A Proposal for the Ukrainian Armed Forces Concerning Russian Federation Prisoners of War That Supports Military Objectives while Sowing Seeds for Peace

A Russian Federation BMP-3 crew signals surrender to Ukrainian troops by placing a white flag in the vehicle’s gun barrel (above). Despite any gains that may be emphasized by Moscow, the slaughter of Russian Federation troops continues in Ukraine. Most Russian Federation units that have taken the field in Ukraine have been battered and tattered to degrees well-beyond what most modern armed forces around the world would find acceptable. One might proffer that Russian Federation commanders do not see anything so odd in what they are doing, but their troops indubitably have vastly disparate views from them concerning the bloodshed. From all of this, the Ukrainian Armed Forces early on recognized an opportunity to exploit the situation in a non-lethal way. That effort actually got underway in 2023 in a very public manner through the Ukrainian Armed Forces’ Prisoner of War/Psychological Operations program managed by the Coordinating Headquarters for the Treatment of Prisoners of War. The program has had its share of successes. However, with a thought to enhance ongoing work, greatcharlie suggests an additional approach be developed within the existing program. Russian Federation troops are currently required to be proactive in the effort to become prisoners of war, but to that extent the process is somewhat one-sided. Under a program proposed here, Russian Federation troops would find some greater comfort and more confidence in following through on any plans they may have to escape the war knowing the Ukrainian Armed Forces, an enemy who can also serve as a rescuer, would be proactively trying to save them amidst the fighting.

If one the top commanders of Vooruzhonnije Síly Rossíyskoj Federátsii (the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation Armed Forces) were to give an honest assessment of the prospects for Russian forces in Ukraine he would likely reply average, meaning they were worse than the year before but likely better than the year to come. Once much vaunted as a titanic war machine, the Russian Federation Armed Forces hardly lived up with their billing. Showing themselves as something less than an authentic 21st century fighting force, they unexpectedly collided with two obstructions in Ukraine: reality and Zbrojni syly Ukrayiny (Armed Forces of Ukraine, hereinafter referred to as the Ukrainian Armed Forces) well-assisted by the US, other NATO countries, as well as countries from around the world. Clearly Russian Federation forces were sent into Ukraine with hardly any idea of what they would face or how they could effectively fight a war, and consequently members of the Russian Federation Armed Forces have suffered immensely. There has been little evidence of an awareness among Russian Federation commanders of how to effectively organize forces and what minimum-essential control measures should be in place; as well as the general planning, preparation, and execution considerations for offensive and defensive operations. One is left to wonder what most Russian Federation commanders actually know about the art and science of tactics. As in previous posts, greatcharlie does not feel it can overemphasize just how below average the military acumen of Russian Federation commanders really is. Given the way in which the Spetsial’noy Voyennoy Operatsii (Special Military Operation) was designed, greatcharlie will go out on limb and state the task of rolling Russian Federation military formations into Ukraine could have been performed by logistical managers of a large-sized transport or delivery service company with albeit a modicum of military advice but no military experience as effectively or better than Russian Federation commanders. Amoto quaeramus seria ludo. (Jokes aside, let us turn to serious matters.)

One of the most intriguing and horrifying aspects of Russian Federation commanders’ prosecution of the war, is the manner in which they figuratively slam their troops against the wall of Ukrainian defenders with the hope that if they pound hard enough they will break through. The continued slaughter of their troops may have allowed for not much more than the ego stroke of conquest of less than significant objectives relative to the bigger picture. An implication of this tact is that the Russian Federation’s Armed Forces have practically guaranteed they will not have enough experienced troops left to accomplish anything on a larger scale in Ukraine. There are no indications that there is anything Russian Federation commanders plan to do to reduce casualties among their units. Most Russian Federation units that have taken the field in Ukraine have been battered and tattered to degrees well-beyond what most modern armed forces around the world would find acceptable. One might proffer that Russian Federation commanders do not see anything so odd in what they are doing, but their troops indubitably have vastly disparate views from them concerning the bloodshed. From all of this, the Ukrainian Armed Forces early on recognized an opportunity to exploit the situation in a non-lethal way. That effort actually got underway in 2023 in a very public manner through the Ukrainian Armed Forces’ Prisoner of War/Psychological Operations program managed by the Coordinating Headquarters for the Treatment of Prisoners of War. The program has had its share of successes. The noble program has saved the lives of a number of Russian Federation troops who were able to reason things out and recognize the realities of their overall situation.

However, with a thought to enhance ongoing work in this province, greatcharlie would suggest an additional approach be considered for use by the Coordinating Headquarters for the Treatment of Prisoners of War, Similar in some way to the “I want to Live” 24-hour hotline, it creates a path for the surrender of Russian Federation troops. The existing program was very publicly announced and advertised. As part of the program, a rationale was provided online for why Russian Federation troops should surrender to survive, and a telephone was provided for them to call to arrange their surrender with staff of the Coordinating Headquarters for the Treatment of Prisoners of War. However, under the existing program, Russian soldiers are required to be proactive in the effort to become prisoners of war. To that extent, the process is rather one-sided. Under a program proposed here, Russian Federation troops would find some greater comfort and more confidence in following through on any plans they may have to escape the war with all of its ills and absurdities knowing the Ukrainian Armed Forces, an enemy who can also serve as a rescuer, would be proactively trying to save them. What is proposed is a concrete plan of action that would give Russian Federation troops the choice of whether to stay and somewhat likely lose their lives for a lost cause or go and live a full life with the help of Ukraine. Perhaps it could be said that greatcharlie has maintained perspective but at the same time has done quite a bit of what some of its readers have characterized as whining about the Ukraine War since it began. Admittedly, only on a handful of occasions has it “deigned” to offer possible solutions. (Rather than just point out problems, it is more constructive to offer ways to defeat them.) Hopefully, the proposed plan is of sufficient potency to have some immediate value to officials in Ukraine and those of other countries who may advise them on the war. Quid ergo? non ibo per priorum vestigia? ego vero utar via vetere, sed si propiorem planioremque invenero, hanc muniam. Qui ante nos ista moverunt non domini nostri sed duces sunt. Patet omnibus veritas; nondum est occupata; multum ex illa etiam futuris relictum est. (What then? Shall I not follow in the footsteps of my predecessors? I shall indeed use the old road, but if I find one that makes a shorter cut and is smoother to travel, I shall open the new road. Men who have made these discoveries before us are not our masters, but our guides. Truth lies open for all; it has not yet been monopolized. And there is plenty of it left even for posterity to discover.)

Recruits listen to a Russian Army instructor showing mobilized troops how to use a man-portable missile during a military training at a firing range in the Rostov-on-Don region in the Russian Federation on October 4, 2022. The Russian Federation called up over 200,000 reservists as part of a partial mobilization. The mobilized troops–Mobiks, as the Ukrainians call them–depicted here are very likely in a mental fog as they assemble in their camp. Their uncertainty and fear is palpable even through the photo. Many upon donning their green uniforms for the first time likely wondered if the countdown to their end had begun at that moment. The Scottish psychiatrist, James A.C. Brown, assessed the use of propaganda by the United Kingdom during World War II with the following observation: “Propaganda is successful only when directed at those who are willing to listen, absorb the information, and if possible, act on it, and this happens only when the other side is in a condition of lowered morale and is already losing the campaign.”

Dire Circumstances of Russian Federation Troops 

To address the dire circumstances of Russian Federation troops, some background on just how bad things have been for them on the battlefield in Ukraine. On November 10, 2022, the US Department of Defense announced an official assessment that over 100,000 Russian soldiers have been killed in action or wounded in Ukraine. Thus, the US Department of Defense figures indicated that during 260 days of fighting to that point, an average of 385 Russian soldiers had been killed or injured each day. The official figure issued by the Russian Federation Ministry of Defense in September 2022 put the number of Russian troops killed at 5,937, a figure Western officials said grossly underestimated the country’s losses. Further, the US Department of Defense figure suggested that the daily fighting along the 1000-mile front line that winds around the eastern edges of Ukraine is very intense. A significant part of the struggle is being fought from World War I-style trenches in which soldiers dug into muddy fortifications suffer relentless artillery onslaughts until their units are destroyed or displaced. So apparently horrible is the situation for Russian Federation troops on the frontlines that Ukrainian soldiers have expressed empathy for them. They have witnessed firsthand how Russian Federation troops–invaders in their country–have been forced to sacrifice themselves when ordered to advance on their lines. A word often heard from Ukrainian frontline soldiers commenting on how Russian Federation troops were handled by their commanders is “cruel.” Ineffective frontal assault tactics are endlessly repeated. Ukrainian troops typically remark that “Russian soldiers advance, Ukrainian artillery destroys them, then more come the next day. Captured Russians say their comrades face execution on desertion charges if they don’t keep moving.” Reportedly, some Ukrainian soldiers have gone as far as to describe Russian Federation troops as being “like zombies.” The Kyiv Post, citing an Agence France-Presse interview of a Ukrainian soldier, provided the quote: “You shoot them and more come.” The indications and implications of what they say is that even incremental advances achieved through localized attacks have come at a high price for the Russian Federation troops. As explained to the Guardian by a United Kingdom intelligence service, the “unprofessional” military practices of the Russian Federation Armed Forces were likely partly to blame for the high casualties.

As discussed in greatcharlie’s January 31, 2023 post entitled “Reflections on the Battle of the Crater in Relation to Russian Federation Casualties in Ukraine: Where Did All the Leaders Go?”, when soldiers are: uncertain of mission if the overall concept of a military action is unjust, invalid by law; uncertain of the purpose of a military action: the political authority’s concept and intent for the action is unclear and their commander’s concept and intent are unclear; uncertain their leadership is dysfunctional: commanders are hamstrung by superiors and confined to parameters of action by political systems or they are simply delinquent and negligent; uncertain of their capabilities versus the opponent–soldiers are provided poor equipment, their force has readily observable vulnerabilities, their opponent possess superior, seemingly invincible, and unlimited supplies of weapon systems; and, uncertain of victory–on a daily basis, soldiers experience heavy losses in equipment, exceedingly high casualties in their ranks, the regular loss of comrades, the influx of untrained replacements, and they sense their sacrifices will prove to be meaningless. Such strains and trauma placed upon soldiers could prove to be irreparable. 

Reportedly, no figures are publicly available that tally the number of Russian Federation troops that have simply deserted since the start of the Special military operation. In a November 2022 report based on newsmedia stories from the Russian Federation that was published by analysts from the Institute for the Study of War, it was suggested that hundreds of Russian Federation troops had left their units and were evading capture in no less than 7 locations in Donetsk and Luhansk. The report stated: “The morale and psychological state of Russian forces in the Luhansk and Donetsk oblasts are exceedingly low.” It further explained: “Significant losses on the battlefield, mobilization to the front lines without proper training, and poor supplies have led to cases of desertion.” The Scottish psychiatrist, James A.C. Brown, assessed the use of propaganda by the United Kingdom during World War II with the following observation: “Propaganda is successful only when directed at those who are willing to listen, absorb the information, and if possible, act on it, and this happens only when the other side is in a condition of lowered morale and is already losing the campaign.”

Igne natura renovatur integra. (Through fire, nature is reborn whole.) Despite the terrifying and intolerable circumstances they have faced Russian Federation troops, an opportunity has been created for both the Ukrainian Armed Forces and the beleaguered Russian Federation troops to bring their situations somewhat closer to a favorable end. As alluded to earlier, an ongoing Prisoner of War/Psychological Operations program, the “I want to Live” 24-hour hotline of the Coordinating Headquarters for the Treatment of Prisoners of War has been established for Russian Federation military personnel who wish to exit the war by surrender and perhaps by defection. For Russian Federation troops, the move would mean violating federal law, which likely conjures in their minds all of the frightening prospects of being caught in the act. Nevertheless, the Ukrainian Armed Forces seem quite willing to help them do that. In addition to Russian Federation troops using the hotline, their relatives can also access the program. To reach the hotlines by Telegram and WhatsApp, they have been told to contact: +380 95 68 86 888; +380 93 68 86 888; and, +380 97 68 86 888. To reach the holiness by phone, contact: +380 44 35 08 917. From Ukrainian phone numbers, one would only need to dial: 688. Reportedly, information is also available in the chatbot in Telegram. The program goes as far as to instruct Russian Federation troops on how to surrender. To surrender as a group or an entire unit, they are told to: stack all weapons in front of you at a distant distance; stand directly in front of the military equipment. Silence it; it should not be in a fighting position; and, choose a negotiator to notify the Ukrainian military of their desire to surrender. This should be an officer or the most senior in rank. With a white flag and no weapons. To surrender individually, they are told to: unbuckle the magazine and hang the weapon on your left shoulder with the barrel down; raise and show your empty hands; hold up the white cloth; shout loudly, “Zdayusʹ!”; approach on command, and comply with the demands of Ukrainian Armed Forces troops and other Ukrainian military formations such as the Territorial Defense Forces, the National Police, the National Guard, and the Security Service of Ukraine.

It is apparent that the title of the “I want to Live” 24-hour hotline has an acidulous tone from the get-go, which also seems to manifest a deep antipathy. Further, the program was really targeted at the psyche of Russian Federation troops on an individual level. Despite the fact that nearly everyone on the frontline, both Russians and Ukrainians, are aware of the “I Want To Live” program’s existence, activities under it are nevertheless performed in a somewhat clandestine way. There are opportunities to exploit with regard to garnering greater numbers of Russian Federation troops to surrender as well as defect. It would appear that far more could be done in that province. 

It is greatcharlie’s suggestion that perhaps at this point the Ukrainian Armed Forces should go step further than its current effort by standing up new military Teams within the Coordinating Headquarters for the Treatment of Prisoners of War with a mission to greatly enhance the effort to encourage–lure–greater numbers of Russian Federation to surrender and defect using a mix of tactics, techniques, procedures, and methods. Rather than hoping to bring over one or two soldiers at a time or perhaps even a squad, the objective of the proposed Teams would be to trigger surrenders and defections en masse along the frontline, particularly among Mobiks, the Ukrainian term for Russian Federation citizens hastily mobilized in 2022 for the Ukraine War.

Through the suggested program, the Ukrainian Armed Forces might be able to accomplish reductions of enemy opposition that could only be achieved through high intensity fighting with Russian Federation units during which it, too, would likely suffer losses in precious troops and materiel of which it is reliant upon foreign largess. To the extent that might possible, the proposed program could have a multiplier effect on the battlefield and beyond. 

The Provost Teams would act under the direct authority of the Ukrainian Armed Forces General Staff. These teams, formed with officers, noncommissioned officers, and enlisted men called Provosts, could operate along active points on the frontline particularly where Mobiks have been tossed into the line and suffering inordinate numbers of casualties. Sections of the frontline where platoons of Provosts would be deployed would come under the command of a Provost Marshal or company commander. As envisioned, the Provosts deployed along the forward edge of the battle area should not tally in excess of a battalion in strength, and led by a battalion commander, the Coordinating Provost Marshal. (Of course, these titles are mere suggestions and the Ukrainian Armed Forces would know best how to designate troops with the Provost Teams’ table of organization.) As shortages in personnel in the Ukrainian Armed Forces cannot be overstated, the staffing of personnel in the Provost Teams must be economizedi. However, the proposed Provost Teams must be sufficiently staffed ti do their intensive work rapidly, efficiently and successfully. In their mission, time is of the essence.

What follows is a kernel of the proposed program. A variety of tactics, techniques, procedures, and methods are suggested for Provosts to use are outlined. Readers may detect that some suggestions appear repetitive, especially as the discussion covers the implementation of the proposed program during both defensive and offensive operations. As all aspects of the proposed program are harmonized to create a synergistic effect, naturally some overlap exists. However, more importantly, where such repetition appears to occur, there are actually subtle, necessary changes in the text. Equally important, by writing in a seemingly repetitive way, readers are enabled to consider all or individual segments of the proposed program without requiring them to move back and forth to recall elements of the tactics, techniques, procedures, and methods mentioned in the preceding segments–much as with a legal brief.

The Neptune, employed on September 23, 1870, was first balloon used by the French government during the Siege of Paris in the Franco-Prussian War (1870-1871). The Franco-Prussian War of 1870 saw the first documented use of manned balloons as carriers of propaganda leaflets, as well as the mail. As Prussian forces surrounded the city of Paris, the Neptune, a balloon deployed from the city dropped French government proclamations of defiance and indomitability over Prussian troops. During World War I, the British Royal Flying Corps initiated the use of leaflets, dropping them over Imperial German trenches and territory in an attempt to induce German troops to surrender. Messages printed on various leaflets included reports of the humane conditions in the British prisoners of war camps, surrender notices, and anti-Kaiser Wilhelm II material. During World War II, efforts with them were made more effective with disillusioned opposition troops when leaflets also served as safe conduct passes and provided instructions on how to feign illness to avoid frontline service. Leaflets were used in wars afterward to include the Korean War and the Vietnam War. Using this tried and true method of communicating with opposition troops, leaflets with nuanced messages printed on them that encourage Russian Federation troops to surrender or defect could be dropped on them via aircraft, drones, or artillery.

I. Reaching Ukrainian Lines to Surrender 

A.  During Defensive Operations

One can be assured that learning how ro surrender is not a segment of the brief training program in which Mobiks participate before heading to the frontlines with their units. That instruction must come from the Ukrainian Armed Forces. Instructions on how to surrender provided by a variety of means, should essentially mirror, mutantis mutandis, those provided online through the aforementioned “I Want To Live” program should be printed on the initial iterations of leaflets. The nuance would be that instead of surrendering to Ukrainian Armed Forces troops and other Ukrainian military formations such as the Territorial Defense Forces, the National Police, the National Guard, and the Security Service of Ukraine, Russian Federation troops would be surrendering to Provosts. Russian Federation troops should still be directed to drop their weapons, unlatch their utility belts, and other gear and dash toward large trenches or earthworks created in a clandestine way during the 3rd or 4th watch. The trenches must be concealed to the greatest degree possible from Russian Federation lines but open as much as possible to observation by Ukrainian troops both day and night. From the trenches and earthworks, a concealed path, something akin to a long drainage ditch, should be built for the surrendering Russian Federation troops to crawl along in single file, toward awaiting armed Provosts. More than one crawl could be created from the trench. That would depend on time available ultimately shaped by the assault timetable of Russian Federation commanders. Both the prisoner of war trenches, earthworks, and crawl paths should be covered at all times by sharpshooter and machine guns to both protect them, prevent infiltration through their use, and thwart the efforts of those assigned to harm them. The Russian Federation troops could be processed one by one as prisoners of war right off the crawl paths, and moved out of the forward edge of the battle area through separate and concealed lines of communication. Provosts must closely coordinate with Ukrainian commanders in their sector to ensure the prisoner of war operations would in no way interfere with their defensive operations

B. During Offensive Operations

Different from defensive operations, Russian Federation troops facing eminent attack by Ukrainian troops will at least typically be hunkered down in concealed positions. Soon enough, many will run for their lives lacking the wherewithal to resist and motivation to fight. During a previous Ukrainian counteroffensive, A member of a Ukrainian intelligence unit on the front line told The Telegraph that his unit saw the Russian Federation chain of command collapse before their eyes and troops flee without putting up a fight. The panicked Russian Federation troops reportedly abandoned their tanks, weapons and even clothes amid the chaos  as they “literally” ran from their positions. Indeed, it was alleged that many of them rapidly changed into civilian clothes ostensibly to avoid detection by their superiors. A drone operator returning from the front line told The Telegraph during the Ukrainian Armed Forces counteroffensive in September 2022, that the tempo of the operation had even caught Ukrainian troops by surprise. He stated that he observed Ukrainian troops struggling to recover the mountains of abandoned Russian Federation armored vehicles and ammunition. Monitoring Ukrainian assaults from above, the drone operators reportedly watched engagements and heard communications between Russian Federation troops as their units were being destroyed before they had time to identify their enemy.

Convincing Russian Federation troops to leave their trenches and foxholes to run toward Ukrainian troops to surrender would be very difficult. They know doing so would leave them open to extra judicial execution for voluntary surrender and desertion by fire from their own lines. Additionally, it might prove difficult for them to know where to run as Ukrainian units preparing to advance would do everything possible to avoid revealing the locations of their lines of departure. Certainly, there would not be the opportunity or ability to prepare anything similar to earthworks or trenches for surrendering and deserting Russian Federation troops to make a break for and secrete themselves as would hypothetically be the case during defensive operations under the proposed program. Given such, Provost Teams would be required to make efficient use of a combination of leaflets, online messages, and loudspeakers to communicate with Russian Federation troops desiring to surrender or defect. Proper timing in the use of all three approaches would be critical to the survival of Russian Federation troops and the ability of Provosts to provide for their safe conduct in the midst of what to them would most likely be the very confusing circumstances of a high-intensity,  highly-mobile, and very violent Ukrainian Armed Forces’ assault. As during defensive operations, Provosts must coordinate with Ukrainian commanders in their sector to ensure the prisoner of war operations would in no way interfere with their assault.

Becoming a prisoner of war is ordinarily undesirable. Yet, for these Russian Federation troops the fighting is over. They were not killed or gravely wounded on the frontline. They will live to see another day (above). Using a tried and true method of communicating with opposition troops, leaflets with nuanced messages printed on them that encourage Russian Federation troops to surrender or defect could be dropped on them via aircraft, drones, or artillery. The messages on leaflets could go as far as to suggest Russian Federation troops abandon their frontline positions or use advances ordered by their commanders to run toward Ukrainian lines. Leaflets could explain, with the aim of connecting with the inner thinking of the Russian Federation troops, that the frontline key offers death. In following, they should be explained that rather than waiting to see if they will make it through unscathed, be gravely wounded or be killed, the best alternative would be to surrender or defect. The leaflets should explain that their rights as prisoners of war will be fully recognized and respected, and that once they surrendered, they would be treated with dignity. Additionally, the leaflets must tell them that they will moved away from the frontlines, out of harm’s way, immediately after they surrender.

Ii. Leaflets

A. During Defensive Operations

The Franco-Prussian War of 1870 saw the first documented use of manned balloons as carriers of propaganda leaflets, as well as the mail. As Prussian forces surrounded the city of Paris, the Neptune, a balloon deployed from the city dropped leaflets baring forceful French government proclamations of defiance and indomitability over Prussian troops. During World War I, the British Royal Flying Corps initiated the use of leaflets, dropping them over Imperial German trenches and territory in an attempt to induce German troops to surrender. Messages printed on various leaflets included reports of the humane conditions in the British prisoners of war camps, surrender notices, and anti-Kaiser Wilhelm II material. During World War II, efforts with them were made more effective with disillusioned opposition troops when leaflets also served as safe conduct passes and provided instructions on how to feign illness to avoid frontline service. Leaflets were used in wars afterward to include the Korean War and the Vietnam War. In the present Ukraine War, leaflets with nuanced messages printed on them that encourage Russian Federation troops to surrender or defect could be dropped on them via aircraft, drones, or artillery. The messages on leaflets could go as far as to suggest Russian Federation troops abandon their frontline positions or use advances ordered by their commanders to run toward Ukrainian lines. Leaflets could explain, with the aim of connecting with the inner thinking of the Russian Federation troops, that the frontline key offers death. In following, they should be told that rather than waiting to see if they will make it through unscathed, be gravely wounded or be killed, the best alternative would be to surrender or defect. The leaflets should explain that their rights as prisoners of war will be fully recognized and respected, and that once they surrendered, they would be treated with dignity. Additionally, the leaflets must tell them that they will be transported away from the frontlines, out of harm’s way, immediately after they surrender. The leaflets should explain that the surrendering and defecting troops received clean water to drink, hot food, warm blankets, and coffee or tea.

Important to add on each leaflet, in type that would stand out, should be the promise to protect Russian Federation troops from unstable commanders who have recklessly thrown them across no man’s land without regard for their lives. They must be told that the whole world knows about their plight. It must be explained that if they so choose, they will be allowed to safely return to the Russian Federation via prisoner of war exchanges negotiated During the war or prisoner of war exchanges after the war. If any Russian Federation troops make the choice to defect, they should be informed in the leaflets that they will be allowed to remain in Ukraine via immigration or be assisted in efforts to immigrate to countries in the West that may be willing to accept them 

As for how to surrender, the leaflets should provide instructions that closely parallel those provided online through the aforementioned “I Want To Live” program. This is especially true with regard to the handling of their weapons. The nuance would be that instead of surrendering to Ukrainian Armed Forces troops and other Ukrainian military formations such as the Territorial Defense Forces, the National Police, the National Guard, and the Security Service of Ukraine, Russian Federation troops would be surrendering to Provosts. (Perhaps Provosts could affix an embroidered badge to their uniforms with Provost Team title on it in both Ukrainian and Russian so that Russian Federation troops could readily identify who they were once in contact. Of course, Russian Federation troops should not be discouraged from surrendering or defecting on any occasion. All military formations and security services would be open to receive them. Those formations should be issued orders to turn all captive Russian Federation troops over to the custody of the Provosts.)

Russian Federation troops must be instructed to retain and present leaflets essentially as a memorandum of understanding between them and the Ukrainian Armed Forces. The success of the proposed program would rely in great part on the credibility of the Provost Teams. Their credibility would be best established with Russian Federation troops by their actions. To that extent, the effort must be made to follow through on promises printed on the leaflets without fail. Russian Federation troops must be moved away from the forward edge of the battle area, out of harm’s way immediately after capture. They must be provided with clean water, hot food, warm blankets, and coffee and tea. More than one design of leaflet should be produced. The message akin to a memorandum of understanding concerning safe conduct discussed earlier as a requirement should be printed on every leaflet and perhaps could even be titled as such on the leaflets.

Drones could be used as a way to reconnoiter and surveil Russian Federation positions upon which leaflets could be dropped. Drones could be modified to deliver leaflets upon Russian Federation troops. An organic capability to perform that function would facilitate operations. If creating an organic capability to identify Russian Federation positions might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing intelligence on confirmed and suspected locations. This method of leaflet delivery may not provide the capacity of distribution artillery shells or delivery from aircraft. However, given shortage in pilots and shortages of airframe in the Ukrainian Armed Forces, using aircraft to deliver leaflets may be determined to be too risky given the low priority of the mission versus combat air support and transport operations.

Leaflets dropped on Russian Federation troops could also serve a purpose similar to infrared reflective patches, chemlights, VS-17 panels or signal panel markers, and colored smoke typically used by military organizations to mark friendly personnel and locations. Leaflets should provide instructions on what to do in order to facilitate a safe surrender or defection before their lives are ended or they are gravely wounded as a result of being wastefully slammed against the Ukrainian Armed Forces. Online, Russian Federation troops could be told that every effort would be made to spare them from the firepower that would surely be used to halt their respective unit’s assault.

Russian Federation troops must be instructed within the leaflets’ message to collect at least one from among the thousands strewn across their lines and secrete it on themselves or keep it close at hand. As leaflets, dropped in astronomical numbers, would likely be drifting all about Russian Federation lines in great numbers and landing just about everywhere, Russian Federation troops seeking to surrender or defect would be afforded a plausible reason to have leaflets in or near their positions. As a guise, Russian Federation troops could stack the leaflets nearby or in their positions in preparation for their use, yet claim they have done so with the purpose of policing their areas

If not possible during the daytime, at night, Russian Federation troops should place as many leaflets as possible in front of their positions. Russian Federation troops should be instructed even in mild weather conditions to weigh leaflets down with rocks, stones, or branches, or any combination of those materials as made available on the terrain. The objects used to weigh the leaflets down must be placed on the corners of the leaflets

In inclement weather, Leaflets could be weighted down in a crossing pattern on the leaflets with rocks, stones, tree branches, mud, and dirt the terrain provides or with pieces of their military gear. What would be most important for the Russian Federation troops to avoid is obscuring the leaflets with whatever they might use to weigh them down in front of their positions. It would be critical not to obscure the observation of their piles of leaflets from above. Ukrainian sharpshooters along the rapidly shifting frontlines would need to be informed that Russian Federation’s troops might be seen placing piles of leaflets In front of their positions as instructed by Provosts via leaflets online messages and loudspeakers. and they must not be be fired upon. Paradoxically Ukrainian sharpshooters should be directed to provide overwatch for the Russian Federation troops engaged in that activity with the leaflet by firing upon Russian Federation sharpshooters who may be ordered to fire upon their own comrades engaged in placing leaflets in front of their positions as instructed by Provosts.

Russian Federation troops must be told not to be concerned about leaflets gathered coincidentally in clumps in their lines that resemble their own manufactured piles. Such occurrences would be expected if hypothetical leaflets are dropped upon their positions almost daily. It will be important for Provosts or members of the military intelligence services of the Ukrainian Armed Forces to correctly distinguish between piles of leaflets created from the pollution of paper in Russian Federation lines and the piles constructed by Russian Federation troops.

B.. During Offensive Operations

Using leaflets during offensive operations would likely be a bit trickier for Provosts, but certainly possible. Drones could be used as means to reconnoiter and surveil far forward of Ukrainian frontlines to identify Russian Federation defensive positions upon leaflet could be dropped. Drones could be modified to deliver leaflets upon Russian Federation troops. As suggested earlier, an organic capability to perform that function would facilitate operations. If creating an organic capability to identify Russian Federation positions might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing intelligence on confirmed and suspected locations. 

As noted with regard to defensive operations, this method of leaflet delivery may not provide the capacity of distribution artillery shells or delivery from aircraft. Yet again, given shortage in pilots and shortages of airframes in the Ukrainian Armed Forces inventory, using aircraft to deliver leaflets may be determined to be too risky given the low priority of the mission versus combat air support and transport operations.

Leaflets should be used by Russian Federation troops during offensive operations launched in their direction in a similar way to their proposed use in defensive operations. The concept for the use of leaflets in both cases should parallel the concept behind marker panels. Leaflets should be piled up in front of Russian Federation troops’ defensive positions. Russian Federation troops should be instructed to collect as many leaflets as possible to make certain they will be able to create a visible pile. Leaflets dropped should explain to the greatest extent possible given space available on the sheet made of paper or some other more durable material, how Russian Federation troops could best protect their piles of them from being dismantled or destroyed by weather conditions. Russian Federation troops must be told that every effort would be made to identify their positions through piled up leaflets. It also must be explained that Russian Federation troops emerging from positions marked with leaflets that they will be given every opportunity to surrender or defect safely

Since the frontlines will likely shift constantly with every bound by advancing Ukrainian units during offensive operations, Ukrainian troops will surely come across various iterations of them. To avoid adverse reactions to seeing images they might perceive on leaflets as Russian Federation troops which they are fighting and being killed and injured by, practically being treated as honored guests. In advance of Ukrainian assaults, commanders must explain to their troops on the march about the leaflets they will surely encounter and what they as well as Provosts’ loudspeaker announcements they will hear are all about. Ukrainian troops should be told that it is all part of an important program under the Coordinating Headquarters for the Treatment of Prisoners of War, why there are so many leaflets, and their possible role in helping bring a faster, favorable end to the war. (It is very likely that while Ukrainian units are in defensive operations, leaflets may drift over to their positions in large numbers. Russian Federation lines will be polluted with leaflets. Winds should be expected to occasionally carry the leaflets in the Ukrainian’s direction. Ukrainian commanders should explain on such occasions what the purpose of the leaflets and loudspeaker announcements are and how they work to their troops advantage.)

A sort of “online leaflet” posted for Russian Federation troops by the Association of Lawyers in Ukraine urging them to surrender and explaining how to do so (above). In conjunction with the production and distribution of leaflets, Provosts could post messages on multiple online sites, perhaps creating new ones each week–perhaps sooner if necessary–to thwart Russian counterintelligence efforts to block access to information that must be provided to support the surrender and defection of Russian Federation troops. To ensure Russian Federation troops would receive the messages or at least make certain the messages were available to them could be supported by the capabilities of the military intelligence services of the Ukrainian Armed Forces. As with leaflets, online messages should provide information on alternative ways Russian Federation troops must act and tasks they must perform to ensure their survival and safe conduct to and through Ukrainian lines. Online messages must explain that Russian Federation troops’ rights as prisoners of war will be fully observed once they surrender and that they will be treated with respect. 

III. The Enhancement of Online Efforts

A. During Defensive Operations

In conjunction with the production and distribution of leaflets, Provosts could post messages on multiple online sites, perhaps creating new ones each week–perhaps sooner if necessary–to thwart Russian counterintelligence efforts to block access to information that must be provided to support the surrender and defection of Russian Federation troops. To ensure Russian Federation troops would receive the messages or at least make certain the messages were available to them could be supported by the capabilities of the military intelligence services of the Ukrainian Armed Forces. As with leaflets, online messages should provide information on alternative ways Russian Federation troops must act and tasks they must perform to ensure their survival and safe conduct to and through Ukrainian lines. Online messages must explain that Russian Federation troops’ rights as prisoners of war will be fully observed once they surrender and that they will be treated with respect. They must be assured that they will receive clean water, hot food, coffee and tea, and warm blankets. They should be told that immediately after surrender–unless conditions prevent such movement, they will be extracted from the forward edge of the battle area and out of harm’s way well to the rear. They must also be told that they will be protected from the wrath of unstable commanders who have willingly sacrificed their fallen comrades for a questionable military invasion. As with leaflets, online messages should inform the Russian Federation troops that they will be allowed to return to their homeland via prisoner exchanges negotiation during the war or at the end of the war, if they desire to return on the occasion of either. They should also be informed that if they seek to defect, they would be allowed to remain in Ukraine through the process of immigration or be assisted in immigrating to countries in the West that would be willing to accept them either during or after the war. The Ukrainians promise to assist with these matters must be a solemn pledge. All important is the requirement that Russian Federation troops be instructed online to try as best as possible to collect at least one leaflet dropped on their lines. They must be told to retain leaflets and present them as a memorandum of understanding between them and the Ukrainian Armed Forces. To facilitate the collection of leaflets by Russian Federation troops, a regular deluge of leaflets should be dropped on Russian Federation positions 

As the proposed prisoner of war program develops, and within the strictures of the Geneva Convention, attendant with online messages on the sites should be videos and photographs of Russian Federation troops who have surrendered. Not just for the photo opportunity, Actual Russian Federation prisoners of war could be depicted wearing clean and neat clothes, in safe, hygienic detention centers.. Appropriate videos and photos should depict the Russian Federation prisoners of war engaged in daily activities at detention centers. To that extent, some videos and photos of Russian Federation troops who have surrendered should be posted after their capture, depicting them drinking clean water, tea, and coffee, and wearing clean dry clothes and covered in warm blankets. Authentic videos and photos of those who surrendered in inclement conditions, should also display them a few short hours after capture being held clean dry spaces, well-protected from cold, wind, rain and snow.

Within a couple of weeks after the proposed program might be launched, it might be useful for Provosts to include images of a handful of Russian Federation prisoners of war, with their consent, with vetting, and within the strictures of the Geneva Convention, might be flown with selected Provosts to European capitals for tours with the support of the respective host countries. The Geneva Convention forbids the public display of prisoners of war. However, foreign travel for tourism could be declared to be recreational and intended to have a therapeutic effect upon war weary Mobiks and as an effort. In genuine travel videos and photographs, the prisoners of war could be shown wearing civilian clothes, uniform in style and color–for example they could all be seen wearing black pants and lavender shirts, sweaters, and gray plaid trench coats–calmly enjoying tourist attractions, museums, and cafes in the daytime, and a bit of the nightlife available. In all videos and photographs,  the faces of the prisoners of war must be obscured. During these tours, the prisoners of war will be under guard of elements of the Coordinating Headquarters for the Treatment of Prisoners of War. They should coordinate with, and hopefully receive the support of, national, provincial, and local police forces, and the host countries’ security services. True videos and photographs of Russian Federation prisoners of war in such positive circumstances should have an overwhelmingly positive impact on Russian Federation troops still serving under dreadful circumstances on the frontlines.

All online messages, videos, and photos must be produced by Provosts as part of their duties. To that extent, the need to fulfill that task should be taken into account during staffing. Videos and photographs of Prisoners of war at detention centers or traveling to Western capitals, would likely need to be produced by other elements of the Coordinating Headquarters for the Treatment of Prisoners of War.

With regard to communicating messages to Russian Federation troops who want to surrender and defect, a greater amount of space to present information would certainly be available online. Through the websites of the Provosts, more thorough online instructions on what to do in order to facilitate a safe surrender or defection before their lives are ended or they are gravely wounded as a result of being wastefully slammed against the Ukrainian Armed Forces. Russian Federation troops should be told online that every effort would be made to spare them from the firepower that would surely be used to halt their respective unit’s assault.

Online messages could additionally provide illustrations of where and how Russian Federation troops should place leaflets before their positions. Illustrations posted with online messages could explain how to place leaflets before their position in inclement weather. Further, illustrations could be posted that would explain the necessity of placing leaflets before their positions so that they are visible from the air and how to do so. The message that every effort would be made to identify the positions of Russian Federation troops desiring to surrender and defect should be reinforced online. Added to that, it must be emphasized in messages that Russian Federation troops emerging from positions marked with piles of leaflets shall be given every opportunity to come toward Ukrainian lines and surrender and defect  safely.

B. During Offensive Operations

During offensive operations by Ukrainian units, in one instance, Russian Federation troops should be instructed online to try as best as possible to collect at least one leaflet dropped on their lines. They must be told to retain and present leaflets essentially as a memorandum of understanding between them and the Ukrainian Armed Forces. In another instance, in a way paralleling their use during defensive operations, leaflets dropped on Russian Federation troops could be used by them to indicate their intentions to either surrender or defect. Again, given the greater amount of space to present information online, through the websites of the Provosts, more thorough instructions could be provided on what to do in order to facilitate a safe surrender or defection in the face of a counteroffensive by the Ukrainian Armed Forces. Online, Russian Federation troops could be told that every effort would be made to spare them from the onslaught of firepower that would surely be part of an assault.

As during defensive operations of the Ukrainian Armed Forces, illustrations could be posted online demonstrating for Russian Federation troops where to best place aggregated leaflets in a pile in front of their positions  Illustrations could be posted on multiple websites of the Provost Teams explaining how exactly to aggregate leaflets before their positions. Illustrations on how Russian Federation troops should place leaflets before their positions during inclement weather could be posted. Additionally, illustrations on how Russian Federation troops can ensure that the leaflets in front of their positions can be seen by air should be posted. Positions built up in wooded areas would present some difficulties in creating visible piles of leaflets, but that problem could likely be overcome with ingenuity. By creating enormous patterns collections of leaflets at night only that would not escape detection. If it becomes most apparent to Provosts that the Ukrainian advance would bring units before Russian Federation positions in wooded terrain, leaflets could be modified to bear a reflective material on one side and messages concerning surrender, defection, and using leaflets on the other. The illustrations mentioned should be published only when an assault will soon be launched by Ukrainian forces. Of course, no specified date should be offered.

Instructions for Russian Federation troops on what to do should be reinforced in the field with loudspeakers. It must be explained in the leaflets, online, and through loudspeakers–discussed here later–that every effort will be made to identify the positions of Russian Federation troops no matter how trying the circumstance. It should emphasized the Russian Federation troops who have marked their position will be tracked by observers and given every opportunity to surrender or defect when the Provost move forward to place them in custody

During offensive operations by Ukrainian units, identification of the positions of Russian Federation troops ready to come over to the Ukrainian lines would be critical in order to avoid a tragedy of erroneously placing devastating fire on them and killing and injuring individuals that only wanted to get out of the war and survive. Marked positions must be well-reconnoitered before an attack is launched toward Russian Federation lines. To accomplish that, positions of Russian Federation troops that want to surrender and defect must at a minimum position leaflets to ensure they could be observed clearly from the air. Daytime identification of the positions of such troops would allow Provosts to mark them out and inform commanders of units about to advance that resistance would unlikely come from their point along the Russian Federation and the Provosts would move on foot or in their vehicles to make contact with them and process them as prisoners of war. However, it would also much safer for Russian Federation troops desiring to surrender and defect to place leaflets as markers before their positions and facing Ukrainian lines at night during the 3rd or 4th watch, than put piles of leaflets out in the daytime and risk detection by their commanders, counterintelligence, and by Russian Federation intelligence, surveillance, and reconnaissance assets flying above the frontlines or any Russian Federation military aircraft operating in their vicinity.

As aforementioned in the segment on leaflets, drones could be used as means to reconnoiter and surveil Russian Federation defensive positions forward of Ukrainian frontlines to identify locations upon which leaflet could be dropped. (This process of identifying locations and dropping leaflets upon Russian Federation positions should have an unnerving and sound educational effect on the troops within them as it would inform them the Ukrainians knew where they were and could actually strike at them whenever they wished.) Drones could be modified to deliver leaflets upon Russian Federation troops. An organic capability to perform that task would facilitate operations. If any drones hypothetically operated by Provosts could be provided with a night vision capability, it will facilitate their operations. They would be able more confidently to provide evidence to Ukrainian commanders of the desire of those Russian Federation troops to surrender and formulate plans to move forward to detain those Russian Federation troops.

Again, as noted in the segment on leaflets, if creating an organic capability to identify Russian Federation positions might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing intelligence on confirmed and suspected locations. This method of leaflet delivery may not provide the capacity of distribution artillery shells or delivery from aircraft. Yet, given shortages in pilots and shortages of airframe in the Ukrainian Armed Forces, using aircraft to deliver leaflets may be determined to be a drain of resources and too risky given the low priority of the mission versus combat air support and transport operations.

Russian Federation troops in custody immediately after capture. Depicting Russian Federation troops being held in this manner may have value domestically but such images.certainly would not serve the purposes of the proposed program (above). Another aspect of the Provosts duties could be to use loudspeakers to communicate announcements and positive messages to Russian Federation troops along the forward edge of the battle area. Loudspeaker announcements encouraging Russian Federation troops to surrender should be used in coordination with the distribution of leaflets and online messaging. Loudspeaker announcements allow greater flexibility with regard to altering messages to fit an immediate circumstance. Loudspeaker announcements may best serve Provosts’ efforts to encourage the surrender and defection of Russian Federation troops when made at night, perhaps most effective at the top of fthe 3rd watch. Other times at which such announcements may be very effective might be holiday celebrations, in the aftermath of artillery fire missions and after Russian Federation advances that have been repulsed. Provosts should exploit information volunteered by Russian Federation prisoners of war such as names of unit commanders and noncommissioned officers. That information should be incorporated in a pertinent way as quickly as possible in loudspeaker messages.

IV. Loudspeakers

A. During Defensive Operations

Another aspect of the Provosts duties could be to use loudspeakers to communicate announcements and positive messages to Russian Federation troops along the forward edge of the battle area. Loudspeaker announcements encouraging Russian Federation troops to surrender should be used in coordination with the distribution of leaflets and online messaging. Loudspeaker announcements allow greater flexibility with regard to altering messages to fit an immediate circumstance. Loudspeaker announcements may best serve Provosts’ efforts to encourage the surrender and defection of Russian Federation troops when made at night, perhaps most effective at the top of the 3rd watch. Other times at which such announcements may be very effective might be holiday celebrations, in the aftermath of artillery fire missions and after Russian Federation advances that have been repulsed. Provosts should exploit information volunteered by Russian Federation prisoners of war such as names of unit commanders and noncommissioned officers. That information should be incorporated in a pertinent way as quickly as possible in loudspeaker messages.

Concerning the positioning of loudspeakers, they should be placed away from positions of Ukrainian troops but toward Russian Federation lines. (It is likely a manual has been published by the Ukrainian Armed Forces that provides guidance on the placement of loudspeakers for psychological warfare operations.) If possible, to assist in communicating with Russian Federation troops, actors, both male and female, could be contracted for their talents. The actors would hopefully be able to successfully deliver messages in the correct tone and most effectively to induce weary or newly arrived, terror stricken Russian Federation troops to surrender. If feasible, actors among troops already serving in the Ukrainian Armed Forces could be sought out. They could be considered for transfer to the Provost Teams on a voluntary basis or, out of absolute necessity, under orders.

Just as drones could be utilized to reconnoiter and surveil Russian Federation positions to discover the locations of Russian Federation units upon which leaflets could be delivered, drones could potentially be modified to carry loudspeakers that at variable altitudes could effectively broadcast audible messages to Russian Federation troops below them. An organic capability to perform that function would facilitate operations. To greatcharlie’s knowledge, the utilization of loudspeaker drones is a technique that has not been practiced before. If creating an organic capability to communicate with Russian Federation troops with drones might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing that capability, but that may repeatedly delay urgent action.

B. During Offensive Operations

Placing loudspeakers near Russian Federation positions to enable troops to receive audible messages from the Provost pertaining to their possible surrender or defection would indeed be a dangerous undertaking during offensive operations. Ostensibly, if time were available, Provists could move forward of Ukrainian positions to stealthily place loudspeakers before Russian Federation defenses. Provost would need to do this following every advance of Ukrainian troops that displaced Russian Federation units and soon enough before the next assault. Given how fluid the situation has become on the battlefield during previous counteroffensives, being able to act fast enough might become problematic. To that extent, Provosts may only be able to act when adequate opportunities present themselves. Again, this would be dangerous work. For that reason it understandably may not be authorized. If Provosts are detected, Russian Federation commanders may assess that an advance was coming in their direction and in some way stiffen resistance at those points. Given the devastating impact the work of the Provosts might have upon Russian Federation operations, if they are captured they may face reprisals. This is especially true as the Provosts’ duties require them to encourage Russian Federation troops to violate their country’s federal laws. Show trials should be expected if they are captured. Additionally, as the work of the Provosts requires highly skilled operators, even slight losses of Provosts may have a devastating impact on the Teams’ operations.

With the aim of minimizing the chance for losses among Provosts during challenging infiltration missions, drones could be used as an alternate and safer means to get loudspeaker messages to Russian Federation troops. Albeit with perhaps a somewhat greater chance of loss, drones could move well-forward of Ukrainian frontlines to Russian Federation positions and broadcast messages on surrender and defection. These would be the same hypothetical drones modified to carry loudspeakers and operate at variable altitudes could provide audible messages to Russian Federation troops below them. Again, as in defensive operations, the “loudspeaker drones” would be flown forward only after other drones have reconnoitered and surveilled Russian Federation positions and dropped leaflets upon them. As mentioned earlier, an organic capability to perform that function would facilitate operations. Again, if creating an organic capability to identify Russian Federation positions might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing intelligence on confirmed and suspected locations.

Loudspeaker drones flown above the positions of Russian Federation troops who have indicated the desire to surrender or defect could be used to issue instructions on how to behave as Ukrainian units move forward. That would surely facilitate their capture for processing. Everything would need to be done rather rapidly but in calibrated ways before the frontlines are overcome by the fog of war and in the worst case scenario no one is able to determine “who is who and what is what.”

Again, it would be much safer for Russian Federation troops desiring to surrender and defect to place leaflets as markers before their positions and facing Ukrainian lines at night, than put piles of leaflets out in the daytime and risk detection by their commanders and by Russian Federation intelligence, surveillance, and reconnaissance assets flying above the frontlines or any Russian Federation military aircraft operating in their vicinity.

Working with Ukrainian commanders and having the best information available, Provost could also more confidently formulate plans to move forward to detain those Russian Federation troops. As aforementioned, if any drones hypothetically operated by Provosts can be provided with night vision optics, it will facilitate their operations. They would truly be better informed of what is happening within Russian Federation lines in real-time much as the commanders, be better enable able to act swiftly, and be enabled to more confidently provide evidence to Ukrainian commanders of the desire of those Russian Federation troops to surrender as those commanders are in the process of planning their assaults. Once Ukrainian commanders have developed their plans, issued orders, and positioned units for an assault it is unlikely that they would willingly alter their plans in response to the Provosts. Ukrainian commanders certainly are focused on fighting to win the war. That is their priority. In that same vein, it would be both expected and prudent for Ukrainian commanders to target Russian Federation positions that Provost may report are holding Russian Federation troops who seek to surrender and defect, and level a devastating blow against them if any aggressive behavior is observed from them. On the other hand, if after coordinating with commanders, leaflets have already been dropped on Russian Federation positions, and Russian Federation troops have begun piling leaflets as instructed, a commander who has developed a plan of attack must take steps to alter it by creating an opportunity for Provosts to bring them in. Any attack on Russian Federation troops who tried to surrender and defect in accord with instructions from the Ukrainian Armed Forces would send a very negative message along Russian Federation frontlines that the Ukrainians cannot be trusted and no faith should be placed in their promises. That could potentially destroy the proposed program no matter how fruitful or far along it might get.

This photograph purports to depict Russian Federation troops in rather neat condition surrendering to Ukrainian troops who are dressed quite immaculately during the wet, muddy, and cold winter fighting (above). Russian Federation troops desiring to surrender and defect must know exactly what to do in the midst of an assault by Ukrainian units. Leaflets could be delivered to Russian Federation troops via artillery canisters and aircraft and loudspeakers stealthily placed nearby and the direction of Russian Federation positions. Most important would be to move rapidly and act effectively. If drones are used to communicate with Russian Federation troops, leaflets should be dropped first. Loudspeaker drones should next be flown above the positions of Russian Federation troops who with leaflets have indicated the desire to surrender or defect.  The loudspeaker drones could broadcast messages with instructions on how to behave as Ukrainian units move forward.

V. Protecting Surrendering and Defecting Russian Federation Troops

A. During Defensive Operations

Russian Federation troops desiring to surrender and defect must know exactly what to do in the midst of an assault by Ukrainian units. Leaflets could be delivered to Russian Federation troops via artillery canisters and aircraft and loudspeakers stealthily placed nearby and the direction of Russian Federation positions. Most important would be to move rapidly and act effectively. If drones are used to communicate with Russian Federation troops, leaflets should be dropped first. Loudspeaker drones should next be flown above the positions of Russian Federation troops who with leaflets have indicated the desire to surrender or defect.  The loudspeaker drones could broadcast messages with instructions on how to behave as Ukrainian units move forward.

Russian Federation troops coming over to the Ukrainians must be told by the Provosts through leaflets, online posts, and loudspeakers that they will do their very best to cover their movements toward Ukrainian lines with firepower if their commander might decide to open fire on them. To provide such protection, Provosts should be provided with written authority to direct Ukrainian artillery units and counterbattery systems, not already engaged in fire support missions, to launch artillery and rockets onslaughts to suppress fire directed at surrendering Russian Federation troops or Russian Federation batteries that might be used for that purpose. When processing Russian Federation troops who have surrendered and defected, Provosts should ask each: “How can we improve our program to rescue more guys such as you?” (Sardonically, a few may likely say: “Offer big cash payments in US dollars!”) A more important query inquiry would concern information they might possess on Russian Federation mortars, artillery, and rockets, and heavy machine gun emplacements that could be used to punish surrendering troops. Positions that those troops might identify could be targeted with fire missions by Ukrainian artillery and rocket batteries. 

As noted earlier, drones could also be used during offensive operations by Provosts as means to reconnoiter and surveil Russian Federation positions to confirm reported locations of Russian Federation mortars, artillery, and rockets that earmarked for use against surrendering and defecting Russian Federation troops. As suggested with regard to leaflets and loudspeakers, if creating an organic capability to identify Russian Federation mortars, artillery, and rockets might prove to be unfeasible, the military intelligence services of the Ukrainian Armed Forces could support Provost Teams by providing intelligence on confirmed and suspected locations of mortars, artillery, rockets and heavy machine gun emplacement that might by used the thwart the surrender of Russian Federation troops. If Russian Federation mortars, artillery, and rockets and machine gun emplacements are identified only after striking at surrendering and defecting Russian Federation troops, marshals among the Provost Teams at the company and battalion levels must have the immediate, unencumbered ability to call for fire against them. 

If the suppression and destruction of Russian Federation mortars, artillery, rockets and machine gun emplacements could be performed frequently enough along the frontlines, particularly where Mobiks are being slaughtered, it would very likely have a marked, or perhaps even a very considerable impact on Russian Federation troop discipline, unit cohesion, offensive movement, and overall combat operations in Ukraine. The more intense the effort to halt surrenders and defections might become, the greater the Provosts efforts to disrupt and destroy them must become. The response of the Provosts should be of such intensity to the extent that efforts to thwart surrender and defection might very well become so unfruitful and costly that mission itself might be obviated.

B. During Offensive Operations

In addition to dealing with retributive fire from Russian Federation lines directed at punishing, but destroying any surrendering Russian Federation troops, it may be the case that blocking units have been regularly positioned to prevent Russian Federation troops from escaping their ominous fate by retreating. There may be military counterintelligence units operating in the frontlines to monitor the movements of Russian Federation troops. Similarly with Russian Federation firepower assets that might be directed at surrendering and defecting Russian Federation troops, once in custody, some might be able to provide detailed, credible information concerning blocking units positioned to prevent Russian Federation troops from retreating, their assistance should be accepted and rewarded.

If Russian Federation blocking units can be identified before a Ukrainian Armed Forces advance, officers among the Provost Teams must be enabled to call for fire against them. If that proves not feasible, the military intelligence services of the Ukrainian Armed Forces could be directed to support Provost Teams by providing intelligence on confirmed and suspected locations of blocking units placed in the rear of advancing Russian Federation troops or those holding defensive positions. Accordingly, officers among the Provost Teams must be enabled to call for fire against them.

In a twist, loudspeaker announcements as well as leaflets could also be used to warn Russian Federation commanders not to try in any way to halt efforts by their troops to surrender and defect. Such announcements should fix in the minds of the Mobiks and any other Russian Federation troops on the frontline that the Ukrainian Armed Forces are the dominant force on the battlefield. It may even have a sound educational effect on those Russian Federation troops, who for a variety of reasons to include patriotism, a sense of duty, and fidelity, at that particular moment, would be unwilling  Popular Western music could also be played toward Russian Federation on loudspeakers to remind them that life for the rest of the world goes on while they are trapped on the frontlines of an absolutely atrocious war.

Loudspeaker announcements as well as leaflets must never reveal the names of Russian Federation prisoners of war.  This will help minimize the possibility that reprisals will be carried out against their family members by the Russian Federation security services under the direction of the Kremlin. There would remain the possibility that Russian Federation troops who might decide to return to their homeland would face reprisals after the war. That situation would be out of the control of the Ukrainian Armed Forces. However, it is something the Provost Teams proposed here and existing elements of the Coordinating Headquarters for the Treatment of Prisoners of War might urge Russian Federation prisoners of war to consider. After World War II ended, reprisals against reprisals against Soviet Army troops for conduct on the battlefield was a practice among the Soviet security services.

A Russian Federation self-propelled 152.4 mm howitzer firing during combat at an undisclosed location in Donetsk region, Ukraine (above). Russian Federation troops coming over to the Ukrainians must be told by the Provosts through leaflets, online posts, and loudspeakers that they will do their very best to cover their movements toward Ukrainian lines with firepower if their commander might decide to open fire on them. To provide such protection, Provosts should be provided with written authority to direct Ukrainian artillery units and counterbattery systems, not already engaged in fire support missions, to launch artillery and rockets onslaughts to suppress fire directed at surrendering Russian Federation troops or Russian Federation batteries that might be used for that purpose. When processing Russian Federation troops who have surrendered and defected, Provosts should ask if they possess information on Russian Federation mortars, artillery, and rockets, and heavy machine gun emplacements that could be used to punish surrendering troops. They do not need to answer under the Geneva Convention. Positions that those troops might identify could be targeted with fire missions by Ukrainian artillery and rocket batteries.

VI. Defeating Likely Russian Federation Countermeasures

The successful implementation of the proposed program would become a profound cause for alarm in Moscow. The ability to favorably impact the will of Russian soldiers to fight would be crucial to the larger objective of causing the Russian Federation to halt its invasion and withdraw its troops from Ukraine. It is greatcharlie’s contention that great numbers of Russian troops may very well be susceptible to an outside force able to suspend the control commanders have over them. The Kremlin seems quite aware of the situation. To that extent, in September 24, 2022, Putin signed the federal law “On Amendments to the Code of the Russian Federation on Administrative Offenses” which greatly enhanced that penalties for desertion during mobilization or wartime. Offenders could face as much as ten years in prison. Conscientious objectors could be subject to 3 years imprisonment. The law signed on September 24th additionally criminalized “voluntary” surrender, making it punishable by sentences up to 15 years. However, law has not deterred Russian Federation troops willing to risk the possibility of criminal charges in order to survive. Among possible stronger actions, already mentioned was retributive mortar, artillery, rocket, and heavy machine gun fire from Russian Federation lines directed at destroying any surrendering Russian Federation troops and blocking units positioned to the rear of Russian Federation units to prevent troops from escaping their ominous fate by retreating. Here are further examples of sort of actions to expect and some hint on how defeat them.

A. Infiltration

Among possible schemes to thwart efforts to cause Russian Federation troops to surrender and defect would almost certainly be implemented by Moscow. One very ordinary approach might be to seed counterintelligence troops within units on the frontlines to collect information on who is planning to surrender or defect and detain those troops. Russian Federation counterintelligence troops,  indeed at great risk, could potentially advance with units and fire on whoever moves toward the Ukrainian lines with their hands up. Russian Federation troops could be directed by loudspeakers to move forward rapidly toward trenches concealed to the greatest degree possible from Russian Federation lines. From there, they could one by one, crawl along a concealed path, something akin to a long drainage ditch, toward awaiting provosts. Both the prisoner of war trenches and paths discussed earlier could be covered at all times by sharpshooter and machine guns to both protect them, prevent infiltration through their use, and thwart the efforts of those assigned to harm them. The Russian Federation troops could be processed one by one as prisoners of war right off the crawl paths, and sent toward the rear through separate and concealed lines of communication.

With the purpose of protecting them from retaliation by their commanders or harm from infiltrators, Russian Federation troops that have surrendered or defected should be asked to assist the Ukrainian troops in protecting them.by identifying those who are newly arrived to their units or not part of their units at all. Captured Russian Federation troops could be asked to assist in monitoring those troops who were not part of their units–not as a job, but to avoid any unpleasant surprises from infiltrators–without becoming aggressive or engaging in physical violence. Provosts should be prepared to respond to any situation that may arise among the prisoners of war by positioning armed guards around the clock by their holding pens in the rear

B. The Potential Weaponization of Prisoner Exchanges and Repatriations

It would never be suggested by greatcharlie that the opportunity to repatriate captured troops of the Ukrainian Armed Forces should ever be passed up. The impact on morale would surely be deleterious. For Ukrainian commanders it would be anathema. Yet even more, as the promise sent to Russian Federation troops was that they would be protected if they surrendered or defected, it would be counterproductive and counterintuitive to send them back to their better than disappointed commanders and very likely the Russian Federation’s security services. Just as the message of the positive treatment of Russian Federation troops would most likely reverberate back in their homeland, the message sent by their return would most likely be shattering, confirming the worst impression of the Russian people about the Ukrainians. If not imprisoned or executed for desertion, the Russian Federation would face the prospect of being sent back to whatever was left of their former units and driven into “no man’s land” toward Ukrainian frontlines. Unless there was a unit deployed at that point on the frontline, they would surely be driven through mortar, rocket, and artillery fire, and withering high-rate machine gun fire. Some effort must be made to hold them safer in some judicious way.

To that extent, prisoners of war who were promoted to surrender or defect due the efforts of the proposed program would be asked whether they wanted to participate in a prisoner exchange. Those who might choose to return, despite the risks, would be included on the list of prisoners of war for exchange. It is presumed by greatcharlie the number of Russian Federation prisoners of war willing to return might be small, although that ,at not be the case. Hoping readers will pardon greatcharlie’s frankness or any perceived indelicacy, it seems appropriate to suggest that to ensure sufficient numbers of Russian Federation troops are available for exchanges, soldiers of the Russian Army and Russian Naval Troops, and regular Wagner Group troops should be held in separate prisoner of war camps and that all negotiated changes should limited to them. To that extent, a dedicated effort should be made by the proposed Provosts to recover wounded and abandoned Wagner Group and professional Russian Federation troops from the battlefield. That will help ensure that there would be sufficient numbers of Russian Federation assets to exchange. Performing that task may entail having the Provosts take risks that may in the end be deemed too dangerous, if not unwarranted. However, given the potential benefits this aspect of the proposed program may bring with regard to the bigger picture of diplomacy and postwar relations between the two countries, some consideration of how such duties could be performed at reduced risk should be given. Hopefully, the war will not drag on for so long that prisoner of war exchanges will need to be chalked out into the foreseeable future. That potentiality nevertheless must be planned for.

These captured Russian Federation troops, dressed in layers and lacking any military insignia or patches, are likely mercenaries or contract fighters from the Wagner Group (above). It would never be suggested by greatcharlie that the opportunity to repatriate captured troops of the Ukrainian Armed Forces should ever be passed up. The impact on morale would surely be deleterious. For Ukrainian commanders it would be anathema. Yet even more, as the promise sent to Russian Federation troops in hypothetical communications under the proposed program would be that they will be protected if they surrendered or defected, it would be counterproductive and counterintuitive to send them back to their better than disappointed commanders and very likely the Russian Federation’s security services. Just as the message of the positive treatment of Russian Federation troops would be expected to reverberate back in their homeland, the message sent by handing them over to angered Russian Federation authorities would most likely be shattering, confirming the worst impression of the Russian people about the Ukrainians. If not imprisoned or executed for desertion, the Russian Federation would face the prospect of being sent back to whatever was left of their former units and driven into “no man’s land” toward Ukrainian frontlines.

C. Deceptive Use of Leaflets

One of the oldest tricks one might expect to see is Russian Federation military counterintelligence units feigning as Russian Federation troops who want to surrender or defect. They could closely follow the instructions on leaflets, online, and heard over loudspeakers on how to indicate their desire to come across lines to Ukrainians. However, when Provosts approach their position in offensive operations, the counterintelligence units operating in such a manner would surely attempt to destroy the Provost team. Given this possibility, Provosts, working alongside Ukrainian commanders, must be willing to target all Russian Federation positions with troops expressing the desire to surrender and be willing to destroy their positions if aggressive action is observed. Nothing should be considered settled until the Russian Federation troops are placed themselves in the Provosts’ custody.

To additionally help protect Provosts and advancing Ukrainian troops, any Russian Federation position that via images collected from aerial reconnaissance and surveillance that appear  to have leaflets piled in front of them but also appear to inordinately conceal heavy machine guns or inordinate numbers of shoulder fired rockets or anti tank guns within them images of such positions must be closely analyzed and targeted for attack when the battlefield is being prepared for Ukrainian advances or whenever Ukrainian commanders may deem fit.

As alluded to prior, it may be prudent to direct Ukrainian sharpshooters to provide overwatch for the Russian Federation troops engaged in placing piles of leaflets before their positions  by firing upon Russian Federation sharpshooters who may very likely be ordered  to fire at their own comrades engaged in placing leaflets in front of their positions as instructed by Provosts.

D. Other “What-ifs” Regarding Likely Countermeasures

Those in the Ukrainian Armed Forces who have acquired relatively considerable experience in the management of matters pertaining to prisoners of war would be best able to do the “what ifs” and figuratively billow up with a ladle more potential pitfalls and countermeasures that could be faced in the implementation of the proposed program. At the same time, those same members of the Ukrainian Armed Forces might be best able to plot ways to avoid those pitfalls and defeat any countermeasures that may be applied. Interestingly, if the Russian Federation commanders could be caused to get thoroughly involved in applying countermeasures against efforts made under the proposed program, the disruptive impact of doing so upon its military operations could potentially have a deleterious effect sufficient enough to create more favorable conditions for the Ukrainian Armed Forces on the battlefield. Omnia conando docilis solertia vincit. (By application a docile shrewdness conquers every difficulty.)

Again, not all Russian Federation troops facing the Ukrainian Armed Forces will respond to efforts under the proposed program. However, if enough do so, the Ukrainian Armed Forces, through mostly non-lethal means, might be able to make their mark in ending the war on mostly better terms and with less negative sentiment of both sides than could be expected in the current environment.  Ironically, Russian Federation troops may in effect be able to assist in ending a war in which they are among those who have suffered most.

Russian Federation prisoners of war being held in dreary cells at a detention center (above). With regard to detention center conditions, every effort must be made to create hygienic, well-maintained centers. Prisoners should be supplied with clean clothes, the opportunity to bath, recreation, and healthy meals. Having reviewed countless videos and photographs made public by the Ukrainian government for the writing of this essay, it became very clear that some Russian Federation prisoners of war are being kept in conditions that are unacceptable. (Ukrainian prisoners of war are probably being held in far worse conditions, but with the hope of promoting higher thinking behind the proposed program, the notion of responding “tit-for-tat” with regard to the treatment of Mobiks is anathema. Any notion of treating Russian Federation prisoners of war with respect and dignity hypothetically promised in messages and advanced in the handling of their capture will simply be washed away. If improvements in conditions at detention centers for Russian Federation prisoners of war are determined to be unwarranted, then the Ukrainian government, right before the world will display its disinterest in an opportunity to improve, in some part, the environment for a sustainable peace with its neighbor. Peace will be reached at some point between Ukraine and the Russian Federation. Efforts must be made to hasten that day and ensure that peace will be one all parties can live with

VII. Suggestions for Adjustments in Current Methods of Detention

To touch briefly on what is likely a delicate subject, reportedly, Russian Federation prisoners of war held in 500 detention centers in Ukraine. Russian Federation prisoners of war appear to be lumped together regardless of whether they are Mobiks, professional soldiers of the Russian Army and Russian Naval Troops, regular Wagner Group troops, Wagner Group penal troops, and mercenaries This practice must end. It is quite deleterious with regard to the proposed program. To a great degree, Mobiks are victims of the unjustified war in Ukraine, too. They should not be held with Russian Federation troops that have volunteered to fight in Ukraine to include the professional Russian Federation troops, the regular Wagner Group troops, and mercenaries apparently from all over the world.

The suggestion was already made here that Mobiks who surrender under the proposed program should not be held with soldiers of the Russian Army and Russian Naval Troops and regular Wagner Group troops with regard to facilitating the aggregation of prisoners for exchanges. In the Russian Federation, Russian Federation troops that voluntarily surrender are deemed as criminals. Even more so, Mobiks among Russian Federation prisoners of war certainly should not be held in cells with confirmed hardened criminals from Wagner Group penal units. True, some Wagner Group penal troops sought to overcome the ills of prison life by going to war in Ukraine. However, there are likely hardened convicts from the depths of Russian Federation prisons among the Wagner Group troops who, when aggregated in detention centers, could make life far worse for Mobiks, the overwhelming majority of whom were literally torn from lives of peace and thrown into an unjustified war which many unlikely supported. The hardened criminals could surely reproduce in detention center cells all of the ills of prison life in the Russian Federation. If the purpose of handling Russian Federation prisoners of war in this manner has been was to intentionally create the potential for some prisoners of war, such as the Mobiks, to be subjected to such ugliness, it must be made clear that such thinking and practices under the proposed program is forbidden, will be tolerated, and must be halted immediately under the threat of punishment. 

With regard to detention center conditions, every effort must be made to create hygienic, well-maintained centers. Prisoners should be supplied with clean clothes, the opportunity to bath, recreation, and healthy meals. Having reviewed countless videos and photographs made public by the Ukrainian government for the writing of this essay, it became very clear that some Russian Federation prisoners of war are being kept in conditions that are unacceptable. (It may very well be the case that Ukrainian prisoners of war are being held in far worse conditions, but with the hope of promoting higher thinking behind the proposed program, the notion of responding “tit-for-tat” with regard to the treatment of Mobiks is anathema. Any notion of treating Russian Federation prisoners of war with respect and dignity hypothetically promised in messages and advanced in the handling of their capture will simply be washed away. If improvements in conditions at detention centers for Russian Federation prisoners of war are determined to be unwarranted, then the Ukrainian government, starkly before the whole wide world, will display its disinterest in a genuine opportunity to improve, in some part, the environment for a sustainable peace with its neighbor. Peace will be reached at some point between Ukraine and the Russian Federation. Efforts must be made to hasten that day and ensure that peace will be one all parties can live with.

The owner of the Wagner Group, Yevgeny Prigozhin (right), at Russian Federation prison recruiting civilian inmates for combat service with his organization in Ukraine. To touch briefly on what is likely a delicate subject, reportedly, Russian Federation prisoners of war held in 500 detention centers in Ukraine. Russian Federation prisoners of war appear to be lumped together regardless of whether they are Mobiks, professional soldiers of the Russian Army and Russian Naval Troops, regular Wagner Group troops, Wagner Group penal troops, and mercenaries This practice must end. It is quite deleterious with regard to the proposed program. To a great degree, Mobiks are victims of the unjustified war in Ukraine, too. They should not be held with Russian Federation troops that have volunteered to fight in Ukraine to include the professional Russian Federation troops, the regular Wagner Group troops, and mercenaries apparently from all over the world.

VIII. Funding the Proposed Program: A Shot in the Dark

This segment of funding of this proposed program is quite naturally the most brief as, greatcharlie freely admits to knowing less than nothing about the budget of the Ministerstva Oborony Ukrainy (Ukrainian Ministry of Defense) or the budget of the Ukrainian Armed Forces. Still, as the program would need a line of support, it has a suggestion that might prove useful or worthless. There may understandably be considerable reluctance in the Ukrainian Ministry of Defense and the Ukrainian Armed Forces to divert appropriated resources, that could be used more confidently to support all of the requirements of Ukraine’s Defense in the field right now and keeping Ukrainian troops alive, to a proposed program that would save the lives of Russian Federation troops in the name of peace and stability. That being the likely case, perchance through some singular arrangements made by the national authorities in Kyiv and the Ministry of Defense some hybrid line of funding and supply of special equipment needed by Provosts in the field, such as modified drones, could be provided by friendly foreign governments, foreign businesses, and foreign nongovernmental organizations. Drones might be easier to get a hold of than tanks and fighter jets and could very likely be secured much faster, from completely different sources. Again, this recherché hybrid funding idea is just a shot in the dark and may be completely off the mark.

IX. Pro Mundi Beneficio

Les chefs-d’oeuvre ne sont jamais que des tentatively heureuses. If implemented, at least in some very close form, the program proposed here would figuratively represent an offensive by the Ukrainian Armed Forces of a different kind, aimed at supporting military success by saving lives and dampening the spirit of evil that supported aggressive action. It would further serve as an additional footing for the foundation upon which a sustainable peace between Ukraine and the Russian Federation could be established. The proposal is neither pie in the sky, nor worse, delusion. It has a real chance of promoting peace. This is only a proposal based on evidence available to greatcharlie.  It is not presumed that the Ukrainian Armed Forces or any other government organizations  would have an interest in greatcharlie’s meditations on the subject of prisoners of war. Yet, it is hoped, if anything, that the proposal might serve as a basis for the Ukrainians to further advance their efforts on the matter.

If through the implementation of the proposed program, the Ukrainian Armed Forces might be able achieve some success even in one area of the battlefield, the actions of one unit of troops might influence those of others, creating a cascading effect. There might be a real chance of collecting a huge bag of Prisoners of War before Russian Federation commanders could respond to the situation. Even then, whatever they might decide to do to halt the mass surrenders would be unlikely by thoughtful and surely be heavy-handed. Despite reservations of taking such action, Ukrainian Armed Forces commanders must keep perspective and remember the priority cannot simply be to kill the enemy but winning the war by getting the Russian Federation Armed Forces out of their country through forceful ejection or a withdrawal using every means possible. Everything reasonable that might support that cause should at least be considered, or better, given a try. Difficilius est sarcire concordiam quam rumpere. (It is more difficult to restore harmony than sow dissension.)

As alluded to earlier, this propitious option is not a hodge-podge of novel suggestions, but rather a more effective program of a tried and true methods at drawing in Russian Federation troops who are disposed to surrender and defect. Given that, one might read about this proposed program and respond that it is all very interesting but nothing new. That would be exactly the point. Some of the approaches suggested here are well-known, well-trodden in the history of contemporary warfare. The fact that some of what is proposed was practiced in the past does not obviate their use in the present. The tacit, popular belief that all new approaches must be rooted in high-tech might be characterized as the hobgoblin of the rigid and parochial.

Among those in the Ukrainian Armed Forces who have worked on prisoner of war matters, surely some have demonstrated intrinsic capabilities in the field. Their talents have by now have become well-harnessed by their knowledge and experience. Their use of the tactics, techniques, procedures, and methods suggested here should prove to be very fruitful. As noted, implemented with nuance injected by members of the existing Ukrainian Armed Forces prisoner of war program, it may support the achievement of military objectives that would have likely come at considerable cost in terms of troops and materiel while paradoxically sowing seeds for peace. The possibility of manifesting those outcomes alone, should be enough to warrant giving it a try. Those who would implement this proposed plan would surely see very difficult days often and deal with very trying moments. However, the rewards may be great enough to overcome those troubling occasions. Their role in creating the opportunity for better ending of the war would potentially be enormous.

Russian prisoners of war constructing garden furniture at a workshop in a Ukrainian Armed Forces detention center. The BBC reportd that the prisoners of war earn some money for their labor which they spend on cigarettes and sweets (above). As the proposed prisoner of war program develops, and within the strictures of the Geneva Convention, attendant with online messages on the sites should be videos and photographs of Russian Federation troops who have surrendered not just for the photo opportunity, Actual Russian Federation prisoners of war could be depicted wearing clean and neat clothes in safe, hygienic detention centers. Appropriate videos and photos should depict the Russian Federation prisoners of war engaged in daily activities at detention centers. To that extent, some videos and photos of Russian Federation troops who have surrendered should depict them drinking clean water, tea, and coffee, and wearing clean dry clothes and covered in warm blankets should be posted as soon as possible online. Authentic videos and photos of those who surrendered in inclement conditions, should also display them a few short hours later being held clean dry spaces, well-protected from cold, wind, rain and snow.

The Way Forward

There should be little question about the practicality of what is proposed here. Still, given omnidirectional calls for revenge still heard within Ukraine, any effort to enhance the existing prisoner of war program in a way that could potentially save the lives of additional of Russian Federation troops perhaps in the hundreds, even thousands, would hardly be well-received at first blush or after a superficial examination of it. Yet, amidst the anger and rage, the light of reason must be allowed shine through if a path out of this disaster is to be found After the war, if it can come to a rational end, it appears that Ukraine will find itself “leap-frogged” to a place among top tier powers in the world. Its economic, social, political, and military advancements will continue to be nurtured by allies and friends. However, despite all of the sacrifices made during the war there will likely be some further costs, consideration, in terms of engaging in the efforts to promote a lasting peace. Those efforts do not always need to be prompted by allies and friends

If as a result of some reasoning voiced in Kyiv, an operation to encourage the surrender of Russian soldiers cannot be implemented closely resembling the plan proposed here, as alluded to earlier, perhaps what is proposed could still serve as a basis for the development of their own impressions and plans for a similar tact. Non enim tam auctoritatis in disputando, quam rationis momenta quærenda sunt. (In every disputation, we should look more to the weight of reason than to the weight of authorities.)

Commentary: What Comes Next for Putin at Home and in Ukraine?: An Assessment One Year After the Start of His Special Military Operation

Russian Federation President Vladimir Putin (center right), Minister of Defense of the Russian Federation General Sergei Shoigu (bottom left) and Commander-in-Chief of the Russian Federation Naval Force or Russian Navy Admiral Nikolai Yevmenov (top). In preceding posts on the Russian Federation’s special military operation in Ukraine, greatcharlie sought to dive a bit deeper on each occasion into Russian Federation President Vladimir Putin’s mind. The aim was to better understand how Putin–the one who started the Ukraine War–thinks and offer not just insight on decisions he has made but foresight on decisions he might make in the near future. Given how the situation has progressed in Ukraine so negatively for Putin and the Russian Federation, he will need to reach some conclusions on the outcome of what he has started while he can still have a real say in events. This essay offers some new ideas and insights that may assist readers in developing their own lines of thought on how to best proceed with regard to Putin and relations with the Russian Federation.

In its attempts to parse the subject of the Russian Federation’s Spetsial’noy Voyennoy Operatsii (Special Military Operation) in preceding posts, greatcharlie regularly sought to dive a bit deeper into the mind of Russian Federation President Vladimir Putin. The objective was to better understand how Putin thinks and additionally offer not just insight on decisions he has made but foresight on decisions he might make in the near future. The purpose of this essay is to offer some new ideas and insights that may assist readers, hopefully to include some practitioners in the field of foreign and national security policy analysis and decisionmaking, to develop new lines of thought on how to proceed concerning Putin and relations with the Russian Federation. 

Noticeably, some analysts who publish essays have appeared fixated emotionally upon the idea of Putin being a beast and it has colored their analyses. They have been unwilling to ascribe any premium qualities to any aspects of his leadership even when an objective examination would surely warrant such. Students among greatcharlie’s readership must guard against mimicking such analyses. This commentary may disappoint some because at points here and there, greatcharlie has noted ways in which Putin has displayed better than average qualities. The goal here is to take an objective look at the individual and his record, not prepare a popular piece. Aude sapere. (Dare to know.)

At first glance, one would likely discern the same aggregation of elements and the characteristics similar to those of many other leaders of authoritarian regimes throughout history.  As this is 2023, one might reasonably have hoped to find something better, believing mankind had advanced beyond such base impulses. Still, with Putin there is more. From what can.be gathered by greatcharlie, in the mind of Putin, what some might reluctantly call genius seems to coexist with madness. (The invasion of Ukraine was certainly an act of daylight madness, and has brought greatcharlie to this position. Surely, his appalling choice was impelled by something far greater than some abhorrent eccentricity. ) Some of his harshest critics might go as far as to conclude some form of hallucinatory insanity appears to be married with megalomania with regard to his case. This is stated without the intention of identifying everything he has done of recent as unbalanced and no effort should be exerted on finding correct reasoning and wisdom in his decisions.

In The Republic, Plato quotes Socrates as saying “Be as you wish to seem.” The record of Russian Federation President Vladimir Putin indicaties that he has displayed a logic superior to those who surround him, unquestionably a superior knowledge of the Russian Federation’s political environs, and an greater expertise in the workings of the Russian Federation’s system, that has allowed him to make it work for him. To help describe Putin, greatcharlie feels compelled to quote an apposite phrase from one of Arthur Conan Doyle’s 56 Sherlock Holmes short stories, “The Adventure of the Bruce-Partington Plans” (1917): “All other men are specialists, his specialism is omniscience.” His power in the Russian Federation practically knows no bounds. To that extent, one can confidently call him an autocrat.

A self-declared, dyed in the wool, Russian patriot, Putin would never in his addresses harp on the dilapidated state of his country and poor material in terms of personnel with which he had to work when President Boris Yeltsin essentially left the Russian Federation. Murders, mysterious deaths, disappearances, embezzlement and all other forms of corruption were commonplace then and for some while afterward. Putin used what could arguably be called his charisma to create an illusion of advancement by highlighting occasional economic achievements, technological breakthroughs, and international successes and used those bright spots to distract watching eyes as best as possible away from a political system under his iron grip, an authoritarian security network, social band-aids that were usually inadequate or ineffectively implemented, and endless propaganda, among other things. It has helped him carry the country to this point without collapse. Fluctuat nec mergitur. (It is tossed by waves but does not sink.) 

Three decades ago Putin was as far away from being Russian Federation President as one could imagine and that he had never expressed any interest in being such publicly or within his private circle, yet he took the responsibility head-on from day one and has maintained his balance in spite of the near limitless pressures and stressors that have beset him. Perchance his mentality is the only type that could ever survive service in such a position for so long in the environment the Russian Federation has provided.

Ethno-religious nationalist and ultranationalist precepts as well as criminal thoughts that colored Putin’s thinking both girded and impelled his actions at home. On the world stage, Putin’s thinking has orbited around the same political “ideals” and thinking. Those extreme ideas. He proved that he could wield an iron fist in Chechnya and demonstrated the willingness to project Russian Federation military power in former Soviet republics–all of which have been sovereign countries for over three decades and together he has dubbed the Russian Federation’s “near abroad”–and as far beyond his country’s borders as the Middle East and Africa. However, Putin’s aforementioned hardline political ideals and thinking have been most apposite for the West due to the manner in which they have couched his persistent desire to retaliate against the West over ways he perceives it has wronged his country. Perhaps now he is more so directed at destroying it than ever before. For quite some time, Putin has been tormented by what many in the West would call groundless suspicions about US, EU, and NATO motives in countries within the Russian Federation’s periphery, its near abroad.

To that extent, in his speeches Putin has regularly expressed a hodge-podge of thoughts manifesting his belief that the US is an opponent, the Russian Federation stands vulnerable to the US “tricks”, and that former Soviet republics and Eastern bloc countries still have obligations to Moscow. It will likely take some time for historians to fully decipher it all. A good example of such expressions is the February 24, 2022 address he gave just before the special military operation was launched. A positively ominous suggestion that Putin and his acolytes have repeatedly made for over a decade is that the US seeks to conquer Russia for its abundant resources. The Western newsmedia has given scant attention to a singular document prepared in 2013 by Russian Army General Valery Gerasimov, Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation General Staff) that manifested thinking in the Russian Federation on the US intentions. The document was discussed in greatcharlie’s November 16, 2016 post entitled, “Belarus Allows Small Demonstrations Outside KGB Headquarters: As Belarus Curries Favor with the West, Can It Help Russia, Too?”. 

Far more than an ordinary military assessment on NATO expansion, the document, known initially as the top secret Plan of Defense of the Russian Federation, declared that future conflicts will be “Resource Wars.” The basis of that assessment was that the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause their prices to steeply rise. Russia’s senior military leaders believed outside powers, primarily the US and its allies, could possibly invade their country from several directions to physically grab territory and resources. Putin accepted the threat assessment of the Russian Federation General Staff which essentially paralleled his own thinking, and signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The notion that Russian Federation borders were being threatened by the US and NATO and that defensive measures needed to be taken has nearly controlled Russian military thinking since the plan was developed. Such paranoid delusion should have been addressed diplomatically. Instead, more pressure was poured on especially with Western activity in the Baltic States–Estonia, Latvia, and Lithuania–and Ukraine. It would be interesting to know whether assessments were done in Western governments on how Putin would react to these moves and whether those assessments, if they advised caution, were taken seriously. One might suggest that Putin’s suspicions about the US and NATO surely factored into his decision to invade Ukraine.

