy Godson (ed.) Comparing Foreign Intelligence: The US, USSR, UK and the Third World (Washington, DC: Pergamon-Brassey’s 1988) pp.7–42; Geoffrey R. Weller, “Assessing Canadian Intelligence Literature: 1980–2000”, International Journal of Intelligence and Counterintelligence 14/1 (2001) pp.49–61; Len Scott, “Sources and Methods in the Study of Intelligence: A British View” in Loch Johnson (ed.) Strategic Intelligence (Westport, CT: Praeger 2007) pp.87–108; Eric Denécé and Gérald Arboit, “Intelligence Studies in France”, International Journal of Intelligence and Counterintelligence 23/4 (2010–11) pp.725–47; Gustavo Díaz Matey, “The Development of Intelligence Studies in Spain”, International Journal of Intelligence and Counterintelligence 23/4 (2010–11) pp.748–65.

9 Christopher Andrew, “Intelligence Analysis Needs to Look Backwards Before Looking Forward”, paper given at the New Frontiers of Intelligence Analysis Conference, “Shared Threats, Diverse Perspectives, New Communities”, 31 March–2 April 2004. Stephen Marrin, “Preventing Intelligence Failures By Learning From the Past”, International Journal of Intelligence and Counterintelligence 17/4 (2004) pp.655–72; John Hedley, “Learning from Intelligence Failures”, International Journal of Intelligence and Counterintelligence 18/3 (2005) pp.435–50; Len Scott and R. Gerald Hughes, “Intelligence, Crises and Security: Lessons from History?”, Intelligence and National Security 21/5 (2006) pp.653–74.

10 George Santayana, The Life of Reason (NY: Scribner’s 1905–6).

11 Jack Davis, “The Kent-Kendall Debate of 1949”, Studies in Intelligence 36/5 (1992) pp.91–103; Jack Davis, “Sherman Kent and the Profession of Intelligence Analysis”, Occasional Papers 1, no. 5, Washington, DC, Central Intelligence Agency, The Sherman Kent Center for Intelligence Analysis, November 2002; Jack Davis, “Sherman Kent’s Final Thoughts on Analyst-Policymaker Relations”, Occasional Papers 2, no. 3, Washington, DC, Central Intelligence Agency, The Sherman Kent Center for Intelligence Analysis, June 2003.

12 Thomas F. Troy, “The ‘Correct’ Definition of Intelligence”, International Journal of Intelligence and Counterintelligence 5/4 (1991–2) pp.433–54; Martin T. Bimfort, “A Definition of Intelligence”, Studies in Intelligence 2/4 (1958); Michael Warner, “Wanted: A Definition of Intelligence”, Studies in Intelligence 46 (2002) pp.15–22; Kristan Wheaton and Michael Beerbower, “Towards a New Definition of Intelligence”, Stanford Law and Policy Review 17 (2006) pp.319–30; Alan Breakspear, “A New Definition of Intelligence”, Intelligence and National Security 28/5 (2013) pp.678–93.

13 Sherman Kent, Strategic Intelligence for American World Policy (Princeton, NJ: Princeton University Press 1951) p.vii.

14 For recent progress on intelligence theory, see Gregory F. Treverton, Seth G. Jones, Steven Boraz and Phillip Lipscy, Conference Proceedings: Toward a Theory of Intelligence Workshop Report (Arlington, VA: RAND National Security Research Division 2006); Peter Gill, Stephen Marrin and Mark Phythian (eds.), Intelligence Theory: Key Questions and Debates (London: Routledge 2008); Stephen Marrin, “Intelligence Analysis Theory: Explaining and Predicting Analytic Responsibilities”, Intelligence and National Security 22/6 (2007) pp.821–46.

15 See “The Problem of Objectivity and Integrity” in Kent, Strategic Intelligence for American World Policy, pp.195–201.

16 Willmoore Kendall, “The Function of Intelligence”, World Politics 1/4 (1949) pp.542–52, p.550.

17 Davis, “The Kent-Kendall Debate of 1949” p.95.

18 Roger Hilsman Jr., “Intelligence and Policy-Making in Foreign Affairs”, World Politics 5/1 (1952) pp.1–45, p.45.

19 Ibid., p.25.

20 Ibid., p.44.

21 Arthur S. Hulnick and Deborah Brammer, “The Impact of Intelligence on the Policy Review and Decision Process”, Center for the Study of Intelligence, Central Intelligence Agency, Washington, DC, January 1980.

22 Stephen Marrin and Philip H.J. Davies, “National Assessment by the National Security Council Staff 1968–80: American Experiment in a British Style of Analysis”, Intelligence & National Security 24/5 (2009) pp.644–73.

23 James B. Steinberg, “The Policymaker’s Perspective: Transparency and Partnership” in Roger George and James Bruce (eds.) Analyzing Intelligence: Origins, Obstacles, and Innovations (Washington, DC: Georgetown University Press 2008) pp.82–90.