If one would choose to call it bad luck, Putin has certainly had more than his share of disappointments in recent years. He has surely come to the realization concerning the weakness of his country’s conventional military, economic, diplomatic, and political power in the world particularly as a result of the outcome of the Ukraine special military operation. The Russian Federation’s limited conventional war in Ukraine which has resulted in no clear achievements to match the dreadful cost in Russian troops and materiel as well as astronomical expenditures has simply been a net negative in practical terms and politically. 

Putin views the support that the West, as well as many other countries around the world have  provided Ukraine, as aggressive, provocative, and unacceptable. Along with many of his top advisers, particularly Russian Federation Vice President Dmitry Medvedev, he has responded by making repeated threats to the effect that the Russian Federation is ready to use nuclear weapons. To give weight to such promises, Putin has ordered redeployments of nuclear devices, multiple drills of Russia’s force of intercontinental ballistic missiles (ICBMs), and cut off communications with the US regarding the movement of those weapons and drills with them.

The West has made it clear to Moscow that it would not entertain his accusations or be terrorized by his threats. Still, there does appear to be a bit extra to Putin’s actions on this occasion than simply strengthening his position for diplomacy or politically at home. As with the invasion of Ukraine, his moves in that direction could easily become something more than a bluff.

Acta non verba. (Deeds not words!) On the matter of assistance from other countries who are the Russian Federation friends and partners, there has been a lot of talk but hardly any action to make a real difference in Ukraine. Putin did not make it this far relying on help from others. He is smarter than that. He got into his situation alone and he knows very well that he alone must find the way out of it, if he can. More important to Putin concerning his friends and partners would be knowing with some certainty that none of them have betrayed him or have plans to do so. Eventually, Putin will need to reach a hard decision on the outcome he wants for the big picture while he still can have some say.

Putin could potentially go on leading the Russian Federation for a time after some hypothetical peace deal was reached. While in power though, Putin would surely appear seriously hobbled by any outcome of the special military operation that would be less than a clear victory for the Russian Federation. No matter how he might arrange things so that he could remain in office, he would be seen as just hanging on to power as opposed to being thoroughly in charge as he has been. Once the International Criminal Court in The Hague issued an arrest warrant for Putin on March 17, 2023 over war crimes committed in Ukraine, he could scarcely travel anywhere without facing the real threat of arrest or at least an attempt to detain him. It is difficult to see how anyone would believe he would be open to talk with a leader of any country supportive of that arrest warrant. He most likely viewed that move as a declaration of war by external powers set against him.

Omnia prius experiri, quam armis, sapientem decet. (It becomes a wise man to try all methods before having recourse to arms.) It is likely that some readers may disagree with this segment of greatcharlie’s assessment, but issuing an arrest warrant for Putin was a step that practically ensured his refusal to negotiate with Kyiv unless he has attained some considerable advantage in Ukraine and his negotiating position would be very strong. That situation will unlikely arise if the Ukrainians have a say in the matter; and, they do! In the interest of promoting good interstate relations, diplomacy, and peace and security under such trying circumstances, discretion in taking such actions–at least refraining from declaring a party essential to establishing peace as criminal–would be the best choice, the better part of valor. Putin’s accountability and culpability for war crimes committed in Ukraine by Russian Federation forces was something which could have been dealt with later. The priority now is ending the war if possible. At this point, diplomacy with the Russian Federation on Ukraine has figuratively been knocked off the rails. There is no well-defined, well-trodden path to take toward diplomacy given the circumstance created. Everything is up in the air so to speak.

Postea noli rogare quod inpetrare nolueris. (Don’t ask for what you’ll wish you hadn’t got.) It is difficult to see exactly what end was hoped for when the decision was made to indict Putin. There was likely some ego stroke scored as a result of sticking it to Putin, but not much more was accomplished than that. It is far too late to suggest Western leaders come to their senses on the matter. The opportunity very likely lost was both enormous and crucial. (Note: All of that said, there remains the possibility that Putin would still accept a king’s ransom and something akin to immunity worldwide concerning his arrest warrant just to halt military operations in Ukraine and withdraw Russian Federation forces from the country in a limited way,. Numerous pitfalls would be associated with the payment option.)

Intimations formed from facts have led greatcharlie to postulate that Putin was very likely hoping to get a peace deal that was not perfect but at least not draconian in its terms through diplomacy with a new administration in Washington. However, the prospects for that, at least the time of this writing, appear to have changed dramatically for the worse. If he cannot get a peace deal, defeat would become a real possibility for his country if significant international support for Ukraine’s war effort continues.

As for the Russian Federation, it would no longer be looked upon as anything to be reckoned with. The somewhat shiny veneer of a superpower, an image of Moscow from the days of the erstwhile Soviet Union and the Cold War in which the follow-on national government in Moscow rejoiced, was promoted and well-polished by Putin for years. Although he successfully managed to present the Russian Federation in that way to the world in the past, he would no longer be in a position to do that with any impact following a hypothetical defeat. For certain, Putin would still make the case that Moscow achieved its goals in this scenario, but most likely few in the world, not even his friends in Belarus, China or North Korea, would accept that. The loss of the Russian Federation’s image of greatness, as he for so long sought to project it, would be the thing that would gravely wound him psychologically and perhaps physically.

The thought that he might face the same, suffice it to say “karmic fate” of Nlazi Germany’s Adolf Hitler, Iraq’s Saddam Hussain, Libya’s Muammar el-Quadafy, or the other leaders of authoritarian regimes is doubtlessly anathema to Putin. He most likely believes the West is trying to drive him in that direction. However, unlike those leaders who have ignominiously fallen to democratic forces or invading armies, Putin would not need to run into a bunker, left only with his reasons, and await his fate. He can still act, and act ferociously. Putin does not have to dream hopelessly of developing wonder weapons in time to strike back at his foes with vengeance. As alluded to earlier, he controls a massive arsenal of thermonuclear weapons and ICBMs, many of which are quite advanced technologically. In August 2022, the issue of Putin’s potential use of nuclear weapons in Ukraine initially gained traction in the newsmedia. The issue is now discussed far less. In greatcharlie’s August 31, 2022 post entitled “Would the Ejection of Russian Forces from Ukraine Lead to a  Thermonuclear Response by Moscow?: Some Meditations on Putin’s Likely Thinking”, the matter is discussed in some detail.

Omnia iam fient fieri quae posse negabam. (All the things which I denied could happen are now happening.) Attacking the West with thermonuclear weapons would be the ultimate form of punitive action. To be frank, there would be a considerable imbalance with regard to infrastructure and environmental destruction, institutions and businesses ruined, and lives lost. Perhaps greatcharlie may be oversimplifying the matter by stating in a thermonuclear exchange, the Western world has far more to lose, in terms of an exciting future of endless positive possibilities than the Russian Federation. The ability to destroy that bright future, would surely outweigh concerns over the destructive capacity of the retaliatory capability some Western countries possess. Perchance it would even be the case in such an instance that the people of the Russian Federation would not know Putin launched against the West first. Conceivably, the Kremlin could make certain before the attack that in its aftermath the messaging would be that their country was viciously attacked by the US and its nuclear armed allies. (Despite how off-kilter as it may sound, a Russian Federation devastated by a thermonuclear attack would ironically be a safer country for Putin to rule. He expectedly would still be in control of all the levers of power–the security services, the armed forces, and the country’s financial resources. There would also be a lot to keep everyone who would survive in the country very busy. It is unlikely that the Russian people at that time would be interested in anything that anyone in the West would have to say.)

Putin would very likely feel an odd sense of satisfaction even with a Cadmean victory resulting from a thermonuclear exchange with the West. This time he could be somewhat more assured that he would get the results he wanted. He would get the sense of satisfaction he very likely had hoped to feel when he launched the special military operation against Ukraine. (This is where the part about madness takes on greater meaning.)

Just as Russian Army generals and colonels were ready and willing to advance their troops into the tragedy that is the Ukraine War–some generals and colonels went as far as to sacrifice themselves on the battlefield, the commanders of the Raketnye Voyska Strategicheskogo Naznacheniya Rossiyskoy Federatsii (Strategic Rocket Forces of the Russian Federation, literally Strategic Purpose Rocketry Troops) which control land-based ICBMs, the strategic bombers and other nuclear capable airframes of the Voenno-vozdushnye sily Rossii (Russian Air Force), and satellites of the Voyska Vozdushno-kosmicheskoy Oborony (Russian Aerospace Defense Forces) would go into action. In addition, commanders of the strategic submarines of the Voyenno-morskoy Flot (Russian Naval Force) in both the Northern Fleet and the Pacific Fleet would execute their missions. Indeed, commanders who are in control of the Russian Federation’s strategic nuclear triad would act without question in the manner prescribed by political authorities. It would be a mistake for anyone to believe otherwise. Surely, there are more than enough members of the Russian Federation Armed Forces hurting over the nightmare that has befallen their comrades in Ukraine. They more than likely want to dish out some “payback” against those countries that they likely perceive–based on what they surely have been told–created circumstances there, and many can deliver payback in the extreme. Libens-Volens-Potens. (Ready-Willing-Potent.)

As noted, a Cadmean victory or at best a Pyrrhic victory would be the most that he could possibly hope to attain in Ukraine at this point. Ever aggressive, Putin perhaps even now has trouble reigning in his ardor to destroy those “who put him and the Russian Federation in their current bad position” even if it is the last thing he does. Such was the choice of the Russian folklore hero Ural-batyr against the Devs. (That would certainly have meaning for the Rodnovers in his circle and throughout the Russian Federation. SEE greatcharlie’s aforementioned August 31, 2022 post for more on that story.) If the Western leaders truly believe Putin will not set off a thermonuclear exchange despite already facing challenges in Ukraine that could certainly lead to his demise, then it would make sense for them to accelerate its timing by pushing the edge of the envelope in terms of their support for Ukraine’s victory. It would seem most are still uncertain about what he will do. (Retaliatory thermonuclear strikes would surely be the thing to get Putin into a bunker.)

In the chain of insights regarding Putin discussed here, each link rings true.. As stated prior, Putin most likely knows that he will need to reach some conclusions on the outcome of what he has started while he can still have a real say in events. Sufficient evidence exists to postulate that he feels a bit boxed in and reasonably so. Most human beings do not like the feeling of being boxed in and will react aggressively to extricate themselves from the situation even if the odds are against success. As expressed earlier, placidity should hardly be expected of Putin. Thereby, Putin’s response to his situation and that of the Russian Federation, as with nearly every other response he has offered so far, is unlikely to be positive and will most likely be final. Saepe ne utile quidem est scire quid futurum sit. (Often it is not even advantageous to know what will be.)

Commentary: The Utilization of Wagner Group Penal Units as Suicide Squads: A Callous Go-to Solution for Regimes Facing Intractable Military Situations

Wagner Group troops filmed in action from a Ukrainian Armed Forces drone in the town of Popansa on May 4, 2022 (above). In the image, a Wagner Group squad is involved in intense street fighting with Ukrainian troops. The Wagner Group is a private military contractor based in the Russian Federation whose units have been deployed to bolster the number of Russian Federation Armed Forces in Ukraine. From the start of the special military operation, Moscow has used paid fighters to bolster its forces. However, Russian Federation commanders, displaying a remarkable lack of military acumen across the board, have used Wagner Group troops, and some of their own, essentially as “suicide squads” or “cannon fodder” to achieve less than important objectives. This is especially true with regard to Wagner Group “penal units” which have suffered high-profile casualties. The use of this tact is hardly novel. Here, greatcharlie discusses four military formations which in fairly recent history were created and utilized by their respective governments on the battlefield much as the Wagner Group in Ukraine, mutantis mutandis. In each case, military commanders could provide what they believed were clear, logical, and plausible explanations for their respective choices.

As alluded to in greatcharlie’s preceding January 31, 2023 post entitled “Reflections on the Battle of the Crater in Relation to Russian Federation Casualties in Ukraine: Where Did All the Leaders Go?”, there is a strange buoyancy and caustic ebullience that seems to have overcome some in the Western newsmedia concerning videos recorded of the daily slaughter of members of Vooruzhonnije Síly Rossíyskoj Federátsii (the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation Armed Forces) by the hundreds in Ukraine. Those videos are broadcasted and streamed online by several newsmedia houses without end: cui bono? On immediate impression, one might presume its is the product of newsmedia managers possessing a seemingly seared conscience or spliced moral cord, who perchance, mutatis mutandis, are not too different in their callous thinking from those who started the war. Yet, despite how disagreeable such reporting may be to greatcharlie, recognizably, it has been considerably helpful in shining a spotlight upon the positively callous and diabolical practice of Russian Federation commanders to force their troops to waste their lives for meager gains. This is especially true as some military experts have already judged to be a lost cause in Ukraine. Many of the newsmedia stories on the slaughter of Russian Federation troops have focused on the abysmal losses of Gruppa Vagnera (the Wagner Group).

The Wagner Group is a private military contractor based in the Russian Federation whose units have been deployed to bolster the number of Russian Federation Armed Forces in Ukraine. From the start of the special military operation, Russia has used paid fighters to bolster its forces. In April 2022, it was estimated to have initially deployed between 10,000 and 20,000 mercenaries, including Wagner Group troops in the offensive in the Donbas. To increase the organization’s strength even further, new Wagner Group units composed mainly with violent convicts from prisons–gangsters, murderers, and rapists, were formed. However, it is those Wagner Group “penal units” in particular that have suffered high-profile casualties. According to the US, out of an initial force of nearly 50,000 Wagner troops, including 40,000 recruited convicts, more than 4,100 have been killed in action, and 10,000 have been wounded, including over 1,000 killed between late November and early December 2022 near Bakhmut. It is most apparent that misperception, and not reality, had driven top Russian Federation commanders’ decisionmaking on the battlefield in Ukraine. Coping with the situation as it actually stands presently has been better than challenging for them. Some aspects of their struggle such as the wasteful expenditure of their own troops but especially the lives of Wagner Group troops, believing that tact will somehow serve to bring forth victory, seems to escaped any alteration.

The use of the ugly and unnerving tact of essentially throwing troops at an opponent is hardly novel. In modern times, the remarkable idea of using one’s own their own troops essentially as “suicide squads” or “cannon fodder” to achieve less the important objectives was given birth in many countries. Casting one’s mind back again to its preceding January 31, 2023 post, there, greatcharlie considered the line of thought that resides in the minds of commanders of Russian Federation Armed Forces on the battlefield that would allow them to use their troops so carelessly and callously, centering its examination on parallels in Union Army and Russian Federation commanders’ thinking and behavior respectively at the Battle of the Crater, a calamitous episode of the US Civil War and present-day in Ukraine. It was noted that there are countless cases in military history when frightfully high casualties have been suffered in actions on the battlefield that never held hope of accomplishing anything except the destruction of the units sent out to fight. The main focus of the discussion here are four military formations which in fairly recent history were created and utilized by their respective governments on the battlefield much as the Wagner Group in Ukraine. There was little to no regard for their troops’ well-being. In nearly every case, though, those who sent them out to futile fights could provide what they believed were clear, logical, and plausible explanations for their respective choices. Omnia mala exempla ex rebus bonis orta sunt. (Every bad precedent originated as a justifiable measure.)

Wagner Group troops in Ukraine pose for photo (above). Although private military companies are not permitted under law in the Russian Federation, over a decade ago, the Wagner Group were endorsed in April 2012 by none other than Vladimir Putin while Russian Federation Prime Minister in an address to the State Duma. The Wagner Group has engaged in action externally in support of the Russian Federation’s overt and covert foreign and national security objectives. The Wagner Group is known to have deployed its units in the War in Donbas (2014–2022); Syrian Civil War, (2015–2016); the South Sudanese Civil War (2013-2020); the Central African Republic Civil War (2013-2014); the Second Libyan Civil War (2014-2020); the Sudanese Revolution (2018-2019); Venezuelan presidential crisis (2019-2023); and the Mali War (2012-present). The Wagner Group first appeared in Ukraine in 2014, where it participated in the annexation of Crimea.

More on the Wagner Group

While publications and online Information regarding Wagner Group is readily available and the organization is well-known and been well-studied among military analysts, greatcharlie believes it is necessary to at least offer some baseline of facts about it. The hope is to some degree help equalize among readers as to what it is all about, particularly undergraduate and graduate students who constitute the largest portion of greatcharlie’s readership. (The discussion could possibly serve as a basis for their own discoveries.) As aforementioned, the Wagner Group is a private military contractor based in the Russian Federation. Although private military companies are not permitted under law in the Russian Federation, they were endorsed in April 2012 by none other than Putin, then Russian Federation Prime Minister during an address to the State Duma. The Wagner Group has engaged in action externally in support of the Russian Federation’s overt and covert foreign and national security objectives. The Wagner Group is known to have deployed its units in the War in Donbas (2014–2022); Syrian Civil War, (2015–2016); the South Sudanese Civil War (2013-2020); the Central African Republic Civil War (2013-2014); the Second Libyan Civil War (2014-2020); the Sudanese Revolution (2018-2019); Venezuelan presidential crisis (2019-2023); and the Mali War (2012-present). 

It is alleged by some that the Wagner Group was founded by Dmitriy Utkin, a veteran of the First and Second Chechen Wars. Until 2013, Utkin served as lieutenant colonel and brigade commander of the 700th Independent Voyská spetsiálnogo naznachéniya (‘Special Purpose Military Detachment) of the 2nd Independent Brigade, a special forces unit of Glavnoe operativnoe upravlenie General’nogo štaba Vooružёnnyh sil Rossijskoj Federacii (the Main Operational Directorate of the General Staff of the Russian Federation). Much speculation exists over the choice of Wagner as the organization’s name. On dit, the group’s name comes from Utkin’s own call sign “Wagner”, reportedly after the 19th century German composer Richard Wagner. Utkin–a member of Putin’s ethno-religious nationalist circle–supposedly picked Wagner due to his alleged infatuation with the Third Reich (Note that Nazi Germany’s Reichskanzler Adolf Hitler’s favorite composer was Wagner). Additionally, some have presumed Utkin is a full-blown  neo-Nazi because, as reported by the Economist, he has several Nazi tattoos. It is further alleged that some members of the Wagner Group have been linked to white supremacist and neo-Nazi far-right extremists. This allegation is particularly directed at members of Wagner’s openly far-right and supposedly neo-Nazi Task Force Rusich, simply reference Rusich within the organization. Other circumstantial evidence to support such theories is the fact that Wagner members have left neo-Nazi graffiti on the battlefield.

Conclusions about members of the Wagner Group and neo-Nazism are juxtaposed with their role in promoting the ethno-religious nationalism espoused by the Russian Federation’s present leadership. To the extent that Wagner Group members are understood by the regime to be dedicated solely to the values and interests of Putin’s Russia, the Russian President–a self-declared fervent anti-Nazi–awarded Utkin and three other Wagner Group’s senior commanders, Alexander Kuznetsov, Andrey Bogatov and Andrei Troshev, with the Order of Courage and the title Hero of the Russian Federation at Kremlin reception to mark the Day of Heroes of the Fatherland. (Kuznetsov is alleged to be the commander of Wagner’s 1st Reconnaissance and Assault Company, Bogatov was identified as the commander of the 4th Reconnaissance and Assault Company, and allegedly, Troshev was identified as the Wagner Group’s “executive director”.) One would suppose that Putin would hardly award a group of neo-Nazis with such honors. Putin surely would know if they were neo-Nazis.

Gnawing a bit further at the neo-Nazi issue, those analyzing Wagner Group members might consider that in the case of the Wagner Group, any Nazi symbols may not be used by members as a sign of their adherence to a depraved, well-worn political expression, but a readily available means to express that there was a desire to be harmfully malicious in their undertakings. If anything, their reported use of Nazi symbols would more likely manifest their wish to somehow express the evil, the homicidal ideation and ill-will that exists within them and around which the thoughts of senior commanders of Wagner very likely circle. Certainly, through the use of such symbols, the likely aim is to induce and instill terror among opponents and observers alike. For most individuals, the sight of a swastika is far more disturbing than the sight of a pentagram. None this is meant to suggest the members of the Wagner Group are simply tearaways making nuisances of themselves. They are indeed very dangerous men, and it takes a lot to deal with them. Laisser s’établir des amalgames primaires, assimilant immaturité masculine toxique et néo-nazisme.

The indications and implications of all that has been observed about the organization by various journalists may alternatively be that the Wagner Group is actually demonic in nature. Surely, its members by their action have shown a hatred mankind and the whole wide world, and an intent is to disrupt, or better destroy, in order to sow chaos and conflict. None of this is to suggest that the Wagner Group is some Satanic cult. However, the Wagner Group’s activities have never been aimed at improving the lives of people anywhere. Intriguingly, it is very apparent that often tragic consequences have beset those who have chosen to join, associate with, or briefly come in contact with, the organization. That has certainly been the case for the organization’s usual volunteers as well all those who have formed its penal units who have been sent into Ukraine. What contact the Wagner Group has meant, or will mean, for Putin and the Russian Federation Armed Forces is open to debate. Having stated all of this, the organization, surely is not supernatural, and can be and has been defeated on the battlefield. In Syria, February 2018, there was the singular case of a large unit Wagner Group troops encountered a small detachment of US Special Forces soldiers at their base at a refinery in the town of Khasham. The US Special Forces defenders, making effective use of air support and artillery, dealt a devastating blow to the Wagner Group troops. (For more on that event, see greatcharlie’s April 30, 2022 post entitled “Brief Meditations on the Role of Deception, Deceit, and Delinquency in the Planning, Preparations, and Prosecution of Russia’s Invasion of Ukraine”.)

From another albeit “spiritual” angle, reportedly some closely associated with the Wagner Group leadership claim many are followers of the Slavic Native Faith, Rodnover. Indeed, along that vein, reportedly, anonymous members of Wagner Group have insisted that Utkin is a Rodnover. In the Routledge International Handbook of Religion in Global Society (Routledge, 2020), it is stated that Wagner Group members insist that Utkin is a ssuredly a Rodnover. Under Rodnover  theology, there is the belief in an absolute, supreme God (Rod) who begets the universe, lives as the universe, and is present in all its phenomena. Among Rodnovers, there is the belief that their religion is a faithful continuation of the ancient beliefs of the Slavs that survived as a folk religion following their Christianization during the Middle Ages.

The owner of the Wagner Group, Yevgeny Prigozhin (center), poses for a nighttime photo with his troops on the frontlines in Ukraine. In August 2017, a Turkish newspaper Yeni Şafak made the suggestion that Yevgeny Prigozhin was owner of the Wagner Group, a role he had constantly denied. At the time, Prigozhin was already recognized as a member of Putin’s coterie. An intriguing figure in his own right, Prigozhin holds considerable standing with Putin which speaks volumes on its own. He is affectionately called “Putin’s chef” because of his catering businesses that hosted dinners which Putin attended with foreign dignitaries. Prigozhin became heavily involved in matters concerning the special military operation in Ukraine especially since massive numbers of troops from his organization were operating there. Prigozhin has made his judgments concerning the incompetence and fidelity of Russian Federation Armed Force’s top commanders as Minister of Defense of the Russian Federation Russian Army General Sergei Shoigu and Chief of the General Staff of the Armed Forces of the Russian Federation, Russian Army General Valery Gerasimov very clear and very public.

Wer ist dein mysteriöser Chef? It was in August 2017, Yeni Şafak, a Turkish newspaper, made the suggestion that Utkin was only a figurehead for the company. The individual later revealed to be the owner of the Wagner Group was the Yevgeny Prigozhin. Now well-recognized as a pivotal player in the Russian Federation war effort in Ukraine, as well as an intriguing figure in his own right, Prigozhin holds a level of standing with Putin which speaks volumes on its own. Prigozhin, called “Putin’s chef”, because of his catering businesses that hosted dinners which Putin attended with foreign dignitaries, was known to have ties with the Wagner Group and Utkin personally. For quite a while, Prigozhin even denied any communication with the Wagner Group. Prigozhin actually sued Bellingcat, Meduza, and Echo of Moscow for claiming he had links to the organization. In an interview in December 2018, Putin also denied allegations that Prigozhin had been directing the Wagner Group’s activities. However, in September 2022, Prigozhin relented and admitted having created the group. Prigozhin claimed, “I cleaned the old weapons myself, sorted out the bulletproof vests myself and found specialists who could help me with this. From that moment, on May 1, 2014, a group of patriots was born, which later came to be called the Wagner Battalion.”

Prigozhin has made his judgments well-known to Putin concerning the incompetence and fidelity of Russian Federation Armed Force’s top commanders as Ministr Oborony Rossijskoj Federacii (Minister of Defense of the Russian Federation) Russian Army General Sergei Shoigu and Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation), Russian Army General Valery Gerasimov. He has also made his views on the matter very public. Et monere at moneri proprium est verae amitcitiae. (It is a characteristic of friendship to give advice and to receive it.)

Among standing units of the Wagner Group is the aforementioned Rusich. It is referred to as a “sabotage and assault reconnaissance group”, which has been fighting as part of the Russian separatist forces in eastern Ukraine. The Wagner Group is believed to have a Serb unit, which was, until at least April 2016, under the command of Davor Savičić, a Bosnian Serb.  Savičić reportedly was a member of the Serb Volunteer Guard, known as “Arkan’s Tigers” during the Bosnian War and the Special Operations Unit (JSO) during the Kosovo War. A new unit in the Wagner Group consists of citizens of Scandinavian countries, in particular, from Norway. It has participated in the firefights on the Bakhmut front. The unit is referred to as the Níðhöggr“, sometimes also known as Nidhogg. Níðhöggr is one of the great serpents (dragons) in Norse mythology. The snake gnaws at the roots of the Yggdrasil tree (the world tree symbolizing the universe), and also devours sinners. Dragons have been seen upon various patches of this unit in the field.

Typically, Wagner Group fighters are retired regular Russian Fedrration Armed Forces servicemen aged between 35 and 55. Their pay was once alleged to be between 80,000 and 250,000 Russian rubles a month which the rough equivalent of $667 to $2,083. It was recently suggested by one source that their pay was as substantial as 277,200 Russian rubles or US$3,500. Nulla salus bello. (There is no security in war.) It is widely known that since July 2022, the Wagner Group’s chief, Prigozhin, has been recruiting inmates from Russian Federation prisons to increase the organization’s strength. Prigozhin possesses the authority to promise prison inmates that in return for agreeing to fight in Ukraine, are promised the termination of their prison sentences and a salary for six months. Indeed, the Wagner Group offers 200,000 rubles ($2,700 approximately) and amnesty for six months of “voluntary” service in Ukraine. Reportedly, a death benefit of 5 million rubles is provided to their relatives if they were killed in action. The recruitment of prison inmates for service in the Wagner Group is nothing new. The organization reportedly recruited imprisoned UPC rebels in the Central African Republic to fight in Mali and Ukraine. They are reportedly nicknamed the “Black Russians”. However, as noted earlier, it is these newly raised penal units that Russian Army commanders typically send to attack Ukrainian positions in frontal assaults, allowing them to identify defenses for the artillery to bombard. The tactic has proven marginally effective, but nonetheless it is a most apparent display of archaic wartime callousness. The troops’ display of courage, obedience to authority and acts of sacrifice have been looked upon with indifference by Russian Army commanders. Given the backgrounds of the Wagner Group prison recruits, the common wisdom is that they are desensitized to violence. They are depicted as fighting as if they have nothing left to lose.

Curiously, a possible way to look at the conundrum Russian Federation Armed Forces face might be that they are essentially shipwrecked in Ukraine. Since retreat was never an option, from the moment the situation went sour, Russian Federation commanders surely recognized that they would either need to find a way to save themselves or hope against hope an ally might come to their rescue. The Wagner Group, already in Ukraine, went in with greater numbers, providing additional strength and combat power on the battlefield that the Russian Federation Armed Forces could not muster. To that extent, Wagner Group troops were supposed to be their saving grace–Prigozhin might say the rescuers–of the Russian Federation Armed Forces. However, it was not long before everyone realized that they were caught in that same circumstance as their Russian Federation Armed Forces “comrades”. That could only have been expected as the same senior Russian Federation commanders that put their troops in a predicament, controlled the placement and movements of Wagner Group troops.

 

Prigozhin in conversation with Russian Federation prison inmates about service in Ukraine with the Wagner Group. is widely known that since July 2022, the Wagner Group’s chief, Prigozhin, has been recruiting inmates from Russian Federation prisons to increase the organization’s strength. Prigozhin possessed the authority to promise prison inmates that in return for agreeing to fight in Ukraine, are promised the termination of their prison sentences and a salary for six months. of “voluntary service”, and a death benefit for their relatives if they were killed in action. It is these newly raised penal units that Russian Army commanders typically send to attack Ukrainian positions in frontal assaults, allowing them to identify defenses for the artillery to bombard. The tactic has proven effective, but nonetheless it is a most apparent display of archaic wartime callousness. The troops’ display of courage, obedience to authority and acts of sacrifice have been looked upon with indifference by Russian Army commanders. Given the backgrounds of the Wagner prison recruits, the common wisdom is that they are desensitized to violence. They are depicted as fighting as if they have nothing left to lose.

The Image of Penal Units and Suicide Squads Created by Hollywood

What many of a certain generation commonly know about prisoner volunteering for special units in wartime perhaps is perhaps drawn from Hollywood through films as the iconic 1967 hit, “The Dirty Dozen.” The film, directed by Robert Aldrich and produced during the Vietnam War era, was a representation of Pop Culture of the 1960s. It told the fictional story of OSS Major Reisman, who is an insubordinate US Army officer facing a court-martial, when he is allowed one last chance for a reprieve. He was given the mission to  select 12 Army prisoners from a maximum-security detention center, train them for a top-secret mission behind the German lines, and then lead them into battle. If they succeed in the mission, they will be released. Throughout the film the higher levels of the US military are depicted as deeply flawed, and nearly every effort was made by the military bureaucracy to thwart his efforts. Riesman succeeded by breaking through red tape and turned those characters representing the riffraff of the military into the heroes.

Interestingly enough, the screenplay was based on author E. M. Nathanson’s 1965 bestseller which was founded on the story of an actual unit of demolition specialists of the 101st Airborne Division that operated behind enemy lines during World War II dubbed the “Filthy Thirteen”. It has been suggested that another inspiration for the screenplay was the story of an unusual public offer to US President Franklin Roosevelt by 44 prisoners serving life sentences at the Oklahoma State Penitentiary to serve in the Pacific on suicide missions against imperial Japan. A number of special units were created by the US during World War II to take on very dangerous and challenging missions against Nazi German and Imperial Japanese forces. They were not penal units or suicide squads.They were essentially what would today be called special operations units, highly trained for such missions. Among the more commonly known were: the US Army Rangers; the US 6th Army Special Reconnaissance Unit (Alamo Scouts); the 5307th Composite Unit (Provisional), (Merrill’s Marauders); the Marine Raiders (Carlson’s Raiders); the US Navy Underwater Demolition Teams/Frogmen; Doolitle’s Tokyo Raiders of the US Army Air Force; and, the US-Canadian 1st Special Service Force. During World War II, penal units and suicide squads were more popular within the totalitarian regimes of both the Allied and Axis sides.

These men have been alleged to be members of a Shtrafbat standing stripped of their ranks, medals and orders, awaiting instructions (above). The individual in the foreground appears to be a political officer.. The Shtrafbat were military penal battalions in the Soviet Union. The Soviet Army suffered one catastrophic defeat after another, at the hands of the Nazi German Army. It had been driven all the way back to Stalingrad and the Caucasus. The leadership of the Soviet Union was unsure of how to reestablish military discipline and the motivation among troops to stand and fight. Soviet Premier Joseph Stalin issued Order No. 227 in the summer of 1942 increased the number of Strafbats and expecting of them. Order No. 227, known popularly as “Ni shagu nazad!” (Not one step back!) required harsh punishments, including summary execution, for unauthorized retreats. Troops thrown into the Shtrafbats, known as Shtrafniki.

The Shtrafbat

Shtrafbats were military penal battalions in the Soviet Union. Dire circumstances on the Soviet Union’s Western Front in World War II, would lead to their use as suicide units against the Nazi German Army. Almost immediately upon the launch of the Nazi German Army’s Operation Barbarossa, the Soviet Army suffered one catastrophic defeat after another. The Soviet Army had been driven all the way back to Stalingrad and the Caucasus. The leadership of the Soviet Union was unsure of how to reestablish military discipline and the motivation among troops to stand and fight. Supposedly after learning of the Nazi German Army’s effective use of penal units, best known during the war as the Strafbatalllon–also discussed here–in combat, Soviet Premier Joseph Stalin issued Order No. 227 in the summer of 1942 increased the number of Strafbats and expecting of them. Order No. 227, known popularly as “Ni shagu nazad!” (Not one step back!) required harsh punishments, including summary execution, for unauthorized retreats. Troops thrown into the Shtrafbats, known as Shtrafniki, were stripped of their ranks, medals and orders. Although Shtrafniki were able to serve as junior commanders in their units, senior commanders were drawn from regular units, and often the best ones at that. Among the list of offenses that could result in assignment to a penal unit as a Shtrafnik included: cowardice in combat, desertion, neglect of military equipment, sabotage,and drunkenness.The maximum term of service in a penal unit for a convicted soldier was three months. After that, Shtrafniki were promised that their ranks and awards would be reinstated, and they would be returned to a conventional Soviet Army unit. Unlike the Shtrafniki, staff officers, company commanders, platoon leaders, political officers, and most junior commanders were assigned to the battalions on a permanent basis.

Some Shtrafniki were ordered to service in the Soviet Air Force and the Soviet Navteq, however, their most common use was in infantry roles. In infantry service, penal companies were allotted an authorized strength under Order No. 227 of 150 to 200 men. The strength authorized at the battalion level was originally set at 800. Shtrafbats initially served under the control of commanders of Armies. Later, Shtrafbats would be raised within Fronts (the equivalent of Army Groups). Infantry service was recognized by many Soviet prisoners as the equivalent of a death sentence. Theoretically, Shtrafniki could receive military decorations for outstanding service. However, there was also the possibility that Shtrafniki would be placed under suspicion for being politically disloyal. Those Shtrafniki who faced that fate would become targets of political officers and in many cases thay were persecuted even after the war ended. 

Soviet Army troops in the assault (above). To ensure Shtrafniki would advance as ordered, “zagraditel’nye otriady” (anti-retreat) detachments of the Soviet special organization known as Smert Shpionam (Death to spies) or SMERSH. When positioned as barrier troops, regular Soviet Army troops  could not be relied upon to carry out their orders with regard to retreating Shtrafniki. SMERSH blocking detachments positioned at the rear would aggressively respond to Shtrafniki who retreated. More significant punishments would befall Shtrafniki that were arrested and faced court martial on the drumhead. With no means to escape their fate, Shtrafniki would advance with reckless-abandon toward Nazi German lines until they were killed by mines, heavy machine-gun fire, or artillery. If any Shtrafniki managed to reach their objective or simply survive, they would be reassembled among fresh units and sent forward again. Occasionally, some Shtrafbat battalions executed their missions even when barrier troops were not positioned to their rear.

To ensure Shtrafniki would advance as ordered, ‘zagraditel’nye otriady’ (anti-retreat) detachments of the Soviet special organization known as Smert Shpionam (Death to spies) or SMERSH. When positioned as barrier troops, regular Soviet Army troops  could not be relied upon to carry out their orders with regard to retreating Shtrafniki. SMERSH blocking detachments positioned at the rear would aggressively respond to Shtrafniki who retreated. More significant punishments would befall Shtrafniki that were arrested and faced court martial on the drumhead. With no way or means to escape their fate, Shtrafniki would advance with reckless-abandon toward Nazi German lines until they were killed by mines, heavy machine-gun fire, or artillery. If any Shtrafniki managed to reach their objective or simply survive, they would be reassembled among fresh units and sent forward again. Occasionally, some Shtrafbat battalions faithfully executed their missions even without barrier troops positioned to their rear.

All of this sounds quite familiar with regard to the use of Wagner Group troops in Ukraine. The indications and implications are that there may actually be nothing that Russian Federation Armed Forces commanders plan to do to reduce the Wagner Group’s casualties as they may not see anything unorthodox or callous in the manner they use them. Perhaps, without any alteration, Russian Federation Armed Force will insist upon the continued slaughter of Wagner Group troops. There is much available for Zbroyni Syly Ukrayiny (the Ukrainian Armed Forces) to exploit in a non-lethal way from this situation,  allowing it radically change the course of events concerning the war beyond the battlefield.

Members of a Nazi German Strafbataillon engaging in dangerous urban combat on thee Eastern Front (above). Strafbataillon (Penal Battalion) was the term used for penal units created with prisoners in all branches of Nazi Germany’s armed forces (Wehrmacht) that were held for both criminal and political offenses. It was in 1942, long after the war began, that the term Strafbataillon was widely used. The pre-war program for segregating soldiers deemed troublesome from others was known as Sonderabteilungen (Special Departments). Government policy then was to rebuild the armed forces by keeping “potential troublemakers” away from other troops, thereby preventing any “destructive elements” from interferring with their dutiful military service. Once World War II began, the role of the Strafbataillon was altered. Hitler conceived of a new way to effectively manage incarcerated members of the Wehrmacht as well as so-called subversives. To give them greater purpose, he issued an order stating any first-time convicted soldier could return to his unit after he had served a portion of his sentence in a special probation corps before the enemy. 

The Strafbataillon

Strafbataillon (Penal Battalion) was the term used for penal units created with prisoners in all branches of Nazi Germany’s armed forces (Wehrmacht) that were held for both criminal and political offenses. It was in 1942, long after the war began, that the term Strafbataillon was widely used. The pre-war program for segregating soldiers deemed troublesome from others was known as Sonderabteilungen (Special Departments). Government policy then was to rebuild the armed forces by keeping “potential troublemakers” away from other troops, thereby preventing any “destructive elements” from interferring with their dutiful military service. The number of Sonderabteilungen grew on May 21,1935, Nazi Germany’s Reichskanzler (Reich Chancellor) Adolf Hitler decreed that under the new Nazi Defense Act, any conscript who was deemed “unfit for military service because of subversive activity” would be arrested. Soldiers who were marked as disruptive to military discipline, yet “worthy of service”, would also be sent to military Sonderabteilungen. The objective of the penal units then became to change attitudes toward state and national policy while instilling a sense of duty, honor, and purpose. That was, however, achieved through harsh discipline and punishments, extensive indoctrination programs, and restrictions on home leave. Troops who conformed were eventually transferred to regular units. Those who remained undisciplined or continued to oppose the military were transferred to Sachsenhausen Concentration Camp. Before World War II, there were nine Sonderabteilungen within the Wehrmacht in Nazi Germany. According to estimates, between 3000 and 6000 Wehrmacht personnel passed through those special departments. A total of 320 dubbed “incorrigible rogues” were transported to concentration camps.

Once World War II began, the role of the Sonderabteilungen was altered again. Hitler conceived of a new way to effectively manage incarcerated members of the Wehrmacht as well as so-called subversives, and give them greater purpose. He issued an order stating any first-time convicted soldier could return to his unit after he had served a portion of his sentence in a special probation corps before the enemy. Eventually, the Sonderabteilungen were disbanded and a new formation, the Feld-Sonder Battalion (Special Field Battalion), was created and placed under the command of the Feldgendarmerie, the military police of the Wehrmacht that performed tasks as traffic control and population control behind the frontline as well as the suppression and execution of partisans and the apprehension of enemy stragglers. However, as the war continued, the need for more military personnel grew. To drive more military personnel to the battalions, military tribunals were directed by the Oberkommando Wehrmacht (the Nazi German Armed Forces High Command) to send incarcerated members of the Wehrmacht, as well as “subversives”, to what were named Bewährungsbataillone (Probation battalions). During World War II, more than 27,000 soldiers served a probation period in a Bewährungsbataillon. The initial unit was Bewährungsbataillon 500.  Service in Bewährungsbataillon 500 was intended to be unpleasant. The unit fought across the Eastern Front, and casualties were quite high. Troops assigned to the Bewährungsbataillone were expected to undertake dangerous operations at the front. Refusal entailed enforcement of the original sentence in Strafgefangenelager (punishment camps) in which conditions were scarcely better than in some concentration camps. Most convicted soldiers desired to regain their rights as citizens and lost honor. Thus, there was actually incentive among them to serve a probation period in Bewährungsbataillone despite the high battle losses suffered within those units, and morale within them was reportedly high. They were observed, evaluated, and commanded by selected officers, non-commissioned officers, and assigned enlisted men. Beginning in April 1941, convicted soldiers—even those sentenced to death—who had shown exceptional bravery or meritorious service were actually allowed to rejoin their original units. 

It was in 1943 that the penal units were more widely referred to as Strafbataillon, as noted earlier. The Strafbataillone were still serving under the control of the Feldgendarmerie, but were redeployed to conduct not only dangerous, but what were essentially suicide missions for the Heer (German Army) to include clearing minefields, assaulting difficult objectives and defending positions against overwhelming attacking forces. They were also made to do hard manual labor in positions under enemy observation and fire, building and repairing military structures such as bunkers and pillboxes as well as military infrastructure. A specially-formed military police force, Feldjägerkorps, would by its disciplinary actions help maintain the flow of troops to the Strafbataillone. The Feldjägerkorps was given the responsibility to maintain control and discipline throughout all the Wehrmacht as well as the Schutzstaffel (Protection Squadron) or SS. Feldjägerkorps units were formed from combat-decorated officers and noncommissioned officers. The force received its authority directly from Oberkommando Wehrmacht. The Feldjägerkorps units in the field could summarily execute officers or enlisted men for any breach of military discipline, order or duty. By September 1944, all soldiers and recruits who received a sentence of deferred execution in a drumhead court-martial from the Feldjägerkorps were sent directly to Strafbatallione which greatly increased their strength right up to the end of the war.

Strafbataillon troops of the Nazi German 999th Light Africa Division troops advance through town toward Allied positions (above). Major operations conducted by Strafbataillione on the Eastern Front included Kamianka, Ukraine, as well as at Gruzino and Sinyavino, near Leningrad. In October 1942, the 999. leichte Afrika-Division (999th Light Africa Division) was formed in Tunisia from civilian criminals and prison inmates who had been deemed “unfit for military service.” Indeed, a third of the 28,000 troops who joined the division were political prisoners from the concentration camps at Baumholder and Heuberg. They were encouraged to volunteer on the promise that all past crimes would be wiped out by exemplary bravery in combat. The 999th Light Africa Division initially fought in North Africa and later in the Soviet Union. Some units were also used as garrison troops in Greece and in the anti-partisan campaign, in the Balkans. 

Infanteriebataillone 500, 540, 550, 560, 561, and 609 were Strafbatallione engaged in major operations conducted on the Eastern Front including Kamianka, Ukraine, as well as at Gruzino and Sinyavino, near Leningrad. These units were supplied and treated nearly as normal units, but, as noted, were used for special dangerous missions. Presumably due to the fact that troop shortages were ubiquitous in units on the frontlines, often soldiers were allowed to fulfill their probation in their field unit. However, when their respective units were not at the front or did not engage in actions in which the soldiers could stand the test, they were transferred to one of these Infanteriebataillone. In October 1942, the 999. leichte Afrika-Division (999th Light Africa Division) was formed in Tunisia ffroma hodge-podge of civilian criminals and military prison inmates who had been deemed Wehrunwürdig (unfit for military service). A third of the 28,000 troops who joined the division were political prisoners from the concentration camps at Baumholder and Heuberg. They were encouraged to volunteer on the promise that all past crimes would be wiped out by exemplary bravery in combat. Although the 999th Light Africa Division fought in North Africa, the fighting in there was largely over by the time it took the field. The unit would additionally serve in the Soviet Union. Some of its units were detailed as garrison troops in Greece and other were deployed to the Balkans to engage in the Bandenbekämpfung, or anti-partisan campaign there. 

The Waffen-SS also raised probation units. They included: SS-Fallschirmjäger-Btl 500 (SS Parachute Battalion 500); SS-Sturm-Btl 500 ( SS Assault Battalion 500); and, the notorious SS-Brigade Dirlewanger, a unit discussed later in this post. They were generally manned with troops Straflager und Wehrstraflager (punishment camp and defense discipline camp) In the Straflager and Wehrstraflager, extremely  hard labor had to be performed without the availability of appropriate supplies. Those who survived were said to be “endangered” for transfer into one of these units.

Notable here is the fact that as the course of the war had turned against Nazi Germany, military losses and the need to maintain discipline by example led the Oberkommando Wehrmacht to order the formation of additional punishment units from the thousands of Wehrmacht military prisoners that were held in its military prisons. Hopefully, the discussion of such here will not appear as a sort of suggestion to Putin on how the increase the strength of his forces in Ukraine. (In all honesty, greatcharlie hardly believes Putin or anyone in the Russian Federation government would have even a remote interest in its scribblings.) Prigozhin has at least deigned to ask prison inmates to serve in Wagner Group units. If the right occasion arises, all of that may quietly change for both military and civilian prison inmates. The hypothetical move might be announced publicly, couched in some plausible excuse of exigence or perhaps, prison inmates might be taken from penal institutions en masse and covertly sent to Ukraine. It might be said then: Unbewusst, war vielleicht Reichskanzler Adolf Hitler das Vorbild. 

The Dirlewangers move through the streets of a town on the Eastern Front (above).The SS Dirlewanger organization was a rather unorthodox Nazi German military organization of anti-partisan fighters. As the Wehrmacht rolled through Europe at the start of World War II, it faced increased resistance from partisan insurgents. To manage the problem, in 1940, the SS began an experiment. An initial 55 convicted poachers from prisons and concentration camps that it believed possessed the necessary skills, were put in service through impressment for the purpose of hunting down and capturing partisan fighters in their camps in the forests of the Eastern Front. A conditional pardon was promised to prison inmates who served in the recherché unit. They were placed under the command of Oskar Dirlewanger. Dirlewanger’s troops could do almost anything they pleased: loot, rape and pillage. There were often no repercussions for the most heinous actions. In Poland, Dirlewanger and his men would commit their most horrible war crimes. First, it was the Wola Massacre or Wola Slaughter (August 5, 1944 to August 12, 1944) in which 40,000 to 50,000 Poles in the Wola neighborhood of Warsaw were systematically slaughtered. Then, given its reputation, the Dirlewangers were called upon to assist in the quelling of the Warsaw Ghetto Uprising. (August 1, 1944 to October 2, 1944). 

The Dirlewangers

During World War II, a rather unorthodox military formation of anti-partisan fighters was fielded by Nazi Germany known infamously as the Dirlewangers. As the Wehrmacht rolled through Europe at the start of war, it faced increased resistance from partisan insurgents. To manage the problem, in 1940, the SS began an experiment. It organized 55 convicted poachers from prisons and concentration camps, that it believed possessed the necessary skills to hunt down and capture partisan fighters in their camps in the forests of the Eastern Front, were put in service through impressment in an organization named Wilddiebkommando Oranienburg (Oranienburg Poacher’s Unit). As noted earlier, such anti-partisan campaigns were referred to as Bandenbekämpfung. A conditional pardon was promised to prison inmates who served in the recherché unit. Orders were passed down to train the unit’s members in marksmanship and placed them under the command of four SS officers. The unit was placed under the command of SS Obersturmführer Oskar Dirlewanger, an alcoholic, convicted of illegal arms possession and embezzlement and imprisoned twice for the rape of a 14 year old girl and sexual assault. Subsequently, the unit was named after him, Sonderkommando Dr. Dirlewanger. Dirlewanger found a patron in a comrade from World War I, SS-Obergruppenführer und General der Waffen SS Gottlob Berger. It was arranged for Dirlewanger to report directly to the Reichführer-SS (Reich Leader of the SS) Heinrich Himmler, a most senior leader of the Nationalsozialistische Deutsche Arbeiterpartei (National Socialist German Workers Party or the Nazi Party), and a member of Hitler’s inner circle. It was not long before the number of poachers in the Dirlewangers dwindled and the unit began to take any men it could get. The strength of the unit was increased with additional prison inmates who had been convicted of burglary, assault, murder, and rape. The unit grew further when it took on deserters, punished soldiers and even concentration camp survivors. At that point, the unit was designated SS-Sonderbataillon Dirlewanger, 

Despite being subordinated to large military organizations in the field, Dirlewanger’s troops could do almost anything they pleased: loot, rape and pillage. There were often no repercussions for the most heinous actions. It is said that other Nazi German units, even some from the Waffen SS oddly enough, detested Dirlewanger and his men. However, any efforts to remove them from the battlefield and prosecute the soldiers for their atrocities were quietly knocked down in Berlin. To prevent any loss of control of his troops, Dirlewanger well-maintained unit discipline through beatings and shootings. Reportedly, if a civilian or soldier displeased him, Dirlewanger shot them in the hand. If one of his men grabbed any items that he wanted, he would execute him on the spot.  Given the conditions that existed in the unit, desertion became commonplace. 

Anti-partisan warfare was intense and casualties in Dirlewanger’s unit were high. On January 29, 1942, the battalion received authorization to recruit foreign volunteers to supplement its strength. On August 20, 1942, Hitler further authorized the expansion of the unit to two battalions. The added strength would come from additional poachers, Russians and Ukrainians recruited in the field, and military delinquents. This latter source of recruits was approved on October 15, 1942. The term “military delinquents” referred to men from all branches of the Wehrmacht, including the Waffen-SS, who had been convicted of felony offenses while in service. As the Soviet Army drove West and German forces retreated, the Dirlewanger organization was raised to the level of brigade as SS-Sturmbrigade Dirlewanger (SS Assault Brigade Dirlewanger).

Oskar Dirlewanger was an alcoholic, convicted of rape and sexual assault among other crimes. Dirlewanger reported directly to the Reichführer-SS (Reich Leader of the SS) Heinrich Himmler, a most senior leader of the Nationalsozialistische Deutsche Arbeiterpartei (National Socialist German Workers Party or the Nazi Party), and a member of Hitler’s inner circle. Dirlewanger would eventually receive the rank of SS-Oberführer. It is said that other German units, particularly from the Waffen SS oddly enough, detested Dirlewanger and his men. However, any efforts to remove them from the battlefield and prosecute the soldiers for their atrocities were knocked down in Berlin. To prevent any loss of control of his troops, Dirlewanger maintained unit discipline through beatings and shootings. Reportedly, if a civilian or soldier displeased him, Dirlewanger shot them in the hand. If one of his men grabbed any items that he wanted, he would execute him on the spot.  Given the conditions that existed in the unit, desertion became commonplace. 

With the help of his friends in Berlin, the ranks of the unit would grow even further, and In May 1943, the unit officially became a regiment, designated SS-Regiment Dirlewanger (SS Regiment Dirlewanger). The unit would next receive the designation, SS-Sonderregiment Dirlewanger (SS Special Regiment Dirlewanger) with the addition of a third bataillon, approved in August 1943. However, before that battalion could be formed, the regiment was sent into the frontline on an emergency basis with Army Groups Center and North, beginning on November 14, 1943. Both poorly equipped or trained for that purpose, the unit consequently suffered extremely high casualties and was reduced to a reported strength of 259 troops. Hundreds of military and concentration camp convicts were forwarded to Dirlewanger to allow him to rebuild the regiment, and by February 19, 1944, its strength had reached 1200 men. On April 15th, the unit was enabled to establish its own replacement company to facilitate replacing casualties. Soviet citizens were no longer recruited, and future recruits for the regiment would be selected exclusively from military prison inmates and volunteers from the concentration camps. These latter were not only convicts but also political prisoners. It was then that Dirlewanger reportedly would go as far as to accept the criminally insane into his unit’s ranks.

In Poland, Dirlewanger and his men would commit their most abominable war crimes. First, it was the Wola Massacre or Wola Slaughter (August 5, 1944 to August 12, 1944) in which 40,000 to 50,000 Poles in the Wola neighborhood of Warsaw were systematically slaughtered. Then, given its reputation, the Dirlewangers were called upon to assist in the quelling of the Warsaw Ghetto Uprising. (August 1, 1944 to October 2, 1944). The Dirlewangers killed an estimated 35,000 men, women, and children in one day. A fairly well-known story associated with the tragedy is that a witness in the Warsaw Ghetto at the time observed Dirlewanger ordering his men to execute 500 young children. Dirlewanger reportedly insisted that his troops save their bullets and execute the task with rifle butts and bayonets. Nearly 80 percent of Warsaw was practically razed to the ground by the unit.. The complaints against the Dirlewangers continued to mount. That led the SS to move the unit from Poland to the Byelorussian Soviet Socialist Republic (now Belarus) to allay the fears of field commanders. Still, Dirlewanger was rewarded for Warsaw with the promotion to SS-Oberführer on August 15, 1944. On its first deployment to Byelorussia in 1942, Dirlewanger’s unit would kill 30,000 people. Apparently, Dirlewanger’s favorite method of suppression was to round Byelorussians up in a barn, set it on fire, and machine gun anyone who fled. In October 1944, the unit was given the mission to quell the Slovak National Uprising. On February 20th, 1945 while at the Oder River in Silesia, the Dirlewanger Brigade along with parts of a number of Nazi German Army units were formed into the 36.Waffen-Grenadier-Division der SS Dirlewanger (36th Waffen SS Grenadier-Division Dirlewanger). While the unit rejoiced in becoming a division, it was only such in name only as it lacked the required strength.

It has been more than alleged that the Wagner Group’s actions in the Eastern Ukrainian town of Bucha fairly mirrored the horrors committed by the Dirlewangers during World WarII.  After Russian forces had retreated from Bucha on March 31, 2022 following a near month-long occupation of the town, the bodies of 419 unarmed civilians, many found with their hands bound behind their backs. Local Ukrainian authorities reported that nine children were among those killed. The Bundesnachrichtendienst, Germany’s foreign-intelligence service, later intercepted secret messages confirming Russian mercenaries known as the Wagner Group played a leading role in the massacre.

Members of the Foreign Legion engaged in counterinsurgency operations in Algeria (above). The Foreign Legion is a carry-over from the 19th century–perhaps some might say it is an anachronism. The military formation was established by King Louis-Philippe on March 9, 1831, as a unit to support the conquest of Algeria, which the French had invaded in 1830. To fill its ranks, focus was placed on collecting the foreign deserters and criminals who had drifted to France in the aftermath of the Napoleonic Wars. It was discovered that these men, viewed by the French government as a potential threat to civil society, could be induced to become professional soldiers at minimal cost. Indeed, the Foreign Legion attracted many refugees who migrated to France as well as unemployed soldiers from all points in Europe. It was especially popular among members of the Swiss regiments who had served the unpopular Bourbon regime before to the July Revolution of 1830. The Legion under-performed in the French struggle for conquest in Algeria, the conflict for which the formation was raised. Among the variety of factors. Before the Algerian campaign ended, 844 legionnaires died. Sadly, heavy losses among legionnaires from that point on were considered acceptabl, and perhaps expected in the many military interventions on foreign soil by France that followed.

The French Foreign Legion, 

The French Foreign Legion, in purpose and task, could be characterized as a throwback to the 19th century–perhaps some might say it is an anachronism. The military formation was established by King Louis-Philippe on March 9, 1831, as a unit to support the conquest of Algeria, which the French had invaded in 1830. To fill its ranks, focus was placed on collecting the foreign deserters and criminals who had drifted to France in the aftermath of the Napoleonic Wars. It was discovered that these men, viewed by the French government as a potential threat to civil society, could be induced to become professional soldiers at minimal cost. Indeed, the Foreign Legion attracted many refugees who migrated to France as well as unemployed soldiers from all points in Europe. It was especially popular among members of the Swiss regiments who had served the unpopular Bourbon regime before the July Revolution of 1830. The Legion under-performed in the French struggle for conquest in Algeria, the conflict for which the formation was raised: its raison d’être. Among the variety of factors the led to such result were the mismanagement of troops, problems with instilling military discipline and enforcing regulations among its homogeneous battalions of Algerians, desertion, and the staffing of its formations with the least qualified officers in the French Army. In the Legion’s initial engagement there, a unit of 27 legionnaires was overrun after being abandoned by a French officer and the cavalry under his command. By the time the Algerian campaign ended, 844 legionnaires were killed. Sadly, heavy losses among legionnaires from that point on were considered acceptable, marked their many military interventions on foreign soil, and perhaps to some degree were expected. 

During France’s intervention in Spain from 1833 to 1839, around 9,000 died or deserted. The death toll of legionnaires in the Crimean War from 1853 to 1856 was 444. From 1861 to 1865, France intervened in Mexico with the aim of overthrowing the reformist government of Mexican President Benito Juárez and establishing a European satellite state under the authority of the Austrian Prince Maximilian. Of the 4,000 legionnaires sent into Mexico, half were lost. Mexico emerged victorious and Maximilian was killed. However, an important piece of legionnaire history was actually established in the Mexico debacle at farm compound near a village called Camarón, in Vera Cruz. There, 62 legionnaires barricaded themselves and fought to the last man against superior Mexican forces. In the 1930s, the story of the engagement was transformed into an officially cherished legend of “Camerone!”  The story assisted in propagating the notion that the Foreign Legion faithfully carried out orders regardless of the sacrifice required. Performing honorably in battle was an obligation that required dismissing thoughts or feelings about self-preservation. On va faire Camerone!

Between 1870 and 1871 during 1he Franco-Prussian War, more than 900 legionnaires died while reinforcing the French Army. It brought the Foreign Legion from their bases in Algeria to France. Once the fighting ended, the Foreign Legion was used by the French government to violently reduce the Paris Commune. Legionnaires were ordered to kill French citizens and did so sometimes by summary execution in the street. In the aftermath, After order was restored, the legionnaires were quickly returned to their bases in Algeria.

French paratroopers very likely of the 6ème Bataillon de Parachutistes Coloniaux (6 BPC)–(even the French officials do not know who exactly is in the image–during a counter-attack against the Viet Minh at Dien Bien Phu in March 1954. The Foreign Legion’s unorthodox composition, isolation in Algeria, and the absence of patriotic purpose purportedly assisted in shaping it into a resolute fighting force in the years following its inception. Over those same years within the Foreign Legion, the notion that meaningless sacrifice is itself a virtue took hold. That sentiment was manifested in an 1883 address by French General François de Négrier to an element of legionnaires who were being deployed to Indochina to fight the Chinese. He reportedly stated: “You! Legionnaires! You are soldiers meant to die, and I am sending you to the place where you can do it!”  Many legionnaires would die in Indochina as well as in some of France’s many African colonies.  The Foreign Legion was called to France again to fight in World War I. The record indicates that 5,931 legionnaires were killed in action. Between the wars, the Foreign Legion again returned to its bases in North Africa. When World War II began, legionnaires could only monitor the fight from there. No time was available or no was any effort made to deploy them to the homeland given the short span of the Battle of France from May 10, 1940 to June 25, 1940. The Foreign Legion did not see heavy combat again until the postwar period in Indochina as part of the French Union’s Far East Expeditionary Corps.

The Foreign Legion’s unorthodox composition, isolation in Algeria, and the absence of patriotic purpose purportedly assisted in shaping it into a resolute fighting force in the years following its inception. Over those same years within the Foreign Legion, the notion that meaningless sacrifice is itself a virtue took hold. That sentiment was manifested in an 1883 address by French General François de Négrier to an element of legionnaires who were being deployed to Indochina to fight the Chinese. He reportedly stated: “You! Legionnaires! You are soldiers meant to die, and I am sending you to the place where you can do it!”  Many legionnaires would die in Indochina as well as in some of France’s many African colonies.  The Foreign Legion was called to France again to fight in World War I. The record indicates that 5,931 legionnaires were killed in action. Between the wars, the Foreign Legion again returned to its bases in North Africa. When World War II began, legionnaires could only monitor the fight from there. No time was available or no was any effort made to deploy them to the homeland given the short span of the Battle of France from May 10, 1940 to June 25, 1940. The Foreign Legion did not see heavy combat again until the postwar period in Indochina as part of the French Union’s Far East Expeditionary Corps. There, 9,017 legionnaires were killed in action in the failed attempt by France to hold on to its Southeast Asian territory from December 19, 1946 to July 20, 1954. The final engagement was the decisive Battle of Điện Biên Phủ. French defensive positions were overrun by the Viet Minh on May 7, 1954 following a two-month siege, Although a few French troops escaped to Loas, 11,000 were captured. A mere 3,300 survived imprisonment. Ce fut une défaite écrasante, une déroute complète

The Foreign Legion would return to Algeria after the Indochina debacle. Many of its officers were embittered, feeling they had been betrayed by bureaucrats in Paris. Eager to prove they had the moral fiber to defend the integrity of France, they zealously took on a new struggle to quell an Algerian independence movement. The fight was reportedly characterized by the use of torture, retributive killings, and atrocities committed by both sides. It is estimated that a million people died in the struggle. The Foreign Legion lost 1,976 men. Today, the Foreign Legion ihas a strength of nearly 9,000 men which represents 11% of the operational strength of the French Army.

Camerone Day 2017 in Aubagne, France, the Headquarters of the Foreign Legion. On Camerone Day, the doors of the Legion are open for public as part of the commemoration of the Bataille de Camerone (Battle of Camarón), a crucial moment in the history of the French Foreign Legion. It is portrayed as a pure example of bravery and the determination to fight to the finish, an example to be followed by every legionnaire. The phrase “On va faire Camerone!” (Let’s make Camerone) became popular among legionnaires, clearly expressing their will to fight to the last bullet. The date April 30, 1931 was designated as both the commemoration of the 100th anniversary of the Foreign Legion’s creation (although it should be March 10th), and the first official public commemoration of the epic Battle of Camarón. It is proudly commemorated even by the smallest Legion unit stationed in the most isolated place on the planet. The Recit de Camerone (Narration of Camerone), the telling of the story, is inseparable from the ceremony.

Perhaps what has been presented here is enough for readers to draw in their own mind’s the shape of the Foreign Legion. Crucial to understanding the Foreign Legion is understanding the “heart” of the legionnaire and his dedication to the organization’s proud history of sacrifice for France. From the outside, however, the organization would reasonably be assessed as one that manifests its government’s desire to exploit the misfortune of those from the lower rungs of the social strata, training them and then throwing them into often questionable military operations overseas with little regard for their well-being are they viewed dismissively as being expendable. Clear, logical, and plausible arguments could surely be made on that side of the matter, too!

Interestingly, the Foreign Legion and the Wagner Group diverge with other penal units and suicide squads of the Soviet Union and Nazi Germany, two among the worst regimes conceived in the 20th century, that were also discussed here to the extent that their respective ranks are not filled through impressment or emergency laws, but rather through volunteerism. Nevertheless, their troops have been used essentially in the same harsh ways. The Wagner Group is a fairly young organization, having existed for less than a decade. Although its role in the foreign and national security affairs and support from the Russian Federation is not established under existing laws, there remains the real chance that the Wagner Group, now with veil lifted on its operations given its massive presence in Ukraine and strength that it has reached so far, may be established within the Russian Federation government as a military formation more in the vein of the Foreign Legion at the time of its establishment in 1831. This may be a possibility at least during the prospective life span of the current government under Putin. Overarching is the possibility that his regime may not survive the Ukraine War which it started.

The Way Forward

Generally, the objectives for which the Wagner Group have been used by Russian Federation government have been better than controversial, often at odds with the established international order and transnational interest to maintain peace and stability around the world. However, those objectives have always been in line with the values and interests of the government in which the organization serves. Its troops are presently being used in negligent and wasteful ways in Ukraine. However, one would not have to look too far to find military formations in advanced industrial countries, such as France with its Foreign Legion, that serve similar purposes for their respective governments and have a history of being used in similar, questionable ways. It would seem the story of Wagner Group in Ukraine is not so outré after all.

Reflections on the Battle of the Crater in Relation to Russian Federation Casualties in Ukraine: Where Did All the Leaders Go?

A small unit of young Russian Army soldiers being transported to the frontlines in Ukraine (above). While greatcharlie has spoken against the Russian Federation’s wrongful invasion of its once peaceful neighbor, it does not look stony-hearted at the reality that Russian conscripts, dubbed Mobiks, rushed into Ukraine’s frontlines, are victims of the Kremlin’s caprice, too. Using soldiers repeatedly in ways that guarantee massive losses with little gain on the battlefield, as commanders of Russian Federation Armed Forces have, is the worst sort of negligence and points to possible incompetence. If poor acumen is not the case, one is left to imagine what sort of odd line of thought resides in the minds of Russian Federation commanders that would allow them to use their troops so carelessly and callously. Despite the nearly 160 year span that exists between the two circumstances, by briefly examining the Battle of the Crater alongside the Russian Federation’s special military operation in Ukraine, aspects are revealed from which some perspective might be gained.

As a result of the wrongful decision of the Kremlin to invade Ukraine, members of the Vooruzhonnije Síly Rossíyskoj Federátsii (the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation Armed Forces) have suffered immensely. Interestingly, there is a strange buoyancy and caustic ebullience that seems to have overcome some in the Western newsmedia over the video recorded slaughter of members of the Russian Federation Armed Forces in Ukraine. It broadcasted and streamed online by several newsmedia houses without end. (At the time of this writing, one would need to make a serious effort to evade news about Ukraine in the US.) The fact that greatcharlie’s sympathies are with the people of Ukraine has not been concealed. Still, while greatcharlie has spoken against the Russian Federation’s wrongful invasion of its once peaceful neighbor, and wants the war and all its attendant ills to end, it does not look stony-hearted at the reality that Russian conscripts, dubbed Mobiks by the Ukrainians, who have been imprudently, ruthlessly and reportedly in some cases, illegally rushed into Ukraine’s frontlines, are victims of the Kremlin’s caprice, too. Through its often morbid coverage, the newsmedia has done well to cast light on just how bizarrely Russian Federation forces are being handled in the war. Using soldiers repeatedly in ways that guarantee massive losses, estimated at 100,000 by the US Chairman of the Joint Chiefs of Staff, US Army General Mark Milley in November 2022, with little gain on the battlefield is the worst sort of negligence and possibly points to incompetence. If the absence of acumen is not the case, one is left to imagine that some odd line of thought resides in the minds of commanders of Russian Federation Armed Forces on the battlefield that would allow them to use their troops so carelessly and callously.

On first blush, the comparison of wastage of human lives in war that initially comes to mind for greatcharlie is the Battle of the Crater (July 30, 1864), a calamitous episode of the US Civil War (April 12, 1861 to April 9, 1865), remembered for over 150 years, and well-trodden by historians. So horrifying is the story that for many years it was labeled as fiction by some. Surely, there are countless cases in military history when frightfully high casualties have been suffered in actions on the battlefield that never held hope of accomplishing anything except the destruction of the units sent out to fight. However, the Battle of the Crater stands out as an epic display of a commander’s negligence and inexplicable disregard for his soldiers’ well-being. Despite the nearly 160 year span that exists between the two circumstances, by briefly examining the Battle of the Crater alongside the Russian Federation’s Spetsial’noy Voyennoy Operatsii (Special Military Operation) in Ukraine, aspects are revealed from which an image emerges of what it is that leads to such.

Covering this subject, greatcharlie understands there is a thin line between parsing the problem and suggesting a better way forward and subsequently providing advice to the Russian Federation Armed Forces in its effort in Ukraine. Although greatcharlie does not believe that anyone in Moscow would be interested in its scribblings, it nonetheless states unequivocally that nothing which could possibly provide advice or solutions, is offered here. What is provided are a few brief reflections resulting in all truth from greatcharlie’s near daily, unintended contemplations on the Ukraine War. The hope of greatcharlie is that its readers will remain willing to follow along, even stumble along, with its cautious discussion on this subject.

Russian Federation President Vladimir Putin with the Chief of the General Staff of the Russian Federation General Valery Gerasimov. Putin’s singular emotional wants and wishes were the cause of the war. Pursuit of his much desired objective of eliminating the government in Kyiv, repeatedly expressed before the February 24, 2022 invasion and afterward, caused obedient military commanders to put their forces in impossible situations and on occasion at the mercy of their Ukrainian opponents. Well-understood now by most is the fact that everything was organized in a dimidium gluteus maximus way! Much of what was done initially by his top commanders was beyond what was strategically logical and apparently militarily unachievable for the Russian Federation Armed Forces despite their size, strength, and given its quality.

Overview of the Situation of the Russian Federation Armed Forces in Ukraine

No easy answers are available to Moscow that would allow it to repair or reverse its situation in Ukraine. There is no possibility to put the toothpaste back in the tube. It seems necessary to note, without the intention of delving too deeply on the matter, that Putin’s singular emotional wants and wishes were the cause of the war. Pursuit of his much desired objective of eliminating the government in Kyiv, repeatedly expressed before the February 24, 2022 invasion and afterward, caused obedient military commanders to put their forces in impossible situations and on occasion at the mercy of their Ukrainian opponents. Well-understood now by most is the fact that the Spetsial’noy Voyennoy Operatsii (Special Military Operation) was organized in a dimidium gluteus maximus way! Much of what was done initially by his top commanders was beyond what was strategically logical and was apparently militarily unachievable for the Russian Federation Armed Forces despite their size, strength, and given its quality. Much vaunted once as a titanic war machine, the Russian Federation Armed Forces hardly lived up to that billing. Showing itself as something less than an authentic 21st century fighting force, it unexpectedly collided with two obstructions in Ukraine: reality and Zbrojni syly Ukrayiny (Armed Forces of Ukraine, hereinafter referred to as the Ukrainian Armed Forces), well-assisted by the US, other NATO countries, as well as countries from around the world.

Omnia inconsulti impetus cœpta, initiis valida, spatio languescunt. (All enterprises that are entered into with hasty zeal may be pursued with great vigor at first, but are sure to languish in the end ) Planning the invasion of Ukraine may have actually been beyond the faculty of those deemed to be the best trained, experienced, and informed senior officers in the Russian Federation Armed Forces today. Though inconceivable, It is apparent that there were no contingency plans drawn up by senior officers for the invasion of Ukraine, that would have made available a variety of good solutions for possible challenges, all of the what-ifs. Such contingency should have been thoughtful, calibrated, well-calculated for redirecting military resources in a measured way, and possibly creative ways, to achieve more favorable outcomes. Apparently, nothing of the kind was likely kept close at hand by the Russian Federation General Staff. Perchance, the possibility of failure and the need for contingency plans were subjects that could not be openly expressed within the likely tense and certainly authoritarian political environment in which the original plans were developed. (The thought occurs, given what has been observed since the withdrawal from Kyiv; is that some contingency plans have been implemented, but they were all worthless. If one always does what one always did, one will always get what one always got.) Once the poor performance of Russian Federation Armed Forces became undeniable, even Putin was compelled to address the matter of its deficiencies in a December 21, 2022 video message to Russia’s security services. Referring to unspecified problems in the military, Putin said that constructive criticism should be given attention. He stated: “I ask the Ministry of Defense to be attentive to all civilian initiatives, including taking into account criticism and responding correctly, in a timely manner.”

As explained to the Guardian by a United Kingdom intelligence service, Russia’s unprofessional military practices were likely in part to blame for the high casualties.. It is understood by commanders in US Armed Forces, the key to achieving success is the integration of combined arms warfare with air power, electronic warfare, deception, speed, maneuver, and concentration of power. Armored and mechanized systems remain essential tools on today’s battlefield, despite the threat that armed drones can pose to them proven in Ukraine. In a primitive way, Russian Federation commanders continually attempt to overrun Ukrainian positions through the use of masses of troops, ensuring huge losses of troops daily. Yet, in addition to the failed, near criminally incompetent utilization of troops and weapon systems by commanders of Armiya Rossii (Russian Army, hereinafter referred to as such) and Morskaya Pekhota Rossii (Russian Naval Infantry, hereinafter referred to as Russian Naval Troops) in Ukraine, too many other pieces appear to be missing from the Russian Federation Armed Forces prosecution of the war and may likely prevent it from ever being effective. Assuredly, Russian Federation failures on the battlefield have not come merely as a result of some string of miscalculations and mistakes or persistent unfortuitous coincidences in the conduct of a war. When denuded of all political aims, strategy, tactics, science, and so on, at its nub, war amounts to the wastage of human life. As a reality, men and women are certain to die unnaturally during war. Still, it is difficult to comprehend how in the Russian Federation, an ostensibly advanced industrialized country with, to all intents and purposes, a civilized society, apparent profligate decisions concerning the use of soldiers could be made. Moreover, it is hard to imagine that any of it could at all be deemed permissible by top military commanders and, on the face of it, be sanctioned by national authorities. Contra naturam. (Against nature.)

When Russian Federation General of the Army Sergei Surovikin was promoted to overall commander of the special military operation, he began to make moves that brought some positive results and good news for the Russian Federation Armed Forces. Surovikin surely understood that leveling everything and starting from scratch is certainly not the answer, although he may have wanted to do so in many areas. Despite shortcomings of his forces in the field and accepting the situation as it actually was, Surovikin sought to solidify the position of the Russian Federation Armed Forces in Ukraine. His defensive moves reportedly raised worries among US military officials and officials in the administration of US President Joe Biden that Russia Federation troops might be able to withstand renewed Ukrainian offensives. Perhaps his efforts, which were bearing fruit, were not enough to satisfy his superior, or maybe his apparent ability to establish order from chaos, convinced others they could grab glory from his success, claim his success as their own. Either way, Surovikin was replaced on January 11, 2023 after only three months as overall commander in Ukraine by none other than the Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation General Staff) Russian Federation General of the Army Valery Gerasimov. When Gerasimov arrived to take command of the special military operation from him, Surovikin, now one of three deputies to Gerasimov, had begun the process of stepping up better organized localized attacks to have a cumulative effect and push back on recent advances by the Ukrainian Armed Forces. While that tactic continues, it would seem the valve has again been shut on the flow of big ideas from commanders of the Russian Federation Armed Forces. One should at best expect a return to the idea of overrunning Ukrainian frontline positions with masses of troops with predictable results in terms of killed and wounded.

Destroyed Russian Federation military vehicles and casualties strewn across a Ukrainian street in 2022 (above). In a primitive way, Russian Federation commanders continually attempt to overrun Ukrainian positions through the use of masses of troops, ensuring huge losses of troops daily. Still, in addition to the failed, near criminally incompetent utilization of troops and weapon systems by Russian Federation Army and Naval Ground Force commanders in Ukraine, too many other pieces appear to be missing from the Russian Federation Armed Forces prosecution of the war and may likely prevent it from ever being effective. Assuredly, Russian Federation failures on the battlefield have not come merely as a result of some string of miscalculations and mistakes or persistent unfortuitous coincidences in the conduct of a war. 

The Battle of the Crater

Military actions of decades ago are often difficult for one to fully understand with certainty when one is so far away from where and when those decisions were made, and how it all fit into the way of life of the period. Examining much of the material concerning the Battle of the Crater in preparation for this work, greatcharlie was astounded by how stirring, nuanced, edifying, illuminating, and instructive the bulk of the work is on that tragic battle and that dreadful war in general. So impressive were the impeccably researched and elegantly written works of Douglas Freeman, Shelby Foote, James McPherson, William Marvel, Drew Faust and lots of others reviewed that greatcharlie at one point was convinced it should halt its attempt to cover the battle, feeling unable to meet their standard. However, as its aspects so readily offered an apposite measure to examine the wasteful use of Russian Federation troops in the Ukraine War, the choice was made to carry on. With that being stated, without pretension, greatcharlie asks that those Civil War scholars among its readers look upon this effort with sympathy. (A few superb academic and state government online sources were used here to ensure readers could quickly follow-up on information provided and would have easily accessible points from they could start their own research on the battle. )

The Plan of Attack

In May 1864, an offensively-minded Lieutenant General Ulysses Grant, who US President Abraham Lincoln had appointed the commander of all Union Armies in March, launched a series of costly battles in an effort to move his forces south. Though little was attained by those battles, the Wilderness, Spotsylvania Court House, North Anna River, and, especially, Cold Harbor (collectively known as the Overland Campaign), they would be given greater meaning if Grant could find a way maneuver his forces to cut the Confederate supply and communication lines through Petersburg. If Petersburg fell, so would Richmond. However, Grant was apprehensive about mounting a frontal attack against 9,500 Confederate troops in well-fortified positions even though by late June, he had successfully covered most of the eastern approaches to Petersburg with the 16,500 troops he had available. Interestingly enough, in a rather prescient June 21, 1864 Richmond Examiner commentary, it was suggested that Grant “plunge with his whole force into the crater of the volcano and make an end of it—Let not the campaign linger. All parties are tired of this monotonous slaughter of Yankees.”

Grant was open to suggestions, and came across a recherché proposal from Lieutenant Colonel Henry Pleasants of the 48th Pennsylvania Infantry, in the Union Army’s IX Corps Major General Ambrose Burnside. Pleasants’ regiment was composed of anthracite miners from Schuylkill County. One of his men looked out at the Confederate position from his trench and declared, “We could blow that damned fort out of existence if we could run a mine shaft under it.”  Pleasants’ proposal was passed up the chain of command to Burnside, who (on June 25, 1864, enthusiastically recommended it to Major General George Meade, Commander of the Army of the Potomac. Meade reacted with austerity upon learning of Pleasant’s proposal. It was hardly conventional and perhaps the use of the was too alien for Meade’s ears. He already had little faith in Burnside’s military judgment or ability to manage a complex operation. (Burnside’s reputation as a commander had suffered from his 1862 defeat at the Battle of Fredericksburg and his under performance earlier in 1864 at the Battle of Spotsylvania Court House.) On top of that, Meade and Burnside, as commander and subordinate, had a toxic relationship. Burnside had seniority, and had previously commanded the Army of the Potomac, but lost his command, and Meade had it. Meade’s chief engineer, Major James Duane, dismissed the project as “claptrap and nonsense.” He believed it was impossible to dig a military mine of the proposed length—more than 500 feet from the mine-head behind the front line to the salient opposite. At the same time, even if a breach were created at that point, the ground would remain in the sights of Confederate artillery batteries located north and south of the salient. Yet, still eager to do something, Grant apparently viewed Pleasants’ project as being clear, logical, and plausible, and green-lit it. Aware of the nature of their relationship, Grant issued separate orders to the two commanders in order not to avoid having Burnside receive direct commands from Meade. On Meade’s orders, the miners would receive no support from Army headquarters. Thus, on June 25, 1864, without the help of the Union Army’s professional engineers, his troops began digging, using improvised tools. 

The Picture As Seen From The Top

Despite his ambivalence about the plan, Meade began creating a battle plan with Burnside once orders were given. As Burnside envisioned the attack, on  July 30, 1864, it would be led by his freshest soldiers, the 4th Division USCT, “United States Colored Troops”–Black Union Army soldiers–in two segregated brigades with a strength of 4,300, under Brigadier General Edward Ferrero. (Interestingly, Ferrero was a ballroom dance instructor who, as Meade, was born in Spain.) The 4th Division USCT  would have to pass through or around the crater and the large debris field left by the mine; re-form for attack on the far side; then advance to seize the high ground along the Jerusalem Plank Road against whatever reserves of infantry and artillery the Confederate force might have at that point. Burnside consulted with the 4th Division USCT ’s brigade commanders in planning the assault, and arranged for the regiments that would lead the attack to receive special training in maneuvers required to pass the breach such as using ladders and by fighting around it and storming the high ground. Meade did not think Black soldiers were good enough soldiers, and he feared political repercussions if he gave them such an important and dangerous task. If they failed with heavy casualties, expectedly Radical Republicans in the US Congress would condemn his use of Black soldiers as cannon fodder. Democratic politicians would likely find fault with him no matter what happened. Democrats opposed the recruitment and use of Blacks in combat; the more extreme demanded that those already in service be dismissed. They reportedly sought to stir racial hatred as an aspect of the 1864 US Presidential Campaign. The Democratic Party’s platform, as described by one of its partisans, was “the Constitution as it is, the Union as it was, and the niggers where they are.” Meade consulted with Grant about the 4th Divisions role in the plan of attack. Grant conceded to his wishes, and the day before that attack, he overruled Burnside’s plan to have the 4rh Division lead the assault.

There were three other understrength divisions in the IX Corps. Three other divisions consisted of White troops; but these divisions had been exhausted and demoralized by months of combat and heavy losses. In compliance with his new orders, Burnside asked for one of his three other divisional commanders—James Ledlie of the 1st Division, Robert Potter of the 2nd Division, and Orlando Willcox of the 3rd Division–to step forward and accept the mission. None would volunteer for it, thus the commanders were ordered to draw straws. The short straw went to Ledlie. Ledlie, a New York railroad engineer, was considered the least competent of IX Corps four divisional commanders. He had been accused by some of being drunk during the Battle of North Anna, fought from May 23, 1864 to May 26, 1864. Burnside ordered Ledlie’s 1st Division to charge through the breach made by the detonation, and take the high ground along the Jerusalem Plank Road. By achieving that, they would split the Confederate Army, and Union Army guns would command Petersburg. However, Ledlie never sent such orders to his brigade commanders. He simply instructed them to take and hold the ground around the breach, and wait for the 4th Division USCT to assault the heights. Apparently in the confusion of changing arrangements, Burnside and his staff also failed to detail engineers to accompany the assault troops, to assist them by fortifying the high ground once they had seized it, and to make pathways through the trench lines so that artillery could be sent forward. Absent those arrangements, holding the high ground if reached, would be made more challenging.

Likely presuming all else was being done correctly, Grant sought to assist and exploit the attack following the detonation by negating an apparent Confederate advantage with a tactical ploy. Grant ordered 25,000 infantry and cavalry under his most aggressive commanders, Major General Winfield Hancock and Major General Phillip Sheridan, to attack north of the James River to Deep Bottom on July 28, 1864 and July 29, 1864. Hancock and Sheridan attacked with such strength that General Robert E. Lee, Commander of the Confederate States Army, believed Richmond was in danger, and sent his entire reserve north of the James to defend it. That left the trenches directly opposite Burnside’s 16,000 infantry (IX Corps and a division from X Corps) held by 4,400 soldiers in Confederate States Army Major General Bushrod Johnson’s Division. The only available reserves were three brigades of Confederate States Army Brigadier General William Mahone (approximately 2,300 men), who would need an hour or more to reach Johnson’s front. Once Union Army Intelligence reported that Lee’s reserve had gone north of the James, Grant issued orders for the mine to be blown and for Burnside to launch his attack.

An inset from Alfred Waud’s pencil sketch of the Battle of the Crater (above). The image courtesy of the Library of Congress–shows Union Army soldiers advancing into the breach created when four tons of gunpowder exploded beneath the Confederate lines. Most likely as a result of last minute changes by Union Army Major General George Meade, Commander of the Army of the Potomac. to a well-planned operation by Union Army’s IX Corps commander, Major General Ambrose Burnside, the attack was doomed from the start.

The Engagement

After a delay of an hour and thirty-five minutes from when the fuse in the mine was lit, at 4:44AM on July 30, 1864. the earth below Confederate States Army Brigadier General Stephen Elliott’s South Carolina brigade reportedly bulged and broke, and an enormous mushroom cloud rose up. As one Union soldier described the scene, the sky was filled with “Earth, stones, timbers, arms, legs, guns unlimbered and bodies unlimbed.” The explosion blasted a crater 130 feet long, 75 feet wide, and 30 feet deep, with sheer walls of jagged clay. The bottom was ‘filled with dust, great blocks of clay, guns, broken carriages, projecting timbers, and men buried in various ways . . . some with their legs kicking in the air, some with the arms only exposed, and some with every bone in their bodies apparently broken.”

An estimated 278 Confederates troops were killed instantly. At the same time, 110 Union Army guns and 54 mortars all opened fire. The delay had actually been to the artillerymen’s benefit; as the dawn allowed them to see what they were firing at. This is the moment when Ledlie’s men were supposed to advance, but just as the surviving Confederate troops, they were briefly paralyzed by the force of the blast. Still, despite creating the breach and inflicting losses upon the Confederate defenders, the effect of the explosion was not what Burnside hoped. The Crater itself was an impassable barrier, and the debris-clogged trenches to either side did not permit swift forward movement. When Ledlie’s soldiers finally reached it, they discovered that the earth that had fallen back into the Crater had become a mash that trapped the men who attempted to march through it. One New Hampshire soldier described his struggling comrades as “a mass of worms crawling over each other.” Ledlle’s soldiers also spent time attempting to rescue Confederate defenders buried in the dirt. 

Although a third of Elliott’s South Carolina brigade, which manned the strongpoint, was destroyed in the blast, behind the main line, Confederate troops rallied in the communication trenches and the ravine half-way up the slope. To reinforce them, Lee ordered the three brigades of Mahone’s Division forward. On the north side of the breach, Elliott’s survivors were joined by units of Confederate States Army Brigadier General Matt Ransom’s North Carolina Brigade, and on the south side by elements of the Virginia Brigade led by Confederate States Army Colonel David Weisinger. Confederate artillery batteries placed heavy cross-fire of canister and case shot that pinned Ledlie’s division in the breach. The Confederate troops fully capitalized on Ledlie’s mistake of advancing the 1st Division through the Crater and his soldiers slow movement.

What had previously been mere glimmers of problems within the Union Army’s command structure began to shine effulgently as the battle commenced. Once the situation began to break down with Union Army troops charging directly into the Crater, there was a need for authentic leadership and necessary corrections. However, the commanding officer of the imperiled soldiers of the 1st Division, Ledlie was well to the rear of the frontlines in a sandbagged bunker, sharing a bottle of rum with Ferrero, commanding officer of the 4th Division USCT. As the situation worsened, Meade and Burnside began trading angry telegrams, with Meade implying that Burnside was not telling him the truth and Burnside accusing Meade of insulting his honor.

At 7:30AM, in an effort to get a handle on the situation, Burnside ordered the 4th Division USCT to charge and carry out its original mission. In order to attack they were required to cross what became a no-man’s-land under fire, then force their way forward through the mass of demoralized 1st Division troops around the Crater. Nevertheless, the assault of the 4th Division USCT accomplished that and far more. Lieutenant Colonel Seymour Hall and Colonel Delavan Bates, commanding the two leading regiments in Lieutenant Colonel Joshua Sigfried’s first brigade, improvised a pincer attack that drove the Confederate troops back, capturing 150 prisoners. The regiments in Colonel Henry Thomas’ second brigade also worked their way through the maul and under heavy artillery fire and tried to advance in conjunction with some 1st Division regiments. Small groups of soldiers from both divisions managed to rally, side-by-side, in the trenches,

The Battle of the Crater was the first combat experience of soldiers of the 4th Division USCT , and reportedly some of them cried as they sensed triumph, “Remember Fort Pillow!”, in reference to an April 1864 battle in Tennessee during which USCT soldiers had been murdered by their Confederate captors. That cheer seemed to almost “summon demons on to the scene” and manifest far greater monstrous behavior during their own battle. US President Jimmy Carter, during a Nobel Lecture, in Oslo, Norway, on December 10, 2002, explained: “War may sometimes be a necessary evil. But no matter how necessary, it is always an evil, never a good. We will not learn how to live together in peace by killing each other’s children.” As events unfolded in the battle, Carter’s words, uttered nearly 150 years later, stand most apposite regarding the Battle of the Crater.

Once two of the three Confederate brigades from Mahone’s Division established themselves at the Crater, they counter-attacked. Though at first, in the morning,, the Union Army soldiers holding the outer berm of the Crater and the trenches around it checked Mahone’s charge, they lacked the strength to mitigate a stronger Confederate push in the afternoon. The Confederate troops displaced the soldiers of the 1st Division and 4th Division USCT. The Union Army soldiers pulled away from the trench line and down towards the Crater with Confederate troops in hot pursuit. With the aid of Confederate artillery, Mahone’s troops kept the Crater under fire. They fired down into the Crater and reportedly in some instances even hurled their muskets with bayonets-fixed at the Union Army soldiers. Except for those soldiers of the 1st Division and 4th Division USCT who at that point were falling back, between 800 and 1,000 soldiers had remained packed at the bottom of the Crater. Most were demoralized, having been trapped in an indefensible position, without food or water, in oven-like heat, unable to fight but vulnerable to mortar-fire. 

Grant, himself, visited the front in the morning, observed and evaluated the situation, and then ordered Burnside to pull everyone back. Grant supposedly stated: “It is slaughter to leave them here.” Amazingly, for whatever reason, Burnside ignored the commanding general’s order. Refusing to admit his attack had failed despite the overwhelming evidence of routed troops and broken organizations, Burnside rode to Meade’s headquarters to demand reinforcements. It was then that the two generals got into a furious argument over the need to retreat and Burnside’s honor. Meade being Burnside’s superior, gave the peremptory order for Union Army units to withdraw in order to avoid further losses. Reportedly, at 10:30AM, Grant and Meade just packed up and left the scene. Instead of developing a plan for withdrawal, Burnside left the matter to his officers struggling in the Crater.

As the battered and tattered Union force retreated, many of the wounded or surrendering Black soldiers of the 4th Division USCT were singled out for murder by Confederate troops wherever they found them. Based on its research of near impeccable sources, Encyclopedia Virginia states that the Confederate troops viewed the deployment of Black soldiers of the 4th Division USCT as an ugly provocation. Reportedly one Virginia officer stated as the Confederate troops charged: “Boys, you have hot work ahead; they are negroes and show no quarter.” At 2:30PM, the Confederates launched their final assault, during which the attackers chanted, “Spare the white man, kill the nigger.” Encyclopedia Virginia further revealed Major Matthew Love of the 25th North Carolina wrote, “such Slaughter I have not witnessed upon any battlefield anywhere. Their men were principally negroes and we shot them down until we got near enough and then run them through with the bayonet . . . we was not very particular whether we captured or killed them, the only thing we did not like to be pestered berrying[sic] the Heathens.” Additionally Encyclopedia Virginia cites Major John Haskell of the Branch Battery (North Carolina) observed, “Our men, who were always made wild by having negroes sent against them . . . were utterly frenzied with rage. Nothing in the war could have exceeded the horrors that followed. No quarter was given, and for what seemed a long time, fearful butchery was carried on.” Some of the officers tried to stop the killing, “but [the men] kept on until they finished up.” Reportedly, 1st Division soldiers witnessed Confederate troops killing wounded or surrendering 4th Division USCT soldiers as they retreated from the berm of the Crater. At the moment the defense at the berm and in the trenches completely collapsed, a number of 1st Division soldiers astoundingly turned against their comrades-in-arms in the 4th Division USCT , shooting or bayonetting them, ostensibly believing, as explained by Encyclopedia Virginia, that Confederate troops would not grant quarter to Blacks in arms, or to White troops serving with them. As one Union Army soldier reportedly stated, “we was not about to be taken prisoner amongst them niggers.” Records indicate the killing went far beyond the excesses that occur in the heat of battle. Many wounded and prisoners of war from the 4th USCT soldiers under escort were shot, bayoneted or clubbed to death as they were moved to the rear. The Confederates would eventually sweep the Union Army units from man-made gully moving from the right side by late afternoon. N’importe qui trouverait cela cruel et sauvage. Peut-être Alexis de Tocqueville ne trouverait guère surprenant. Certains en Amérique diraient: “Plus ça change, plus c’est la même chose!” Quel dommage!

The Battle of the Crater was a demoralizing defeat. After eight and a half hours of fighting, Union Army casualties were 3,798 (504 killed, 1,881 wounded, 1,413 missing or captured). Confederate casualties were 1,491 (361 killed, 727 wounded, 403 missing or captured). The 1st Division was engaged for the entire eight and a half hours and suffered 18% casualties. The 4th Division USCT  was engaged for less than half that time, but lost 31%. Since many of its wounded were murdered, the ratio of killed to wounded was more than double that of any Union Army unit. Meade brought charges against Burnside, and a subsequent court of inquiry censured Burnside along with Ledlie, Ferrero, Willcox, and Colonel Zenas Bliss. Burnside was never again assigned to duty. Although he was as responsible for the defeat as Burnside, Meade escaped immediate censure. However, in early 1865, the US Congressional Joint Committee on the Conduct of the War exonerated Burnside and condemned Meade. Although Meade was against the operation, it was recognized by. Congress that he very likely sabotaged it by disturbing carefully laid plans Burnside formulated for it,

What began as a well-planned military operation devolved into a haphazard manifestation of a feud between Meade and Burnside with the soldiers being used as pawns. Burnside lost his head in his struggle with Meade. If he had kept his head, he more likely would have selected his best divisional commander for the assault, ensured that commander understood the concept and intent of the operation and issued him clear orders for the mission. On top of that he could have counseled the divisional commander and his subordinates with suggestions on how to tackle challenges. Ledlie proved to be a worse commander than originally thought. He had little concern for the well-being of the soldiers of his 1st Division or the terrible predicament in which they found themselves. The notion of inspirational leadership in battle was clearly alien to him. The lack of discipline and fratricidal behavior displayed by Ledlie troops also spoke volumes about Ledlie’s leadership. One cannot say Ledlie never gave a thought to his mission as he knew when the fighting would be underway, stationed himself safely away from the shooting, and made the effort to pay no heed to events. Ferrero, never having led his 4th Division USCT in combat, seemed to follow Ledlie’s lead. He, too, remained safe from bullets, bombs, and any sudden shock in Ledlie’s bunker while his soldiers suffered immensely and needed him the most. If Ferrero had observed their advance, he could have made the necessary adjustments. If he had observed what the soldiers of the 1st Division were doing to his men, he may have been able to resolve the matter. The errors are too many to recount in this essay, and one might imagine a possible list of likely and possible challenges the attacking forces would face and solutions for them. However, most may agree that the central problem during actual battle was the failure of those in charge to be leaders and do their jobs.

Photo of the Crater battleground taken in 1864 (above). The Battle of the Crater was a demoralizing defeat. After eight and a half hours of fighting, Union Army casualties were 3,798 (504 killed, 1,881 wounded, 1,413 missing or captured). Confederate casualties were 1,491 (361 killed, 727 wounded, 403 missing or captured). The 1st Division was engaged for the entire eight and a half hours and suffered 18% casualties. The 4th Division USCT was engaged for less than half that time, lost 31%. Since many of its wounded were murdered, the ratio of killed to wounded was more than double that of any Union Army unit.

Preempting Likely Reactions to the Aforementioned Discussion

True, as alluded to earlier here, throughout history, there have been battles in which losses were far greater than that of the Crater. Attention would very likely be called to the battles of annihilation, usually part of the course of study of the military academic institutions. Among those usually examined are the following.

The Battle of Cannae

At the Battle of Cannae during Second Punic War, a force of Carthaginians and their Libyan, Numidian, Spaniard and Celt mercenaries, all under the command of Hannibal, faced off against a larger Roman and Italian force along the River Aufidus on August 2, 216 B.C., near Cannae in Apulia, Italy. The Roman force was led by both Lucius Aemilius Paulus and Giaus Terentius Varro, who exchanged overall command of the force daily. When Hannibal discovered Varro was the more aggressive commander, he moved his force of 40,000 infantry and 10,000 cavalry into position against the Romans while he was in command. Upon engaging the Romans’ 80,000 troops and 6,000 cavalry, Hannibal had his force feign collapse, anticipating the more aggressive Varro would rush his troops forward. When the Romans reached the appropriate depth Hannibal’s forces proceeded to double-envelop and annihilate the Roman force. An estimated 60,000 to 70,000 Romans were lost.

The Battle of Tannenberg

At the Battle of Tannenberg in World War I, the Imperial German Army and the Russian Army clashed between August 23, 1914 and August 30, 2014. Exploiting the ability to transport troops by rail and their opponent’s poor communications security, German Field Marshal Paul von Hindenburg rapidly fielded the German Eighth Army at Olzytyn in East Prussia and well-deployed troops in superior position to delay the oncoming Russian First Army and concentrate upon the Russian Second Army. The large Russian force found itself in a meat grinder and was completely destroyed. The Russian Army suffered between 122,000 to 170,000 casualties. The commander of the Russian Second Army, General Alexander Samsonov committed suicide. A follow-on battle known as the Masurian Lakes resulted in the destruction of the First Army as well. Consequently, the Russians were essentially knocked out of World War I until the Spring of 1915.

The Minsk-Smolensk Pockets

As the story of the Minsk-Smolensk Pockets during World War II goes, immediately following the launch of Operation Barbarossa on June 22, 1941, the German 2nd Panzer Group under Colonel General Heinz Guderian and the 3rd Panzer Group under Colonel General Hermann Hoth destroyed Soviet frontier defenses, received and defeated Soviet attempts to counterattack, and subsequently encircled four Soviet Armies near Bialystock and Minsk by June 30, 1941. By July 9, 1941, Soviet forces within the pocket were decimated, resulting in the loss of 420, 000 troops. Between July 10, 1941 and September 10, 1941, during the second phase of Operation Barbarossa, the German 2nd Panzer Group and the 3rd Panzer Group rapidly advanced on Smolensk. In a pincer movement, mirroring their action at Minsk, encircled the Soviet 16th, 19th and 20th Soviet Armies. Though many troops of the 19th and 20th Soviet Armies exfiltrated the German encirclement successfully, the battle left the Soviet Union’s defenses in the West in tatters a lá Tannenberg.

The Falaise Gap

At the Falaise Gap in World War II, the Allied Armies developed a multi-phase plan to break out of Normandy following their successful landings in France on June 6, 1944. On July 18, 1944, under Operation Goodwood, British and Canadian Armies would attack along the eastern line around Caen. On July 25, 1944, under Operation Cobra, US forces would drive forward into a corridor created by thousands of US heavy and medium bombers on the western end of the German lines around Saint-Lô. Against Goodwood, the German Army responded by committing a large portion of its armored reserves to the defense. Against Cobra, disoriented German defenders could not establish an organized defense. Seizing the opportunity created, the Ground Forces commander of Allied Expeditionary Forces in Europe British Army Field Marshal Bernard Mongomery ordered Allied armies in the vicinity of Goodwood to converge on the Falaise–Chambois area to envelop the German 7th Army and 5th Panzer Army of Army Group B. The Germans began to withdraw on August 17, 1944 but the Allied Armies completed the encirclement two days later at Chambois. Although the Germans managed to force through gaps in Allied lines via counterattacks, by the evening of 1 August 21, 1944, the gap was closed. An estimated 50,000 Germans were sealed inside the “Falaise Pocket.”. Remnants of Army Group B outside of the pocket retreated across the Seine.

A portion of the “Corridor of Death” in the Falaise Pocket (above). Seizing the opportunity created while breaking out of Normandy two months after the June 1944 landings, the Ground Forces commander of Allied Expeditionary Forces in Europe British Army Field Marshal Bernard Mongomery ordered Allied armies in the vicinity of Goodwood to converge on the Falaise–Chambois area to envelop large elements of the German’s Army Group B. The Germans began to withdraw on August 17, 1944 but the Allied Armies completed the encirclement two days later at Chambois. Although the Germans managed to force through gaps in Allied lines via counterattacks, by the evening of August 21, 1944, the pocket was closed. An estimated 50,000 Germans were trapped inside. Remnants of Army Group B outside of the pocket retreated across the Seine.

Among the commonalities of these battles beyond the successful enveloping of opponent by the victorious commanders, their outcomes were mainly shaped mainly by the well laid plans of the commander on one side allowing for the proper use of resources, information, communication, speed, mobility, terrain, time available, superior maneuver, well-placed fires, decisive action, the exploitation of opponent’s confusion resulting from the fog of war, the friction of battle, and the opponents failure to expect the unexpected and to act accordingly in response to what was unforeseen and unpredictable. More apt parallels to the Battle of the Crater and the Russian Federation special military operation in Ukraine, mutatis mutandis, are battles in which losses are self-inflicted as a result of poor and very often rash decisions made by those in charge of units in a battle. A seemingly never-ending list of battles blaze on the pages of history in which such behavior was at the crux of their tragic outcomes for one side. Among those that come to greatcharlie’s mind most immediately are the following. 

The Charge of the Light Brigade

The Charge of the Light Brigade on October 25, 1854, at the Battle of Balaclava during the Crimean War was a tragic attack by the cavalrymen of charge was made by the Light Brigade of the British Army cavalry, which consisted of the 4th and 13th Light Dragoons, the 17th Lancers, and the 8th and 11th Hussars commanded by Major General James Brudenell, 7th Earl of Cardigan

against an estimated 20 battalions of infantry supported by over 50 artillery pieces under the Russian commander, General Pavel Liprandi. Obedient to orders–ex post facto called a miscommunication–from the overall commander of the British Army Cavalry,General George Bingham, 3rd Earl of Lucan, with whom he had a toxic relationship, Cardigan led a frontal assault with his 670 troops against a Russian force organized in a semi-horseshoe defense of the Russians who enjoyed excellent line of sight over a mile in length and supported on the left and right side sides of the Horseshoe by artillery batteries providing enfilading fire from elevated ground. Although Cardigan’s troops scattered some of the defenders, they were too badly battered and tattered to complete their mission and retreated without any decisive gain at the cost of 110 killed and approximately 161 wounded.

The Battle of the Little Big Horn

The Battle of the Little Big Horn on June 25, 1875, was an engagement of what was known as the “American Indian Wars” during which US Army Colonel George Armstrong Custer of the US 7th Cavalry led his battalion in an attack on the main Sioux Tribe encampment at Little Bighorn. Ignoring the advice of scouts, dividing his force into three parts, and expecting the Sioux to scatter at his approach, Custer, at the head of one element of his divided force, was surprised to encounter a Native American force of 3000 warriors from Lakota Sioux, Northern Cheyenne, and Arapaho Tribes under the dual command of Crazy Horse and Sitting Bull. Custer’s element was destroyed, suffering 268 killed and 55 severely wounded, with Custer, himself, among the dead. Native American losses were reported to be 18 killed.

The Second Battle of Ypres

The Second Battle of Ypres fought from April 22, 1915 to May 25, 1915 during World War I was ignited by an diversionary attack by the German Fourth Army against British Second Army, several French divisions and the Belgian Army, planned an attack towards Ypres, not to capture the city, but merely to cover the transfer of German troops to the Eastern Front where Germany had achieved great success in the aforementioned Battle of Tannenberg and Battle of Masurian Lakes. Notably, the diversionary attack was used to test a deadly chlorine gas weapon,secretly installed in chemical tanks across their front line and did so with great effect, collapsing unprotected Allied forces before the German advance. The success of the chemical attack was unexpected, and no reinforcements were made available to exploit it, and the battle ended after only minor territorial gain with 35,000 German troops lost and 60,000 Allied forces lost primarily due to the chlorine gas.

The Battle of the Somme

The Battle of the Somme fought from July 1, 1916 to November 18, 1916 during World War I by the armies of the United Kingdom and France against the Germany was initiated on the upper reaches of the River Somme in France. as a means to reduce Intense German pressure being placed on the French at Verdun. The advance of a force of 11 divisions of the British 4th Army advanced along a 15-mile front north of the River Somme, while five French divisions advanced on an eight-mile front to the south, was preceding by a week-long heavy artillery bombardment, using some 1.75 million shells, which aimed to cut the barbed wire guarding German’s trench defenses and destroy the enemy’s positions. Although German positions, many of which were in trenches deep underground, proved to be stronger than anticipated, and the barbed wire remained intact at many points, British Army Field Marshal Douglas Haig decided to press on with the attack. Along the line, German machine gun and rifle fire cut down thousands of the attacking British troops, many of them caught in “no man’s land” between the two sides, British casualties on the first day numbered over 57,000, of which 19,240 were killed. Over the next 141 days, the British advanced a maximum of seven miles, even after an attack on September 15, 1916 of 12 divisions accompanied by 48 Mark I tanks which made their first-ever appearance on the battlefield. More than three million men fought in the battle, of whom one million were either wounded or killed.

The Schweinfurt Raids

The First Schweinfurt–Regensburg raid on August 17, 1943 was a “double-strike mission” strategic bombing mission during World War II carried out by 376 B-17 heavy bombers of the US Army’s 8th Air Force to cripple German ball bearing production and the German aircraft industry. Without fighter escort for force protection, two large forces of bombers attacked Schweinfurt and Regensburg respectively in order to disperse fighter reaction by the Luftwaffe, but subsequently 60 B-17s out of 376, each crewed with 10 airmen at a minimum, were lost over German-controlled territory, in Switzerland, or ditched at sea, and despite some success at Regensburg, the commander of the 8th Air Force, General Ira Eaker assessed the Schweinfurt raid was a failure. On October 14, 1943, a second long-range unescorted raid on Schweinfurt was launched despite the fact that everyone who flew the mission stressed the importance of the escorts, which were not available, in reducing losses. Another 60 B-17s, this time out of 291, were lost during the attack, resulting in the suspension of deep raids for five months.

Japanese Banzi Attack on Saipan

There were countless wasteful Banzi attacks of the Imperial Japanese Army and Imperial Japanese Marines in the Pacific Theater during World War II. After the third week of fighting on Saipan, the 2nd Marine Division, the US Army 27th Infantry Division, and the 4th Marine Division had put the Japanese defenders backs against the wall, driving them into the northern corner of the island. For Imperial Japanese Army Lieutenant General Yoshitsugu Saito, the overall commander of Japanese forces on Saipan, the only choice was to order his remaining 4,000-plus troops and all civilians to participate in a final Banzai attack before daybreak on July 7, 1944. The Banzi attack continued for some 12 hours before the Japanese were wiped out. The Japanese had advanced over 1,000 yards before they were stopped. By the evening of July 7th, the soldiers and Marines had regained all of the ground lost during the Japanese attack. A total of 4,311 Japanese troops were killed. US losses were high, too. The first and second battalions of the 105th Regiment od the 27th Division suffered 406 killed and an additional 512 wounded.

The Battle of Arnhem

The Battle of Arnhem fought from September 17, 1944 to September 26, 1944 during World War II was the result of a plan proposed by British Army Field Marshal Sir Bernard Montgomery, that an airborne assault would support a single drive north over the branches of the Lower Rhine River,which would  permit the British Second Army to bypass the Siegfried Line and attack the industrial Ruhr. Before the airborne assault, planned as Operation Market Garden, was launched, it was discovered that would likely land on top of two German divisions, the remains of the 9th SS Panzer Division “Hohenstaufen” and  the 10th SS Panzer Division “Frundsberg” from the Eastern Front as well as several smaller German units. However, the commanding officer of 21st Army Group dismissed the information. The Supreme Headquarters Allied Expeditionary Force upon receiving the information via Ultra intercepts choose to ignore it as well. The mission failed as planned and Allied losses were approximately 1,984 killed, 6,854 captured, while German losses were approx 1,300 killed and 2,000 wounded. (The Battle of Arnhem was recently discussed briefly in greatcharlie’s November 30, 2022 post entitled, “Ruminations on the Russian Federation’s Failure To Close the Door in Western Ukraine to Foreign Military Assistance as Part of Its Invasion Plan”.)

Russian Federation troops in Ukraine appear to have experienced many of the worst aspects of not only the Crater, but every example here, except contending with chlorine gas as in the second Battle of the Somme. Yet, looking over this relatively short list of abysmal actions that compounded tragedies of war in which they occurred, greatcharlie believes that in selecting the Battle of the Crater to focus upon in order to find parallels with the situation of Russian Federation troops in Ukraine given the many choices, it may very well have selected the ugliest of the lot given the blue-on-blue hen house racial murder spree that was part of it.

German troops positioning themselves to engage Allied airborne units at Arnhem in September 1944 (above). Before the Allied airborne assault, planned as Operation Market Garden, was launched on September17, 1944, it was discovered that would likely land on top of two German divisions, the remains of the 9th SS Panzer Division “Hohenstaufen” and  the 10th SS Panzer Division “Frundsberg” from the Eastern Front as well as several smaller German units. However, the commanding officer of 21st Army Group dismissed the information. The Supreme Headquarters Allied Expeditionary Force upon receiving the information via Ultra intercepts choose to ignore it as well. The mission failed as planned. By September 26, 1944, Allied losses were approximately 1,984 killed, 6,854 captured, while German losses were approx 1,300 killed and 2,000 wounded.

Poor Circumstances of Russian Troops in Ukraine

Negligentia sempre habet infortunam comitem. (Negligence always has misfortune for a companion.) Delinquent, seemingly feckless Russian commanders who failed to properly train their troops to face conditions on today’s battlefield for months have looked with shock and awe at the environment in which their soldiers are being slaughtered. Any blame and shame concerning their overall performance falls squarely on the commanders at the top rungs of the Russian Federation Armed Forces. So unaware was the Chief of Staff of the Russian Federation Armed Forces of the situation that Russian Federation troops were thrown into since February 24, 2022, that Ukrayinska Pravda, on January 23, 2023, that Gerasimov, seeing for himself how intense the hostilities were, and “being immersed in the newness of it all,” complained the special military operation has put Russian troops in conditions that they have never encountered in the history of modern Russia. Gersaimov was sent down from his perch as Chief of Staff of the Russian Federation Armed Forces by Putin on January 23 2023. Rather examine one of the Russian Federation Armed Forces’ many catastrophic engagements with Ukrainian troops, as done with the Battle of the Crater, a measured picture of the désastre de trés grande ampleur is presented.

Nowhere to Run, Nowhere to Hide

As aforementioned, on November 10, 2022, the US Department of Defense announced an official assessment that over 100,000 Russian soldiers have been killed in action or wounded in Ukraine. Thus, the US Department of Defense figures indicated that during 260 days of fighting to that point, an average of 385 Russian soldiers had been killed or injured each day. The official figure issued by the Russian Federation Ministry of Defense in September 2022 put the number of Russian troops killed at 5,937, a figure Western officials said grossly underestimated the country’s losses. Further, the US Department of Defense figure suggested that the daily fighting along the 1000-mile front line that winds around the eastern edges of Ukraine is very intense. A significant part of the struggle is being fought from World War I-style trenches in which soldiers dug into muddy fortifications suffer relentless artillery onslaughts until their units are destroyed or displaced. So apparently horrible is the situation for Russian Federation troops on the frontlines that Ukrainian soldiers have expressed empathy for them. They have witnessed firsthand how Russian Federation troops–invaders in their country–have been forced to sacrifice themselves when ordered to advance on their lines. A word often heard from Ukrainian frontline soldiers commenting on how Russian Federation troops were handled by their commanders is “cruel.” Ineffective frontal assault tactics are endlessly repeated. Ukrainian troops typically remark that “Russian soldiers advance, Ukrainian artillery destroys them, then more come the next day. Captured Russians say their comrades face execution on desertion charges if they don’t keep moving.” Reportedly, some Ukrainian soldiers have gone as far as to describe Russian Federation troops as being “like zombies.” The Kyiv Post, citing an Agence France-Presse interview of a Ukrainian soldier, provided the quote: “You shoot them and more come.” The indications and implications of what they say is that even incremental advances achieved through localized attacks begun by Surovikin have come at a high price for the Russian Federation troops.

Disco inferno. (I learn by suffering.) According to Michael Kofman, director of the Russia Studies Program at Center for Naval Analyses and a fellow at the Center for New American Security, and Rob Lee, a senior fellow in the Foreign Policy Research Institute’s Eurasia Program, in the Russian Federation Armed Forces, conscripts receive most of their training from the units to which they are sent rather than centralized training bases. (The Mobiks are offered only the most basic lessons during a reported short two weeks at their initial training bases.) However, given exigent circumstances, officers and non-commissioned officers that would provide that training in units have mostly been redeployed and in some cases they have likely been used to form additional battalions. Thereby, Russian Army regiments and brigades have unlikely had the personnel in their remain-behind elements available to properly train newly arrived Mobiks. There is apparently no crawl, walk, run training for the Mobiks. Such methods of training that could be used even under the very challenging circumstances they face appear to be alien to Russian unit commanders. It seems that even lessons on what to expect and what not to do are rarely applied in the Mobiks training in their units. At least Burnside initially had a viable plan for the Crater attack and well-prepared the troops that he originally planned to use in the assault for their specific task.

One might imagine that when casualty figures presented by the West reached the ears of those 300,000 Russians mobilized for the Ukraine War surely created a greater sense of uncertainty among troops being mobilized for the Ukraine War long before reaching the battlefield. En tremblant! The likely indications and implications of the figures to most Mobiks were that they would have a small chance of surviving the war unscathed. Once on the battlefield and seeing the realities of the situation, the sense of uncertainty and fear surely increased exponentially and appears by accounts to have put a good number of them in a state of shock. Poorly trained, unable to escape their circumstance, they have only had their commanders with whom to turn. To the misfortune of the Mobiks, that better enabled their commanders to exert influence on them that was strong enough to compel them to charge into death in an instant. For those who have refused to do so, reportedly death threats would serve to coerce them to advance, a positively nightmarish Sylla and Charybdis scenario. Peior est bello timor ipse belli. (Worse than war is the very fear of war.

Mobiks during their brief training at a Russian Army base (above). So horrible is the situation for Russian Federation troops on the frontlines that Ukrainian soldiers have expressed empathy for them. They have witnessed firsthand how Russian Federation troops–invaders in their country–have been forced to sacrifice themselves when ordered to advance on their lines. A word often heard from Ukrainian frontline soldiers commenting on how Russian Federation troops were handled by their commanders is “cruel.” Ineffective frontal assault tactics are endlessly repeated. Ukrainian troops typically remark that “Russian soldiers advance, Ukrainian artillery destroys them, then more come the next day. Some Ukrainian soldiers have gone as far as to describe Russian Federation troops as being “like zombies.” 

The Professionals Saw Trouble Coming

Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.) The received wisdom often heard from military analysts in the West is that what is being observed is the way “Russia conducts a lot of its warfare — by overwhelming the enemy with volume, with people.” Moreover, it is accepted that “The Kremlin view, unfortunately, is that soldiers’ lives are expendable.” In a report from the Institute for the Study of War assessed that Moscow is not properly utilizing the reservists it began calling up last September. As for the cause, it was explained that “Systemic failures in Russia’s force generation apparatus continue to plague personnel capabilities to the detriment of Russian operational capacity in Ukraine.”

Yet, professional members of the Russian Federation Armed Forces would likely disagree that there has been anything standard or normal about the manner Russian Federation Armed Forces have handled their soldier Marines, airmen, and sailors in Ukraine. As the war reached the 100-day mark, there was evidence that high-level casualties were growing. Professional soldiers in the Russian Army were making public appeals to Putin to investigate battlefield conditions. Units have faced exhausting tours on the frontlines. In a June 7, 2022 article, the Guardian cited two videos, fighters from Russian Federation-controlled east Ukraine complaining about poor conditions and long terms of duty at the front leading to exhaustion. the Guardian quoted one soldier from the Russian-controlled 113th regiment from Donetsk from one of the videos as commenting: “Our personnel have faced hunger and cold,” The soldier was quoted further as saying: “For a significant period, we were without any material, medical or food support.” The soldier reportedly went on to state: “Given our continuous presence and the fact that amongst our personnel there are people with chronic medical issues, people with mental issues, many questions arise that are ignored by the higher-ups at headquarters.”

Another Russian Federation soldier who had fought near Kyiv, Kharkiv, and was now in eastern Ukraine in an interview complained of exhaustion, saying he had even contacted a lawyer and complained that he had not seen his wife for months. He was quoted as saying: “I have been fighting in Ukraine since the start of the war, it has been over three months now.” A soldier from the 37th Separate Guards Motor Rifle Brigade headquartered in Buryatia in Siberia, told the Guardian. “It is exhausting, my whole unit wants a break, but our leadership said they can’t replace us right now.” The soldier continued: “The three months of fighting already feel longer than the four years I spent serving in the army during peacetime.” The soldier boldly admitted: “I have already contacted a lawyer online who told me that by law the general can keep us here until our contract runs out so there isn’t much we can do.” Russian Federation Armed Forces do not have sufficient numbers of troops available to adjust or to rotate forces. Once units became heavily engaged with the Ukrainians, they were usually left in contact with them. 

Meanwhile, casualties among Russian Federation  officers keep mounting. Western officials have said that the Russian Federation’s mid and junior ranking officers have also taken heavy casualties “because they are held to an uncompromising level of responsibility for their units’ performance.” Company grade officers, lieutenants and captains, have had to lead the lowest level tactical actions, as the Russian Army does not staff units with highly trained and empowered noncommissioned officers. Western armies typically have such senior leaders staffed in units who can fulfill that role. At the time those interviews were made, four Russian Army generals were reportedly killed in combat. Professional Russian Army units have been more fortunate than others, particularly those soldiers recruited from the Russian Federation-controlled republics in Donetsk and Luhansk. They say their units were thrown into battle with little training at all. Videos have shown that some fighters have lacked basic gear for combat Kevlar vests and they are armed with older rifles. A soldier allegedly serving in Donetsk’s 107th Regiment complained to the Guardian: “Our mobilization was done unlawfully, without medical certification.” Another soldier from Donetsk said: “Over 70% of those here were previously decommissioned because they physically can’t fight. Over 90% have never fought before and saw a Kalashnikov for the first time. We were thrown on to the frontlines.”

When weary and weakened, mistakes become more commonplace among  commanders and soldiers in the Russian Federation Armed Forces, and that has become a significant part of Russia’s problems in Ukraine. Ukrainian commanders have often capitalized on those mistakes, creating even greater losses among Russian Federation troops. At the turn of the new year, on January 4, 2023, Ukrainian Armed Forces claimed a strike upon a vocational school building in Makiivka where hundreds of Russian Federation troops were reportedly clustered carelessly in a building close to the frontline. The Ukrainians claimed that around 400 Russian soldiers of one regiment were killed and around 300 more were wounded. The Russian Federation Armed Forces sought to blame the soldiers for their own deaths. Russian Army Lieutenant General Sergei Sevryukov said in a statement that their phone signals allowed Kyiv’s forces to “determine the coordinates of the location of military personnel” and launch a strike. The Russian Federation Defense Ministry, in a rare admission of losses, initially said the strike killed 63 troops. However, as emergency crews searched the ruins, the death toll mounted. The deputy commander of the regiment struck was among the dead. The United Kingdom’s Ministry of Defence revealed on Twitter: “Given the extent of the damage, there is a realistic possibility that ammunition was being stored near to troop accommodation, which detonated during the strike, creating secondary explosions,” United Kingdom intelligence officials said: “The Russian military has a record of unsafe ammunition storage from well before the current war, but this incident highlights how unprofessional practices contribute to Russia’s high casualty rate.” It would seem that many Russian commanders are made with the same substance as Leslie and Ferrero

In their analysis of the Russian Federation Armed Forces capabilities mentioned earlier, Kofman and Lee also explained that the Russian military is well suited to short, high-intensity campaigns defined by a heavy use of artillery.” They explained further that “By contrast, it is poorly designed for a sustained occupation, or a grinding war of attrition, that would require a large share of Russia’s ground forces, which is exactly the conflict it has found itself in.” Yet, even troops trained for short, high-intensity actions as the Vozdushno Desantnye Voyska (Russian Airborne Forces) or VDV, have faced great challenges against the Ukrainian Armed Forces while performing that role. According to reports based on what was observed, the Russian Federation Armed Forces plan of attack against Hostomel Airport included its rapid occupation, with the intention of using it as an assembly area for Kyiv’s encirclement and capture. The airport is a bit over 6 miles north of Kyiv. The Initial February 24, 2022 assault on Hostomel Airport was a success, catching its Ukrainian defenders by surprise apparently due its speed. Mi-35 and Ka-52 attack helicopters operating out of Belarus struck the airport’s defenses and opened a way for helicopter-borne VDV units in Mi-8 transport helicopters that followed. However, despite being caught off guard by the initial assault by the attack helicopters, the attack itself was ineffective as the Ukrainian defenses were left largely intact.  Without any meaningful air support–it was very likely not included in formulation of the attack plan, VDV units on the ground faced counterattacks by Ukrainian forces almost immediately. 

Having secured Hostomel Airport to the extent possible on February 25, 2022, the VDV and Russian Army unit that linked up with them, proceeded to push into the nearby town and then  advance to Bucha and Irpin. Their poorly organized movement encountered ambushes in Hostomel and Bucha which resulted in significant losses of personnel and equipment. When those in command decided to hold their positions, digging in on the roadsides, they became sitting ducks to night attacks by special forces units of the Ukrainian Armed Forces, and  suffered heavy casualties. On March 29, 2022, the order was given for the Russian Federation forces at Hostomel to withdraw from the Kyiv oblast, but they did so under continuous artillery fire from Ukrainian forces. Left with little choice if they were to survive, Russian Federation troops damaged equipment that had to be abandoned and made a break for it. What was supposed to be an organized withdrawal became a hasty retreat.

Russian Federation Airborne Ttroops during their verticle assault on Hostomel Airport (above). The received wisdom expressed is that Russian military is well suited to short, high-intensity campaigns defined by a heavy use of artillery, and is poorly designed for a sustained occupation, or a grinding war of attrition, that would require a large share of Russia’s ground forces as in Ukraine. Yet, even troops trained for short, high-intensity actions as the Vozdushno Desantnye Voyska (Russian Airborne Forces) or VDV, have faced great challenges against the Ukrainian Armed Forces while performing that role. The Russian Federation Armed Forces plan of attack against Hostomel Airport, a bit over 6 miles north of Kyiv, nearly became a complete disaster. Professional members of the Russian Federation Armed Forces would likely say that there has been anything standard or normal about the manner Russian Federation Armed Forces have handled their soldier Marines, airmen, and sailors in Ukraine. 

The Wagner Group

A most apparent act of archaic wartime callousness is the Russian Federation’s tactic of throwing units from Gruppa Vagnera (Wagner Group) against Ukrainian positions. The Wagner Group is a private military contractor owned by Yevgeny Prigozhin, a millionaire restaurateur and entrepreneur, nicknamed “Putin’s chef” due to his close ties with the Russian Federation President. Wagner Group units have been deployed to bolster the number of Russian Federation forces in Ukraine. Moscow has used paid fighters to bolster its forces since the start of the special military operation. It was estimated in April 2022 to have initially deployed between 10,000 and 20,000 mercenaries, including Wagner Group troops in the offensive in the Donbas.

To increase the organization’s strength even further, Prigozhin began to create new Wagner Group units composed mainly with violent convicts from prisons–gangsters, murderers, and rapists. However, it is those Wagner Group “penal units” in particular that have suffered high-profile casualties. Much as the Union Army soldiers at the Crater, typically, the penal units are rushed into withering fire by Russian Army commanders perfunctorily without real the goal of attaining true military objectives or even success against their opponents most of the time. To that extent, the Wagner Group troops can rightfully be characterized as mere cannon fodder rather than trained and organized assault units. If there is any “worthwhile” purpose in sending the Wagner Group units to attack Ukrainian positions in such a manner, it is to allow them to identify defenses for Russian Army artillery to bombard. To a degree, this tactic has proven effective, but nonetheless it is a most apparent display of archaic wartime callousness. The Wagner Group troops’ display remarkable courage and obedience to authority, but their acts of sacrifice have been looked upon with indifference by Russian Army commanders. Given the backgrounds of the Wagner Group prison recruits, the common wisdom is that they are desensitized to violence. They are depicted as fighting hard because they have nothing left to lose. According to the US, out of an initial force of nearly 50,000 Wagner troops, including 40,000 recruited convicts, More than 4,100 have been killed in action, and 10,000 have been wounded, including over 1,000 killed between late November and early December near Bakhmut. There have been no reported incidents of members of different Russian units murdering each other on the battlefield. However, it would seem joining Wagner Group troops with Russian Army troops would create an elevated risk for a blue-on-blue attacks, as Russian Federation Armed Forces commanders may be willing to do anything to thwart Wagner Group troops from showing-up their own.

Special Problems of Winter

Weather conditions in eastern and southern Ukraine have been unfriendly to Russian Federation troops since the start of the special military operation. However, in the winter, “troops on the frontlines moved from being cold and wet to frozen and drenched.” They reportedly have inadequate sleeping bags, inadequate clothing and suffering from the cold. but they are kept in fight. Citing an interview of security expert in the United Kingdom, Robert Fox in the Daily Express, FoxNews reported “For the Russian troops, there is now quite significant evidence of ill-equipped, particularly recruits getting . . . even in the training camps, dying of hypothermia.” Fox commented further to the Daily Express: “That is really quite something. Inadequate sleeping bags, inadequate clothing and suffering from the cold. They find it difficult fighting in the cold but the fighting is going on.” Quoting Rebekah Koffler, a former DIA intelligence officer, FoxNews reported: “Russian soldiers dying from hyperthermia in winter is nothing new.” Koffler continued: “This is what happens when you have a fashion designer, such as Valentin Yudashkin [designer for former Soviet President Mikhail Gorbachev’s wife Raisa Gorbacheva], develop Russian military uniforms.” Koffler further stated: “Unlike the Soviet Army uniforms that were designed for severe Russian winters, modern Russian military uniform is not optimized for freezing temperatures.” Koffler additionally remarked: “Instead of using natural textiles like cotton, linen, and heavy and coarse wool, synthetic materials were used, which kept the soldiers cold in winter and hot in summer,” and “Bulky and baggy style was replaced with fitted styles.” When Shoigu was appointed Russian Federation Minister of Defense, he halted use of the traditional Russian footwear made of felt, valenki, which was worn by military and civilians for hundreds of years.

Gruppa Vagnera (Wagner Group) fighters pose before rode sign at Bakhmut (above). The Wagner Group is a private military contractor operating in Ukraine that is owned by Yevgeny Prigozhin, nicknamed “Putin’s chef” due to his close ties with the Russian Federation President. In a clear act of archaic wartime callousness, Russian Army commanders often send the Wagner Group units to attack Ukrainian positions in frontal assaults, allowing them to identify defenses for the artillery to bombard. Wagner Group units have suffered high-profile casualties. According to the US, out of an initial force of nearly 50,000 Wagner troops, including 40,000 recruited convicts, More than 4,100 have been killed in action, and 10,000 have been wounded, including over 1,000 killed between late November and early December near Bakhmut.

Leadership Attributes Seemingly Absent among Russian Federation Commanders 

An important feature that top Russian Federation commanders by all appearances repeatedly walked past in every training exercise, either as vast as Zapad and Vostock or in independent training exercises at the division, brigade, regiment, and battalion levels, prior to February 24, 2022: was the lack of authentic military leadership displayed by officers at the field and company levels. While de rigueur as it may have been for decade, the absolute dependence upon the direction of superiors and voiding officers any freedom to be agile in thinking and flexible in action, to name only two impactful ills from a long list that beset the Russian Federation Armed Forces, would assure the death of fighting force on today’s battlefield. Such ways doubtlessly manifest the overly controlling and strict authoritarian government for which the Russian Federation Armed Forces serve and reflective of the nature of the country’s despotic political leadership.

To outline the attributes and expectations of military officers in a 21st century fighting force, on its face it would seem most efficacious to examine US Army leadership manuals online. (Seeking up-to-date expressions on military leadership, greatcharlie has refrained from using the leadership guides it retained after it military service far more than three decades ago! Wie die Zeit vergeht!). In reviewing materials available, an essay entitled “Eight Essential Characteristics of Officership” posted on a positively enlightening military blog, The Field Grade Leader, caught greatcharlie’s attention as it provides a superb, concise explanation of the pertinent attributes and expectations. Much of the information presented in the essay would very likely be alien to the ears of commanders in the Russian Federation Armed Forces. Presumably, there would also unlikely be a point of reference upon which officers in the Union Army or Confederate Army in the US Civil War, would have been able hypothetically to fully comprehend much of it. 

The eight characteristics are paraphrased here: 1) Lead: Being a leader and being in charge are often conflated, but they are really two different things. Beyond knowing where you are, where you want to go, and how you are going to get there, officers must inspire soldiers to take the journey with you. Officers must be prepared to make decisions, move the mission forward, and lead by example, never ordering a subordinate to make a sacrifice that he or she is unwilling to make. All officers no matter what their assignment must be leaders; 2) Listen: As nearly every team will have a resource of experienced senior leaders, officers should listen to their insights and suggestions wi/h an open mind and at times seek their advice. members that are an extremely valuable resource. Stories of their experiences in situations can provide examples of decisionmaking from which one can learn, be guided, and possibly mimic. To that extent, subordinates should not feel they are walking on a knife’s edge when approaching the leader with their ideas, but instead should feel comfortable doing so; 3) Support Your Commander: A leader must have clarity concerning the commander’s concept and intent for a mission. Once a legal and lawful order is issued, it must be executed within the parameters of the authority given. Commanders make decisions and assume the risks. Orders for action from commanders must not be questioned, or worse be disobeyed, but it should be permissible for officers to advise or make recommendations to superiors; 4) Learn and Improve: Officers must be acutely aware of their own strengths and weaknesses. To that extent, they must work hard to build on their strengths and correct their weaknesses. Goals for improvement should be realistic and achievable. Officers should never find comfort in remaining stagnant. Complacency is a fatal leadership flaw in the profession of arms; 5) Require Minimum Supervision: High operational tempo organizations that perform in complex environments suffer when officers within them require constant supervision. Officers in such organizations must understand their responsibilities and execute them without continual oversight. Commanders should not be overly burdened with questions from subordinates that should be able to answer themselves. The time for asking questions about performing tasks is the classroom and training exercises, not the actual battlefield; 6) Counsel Subordinates: Officers must well-communicate expectations and standards to subordinates for doing so provides a baseline for measuring performance and ensures that both the rater and rated officer understand what they should be doing. The most important tool that leaders have at their disposal to accomplish that is counseling; 7) Serve Those You Lead: Officers who take a genuine interest in their subordinates will see their teams achieve exceptional feats. Empathetically listen to what others are saying. Taking such interest must be attendant to counseling. Officers should circulate and be in contact with their soldiers. Getting to know one’s soldiers includes being ready to assist them not only professionally, but personally. Once an officer discovers a soldier’s goals, it is advisable to assist them in developing a course of action to reach them. Taking care of your soldiers leads to them taking care of the mission; and, 8) Be a Student of History: Professional officers must immerse themselves in their profession. Military history is replete with episodes that will relate to nearly every situation in which an officer may be in and offer much for them to learn from. By taking the opportunity in the present to learn from the past, officers can better prepare themselves to respond to situations, expected and unexpected, when they arise in the future. These characteristics must be worked at.

Russian Army commander prepares Mobiks to move to the frontlines (above). The visage of the young commander (center) says it all. There must be a true purpose for the sacrifices soldiers make on the battlefield. Soldiers should know what that purpose is. Any sort of logic that would cause a commander to so absolutely toss aside the sacred duty to care for the welfare of the troops they command, to violate the trust their soldiers have put in them,and throw them without purpose into the terror of the battlefield, is not faulty, but rather daylight madness. Committing them cavalierly to hopeless and meaningless offensives, localized attacks, and counterattacks could at best be attributed to delinquency and incompetence, and at worse, brutality, something very wrong up top, or telepathy from Hell, the despotic intrusion of Satan’s will.

Likely Professional Thinking Behind the Respective Commanders’ Choices at the Crater and in Ukraine

Omnia mala exempla ex rebus bonis orta sunt. (Also, omnia mala exempla orta sunt ex bonis initiis.) (Every bad precedent originated as a justifiable measure.) Available to officers of both the Union Army and Confederate Army before the Battle of the Crater was The Officer’s Manual Napoleon’s Maxims of War. The book provides a translation of French Emperor Napoleon Bonaparte’s maxims by Sir George Charles D’Aguilar, British Army officer serving as the Lieutenant Governor of Hong Kong, The entire manual reflects the received wisdom on the conduct of warfare at the time of its publication. The book’s “Recommendation”, included in the text’s first published in the US in 1861, was written by none other than Winfield Scott. Known as the Grand Old Man of the Army for his many years of service, US Army Major General Winfield Scott’s military talent was highly regarded by contemporaries, and viewed by historians as one of the most accomplished generals in US history. In 1855, he received a brevet promotion to the rank of lieutenant general, becoming the first US Army officer to hold that rank since US President George Washington. Scott was popular not only as a soldier among the public, but also as a statesman–in 1859 he resolved the Pig War, peacefully halting the last of a long series of US-United Kingdom border conflicts–and as a politician–a 4-time presidential candidate for the Whig Party. When the Civil War began, Scott, a Virginia native, stayed loyal to the Union, and served as an important adviser to US President Abraham Lincoln during the opening stages of the war. He developed a strategy known as the Anaconda Plan, but retired in late 1861 after Lincoln increasingly relied on General George McClellan for military advice and leadership. In his comments on Napoleon’s Maxim’s of War, Scott wrote: “After refreshing my memory by looking over again, ‘Re Officer’s Manual,’ or ‘Maxims of Napoleon,’ I think I may safely recommend republication, in America, of the work in English, as likely to be called for by many officers, regular and volunteer. It contains a circle of maxims deduced from the highest source of military science and experience, with practical illustrations of the principles taken from the most celebrated campaigns of modern times. The study of the book can not fail to set all young officers on a course of inquiry and reflection greatly to their improvement.”

Among the maxims in the work, most apposite to the discussion here is Maxim XV which states: “The first consideration with a general who offers battle, should be the glory and honor of his arms; the safety and preservation of his men is only the second; but it is in the enterprise and courage resulting from the former, that the latter will most assuredly be found. In a retreat, besides the honor of the army, the loss of life is often greater than in two battles. For this reason, we should never despair, while brave men are to be found with their colors. It is by the means we obtain victory, and deserve to obtain it.” Napoleon expressed similar sentiments earlier in the book in Maxim VI in which Napoleon states: At the commencement of a campaign, to advance or not to advance, is a matter for grave consideration; but when once the offensive has been assumed, it must be sustained to the last extremity. However skillful the manœuvers in a retreat, it will always weaken the morale of an army, because in losing the chances of success, these last are transferred to the enemy. Besides, retreats always cost more men and material than the most bloody engagements; with this difference, that in a battle, the enemy’s loss is nearly equal to your own–whereas in a retreat, the loss is on your side only.” Napoleon left no doubt in his writings that he believed war was governed by principles. Yet, as with the principles in other fields, no matter how rare they may be, circumstances can arise in war which may pose challenges to strictures developed from its accepted principles.

Fallacies non causae it causae. (Fallacy to accept something as fundamental when it is not.) There are often situations that require more than just barreling ahead regardless of losses. To crack on en masse into oblivion is just madness. In modern armies in 2023, one would imagine commanders in modern armies have trained and fully grasp the need to rely upon one’s training and studies in military philosophy but also one’s talents, practicality, flexibility, creativity, and ingenuity. As discussed in greatcharlie’s  August 31, 2022 post entitled “Would the Ejection of Russian Forces from Ukraine Lead to a Thermonuclear Response by Moscow?: Some Meditations on Putin’s Likely Thinking”, Ukrainian commanders have proven themselves to be formidable opponents by displaying amazing knowledge of their battle space, foresight and agility acumen, managing to block in one place, counterattack in another. Most relevant here is the fact that Ukrainian commanders fully comprehend the benefits of  withdrawing their units when conditions are most unfavorable instead of demanding troops hold on to untenable positions until they were forced to retreat in order to survive or surrender.

Remaining dedicated to the unit’s mission and the overall mission of the team as a priority is an idea driven into the minds of all soldiers, noncommissioned officers and officers in basic training and throughout their careers. For officers,, in terms of priority, first comes the mission, next the soldiers come, then themselves. It is true a mission can only be achieved through high morale, aggressive action and perseverance. The spirit must be indomitable. Through great displays of such tenacity, battles are won. Fortis est non pertussis in revise asperis. (The strong do not falter in adversity.)

Reputation and honor have also been motivating factors among officers. To display audacity, gallantry before peers has typically been an objective of utmost importance. In accounts of battles in the lyrics military marches, it is most often expressed that the indications and implications of such qualities are of utmost importance. The Régiment de Sambre et Meuse (1870), for example, is a song about a French regiment that fought against the Austrians in 1794 to defend the fledgling Republic. It was written in 1870 to try and boost French patriotic feelings after the rather ignominious defeat against Germany that would deprive France of the Alsace and Lorraine provinces until the end of WWI. Sambre et Meuse is the name of a former French province that is currently part of Belgium. The poignant, pertinent third verse of the march is as follows: “Le choc fut semblable à la foudre / Ce fut un combat de géants / Ivres de gloire, ivres de poudre / Pour mourir, ils serraient les rangs ! / Le régiment par la mitraille / Était assailli de partout, / Pourtant, la vivante muraille / Impassible, restait debout.” (The clash was like a lightning strike, / it was a struggle of giants. / Drunk with glory, drunk with gunpowder, / they closed ranks to perish together! / The regiment was assailed / by a hail of bullets from all sides. / And yet the living wall, / impervious, remained standing.) It seems apropos to make note of a more renowned piece about patriotism, war, and glory also from France, composed by Claude-Joseph Rouget de Lisle in 1792,  that begins as follows: Allons enfant de la patrie / Le jour de gloire est arrivé! (Let’s go children of the fatherland, / The day of glory has arrived!)

Attendant to the preceding, often political leaders and senior commanders have insisted upon the continued astonishing sacrifices of soldiers in a battle, believing the reputation and honor of their armed forces and their country was at stake.

All of that having been stated, at the Crater, Grant saw the horror of it all and ordered Burnside to retreat, but oddly he disobeyed his command. Meade also saw the futility of the attack and refused to reinforce failure by agreeing to Burnside’s request to commit additional troops to it. In one episode in October 2022 in Ukraine, Surovikin made the unpopular decision to pull Russian troops away from Kherson to more stable positions on the eastern bank of the Dnipro River. According to Reuters, Surovikin explained: “I understand that this is a very difficult decision, but at the same time we will preserve the most important thing – the lives of our servicemen and, in general, the combat effectiveness of the group of troops, which it is futile to keep on the right bank in a limited area.” Despite his honorable and noble intentions, Surovikin was at first denigrated by conservative political leaders and by conservative newsmedia outlets as being defeatist and unnecessarily ceding captured territory to the Ukrainians.

There must be a true purpose for the sacrifices soldiers make on the battlefield. Soldiers should know what that purpose is. Any sort of logic that would cause a commander to so absolutely toss aside the sacred duty to care for the welfare of the troops they command, to violate the trust their soldiers have put in them,and throw them without purpose into the terror of the battlefield, is not faulty, but rather daylight madness. Committing them cavalierly to hopeless and meaningless offensives, localized attacks, and counterattacks could at best be attributed to delinquency and incompetence, and at worse, brutality, something very wrong up top, or telepathy from Hell, a despotic intrusion of Satan’s will.

Recognizably, Russian Army commanders are known, expected, and applauded in their organization for displaying sternness or severity of manner or attitude. A feature of Surovikin’s record as he rose as a commander was his behavior in that regard. Some might point to the fact that several Russian Army generals and colonels have lost their lives while serving as inspirational leaders in attacks against Ukrainian positions. However, such efforts, though impressive and admittedly valorous, seemed to be less acts of committed leaders, and more acts of desperation as responsibility for the success or failure of their units’ actions rested on their shoulders. It would appear such actions by generals and level commanders ever did much to change outcomes on the battlefield. The situations of the respective units were rarely made much better after the sacrifices. It would seem fortunate enough for them if the situation remained essentially the same. After their tragic loss, the situation for those units for the most have deteriorated in their absence. The Ukrainian advance has not been effectively slowed or stalled following their actions..The indications and implications of results on the battlefield are that Russian Army commanders reeled in 2022  from effects of their dereliction concerning training and preparing their units. While they may not have expended fuel and petroleum oil lubricants and other resources to training not ordered from above, they could have regularly scheduled sand table and map exercises with officers and noncommissioned officers in their respective units in case something akin to he “special military operation” were launched. Noncommissioned officers could have counseled soldiers on movement technique in the field and reviewed as many “what ifs” as time allowed. The idea of the Russian Federation invading Ukraine was hanging in the air in January and February of 2022. It would be a charitable assumption to say Russian commanders were unaware that action was possible and they needed to begin thinking “even more” about the soldiers’ well-being.

Mobiks in Crimea receiving blessings from a Russian Orthodox priest as part of a departure ceremony In November 2022 (above). In 2023, a young man or woman who volunteers, is conscripted, or is pressed into service via conscription to serve in the armed forces of their country in war has much to reasonably expect from their faithful service. Soldiers of every country should be able to believe their political leaders have concluded that some objective of great value, that is just, will be attained by the selective application of their fighting skills. They should be able to believe when they are sent into harm’s way that the decision was founded on the best advice of senior military leaders. Soldiers must believe they are being utilized by senior commanders in the best possible way to achieve victory in battle. Further, soldiers must feel assured that their commanders, in planning military action, will attempt to increase their chances of survival and minimize, to the greatest degree possible, to potential loss of life.

On Soldiers

As has been the case for centuries, citizens have chosen to serve their countries when at war due to a variety of motivations. Surely, greatcharlie is not breaking any new ground in explaining that. The following list offers a mere handful of 14 likely motivations based on empirical evidence: 1) Exigence circumstance: seeing understanding actual need to protect their families and communities and country; 2) Allegiance: Duty respond to their country’s call, perhaps while uncertain and fearful of outcome; 3) Honor: refusal to avoid the call to serve their country in war regardless of whether most citizens view find the need to fight reasonable and just or based on disagreeable political objectives of their government; 4) Patriotism: a love of country in general and willingness to protect it; 5) Romanticism: rushing off to war with a romanticized view of serving ones country in war based on stories of the past deeds of others on the battlefield; 6) Escape from unpleasant circumstances; the opportunity to serve one’s country at war provides reason to escape an environment or undesirable circumstances an individual may be in; 7) Venal: impelled by monetary gain or promises of other gains no matter how meager; 8) Insecurity: going to war impelled by the feeling one have something to prove to family, community,, or the world, desperately seeking validation in other people’s approval; 9) Excitement: Seeking some personal thrill from wartime experience and the chance to engage in daredevil activities; 10) Obedience to authority: obeying the demand of government to report for service in war due to a fear of reprisal; 11) Nationalism: an excessive or prejudicial support of country’s interests or historic enmity toward another country or other countries, that may lead to the support of expansionist actions as much as, as dictated by political leadership that are to exclusion or detriment of other countries interests; 12) Ethno-religious nationalism an excessive or prejudicial support of country’s interests or historic enmity toward citizens of another country or other countries based primarily on respective ethnic, racial, religious differences that would cause one serve in an expansionist military action against the other country, or support for one’s own ethnic, racial, religious group to the extent that one would be willing to go war to defend or support the expansionist aims of those of one’s group in other countries against an opposing ethnic racial or religious group; 13) Revolutionary zeal: being impelled by a country central revolutionary philosophy to serve in war to defend one’s country thus ensuring the survival of the ideals of one’s country or support one country’s expansionist aims to ensure the propagation of the central revolutionary philosophy of one’s country or group, being certain of the philosophy’s correctness; and, 14) Recherché or outré reasoning, philosophy, or ideate: to welcome the chance to fight in war for anomalous, eccentric, perhaps even unsound, personal reasons.

Whatever the underlying motivation or rationale for their choice, even those of whom reasonable individuals could hardly call noble, those choosing to serve in war are placed under the authority of their respective country’s political leadership, under the control of the military chain of command from the country’s top generals and admirals down to the commanders of their respective organizations and units, and under the complete direction of their immediate organization and unit officers. However, they were not born with an intrinsic purpose to have their lives extinguished, bodies torn to pieces, at their officers’ whims and megrims. In his renowned work New Introductory Lectures on Psychoanalysis, trans. by W. J. R. Sproutt (W. W. Norton & Company, 1933), Sigmund Freud, the 20th century Moravian born neurologist and founder of psychoanalysis, explains: “It is asking a great deal of a man, who has learnt to regulate his everyday affairs in accordance with the rules of experience and with due regard to reality, that he should entrust precisely what affects him most nearly to the care of an authority which claims as its prerogative freedom from all the rules of rational thought.” Nevertheless, Herr Doktor, near complete submission to the control of superiors has been an essential, immutable requirement of military service throughout the ages.

In 2023, a young man or woman who volunteers, is conscripted, or is pressed into service via conscription to serve in the armed forces of their country in war has much to reasonably expect from their faithful service. Soldiers of every country should be able to believe their political leaders have concluded that some objective of great value, that is just, will be attained by the selective application of their fighting skills. They should be able to believe when they are sent into harm’s way that the decision was founded on the best advice of senior military leaders. Soldiers must believe they are being utilized by their commanders in the best possible way to achieve victory in battle. Further, soldiers must feel assured that their commanders, in planning military action, will attempt to increase their chances of survival and minimize, to the greatest degree possible, to potential loss of life. Of course, big mistakes can be made even by the most experienced and best prepared commanders in prosecuting a war. Additionally, no commander can possibly promise that none of their soldiers will not be wounded, captured, or killed in war.

Not only will morale suffer, but performance will surely degrade when soldiers are: uncertain of mission if the overall concept of a military action is unjust, invalid by law; uncertain of the purpose of a military action: the political authority’s concept and intent for the action is unclear and their commander’s concept and intent are unclear; uncertain their leadership is dysfunctional: commanders are hamstrung by superiors and confined to parameters of action by political systems or they are simply delinquent and negligent; uncertain of their capabilities versus the opponent–soldiers are provided poor equipment, their force has readily observable vulnerabilities, their opponent possess superior, seemingly invincible, and unlimited supplies of weapon systems; and, uncertain of victory–on a daily basis, soldiers experience heavy losses in equipment, exceedingly high casualties in their ranks, the regular loss of comrades, the influx of untrained replacements, and they sense their sacrifices will prove to be meaningless. Such strains and trauma placed upon soldiers could prove to be irreparable.

One can only imagine thoughts churning within the minds of so many young conscripts, nel massimo dolore, most having barely discovered what life has to offer. Many young soldiers at the Crater and in during other battle in other wars have surely felt the same. What comes to mind are the words of the character Floria Tosca in Act II of Giacomo Puccini’s opera, “Tosca” (1899). The Chief of the secret police, Scarpia, has thrown Tosca’s beloved into prison for treason and tortures him. She vehemently protests. Scarpia tells her she could save him by submitting completely to his ugly amorous advances. Tosca sings “Vissi d’Arte” after avoiding dodging him repeatedly she asks God why has He abandoned her during this terrible time. A portion of the haunting soprano aria is as follows: Vissi d’arte, vissi d’amore, / non feci mai male ad anima viva!… / Con man furtiva / quante miserie conobbi, aiutai… / Sempre con fe’ sincera, / la mia preghiera / ai santi tabernacoli salì. / Sempre con fe’ sincera / diedi fiori agli altar. / alzandosi / Nell’ora del dolore / perché, perché Signore, / perché me ne rimuneri così? (I lived for art. I lived for love: / Never did I harm a living creature! … / Whatever misfortunes I encountered / I sought with secret hand to succour … / Ever in pure faith, / My prayers rose / In the holy chapels. / Ever in pure faith, / I brought flowers to the altars. / In this hour of pain, why, / Why, oh Lord, why / Dost Thou repay me thus?)

The Way Forward

For the Russian Federation, the Ukraine War is a war of conquest. The tissue of lies leaders tell their citizens, and tell themselves about the war, has become further attenuated. With the Russian Federation Armed Forces being exposed for the inefficient forces they truly are conventionally, little is left in the way of words alone for the country’s political leadership to sway any listeners, much less their armed forces. Nevertheless, as they now despotically control their soldiers through threats of reprisals, promise to destroy the whole wide world if the war in Ukraine is lost, they have also turned those techniques upon the global audience, threatening thermonuclear war and encouraging fear mongering, while insisting the Russian Federation is the victim, the country threatened. 

Even before the special military operation began, political leaders, newsmedia political commentators and bloggers touted the prowess of the Russian Federation Armed Forces pointing to the indomitable spirit and durability of its fighters while denying the Ukrainians had any real capabilities to prevent the Russian Federation’s inevitable victory. Yet, they now ironically point to the success of the Ukrainian Armed Forces against theirs to prove that the US and NATO are the engines behind the Ukraine threat, and prove it is all part of a longstanding US and NATO plan to encroach on Russian Federation with their sights trained on its natural resources, and eventually take full control their country. Hyperbolic to the end, political leaders in Moscow insist that Ukraine, the US, the  EU, and NATO will be destroyed. Flashing a bit of optimism, they view keeping the US directly out of the fight is in itself a victory, and a sign Washington fears the Russian Federation’s true power: its nuclear arsenal. It all seems to have real meaning for them, yet it all rings very hollow. Putin promises to replenish the arsenals of the Russian Federation Armed Forces and insists a new era of weapon systems development has been embarked upon during which the world will witness Russian Federation industries produce systems “decades ahead of their foreign counterparts.” To students and scholars familiar with the German Third Reich’s history, Putin’s rhetoric on superweapons–Wunderwaffe–surely sounds terribly familiar. It is all stupefying to the eyes and ears of the reasonable. It would have been “cheaper” for Putin to pay the full price of training and fully equipping his Russian Federation Armed Forces and ordering an orderly mobilization of an additional 100,000 conscripts and preparing them for war in a military fashion. Yet, Russian Federation commanders might even have been the wild card in all of that. It is hard to know if they are really capable of anything impressive or even average militarily, given the shortcomings they have put on display in Ukraine..

Soldiers cannot hold much hope to be treated fairly, for victory, or survival fighting for a country whose political leadership makes fantastic claims about unseen super-weapons and secret military capabilities and regularly makes false statements on the situation in war they are fighting. Naturally, a close eye must be kept on what Putin is saying and doing regarding Ukraine, to include expressions of that kind. Equally naturally, focus must be kept on what will most likely come next. In all honesty, it has become increasingly difficult for greatcharlie to see how this entire episode will end “peacefully” for any country involved.

Roosevelt’s December 29, 1940 Fireside Chat: Inferences from Its Text on Likely Meditations That Helped Him Create Hope for a Country on the Brink of War

US President Franklin Delano Roosevelt customarily delivered his famous Fireside Chats from the Diplomatic Reception Room of the White House where he is seen (above) seated at a table before seven microphones and newsreel cameras to his front. Roosevelt began broadcasting Fireside Chats during his presidency on March 12, 1933. They initially served as a means for him to inform the public of what the government was doing to resolve the Great Depression. The December 29, 1940 Fireside Chat is famously known as the “Arsenal of Democracy Speech,” for it is recognized as being the moment Roosevelt declared the US “must be the great arsenal of democracy” for countries already fending off the Axis Powers–Nazi Germany, Fascist Italy, and Imperial Japan. The story provides a fitting historical example of the trials and tribulations that can beset a President who must lead his country to war. As a bridge to our days, the situation for countries fighting the Axis Powers in 1940 mirrored that of Ukraine in 2022. The Ukrainians, desiring peace, were torn from it by the aggressive actions of the Russian Federation. Under US leadership, an array of support from Europe and worldwide in response to the pleas of Ukrainian President Volodymr Zelensky for help. It would be interesting not only to look at what Roosevelt sought to communicate in his address, but discern deeper meaning in what he said. Presented is greatcharlie’s interpretation of what his inner thoughts might have been.

On December 29, 1940,  Fireside Chat, the sixteenth in a series of presidential radio broadcasts in the US, as well as Europe and Japan, 32nd President of the US, Franklin Delano Roosevelt, informed the people of their government’s plans to keep the country safe and secure. This particular Fireside Chat is famously known as the “Arsenal of Democracy Speech,” for it is recognized as being the moment Roosevelt declared the US “must be the great arsenal of democracy” for countries already fending off efforts.by the Axis Powers–Nazi Germany, Fascist Italy, and Imperial Japan–to conquer them. This vital part of Roosevelt’s story provides a fitting historical example of the trials and tribulations that can beset a President caused to lead his country to war, a task made more difficult when the priority of the people is maintaining the peace and avoiding overseas conflicts at almost all costs. New priorities had come to fore and had to be accepted. Dark days were ahead. Terrible challenges would need to be endured by the people. Their strength and fortitude would be tested. As a bridge to our days, the situation in 1940 mirrored that of Ukraine in 2022, mutatis mutandis. The Ukrainians, desiring peace, were torn from it by the aggressive actions of its neighbor, the Russian Federation. Under US leadership, an array of support from Europe and worldwide in response to the pleas of Ukrainian President Volodymr Zelensky for help. In Roosevelt’s case in 1940, he was relying principally on the United Kingdom to hold the line against the Axis Powers across its vast Empire and the Commonwealth. There was no country that the US to fall back on for support. The US was the final protective line of freedom, democracy, and civilization, itself.

Certainly, the December 29, 1940 Fireside Chat has been well trodden by historians and Roosevelt scholars for more than eight decades since its original broadcast. Still, greatcharlie thought it would be interesting not only to look at what Roosevelt sought to communicate in his address but what he, then age 57, pondered at the time when he was alone with his thoughts in an attempt to discern deeper meaning in what he said. In presenting its interpretation of what some of Roosevelt’s inner thoughts might have been, greatcharlie has stayed true to actual facts. Each consideration is informed by what was known to be the situation at the time in the US and rest of the world, particularly the United Kingdom. While sharing its impressions regarding Roosevelt’s complexity. greatcharlie has remained grounded in what was possible. Insights that historians and Roosevelt scholars have already presented are not regurgitated, yet support for its Inferences are drawn from historical examples provided in their works. Notions that have generally been discounted or dismissed in the context of the address are not included. Nothing is made too complex and greatcharlie does not pretend to have all of the answers. 

The text of the December 29, 1940 Fireside Chat is drawn from a transcript provided by The American Presidency Project of the University of California at Santa Barbara. Comparisons were made with the online typescript of the address published by the Franklin D. Roosevelt Presidential Library and Museum to confirm its accuracy. Here, the text is divided into 10 segments with headings to facilitate its examination.

Roosevelt’s December 29, 1940 Fireside Chat,

Roosevelt began broadcasting Fireside Chats during his presidency on March 12, 1933. The broadcasts initially served as a means for him to inform the public of what the government was doing to resolve the Great Depression. While Governor of New York State, Roosevelt had some success using Fireside Chats to inform state residents of the latest developments and steps being taken to provide some relief from the devastating effects of the crisis upon them. The first one he made as governor was on April 3, 1929. During the New Deal, Roosevelt gave a radio address around twice a year, informing the public one or two weeks beforehand with the hope of garnering a large audience. Typically, he would include in the address: aspects of government programs; criticisms of them and his responses; and, expressions of  optimism and encouragement. Roosevelt usually delivered his address from the Diplomatic Reception Room of the White House. Reportedly, he would arrive 15 minutes before air time to greet members of the newsmedia, including radio and newsreel correspondents.

Despite the severe nature of the threat posed by the Axis Powers, in his December 29, 1940 Fireside Chat, Roosevelt remained a paragon of sangfroid and equanimity in the face of it all. He was a gentleman at all times publicly. One would expect by reputation that he would be on his game on that day, and show well of his presidency, his country, and his own scruple. While offering answers to the dangers he highlighted, he spoke in an informal and relaxed style, his aim being to create a tone of familiarity and sense of forthrightness among listeners. That evening, Roosevelt was speaking to everyone in the US, including officials with whom he worked and conversed daily. At 9:30PM, Roosevelt began his address. It lasted 36 minutes and 53 seconds.

1. Sentences 1 through 11: The Country Faces a New Crisis Unlike the One Discussed in the 1933 Fireside Chat: It Is a Matter of National Security

Inferences

Peior est bello timor ipse belli. (Worse than war is the very fear of war.) A primary purpose of the December 29, 1940 Fireside Chat naturally was to assuage apprehensions on the rise within the US public concerning ongoing violent events in the world. Equally naturally, more than just explaining that everything would be alright, Roosevelt sought to provide hard facts on what was exactly happening in the world and what his administration was doing in response. To the good fortune of the US, at a time of such great crisis, there was an intrepid president in office of great creativity particularly on matters concerning defense and the armed forces. Indeed, he was correct in every particular. Roosevelt did not exaggerate one jot.

The Roosevelt administration’s isolationist policy, then in effect, assured a considerable degree of non-entanglement in international politics, particularly non-involvement in ongoing and burgeoning conflicts in Europe and Asia. The US took measures to avoid political and military conflicts across the oceans, it continued to quietly manage economic interests in China and Southeast Asia and actually expanded its economic interests in Latin America.

Through the isolationist policy, US citizens who were still suffering the effects of the Great Depression, could sense it was okay to focus onward on family sustainability, employment, and community in some cases. Roosevelt’s administration worked feverishly to resolve the situation. The people needed a bit more time to heal from the Depression’s ills and the isolationist policy allowed them the psychic space to do that.

Many isolationists among political and business leaders, scholars, national and grassroots non-interventionist organizations in the US in1940 surely wanted their country to stand fast, dignified and proud, in the face of provocations by Nazi Germany, Fascist Italy, and Imperial Japan. Aggressive external parties had a great say in how the US would act. The US could not just stand by as some impressive paragon, placid and imperturbable, while Hitler plotted its utter destruction and the enslavement of its people. Time was of the essence. By the end of 1940, for all intents and purposes, a war with the Axis Powers, for all intents and purposes, had essentially become unavoidable for the US. In 1940, that would have been a hard saying. It Is very likely that for the US, everything would have been lost if the US had failed to act as Roosevelt prescribed.

Roosevelt had to bring the people and many in the government, too, to understand not his truth but “the truth” about the situation the US was in. He had to do so realizing how difficult it was for people to unlearn what they have held true for a long time about their country being able to stay out of war abroad.

Sentences 1 through 11 of the Fireside Chat

“My friends:

This is not a fireside chat on war. It is a talk on national security; because the nub of the whole purpose of your President is to keep you, now, and your children later, and your grandchildren much later, out of a last-ditch war for the preservation of American independence and all the things that American independence means to you and to me and to ours.

Tonight, in the presence of a world crisis, my mind goes back eight years to a night in the midst of a domestic crisis. It was a time when the wheels of American industry were grinding to a full stop, when the whole banking system of our country had ceased to function.

I well remember that while I sat in my study in the White House, preparing to talk with the people of the United States, I had before my eyes the picture of all those Americans with whom I was talking. I saw the workmen in the mills, the mines, the factories; the girl behind the counter; the small shopkeeper; the farmer doing his spring plowing; the widows and the old men wondering about their life’s savings.

I tried to convey to the great mass of American people what the banking crisis meant to them in their daily lives.

Tonight, I want to do the same thing, with the same people, in this new crisis which faces America. We met the issue of 1933 with courage and realism.

We face this new crisis–this new threat to the security of our nation–with the same courage and realism.”

2. Sentences 11 through 21: The Threat

Inferences

Nazi Germany would serve as the best example to illustrate the clear and present danger the US faced. It was a danger that could not be ignored or avoided. Nazi Germany was on the rampage in the world abroad the most in the US knew or were from. It would need to be confronted. It would not be enough to dissuade or deter the Nazis. Nazi German Reichskanzler (Reich Chancellor) Adolf Hitler’s ability to make war had to be destroyed. There was no other option. No amount of coercive diplomacy would convince Hitler to dismantle his war machine. The time that idea might have had any validity as a suggestion had long since passed. France, Belgium, Luxembourg, Norway, Austria, Czechoslovakia, Poland, all under the control of the Nazis had to be freed. Hitler could not be allowed to feed off their respective resources and manpower of those countries to further build Nazi Germany’s strength and military prowess. The United Kingdom had to be protected. Surely, Roosevelt considered every possibility.

However, the situation in Europe was positively fluid. Just the year before the United Kingdom, France seemed to have answers to blocking Hitler’s plan to conquer the Continent. In the Low Countries–Netherlands, Belgium and even Luxembourg–had no intention of being open doors for a westward drive by Nazi Germany and took defensive measures. Norway was under threat but still free. By December 1940, the United Kingdom was standing alone. It had already fended off Nazi Germany in its skies, and knowing conquest was foremost on Hitler’s mind, it girded itself for an invasion that nearly everyone expected to come. All of that and more was going on at home while its armed forces were fighting furiously against the Axis Powers.

On May 22, 1932, Roosevelt, then New York Governor of New York State, received a Doctor of Laws honorary degree from Oglethorpe University in Atlanta, Georgia during a commencement ceremony. He gave a powerful address on the state of the country and the place of the youth in its future, the precepts of which founded his New Deal plan as US President. Roosevelt’s address also provides insight into his courageous approach to seemingly insurmountable problems. He explained: “The country needs and, unless I mistake its temper, the country demands bold, persistent experimentation. It is common sense to take a method and try it: If it fails, admit it frankly and try another. But above all, try something . . .We need enthusiasm, imagination and the ability to face facts, even unpleasant ones, bravely. . . .”

How the US could best take on the fight to defeat the respective Axis Powers while remaining neutral was the big question. In developing a concept for doing that Roosevelt seemed to find wisdom in the aphorism “an ounce of prevention would be worth a pound of cure.” Creating more time to prepare by keeping the aforementioned friendly countries, with which the US had not yet become formally allied, was the most appropriate course of action at that point. He would provide encouragement to countries fighting the Axis Powers to hold the line at all points in which the Axis Powers were active, but Roosevelt did not intend to stand by and wait to see how things would turn out. Rather than wait for what came next, he sought to influence what was transpiring to create favorable outcomes on those frontlines.

To the extent it could, the US responded to requests for weapons and resupply of equipment from “belligerents” at war with the Axis Powers. Time was of the essence. Action had to be swift. The window of opportunity to act as supportive as possible on multiple fronts while standing off from the fighting would remain open for only so long. Despite the assistance provided, many being assisted could still fall. That was the case with France.

Regarding the situation of United Kingdom specifically, in 1939, Prime Minister Neville Chamberlain in cooperation with his French Premier Edouard Daladier fell for a rather prosaic scheme organized by Hitler and his Nazi government, with Italian leader Benito Mussolini in tow, that evinced a frightfully transparent motive. The leaders negotiated to permit Hitler to take control of the Sudetenland in Czechoslovakia. The government in Prague had no role in the talks. Hitler recognized how the Western powers were willing to surrender the peace and territory of others to protect their own peace and well-being. Chamberlain appeared truly naive to those within his own political party in Parliament, the Conservative Party, byname Tories, and within the loyal opposition, the Labour Party. Labour forced a vote of no confidence which ended Chamberlain’s days as Prime Minister.

Sentences 11 through 21 of the Fireside Chat

“Never before since Jamestown and Plymouth Rock has our American civilization been in such danger as now.

For, on September 27, 1940, this year, by an agreement signed in Berlin, three powerful nations, two in Europe and one in Asia, joined themselves together in the threat that if the United States of America interfered with or blocked the expansion program of these three nations–a program aimed at world control—they would unite in ultimate action against the United States.

The Nazi masters of Germany have made it clear that they intend not only to dominate all life and thought in their own country, but also to enslave the whole of Europe, and then to use the resources of Europe to dominate the rest of the world.

It was only three weeks ago that their leader stated this: “There are two worlds that stand opposed to each other.” And then in defiant reply to his opponents, he said this: “Others are correct when they say: With this world we cannot ever reconcile ourselves. . . . I can beat any other power in the world.” So said the leader of the Nazis.

In other words, the Axis not merely admits, but the Axis proclaims that there can be no ultimate peace between their philosophy, their philosophy of government and our philosophy of government.

In view of the nature of this undeniable threat, it can be asserted, properly and categorically, that the United States has no right or reason to encourage talk of peace, until the day shall come when there is a clear intention on the part of the aggressor nations to abandon all thought of dominating or conquering the world.

At this moment, the forces of the states that are leagued against all peoples who live in freedom, are being held away from our shores. The Germans and the Italians are being blocked on the other side of the Atlantic by the British, and by the Greeks, and by thousands of soldiers and sailors who were able to escape from subjugated countries. In Asia, the Japanese are being engaged by the Chinese nation in another great defense. In the Pacific Ocean is our fleet.”

United Kingdom Prime Minister Winston Churchill at his seat in the Cabinet Room at 10 Downing Street, London, circa 1940.

3. Sentences 22 through 40: Hitler and the Axis Powers: What They Represent

Inferences

United Kingdom Prime Minister, Winston Churchill, was installed May 10, 1940. As Roosevelt correctly saw the United Kingdom as essentially the aegis of the US, he appeared to depend particularly upon Churchill to hold the line against Hitler as promised. In Churchill’s first speech before the House of Commons, three days after being installed on May 10, 1940 as Prime Minister, he powerfully stated regarding the war: “You ask, what is our aim? I can answer in one word: It is victory, victory at all costs, victory in spite of all terror, victory, however long and hard the road may be; for without victory, there is no survival.”