24 Josh Kerbel and Anthony Olcott, “The Intelligence-Policy Nexus: Synthesizing with Clients, Not Analyzing for Customers”, Studies in Intelligence 54/4 (2010) pp.1–13.

25 Klaus E. Knorr, “Foreign Intelligence and the Social Sciences”, Research Monograph No. 17, Center of International Studies, Woodrow Wilson School of Public and International Affairs, Princeton University, June 1964.

26 Thomas L. Hughes, The Fate of Facts in a World of Men, Headline Series No. 233 (NY: Foreign Policy Association 1976).

27 Roger Hilsman, Strategic Intelligence and National Decisions (Glencoe, IL: The Free Press 1956) pp.123–37.

28 Godson, The New Study of Intelligence, pp.1–6; Robertson, “The Study of Intelligence in the United States”, pp.7–42; Christopher Andrew, “Historical Research on the British Intelligence Community”, in Roy Godson (ed.) Comparing Foreign Intelligence: The US, USSR, UK and the Third World (Washington, DC: Pergamon-Brassey’s 1988) pp.43–64.

29 Anthony Olcott, “Revisiting the Legacy: Sherman Kent, Willmoore Kendall, and George Pettee – Strategic Intelligence in the Digital Age”, Studies in Intelligence 53/2 (2009) pp.21–32.

30 Stephen M. Walt, The Renaissance of Security Studies, International Studies Quarterly 35/2 (1991) pp.211–39.

31 This is the knowledge advancement portion of the professionalization process. Stephen Marrin and Jonathan Clemente, “Modeling an Intelligence Analysis Profession on Medicine”, International Journal of Intelligence and Counterintelligence 19/4 (2006–7) pp.642–65.

32 J. Ransom Clark, “The Literature of Intelligence: A Bibliography of Materials, with Essays, Reviews and Comments, Muskingum University, 1998–2012” < http://intellit.muskingum.edu/index.html>

33 George C. Constantinides, Intelligence and Espionage: An Analytical Bibliography (Boulder, CO: Westview Press 1983); Marjorie W. Cline, Carla E. Christiansen and Judith M. Fontaine (eds.), Scholar’s Guide to Intelligence Literature: Bibliography of the Russell J. Bowen Collection (Frederick, MD: University Publications of America 1983); Neal H. Petersen, American Intelligence, 1775–1990: A Bibliographical Guide (Claremont, CA: Regina Books 1992); The Future of Intelligence Analysis, Vol. II, Final Report, Center for International and Security Studies at Maryland, 10 March 2006; Greta E. Marlatt, “Intelligence and Policymaking: A Bibliography”, Naval Postgraduate School, December 2010.

34 Robert A. Denemark (ed.), International Studies Encyclopedia (Malden, MA: Wiley-Blackwell 2010) < http://eu.wiley.com/WileyCDA/WileyTitle/productCd-1405152389.html> with specific intelligence-related publications listed here: < http://intellit.muskingum.edu/refmats_folder/teachingiss.html>

35 AFIO Weekly Intelligence Notes #37-10, 5 October 2010 < http://www.afio.com/sections/wins/2010/2010-37.htm>

36 Ernest R. May and Philip D. Zelikow (eds.), Dealing with Dictators: Dilemmas of US Diplomacy and Intelligence Analysis, 1945–1990, BCSIA Studies in International Security (Cambridge, MA: The MIT Press 2006) pp.ix–x.

37 Stephen Marrin, “Intelligence Studies Centers: Making Scholarship on Intelligence Analysis Useful”, Intelligence and National Security 27/3 (2012) pp.398–422.

38 Amy B. Zegart, “Cloaks, Daggers, and Ivory Towers: Why Academics Don’t Study US Intelligence” in Loch Johnson (ed.) Strategic Intelligence (Westport, CT: Praeger 2007) pp.21–34. Also see Amy Zegart, “Universities Must Not Ignore Intelligence Research”, Chronicle of Higher Education, 3 July 2007. For examples of intelligence studies works that are good treatments of the subject but fail to address existing scholarship, see Richard Posner, Preventing Surprise Attacks: Intelligence Reform in the Wake of 9/11 (Lanham, MD: Rowman and Littlefield 2005); Douglas Hart and Steven Simon, “Thinking Straight and Talking Straight: Problems of Intelligence Analysis”, Survival 48/1 (2006) pp.35–60; David Omand, Securing the State (NY: Columbia University Press 2010); Ken Lieberthal, The US Intelligence Community and Foreign Policy: Getting Analysis Right (Washington, DC: Brookings Institution 2009). For an exception consisting of a treatment of intelligence which also cites the relevant intelligence studies literature, see Robert Jervis, Why Intelligence Fails: Lessons from the Iranian Revolution and the Iraq War (Ithaca, NY: Cornell University Press 2010).