Roosevelt learned that holding the line would not be a mean feat for the United Kingdom. In a May 15, 1940 cable, Churchill revealed the truth of the dire straits his country found itself in to Roosevelt. He wrote: “The scene has darkened swiftly. The enemy have a marked preponderance in the air, and their new technique is making a deep impression upon the French. I think myself the battle on land has only just begun . . . The small countries are simply smashed up, one by one, like matchwood. We must expect, though it is not yet certain, that Mussolini will hurry in to share the loot of civilization. We expect to be attacked here ourselves, both from the air and by parachute and air borne troops in the near future, and are getting ready from them. If necessary, we shall continue the war alone and we are not afraid of that. But I trust you realize, Mr. President, that the voice and force of the United States may count for nothing if they are withheld too long. You may have completely subjugated, Nazified Europe established with astonishing swiftness, and the weight may be more than we can bear.”

By providing weapons to the United Kingdom, the capabilities of its armed forces would be enhanced and the chances of it holding out would be increased. However, Churchill had to be depended upon to hold the line at home, too. Churchill determined that the United Kingdom would fight on, but there were Members in his War Cabinet willing to sign a peace agreement with Hitler. 

With the hope that three parties would work together with the common aim of defeating Nazi Germany, Churchill created a War Cabinet in which two out of five members were Labour politicians, one was National and two were Conservatives.  Yet, despite the crisis, domestic political fighting was not restrained. In the Parliament, a series of crucial, often heated, discussions and debates took place in late May 1940. If anything had suddenly happened to Churchill, politically or physically, there was the danger that those willing to strike a deal with Hitler would follow through with their wrongheaded ideas. As well as bolster the United Kingdom’s ability to fight, US military assistance would prove to Churchill and those shaky Members of Parliament that the US was standing fast with them. By working together, Roosevelt and Churchill forged a sort of entente cordiale.

Sentences 22 through 40 of the Fireside Chat

“Some of our people like to believe that wars in Europe and in Asia are of no concern to us. But it is a matter of most vital concern to us that European and Asiatic war-makers should not gain control of the oceans which lead to this hemisphere.

One hundred and seventeen years ago the Monroe Doctrine was conceived by our Government as a measure of defense in the face of a threat against this hemisphere by an alliance in Continental Europe. Thereafter, we stood guard in the Atlantic, with the British as neighbors. There was no treaty. There was no “unwritten agreement.”

And yet, there was the feeling, proven correct by history, that we as neighbors could settle any disputes in a peaceful fashion. The fact is that during the whole of this time the Western Hemisphere has remained free from aggression from Europe or from Asia.

Does anyone seriously believe that we need to fear attack anywhere in the Americas while a free Britain remains our most powerful naval neighbor in the Atlantic? Does anyone seriously believe, on the other hand, that we could rest easy if the Axis powers were our neighbors there?

If Great Britain goes down, the Axis powers will control the continents of Europe, Asia, Africa, Australasia, and the high seas–and they will be in a position to bring enormous military and naval resources against this hemisphere. It is no exaggeration to say that all of us, in all the Americas, would be living at the point of a gun—a gun loaded with explosive bullets, economic as well as military. [The source of the transcript of the Fireside Chat utilized here notes that although the Franklin D. Roosevelt Presidential Library and Museum online typescript of the address includes “Australia” and not “Australasia,” a close review of an authentic recording has confirmed Australasia is correct. Praeterea qui alium sequitur nihil invenit, immo nec quaerit. (Besides, he who follows another not only discovers nothing but is not even investigating.)]

We should enter upon a new and terrible era in which the whole world, our hemisphere included, would be run by threats of brute force. To survive in such a world, we would have to convert ourselves permanently into a militaristic power on the basis of war economy.

Some of us like to believe that even if Britain falls, we are still safe, because of the broad expanse of the Atlantic and of the Pacific.

But the width of those oceans is not what it was in the days of clipper ships. At one point between Africa and Brazil the distance is less from Washington that it is from Washington to Denver, Colorado–five hours for the latest type of bomber. And at the North end of the Pacific Ocean, America and Asia almost touch each other.

Why, even today we have planes that could fly from the British Isles to New England and back again without refueling. And remember that the range of the modern bomber is ever being increased.”

4. Sentences 42 through 71: What the Axis Powers Are Capable of and Plan To Do; How They Think; Areas They Threaten; The US Plan of Action

Inferences

Every step of the way, Roosevelt had to be thorough in his analysis of matters, very calculating in his choices, and very measured in his actions. Surely, he often had to show restraint, perhaps knowing that certain bold advances would likely be most helpful, yet prohibiting himself to limited moves that would be most effective. No one was allowed to get in the way of those efforts. In greatcharlie’s humble view. the following words of the renowned Irish novelist, short-story writer and poet in “Chapter 9: Scylla and Charybdis” of Ulysses (1922) are apposite to Roosevelt: “His own image to a man with that queer thing genius is the standard of all experience, material and moral.”

Roosevelt was well aware that everyone in Washington had an opinion on how to proceed with regard to Europe and Asia. Roosevelt however, had his own opinions and did not need to pollinate them with theirs. What he wanted most from others were good, solid suggestions for lines of action.

Officials in the government, business, academia, his own political party as well as the ever-present pestiferous critics who were hardly acquainted with the actual facts must have appeared truly counterintuitive to Roosevelt for believing that Hitler would somehow choose to work diplomatically with the US or ignore it on his path to world conquest. He appears to have concluded that given technological advances, the Atlantic could be easily overcome by the massive Nazi war machine whereas others still had not.

As an objective of Roosevelt’s Fireside Chat was not arouse fears within the country but rather put its people on an even keel in a time of trouble, he could hardly explain that the Axis Powers would not forever tolerate robust actions from the US to undermine their respective plans for conquest, even though he likely believed Hitler would strike with some bold violent move soon enough.

For the War Department, the US was the only priority. There, calculations were assuredly being done all the time in 1940, focusing particularly on depleted supplies, weapons and ammunition due to cash-and-carry, which in the department was seen as a virtually unlimited stream of military assistance flowing out of US arsenals and military production plants into the United Kingdom. Cash-and-Carry was a creative program implemented by Roosevelt. Under the program the US could sell countries such as the United Kingdom and France as long as they paid cash and carried the war materials on their own cargo ships. Roosevelt managed to persuade the US Congress to allow the US the flexibility to take such a step just before the passage of the Neutrality Act on August 15, 1935 which imposed strict limitations on US interactions with “belligerent” countries.

Imagining that military commanders and war planners in Roosevelt’s War Department had occasionally turned their focus to classified “map maneuvers and “chart maneuvers” concerning the situation in Europe from the position of the Nazi German Armed Forces, they may have judged that Nazi Germany would easily recognize the United Kingdom, the British Empire and its Commonwealth, stood in the way of their line of march. Churchill actually presented that position as a statement of fact in his June 4, 1940 speech before the House of Commons, saying: “The whole fury and might of the enemy must very soon be turned on us. Hitler knows that he will have to break us in this Island or lose the war.” They may have concluded in the War Department that soon enough Hitler would want to mitigate that problem. Cutting the United Kingdom off from the US using U-Boats would very likely be Hitler’s solution.

Roosevelt was already keenly aware U-Boats could cause something close to insurmountable damage to merchant fleets operating in the Atlantic. Churchill once wrote that, “The only thing that ever really frightened me during the war was the U-boat peril.” As Assistant Secretary of the Navy, Roosevelt observed how they successfully performed before the US entry into World War I. He would surely find that conclusion logical. Given what had been demonstrated by Hitler to that point, Roosevelt most likely presumed the dictator would eventually seize the opportunity before him. The question left was exactly how much longer Hitler would tolerate the resupply and support from the US that kept the United Kingdom in the fight. 

Undoubtedly concerned with the timing of such a possibility, Roosevelt appeared compelled to increase the tempo of action and do the most possible while conditions were moderately favorable on the Atlantic. As it so happened, by 1940, German U-Boats had already achieved considerable success in sinking merchant ships on the way to the United Kingdom. However, Nazi Germany had not vastly increased their U-Boat arsenal and formed a fleet in such a way to deliver a decisive blow. It is now known that Konteradmiral (Rear Admiral) Karl Dōnitz, who at the start of World War II, served as the Befehlshaber der Unterseeboote (Commander of the Submarines), pushed for a German fleet that consisted almost entirely of U-boats. He fully believed that depriving Germany’s enemies vital supplies such as food and oil would be more effective than sinking enemy ships with the risk of combat. He claimed that given 300 of the Type VII U-boats, he could defeat the entire Royal Navy utilizing tactics that would later be named “wolfpacks”. 

Luckily, Hitler was not so clever. He gave the jobs of both Oberbefehlshaber der Kriegsmarine (Commander-in-Chief of the Navy) and Großadmiral, Oberkommando der Marine (the Naval High Command) Erich Raeder. Raeder was uninterested in Dönitz’s theories. Raeder was a traditionalist whose focus was surface warfare. Raeder also judged that Germany could not contest the Royal Navy for control of the sea. Even more, Raeder believed submarine warfare was cowardly. By 1941, although relatively small in number, U-boats under then Vizeadmiral (Vice Admiral) Dőnitz were threatening Allied shipping as far as the US east coast. However, the U-Boats were never used at a level to knock the United Kingdom out of the war despite having the genuine capability to do so.

Sentences 42 through 71 of the Fireside Chat

“During the past week many people in all parts of the nation have told me what they wanted me to say tonight. Almost all of them expressed a courageous desire to hear the plain truth about the gravity of the situation. One telegram, however, expressed the attitude of the small minority who want to see no evil and hear no evil, even though they know in their hearts that evil exists. That telegram begged me not to tell again of the ease with which our American cities could be bombed by any hostile power which had gained bases in this Western Hemisphere. The gist of that telegram was: “Please, Mr. President, don’t frighten us by telling us the facts.”

Frankly and definitely there is danger ahead—danger against which we must prepare. But we well know that we cannot escape danger, or the fear of danger, by crawling into bed and pulling the covers over our heads.

Some nations of Europe were bound by solemn non-intervention pacts with Germany. Other nations were assured by Germany that they need never fear invasion. Non-intervention pact or not, the fact remains that they were attacked, overrun; thrown into modern slavery at an hour’s notice, or even without any notice at all. As an exiled leader of one of these nations said to me the other day—”The notice was a minus quantity. It was given to my Government two hours after German troops had poured into my country in a hundred places.”

The fate of these nations tells us what it means to live at the point of a Nazi gun.

The Nazis have justified such actions by various pious frauds. One of these frauds is the claim that they are occupying a nation for the purpose of “restoring order.” Another is that they are occupying or controlling a nation on the excuse that they are “protecting it” against the aggression of somebody else.

For example, Germany has said that she was occupying Belgium to save the Belgians from the British. Would she then hesitate to say to any South American country, “We are occupying you to protect you from aggression by the United States”?

Belgium today is being used as an invasion base against Britain, now fighting for its life. And any South American country, in Nazi hands, would always constitute a jumping-off place for German attack on any one of the other Republics of this hemisphere.

Analyze for yourselves the future of two other places even nearer to Germany if the Nazis won. Could Ireland hold out? Would Irish freedom be permitted as an amazing pet exception in an unfree world? Or the Islands of the Azores which still fly the flag of Portugal after five centuries? You and I think of Hawaii as an outpost of defense in the Pacific. And yet, the Azores are closer to our shores in the Atlantic than Hawaii is on the other side.

There are those who say that the Axis powers would never have any desire to attack the Western Hemisphere. That is the same dangerous form of wishful thinking which has destroyed the powers of resistance of so many conquered peoples. The plain facts are that the Nazis have proclaimed, time and again, that all other races are their inferiors and therefore subject to their orders. And most important of all, the vast resources and wealth of this American Hemisphere constitute the most tempting loot in all the round world.”

US M3 Grant tank being loaded onboard a cargo ship bound for a war zone overseas.

5. Sentences 72 through 108: Plans of Axis Powers to Overcome the US and Explaining Why Opponents to US Assistance Are Wrong; A Struggle for Human Liberty and Freedom Is Underway

Inferences

In Napoléon: Ses Opinions et Jugemens sur les Hommes et sur les Choses (1838) by Jean-Joseph-Stanislas-Albert Damas-Hinard, an entry under courage is Correspondance de Napoléon avec le Ministre de la Marine, Lettre du 25 Mai 1805 states: “Rien ne donne plus de courage et n’éclaircit plus les idées que de bien connaître la position de son ennemi.” (Nothing gives more courage or better clarifies ideas than knowing accurately the position of one’s enemy.) In the prewar years as well as during the war, Roosevelt seemed to have a reliable intuition which he appeared to use to its fullest. Concerning Hitler’s very likely determination to invade the US, Roosevelt did not need to read about that in an intelligence report, or rely upon his intuition. If one could forgive greatcharlie’s frankness, as Roosevelt was an experienced politician from New York State and a learned man, he understood just how monstrous and vile the thinking of individuals as Hitler could be.

Yet, Roosevelt knew the value of intelligence and surely wanted to get a leg up on the Axis Powers however he could. He wanted to know what they were doing abroad, particularly throughout the northern and southern continents, and especially in the US. Rather than wait for the veils to lift, he charged the somewhat meager intelligence resources the US had at the time to break through them.

It is uncertain whether what sufficed for foreign intelligence services for the US at that time–the Special Intelligence Service of the Federal Bureau, of Investigation (FBI), the Office of Naval Intelligence, and the Military Intelligence Division—would have been aware in 1940 of any high-tech research and development planned or underway in Germany such as long-range rocket and ballistic missile programs and jet-powered aircraft. The FBI had developed ties with the United Kingdom’s MI6 foreign intelligence service and MI5 internal security organization and learned much from them in order to work more effectively on common causes.

An Interdepartmental Information Conference in 1939 brought all elements of the burgeoning US intelligence community together for the first time, to discuss creating a structure to handle the espionage threat to the US.  Rather than fight like a sack of wildcats, new linkages were created between the FBI and the US military, and partnerships were established with foreign services such as the Royal Canadian Mounted Police as well as Mexican and British intelligence officials.  The FBI’s General Intelligence Division was established to manage foreign counterintelligence and other intelligence investigations.  In 1940, US President Franklin Roosevelt signed a Presidential order allowing FBI director, J. Edgar Hoover, to begin wiretapping embassies and consulates.  Sizable failures, new initiatives, and the FBI’s education in managing the intricate details of counterespionage matters resulted in the surprise arrest of 33 German agents in 1941, effectively breaking the back of Abwehr (German military intelligence) in the US. To that extent, Roosevelt was made aware of Nazi Germany’s espionage activities in the US, and within certain parameters he could inform the US public of those efforts which were aimed at laying the groundwork for the conquest of their country.

Much as Churchill, Roosevelt seemed gripped by a strange fear about Hitler. He truly believed that it would be impossible to discuss anything with him. In Principalities and Powers: Spiritual Combat 1942-1943  (St. Augustine’s Press, 2013), reviewed in greatcharlie’s March 2, 2015 post, George Rutler explains that Roosevelt believed Hitler could very well have been the Devil Incarnate. Related to this Churchill recalled during a subsequent radio interview that before his discussion with Roosevelt began aboard the battleship HMS Prince of Wales at Placentia Bay off the coast of Newfoundland on Sunday, August 10, 1941, the two leaders attended a church service on the warship’s fantail. Churchill commented regarding the church service: “I felt that this was no vain presumption, but that we had the right to feel that we are serving a cause for the sake of which a trumpet has sounded from on high.”

Sentences 72 through 108 of the Fireside Chat

“Let us no longer blind ourselves to the undeniable fact that the evil forces which have crushed and undermined and corrupted so many others are already within our own gates. Your Government knows much about them and every day is ferreting them out.

Their secret emissaries are active in our own and in neighboring countries. They seek to stir up suspicion and dissension to cause internal strife. They try to turn capital against labor, and vice versa. They try to reawaken long slumbering racial and religious enmities which should have no place in this country. They are active in every group that promotes intolerance. They exploit for their own ends our own natural abhorrence of war. These trouble-breeders have but one purpose. It is to divide our people; to divide them into hostile groups and to destroy our unity and shatter our will to defend ourselves.

There are also American citizens, many of them in high places, who, unwittingly in most cases, are aiding and abetting the work of these agents. I do not charge these American citizens with being foreign agents. But I do charge them with doing exactly the kind of work that the dictators want done in the United States.

These people not only believe that we can save our own skins by shutting our eyes to the fate of other nations. Some of them go much further than that. They say that we can and should become the friends and even the partners of the Axis powers. Some of them even suggest that we should imitate the methods of the dictatorships. But Americans never can and never will do that.

The experience of the past two years has proven beyond doubt that no nation can appease the Nazis. No man can tame a tiger into a kitten by stroking it. There can be no appeasement with ruthlessness. There can be no reasoning with an incendiary bomb. We know now that a nation can have peace with the Nazis only at the price of total surrender.

Even the people of Italy have been forced to become accomplices of the Nazis; but at this moment they do not know how soon they will be embraced to death by their allies.

The American appeasers ignore the warning to be found in the fate of Austria, Czechoslovakia, Poland, Norway, Belgium, the Netherlands, Denmark, and France. They tell you that the Axis powers are going to win anyway; that all of this bloodshed in the world could be saved; that the United States might just as well throw its influence into the scale of a dictated peace, and get the best out of it that we can.

They call it a “negotiated peace.” Nonsense! Is it a negotiated peace if a gang of outlaws surrounds your community and on threat of extermination makes you pay tribute to save your own skins?

Such a dictated peace would be no peace at all. It would be only another armistice, leading to the most gigantic armament race and the most devastating trade wars in all history. And in these contests the Americas would offer the only real resistance to the Axis powers.

With all their vaunted efficiency, with all their parade of pious purpose in this war, there are still in their background the concentration camp and the servants of God in chains.

The history of recent years proves that the shootings and the chains and the concentration camps are not simply the transient tools but the very altars of modern dictatorships. They may talk of a “new order” in the world, but what they have in mind is only a revival of the oldest and the worst tyranny. In that there is no liberty, no religion, no hope.

The proposed “new order” is the very opposite of a United States of Europe or a United States of Asia. It is not a Government based upon the consent of the governed. It is not a union of ordinary, self-respecting men and women to protect themselves and their freedom and their dignity from oppression. It is an unholy alliance of power and pelf to dominate and enslave the human race.”

Attendees of the August 22, 1940 Destroyer Conference at the White House. From left to right, US Attorney General Robert Jackson, US Secretary of War Henry Stimson, Acting US Secretary of State Sumner Welles and US Secretary of the Navy Frank Knox.

6. Sentences 109 through 123: The US Must Act; What the Failure to Support the United Kingdom Would Mean; Time Is of the Essence

Inferences

Given his objective of doing the most possible while conditions were moderately favorable on the Atlantic, Roosevelt likely reached the logical conclusion that many weapons still sitting in US arsenals, beyond what had already been sent abroad, would be put to far better use in the hands of the combat experienced fighting forces of countries already engaged in the struggle with the Axis Powers. He may have assessed that any additional weapons supplied to the United Kingdom and France while it was still in the fight, would have, what would decades later be dubbed, a “multiplier effect” on both the morale, capabilities, and possibilities of those forces. He clearly wanted the United Kingdom to have every chance of success.

In implementing his policy of assisting the United Kingdom with as much as the US could within safe parameters, Roosevelt had to cope with incessant virtual debates–virtual, as there was no room for a debating directly with the president on foreign and national security policy that he set in place and wanted action on–with top military officers and top bureaucrats in the War Department who believed they were presenting what could be characterized as “America First” arguments.

The US Armed Forces opposed the diversion of its military supplies to the United Kingdom. At the nub of that position was the pessimistic belief of the Chief of Staff of the US Army General George Marshall that the United Kingdom would not be able to fend off Nazi Germany. (That assessment was frightfully off the mark.) As was the case when France fell, Marshall anticipated that when the United Kingdom surrendered, all of the US war materials that were being rushed there would fall into Nazi German hands. Marshall and others argued that the US national defense would not be served by clearing out its arsenals for others’ lost causes, but rather by retaining military supplies for the protection of the Western Hemisphere.

Yet as alluded to earlier, Roosevelt understood that moment, such thinking was too pessimistic, very limited, even defeatist. It has often been the case that only after a crisis has crossed its tipping point that the great value of a creative approach is recognized. However, in this case, if Roosevelt had waited for anyone to have some epiphany, the chance to have a positive impact would likely have been lost forever. If the US failed to try all options with real potential still available, it would tragically have little say in the final outcome which likely would have been dark. To that extent, Roosevelt, the Commander-in-Chief of the US Armed Forces, insisted top military and naval officers and senior bureaucrats in the War Department fix themselves to the task of finding ways to immediately implement his plans, rather than wait to simply hope they would see things his way.

While administering the Navy and working somewhat closely with the Army as Assistant Secretary of Navy during World War I, Roosevelt may have detected a parochialism among senior military and naval officers that colored thinking in planning. He may have also detected that among top commanders and planners, there was a certain piquancy in knowing all the right boxes were ticked and everything that was planned was accepted as being done in the correct way. Roosevelt understood what a liability such thinking would be in the country’s circumstances in 1940. For Roosevelt, the usual practices and perfunctory work had no place.

As noted earlier, Roosevelt would not respond to his advisers in toxic, hostile ways. He remained well-beyond that. Still, at times, senior leaders in the War Department, appearing uncertain, even distrustful of Roosevelt’s thinking, in their own way put extra pressure on him. If he reacted at all, his words would be more sardonic than cutting. In an intriguing December 29, 2015 article in Politico written on the 75th Anniversary of the Fireside Chat discussed here, historian Josh Zeitz wrote, unfortunately without citations, that Roosevelt would often brace and threaten to expel those who were hesitant to comply with his orders. This behavior was most apparent when on June 1, 1940, weeks before France fell to Nazi Germany, Roosevelt unilaterally declared enormous caches of military equipment “surplus” and ordered that they be shipped immediately to the United Kingdom. When the US Secretary of War Harry Woodring, an ardent isolationist, fired off a strong memo to the President voicing concern about the legality of the order, Roosevelt ordered him to comply or resign. (Roosevelt eventually had to demand his resignation when refused to release B-17 “Flying Fortresses” to the United Kingdom. He replaced him with a Republican from the administration of US President Howard Taft, Henry Stimson.) General Henry Arnold, Chief of the US Army Air Corps repeatedly expressed concerns that the order would have a deleterious effect upon the country’s readiness for war, Roosevelt reportedly told an aide: “If Arnold won’t comply, maybe we’ll have to move him out of town.” When the US Navy’s Judge Advocate General balked at sanctioning the transfer, Roosevelt instructed the US Secretary of the Navy, Charles Edison, to send the “sea lawyer” on a protracted vacation. Zeitz explains Edison refused, to which Roosevelt replied: “Forget it and do what I told you to do.”

A national leader must have a well-considered idea of what the objectives of a country’s military action will be and how that action should be prosecuted. Those choices are political, established in the country’s foreign and national security policy long before any choices are made, but often in history the need to fight has been existential. Top military commanders must remain obedient to the concept and intent expressed by the national leader. To that extent, war becomes a continuation of politics with other means much as the 19th military theorist, Prussian General Carl Philipp Gottfried von Clausewitz, suggested in his renowned book Vom Kriege (On War) published posthumously in 1832: “Der Krieg ist eine bloße Fortsetzung der Politik mit anderen Mitteln.”

As a highly developed individual, Roosevelt seemingly was able to keep perspective on almost everything. He did not appear to truly despair or fault those in the foreign and national security bureaucracies for furnishing patent answers they were long trained to provide and patriotically as well as emotionally compelled to make. Yet, he was also likely aware, well-ahead of most, that the circumstances of war with the Axis Powers would demand that many unlearn lessons from the past and open their minds up to new thinking on a global scale, transcending anything they might have considered or dared to imagine before. Nothing said ever caused Roosevelt to halt or even slow down the export of US military resources. In truth, more often, Roosevelt would receive answers and rapid responses from advisers much as he desired.

When Churchill asked Roosevelt for the loan of “forty or fifty of your older destroyers,” and warned that without them the United Kingdom would be unable to fight the “Battle of the Atlantic” against Nazi Germany and Italy, what followed was three-and-a-half months of negotiations. There were significant issues to sort out. Roosevelt’s first response disappointed Churchill. Roosevelt truthfully responded, “a step of that kind could not be taken except with the specific authorization of Congress and I am not certain that it would be wise for that suggestion to be made to the Congress at this moment.” Still, Churchill continued to do his part with regard to holding the line. On July 3, 1940, the Royal Navy was dispatched to bomb the French Navy at its base in northwestern Algeria with the purpose of at best destroying or at least disabling the French fleet to prevent it from being used by Nazi Germany. If the United Kingdom had even largely fallen to Nazi Germany, the naval assets of the French fleet, aggregated with Germany’s Kriegsmarine and the Italian Regia Marina (Royal Navy), the US would be left to fight an enormous armada of naval and air power. By August, talks between the US and the United Kingdom shifted from a loan or sale of the surplus destroyers to an exchange of the surplus destroyers for bases on British Territories in the North Atlantic and the Caribbean. Though he was reportedly not open to thoughts from some advisers on what should be accomplished, he was presumably open to thoughts on the best way to accomplish the “Destroyer-Bases Exchange.”

First, Roosevelt met with US Attorney General Robert Jackson to discuss the legal situation regarding his authority to provide surplus US Navy destroyers on that basis with the United Kingdom without further authorization from Congress. 

Second, on August 13, 1940, US Secretary of State Henry Stimson, US Secretary of the Navy Frank Knox, US Under Secretary of State Sumner Welles and US Secretary of the Treasury Henry Morgenthau, met with Roosevelt to outline the essential points of an agreement. Third, on August 15, 1940, Jackson advised Roosevelt that the Department of Justice definitely believed he did have authority to act without the consent of Congress as the destroyers to be transferred fell in the classification of obsolescent materials. All he needed was certification from naval and military authorities that the warships were not needful for the defense of the US. On September 2, 1940, President Roosevelt signed the Destroyers for Bases Agreement.

Sentences 109 through 123 of the Fireside Chat 

“The British people and their allies today are conducting an active war against this unholy alliance. Our own future security is greatly dependent on the outcome of that fight. Our ability to “keep out of war” is going to be affected by that outcome.

Thinking in terms of today and tomorrow, I make the direct statement to the American people that there is far less chance of the United States getting into war, if we do all we can now to support the nations defending themselves against attack by the Axis than if we acquiesce in their defeat, submit tamely to an Axis victory, and wait our turn to be the object of attack in another war later on.

If we are to be completely honest with ourselves, we must admit that there is risk in any course we may take. But I deeply believe that the great majority of our people agree that the course that I advocate involves the least risk now and the greatest hope for world peace in the future.

The people of Europe who are defending themselves do not ask us to do their fighting. They ask us for the implements of war, the planes, the tanks, the guns, the freighters which will enable them to fight for their liberty and for our security. Emphatically we must get these weapons to them; get them to them in sufficient volume and quickly enough, so that we and our children will be saved the agony and suffering of war which others have had to endure.

Let not the defeatists tell us that it is too late. It will never be earlier. Tomorrow will be later than today. Certain facts are self-evident.

In a military sense Great Britain and the British Empire are today the spearhead of resistance to world conquest. And they are putting up a fight which will live forever in the story of human gallantry.”

Chief of Staff of the US Army General George Catlett Marshall (seated center) with members of his general staff in November 1941.

7. Sentences 124 through 130: A No US Boots on the Ground Pledge; Addressing Naysayers; Integrating the War Needs of US and the United Kingdom

Inferences

In July 1940, the Democratic Party nominated Roosevelt for an unprecedented third term in office. His opponent, Republican nominee Wendell Willkie, agreed with Roosevelt that the US should lend active assistance to the United Kingdom. Yet, as the election drew closer, Willkie began to give speeches warning that a vote for Roosevelt was a vote for entering the war. As polls narrowed, Roosevelt sought to assure voters, stating: “We will not participate in foreign wars and we will not send our army, naval or air forces to fight in foreign lands outside of the Americas except in case of attack.” Ultimately, Roosevelt won reelection, and with that behind him, he perhaps believed he had more flexibility to make more decisive moves to support countries fighting the Axis Powers and prepare the US for war

On September 16, 1940. the US Congress approved the Selective Service and Training Act. The majority of Members of Congress, despite resistance from isolationists in the body, could see the writing on the wall with regard to the Axis Powers and war. The act, which instituted the first peacetime military draft in US history, required men between the ages of 21 and 36 to register for the draft. The number of selected draftees was capped at 900,000 men, who would be enlisted for one year of training and service, and could only serve in the Western Hemisphere or in US territories. Though there were anti-draft protests on college campuses nationwide, in December 1940, 78% of US citizens polled favored the military draft. Once the Selective Service and Training Act went into effect, the requirements for more weapons and supplies in the US would sharply increase. With conscripts starting to arrive for training in the armed forces, the War Department became concerned that those conscripts would be fully equipped. 

While the situation in Europe worsened, Marshall would repeatedly convey the concerns of the uniformed services in the War Department over his foreign military assistance efforts in his meetings with Roosevelt. Surely, Marshall may have felt he was doing his job with fidelity, speaking truth to power. He, too, was part of the aforementioned “cabal” that questioned the legality and Roosevelt’s decision to declare swathes of war materials surplus and ship them off post haste to the United Kingdom. Expressing caution based on the best ways one knows how to handle a situation was logical, and somewhat understandable. The War Department did have war plans that were dependent on those military resources. Marshall’s intent was to stockpile resources for a coming fight. This certainly would have been the position of top military leaders generally as it is what they had been trained to do. Moreover, it would become nearly impossible to make adjustments and firm up war plans and strategies without knowing what would be available, or better, what would be left, after weapons, surplus and new, from US arsenals were shipped around the world.

Marshall’s reaction to the near non-stop movement of such high levels of military resources to the United Kingdom might have been expected by Roosevelt. According to an anecdote drawn from Forrest Pogue’s George C. Marshall, Vol. 2: Ordeal and Hope, 1939-1942 (Viking, 1966), in the fall of 1938, when the threat of war loomed in Europe, Roosevelt called a White House meeting with key members of his administration in order to discuss his proposed defense plan, which primarily consisted of a rapid and dramatic expansion of US airpower. Marshall had been the Deputy Chief of Staff of the US Army for less than one month. As a new brigadier–one-star–general, he was one of the lowest ranking attendees of the meeting. During the course of the discussion, Roosevelt asked each attendee if they agreed with his proposal. All voiced agreement except Marshall who tactfully disagreed with Roosevelt’s concept. The other attendees noted that Marshall’s disagreement visibly startled Roosevelt. After the meeting adjourned, many of those present made it clear that they believed Marshall had effectively ended his career. Five months later, in a move that stunned most of Washington, Roosevelt asked Marshall to serve as the next Chief of Staff of the US Army. 

In another instance, during a meeting at the White House with Roosevelt, Marshall presented a chart that reflected the arrangement for dividing planes coming off the assembly line, particularly the US Army’s prized B-17 “Flying Fortress”, mentioned earlier, with the United Kingdom, particularly exhibiting the wide difference between orders and deliveries. Marshall reportedly asked pointedly whether the United Kingdom’s consignment should be computed as half of the planes scheduled for delivery or as half of those actually delivered. Roosevelt’s response to Marshall allegedly was: “Don’t let me see that chart again.” As the leader of the US Army, certainly, Marshall was aware of the indications and implications of that statement for him personally.

Perhaps it is bitter this but Roosevelt likely understood Marshall could hardly provide him with a forecast of what the situation would be in another year that would hold any degree of certitude. In other words, Marshall could not be certain how the world for which his planners had organized military strategic objectives, military plans, and military resources would Iook in a year. Roosevelt knew that the time to act was now. In a calibrated way, he could supply the United Kingdom and many others who were fighting the Axis Powers what they needed when they needed it the most. The US would be the one through such efforts to aggregate all of the power available for the fight immediately.

It is possible that in Roosevelt’s eyes, perhaps even for fleeting moments, he might have been irked. Roosevelt, after all, was only human.. In those imagined moments, he might have felt the attitudes and behaviors  that Marshall and other senior officials in the War Department as well as other foreign and national security bureaucracies was more akin to the type of rural or urban shopkeeper who was more focused with the fullness of the stockroom, orderly shelves, and keeping his or her portion of the sidewalk swept than selling inventory, making profits, and best serving his or her community: the recipe for ruin.

When Marshall argued against efforts to elevate the United Kingdom’s military capabilities at the expense of those of the US, perhaps he may have actually managed to create some degree of doubt, no matter how small, that the general was not the best strategic thinker and would not, as Chief of Staff of the US Army, be able to make the whole challenging and unfortunate trek he saw the country on. The general’s attempts to tactfully lobby Roosevelt perhaps would lead many today to think that every so often an afflatus would strike him. To be more frank, Marshall acted as if he viewed his president’s choices as something closer to whims than thoughtful, strategically sound decisions. Roosevelt may have held in mind, perhaps even had nightmares over the fact, that Marshall’s line of thinking somewhat resembled that of the Commander-in-Chief of the British Expeditionary Force in France, British Army General Lord Gort. He used his troops to construct the “Gort Line,” a 45 mile defensive line comprised of bunkers, pillboxes, and anti-tank traps along the France-Belgium border rather than build up mobility assets, firepower, and air power, and train his commanders and their units to integrate combined arms warfare with air power, and to use deception, speed, maneuver, and concentrate power. That approach, seemingly not too advanced for 1940, would have been more compatible with the British Army’s offensively-minded Dyle Plan, established as a response to a possible Nazi German invasion. When the invasion of France began in the Spring of 1940, Gort was unable to act decisively. While Churchill praised Gort in his June 4, 1940 speech before the House of Commons, his remarks about the disaster in France seemed to reveal that he felt Gort’s handling of the British Expeditionary Force may have hurt its chances of achieving greater success. 

Still, Roosevelt seemed to retain enough confidence and faith in Marshall and may have believed the general would come around to looking at things with a broader view that would parallel his own. To the extent that is accurate, it would mean Marshall was an exception. Roosevelt sympathies were always with members of the armed forces knowing how indispensable and difficult their work so often was yet very distant in the thoughts of most of those they defended. Marshall would serve as Chief of Staff of the US Army throughout World War II. Gloriosum est iniurias oblivisci. (It is glorious to forget the injustice.)

Sentences 124 through 130 of the Fireside Chat 

“There is no demand for sending an American Expeditionary Force outside our own borders. There is no intention by any member of your Government to send such a force. You can, therefore, nail, nail any talk about sending armies to Europe as deliberate untruth.

Our national policy is not directed toward war. Its sole purpose is to keep war away from our country and away from our people. Democracy’s fight against world conquest is being greatly aided, and must be more greatly aided, by the rearmament of the United States and by sending every ounce and every ton of munitions and supplies that we can possibly spare to help the defenders who are in the front lines. And it is no more unneutral for us to do that than it is for Sweden, Russia and other nations near Germany, to send steel and ore and oil and other war materials into Germany every day in the week.”

US Navy and Royal Navy sailors inspect depth charges aboard Wickes-class destroyers in 1940. In the background are USS Buchanan (DD-131) and USS Crownshield (DD-134). Both surplus warships were transferred to the Royal Navy on September 9, 1940.

8. Sentences 131 through 144: Replenishing US Arsenals; Building Greater Weapons for Defense; Taking Workers into Consideration; Expectations of Industry Leaders

Inferences

Looking back, one might suggest that rather than burden the president with his concern over stockpiles, Marshall should have developed for Roosevelt plans that would allow for the replenishment of what was old with new weapon systems with the latest capabilities and identified how that replenishment could have been performed rapidly with the existing US industrial base and a recommended expanded one.

When Roosevelt spoke of counsel from the military experts, he concealed the fact that he, himself, was such an expert. Roosevelt had acquired considerable experience maintaining the readiness of the US Armed Forces and preparing them for war long before becoming US President.

As only touched upon earlier, on March 12, 1913, Roosevelt, then a two-term state New York State Senator at age 31, received the nomination to become the US Assistant Secretary of the Navy in the administration of US President Woodrow Wilson. Confirmed unanimously by the US Senate, Roosevelt was the youngest Assistant Secretary of the Navy until that date. US President Theodore Roosevelt, his fifth cousin, had held the same post. It was more than fate that caused another Roosevelt to be selected for the same position. Roosevelt’s superior, US Secretary of the Navy Josephus Daniels focused on policy and Congressional matters, leaving him to handle personnel matters, operations, and contracting. Although new to naval affairs, Reportedly, Roosevelt had the energy Daniels required to get things done. Fortuitously for Roosevelt, Daniels was willing to serve as a mentor, which allowed him to learn valuable lessons in politics that would be useful to him for years to come.

Even before World War I began, Roosevelt worked to prepare the US Navy for his country’s entry into it. Then, much as in his future, many in government lacked his perspective. Some officials even dismissed the idea that the US would enter the war. Wilson’s doctrine of neutrality would actually thwart many of Roosevelt’s efforts to ready the Navy. Nevertheless, observing events in Europe Roosevelt kept pushing for the Navy’s preparation. Lessons learned on navigating through the administration, particularly with Daniels and Wilson, enabled him to eventually create some movement in the right direction. In late 1915, the US invested in a $600 million program to upgrade and expand the Navy. In the meantime, German U-boats began sinking hundreds of Allied ships. When they began unrestricted warfare on the oceans, Wilson went to Congress for a declaration of war. Congress obliged on April 6, 1917. In the meantime, during the war, Roosevelt placed great focus on mitigating the U-boat threat. He advocated for a plan to lay vast anti-submarine minefields in the North Sea. The mine project was an early sign of Roosevelt’s appreciation for creative solutions. Reportedly, by February 1918, 100,000 mines were prepared for deployment, but the war ended before the system could be fully tested, but the minefield is believed to have destroyed at least four U-boats

It was surely Roosevelt’s unequivocal concept and intent in 1940 to ensure commanders and planners in the US armed forces had as many advantages as possible and enhance the chance for victory, he wanted them to have a preponderance of weapons. It was a mistake for others to think anything otherwise. The war’s outcome bears that out. With an unrivaled wealth of newly minted military resources, their capabilities would be considerable and the possibilities for action would become nearly unlimited. How well US commanders and planners would use them remained to be seen.

Sentences 131 through 144 of the Fireside Chat

“We are planning our own defense with the utmost urgency; and in its vast scale we must integrate the war needs of Britain and the other free nations which are resisting aggression.

This is not a matter of sentiment or of controversial personal opinion. It is a matter of realistic, practical military policy, based on the advice of our military experts who are in close touch with existing warfare. These military and naval experts and the members of the Congress and the Administration have a single-minded purpose—the defense of the United States.

This nation is making a great effort to produce everything that is necessary in this emergency—and with all possible speed. And, this great effort requires great sacrifice.

I would ask no one to defend a democracy which in turn would not defend everyone in the nation against want and privation. The strength of this nation shall not be diluted by the failure of the Government to protect the economic well-being of its citizens.

If our capacity to produce is limited by machines, it must ever be remembered that these machines are operated by the skill and the stamina of the workers. As the Government is determined to protect the rights of the workers, so the nation has a right to expect that the men who man the machines will discharge their full responsibilities to the urgent needs of defense.

The worker possesses the same human dignity and is entitled to the same security of position as the engineer or the manager or the owner. For the workers provide the human power that turns out the destroyers, and the planes and the tanks.

The nation expects our defense industries to continue operation without interruption by strikes or lock-outs. It expects and insists that management and workers will reconcile their differences by voluntary or legal means, to continue to produce the supplies that are so sorely needed.”

9. Sentences 145 through 168: Refitting Manufacturing To Meet Growing Needs Now and Imagining the Future

Inferences

Roosevelt’s interest and emphasis on workers was well-established when he implemented the New Deal. In his addresses and public and private writings, he expressed a fondness for workers in his tone. He surely was glad his efforts had many back on their feet, but likely ambivalent over the fact that a further increase in employment would be the result of preparations for war. Roosevelt’s discussion of workers here, however, may have also been a manifestation of a concern over having sufficient manpower in the armed forces while also having enough manpower available for greatly increased industrial base. Meeting manpower requirements, based on War Department plans led to the aforementioned Selective Service and Training Act.

Considerations along those lines would likely require examining the degree to which isolationist zeal would cause many able workers to refrain from working in war plants. A sort of counterbalance might be the reality that hypothetical war plant jobs would draw those more concerned about steady work and providing for their families and themselves. Perchance when Roosevelt, not having foreknowledge of Pearl Harbor and its impact on the US psyche, contemplated the possibility of being forced by circumstance to declare war on Nazi Germany or Japan, he may have felt unsure of the public response to some degree. With some many US soldiers dying in 1918 alone and the deaths of troops due to influenza–Roosevelt, himself, caught influenza while returning to the US after a visit to the front lines–it is unclear how many able men would be willing to subject themselves possibly to the same for the sake of the Europeans or the Asians.

Surely Roosevelt wanted to duplicate, at a far greater capacity, the military production underway with urgency in the United Kingdom as Churchill described in his June 4, 1940 speech in the House of Commons. Churchill indicated that in such an emergency, industry and labor can find common ground. Churchill explained: “An effort the like of which has never been seen in our records is now being made. Work is proceeding everywhere, night and day, Sundays and week days. Capital and Labor have cast aside their interests, rights, and customs and put them into the common stock.” To that extent Roosevelt would mention that there was cooperation between the government, industry, and labor. He extolled industry and labor for their dedication to the effort to build up the “Arsenal of Democracy.” However, it was hardly close to the levels he understood would be needed to defeat the Axis Powers.

Sentences 145 through 168 of the Fireside Chat

“And on the economic side of our great defense program, we are, as you know, bending every effort to maintain stability of prices and with that the stability of the cost of living.

Nine days ago I announced the setting up of a more effective organization to direct our gigantic efforts to increase the production of munitions. The appropriation of vast sums of money and a well coordinated executive direction of our defense efforts are not in themselves enough. Guns, planes, ships and many other things have to be built in the factories and the arsenals of America. They have to be produced by workers and managers and engineers with the aid of machines which in turn have to be built by hundreds of thousands of workers throughout the land.

In this great work there has been splendid cooperation between the Government and industry and labor; and I am very thankful.

American industrial genius, unmatched throughout all the world in the solution of production problems, has been called upon to bring its resources and its talents into action. Manufacturers of watches, of farm implements, of linotypes and cash registers, of automobiles and sewing machines and lawn mowers and locomotives are now making fuses, and bomb packing crates, and telescope mounts, and shells, and pistols and tanks.

But all our present efforts are not enough. We must have more ships, more guns, more planes—more of everything. And this can be accomplished only if we discard the notion of “business as usual.” This job cannot be done merely by superimposing on the existing productive facilities the added requirements of the nation for defense.

Our defense efforts must not be blocked by those who fear the future consequences of surplus plant capacity. The possible consequences of failure of our defense efforts now are much more to be feared.

And after the present needs of our defenses are past, a proper handling of the country’s peace-time needs will require all of the new productive capacity—if not still more.

No pessimistic policy about the future of America shall delay the immediate expansion of those industries essential to defense. We need them.

I want to make it clear that it is the purpose of the nation to build now with all possible speed every machine, every arsenal, every factory that we need to manufacture our defense material. We have the men- the skill- the wealth- and above all, the will.

I am confident that if and when production of consumer or luxury goods in certain industries requires the use of machines and raw materials that are essential for defense purposes, then such production must yield, and will gladly yield, to our primary and compelling purpose.

So, I appeal to the owners of plants—to the managers—to the workers—to our own Government employees—to put every ounce of effort into producing these munitions swiftly and without stint. With this appeal I give you the pledge that all of us who are officers of your Government will devote ourselves to the same whole-hearted extent to the great task that lies ahead.

As planes and ships and guns and shells are produced, your Government, with its defense experts, can then determine how best to use them to defend this hemisphere. The decision as to how much shall be sent abroad and how much shall remain at home must be made on the basis of our over-all military necessities.”

10. Sentences 169 through 187: The Government Has the Matter Covered; It Is Taking Steps; and More Will Be Done

Inferences

Roosevelt committed the US in June 1940 to assisting belligerents in the fight against the Axis Powers with war material, he did so with the insistence, as required under US law, that recipients pay for purchases with cash. As aforementioned, in the summer of 1940, Churchill warned that his country would not be unable to continue paying cash for purchases. By December 1940, the worst had come to pass, and Churchill informed Roosevelt that the United Kingdom was no longer able to pay it for military supplies. Apparently prepared for such news, Roosevelt had ready a proposal for a new initiative that would be known as Lend-Lease. Under it, the US would provide or “lend” the United Kingdom with the war materials and other supplies it needed to fight Nazi Germany, and payments would be deferred. When payments were eventually made, the emphasis would not be on payment in dollars. Payments would primarily take the form of a “consideration” granted by the United Kingdom to the US.

Roosevelt reportedly garnered support for the lend-lease concept through use of the analogy of lending a neighbor your garden hose if his house was on fire and thereby keeping the fire from spreading to your own house. At a press conference held at the White House on December 17, 1940, at which he announced Lend-Lease, Roosevelt explained: “Suppose my neighbor’s home catches fire, and I have a length of garden hose four or five hundred feet away. If he can take my garden hose and connect it up with his hydrant, I may help him to put out his fire . . . I don’t say to him before that operation, ‘Neighbor, my garden hose cost me $15; you have to pay me $15 for it’ . . . I don’t want $15–I want my garden hose back after the fire is over. . . .”

On January 10, 1941, Roosevelt would introduce the lend-lease program to Congress. It would formally allow the US, via Congressional approval, to lend or lease war supplies to any nation deemed “vital to the defense” while keeping the country only indirectly involved in World War II. The Lend-Lease Act was passed on March 11, 1941. Roosevelt had more than sufficiently proved the concept and value of such an approach throughout 1940.

Sentences 169 through 187 of the Fireside Chat

“We must be the great arsenal of democracy. For us this is an emergency as serious as war itself. We must apply ourselves to our task with the same resolution, the same sense of urgency, the same spirit of patriotism and sacrifice as we would show were we at war.

We have furnished the British great material support and we will furnish far more in the future.

There will be no “bottlenecks” in our determination to aid Great Britain. No dictator, no combination of dictators, will weaken that determination by threats of how they will construe that determination.

The British have received invaluable military support from the heroic Greek army, and from the forces of all the governments in exile. Their strength is growing. It is the strength of men and women who value their freedom more highly than they value their lives.

I believe that the Axis powers are not going to win this war. I base that belief on the latest and best of information.

We have no excuse for defeatism. We have every good reason for hope—hope for peace, yes, and hope for the defense of our civilization and for the building of a better civilization in the future.

I have the profound conviction that the American people are now determined to put forth a mightier effort than they have ever yet made to increase our production of all the implements of defense, to meet the threat to our democratic faith.

As President of the United States I call for that national effort. I call for it in the name of this nation which we love and honor and which we are privileged and proud to serve. I call upon our people with absolute confidence that our common cause will greatly succeed.”

Roosevelt and Churchill meet face-to-face for the first time for a secret meeting aboard the battleship USS Augusta at Placentia Bay off the coast of Newfoundland August 9, 1941.

A Job Well Done

In 1940, Roosevelt and Churchill, although not having as yet met in-person, forged a personal bond, an entente cordiale, and more importantly, a bond between their countries that would further develop through the challenges of World War II into what would be called the special relationship. Such a union would have been deemed improbable 154 years before when the Founding Fathers of the US declared their country’s independence from the “United Kingdom of Great Britain”. While all things related to monarchy were surely anathema to Roosevelt given his firm adherence to the precepts of democracy and the US Constitution, yet it would seem the lyrics of George Frederick Handel’s coronation anthem “Let Thy Hand Be Strengthened” (1727) might have been quite an apropos felicitation for him as he led the US, the United Kingdom, and world forward against tyranny: “Let thy hand be strengthened and thy right hand be exalted. / Let justice and judgment be the preparation of thy seat! / Let mercy and truth go before thy face. / Let justice, judgment, mercy and truth go before thy face. / Allelujah.”

Roosevelt was a genius for his practicability, a talented leader superbly harnessed, and self-controlled. Still, taking all aspects of the crisis in daily, as he did, he must have occasionally felt a sense of vulnerability. Even if such intrusive thoughts were infrequent, they would likely have had some degree of influence on his work and his spirit. Alone in his thoughts, Roosevelt apparently was left to dig down deep and draw strength from within. He imparted that strength to the audience of his address in the US.

Roosevelt had an almost mystical, crystal clear perspective of what was happening in the world and what to do despite the atypical and overly generous appearance of his action. Too many advisors did not and seemingly could not gain that same perspective, and placed additional pressures on a President who had already been strained beyond the capacity of most around him. Fulfilling the work that he swore to do during two inaugurations, Roosevelt was faithfully executing the Office of President of the US, and will to the best of his ability, acting with the goal of preserving, protecting, and defending the Constitution of the US in the face of threat from the Axis Powers. The even harder work of leading a country engaged in what would be an horrendous and very costly war worldwide had yet to begin.

Roosevelt died during his fourth term in office on April 12,1945 and thereby did not see the results of his incredible efforts. The most important result was the unconditional surrender of the Axis Powers and total victory that back in 1940 Roosevelt said would come if war came. The Roman historian Titus Livius (59 B.C.-A.D. 17), known as Livy, provided in Greek, a history of Rome that begins with the earliest legends of Rome before the traditional founding in 753 B.C. through the reign of Emperor Caesar Augustus during his own lifetime. In the Preface of Book I of that history Ad Urbe Condita (From the Founding of the City) (c. 28 B.C.), Livy states about the study of history: “Hoc illud est praecipue in cognitione rerum salubre ac frugiferum, omnis te exempli documenta in inlustri posita monumento intueri; inde tibi tuaeque rei publicae quod imitere capias, inde foedum inceptu, foedum exitu, quod vites.” (What chiefly makes the study of history wholesome and profitable is this, that you behold the lessons of every kind of experience set forth as on a conspicuous monument; from these you may choose for yourself and for your own state what to imitate, from these mark for avoidance what is shameful in the conception and shameful in the result.)

Ruminations on the Russian Federation’s Failure To Close the Door in Western Ukraine to Foreign Military Assistance as Part of Its Invasion Plan

US airmen and marines (above) load M777 artillery pieces marked for delivery to the Ukrainian Armed Forces on an US Air Force transport plane. Many weapon systems sent into Ukraine have had a multiplier effect on the battlefield. Firepower in the form of multiple launch rocket systems, self-propelled artillery, and heavy caliber guns, transported possibly along the now heavily traveled supply lines from both Poland and Romania enabled the Ukrainian Armed Forces to launch two highly-successful counteroffensives. Presented here are some ruminations on Russia’s failure to initially shut the door to the massive levels of military assistance to the Ukrainian Armed Forces from the US, other NATO Member States and the EU via Poland, Slovakia, Hungary, and Romania. Emphasis is placed on the likely reasons why Russia went into Ukraine militarily without addressing the potential impact of Western resupply of Ukrainian forces. To that extent, issues considered include: whether the Russian Federation General Staff was responsible for this considerable delinquency or was the Kremlin near criminally remiss for not heeding likely recommendations of the military chiefs and their war planners.

Intriguingly, Russian Federation President Vladimir Putin launched the Ukraine War lacking a strategy that took into consideration of what Vooruzhonnije Síly Rossíyskoj Federátsii (the Armed Forces of the Russian Federation, hereinafter referred to as the Russian Federation Armed Forces) would come up against. What was seemingly completely missed or misunderstood was the degree of support from the US and NATO Member States that Kyiv would receive. No effort, that was apparent, was made to obviate the ability of the US and its NATO allies to supply Ukraine at will as part of the military strategy. From the start, conquering Kyiv was the focus as if Putin, his foreign and national security policy team at the Kremlin, and his senior commanders in the Russian Federation Armed Forces. Perhaps, for Putin, the conquest of Ukraine was a dream on which he could feast his imagination. That was at least until the matter was reduced to reality. If one might think of Putin at all as a rational actor, it would seem Putin has painted himself into a corner. That is quite unlike Putin. Some might say that after all the years of accomplishments and successes, and all the experience, he was bound to make one big mistake. It is a real head rubber.

Presented here are some ruminations on Russia’s failure to initially shut the door to the massive levels of military assistance to the Ukrainian Armed Forces from the US, other NATO Member States and the EU via Poland, Slovakia, Hungary, and Romania. Emphasis is placed on the likely reasons why Russia went into Ukraine militarily without addressing the potential impact of Western resupply of Ukrainian forces. To that extent, issues considered include: whether the Russian Federation General Staff was responsible for this considerable delinquency or was the Kremlin near criminally remiss for not heeding the recommendations of the military chiefs and their war planners; whether the door was left wide open between Poland Slovakia, Hungary, and Romania with Ukraine because they were hamstrung by Putin’s concept that a successful “lighting strike in Ukraine” could be achieved even though the idea was apparently developed in the abstract; and, whether they had little choice but to acquiesce to the manifestations of Putin’s sense of vulnerability over Ukraine’s close ties to the US, the EU, and NATO. Unless one was actually behind closed doors of conference rooms in the Kremlin and the national security bureaucracies in Moscow, or “reading someone’s mail,” one cannot know for certain how the decision concerning resupply from western Ukraine was made or maybe not made. The best informed guess would inevitably be an interpretation. While “ruminating”, greatcharlie sought to stay grounded within the realm of what would actually be possible in Putin’s regime given what is known about it. Insights offered here are occasionally supported with historical examples of timeless relevance that immediately came to mind or actually helped to generate ruminations. Causa latet, vis est notification. (The cause is hidden, the result is obvious.)

Chairman of the Joint Chiefs of Staff US Army General Colin Powell (above) at press conference at the Pentagon on January 23, 1991. When a military campaign is launched, often an objective becomes separating an opposing army from what gives it support and what allows it to continue to generate combat power. Acting in this manner against an opponent is referred to as acting decisively. During the Persian Gulf War, Operation Desert Storm, the concept of separating Iraqi forces in Kuwait from resupply as well as command and control from the Iraqi military and political leadership was expressed without ambiguity by then Chairman of the Joint Chiefs of Staff US Army General Colin Powell during a press conference at the Pentagon on January 23, 1991. He famously stated: “Our strategy to go after this army is very, very simple. First, we’re going to cut it off, and then we’re going to kill it.”

Why Is Resupply an Issue?

When sent to war, the purpose of an army is to use its trained troops to deliver calculated lethal violence in protection of their country and its values wherever they are ordered to go. Not to be forgotten, is the necessity that the army’s troops place their very lives on the line in that pursuit. Equally important to note, not all countries have the same values. The values of the Russian Federation, particularly those that compelled the invasion of Ukraine, are quite different, for example, from those of the United Kingdom, France, or Germany. As professionals, army commanders act to the best of their knowledge and experience, use their troop in accordance with their army’s doctrine and in obedience to the concept and intent laid out by the army’s senior leadership. When it is the case, the army leadership acts in fol)owing with the concept and intent of their country’s political leadership. Such was the case when the Russian Federation Armed Forces were directed by Putin and ordered by the Russian Federation General Staff to invade Ukraine.

Today, armies can deploy with a considerable amount of supplies, but supplies begin to deplete as soon as the fight is underway. Nevertheless, to keep the army going, long before it becomes engaged, considerations and arrangements are made by planners and logistical (supply) officers to transport supplies wherever they are needed. Losing the ability to be resupplied means an army can fight only until the point when it metaphorically and literally, as one element of resupply, runs out of gas. To that extent, the most extreme of human endeavors becomes an even greater challenge for troops in that army. Whether resupply is possible can more often mean the difference between victory and defeat. 

To be a useful, effective fighting force on the battlefield, critical items such as bullets, grenades, rifles, other small arms, Kevlar vests, phones, petroleum, oil lubricants, and all and elements as replacement troops, and troop medical evacuation must get up to where the fight is. As shortages become problematic, commanders must begin to economize, their ability to act will be reduced, and subsequently their army becomes far less effective. The commander of the opposing army, if a capable commander, will discern the change, recognize the advantage presented and seek to exploit it as best as possible. The decision would need to be made on whether the army with dwindling supplies should be withdrawn. If the situation reaches the point when the commander can no longer act to alter the army’s situation, his army is being battered, or his army is cut off and has no available means of egress, he may be forced to surrender. While this description is somewhat oversimplified, it lends support for the idea that when a military campaign is launched, often an objective becomes separating an opposing army from what gives it support and what allows it to continue to generate combat power. Acting in this manner against an opponent is referred to as acting decisively.

During the Persian Gulf War, Operation Desert Storm, the concept of separating Iraqi forces in Kuwait from resupply as well as command and control from the Iraqi military and political leadership was expressed without ambiguity by then Chairman of the Joint Chiefs of Staff US Army General Colin Powell during a press conference at the Pentagon on January 23, 1991 alongside the US Secretary of Defense Dick Cheney. In the hour-long briefing, which detailed the first week of operations of the 28-nation coalition against Iraq, Powell famously stated: “Our strategy to go after this army is very, very simple. First, we’re going to cut it off, and then we’re going to kill it. To cut it off, that began last week when we started to go after the nerve center, the brains of the operation, the command and control of the operation, and the lines of communication that come out of Baghdad and other places in the country.”

One might have expected that Russian Federation Armed Forces top commanders and planners, in a similar vein, might have taken a similar tack toward the Ukraine Armed Forces. It might have been expected that they would have recognized that resupply not so much from Ukrainian arsenals but from those of US, other NATO Member States, and other countries in the EU would need to be blocked, cut off in some way. Yet, nothing remotely similar to what Powell expressed in 1991 was heard from theMinisterstva oborony Rossiyskoy Federatsii (Ministry of Defense Russian Federation) or General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation), or from Putin, himself, about cutting Zbrojni syly Ukrayiny (Armed Forces of Ukraine, hereinafter referred to as the Ukrainian Armed Forces) off from resupply. There were no feigned movements such as moving Russian Federation forces to points outside Ukraine from which a blocking operation could best be launched in order to signal the intention to cut the Ukrainian Armed Forces off from resupply. Nothing was done sufficiently enough to cause supporters of the government of Kyiv to second guess any planned efforts to resupply the Ukrainian Armed Forces. In view of the potential decisive impact from contributions by the 30 countries in NATO,  particularly the US with its military largess, it would seem some Russian Federation Armed Forces commanders and planners thinking logically would urge the Russian Federation General Staff to suggest scrapping the operation until the problem of the Western resupply threat was resolved. 

A near endless list of situations during wars in which resupply determined the outcome of battle or even the war, itself. For example, armies have often encountered difficulties in cutting off resupply on a strategic level when fighting a determined opponent. Occasionally political leaders and army commanders have been slow in recognizing the opportunity to act decisively to mitigate resupply efforts on a strategic level. Armies have faced difficulties on the tactical level against a smaller force of well-trained, well-organized, and well-led opposing troops, even during a siege, when sufficient resupply has been made available to them

Ho Chi Minh Trail

The Ho Chi Minh Trail (Đường mòn Hồ Chí Minh) was a supply system that provided support, in the form of manpower and materiel, to the Communist insurgency, Viet Cong, and the People’s Army of Vietnam (North Vietnamese Army) during the Vietnam War. It comprised a logistical network of roads and trails that ran from North Vietnam to South Vietnam through the kingdoms of Laos and Cambodia during the Vietnam War. Initially troops, pushing heavily laden bicycles, driving oxcarts, or carrying supplies on their backs, moved hundreds of tons of supplies along it. However, trucks would become the primary means of moving supplies and troops. By 1969, tgere was even a pipeline crossed the Lao frontier through the Mu Gia Pass and, by 1970, it reached the approaches to the A Shau Valley in South Vietnam. The plastic pipeline, equipped with numerous small pumping stations, managed to transfer diesel fuel, gasoline, and kerosene all through the same pipe. By the end of 1970, the number of pipelines entering Laos increased to six that year. As a whole, supply efforts through trail were quite effective, which no mean feat given US efforts to thwart effort through trail included attacks from a CIA-raised clandestine army and the most intense air interdiction campaign in history. Mitigating the effects of US operations to destroy the trail was an existential effort. One might say the Ho Chi Minh Trail was the “center of gravity” for the Communists. Its loss probably would have led to their defeat in the war. As long as supplies could get to the Viet Cong and North Vietnamese Army, their war effort could continue with vigor which complicated US-led efforts to secure South Vietnam for the government in Saigon. South Vietnam would eventually surrender to North Vietnam.

Battle of the Atlantic 1939-1945

During World War II, Germany acted robustly to prevent merchant ships from carrying food, raw materials, troops and their equipment from North America to the United Kingdom. If they had succeeded, the outcome of war might have been radically different. The United Kingdom might have been starved into submission, which would have been complete strain on the morale. Its forces and those of its allies worldwide likely would have been deeply impacted. The supply line from the US was essentially the beating heart, the center of gravity, of the United Kingdom’s war effort. The threat to the movement of ships across the Atlantic came in the form of German submarines, the “Unterseeboot” or U-boat. United Kingdom Prime Minister Winston Churchill once wrote that, “The only thing that ever really frightened me during the war was the U-boat peril.”

At the start of World War II, the Befehlshaber der Unterseeboote (Commander of the Submarines) was Konteradmiral (Rear Admiral) Karl Dōnitz. Dönitz pushed for a German fleet that consisted almost entirely of U-boats, claiming that depriving Germany’s enemies of vital supplies such as food and oil would be the most effective way to achieve victory. He claimed that given 300 U-Boats of the latest design, the Type VII, he could defeat the entire Royal Navy. He would utilize them in tactical formations that would later be called “wolfpacks”. Dőnitz’s  superior, Oberbefehlshaber der Kriegsmarine (Commander-in-Chief of the Navy) and Großadmiral, Oberkommando der Marine (the Naval High Command) Erich Raeder, was uninterested in his theories. Raeder was a traditionalist whose focus was surface warfare. Raeder also judged that Germany could not contest the Royal Navy for control of the sea. Even more, Raeder believed submarine warfare was cowardly. By 1941, although relatively small in number, U-boats under then Vizeadmiral (Vice Admiral) Dőnitz were threatening Allied shipping as far as the US east coast. By the end of 1942, U-boat “wolfpacks” were achieving considerable success in sinking merchant ships. By early 1943, the United Kingdom’s resources, especially oil, were running out, and it became a question of whether Allied shipyards could build merchant ships fast enough to replace the tonnage that was being sunk. 

Finally recognizing the value of then Admiral Dönitz concepts on the effective conduct of submarine warfare, in January 1943, German Führer und Reichskanzler Adolf Hitler saw to it that he was advanced to the rank of Großadmiral (Grand Admiral) and replaced Großadmiral Erich Raeder as Oberbefehlshaber der Kriegsmarine and Großadmiral, Oberkommando der Marine. Interestingly, he retained his post as Befehlshaber der Unterseeboote. Dőnitz was given the authority to act as he saw fit with German naval forces too late. At that juncture, Dőnitz had 200 operational U-boats. By April 1943, his U-boats were clearly struggling to make an impact. The Allies were sinking German submarines in greater numbers, with 45 being destroyed in the months of April and May. Aggressive Allied anti-submarine tactics were aided by the introduction of new technology. Long-range aircraft were equipped with centimetric radar and directed based on Ultra intelligence from intercepts of Kriegsmarine Enigma code communications. The mass production of Liberty Ships in US shipyards would ensure that the Allies would overcome attrition rates and win the Battle of the Atlantic. Without the victory, the Allies would not have been able to land forces ashore in the Mediterranean Theater or at Normandy.

In Operation Sonnenblume, in 1941, the German Afrika Korps‘ first offensive in North Africa, it sought to advance on Alexandria and Suez. In that advance, the capture of Tobruk was a priority as it was the only deep water port in Eastern Libya and would have provided the Germans with the closest supply port to the Egypt–Libya border. Of some significance is the fact that the one the renowned military commanders to emerge from the war led the attack on Tobruk: Generalleutnant (Lieutenant-General) Erwin Rommel. In 1940, Rommel commanded the 7th Panzer Division during the invasion of France where he demonstrated skill in the new tactic of blitzkrieg. He was a military officer who knew his business. When Rommel struck, he achieved complete surprise against British Army units in Libya’s eastern coastal region. The British Army was forced to retreat several hundred miles across the desert toward Tobruk. At Tobruk, the British Army and its allies held on. The Germans frequently bombarded the port. A blockade had been organized to thwart British resupply and reinforcement efforts. However, ships of the Royal Navy’s Mediterranean Station ran the blockade, and provided Tobruk’s defenders gunfire support, supplies, fresh troops and by ferrying out the wounded. The defenders of Tobruk received enough resources to keep up the fight. Rommel was stopped and the siege was lifted in December 1941.

Tobruk Siege 1941

In Operation Sonnenblume, from February 6, 1941 to May 25,1941, its first offensive in North Africa, the German Afrika Korps sought to advance on Alexandria and Suez in that advance, the capture of Tobruk was a main objective. Tobruk was the only deep water port in Eastern Libya and would have provided Rommel a supply port closer to the Egypt–Libya border than Benghazi, 900 kilometers or 560 miles west of the Egyptian frontier, which was within the range of Royal Air Force bombers; Tripoli was 1,500 kilometers or 930 miles to the west in Tripolitania. Of some significance is the fact that the one the renowned military commanders to emerge from the war led the attack on Tobruk: Generalleutnant (Lieutenant-General) Erwin Rommel. A veteran of World War I, from 1929 through 1933, Rommel served as an instructor at the Dresden Infantry School and from 1935 at the Kriegsakademie (German War Academy) at Potsdam. In 1940, Rommel commanded the 7th Panzer Division during the invasion of France where he demonstrated skill in the new tactic of blitzkrieg. He was a military officer who knew his business. When Rommel struck, his Afrika Korps achieved complete surprise against British Army units in Libya’s eastern coastal region of Cyrenaica. The British Army was forced to retreat several hundred miles across the desert towards Tobruk.

Recognizing that he had the opportunity to capture Tobruk before the British Army and its Allies had time to organize an effective defense, Rommel advanced aggressively to exploit it. The 9th Australian Division, dubbed “The Rats of Tobruk”, supported by British Army armor and artillery, repulsed initial German assaults on April 10, 1941 to April 14, 1941, and even when the fresh 15th Panzer Division was committed to the attack on April 30, 1941, the defenders held on. The Germans frequently bombarded the port with artillery and Luftwaffe (German Air Force) dive-bombers and medium bombers. A blockade had been organized to thwart British resupply and reinforcement efforts. However, ships of the Royal Navy’s Mediterranean Station–to include the Inshore Squadron–ran the blockade. Indeed, known as the “Tobruk Ferry Service”, Royal Navy and Royal Australian Navy warships provided gunfire support, supplies, fresh troops and by ferrying out the wounded. The defenders of Tobruk were provided enough resources to keep up the fight. The Royal Air Force flew defensive sorties from airfields far away in Egypt. The siege of Tobruk was the first occasion in the war that German Panzer units had been stopped. The siege was lifted in December 1941. It must be noted that via Operation Crusader, launched on November 27, 1941, Tobruk was relieved by the British Eighth Army which after September 1941, controlled British Army and other Allied ground forces in the Western Desert. It seems worthwhile to note the Fall of Tobruk occurred when Generalfeldmarschall Erwin Rommel  commanding Panzerarmee Afrika (Panzer Army Africa) which controlled the Afrika Korps and additional German units deployed to Africa as the 90th Light Infantry Division), as well as the Italian X Corps and XX Corps, attacked  on June 20, 1942 with massed air support, broke through a weak point on the eastern defensive perimeter, and captured the port. Although the garrison on the western perimeter had not been attacked, it was cut off from supplies and transport. Lacking the means to escape, the majority had to surrender; 33,000 prisoners were taken. Rommel had indeed learned lessons during the 1941 siege.

Être Voué à L’échec dès le Début

Even if everything else had been planned and arranged in the correct manner in every other aspect for the invasion, the viability of the entire plan would still rest on the ability of the Russian Federation Armed Forces to at best destroy, acceptably disrupt, or at the absolute minimum, delay resupply from the US, EU, and NATO. Without being able to control the movement of resupply in the West, the plan for the invasion should have been scrapped or the attack should have been postponed until that was nailed down. The reasoning behind such a decision has already been made abundantly clear looking at the circumstances of the handful of examples presented here already. As it was, the “special military operation” was launched, half-baked, and billions of dollars in military assistance has reached the Ukrainian Armed Forces via their country’s western border. Many weapon systems sent into Ukraine have had a multiplier effect on the battlefield. Firepower in the form of multiple launch rocket systems, self-propelled artillery, and heavy caliber guns, transported possibly along the now heavily traveled supply lines from both Poland and Romania enabled the Ukrainian Armed Forces to launch two highly-successful counteroffensives. On August 29, 2022, a counteroffensive was launched to eject Russian forces occupying the Kherson and Mykolaiv oblasts (provinces). On September 6, 2022, a counteroffensive was launched to eject Russian forces occupying the Kharkiv, Donetsk, and Luhansk oblasts. Given the unsatisfactory nature in which the Russian invasion was arranged and indeed, has been prosecuted, the decision to go into Ukraine was the sort that if made during an instance of saber rattling and war fever in a highly-industrialized democracy, would very likely lead to the impeachment of a national leader.

Ruminations

To set the record straight from the outset, greatcharlie believes that if Russian Federation forces were selectively positioned in Western Ukraine, the Ukrainian Armed Forces would have likely used their formidable and quite impressive drone arsenal to bombard them. They might have achieved the same relative success that they have achieved with Russian Federation forces in the east and south and around Kyiv. Once aptly prepared, Ukrainian special forces would likely do their part to hunt down and displace and destroy any Russian Federation troops settled in their country’s Western region. 

Commanders and planners in the Russian Federation Armed Forces would unlikely have known or believed any of that would have been possible before the invasion. One would need to consider other reasons for the omission of a mission to thwart, to an extent blockade resupply to the Ukrainian Armed Forces from the West.The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. The. Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine.

To the left of the above map are all countries situated on Ukraine’s western border. As Ukraine is looked upon in Europe as a very large country, perchance the area in western Ukraine that would need to be covered was judged by military commanders and planners in the Russian Federation General Staff as too large and deemed too difficult to control or monitor, surveil, and launch successful interdiction attacks and raids from. The Polish–Ukrainian border has a total length of 529 kilometers or 329 miles to 535 kilometers or 332 miles according to different sources. The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. The Slovakia-Ukraine border is 97 kilometers or a bit over 60 miles. The Hungary-Ukraine border is roughly 103 kilometers or 60 miles long. It its located in Hungary’s Tisza river valley of its northeast. The Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine.

Omission or De-emphasis?

Negligentia sempre habet infortunam comitem. (Negligence always has misfortune for a companion.) Imaginably, there is a moderately rational reason behind the decision to attack the second largest country in Europe, 603,500 square kilometers or 233,000 square miles, without being fully prepared. Ukraine is second largest in size to Russia, which is 17,098,246 square kilometers or 6,601,670 square miles. As Ukraine is looked upon in Europe as a very large country, perchance the area in Western Ukraine that would need to be covered was judged as too large by military commanders  and planners in the Glavnoe operativnoe upravlenie General’nogo štaba Vooružёnnyh sil Rossijskoj Federacii (the Main Operational Directorate of the General Staff of the Russian Federation) and commanders and planners at the lower level in Yuzhnyy Voyennyy Okrug (the Southern Military District) and the Zapadnyy Voyennyy Okrug (the Western Military District) and deemed too difficult to control or monitor, surveil, and launch successful interdiction attacks and raids into. The Polish–Ukrainian border is the state border between Poland and Ukraine. It has a total length of 529 kilometers or 329 miles to 535 kilometers or 332 miles according to different sources.

Concisely and admirably described by the Mission Opérationnelle Transfrontalière (Transfrontier Operational Mission), an association that was set up in 1997 by the government of France to resolve issues for entities concerned with cross border issues, the Poland-Ukraine border begins at the tripoint formed by the Ukrainian, Polish and Slovak borders, in the middle of the Eastern Carpathian mountains. The demarcation runs initially towards the east, arriving at the Ushok Pass and the source of the San River, whereupon it turns north-west to follow the river for around 50 kilometers or 31 miles. It subsequently leaves the river to take a north-easterly direction, crossing the region known as the “Przemyśl Gate”, where mountains meet lowlands. The border then crosses large swathes of agricultural land, to reach the Bug River, which forms the last third of its demarcation. It ends at the tripoint formed by the borders of Poland, Ukraine and Belarus. Poland is a NATO Member State and an EU border state.

The Romania-Ukraine border is 649 kilometers or around 403 miles, but it is discontinuous. Again using a description from the Mission Opérationnelle TransfrontalièreThe Republic of Moldova separates the border into two segments. The first in the west, at the tripoint between the Hungarian-Romanian and Hungarian-Ukrainian borders. That segment then continues across the East Carpathian mountains and terminates at the tripoint formed by the Moldovan, Romanian and Ukrainian borders. The second segment begins at the second tripoint between the Moldovan, Romanian and Ukrainian borders, on the north bank of the Danube River, and terminates as it reaches the Black Sea. Romania is a NATO Member State and an EU border state. The Slovakia-Ukraine border is 97 kilometers or a but over 60 miles long. Slovakia is also a NATO Member State and an EU border state. The Hungary-Ukraine border is roughly 103 kilometers or 60 miles long. It is located in Hungary’s Tisza River Valley in the country’s northeast. As with the preceding three countries discussed, Hungary is a NATO Member State and an EU borderstate. The. Moldova-Ukraine border is 1,222 kilometers or 759 miles. However, along the Dniester River, between Moldova and Ukraine, is the autonomous Republic of Transnistria.  Thereby, 454 kilometers or 282 miles of the Moldova-Ukraine border stand as the de factor border between Transnistria and Ukraine. Transnistria is an autonomous republic aligned since 1992 with the Russian Federation. Russian Federation Armed Forces units have also been garrisoned there since 1992. To that extent, anyone providing military assistance to Ukraine would hardly choose to move anything through Moldova as Russian Federation intelligence services posted in Transnistria would likely be able to position themselves to monitor such resupply activities. Moving through Moldova would very likely be deemed too risky, unsafe. To an extent, one might say any effort by Russian Federation Armed Forces to monitor resupply efforts for Ukraine would indicate commanders and planners were covering the matter. Perhaps the Russian Federation General Staff sold that notion to Putin. However, while a few things could be done from Transnistria, given the sheer size of its border with Ukraine, and its position south and toward the east with respect other bordering countries, it would unlikely be enough to make a real difference. It would seem Putin did not want to stir trouble over Transnistria issue. The Russian Federation Armed Forces there have remained relatively quiet, and the West has more or less left the autonomous republic alone. If covert monitoring has been transpiring along or across the Transnistria border, it is apparently not having an impact. Thus, the focus here is on resupply from Poland, Slovakia, Hungary, and Romania.

Russian Federation President Vladimir Putin (center), Russian Federation Defense Minister General Sergei Shoigu (right), and Chief of Staff of the Russian Federation Armed Forces General Valery Gerasimov (left). Commanders and planners in the Russian Federation Armed Forces apparently “wholeheartedly” accepted the idea that the Ukrainians would acquiesce as in 2014. Despite losses inflicted upon Ukrainian defenders and territorial gains, in eastern and southern Ukraine as well as Kyiv, the mission to completely snuff out the combat power and resolve of the Ukrainian Armed Forces and force a sort of mass capitulation was not achieved. The losses of the Russian Federation Armed Forces have been exponentially higher. It seems most apparent that the Russian Federation General Staff had moved forward without a satisfactory long-term plan for the invasion. Indeed, by results alone, one might infer that there were actually no contingency plans to draw upon for the invasion of Ukraine.

Folly, Doctor-Like, Controlled Skill

Commanders and planners in the Russian Federation Armed Forces apparently “wholeheartedly” accepted the idea–fiction–that the Ukrainians would roll over and play nice doggie à la 2014. Tomaten auf den augen haben. Despite losses inflicted upon the Ukrainian defenders and territorial gains, in eastern and southern Ukraine, the mission to completely snuff out the combat power and resolve of the Ukrainian Armed Forces and force a sort of mass capitulation was not achieved. In the end, the losses of the Russian Federation Armed Forces have been exponentially higher. It seems most apparent that the Russian Federation General Staff had moved forward without a satisfactory long-term plan for the invasion. Indeed, by results alone, one might infer that there were actually no contingency plans to draw upon for the invasion of Ukraine, with solutions for all conceivable challenges. Doing the “what-ifs” beforehand was probably viewed as walking out on thin ice “politically”. While the idea might be difficult for the reasonable to reconcile, it appears the massive enterprise was  truly undertaken by Moscow on the fly. 

Allowing the Russian Federation Armed Forces to perform in such a way would be very much unlike Putin given the record of his past behavior. True, over the past two decades, he has dropped some clangers. Even the most knowledgeable and experienced can make mistakes they learned to avoid long ago. That is human nature; the human element. Still, Putin’s actions are usually thoughtful, calibrated, well calculated, with the use of resources in a measured way to achieve the most favorable outcomes. Putin can surely tell the difference between real and unreal. He has not managed to stay in power since 2000 by engaging in Quixotic pursuits. This is something new. One wonders what could possibly come next for Ukraine and for the world.

Putin was oddly hooked on the idea that among the officers, men, and women of the Ukrainian Armed Forces, there was a lingering sense of Soviet unity equal to his own. This in itself was quite interesting as Putin was hardly known for truly displaying brotherly love toward former Soviet republics. He would create an environment of fear in his relationship with their respective leaders. After Euromaidan, the Ukrainians did not want any part of that. In his invasion day television broadcast of February 24, 2022, Putin would go as far as to implore the Ukrainian Armed Forces to submit to his will and allow Russian troops to again simply march into their country. There appeared to be a singular emotional commitment on his part to the ideas of Russian-Ukrainian unity and the fealty of the officers, men, and women of the Ukrainian Armed Forces to Moscow, to him. Putin “appealed” to members of the Ukrainian Armed Forces as follows: “I would also like to address the military personnel of the Ukrainian Armed Forces. Comrade officers! Your fathers, grandfathers and great-grandfathers did not fight the Nazi occupiers and did not defend our common Motherland to allow today’s neo-Nazis to seize power in Ukraine. You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people.” Putin continued: “I urge you to refuse to carry out their criminal orders. I urge you to immediately lay down arms and go home. I will explain what this means: the military personnel of the Ukrainian army who do this will be able to freely leave the zone of hostilities and return to their families.” If the matter were not so grave, his words might be looked upon as comical.

Putin seemed forgetful of, or totally oblivious to, the fact that he was responsible for the greatest humiliation of the Ukrainian Armed Forces when he ordered the “green men” of the Russian Federation Armed Forces into Crimea to seize Ukraine’s sovereign territory. Further, without firing a shot, the green men first corralled members of the Ukrainian Armed Forces much as sheep in their own garrison and then herded them out of Crimea. Knowing the Ukrainians as well as he claimed he did in the February 24, 2022 broadcast, Putin should have known the Ukrainians are not sheep. He should have been well-aware that there would be payback for what happened in 2014 and everything that has happened since. He surely knows that now.

In its ill-designed aspects influenced by the political leadership, the Russian Federation’s special military operation on a macro-level much resembles the failed German campaign, Operation Barbarossa, launched on June 21, 1941. Hitler provided empty assurances resulting from his baseless analyses to Oberkommando des Heeres (High Command of the Army) to the effect that “We have only to kick in the front door and the whole rotten edifice will come tumbling down.” Oberkommando des Heeres went along with Hitler’s concept that the campaign would be a short one, and that the Soviets would give in after suffering the shock of massive initial defeats. As a result, it did not develop a satisfactory long-term plan for the invasion.  The shock and awe of the initial Blitzkrieg was dissipated by the vast distances, Supply challenges could not be overcome. There was a lack of sufficient manpower resources. German losses could not be sustained. After initial contact, there was stiff resistance from Soviet forces. Despite the serious losses inflicted on the Soviet Army the mission to completely destroy Soviet fighting power and force a capitulation was not achieved by January 7, 1942, and the operation was terminated 20 kilometers short of Moscow. Interestingly enough,a number er of fitting comparisons between Putin and a national leader whose blunders came as a result of being closed to the recommendations and entreaties of his or her top advisers, are those made with Hitler.

Delinquency

There is the real possibility that commanders and planners in the Russian Federation Armed Forces, attempting to hastily organize the massive Spetsial’noy Voyennoy Operatsii (Special Military Operation) were not even aware that the opportunity to destroy and disrupt the resupply effort for Ukraine was missed. Everything truly started off on the wrong foot from the get-go. By logic, at first glance this would seem unlikely. After all, the well-trained senior officers and planners of the Russian Federation Armed Forces would not be aware of the danger posed by Ukraine’s open western border. Perhaps there may have been some understanding among military planners that the situation there would be played-down in order to line up with thinking from the Kremlin. In the realm of conjecture, anything becomes possible. If such was the case, from that point onward, they could only hope nothing bad would come of that considerable  omission.

The US educator and organizational theorist, Russell Ackoff was a pioneer in the field of operations research, systems thinking, and management science. In a research article entitled “A Major Mistake That Managers Make” in Handbook of Business Strategy, volume 7, number 1, January 2006, pages. 225-227, Ackoff wrote: “Errors of omission, lost  opportunities, are generally more critical than errors of commission. Organizations fail or decline more frequently because of what they did not do than because of what they did.” Although the December 7, 1941 surprise attack of the Imperial Japanese Navy on Pearl Harbor was a tactical victory, it was also a strategic blunder, as the Japanese failed one of their most critical objectives: destroy the US aircraft carriers. Even worse, the Japanese failed to destroy the strategic oil reserves at Oahu, and the damage to docks and yards was slight. That oil reserve fueled the US Navy through the remainder of the war against Japan.

A well-intervaled column of German vehicles moves through the Ardennes Forest in 1940 (above). At the top of the list of historical causes for military blunders has been insufficient intelligence analyses as well as the failure of consumers to include valuable forecasts in their appraisals of situations. Consider for example how the military high command of France failed their government three times in 70 years by minimizing warnings about the intentions of Prussian and German Governments. In 1870, the Supreme Command of the French Imperial Army, with its attitude of debrouillez-vous (“We’ll muddle through somehow”), did not heed signaling that the Prussian Army would move via the Ardennes Forest through Belgium into France. In 1914, the French Grand Quartier Général (General Headquarters) did not heed indicia signaling that the Imperial German Army, to avoid French defenses on the Franco-German border, would move via the Ardennes Forest through Belgium into France. In 1940, the Anglo-French Supreme War Council, relying on the defenses of the Maginot Line, did not heed indicia signaling that the German Army would move via the Ardennes Forest through Belgium into France. Even with this history, in 1944, the Supreme Headquarters of Allied Expeditionary Forces in Europe ignored idicia signaling that the German Army might attempt to move via the Ardennes Forest into Belgium in an attempt to reach Antwerp and cut Allied Forces into two pieces. The result was the Battle of the Bulge in which US forces suffered an estimated 75,000 casualties.

Was Faulty Intelligence to Blame?

Quis, quid, ubi, quibus, auxiliis, cur, quomodo, quando? (Who, what, where, with what, why, how, when?) Very pertinent here is the attendant influence of faulty intelligence in understanding the situation of an opponent, strengths and weaknesses, capabilities and possibilities in the development of the concept and intent of an operation in terms of supply. It becomes a factor of some magnitude in planning support operations. It is imprudent for political leaders and top military commanders to ignore information from intelligence services that confirms some action by an adversary is very likely, imminent, or has been taken. Well at the top of historical causes for military missteps has been insufficient intelligence analyses as well as the failure of consumers to include valuable forecasts in their appraisals of situations. 

Consider for example how the military high command of France failed their government three times in 70 years by minimizing warnings about the intentions of Prussian and German Governments. In 1870, the Supreme Command of the French Imperial Army, with its attitude of debrouillez-vous (“We’ll muddle through somehow”), did not heed signaling that the Prussian Army would move via the Ardennes Forest through Belgium into France. In 1914, the French Grand Quartier Général (General Headquarters) did not heed indicia signaling that the Imperial German Army, to avoid French defenses on the Franco-German border, would move via the Ardennes Forest through Belgium into France. In 1940, the Anglo-French Supreme War Council, relying on the defenses of the Maginot Line, did not heed indicia signaling that the German Army would move via the Ardennes Forest through Belgium into France. Even with this history, in 1944, the Supreme Headquarters of Allied Expeditionary Forces in Europe ignored idicia signaling that the German Army might attempt to move via the Ardennes Forest into Belgium in an attempt to reach Antwerp and cut Allied Forces into two pieces. The result was the Battle of the Bulge in which US forces suffered an estimated 75,000 casualties.

Referring again to the attack on Pearl Harbor, a newly discovered official US Government memorandum has revealed that intelligence collected about the activities of the Imperial Japanese Navy, led to assessments that Japan might attack the US on the West coast, the Panama Canal, and the US naval and military bases in Hawaii some time in December 1941. The Japanese Imperial Navy would eventually execute a devastating surprise, aircraft carrier-based, aerial attack and submarine attack on the US Naval Base and Headquarters of the US Pacific Fleet at Pearl Harbor, and aerial attacks against the US Army Base at Schofield Barracks and the US Army Air Corps Base at Hickam Field. Most US military commanders were bewildered by the successful attack which they never would have believed Japan could execute before it actually happened. By leaning into those beliefs, they were caught flat-footed by the attack. Their immediate responses were meager and ineffective.

In the case of Ukraine, it would seem Putin was provided faulty information. Some intelligence services apparently did more in the direction of providing fabrications than others.. From what can be gathered by newsmedia reports about its findings, the foreign intelligence service of Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsii (Federal Security Service of the Russian Federation) or FSB, known as the organization’s 5th service. The 5th Service is a division that was established in 1998, when Putin was director of the FSB, to carry out operations in the countries that were formerly republics of the erstwhile Soviet Union. Its mission was to help ensure those countries remained within Russia’s orbit. Apparently, the 5th Service laid it on thick. There were allegedly many unproven, torrid statements on the nature of Ukrainian society made concerning the destructive impact of the West on the culture, morality, spiritually, self-image of the people, ultranationalists, and the leadership in Kyiv, and the Ukrainian people’s willingness to stand fast against an invasion. 

Are Russian Federation Satellites Functioning?

One might imagine that there was a chance that intelligence, surveillance, and reconnaissance (ISR) capabilities by Russian Federation satellites could have assisted in covering the space and monitor and act against assistance efforts by supporting calibrated attacks on supply trains, especially readily observable ones  traveling along roads and rails. Intriguingly, only a few short years ago, there was great concern expressed in the US about formidable Russian Federation satellites that were interfering with US satellites. As discussed in greatcharlie’s July 6, 2017 post entitled, “Trump to Meet With Putin at G-20 Gathering: Trump Seeks an Authentic Relationship with Russia”, there was the belief that Russia was developing the ability to approach, inspect, and potentially sabotage or destroy US satellites while they orbited the Earth. 

Now, it seems, Russian Federation satellites must be able to provide a picture of the situation in Ukraine. True, as stated here, Ukraine is the second largest country in Europe, but, if many will pardon this expression, in greater terms, it is smaller than the State of Texas in the US, which has been regularly, intensely surveilled by the Russian Federation as it was before by the Soviet Union due mainly to the many massive US military and NASA bases and other facilities there. De quoi s’agit-il ici? It appears that a breakdown in Russian ISR capabilities from space much as its military, naval, and intelligence capabilities generally, had occurred long before the special military operation was launched.

Having been responsible for the preparedness of the Russian Federation Armed Forces, the Russian Federation General Staff had to have known something was awry. it had to have known whether they were up to the job in Ukraine. While the Russian Federation Armed Forces’ Zapad and Vostok exercises perhaps indicated that they were ready for war, surely the Russian Federation General Staff was fully aware of how numbers of troops, actions, reports were, to be frank, falsified. The most senior commanders may not have been sure themselves what the true capabilities of the Russian Federation Armed Forces were. If they were living in an illusion about how mighty their forces were, that  Illusion was destroyed in the face of reality.

Snapshot of the initial wave of Ukrainian refugees (above). There is the possibility the commanders and planners in the Russian Federation Armed Forces may have believed there was more to gain by having a great flow of refugees pouring out of Ukraine to create problems, chaos and confusion, hostile reactions from populations of countries inconvenienced by overflows of Ukrainian refugees, and frustration among NATO, EU Member State capitals. Conceivably, the thinking from the Kremlin and subsequently the Russian Federation Armed Forces that if the roads out of Ukraine to Poland, Slovakia, Hungary, Romania, and Moldova were clogged, potentially military assistance could not get through, at least not efficiently. By weaponizing refugee flows an invasion would cause, it may have been believed a way found to split the seam between two possibilities. However, even in the best case scenario, the refugee exodus would be a temporary problem. If Western powers could not resolve the matter, they would at least be able to mitigate its immediate effects. Once the invasion began, humanitarian and refugee organizations of almost every kind jumped in feet first. The West could do more with assistance to stem the crisis than the Russian Federation could do by creating a refugee overflow crisis. As it turned out, the refugee crisis as the Kremlin might have envisioned and hoped did not materialize.

The Pitfalls of Creative Thinking

There is the possibility the commanders and planners in the Russian Federation Armed Forces may have believed there was more to gain by having a great flow of refugees pouring out of Ukraine to create problems, chaos and confusion, hostile reactions from populations of countries inconvenienced by overflows of Ukrainian refugees, and frustration among NATO, EU Member State capitals. That belief would very likely have been in following with the concept and intent disseminated from the Kremlin. The impact of a refugee surge was witnessed while war raged in Syria. During the 2015 Syrian Refugee Crisis, an estimated 1.3 million refugees seeking asylum literally jammed roads leading to Europe. European countries, especially the first ones along the refugees route that encountered them, were unable to handle their numbers immediately. Some capitals panicked. Many political, social, financial, and security issues subsequently arose. The refugee flow eventually subsided. 

The Weaponization of Refugees

Conceivably, the thinking from the Kremlin and subsequently the Russian Federation Armed Forces that if the roads out of Ukraine to Poland, Slovakia, Hungary, Romania, and Moldova were clogged, potentially military assistance could not get through, at least not efficiently. By weaponizing refugee flows an invasion would cause, it may have been believed a way found to split the seam between two possibilities. Zwei fliegen mit einer klappe schlagen. However, even in the best case scenario, the refugee exodus would be a temporary problem. If Western powers could not resolve the matter, they would at least be able to mitigate its immediate effects. Once the invasion began, the UN with its many aid organizations as well as and other international and regional intergovernmental humanitarian and refugee organizations jumped in feet first. The US would work with capitals in Europe, especially Warsaw, and encourage through diplomacy and support with its wherewithal, a multilateral effort by government aid agencies. The EU acted in a similar way. The International Federation of Red Cross and Red Crescent Societies, CARE and other international and regional nongovernmental humanitarian and refugee organizations. Nongovernmental refugee and displaced persons organizations, and a variety of humanitarian organizations from around the world made their way to Poland, Slovakia, Hungary, Romania, and Moldova to get a handle on the problem. 

As things went, the Russi­an Federation’s special military operation triggered a “regional forced displacement crisis.” By September 30, 2022, seven months after the invasion began, 7,536,433 Ukrainian refugees were registered outside of Ukraine. Reportedly, Poland and Germany received the most refugees; more than a million each. The Czech Republic took in the next highest number 438,926, followed by the US, the United Kingdom, France, Turkey, Italy, and Spain, each of which accepted from 100,000 to 300,000 refugees. Smaller numbers escaped to Hungary, Romania, Slovakia, and Moldova. 

Interestingly, and doubtlessly to the consternation of the Kremlin and Russian Federation Armed Forces, not only is military assistance flowing freely into Ukraine from Poland but so are “returnees”. Clear data that documents how many of the 7.5 million Ukrainian refugees have returned home permanently, reportedly is unavailable. However as of September 20, 2022, over 6 million cross-border movements were made back into the country. Border crossing points in Poland as well as Romania are said to be receiving most of the returnees, with nearly 4.5 million crossings from Poland and nearly 1 million from Romania. In the aggregate, one might conclude that the West could do more with assistance than Russia could do by creating a refugee overflow crisis. In the end, the refugee crisis that the Kremlin may likely have envisioned and hoped for did not materialize. Vide et credere. (See and believe.)

Where Was the GRU?

As a military matter, intelligence on the situation in Ukraine to the extent it would impact the special military operation had to be of great interest specifically to Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU  The GRU could not have missed the potential problem of resupply routes into Ukraine from Poland, Slovakia, Hungary, and Romania being set up. Perhaps the GRU was unable to convince the Russian Federation General Staff of the necessity to close the door to assistance from the West. Maybe there was at first a thought to use the same act twice with “green men” in the Western Ukraine. However, GRU planners may have been concerned about being unable to redeploy or evacuate troops placed perhaps at border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on deep in Ukraine in large numbers if a major problem was encountered.

It was suggested in greatcharlie’s January 25, 2022 post, one could conceive that concerning Western military assistance, a special task force has been organized and assigned in advance, among other things: monitor the delivery, stockpiling of stinger, javelin, and other weapons systems to Ukrainian forces; maintain real-time knowledge of the distribution and location of those weapons; destroy those weapons systems; and, destroy or support actions by other Russian military units to destroy Ukrainian military units to which those weapons were distributed. That hypothetical task force would also likely be tasked to monitor–covertly monitor the intelligence activities and military operations of–Western countries as they relate to supplying Ukraine with special military capabilities. It would seem that suggestion made by greatcharlie then was well-off the mark. Maybe they were concerned about potential for great casualties and huge losses of materiel.

Where Was Spetsnaz?

Voyská spetsiálnogo naznachéniya (‘Special Purpose Military Units) or spetsnaz, a carry over from the days of the Soviet Union, are trained, and tasked as special forces units and fielded in wartime as part of the GRU. As is the case with special forces in most countries, the primary missions of spetsnaz are power projection (direct action), intelligence (reconnaissance), foreign internal defense (military assistance), and counterinsurgency. The GRU may have been unable to conjure up a viable plan to use spetsnaz in western Ukraine. Again, GRU planners may have been concerned about being unable to deploy or evacuate troops placed even on raids so deep without a solid means of egress. Even if it had been possible to monitor and act in the Western region from Belarus, again, distances that needed to be traversed may have been too great.

One might wonder whether the GRU had been aware that there was someone else in Western Ukraine, covert foreign forces from governments very friendly with Kyiv, already holding the most useful entrances and exits to and from Poland, Slovakia,, Hungary,, and Romania open in case of an attack. It is the sort of thing US Special Operations Units, the Special Activities Division of the US Central Intelligence Agency, the British Army’s Special Air Service, and the United Kingdom’s Secret Intelligence Service would be very capable of doing and would likely do, covertly. Surely, this idea is drawn from the realm of conjecture, however, it would be a smart move and their hypothetical presence would hardly be reported in the Western newsmedia. If, hypothetically, such forces had been there covertly since 2014, they may have been well-engaged in successful clandestine and covert activities in the region.

Perhaps what happened in Syria may have been an issue at all in GRU Headquarters. A battle between US Special Forces and Russian private military contractors from the infamous Gruppa Vagnera (Wagner Group) may have had a long-lasting educational effect in Yasenevo. Present in Syria as part of the campaign to destroy the so-called Islamic Caliphate created by the Islamic jihadist terrorist organization, the Islamic State of Iraq and Greater Syria (ISIS) that cut across iraq and Syria, US Special Forces, in self-defense at their own base, decimated a formation of Gruppa Vagnera that attacked them. Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.)

Even if commanders and military planners had been certain that spetsnaz could well-handle any foreign forces that hypothetically might have detected in the Western region of Ukraine, there imaginably would have been a wish in the Kremlin to avoid being seen as, and being accused of, attacking those foreign troops. In dubio abstinence. (When in doubt, sustain.)

Where Were the Russian Airborne Forces?

As for the Vozdushno Desantnye Voyska (Russian Airborne Forces) or VDV, surely the Ukrainians might have expected missions launched by them to hold territory in-depth. Yet, as with the GRU, commanders and planners in the VDV may have been concerned about being unable to redeploy or evacuate troops placed perhaps at border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on deep in Ukraine in large numbers if a major problem was encountered. Maybe they were concerned about potential for great casualties and huge losses of materiel. That happened without an operation to block Western assistance coming in from the West: 50,000+ killed. 

Surely, they were made more certain that the VDV would unlikely have been able successfully operate in the Western region of Ukraine after what transpired when its units attacked Hostomel Airport in the first days of the special military operation. The VDV faced considerable troubles there. One might view the capture of an airport a sort of bread and butter target for airborne units in armies worldwide

Russian Airborne Forces landing at Hostomel Airport (above). Russian Federation Armed Forces commanders and planners may have been concerned about the potential for huge losses if a blocking operation in the West were attempted. Surely, they were made more certain that the VDV would unlikely have been able successfully operate in the Western region of Ukraine after what transpired when its units attacked Hostomel Airport in the first days of the special military operation. After securing Hostomel Airport to the extent possible, the Russian Federation Army and VDV there tried to push into the nearby town and then  advance to Bucha and Irpin. Their poorly organized movement encountered ambushes in Hostomel and Bucha which resulted in significant losses of personnel and equipment. Those in command of the Russian Federation Army and VDV troops, decided to hold their positions, digging in on the roadsides to defend themselves against Ukrainian artillery and drone strikes. They also suffered heavy casualties from night attacks by special forces units of the Ukrainian Armed Forces. On March 29, 2022, the order was given for the Russian Federation forces at Hostomel to withdraw from the Kyiv oblast. Under continuous artillery fire from Ukrainian forces, the Russians damaged equipment that had to be abandoned and made a hasty retreat.

According to reports based on what was observed, the Russian Federation Armed Forces plan of attack against Hostomel Airport included its rapid occupation, with the intention of using it as an assembly area for Kyiv’s encirclement and capture. The airport is a bit over 6 miles north of Kyiv. The Initial February 24, 2022 assault on Hostomel Airport was a success, catching its Ukrainian defenders by surprise apparently due its speed. Mi-35 and Ka-52 attack helicopters operating out of Belarus struck the airport’s defenses and opened a way for helicopter-borne VDV units in Mi-8 transport helicopters that followed. However, despite being caught off guard by the initial assault by the attack helicopters, the attack itself was ineffective as the Ukrainian defenses were left largely intact.  Without any meaningful air support–it was very likely not included in formulation of the attack plan, VDV units on the ground faced counterattacks by Ukrainian forces almost immediately.

Luckily for the VDV troops struggling with Ukrainian forces for control of the airport, Russian Federation Army units originating in Belarus broke through Ukrainian defenses near Ivankiv and rapidly drove toward Hostomel. Although the advancing Russian Federation troops faced attrition from several Ukrainian ambushes en route, they reached Hostomel Airport and assisted the VDV in securing it on February 25, 2022. The Russian Federation Army units and the VDV sought to establish Hostomel into a forward operating base from which the larger push on Kyiv could be initiated. However, it was at this juncture that the special military operation began facing fierce resistance from the Ukrainians and became stalled. Logistical problems impacted operational tempo. The most visible sign was well-televised coverage of a 40-mile-long convoy that halted due to lack of fuel. Securing Hostomel Airport to the extent possible, the Russian Federation Army and VDV there tried to push into the nearby town and then  advance to Bucha and Irpin. Their poorly organized movement encountered ambushes in Hostomel and Bucha which resulted in significant losses of personnel and equipment. Those in command of the Russian Federation Army and VDV troops, decided to hold their positions, digging in on the roadsides to defend themselves against Ukrainian artillery and drone strikes. They also suffered heavy casualties from night attacks by special forces units of the Ukrainian Armed Forces. On March 29, 2022, the order was given for the Russian Federation forces at Hostomel to withdraw from the Kyiv oblast. Under continuous artillery fire from Ukrainian forces, the Russians damaged equipment that had to be abandoned and made a hasty retreat.

A Matter of Military Science

To the extent of everything mentioned here, perhaps a hypothetical concern over sending a relatively large sized force into Western Ukraine was a matter of Russian Federation commanders and military planners remembering what they learned while studying in military educational institutions. To that extent, they wanted to avoid the circumstance faced by Allied troops during Operation Market Garden during World War II.

The story of the Battle of Arnhem, part of Operation Market Garden, a massive Airborne ground assault in from from September 17, 1944 to September 26, 1944 during World War II. remains fairly well-known, however greatcharlie will humbly seek to recount it to the extent that is pertinent here. Under the plan proposed by British Army Field Marshal Sir Bernard Montgomery, the Airborne assault would support a single drive north over the branches of the Lower Rhine River,which would  permit the British Second Army to bypass the Siegfried Line and attack the industrial Ruhr. US Airborne troops were dropped in the Netherlands to secure bridges and towns along the line of the Allied advance. Farthest north, the British 1st Airborne Division was dropped at Arnhem to capture bridges across the Nederrijn (Lower Rhine). Their assault was supported by the Glider Pilot Regiment and the 1st Polish Parachute Brigade. The British XXX Corps were assigned to reach the British-led contingent in two to three days. The division was told to expect only limited resistance from German reserve forces. However, information collected by the British Army’s 21st Army Group in Belgium and Dutch resistance that German armor units were present around Arnhem. That intelligence was supported by aerial reconnaissance. However, the commanding officer of 21st Army Group, dismissed the information. The Supreme Headquarters Allied Expeditionary Force was made aware that almost certainly two Panzer divisions were situated at Arnhem but received the information from Ultra intercepts so close to the Operation Market Garden’s launch that it chose to ignore it. Intriguingly, the First Allied Airborne Army was not made privy to information from Ultra.

The information was very accurate. German Army Generalfeldmarschall Walter Model, the commander of Army Group B, had moved his headquarters to Arnhem and was re-establishing defenses in the area and co-ordinating the reorganization of the scattered units. Thus, at the time of Operation Market Garden’s launch, several units would be present in the vicinity of Arnhem to oppose them. Most threatening among them were the II SS Panzer Corps comprising the remains of the 9th SS Panzer Division “Hohenstaufen” and  the 10th SS Panzer Division “Frundsberg”. It was the bad luck of the airborne force that both German SS divisions, during their formation, had undergone month-long anti-airborne exercises and had also spent the last 15 months studying how best to act against a parachute assault in classroom and field exercises.

The 1st Airborne Division was dropped a distance from its objectives and encountered unexpected resistance, mainly from elements of the 9th SS Panzer Division and the 10th SS Panzer Division. A small force managed to reach the Arnhem road bridge, but the advance of the main body of the division was halted on the outskirts of the town. As for XXX Corps, it was forced into a struggle at Nijmegen, and advance north was delayed. As a result, the British airborne troops were not relieved as scheduled. After four days, the small British force at the bridge was overwhelmed and the rest of the division trapped in a small pocket north of the river. Lacking reinforcement and resupply, remnants of the 1st Airborne Division, after nine days of fighting, were withdrawn in Operation Berlin. Without secure bridges over the Nederrijn and the front line stabilized south of Arnhem, the Allies were unable to advance further. The 1st Airborne Division lost almost three quarters of its strength. Battered and tattered, the division was not sent into combat again.

Concern over a Potential Panicked Response by Ukraine’s Neighbors

The Kremlin may have been uneasy about how the US, its NATO allies, and the EU would respond militarily if Russian troops landed in Western Ukraine, “danger close” to the Polish border. Even more, it may have been the case that  they were concerned political leaders in Poland, potentially panicked at observing Russian forces landing practically on its border, might have responded first by ordering Polish Armed Forces to unilaterally drive inside Ukraine border, take positions inside its Western region, and then refer the matter to NATO. Such hypothetical unilateral action might have included an armored and mechanized drive into Ukraine to create a buffer, and landing troops on border crossings, highways, train junctions, road intersections, bridges, heights, airports, military airfields, and so on before they would all fall completely into Russian Federation hands. To that extent, they would likely go after the same targets in Ukraine that the Russian Federation Armed Forces would likely want. In the worst case scenario, Polish troops could have fired heavy artillery and launched missile attacks on targets to deter air landings by the Russian Federation Armed Forces.

Where Was the Russian Air Force?

Concerning Voyska Vozdushno-Kosmicheskoy Oborony, Rossijskoj Federacii (the Russian Federation Aerospace Defense Forces, hereinafter referred to as the Russian Federation Aerospace Forces), particularly the Voenno-Vozdushnye Sily Rossii, (the Russian Air Force) element, one might have presumed commanders and planners of the Russian Federation Aerospace Forces would have organized air power assets of the force to strike strategically and tactically to make a positive difference in the war effort. Strategically, disrupting its supply of weapons from external sources and destroying Ukraine’s ability to construct weapons would likely be a priority. Tactically, a priority would likely be coordinating efforts by Russian Air Force assets with ground forces as they advanced. One might have expected that with the support of the Russian Federation’s ISR capabilities, a plan would have been in prepared for the Russian Air Force to shut the door on the transport of supplies through Ukraine, interdicting supply lines as fast as they were organized. However, that has not been the case. As the situation stands in the Ukraine campaign, the Russian Air Force has been near nonexistent relative to its size, supposed power, and the expectations of military analysts worldwide. Its best fighters and fighter-bombers have been regularly blasted out of the skies by the Ukrainian Armed Forces using both pricey sophisticated air defense weapons systems provided to Kyiv by Western powers as well as javelins and stingers, shoulder fired rockets operated by individual soldiers in the field. In response to the Ukrainian air defense threat, Russian Federation warplanes are not evading by flying sorties at 15,000 to 20,000 feet as they had over Syria. Russian aircraft are often remaining above Russian airspace and firing air launched cruise missiles into Ukraine. Since aircrews cannot identify targets across the border, airstrikes are made in areas where air intelligence reports the enemy is located. In attacking urban centers, that will always result in collateral damage in the form of civilian deaths and injury and the destruction of nonmilitary structures.

The Unwillingness to Speak Truth to Power

Commanders in all branches of the Russian Federation Armed Forces are surely unwilling to speak truth to power and inform Putin of what needed to be done in the West and that they were uncertain that their forces could achieve such an objective. One might imagine that suffering Putin’s coup de gueule would be the least of their worries. It has been a symptom common among those in service of authoritarian regimes throughout history. Skilled commanders are eventually bled dry of their strength to speak out about ill-laid military plans conjured in the minds of tyrannical leaders who are convinced of the certitude of their ideas. Many have been willing to bring reprisals against those commanders, even their best, who, for the sake of the forces they command and country, might step forward to disagree with them. It causes greatcharlie to cast its mind back to the 1981 pop song Der Kommisar“, essentially a scare story originally performed in both German and English by the Austrian artist Falco (Johann Hölzel). In the penultimate chorus of the English version, are the lyrics: “Don’t turn around, wa-uh-oh (yeah-yeah) / Der Kommissar’s in town, wa-uh-oh / He’s got the power and you’re so weak / And your frustration will not let you speak / La la la la la la.”

Commanders in all branches of the Russian Federation Armed Forces were surely unwilling to speak truth to power and inform Putin of what needed to be done in Western Ukraine and that they were uncertain that their forces could achieve such an objective. One might imagine that suffering Putin’s coup de gueule would be the least of their worries. This has been a symptom common among those in service of authoritarian regimes throughout history. Skilled commanders are eventually bled dry of their strength to speak out about ill-laid military plans conjured in the minds of tyrannical leaders who are convinced of the certitude of their ideas. Many of those leadsrs have been willing to bring reprisals against those commanders, even their best, who, for the sake of the forces they command and country, have stepped forward to disagree with them.

The Military Assistance Misread

On a more political level, perhaps Putin, his Security Council, and the Russian Federation General Staff were certainly completely wrong in their most likely conclusions about the degree of assistance the West would provide, what type of weapons and the impact they would have on the battlefield. The US has committed billions of dollars in security assistance to Ukraine since February 24, 2022. Relative to what the Ukrainians would eventually receive, what they had been provided to that point would hardly have been viewed as impressive by the Russian Federation General Staff.

Much as it had been planned by the US during the days of the Cold War, much of what would be used to repel a Warsaw Pact rampage through Western Europe would be taken from prepositioned stocks of supplies or they would be flown in and shipped in. During the Cold War, from 1969 to 1993, the annual REFORGER (Return of Forces to Germany) Exercises rehearsed that reinforcement and resupply to a great degree. It seems apparent now that thinking along the same vein in the Pentagon may have driven planning for the support of Ukraine in event of an attack. This idea would very likely be a kick-in-the-head to Russian Federation Armed Forces commanders and planners who had not have recognized the parallels as yet, never foresaw the possibility that the US and its NATO allies would essentially come at them, via the Ukrainians, in a similar way.. How obvious it all might seem now.

A Miscalculation on the Political Will of the West

Perchance Putin, his Security Council, and the Russian Federation General Staff miscalculated with regard to the degree of political will in the administration of US President Joe Biden and the US Congress to support Ukraine. Mixed messages regarding US commitment. The “No US boots on the ground” talk came a tad too early perhaps. It probably was music to ears in Moscow. It may have very well created the impression the US was pulling away or could potentially abandon Kyiv if Russia invaded. It may reasonably seem a bit of an overreach to impute to Putin and his acolytes, but one would only need to look at the varying degrees of overreach they have demonstrated with regard to the Ukraine matter.

Maybe Putin and his advisers concluded that European countries could become rankled enough to lend military support to Ukraine but perhaps they were a bit better than less concerned with the quality and quantity of their potential assistance and financial giving. They would expect the US to have the matter well-covered.

Perhaps they considered that Western European resolve to be engaged robustly, wholeheartedly in Ukraine would hinge on the resolve of the US to back its NATO allies. As for the US, much as alluded to earlier, its resolve would hinge on the success or failure of Russian forces in Ukraine, which really meant the capabilities demonstrated by the Ukrainian Armed Forces. Thereby, as long as the Russian Federation Armed Forces performed well, robust military assistance beyond javelins and stingers would not be sent into Ukraine. (Based on that suspected line of thought, one might compare how that situation for Ukraine as the invasion got underway to a degree paralleled, mutatis mutandis, the situation of the fledgling US in 1777. The decisive Battle of Saratoga in which the Continental Army defeated the British Army gave the French government the confidence to sign treaties of alliance and trade with the US government and joined its war against Great Britain.  Both countries agreed to fight the war until the US was truly independent, and neither would agree to a separate peace.)

As the efforts of the Russian Federation Armed Forces became desultory, ineffective, and proved surprisingly lacking at Kyiv and Kharkiv, it became easier for the US to give more to an Ukrainian cause with the real potential for victory and convince other NATO Allies to do the same albeit to far lesser degree. Panicked efforts by Kyiv to muster support and acquire weapons were practically wasteful as they clearly had the matter covered.

Misperceptions on Zelensky: A Force To Be Reckoned With

Of likely concern for Putin’s advisers, if not Putin, was surely Ukrainian President Volodymyr Zelensky who in the months before the invasion was already burning a bit brighter than the Kremlin expected. There were hints that he potentially could display all the qualities ascribed to great leaders. Doubtlessly, it was hoped in the Kremlin that Zelensky would find himself cutting a figure not unlike Felicia Hemans’ “Casabianca” (1826), crying out for an answer, in Zelensky’s case from Washington, that would never come and his world would go up in flames. As it was, Zelensky proved to be a lion of a man, stalwart of the Ukrainian cause, and a force to be reckoned with once the Russian Federation’s special military operation began. Western government officials and news media commentators alike would view Zelensky as having galvanized the Ukrainian people to resist Russia’s effort to swallow up their country. Zelensky also impressed with his entreaties to the world to come to the aid of his fellow countrymen in the best ways that they could. One might safely assume that his efforts influenced how countries with the wherewithal to respond to the Ukraine in its time of need, worked with him, and rapidly developed and implemented plans to provide considerable support for his country. Indeed, such positive perceptions of Zelensky, his impact, helped to attract aid groups, humanitarian volunteers, foreign fighters, helpful weapons, and financial resources to support Ukraine’s cause.

Ukrainian artillerymen fire US made and gifted M142 HIMARS (High Mobility Artillery Rocket System) (above) at Russian Federation forces holding Ukrainian territory. On a more political level, perhaps Putin, his Security Council, and the Russian Federation General Staff were certainly completely wrong in their most likely conclusions about the degree of assistance the West would provide, what type of weapons and the impact they would have on the battlefield. The US has committed billions of dollars in security assistance to Ukraine since February 24, 2022. Relative to what the Ukrainians would eventually receive, what they had been provided to that point could hardly have been perceived as impressive by the Russian Federation General Staff. Much as it had been planned by the US during the days of the Cold War, much of what would be used to repel a Warsaw Pact rampage through Western Europe would be taken from prepositioned stocks of supplies or would be flown in and shipped in. The annual Reforger (Return of Forces to Germany) Exercises rehearsed that reinforcement and resupply to some degree. It seems apparent now that thinking along the same vein in the Pentagon may have driven planning for the support of Ukraine in event of an attack.

The Distorting impact of Putin’s Kyiv Obsession

Surely, Putin’s singular emotional wants and wishes beyond what was militarily and strategically logical what drove the planning of the operation or was it formulated to the best of the abilities of trained, experienced, informed military officers in the Russian Federation Armed Forces. To Putin, everything about the government in Kyiv was anathema. Recall as aforementioned that in a very perplexing way, Putin stated in his appeal to the Ukrainian Armed Forces in his February 24, 2022 broadcast: “You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people.” He would go on to say: “I want to emphasize again that all responsibility for the possible bloodshed will lie fully and wholly with the ruling Ukrainian regime.” The indication s and implications of such statement are that Kyiv was indeed an obsession. To that extent, among those wants and wishes was toppling the government in Kyiv. Accomplishing that apparently became a priority with Kyiv in the planning of the invasion or whatever sufficed for its planning that distorted the picture Putin, his Security Council, and the Russian Federation General Staff of the battlespace. When examined in the context of this situation, how apposite the second quatrain of William Shakespeare’s Sonnet 116 becomes: “What wretched errors hath my heart commited, / Whilst it had thought itself so blessed never! / How hath mine eyes out of their spheres been fitted / In the distraction of this madding fever!”

If one might imagine Putin was a bit more pragmatic in his thinking and approach on Kyiv, it might be believed Putin may have thought the quickest road to victory was to cut off the head, the government in Kyiv and the command and control Ukrainian Armed Forces General Staff, from their forces in the field. If that could be achieved, Putin likely believed the mass surrender of Ukrainian troops in the field would come next. If that was the case, and what has transpired in Ukraine evinces to some degree that it was, then quite a bit of creative thinking was clearly involved in the invasion’s planning. 

However, by the time of the invasion, the government in Kyiv under Zelensky was well-tied in with its Western supporters. Thorough plans to provide escalating levels of military and financial assistance were surely already in place. Even though Zelensky initially displayed a great degree of uneasiness concerning the way in which the needs of Ukraine in the crisis would be met, it might be the case that what has come Ukraine’s way has far exceeded what he might have been reasonably expected. The shortsightedness apparent in thinking that the Kyiv government could be decapitated is stark. An informed guess is that the Ukraine enterprise was not hashed out with the best foreign and national security thinkers in Russia. One would get the idea it all was the result of the thinking of one man, certain of its roundness. Such impetuous schemes and boldness are at first sight alluring, but are difficult to handle, and in the end result in disaster.

Perhaps the real problem for Putin was not just that he relied on fortune, but was driven by blind rage and to a further extent blind ambition. Ukraine was one the bigger pieces he needed to pull together a respectable number of former republics into some simulacrum of the Soviet Union. While it may seem daylight madness for the reasonable to attempt that, for Putin, it makes perfect sense.

The Distraction of Covetous Thoughts?

As discussed in greatcharlie’s May 30, 2022 post entitled, “Putin the Protector of the Russian People or the Despoiler of Ukrainian Resources: A Look at War Causation and Russian Military Priorities in Ukraine”, long before he became the legendary Russian President that he is today, Putin was a doctoral candidate at Leningrad State University (now the University of St. Petersburg.) it was at the very end of his KGB service. (A fuller discussion of that period of Putin’s life can be found in greatcharlie’s March 31, 2017 post entitled “Book Review: Vladimir Putin, First Person: An Astonishingly Frank Self-Portrait by Russia’s President (Public Affairs, 2000)). The rector at the St. Petersburg State Mining University as of this writing, Vladimir Litvinenko, chaired the committee that awarded Russian President Vladimir Putin his doctorate in Economics in 1997. He recently stated that Putin’s thesis was titled “Strategic Planning of the Reproduction of the Mineral Resource Base of a Region Under Conditions of the Formation of Market Relations.” Putin’s economic studies, at what was then Leningrad State University, were most likely heavily doused in Marxian theory. Even more pertinent here, his research made him quite knowledgeable about the resources of countries that were formerly republics of the erstwhile Soviet Union. He would be very aware of Ukraine’s wealth in minerals, particularly in the eastern and southeastern regions. Indeed, Ukraine has a large supply of many valuable mineral and raw material resources. Ukraine in fact holds approximately 5 percent of the world’s mineral resources. Its significant mineral resources include: iron ore, coal, manganese, uranium ore, natural gas, oil, salt, sulfur, graphite, titanium, magnesium, kaolin, nickel, mercury. As for stocks of iron, manganese, titanium and uranium ore Ukraine is ranked first among European countries. As for mercury ore reserves, it is second only to Spain. Attendant to capturing sovereign territory in Ukraine, much as he grabbed Crimea eight year before, Putin may have wanted possession of its supply of many valuable mineral and raw material resources. Thinking in that direction may also have distorted his picture of what would be most important in invading Ukraine successfully. 

If this was Putin’s thinking and actions on this matter, at a more detailed level than discussed earlier, it would very much mirror that of Hitler during Nazi Germany’s invasion of the Soviet Union. As explained by the Imperial War Museum, industrialists in Germany most likely influenced Hitler’s decision to seize the Southern Caucasus in the Soviet Union and Stalingrad despite the concerns and entreaties of Oberkommando des Heeres with undertaking an operation of such distance from where the German Army was situated. As aforementioned, Operation Barbarossa, launched in June 1941, failed to achieve Hitler’s objective of decisively defeating the Soviet Union in a single campaign. German forces managed to occupy vast swathes of Soviet territory and industry. However, the audacious invasion finally ground to a halt in December 1941 on the forested outskirts of Moscow, the exhausted German Army stabilized its winter front in a line running roughly from Leningrad in the north to Rostov in the south. The strain of the harsh winter campaign upon the ill-prepared Wehrmacht, as well as the severe strain placed on the Luftwaffe in its prolonged efforts to air-supply the army’s string of city-bastions along the front, was tremendous. The Germans suffered a staggering 850,000 casualties. Interestingly, despite such considerable setbacks, the Germans believed the war was still going fairly well.

However, the following year, Hitler decided to go on the offensive. A decision by Hitler to launch a campaign in the Southern Caucasus region, south of the German front was spurred on by flawed information provided to him by economic advisers. They told Hitler that Germany would be incapable of sustaining the war without the resources in the Caucasus. North of the mountains was a center of agricultural production, which also held significant coal and metal reserves; to the south, was the region of Transcaucasia, a densely populated industrial center which produced some eighty percent of the Soviet Union’s annual oil production.Responsive to the wishes of the political leadership, by February 1942, the Oberkommando des Heeres was planning an offensive in the Caucasus region. 

On April 5, 1942, Hitler issued  Führerbefehle Nr. 41 (Fűhrer Directive No. 41), laying out the basic plan for the new offensive in the Soviet Union. The new plan would become known as Fall Blau (Case Blue). The main objectives were the major oilfields in the Caucasus and Transcaucasia: Maikop, Grozny and Baku. Senior German commanders were concerned about undertaking such a deep thrust into the opponent’s territory, fearing for the safety of their flank. Hitler’s remedy was to include in the plan the occupation of Stalingrad by Germany’s Italian, Hungarian and Romanian allies. The city would initially be taken by Germans. They would also establish a defensive line along the Don River and Volga River, which would be taken over by allies, too. Capturing Stalingrad would have the additional benefit of blocking all enemy traffic on the Volga, a crucial transport artery. To Hitler, the operation, which he deemed to be “of limited scope,” made perfect sense. Events proved otherwise.

A postage stamp from the erstwhile Deutsche Democratische Republik (German Democratic Republic, also known as the GDR or East Germany) circa 1963, that includes portraits of the Prussian military leader August Neidhardt von Gneisenau (left), Prussian field marshal Gebhard Leberecht von Blücher (right). In war, the value of a reliable, knowledgeable, skilled, and open-minded adviser who truly understands the concept and intent of his commander, cannot be underestimated. A model for interaction between a political leader or military commander with his advisers was the one between the renowned 18th century Prussian Army Marshal Gebhard Leberecht von Blücher with his chief of staff General August Neidhardt von Gneisenau. In Clausewitz: (Scarborough, 1979), author Roger Parkinson quotes von Blücher with regard to his relationship with his brilliant chief of staff as follows: “Gneisenau, being my chief of staff and very reliable, reports to me on the manoeuvres that are to be executed and the marches that are to be performed. Once convinced that he is right, I drive my troops through hell towards the goal and never stop until the desire goal has been accomplished–yes, even though the officers trained in the old school may pout and complain and all but mutiny.” Regarding an offer for von Blücher to receive an honorary degree at Oxford University following the Napoleonic War, Parkinson quotes him as saying: “Well, if I am to become a doctor, you must at least make Gneisenau an apothecary, for we two belong together always.”

Eyes Wide Shut

“A lion does not lose sleep over the opinion of sheep. ” is a quote often attributed to others, but it is very likely the words of Abū ʿAbdullāh Muhammad ibn Idrīs al-Shāfiʿī (28 August 767 — 19 January 820) was a Palestinian-Arab Muslim theologian, writer, and scholar, who was the first contributor of the principles of Islamic jurisprudence (Uṣūl al-fiqh). Often referred to as ‘Shaykh al-Islām’, al-Shāfi‘ī was one of the four great Imams, whose legacy on juridical matters and teaching eventually led to the Shafi’i school of fiqh (or Madh’hab). In his thoughts, Putin is surely completely alone. He appears indifferent to whether the rest of the world sees him as a bit out of touch or strange, apart from everything else. Outside of his super fans in Russia–many of whom have been unfortunate enough to meet their end, so very young, on fields, hills, and woods in Ukraine as questionably trained conscripts–certainly does not appear gallant or chivalrous. Putin is holding the course on Ukraine, not yielding in any way that might allow for authentic and substantive negotiations to end the conflict to begin. There still does not appear to be a line of talk available to even his closest advisers that could put a different complexion on the matter.

In war, the value of a reliable, knowledgeable, skilled, and open-minded adviser who truly understands the concept and intent of his commander, cannot be underestimated. A model for interaction between a political leader or military commander with advisers was the one between the renowned 18th century Prussian Army Marshal Gebhard Leberecht von Blücher with his chief of staff Prussian Army General August Neidhardt von Gneisenau. In Clausewitz: (Scarborough, 1979), author Roger Parkinson quotes von Blücher with regard to his relationship with his brilliant chief of staff as follows: “Gneisenau, being my chief of staff and very reliable, reports to me on the manoeuvres that are to be executed and the marches that are to be performed. Once convinced that he is right, I drive my troops through hell towards the goal and never stop until the desire goal has been accomplished–yes, even though the officers trained in the old school may pout and complain and all but mutiny.” Regarding an offer for von Blücher to receive an honorary degree at Oxford University following the Napoleonic War, Parkinson quotes him as saying: “Well, if I am to become a doctor, you must at least make Gneisenau an apothecary, for we two belong together always.”

An informed guess by greatcharlie is what has likely been a reliable intuition that had served him well along the way and allowed him a leg-up in giving subjects light were darkened with regarding parsing out the many aspects of this massive enterprise in Ukraine. Imagining Putin with his mind set on invading Ukraine come hell or high-water and refusing hear any suggestion that he delay until Russian forces were fully prepared to act, maximize every advantage and exploit the liabilities of Ukrainian forces to the fullest extent, and cope with all contingencies, if one might dare discuss such with him as noted earlier. 

One can only imagine Putin’s outward attitude and behavior at that time. The thought of it all curiously reminds greatcharlie a song sung by the renowned comic, Groucho Marx in the comedy film “Horse Feathers” (1932), not that there is anything remotely humorous about any aspect of the Ukraine War. When Marx’s  character, Professor Quincy Adams Wagstaff, is made the new head of Huxley College, and asked to offer some suggestions for his administration, the first verse of his musical response was: “I don’t know what they have to say / It makes no difference anyway / Whatever it is, I’m against it / No matter what it is or who commenced it / I’m against it.”

Putin Was Blinded by Rage

A dislike of Biden administration members inflamed the ardor of Putin and closest acolytes and they became determined to hurt Kyiv for siding with them. Imagining Putin’s mindset, he likely firmly believed before the invasion of Ukraine that he had a good understanding of the way many senior foreign and national security policy officials in the administration of US President Joe Biden, many of whom had held senior posts in the Obama administration, would respond to a move toward Ukraine. As discussed in greatcharlie’s January 25, 2022 post, Putin had experienced considerable dissatisfaction and disappointment in his dealing with Obama administration officials, particularly on Ukraine. As he may have perceived their actions in the past, they found it rather piquant to interact with him as if he were a lesser party, and given his positions and concerns no consideration. He likely believed they saw him as undeserving of respect. Communications were condescending, actions were often insulting. In an explosion of aggression, in part a response to his treatment, he grabbed Crimea with military force and fomented civil war in the Donbas. He engaged in other destabilizing efforts. Apparently, he was not completely satisfied with those actions, and held in his mind the idea of doing more. Seeing the appointment of many of those same officials in even higher posts in the Biden administration, most likely inflamed his sense with ardor to lash out violently. Everything those officials did in the Biden administration, Putin surely viewed with their past actions firmly in mind.

One might theorize that although he could not conventionally strike directly at those officials, Putin could reach the Zelensky government, members of which he may view as something worse than traitorous. He could well imagine the the fall of the Zelensky government would beset the Biden administration officials that he despised with a sense of loss and failure. Secondly, he would hope to cause torment and anguish among their “Ukrainian followers”. To that extent, perhaps it is not too fanciful to imagine that given current attitudes and behaviors of Putin, the invasion of Ukraine may also have been in part an opportunity for Putin to have a return engagement, a rematch, with former senior Obama administration officials serving in the Biden administration and settle an old score. 

Putin (seated left) during a Russian Federation Security Council meeting just days before the special military operation was launched. A dislike of senior members of the administration of US President Joe Biden likely inflamed the ardor of Putin and closest acolytes and they became determined to hurt Kyiv for siding with them. Imagining Putin’s mindset, he likely firmly believed before the invasion of Ukraine that he had a good understanding of the way many senior foreign and national security policy officials in the Biden administration, many of whom had held senior posts in the administration of US President Barack Obama, would respond to a move toward Ukraine. One might theorize that although Putin could not conventionally strike directly at those officials, he could reach the Zelensky’s government, members of which he may view as something akin to “traitorous”. He knew what anguish and loss the fall of Zelensky’s government would cause those US officials and secondly, their “Ukrainian followers”. To that extent, perhaps it is not too fanciful to imagine that given current attitudes and behaviors of Putin, the invasion of Ukraine may also have been in part an opportunity for Putin to have a return engagement, a rematch, with former senior Obama administration officials in the Biden administration and settle a score.

The Way Forward

It certainly appears to many reasonable people around the world since the Ukraine War began that currently there is a dearth of rational thinkers in the Kremlin. As is so often the case in the history of warfare, perception, better still, misperception, and not reality, drove the decisionmaking of Russian Federation Armed Forces commanders and war planners. Intriguingly, in parsing out the possibilities of this pivotal moment in the war’s planning, it would seem Putin’s special military operation did not necessarily have to turn out as it has.

Too many human lives have been lost in this war. The common wisdom is that the war never should have transpired, and no one should have died. No amount of gain in Ukraine would match the degree of loss in the cold terms of blood and treasure by Russia which started the war. Nevertheless, it will likely go on and plenty more dying will be done.

Conforming to the concept and intent of their political leader, Putin, senior commanders of the Russian Federation Armed Forces mistakenly thought that the campaign would be a short one, and that the Ukrainians would give in after suffering the shock of massive initial defeats. Being responsive to the concept and intent of their political leadership was, by their training and oath, the correct thing to do, but the very wrong thing to do at the same time. Res ipsa loquitur! Perhaps the only real hope for its end on the battlefield is Ukraine’s capture of every bit of sovereign territory, to include Crimea. As mentioned here, that is within the realm of possibility. Yet, Putin would hardly find that outcome satisfactory. If a satisfactory solution cannot be found for both sides on Ukraine, there will be good reason for the world to fear the worst from him. In the cavernous assembly halls of the Kremlin where Putin speaks before top officials of his government, the Russian Federation Duma, other key political leaders at the federal provincial and local levels–nationalists, ultranationalists, and Communists–prominent supporters of the United Russia Party, and business leaders, one will not spy happy faces, filled with optimism over the future ahead. There are mainly the morose visages of people who likely whisper among themselves that the genuine end to everything may be near. Perhaps Putin is equal to his rhetoric, and Russian Federation ICBM’s will make their way out of their kennels. His supporters would likely believe that. A solution to the Ukraine War must be found soon. Utere, non numera. (Use the hours, do not count them.)

Brief Meditations on the Selection of Surovikin as Russia’s Overall Commander in Ukraine, His Capabilities, and Possibilities for His Success

Russian Federation General of the Army Sergei Surovikin (above). In an announcement on October 8, 2022, stated: “By the decision of the Defense Minister of the Russian Federation, General of the Army Sergei Surovikin has been appointed commander of the joint group of troops in the area of the special military operation.” At 56, Surovikin had already reached what normally would have been the pinnacle of a Russian officer’s career when he took command of Voyska Vozdushno-Kosmicheskoy Oborony, Rossijskoj Federacii (the Russian Federation Aerospace Defense Forces) in 2017. However, he has been called upon to take on further assignments to include his current one in response to the Russian Federation ever changing national security needs. He has now taken on a great challenge in Ukraine. To better understand this important change in command for Russian Federation forces in Ukraine, one must find out more about Surovikin, and even more, try to understand what is going on in the mind of the individual responsible for the invasion: Russian Federation President Vladimir Putin.

The Russian Federation’s Spetsial’noy Voyennoy Operatsii (Special Military Operation) of 2022 was born of ill will and bad intentions. Whatever sense of certainty Russian Federation President Vladimir Putin may have held concerning the ultimate success, perhaps even expectant of lightning success by  Vooruzhonnije Síly Rossíyskoj Federátsii or the Armed Forces of the Russian Federation (hereinafter referred to as the Russian Federation Armed Forces) when he green-lit the invasion has doubtlessly fizzled down from flames to cinders. Clearly, he was dreadfully incognizant of what a discordant harmony of circumstances very likely could and would do his plans and hopes. Since the early days of success after February 24, 2022, nothing has been working well for the Russian Federation Armed Forces on the battlefield. At this point, res ad triarios venit, the matter has come to triarii. Triarii were the reserve soldiers of the Roman Army. When it reached the point in a war that they were called upon, most or all the front line troops had fallen. Putin in fact, mobilized all male Russian citizens eligible to serve on the front lines in Ukraine. Their performance has been something better than terrible. 

In other countries at war, facing such circumstances, leaders and their advisers come to recognize that intractable decisions, all very difficult ones, lie ahead. Among the choices, Putin could further escalate, resolve to hold any gains while minimizing further losses, negotiate inequitable peace terms, or simply withdraw. US President Richard Nixon found himself in a similar predicament, mutantis mutandis, regarding the US military operations in Southeast Asia. In the end, his Secretary of State “managed” to negotiate what was referred to as “peace with honor” with the North Vietnamese government. Selecting from the choices mentioned would be fine for other countries, however, Putin’s Russia is not like other countries. Still, finding a solution, given how things have panned out, is not simply a matter of satisfying one man’s thinking. The Kremlin is hearing ever increasing criticism for the abominable losses in Ukraine, particularly from elites with close ties to it. Nationalist and ultranationlist political parties and personalities began reacting to the situation in Ukraine with asperity. They, too, know the truth. The change in commander was ostensibly designed to send the message both inside Russia and worldwide that Russia still intends win and will emerge victorious in Ukraine. The Kremlin might hope to convince its perceived audience that with a few adjustments, albeit major changes, everything will be on track and the Kremlin has found the commander who will make things right. The impact of the change, at least around the world, has been akin to a misspelled placard at a protest. The time and energy in the Kremlin put into appointing Sergei Surovikin to direct the war and promote the change publicly as a new beginning, may have been a wasted effort.

Surely, foreign and national security policy bureaucracies worldwide have parsed out Surovikin’s appointment in the round and using logic, have reached their respective conclusions. Yet, what seems logical is not always right. To best understand this important change in command for Russian Federation forces in Ukraine one must learn more about Surovikin, and even more, try to understand what is going on in the rather unique mind of Putin. Whatever he does he does for  his ownly reason. Whatever he has done, invading Ukraine and suffering heavy losses for example, has never troubled him. Though nearly isolated, he does not appear to beweep Russia’s outcast state. Putin’s decisionmaking and probable moves must remain the subject of indispensable speculations and the development of prospective scenarios. 

As has been the pattern with preceding posts, historical examples are used to demonstrate that no matter how recherché and bizarre events have been in this present-day episode, which hopefully will somehow end diplomatically to the satisfaction of all parties involved, humankind has been beset and strained by parallel issues. Some examples reach back to Antiquity to provide apposite examples of thinking and behavior that most resemble that of Putin and his top acolytes on the Ukraine matter. Additional supportive examples are drawn from the Napoleonic era. In his satirical monthly magazine Les Guêpes (The Wasps), the 19th century French writer Alphonse Karr expressed the apt phrase: “Plus ça change, plus c’est la même chose.” (The more things change, the more they remain the same.) How often is that the case.

Surovikin’s official Russian Federation Ministry of Defense photo (above). Surovikin has a reputation for being a hard-as-nails, no-nonsense commander who did not suffer subordinates lightly. Any feelings that he might have had, were never allowed to get in the way of his decisionmaking. In his military career, there were what could delicately be called “bumps in the road”, some small, some big, some very big. In each case, fate somehow stepped in and saw Surovikin through. In June 2021, Surovikin reached the rank of Generál Ármii (General of the Army), the second highest military rank in Russia, second only to a marshal. One year later, in June 2022, it was revealed that he was named the commander of the Army Group “South” of the Russian Armed Forces engaged in the special military operation. Four months later, it was announced that he would be commander of all Russian forces in Ukraine.

Some Background on Surovikin

In an announcement on October 8, 2022, stated: “By the decision of the defense minister of the Russian Federation, General of the Army Sergei Surovikin has been appointed commander of the joint group of troops in the area of the special military operation.” Note the announcement stated the Russian Federation Minister of Defense, Sergei Shoigu, not Putin, made the decision. With the announcement, Surovikin became the first overall commander of Russian forces committed to Ukraine. With the aim of providing readers with a decent sense of Surovikin’s experience and expertise, greatcharlie has provided a tour d’horizon of his rather event filled military career.

Surovikin, age 56, was born in the Siberian city of Novosibirsk on October 11,1966. He is married and has two daughters. Reportedly, Surovikin stands about 5 feet 10 inches. While many sources state Surovikin is Orthodox Catholic, presumably meaning Russian Orthodox Catholic, the degree to which he is observant is unknown to greatcharlie. He has been awarded the Order of the Red Star, the Order of Military Merit and the Order of Courage three times. He was awarded the Hero of the Russian Federation. Surovikin had already reached what normally would have been the pinnacle of a Russian officer’s career when in 2017 he took command of Voyska Vozdushno-Kosmicheskoy Oborony, Rossijskoj Federacii (the Russian Federation Aerospace Defense Forces, hereinafter referred to as the Russian Federation Aerospace Forces). It was still a relatively new organization, established in 2015 when the decision was made by the Ministerstvo oborony Rossijskoj Federacii or Minoborony Rossii (the Russian Federation Ministry of Defense) to combine Voenno-Vozdushnye Sily Rossii, (the Russian Air Force), Voyska Vozdushno-Kosmicheskoy Oborony, (the Air and Missile Defense Forces), and Kosmicheskie Voyska Rossii, (the Russian Space Forces), were placed under one command. However, he has been called upon to take on further assignments to include his current one in response to the Russian Federation ever changing national security needs.

After graduating from the Omsk Higher Military School in 1987, Surovikin began his career serving as a lieutenant in the Voyská Spetsiálnogo Naznachéniya (Special Purpose Military Units) or spetsnaz. Spetsnaz units, a carry over from the days of the Soviet Union,  have been trained, and tasked as special forces and fielded in wartime as part of the Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU. Not much has been offered at least in the mainstream or independent newsmedia on Surovikin’s work in spetsnaz. He reportedly served in spetsnaz during last stages of the War in Afghanistan, but the specific unit he was assigned to has not been identified. As is the case with special forces in most countries, the primary missions of spetsnaz are power projection (direct action), intelligence (reconnaissance), foreign internal defense (military assistance), and counterinsurgency.

By August 1991, Surovikin was a captain in the 1st Rifle Battalion in the 2nd Guards Tamanskaya Motor Rifle Division in August 1991 when the coup d’état attempt against Soviet President Mikhail Gorbachev was launched in Moscow by the self-proclaimed Gosudárstvenny Komitét Po Chrezvycháynomu Polozhéniyu (State Committee on the State of Emergency) or GKChP. Orders were sent down from the GKChP that would require Surovikin to send his mechanized unit into the tunnel on the Garden Ring. He drove his vehicles into barricades of a group of anti-coup protesters. A short time afterward, Surovikin was promoted to the rank of major. In 1995, he graduated from the renowned Frunze Military Academy. Surovikin participated in the Tajikistani Civil War where he commanded a motor rifle battalion. He then became chief of staff of the 92nd Motor Rifle Regiment, chief of staff and commander of the 149th Guards Motor Rifle Regiment and chief of staff of the 201st Motor Rifle Division. Whether due to qualifications, politics, or whatever might possibly be a factor under the Russian Federation’s system of government, Surovikin’s superior saw enough potential in him to prepare him for flag rank. In 2002, he graduated from Voyennaya Akademiya General’nogo Shtaba Vooruzhennykh Sil Rossijskoj Federacii (the Military Academy of the General Staff of the Russian Federation). He became commander of the 34th Motor Rifle Division at Yekaterinburg.

By this point in Surovikin’s career, he had acquired a reputation for being a hard as nails, no nonsense commander who did suffer subordinates lightly. Any feelings that he might have had, were never allowed to get in the way of his decisionmaking. In March 2004, Lieutenant Colonel Viktor Chibizov accused Surovikin of physically assaulting him for taking leave from his post to serve as an elections observer. In April 2004, Colonel Andrei Shtakal, the 34th Motor Rifle Division deputy division commander for armaments, shot himself in the presence of Surovikin and the district deputy commander after being severely dressed-down by Surovikin. A military prosecutor found no evidence of guilt in both cases. 

In 2004, according to the Russian Federation Ministry of Defense’s website, Surovikin commanded the 42nd Guards Motor Rifle Division stationed in Chechnya. He was the chief of staff of the 20th Guards Army from 2005. In April 2008, he made the meteoric rise to army commander. In November 2008, Surovikin became Chief of Glavnoe operativnoe upravlenie General’nogo štaba Vooružёnnyh sil Rossijskoj Federacii (the Main Operational Directorate of the General Staff of the Russian Federation), essentially the General Staff’s think tank. In January 2010, he became chief of staff of the Volga–Urals Military District, which soon became part of the Central Military District. Reportedly, from November 2011, he headed the working group charged with creation of the Military Police. The Russian newsmedia indicated that Surovikin had already been selected to head the new organization. Though delayed as a result of the intervention of Voyennoy Prokuratury Rossiyskoy Federatsii (the  Russian Federation Military Prosecutor’s Office), apparently, the discussion on the potential creation of the Military Police stirred a parochial struggle between the Russian Federation Defense Ministry and the Military Prosecutor’s Office, Glavnoye upravleniye voyennoy politsii Minoborony Rossiyskoy Federatsii (the Main Directorate of the Military Police Ministry of Defense Russian Federation) with a strength of 20,000 was stood up. In October 2012, he became the chief of staff of the Eastern Military District. In October 2013, he was appointed commander of the district. On December 13, 2013, Surovikin was promoted to the rank of colonel general. 

In March 2017, Surovikin began his first of two tours in Syria. The first was supposed to last about three months. It was reportedly part of an effort by Moscow to provide first-hand combat experience to as many high-ranking officers as possible. However, on June 9, 2017, Surovikin was introduced to the newsmedia as the Commander of the Russian Federation Armed Forces deployed to Syria. The Russian Federation Defense Ministry repeatedly credited Surovikin with achieving critical gains in Syria, saying that Russian Federation Group of Forces in Syria and Syrian Arab Army forces “liberated over 98 percent” of the country under him. In a June 2022 Komsomolskaya Pravda newspaper article explained that Surovikin received this unofficial nickname of “General Armageddon” from colleagues for “his ability to think outside the box and act tough.” in the fight against the Islamic terrorist group, ISIS, Surovikin is credited for directing the Syrian Arab Army when it lifted the siege of Deir al-Zour and directing the attack that recaptured Palmyra for the second and last time. On December 28, 2017 he was made a Hero of the Russian Federation for his leadership of the Group of Forces in Syria.

While all of that was transpiring, at the end of November 2017, It was the journal of Ministerstva oborony Rossiyskoy Federatsii (Ministry of Defense Russian Federation, hereinafter referred to as the Russian Federation Ministry of Defense’) Krasnaya Zvezda that reported Surovikin’s appointment to Commander of the Aerospace Forces by a presidential decree of November 22, 2017. Interestingly, TASS made special note of the fact that Surovikin became the first combined-arms commander in the history of Russia and the Soviet Union to be put in charge of the Russian or Soviet Air Forces. According to a report published by RBK Group on November 2, 2017, Surovikin had been appointed Commander of the Aerospace Forces in spite of his initial objections.

From January to April 2019, Surovikin again took command of Russian military forces in Syria. It was during that period Surovikin directed the operation against Idlib which included countless air and ground attacks on civilian objects and infrastructure. A 2020 Human Rights Watch report states that Russian forces under his command struck Syrian “homes, schools, healthcare facilities, and markets – the places where people live, work, and study”.

In June 2021, Surovikin reached the rank of Generál Ármii (General of the Army), the second highest military rank in Russia, second only to a marshal. One year later, in June 2022, it was revealed that he was named the commander of the Army Group “South” of the Russian Armed Forces engaged in the special military operation. On October 8, 2022, it was announced that he would be commander of all Russian forces in Ukraine.

In Surovikin’s military career there were what could delicately be called “bumps in the road”, some small, some big, some very big. In each case, fate somehow stepped in and saw Surovikin through. As aforementioned, during the 1991 Soviet coup d’état attempt in Moscow, Surovikin was ordered to send his battalion into the tunnel on the Garden Ring. As a result of his action, three anti-coup demonstrators were killed. After the defeat of the coup, Surovikin was arrested and held under investigation for seven months. The charges were dropped without trial on December 10, 1991 because Russian Federation President Boris Yeltsin concluded that Surovikin was only following orders. He was promoted to the rank of major afterwards. In September 1995, while Surovikin attended the Frunze Military Academy, he was sentenced to a year of probation by the Moscow garrison’s military court for illegally selling weapons. However, allegations were made that he had been framed. After an investigation, the conviction was overturned. It was concluded that Surovikin had provided a fellow student a pistol for use in a competition, unaware of its intended purpose. One might speculate that Surovikin either had such connections in very high places who were also benefiting from his sideshow that he was allowed to avoid any severe repercussions beyond a very public arrest or he managed to convince authorities that he was cured of his covetous mind.

On dit, there are supposedly whispers in Russia that that Surovikin reportedly had some business concerning the transporting of Syrian ore to Russia on the side. To date, no such rumor, however, has been substantiated or reported on by any mainstream newsmedia source.

Surovikin is an emblem to the Russian military for its “prowess.” The same was said to be true of Russian Federation General of the Army Aleksandr Dvornikov, who Putin appointed commander of the “special military operation” in Ukraine on April 9, 2022. Russian commanders at different levels have often been made to sound too good to be true, only to have their “gold complexions” dimmed in Ukraine. The latest announcement did not mention Russian Federation General of the Army Aleksandr Dvornikov, who Putin appointed commander of the “special military operation” in Ukraine on April 9, 2022. While some Western newsmedia sources insist Russian Army Colonel General Gennady Zhidko.was Surovikin’s predecessor, Moscow had not publicly specified that anyone had been placed in overall control of the operation until the announcement concerning his new command.

Surovikin, much as Dvornikov, had the opportunity to become familiar in Syria with the ways in which the US provides assistance to foreign forces on the battlefield. Moscow’s likely hope in that regard would be better understand how US and other NATO military minds might have special operations forces working in Ukraine, what to expect as a result of their “suggestions to the Ukrainian Armed Forces as to planning and operations,” and how to counter their assistance operations. If that were the case at all, perhaps Dvornikov never really discerned enough in Syria to exploit. He certainly failed grasp the role deception plays in US military operations and that failure played a role in opening captured territory up to rapid liberation by Ukrainian forces via a counteroffensive. Surovikin has the opportunity to demonstrate that he learned quite a bit more.

In March 2017, Surovikin (above) began the first of his two tours in Syria. The first was supposed to last only three months and was part of an effort by Moscow to provide first-hand combat experience to as many high-ranking officers as possible. However, on June 9, 2017, Surovikin was introduced to the newsmedia as the Commander of the Russian Federation Armed Forces deployed to Syria. The Russian Defense Ministry repeatedly credited Surovikin with achieving critical gains in Syria, saying that Russian and Syrian forces “liberated over 98 percent” of the country under him. In a June 2022 Komsomolskaya Pravda newspaper article explained that Surovikin received this unofficial nickname of “General Armageddon” from colleagues for “his ability to think outside the box and act tough.” On December 28, 2017, he was made a Hero of the Russian Federation for his leadership of the Group of Forces in Syria.

Surovikin’s Appointment Shows the World Moscow Has a Handle on Ukraine

Fallaces sunt rerum species. (The appearances of things are deceptive.) As alluded to initially here, one could reach the conclusion at first blush that this change in command amounts to a bromide, an unoriginal idea intended to soothe or placate and have the illusion of problem solving. On the other hand, one might imagine the wisdom in putting a former Russian Federation Aerospace Force commander in charge are that air power will be better applied in Ukraine. Many in the Western newsmedia have assessed Surovikin’s appointment may have been an effort by the Kremlin to mitigate criticism from nationalists who have accused the army of mismanaging the war in Ukraine and of failing to use Russian military power overwhelmingly to force the government in Kyiv to submit. To that extent, close Putin ally and leader of Russia’s North Caucasus region of Chechnya, Raman Kadyrov, has publicly demanded that many top generals of the Russian Federation Armed Forces be sacked. Reportedly, many pro-Russia military bloggers have harshly criticized the prosecution of the war. 

Perhaps it would be reasonable to suspect that Surovikin came highly recommended for the Ukraine job by the same sort behind the scenes that likely lended him a helping hand whenever he landed himself in trouble in the past. Among Russians who welcomed the appointment of Surovikin was Yevgeny Prigozhin, the founder of Gruppa Vagnera (Wagner Group), a private military company and a vocal critic of the military leadership. According to a statement put out by Concord, Prigozhin said publicly: “Surovikin is the most able commander in the Russian army.” He called Surovikin a “legendary figure, he was born to serve his motherland faithfully.” He noted: “Having received an order [in 1991], Surovikin was that officer who without hesitation got in his tank and went forward to save his country.” His appointment was also very vocally welcomed by Kadyrov,

However, Putin’s control and his choices and the relative influence of his inner circle was put succinctly in a January 12, 2020 interview in The New Yorker magazine of Masha Lipman, a Moscow-based political analyst who has written extensively on Putin’s regime. (The interview came on the heels of Putin’s proposals of Constitutional reforms that ultimately extended his years in power in Russia.) Asked about the degree of Putin’s control in Russia, Lipman responded: “The issue of control is tricky. If one talks about whether government management is efficient in Russia, then no, it is not. And Putin has repeatedly, over his very long time in office, spoken about the need to increase the productivity of labor and quite a few other very important goals. I wouldn’t say he has delivered so well on those. But, if we define control as control over the élite, over making the decisions, of course Putin’s fully in control. And the developments of the past few days are very clear and persuasive evidence of him being in control of making decisions.” Responding to a question about his moves at that time [Constitutional reforms], Lipman said; “This is a demonstration of how Putin is ultimately in charge and how he can make very important decisions by himself in an atmosphere of complete secrecy. We still do not know who was aware of what was in store for the country three or four days ago, and to what extent there is anyone who can actually challenge his decisions, even verbally.” Lipman continued: “Putin rarely consults with anyone, and, even if he does, it is done in a totally opaque way. He’s rarely explicit. Even if he consults with some people in his circle, people leave without having a clear idea of what his goal is and have to guess. Sometimes they guess right. Sometimes they guess wrong. Sometimes they try to curry favor and succeed, sometimes not. At the end of the day he is the ultimate decision-maker. And the strategy and the grand plans that he has for Russia, in their entirety, exist only in his mind.”

Given Lipman’s expert view and  the views that have been expressed by greatcharlie on Putin for quite some time–they may hold water for generous readers, it would only be reasonable to believe Putin naturally has morbid fear of anyone desiring to remove him from power. Equally naturally, he acts aggressively and often eccentricity to potential threats to his power, both real or imagined. No one should hope to get too close. Sometimes holding power too long breeds a familiarity that breeds contempt in many. Envy like fire always makes for the highest points. The Roman historian Titus Livius (59 B.C.-A.D. 17), known as Livy, provided in Greek, a history of Rome that begins with the earliest legends of Rome before the traditional founding in 753 B.C. through the reign of Emperor Caesar Augustus during his own lifetime. In Book XXXV, section 10 of that history Ad Urbe Condita (From the Founding of the City) (c. 28 B.C.), Livy discusses the campaign for consul that pitted Publius Cornelius Scipio, the son of Gnaeus, who had recently returned from Spain after performing great deeds, and his brother Lucius Quinctius Flamininus, who had commanded the fleet in Greece. Herodotus writes of the challenges facing Scipio: But the eyes of all men were turned upon Quinctius and Cornelius; for both were patricians, contending for one place, and recently-won military glory lent favor to each. But before all else, the brothers of the candidates11 increased their rivalry, since they were the two most celebrated commanders of their age. The greater fame was Scipio’s, and the greater it was, the more it was exposed to jealousy; that of Quinctius was fresher, inasmuch as he had triumphed that very year. There was also the fact that the other had been for about ten years constantly in the public eye, a fact which renders prominent men less venerated from sheer surfeit of seeing them: he had been consul for the second time after the defeat of Hannibal and censor . . . .”

Admittedly, greatcharlie went the long way about presenting this passage from Ad Urbe Condita. However, Livy admirably presents the depth of thinking that led to the challenge to the well-known, long-serving, heroic leader, Scipio, for a newcomer, who could only offer a list of promises and seem so willing, despite his record of service, to challenge the incumbent leader with no apparent reservations. Surely, if this could be used as any measure. Putin always has much to keep his eye on politically.

Putin launched the Ukraine War lacking a worthwhile strategy and recognition of what Russian Federation forces would come up against. What was seemingly completely missed or misunderstood was the degree of support from the US and NATO Member States that Kyiv would receive. No effort, that was apparent, was made to obviate the ability of the US and its NATO allies to supply Ukraine at will as part of the military strategy. From the start, conquering Kyiv was the focus as if Putin and the General Staff of the Russian Federation Armed Forces were blinded by rage. The door was left wide open between Poland and Ukraine. Such impetuous schemes and boldness are at first sight alluring, but are difficult to handle, and in the result disastrous.

Perhaps the real problem for Putin was not just that he relied on fortune, but was driven by blind ambition. What has likely been a reliable intuition that had served him well along the way and allowed him a leg-up in giving subjects light were darkened with regarding parsing out the many aspects of this massive enterprise in Ukraine. Polybius (c. 204-122 B.C.), the Greek “pragmatic historian,” and intriguingly an eyewitness to the siege and destruction of Carthage accompanying none other than Cornelius Scipio Aficanus as one of his commanders. In his noted work, The Histories, Polybius covers the period from 264 BC to 146 BC, focusing primarily on the years 220 BC to 167 BC, and detailing Ancient Rome’s conquest of Carthage, which allowed it to become the dominant force in the Mediterranean. In his discussion of the causes for the start of the Carthaginian War, the Second Punic War in Book I, section 8, Polybius cites the work of the Roman analyst Quintus Fabius Pictor (born c. 270 BC, fl. c. 215–200 BC) . Reportedly, this choice may have been based more in homage than irrefutability given concerns even in his time that his work on the Second Punic War (218–201 BC) on Carthage was highly partisan towards the Roman Republic, idealizing it as a well-ordered state loyal to its allies. Fabius was the earliest known Roman historian. His writings, presented in Greek and now mostly lost besides some surviving fragments, were highly influential on ancient writers. He participated in introducing Greek historiographical methods to the Roman world.

Polybius writes: “Fabius, the Roman annalist, says that besides the outrage on the Saguntines, a cause of the war was Hasdrubal’s ambition and love of power. He tells us how, having acquired a great dominion in Spain, he arrived in Africa and attempted to abolish the constitution of Carthage and change the form of government to a monarchy. The leading statesmen, however, got wind of his project and united to oppose him, upon which Hasdrubal, suspicious of their intentions, left Africa and in future governed Iberia as he chose, without paying any attention to the Carthaginian Senate. Hannibal from boyhood had shared and admired Hasdrubal’s principles; and on succeeding to the governor-generalship of Iberia, he had employed the same method as Hasdrubal. Consequently, he now began this war against Rome on his own initiative and in defiance of Carthaginian opinion, not a single one of the notables in Carthage approving his conduct towards Saguntum. After telling us this, Fabius says that on the capture of this city the Romans came forward demanding that the Carthaginians should either deliver Hannibal into their hands or accept war. Now if anyone were to pose the following question to this writer–how opportunity could have better favored the Carthaginians’ wishes or what could have been a juster act and more in their interest (since, as he says, they had disapproved Hannibal’s action from the outset) than to yield to the Roman demand, and by giving up the man who had caused the offense, with some show of reason to destroy by the hands of others the common enemy of their state and secure the safety of their territory, ridding themselves of the war that menaced them and accomplishing their vengeance by a simple resolution–if anyone, I say, were to ask him this, what would he have to say? Evidently nothing; for so far were they from doing any of the above things that after carrying on the war, in obedience to Hannibal’s decision, for seventeen years, they did not abandon the struggle, until finally, every resource on which they relied being now exhausted, their native city and her inhabitants stood in deadly peril.”

As an experienced judoka, Putin knows that there are occasions when one competitor is simply outmatched by another. It is hard to accept when one is the outmatched competitor or the competitor’s loyal supporter. Still, no matter how unpleasant, it is a reality that must be faced with level-headedness. It would seem Putin has not reached that conclusion yet.

(From left to right) Russian Federation Defense Minister Sergei Shoigu, Chief of the Russian Federation General Staff, Russian Federation General of the Army Valery Gerasimov, Putin, and Surovikin at a presentation on aerospace weapon systems. On first impression, one might imagine the wisdom in putting the former Russian Federation Aerospace Force commander in charge is that air power will be better applied in Ukraine. Many in the Western newsmedia have assessed Surovikin’s appointment may have been an effort by the Kremlin to mitigate criticism from nationalists who have accused the army of mismanaging the war in Ukraine and of failing to use Russian military power overwhelmingly. In a January 2020 interview in The New Yorker magazine of Masha Lipman, a Moscow-based political analyst who has written extensively on Putin’s regime, explained: “At the end of the day he is the ultimate decision-maker. And the strategy and the grand plans that he has for Russia, in their entirety, exist only in his mind.”

Surovikin’s Appointment Provides Putin with Some Relief Personally

Choice of Surovikin may have been made simply to provide some measure of relief for Putin. By appointing an overall commander, something that most senior military and political advisers in Moscow might have urged Putin to do earlier or had begun to do once things went poorly, the move would feel something far different than a bromide. Putin would be acting proactively, putting fresh eyes on the matter and hopefully a more successful line of thinking.

Imaginably, there are many things Surovikin can now do under his new title that he could not do as Commander of the Aerospace Forces or commander of the Army Group “South” of the Russian Armed Forces engaged in the special military operation. Perhaps it might be more directly the case that they see something in the way in which Surovikin thinks. Much as with the commanders of air, ground, naval, and space components of  armed forces worldwide, one might presume in the abstract that intelligence preparation of the battlefield, providing predictive intelligence at the right time for use in planning and executing operations, has been a critical aspect of the Russian Federation Aerospace Forces efforts to deliver information superiority to its chiefs, and wing and squadron commander’s operating forces over Ukraine. Perhaps in strategy sessions of the armed forces general staff on the Ukraine operation, he proved more familiar with the battlespace as it stands than his counterparts and was thereby tapped for the top Ukraine job. So, he was given the job.

Perhaps in a conversation, an opportunity as his interview with Surovikin for the Ukraine job, Putin expressed concerns about the outcome of the war and Surovikin offered words that provided some measure of relief for him. That would be the conversation leaders who were in desperate situations or facing uncertainty have had with commanders for centuries. In The Histories, Herotodus of Halicarnassus (c. 484 BC-c. 425 BC), the renowned Greek historian of the Hellenic period known for that aforementioned masterwork which mainly discusses the struggles between Greece and Persia. In Book VII, Chapter 234, section 1-3, Herotodus reconstructs a hypothetical conversation between the Persian King Xerxes, and his general and uncle,  Demaratus following the king’s conversation with counselors. He writes: “Xerxes then sent for Demaratus and questioned him, saying first, “Demaratus you are a good man. I hold that proven by the plain truth, for things have turned out no differently than you foretold. Now, tell me this: how many Lacedaemonians are left, and how many of them are warriors like these? or is it so with them all?” “My king,” said Demaratus, “the number of the Lacedaemonians is great, and so too the number of their cities. But what you would like to know, I will tell you: there is in Lacedaemon a city called Sparta, a city of about eight thousand men, all of them equal to those who have fought here; the rest of the Lacedaemonians are not equal to these, yet they are valiant men.” “And how, Demaratus,” answered Xerxes, “can we overcome those men with the least trouble to ourselves?” Come, disclose that to me, for you have been their king and know the plan and order of their counsels.”

Surely, Putin is aware that not even the threat or dismissal or assassination cannot coax brilliance on the battlefield from Russian Federation commanders who simply iack the faculty to do anything that could dramatically change the situation in Ukraine in Russia’s favor. Hoping Ukrainian commanders might drop some almighty clanger that will provide an advantage–friction in battle and that sort of thing–would be futile given they are doubtlessly being “advised” by the some of the best military minds that NATO’s 27 Member States can supply respectively. The assistance in terms of weapons systems, training, and gear alone from NATO Member States has been breathtaking. Putin must have accepted by now that the Russian Federation armed forces are just not good enough to successfully execute the special military operation he chose to launch on February 24, 2022. Perhaps he has muttered to himself in private that all the talent is I n the other side. The Russian Army rejoiced in reputation of the post-war and Cold War Soviet Army. it was an illusion. Putin fell for it. It is all very tragic, especially for the soldiers and civilians on both sides caught up in the fighting and dying.

An army can not change overnight. What Russian top commanders can do is ensure that the many parts of the Russian Federation’s Ground Forces, Aerospace Forces, and Naval Forces work to their utmost in harmony to achieve success, but that still might not be enough to change the course of things. One should hardly expect to observe any maneuvers by Russian commanders to represent “an ingenious jesting with [the operational] art.” The Russians unit commanders in Ukraine continue to feign good intentions by ordering the use of overwhelming brute force, incredulously pretending they can muster any approximating power of that kind the field, with the respective objectives of overcoming Ukrainian strength now in what Putin has just recently declared Russian Federation territory. All those commanders are actually doing is sending their troops, the bulk of which are frightfully ill-trained and inexperienced, to near certain defeat. Numerous newsmedia reports in the West, impossible for any following the Ukraine War story to have missed, tell of field grade level commanders, gung-ho on the war and Putin, and eager to make their mark and possibly catch the attention of leaders Moscow, have sent their troops into better than questionable assault on well-armed and well-positioned Ukrainian units. Such assaults are being repulsed at the cost of extraordinarily high tallies of killed and wounded. Some Russian Army companies and battalions have been obliterated in this way. Many of those zealous commanders have ended.up on casualty.lists themselves. Surely such actions may later be found to be a main ingredient of a recipe for what may turn out to be a great military disaster. There may likely be a decisive clash ahead that will mark the end of the Russian presence in Ukraine, and end the myth that Russia is a conventional military power impossible to reckon with, a challenge to the combined forces of NATO.

The situation for Surovikin might in the end parallel that of the singular circumstances surrounding the renowned author of The History of the Peloponnesian War, Thucydides, (c. 460 BC–400 BC). Thucydides once was an Athenian general who was subsequently sacked and exiled following his failure to defend the Greek city of Amphipolis in Thrace. (During his exile, he began compiling histories and accounts of the war from various participants on all sides.) As fate would have it, Thucydides was ordered to go to Amphipolis in 424 because, by his own account in Book 4, chapter 105, section 1, of The History of the Peloponnesian War (hereinafter referred to as the Peloponnesian War):  “He possessed the right of working the gold mines in that part of Thrace, and thus had great influence with the inhabitants of the mainland” He wrote in Book I, chapter 104, section 4: “The general who had come from Athens to defend the place, sent to the other commander in Thrace, Thucydides son of Olorus, the author of this history, who was at the isle of Thasos, a Parian colony, half a day’s sail from Amphipolis” The renowned Spartan general Brasidas, aware that Thucydides was on Thasos and had established considerable influence with the people of Amphipolis, and concerned over possible reinforcements arriving by sea, acted quickly to offer moderate terms to the Amphipolitans for their surrender, which they accepted. Consequently, when Thucydides arrived at Amphipolis, the city had already fallen under Spartan control. As Amphipolis was of considerable strategic importance to Athens, reports were received with great alarm. Thucydides became the target popular indignation among the Athenians. As was the usual decision in such circumstances, Thucydides was exiled for his failure to “save” Amphipolis.

Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.) As it was Thucydides’ fate, one might wonder whether Surovikin has been given a fool’s errand, destined to receive a mark of dishonor for failing to complete a mission that had become moot before he had even journeyed out to perform it. Whatever Surovikin manages to do, he will have to cut it a bit fine given the rapid progress of Ukrainian forces in reducing Russian gains, and their well-demonstrated ability to do a lot more. Ukrainian commanders have proven themselves to be formidable opponents by displaying amazing knowledge of their battle space, foresight and agility acumen, managing to block in one place, counterattack in another, withdrawing their units when conditions were most favorable more often than demanding troops hold on to untenable positions until they were forced to retreat in order to survive or surrender. The ability of Ukrainian commanders to think fast and soundly has been key to their relative success as time is always of the essence. They relentlessly seek to take ground and gain and retain the initiative. More often than not weaker Ukrainian units have been pitted against stronger Russian ones, stronger at least on paper. French Emperor Napoleon Bonaparte is quoted as saying: “Strategy is the art of making use of time and space. I am less concerned about the later than the former. Space we can recover, lost time never.” With continued expert advice and robust levels of assistance from the US and NATO, Ukrainian forces could potentially displace and destroy Russian forces at many points before winter sets in proper.

Putin (right) decorating Surovikin (left) with the Hero of the Russian Federation medal for his leadership of the Group of Forces in Syria. If one might consider the role politics might have played in the decision to appoint Surovikin commander of the joint group of troops in the area of the special military operation, it would seem on its face that Putin and the general should have a very harmonious relationship, hardly oil and water. Surovikin’s loyalty and reliability was apparent in his performance in Syria. Surovikin, obedient to the letter, followed through violently in Syria, getting the results that Putin demanded. Unlikely lost on Putin is the fact Surovikin, as a captain commanding an armored unit, was a defender of his beloved Soviet state in the truest sense during the 1991 coup d’état attempt launched by Soviet hardliners, driving through barricades erected by pro-democracy protesters. As noted in the discussion here on his military career, three men were killed in the clash, including one who was crushed.

The Role Played by Political Likes and Dislikes in Surovikin’s Appointment

In greatcharlie’s humble opinion, now is certainly not the best time in Moscow for anyone but Putin to worry about image or petty politics. It is a very odd situation that this persists in the midst of calamity. Even though there is a war going on in which Russia is not performing so well as an invader, image apparently still matters in Moscow. There are ceremonies, speeches in the Kremlin, scholarly foreign and national security policy conferences still being held around Russia all attendended via special invite only. For the elites, it is all more about status than security. The elites still want to improve their relative proximity to Putin and his inner circle. They want to know, who has what title, who is in charge of this or that, who has the lead, who takes orders from whom

To that extent, if one might consider the role of politics might have played in the decision to appoint Surovikin commander of the joint group of troops in the area of the special military operation, it would seem on its face that Putin and the general should have a very harmonious relationship, hardly oil and water. Surovikin’s loyalty and reliability was apparent in his performance in Syria. Surovikin, obedient to the letter, followed through violently in Syria, getting the results that Putin demanded. Unlikely lost on Putin is the fact Surovikin, as a captain commanding an armored unit, was a defender of his beloved Soviet state in the truest sense during the 1991 coup d’état attempt launched by Soviet hardliners, driving through barricades erected by pro-democracy protesters. As noted in the discussion here on his military career, three men were killed in the clash, including one who was crushed.

Certainly Surovikin is not starting from scratch, coming in from outside the centers of power. As mentioned, he served as the Commander of the Russian Federation Aerospace Forces, a rung few have reached since, as aforementioned, the Russian Air Force, the Air and Missile Forces, and the Space Forces were placed under his responsibility. Few have demonstrated the ability to manage as many operational organizations as he has. Although one might point out that the Russian Air Force at war in Ukraine is the one for which he was responsible for many years. Perhaps its performance has been the least impressive among the armed forces.

The thought could not have escaped Russian Federation General of the Army Valery Gerasimov that Putin might be looking at Surovikin as his possible replacement as Chief of General’nyy shtab Vooruzhonnykh sil Rossiyskoy Federatsii (General Staff of the Armed Forces of the Russian Federation), hereinafter referred to as the Russian Federation General Staff. To find support for that idea, he would only need to look at his latest work product, the condition of the Russian Federation Armed Forces in Ukraine and the less than capable force he had developed and maintained in the years before the invasion. Gerasimov could very likely have been accused criminally as having failed immensely in keeping the armed forces prepared for war.

On the eve of the special military operation’s launch, Russian Federation forces situated near Ukraine’s border were still considered quite formidable. This belief was based not just on numbers and their fierce appearance, but on the assumption that Russia had undertaken the same sort of root-and-branch military reform that the US underwent in the 18-year period between Vietnam and its victory in the first Gulf War. Not all,, but many military analysts in the West speculated that the Russian operation would be something akin to a one act drama with an early curtain. The US Intelligence Community concluded that Kyiv would fall in days. Some European officials thought it might just hold out for a few weeks. However, starting on the first day of the of the invasion of Ukraine, all of the walls came down on the Russian Federation Armed Forces. Based on their overall performance in Ukraine, the forces that Russia sent into battle seemed almost counterfeit, poorly imitating what was expected by reputation. One could reasonably suggest  that in recent years their capabilities have been subject to hyperbole. As greatcharlie has stated in preceding posts, the Russian Federation General Staff was fortunate that they are not facing US forces. Copious amounts of supporting evidence for that argument has been presented on the battlefield daily in Ukraine. How the mighty have fallen. 

Negligentia sempre habet infortunam comitem. (Negligence always has misfortune for a companion.) Russian forces were not organized for war with precision. Units were not ready for battle. Soldiers had no idea of what to expect. Ukraine was allowed to use its strengths against Russian weaknesses. Ukraine’s smaller units were able to achieve relative superiority force on force initially in the field. One might have expected that occasionally good fortune would shine upon the relatively lightly-armed Ukrainian forces, and a Russian Army or Russian Naval Troops patrol rolling around or crossing into a danger zone might face ambush, a well-organized ambush, and losses would be suffered. With so many patrol ordered in the different avenues of attack by Russian forces, the greater the chance there would be losses. However, Ukrainian forces outrightly routed Russian units over and over on the battlefield and line of successes would force Russia to adjust its strategy.. The possibility of endsieg, victory against the odds, has become all the more real for the Ukrainians.

As discussed earlier to some extent, Putin surely felt the Russian Federation Armed Forces were well-trained and well-equipped to bring swift victory. To be fair, even to Putin, in practical terms, he mainly had the well-choreographed Zapad military and naval exercises to use as a measure of the Russian Federation armed forces effectiveness. The scenarios rehearsed in those exercises were apparently poor preparation for the invasion at hand. The scenarios rehearsed in those exercises were apparently poor preparation for the invasion at hand. There is also the issue that the Zapad exercises were not exactly all that they were made to appear to be in terms of demonstrating their actual strength and capabilities of the Russian armed forces, as well as the possibilities for their use. Imaginably, the truth was deliberately kept from Putin. No matter what was really going on at Zapad, their true value of the exercises can now be discerned by all. Military commanders simply during each exercise went through the motions with elaborate displays of firepower and mobility with little to no concern about how it would all come together in real world situations. The bigger and better Zapad exercises since 2017, lauded by the leadership of the Russian Federation armed forces, were surely “full of sound and fury, signifying nothing.” Putin, himself, had regularly observed the Zapad exercises and everything seemed fine enough.

One NATO commander caught on to what had been happening at Zapad and other Russian military and naval exercises before the invasion and could predict Russian military action in Ukraine might prove for Moscow to be catastrophic. When he was commander of US naval forces in Europe and Africa, US Navy Admiral James Foggo had the duty to plan US military exercises recognized that planning the huge Russian exercises were enormous undertakings. As Russia was planning the Vostok exercises in September 2021 in Siberia, Russian Federation Defense Minister Sergei Shoigu, declared it would be the largest since the Soviet Union’s Zapad exercise of 1981. It would involve 300,000 troops, 1,000 aircraft and 80 warships. However, Foggo discovered there was quite a bit of deception involved. Rather than actually field large numbers of soldiers, sailors, airmen and marines, a company of troops (150 at most) at Vostok, for example, was inflated and counted as a battalion or even a regiment (closer to 1,000). Single warships were passed off as whole squadrons.

How spectacularly did the illusion created by Russian commanders disintegrate when challenged by reality! It is a sad lesson for commanders in all armies to learn from. Beyond the seemingly deliberate desire to create an illusion of capabilities, the impression left is that the Zapad hoax over the years is that a certain disinvoltura apparently plagued the Russian Federation Armed Forces commanders, that has manifested itself at the worst possible time in the worst possible way. Clearly, Gerasimov was the main one who fed Putin’s illusion concerning the capabilities and  readiness of the Russian Federation Armed Forces. Maybe Putin has reached a point at which he could see some benefit in making a change. The easiest way is to bring forward other faces from the Russian Federation General Staff. It is somewhat surprising that in the West, investigative journalists have not gotten the hint that Gerasimov is being slow-walked out the door and have not tried to pick up the scent of blood. Some may have. A good guess would be that Surovikin is being advanced piecemeal by Putin to where he wants him to be. Interestingly, the indications and implications of such would also be that Putin has the sense that he has a future as leader of Russia.

Removing Gerasimov would cause some stir, perhaps both plus and minus, even among Putin’s nationalist and ultranationalist following. He has been viewed as a very loyal Putin acolyte for nearly a decade. However, if Putin is acting in that direction, it would surely be “business as usual in the Kremlin” with regard to military commanders at all levels. Putin has already replaced a number of top commanders in its armed forces. In an October 8, 2022 story, RFE/RL expressed from available public reporting, a list of prominent Russian commanders that have been sacked. Reportedly, the head of Russia’s North Caucasus region of Daghestan, Sergei Melikov, wrote on Telegram on October 7, 2022, that North Caucasus native Lieutenant-General Rustam Muradov had replaced the commander of the Eastern Military District, Colonel-General Aleksandr Chaiko. The RBK news agency on October 7, 2022 cited sources close to the Russian military as saying Muradov replaced Chaiko without giving any details. Much of the Eastern Military District’s personnel are engaged in the special military operation in Ukraine, despite the fact that the district is based in Russia’s Far East. Muradov previously led troops in Ukraine’s eastern regions of Donetsk and Luhansk, parts of which have been under Russia-backed separatists’ control since 2014. He also commanded Russian peacekeepers in Azerbaijan’s breakaway region of Nagorno-Karabakh.

An October 3, 2022 RBK report stated that the commander of the Western Military District, Colonel-General Aleksandr Zhuravlyov, had been replaced shortly after dramatic Russian losses in northeastern Ukraine in September and the strategic city of Lyman in the Donetsk region had been recaptured by Ukrainian forces. In September 2022, Colonel General Mikhail Mizintsev replaced. General Dmitry Bulgakov as deputy defense minister in charge of logistics.  Curiously, Mizintsev is accused by the European Union of orchestrating a siege of the Ukrainian port of Mariupol early in the special military operation that reportedly killed thousands of civilians. In August 2022, state media outlets in Russia said the commander of the Black Sea fleet had been sacked after Ukraine carried out several successful attacks, including the sinking of Russia’s missile cruiser Moskva and the loss of eight warplanes in an attack on a Russian base in Crimea. As Ukraine continues to liberate settlements in its eastern region from occupying Russian troops, Moscow will likely continue to replace top commanders in its armed forces.

However, Putin apparently appreciates Gerasimov as a grand strategist, a military thinker of some talent. He has well-expressed, in military terms, the imaginings of Putin and his acolytes on the US ambition to conquer Russia for its abundant resources. Worth noting is the very strong and pertinent 2013 military statement which was noted in greatcharlie’s November 16, 2016 post entitled, “Belarus Allows Small Demonstrations Outside KGB Headquarters: As Belarus Curries Favor with the West, Can It Help Russia, Too?”. Far more than a military analysis on NATO expansion, the document which was the top secret Plan of Defense of the Russian Federation, assessed that future conflicts will be “Resource Wars.” The basis of that assessment was that the depletion of energy resources will soon become an ultimate world crisis and overtake regions. Severe shortages of oil, gas and other natural resources would cause their prices to steeply rise. Russia’s senior military leaders believed outside powers, primarily the US and its allies, may invade their country from several directions to physically grab territory and its resources. Putin accepted the threat assessment of the Russian Federation General Staff which as aforementioned essentially paralleled his own thinking, and signed the Plan of Defense of the Russian Federation into law on January 29, 2013. The notion that Russian borders were being threatened by the US and NATO and adequate defensive measures needed to be taken has nearly controlled Russian military thinking since the plan was developed. It might be reasonable to conclude that such thinking culminated, at least so far, into Moscow’s great blunder in Ukraine.

Suggestions that Ministr Oborony Rossijskoj Federacii (Minister of Defense of the Russian Federation) General of the Army Sergei Shoigu has concerns over General Surovikin would be almost baseless. As Shoigu and Surovikin have interacted on countless occasions while he commanded Russian Federation Aerospace Forces. No friction between them has been publicly reported at least. Many new weapon systems critical to Russia’s strategic defense have been introduced by the Aerospace Forces under his leadership. One might in this case again harken back to 1991 and the collapse of the Soviet Union to give life to such a suggestion. At the time, Shoigu, fairly senior in the Russian Rescuers Corps, was a firm supporter of Boris Yeltsin, then President of the Russian Republic, leading protests against the coup d’etat that forced Soviet President Mikhail Gorbachev from office. However, the fact that Surovikin and Shoigu were on opposing sides at the time should not hold much significance in an analysis. It 8s very unlikely that Shoigu has borne some grudge against Surovikin over the matter. While greatcharlie cannot swear that Surovikin’s rise is nothing to signify concerning Shoigu’s perch at the Russian Federation Ministry of Defense, any suggestion that Surovikin’s appointment has meaning in that direction would seem by the by. The reality is that Shoigu’s role in the rise of Putin and his place in the regime is quite firm and rather singular.

One might recall that in 1999, Yeltsin became acutely aware that he was losing power in Russia, and his supporters were shifting to the opposition. Taking steps to ensure his legacy with less than a year left in office, Yeltsin, with the help of political allies, created a new party, with a new face, loyal to him: Unity. Shoigu, who was serving as Minister of  Ministestvo po Delam Grazhdanskoy Oborony, Chrezvychainym Situatsiyam i Likvidtsil Posledstviy Bedstviy (Ministry of the Russian Federation for Affairs for Civil Defense, Emergencies and Elimination of Consequences of Natural Disasters Emergency Situations also known as the Ministry for Emergency Situations) or EMERCOM, and part of Yeltsin’s successful re-election campaign in 1996, was named the leader of the pro-president party. He was partnered with Alexander Karelin. Elements of Unity’s economic policy were akin to Thatcherism. It included, for example, the promotion of low inflation, the small state and free markets via tight control of the money supply, and privatization. That said, Unity also supported the reliance on powerful police and security structures and media control. After parliamentary elections in 1999, Unity took a commanding position in the Duma. Having secured some control of the Duma, Yeltsin sought a successor for the presidency.

While Yeltsin called Shoigu “our greatest star,” he chose Putin. Yeltsin first saw promise in Putin when he selected him on July 25, 1998 to serve as head of the Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Federal Security Service) or FSB. At the time, Putin was an unemployed deputy-mayor from St. Petersburg. He served at the FSB until August 9, 1999, when Yeltsin called him to the post of acting prime minister. Late that same month, there was a bomb blast in a luxury shopping mall by Red Square which was the first in a series of blast resulting in casualties. In September 1999, there were apartment bombings in Moscow, Buinaksk, Dagestan, and Volgodonsk, in Rostov. They collectively killed 300 Russian civilians and wounded hundreds more that were reportedly the responsibility of Chechen Islamic militants. Putin acted forcefully against the mall bombing, the apartment immolations, and a bold Islamic militant incursion from Dagestan into Chechnya, led by Shamil Basayev. The first of 100,000 troops were sent to the northern Caucasus within weeks. In a famous September 24, 1999 speech, Putin spoke with determination in explaining his approach to defeating terrorism: “We will pursue the terrorist everywhere. If they are in an airport, then, in an airport, and forgive me, if we catch them in the toilet, then we will waste them in the outhouse . . . The issue has been resolved once and for all.” Putin marked his rise in power by acting viciously against terror. Shoigu’s Unity Party then served as the instrument for Putin’s rise to the presidency. The Unity Party eventually entered into an alliance with the Fatherland-All Russia political bloc. The Party later morphed into United Russia, the country’s current ruling party that rubber stamps Putin’s initiatives in the Duma. Putin has remained in power by confounding insincerity, and he does not suffer fools lightly. Having observed him closely, Putin obviously feels Shoigu well-serves his needs. Shoigu was neither in the Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB nor worked in St. Petersburg with Putin. He has been able to make use of his own unique sensibilities to understand his leader’s thinking and feelings. An informed guess by greatcharlie is that Shoigu is unlikely going anywhere, anytime too soon.

As remarked earlier, it is not publicly known which particular aspects of Surovikin’s military background, as seen through the singular lenses of his superiors, took on significance in the decision to select him to tackle the “Ukraine conundrum.” Perhaps those aspects would not be those leaders of other countries might seek in an ideal overall commander of a military campaign. Recalling here how Putin acted in Chechnya when brand new to the post of Russian Federation President, it would not be difficult to understand why Surovikin, with his background, would be the commander he would want handling Ukraine.

One might wonder whether Surovikin (above) has been given a fool’s errand, destined to receive a mark of dishonor for failing to complete a mission that had become moot before he had even journeyed out to perform it. Whatever Surovikin manages to do, he will have to cut it a bit fine given the rapid progress of Ukrainian forces in reducing Russian gains, and their well-demonstrated ability to do a lot more. Ukrainian commanders have proven themselves to be formidable opponents by displaying amazing knowledge of their battle space, foresight and agility acumen, managing to block in one place, counterattack in another, They relentlessly seek to take ground and gain and retain the initiative. More often than not weaker Ukrainian units have been pitted against stronger Russian ones, stronger at least on paper.

Surovikin: The Prospective Savior of Russia?

It is very possible that Putin, Shoigu, Gerasimov, and the others on the Russian Federation General Staff authentically feel there is a real chance that under Surovikin’s command, Russian forces can beat back Ukrainian forces tearing through their lines, gain and retain the initiative, and somehow obviate the effects of US, NATO, and other foreign military assistance to Kyiv. The initial Western newsmedia commentaries of what Surovikin would bring to war as the new joint commander of Russian forces was that he would bring “his violent Syria playbook closer to home.” Reporting focused on a rush of heavy rocket attacks against civilian targets across Ukraine. Naturally, Surovikin’s main challenge in Ukraine, will be to solve the structural problems plaguing the Russian military as it faces fierce Ukrainian forces hell bent on liberating every speck of Ukrainian sovereign territory. Many Western Military experts have expressed that view.

Yet, equally naturally, Surovikin has the grand opportunity to apply his thinking–within the limits of the Russian government system–of what has been done wrong, what has been done right, and what can best be accomplished. As broached in-brief earlier, Surovikin may have expressed a singular interpretation of the battlespace. To be succinct and express it as it might still be taught in military educational institutions at the command and staff level, the battlespace is the mental picture a commander establishes in order to analyze and choose courses of action to apply his military assets in relation to time, tempo, and depth. Perhaps Surovikin’s superiors at this point are hoping that his way of thinking will make a difference on the battlefield and they may be turning to him as a last, best resort. Moreover, it could be that the results of the ongoing Ukrainian drive in fact proved Surovikin’s conceptual view of the situation in what was previously his southern front and his neighboring eastern front were correct. He may have expressed what turned out to be the best understanding of how factors as the strengths and weaknesses of Ukrainian forces to include new weapon systems being introduced via Western assistance. He may have sounded the alarm that firepower in particular would allow them “the upper hand” on the battlefield. He may have demonstrated a better understanding, reliable intimations, on how, where, and when to apply the combat power of Russian forces. He may have assessed the strengths and weaknesses of Russian forces and, since their power has dwindled so dramatically, how they could be more effectively and perhaps economically mustered, how those forces could be better protected, and how they might be able to take a stab at making some respectable gains more immediately. Much as noted previously, being commander of the Russian Federation Aerospace Forces, since 2017 has perchance allowed Surovikin to gain experience, an expertise in managing multidimensional aspects of warfare to create a harmonious or synergistic whole. To that extent, he conceivably would lend an expertise applicable to managing the multidimensional aspects of air, sea, space, land, and information operations in his planning and execution of military operations.

Concerning Russian Federation Aerospace Forces specifically, more than simply contributing to the Ukraine campaign as the situation stands as of this writing, they could play an effective role, indeed have a multiplier effect. With his experience as Commander of the Russian Federation Aerospace Forces, Surovikin presumably would know best how to manage all assets of the force to strike strategically and tactically to make a positive difference in the war effort. Strategically, destroying Ukraine’s ability to construct weapons and disrupting its supply of weapons from external sources would likely be a priority. Tactically, a priority would likely be coordinating efforts by Russian Federation Aerospace Force assets with ground forces currently facing great pressure or extremely challenging situations almost everywhere on the frontlines from well-armed, well-supplied, and highly-motivated Ukrainian forces.

Dediscit animus sero quod didicit diu. (The mind is slow in unlearning what it has been long learning.) For many, it might understandably be difficult to conceive exactly how under the same leadership, with an additional title, the situation could be altered for its better. With specific regard to the Russian Federation Aerospace Forces, large scale exercises of recent years appear to have been nothing more than staged acts, performances that presented illusions about the capabilities of its different branches. Indeed, those performances were full of sound and fury, but reality signified nothing. In the Ukraine campaign, the Russian Federation Aerospace Forces so far have had little impact to the degree that they were present. The Russian Federation Aerospace Forces have been near nonexistent relative to its size, supposed power, and the expectations of military analysts worldwide. Its best fighters and fighter-bombers have been regularly blasted out of the skies by Ukrainian forces using both pricey sophisticated air defense weapons systems gifted to Kyiv by Western powers and shoulder fired rockets operated by individual soldiers in the field. Russian Federation Ground Forces could be assessed as fighting much as one of a third tier power, seemingly lacking sophisticated aircraft and possessing no close air support assets, and they have resultantly suffered losses the same as an trained observer might expect of a type of third tier force against a high-tech force of a military superpower. In this case, it would appear that with the combined support of the US, the United Kingdom, EU, and NATO member countries, Ukraine, to a degree, is fighting much as that very sort of military superpower described. As greatcharlie has stated in preceding posts, one could only imagine the loss Russian Federation forces would have suffered if they had clashed directly with US forces. If any units sent into battle under that scenario would have been spared, it would have been purely a matter of happenstance.

Still, Putin would unlikely put all of his hopes in the hands of these military men. To go a bit further with the hypothetical, perhaps during one of his summit meetings and bilateral talks with Putin, People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping diplomatically and encouragingly shared the suggestion that he might adopt “a new way of thinking about warfare.” Perhaps he discussed the concept of combined warfare without boundaries emphasizing that a complementary level of energy be placed on matters that could not only greatly influence, but even more, have a decisive impact on its outcome. While it may also include the use of armed force, under the concept of combined warfare without boundaries prioritizes the use of non-military forms of warfare: psychological, media, information, technology, cyber, financial, political, social, and espionage. The aim of combined warfare without boundaries is to weaken the US internally and to exploit its vulnerabilities. Since under combined warfare without boundaries the battlefield is everywhere, everything can be weaponized. On a short list of things weaponized, Xi could have told Putin in this hypothetical situation that, optimistically, there still was time to put things right, but certainly there was no time to waste. It is all hypothetical, imagined from the abstract.

In the past, the activities undertaken as part of combined warfare without boundaries would have fallen under the category of intelligence. Perhaps, they still do. Intelligence services engage in open and clandestine, and covert activities, using appropriate tools and available resources, to create or exploit opportunities to act in support of the policies and the interests of their countries. As part of those activities, the everyday can often become weaponized. Putin is perhaps the most prominent Russian intelligence doyen around today having served in the KGB and as head of the FSB. He would very likely see value and potential in that tack, and would surely have a stream of ideas on what he could do away from the battlefield in a robust way. 

Under such a scenario, one could reasonably expect his mind to harken back to the heady days of the Cold War when he served as an officer in the KGB in the former Deutsche Democratische Republik (German Democratic Republic, also known as GDR or East Germany). Putin and his KGB comrades cooperated–“oversaw”–the work of their HVA counterparts who were infiltrating West Germany and countries beyond in the West to not only collect intelligence but to a great extent prepare as best as possible for a likely conflict between Warsaw Pact forces and NATO Member States in Central Europe. For 34 years, Generaloberst Markus Wolf was the very successful head of GDR’s foreign intelligence service Hauptverwaltung Aufklärung (the Main Directorate for Reconnaissance), commonly referred to as the HVA. With frightening efficiency, he developed an array of tactics, techniques, procedures and methods for operating against his Western opponents in advance of any eventual conflict in Europe between East and West, or to break down the societies of opponents of the Eastern Bloc. Throughout the Cold War, his agents poured into West Germany and when possible countries beyond, secured positions, reported about, and influenced the activities of a multitude of organizations in a broad spectrum of areas, social, political, diplomatic, military, commercial, financial, scholarly,  scientific, and informational. (For those interested in more on Wolf and the HVA, see the November 13 2019 greatcharlie post entitled Book Review: Markus Wolf, Man without a Face: The Autobiography of Communism’s Greatest Spymaster (Times Books, 1997) for a bit more detail on the matter.)

With a dearth of good ideas, some interest could possibly arise in mining benefit from what might seem as an outre thought on first impression. If such a hypothetical exchange on the matter of combined warfare without boundaries were at all true, and under such a scenario, Putin might have put any thought into the matter, he would likely have begun to think beyond the battlefield in a big way. Some might suggest that Putin already was engaged in such activities as observed in Russia’s hybrid warfare attacks in Europe which began in 2014.

Hybrid warfare has been associated with Gerasimov who developed what has been dubbed the Gerasimov doctrine. The Gerasimov Doctrine, an operational concept for Russia’s confrontation with the West, is also a whole-of-government concept that combines military power and soft power across many domains, transcending boundaries between peace and war. However, there is a distinction between combined warfare without boundaries and the Gerasimov Doctrine. When combined warfare without boundaries is applied, the purpose is not to prepare or support the use of force. What is accomplished by non-military means should offset the use of force. To that extent in Ukraine, what is transpiring on the battlefield should not be looked upon as determining the final outcome of the confrontation. 

In a robust application of some simulacrum of combined warfare without boundaries, alterations in a few aspects of Russia’s behavior would likely signal the change. There would likely be greater emphasis on garnering assistance from allies with the wherewithal to contribute assets of high value. That list of allies would likely include: China, Belarus, Democratic People’s Republic of Korea (DPRK), Iran, and perhaps Cuba. Applying combined warfare without boundaries, top diplomats of Ministerstvo Inostrannykh del Rossijskoj Federacii (the Ministry of Foreign Affairs, Russian Federation) would approach each to secure the maximum level of assistance. Reports surfaced in September 2022, that Russia was in the process of buying millions of rockets and artillery shells from North Korea to use in Ukraine. That information was reportedly sourced from the US Department of Defense. In August 2022, US officials disclosed that Russia received shipments of Iranian-produced drones. 

Top diplomats would also be tasked with keeping the negotiations door open without leaning too far that way as to encourage bolder action on the battlefield by Kyiv and its NATO backers. It may be the case that when Western representatives approach Putin about peace, he may very well get the sense that he is slowly wearing down their countries and Ukraine. Thereby, his resolve to fight on may be strengthened.

As part of Putin’s twist on an hypothetical implementation by him of a combined warfare without limits strategy similar to that of China might be to green-light direct action of a calibrated nature in a top tier Western country whose foreign and national security bureaucracies surely will not be expecting but actually should have been prepared for once the Ukraine war ignited over some preposterous reasoning began.

Russian Federation intelligence services would be called upon to collect all they can on the level of will Western countries possess on investing in the war: concerns expressed in capitals on capping assistance expenditures, Ukraine’s use of all forms of assistance, and the effects of Moscow’s nuclear threats. Sweet to the ear of Putin would surely be any true Intelligence collected that shows some decay in the united front of the NATO Member States. As the situation stands now, it would seem illusory for the Kremlin to put hope in some deterioration of Western unity or loss of will or concern over the drain funding the war has had on national budgets or an actual pull back of support for Kyiv. Further, if the Russian Federation could hastily organize and task Its respective intelligence services to impact Western countries lined against it in some significant way as to influence events in Ukraine, there would unlikely be enough time to get any operations going before events on the battlefield rendered their fruits meaningless.

As for the Russian Federation Armed Forces, they would still be implored to hold on territory gained. However, in the use of their weapon systems, they would need to be a bit more creative. In the May 30, 2022 greatcharlie post entitled, “Putin the Protector of the Russian People or the Despoiler of Ukrainian Resources: A Look at War Causation and Russian Military Priorities in Ukraine”, it was suggested that ideally for Putin, inhabitants of Ukrainian cities and towns will be displaced due to Russian attacks at such a level that the cities and towns themselves would more or less resemble the southern portion of the city of Famagusta in Cyprus or the village of Oradour-sur-Glane in France. (Given results, it almost seems as if Russian engineering officers, artillery officers, air power officers, and ordnance officers, have drawn up plans for the systematic demolition of Ukrainian cities and towns, district by district, block by block, using ordnance fired from a variety of weapon systems.) The intermittent attacks on populated areas may indeed have some psychological warfare, punitive, or perhaps even a tactical purpose. Yet, something of far greater conception may be behind them. Perchance Russian commanders, as part of a preconceived plan, seek to displace Ukrainians from their homes, out of the cities and town through “massive evacuations” to make them easier to “manage,” easier to control. Surely, Putin would appreciate having the West finance and supply for their care on the other side of the Dnieper River. Destroying certain parts of cities and towns would also make them far less desirable. At the time of this writing, UN estimates are that over 4.1 million Ukrainians have moved into other countries. When Ukrainians move west, the better things become concerning Putin’s likely plans for Ukraine. In that same May 30, 2022 post, it was imagined that following the capture of Ukrainian cities and towns, “There might be the chance that citizens of the Russian homeland would be ‘invited’ to relocate and settle in those cities and towns to participate in their reconstruction and, particularly in the southeast, reside in cities and towns in order to reconstruct and work at ports on the Azov Sea and in the many mineral mines. Veterans of the military operation who were so inclined could be invited to relocate to the cities and towns they ‘liberated,’ in effect to enjoy the spoils of the war.”

Hypothetically under an overarching combined warfare without boundaries concept insisted upon by the Kremlin, Russian forces would act more directly to break the will of the Ukrainians throughout the country. While propaganda would likely have limited effect, there would be the possibility of attempting to break the morale of the Ukrainian people and as important, their will to fight on. To that extent, Ukrainian civilian infrastructure would be targeted with the purpose of terrorism the population, albeit the of terrorizing civilians in this manner would be a war crime. As of this writing, Russian forces reportedly have been bombing Ukraine’s critical civilian infrastructure, to include energy facilities. As put by Amnesty International, the intent of these attacks–somewhat in line of combined warfare without boundaries–is “to undermine industrial production, disrupt transportation, sow fear and despair, and deprive civilians in Ukraine of heat, electricity and water as the cold grip of winter approaches.”

Surovikin (center), Gerasimov (left), and Colonel General Sergei Rudskoy, Chief of the Main Operational Directorate of the General Staff (right). It is very possible that Putin, Shoigu, Gerasimov, and the others on the Russian Federation General Staff authentically feel there is a real chance that under Surovikin’s command, Russian forces can beat back Ukrainian forces tearing through their lines, gain and retain the initiative, and somehow obviate the effects of US, NATO, and other foreign military assistance to Kyiv. It could be that the results of the ongoing Ukrainian drive in fact proved Surovikin’s conceptual view of the situation in what was previously his southern front and his neighboring eastern front were correct. He may have expressed what turned out to be the best understanding of how factors as the strengths and weaknesses of Ukrainian forces to include new weapon systems being introduced via Western assistance. He may have sounded the alarm that firepower in particular would allow them “the upper hand” on the battlefield. He may have demonstrated all along a better understanding, reliable intimations, on how, where, and when to apply the combat power of Russian forces. He may have assessed the strengths and weaknesses of Russian forces and, since their power has dwindled so dramatically, how they could be more effectively and perhaps economically mustered, how those forces could be better protected, and how they might be able to take a stab at making some respectable gains more immediately.

Surovikin: The Invaluable Multilateral Operations Expert

The renowned 19th century Irish poet and playwright Oscar Wilde explained: “To expect the unexpected shows a thoroughly modern intellect.” Surovikin surely gained experience with multilateral operations as a result of his experience in Syria. Ukraine has doubtlessly put him in contact with operational commanders of allies assisting Russia in various ways. Given the DPRK’s arms shipment to the Russian Federation Armed Forces and persistent murmurs of its troops assisting the Russian with the deployment of their troops, the DPRK’s Korean People’s Army (KPA) General Staff, with the permission of DPRK Chairman Kim Jung-un, by now surely has observers on the ground in Ukraine, examining everyday of the conflict and gleaning every lesson possible. Surely, those lessons learned will manifest in alterations of DPRK armed forces tactics, perhaps even the configuration of certain units, and use of their weapon systems to create whatever advantages they could possibly muster as well as mitigate any apparent weaknesses across the board. That might also include any structural changes their system of government might allow. From the Russian side, the work entailed in establishing interoperability with DPRK ordnance might be developed as a foundation for further areas and levels of cooperation. 

It was suggested at the time when the situation for the Russian forces in the Donbass began to seriously deteriorate that Kim might send 100,000 troops  of the KPA to Ukraine. On first impression, one might view such talk as part of Russia’s political warfare operations. If their suggested deployment should occur, the DPRK expeditionary force could potentially accomplish enough to offset the somewhat grandiose plans of Kyiv to raise a force of 1,000,000 soldiers to eradicate Russian forces from Ukrainian territory, to include the liberation of Crimea. The DPRK’s military is reported to be the world’s fourth largest, with nearly 1.3 million active personnel, and an additional 600,000 serve as reserve soldiers. Noteworthy is the fact that the DPRK has also offered to send over 1,000 workers to assist Russia in rebuilding postwar Ukraine. It has also been reported that Moscow would provide energy and grain in return for the deployment of DPRK troops. According to UN Resolution 2375, passed in 2017, countries are prohibited from supplying the DPRK all condensates and natural gas liquids (paragraph 13). UN Resolution 2397, passed in 2017, limits the annual amount of crude and refined petroleum that can be provided to North Korea (paragraphs 4 and 5). The former resolution also precludes any joint ventures or cooperative entities with North Korea (paragraph 18). The latter resolution reiterates the prohibition of any DPRK national from earning income in other states (paragraph 8). At this point, it would be unreasonable to think that such UN Resolutions have any meaning. Russian forces in Ukraine are already receiving the DPRK weapons shipments. As for prohibitions on the DPRK regarding arms shipments, its military assistance to Russia would also violate UN resolutions. UN Resolution 1718, passed in 2006, prohibits North Korean exports of heavy weapons, such as tanks, artillery, and missiles, and requires UN member states to prevent their transfer (paragraph 8). UN Resolution 1874 (paragraph 9), passed in 2009, and UN Resolution 2270 (paragraph 6), passed in 2016, expanded the export ban to include all DPRK arms, including small arms and light weapons, as well as “technical training, advice, services or assistance related to the provision, manufacture, maintenance or use of such arms or materiel.” Further, under UN Resolution 2270, paragraph 8), the DPRK is also prohibited from any military exports that “support or enhance the operational capabilities of armed forces of another Member State.” Pyongyang has established a record of totally disregarding UN Resolutions.

Napoleon is quoted as saying: “Unity of command is essential to the economy of time. Warfare in the field was like a siege: by directing all one’s force to a single point a breach might be made, and the equilibrium of opposition destroyed.” If DPRK troops, conceivably a combined arms force, were deployed to Ukraine, they would likely be applied as a decisive unified force on the battlefield, rather than separating them into individual units and dole them out as replacements for battered and tattered Russian battalions  Under the latter scenario, the likely command, control, and communications problems might be enormous. Further, the fact that Russian and DPRK have not trained together, at least in recent years, in such great numbers, surely would almost immediately become apparent despite Surovikin’s best efforts. How he would manage that would likely require summoning up answers from the depths of his knowledge, experience and talent. Perhaps the common wisdom is that if Surovikin is hoping to make any decisive moves, they would be planned for the Spring of 2023. However, there is the possibility that he plans to act in the mid-to-late Winter when weather conditions might obviate advantages provided to Ukrainian forces through the use of drones. Astonishingly, Russian forces seem to lack the appropriate equipment to monitor the skies electronically or a frightful lack of competence to do so.

One might recall weather was a key factor in the planning of Germany’ Oberkommando der Wehrmacht for its Ardennes Offensive that was launched on December 16, 1944. As the attack was envisioned, a heavy winter storm would prevent Allied attempts to provide air support and resupply to beleaguered US troops caught head on in the German armored and mechanized rampage through Belgium and Luxembourg, determined to reach the sea at Antwerp. For several days during the offensive, considerable progress was made, causing a huge bulge westward on the US frontlines. The battle was thereby given the name the “Battle of the Bulge.” Eventually, the winter storm that was vital to the German advance cleared enough for Allied air assets to fly in and have a devastating impact against the German attackers. They also managed to deliver much needed supplies–manna from heaven–to US troops. Certainly, it is possible that the drone technology Ukrainian forces possess might be able to overcome any challenges caused by weather conditions. If not, such technologically equipped drones could perhaps be rapidly supplied to them by Western powers

Though DPRK troops hypothetically sent into Ukraine would certainly be prepared to do business and make a good showing on behalf of their Dear Respected Comrade [Kim], it is possible that the hypothesized DPRK force could unexpectedly find themselves caught in a situation with Ukrainian forces similar to what their Russian comrades had in Kyiv and Kharkiv. After all, this hypothetical DPRK expeditionary force, imaginably combined arms,  could hardly expect more close air support from the Russian Federation Aerospace Force than Russian troops have received. They might deploy their own fighters and attack helicopters and fly them out of Crimea or even the Donbas only to find the skies over Ukraine no safer than the Russian pilots had. A disastrous assistance effort to support an ally that comes to mind is that of the British Army which sent a force under Lieutenant-General Sir John Moore into Spain to support the United Kingdom’s Spanish allies against the forces of Napoleon in 1809 during the Peninsular War. The French campaign, initially led by Napoleon himself, defeated the Spanish armies. Moore attempted to attack the French force, a corps under Marshal of the Empire Jean de Dieu Soult with the objective of diverting it. The strength of Moore’s forces was 16,000, which included 15,000 infantry and 9 to 12 guns. Soult’s corps in near parity included 16,000 troops, of which 12,000 were infantry, 3,200 were cavalry. He also had 20 guns

When the plan as conceived failed. Moore withdrew his force, but Soult’s corps relentlessly pursued it. The British retreat, under harsh winter conditions, took Moore’s force across northern Spain while their rearguard fought off repeated French attacks. Both the British and French troops suffered from the severe weather. With the exception of the elite Light Brigade under Robert Craufurd, much of the British force suffered from a loss of order and discipline during the retreat. Having managed against tremendous odds to reach the port of Corunna on the northern coast of Galicia in Spain, a few days ahead of the French, Moore’s troops found their transport ships had not arrived. When the fleet arrived a couple of days later, Soult’s forces also arrived and launched an attack on the British who were embarking. The British had no choice but to fight another battle before leaving Spain, the Battle of Corunna. In the fight which took place on January 16, 1809. Moore’s force repeatedly repulsed attacks from Soult’s force until nightfall, when both sides disengaged. However, during the battle, Moore was mortally wounded, but he died after learning that his men had successfully repelled the French attacks. That night, British forces resumed their embarkation. The last troops sailed away in the morning under French cannon fire. Soult would capture the port cities of Corunna and Ferrol. The outcome of the withdrawal of British forces from Galicia was the fall of northern Spain to the French.

Perchance General Surovikin would also has the solution to avoid a similar catastrophe. Perhaps the hypothetical intervention by DPRK troops would more resemble that of the Prussians at the Battle of Waterloo on June 18, 1815. As it is fairly well-known, during the battle, over 30,000 Prussians under General Der Infanterie Friedrich Wilhelm Freiherr Graf Bulow von Dennewitz and General-Leutnant Otto Karl Lorenz von Pirch shaped the outcome at the Battle of Waterloo. The Prussians desperately sought to capture the strategic point of Plancenoit on the right flank of Napoleon Bonaparte’s Army. Much of the Prussian’s fight against the 10,000 French defenders in Plancenoit was in the streets of the town itself. Though the battle at Plancenoit was to be hard fought, the Prussians eventually overran the French right, causing the French army to turn and flee. Their success sealed the fate of Napoleon. The Commander-in-Chief of the Prussian Army, Generalfeldmarschall Gerhard Leberecht von Blücher was famously to meet British Army Field Marshal The Duke of Wellington on the battlefield between 9:00PM and 10:00PM, close to the Belle-Alliance farm, where history records, the Prussian general conjured up in French: “Quelle affaire !” Given the battering the Allied army had received throughout the day, the relatively fresh Prussian troops were to take the lead in pursuing the fleeing French troops. The Prussians had neverthless lost 7,000 men. Napoleon’s carriage was to be seized by Prussian cavalry at Gemappes, and the routed French were to be given no quarter by the furious Prussian pursuit. Blücher’s advance guard was finally to reach the outskirts of Paris on June 29, 1815. With Napoleon’s abdication on June 22, 1815, the war would officially end upon the signature of the Convention of St-Cloud on July 3, 1815.  Surely, this would be the sort of outcome that Moscow and Pyongyang would be hoping for.

Surovikin (left), Shoigu (seated right), and Russian Federation Colonel General Sergei Rudskoy (center). Surovikin gained considerable experience with multilateral operations as a result of his experience in Syria. Ukraine has doubtlessly put him in contact with operational commanders of allies assisting Russia in various ways. Given the DPRK’s arms shipment to the Russian Federation Armed Forces and persistent murmurs of its troops assisting the Russian with the deployment of their troops, the DPRK General Staff, with the permission of Kim, by now surely has observers on the ground in Ukraine, examining everyday of the conflict and gleaning every lesson possible. Surely, those lessons learned would manifest in alterations of DPRK armed forces tactics, perhaps even the configuration of certain units, and use of their weapon systems to create whatever advantages they could possibly muster as well as mitigate any apparent weaknesses across the board. That might also include any structural changes their system of government might allow. From the Russian side, the work entailed in establishing interoperability with DPRK ordnance might be developed as a foundation for further areas and levels of cooperation. It was suggested at the time when the situation for the Russian forces in Ukraine began to seriously deteriorate that Kim might send 100,000 DPRK troops to Ukraine. Surely, Surovikin would be best suited to manage a multilateral effort with the DPRK.

The Way Forward

Ultimately, it was Putin who created the Ukraine War. Still, commanders are responsible for what was happening to young soldiers in the field. Surovikin expectedly understands the situation in Ukraine. He has been part of the military decisionmaking on the special military operation from its inception. The loss in troops and materiel in Ukraine even to the of top Russian Federation commanders’ eyes must also be absolutely astounding. They are after all only human. All of the ills of the forces they have led have been exposed to the world. The walls have come down. 

Included among root causes for troubles that have surfaced, with which Surovikin or anyone who might come after him must contend, are extremely poor soldier discipline and terrible fieldcraft. Training has likely been lax for decades. Leadership has likely been poor at the lower level leadership for just as long. It is unlikely that senior leaders were circulating or doing so in a meaningful way. One might presume there was a lack of standards particularly among the ground forces and very low morale. If morale was not low in the past, it is surely low now. Russian military technology appears crude as well as corroded in some cases. The world is not discovering how capable NATO has been to confront what was formally understood to be a Russian military juggernaut. Indeed, the world is seeing just how corroded the Russian system is and how that corroded system likely for years had grabbed hold of and mangled the armed forces. What has been manifested from that system in Ukraine has been a longtime in development. Weapons systems which are designed for US military and naval personnel to go to war and win must be robust. This approach is in stark contrast to that of the Russian Federation Armed Forces. An army that operates under the archaic notion that troops are expendable and can be casually sacrificed to achieve objectives will be overcome and overrun in the present era. No one should knowingly be sent to war without being given every chance with regard to their survival and the performance of their equipment.

The above are symptoms of an affliction of corruption that has beset and poisoned authoritarian regimes throughout history. Embezzlement becomes ubiquitous, the powerful feel entitled to spoils befitting their rise. And their countries are bled dry strength and wherewithal stealthily and it is all uncovered in unexpected crises. In every way, the Russian Federation Armed Forces appear to have all along been a paper tiger, emblematic of the very flawed government they serve. William Shakespeare, in Sonnet 66 (1609), provides a short list of ingredients that best describe the realities of authoritarian regimes so appropos concerning the thinly veiled current one of Russian Federation. In the third quatrain, he writes: “And art made tongue-tied by authority, / And folly, doctor-like, controlling skill, / And simple truth miscalled simplicity, / And captive good attending captain ill.”

Book Review: Robert Spalding, War Without Rules: China’s Playbook for Global Domination (Sentinel, 2022)

People’s Republic of China People’s Liberation Army (PLA) Navy’s Aircraft Carrier, Type 001A Shandong (Hull 17), the PLA Navy’s second aircraft carrier, but the first built domestically (above). In War Without Rules: China’s Playbook for Global Domination (Sentinel, 2022), retired US Air Force Brigadier General Robert Spalding discusses China’s military concept of unrestricted warfare. Spalding points out the concept may also include the use of armed force with its arsenal of weapons as the Type 001A Shandong, it is a military concept designed for the use of non-military forms of warfare: psychological, media, information, technology, cyber, financial, political, social, and espionage. The aim of unrestricted warfare is to weaken the US internally and to exploit its vulnerabilities. Spalding says there can be no doubt that the ultimate goal of the Communiet Party of China is world dominance. From his perspective, that does not bode well for the US.

People’s Republic of China President and Communist Party of China Party Secretary Xi Jinping promises the Chinese people that China will supplant the US as the world’s dominant power in every sector. (Surely, it would be out of character for Xi to assure the Chinese people something as mundane as French King Henry IV declared one day in 1598 as France was just beginning to emerge from its ruinous religious wars: “Je veux que chaque laboureur de mon royaume puisse mettre la poule au pot le Comanche.” (I desire that every laborer in my realm should be able to put a fowl in the pot on Sundays.). Reference is commonly made to that statement with the phrase, “poulet au pot.”) One might imagine that some similitudes of the romanticism á la the French Revolution, megalomania, or some bizarre combination of both, perhaps in concert with others, have driven the zeal of Communist Party of China’s leadership over the years to achieve this goal. Xi will very likely have a lot of other unsettling things to say as time goes on. As attaining the dominant position in the world has been a long sought goal but never reached, some experts, scholars, and policy practitioners still look askance at the whole idea. China’s ambitions and capabilities as they concern attaining this lofty goal no longer sit in the realm of the theoretical or left to philosophical meanderings. Xi is clearly determined to achieve it under his leadership. If China were ever to make the dream of dominance come true, it would not be so willing to relinquish that position. Beijing would doubtlessly do whatever it took to stay on top.

Although the idea of China being the world’s dominant power may be a pleasurable thought in Beijing, the moral and ethical implications are remarkably overwhelming. The idea of China achieving that goal is a frightening prospect, terrifying leaders in other countries whether its friend or foe. The subject of this review is Robert Spalding’s War Without Rules: China’s Playbook for Global Domination (Sentinel, 2022). In his book, Spalding says there can be no doubt that the ultimate goal of the Communiet Party of China is world dominance. From his perspective, that does not bode well for the US. A retired US Air Force Brigadier General, Spalding, in War Without Rules, expresses his most recent meditations about China’s efforts to achieve dominance overseas and even greater control at home. He offers more answers on how the US and its allies might respond to that effort. Spalding states in his “Introduction”: It is not enough to know what your enemy wants. One needs to understand his strategy. In this regard, Washington has been, to use Spalding’s words, “really confused.” He says the US is “primed to fight in one way-all-out war-and see aggression through the same lens.” The indications and implications of this is that the US over the years has failed to discern and accept the Chinese are doing something very different and thereby, Washington has failed to act appropriately. To that extent, War Without Rules is a further attempt by Spalding to get the word out to US political leaders about what China is doing. Yet, more than a book about China’s concepts, intentions, and actions to knock the US off its perch as the dominant power in the world, greatcharlie found that War Without Rules is a book that stirs the reader’s curiosity. The reader is caused to inquire further into the author’s judgments and give greater consideration of their own views on the matter. Such books are figurative catnip for greatcharlie.

Robert Spalding retired from the US Air Force as a brigadier general after more than 25 years of service. If US Air Force officers were listed by achievements–perhaps they are somewhere in the Pentagon, Spalding would surely be among the luminaries. His Air Force biography provides the best picture of the experience and knowledge he possesses. Spalding is a former insider, who worked within the deepest points, most grave points of the US military and other national security bureaucracies. It must be noted that as a former flag officer and B-2 Stealth bomber pilot and unit commander, he was among a him in unique, elite caste of military officer, not quick to speak out, does not lightly show emotion, at least publicly or react because of it, not the type to fret over a perception without the full facts, and whose views when expressed should be taken very seriously.

Overview

In War Without Rules, Spalding frames the problem in getting Washington to understand how China has been steadily moving in the direction of achieving dominance in his Introduction by stating: “From our standpoint, we use military force to achieve a political outcome.” To that extent, he continues: “So they’re constantly in a state of war, they never exit time to peace. And that means they’re always fighting for advantage, they’re always fighting . . . to gain an advantage over their opponent, and . . . are willing to do whatever means necessary.” Spalding states that over those years he came to two key realizations: first, the number one goal of the Chinese Communist Party is the survival of the Chinese Communist Party; and, second, the number one threat to achieving that goal is American democracy. Spalding observes that although there may not be full agreement in the US that China is an enemy, China certainly views the US as its enemy, an existential one. Much as with Spalding’s preceding work, Stealth War: How China Took Over While America’s Elite Slept (Portfolio, 2019), which greatcharlie reviewed in its November 30, 2021 post, Wat Without Rules is not about moving from choppy waters to calmer times. It is about preparing the US, using all tools of its power, to best handle what is happening with China and the worst that will most likely, or will eventually, come from its direction.

Unrestricted Warfare: the Playbook 

The central element of Spalding’s discussion on China’s efforts to dethrone the US as the world’s dominant power is the concept of “unrestricted warfare.” That concept is laid out in a 1998 book entitled Unrestricted Warfare authored by two People’s Republic of China People’s Liberation Army (PLA) colonels, Qiao Liang and Wang Xiangsui. Spalding essentially uses War Without Rules to parse out the text which was once relatively unknown in the West. In each of the chapters of War Without Rules, Spalding presents excerpts from Unrestricted Warfare along with his interpretations and assessments of the text.

Spalding explains the concept of unrestricted warfare, or what the two authors call a “cocktail mixture of warfare” and define as “warfare which transcends all boundaries and limits.” Spalding points out that while China’s version of unrestricted warfare may also include the use of armed force, it is a strategy that prioritizes the use of non-military forms of warfare: psychological, media, information, technology, cyber, financial, political, social, and espionage. (The espionage element will be considered in greater detail later in this review.) The aim of unrestricted warfare is to weaken the US internally and to exploit its vulnerabilities. (Spalding would call unrestricted warfare in War Without Rules as “beyond-limits combined war.” As the term seems to best reflect the flavor of strategy’s meaning in Chinese, greatcharlie shall hereinafter refer to the strategy of unrestricted warfare more thoroughly as “beyond-limits combined war.”) Since under what was a new concept in 1998 the battlefield is everywhere, for the PLA, everything can be weaponized. On a short list of things weaponized, Spalding includes computers, drugs (fentanyl), financial markets, viruses (COVID-19), social media platforms, universities, scientific organizations, NGOs, trade, and media outlets. To create a foundation for the conceptualization of their new approach, Spalding explains that the two PLA colonels “pulled together centuries of Chinese thinking about warfare and made it relevant in a modern context.” To that extent, Spalding goes as far as to state that the book, Unrestricted Warfare, preached a new version of a very old Chinese formula for victory first set down in print thousands of years ago by Sun Tzu, who wrote in Art of War (c. 5 B.C.), which focused on military organization, leadership, and battlefield tactics, that the acme of skill was to defeat an enemy without fighting.

Spalding insists Unrestricted Warfare is “the main blueprint for China’s efforts to unseat America as the world’s economic, political, and ideological leader.” He states further, it is “the key to decoding China’s master plan for world domination.” Spalding points out that the two colonels wrote the book at a time when the US was enjoying its brief “unipolar moment,” having recently achieved victory over the Soviet Union in the Cold War and won a one-sided military victory in the First Persian Gulf War. And China had not yet attained economic and military superpower status. Much as their superiors in the Communist Party of China, the sense of ardor of the two PLA colonels were respectively inflamed by what they witnessed in the Gulf War and they became more determined than ever to find a way to enhance their country’s capabilities and raise its status globally. Given what Spalding says Unrestricted Warfare endows, it is a wonder why its two authors were allowed by their masters to publish, nonetheless write such a piece in an unclassified context. There must have initially been some nervousness in China’s Ministry of Defense and the Communist Party of China over security concerns. Some time and effort was presumably put into parsing out how the US and its allies would react if a copy got into their hands.

Cynics and conspiracy theorists would doubtlessly go as far as to say Unrestricted Warfare may be a false document, a piece of disinformation, generated by one or more national governments wanting to create a picture of a virulent, predatory China hellbent upon dethroning the US as the global superpower in any way possible. To that extent, they ostensibly insinuate that Spalding has taken the bait and run with it to an extreme. They would perchance offer a caveat to the effect that readers not allow themselves to be bewitched by Spalding the “dream-weaver” or the “teller of tales”. Other detractors of Spalding’s opus would hypothesize that if political leaders were sufficiently impressed by the length and breadth of Chinese activities depicted in the book, it would open the door to greater overwatch and responsibilities for counterintelligence services in the US Intelligence Community and federal law enforcement. Thereby, the document was very likely created within the intelligence industry to influence political support for enhancing their respective powers, broadening their respective missions, and increasing their respective resources. That would be quite a judgment on the character of the men who run the intelligence services and federal law enforcement organizations in the US. Anything is possible from an industry in which many of its professionals as a practice must deny their own names and concealing their accomplishments and contributions is de rigueur. So many “capers” are still kept close to the vest by top executives and managers. Then again, some could say conversely that any effort to create second thoughts on Unrestricted Warfare could possibly be the work of the opposition, a misinformation campaign of some sort.

Everyone is entitled to an opinion. Having said that, it might be helpful to remind such cynics that Spalding in part resolves the provenance of Unrestricted Warfare by laying out the manner in which events have unfolded and continue to unfold and how Chinese activities “follow the script” of Unrestricted Warfare practically to the letter. Spalding notes that Unrestricted Warfare has been used at China’s military academies. It would be unusual for a “misinformation tool” to be placed on syllabi in such educational institutions. Surely, that evidence alone should help carry his argument well-outside the realm of conjecture and settle it down into reality for most. All that being stated, greatcharlie reckons that diving any deeper into such matters, would be counterproductive, and that it would be best to “stay on mission” and discuss the good readers will find in War Without Rules.

As a book concerning the course of China’s implementation of beyond-limits combined war, War Without Rules, to an extent, is a book about both the past and present. Yet, more importantly, it is an argument concerning the type of future the US and the rest of the world’s industrialized democracies really want. Spalding leaves doubt that he believes the idea of Chinese dominance is unacceptable given the nature of China’s totalitarian government. He feels the growing concern about China within Washington and the capitals of its allies is warranted. Spalding insists that much more must be done by those capitals to convince China that the matter of it becoming the world’s dominant power is simply out of court. In his view, too many mistakes have been made already by them, especially by Washington, that have allowed China to advance quite a bit in that direction. Spalding makes considerable reference to the political leaders, business leaders, senior government officials, and distinguished scholars, academics, and technical experts who exercise the lion’s share of authority within their countries. Western elites called themselves keeping an eye on Beijing, but Spalding explains for far too long have assumed the military is China’s main weapon in a war. To his amazement, he observed they somehow or another failed to realize that money can be a stronger weapon. To the detriment of the interests of their own respective countries, through interactions with China, particularly economic through commerce, finance, and trade, have lavished Beijing with enough money to wage a beyond-limits combined war against them which the Communist Party of China fully intends to win! 

In Act II, scene iv, of William Shakespeare’s The Life and Death of Richard the Second, a Welch captain speaks these words of doom and gloom to the Earl of Salisbury: “The bay-trees in our country are all wither’d / And meteors fright the fixed stars of heaven; The pale-faced moon looks bloody on the earth / And lean-look’d prophets whisper fearful change; / Rich men look sad and ruffians dance and leap, / The one in fear to lose what they enjoy, / The other to enjoy by rage and war:” Rest assured, War Without Rules is not a manifestation of a sense of doom and gloom concerning China held by Spalding. War Without Rules does not present a “scare story”, pour employer une phrase populaire. Spalding certainly is not whining about China in War Without Rules.  From what greatcharlie is aware of, operating with such a mindset would hardly be Spalding’s way of thinking or doing things. Despite his strong feelings, his discussion is more intellectual than overtly emotional. Afterall, he is a consummate professional from the US foreign and national security policy realmand for warriors such as Spalding, “strength of character consists not only of having strong feelings, but maintaining one’s balance in spite of them!” Spalding has a mind and will to win.

In a 1978 October 13, 1978 Wall Street Journal article entitled, “U.S. Monetary Troubles” by Lindley H. Clark Jr., Paul Samuelson, the Nobel laureate from the Massachusetts Institute of Technology, recalled that John Maynard Keynes once was challenged for altering his position on some economic issue. “When my information changes,” he remembered that Keynes had said, “I change my mind. What do you do?” Spalding admits initially having been somewhat dismissive, himself, about the Unrestricted Warfare and viewed the precepts revealed by the two PLA colonels as somewhat fanciful or lofty. Spalding notes in the Introduction of War Without Rules: “When I first read the Chinese war manual Unrestricted Warfare in 1999, I thought it was wacky. I was flying B-2 Stealth bombers out of Whiteman Air Force Base in western Missouri and reading a lot about war. As an Air Force officer, I thought it was part of my day job to understand the bigger picture–even though the prevailing attitude in the military was ‘Just fly the planes.’ ” Torah Lishmah! Spalding’s whole perspective changed once he discerned China was putting everything he read into motion, and doing it well. Spalding spoke truth to power at the Pentagon and the White House then, and speaks of only what he knows to be the truth in War Without Rules now.

At the time of this review, a 212 page translation of Unrestricted Warfare: China’s Master Plan to Destroy America, Reprint ed. (Echo Point Books & Media, 2015) has been made available for purchase on Amazon.com. The description provided for the book on Amazon is as follows: “Two colonels in the People’s Liberation Army, Qiao Liang (乔良) and Wang Xiangsui (王湘穗). Its primary concern is how a nation such as China can defeat a technologically superior opponent, such as the United States.” Having examined Unrestricted Warfare, greatcharlie would wholeheartedly agree that the audience best situated to parse it out in the round would be academics, other scholars, and practitioners in the province of foreign and national security policy. Any level-best effort by those somewhat unfamiliar with these matters, which would be laudable. Still, Unrestricted Warfare is made more easily understood through Spalding’s lens, colored by his expertise and experience. Spalding’s examination of the book via War Without Rules better enables readers with the chance to gain knowledge on a matter that would essentially be limited to those thoroughly steeped in China policy, Chinese defense issues, Chinese military culture, and military science. To that extent, his book will remain an important resource in every personal, public, academic, and institutional library.

The Roman historian Titus Livius (59 B.C.-A.D. 17), known as Livy, provided in Greek, a history of Rome that begins with the earliest legends of Rome before the traditional founding in 753 B.C. through the reign of Emperor Caesar Augustus during his own lifetime. In Book XLIV, sec. 15 of that history Ad Urbe Condita (From the Founding of the City) (c. 28 B.C.), he writes: “Plerumque ipsam se fraudem, etiamai initio cautior fuerit, detegere.” (A fraudulent intent, however carefully concealed at the outset, will generally, in the end, betray itself.) Increasing sunlight has been shone upon China’s activities, not just on the coronavirus disaster or in the domain of foreign and national security policy, but the totality of its malign actions. Included among those actions would be: predatory investment scams directed against trusting governments of often small and less industrialized countries; intrusions into sovereign waters for mass fishing; intellectual property theft from companies and research labs that have invested millions in research and development into; and, demands of censorship insisted upon of those in any arena who have received funding from, or are doing business with, China, Beijing must accept that as a result of such actions, impressions of China have not generally been positive worldwide. Communist Party of China leaders have doubtlessly come across the many statements made internationally about Chinese government spokespersons, diplomats, and other officials. To that extent, the Communist Party of China can hardly be happy about the damage being done worldwide to China’s reputation through books such as War Without Rules. Spalding’s voice is surely one that is looked upon as something better than annoying by the Communist Party of China. Spalding is among an ever growing group of China specialists who are determined to uncloak the fraudulent intent of China established decades ago. They put China’s intentions in full view of the world to see. Perhaps what specialists as Spalding present on China might be perceived as nothing less than affront or rebuke. It could only have been worse it his voice emanated from Taiwan. Then Beijing would have considered his act of writing and publishing the book as one more betrayal.

Spalding holding up copies of War Without Rules (left) and Stealth War (right). Although packed with excellent suggestions, War Without Rules, as with his preceding work, Stealth War, is not about moving from choppy waters to calmer times. It is about preparing the US, using all tools of its power, military, diplomatic, economic, political, and information (media) power, to best handle what is happening with China and the worst that will most likely, or will eventually, come from its direction. Given the success of Stealth War, Spalding was undoubtedly pre-empted to write another work of such magnitude. Surely, he was not lumbered by that task, and welcomed the opportunity to gnaw further at the issue of China ambitions and maligned actions and intentions. War Without Rules is every bit as brilliant as its predecessor. It is another superb exposition of Spalding’s pragmatic thinking.

The Author

In War Without Rules, readers are presented with the perspectives and insights on US-China relations through the lens of a man with years of experience on such matters. While hesitant to rewrite the biography of the author from its aforementioned November 30, 2021 post in which it reviewed Stealth War, greatcharlie believes that only by presenting his singular education and military experience in that way can the reader get a true sense of qualifications to inform readers on the subject matter.

Robert Spalding retired from the US Air Force as a brigadier general after more than 25 years of service. If US Air Force officers were listed by achievements–perhaps they are somewhere in the Pentagon, Spalding would surely be among the luminaries. His Air Force biography provides the best picture of the experience and knowledge he possesses. Excluding his list of educational accomplishments, it reads as follows: “General Spalding received his commission through Fresno State University’s ROTC program in 1991. He earned his doctorate in economics and mathematics from the University of Missouri at Kansas City in 2007. The general attended undergraduate pilot training in 1993, and was subsequently assigned as a B-52 Stratofortress co-pilot in the 5th Bomb Wing at Minot Air Force Base, North Dakota. He subsequently transitioned to the B-2 Spirit at Whiteman AFB, Missouri. In 2001, he was selected as one of three Air Force Olmsted Scholars, and was a distinguished graduate of Mandarin Chinese language training at the Defense Language Institute in Monterey, California. Afterward, the general attended Tongji University in Shanghai as a graduate research student. He then returned to Whiteman AFB as a B-2 evaluator pilot and assistant director of operations for the 393rd Bomb Squadron. The general was then assigned to the Office of Secretary of Defense’s Prisoner of War Missing Personnel Office as the military assistant for the deputy assistant secretary of defense. During the Iraq surge in 2007, General Spalding deployed to Baghdad and directed the Personal Security Coordination Center. After a stint at the Air War College at Maxwell AFB, Alabama, he was reassigned to the B-2 at Whiteman AFB. While at Whiteman AFB, he was the chief of safety, operations group commander and vice wing commander. He was then selected as a Military Fellow at the Council of Foreign Relations in New York. General Spalding then served as the chief China strategist for the chairman of the Joint Chiefs, the Joint Staff at the Pentagon, Washington DC. His next assignment led him back to China as the Senior Defense Official and Defense Attache to China in Beijing, China. Prior to his current assignment he served at the White House as the Senior Director for Strategic Planning at the National Security Council, Washington D.C.”

Spalding is by no means an outsider, with special access, looking in on the situation. He is an erstwhile insider, who worked within the deepest points, most grave points of the US military and other national security bureaucracies. It must be noted that being a former flag officer and B-2 Stealth bomber pilot and unit commander, which placed him in unique, elite caste of military officer, not quick to speak out, does not lightly show emotion, at least publicly or react because of it, not the type to fret over a perception without the full facts, never speak idly, and whose views when expressed should be taken very seriously. 

On Stealth War

Spalding’s Stealth War was promoted as a book which discusses how China has quietly waged a six-front war on America’s economy, military, diplomacy, technology, education, and infrastructure, and has been winning. It might be enough for greatcharlie just to describe Spalding’s exceptional achievement with Stealth War as providing piercing judgments, a novel-like reporting of actual events, and a clarity that allows him to cast a cold eye on China policy analysis and intelligence analysis and its practitioners, both past and present. However, Spalding, even more, has interestingly taken his own dissatisfaction, disappointment, and anger over how badly the US has handled China, placed his country in some considerable degree of danger, and safely expressed it on paper, turning it into a positive force to better understand how things have taken shape and how atrocious events are unfolding right before the eyes of every US citizen.

Although packed with excellent suggestions, Stealth War, as with War Without Rules, is not about moving from choppy waters to calmer times. It is about preparing the US, using all tools of its power, military, diplomatic, economic, political, and information (media) power, to best handle what is happening with China and the worst that will most likely, or will eventually, come from its direction. Given the success of Stealth War, Spalding was undoubtedly pre-empted to write another work of such magnitude. Surely, he was not lumbered by that task, and welcomed the opportunity to gnaw further at the issue of China ambitions and maligned actions and intentions. War Without Rules is every bit as brilliant as its predecessor. It is another superb exposition of Spalding’s pragmatic thinking.

If you were fortunate enough to have read Spalding’s Stealth War, you are certainly primed and ready to approach the heady revelations of War Without Rules with an open mind. However, if you have not had the chance to read his preceding work, you can still jump right in War Without Rules. If Spalding had written War Without Rules solely to communicate with professionals within the US foreign and national security policy bureaucracies or the respective bureaucracies of US allies, his target audience still would have been somewhat sizable, and in of itself a market satisfying enough for his publisher. 

However, knowing the considerable level of interest in China across an array of issues is presently high, the targeting of a larger general audience was very likely insisted upon by his publisher. Of course, publishers make money selling books. Spalding, himself, was evidently willing to reach a far greater audience with his work, but his priority in writing this book apparently went beyond turning a profit. As Spalding explains in his “Introduction”, in attempting reach a larger audience, his intention was  to make average citizens, particularly in the US, better aware of China’s malign aims and objectives and tactics. An attendant benefit of that would possibly be mobilizing them to get their representatives in the US Congress and especially the White House to mitigate its creeping influence.

As part of his effort to reach a greater audience with War Without Rules, Spalding intentionally presents his discussion in a way as to coast the most interested China policy wonk as well as someone who has not read a book on China beforehand comfortably through the subject matter. Spalding does not take for granted how much the reader can absorb from what he teaches. As part of his effort to control that process, he carefully apportions how much of the story he feels would be appropriate. When he feels the reader should be ready for more, Spalding ratchets up the complexity of discussion and his anecdotes. Spalding surely accomplished that presumed mission, as his text is informative, lucid, challenging and accessible.” One can only imagine an individual with his richesse connaissances is holding back considering how much more he could have potentially ruminated upon. To that extent, while all should find War Without Rules a browsable, satisfying meditation, Spalding’s lack of profundity might disconcert some.

Previous Reviews

As Beijing pushes ahead with its varied malign efforts, books as Spalding’s War Without Rules surely deserve a look from the eyes of many. In most reviews readily available online, appreciation is shown toward Spalding’s willingness to share the meditations of his praiseworthy exploratory mind. Reviewing War Without Rules for the New York Review of Books, Francis Sempa, who at the time was Assistant US Attorney for the Middle District of Pennsylvania, explains that China, according to Spalding, is the enemy of the US, and its statesmen and strategists to “know” the enemy better and to appreciate the enemy’s strategy. Sempa points to Spalding’s view that the aforementioned US statesmen and strategist need to appreciate that we are at war with China, though not yet “a shooting war”, and suggests it is uncertain whether they will recognize that reality. Sempa notes Spalding’s evidence that China is waging war lies in the tactics and strategies set forth in Unrestricted Warfare. Citing what Spalding gleaned from that text, Sempa similarly explains that unrestricted warfare, or what the Chinese authors call “beyond-limits warfare,” includes psychological, media, information, technology, cyber, financial, political, social, and espionage warfare. to. Revealing even more from the text of War Without Rules, Sempa explains Spalding believes that China’s practice of waging war with non-military means lulled the US into a false sense of security after the Cold War by convincing US elites that China was liberalizing politically and that the US could benefit financially by “engaging” China rather than containing or confronting it. Sempa notes that a lot of American elites did (and still do) benefit financially from engagement with China. Overall, the review was favorable. Yet, Sempa notes, too, that Spalding failed to mention another factor that imperils US security–the gradual formation of a new Sino-Russian strategic partnership, which developed and expanded while the US was distracted by wars in Afghanistan and Iraq. He says additionally that China has also engaged in a massive military build-up and has extended its influence throughout the Indo-Pacific region via its Belt and Road Initiative. Sempa declares: “Unrestricted warfare also includes geopolitics.

Reviewing the book for the journal of the US Naval Institute, Proceedings, a Lieutenant Cregge states that War Without Rules is “no doubt a blistering critique of the Chinese Communist Party.” Cregge cites Spalding’s explanation that two Chinese PLA colonels, Unrestricted Warfare, provide the playbook for a broad, undeclared Chinese war against the US. Beyond a translation of the two colonels concepts to English, War Without Rules seeks “to explain the challenging prose, logic, and colloquialisms” of Unrestricted Warfare that remain. Through his own description, Cregge notes that the colonels reflected on, among many other topics, how the face of war “would change”, given the US preeminence demonstrated both in its coalition victory in the First Persian Gulf War and its commanding position in the international economic and diplomatic orders. Cregge states that for those interested in examining an array of examples of Chinese coercion against the US-led international order, War Without Rules provides such cases “in spades.” He also notes that for more skeptical China doves, it may be less convincing. Criticizing the War Without Rules, Cregge proffers the book’s compelling argument suffers for two reasons. He explains that many modern examples of Chinese unrestricted warfare against the US rely on seemingly arbitrary citations. He further asserts the book’s partisan perspective is evident throughout, which may further estrange some policymakers or voters, despite a desire, quoting Spalding, that “we should all be China hawks.” Cregge admits that these particular critiques do not argue that the information asserted is necessarily wrong. Cregge additionally criticizes the book saying that given the weight of accusations against Chinese and US organizations and even named individuals, a comprehensive citation regime and bibliography would have greatly reinforced War Without Rules.

Providing a review of War Without Rules for The Epoch Times, that also makes use of quotes from an interview Spalding provided Epoch TV’s “China Insider” program, journalists Hannah Ng and David Zhang report his book walks readers through the principles outlined in the Chinese publication, revealing the regime’s belief that there is no sector of life outside the realm of war. Spalding, they note, determined that this approach stemmed from a doctrine laid out by two Chinese colonels back in 1999 in their book, Unrestricted Warfare. Seeking to boil the matter down further, Ng and Zhang state that according to Spalding, the notion of war espoused by the Chinese communist regime is completely different from ideas in the West. Citing Spalding, the reviewers note that from the Western standpoint, military force is used to achieve a political outcome. However, the “Chinese Communist Party” sees the outside world as always in a state of war. Thus, China is constantly in a state of war with it. That necessitates always fighting to gain an advantage over their opponent, and are willing to accomplish that through any means necessary. To push back against this unconventional war imposed on the US, Ng and Zhang say Spalding called for the country to decouple from China. Quoting Spalding once more, the reviewers write: “If we can decouple from China . . . get them out of our economic, political, academic and natural systems and begin to reinvest in our own citizens, reinvest in infrastructure and manufacturing in science and technology and STEM [science, technology, engineering, maths] education, you’re going to start to see opportunities arise that haven’t been there for decades in the United States.”

Interestingly enough, more than just reviews exist of Spalding’s book. As of the time of this writing, a couple of unofficial “study guides” for War Without Rules have been made available for purchase on Amazon.com at prices oddly not far short of the cost for the book itself! The study guides are in effect synopses of a synopsis of a book. (Without pretension, greatcharlie hopes readers will not find that its review of War Without Rules should be placed within that category, too.)

The August First Building in Beijing, Headquarters of the People’s Liberation Army (above). The central element of Spalding’s discussion on China’s efforts to dethrone the US as the world’s dominant power is the concept of “unrestricted warfare.” That concept is laid out in a 1998 book entitled Unrestricted Warfare authored by two People’s Republic of China People’s Liberation Army colonels, Qiao Liang and Wang Xiangsui. Spalding essentially uses War Without Rules to parse out the text which was once relatively unknown in the West. In each of the chapters of War Without Rules, Spalding presents excerpts from Unrestricted Warfare along with his interpretations and assessments of the text. Spalding insists Unrestricted Warfare is “the main blueprint for China’s efforts to unseat America as the world’s economic, political, and ideological leader.” He states further, it is “the key to decoding China’s master plan for world domination.”

The Chapters of War Without Rules

War Without Rules is 256 pages in length, and has 11 chapters. The chapters are well-arranged and titled as follows: Chapter 1: “Know Your Enemy”; Chapter 2: “A New Way of War”; Chapter 3: “The Magic Shoes of Technology”; Chapter 4: “The Weapons of Revolution”; Chapter 5: “The War God’s Face Has Become Indistinct”; Chapter 6: “Desert Storm: ‘A Military Masterpiece”; Chapter 7: “America’s Weakness”; Chapter 8: “Weaponizing the International Order”; Chapter 9: “Deploying All of the Above”; Chapter 10: “Calling It War”; and, Chapter 11: “Fighting Back with New Rules”. One might figuratively call each chapter a “deep penetration strike” against what the former B-2 Stealth pilot presumably views as Washington’s record of willful ignorance and to a degree, political apathy.

With the aim of not spoiling the readers’ own experience reading War Without Rules, greatcharlie will not provide a sizable review covering chapter by chapter. Instead greatcharlie delights to simply peek, to gaze therein on those parts of his admirable work that it found fascinating and captivating. The same approach was taken in its review of Stealth War. At the same time, Spalding has done a more than admirable job at breaking down the blueprint for China’s effort to attain dominance, Unrestricted Warfare, in order to allow all readers to grasp the work. There was concern in writing this review that an unintended consequence of summarizing his effort would be to gut Unrestricted Warfare to the point that its essence would be significantly obscured to readers. Thus, with a focus on keeping the discussion to the more significant lessons learned from the Gulf War by the two PLA colonels, greatcharlie presents a somewhat fulsome discussion of what it has determined to be its “top 3” chapters. They include: Chapter 4: “The Weapons Revolution”; Chapter 7: “America’s Weakness”; and, Chapter 11: “Fighting Back with New Rules”. Of course, greatcharlie believes every reader will best select for himself or herself, the chapters that content them most.

Chapter 4: “The Weapons Revolution”

In Chapter 4: “The Weapons Revolution”, Spalding explains when Unrestricted Warfare was written China did not have Stealth bombers, am adequate Navy. He notes that the colonels saw promise in what China did have in abundance. Those resources include: a billion people, computer programmers, devious hackers, financial speculators, currency reserves. Spalding, himself, adds what would be recognized as the issue de jure doctors studying exotic viruses. Spalding says the colonels explained all of these, organized and tasked to maximize their potential, could be used as weapons and must be seen as such. Effecting the possible disruption, destruction, and potentially gaining control all areas of the opponents society would be possible to the degree that the opponent’s ability to fight wars in the standard way would be broken. The opponent would be destroyed from the inside similar to an erstwhile healthy individual struck by an unseen virus. The colonels explain that with the weaponization of its abundant resources, China could strike at the very hearts of its opponents. To that extent, the two colonels suggest that fully accepting such ideas requires one to adopt “a new way of thinking about warfare.” Spalding remarks that unlike ships and planes, these weapons needed no upgrades as a result of being suited for the last conflict. The colonels write: “In the past, all that was needed was the invention of a few weapons or pieces of equipment, such as the startup and the Maxim machine gun, and that was sufficient to alter the form of war, whereas today upwards of 100 kinds of weapons are need to make up a certain weapons system before it can have have an overall effect on war. However, the more weapons that are invented, the smaller any individual weapons role in war becomes, and this Is a paradox that is inherent in the relationship between weapons and war . . . Other than the all-out use of nuclear weapons, a situation which is more and more unlikely and which may be termed nuclear war, none of the weapons, even those that are extremely revolutionary in nature possess the right to label future warfare. . . .”

Interestingly, Spalding does not delve too much into the idea that such claims by the two colonels seemed more than just skance as an effort to justify the state in which the Communist Party of China had left their country’s defense, its security. After reading the above passage, greatcharlie thought that perhaps the two colonels overlooked, or worse, dismissed an important aspect of the human element of warfare as it concerns the way weapons are often innovatively used to the extent one could call their influence on the battlefield revolutionary. Imaginably, in the PLA, the sort of go-ahead mentality that has led to innovation in the use of weapons in Western armies, does not fit well. That is doubtlessly the case in all the bureaucracies of China’s totalitarian, Communist government system. The ability of research and development teams, commanders, and soldiers, sailors, and marines to find new ways to exploit available high-tech and information warfare technologies in often absolutely brilliant ways, cannot be discounted, or worse, dismissed so readily. 

In World War II, the decision by German Army commanders to level their long range, high velocity firing, 8.8 cm Flak 18, an 88mm anti aircraft gun, at opposing forces in the North African desert in 1941 changed the picture concerning artillery range, speed, and destructive effort through the war. Batteries of 88s were successful at supporting movement of tank and infantry units and breaking up attacks by opposition forces. In terms of weapons systems as a category, airplanes were initially used in observation and reconnaissance roles. The two colonels mention the contribution of the renowned Italian air war theorist General Giulio Douhet relatively in passing in Chapter 4: “Desert Storm: A Military Masterpiece”. They do not discuss just how genuinely revolutionary his precepts on potential use of the airplane in war were. Spalding surely would have included any comments by the two colonels on US Colonel William “Billy” Mitchell if they had deigned to mention the contribution of his ideas on air power and the need to make airplanes an integral part of US defense in preparation for the next war. It took an impressive degree of inner strength it took for these commanders to subject themselves to being “the voice crying in the wilderness,” a phrase that perhaps alien to the ears of the two colonels (Certainly not to Spalding!). The impact of the airplane was multiplied exponentially when it was eventually used as an asset for tactical and strategic attacks against an enemy. They can destroy enemy positions along the forward edge of the battle area, provide close air support for troops in contact with an opponent or move to a point deep in an opponent’s rear. When attacking an opponent’s units in depth, diverting, disrupting, or destroying attacking forces before they are even in contact with friendly troops, and destroying command, control, and communication centers and lines of supply. In a strategic attack role, airplanes can disrupt and destroy an opponent’s ability to even wage war, affecting the opponent’s ability to produce weapons, train troops. Further, airplanes can serve in an air defense role, friendly forces on the ground and at sea, and provide air cover for other airplanes in strategic attacks.

The two colonels sort of obedient, lock-step, short-sighted thinking on sophisticated weapons systems was further apparent in their statements about high-tech and information warfare. In another quote from Unrestricted Warfare provided by Spalding, it was explained: “Even if in future wars all the weapons have information components embedded in them and are fully computerized, we can still not term such war as ‘information warfare’ . . . because, regardless of how important information technology is, it cannot completely supplant the functions and the roles of each technology per se. For example, the F-22 fighter, which already fully embodies information technology is still a fighter, and the “Tomahawk” missile is still a missile, and one cannot lump them all together as “information weapons” nor can a war that’s conducted using these weapons be termed information warfare. Computerized warfare in the broad sense and information warfare in the narrow sense are two completely different things. The former refers to the various forms of warfare which are enhanced and accompanied by information technology, while the latter primarily refers to war in which information technology is used to obtain or suppress information. . . .” 

Spalding explains the two colonels believe huge investments in cutting edge weapons was a misallocation of funds and a dangerous distraction from what really matters in international conflicts. To that extent, Spalding looked at US Secretary of Defense Donald Rumsfeld in the administration of US President George W. Bush falling into what the colonels saw as a self-made trap as his focus was on constantly improving US weapons systems in terms of accuracy and lethality, an approach called the Revolution in Military Affairs. Intriguingly, on this point, politics seems to be playing more of a role than some sort of singular military thinking. Lending support to the idea that the Communist Party of China has the country on the right course militarily, better than imagined, because it has not heavily invested in weapons technology as the US, could have simply been a manifestation the two colonels belief, trust in, and loyalty toward the decisionmaking of China’s leadership. L’élan de générosité des croyants. On the other hand, China has always lagged behind a bit with the US in terms of its own research, development and deployment of its “big weapons”. It appears the two colonels have gone a bridge too far in suggesting that China would only need to innovate and adapt by exploiting nonmilitary resources to surpass the US and drive it from the top of the world order. Under a totalitarian, Communist government system in which even the commas of a text would be repeatedly scrutinized, placating the leadership and Communist Party of China’s military thinkers by pandering would surely be de rigueur especially if one hopes to have a position in a bureaucracy, advance in it, or even more, stay healthy and safe. Robust expressions of appreciation and optimism over the decisionmaking of the Communist Party of China’s leadership are expected. Speaking truth to power is just not the norm in China. To that extent, as alluded to earlier, it is likely the two colonels were once more taking on the role of “justifiers” in that last passage.

The US Air Force F-22 “Raptor” Stealth Fighter (above). Spalding explains the authors of Unrestricted Warfare believe huge investments in cutting edge weapons as the F-22 was a misallocation of funds and a dangerous distraction from what really matters in international conflicts. To that extent, Spalding considers the idea that Donald Rumsfeld, US Secretary of Defense in the administration of US President George W. Bush fell into what the colonels saw as a self-made trap because his focus was on constantly improving US weapons systems in terms of accuracy and lethality, an approach called the Revolution in Military Affairs. On this point, politics seems to be playing more of a role than military thinking. The two colonels could possibly be lending support to the idea that the Communist Party of China has the country on the right course militarily, better than imagined, because it has not heavily invested in weapons technology as the US. China has always lagged behind a bit in its own research development and deployment of its big weapons.

Further criticizing the US weapons acquisition process, according to Spalding, the authors of Unrestricted Warfare further explain there is a general unwritten rule that an army fights the fight that fits its weapons. They assert that very often it is the case that only after a military acquires a weapon does it begin to formulate tactics to match it. They go on to say, with weapons coming first, there is a decisive, constraining effect on the evolution of tactics. However, as the Roman Emperor and Stoic philosopher, Marcus Aurelius Antoninus Augustus was quoted as saying: “Because your own strength is unequal to the task, do not assume that it is beyond the powers of man; but if anything is within the powers and province of man, believe that it is within your own compass also.” One only need consider how the thinking of commanders as Heinz Guderian on the use of tanks, or panzers in his case, impacted German military strategy and tactics through World War II. In 1937, when he was a relatively obscure officer in the German Wehrmacht, Guderian wrote Achtung-Panzer!: The Development of Armored Forces, Their Tactics and Operational Potential. It was a seminal text that pointed out that in the next war, the importance of the tank with the very crucial addition of motorized infantry had to be recognized by the German Army. After carefully studying armor for 15 years, he insisted through Achtung-Panzer! [Beware the Tank!] that if tank forces were “full of verve” and “fanatically committed to progress” they would “restore the offensive power of the army.” Such ideas were adopted by the German Army, the result of which would be laying the foundation for the German Blitzkrieg. Such was the revolution on the battlefield Guderian had envisioned. He was given the opportunity to put his ideas into effect. Guderian commanded the XIX Corps during the invasion of Poland in 1939 and France in 1940, and commanded Panzergruppe Guderian during Operation Barbarossa, the invasion of Russia in 1941.

Similar thoughts were espoused by other military thinkers in the West between the world wars who influenced the way World War II fought and won. then US Army Colonel George S. Patton published a piece entitled,“Tanks in Future Wars”, in the Cavalry Journal (May, 1920), pages. 342-346, in which he explained the War Department must focus on tanks as an armored force and not place them piecemeal among infantry and artillery. He concluded, “The tank corps grafted onto infantry, cavalry, artillery, or engineers will be like the third leg of a duck; worthless for control, and for combat impotent.” Reportedly, Patton was immediately told to cease and desist by the powers that were if he wished to have a career in the US Army. Patton famously led the US 3rd Army on its armored and mechanized rampage through France in 1944 and its drive into Germany in 1945. Captain Dwight Eisenhower, wrote a piece for the Infantry Journal entitled, “A Tank Discussion,” (November 1920), pages 453-458, in which he sought to make the case for keeping tanks as part of the equipment of the infantry units. Eisenhower became the Supreme Allied Commander in Europe and great say in how the war was fought in Europe. In the United Kingdom, Captain B. H. Liddel Hart and Brigadier J. F. C. Fuller also mused about a revolution in armored warfare after World War I recognizing how the nature of warfare had changed with the introduction of the airplane, poison gas, and longer range artillery, and that machinery was stronger than wool. The British Army was experimenting with armored units under General Percy Hobart beginning in the 1920s. (In 1926, Fuller who served in the Tank Corps in World and participated in both the Battles of Arras and Cambrai, was given command of an Experimental Force (Tank)  brigade at Tidworth, on the Salisbury Plain. He ran into some difficulties while there.)

After examining in the round the situation of US and NATO Allies in Western Europe which faced a massive Warsaw Pact force in the East and thoroughly reviewing the US military experience in Vietnam, in the late 1970s and early 1980s US military theorists and planners sought to move away from the notion of fighting a battle of attrition, hoping to hold the line against an armored and mechanized heavy surges across the. Inner-German Border into the North German Plain, the Fulda Gap, and the Hof (Hessian) Corridor. They developed the Airland Battle concept which included an emphasis on maneuver, the operational art, high-mobility, high-tempo operations, innovation, flexibility, agility, capabilities, and military acumen, leadership, intimate knowledge of the battlefield, enhanced command, control, communication, and intelligence, the attack in depth, firepower, greater lethality, and the better use of existing weapons systems and the introduction of new, more capable weapons systems with the belief that they would have a considerable multiplier effect on the battlefield.  Notable among those weapons systems were the F-15 Eagle fighter, F-16 Falcon fighter, A-10 close support fighter, M270 MLRS (Multiple Launch Rocket System), the UH-60 Blackhawk helicopter, AH-64 Apache attack helicopter, the M1A1 Abrams main battle tank, the M2 and M3 Bradley fighting vehicles, the HMMWV (Humvee), and many more pieces of impressive gear. Later would come rather exquisite weapons systems such as the F-117A “Nighthawk” Stealth fighter and the E-8A Joint STARS (Joint Surveillance Target Attack Radar System). Special operations forces would be better developed in order to successfully engage in direct action behind opposition lines and alongside allied forces, and provide security for critical facilities and equipment and engage in other sensitive missions. The Airland Battle concept was manifested in the US Army’s formidable FM 100-5 Airland Battle Strategy.

For all of the advanced military thinkers mentioned and beyond, it was more often not an easy route to establish a strategy-resources match. They, too, were voices crying in the wilderness in the beginning. However, they managed to get the right attention. Through research, testing, and applying lessons learned from every failure, their theories were validated, the right weapons were procured, and the result was success in its use, though not completely successful for some as Guderian, fortunately for the world, given the politics of his country and the off-kilter way higher authorities prosecuted the war in which they were used. The renowned poet of Ancient Rome, Publius Ovidius Nāsō, known as Ovid (43 B.C. – 17 A.D.) wrote: Cui peccare licet, peccat minus. (Who is allowed to make mistakes, makes fewer mistakes.) In the environment in which the two colonels functioned, it is apparent that creating a theory on war then hoping funds would be  appropriated for their development was unheard of. It is hard to imagine some burgeoning, truly innovative military thinker in China leaping up to suggest ways of fighting wars that were beyond what was immediately understandable to superiors, required the use of weapons systems China did not have, and would have called for massive expenditures on defense.

General Heinz Guderian (top) in a half-track modified for use as a mobile command center during the Battle of France, 1940. According to Spalding, the authors of Unrestricted Warfare explained the general unwritten rule is that an army fights the fight that fits its weapons. They further assert that very often it is the case that only after a military acquires a weapon does it begin to formulate tactics to match it. They go on to say, with weapons coming first, there is a decisive, constraining effect on the evolution of tactics. One only need consider how the thinking of commanders as Heinz Guderian on the use of tanks, in his case, panzers, influenced German military strategy and tactics. In 1937, when he was a relatively obscure field officer in the German Wehrmacht, Guderian wrote Achtung-Panzer!: The Development of Armored Forces, Their Tactics and Operational Potential. It was a seminal text that pointed out that in the next war, the importance of the tank with the very crucial addition of motorized infantry needed to be recognized by the German Army. His ideas were adopted, they would serve as the foundation for the German Blitzkrieg. Such was the revolution on the battlefield Guderian had envisioned.

Spalding repeatedly remarks that in this chapter of Unrestricted Warfare, the two colonels rebuke the practice of developing weapons to meet the requirements of a theory for a new tactic, doctrine, or grand strategy. The two colonels began to sound more as cynics as Spalding quoted their reflections on US weapons systems design. It seemed more of the same self-serving perspectives seemingly aimed at placating the Communist Party of China. Perhaps coming across weapons systems then being forced to find ways to use them is a problem faced by the armed forces of countries which “garner” foreign military technologies and research, development, and plans by clandestine means.

There are points on which Spalding apparently fully agrees with the two colonels’ assessments. He stated that in Somalia, for the first time in history, unilateral access to superior weapons technology stopped conferring a big advantage to the dominant power. Spalding quotes from Unrestricted Warfare: “Customizing weapons systems to tactics that are still being explored and studied is like preparing food for a great banquet without knowing who is coming, where the slightest error can lead one far astray. Viewed from the performance of the US military In Somalia, when they were at a loss when they encountered Aidid’s forces [the ragged gunmen of warlord Mohammed Aidid, who tried to force foreign troops out of Somalia in the early 1990s], the most modern military force does not have ability to control public clamor, and cannot deal with an opponent who does things in an unconventional manner.” Far be it for greatcharlie to serve as an ideal apologist for the US armed forces over Somalia, Afghanistan, or Iraq–it lacks the faculty, but casting ones mind back, one might recall the outcomes of those campaigns were determined more by resources made available, how resources were utilized, and how those campaigns were fought, than by the nature of the varied resources of the US armed forces themselves. Spalding goes on to say the US nuclear arsenal would be useless in small-scale deployments as Somalia and in the counterinsurgency campaigns in Afghanistan and Iraq. Cutting edge conventional weapons developed via Rumsfeld’s Revolution in Military Affairs would also have little effect according to Spalding.

However, looking at the matter realistically from the two colonels’ position, applying China’s abundance of certain nonmilitary resources much as weapons was,  for so long, the only prospect China had for possibly defeating a larger, more powerful, more advanced industrial power as the US. The US had choices concerning the development of weapons system and strategies, China really did not. Interestingly enough, if the matter were considered forthrightly, those resources in abundance which are discussed in Unrestricted Warfare were resources already in existence. Thus, the beyond-limits combined war concept was developed around those abundant resources. As with any theory, the colonels could hardly have been certain that the application of these resources would yield all the desired results.

French Emperor Napoleon Bonaparte is quoted as saying: “You must not fight too often with one enemy, or you will teach him all your art of war.” Spalding notes in this chapter that through beyond-limits combined war, China has been acquiring technology without paying a cent toward developing it, carefully taking control of the world’s shipping businesses, infiltrating US corporations and scientific laboratories, using US investor dollars to finance its factories and companies-and then insisting that any profits stay in their country. However, in War Without Rules, Spalding has spotlighted China’s ongoing open and clandestine efforts to implement beyond-limits combined war. To that extent, the prospect that China might quietly succeed completely as originally envisioned ostensibly no longer exists. There is time for the US and other industrialized powers to put things right, but no time to waste. An array of defenses can be further organized and calibrated to thwart China’s beyond-limits combined war.

As War Without Rules was written before the Russian invasion of Ukraine, Spalding writes about nuclear weapons arsenals without knowledge that Russian Federation President Vladimir Putin now speaks of using them to respond what he perceives as the US and NATO’s attempt to conquer Russia, rob it of resources and squeeze it to death, much as its was outlined in what is known commonly as the Gerasimov Doctrine. The US faces the real prospect of having to use its nuclear weapons in response to a strategic attack from the Russian nuclear triad. Spalding writes that for superpower as the US, the only real value of the nuclear triad now is as a deterrent. China understood this early on and mostly stayed out of the nuclear arms race during the Cold War. Until recently, the Communist Party of China chose to maintain a minimal nuclear arsenal, just enough to deter any other nation’s potential nuclear strike. By keeping its stockpile modest and its nuclear budget limited, the Chinese avoided the massive expenses that helped bring down the Soviet Union. However, as their wealth has grown, the Chinese have added to their nuclear stockpile, creating alarm and some confusion among Western analysts. 

Spalding, laying his thinking process bare for the world to read, asks the following questions: Are new silos and warheads just a deepening of their deterrence or is this a change of strategy  in creating an offensive nuclear capability? Is it perhaps a ruse, with empty silos or hollow missiles meant to provoke the US and others to waste yet more billions? Mais dans nos cœurs, nous n’y croyons pas complètement. From the colonels perspective in 1998, nuclear war is obsolete, but this may be an area in which the Chinese leadership has moved beyond that notion.” Spalding then adds, “And even if they are simply increasing their deterrence, does that mean we have to increase our lethality.”

Earlier in this very same chapter of Unrestricted Warfare, Spalding notes how the colonels warn against making statements and acting in ways concerning weapons systems development and deployment which can up the ante with an opponent and result in unforeseen negative consequences. Spalding includes the following passage from Unrestricted Warfare: “Marshal [sic] Olgarkov, the former chief of the Soviet General staff [Nikolai Olgarkov was chief of staff from 1977 to 1984], was acutely aware of the trend of weapons development in the “nuclear age” and when, it an opportune time, he proposed the broad new new concept of the “revolution in military technology,” his thinking was clearly ahead of those of his generation. But being ahead of his time in his thinking hardly brought his country happiness, and actually brought about disastrous results. As soon as this concept . . . was proposed, it further intensified the arms race which had been going on for some time between the United States and the Soviet Union. It was just, at that time, no one could predict that it would actually result in the break up of the Soviet Union and its complete elimination from the superpower contest.” It does not appear China will disintegrate as a result of increasing its nuclear arsenal. However, from what the colonels emphasize here, it is unlikely the Communist Party of China is bluffing, playing some game, by investing in the construction of nuclear missile silos, intercontinental ballistic missiles, and a far greater sea launched ballistic missile capable submarine fleet.

Chapter 7: “America’s Weakness”

Spalding begins Chapter 7: “America’s Weakness” explaining that in Unrestricted Warfare, the two colonels were diligent students of the US military. When they performed a post-mortem of the first Gulf War, and discovered a number of missed opportunities by the US that were considerable. What caught his attention was the view of the two colonels that US bombers were used in the war that were nothing less than “flying mountains of gold” which they also said made the US arrogant while they exposed the morbid US fear of casualties as a fundamental weakness. Spalding cites the following passage from Chapter 4 of Unrestricted Warfare: “Large-scale use if costly weapons in order to realize objectives and reduce casualties without counting costs–the kind of Warfare that can only be waged by men of wealth-is a game that the American military is good at. ‘Desert Storm’ manifested the Americans unlimited extravagance in war, which has already become an addiction. Airplanes which cost an average of US$25 million each carried out 11,000 wanton and indiscriminate bombings in a 43-day period, destroying the headquarters of Iraq’s Socialist Party with each US$1.3 million Tomahawk guided missiles, taking aim at foxhole with precision guided bombs worth tens of thousands of dollars . . . even if the American generals knew as soon as they began that they need not spend so much on this unrestrained US$6.1 billion dollar battle banquet . . . their own extravagance would still not have been prevented. An American made bomber is OK Ike a flying mountain of gold, more costly than many of its targets. Shouldn’t hitting a possibly insignificant target with tons of American dollars arouse people’s suspicions?”

Spalding states that although Unrestricted Warfare was published four years before what he calls Gulf War Two, that war’s mismanagement and heavy price in lives and dollars is something they could have predicted. He notes that it began with the same intensity of the first Gulf War, routing the overmatched army of Iraqi President Saddam Hussein rapidly. However, he say what came next, an asynchronous guerilla war fought by remnants of the Iraqi Army along with what he says the colonels would call non-state actors. The mission of the US opponent was to kill US soldiers and create a body count that the US public would not tolerate.

Here once again, the colonels offer the more of the same self-serving perspectives seemingly aimed at placating their commanders in the PLA. Spalding notes as much in this chapter stating:  “These are military men, writing first to a military audience.” The two colonels also again do their level best to establish a clear pattern of purpose and consistency in everything done by the Communist Party of China. Surely, the US spends great amounts on defense. Political leaders have sought to address the problem with defense contractors. Still,, survivability of US soldiers, airmen, sailors, and marines is put at a premium. Survivability of the planes they fly,, the ships in which they sail, and tanks in which they fight is an important factor in weapons system research and development. However, at the point in China’s defense development, the leadership was hardly interested in doing the same. This of course left the PLA far less advanced and in fact underdeveloped as a force. The implications would most likely have been dreadful for Chinese troops if they had been asked to fight in the army they had against an advanced industrial power or powers. More than anything else, this chapter of Unrestricted Warfare as with others, is window into the breast of two Chinese Communist military apparatchiks.

Two PRC PLA Navy Upgraded Type 094A Nuclear Submarines underway (above). Spalding writes that for a superpower as the US, the only real value of the nuclear triad now is as a deterrent. China understood this early on and mostly stayed out of the nuclear arms race during the Cold War. Until recently, the Communist Party of China chose to maintain a minimal nuclear arsenal, just enough to deter any other nation’s potential nuclear strike. By keeping its stockpile modest and its nuclear budget limited, the Chinese avoided the massive expenses that helped bring down the Soviet Union. However, as their wealth has grown, the Chinese have added to their nuclear stockpile, creating alarm and some confusion among Western analysts. Spalding asks the following questions: Are new silos and warheads just a deepening of their deterrence or is this a change of strategy  in creating an offensive nuclear capability? Is it perhaps a ruse, with empty silos or hollow missiles meant to provoke the US and others to waste yet more billions? From the colonels perspective in 1998, nuclear war is obsolete, but Spalding says it is possible that China’s leadership has moved beyond that notion.

Further focusing singly upon the US military with regard to the overall picture of US national security, Spalding indicates the two colonels use beyond-limits combined war as measure to gauge the development of US theory on warfare. Spalding cites a passage from Chapter 4 of Unrestricted Warfare which says the following: “Formulation of the ‘joint campaign’ originally came from the ‘Number One Publication in November 1991 of the United States Armed Forces Joint Operations’ regulations issued by the US Military Joint Conference . . . This regulation exposes the four key elements of the ‘joint campaign’ –centralized command, equality of the Armed Forces, complete unification, and total depth while doing battle. It has made clear for the first time the command control authority of the battle zone unified commander; it has stipulated that any one military branch can 5ake a leading role based on different situations; it has expanded air/ground integrated battle’ into ground, sea, air, and space integrated battle; and it has emphasized implementation of total depth while doing battle on all fronts.” Citing the colonels further, they go on to explain: “The limitations of this valuable thinking , however, lies in that its starting point and ending point have both fallen onto the level of armed force and have been unable to expand the field of vision of ‘joint’ to all of the realms in which humans can produce confrontational behavior. Surely, this a direct reference to their idea of weaponizing almost every enterprise and endeavor in which China can come into contact with the US.

Pushing ahead, the two colonels consider total dimensional warfare, a theory bandied about in the US Army’s Training and Doctrine Headquarters concerning non-military combat operations and referenced the 1998 edition of the compendium, The Essentials of War, which emphasized “a single principle covering all types of the Amy’s military operations.” Spalding quotes them as writing: “Their practice [the US Army] is to no longer distinguish between non-combat operations and general military operations, but to differentiate battle operations into four types–attack, defense, stabilization, and support–and return the original manuscript to such responsibilities of non-combat operations as a rescue and protection and reassembling the old set of combat operations, in order to . . . altogether discard the concept of “total dimensional warfare.” In evaluating their own imperfect assessment of thinking in the US Army which they apparently conflate with thinking across the board in the US Armed forces and the US Department of Defense, Spalding further cites the two colonels as saying: At face value, this a move of radical reform and simplification by simply cutting the superfluous. In reality, however, this is . . . poor judgment. At the same time as the theoretical confusion brought by the unripe concept of ‘non-combat military operations’ was eliminated, the rather valuable ideological fruits that they had accidentally picked were also abandoned on account of the newly revised compendium. . . . Further criticizing the thinking of US military thinkers, the two colonels admonish: ” ‘Total dimensional war’s’ understanding of battle is already much broader than any previous military theorist, but as far as its innate character is concerned, it still has not escaped the ‘military’ category. For example, the ‘non-military combat operations’ concept . . . is much broader in meaning than military operations and can be placed along with comparable war realms and patterns outside the field of vision of American servicemen. It is precisely this large domain that is the area for future servicemen and politicians to develop imagination and creativity–with the result that it also cannot count as truly meaning ‘total dimensional.’ “

In evaluating what the two colonels have stated, Spalding interestingly states in agreement that just considering warfare from the point of view of the application of military force is insufficient. He points out that from his experience on the Joint Staff at the Pentagon that a US President “has numerous levers of power under his control, which can easily lead to overreliance on military options.” Going further he states: “At the end of the day, our system is still geared to leaning on the military and hard power as our best deterrent. That leaves the rest of the playing field open to the Chinese way of war.

All the ways in which that Spalding says China has engaged as beyond-limits combined war–taking every enterprise and endeavor in which one country can come into contact with another, social, political, diplomatic, military, commercial, financial, scholarly,  scientific, and informational, and weaponizing them–would be activities that fell in the province of a country’s intelligence services. Intelligence services engage in a incredibly broad array of both open and clandestine, and covert activities, using appropriated tools and available resources, to create or exploit opportunities to act in support of the policies and the interests of their countries. Legions of agents or operatives are recruited by intelligence services worldwide to work to meet collection requirements and otherwise in various fields and in a multitude of organizations too large for most services to maintain sufficiently trained staffs of professional officers and agents to cover. Recruited spies are selected for their facilities and tabs are kept on the lot of them in reasonable, undetectable ways to avoid the potential double-cross. The Roman historian and politician, Publius Cornelius Tacitus, known as Tacitus (c. A.D. 56 – c. A.D. 120), remains widely regarded as one of the greatest Roman historians by modern scholars. His final work, Annales (The Annals) is a history of the Roman Empire from the reign of Tiberius to that of Nero, the years A.D. 14–68. In Book I, chapter 58, he writes: Proditores etiam iis quos anteponunt invisi sunt. (Traitors are detested even by those whom they prefer.)

The weaponization of the ordinary, the day-to-day, in the intelligence world has been taken to extremes in the spy genre of film, particularly with the series, “James Bond” in which a shoe would become a telephone, a pen would become a pistol, a car would become a submarine, and so on.

It is understandable that China’s state-run and private sectors would work together to act against foreign opponents and imaginably even friends. It would appear from Unrestricted Warfare  and War Without Rules they call it beyond-limits combined war. Cynics might make the case that Spalding has gone a long way in War Without Rules to make what is actually rather mundane appear novel and intriguing. On a more practical level, and to avoid unnecessarily offending any US or foreign intelligence service, the operations of the erstwhile foreign intelligence service of the Deutsche Democratische Republik (German Democratic Republic, also known as East Germany or GDR) during the Cold War are discussed here to provide an example of an intelligence service engaged in beyond-limits combined war.

Generaloberst Markus Wolf, chief of the erstwhile German Democratic Republic’s (East Germany’s) foreign intelligence service, Hauptverwaltung Aufklärung (the Main Directorate for Reconnaissance). All the ways in which that Spalding says in War Without Rules that China has engaged as beyond-limits combined war–taking every enterprise and endeavor in which one country can come into contact with another, social, political, diplomatic, military, commercial, financial, scholarly,  scientific, and informational, and weaponizing them–would be activities that fell in the province of a country’s intelligence services. For instance, East Germany’s foreign intelligence service Hauptverwaltung Aufklärung (the Main Directorate for Reconnaissance), with frightening efficiency, operated against its Western opponents to collects as much information possible in preparation for any conflict in Europe between East and West, and be in position to potentially break down the societies of the Eastern Bloc’s opponents from within. Throughout the Cold War, his agents poured into West Germany and when possible countries beyond, secured key positions, and reported on, and influenced the activities of, a multitude of organizations in a broad spectrum of areas, social, political, diplomatic, military, commercial, financial, scholarly,  scientific, and informational.

For 34 years, Generaloberst Markus Wolf was the very successful head of GDR’s foreign intelligence service Hauptverwaltung Aufklärung (the Main Directorate for Reconnaissance), commonly referred to as the HVA. With frightening efficiency, he developed an array of tactics, techniques, procedures and methods for operating against his Western opponents in advance of any eventual conflict in Europe between East and West, or to break down the societies of opponents of the Eastern Bloc. Throughout the Cold War, his agents poured into West Germany and when possible countries beyond, secured positions, reported about, and influenced the activities of a multitude of organizations in a broad spectrum of areas, social, political, diplomatic, military, commercial, financial, scholarly,  scientific, and informational. 

Wolf described the work in his memoir, Man without a Face: The Autobiography of Communism’s Greatest Spymaster (Times Books, 1997). In Chapter 4, he recounts the process of penetrating non-military combat targets for exploitation. He explains: “Once accepted in West Germany, agents usually began their assignments with an inconspicuous period of manual labor to help overcome the bureaucratic barriers of getting established in the West. We therefore preferred candidates with craftsman’s skills or practical experience in a profession. Almost every one of the students and budding scientists who emigrated in the early years found employment in research facilities or companies of interest to us–the Federal government’s nuclear research facilities in Julich, Karlsruhe, and Hamburg; the Batelle Institute in Frankfurt-am-Main, which had been set up by the United States; Siemens, Germany’s largest electronics company; and IBM Germany or the giant German chemical companies BASF, Hoescht, and Bayer. Because we assumed that Germany’s traditional arms manufacturers would–after the storm over German militarization died down–eventually resume military production, we also placed people in companies such as Messerschmidt and Bölkow.” With specific regard to the controllers, they were not mere handlers of spies in the West but expert psychologists who prided themselves on their close personal ties to their charges on the ‘invisible front’.” (For those interested in more on Wolf and the HVA, see the November 13, 2019 greatcharlie post entitled Book Review: Markus Wolf, Man without a Face: The Autobiography of Communism’s Greatest Spymaster (Times Books, 1997) for a bit more detail on the matter.)

As a brief thought, perhaps some push back would have been caused in the minds of two the colonels if they had been made aware of the fact that the US Intelligence Community includes a number of organizations from the armed forces and the Department of Defense, to include the US National Security Agency, and human intelligence elements that are staffed in great measure by US military personnel and led by military commanders. From that fact, perchance they would even admit that the US armed forces for quite some time, have been engaged to some degree in beyond-limits combined war worldwide.

Chapter 11: “Fighting Back with New Rules”

In Chapter 11: “Fighting Back with New Rules”, Spalding unleashes one insight after another on how the US should respond to beyond-limits combined war. He explains the US needs a defense to meet an offensive we are only beginning to understand beyond-limits combined war. China is quite different as an opponent than the Soviet Union because it has become the factory of the US providing cellphones to toys. Through its theft, China is becoming competitive in the most high-tech areas such as super computing and artificial intelligence. They have a space program and a rapidly growing military. They have suddenly developed a nuclear arsenal that could potential match that of the US.

Taking lessons from Unrestricted Warfare, Spalding writes the US can begin to exploit a range of economic problems. China has a government of one man, one rule which has never worked. He says world opinion is turning against China due to its blatant aggression. He suggests the same principles of Sun Tzu which the authors of Unrestricted Warfare espoused, should be used to respond to the strategy: Know the face of war: it is combined, unrestricted war that seeks victory through no violent means, but does not rule out violence; Know your enemy, his strengths and weaknesses; Join your forces to meet the threat: create one-mindedness”. Focusing the many parts of our government on the single objective of stopping China is essential; and, The people must be in harmony with their leaders.

Spalding says the US needs to map out a globally inclusive strategy built on three pillars: protect, rebuild, and inspire. These three pillars would found a robust effort to reshape the international order away from the totalitarian form of government upon which China is built and wants to impose on the world and toward the promotion of human rights, democracy, civil liberty, rule of law, and economic prosperity. Exploitation of labor and environmental challenges must also be confronted as global supply chain reorient to nations that support competitive markets, strong labor protections and environmental standards. 

Protect

Refine and export tools that encourage those nations that play by the rules of fair and open markets to tighten collaboration in economic, financial, trade, and information flows. The ability of rule breakers to use the US and partner countries to exploit the free system’s near open borders to avoid tariffs and other protections. Examples Spalding provides for such activity includes: making tariffs permanent for the Communist Party of China-led economy and contingent upon an annual vote in the US Congress,  which would consider whether China is a human rights violator and if it has a market based economy. On finances, he suggests the US Department of Labor allow every person in the US who participates in a public or private pension fund to opt out of sending their investment dollars to China and designate that portion of their funds be invested manufacturing in their local communities.

Rebuild

Spalding recommends a massive movement in fiscal spending “away from guns toward butter.” By focusing on infrastructure, our industrial base, energy, STEM education, and research and development, the US will rebuild its core economic and science and technological superiority to lead the world once again. Explaining that idea, Spalding says $100 billion from the defense budget could be shifted to a massive research and development and reindustrialization effort focused on quantum computing, artificial intelligence, machine learning, 5G and telecommunications, “the internet of things”, nuclear and carbon-free energy, data science, cryptocurrency, biopharma, robotics, logistics, manufacturing, and transportation. Those investments would be protected with a robust counterintelligence program designed to ensure the benefits of these investments only accrue to the US and its allies and partners.

Inspire

Spalding states that the US should join with “developed” allies and partners to create a strategic economic development plan that seeks to promote collective economic prosperity tied to democratic principles. He proposes that idea be brought to fruition via the creation of an organization able to work with like-minded developed countries to identify and promote the economic prosperity and institutional integrity of like-minded developing partners. 

Among further recommendations in this province, Spalding says a Global Development Fund for Democratic Infrastructure Investment should be developed with a mandate to analyze the global trading routes and infrastructure to invest in a robust, resilient international logistics architecture, which would promote free trade, secure and verifiable customs procedures, and the collective economic prosperity of like-minded countries. Attendant to that, he states an international data-tracking system should be developed to inform where the US, allied countries, and their respective companies are investing to assist smaller companies and institutional investors to allow them to take advantage of the accompanying economic growth prospects. Spalding feels that by linking “a resurgent economic and science and technological powerhouse” with democratic-allied and partners countries, the US will forge a new consensus, which will begin to drive positive outcomes in international institutions such as the UN and World Trade Organization. Together, this coalition of free countries with strengthened economic, financial, trade, and informational ties, girded with a robust military alliance focused on deterrence, will fuel a rebound in the growth of democracy around the world 

Spalding insists that there are many specific actions that extend from those strategic concepts that cover all aspects of US society. He concisely examines a few realms among which those actions could occur: political; economic; diplomatic; information; education; military; consumers; and voters.

As it is generally taught in US military educational institutions, for the US to achieve optimal outcomes following a military conflict–in the case with China, non-combat military operations, it must converge all four elements of national power—diplomacy, information, military, and economics (DIME)—into a cohesive, multi-domain campaign plan before, during, and following military confrontation. Here are Spaldings recommendations that concern those elements.

Diplomacy

Spalding praises the Quadrilateral Security Dialogue (Quad Alliance: US, Japan, Australia, India) As a strong deterrent to Chinese aggression. It can be strengthened and expanded. As large as Chin’s military might is, when combined with the US, the countries of Asia including South Korea and Vietnam are more than a match. He calls the Australia, United Kingdom,, US (AUSKUS) Agreement an important step in linking the US, United Kingdom and Australia in more than a mere military alliance. The sale of US nuclear submarines to the Australians is an action the Chinese colonels would admire if grudgingly. It draws a line in the sand declaring that China’s actions will be countered. Spalding believes the agreement and the sale have the effect of forcing allies who have maintained close ties economically to China to choose sides. Spalding says the decision really boils down to whether the would prefer to have the US military or the PLA defend their interests in Asia.

US President Joe Biden announcing the AUKUS pact and nuclear submarine deal on September 15, 2021. On screen for their respective announcements on the pact and deal are United Kingdom Prime Minister Boris Johnson and Australian Prime Minister Scott Morrison in Canberra. Spalding calls the Australia, United Kingdom, US (AUSKUS) Agreement an important step in linking the US, United Kingdom and Australia in more than a mere military alliance. The sale of US nuclear submarines to the Australians is an action the Chinese colonels would admire if grudgingly. It draws a line in the sand declaring that China’s actions will be countered. Spalding believes the agreement and the sale have the effect of forcing allies who have maintained close ties economically to China to choose sides. Spalding says the decision really boils down to whether the would prefer to have the US military or the PLA defend their interests in Asia.

Information

Spalding notes one of the greatest successes of China has been the use of information warfare. To challenge that success, Spalding suggests the US government should encourage US-based social media companies to assist more robustly in countering Chinese Propaganda. Facebook, Google, Twitter, and others are committed to publishing accurate information. However, a constant flood of Chinese falsehoods, intended to create political dissension should fall well outside their guidelines. In more sophisticated realms, Spalding says the US needs to protect the next generation of data. For example, one key step the US should pursue is universal encryption. By ensuring that all data in a free society are encrypted, and by developing platforms that allow for safe processing of encrypted data, the West can successfully compete with China in artificial intelligence.

Military

Spalding recognizes that while the two colonels did not envision, at least I. Unrestricted Warfare, a Chinese military thar could confront the US, that day appears to be nearing. Still, he notes that the theory of Unrestricted Warfare is that military expansion is just a ruse to provoke even greater spending by rivals. Starting with their second rate aircraft carriers and the proliferation of missile silos that may or may not hold nuclear warheads, the Chinese military may be more Potemkin than not. On this point through his words, Spalding does not connect the cause for China’s military build up as preparation for the possible invasion of Taiwan. Still, Spalding says he believes China will make a move on Taiwan soon. That would require the US to plan the evacuation of Taiwanese civilians and resupply of Taiwan’s military as well as a plan to destroy the country’s high-tech manufacturing capabilities for computer chips.

Yet, Spalding says there remains some small wrinkle in his own thinking that says under Unrestricted Warfare, that the military invasion on the ground would be China’s last option given it has quite a few nonmilitary options at its disposal. If China truly seeks to avoid a shooting war, perhaps the leadership of the Communist Party of China might attempt to find satisfaction in peace.

Casting its mind back to the aforementioned Livy and his Ad Urbe Condita (From the Founding of the City) (c. 28 B.C.), greatcharlie is reminded of a passage in Book XXX, section 30, in which the historian presents the exordium of the Carthagian general before Roman generals whose forces werecamp outside of the city of Carthage, itself. He wrote: Maximae cuique fortunae minime credendum est. in bonis tuis rebus, nostris dubiis, tibi ampla ac speciosa danti est pax, nobis petentibus magis necessaria quam honesta. melior tutiorque est certa pax quam sperata uictoria; haec in tua, illa in deorum manu est. ne tot annorum felicitatem in unius horae dederis discrimen. cum tuas uires tum uim fortunae Martemque belli communem propone animo; utrimque ferrum, utrimque corpora humana erunt; nusquam minus quam in bello euentus respondent. non tantum ad id quod data pace iam habere potes, si proelio uinces, gloriae adieceris, quantum <dempseris>, si quid aduersi eueniat. simul parta ac sperata decora unius horae fortuna euertere potest. omnia in pace iungenda tuae potestatis sunt. (The greatest good fortune is always the least to be trusted. In your favorable circumstances, in our uncertain situation, peace, if you grant it, will bring you honor and glory;8 for us who sue it is necessary rather than honorable. Better and safer is an assured peace than a victory hoped for. The one is in your own power, the other in the hands of the gods. Do not commit the success of so many years to the test of a single hour. Bear in mind not only your own resources but also the might of Fortune and the impartial god of war. On both sides will be the sword, on both sides human bodies. Nowhere less than in war do results match men’s hopes. You will not add so much glory, if victorious in battle, to what you can now have by granting peace, as you will lose in case of any reverse. The fortune of a single hour can lay low honors already won, and with them those in prospect. In making peace.)

Economic

Spalding says that China has been getting away with so much for so long, forcing it to play by the rules will cause a shock. From the US side, Spalding explains that there are thousands of details that the US Department of Treasury and the US Securities and Exchange Commission could enforce. Congress has been aggressive about proposing new restrictions, such as requiring companies to certify that there is no forced labor in their supply chain. Spalding believes legislation is needed that will alter the view in the corporate sector that it is in its best interest to promote a country that defies free markets and the rule of law. Spalding says the US growth strategy must be looked upon as a matter of national security. US manufacturing that has gone overseas to China must be brought back.

To an extent, top US civilian authorities and military, intelligence, and law enforcement elements of the US foreign and national security policy bureaucracies as well as other policy circles–to include businesses, universities, think tanks, and news media houses, to name a few–are now regularly discussing the matter, at least publicly, displayed concern in studies and reports and more importantly in the spectrum of policy approaches toward China. He also had a haunting suspicion that very few were aware of what was happening. Far less aware of it all was the US public, going on day-to-day believing they were safe and secure from China and every other country for that matter, and the well-being of the country was in the diligent, conscientious, and thoughtful hands of their elected leaders.

Surely the dead-enders among some elected officials, China policy experts, and business executives of firms in the US well-tied and still benefitting immensely from China’s opportunities surely would rebuff what Spalding has been saying. Imaginably, some, perhaps hurt particularly by his insinuations of failing in their respective duties to place concern for their company employees and their country as paramount, would likely look upon him–perchance given what greatcharlie after many years has come to understand about human nature– disdainfully and mock him as something akin to the character of Scottish writer Kenneth Grahame’s The Wind in the Willows (1908), “Mr. Toad”  He writes: “The clever men at Oxford / Know all that there is to be knowed. / But they none of them know one half as much / As intelligent Mr Toad!

In more direct action, Spalding proffers in this section that the US should seek opportunities to counter China’s Belt and Road Initiative, through which it provides countries loans with the aim to gain political leverage. In many cases, countries that have defaulted on those loans have been left with no choice but to give China long-term access to mineral resources or their ports. Spalding calls it a form of economic colonialism which must be countered.

With regard the other 4 points in which he suggests action should be taken: political, education, consumers; and voters, Spalding says the following: 

Political

Spalding states plainly that the US Needs a single coherent team that would manage its opposition, China. He implores that it can no longer reside in twenty agencies. China comes at the US as one force, thereby, the US Needs to be one force to oppose it. He notes that ultimately, a decision on this matter must come from the US President, but the foreign and national security bureaucracies must go in on it, too.

Education

Spalding believes that there is great value in Chinese students’ coming to the US to study, but the system has been abused and needs to be tightened. However, he notes that the point of such exchanges is to encourage the Chinese to learn our values and way of life. The Chinese government has directed many instead to maneuver into positions from which they can steal US technology. Spalding feels the US government has some leverage on this matter as China does not have the capacity or quality of schools to educate the hundreds of thousands of top students that emerge from its secondary school system each year. He reports that US universities earn billions of dollars by admitting them. He insists the universities, themselves, need to do a better job of vetting who is allowed in, and the federal government probably needs to help. Spalding believes denying Chinese students access to any Chinese apps such as WeChat in the US is one solution. Those apps, he explains, are censored and curated by the Communist Party of China. Spalding says the Communist Party of China’s controlling links to the exchange students must be broken, otherwise they will end up doing its bidding without truly understanding or appreciating democracy. Subita causa, fellitur offectue. (Upon removal of the cause, the effect is removed.) 

Spalding notes that related to this is the growing number of academic espionage cases involving professors and graduate students stealing property. Although both Spalding in War Without Rules and greatcharlie earlier here noted that that US counterintelligence and law enforcement has been following China’s activities albeit all are elements of its beyond-limits combined war strategy, alas, effort to identify and neutral Chinese operatives and their networks have not gone so well. With each successful military and civilian intelligence, industrial, and private effort, and there have been far more than a few, the Chinese learn much about the US security measures and how to penetrate government bureaucracies and private organizations from defense contractors to elite universities. Through that incrementalist approach they have enabled themselves to act at will in the US, pilfering research and development and gaining access to US policy planning, contingency plans, and decision making. Some might state derisively that Beijing now knows more about what is transpiring within many US government bureaucracies, businesses, hi-tech firms, and universities than those who have worked in them for decades. The most apparent evidence of that is when equivalents planned products of sensitive and highly classified US research and development projects are constructed and almost mockingly displayed in official parades and technology fairs and conventions as China’s latest technological achievements. China is dead wrong for stealing industrial and high-tech secrets. However, the operational elements of foreign and national security policy bureaucracies of the US and its allies and partners are wrong for failing consistently over two decades to put a halt to China’s fruitful espionage efforts. Rather than reporting goose chases to headquarters, it appears some investigating agents more often press dead ends and repeatedly sift through the same dust, creating a type of self-inflicted wound to their respective organizations’ efforts. More than yielding nothing, such practices result in further darkening their powers to make headway on new cases by using lessons learned based on failures and looking at facts from new angles. 

It is difficult to discern just how much reliance Spalding would place in the US counterintelligence services and law enforcement to thwart China’s unrestricted warfare operations against the US in the various no military realms. To that extent, he rarely mentions them in War Without Rules. Perhaps something more might be read into Spalding’s final statement in this section, “Our counterespionage efforts have improved, but I suspect there is much more that can be done.” Perhaps it is useful to mention that in Chapter 3: “The Magic Shoes of Technology”, Spalding notes that in September 2021, the director of the Federal Bureau of Investigation Christopher Wray stated before the Congress regarding threats to the US that there were more than two thousand ongoing investigations into Chinese espionage in the US. Spalding quotes Wray as saying: “We’re opening a new investigation that’s tied back to China about every 12 hours, and it covers pretty much every sector of the economy in every state in the nation.” Spalding then writes: “The colonels who wrote Unrestricted Warfare would be proud.” (For more on the efforts by US counterintelligence services and law enforcement to fend off beyond limits combined war by China, see greatcharlie’s August 31, 2021 post entitled, “Sidelights on Nicholas Eftimiades, A Series on Chinese Espionage, Vol. I: Operations and Tactics (Vitruvian Press, 2020))”.

Consumers

Spalding says once again here that US citizens must understand their country is at war with China. It is a war China started, and citizens must avoid doing anything that would make China stronger. He notes, given the fairly common reports in the newsmedia about human rights violations, that China”s actions must be opposed. However, opposing those violations is only one weapon to use against them. Spalding suggests boycotting Chinese products, and avoiding stores that do not sell alternatives made in the US and “democracy-friendly” countries. As War Without Rules was written before current high inflation levels were reached, Spalding suggests “paying a little more and buying a little less as long as products come from the US and reputable countries.”

Voters

Spalding makes the statement highlighted by another reviewer: “We should all be China hawks.” Out of fairness, one might better understand what Spalding meant with these words by citing added to them was a discussion of his concern over what those who seek political office have on their minds about China. He notes the governors have made all kinds of deals with China where the benefits unintended went one way. Spalding feels those whose actions support China over the US interests should be viewed as unpatriotic. That would be particularly true given China’s actions and intentions via unrestricted warfare, beyond-limits combined war. Spalding urges citizens to hold their elected representatives accountable. He albeit aggressively states that China’s actions should be presumed guilty until proven innocent, which is an idea most readers of War Without Rules who adhere to the precepts of the US Constitution, as greatcharlie, would likely feel uncomfortable with. Any pressure that the Communist Party of China can put upon political leaders through corporations that have business ties in China must be thwarted.

Spalding also has a section in this chapter entitled “What Does Victory Look Like?” In it, intriguingly, Spalding does not sound much as the warrior out for blood that some have portrayed him given what is written in this chapter. Rather than explain further, greatcharlie will allow readers to discover what he says and reach their own judgments. Ex inimico cogita posse fieri amicum. (Think that you may make a friend of an enemy.)

Nicolas Malebranche was a 17th century French Oratorian priest and rationalist philosopher. In his works, he sought to synthesize the thought of St. Augustine of Hippo and René Descartes, in order to demonstrate the active role of God in every aspect of the world. Reportedly, after Malebranche read Descartes’ Traité de l’homme, he turned towards a study of mathematics and physics. In his reaction to Descartes’ book is recounted: “The joy of becoming acquainted with so large a number of discoveries caused him such palpitations of the heart that he was obliged to stop reading in order to recover his breath.” Alas, greatcharlie will not go as far as to declare War Without Rules was the manifestation of Divine inspiration through Spalding. Still, as readers may have detected throughout this review, greatcharlie enjoyed reading every bit of the book. Thus, it should not come as a surprise that greatcharlie whole-heartedly recommends War Without Rules to its readers.

It is almost assured that after the first reading War Without Rules, one would most likely go back to the book and engage in that stimulating process repeatedly. There is no telling what insights and how many might be brewed up from within readers after they have had a chance to read through it. Hopefully Spalding will keep on writing books. While writing books may not be as enthralling to him as flying a B-2 Stealth bomber, he nevertheless, is damnably good at it. Vires acquirit eundo. (We gather strength as we go.)

By Mark Edmond Clark

Would the Ejection of Russian Forces from Ukraine Lead to a Thermonuclear Response by Moscow?: Some Meditations on Putin’s Likely Thinking

Test launch by the  US Air Force Global Strike Command of an unarmed Minuteman III intercontinental ballistic missile from Vandenberg Space Force Base in California. In discussing the Ukraine crisis even prior to the Russian invasion, it has been greatcharlie’s near mantra that understanding what Russian Federation President Vladimir Putin thinks is critical to resolving the issue for he is at the center of it all. It was Putin who started the war. There may be a possible nuclear dimension to his thinking that deserves greater attention. Western governments have lavished Ukraine with almost every kind of assistance in its fight against Russia, but it appears they have done so without keeping the matter fully in perspective. At some point, some or all of those governments must catch themselves out, and recognize victory for Ukraine may result in a crisis greater than the war itself, a nuclear showdown with Putin’s Russia similar to the showdown between the US and the Soviet Union over nuclear capable Soviet missiles being deployed to Cuba in October 1962. The nuclear issue regarding Ukraine should be brooked before events suddenly conspire to create a catastrophe. 

The people of the respective Western countries that support Ukraine during its present struggle have put much faith in their political leaders concerning the management of this very complicated situation. Much as their elected officials, they have applied hope against their fears that their world would not be enabled to regress back to a stage in which the evils as the quest for dominance, war, and tyranny would become norms of existence. As it was suggested in greatcharlie’s June 31, 2022 post entitled, “Brief Thoughts from Outside the US Foreign and National Security Policy Bureaucracies on Putin and Facilitating an End to the Ukraine War”, by training Ukrainian troops and providing them with an abundance of relatively cutting edge firepower assets and loads of other military gear along with financial assistance. Indeed, Western governments have lavished Ukraine with almost every kind of assistance in its fight against Russia, but it appears they have done so without keeping the matter fully in perspective. Yet, at some point, some or all of those governments must catch themselves out, and recognize victory for Ukraine may result in a crisis greater than the war itself, a nuclear showdown with Russian Federation President Vladimir and his Russian Federation similar to the showdown between the US and the Soviet Union over nuclear capable Soviet missiles that were being deployed in Cuba in October 1962. 

The honest choice would be to explain to their respective electorates that there is the possibility that the worst might be  the outcome of the Ukraine effort, nuclear war. However, they are also well-aware that mere talk of the use of nuclear weapons can bring strong images and feelings to the minds of their people. There are of course other huge concerns such as financial markets, international trade, commerce, and progress in general. Talk about thermonuclear war could truly have deleterious effects on such important things, and as such the mere mention of it would be a mistake. Perhaps with that in mind, putting the best face on the matter, aiding Ukraine’s potentially winnable ground war was settled upon as the course. If true, that would make it a case of deliberate short-sightedness. Waiting and then attempting to explain the dangers when things are hotting up will likely result in a considerable, unfavorable public reaction. The people would almost certainly ask what the devil their political leaders have been playing at. They would be angered that the efforts of their political leaders for landing them in such a terrifying situation. 

In preceding posts, greatcharlie has suggested that the matter with Putin runs deeper, more subtle than many might suppose. Understanding what Putin thinks is critical to resolving the Ukraine matter for he is at the center of it all. It was Putin who started the war. To that extent, for greatcharlie, providing thoughts on Putin’s pattern of decisionmaking on Ukraine and inferring from those patterns how Putin may perceive actions by the West and may respond to them has become a preoccupation. A possible nuclear dimension in his thinking, the greatest threat of all, deserves examination. It is certainly a issue that should be brooked before events conspire to create a catastrophe. Apparently, greatcharlie is not alone in thinking this. There has been greater visible discussion of this matter by well-experienced former military and diplomatic officials in the West presented within mainstream print and broadcast newsmedia houses. In an admirable essay published in the Sunday Times in August 2022 by retired British Army General Sir Richard Barrons, a former commander of the United Kingdom’s Joint Forces Command, very publicly brought the issue to the fore. Earlier in June 2022, the news website RealClearDefense.com provided a lucid report on Russia’s new threshold for the use of nuclear weapons by Russia and reinvigoration of its nuclear triad. Given this apparent rise in awareness, greatcharlie feels it can comfortably move on to cover other matters. However, before that happens, greatcharlie is compelled to figuratively gnaw at it once more.

Some readers might conclude the rather elementary suggestions made here appear too fanciful, too recherché. However greatcharlie’s aim and objective here is not to present something that resembles what has already been produced in the US foreign and national security policy bureaucracies as well as those of other Western governments, but to present novel ideas. ItsHow the War. Its ideas are designed to help ignite new lines of thought, new insights. Omnia non properanti clara certaque erunt; festinatio improvida est, et cæca. (All things will be clear and distinct to the man who does not hurry; haste is blind and improvident.)

Russian Federation General of the Army Aleksandr Dvornikov (center). Putin appointed Dvornikov commander of the “special military operation” in Ukraine on April 9, 2022, has seemingly well-orchestrated a regrouping of Russian forces, sweeping up the stable so to speak and getting things going. (Note: It has been alleged online, but not confirmed by Moscow, that he has been replaced.) After the relatively disastrous initial weeks of war, the military plans of the General Staff of the Russian Federation were left in pieces on the floor. Under Dvornikov, many Russian commanders have displayed skill in moving troops fairly long distances, shifted them to reinforce those in contact that desperately needed assistance, moved units of both the Army and Naval Troops from sector to sector, and avoiding any repeat of the punishing fights that resulted from attacks and counterattacks by Russian units at Kyiv and Kharkiv in the early days of the special military operation.

How Putin’s “Special Military Operation” Is “Progressing”

Fortunately for Putin, Russian Federation General of the Army Aleksandr Dvornikov, who he appointed commander of the “special military operation” in Ukraine on April 9, 2022, has seemingly well-orchestrated a regrouping of Russian forces, sweeping up the stable so to speak and getting things going. (Note: There has been chatter online from the West and even from Russia alleging Dvornikov was replaced in June 2022 as the overall commander of the special military operation by an an officer subordinate in rank, Colonel-General Genady Zhidko, who was serving as director of Russia’s Military-Political Directorate at the time. The strongest argument offered in support of the alleged change has been that Dvornikov has been away from public view. The supposed change in command has been neither confirmed or denied by the Kremlin or Russia’s Ministry of Defense. Absent official notice of the change, one might safely accept Dvornikov most likely remains in command in Ukraine.) After the relatively disastrous initial weeks of war, the military plans of the General Staff of the Russian Federation were left in pieces on the floor. Dvornikov has become quite a figurehead for the Russian Army cutting a tough as nails image, captivating Russian soldiers and officers alike. On the ground in Ukraine, he has breathed vigor into what was a thoroughly dismayed and disoriented force. Minus habeo quam speravi; sed fortasse plus speravi quam debui. (I have less than I had hoped for; but maybe I had hoped for more than I ought.)

To expound a bit more about events on the ground, Russian commanders displayed some skill in moving troops fairly long distances, shifted them to reinforce those in contact that desperately needed assistance, moved units of both the Army and Naval Troops from sector to sector, and avoiding any repeat of the punishing fights that resulted from attacks and counterattacks by Russian units at Kyiv and Kharkiv in the early days of the special military operation. That success early on convinced some military analysts in the West of the superiority of Ukrainian military leadership. As of this writing, especially in the Donbas, Ukrainian forces have faced retreats, setbacks, and even surrenders as in Mariupol. A land bridge between Crimea and Donbas has been created by Russian forces. It remains to be seen whether Russian forces have truly gained the initiative, and if so  whether they can retain it. Successfully protecting their units from the relatively slow-moving, low-flying threat of observation and attack drones and improving their units’ techniques of assaulting the opponents positions remain big issues for Russian commanders as losses from both continue to be abysmal.

If the Russian campaign is ever to become the fluid one originally envisioned, particularly by some experts in the West in which battalions would advanced hundreds of miles en masse, it must determine how to extricate their units from regional struggles east, southeast, and south, and attack west and north. Perhaps emphasizing the use of superior firepower, they might be able capture large swaths of territory and massing on decisive points, to include some large cities, in a formidable manner. Right now, Russian commanders do not appear to possess the forces in Ukraine or back in Russia necessary to do that and under current circumstances, may never be able to organize that capability. Additionally, such an offensive would need to be conducted before the spring, when the ground thaws, once frozen rivers and streams run faster and harder, and thick mud would positively hinder unit mobility.

General Valerii Zaluzhnyi, is Holovnokomanduvach Zbroynykh syl Ukrayiny or Commander-in-Chief of the Armed Forces of Ukraine and is often mentioned with regard to the defense of Ukraine and foreign military assistance. However, Dvornikov’s main Ukrainian opponent in the field is Ukrainian Armed Forces Major General Eduard Moskaliov, commander of the Operatsiya ob’yednanykh syl or Joint Forces Operation. The Joint Forces Operation or JFO is military jargonese for the operational zone in the Donbas. His more immediate boss is the commander of Ukrainian Ground Forces, Ukrainian Armed Forces Colonel General Olexander Syrskiy, the masterful defender of Kyiv. When the war began, Ukraine’s strength in the JFO’s was 10 brigades and its soldier were considered among the best trained and equipped in the Ukrainian Armed Forces. Zaluzhnyi’s opposite number is Chief of the General Staff of the Armed Forces of the Russian Federation, General of the Army Valery Gerasimov.

Ukrainian commanders have proven themselves to be formidable opponents by displaying amazing knowledge of their battle space, foresight and agility acumen, managing to block in one place, counterattack in another, withdrawing their units when conditions were unfavorable more often than demanding troops hold on to untenable positions until they were forced to retreat in order to survive or surrender. The ability of Ukrainian commanders to think fast and soundly has been key to their relative success as time is always of the essence. Their opponent relentlessly seeks to gain ground and gain and retain the initiative, and more often than not weaker Ukrainian units have been pitted against stronger Russian ones, stronger at least on paper. French Emperor Napoleon Bonaparte is quoted as saying: “Strategy is the art of making use of time and space. I am less concerned about the later than the former. Space we can recover, lost time never.”

The top field commanders of both Russia and Ukraine have likely become accustomed to having their respective political authorities on their backs concerning the very latest developments despite their respective victories and tactical accomplishments. Putin and Ukrainian President Volodymyr Zelensky–the latter having become visibly more mature and harder in his job via an unsought crash course in national leadership during wartime–do not appear to be men who have the time and inclination to hear unsolicited opinions of others. They have enough opinions of their own. Nevertheless, both are quite expectedly absolutely gripped by matters concerning the war. In the interest of being diligent, they would imaginably seek recommendations from their respective commanders on how to proceed and what they will need to win the war. Such a potential circumstance would actually work well for both Dvornikov and Moskaliov.  Doubtlessly both would like to have far more firepower, troops, useful drones, and greater, effective close air support to name a few things.  It would seem their respective political authorities are actually working hard to get them just that. 

 From what is presented in international newsmedia reports, with everything taken into consideration, especially military assistance from the US, the war in Ukraine could still end in either side’s favor. To that extent, both Kyiv and Moscow have scrambled to reach out to allies and partners to request military assistance to the extent possible and ways to help them turn the tide sooner than later on the battlefield, to troops on the ground from mercenaries to units from their respective national armed forces.

Kyiv has genuine plans to raise a force of 1,000,000 soldiers to eradicate Russian forces from Ukrainian territory, to include the liberation of Crimea. Apparently, it is much more than an off-handed suggestion, but rather, an active pursuit. Indeed, Zelensky, still much lionized in Western capitals, has told the Ukrainian Armed Forces to retake coastal areas vital to the country’s economy, Ukrainian forces continued to engage in fierce fighting over control of the eastern Donbas region. Ukraine does not appear prepared as yet to mount any counteroffensive that could achieve decisive results. However, that, too, remains to be seen. The Ukrainians, as initially demonstrated in Kyiv, have often surprised observers by achieving what many might assess as unlikely.. Note that Ukrainian commanders have introduced US M142 High-Mobility Artillery Rocket Systems (HIMARS) and the United Kingdom’s M270 Multiple Launch Rocket Systems (MLRS) among their artillery units and are using that enhanced firepower in their operations. Thus, they may be prepared to do a lot of “big” things.

As for Ukrainie’s Western supporters, making certain Ukraine is able to take the fight to the Russians under current conditions has been challenging enough. An ailing global economy, limitations on the even the most feasible levels of military assistance from industrialized Western powers, Ukrainians available and ready to serve immediately in the military, resources for training both at home and abroad, and time available to make difference on the battlefield, to mention only a smattering of challenges facing the million man army plan, really puts the whole matter out of court. Before anyone might feel prompted to argue over what is possible or impossible for Ukraine to do based on what little is presented here, greatcharlie suggests one take also into consideration that Russian commanders will not wait around until Ukraine raises an army that would take the field and potentially overwhelm Russian battalions. Indeed, the Russians will have some say on how things turn out.

Ukrainian Armed Forces Major General Eduard Moskaliov (above), commander of the Operatsiya ob’yednanykh syl or Joint Forces Operation. The Joint Forces Operation or JFO is military jargonese for the operational zone in the Donbas. The commander of Ukrainian Ground Forces, his boss, is Ukrainian Armed Forces Colonel General Olexander Syrskiy, the masterful defender of Kyiv. Ukrainian commanders have proven themselves to be formidable opponents by displaying amazing knowledge of their battle space, foresight and agility acumen, managing to block in one place, counterattack in another, withdrawing their units when conditions were most favorable more often than demanding troops hold on to untenable positions until they were forced to retreat in order to survive or surrender. The ability of Ukrainian commanders to think fast and soundly has been key to their relative success as time is always of the essence. Their opponent relentlessly seeks to gain ground and gain and retain the initiative, and more often than not weaker Ukrainian units have been pitted against stronger Russian ones.

In Moscow, Putin has ordered the Russian Federation Armed Forces to increase by another 137,000 troops starting January 1, 2023. The decree dated August 25, 2022 did not explain by what means Russian forces would be increased,, through expanded conscription, taking on more volunteer soldiers or some combination of both. Responding to concerns over a broader wartime mobilization among the Russian public, Moscow explained that only volunteer contract soldiers would  take part in the “special military operation” in Ukraine. Apparently, Putin’s hope is to increase the number of Russian Federation Armed Forces personnel to 2,039,758 overall, including 1,150,628 servicemen. Reportedly, a similar order in the past put Russia’s military strength at 1,902,758 and 1,013,628 respectively at the start of 2018.

Foreign fighters, who some might label mercenaries, they have been used on both sides of the conflict to bolster numbers and bring trained and well-experienced fighters immediately to the front. Foreign fighters for Russia are normally put under the control of the Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU. 

Foreign fighters for Ukraine operate in units under the control of the Ukrainian Armed Forces. The Ukrainians have had some success taking foreign fighters on to the strength of their frontline units. Many foreign fighters serving with Ukrainian forces are from the armed forces of Member States of NATO. (One must pardon this digression, but at the mere mention of the words mercenaries, greatcharlie calls to mind Stanzas of the renowned 19th century British Romantic poet and satirist, George Gordon Byron, 6th Baron Byron, known better as Lord Byron. In “When a Man Hath No Freedom To Fight for at Home” first published in Letters and Journals, November 5, 1830, ii, 337, Byron depicts the mercenary. The stanza’s jaunty lines were sent in a letter written to an associate, Thomas Moore, dated November 5, 1820. Byron writes: When a man hath no freedom to fight for at home, / Let him combat for that of his neighbours; / Let him think of the glories of Greece and of Rome, / And get knock’d on the head for his labours. / To do good to mankind is the chivalrous plan, / And, is always as nobly requited; / Then battle for freedom wherever you can, / And, if not shot or hang’d, you’ll get knighted.)

Napoleon is quoted as saying: “In war, the moral element and public opinion are half the battle.” What has not been very useful to either commander are the respective political warfare operations. In their own way, both sides through political warfare have resorted to Babylonian methods: eye for an eye and that sort of thing. It has not directly led to any apparent boost in morale, shift in momentum, or a dramatic turn of the tide. The indications and implications of it are not clear. At best, it has been a distraction, particularly with respect to the videos produced by both sides showing their opponents’ troops being killed and injured. Those videos have shown the world just how horrible the war is.

Postea noli rogare quod inpetrare nolueris. (Don’t ask for what you’ll wish you hadn’t got.) Hopefully, not one Western political leader actually believes that, if things go their way and fortune goes against Russian forces on the battlefield, Putin will simply throw up his hands, do Sweet Fanny Adams, wait for the West to reach out for peace talks, agree to the West’s terms for the unconditional withdrawal from Ukraine, and let chips fall where they may with regard to Russia’s future and his own. In Western capitals, some might imagine Putin after defeat in Ukraine, sitting alone, crying tears into his favorite samovar much as Achilles in Homer’s Iliad was depicted as crying an ocean of tears over the death of Patroclus. Yet, recall that Achilles took revenge over Patroclus’ killer, Hector, dealing with him in a positively merciless fashion. Putin, much in the same way as Achilles again, would surely try to act ferociously against the West following a hypothetical loss.

Russian Federation President Vladimir Putin (above). Hopefully, not one Western political leader actually believes that, if things go their way and fortune goes against Russian forces on the battlefield, Putin will simply throw up his hands, do Sweet Fanny Adams, wait for the West to reach out for peace talks, agree to the West’s terms for the unconditional withdrawal from Ukraine, and let chips fall where they may with regard to Russia’s future and his own. In Western capitals, some might imagine Putin after defeat in Ukraine, sitting alone, crying tears into his favorite samovar much as Achilles in Homer’s Iliad was depicted as crying an ocean of tears over the death of Patroclus. Any form of acquiescence by Putin to Western demands would be very unlikely. To expect some gross retardation of Putin’s aggressive instinct and expect him to become humble and conciliatory in the aftermath of defeat,would be absolute madness. Given this, it becomes somewhat difficult to understand what the genuine objective of the West is in Ukraine.

Any form of acquiescence by Putin to Western demands would be very unlikely. To expect some gross retardation of Putin’s aggressive instinct and expect him to become humble and conciliatory in the aftermath of defeat would be absolute madness. Given this, it becomes somewhat difficult to understand what the genuine objective of the West is in Ukraine. It is hard to imagine what Putin and his advisers–inarguably better aware of Putin’s authentic nature and intentions than anyone outside of Russia–make of it all. Suffice it to say, even in the best case scenario for the West in which Ukrainian forces reclaim the overwhelming majority of territory taken by Russian forces, problems of great magnitude will very likely be encountered. In his Ad Urbe Condita (From the Founding of the City) (c. 28 B.C.), the Roman historian Titus Livius (59 B.C.-A.D. 17), known as Livy, provides in Greek a history of Rome that begins with the earliest legends of Rome before the traditional founding in 753 BC through the reign of Emperor Caesar Augustus during his own lifetime. In Book III, section 39, he writes the apposite passage: “The troubles which have come upon us always seem more serious than those which are only threatening.”

There was a Moravian born scholar who within a series of lectures between 1911 and 1915 expressed: “It is a predisposition of human nature to consider an unpleasant idea untrue, and then it is easy to find arguments against it.” That Moravian scholar was Sigmund Freud, the neurologist and the founder of psychoanalysis, a clinical method for evaluating and treating pathologies in the psyche through dialogue between a patient and a psychoanalyst. In 1917, 28 of his aforementioned lectures were published in his book Introduction to Psychoanalysis or Introductory Lectures on Psycho-Analysis (German: Einführung in die Psychoanalyse). Pertinent to matters discussed here, Freud discusses the concepts of denial or abnegation–in German, Verleugnung or Verneinung, a psychological defense mechanism in which a person is faced with a fact that is too uncomfortable to accept and rejects it instead, insisting that it is not true despite what may be overwhelming evidence.

One’s denial can take three forms according to Freud. The two seemingly more apposite in this situation are simple denial and minimization. 1) simple denial: deny the reality of the unpleasant fact altogether; and, minimization: admit the fact but deny its seriousness (a combination of denial and rationalization). Let no ones heart be troubled as greatcharlie has no intention of getting involved in the business of psychoanalyzing anyone. Still, Freud’s luminous thoughts have helped to provide greatcharlie with insight into what, beyond political expediency, would lead to the insistence publicly that the defeat of Russia in Ukraine would lead to a favorable outcome for the West.

Someone with experience and expertise who has considered the possibility of a potential nuclear tragedy, as aforementioned, is retired British Army Lieutenant General Sir Barrons, former commander of United Kingdom’s Joint Forces Command (now designated United Kingdom Strategic Command) In his essay published in the Sunday Times online on August 6, 2022, Barrons explains “The West needs to think about the shape the fighting may now take and to include in that the prospect of catastrophic success for Ukraine: if Russia is thrown back to the extent that Putin senses strategic defeat, he is likely to employ tactical nuclear weapons.” He states such thinking is nothing new as Russian nuclear thinking accepts the use of small nuclear weapons to impose unacceptable damage on an opponent as a means of coercion, particularly in circumstances where the existence of the state is in question.” Barrons reminds readers that “Russia will have declared areas of occupied Ukraine part of the Russian state. So should an Ukrainian offensive roll over this new self-declared border, the use of nuclear weapons to break up the attack will be on the table. This is not unthinkable–it is only unpalatable.” He says that the type of nuclear weapon he has in mind is the Russian Iskander missile which has a range of 300 miles and can deliver a conventional or nuclear warhead of selected yield. He notes that it has already been used with a conventional warhead in Ukraine. Barrons makes the distinction between those weapons and the 1,000 kiloton weapons that might target Washington or London, and assures that he is in no way referring to the possible use of the latter. He concludes by stating: “These [nuclear] weapons exist for just the sort of circumstances the war in Ukraine may lead to, so nobody should claim total surprise if they are used. Events since 2014 have established that neither hope nor denial are sound approaches to dealing with Russia today.”

Russia’s mobile, short-range, nuclear capable, 9K720 Iskander ballistic missile system (above). Someone with experience and expertise who has considered the possibility of a potential nuclear tragedy, as aforementioned, is retired British Army Lieutenant General Sir Barrons, former commander of United Kingdom’s Joint Forces Command (now designated United Kingdom Strategic Command) In his essay published in the Sunday Times online on August 6, 2022, Barrons explains “The West needs to think about the shape the fighting may now take and to include in that the prospect of catastrophic success for Ukraine: if Russia is thrown back to the extent that Putin senses strategic defeat, he is likely to employ tactical nuclear weapons.” He states such thinking is nothing new as Russian nuclear thinking accepts the use of small nuclear weapons to impose unacceptable damage on an opponent as a means of coercion, particularly in circumstances where the existence of the state is in question.”

Barrons knows what he is saying. Given his impressive experience he is surely as experienced or more so to parse out this matter than many military analysts working an intelligence unit in any government focused on Ukraine. Reinforcing Barrons’ point of view is the current head of United Kingdom’s Strategic Command, British Army Lieutenant General Jim Hockenhul. In an interview with the BBC published August 12, 2022, Hockenhull stated that the likelihood of Russia using nuclear weapons in Ukraine may change if the battlefield dynamic shifts. Armies kill selectively and to that extent, a tactical nuclear weapon would be used on the battlefield to kill selectively. There is an odd rationality to it all. Still, greatcharlie states with immense respect for the well-considered views of these honorable men both of whom throughout their careers have spoken truth to power. that their depiction of Putin’s hypothetical nuclear response to the battlefield is a charitable one. 

Although the use of nuclear weapons remains a part of Russian military doctrine much as it was in the Soviet Army as both Barrons and Hockenhull point out, Dvornikov is fighting a conventional war without having some backup plan at his headquarters to use nuclear weapons if he is pushed up against Russia’s border. Putin would unlikely authorize him to use nuclear weapons. Putin would unlikely come to Dvornikov seeking a recommendation regarding the use of nuclear weapons. Taking such a hypothetical step in that direction would very likely be planned out in advance by Putin while doing “what ifs” before he launched his invasion.

Add to all of that, Moscow denies it has even considered the use of nuclear weapons in Ukraine. On August 16, 2022, Russian Federation Defense Minister, General of the Army Sergei Shoigu declared that Russia has no military need to use nuclear weapons in Ukraine. In his own words, Shoigu stated: “From a military point of view, there is no need to use nuclear weapons in Ukraine to achieve the set goals.” Shoigu reportedly went further “to slam newsmedia speculation” that Russia could potentially use nuclear or chemical weapons to compensate for slow progress in its special military operation in Ukraine as “absolute lies.”

Shoigu’s statement on the use of nuclear weapons on its face may have struck many as very odd. Rather than provide clarity, which was his stated intention, he has actually created more questions in inquisitive minds and among skeptics about Moscow’s thinking on nuclear weapons. What is immediately intriguing about the statement is that except to shape diplomacy as it had before the war, Moscow rarely explains its military plans and intentions. When it has done so, it has offered what were at best soupçons. Moscow is similarly reluctant to offer anything about its intelligence operations. Surely Shoigu does not believe Russia will lose the war. He is not expecting any pushback of Russian forces by the Ukrainians. Thus, in his mind there would hardly be any need to consider such a great step as to respond with nuclear weapons. Concerning what the international press has been saying about Russia, that long ago should have stopped being a concern of any loyal official in Moscow. If it has been a concern especially among top officials such as Shoigu, the indications and implications of his speech may be that the door is wide open for greater manipulation of them via the newsmedia. Perhaps the degree to which newsmedia reporting has already influenced thinking in Moscow has not been thoroughly appreciated in the West. 

On the other hand, perhaps deceptively, Shoigu wanted to relax Western capitals with regard to a nuclear end to the Ukraine War. Maybe he wanted to figuratively stir the pot by adding his words to the debate on Russian plans and intentions in Western foreign and national security policy circles. Absent any reason that might be remotely viable, Shoigu’s comments concerning Russia’s use of nuclear weapons could be considered superfluous. Still, it is unlikely that Shoigu would take the time and effort to make a public statement with the intention to speak superfluously or idly. Putin presumably green-lit his statement. Shoigu would not have formulated such an approach to nuclear weapons use on his own. Putin is still calling all the shots. To that extent, perhaps Shoigu’s statement should not be considered definitive. There must be something there. Whatever it is, it is not very apparent, but probably important.

Putin (right) and Russian Federation Defense Minister, General of the Army Sergei Shoigu (left). Moscow denies it has even considered the use of nuclear weapons in Ukraine. On August 16, 2022, Shoigu declared that Russia has no military need to use nuclear weapons in Ukraine. In his own words, Shoigu stated: “From a military point of view, there is no need to use nuclear weapons in Ukraine to achieve the set goals.” Shoigu reportedly went further “to slam newsmedia speculation” that Russia could potentially use nuclear or chemical weapons to compensate for slow progress in its special military operation in Ukraine as “absolute lies.” Shoigu’s statement on the use of nuclear weapons on its face may have struck many as very odd. Rather than provide clarity, which was his stated intention, he has actually created more questions in inquisitive minds and among skeptics about Moscow’s thinking on nuclear weapons.

The Ladder of Escalation

More than just having an impact on the battlefield, Russia’s use of nuclear weapons might become just an initial step up the ladder of nuclear escalation. Although members of a regional collective security organization and a political and economic union, in Putin’s mind, European countries are mainly an amalgamation of political authorities, each constrained by domestic political concerns and beholden to their respective electorates. Still, he could not be sure how under such extraordinary circumstances how the US, Member States of NATO, the EU, or European countries independently might act in response. 

Some national capitals in close proximity or actually bordering Russia are already very concerned, unnerved, over Putin’s potential plans and intentions for their respective countries. Presumably, protocols have already been established for such potentiality. Still, if frightened enough by the detonation of nuclear ordinance in Ukraine, there is no real knowing what a possible panicked response might be by political leaders in some governments. Perchance reactions to such an event may not be as orderly as NATO might have planned.

Putin may have already concluded that taking such an action would be akin to striking a hornets nest with a stick while in the nude. Retaliatory action could come from so many directions. His troops in Ukraine would be the initial victims. To that extent, nothing would be gained on the ground in Ukraine by using the weapons. If Ukraine’s partners were to take that bold step to strike Russian forces, likely against its Iskander and other nuclear capable weapons systems, it would be up to Putin to decide whether he would strike military targets in their countries. He would also have to imagine what would be his opponents’ follow-up response to his next move. 

Moving up the scale of escalation at that pace would simply be a slow walk toward global thermonuclear war. It is not inevitable, but very likely. Putin would probably be resigned to the fact that the West would hardly be able to back down after nuclear weapons hypothetically had been used in Ukraine. Domestic political considerations would make that nearly impossible Western national leaders. The respective countrymen would expect them to display strength, though groups of citizens may be formed that may insist peace be sought. It would not be prudent for Putin to apply any hope to what Moscow would likely view as “positive efforts”. 

Nullum est malum majus, quam non posse ferre malum. (There is no greater misfortune than not to be able to endure misfortune.) Some European leaders may panic when faced with a staggering crisis. When such a crisis arrives unexpectedly, it can unnerve one who might already be affected by chronic stress and might lack an identical or similar experience to draw from, it can happen to some of the best. (Although he was not one of the best, recall how in 1940, Soviet Premier Joseph Stalin was so shocked by German Reich Chancellor Adolph Hitler’s betrayal of the 1939 Molotov-Ribbentrop Pact that he suffered a nervous breakdown and left a power vacuum for two days while German forces poured in the Soviet Union.)

To be certain, moderately armed NATO Members do not take orders from the more powerful ones or the one military superpower, but they are more inclined to see their point of view. As more time passes, Western leaders more assured of what is the right way forward will be able to gird the resolve of those leaders less certain of how to proceed through continuous communications and hastily arranged bilateral and multilateral talks at NATO headquarters and the Europa building. Unsteady leaders, in particular, would be given the time and opportunity to draw upon the energy of the stronger ones. In general, the Europeans would be given more time to prepare for whatever might come next. In Cyropaedia (“Education of Cyrus”), the renowned Greek historian, soldier, mercenary, and student of Socrates, Xenophon (c. 430 – 354 BC), presents a partly fictional novel about Cyrus the Great, the founder of Persia’s Achaemenid Empire, but more so it was a tract on kingship and generalship addressed to the class of educated Greek commanders and potential leaders. Pertinent to the matter at hand, in Book I, Chapter 6, section 21, Xenophon writes: “[P]eople are only too glad to obey the man who they believe takes wiser thought for their interests than they themselves do. And you might recognize that this is so in many instances but particularly in the case of the sick: how readily they call in those who are to prescribe what they must do; and at sea how cheerfully the passengers obey the captain; and how earnestly travellers desire not to get separated from those who they think are better acquainted with the road than they are. But when people think that they are going to get into trouble if they obey, they will neither yield very much for punishment nor will they be moved by gifts; for no one willingly accepts even a gift at the cost of trouble to himself.” People have not changed too much over a couple of millenia.

Among the number of national capitals that would normally take the lead in such a hypothetical crisis, some heed should be given to Xenophon’s words. According to a Pew Research Center survey published on June 22, 2022, the outlook is good so far. Overall ratings for the US were largely positive and stable. A median of 61% of the citizens across 17 countries in which surveys were conducted–not including the US–expressed a favorable view of the US, and large majorities in those countries viewed the US as a reliable partner to their country. Attitudes toward NATO, in contrast, are largely positive, and ratings for the alliance improved since 2021 among citizens surveyed in several of the 17 countries 

With the foreign and national security policy bureaucracies of 30 NATO Member States plus the staff at NATO Headquarters working night and day to formulate favorable moves that would allow the West considerable advantage over his country, Putin also might find it too risky to get locked into a back and forth struggle, attempting to stay ahead in the action reaction cycle against the aggregate of their capabilities. Naturally, Putin would not be inclined to slow walk himself into any of that. There would just be too many possibilities to consider. The playing field would be a bit too level or even feel a bit one-sided toward the West, despite its positively Wagnerian proportions. He would want to retain, at least in his mind, his position above all of that. Equally naturally, while all of that was happening, Putin would need to keep a very close eye on what was happening politically in Moscow and around Russia and the reactions to each step he would take. Looking at matter from another angle, but still from Putin’s lens, despite the excellent assessments of former and current expert military practitioners, in the grander scheme of Putin’s world, using nuclear weapons on the battlefields of Ukraine would relatively amount to “bad behavior” and not the appropriate response. 

In the worst case scenario, Putin may feel he could truly steal a march on Western leaders by attacking them first, hitting them where it hurts strategically, and then see just how committed they were to a green future. His hope in that vain would be that enough Russians and enough of Russia would survive to a degree that his efforts would not have been in vain. Knowing how some often misconstrue statements to the extent they give them the wrong meaning, it must be noted that greatcharlie is not married to the idea that initiating a thermonuclear war following a loss in Ukraine. For greatcharlie, the outcome it has outlined here is completely undesirable. Going a step further, more so than stealing a march, if Russian forces were forced out of Ukraine, to include Crimea, Putin would know it would be his end at home and everywhere else, and he would likely have no compunction making it everyone’s end.

NATO Summit Meeting on February 17, 2022 (above). Although united as members of a regional collective security organization and a political and economic union, in Putin’s mind, European countries are mainly an amalgamation of political authorities, each constrained by domestic political concerns and beholden to their respective electorates. Still, he could not be sure how under such extraordinary circumstances how the US, other Member States of NATO, the EU, or European countries independently might act in response to Russia’s use of a nuclear weapon in Ukraine. Retaliatory action could come from so many directions. His troops in Ukraine would be the initial victims. If Ukraine’s partners were to take that bold step to strike Russian forces, likely against its Iskander and other nuclear capable weapons systems, it would be up to Putin to decide whether he would strike military targets in their countries. He would also have to imagine what would be his opponents’ follow-up response to his next move. Moving up the scale of escalation at that pace would simply be a slow walk toward global thermonuclear war. It is not inevitable, but very likely.

Taking Putin’s Words Seriously

When Putin makes statements, announcements, declarations, and addresses on foreign and national security policy issues, his usual purpose is to lay out a foundation for action on them. His build-up of remarks foreshadowing the February 24, 2022 invasion provides an example of this. However, it would seem Putin’s words as with that matter and a number of others are more often viewed as being of no-count among political leaders in Western capitals as well as within their respective foreign and national security policy bureaucracies. Surely, they can seem to be scare tactics more than anything else, but in the end they tend to have meaning. As of late, Putin and his top officials have been doing a lot of talking about nuclear weapons and their use. Their expressions alone hold enough materiality and scope to warrant a significant investigation.of the nuclear issue or perhaps there could be wider exploitation of what has been uncovered already.

In July 2022, President Vladimir Putin threatened to continue the war until the last Ukrainian man was standing and his Deputy Dmitri Medvedev suggested that “punishing” Russia over war crimes “potentially poses a threat to the existence of humanity.” Since 2007, nuclear threats have been commonplace among high level Russian officials but the current ones are clearly more extreme. United Kingdom Prime Minister Boris Johnson once noted that Putin had personally made nuclear threats 35 or more times.

Putin’s June 2020 directive on nuclear deterrence made it clear the most alarming reports concerning the Russian nuclear first use threshold were accurate. Paragraph 19 (d) of President Putin’s June 2020 decree [translated] states concerning the conditions specifying the possibility of nuclear weapons use by the Russian Federation would inckude: “aggression against the Russian Federation with the use of conventional weapons when the very existence of the state is in jeopardy.” Further, Paragraph 4 of Putin’s decree links nuclear weapons use to sovereignty and territorial integrity. This is potentially very permissive.

To briefly return back to the aforementioned statement by Shoigu, what should not be downplayed is his remark that “the main purpose of Russian nuclear weapons is to deter a nuclear attack. Its use is limited to extraordinary circumstances.” Shoigu did not define what would qualify as “extraordinary circumstances.” That was an odd choice given his statement was ostensibly designed to provide clarity on the nuclear issue.

Putin (center), Russian Federation Defense Minister, General of the Army Sergei Shoigu (left), and Russian Federation Foreign Minister Sergey Lavrov (right). When Putin makes statements, announcements, declarations, and addresses on foreign and national security policy issues, his usual purpose is to lay out a foundation for action on them. His build-up of remarks foreshadowing the February 24, 2022 invasion provides an example of this. However, it would seem Putin’s words as with that matter and a number of others are more often viewed as being of no-count among political leaders in Western capitals as well as within their respective foreign and national security policy bureaucracies. Surely, they can seem to be scare tactics more than anything else, but in the end they tend to have meaning. As of late, Putin and his top officials have been doing a lot of talking about nuclear weapons and their use. Their expressions alone hold enough materiality and scope to warrant a significant investigation.of the nuclear issue or perhaps there could be wider exploitation of what has been uncovered already.

Intermediate-Range Nuclear Forces Treaty and Putin’s Comfort-Level with Nuclear Weapons

Alterations of Moscow’s policy and posture concerning intermediate range nuclear forces have run near concurrently with its troublemaking in Ukraine. Many might remember, perhaps some a bit vaguely, how nuclear weapons were an all engrossing topic in Western capitals during the Cold War and their reduction became a primary aim of diplomacy among Western countries,  prariiy the US, and the Soviet Union. Reductions were achieved through the Intermediate-Range Nuclear Forces (INF) Treaty.  The INF Treaty was an arms control treaty between the US and the Soviet Union. US President Ronald Reagan and Soviet General Secretary Mikhail Gorbachev signed the treaty on December 8, 1987, and entered into force on June 1, 1988. Regarding its basics, the treaty required both countries to eliminate their ground-launched ballistic and cruise missiles that could travel between 300 and 3,400 miles by an implementation deadline of June 1, 1991. By the deadline, the two countries had together destroyed a total of 2,692 short- and intermediate-range missiles: 1,846 Soviet missiles and 846 US missiles. The INF Treaty was the first arms-control treaty to eliminate an entire category of weapons systems. Two protocols to the treaty established unprecedented procedures for observers from both countries to verify firsthand the other nation’s destruction of its missiles. 

The INF Treaty was signed in 1987, however, in 2013, the Russian Federation, which had assumed the obligations agreed to by the Soviet Union under the INF Treaty, had decided to untie itself from the treaty’s restrictions. Russia began developing, producing, testing, and deploying a new intermediate-range missile known as the 9M729, or SSC-8. The 9M729 Iskander missile, mentioned earlier, reduced the warning time for European capitals of Russian nuclear attack to minutes, lowering the threshold for nuclear conflict. The West sought to reason with the Russian leadership on what were seen as disturbing developments. The US initially first raised concern with Russia about the 9M729 missile system on May 23, 2013 without positive results. At NATO’s September 5, 2014 Summit in Wales, Member States called on Russia to preserve the viability of the INF Treaty. That was after Russia had displayed heightened aggressiveness in February 2014 when its forces moved into the Crimean Peninsula and subsequently annexed the territory. At NATO’s Summit in Warsaw in July 2016, Members called on Russia to answer US charges and preserve the viability of the INF Treaty. In an somewhat mocking response, on December 9, 2017, Moscow finally admitted the 9M729 exists but claimed it is compliant with the INF Treaty.

Leaving little doubt as to its thinking, on February 5, 2018, the West received news via the Russian news agency RIA that the head of the Lower House of the Russian Parliament’s defense committee reported Iskander missile systems had been sent to Kaliningrad, Russian sovereign territory on the Baltic Sea. The Iskander, a mobile ballistic missile system codenamed SS-26 Stone by NATO, replaced the Soviet Scud missile. Its two guided missiles have a range of up to 500 kilometers (about 300 miles) and can carry either conventional or nuclear warheads. Moscow stated that previous deployments of Iskander missiles to Kaliningrad, a slice of Russia wedged between Poland and Lithuania, were temporary and a response to the buildup of US forces in the Baltic region. In addition to having a destabilizing effect on NATO countries in the immediate area, US officials at that time expressed concern that the deployments appeared permanent.

In July 2018, NATO Members stated that after years of denials and obfuscation by the Russian Federation, and despite repeatedly raising their concerns, Russia had only recently acknowledged the existence of the missile system without providing the necessary transparency or explanation. Due to the absence of any credible answer from Russia on this new missile, the assessment was that Russia was in violation of the INF Treaty. In December 2018, NATO Foreign Ministers supported the US finding that Russia was in material breach of its obligations under the INF Treaty and called on Russia to urgently return to full and verifiable compliance with the Treaty.

NATO stood open to dialogue and welcomed engagement with Russia on its violation, to include a NATO-Russia Council meeting on January 25, 2019. However, Russia continued to deny its INF Treaty violations, failed to provide any credible response, and did not move a jot toward returning to full and verifiable compliance. Stating Russia’s continued non-compliance as the cause, on February 1, 2019, the US announced its decision to suspend its obligations under Article XV of the INF Treaty. On February 1, 2019, NATO Members stated that unless Russia honored its INF Treaty obligations through the verifiable destruction of all of its 9M729 weapon systems, thereby returning to full and verifiable compliance, Russia would bear sole responsibility for the end of the Treaty. Russia was entitled to return to compliance with the treaty in 6 months and thereby halt the US withdrawal and NATO Members repeatedly urged Moscow to do so, but it refused. On August 2, 2019, the US withdrawal took effect. On that day, US Secretary of State Mike Pompeo stated that “Russia is solely responsible for the treaty’s demise.” NATO Members issued a statement fully supporting the US decision, and attributing “sole responsibility” for the INF Treaty’s termination to Russia. The statement made clear that NATO would respond in a “measured and responsible way” to the risks posed by Russia’s SSC-8 system, with a “balanced, coordinated and defensive package of measures,” ensuring credible and effective deterrence and defence. Members also made clear their firm commitment to the preservation of effective international arms control, disarmament and non-proliferation. 

On August 18, 2022, near the time of this writing, the Russian Federation Armed Forces reported that it had deployed Russian Air Force MiG-31K jet armed with state-of-the-art hypersonic missiles, Kh-47M2 Kinzhal, to the Chkalovsk air base in Kaliningrad as part of “additional measures of strategic deterrence.”as part of “additional measures of strategic deterrence.”

The fact that steps taken on policy concerning and deployments of nuclear weapons, with the exception of the deployment of MiG-31K jet armed with the Kinzhal hypersonic missiles have all occurred outside the context of Ukraine or at least the circumstances appear to be such, should indicate that whatever Putin is saying or doing now regarding the is of far greater conception than the “special military operation.”

Certainly, it would be rather counterintuitive for Putin to continue to make statements that intensively would inform the West that there has been a shift in his thinking about nuclear weapons to the extent that he is now more prepared to use them if in his calculus the sovereignty of Russia were both endangered.  That stated, Putin, having had his expositions and entreaties on relatively lesser foreign and national security policy issues of concern to him dismissed consistently by the West, Putin should now be reasonably aware that his concerns regarding nuclear weapons will continue to be brushed aside as Western leaders neither want to consider the possibility of him using them, nor want his words on the issue to have any meaning.

If orders were to be given by Putin to the military to use nuclear weapons, instead of Dvornikov, the call would more likely go to Colonel General Sergei Karakayev, the commander of Raketnye Voyska Strategicheskogo Naznacheniya Rossiyskoy Federatsii (Strategic Rocket Forces of the Russian Federation or the Strategic Missile Forces of the Russian Federation [literally Strategic Purpose Rocketry Troops]) or RVSN RF. The Rocket Forces are a branch of the Russian Armed Forces that control Russia’s land-based intercontinental ballistic missiles (ICBMs). In addition, the Aerospace Forces (VKS), as well as the Russian Navy’s Northern and Black Sea, and Pacific Fleets would be alerted. Commanders who are in control of Russia’s strategic nuclear triad would act in the manner prescribed respectively by political authorities. Any plans to use nuclear weapons would be of the utmost secrecy. Discussion of it would surely be limited to a handful of advisers.

US President Ronald Reagan (left) and Soviet General Secretary Mikhail Gorbachev (right) signing the Intermediate-Range Nuclear Forces (INF) Treaty in 1987. The Intermediate-Range Nuclear Forces (INF) Treaty was an arms control treaty between the US and the Soviet Union. US President Ronald Reagan and Soviet General Secretary Mikhail Gorbachev signed the treaty on December 8, 1987, and entered into force on June 1, 1988. The treaty required both countries to eliminate their ground-launched ballistic and cruise missiles that could travel between 500 and 5,500 kilometres (between 300 and 3,400 miles) by an implementation deadline of June 1, 1991. The INF Treaty was the first arms-control treaty to eliminate an entire category of weapons systems. However, in 2013, the Russian Federation, which had assumed the obligations agreed to by the Soviet Union under the INF Treaty, had decided to untie itself from the treaty’s restrictions. Russia began developing, producing, testing, and deploying a new intermediate-range missile known as the 9M729, or SSC-8. The 9M729 Iskander missile, mentioned earlier. reduced the warning time for European capitals of Russian nuclear attack to minutes, lowering the threshold for nuclear conflict.

Implications of Russian Losses in Ukraine

For those who might find it difficult to imagine Putin destroying the world over hypothetical defeat in Ukraine and that firing nuclear weapons is far short of setting off a conventional war, think again. A great conventional war involving hundreds of thousands of soldiers in these times was also extremely difficult for so many to imagine a few short months ago. The invasion of Ukraine and attending gross losses of Russian troops may serve as a proxy for understanding Putin and measuring his willingness to sacrifice human lives in pursuit of his goals. As mentioned earlier, Putin started the war. It was his decision to tear millions of people in Russia and much more so Ukraine from peace and cast them to a seeming foreverness of death and destruction, torment and anguish.

With regard to Russian casualties, according to the latest estimate by US intelligence and military officials, reportedly 500 troops are either killed or wounded every day. The casualty estimates of US officials are reportedly based on satellite imagery, communication intercepts, social media and on-the-ground media reports. The US Undersecretary of Defense for Policy, Colin Kahl, told reporters at the Pentagon on August 12, 2022: “I think it’s safe to suggest that the Russians have probably taken 70,000 or 80,000 casualties in less than six months.” The New York Times on August 12, 2022 reported that two US officials estimated that Russia’s losses included about 20,000 deaths. One confidentially explained further that about 5,000 from that number are believed to be fighters from the Wagner Group, and foreign fighters. US officials have gone as far as to assess that the progress of Russian forces in the Donbas became stalled in part due to high casualties. 

During his May 9, 2022 Victory Day address, Putin made a rare reference to casualties suffered by Russian forces fighting in Ukraine. With respect to casualties, Putin mentioned the “irreparable loss for relatives and friends.” He informed Russians then that support would be put in place for the children of the dead and for the wounded. Of course, one could say there is good reason for Putin to take this tack. It is a fairly elementary idea, but Napoleon expressed it in a succinct fashion: “We should always go before our enemies with confidence, otherwise our apparent uneasiness inspires them with greater boldness.” It may very well be the case that Putin is thoroughly disappointed by the heavy losses. He may even have strong personal feelings, and may in private appear somewhat emotional about it all. While that could be true, in public, he shows not a scintilla of interest in those losses. To a great degree, he has glossed over the losses with his words..

Still, readers might bear in mind that during an interview on June 7, 2015 the editor of the Italian newspaper, Corriere della Sera, then Luciano Fontana, asked Putin: “Mr. President is there one thing that you regret more than anything in your life, which you consider an error that you would never again want to repeat?” Reportedly, Putin adjusted himself in his chair, and his eyes suddenly seemed to sparkle. He remained silent for a few seconds, and then, according to the daily’s English transcription of the interview, stated: “I will be quite frank with you. I cannot recollect anything of the kind. By the grace of God, I have nothing to regret in my life.” In August 2022, perhaps Putin might offer another response to this question. On the other hand, it is more likely he would not alter his response in any way.. 

Putin as Epic Hero

Putin has a penchant for bringing to bear events in Russian and Soviet history in support of his arguments concerning both domestic and foreign, and national security policy issues. In April 2020, as Russia entered its first coronavirus lockdown, he compared the pandemic to 19th-century Turkic nomadic invasions of medieval Russia during a televised address to the nation. In July 2021, the Kremlin published an almost 7,000-word essay by Putin, entitled “On the historical unity of Russians and Ukrainians”, in which he argued that Russia and Ukraine were one nation, artificially divided. Putin’s inclination for referring to history was apparent in his February 24, 2022 speech announcing the special military operation during which he again  provided a lesson on Ukraine’s historic connections to Russia.

In June 2022, Putin compared himself to the 18th-century Russian Tsar Peter the Great, drawing the following parallel: “Peter the Great waged the great northern war for 21 years. It would seem that he was at war with Sweden, he took something from them. He did not take anything from them, he returned [what was Russia’s].” Putin might humbly shun being labelled a history buff, but he certainly can be said to have retained innumerable facts on the history of Russia and the Soviet Union. It may all appear quite puerile to some onlookers, but simply put, Putin’s predilection for making references may augur that in a very grave danger that may lie ahead in which Putin may view a situation from an historical perspective, not a pragmatic one for the here and now.

A part of Russia’s history and culture has been the creation and promulgation of tales about powerful mythical beings, whose behavior and actions supposedly account for the development of certain geological formations, aspects of Russian behavior, the Russian zeitgeist past and present, and a few place names in the country, to name a few things. Putin, who greatcharlie will go out on a limb and call an historian and recognize as an erudite on all things Russian, is doubtlessly familiar with such mythical heroes, and would surely be able to explain that everything which is most heroic and great about them, holds a place in the soul and spirit of all good Russians. Hearing those tales can reaffirm that. (It would be interesting to hear Putin speak on such matters.)

One of Russia’s greatest mythical heroes is Ural-batyr. His tale is popular particularly among ethnic Bashkirs who named their national epic poem after him. As the story goes, all his life, Ural-batyr (who for Putin might represent himself) selflessly fought against devs (demons), serpents, and dragons (who for Putin might represent the West), defending the human race (who for Putin might represent the Russian people). Also, he was kind and always showed forgiveness to his toxic and malevolent elder brother Shulgan (who for Putin might represent the national government in Kyiv, at least since Euromaidan), who associated with the devs, and responded to their demands that he destroy Ural-batyr and the humans. The people loved and extolled Ural-batyr as their hero and were proud to follow him. Defeating death was an aim and objective to which Ural-batyr dedicated himself. He wanted to allow his people to live forever and not have to die. One day, Ural-batyr encountered an immortal older man who was weary of life and explained to to the effect: “What we call Death and what we are accustomed to regard as evil are just the eternal order of things . . . There is only one thing in life that does not die and remains forever young – goodness.” The immortal’s words sowed within Ural-batyr an inner peace and happiness.

Ural-batyr, himself, would die performing an heroic act of self-sacrifice: He swallowed an entire lake in which devs, snakes, and evil spirits roamed to protect the people from them. The devs, snakes, and evil spirits gorged on Ural-batyr from the inside, thereby killing him. As he died, Ural-batyr tells his descendants not to accept evil in fellow travelers, always accept advice from elders and wise people, and to offer advice to the youth and assist them. By his example of self-sacrifice, Ural-batyr instructed the people to live by justice and peace. The people buried him high in mountains which they named in his honor, and were thereafter called Uralskiye gory: the Ural Mountains.

To the extent that greatcharlie has managed to understand him, any situation that would put Putin up against the wall would demand nothing less from him than something akin to a suicide charge. It would be less about achieving victory and more about a final display of what he might perceive as heroic valor. Inarguably, Putin would surely prefer to lead the Russian people in the next phase after a thermonuclear exchange. A man who has well-managed his survival for three decades would hardly become fatalist, chuck everything aside, and willingly go on to a higher calling. However, if Putin were to find that he would not survive a hypothetical thermonuclear war that he might start, he would conceivably hold some sense of satisfaction as he commenced it knowing that as the mythical Russian heroic figure, Ural-batyr, he was doing his utmost for the Russian people as their defender. Despite the expansive devastation around them, Putin might believe they would come to realize that he secured for them a chance to rebuild and enjoy a future that the US and rest of the West sought to deny them. He would also sense he would be instructing them by action that they should place no limit on their will to fight for the survival and freedom of Russia or some lesson to that effect. Male facere qui vult numquam non causam invenit. (Those who would do evil never fail to find a reason.)

Putin center stage at a concert marking the 8th anniversary of Russia’s annexation of Crimea  in support of Russia’s on-going special military operation in Ukraine at the Luzhniki stadium in Moscow on March 18, 2022. To the extent that greatcharlie has managed to understand him, any situation that would put Putin up against the wall would demand nothing less from him than something akin to a suicide charge. It would be less about achieving victory and more about a final display of what he might perceive as heroic valor. Inarguably, Putin would surely prefer to lead the Russian people in the next phase after a thermonuclear exchange. A man who has well-managed his survival for three decades would hardly become fatalist, chuck everything aside, and willingly go on to a higher calling. However, if Putin were to determine that he would not survive a hypothetical thermonuclear war, he would conceivably hold some sense of satisfaction as he commenced it knowing that as the mythical Russian heroic figure, Ural-batyr, he was doing his utmost for the Russian people as their defender. Putin might believe they would come to realize that he secured for them a chance to rebuild and enjoy a future that the US and rest of the West sought to deny them.

The Way Forward

Art Buchwald was a US columnist and humorist who delighted in the absurd, satirizing the follies of the rich, the famous and the powerful. In an interview from his hospital bed for the Associated Press on April 5, 2006, he stated: I don’t know what’s coming next and neither does anyone else. It’s something that we do have to face but the thing is that a lot of people don’t want to face it. And there’s denial. If somebody says it, like me, everybody feels a little better that they can discuss it.”

Finding a point to halt the war and seek peace without total victory by one side or the other seems remote. The ongoing fight could be best described as “bitter, relentless, and cruel.” Nevertheless, it may be the best possibility. Sometimes a solution that might be found can go beyond the physical boundaries of a struggle and include matters that at the moment seem remote from it, in order to provide a reasonably comfortable, sustainable peace for both sides. As aforementioned, for greatcharlie, there is little doubt Putin would not hesitate, in the normal sense, to launch a thermonuclear war in response to a theoretical defeat in Ukraine. In such an event, there would be little opportunity in the West for post mortems, who said what, when, and where. Assumptions are not conclusions, and can go only far with a good number of experienced hands. Expert individuals as them may feel there is no reason to make heavy weather of the issue as it seems so remote, at least at the moment.

Multo enim multoque seipsum quam hostem superare operosius est. (It is harder, much harder, to conquer yourself than it is to conquer your enemy.) As greatcharlie has mentioned in preceding posts, the idea that Putin would be willing to somewhat casually take an action that he knew could potentially lead to global annihilation is too difficult for many to fathom. It requires accepting a line of thinking which for them would be beyond the settled order of nature. It was once widely expressed by leaders in Western capitals that Putin was little more than a callous former executioner for the Soviet Union’s Komitet Gosudarstvennoy Bezopasnosti (the Committee for State Security) or KGB. A return to that thinking is not really suited to the discussion on Ukraine right now. Numquam aliud natura, aliud sapientia dicit. (Never does nature say one thing and wisdom say another.)

Recently, the editor of greatcharlie was described as a polemicist by one of the blogs readers. The somewhat brusque remark was albeit intended as bon mot. While it is certainly a more preferable label than propagandist, polemicist seemed a bit too heavy a word to derive from the not too controversial scribblings of greatcharlie. There has scarcely been an argument with which greatcharlie has been so bound that it has sought to incite readers to peruse a post. If there is a need to define greatcharlie as one thing or another, perhaps it might help to point out that the words of Stephen Grellet, the early 19th century French-American Quaker missionary, have provided guidance in the writing of every post: “I shall pass through this world but once. Any good therefore that I can do or any kindness that I can show to any human being, let me do it now. Let me not defer or neglect it, for I shall not pass this way

Brief Thoughts from Outside the US Foreign and National Security Policy Bureaucracies on Putin and Facilitating an End to the Ukraine War

Russian Federation President Vladimir Putin (above). Optimistically, some juncture may soon be reached in the Ukraine matter at which Putin might be presented with the circumstance and space to conclude it is time to stop fighting. This may sound unrealistic. It may appear that nothing lies ahead except more death and destruction. The effort must be made to look at Putin and the Ukraine matter from different angles with the hope discovering an approach that will prove to be fruitful. Novel ways at looking at issues, recognizably up to a point, can better enable the astute to grasp what may on the right occasion be a viable line of thinking. Any thoughtful insight could become more relevant and valuable as conceivably in back rooms of Western countries’ foreign and national security policy bureaucracies, where planning and preparation for the contingency of negotiating with Putin over terms for peace in Ukraine may be underway. It is greatcharlie’s hope that the few insights presented here will have the potential to ignite a new line of analyses. Sometimes the smallest key can open the largest door. 

The opportunity to forge the best possible peace between Ukraine and the Russian Federation has long since been passed. That peace could been established before the killing began. However, Kyiv wanted the freedom to decide to join NATO and the EU. It rejected terms that it declare its neutrality. It response was a reasonable, but it could have only led to war with Russia under its current leadership. Much has been lost by both sides already but there remains the opportunity to create the framework for an evolving peace plan that will allow both sides to end hostilities. Optimistically, some juncture may soon be reached in the Ukraine matter at which Putin might be presented with the circumstance and space to conclude it is time to stop fighting. There must be a starting point for Ukrainians to rebuild, rejuvenate their country. This may sound unrealistic. It may appear that nothing lies ahead except more death and destruction. Even so, the effort must be made to look at Putin and the Ukraine matter from different angles with the hope discovering of an approach that will prove to be fruitful. Potiusque sero quam numquam. (It is better to do something late than never.)

Novel ways at looking at issues, recognizably up to a certain point, can better enable the astute to grasp what may on the right occasion be a viable line of thinking. Matters already reviewed and ostensibly settled could potentially be lifted from the region of the commonplace. Thoughtful insights could become more relevant and valuable as conceivably in back rooms of respective Western countries’ foreign and national security policy bureaucracies, where planning and preparation for the contingency of negotiating with Putin over terms for peace in Ukraine may be underway. However, as things are, insights proffered from unapproved sources outside the foreign and national security policy bureaucracies on what Putin “may think” on matter concerning Ukraine, the likely reasons for his choices, and what he sees as the way forward, are more often discounted by practicioners. Such judgments are left to the eye of the beholder. The most available justifications to mark them out are surely concerns quality and disagreement over analyses. Yet, in the foreign and national security policy bureaucracies in perhaps every country, such appraisals are not completely objective. Additionally, as much of what Putin thinks is typically chalked up by experts as an expression of an ugly chip on his shoulder, his contempt for the West, spending time and effort diving deeper on the matter would likely be viewed upon as wasteful. 

Still, individuals as Putin with often have unique reasons for their choices, and no matter how unorthodox, disagreeable, or round the bend as they might seem, they must be applied in analyzing their decisionmaking process to have a chance at accurately predicting their moves. Perhaps greatcharlie marks itself as old fashioned but it believes even analyses of “unapproved outsiders” on what Putin thinks should not be looked upon as entirely unilluminating. At a minimum, many should be docketed for consideration later in its proper context. 

Later on, they may bring analysts to an understanding of those matters they had not held before. It is greatcharlie’s hope that the few insights presented here will have the potential to ignite a new line of investigation and analysis. It briefly highlights cause and effect, the interesting associations between things, yet avoids making too many charitable assumptions. Sometimes the smallest key can open the largest door. Non enim tam auctoritatis in disputando, quam rationis momenta quærenda sunt. (In every disputation, we should look more to the weight of reason than to the weight of authorities )

Putin’s problems with the West began long before the Ukraine crisis and subsequent invasion in February 2022. Although the reality is that Russia has invaded Ukraine, for a second time in less than a decade, and taken a good portion of its sovereign territory, Putin insists Western capitals are the ones with covetous minds. He often points to what the “insidious” way in which the US and its Western friends in the EU rolled up to Russia’s border with NATO in tow despite earlier understandings reached that they would never do so. Within the foreign and national security policy bureaucracies in Western capitals, his singular perspective was likely looked upon casually as one more of Putin’s pretensions. Seeing how the situation stands, with Russian forces controlling Crimea and the Donbas, it would appear that he is grabbing parts of Ukraine to enrich Russia. Except for his two daughters, each woman formidable in her own right, the only real family Putin has in that sense is Russia. Russia is his mother, his father, his home. Perhaps in part for this reason, it should not be so hard to understand why Putin had taken such a maximalist position on Ukraine, the need to invade, the West. and NATO prior to February 24, 2022.

Putin’s Feelings About the West: Brief Meditations

For Russia, the anticipated waltz through Ukraine became a national emergency and some policy analysts and newsmedia commentators began to say the invasion would ultimately be Putin’s last act. The Ukrainians were not supposed have a cat in hell’s chance of “winning” the war.” Yet, if not for lack of just about everything needed high-speed, high-empo, high-intensity maneuver operations except good soldiers and courage, it initially appeared to many after Russia’s Kyiv debacle that Ukrainian forces might have been able to deliver a crippling blow of Napoleonic proportions to their opponent and perhaps forced Moscow to negotiate terms for peace. Putin could not turn back so easily. He certainly cannot afford to lose. Once the situation began to look unsatisfactory for Russia on the ground, one could have gathered from Putin’s statements and actions on Ukraine that he felt he was in a fight for survival for both Russia and himself. He appears to view the fight in Ukraine as a climatic stand, their present-day version of the Malakoff Redoubt, Stalingrad, or the Neva Nickel. 

Luckily for Putin, Russian Federation General of the Army Aleksandr Dvornikov, who was appointed commander of the special military operation in Ukraine on April 9, 2022, has seemingly orchestrated a regrouping of Russian forces after those relatively disastrous initial weeks of the special military operation. As of this writing, especially in the Donbas, Ukrainian forces have faced retreats, setbacks, and even surrenders as in Mariupol. A land bridge between Crimea and Donbas has been created by Russian forces. It remains to be seen whether Russian forces have truly gained the initiative, and if so  whether they can retain it. From what the international newsmedia mainly reports that with everything taken into consideration, especially military assistance from the US, the war in Ukraine could still end in either side’s favor.

Despite the many challenges encountered as a result of his Ukraine venture, Putin leaves no doubt that he is doing what he feels must done for Russia and he believes he is on the right track. As it was illustrated in greatcharlie’s preceding, May 30, 2022 post entitled, “Putin the Protector of the Russian People or the Despoiler of Ukrainian Resources: A Look at War Causation and Russian Military Priorities in Ukraine” concerning war causation, there is an intellectual foundation to his choices. (There would be plenty of disagreement with that idea among those who loathe Putin as much due to bias than to sound argument.) 

Although the reality is that Russia has invaded Ukraine, for a second time in less than a decade, and taken a good portion of its sovereign territory, Putin insists Western capitals are the ones with covetous minds. He often points to what the “insidious” way in which the US and its Western friends in the EU rolled up to Russia’s border with NATO in tow despite earlier understandings reached that they would never do so. Within the foreign and national security policy bureaucracies in Western capitals, his singular perspective was likely looked upon casually as one more of Putin’s pretensions. Seeing how situation stands, with Russian forces controlling Crimea and the Donbas, it would reasonably appear that he is grabbing parts of Ukraine to enrich Russia. Doubtlessly, that was a planned attendant outcome of each occasion when Russia marched into Ukraine but not Putin’s priority. Except for his two daughters, each woman formidable in her own right, the only real family Putin has in that sense is Russia. Russia is his mother, his father, his home. Perhaps in part for this reason, it should not be so hard to understand why Putin had taken such a maximalist position on Ukraine, the need to invade, the West. and NATO prior to February 24, 2022.

Missteps with Putin

Putin’s problems with the West began long before the Ukraine crisis and subsequent invasion in February 2022. In its January 25, 2022 post entitled, “Resolving the Ukraine Crisis: How Better Understanding Putin and the Subtle and Profound Undercurrent Influencing His Thinking on the West Might Help”, greatcharlie briefly discuss much of what was at the nub of the matter. Portions of that discussion are provided here.

The formal inclusion of the new Russian Federation in the high realms of international politics following the collapse of the Soviet Union was nobly attempted. A seat in the Permanent Five Members of the UN Security Council was inherited from the erstwhile Communist state. As important, Russia began to engage in separate meetings with leaders of the intergovernmental group of the leading economic powers, the G7, in 1994 while Russian Federation President Boris Yeltsin was in office. Russia formally joined the group in 1997 at the invitation of US President Bill Clinton and United Kingdom Prime Minister Tony Blair. This noble step was ostensibly taken in the name of international peace and security. Surely, inviting Russia to join the G7 was more than a friendly gesture and a fresh start. Membership would plug Russia into the international order, forestalling any burgeoning sense that if left isolated, control in Moscow might fall fully into the hands of organized crime groups, and so would Russia’s nuclear arsenal. Russia membership would more importantly plug the G7 countries vis-à-versa into Moscow in a structured way, creating an effective, stable line of communication and political and economic influence.

When Putin became Russian Federation President, he took the seat created for Yeltsin at what became the G8. Perhaps the other G8 leaders felt that it was important to keep Russia in the G8 for the same reasons it was brought in but also hoped that keeping Putin in their circle might stir and help sustain a great desire within him to make Russia a country “like to one more rich in hope.” Other national leaders of what became the G8 may have thought that Putin would passively acquire an appreciation of their world, imagine the potential of a rejuvenated Russia fitting into their world, and acquire similarities with them. However, their eyes appear to have been closed to what was happening with Putin and Russia and why the move was nearly doomed to fail to ameliorate East-West tension in the long run especially due to his personality then.

At the G8, national leaders would come to the big table committed to having a positive impact in not only economic affairs, but world affairs in general. The existing seven members–the US, United Kingdom, Canada, Japan, Germany, France and Italy, plus the EU–were bound by shared values as open, democratic and outward-looking societies. Russia was not a country completely devoid of desirable things, Russia possessed natural resources, particularly oil and gas which the energy industries of the other powers coveted. Certainly, Russia retained the power to destroy with its nuclear arsenal and the residue of the once powerful Soviet military. However, Russia was hardly developed enough to participate in that way as a member.

As for Putin, he had not as yet grabbed all reins of power firmly in Russia, much as he tightly grips them today. It is not inconceivable that his political qualities were not fully scrutinized by any member state. However, more pertinently, Putin was unlikely ready to manage Russia’s stake at the G8 when first began participating in leaders’ summits. Looking into Putin’s inner-being, it is possible that Putin, while in his own way appreciating the status G8 membership bestowed Russia and him, felt well-out of his comfort zone and despite his ego, felt that the manner in which Russia acquired G8 membership was counterfeit. For Putin to be satisfied at that time, Russia would need to possess membership on his terms, legitimate terms. Within G8 meetings, Putin presented himself with grace and charm befitting his position. If Putin ever got the idea then that Western leaders enjoyed observing him outside of his comfort zone or disrespected him in any way, he would unlikely be able to hide his anger in his countenance and dwell on lashing out in some big way. Perchance at some point Putin might have imagined that the other technologically advanced countries used G8 meetings as a stage to lampoon Russia. He would be seated before them as they flaunted their economic power and progress while giving the impression in occasional off-handed comments and perhaps in unconscious condescending behavior toward him, that they imagine everything about Russia being tawdry and slipshod, particularly its goods and services, and would describe its industrial centers resembling a carnival the day after the night before. Perhaps such thinking could be said to have some validity given that such was essentially the case in early post-Soviet Russia. Putin had already brought to the table a sense within himself that Russia remained vulnerable to Western plans and intentions. That sensibility seemed to stick regardless of all else good that came his way through the G8. The G8 experience overall may have left a bad taste in his mouth. It is likely other group leaders may not have imagined that would be the outcome.

As a result of Euromaidan, power changed hands in Ukraine, and a series of measures that enhanced Western influence were taken. Putin responded robustly. The escalation of a struggle between ethnic Russians in Donetsk and Luhansk with the fledgling democratic Ukrainian government was followed by the greater step of Russia’s seizing and annexing Crimea, which at time was the sovereign territory of Ukraine and most national capitals say it still is. His actions resulted in Russia being placed back into what was supposed to be isolation; it was put out of the G8 and hit with many punitive economic measures. Both Putin and Russia have seemingly survived it all. Although Russia was suspended from the G8–once again the G7, Russia delayed announcing a decision to permanently withdraw from the group until 2017. Surely, Putin had great concerns over the perceptions in Russia and around the world of the decision of the G7 countries. Putin appears to have had a morbid fear that the G7 countries were exercising power over Russia and himself. That would not do. By waiting, Putin allowed himself to retain a sense of  control over the situation, choosing when Russia would depart. He exist in the substitute reality that his country had not been pushed out of the organization and marginalized. As far as he was concerned, Russia was still a member of the club of the most powerful countries. Despite everything, that recognition remained an aspiration of his at that time. It was an odd duality. Satisfying Putin’s desire then for Russia to possess the ability to discuss world problems with the leaders of the most influential countries, was Russia’s continued membership in the G20. The Group of 20, G20, in essence is a group of finance ministers and central bank governors from 19 of the world’s largest economies, including those of many developing nations, along with the EU. While the G7 existed for the top-tier industrialized countries, the G20, formed in 1999, provided a forum for the discussion of international financial matters that included those emerging economies which at the time began to represent a larger part of the global economy. The G20’s aim is to promote global economic growth, international trade, and regulation of financial markets.

Body language can reveal plenty! Putin speaking (top left). Leaders from Canada, France, Germany, Italy, Japan, Russia, the US and United Kingdom meeting at Lough Erne in Northern Ireland for the G8 Summit 17-18 June 2013. Within G8 meetings, Putin presented himself with grace and charm befitting his position. If Putin ever got the idea then that Western leaders enjoyed observing him outside of his comfort zone or disrespected him in any way, he would unlikely be able to hide his anger in his countenance and dwell on lashing out in some big way. Perchance at some point Putin might have imagined that the other technologically advanced countries used G8 meetings as a stage to lampoon Russia. He would be seated before them as they flaunted their economic power and progress while giving the impression in occasional off-handed comments and perhaps in unconscious condescending behavior toward him, that they imagine everything about Russia being tawdry and slipshod, particularly its goods and services, and would describe its industrial centers resembling a carnival the day after the night before.

Intriguingly, Putin did not attend the G20 summit in Rome in October 2021, informing the organization that his decision was due to concerns about the COVID-19 pandemic. Not to take precaution in these times would be short-sighted, but for Putin to abstain from physically attending a G20 leaders summit could indicate that the organization, for at least that moment, may have had less meaning to him. Putin participated in the summit in Rome via videolink, but the optics were hardly favorable. Reportedly, Putin coughed quite a bit during the meeting creating questions in the minds of others about his condition. That seemed unusual for a man who exudes strength and robustness.

One must add to this story the influence of the destructive impact of the West on the Russian economy and the country’s efforts to “build back better” immediately following the collapse of the Soviet Union on Putin’s thinking. As discussed in the June 18, 2019 greatcharlie post entitled, “Why Putin Laments the Soviet Union’s Demise and His Renewed “Struggle” with the US: A Response to an Inquiry from Students,” Putin would doubtlessly explain that under Yeltsin, the Russian leadership made the mistake of believing Russia no longer had any enemies. Putin, while ascending to the top in the new Russian Federation, saw how mesmerizing “reforms” recommended to Yeltsin’s government by Western experts unmistakably negatively impacted Russia’s economy in a way referred to somewhat euphemistically by those experts as “shock treatment.” Yeltsin was unaware that Western experts were essentially “experimenting” with approaches to Russia’s economic problems. His rationale for opening Russia up to the resulting painful consequences was not only to fix Russia’s problems but ostensibly to establish comity with the West. The deleterious effects of reform recommended by Western experts’ could be seen not only economically, but socially.  In another statement made while he was acting President in 1999, Putin diplomatically explained the consequences of relying upon foreign experts for assistance. He stated: “The experience of the 90s demonstrates vividly that merely experimenting with abstract models and schemes taken from foreign textbooks cannot assure that our country will achieve genuine renewal without any excessive costs. The mechanical copying of other nations’ experience will not guarantee success, either.” Once fully ensconced as Russia’s leader, he would publicly state that the greatest danger to Russia comes from the West. He also brought that sensibility to the G7 table with him. The memoirist, popular poet, and civil rights activist, Maya Angelou for Beautifully Said Magazine (2012) stated: “I’ve learned that people will forget what you said, people will forget what you did, but people will never forget how you made them feel.”

Putin has an excellent memory. Putin believes he was treated badly, and knows he and Russia deserved better. However, at this point, Putin seems less interested in opinions of him in the West or his international audience for that matter. As far as he might be concerned, members of those organizations can have their way. Unlike the past, Putin made certain not leave the West with the ability to derail his plans, or give them the intellectually opening to disturb him. Coercive economic tools at their disposal are illusions of power that Putin would in time disintegrate by shining light on the realities they may have ignored. To that extent, indications are that Putin has instructed his officials not to tolerate any untoward behavior from those in the West with whom they may meet. It would be best for them to just walk away rather than subject themselves to mistreatment and outrageous calumny.

Dangling that which would most content the opposing party in order to compell its good behavior has been a method used to resolve disagreements and conflicts between empires, countries, city-states, and families for seemingly aeons. It can lubricate diplomatic exchanges and create favorable outcomes. It often resulted in sense of mutual tolerance and peace with honor between opposing parties. It all sounds quite transactional, because it is. Western political leaders are well-aware that Putin’s strongest interests lie in the province of developing commerce. As such, that interest could have been used as a lever in a well-considered, calibrated way the gain a handle on the Russian leader. Western powers could lend furtive or mildly acknowledged copious support that would enhance what the Russian President, himself, might recognize as weaknesses in his system in exchange for significant, immediate and long-term cooperation. Again, what would be most important is getting him to go along with whatever plan is developed. (Many might argue that this practice was used without shrewdness, without any real calibration, by the US in the construction of the Joint Comprehensive Plan on Action of 2016 concerning nuclear proliferation in the Middle East.) If lucky enough, the diplomacy of national leaders who would have engaged in such action in the earliest stages of the Ukraine crisis–pre-invasion–would have likely been able to offer a narrative in which they could have been seen as saving the day.

However, instead of any of this, awareness of that commercial interest in Western capitals has led to the targeting of it to cause his hurt, harm, and even pain and resultantly his ire and recalcitrance. (It has also been important for Putin to recognize the West is entitled to its share of ire and recalcitrance, and when a situation is moving favorably, he must also consider his actions with respect to Western reactions. There must be a commitment on all sides, including Russia,to the advancement of negotiations to secure a sustainable agreement. One might get the impression given his record that he has not reflected too much on that in recent times. Then again, perhaps he has.

It is unimaginable that Western political leaders decided to target that commercial interest unaware of its terrible importance personally to Putin, although that possibility cannot be completely dismissed. From what can be gathered, the choice to handle Putin in that way was made a while back. It was most apparent in the US when the US Congress passed the Russia and Moldova Jackson-Vanik Repeal and Sergei Magnitsky Rule of Law Accountability Act of 2012 (the Magnitsky Law) and subsequent Global Magnitsky Act of 2016, which struck a nerve with Putin not only for economic reasons, but domestic political reasons as well. The Magnitsky Law,set precedent with regard to the manner in which the West would act to modify Putin’s behavior as well as that of other Russian officials and private citizens. Omnia mala exempla ex rebus bonis orta sunt. (Also, omnia mala exempla orta sunt ex bonis initiis.) (Every bad precedent originated as a justifiable measure.)

Putin (above) at work in the Kremlin. Western countries have imposed unprecedented sanctions on Russia’s corporate and financial system since it sent troops into Ukraine on February 24, 2022. At this stage of the game, however, Russia hardly seems too deprived by coercive sanctions from the West. One might suggest the West’s moves against Putin and Russia became overplayed and predictable, and thereby anticipated and prepared for, to the greatest extent possible. Reportedly, in preparation for the US response to the invasion of Ukraine, Putin drastically curtailed Russia’s use of dollars, and thereby a degree of leverage the US might have had. Enormous currency reserves were stockpiled, and budgets were streamlined to keep the economy and government services going even under isolation. Putin also reoriented trade and sought to replace Western imports.

Western Sanctions in Response to Ukraine’s Invasion

At this stage of the game, however, Russia hardly seems too deprived by coercive sanctions from the West. One might suggest the West’s moves against Putin and Russia became overplayed and predictable, and thereby anticipated and prepared for, to the greatest extent possible. Reportedly, in preparation for the US response to the invasion of Ukraine, Putin drastically curtailed Russia’s use of dollars, and thereby a degree of leverage the US might have had. Enormous currency reserves were stockpiled, and budgets were streamlined to keep the economy and government services going even under isolation. Putin also reoriented trade and sought to replace Western imports. It is not greatcharlie’s intention spoil anyone’s appreciation of this essay by offering a regurgitation on the nuance of steps Putin has taken at home to better shield Russia from the harmful effects of Western sanctions. Economics is not greatcharlie’s area of expertise. Suffice it to say that nothing done by the West just before and following February 24, 2022 unsettled Putin.

Indeed, once the whole Ukraine crisis began in earnest, the West metaphorically began wielding an economic bullwhip of sanctions to back him up. Perhaps from the perspective of the West, all that Putin was being asked to do was to behave as a good chap on Ukraine because be knows he should, given the conventions on international law, international peace and security, and multilateral agreements Russia signed with Ukraine as the Budapest Memorandum design to preserve it from military threat. However, it is hard to see how they could ever have expected to get far with that mindset or that tack. When his invasion began in earnest, the West flailed him harder with the whip. However, no matter how hard the West lashed out, Putin would not respond. He would not even put his demands up for Dutch auction. Putin has recently declared Western sanctions have not had much impact on Russia’s economy and have done more to harm global trade and the international economic system. Putin certainly feels confident his measures to sanction-proof Russia worked to a great degree. Speaking on the state of Russia’s domestic economy on April 18, 2022, Putin explained that inflation was stabilizing and that retail demand in the country had normalzed.

In the past, Putin surely in an unintended way, would very likely have lent a helping hand to Western efforts to subdue Russia. He often allowed pride to overshadow good sense and discretion, and that often led to miscalculation and errors. It was a gross miscalculation to lash out at the US by interfering with the 2016 Presidential Elections. It is an action Putin has repeatedly denied despite the fact that direct proof of Russian meddling has been presented by US intelligence and law enforcement organizations. Going after Kyiv, to knock out the Western oriented and Western supported government, early in the special military operation was an enormous mistake. Troops that would have been invaluable to the more militarily sensible operations of Russian forces in the Eastern and Southern Ukraine were needlessly lost with no gain. The whole world could see Putin had dropped a clanger. 

It is unlikely that Putin will make many more grand mistakes during the Ukraine campaign. Even if a real opportunity is set before Putin–the tiger and the tethered goat by the waterside scenario, he will very likely pass it up. Wrestling with this issue in a preceding post, greatcharlie supposed that at this point, a course has been set, calibrated by Russia’s best military, intelligence, diplomatic, and political minds, with all available and in-coming resources taken into consideration. There is probably little to no room for any sizable deviation from that path. Still, with all that being considered, almost anything is possible when it comes to Putin. All of this withstanding, there must be an answer, a way to initiate fruitful diplomacy even at this stage. One could get the impression given the record that finding a way to work with Putin, by creating some balance with which all would be reasonably satisfied, is just not a cross any Western capital would be unwilling to bear. Non enim tam auctoritatis in disputando, quam rationis momenta quærenda sunt. (In every disputation, we should look more to the weight of reason than to the weight of authorities.)

Putin (right) gestures during a press conference with French President Emmanuel Macron (left) in Moscow on February 7, 2022. At the foundation of thinking concerning an international order and international organizations created since the end of World War II is idea that members will be answerable to the group of countries they signed up to deliberate and act collectively with. The fact is Putin does not feel answerable to anyone in the world despite Russia’s multiple membership in international organizations as the UN, where it is Permanent 5 Members of the Security Council, and G20. The easy, less than thoughtful answer might be to eject Russia from the G20 or at least keep him teed up on the idea he will be removed. However, that would more than likely make matters worse. Rather than gain a further grip on Moscow’s behavior, parties insistent on doing such would only travel further along into unknown with Putin.

Likely Impact Recent Contacts with Western Leaders Have Had upon Putin

At the foundation of thinking concerning an international order and international organizations created since the end of World War II is idea that members will be answerable to the group of countries they signed up to deliberate and act collectively with. The fact is Putin does not feel answerable to anyone in the world, despite Russia’s multiple membership in international organizations as the UN, where it is Permanent 5 Members of the Security Council, and G20. The easy, less than thoughtful answer might be to eject Russia from the G20 or at least keep him teed up on the idea he will be removed. However, that would more than likely make matters worse. Rather than gain a further grip on Moscow’s behavior, parties insistent on doing such would only travel further along into unknown with Putin.

In a May 31, 2022 New York Times guest essay entitled “President Biden: What America Will and Will Not Do in Ukraine”, US President Joe Biden reminded that  President Volodymyr Zelensky of Ukraine has said, ultimately this war “will only definitively end through diplomacy.” Conceivably, some may believe that with some tacit approval from all allied capitals, French President Emmanuel Macron and German Chancellor Olaf Scholz, have spoken with Putin, most recently on May 28, 2022, to reach some confidential arrangement for more fulsome peace talks or establish the basis for a proposa concerning a ceasefirel to present to him during their next contact. Impossible n’est pas français. They would also have likely sought to chinwag with Putin with the hope of finding and exploiting a sociability that lives in Putin that is surely part of human nature. That is what the noble Roman pagan, Tulius Cicero expressed in his discussion of the idea of commonwealth in De Republica (51 BC) with the words: naturalis quaedam hominim quasi congregation. European leaders have gone as far as to aggregate their efforts with Putin not only as a sign of unity but likely also with hope that acting together they might find the right convention, the right phrases to trigger him to respond favorably to an entreaty to talk.

Searching for some advantage by reflex, Putin might assess that the Western leaders, by acting in pairs or groups, even in their visits to Kyiv, are most concerned that if either their counterparts were to travel or make phone contact alone, they would act out of self-interest, placing the needs of their respective countries uppermost. One leader might not trust another to come toward Moscow empty handed. Some special deal particularly concerning energy resources might be sought. On the other end of their possible mutual suspicions, given what transpired with the February 10, 2022 meeting between United Kingdom Foreign Minister Liz Truss and Russian Federation Foreign Minister Sergey Lavrov, there may be a lingering fear that one might pick a fight with Putin, and all would in the end need to contend with the ramifications of that. (One might suppose Truss’ tack was likely agreed upon with United Kingdom Prime Minister Boris Johnson and foreign and national security counselors before she left for Moscow. The decision may have been to “pull out all of the stops.” Causa latet: vis est notissima. (The cause is hidden, but the result is known.)

To enlarge on that point, Truss’ heated, emotional outburst before the long-experienced Russian Foreign Minister, could be judged as being particularly inept given the need to develop some influence upon Moscow’s line of thinking during the tinderbox circumstances of the time. By her behavior, she merely advertised the limits she had. Indeed, she likely signalled to Moscow that London did not have any remarkable solutions, no good proposals to offer. She seemed to be revealing an angst that Moscow likely presumed to be prevalent among the United Kingdom’s foreign and national security policy decisionmaking officials. She appeared to express a sense of being trapped as lion in cage by the Ukraine situation. Truss’ behavior may have also indicated to Putin that there may be serious problems besetting Johnson’s Conservative Party as a whole, with cabinet members and Tory Members of Parliament feeling uncertain about their respective political futures. For the external audience, Truss may have amused some, but ultimately she did not enlighten or inspire and dismally failed move events forward in a positive way. No foreign official from any country should ever seek to do any of that in Moscow under any circumstance. Vacuum vas altius pleno vaso resonat. (An empty pot makes a deeper noise than a pot that is full.)

Putin doubtlessly feels that Western countries, other than the US, pose little real threat to Russia despite any noise they might make about the prowess of their respective armed forces. (It must be noted that the United Kingdom possesses an estimated 225 strategic warheads, of which an estimated 120 are deployed and 105 are in storage. Added to that deterrent is a total of four Vanguard-class Trident nuclear-powered ballistic missile submarines, which together form its exclusively sea-based nuclear deterrent. As of January 2019, France was said to possess approximately 300 nuclear warheads, most of which are designed for delivery by submarine-launched ballistic missiles (SLBMs) with the remainder affixed to air-launched cruise missiles (ALCMs) carried by strategic bombers.) To that extent,, Putin may believe there are many among certain foreign and national security policy circles in Western countries with a desire to emote more than do anything else such as find real answers to get Putin off Ukraine’s back and over to the negotiating table resolve matters.

United Kingdom Foreign Minister Liz Truss (left) and Russian Federation Foreign Minister Sergey Lavrov (right) at their press conference in Moscow on February 10, 2022 moments before Ivanov walked out. Searching for some advantage by reflex, Putin might assess that the Western leaders, by acting in pairs or groups, even in their visits to Kyiv, are most concerned that if either their counterparts were to travel or make phone contact alone, they would act out of self-interest, placing the needs of their respective countries uppermost. One leader might not trust another to come toward Moscow empty handed. Some special deal particularly concerning energy resources might be sought. Additionally, given the torrid exchange that occurred between Truss and Lavrov during their February 10, 2022 meeting, there may be a lingering fear that one leader might pick a fight with Putin for whatever reason, and all would need to contend with the ramifications of that.

At the same time they tried come to some point of understanding with Putin, Western leaders also have publicly mocked him during multilateral gatherings. During the June 2022 G7 Summit in Schloss-Elmau, Germany they did so publicly on June 26th with regard to shirtless photos taken of Putin while horseback riding. One might not expect Western leaders to speak idly concerning Putin when matters concerning him are now so grave. That intriguing juxtaposition of the ideas of arming Putin’s opponents and mocking him yet contacting him hoping to stoke some goodwill and desire for peace is surely not lost upon Putin and his advisers in the Kremlin. Equally intriguing to Putin was the insistence of Western leaders that they committed to resolving the Ukraine conflict with diplomacy, while also arming the Ukrainians to the extent national budgets and the largess of their citizens–their electorates–will allow or tolerate

Putin might believe many of the national leaders with whom he has been dealing so far, will unlikely keep their jobs given what is likely perceived to be the constantly shifting direction of political winds and the fickle nature of the electorate of Western countries. Remaining the flavor de jure amongst fellow parliamentarians and the electorate is becoming more and more difficult for Western leaders to do. Putin may believe that as time marches on, those remaining in office will surely have greater, more pressing domestic issues to be seen working hard on. Conditions on the ground and terms for a diplomatic solution in which Moscow would have confidence at the negotiating table will be determined by Russia alone. Presumably for now, that is how Moscow most likely views the situation. Through Putin’s lens, the actions of Western leaders, in coming to him, might be best described, in the form of a metaphor, in the chorus of Charles Aznavour’s 1962 pop music hit, Les Comédiens”,: Viens voir les comédiens / Voir les musiciens / Voir les magiciens / Qui arrivent. (Come and see the actors, / See the musicians, / See the magicians, / Who are arriving.)

Nam neque quies gentium sine armis, neque arma sine stipendiis, neque stipendia sine tributis haberi queunt (For the quiet of nations cannot be maintained without arms, nor can arms be maintained without pay, nor pay without taxation.) Whether, the Europeans might be willing to stay the course on Ukraine, Putin might say it remains to be seen. As things begin to settle from the original smash of the war’s opening, the state of the global economy will become clearer, and the Europeans, among many other political factors, may not have the desire to remain so giving if they fail to see any progress by the Ukrainian allies on the ground as they had initially. Supporting Ukraine is one thing. Subordinating ones own country’s superior interests for those of Ukraine is another. On this point, perhaps Putin’s thoughts might be best metaphorically addressed by the final verse to the aforementioned Les Comédiens” sung by Aznavour.  He sings: Les comédiens ont démonté leurs tréteaux / Ils ont ôté leur estrade / Et plié les calicots / Ils laisseront au fond du cœur de chacun / Un peu de la sérénade / Et du bonheur d’Arlequin / Demain matin quand le soleil va se lever / Ils seront loin, et nous croirons avoir rêvé / Mais pour l’instant ils traversent dans la nuit / D’autres villages endormis, les comédiens. (The actors disassembled their boards. / They removed their rostrum / And folded the calicos. / They have left in the bottom of the hearts / A little bit of serenade / And harlequin happiness. / Tomorrow morning, when the sun rises / They will be far away, and we will think it was all a dream. / But for now, the actors are travelling through the night / Across other sleepy villages.)

As for the US specifically, Putin conceivably began the Ukraine enterprise believing he had a good understanding of the way many senior Biden administration foreign and national security policy officials, many of whom had held senior posts in the administration of US President Barack Obama, would respond to a move against Ukraine. Putin had strenuously wrestled with them via diplomacy before and doubtlessly had thought about them considerably since. He possibly intuited that they hold a sense that Crimea was lost on their watch. The nature of his interactions was discussed in greater detail in greatcharlie’s February 4, 2022 post entitled, “Recherché Pieces of the Putin Puzzle That May Serve To Better Enable Engagement with Him as Either an Adversary or a Partner Regarding Ukraine”.

However, what Putin is hearing now from Washington, though far from unnerving him, has unlikely provided him with any comfort. In the same aforementioned May 31, 2022 New York Times commentary, Biden explained that the US does not seek a war between NATO and Russia, will not try to bring about his ouster in Moscow. will not be directly engaged in this conflict, either by sending US troops to fight in Ukraine or by attacking Russian forces, so long as the US or its allies are not attacked, He added: “We are not encouraging or enabling Ukraine to strike beyond its borders. We do not want to prolong the war just to inflict pain on Russia.” He also stated: “The United States will continue to work to strengthen Ukraine and support its efforts to achieve a negotiated end to the conflict.” Having rallied to Ukraine’s side with unprecedented military, humanitarian and financial support, Biden explained: “We want to see a democratic, independent, sovereign and prosperous Ukraine with the means to deter and defend itself against further aggression. Biden further explained: “Every negotiation reflects the facts on the ground. We have moved quickly to send Ukraine a significant amount of weaponry and ammunition so it can fight on the battlefield and be in the strongest possible position at the negotiating table.”

As it would be as true for Russian forces, it would be true for Ukrainian forces that well-planned offensive action by them will determine whether a favorable position for Ukraine can be established. The military principle of offense prescribes that maintaining the initiative is the most effective and decisive way to dominate the battlefield. On the offensive, there must be an emphasis on the commander’s skilled combination of the elements of maneuver, firepower, protection, and intelligent leadership in a sound operational plan. The initiative must be retained. Moving forward, firepower, the allies’ greatest strength, must be used to its maximum advantage. Firepower can serve maneuver by creating openings in enemy defenses, but also destroy an enemy’s vital cohesion, his ability to fight, and effectively act. Indeed, one of the most important targets is the enemy’s mind. The allies should engage in actions that will sway moves by Russian forces to enhance the opportunities to destroy them.

To that extent, Biden stated: “That’s why I’ve decided that we will provide the Ukrainians with more advanced rocket systems and munitions that will enable them to more precisely strike key targets on the battlefield in Ukraine. Further explaining plans for assisting Ukraine militarily, Biden said: “We will continue cooperating with our allies and partners on Russian sanctions, the toughest ever imposed on a major economy. We will continue providing Ukraine with advanced weaponry, including Javelin anti-tank missiles, Stinger antiaircraft missiles, powerful artillery and precision rocket systems, radars, unmanned aerial vehicles, Mi-17 helicopters and ammunition. 

Deep strike assets could be provided to Ukraine in order to allow its ground forces to rapidly put direct and indirect fires on Russian armor and mechanized forces inside Russia at their lines of departure, assembly areas, and follow-on units in marshaling yards, and even transport hubs as soon as Russian forces cross the border. They could target equipment and facilities. However, Putin’s commanders have will some say on their impact on the battlefield, especially if Russian forces could begin to move faster to capture territory and bring into Ukraine  systems to defeat any new weapons the US might provide. At Talavera during the Peninsular War (1809) of the Napoleonic Wars, Chestnut Troop Royal Horse Artillery attached to Brigadier General Robert Craufurd’s Light Brigade, which also included the elements of the 43rd Light Infantry, the 52nd Light Infantry and the 95th Rifles. The brigade remarkably traveled 40 miles in 26 hours, crossing mountain and river, to join the camp of then Lieutenant General Sir Arthur Wellesley (later the Duke of Wellington). Despite their outstanding feat of discipline and endurance, the guns of Chestnut Troop were unable to reach Talavera for the battle. However, even though they had just arrived, the entire Light Brigade had to march for another fifteen hours to secure the Almaraz Bridge, before French Emperor Napoleon Bonaparte’s forces could take it, thereby keeping open communications with Lisbon. US assistance in the form of firepower will certainly improve Ukrainian forces still on the defensive, help them hold on to territory tenaciously, but there is no guarantee such assistance will arrive in time in sufficient quantities to be decisive in ejecting Russian forces from Ukraine.

With regard to Biden’s statements on military assistance overall, the indications and implications of that to Putin would doubtlessly be that the US seeks to establish Ukraine and as well-armed military power on Russia’s borders. For Putin that will never be acceptable. He will work with an untrimmed fervor to prevent that even if it means the unthinkable, the use of nuclear weapons. That is a hard saying.

Putin (right) and Ukrainian President Volodymyr Zelensky (left) in Paris on December 9, 2019. Putin and Zelensky had contact on only one occasion in Paris during a multilateral meeting on December 9, 2019 with French President Emmanuel Macron and former German Chancellor Angela Merkel. The four leaders discussed what was at that time a six year fight in the Donbas between the Ukrainian government and ethnic-Russian separatists in the Luhansk and Donetsk oblasts directly supported by Russia. One might wonder if there was anything so singular about their encounter then that may have led Putin to believe Ukraine could be his for the taking militarily.

What Putin Might Have To Say on the “Zelensky Factor”

As the story goes, Samuel Bernstein, the father of Leonard Bernstein who was among the most important conductors of his time. He was also the first conductor from the US to receive international acclaim. Samuel Bernstein actively discouraged his son from pursuing music. He wanted his son to inherit the hair and beauty supply business he had created. However, Leonard Bernstein became a professional musician. A few months following his famous Carnegie Hall last-minute debut on November 14, 1943, which made him famous overnight, a journalist asked Samuel Bernstein if it was true that he had refused to pay for his son’s piano lessons. Sam famously replied: “Well, how was I supposed to know he’d turn out to be Leonard Bernstein?” No one knew Ukrainian President Volodymyr Zelensky would turn out to be Volodymyr Zelensky when the comedian and actor took office in May 2019. One might suggest that as an experienced stage artist, performing under pressure in center stage, reaching his audience, capturing their attention, is his metier. Nonetheless, he is burning more refulgently than any could have expected, and to a degree,, displaying the qualities often ascribed to great leaders. Aux innocents les mains pleines.

Indeed, likely due to the conviviality he displayed prior to the Russian invasion, Western officials were apparently caught surprised by the fact that Zelensky would be such a lion of a man, stalwart of the Ukrainian cause, and a force to be reckoned with during the actual invasion. To say the least, Western government officials and news media commentators alike would viewed Zelensky as having galvanized the Ukrainian people to resist Russia’s effort to swallow up their country. Zelensky also impressed with his entreaties to the world to come to the aid of his fellow countrymen in the best ways that they could. One might safely assume that his efforts influenced how countries with the wherewithal to respond to the Ukraine in its time of need, worked with him, and rapidly developed and implemented plans to provide considerable support for his country. Indeed, such positive perceptions of Zelensky, his impact, that brought aid groups, humanitarian volunteers, foreign fighters, helpful weapons, and financial support to Ukraine. Although Zelensky, spelled a variety of ways in the international newsmedia, is his name, it is one that to people around the world now know singularly refers to the resilient leader of Ukraine. To that extent, it has become a mononym similar to but not as familiar as Beyoncé or Adele

What Putin thinks of Zelensky is important just for the fact that it surely has some part in the development of his aims and objectives. Surely,at least in part that opinion shaped his concept and intent for the Ukraine campaign. Certainly understanding how Putin feels about Zelensky would determine how a negotiated peace would reached. Rather than have the two presidents talk one-on-one, as with their previous meeting in 2019, a multiparty approach, with presidents, prime ministers, and chancellors, could be utilized. Stepping out on shaky ground, greatcharlie hypothesizes on how Putin may view Zelensky and what has been dubbed the Zelensky factor. The thoughts of Putin suggested here are constructed in the abstract. There is no acid test for what is theorized. One can only wait to hear what Putin says and see how Putin acts. At the same time, each suggestion should prove to be more than something akin to the top five ideas of a brainstorming session. Each has the quality of being most likely. 

None of what is presented should be taken too much to heart by the Ukrainian government and its supporters. Lest we forget an apposite quote, used by greatcharlie previously, from F. Scott Fitzgerald’s essay, “The Crack-Up”, published in the ”February 1936 edition of Esquire magazine: “Before I go on with this short history let me make a general observation—the test of a first-rate intelligence is the ability to hold two opposed ideas in the mind at the same time, and still retain the ability to function. One should, for example, be able to see that things are hopeless and yet be determined to make them otherwise. This philosophy fitted on to my early adult life, when I saw the improbable, the implausible, often the “impossible” come true.”

Putin and Zelensky are oil and water as leaders of adversarial countries at war, but also oil and water intrinsically as people. Given what is understood about Putin’s thinking, his assessment of this novice adversary would hardly charitable. The world heard a bit of that view in Putin’s February 24, 2022 address on the special military operation when he stated the following: “I would also like to address the military personnel of the Ukrainian Armed Forces. Comrade officers. Your fathers, grandfathers and great-grandfathers did not fight the Nazi occupiers and did not defend our common Motherland to allow today’s neo-Nazis to seize power in Ukraine. You swore the oath of allegiance to the Ukrainian people and not to the junta, the people’s adversary which is plundering Ukraine and humiliating the Ukrainian people. I urge you to refuse to carry out their criminal orders.” 

It  could not be said that Putin has a penchant for the abstruse. There were many lurid suggestions about Zelensky, with emphasis on his life-style, circulating long before the invasion that likely undecertainlyrlied Putin’s somewhat Delphic remarks with regard to how “the junta” was “humiliating the Ukrainian people.” Putin may be many things but he is not an anti-Semite. However, at the risk of casting aspersions upon Putin with regard his possible attempt to exploit intolerance toward the LGBTQ+ community in Ukraine, it may be fitting to note that upon taking office,  Zelenskiy promoted a tolerant culture, saying he stands for all people’s equality and freedom. A month after taking office, LGBTQ÷ Community in Ukraine celebrated “Pride Month” on Sunday, June 23, 2022 with a march in Kyiv. That celebration was unlikely widely approved of in Ukraine. According to a survey published six month beforehand by the independent think-tank Democratic Initiatives in which 1,998 people were interviewed, almost 47 percent of Ukrainians think that rights of sexual minorities should be limited while 37.5 percent are against restrictions, and 15.6 percent do not have an opinion. Perhaps Putin had information, maybe simply FSB 5th department pokery-jiggery, that attitudes had not softened or Ukrainians actually had become more intolerant over the last three years.

Interestingly, it was reported first in the Western newsmedia and later in more detail in Russia that much of what Putin was told about Zelensky and the government in Kyiv was the product of fabrications and falsehoods from some the Russian intelligence services, Sluzhba Vneshney Razvedki (Foreign Intelligence Service) or SVR, Glavnoye Razvedyvatel’noye Upravleniye Generalnovo Shtaba (Main Intelligence Directorate of the General Staff-Military Intelligence) or GRU, and Federal’naya Sluzhba Bezopasnosti Rossiyskoy Federatsi (Russian Federation Federal Security Service) or FSB. When asked to provide assessments on the situation there, it would appear some in those services sought to simply placate Putin, responding to his sentiments on Ukraine. In the reports of the FSB foreign intelligence department, the organization’s 5th department, there were allegedly many unproven torrid statements on the nature of Ukrainian society made concerning the destructive impact of the West on the culture, morality, spiritually, self-image of the people, ultranationalists, and the leadership in Kyiv, and the Ukrainian people’s willingness to stand fast against an invasion. Conceivably, the information provided in those reports on Zelensky was so satisfying to Putin that it managed to stick with him. 

Putin and Zelensky had contact on only one occasion on December 9, 2019 in Paris during a multilateral meeting with French President Emmanuel Macron and former German Chancellor Angela Merkel. The four leaders discussed what was at that time a six year fight in the Donbas between the Ukrainian government and ethnic-Russian separatists in the Luhansk and Donetsk oblasts directly supported by Russia. One might wonder if there was anything so singular about their encounter then that may have led Putin to believe Ukraine could his for the taking militarily.

Zelensky (on screen) addresses the UN Security Council by video on April 5, 2022. Zelensky has become a bona fide superstar in the West, and as such, the main hope of his Western managers would likely be that his words grip audiences of the powerful and star-studded personalities in their respective societies. After gaining their support for the actions of their respective governments to assist Ukraine, those government would have an easier time convincing ordinary citizens their actions on the matter were all very necessary regardless of expense. Zelensky has moved from one high place to another, the US Congress, the United Kingdom Parliament, the French Parliament, the Italian Chamber of Deputies, the Bundestag along with other European national legislatures. He addressed the NATO Summit, the G7 Summit, the UN Security Council and even venues such as the 75th Cannes Film Festival.

Putin Likely Looked Upon Zelensky’s Recent Effort To Determine What Aid Ukraine Would Recieve with Some Fascination

From Putin’s lens, Zelensky has been allowed the chance by Western powers to be seated, at least temporarily, at their high tables to gain an even firmer handle on Zelensky’s fealty. Putin might say that Zelensky succumbed quickly to trappings of it all much as he would have expected of him. Putin knows the drill all too well as once the effort was made by the West to draw him into such a cabaret. As aforementioned, he was once the dernier cri and darling of Western powers. He at one time was entertained in similar ways as Zelensky by the West. That effort was ultimately unsuccessful.

Zelensky has become a bona fide superstar in the West, and as such, the main hope of his Western managers would likely be that his words grip audiences of the powerful and star-studded personalities in their respective societies. After gaining their support for the actions of their respective governments to assist Ukraine, those government would have an easier time convincing ordinary citizens their actions on the matter were all very necessary regardless of expense. Zelensky has moved from one high place to another, the US Congress, the United Kingdom Parliament, the French Parliament, the Italian Chamber of Deputies, the Bundestag along with other European national legislatures. He addressed the NATO Summit, the G7 Summit, the UN Security Council and even venues such as the 75th Cannes Film Festival. 

Doubtlessly from Putin’s lens, Zelensky behaved as if he had become a new member of the club of Western leaders, and was enjoying every minute of it. Of course, that is exactly how Western capitals want Zelensky to feel. Intriguingly from the start, Ukrainian political leaders oddly expressed an impression that something akin to what young people call a “ride or die” relationship exists between the West and their country. Yet, Putin would likely insist they have erred as the inexperienced would. He would surely suggest that enthusiasm over Zelensky’s popular appeal, interest in Ukraine’s fate, should not be mistaken for some newly established brotherhood between Ukraine and the West, especially now that Russia has made its interests and intentions absolutely clear. If the Russian forces can shape things in their favor, Putin likely believes that will take the shine off Zelensky and Kyiv significantly. Western support of Ukraine continue in considerable measure, but Zelensky, himself, might become quite passé; so Putin would surely predict and hope.

Putin might posit, cynically, that after Zelensky spoke to all of those grand audiences, more support was gained for the Ukrainian cause than might have been achieved without it all. Putin would insist that the West was the true engine behind everything the West had accomplished. He would perhaps say that Zelensky’s heightened image was an aspect of a Western directed, US led, political warfare campaign regarding Ukraine. A Russian intelligence doyen, Putin knows the routine. He doubtlessly could explain forensically exactly how that image by reviewing piles of newsworthy fabrications. some have been exclusives. Moscow has produced its fair share during the war. All in all, Putin would need to accept that if such a political warfare campaign, as he might allege, is being waged by the West, it has been very successful.

Putin could not have missed the fact that Zelensky, more than being just pleased, appeared a bit too confident and too comfortable interacting with Western capitals. There was something to that. When Western leaders deigned to ask him what Ukraine needed–they surely had their own assessments prepared by their respective military, intelligence, diplomatic, and international aid bureaucracies, Zelensky perhaps misconstrued respect and approbation for submissiveness. Recognizably not just to Putin but presumably to all involved at a certain point, Zelensky began behave somewhat spoiled. Most apparently, Zelensky moved a few octaves off the mark and began very publicly offering his “informed” suggestions on what the Western powers should be doing for him then making demands for a line of action to Washington. As part of an effort by officials in Kyiv to be as creative as possible when the war was in its initial stage, two novel ideas were birthed of establishing a no fly zone and obtaining Soviet era MiG-29 fighters from Poland for use by pilots trained to fly them. It is a relatively forgotten issue, but nonetheless very pertinent. The jets would not be excess articles, therefore, to restock the Polish arsenal, the US would provide F-16 fighters. Poland has suggested the re-training of Ukrainian pilots and absorption in their forces would be arranged in Germany. Zelensky’s behavior brings to mind the “Le Misanthrope ou l’Atrabilaire Amoureux” (“The Cantankerous Lover”) (1666), known popularly as The Misanthrope, one of his best-known dramas of 17th century French actor and master of comedy in Western literature, Jean-Baptiste Poquelin, known as Molière. In Act 1 Scene 1, Alceste a disgruntled older aristocrat speaking to his friend Philinte on authenticity, courtesies, and the good of adhering social norms, states: “Non, vous dis-je, on devrait châtier, sans pitié, / Ce commerce honteux de semblants d’amitié. / Je veux que l’on soit homme, et qu’en toute rencontre / Le fond de notre cœur dans nos discours se montre, / Que ce soit lui qui parle, et que nos sentiments / Ne se masquent jamais sous de vains compliments.” (No, I tell you. We ought mercilessly to punish that shameful interchange of hollow facilities. I like a man to be a man, and on all occasions to show depth.of his heart in his words. Let him speak openly and not hide his feelings beneath vain compliments.)

There are certain expectations in interactions, exchanges between countries. Convention requires a certain etiquette. courtesy, expression of respect when asserting ones opinions and beliefs and concerns and priorities. Whatever is discussed must be communicated with the aim of preserving and if possible enhancing the relationship. Zelensky has had learn about such by crash course. He did not have any experience equivalent to working alongside Western capitals at such a level, could hardly had little idea of what was appropriate or what things looked like from their lens or their intentions. Admittedly in the role of apologist in this case, greatcharlie suggests the former comedian and actor, being a novice in politics and on the world stage, had not been up in such rarified air long enough to understand a few important things. His advisers were unlikely much help in that regard. Zelensky could only respond as he knew how. He likely saw nothing but green lights everywhere. 

A tactless approach of a national leader, even of a novice, warrants reproach and rebuff. For Zelensky to believe that he was in any position to determine how other national governments should spend taxpayer dollars, pounds, and euros on Ukraine was daylight madness. Washington doubtlessly recognized that Zelensky has been given attention and has been both supported and admired. However, he should not have felt, as a result of thm respect and courtesies shown to him, entitled to dictate anything to Western governments. Surely, one might say the exigent circumstances that had beset his country made him desperate, even aggressive in his effort to garner as much assistance as possible from those he believed could help. Being 44-years-old at the time, Zelensky was still relatively young. Perhaps he had something to prove to himself or to the Ukrainian people. Interestingly enough, in Molière’s Misanthrope, in the same aforementioned act and scene, Philippe responded to Alceste’s remark by stating: “Il est bien des endroits où la pleine franchise / Deviendrait ridicule et serait peu permise; / Et parfois, n’en déplaise à votre austère honneur, / Il est bon de cacher ce qu’on a dans le cœur. / Serait-il à propos, et de la bienséance / De dire à mille gens tout ce que d’eux on pense? / Ét quand on a quelqu’un qu’on hait on qui déplait, / Lui doit-on déclarer la chose comme elle est?” (There are many circumstances in which plain speaking would become ridiculous, and could hardly be tolerated. And, with all due deference to your austere sense of honour, it is well sometimes to conceal our feelings. Would it be right or becoming to tell thousands of people what we think of them? And when there is somebody whom we hate or who displeased us, must we tell him openly that this is so?)

A couple of Polish Air Force Russian made MiG 29 fighter jets fly above and below two Polish Air Force US made F-16 fighter jets during the Air Show in Radom, Poland, on August 27, 2011 (above). As part of an effort by officials in Kyiv to be as creative as possible when the war was in its initial stage, two novel ideas were birthed of establishing a no fly zone and obtaining Soviet era MiG-29 fighters from Poland for use by pilots trained to fly them. It is a relatively forgotten issue, but nonetheless very pertinent. The jets would not be excess articles so to restock the Polish inventory, the US would provide F-16 fighters. Poland has suggested the re- training of Ukrainian pilots and absorption in their forces would be arranged in Germany. Surely, one might say the exigent circumstances that had beset his country made him desperate, even aggressive in his effort to garner as much assistance as possible from those he believed could help. Zelensky’s comments were not viewed as helpful in Washington.

Perhaps Putin considered Zelensky’s choice to approach the rich and powerful West in such a demanding way was impelled by something bubbling up from his subconscious. He likely Zelensky being what he always has been, a humorist, who by reflex, was making satire of the West and its wherewithal. Putin has a keen eye and taste for dry humor and crni humor. Zelensky may very well have given Putin cause to chuckle in the midst of all the bad that was happening on the ground in Ukraine for Russian forces. Putin probably imagined it all would eventually come to a head sooner than later.

Moreover, Putin perhaps viewed Zelensky’s behavior as being useful, distracting Western capitals, creating the primary narrative concerning Western support for Ukraine while he worked on getting Russian forces away from the horrid meat grinders in Kyiv and Kharkiv in redirected his forces in Eastern and Southern Ukraine. Putin would likely go as far as to call Zelensky a convenient nuisance. As far as Putin was likely concerned, any attention and time placed on Zelensky’s behavior was time not spent increasing the strains they were trying to place on Russia. Zelensky, just as Putin, was willing to exploit any advantage he could find at that point. One aspect which is quite noticeable is that Zelensky seems to comfortably expect something for nothing as if it were the norm in this world. (Perchance Zelensky feels his country self-defense against Russia is the something in return for Western munificence.)

Washington surely was not amused at all by Zelensky’s no fly zone idea or his jet swap plan. Clearly, taking Zelensky’s proposed ideas would mean would only result in exchanging one bad situation for a worse one. Options such as Zelensky’s proposed no-fly zone and Polish MiG-29 transfer, supported by Warsaw, looked real, but they were nothing more than illusions. All illusions disintegrate when confronted by the light of reality. The possibility that US Air Force fighter jets might clash with Russia Federation fighters or bombers and invariably shoot down several of them put the whole matter out of court. Zelensky had to know the Biden administration has been emphatic about avoiding any violent exchanges between the US and Russia that could ignite a full-blown shooting war. It was unclear how the jets would enhance the defensive capabilities of the Ukrainian Armed Forces. The Ukrainians already had MiG-29 fighters and others in its possession that were not being effectively utilized. It was unclear what would be the survivability of the MiG-29 over Russian controlled airspace and whether Ukrainian pilots would be able to contend with the Russians. Further any financial resources needed to bring such a plan into reality had already been earmarked for weapon systems that US military experts had determined would better suit Ukraine’s needs. Zelensky is receiving intelligence from the US and other Western powers. That intelligence has had a multiplier effect on the battlefield. It has lent confidence to decisionmaking in Kyiv. Still, Zelensky would never have all the facts, the big picture, to the extent western capitals do.

As experience, acumen, and the interests of the US dictated, Washington apparently moved fast to reign him in a bit via conversations with their respective countries senior officials and certain legislators. On April 24, 2022, US Secretary of Defense Lloyd Austin and US Secretary of State Antony Blinken visited Zelensky in Kyiv. The trip by Blinken and Austin and Blinken was the highest-level US visit to the Ukrainian capital since Russia invaded. In the meeting, Zelensky may have complained about feeling supervised as a president of a sovereign country. In response to such a likely perception and complaint, Austin and Blinken would surely make the greater point that the plans of the US must not be interfered with. Surely, they spoke without savaging him. An indication that Austin and Blinken likely set Zelensky straight was the fact that Zelensky did not engage in similar behavior concerning US assistance afterward. One can only imagine what might have come next from Zelensky if such a likely agreeable exchange might not have taken place.

The mood of Zelensky and his advisers during the visit by Austin and Blinken was doubtlessly uplifted when they were informed that the US would provide more than $300 million in foreign military financing and had approved a $165 million sale of ammunition. Despite the stresses that may have placed on Ukraine’s relationships in the West, he was fortunate none his benefactors handed him his hat, or turned to very blatantly using military assistance and training as a locus of control. Likely given their heavy focus on Putin they did not give up on the partnership, if they ever would have–which was presumably a card Zelensky felt he held. The true focus of the West was Putin and gaining a firm handle on him and his behavior. Zelensky was, and still is, a means to that end.

US Secretary of Defense Lloyd Austin, left, and Secretary of State Antony Blinken, right, meet with Ukrainian President Volodymyr Zelensky (center), April 24, 2022, in Kyiv. The juxtaposition between Zelensky’s “Sonny Jim” visage and the smiling faces of Austin and Blinken is stark and seemingly speaks volumes about the nature of the interaction and his attitude toward meeting his very important guests. Washington surely was not amused at all by Zelensky’s no fly zone idea or his jet swap plan. Clearly, taking Zelensky’s proposed ideas would only result in exchanging one bad situation for a worse one. The possibility that US Air Force fighter jets might clash with Russia Federation fighters or bombers and invariably shoot down several of them put the whole matter out of court. Zelensky had to know the Biden administration has been emphatic about avoiding any violent exchanges between the US and Russia that could ignite a full-blown shooting war. It was unclear how the jets would enhance the defensive or offensive capabilities of the Ukrainian Armed Forces.

Putin’s Likely View of Zelensky’s “Popular Appeal” in Ukraine

While Western analysts, officials, and news media commentators express the view that Zelensky has rallied his people despite what Ukainians themselves at best might say, it has worked out okay for Ukraine, Putin might argue that he has not actually gained their admiration. Putin’s statement about Zelensky’s government in his February 24, 2022 address on the special military operation was aforementioned. Still, Putin would need to admit that many Ukrainians appreciate the tireless efforts of Zelensky in the face of what is an existential crisis for their country. He can still distinguish between fact and the fanciful. Yet, with all intention to slight the Ukrainian President, Putin would likely state, and imaginably with some asperity, that the people of Ukraine more so view themselves as masters of their own will, independent and girded by their own sense of patriotism, of course inculcated from preceding decades as a society nurtured under the Soviet system. That sense of patriotism was transferred when they were presented, in Putin’s view errantly, with idea that they were living sovereign country, that  Ukraine was a real country. Further, the essence of their will and the spirit behind their sense to remain and defend what they were told was their country does not reside in one man. Such ideas about Ukraine being a country were repeatedly outlined by Putin well-before the February 24, 2022 address. C’est une idée bizarre, un peu folle.

Putin would possibly note somewhat accurately on this occasion tha in contemporary times, it is more difficult through news media reporting to distinguish popular leadership from celebrity and novel amusement. While Zelensky continues to say the right things–there creative suggestions–and is trying to do the right things for the Ukrainian people, the Russian Federation likely feels only time will tell whether he will take a place among the pantheon of great national leaders. Putin is aware that many men and women similar to Zelensky have fallen short and have already been forgotten.

Breaking Zelensky Down

From what is known publicly, it would not be accurate or appropriate to suggest Zelensky in any way at all has come round the twist. Nevertheless, Putin may be wondering what will be the breaking point for Zelensky. He has likely calculated from observing and intelligence reports ordered prepared by the SVR and the Ministry of Foreign Affairs, how much can the former actor stand and how long can he do his job before succumbing to chronic stress, the pressures and loneliness of leadership, how long he can he live with all that has transpired and the horrors he has witnessed, and how is he coping with the reality that his name is inextricably attached to every order that has resulted in lives being lost in the tens of thousands on both sides. When Zelensky sneezes, the SVR likely counts the decibels. A number of newsmedia outlets have pondered this issue, too, making comparisons between Zelensky and US President Abraham Lincoln during the Civil War. 

Though Putin is aware that the prosecution of the war is Zelensky’s priority, there remain countless political, economic, social, and other concerns on the domestic front that require his attention. Many of those concerns may pre-date the war and even transcend it but nevertheless are being impacted by it. Western advice and assistance has doubtlessly helped but it all has a cumulative effect on Zelensky who is harnessed in the seat of the presidency. Putin would certainly know about the many challenging aspects of national leadership as such has been his patch for the most part of two decades. Putin also knows tired presidents can make big mistakes. He might imagine one of Zelensky’s acolytes from the more aggressive security bureaucracies could find advantage in that at some point. An over-wound watch requires repair and Putin may suspect that the West has not been tending to Zelensky with diligence as the focus is on other priorities. Putin perhaps would like to know what he could do to bring him over the line. Maybe he has already been working hard on that front furtively

Despite all of the deficiencies he may very likely detect in Zelensky that make him something in his eyes far less than a force to be reckoned with, Putin would likely admit that it would be better if someone with less of a stage presence ascended to the top in Kyiv. Surely, if Zelensky left the helm in Kyiv, Putin would believe a big hitch would be put in the plans of the West. It was widely reported at one point that Putin sought to have him called to higher service. Perhaps he is still trying, but if so, he must have his people moving at deliberate speed. Ukrainian security services have surely sussing out the tiniest of rumors of a threat. Woe betide those in Ukraine who make a habit of telling the wrong sort of jokes or just uttering negative things about Zelensky. On this matter, there may be some pertinence in Falstaff’s utterance near death in Act 3, scene 3 of William Shakespeare’s play The First Part of Henry the Fourth: “Company, villanous company, hath been the spoil of me.” All of that being said, Putin’s threat to Zelensky’s well-being is a point upon which greatcharlie has no desire to enlarge. Its fervent hope is that this suggestion above all others is unlikely and no plan of the kind outlined is in play. Overall, if what is suggested here about Putin’s larger view of Zelensky proves to be true, one-on-one peace talks between the two leaders would be out of the question. At a minimum, It might be best to include a third party, a leader representing countries able to lend the type of support that could gird an agreement.

Zelensky’s expression (above) is not one of an actor using his talent harnessed by technique. It is the expression of a man managing torment, anguish, fatigue and chronic stress, pushing himself to the utter limit. Though Putin is aware that the prosecution of the war is Zelensky’s priority, there remain countless political, economic, social, and other concerns on the domestic front that require his attention. Many of those concerns may pre-date the war and even transcend it but nevertheless are being impacted by it. Western advice and assistance has doubtlessly helped but it all has a cumulative effect on Zelensky who is harnessed in the seat of the ppresidency. Putin would certainly know about the many challenging aspects of national leadership as such has been his patch for the most part of two decades. An over-wound watch requires repair and Putin may suspect that the West has not been tending to Zelensky with diligence as the focus is on other priorities. Putin perhaps would like to know what he could do to bring him over the line. Maybe he has already been working hard on that front furtively.

The Way Forward

Postea noli rogare quod inpetrare nolueris. (Don’t ask for what you’ll wish you hadn’t got.) Hopefully, political leaders and officials in not one Western capital believe that, if things go their way and fortune goes against Russian forces on the battlefield, Putin will reach out to the West, humble and conciliatory, and seek terms for a full, unconditional withdrawal from Ukraine. Indeed, as a result of defeat, there would not be some gross retardation of Putin’s aggressive instinct. As any form of acquiescence by Putin to Western demands would be very, very unlikely, it becomes more difficult to understand what the genuine objective of the West is in Ukraine. It is hard to imagine what Putin and his advisers–inarguably better aware of Putin’s authentic nature and intentions than anyone outside Russia–make of it all. Suffice it to say, even in the best case scenario for the West in which Ukrainian forces reclaim the overwhelming majority of territory taken by Russian forces, problems of great magnitude will very likely be encountered. This is not a situation that lends itself to the attitude of debrouillez-vous (“We’ll muddle through somehow”), which was the attitude of the the Supreme Command of the French Imperial Army in 1870 which failed to discern and act upon signals that the Prussian Army would move via the Ardennes Forest through Belgium into France. 

In Yours Faithfully, Bertrand Russell: A Lifelong Fight for Peace, Justice, and Truth in Letters to the Editor (Open Court Publishing, 2002), there is passage by Bertrand Russell that explains: “And all this madness, all this rage, all this flaming death of our civilization and our hopes, has been brought about because a set of official gentlemen, living luxurious lives, mostly stupid, and all without imagination or heart, have chosen that it should occur rather than that any one of them should suffer some infinitesimal rebuff to his country`s pride.” Rebuffing the reality that their time on Earth is inconstant, they seek in conceit to shape it with a view to not just leaving their mark but to transforming the world so its will conform with their idea of what is best. As is the pattern, they would declare that they are using national values and interests as a yardstick. The degree and manner in which those respective national values and interests are applied is dependent on the nature of the officials involved in the drama. In a few years or less, their “high-minded” notions, as they generally appear in contemporary timeshare, are now and then rebuked by the reality of the impermanence of actions taken by them. Their deeds often fail the test of time. They may even hold success for a little moment, but fail ultimately to really change the course of anything as successfully as fate does. After they move on from their high offices, the ascent to which they skillfully navigated over a number of years, more often than not their names are forgotten or rarely spoken anywhere except in seminars and colloquiums at universities and respective family gatherings of their antecedents. It should be enough to do the right thing and appreciate the collateral effects of that. 

Still in all, these aforementioned decisionmakers are indeed only human, and must not be judged by idealistic or super-human standards. Admittedly, harshly judging the competencies of those in the foreign and national security policy bureaucracies is the old hobbyhorse of those watching from the outside. Whether this essay for some inside will cause a journey from a lack of clarity or curiosity to knowledge remains to be seen. Harkening back one last time to Molière’s Misanthrope, he writes pertinent to this matter in Act V, scene i: “Si de probité tout était revêtu, / Si tous les cœurs était francs, justes et dociles, / La plupart des vertus nous seraient inutiles, / Puisqu’on en met l’usage à pouvoir sans ennui / Supporter dans nos droits l’injustice d’autrui.” (If everyone were clothed with integrity, / If every heart were just, frank, kindly, / The other virtues would be well-nigh useless, / Since their chief purpose is to make us bear with patience / The injustice of our fellows.) Memores acti prudentes futuri. (Mindful of what has been done, aware of what will be.)